UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-3445
NAME OF REGISTRANT: The Merger Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Westchester Capital Management,
LLC
100 Summit Lake Drive
Valhalla, NY 10595
NAME AND ADDRESS OF AGENT FOR SERVICE: Bruce Rubin
The Merger Fund
100 Summit Lake Drive
Valhalla, NY 10595
REGISTRANT'S TELEPHONE NUMBER: (914)741-5600
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
THE MERGER FUND
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AIRGAS, INC. Agenda Number: 933314522
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Security: 009363102
Meeting Type: Annual
Meeting Date: 15-Sep-2010
Ticker: ARG
ISIN: US0093631028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN P. CLANCEY Mgmt For *
ROBERT L. LUMPKINS Mgmt For *
TED B. MILLER, JR. Mgmt For *
02 TO AMEND THE AIRGAS BY-LAWS REGARDING THE ELIGIBILITY Mgmt For *
OF ANY DIRECTOR NOMINATED BY THE AIRGAS BOARD
FOR ELECTION, BUT NOT NOMINATED BY THE AIRGAS
STOCKHOLDERS. ALL, AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
03 TO AMEND THE AIRGAS BY-LAWS TO REQUIRE AIRGAS Mgmt For *
TO HOLD ITS 2011 ANNUAL STOCKHOLDER MEETING
ON JANUARY 18, 2011 AND ALL SUBSEQUENT ANNUAL
STOCKHOLDER MEETINGS IN JANUARY. ALL, AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO REPEAL ANY AMENDMENTS TO AIRGAS, INC. AMENDED Mgmt For *
AND RESTATED BY-LAWS ADOPTED BY THE AIRGAS
BOARD OF DIRECTORS WITHOUT THE APPROVAL OF
THE AIRGAS STOCKHOLDERS AFTER APRIL 7, 2010
AND PRIOR TO THE EFFECTIVENESS OF THE RESOLUTION
PROPOSED IN THIS PROPOSAL 4. ALL, AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
05 TO RATIFY THE SELECTION OF KPMG LLP AS AIRGAS'S Mgmt For *
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
06 TO APPROVE THE AMENDMENT TO AIRGAS'S AMENDED Mgmt For *
AND RESTATED 2003 EMPLOYEE STOCK PURCHASE PLAN.
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AIRTRAN HOLDINGS, INC. Agenda Number: 933373247
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Security: 00949P108
Meeting Type: Special
Meeting Date: 23-Mar-2011
Ticker: AAI
ISIN: US00949P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 26, 2010, BY AND AMONG
SOUTHWEST AIRLINES CO. ("SOUTHWEST"), AIRTRAN
HOLDINGS, INC. AND GUADALUPE HOLDINGS CORP.,
A WHOLLY OWNED SUBSIDIARY OF SOUTHWEST.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE
PROPOSAL 1.
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ALBERTO-CULVER COMPANY Agenda Number: 933349537
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Security: 013078100
Meeting Type: Special
Meeting Date: 17-Dec-2010
Ticker: ACV
ISIN: US0130781000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, BY AND AMONG UNILEVER N.V., A NETHERLANDS
CORPORATION, SOLELY WITH RESPECT TO SECTION
5.10 THEREOF, UNILEVER PLC, A COMPANY INCORPORATED
UNDER THE LAWS OF AND REGISTERED IN ENGLAND,
CONOPCO, INC., A NEW YORK CORPORATION, ACE
MERGER, INC., A DELAWARE CORPORATION, AND ALBERTO-CULVER
COMPANY.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE MERGER AGREEMENT AT THE TIME
OF THE SPECIAL MEETING.
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ALBERTO-CULVER COMPANY Agenda Number: 933368878
--------------------------------------------------------------------------------------------------------------------------
Security: 013078100
Meeting Type: Annual
Meeting Date: 24-Feb-2011
Ticker: ACV
ISIN: US0130781000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS A. DATTILO Mgmt For For
JIM EDGAR Mgmt For For
SAM J. SUSSER Mgmt For For
02 A NON-BINDING ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
03 A NON-BINDING ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
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ALCON, INC. Agenda Number: 933310512
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Security: H01301102
Meeting Type: Special
Meeting Date: 16-Aug-2010
Ticker: ACL
ISIN: CH0013826497
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): ENRICO VANNI
1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): NORMAN WALKER
1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): PAUL CHOFFAT
1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): URS BAERLOCHER
1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): JACQUES SEYDOUX
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ALCON, INC. Agenda Number: 933315170
--------------------------------------------------------------------------------------------------------------------------
Security: H01301102
Meeting Type: Special
Meeting Date: 16-Aug-2010
Ticker: ACL
ISIN: CH0013826497
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): ENRICO VANNI
1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): NORMAN WALKER
1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): PAUL CHOFFAT
1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): URS BAERLOCHER
1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): JACQUES SEYDOUX
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ALLEGHENY ENERGY, INC. Agenda Number: 933313049
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Security: 017361106
Meeting Type: Special
Meeting Date: 14-Sep-2010
Ticker: AYE
ISIN: US0173611064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 10, 2010, BY AND
AMONG FIRSTENERGY CORP., ELEMENT MERGER SUB,
INC. (A WHOLLY-OWNED SUBSIDIARY OF FIRSTENERGY
CORP.) AND ALLEGHENY ENERGY, INC., AS AMENDED
AS OF JUNE 4, 2010, AND AS IT MAY BE FURTHER
AMENDED FROM TIME TO TIME, AND THE MERGER DESCRIBED
THEREIN.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Mgmt For For
LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT
AND THE MERGER AT THE TIME OF THE SPECIAL MEETING.
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AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. Agenda Number: 933456635
--------------------------------------------------------------------------------------------------------------------------
Security: 02744M108
Meeting Type: Special
Meeting Date: 15-Jun-2011
Ticker: AMMD
ISIN: US02744M1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 10, 2011, BY AND
AMONG ENDO PHARMACEUTICALS HOLDINGS INC., NIKA
MERGER SUB, INC., A WHOLLY OWNED INDIRECT SUBSIDIARY
OF ENDO PHARMACEUTICALS HOLDINGS INC., AND
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC., AS
IT MAY BE AMENDED FROM TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT.
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AMERICREDIT CORP. Agenda Number: 933325842
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Security: 03060R101
Meeting Type: Special
Meeting Date: 29-Sep-2010
Ticker: ACF
ISIN: US03060R1014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT AND APPROVE THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JULY 21, 2010,
AMONG GENERAL MOTORS HOLDINGS LLC, GOALIE TEXAS
HOLDCO INC., A WHOLLY-OWNED SUBSIDIARY OF GENERAL
MOTORS HOLDINGS LLC, AND AMERICREDIT CORP.,
AS IT MAY BE AMENDED FROM TIME TO TIME.
02 THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
FOR, AMONG OTHER REASONS, THE SOLICITATION
OF ADDITIONAL PROXIES IN THE EVENT THAT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT AND APPROVE THE MERGER
AGREEMENT.
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ANDEAN RESOURCES LTD Agenda Number: 702696076
--------------------------------------------------------------------------------------------------------------------------
Security: Q0793X100
Meeting Type: SCH
Meeting Date: 03-Dec-2010
Ticker:
ISIN: AU000000AND0
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to and in accordance with Section Mgmt For For
411 of the Corporations Act, the Scheme of
Arrangement proposed to be entered into between
Andean Resources Limited and holders of its
fully paid ordinary shares (Scheme) is approved
and the board of directors of Andean are authorized
to agree to such modifications or conditions
as are thought fit by the Federal Court of
Australia (Court) and, subject to approval
of the Scheme by the Court, to implement the
Scheme with any such modifications or conditions
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ANDEAN RESOURCES LTD Agenda Number: 702710408
--------------------------------------------------------------------------------------------------------------------------
Security: Q0793X100
Meeting Type: AGM
Meeting Date: 03-Dec-2010
Ticker:
ISIN: AU000000AND0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 760769 DUE TO SPLITTING OF RESOLUTION 4.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 2, 4.A TO 4.C, 5, 7 AND 8 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT
BY THE PASSING OF THE RELEVANT PROPOSAL/S.
BY VOTING (FOR OR AGAINST) ON PROPOSAL (4.A
TO 4.C, 5, 7 AND 8), YOU ACKNOWLEDGE THAT YOU
HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION.
1 To receive and consider the financial report Mgmt For For
of Andean and the reports of the Directors
and Auditors for the year ended 30 June 2010
2 That Andean ratifies the appointment by the Mgmt For For
Directors of Mr. Charles (Chuck) Winograd as
a Director of Andean effective from 15 April
2010
3 That, the Remuneration Report contained in the Mgmt For For
Directors' Report for the year ended 30 June
2010, be adopted by Andean
4.A That for the purposes of Chapter 2E of the Corporations Mgmt For For
Act, ASX Listing Rule 10.14 and for all other
purposes, Shareholders approve the issue of
46,200 Shares under the ESOP, and 106,260 Options
to Mr. Wayne Hubert, for the purposes and on
the terms set out in the Explanatory Statement
4.B That for the purposes of Chapter 2E of the Corporations Mgmt For For
Act, ASX Listing Rule 10.14 and for all other
purposes, Shareholders approve the issue of
150,000 Shares to Mr. Charles Winograd under
the ESOP, for the purposes and on the terms
set out in the Explanatory Statement
4.C That for the purposes of Chapter 2E of the Corporations Mgmt For For
Act, ASX Listing Rule 10.14 and for all other
purposes Shareholders approve the issue of
performance rights to Mr. Charles Winograd
under the ESOP, on the terms and for the purposes
set out in the Explanatory Statement
5 That for all purposes, including section 6.13 Mgmt For For
of the TSX Company Manual and Listing Rule
6.23, Shareholders approve the cancellation
of up to 3,223,440 Options held by option holders
each of whom is a Director, officer, employee
or consultant to Andean (including those to
be issued to Wayne Hubert under Resolution
4) in accordance with the Option Cancellation
Deed as set out in the AGM Explanatory Statement
6 That Mr. Ian Hume, being a Director of Andean Mgmt For For
who retires by rotation under Article 20.3
of the Constitution, and being eligible, be
re-elected as a Director
7 That, for the purposes of exception 9(b) of Mgmt For For
ASX Listing Rule 7.2 and for all other purposes,
the Shareholders approve the New Employee Share
Ownership Plan for the purposes and on the
terms set out in Annexure A of the Explanatory
Statement
8 That, pursuant to Listing Rule 7.4 and for all Mgmt For For
other purposes, Shareholders ratify and approve
the allotment and issue of 70,000,000 Shares
to a syndicate of underwriters, for the purposes
and on the terms set out in the Explanatory
Statement
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF RESOLUTION NUMBER 2 IN THE VOTING EXCLUSION
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
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ARENA RESOURCES, INC. Agenda Number: 933304139
--------------------------------------------------------------------------------------------------------------------------
Security: 040049108
Meeting Type: Special
Meeting Date: 16-Jul-2010
Ticker: ARD
ISIN: US0400491082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 3, 2010, BY AND AMONG
ARENA, SANDRIDGE ENERGY, INC., A DELAWARE CORPORATION,
AND STEEL SUBSIDIARY CORPORATION, A WHOLLY
OWNED SUBSIDIARY OF SANDRIDGE ENERGY, INC.,
PURSUANT TO WHICH STEEL SUBSIDIARY CORPORATION
WILL MERGE WITH AND INTO ARENA, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
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ATHEROS COMMUNICATIONS, INC. Agenda Number: 933373982
--------------------------------------------------------------------------------------------------------------------------
Security: 04743P108
Meeting Type: Special
Meeting Date: 18-Mar-2011
Ticker: ATHR
ISIN: US04743P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF JANUARY 5, 2011 (THE "MERGER AGREEMENT"),
BY AND AMONG ATHEROS COMMUNICATIONS, INC.,
(THE "COMPANY"), QUALCOMM INCORPORATED, ("PARENT"),
AND T MERGER SUB, INC., ("MERGER SUB"), ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
02 TO APPROVE THE POSTPONEMENT OR ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT.
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ATLAS ENERGY INC Agenda Number: 933366266
--------------------------------------------------------------------------------------------------------------------------
Security: 049298102
Meeting Type: Special
Meeting Date: 16-Feb-2011
Ticker: ATLS
ISIN: US0492981024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF NOVEMBER 8, 2010 AND
AMENDED AS OF DECEMBER 7, 2010, BY AND AMONG
ATLAS ENERGY, INC., CHEVRON CORPORATION AND
ARKHAN CORPORATION, PROVIDING FOR THE MERGER
OF ARKHAN CORPORATION, AN INDIRECT WHOLLY OWNED
SUBSIDIARY OF CHEVRON CORPORATION, WITH AND
INTO ATLAS ENERGY, INC.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
IN THE VIEW OF THE ATLAS ENERGY, INC. BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF SUCH ADJOURNMENT TO ADOPT THE MERGER
AGREEMENT.
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BIG LOTS, INC. Agenda Number: 933419322
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BIG
ISIN: US0893021032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY P. BERGER Mgmt For For
STEVEN S. FISHMAN Mgmt For For
PETER J. HAYES Mgmt For For
DAVID T. KOLLAT Mgmt For For
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt For For
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 3 Years For
OF THE SAY ON PAY VOTE.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
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BIOVAIL CORPORATION Agenda Number: 933323115
--------------------------------------------------------------------------------------------------------------------------
Security: 09067J109
Meeting Type: Special
Meeting Date: 27-Sep-2010
Ticker: BVF
ISIN: CA09067J1093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RESOLUTION TO AUTHORIZE BIOVAIL CORPORATION Mgmt For For
("BIOVAIL") TO ISSUE SUCH NUMBER OF COMMON
SHARES IN THE CAPITAL OF BIOVAIL AS IS NECESSARY
TO COMPLETE THE MERGER WITH VALEANT PHARMACEUTICALS
INTERNATIONAL ("VALEANT"), BEING 1.7809 BIOVAIL
COMMON SHARES FOR EACH SHARE OF VALEANT COMMON
STOCK, AND SUCH OTHER COMMON SHARES IN THE
CAPITAL OF BIOVAIL AS CONTEMPLATED BY THE MERGER
AGREEMENT DATED AS OF JUNE 20, 2010 AMONG VALEANT,
BIOVAIL, BIOVAIL AMERICAS CORP. AND BEACH MERGER
CORP.
02 THE RESOLUTION TO AMEND THE ARTICLES OF CONTINUANCE Mgmt For For
OF BIOVAIL TO CHANGE THE NAME OF BIOVAIL FROM
"BIOVAIL CORPORATION" TO "VALEANT PHARMACEUTICALS
INTERNATIONAL, INC.", THE FULL TEXT OF WHICH
RESOLUTION IS ATTACHED AS ANNEX E TO THE MANAGEMENT
PROXY CIRCULAR AND JOINT PROXY STATEMENT/PROSPECTUS.
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BJ'S WHOLESALE CLUB, INC. Agenda Number: 933419877
--------------------------------------------------------------------------------------------------------------------------
Security: 05548J106
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BJ
ISIN: US05548J1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL DANOS PH.D. Mgmt For For
1B ELECTION OF DIRECTOR: LAURA J. SEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. SHEEHAN Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2012.
03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 CONSIDERATION OF A SHAREHOLDER PROPOSAL REGARDING Shr Abstain Against
BIRD WELFARE.
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BOOTS & COOTS, INC. Agenda Number: 933319255
--------------------------------------------------------------------------------------------------------------------------
Security: 099469504
Meeting Type: Special
Meeting Date: 15-Sep-2010
Ticker: WEL
ISIN: US0994695049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER DATED APRIL 9, 2010, BY AND AMONG BOOTS
& COOTS, INC. ("BOOTS & COOTS") HALLIBURTON
COMPANY ("HALLIBURTON") AND GRADIENT, LLC,
A DIRECT WHOLLY OWNED SUBSIDIARY OF HALLIBURTON,
PURSUANT TO WHICH BOOTS & COOTS WILL BE MERGED
WITH AND INTO GRADIENT, LLC, WITH GRADIENT,
LLC SURVIVING.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT THE SOLICITATION
OF ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT PROPOSAL 1.
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BUCYRUS INTERNATIONAL, INC. Agenda Number: 933361949
--------------------------------------------------------------------------------------------------------------------------
Security: 118759109
Meeting Type: Special
Meeting Date: 20-Jan-2011
Ticker: BUCY
ISIN: US1187591094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF NOVEMBER 14, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, ("THE MERGER AGREEMENT"),
BY AND AMONG BUCYRUS INTERNATIONAL, INC., CATERPILLAR
INC., AND BADGER MERGER SUB, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BUCYRUS INTERNATIONAL, INC. Agenda Number: 933379605
--------------------------------------------------------------------------------------------------------------------------
Security: 118759109
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: BUCY
ISIN: US1187591094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHELLE L. COLLINS Mgmt For For
GENE E. LITTLE Mgmt For For
ROBERT K. ORTBERG Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt Take No Action
STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA PIZZA KITCHEN, INC. Agenda Number: 933326818
--------------------------------------------------------------------------------------------------------------------------
Security: 13054D109
Meeting Type: Annual
Meeting Date: 30-Sep-2010
Ticker: CPKI
ISIN: US13054D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LESLIE E. BIDER Mgmt For For
MARSHALL S. GELLER Mgmt For For
LARRY S. FLAX Mgmt For For
CHARLES G. PHILLIPS Mgmt For For
RICHARD L. ROSENFIELD Mgmt For For
ALAN I. ROTHENBERG Mgmt For For
2 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
JANUARY 2, 2011.
3 APPROVE CALIFORNIA PIZZA KITCHEN 2010 EXECUTIVE Mgmt For For
INCENTIVE PLAN.
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CASEY'S GENERAL STORES, INC. Agenda Number: 933319851
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 23-Sep-2010
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. MYERS Mgmt For For
DIANE C. BRIDGEWATER Mgmt For For
JOHNNY DANOS Mgmt For For
H. LYNN HORAK Mgmt For For
KENNETH H. HAYNIE Mgmt For For
WILLIAM C. KIMBALL Mgmt For For
JEFFREY M. LAMBERTI Mgmt For For
RICHARD A. WILKEY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING APRIL 30, 2011.
03 COUCHE-TARD PROPOSAL TO REPEAL ANY NEW BYLAWS Shr Against For
OR AMENDMENTS TO THE BYLAWS ADOPTED BY THE
BOARD OF DIRECTORS, WITHOUT SHAREHOLDER APPROVAL,
AFTER JUNE 10, 2009 AND PRIOR TO THE EFFECTIVENESS
OF THE RESOLUTION EFFECTING SUCH REPEAL.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933323874
--------------------------------------------------------------------------------------------------------------------------
Security: 191219104
Meeting Type: Special
Meeting Date: 01-Oct-2010
Ticker: CCE
ISIN: US1912191046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE BUSINESS SEPARATION Mgmt For For
AND MERGER AGREEMENT, DATED AS OF FEBRUARY
25, 2010 AS IT MAY BE AMENDED FROM TIME TO
TIME BY AND AMONG COCA-COLA ENTERPRISES INC.,
INTERNATIONAL CCE INC., THE COCA-COLA COMPANY
AND COBALT SUBSIDIARY LLC.
02 A PROPOSAL TO ADJOURN THE MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933380456
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
DONNA A. JAMES Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION PROGRAM VOTES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.
05 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL Shr Against For
OF CERTAIN SEVERANCE AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
COMPELLENT TECHNOLOGIES, INC. Agenda Number: 933366254
--------------------------------------------------------------------------------------------------------------------------
Security: 20452A108
Meeting Type: Special
Meeting Date: 22-Feb-2011
Ticker: CML
ISIN: US20452A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF DECEMBER 12, 2010, AMONG DELL INTERNATIONAL
L.L.C., DELL TRINITY HOLDINGS CORP. AND COMPELLENT
TECHNOLOGIES, INC. (THE "MERGER AGREEMENT"),
UNDER WHICH COMPELLENT TECHNOLOGIES, INC. WILL
BECOME A WHOLLY-OWNED SUBSIDIARY OF DELL INTERNATIONAL
L.L.C.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING, IF NECESSARY, FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES TO
VOTE IN FAVOR OF THE ADOPTION OF THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CRUCELL N V Agenda Number: 702697004
--------------------------------------------------------------------------------------------------------------------------
Security: N23473106
Meeting Type: EGM
Meeting Date: 10-Dec-2010
Ticker:
ISIN: NL0000358562
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 760319 DUE TO VOTING MEETING CHANGE TO INFORMATION
MEETING [CHANGE IN VOTING STATUS]. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Opening of the General Meeting Non-Voting No vote
2 Discussion on the intended bid by Johnson + Non-Voting No vote
Johnson on all outstanding shares in the capital
of Crucell NV and all related aspects hereto
3 Closing of the General Meeting Non-Voting No vote
"PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED WITH THIS
MEETING. THANK YOU".
PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. Non-Voting No vote
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY,
YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CRUCELL N V Agenda Number: 702738949
--------------------------------------------------------------------------------------------------------------------------
Security: N23473106
Meeting Type: EGM
Meeting Date: 08-Feb-2011
Ticker:
ISIN: NL0000358562
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 770046 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED WITH THIS
MEETING. THANK YOU
1 Opening of the general meeting Non-Voting No vote
2 Discussion of the contemplated offer of Johnson Mgmt For For
+ Johnson for all the outstanding shares in
the capital of the company and all aspects
in connection therewith
3.a Proposal to amend the articles of association Mgmt For For
of the Company with effect of the Settlement
Date, being the date no later than the third
business day after the date the Offer has been
declared unconditional, under the condition
precedent of the contemplated offer of Johnson
& Johnson for all the outstanding shares in
the capital of the Company (the Offer) being
declared unconditional
3.b Proposal to authorise each member o f the board Mgmt For For
of management of the company and also each
civil law notary, deputy civil law notary and
notarial assistant of allen + overy llp , each
of them severally, with effect of the settlement
date, under the condition precedent of the
offer being declared unconditional, to apply
to the dutch ministry of justice for the statement
of no objection's and to have the deed of amendment
of the articles of association executed
4 Resignation of Messrs. W.M. Burns, S.A. Davis, Mgmt For For
P. Satow, J.S.S. Shannon, G.R. Siber, F.F.
Waller and C.-E . Wilhelmsson as members of
the supervisory board and the proposal to grant
discharge with effect of the settlement date,
under the condition precedent of the offer
being declared unconditional
5.a It is proposed to appoint J.H.J.Peeters as member Mgmt For For
of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2: 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
5.b It is proposed to appoint P.Stoffels as member Mgmt For For
of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2: 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
5.c It is proposed to appoint T.J.Heyman as member Mgmt For For
of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2: 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
5.d It is proposed to appoint J.J.U. Van Hoof as Mgmt For For
member of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2: 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
5.e It is proposed to appoint Ms.J.V.Griffiths as Mgmt For For
member of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2: 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
5.f It is proposed to appoint B.W. Van Zijll Langhout Mgmt For For
as member of the supervisory board where all
details as laid down in article 2:158 paragraph
5, section 2: 142 paragraph 3 of the dutch
civil code are available for the general meeting
of shareholders
5.g It is proposed to appoint P.Korte as member Mgmt For For
of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2: 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
5.h It is proposed to appoint D.-J. Zweers as member Mgmt For For
of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2: 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
5.i It is proposed to appoint J.C. Bot as member Mgmt For For
of the supervisory board where all details
as laid down in article 2:158 paragraph 5,
section 2 142 paragraph 3 of the dutch civil
code are available for the general meeting
of shareholders
6 Any other business Non-Voting No vote
7 Closing of the general meeting Non-Voting No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN TEXT OF RESOLUTION 3A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CRUCELL N.V. Agenda Number: 933366608
--------------------------------------------------------------------------------------------------------------------------
Security: 228769105
Meeting Type: Special
Meeting Date: 08-Feb-2011
Ticker: CRXL
ISIN: US2287691057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3A PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Mgmt Take No Action
OF THE COMPANY WITH EFFECT OF THE SETTLEMENT
DATE, BEING THE DATE NO LATER THAN THE THIRD
BUSINESS DAY AFTER THE DATE THE OFFER HAS BEEN
DECLARED UNCONDITIONAL, UNDER THE CONDITION
PRECEDENT OF THE CONTEMPLATED OFFER OF JOHNSON
& JOHNSON FOR ALL THE ISSUED AND OUTSTANDING
SHARES IN THE CAPITAL OF THE COMPANY (THE OFFER)
BEING DECLARED UNCONDITIONAL. (RESOLUTION).
3B PROPOSAL TO AUTHORISE EACH MEMBER OF THE BOARD Mgmt Take No Action
OF MANAGEMENT OF THE COMPANY AND ALSO EACH
CIVIL LAW NOTARY, DEPUTY CIVIL LAW NOTARY AND
NOTARIAL ASSISTANT OF ALLEN & OVERY LLP, EACH
OF THEM SEVERALLY, WITH EFFECT OF THE SETTLEMENT
DATE, UNDER THE CONDITION PRECEDENT OF THE
OFFER BEING DECLARED UNCONDITIONAL, TO APPLY
TO THE DUTCH MINISTRY OF JUSTICE FOR THE STATEMENT
OF NO OBJECTIONS AND TO HAVE THE DEED OF AMENDMENT
OF THE ARTICLES OF ASSOCIATION EXECUTED. (RESOLUTION).
04 RESIGNATION SUPERVISORY BOARD AND DISCHARGE: Mgmt Take No Action
RESIGNATION OF MESSRS. W.M. BURNS, S.A. DAVIS,
P. SATOW, J.S.S. SHANNON, G.R. SIBER, F.F.
WALLER AND C.-E. WILHELMSSON AS MEMBERS OF
THE SUPERVISORY BOARD AND THE PROPOSAL TO GRANT
DISCHARGE WITH EFFECT OF THE SETTLEMENT DATE,
UNDER THE CONDITION PRECEDENT OF THE OFFER
BEING DECLARED UNCONDITIONAL. (RESOLUTION).
5A PROPOSAL TO APPOINT MR. J.H.J. PEETERS AS MEMBER Mgmt Take No Action
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5B PROPOSAL TO APPOINT MR. P. STOFFELS AS MEMBER Mgmt Take No Action
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5C PROPOSAL TO APPOINT MR. T.J. HEYMAN AS MEMBER Mgmt Take No Action
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5D PROPOSAL TO APPOINT MR. J.J.U. VAN HOOF AS MEMBER Mgmt Take No Action
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5E PROPOSAL TO APPOINT MS. J.V. GRIFFITHS AS MEMBER Mgmt Take No Action
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5F PROPOSAL TO APPOINT MR. B.W. VAN ZIJLL LANGHOUT Mgmt Take No Action
AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT
OF THE SETTLEMENT DATE, UNDER THE CONDITION
PRECEDENT OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5G PROPOSAL TO APPOINT MR. P. KORTE AS MEMBER OF Mgmt Take No Action
THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT
DATE, UNDER THE CONDITION PRECEDENT OF THE
OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION).
5H PROPOSAL TO APPOINT MR. D.-J. ZWEERS AS MEMBER Mgmt Take No Action
OF THE SUPERVISORY BOARD WITH EFFECT OF THE
SETTLEMENT DATE, UNDER THE CONDITION PRECEDENT
OF THE OFFER BEING DECLARED UNCONDITIONAL.
(RESOLUTION).
5I PROPOSAL TO APPOINT MR. J.C. BOT AS MEMBER OF Mgmt Take No Action
THE SUPERVISORY BOARD WITH EFFECT OF THE SETTLEMENT
DATE, UNDER THE CONDITION PRECEDENT OF THE
OFFER BEING DECLARED UNCONDITIONAL. (RESOLUTION).
--------------------------------------------------------------------------------------------------------------------------
CYBERSOURCE CORPORATION Agenda Number: 933301955
--------------------------------------------------------------------------------------------------------------------------
Security: 23251J106
Meeting Type: Special
Meeting Date: 20-Jul-2010
Ticker: CYBS
ISIN: US23251J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 20, 2010, BY AND
AMONG VISA INC., MARKET ST. CORP. AND CYBERSOURCE
CORPORATION, PURSUANT TO WHICH CYBERSOURCE
WILL BE ACQUIRED BY VISA.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES
AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT
TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
DANVERS BANCORP, INC. Agenda Number: 933422735
--------------------------------------------------------------------------------------------------------------------------
Security: 236442109
Meeting Type: Special
Meeting Date: 13-May-2011
Ticker: DNBK
ISIN: US2364421097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Mgmt For For
BY AND BETWEEN DANVERS BANCORP, INC. AND PEOPLE'S
UNITED FINANCIAL, INC., DATED AS OF JANUARY
20, 2011, PURSUANT TO WHICH DANVERS WILL MERGE
WITH AND INTO PEOPLE'S UNITED, WITH PEOPLE'S
UNITED BEING THE SURVIVING CORPORATION.
02 APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING, OR
AT ANY ADJOURNMENT OR POSTPONEMENT OF THAT
MEETING, TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DEL MONTE FOODS COMPANY Agenda Number: 933366177
--------------------------------------------------------------------------------------------------------------------------
Security: 24522P103
Meeting Type: Special
Meeting Date: 07-Mar-2011
Ticker: DLM
ISIN: US24522P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF NOVEMBER 24, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG DEL MONTE FOODS
COMPANY, BLUE ACQUISITION GROUP, INC., AND
BLUE MERGER SUB INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT
AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
DILLARD'S, INC. Agenda Number: 933414815
--------------------------------------------------------------------------------------------------------------------------
Security: 254067101
Meeting Type: Annual
Meeting Date: 21-May-2011
Ticker: DDS
ISIN: US2540671011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1B ELECTION OF DIRECTOR: FRANK R. MORI Mgmt For For
1C ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: NICK WHITE Mgmt For For
2 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR THRIFTY AUTOMOTIVE GROUP, INC. Agenda Number: 933321628
--------------------------------------------------------------------------------------------------------------------------
Security: 256743105
Meeting Type: Special
Meeting Date: 30-Sep-2010
Ticker: DTG
ISIN: US2567431059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT THE AGREEMENT AND PLAN OF MERGER BY AND Mgmt For For
AMONG HERTZ GLOBAL HOLDINGS, INC., REFERRED
TO AS HERTZ, HDTMS, INC., REFERRED TO AS MERGER
SUB, AND DOLLAR THRIFTY AUTOMOTIVE GROUP, INC.,
REFERRED TO AS DTG, PURSUANT TO WHICH MERGER
SUB WILL MERGE WITH AND INTO DTG, AND DTG WILL
CONTINUE AS THE SURVIVING ENTITY AND A WHOLLY
OWNED SUBSIDIARY OF HERTZ.
02 APPROVE THE ADJOURNMENT OF THE MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT
AT THE TIME OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR THRIFTY AUTOMOTIVE GROUP, INC. Agenda Number: 933439540
--------------------------------------------------------------------------------------------------------------------------
Security: 256743105
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: DTG
ISIN: US2567431059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS P. CAPO Mgmt For For
MARYANN N. KELLER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
RICHARD W. NEU Mgmt For For
JOHN C. POPE Mgmt For For
SCOTT L. THOMPSON Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
03 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
04 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERGENCY MEDICAL SERVICES CORP. Agenda Number: 933439235
--------------------------------------------------------------------------------------------------------------------------
Security: 29100P102
Meeting Type: Special
Meeting Date: 20-May-2011
Ticker: EMS
ISIN: US29100P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF FEBRUARY 13, 2011, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG CDRT ACQUISITION
CORPORATION, A DELAWARE CORPORATION, CDRT MERGER
SUB, INC., A DELAWARE CORPORATION, AND EMERGENCY
MEDICAL SERVICES CORPORATION, A DELAWARE CORPORATION
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. Agenda Number: 933380153
--------------------------------------------------------------------------------------------------------------------------
Security: 349631101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: FO
ISIN: US3496311016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1B ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1C ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1D ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1E ELECTION OF DIRECTOR: NORMAN H. WESLEY Mgmt For For
1F ELECTION OF DIRECTOR: PETER M. WILSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
05 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ALLOW STOCKHOLDERS
TO CALL SPECIAL MEETINGS.
06 APPROVAL OF THE FORTUNE BRANDS, INC. 2011 LONG-TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
FRONTEER GOLD INC Agenda Number: 702822227
--------------------------------------------------------------------------------------------------------------------------
Security: 359032109
Meeting Type: SGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: CA3590321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"1 AND 2". THANK YOU.
1 The special resolution, the full text of which Mgmt For For
is attached as Appendix "A" to the Management
Information Circular dated March 2, 2011 (the
"Information Circular"), to approve a plan
of arrangement pursuant to section 182 of the
Business Corporations Act (Ontario), involving
the Corporation, Newmont Mining Corporation,
Pilot Gold Inc. ("Pilot Gold") and the Securityholders,
all as more particularly described in the
Information Circular
2 The ordinary resolution, the full text of which Mgmt For For
is set forth in the Information Circular
under the heading "Other Matters to be Considered
at the Meeting-Approval of Pilot Gold Option
Plan", to approve a stock option plan of
Pilot Gold, as more particularly described
in the Information Circular; and
3 At the nominee's discretion, to act and vote Non-Voting No vote
upon any amendments or variations
to matters specified in the accompanying Notice
of Meeting or upon any other matters as may
properly come before the Meeting or any
adjournments(s) or postponement(s)
thereof
--------------------------------------------------------------------------------------------------------------------------
FRONTEER GOLD INC. Agenda Number: 933379972
--------------------------------------------------------------------------------------------------------------------------
Security: 359032109
Meeting Type: Special
Meeting Date: 30-Mar-2011
Ticker: FRG
ISIN: CA3590321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH Mgmt For For
IS ATTACHED AS APPENDIX "A" TO THE MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 2, 2011 (THE
"INFORMATION CIRCULAR"), TO APPROVE A PLAN
OF ARRANGEMENT PURSUANT TO SECTION 182 OF THE
BUSINESS CORPORATIONS ACT (ONTARIO), INVOLVING
THE CORPORATION, NEWMONT MINING CORPORATION,
PILOT GOLD INC. ("PILOT GOLD") AND THE SECURITYHOLDERS,
ALL AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR;
02 THE ORDINARY RESOLUTION, THE FULL TEXT OF WHICH Mgmt For For
IS SET FORTH IN THE INFORMATION CIRCULAR UNDER
THE HEADING "OTHER MATTERS TO BE CONSIDERED
AT THE MEETING - APPROVAL OF PILOT GOLD OPTION
PLAN", TO APPROVE A STOCK OPTION PLAN OF PILOT
GOLD, AS MORE PARTICULARLY DESCRIBED IN THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
GERDAU AMERISTEEL CORP Agenda Number: 702574333
--------------------------------------------------------------------------------------------------------------------------
Security: 37373P105
Meeting Type: SGM
Meeting Date: 24-Aug-2010
Ticker:
ISIN: CA37373P1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED Non-Voting No vote
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION
'A'. THANK YOU.
A. Approve the Arrangement Resolution, as specified Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GERDAU AMERISTEEL CORPORATION Agenda Number: 933310497
--------------------------------------------------------------------------------------------------------------------------
Security: 37373P105
Meeting Type: Special
Meeting Date: 24-Aug-2010
Ticker: GNA
ISIN: CA37373P1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A THE APPROVAL OF THE ARRANGEMENT RESOLUTION, Mgmt For For
THE FULL TEXT OF WHICH IS ATTACHED AS EXHIBIT
A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
OF GERDAU AMERISTEEL CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
GLG PARTNERS, INC. Agenda Number: 933328456
--------------------------------------------------------------------------------------------------------------------------
Security: 37929X107
Meeting Type: Special
Meeting Date: 12-Oct-2010
Ticker: GLG
ISIN: US37929X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF MAY 17, 2010, AS AMENDED, AMONG
GLG PARTNERS, INC., MAN GROUP PLC, AND ESCALATOR
SUB 1 INC. (THE "MERGER PROPOSAL").
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO PERMIT FURTHER SOLICITATION
AND VOTE OF PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HEWITT ASSOCIATES, INC. Agenda Number: 933321806
--------------------------------------------------------------------------------------------------------------------------
Security: 42822Q100
Meeting Type: Special
Meeting Date: 20-Sep-2010
Ticker: HEW
ISIN: US42822Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF JULY 11, 2010, BY AND AMONG HEWITT, AON
CORPORATION AND TWO WHOLLY OWNED SUBSIDIARIES
OF AON CORPORATION.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
HILLGROVE RESOURCES LTD Agenda Number: 702697268
--------------------------------------------------------------------------------------------------------------------------
Security: Q4613A100
Meeting Type: EGM
Meeting Date: 03-Dec-2010
Ticker:
ISIN: AU000000HGO6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 1, 2, 3, 4, 5, 6, 7 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT
BY THE PASSING OF THE RELEVANT PROPOSAL/S.
BY VOTING (FOR OR AGAINST) ON PROPOSAL (1,
2, 3, 4, 5, 6 AND 7), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 That, for the purpose of Listing Rule 7.4 and Mgmt For For
for all other purposes, shareholders
approve the issue of 58,185,021 fully paid
ordinary shares by the Company on or about
8 November, 2010 to institutional investors
under an unconditional placement at a price
of AUD 0.25 per share to institutional
investors (Unconditional Placement) as further
set out in the explanatory notes accompanying
this notice
2 That, for the purpose of Listing Rule 7.1 and Mgmt For For
for all other purposes, approval be
given for the issue of 201,814,979, fully paid
ordinary shares in the Company to institutional
investors under a conditional placement at
a price of AUD 0.25 per share (Conditional
Placement), as further set ut in the explanatory
notes accompanying this notice
3 That, for the purpose of Listing Rule 7.1 and Mgmt For For
for all other purposes, approval be
given for the issue of 100,907,490 options
in the capital of the Company at a price of
AUD 0.25 per option to an underwriter of the
Conditional Placement, as further
set out in the explanatory notes
accompanying this notice
4 For the purposes of complying with the provisions Mgmt For For
of Listing Rule 7.2, Exception 9(b)
and for all other purposes, the shareholders
approve the Company's Option and Performance
Rights Plan (OPR Plan)
5 For the purposes of complying with the provisions Mgmt For For
of Listing Rule 10.14 and for all other purposes,
the shareholders approve the proposed issue
by the Company to Drew Anthony Simonsen
of 2,000,000 Performance Rights in
accordance with the OPR Plan
6 For the purposes of complying with the provisions Mgmt For For
of Listing Rule 10.19 and the provisions
of Division 2 of Part 2D.2 of the Corporations
Act and for all other purposes, the shareholders
approve the payment by the Company to Drew
Anthony Simonsen of the Termination Payment,
when and if Drew Anthony Simonsen becomes
entitled to receive that payment
7 That, for the purpose of Listing Rule 7.4 and Mgmt For For
for all other purposes, shareholders
approve the issue of 8,000,000 options by the
Company on 8 October, 2010 to J.P. Morgan
Metals & Concentrates LLC (Options), as further
specified
--------------------------------------------------------------------------------------------------------------------------
HILLGROVE RESOURCES LTD Agenda Number: 703105242
--------------------------------------------------------------------------------------------------------------------------
Security: Q4613A100
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: AU000000HGO6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 1, 2, 3, 4, 5, 6, 7 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT
BY THE PASSING OF THE RELEVANT PROPOSAL/S.
BY VOTING (FOR OR AGAINST) ON PROPOSAL (1,
2, 3, 4, 5, 6 AND 7), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Adoption of Remuneration Report in the 2011 Mgmt For For
Annual Report of the Company
2 That Mr John Gooding is re-elected as a Director Mgmt For For
of the Company
3 That Mr Edwin Zemancheff is elected as a Director Mgmt For For
of the Company
4 Approval of issue of 1,875,000 Performance Rights Mgmt For For
to the Managing Director
5 Modification of Constitution-cost of unmarketable Mgmt For For
parcel sale of securities
6 Modification of Constitution-proceeds of sale Mgmt For For
of unmarketable parcels of securities
7 Miscellaneous drafting modifications of the Mgmt For For
Constitution
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 933390457
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JON M. HUNTSMAN Mgmt For For
PATRICK T. HARKER Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HUNTSMAN CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INVENTIV HEALTH, INC. Agenda Number: 933303745
--------------------------------------------------------------------------------------------------------------------------
Security: 46122E105
Meeting Type: Special
Meeting Date: 21-Jul-2010
Ticker: VTIV
ISIN: US46122E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 6, 2010, AS IT MAY
BE AMENDED FROM TIME TO TIME, BY AND AMONG
COMPANY, PAPILLON HOLDINGS, INC., A DELAWARE
CORPORATION, AND PAPILLON ACQUISITION, INC.,
A DELAWARE CORPORATION AND A WHOLLY-OWNED SUBSIDIARY
OF PAPILLON HOLDINGS, INC., A COPY OF WHICH
IS ATTACHED AS ANNEX A TO ACCOMPANYING PROXY
STATEMENT.
02 A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
ITT CORPORATION Agenda Number: 933396586
--------------------------------------------------------------------------------------------------------------------------
Security: 450911102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ITT
ISIN: US4509111021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. LORANGER Mgmt For For
CURTIS J. CRAWFORD Mgmt For For
CHRISTINA A. GOLD Mgmt For For
RALPH F. HAKE Mgmt For For
JOHN J. HAMRE Mgmt For For
PAUL J. KERN Mgmt For For
FRANK T. MACINNIS Mgmt For For
SURYA N. MOHAPATRA Mgmt For For
LINDA S. SANFORD Mgmt For For
MARKOS I. TAMBAKERAS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ALLOW
SHAREHOLDERS TO CALL SPECIAL MEETINGS.
05 TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
06 TO DETERMINE, IN A NON-BINDING VOTE, WHETHER Mgmt 1 Year For
A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr Abstain Against
THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S
POLICIES RELATED TO HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
J.CREW GROUP, INC. Agenda Number: 933370087
--------------------------------------------------------------------------------------------------------------------------
Security: 46612H402
Meeting Type: Special
Meeting Date: 01-Mar-2011
Ticker: JCG
ISIN: US46612H4020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
NOVEMBER 23, 2010, AS AMENDED BY AMENDMENT
NO. 1 TO THE AGREEMENT AND PLAN OF MERGER,
DATED JANUARY 18, 2011 (AS AMENDED, THE "MERGER
AGREEMENT") WITH CHINOS HOLDINGS, INC., ("PARENT"),
AND CHINOS ACQUISITION CORPORATION, ("MERGER
SUB") AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
JO-ANN STORES, INC. Agenda Number: 933374807
--------------------------------------------------------------------------------------------------------------------------
Security: 47758P307
Meeting Type: Special
Meeting Date: 18-Mar-2011
Ticker: JAS
ISIN: US47758P3073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF DECEMBER 23, 2010 (THE "MERGER AGREEMENT"),
AS IT MAY BE AMENDED FROM TIME TO TIME, BY
AND AMONG JO-ANN STORES, INC., AN OHIO CORPORATION,
NEEDLE HOLDINGS INC., A DELAWARE CORPORATION,
AND NEEDLE MERGER SUB CORP., AN OHIO CORPORATION.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
L-1 IDENTITY SOLUTIONS, INC. Agenda Number: 933363967
--------------------------------------------------------------------------------------------------------------------------
Security: 50212A106
Meeting Type: Special
Meeting Date: 03-Feb-2011
Ticker: ID
ISIN: US50212A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 19, 2010, BY
AND AMONG L-1 IDENTITY SOLUTIONS, INC., A DELAWARE
CORPORATION, SAFRAN SA, A FRENCH SOCIETE ANONYME,
AND LASER ACQUISITION SUB INC., A DELAWARE
CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF
SAFRAN SA, AND TO APPROVE THE MERGER CONTEMPLATED
BY THE MERGER AGREEMENT.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
ADOPT THE MERGER AGREEMENT AND APPROVE THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
LAWSON SOFTWARE, INC. Agenda Number: 933475142
--------------------------------------------------------------------------------------------------------------------------
Security: 52078P102
Meeting Type: Special
Meeting Date: 29-Jun-2011
Ticker: LWSN
ISIN: US52078P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 26, 2011, BY AND AMONG LAWSON SOFTWARE,
INC., OR LAWSON, GGC SOFTWARE HOLDINGS, INC.,
OR PARENT, AND ATLANTIS MERGER SUB, INC., A
WHOLLY OWNED SUBSIDIARY OF PARENT, AS IT MAY
BE AMENDED FROM TIME TO TIME.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
TO ALLOW FOR THE SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE
MERGER AGREEMENT IF THERE ARE INSUFFICIENT
VOTES TO ADOPT THE MERGER AGREEMENT.
03 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN Mgmt For For
COMPENSATION ARRANGEMENTS FOR LAWSON'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ACQUISITION HOLDINGS CORP Agenda Number: 933344032
--------------------------------------------------------------------------------------------------------------------------
Security: 53015Y107
Meeting Type: Special
Meeting Date: 24-Nov-2010
Ticker: LIA
ISIN: US53015Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REINCORPORATION PROPOSAL: A PROPOSAL TO CHANGE Mgmt For For
LIBERTY'S STATE OF INCORPORATION FROM DELAWARE
TO VIRGINIA, AS FURTHER DESCRIBED IN THE PROXY
STATEMENT
02 BUSINESS COMBINATION PROPOSAL: A PROPOSAL TO Mgmt For For
APPROVE A BUSINESS COMBINATION BY THE APPROVAL
AND ADOPTION OF THE AMENDED AND RESTATED BUSINESS
COMBINATION AGREEMENT, AS FURTHER DESCRIBED
IN THE PROXY STATEMENT
2A IF YOU VOTED "AGAINST" THE BUSINESS COMBINATION Mgmt Take No Action
PROPOSAL, AND WISH TO EXERCISE YOUR REDEMPTION
RIGHTS, MARK THE "AGAINST" BOX
03 THE LIQUIDATION PROPOSAL: A PROPOSAL TO DISSOLVE Mgmt For For
LIBERTY IN ACCORDANCE WITH DELAWARE LAW AND
APPROVE THE PROPOSED PLAN OF DISTRIBUTION,
AS FURTHER DESCRIBED IN THE PROXY STATEMENT
04 STOCKHOLDER ADJOURNMENT PROPOSAL: A PROPOSAL Mgmt For For
TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL
MEETING TO A LATER DATE OR DATES, AS FURTHER
DESCRIBED IN THE PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
LIHIR GOLD LIMITED Agenda Number: 933313835
--------------------------------------------------------------------------------------------------------------------------
Security: 532349107
Meeting Type: Special
Meeting Date: 23-Aug-2010
Ticker: LIHR
ISIN: US5323491077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE SCHEME OF ARRANGEMENT, ALL AS Mgmt For For
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933383907
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DAVID A. DABERKO Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM L. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1K ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2011.
03 BOARD PROPOSAL TO AMEND OUR BY-LAWS TO LOWER Mgmt For For
THE THRESHOLD FOR STOCKHOLDERS TO CALL SPECIAL
MEETINGS.
04 BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
05 BOARD PROPOSAL TO SELECT THE DESIRED FREQUENCY Mgmt 1 Year For
OF NON-BINDING ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
06 STOCKHOLDER PROPOSAL SEEKING A SAFETY REPORT Shr Against For
OUTLINING THE COMPANY'S STEPS TO REDUCE THE
RISK OF ACCIDENTS.
--------------------------------------------------------------------------------------------------------------------------
MARINER ENERGY, INC. Agenda Number: 933339269
--------------------------------------------------------------------------------------------------------------------------
Security: 56845T305
Meeting Type: Special
Meeting Date: 10-Nov-2010
Ticker: ME
ISIN: US56845T3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED APRIL 14, 2010, BY AND AMONG
APACHE CORPORATION, APACHE DEEPWATER LLC (FORMERLY
KNOWN AS ZMZ ACQUISITIONS LLC) AND MARINER
ENERGY, INC., AS IT MAY BE AMENDED FROM TIME
TO TIME.
02 APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES IF NECESSARY
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO APPROVE AND ADOPT THE
AGREEMENT AND PLAN OF MERGER AT THE TIME OF
THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 933412619
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For
1C ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1E ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1G ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1I ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1J ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MARSHALL & ILSLEY CORPORATION Agenda Number: 933424929
--------------------------------------------------------------------------------------------------------------------------
Security: 571837103
Meeting Type: Special
Meeting Date: 17-May-2011
Ticker: MI
ISIN: US5718371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF DECEMBER 17, 2010, BY AND BETWEEN BANK
OF MONTREAL AND MARSHALL & ILSLEY CORPORATION.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
ADOPT THE FOREGOING PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MASSEY ENERGY COMPANY Agenda Number: 933447965
--------------------------------------------------------------------------------------------------------------------------
Security: 576206106
Meeting Type: Special
Meeting Date: 01-Jun-2011
Ticker: MEE
ISIN: US5762061068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF JANUARY 28, 2011, BETWEEN ALPHA NATURAL
RESOURCES, INC., MOUNTAIN MERGER SUB, INC.,
A WHOLLY OWNED SUBSIDIARY OF ALPHA NATURAL
RESOURCES, INC. AND MASSEY ENERGY COMPANY,
PURSUANT TO WHICH MOUNTAIN MERGER SUB, INC.
WILL MERGE WITH AND INTO MASSEY ENERGY COMPANY
02 TO APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, INCLUDING TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
MCAFEE, INC. Agenda Number: 933331720
--------------------------------------------------------------------------------------------------------------------------
Security: 579064106
Meeting Type: Special
Meeting Date: 02-Nov-2010
Ticker: MFE
ISIN: US5790641063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF AUGUST 18, 2010, AMONG
INTEL CORPORATION, A DELAWARE CORPORATION,
OR INTEL, JEFFERSON ACQUISITION CORPORATION,
A DELAWARE CORPORATION AND WHOLLY-OWNED SUBSIDIARY
OF INTEL, AND MCAFEE, INC., A DELAWARE CORPORATION,
OR MCAFEE, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT OR PURSUANT TO TO THE TERMS
OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MIRANT CORPORATION Agenda Number: 933329559
--------------------------------------------------------------------------------------------------------------------------
Security: 60467R100
Meeting Type: Special
Meeting Date: 25-Oct-2010
Ticker: MIR
ISIN: US60467R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS APRIL 11, 2010, BY AND AMONG
RRI ENERGY, INC., RRI ENERGY HOLDINGS, INC.,
AND MIRANT CORPORATION.
02 PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE Mgmt For For
MIRANT SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 933338736
--------------------------------------------------------------------------------------------------------------------------
Security: 620076109
Meeting Type: Special
Meeting Date: 29-Nov-2010
Ticker: MOT
ISIN: US6200761095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
EFFECT, IN ITS DISCRETION PRIOR TO DECEMBER
31, 2011, A REVERSE STOCK SPLIT OF THE OUTSTANDING
AND TREASURY COMMON STOCK OF MOTOROLA, AT A
REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3
AND OF UP TO 1-FOR-7, AS DETERMINED BY THE
BOARD OF DIRECTORS.
02 APPROVAL OF A CORRESPONDING AMENDMENT TO MOTOROLA'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO EFFECT
THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY
THE TOTAL NUMBER OF SHARES OF COMMON STOCK
THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT
TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON
SUCH AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda Number: 933460533
--------------------------------------------------------------------------------------------------------------------------
Security: 637640103
Meeting Type: Special
Meeting Date: 21-Jun-2011
Ticker: NSM
ISIN: US6376401039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER BY Mgmt For For
AND AMONG TEXAS INSTRUMENTS INCORPORATED, A
DELAWARE CORPORATION, ORION MERGER CORP., A
DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY
OF TEXAS INSTRUMENTS ("MERGER SUB"), & THE
COMPANY, PROVIDING FOR MERGER OF MERGER SUB
WITH AND INTO THE COMPANY, WITH THE COMPANY
CONTINUING AS A WHOLLY OWNED SUBSIDIARY OF
TEXAS INSTRUMENTS.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
NBTY, INC. Agenda Number: 933323545
--------------------------------------------------------------------------------------------------------------------------
Security: 628782104
Meeting Type: Special
Meeting Date: 22-Sep-2010
Ticker: NTY
ISIN: US6287821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF JULY 15, 2010, AS IT MAY BE AMENDED FROM
TIME TO TIME, BY AND AMONG NBTY, INC., ALPHABET
HOLDING COMPANY, INC. AND ALPHABET MERGER SUB,
INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT
AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
NETEZZA CORPORATION Agenda Number: 933338419
--------------------------------------------------------------------------------------------------------------------------
Security: 64111N101
Meeting Type: Special
Meeting Date: 10-Nov-2010
Ticker: NZ
ISIN: US64111N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF SEPTEMBER 19, 2010,
BY AND AMONG INTERNATIONAL BUSINESS MACHINES
CORPORATION, A NEW YORK CORPORATION ("IBM"),
ONYX ACQUISITION CORP., A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF IBM, AND NETEZZA,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE MERGER AGREEMENT AT THE TIME
OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NEWALLIANCE BANCSHARES, INC. Agenda Number: 933347127
--------------------------------------------------------------------------------------------------------------------------
Security: 650203102
Meeting Type: Special
Meeting Date: 20-Dec-2010
Ticker: NAL
ISIN: US6502031023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF AUGUST 18, 2010, AND AS AMENDED, BY AND
BETWEEN FIRST NIAGARA FINANCIAL GROUP, INC.,
FNFG MERGER SUB, INC. AND NEWALLIANCE BANCSHARES,
INC. AND APPROVE THE TRANSACTIONS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, INCLUDING
THE MERGER OF FNFG MERGER SUB, INC. WITH AND
INTO NEWALLIANCE BANCSHARES, INC.
02 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
NICOR INC. Agenda Number: 933437217
--------------------------------------------------------------------------------------------------------------------------
Security: 654086107
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: GAS
ISIN: US6540861076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.M. BEAVERS, JR. Mgmt For For
B.P. BICKNER Mgmt For For
J.H. BIRDSALL, III Mgmt For For
N.R. BOBINS Mgmt For For
B.J. GAINES Mgmt For For
R.A. JEAN Mgmt For For
D.J. KELLER Mgmt For For
R.E. MARTIN Mgmt For For
G.R. NELSON Mgmt For For
A.J. OLIVERA Mgmt For For
J. RAU Mgmt For For
J.C. STALEY Mgmt For For
R.M. STROBEL Mgmt For For
02 NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NICOR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT.
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
A STOCKHOLDER VOTE ON THE COMPENSATION OF NICOR'S
NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS NICOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
NICOR INC. Agenda Number: 933458259
--------------------------------------------------------------------------------------------------------------------------
Security: 654086107
Meeting Type: Special
Meeting Date: 14-Jun-2011
Ticker: GAS
ISIN: US6540861076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 6, 2010, BY AND AMONG
AGL RESOURCES INC., APOLLO ACQUISITION CORP.,
OTTAWA ACQUISITION LLC AND NICOR INC.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY AND APPROPRIATE.
--------------------------------------------------------------------------------------------------------------------------
NOVELL, INC. Agenda Number: 933367244
--------------------------------------------------------------------------------------------------------------------------
Security: 670006105
Meeting Type: Special
Meeting Date: 17-Feb-2011
Ticker: NOVL
ISIN: US6700061053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF NOVEMBER 21, 2010, BY AND AMONG NOVELL,
INC., ATTACHMATE CORPORATION AND LONGVIEW SOFTWARE
ACQUISITION CORP., AS SUCH AGREEMENT MAY BE
AMENDED FROM TIME TO TIME.
02 TO AUTHORIZE THE BOARD OF DIRECTORS OF NOVELL, Mgmt For For
INC., IN ITS DISCRETION, TO ADJOURN THE SPECIAL
MEETING TO A LATER DATE OR DATES, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF NOVEMBER 21, 2010, BY AND AMONG
NOVELL, INC., ATTACHMATE CORPORATION AND LONGVIEW
SOFTWARE ACQUISITION CORP. AT THE TIME OF THE
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NOVELL, INC. Agenda Number: 933415665
--------------------------------------------------------------------------------------------------------------------------
Security: 670006105
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: NOVL
ISIN: US6700061053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALBERT AIELLO Mgmt For For
1B ELECTION OF DIRECTOR: FRED CORRADO Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD L. CRANDALL Mgmt For For
1D ELECTION OF DIRECTOR: GARY G. GREENFIELD Mgmt For For
1E ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1F ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN Mgmt For For
1G ELECTION OF DIRECTOR: PATRICK S. JONES Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD L. NOLAN Mgmt For For
1I ELECTION OF DIRECTOR: JOHN W. PODUSKA, SR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO ADOPT A NONBINDING ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION OF NOVELL, INC.'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN ITS PROXY STATEMENT.
04 TO SELECT, ON A NONBINDING, ADVISORY BASIS, Mgmt 3 Years For
THE FREQUENCY OF FUTURE STOCKHOLDER NONBINDING,
ADVISORY VOTES ON THE COMPENSATION OF NOVELL,
INC.'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933382791
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For
1B ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: MARSHALL N. CARTER Mgmt For For
1D ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Mgmt For For
1E ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY Mgmt For For
1F ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For
1G ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1H ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1I ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1K ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1L ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1N ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1O ELECTION OF DIRECTOR: RIJNHARD VAN TETS Mgmt For For
1P ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE COMPANY'S PROPOSAL TO ADOPT MAJORITY Mgmt For For
VOTING WITH RESPECT TO CERTAIN PROVISIONS IN
OUR CERTIFICATE OF INCORPORATION THAT CURRENTLY
REQUIRE AN 80% STOCKHOLDER VOTE TO AMEND (THE
PROPOSED CHARTER AMENDMENT).
04 TO APPROVE THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION (THE "SAY-ON-PAY" PROPOSAL).
05 SHOULD THERE BE AN ADVISORY STOCKHOLDER VOTE Mgmt Take No Action
TO APPROVE EXECUTIVE COMPENSATION DISCLOSURE
EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE
YEARS? (THE "SAY-WHEN-ON-PAY" PROPOSAL).
06 TO APPROVE THE STOCKHOLDER PROPOSAL TO GIVE Shr For Against
HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK
THE POWER TO CALL A SPECIAL STOCKHOLDER MEETING
(THE KENNETH STEINER PROPOSAL).
07 TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING Shr For Against
ACTION BY WRITTEN CONSENT (THE WILLIAM STEINER
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ODYSSEY HEALTHCARE, INC. Agenda Number: 933309393
--------------------------------------------------------------------------------------------------------------------------
Security: 67611V101
Meeting Type: Special
Meeting Date: 09-Aug-2010
Ticker: ODSY
ISIN: US67611V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO (I) APPROVE THE MERGER (THE "MERGER") OF Mgmt For For
GTO ACQUISITION CORP., A WHOLLY-OWNED SUBSIDIARY
OF GENTIVA HEALTH SERVICES, INC. ("GENTIVA"),
WITH AND INTO ODYSSEY, RESULTING IN ODYSSEY
BECOMING A WHOLLY-OWNED SUBSIDIARY OF GENTIVA,
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
AMONG ODYSSEY, GENTIVA AND GTO ACQUISITION
CORP., AND (II) ADOPT THE MERGER AGREEMENT.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE MERGER
AND ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PACTIV CORPORATION Agenda Number: 933339675
--------------------------------------------------------------------------------------------------------------------------
Security: 695257105
Meeting Type: Special
Meeting Date: 15-Nov-2010
Ticker: PTV
ISIN: US6952571056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF AUGUST 16, 2010, BY AND AMONG PACTIV
CORPORATION, RANK GROUP LIMITED, REYNOLDS GROUP
HOLDINGS LIMITED AND REYNOLDS ACQUISITION CORPORATION,
AN INDIRECT WHOLLY OWNED SUBSIDIARY OF REYNOLDS
GROUP HOLDINGS LIMITED, AND APPROVE THE TRANSACTIONS
CONTEMPLATED THEREBY.
02 TO ADJOURN THE SPECIAL MEETING TO SOLICIT ADDITIONAL Mgmt For For
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF ADOPTING THE MERGER AGREEMENT AND
APPROVING THE TRANSACTIONS CONTEMPLATED THEREBY
AT THE TIME OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
PRIDE INTERNATIONAL, INC. Agenda Number: 933444490
--------------------------------------------------------------------------------------------------------------------------
Security: 74153Q102
Meeting Type: Special
Meeting Date: 31-May-2011
Ticker: PDE
ISIN: US74153Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED FEBRUARY 6, 2011 AND AS AMENDED ON MARCH
1, 2011, BY AND AMONG ENSCO PLC, PRIDE INTERNATIONAL,
INC., ENSCO INTERNATIONAL INCORPORATED AND
ENSCO VENTURES LLC.
02 APPROVAL OF ANY PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES IF NECESSARY
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda Number: 933401983
--------------------------------------------------------------------------------------------------------------------------
Security: 743263105
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PGN
ISIN: US7432631056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JAMES E. BOSTIC JR. Mgmt For For
1C ELECTION OF DIRECTOR: HARRIS E. DELOACH JR. Mgmt For For
1D ELECTION OF DIRECTOR: JAMES B. HYLER JR. Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM D. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. JONES Mgmt For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For
1H ELECTION OF DIRECTOR: MELQUIADES R. MARTINEZ Mgmt For For
1I ELECTION OF DIRECTOR: E. MARIE MCKEE Mgmt For For
1J ELECTION OF DIRECTOR: JOHN H. MULLIN III Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES W. PRYOR JR. Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS Mgmt For For
1M ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
1N ELECTION OF DIRECTOR: ALFRED C. TOLLISON JR. Mgmt For For
2 AN ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RECOMMEND, BY AN ADVISORY (NONBINDING) VOTE, Mgmt 1 Year For
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS PROGRESS ENERGY INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 933449250
--------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Special
Meeting Date: 01-Jun-2011
Ticker: PLD
ISIN: US7434101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE MERGER OF PUMPKIN LLC, INDIRECT Mgmt For For
WHOLLY OWNED SUBSIDIARY OF PROLOGIS, WITH AND
INTO PROLOGIS, FOLLOWED BY THE MERGER OF NEW
PUMPKIN INC. WITH AND INTO AMB PROPERTY CORPORATION,
A MARYLAND CORPORATION ("AMB"), WITH AMB CONTINUING
AS THE SURVIVING CORPORATION UNDER THE NAME
"PROLOGIS, INC.", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO APPROVE THE ADJOURNMENT OF THE PROLOGIS SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO APPROVE THE MERGER IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
EACH PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PSYCHIATRIC SOLUTIONS, INC. Agenda Number: 933326476
--------------------------------------------------------------------------------------------------------------------------
Security: 74439H108
Meeting Type: Special
Meeting Date: 05-Oct-2010
Ticker: PSYS
ISIN: US74439H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (THE "MERGER AGREEMENT"), DATED AS OF
MAY 16, 2010, BY AND AMONG THE COMPANY, UNIVERSAL
HEALTH SERVICES, INC., A DELAWARE CORPORATION
("UHS"), AND OLYMPUS ACQUISITION CORP., A DELAWARE
CORPORATION AND A WHOLLY-OWNED SUBSIDIARY OF
UHS ("MERGER SUB"), AS THE MERGER AGREEMENT
MAY BE AMENDED FROM TIME TO TIME.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
03 TO CONSIDER AND VOTE ON THE AMENDMENT TO THE Mgmt For For
PSYCHIATRIC SOLUTIONS, INC. EQUITY INCENTIVE
PLAN PREVIOUSLY APPROVED BY STOCKHOLDERS AT
THE COMPANY'S 2010 ANNUAL MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
QUICKSILVER RESOURCES INC. Agenda Number: 933405361
--------------------------------------------------------------------------------------------------------------------------
Security: 74837R104
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: KWK
ISIN: US74837R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS F. DARDEN Mgmt For For
W. BYRON DUNN Mgmt For For
MARK J. WARNER Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
QWEST COMMUNICATIONS INTERNATIONAL INC. Agenda Number: 933312720
--------------------------------------------------------------------------------------------------------------------------
Security: 749121109
Meeting Type: Special
Meeting Date: 24-Aug-2010
Ticker: Q
ISIN: US7491211097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT AGREEMENT AND PLAN OF MERGER AMONG CENTURYLINK, Mgmt For For
INC., SB44 ACQUISITION COMPANY AND QWEST COMMUNICATIONS
INTERNATIONAL INC., PURSUANT TO WHICH SB44
ACQUISITION COMPANY BE MERGED WITH AND INTO
QWEST AND EACH OUTSTANDING SHARE OF COMMON
STOCK OF QWEST BE CONVERTED INTO RIGHT TO RECEIVE
0.1664 SHARES OF COMMON STOCK OF CENTURYLINK,
WITH CASH PAID IN LIEU OF FRACTIONAL SHARES
02 TO VOTE UPON AN ADJOURNMENT OF THE QWEST SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
ADOPT THE MERGER AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
RED BACK MINING INC. Agenda Number: 933320791
--------------------------------------------------------------------------------------------------------------------------
Security: 756297107
Meeting Type: Special
Meeting Date: 15-Sep-2010
Ticker: RBIFF
ISIN: CA7562971076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER, AND, IF DEEMED ADVISABLE, TO PASS Mgmt For For
WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION,
APPROVING AN ARRANGEMENT UNDER SECTION 192
OF THE CANADA BUSINESS CORPORATIONS ACT, WHICH
INVOLVES, AMONG OTHER THINGS, THE ACQUISITION
OF ALL THE SHARES OF RED BACK MINING INC. BY
KINROSS GOLD CORPORATION ("KINROSS") IN EXCHANGE
FOR COMMON SHARES OF KINROSS AND COMMON SHARE
PURCHASE WARRANTS OF KINROSS, THE FULL TEXT
OF WHICH IS SET FORTH AS APPENDIX A TO THE
ACCOMPANYING CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
REHABCARE GROUP, INC. Agenda Number: 933445961
--------------------------------------------------------------------------------------------------------------------------
Security: 759148109
Meeting Type: Special
Meeting Date: 26-May-2011
Ticker: RHB
ISIN: US7591481095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 7, 2011, AMONG
KINDRED HEALTHCARE, INC., KINDRED HEALTHCARE
DEVELOPMENT, INC. AND REHABCARE GROUP, INC.
02 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE REHABCARE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE REHABCARE SPECIAL MEETING
TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 933384795
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2010
02 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
03 TO RE-ELECT TOM ALBANESE AS A DIRECTOR Mgmt For For
04 TO RE-ELECT ROBERT BROWN AS A DIRECTOR Mgmt For For
05 TO RE-ELECT VIVIENNE COX AS A DIRECTOR Mgmt For For
06 TO RE-ELECT JAN DU PLESSIS AS DIRECTOR Mgmt For For
07 TO RE-ELECT GUY ELLIOTT AS A DIRECTOR Mgmt For For
08 TO RE-ELECT MICHAEL FITZPATRICK AS A DIRECTOR Mgmt For For
09 TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR Mgmt For For
11 TO RE-ELECT ANDREW GOULD AS A DIRECTOR Mgmt For For
12 TO RE-ELECT LORD KERR AS A DIRECTOR Mgmt For For
13 TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT SAM WALSH AS A DIRECTOR Mgmt For For
15 TO ELECT STEPHEN MAYNE AS A DIRECTOR Shr Against For
16 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF RIO TINTO PLC AND TO AUTHORISE
THE AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION
17 AMENDMENTS TO RULES OF THE PERFORMANCE SHARE Mgmt For For
PLAN (PSP)
18 RENEWAL OF AND AMENDMENTS TO THE SHARE OWNERSHIP Mgmt For For
PLAN
19 AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER Mgmt For For
SECTION 551 OF THE COMPANIES ACT 2006
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
21 AUTHORITY TO PURCHASE RIO TINTO SHARES BY THE Mgmt For For
COMPANY OR RIO TINTO LIMITED
22 NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN Mgmt For For
ANNUAL GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
SAVIENT PHARMACEUTICALS, INC. Agenda Number: 933430388
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Security: 80517Q100
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: SVNT
ISIN: US80517Q1004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GINGER CONSTANTINE, M.D Mgmt For For
ALAN L. HELLER Mgmt For For
STEPHEN O. JAEGER Mgmt For For
JOHN H. JOHNSON Mgmt For For
LEE S. SIMON, M.D. Mgmt For For
VIRGIL THOMPSON Mgmt For For
02 THE APPROVAL OF THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS.
03 THE APPROVAL OF THE FREQUENCY OF A SHAREHOLDER Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
04 THE APPROVAL OF THE 2011 INCENTIVE PLAN. Mgmt For For
05 RATIFICATION OF THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS INDEPENDENT AUDITORS FOR THE
2011 FISCAL YEAR.
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SEAGATE TECHNOLOGY PLC Agenda Number: 933359401
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Security: G7945M107
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: STX
ISIN: IE00B58JVZ52
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
1B RE-ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt For For
1C RE-ELECTION OF DIRECTOR: LYDIA M. MARSHALL Mgmt For For
1D RE-ELECTION OF DIRECTOR: CHONG SUP PARK Mgmt For For
1E RE-ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1F RE-ELECTION OF DIRECTOR: GREGORIO REYES Mgmt For For
1G RE-ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1H RE-ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt For For
02 TO RECEIVE AND CONSIDER IRISH STATUTORY ACCOUNTS Mgmt For For
FOR THE FISCAL YEAR ENDED JULY 2, 2010, AND
REPORTS OF DIRECTORS AND AUDITORS.
03 AUTHORIZATION TO HOLD THE 2011 ANNUAL GENERAL Mgmt For For
MEETING OF SHAREHOLDERS OF THE COMPANY AT A
LOCATION OUTSIDE OF IRELAND.
04 AUTHORIZATION OF THE COMPANY AND/OR ANY OF ITS Mgmt For For
SUBSIDIARIES TO MAKE OPEN-MARKET PURCHASES
OF SEAGATE ORDINARY SHARES.
05 DETERMINATION OF THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ISSUE TREASURY SHARES OFF-MARKET.
06 TO APPOINT ERNST & YOUNG AS THE INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORIZE THE
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO
SET THE AUDITORS' REMUNERATION.
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SMITH INTERNATIONAL, INC. Agenda Number: 933314356
--------------------------------------------------------------------------------------------------------------------------
Security: 832110100
Meeting Type: Annual
Meeting Date: 24-Aug-2010
Ticker: SII
ISIN: US8321101003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF FEBRUARY 21,
2010, AS IT MAY BE AMENDED FROM TIME TO TIME,
AMONG SCHLUMBERGER LIMITED, TURNBERRY MERGER
SUB INC., AND SMITH INTERNATIONAL, INC.
02 DIRECTOR
JAMES R. GIBBS Mgmt For For
DUANE C. RADTKE Mgmt For For
JOHN YEARWOOD Mgmt For For
03 TO APPROVE THE SMITH INTERNATIONAL, INC. 1989 Mgmt For For
LONG-TERM INCENTIVE COMPENSATION PLAN, AS AMENDED
AND RESTATED.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS SMITH'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
05 TO APPROVE THE ADJOURNMENT OF SMITH'S ANNUAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
ADOPT THE MERGER AGREEMENT AT THE TIME OF THE
ANNUAL MEETING.
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SMURFIT-STONE CONTAINER CORPORATION Agenda Number: 933445935
--------------------------------------------------------------------------------------------------------------------------
Security: 83272A104
Meeting Type: Special
Meeting Date: 27-May-2011
Ticker: SSCC
ISIN: US83272A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED JANUARY 23, 2011 (AS IT MAY BE
AMENDED FROM TIME TO TIME), AMONG ROCK-TENN
COMPANY, SMURFIT-STONE, AND SAM ACQUISITION,
LLC, A WHOLLY-OWNED SUBSIDIARY OF ROCKTENN.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
FOR ANY PURPOSE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL NUMBER 1.
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STERLING BANCSHARES, INC. Agenda Number: 933414005
--------------------------------------------------------------------------------------------------------------------------
Security: 858907108
Meeting Type: Special
Meeting Date: 05-May-2011
Ticker: SBIB
ISIN: US8589071088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 16, 2011, BY AND BETWEEN
COMERICA INCORPORATED AND STERLING BANCSHARES,
INC., AS IT MAY BE AMENDED FROM TIME TO TIME.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
APPROVE PROPOSAL NO. 1.
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SUNPOWER CORPORATION Agenda Number: 933390825
--------------------------------------------------------------------------------------------------------------------------
Security: 867652307
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SPWRB
ISIN: US8676523074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS R. MCDANIEL Mgmt For For
THOMAS H. WERNER Mgmt For For
02 THE PROPOSAL TO APPROVE, IN AN ADVISORY VOTE, Mgmt For For
OUR NAMED EXECUTIVE OFFICER COMPENSATION.
03 THE PROPOSAL TO APPROVE, IN AN ADVISORY VOTE, Mgmt 3 Years For
WHETHER A STOCKHOLDER ADVISORY VOTE ON OUR
NAMED EXECUTIVE OFFICER COMPENSATION SHOULD
BE HELD EVERY (A) YEAR, (B) TWO YEARS, OR (C)
THREE YEARS.
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SYNIVERSE HOLDINGS INC Agenda Number: 933359603
--------------------------------------------------------------------------------------------------------------------------
Security: 87163F106
Meeting Type: Special
Meeting Date: 12-Jan-2011
Ticker: SVR
ISIN: US87163F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF OCTOBER 28, 2010, AS IT MAY BE AMENDED
FROM TIME TO TIME, BY AND AMONG SYNIVERSE HOLDINGS,
INC., BUCCANEER HOLDINGS, INC. AND BUCCANEER
MERGER SUB, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT
AND PLAN OF MERGER.
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TALECRIS BIOTHERAPEUTICS HOLDINGS CORP Agenda Number: 933367662
--------------------------------------------------------------------------------------------------------------------------
Security: 874227101
Meeting Type: Special
Meeting Date: 14-Feb-2011
Ticker: TLCR
ISIN: US8742271013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF JUNE 6, 2010, AMONG GRIFOLS, S.A., GRIFOLS,
INC., AND TALECRIS BIOTHERAPEUTICS HOLDINGS
CORP., AS IT MAY BE AMENDED FROM TIME TO TIME
02 TO APPROVE ANY MOTION TO ADJOURN THE TALECRIS Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
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TALECRIS BIOTHERAPEUTICS HOLDINGS CORP Agenda Number: 933404268
--------------------------------------------------------------------------------------------------------------------------
Security: 874227101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: TLCR
ISIN: US8742271013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. BRETT INGERSOLL Mgmt For For
LAWRENCE D. STERN Mgmt For For
RUEDI E. WAEGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO CONSIDER AND APPROVE AN ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 TO CONSIDER AND ACT UPON AN ADVISORY VOTE ON Mgmt 3 Years For
THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
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THE LUBRIZOL CORPORATION Agenda Number: 933450710
--------------------------------------------------------------------------------------------------------------------------
Security: 549271104
Meeting Type: Special
Meeting Date: 09-Jun-2011
Ticker: LZ
ISIN: US5492711040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MARCH 13, 2011, BY AND AMONG BERKSHIRE
HATHAWAY INC., OHIO MERGER SUB, INC., AND THE
LUBRIZOL CORPORATION.
02 ANY PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT
THE MERGER AGREEMENT.
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TOMKINS PLC Agenda Number: 933318683
--------------------------------------------------------------------------------------------------------------------------
Security: 890030208
Meeting Type: Special
Meeting Date: 31-Aug-2010
Ticker: TKS
ISIN: US8900302089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 TO APPROVE (WITH OR WITHOUT MODIFICATION) A Mgmt For For
SCHEME OF ARRANGEMENT (THE "SCHEME OF ARRANGEMENT")
PROPOSED TO BE MADE BETWEEN THE COMPANY AND
THE HOLDERS OF SCHEME SHARES.
GS1 SPECIAL RESOLUTION TO APPROVE CERTAIN STEPS Mgmt For For
IN CONNECTION WITH THE SCHEME OF ARRANGEMENT
AND THE ACQUISITION.
GO2 ORDINARY RESOLUTION TO APPROVE THE EXECUTIVE Mgmt For For
TEAM ARRANGEMENTS.
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VERIGY LTD. Agenda Number: 933468933
--------------------------------------------------------------------------------------------------------------------------
Security: Y93691106
Meeting Type: Special
Meeting Date: 17-Jun-2011
Ticker: VRGY
ISIN: SG9999002885
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE SCHEME OF ARRANGEMENT, Mgmt For For
BY AND AMONG VERIGY LTD., THE SCHEME SHAREHOLDERS,
AND ADVANTEST CORPORATION, PURSUANT TO WHICH
ADVANTEST CORPORATION WILL ACQUIRE ALL OF THE
OUTSTANDING ORDINARY SHARES OF VERIGY LTD.
FOR $15.00 PER SHARE IN CASH.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE COURT Mgmt For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE COURT MEETING TO APPROVE THE
SCHEME OF ARRANGEMENT.
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WESTERN COAL CORP Agenda Number: 702782954
--------------------------------------------------------------------------------------------------------------------------
Security: 95801T107
Meeting Type: SGM
Meeting Date: 08-Mar-2011
Ticker:
ISIN: CA95801T1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"1". THANK YOU.
1 To approve the special resolution (the "Arrangement Mgmt For For
Resolution"), the full text of which is
set forth in Appendix D to the management proxy
circular of the Company dated February 2,
2011 (the "Circular"), approving an arrangement
pursuant to Division 5 of Part 9 of the Business
Corporations Act (British Columbia), as
amended, all as more particularly described
in the Circular
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WIMM BILL DANN FOODS Agenda Number: 933398251
--------------------------------------------------------------------------------------------------------------------------
Security: 97263M109
Meeting Type: Special
Meeting Date: 08-Apr-2011
Ticker: WBD
ISIN: US97263M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 EARLY TERMINATION OF THE POWERS OF ALL THE BOARD Mgmt Take No Action
OF DIRECTORS MEMBERS OF WBD FOODS OJSC.
02 DIRECTOR
RAMON LUIS LAGUARTA Mgmt For For
A.N. SEYMOUR HAMPTON Mgmt For For
W. TIMOTHY HEAVISIDE Mgmt For For
PAUL DOMINIC KIESLER Mgmt For For
ANDREAS EPIFANIOU Mgmt For For
ANDREW JOHN MACLEOD Mgmt For For
SERGIO EZAMA Mgmt For For
R.V. BOLOTOVSKY Mgmt For For
SILVIU EUGENIU POPOVICI Mgmt For For
MARCUS RHODES Mgmt For For
D. VLADIMIROVICH IVANOV Mgmt For For
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WUXI PHARMATECH (CAYMAN) INC. Agenda Number: 933308238
--------------------------------------------------------------------------------------------------------------------------
Security: 929352102
Meeting Type: Special
Meeting Date: 05-Aug-2010
Ticker: WX
ISIN: US9293521020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SCHEME OF ARRANGEMENT (AS REFERRED TO IN Mgmt For For
THE NOTICE DATED JULY 1, 2010 CONVENING THE
SCHEME MEETING) BE AND HEREBY IS APPROVED.
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WUXI PHARMATECH (CAYMAN) INC. Agenda Number: 933337986
--------------------------------------------------------------------------------------------------------------------------
Security: 929352102
Meeting Type: Annual
Meeting Date: 10-Nov-2010
Ticker: WX
ISIN: US9293521020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 GE LI BE AND HEREBY IS RE-ELECTED AS A DIRECTOR Mgmt For For
FOR A THREE-YEAR TERM.
O2 CUONG VIET DO BE AND HEREBY IS RE-ELECTED AS Mgmt For For
A DIRECTOR FOR A THREE-YEAR TERM.
O3 STEWART HEN BE AND HEREBY IS RE-ELECTED AS A Mgmt For For
DIRECTOR FOR A THREE-YEAR TERM.
S4 THE WUXI PHARMATECH (CAYMAN) INC. 2007 EMPLOYEE Mgmt For For
SHARE INCENTIVE PLAN ("PLAN") BE AMENDED TO
INCREASE NUMBER OF ORDINARY SHARES AUTHORIZED
TO BE ISSUED PURSUANT TO PLAN, AS WELL AS LIMIT
ON TOTAL NUMBER OF ORDINARY SHARES THAT MAY
BE DELIVERED PURSUANT TO OPTIONS QUALIFIED
AS INCENTIVE STOCK OPTIONS GRANTED UNDER THE
PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Merger Fund
By (Signature) /s/ Bruce Rubin
Name Bruce Rubin
Title President
Date 08/12/2011