UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09837
NAME OF REGISTRANT: Tax-Managed Multi-Cap Growth
Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Tax-Managed Multi-Cap Growth Portfolio
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ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
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ADVANCE AUTO PARTS, INC. Agenda Number: 933410083
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
FIONA P. DIAS Mgmt For For
FRANCES X. FREI Mgmt For For
DARREN R. JACKSON Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
J. PAUL RAINES Mgmt For For
GILBERT T. RAY Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
02 APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY ADVISORY VOTE, HOW OFTEN STOCKHOLDERS Mgmt 1 Year For
SHOULD VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
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ALBEMARLE CORPORATION Agenda Number: 933406008
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. ALFRED BROADDUS, JR. Mgmt For For
WILLIAM H. HERNANDEZ Mgmt For For
R. WILLIAM IDE III Mgmt For For
RICHARD L. MORRILL Mgmt For For
JIM W. NOKES Mgmt For For
BARRY W. PERRY Mgmt For For
MARK C. ROHR Mgmt For For
JOHN SHERMAN, JR. Mgmt For For
HARRIETT TEE TAGGART Mgmt For For
ANNE MARIE WHITTEMORE Mgmt For For
02 THE PROPOSAL TO APPROVE THE NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
03 THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
04 THE PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year Against
THE FREQUENCY OF THE NON-BINDING SHAREHOLDER
VOTE ON EXECUTIVE COMPENSATION CHECKED ON THE
RIGHT SIDE. (CHECK ONE.)
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933382169
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
DEBORAH DUNSIRE, M.D.
1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
TREVOR M. JONES PH.D.
1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
LOUIS J. LAVIGNE, JR.
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS Mgmt For For
PLAN
06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD Mgmt For For
PLAN
07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY OUR BOARD OF DIRECTORS
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AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr For Against
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
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AMERISOURCEBERGEN CORPORATION Agenda Number: 933365733
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 17-Feb-2011
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: CHARLES H. COTROS Mgmt For For
1B ELECTION OF CLASS I DIRECTOR: JANE E. HENNEY, Mgmt For For
M.D.
1C ELECTION OF CLASS I DIRECTOR: R. DAVID YOST Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER Mgmt 1 Year Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
05 APPROVAL OF THE AMENDMENT OF AMERISOURCEBERGEN'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
06 APPROVAL OF THE AMERISOURCEBERGEN CORPORATION Mgmt For For
2011 EMPLOYEE STOCK PURCHASE PLAN.
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ANHEUSER-BUSCH INBEV SA Agenda Number: 933406387
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AA MODIFICATION OF THE DATE OF THE ANNUAL SHAREHOLDERS' Mgmt For For
MEETING
AB MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt Against Against
IN RELATION TO THE REMUNERATION OF THE EXECUTIVE
MANAGEMENT
AC1 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt For For
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
ENTRY INTO FORCE OF THE MODIFICATIONS TO THE
ARTICLES OF ASSOCIATION RESULTING FROM THE
LAW ON THE EXERCISE OF CERTAIN RIGHTS OF SHAREHOLDERS
IN LISTED COMPANIES
AC2 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt For For
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 24 - MEETINGS
AC3 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt For For
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 25 - ADMISSION TO SHAREHOLDERS'
MEETINGS
AC4 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt For For
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 26BIS - VOTE BY CORRESPONDENCE
AC5 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt For For
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 28 - DELIBERATIONS
AC6 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt For For
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 30 - ADJOURNMENTS
AC7 MODIFICATION TO THE ARTICLES OF ASSOCIATION Mgmt For For
RESULTING FROM THE LAW ON THE EXERCISE OF CERTAIN
RIGHTS OF SHAREHOLDERS IN LISTED COMPANIES:
MODIFICATION TO ARTICLE 36 BIS
AD3 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: EXCLUSION OF THE PREFERENCE RIGHT IN
RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS
AD4 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: ISSUANCE OF SUBSCRIPTION RIGHTS
AD5 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: CONDITIONAL CAPITAL INCREASE
AD6 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: EXPRESS APPROVAL PURSUANT TO ARTICLE
554, INDENT 7, OF THE COMPANIES CODE
AD7 ISSUANCE OF 215,000 SUBSCRIPTION RIGHTS AND Mgmt Against Against
CAPITAL INCREASE UNDER THE CONDITION PRECEDENT
AND TO THE EXTENT OF THE EXERCISE OF THE SUBSCRIPTION
RIGHTS: POWERS
BD APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
BE DISCHARGE TO THE DIRECTORS Mgmt For For
BF DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
BH1 RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt Against Against
STEFAN DESCHEEMAEKER
BH2 APPOINTING AS DIRECTOR MR. PAUL CORNET DE WAYS Mgmt Against Against
RUART
BH3 RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR Mgmt For For
OF MR. KEES STORM
BH4 RENEWING THE APPOINTMENT AS INDEPENDENT DIRECTOR Mgmt For For
OF MR. PETER HARF
BH5 APPOINTING AS INDEPENDENT DIRECTOR MR. OLIVIER Mgmt For For
GOUDET
BI1 REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY: APPROVING THE REMUNERATION
REPORT FOR THE FINANCIAL YEAR 2010
BI2 REMUNERATION POLICY AND REMUNERATION REPORT Mgmt Against Against
OF THE COMPANY: CONFIRMING THE SPECIFIC GRANTS
OF STOCK OPTIONS AND RESTRICTED STOCK UNITS
TO EXECUTIVES
BJ1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt For For
OF CONTROL PROVISIONS RELATING TO THE UPDATED
EMTN PROGRAMME
BJ2 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt For For
OF CONTROL PROVISIONS RELATING TO THE US DOLLAR
NOTES
BJ3 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt For For
OF CONTROL PROVISIONS RELATING TO THE NOTES
ISSUED UNDER ANHEUSER-BUSCH INBEV'S SHELF REGISTRATION
STATEMENT FILED IN THE UNITED STATES ON FORM
F-3
BJ4 APPROVAL OF CHANGE OF CONTROL PROVISIONS: CHANGE Mgmt For For
OF CONTROL PROVISIONS RELATING TO THE CAD DOLLAR
NOTES ISSUED VIA A CANADIAN PRIVATE PLACEMENT
CA FILINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BROCADE COMMUNICATIONS SYSTEMS, INC. Agenda Number: 933376647
--------------------------------------------------------------------------------------------------------------------------
Security: 111621306
Meeting Type: Annual
Meeting Date: 12-Apr-2011
Ticker: BRCD
ISIN: US1116213067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN GERDELMAN Mgmt For For
1B ELECTION OF DIRECTOR: GLENN JONES Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL KLAYKO Mgmt For For
2 APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION
3 APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION Mgmt 1 Year Against
REGARDING THE FREQUENCY OF THE NON-BINDING
VOTE ON EXECUTIVE COMPENSATION
4 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF BROCADE COMMUNICATIONS SYSTEMS, INC. FOR
THE FISCAL YEAR ENDING OCTOBER 29, 2011
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 933395433
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I1 ELECTION OF DIRECTOR: DAN O. DINGES Mgmt For For
I2 ELECTION OF DIRECTOR: JAMES R. GIBBS Mgmt For For
I3 ELECTION OF DIRECTOR: WILLIAM P. VITITOE Mgmt For For
II TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS 2011 FISCAL YEAR.
III TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
IV TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
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CELANESE CORPORATION Agenda Number: 933379085
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL S. SANDERS Mgmt For For
1C ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 TO DESIGNATE THE FREQUENCY OF PERIODIC ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
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CHESAPEAKE ENERGY CORPORATION Agenda Number: 933455126
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AUBREY K. MCCLENDON Mgmt Withheld Against
DON NICKLES Mgmt Withheld Against
KATHLEEN M. EISBRENNER Mgmt For For
LOUIS A. SIMPSON Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
04 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY Shr For Against
SHAREHOLDER VOTE ON DIRECTOR COMPENSATION.
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CHURCH & DWIGHT CO., INC. Agenda Number: 933389430
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSE B. ALVAREZ Mgmt For For
JAMES R. CRAIGIE Mgmt For For
ROSINA B. DIXON Mgmt For For
ROBERT D. LEBLANC Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 1 Year Against
THE ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH
& DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL
STATEMENTS.
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CIRRUS LOGIC, INC. Agenda Number: 933291813
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 23-Jul-2010
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. HACKWORTH Mgmt For For
JOHN C. CARTER Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
D. JAMES GUZY Mgmt For For
JASON P. RHODE Mgmt For For
WILLIAM D. SHERMAN Mgmt For For
ROBERT H. SMITH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 26, 2011.
--------------------------------------------------------------------------------------------------------------------------
CIT GROUP INC. Agenda Number: 933399203
--------------------------------------------------------------------------------------------------------------------------
Security: 125581801
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CIT
ISIN: US1255818015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. THAIN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM M. FREEMAN Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1E ELECTION OF DIRECTOR: R. BRAD OATES Mgmt For For
1F ELECTION OF DIRECTOR: MARIANNE MILLER PARRS Mgmt For For
1G ELECTION OF DIRECTOR: GERALD ROSENFELD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN R. RYAN Mgmt For For
1I ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
1J ELECTION OF DIRECTOR: PETER J. TOBIN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CIT'S INDEPENDENT AUDITORS FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF CIT'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN CIT'S PROXY STATEMENT
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
WITH WHICH CIT HOLDS STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
05 TO APPROVE CIT'S 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN, INCLUDING THE NUMBER OF SHARES AVAILABLE
FOR PURCHASE THEREUNDER.
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CLIFFS NATURAL RESOURCES INC. Agenda Number: 933410172
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I ELECTION OF DIRECTOR: R. PHILLIPS Mgmt For For
1J ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1K ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For
1L ELECTION OF DIRECTOR: A. SCHWARTZ Mgmt For For
02 A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, Mgmt For For
COMMONLY KNOWN AS "SAY ON PAY"
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION
05 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
IN DIRECTOR ELECTIONS
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR
--------------------------------------------------------------------------------------------------------------------------
CME GROUP Agenda Number: 933430984
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG S. DONOHUE Mgmt For For
TIMOTHY S. BITSBERGER Mgmt For For
JACKIE M. CLEGG Mgmt For For
JAMES A. DONALDSON Mgmt For For
J. DENNIS HASTERT Mgmt For For
WILLIAM P. MILLER II Mgmt For For
TERRY L. SAVAGE Mgmt For For
CHRISTOPHER STEWART Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 933339916
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 02-Dec-2010
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIS J. JOHNSON Mgmt For For
A. JAYSON ADAIR Mgmt For For
MATT BLUNT Mgmt For For
STEVEN D. COHAN Mgmt For For
DANIEL J. ENGLANDER Mgmt For For
JAMES E. MEEKS Mgmt For For
THOMAS W. SMITH Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
JULY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 933399392
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt For For
ERIC A. BENHAMOU Mgmt For For
LLOYD CARNEY Mgmt For For
JAMES R. LONG Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
J. DONALD SHERMAN Mgmt For For
WILBERT VAN DEN HOEK Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 1994 STOCK PLAN TO APPROVE ADDITIONAL SHARES.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DANA HOLDING CORP Agenda Number: 933400549
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN M. DEVINE Mgmt For For
TERRENCE J. KEATING Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
RICHARD F. WALLMAN Mgmt For For
KEITH E. WANDELL Mgmt For For
02 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Mgmt For For
APPROVING EXECUTIVE COMPENSATION
03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Mgmt 1 Year For
REGARDING THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933405741
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1C ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS DANAHER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
04 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS
OF TWENTY-FIVE PERCENT (25%) OR MORE OF DANAHER'S
SHARES TO CALL A SPECIAL MEETING OF SHAREHOLDERS.
05 TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK Mgmt For For
INCENTIVE PLAN AND MATERIAL TERMS OF PLAN PERFORMANCE
GOALS.
06 TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
07 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC. Agenda Number: 933388755
--------------------------------------------------------------------------------------------------------------------------
Security: 302182100
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: ESRX
ISIN: US3021821000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1E ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1F ELECTION OF DIRECTOR: WOODROW A MYERS, JR., Mgmt For For
MD
1G ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1H ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1I ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1J ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2011.
03 TO APPROVE AMENDMENT TO THE BYLAWS REGARDING Mgmt For For
CALLING OF A SPECIAL MEETING.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
06 TO APPROVE AND RATIFY THE EXPRESS SCRIPTS, INC. Mgmt For For
2011 LONG-TERM INCENTIVE PLAN.
07 STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933364325
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Special
Meeting Date: 24-Feb-2011
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF UMBERTO DELLA SALA AS A DIRECTOR Mgmt For For
FOR A TERM EXPIRING IN 2012
02 APPROVAL OF A $335 MILLION INCREASE TO OUR SHARE Mgmt For For
REPURCHASE PROGRAM AND DESIGNATION OF THE SHARES
REPURCHASED FOR CANCELLATION
03 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt Against Against
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING,
I INSTRUCT THE APPOINTED PROXIES TO VOTE AS
FOLLOWS
--------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933408355
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: CLAYTON C. DALEY, JR.
1B RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: EDWARD G. GALANTE
1C RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: RAYMOND J. MILCHOVICH
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND Mgmt For For
AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE")
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011 (CONSULTATIVE VOTE).
04 APPROVAL OF OUR 2010 SWISS ANNUAL REPORT AND Mgmt For For
OUR STATUTORY FINANCIAL STATEMENTS FOR FISCAL
YEAR 2010.
05 DISCHARGE FROM LIABILITY OF OUR DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FOR FISCAL YEAR 2010.
06 CREATION OF AUTHORIZED CAPITAL IN THE AMOUNT Mgmt For For
OF CHF 186,953,868 REPLACING THE EXPIRED AUTHORIZED
CAPITAL IN THE AMOUNT OF CHF 189,623,871.
07 APPROVAL OF CAPITAL REDUCTION THROUGH CANCELLATION Mgmt For For
OF SHARES REPURCHASED UNDER OUR SHARE REPURCHASE
PROGRAM AND AN ASSOCIATED AMENDMENT TO OUR
ARTICLES OF ASSOCIATION TO REDUCE OUR SHARE
CAPITAL IN THE AMOUNT OF CHF 12,938,130.
08 ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
09 ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED Mgmt 1 Year For
EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.
(ONCE EVERY ONE, TWO OR THREE YEARS).
10 RE-ALLOCATION OF FREE RESERVES TO LEGAL RESERVES Mgmt For For
FROM CAPITAL CONTRIBUTION.
11 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt Abstain Against
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS:
ON PROPOSAL 11, PLEASE BE ADVISED THAT A VOTE
'FOR" WILL INSTRUCT THE APPOINTED PROXIES TO
VOTE IN ACCORDANCE WITH THE RECOMMENDATIONS
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 1 Year Against
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC. Agenda Number: 933367434
--------------------------------------------------------------------------------------------------------------------------
Security: 393122106
Meeting Type: Annual
Meeting Date: 10-Mar-2011
Ticker: GMCR
ISIN: US3931221069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAWRENCE J. BLANFORD Mgmt For For
MICHAEL J. MARDY Mgmt For For
DAVID E. MORAN Mgmt For For
2 TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN THESE MATERIALS.
3 TO CONSIDER AN ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS
4 TO RATIFY THE THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED ACCOUNTANTS
FOR OUR 2011 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
H.J. HEINZ COMPANY Agenda Number: 933309165
--------------------------------------------------------------------------------------------------------------------------
Security: 423074103
Meeting Type: Annual
Meeting Date: 31-Aug-2010
Ticker: HNZ
ISIN: US4230741039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: W.R. JOHNSON Mgmt For For
1B ELECTION OF DIRECTOR: C.E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: L.S. COLEMAN, JR. Mgmt For For
1D ELECTION OF DIRECTOR: J.G. DROSDICK Mgmt For For
1E ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1F ELECTION OF DIRECTOR: C. KENDLE Mgmt For For
1G ELECTION OF DIRECTOR: D.R. O'HARE Mgmt For For
1H ELECTION OF DIRECTOR: N. PELTZ Mgmt For For
1I ELECTION OF DIRECTOR: D.H. REILLEY Mgmt For For
1J ELECTION OF DIRECTOR: L.C. SWANN Mgmt For For
1K ELECTION OF DIRECTOR: T.J. USHER Mgmt For For
1L ELECTION OF DIRECTOR: M.F. WEINSTEIN Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REQUESTING THE RIGHT TO Shr For Against
SHAREHOLDER ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HARBIN ELECTRIC, INC. Agenda Number: 933307527
--------------------------------------------------------------------------------------------------------------------------
Security: 41145W109
Meeting Type: Annual
Meeting Date: 26-Jul-2010
Ticker: HRBN
ISIN: US41145W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIANFU YANG Mgmt For For
LANXIANG GAO Mgmt For For
CHING CHUEN CHAN Mgmt For For
BOYD PLOWMAN Mgmt For For
DAVID GATTON Mgmt For For
YUNYUE YE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF FRAZER Mgmt For For
FROST, LLP (A SUCCESSOR ENTITY OF MOORE STEPHENS
WURTH FRAZER AND TORBET, LLP) AS THE COMPANY'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA, DUESSELDORF Agenda Number: 702805271
--------------------------------------------------------------------------------------------------------------------------
Security: D32051142
Meeting Type: AGM
Meeting Date: 11-Apr-2011
Ticker:
ISIN: DE0006048408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 21 03 2011, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting No vote
03 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Presentation of the financial statements and Mgmt For For
annual report for the 2010 financial year with
the report of the Supervisory Board, the group
financial statements and group annual report
as well as the corpo-rate governance and the
remuneration report, approval of the financial
statements for the 2010 financial year
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 861,527,712.35 as follows: Payment
of a dividend of EUR 0.70 per ordinary share
and EUR 0.72 per preferred share EUR 250,000,000
shall be allocated to the revenue reserves
EUR 301,393,329.85 shall be carried forward
Ex-dividend and payable date: April 12, 2011
3. Ratification of the acts of the general partner Mgmt For For
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Ratification of the acts of the shareholders' Mgmt For For
committee
6. Appointment of auditors for the 2011 financial Mgmt For For
year: KPMG AG, Berlin
7. Election of Norbert Reithofer to the shareholders' Mgmt For For
committee
8. Approval of an amendment to the existing control Mgmt For For
and profit transfer agreements with the company's
wholly-owned subsidiaries: a) CHEMPHAR Handels-
+ Exportgesellschaft mbH, b) Clynol GmbH, c)
Hans Schwarzkopf + Henkel GmbH, d) Henkel Erste
Verwaltungsgesellschaft mbH, e) Henkel Loctite
KID GmbH, f) Henkel Management AG, g) Henkel
Wasch- und Reinigungsmittel GmbH, h) Indola
GmbH, and i) Schwarzkopf + Henkel GmbH
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933389428
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1B ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1C ELECTION OF DIRECTOR: F.B. WALKER Mgmt For For
1D ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 APPROVAL OF HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2011.
05 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR Mgmt For For
SENIOR OFFICERS, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933446646
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. DEMIRIAN Mgmt For For
DAVID W. LEEBRON Mgmt For For
MARTIN POMPADUR Mgmt For For
MARC A. UTAY Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE:
VOTING WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
03 ADVISORY RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY CIRCULAR AND PROXY
STATEMENT.
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JAMES RIVER COAL COMPANY Agenda Number: 933462688
--------------------------------------------------------------------------------------------------------------------------
Security: 470355207
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: JRCC
ISIN: US4703552079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN F. CROWN Mgmt For For
02 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933395180
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY R. DAVIS Mgmt For For
ROBERT J. DRUTEN Mgmt For For
RODNEY E. SLATER Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL Mgmt For For
INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE
CODE SECTION 162(M).
04 ADVISORY (NON-BINDING) VOTE APPROVING THE 2010 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF THE NON-BINDING ADVISORY VOTE ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933394277
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. JACOBS Mgmt For For
PHILIP A. LASKAWY Mgmt For For
MICHAEL J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS LAZARD LTD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011 AND AUTHORIZATION
OF LAZARD LTD'S BOARD OF DIRECTORS, ACTING
BY THE AUDIT COMMITTEE, TO SET THEIR REMUNERATION.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
OF LAZARD LTD.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
SHAREHOLDER VOTING ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 933401363
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS P. CAPO Mgmt For For
1B ELECTION OF DIRECTOR: CURTIS J. CLAWSON Mgmt For For
1C ELECTION OF DIRECTOR: JONATHON F. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: CONRAD L. MALLETT, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT E. ROSSITER Mgmt For For
1F ELECTION OF DIRECTOR: DONALD L. RUNKLE Mgmt For For
1G ELECTION OF DIRECTOR: GREGORY C. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: HENRY D.G. WALLACE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933405575
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS R. GLASS Mgmt For For
1B ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL F. MEE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2011.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS
TO AMEND THE BYLAWS.
4 TO APPROVE AN ADVISORY PROPOSAL ON THE COMPANY'S Mgmt For For
2010 EXCUTIVE COMPENSATION AS DISCLOSED IN
THE PROXY STATEMENT
5 TO RESPOND TO AN ADVISORY PROPOSAL REGARDING Mgmt 1 Year For
THE FREQUENCY (EVERY 1, 2, OR 3 YEARS) OF FUTURE
ADVISORY PROPOSALS ON THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda Number: 933329662
--------------------------------------------------------------------------------------------------------------------------
Security: 535678106
Meeting Type: Annual
Meeting Date: 03-Nov-2010
Ticker: LLTC
ISIN: US5356781063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. SWANSON, JR. Mgmt For For
LOTHAR MAIER Mgmt For For
ARTHUR C. AGNOS Mgmt Withheld Against
JOHN J. GORDON Mgmt Withheld Against
DAVID S. LEE Mgmt For For
RICHARD M. MOLEY Mgmt Withheld Against
THOMAS S. VOLPE Mgmt Withheld Against
02 TO APPROVE THE COMPANY'S 2010 EQUITY INCENTIVE Mgmt For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
JULY 3, 2011.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933315586
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 21-Sep-2010
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS IN PHASES AND EFFECT RELATED CHANGES
IN DIRECTOR VACANCY AND REMOVAL PROCEDURES.
1B AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE A SUPERMAJORITY
VOTING REQUIREMENT FOR AMENDING THE COMPANY'S
CERTIFICATE OF INCORPORATION.
1C AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE COMPOSITION OF THE BOARD OF DIRECTORS.
1D AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE OWNERSHIP OF THE COMPANY'S STOCK AND
DELETE RELATED OBSOLETE PROVISIONS.
02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE EACH OF THE PROPOSALS COMPRISING PROPOSAL
1 AT THE TIME OF THE ANNUAL MEETING.
03 DIRECTOR
NANCY J. KARCH Mgmt For For
J.O. REYES LAGUNES Mgmt For For
EDWARD SUNING TIAN Mgmt For For
SILVIO BARZI Mgmt For For
04 RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 933389327
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CESAR L. ALVAREZ Mgmt For For
WALDEMAR A. CARLO, M.D. Mgmt For For
MICHAEL B. FERNANDEZ Mgmt For For
ROGER K. FREEMAN, M.D. Mgmt For For
PAUL G. GABOS Mgmt For For
DANY GARCIA Mgmt For For
P.J. GOLDSCHMIDT, M.D. Mgmt For For
MANUEL KADRE Mgmt For For
ROGER J. MEDEL, M.D. Mgmt For For
DONNA E. SHALALA PH.D. Mgmt For For
ENRIQUE J. SOSA PH.D. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 PROPOSAL TO RECOMMEND, BY NON-BINDING ADVISORY Mgmt 1 Year Against
VOTE, THE FREQUENCY WITH WHICH FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD.
--------------------------------------------------------------------------------------------------------------------------
NAL ENERGY CORPORATION Agenda Number: 933440430
--------------------------------------------------------------------------------------------------------------------------
Security: 62875E101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: NOIGF
ISIN: CA62875E1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. EEUWES Mgmt For For
DONALD R. INGRAM Mgmt For For
KELVIN B. JOHNSTON Mgmt For For
GORDON LACKENBAUER Mgmt For For
IRVINE J. KOOP Mgmt For For
BARRY D. STEWART Mgmt For For
ANDREW B. WISWELL Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE CORPORATION Mgmt Abstain Against
FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS
OF THE CORPORATION TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
NAL OIL & GAS TRUST Agenda Number: 933350061
--------------------------------------------------------------------------------------------------------------------------
Security: 628949109
Meeting Type: Special
Meeting Date: 16-Dec-2010
Ticker: NOIGF
ISIN: CA6289491095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE SPECIAL RESOLUTION OF UNITHOLDERS, Mgmt For For
THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX
"C" TO THE CIRCULAR, TO APPROVE A PLAN OF ARRANGEMENT
UNDER SECTION 193 OF THE BUSINESS CORPORATIONS
ACT (ALBERTA) AND ALL TRANSACTIONS CONTEMPLATED
THEREBY, ALL AS MORE PARTICULARLY DESCRIBED
IN THE CIRCULAR.
02 APPROVAL OF THE ORDINARY RESOLUTION OF UNITHOLDERS, Mgmt For For
THE FULL TEXT OF WHICH IS SET FORTH IN THE
CIRCULAR, APPROVING THE ADOPTION OF A DEFERRED
SHARE UNIT PLAN OF NAL ENERGY CORPORATION,
FOLLOWING COMPLETION OF THE ARRANGEMENT, ALL
AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933449503
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
PAID BY THE COMPANY TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF CASTING FUTURE NON-BINDING ADVISORY VOTES
ON THE COMPENSATION PAID BY THE COMPANY TO
OUR NAMED EXECUTIVE OFFICERS.
05 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
ON STOCKHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt For For
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 933417809
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GRAHAM WESTON Mgmt For For
PALMER MOE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGAL BELOIT CORPORATION Agenda Number: 933402327
--------------------------------------------------------------------------------------------------------------------------
Security: 758750103
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: RBC
ISIN: US7587501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR WITH TERMS EXPIRING IN Mgmt For For
2012: STEPHEN M. BURT
1B ELECTION OF DIRECTOR WITH TERMS EXPIRING IN Mgmt For For
2014: THOMAS J. FISCHER
1C ELECTION OF DIRECTOR WITH TERMS EXPIRING IN Mgmt For For
2014: RAKESH SACHDEV
1D ELECTION OF DIRECTOR WITH TERMS EXPIRING IN Mgmt For For
2014: CAROL N. SKORNICKA
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
04 APPROVAL OF THE COMPANY'S SHAREHOLDER VALUE Mgmt For For
ADDED (SVA) EXECUTIVE OFFICERS INCENTIVE COMPENSATION
PLAN
05 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 933301121
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 13-Jul-2010
Ticker: RIMM
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BALSILLIE Mgmt For For
MIKE LAZARIDIS Mgmt For For
JAMES ESTILL Mgmt For For
DAVID KERR Mgmt For For
ROGER MARTIN Mgmt For For
JOHN RICHARDSON Mgmt For For
BARBARA STYMIEST Mgmt For For
ANTONIO VIANA-BAPTISTA Mgmt For For
JOHN WETMORE Mgmt For For
02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC. Agenda Number: 933428105
--------------------------------------------------------------------------------------------------------------------------
Security: 768573107
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: RVBD
ISIN: US7685731074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL R. KOUREY Mgmt For For
1B ELECTION OF DIRECTOR: MARK S. LEWIS Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN MCCANNE, PH.D. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT.
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 933394176
--------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ROSE
ISIN: US7777793073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. BECKLER Mgmt For For
MATTHEW D. FITZGERALD Mgmt For For
PHILIP L. FREDERICKSON Mgmt For For
D. HENRY HOUSTON Mgmt For For
RANDY L. LIMBACHER Mgmt For For
JOSIAH O. LOW III Mgmt For For
DONALD D. PATTESON, JR. Mgmt For For
02 RESOLVED, THAT THE STOCKHOLDERS OF THE COMPANY Mgmt For For
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS DISCLOSED
IN THE COMPENSATION DISCUSSION AND ANALYSIS,
THE SUMMARY COMPENSATION TABLE AND THE OTHER
RELATED COMPENSATION TABLES, NOTES AND NARATIVE
IN THE PROXY STATEMENT FOR THE COMPANY'S 2011
ANNUAL MEETING OF STOCKHOLDERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Agenda Number: 933382777
--------------------------------------------------------------------------------------------------------------------------
Security: 779382100
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: RDC
ISIN: US7793821007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R.G. CROYLE Mgmt For For
1B ELECTION OF DIRECTOR: LORD MOYNIHAN Mgmt For For
1C ELECTION OF DIRECTOR: W. MATT RALLS Mgmt For For
1D ELECTION OF DIRECTOR: JOHN J. QUICKE Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD. Agenda Number: 933408432
--------------------------------------------------------------------------------------------------------------------------
Security: V7780T103
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: RCL
ISIN: LR0008862868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA D.B. LAVIADA Mgmt For For
1B ELECTION OF DIRECTOR: EYAL OFER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1D ELECTION OF DIRECTOR: A. ALEXANDER WILHELMSEN Mgmt For For
02 ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
05 THE SHAREHOLDER PROPOSAL SET FORTH IN THE ACCOMPANYING Shr Against For
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SAVVIS INC. Agenda Number: 933407149
--------------------------------------------------------------------------------------------------------------------------
Security: 805423308
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: SVVS
ISIN: US8054233080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY E. DOBBS Mgmt For For
CLYDE A. HEINTZELMAN Mgmt Withheld Against
THOMAS E. MCINERNEY Mgmt For For
JAMES E. OUSLEY Mgmt For For
JAMES P. PELLOW Mgmt For For
DAVID C. PETERSCHMIDT Mgmt For For
MERCEDES A. WALTON Mgmt For For
PATRICK J. WELSH Mgmt For For
02 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION APPROVAL.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 933354297
--------------------------------------------------------------------------------------------------------------------------
Security: 806882106
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: SCHN
ISIN: US8068821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WAYLAND R. HICKS Mgmt For For
JUDITH A. JOHANSEN Mgmt For For
TAMARA L. LUNDGREN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM RADIO INC. Agenda Number: 933419512
--------------------------------------------------------------------------------------------------------------------------
Security: 82967N108
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SIRI
ISIN: US82967N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOAN L. AMBLE Mgmt Against Against
1B ELECTION OF DIRECTOR: LEON D. BLACK Mgmt Against Against
1C ELECTION OF DIRECTOR: LAWRENCE F. GILBERTI Mgmt Against Against
1D ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Mgmt Against Against
1E ELECTION OF DIRECTOR: JAMES P. HOLDEN Mgmt Against Against
1F ELECTION OF DIRECTOR: MEL KARMAZIN Mgmt Against Against
1G ELECTION OF DIRECTOR: JAMES F. MOONEY Mgmt Against Against
1H ELECTION OF DIRECTOR: JACK SHAW Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Mgmt 1 Year Against
FUTURE EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933410108
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1K ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1L ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1M ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION
03 TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC Agenda Number: 933416819
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREG ROTH Mgmt Withheld Against
JAMES L. BIERMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2011.
03 APPROVAL, IN A NON-BINDING, ADVISORY VOTE, OF Mgmt For For
THE COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
04 DETERMINATION, IN A NON-BINDING, ADVISORY VOTE, Mgmt 1 Year Against
WHETHER A NON-BINDING SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
--------------------------------------------------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL, INC. Agenda Number: 933381838
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EVELYN S. DILSAVER Mgmt For For
1B ELECTION OF DIRECTOR: FRANK DOYLE Mgmt For For
1C ELECTION OF DIRECTOR: JOHN A. HEIL Mgmt For For
1D ELECTION OF DIRECTOR: PETER K. HOFFMAN Mgmt For For
1E ELECTION OF DIRECTOR: SIR PAUL JUDGE Mgmt For For
1F ELECTION OF DIRECTOR: NANCY F. KOEHN Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO Mgmt For For
1H ELECTION OF DIRECTOR: P. ANDREWS MCLANE Mgmt For For
1I ELECTION OF DIRECTOR: MARK SARVARY Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933420008
--------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Special
Meeting Date: 11-May-2011
Ticker: MOS
ISIN: US61945A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, Mgmt For For
DATED AS OF JANUARY 18, 2011 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG THE
MOSAIC COMPANY, CARGILL, INCORPORATED, GNS
II (U.S.) CORP., GNS MERGER SUB LLC, AND, FOR
LIMITED PURPOSES SET FORTH THEREIN, THE MARGARET
A. CARGILL FOUNDATION, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AND DISTRIBUTION
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE SHAW GROUP INC. Agenda Number: 933360618
--------------------------------------------------------------------------------------------------------------------------
Security: 820280105
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: SHAW
ISIN: US8202801051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.M. BERNHARD, JR. Mgmt For For
JAMES F. BARKER Mgmt For For
THOS. E. CAPPS Mgmt For For
DANIEL A. HOFFLER Mgmt For For
DAVID W. HOYLE Mgmt For For
MICHAEL J. MANCUSO Mgmt For For
ALBERT D. MCALISTER Mgmt For For
STEPHEN R. TRITCH Mgmt For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 PROPOSAL TO AUTHORIZE ADDITIONAL SHARES FOR Mgmt For For
DISTRIBUTION UNDER THE SHAW GROUP INC. 2008
OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE WARNACO GROUP, INC. Agenda Number: 933424082
--------------------------------------------------------------------------------------------------------------------------
Security: 934390402
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: WRC
ISIN: US9343904028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID A. BELL Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. BOWMAN Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD KARL GOELTZ Mgmt For For
1D ELECTION OF DIRECTOR: JOSEPH R. GROMEK Mgmt For For
1E ELECTION OF DIRECTOR: SHEILA A. HOPKINS Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES R. PERRIN Mgmt For For
1G ELECTION OF DIRECTOR: NANCY A. REARDON Mgmt For For
1H ELECTION OF DIRECTOR: DONALD L. SEELEY Mgmt For For
1I ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WARNACO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF WARNACO'S NAMED EXECUTIVE OFFICERS.
04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE STOCKHOLDER ADVISORY VOTES REGARDING
THE COMPENSATION OF WARNACO'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UAL CORPORATION Agenda Number: 933321818
--------------------------------------------------------------------------------------------------------------------------
Security: 902549807
Meeting Type: Special
Meeting Date: 17-Sep-2010
Ticker: UAUA
ISIN: US9025498075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ISSUANCE OF SHARES OF UAL COMMON Mgmt For For
STOCK TO CONTINENTAL AIRLINES, INC. STOCKHOLDERS
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 2, 2010, BY AND AMONG UAL CORPORATION,
CONTINENTAL AIRLINES, INC. AND JT MERGER SUB
INC., A WHOLLY OWNED SUBSIDIARY OF UAL CORPORATION.
02 ADOPTION OF UAL CORPORATION'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY
2, 2010, BY AND AMONG UAL CORPORATION, CONTINENTAL
AIRLINES, INC. AND JT MERGER SUB INC., A WHOLLY
OWNED SUBSIDIARY OF UAL CORPORATION.
03 ADJOURNMENT OF THE UAL CORPORATION SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE PROPOSALS 1 AND 2.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 933425452
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS GUTIERREZ Mgmt For For
GORDON HUNTER Mgmt For For
PETER J. SIMONE Mgmt For For
02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Mgmt 1 Year Against
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE VEECO MANAGEMENT BONUS PLAN. Mgmt For For
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933420313
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1C ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1D ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
1E ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1F ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1G ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1H ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
02 TO CONDUCT A NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt For For
VERISIGN, INC.'S EXECUTIVE COMPENSATION.
03 TO CONDUCT A NON-BINDING, ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF NON-BINDING, STOCKHOLDER ADVISORY
VOTES ON VERISIGN, INC.'S EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDED AND RESTATED VERISIGN, Mgmt For For
INC. 2006 EQUITY INCENTIVE PLAN.
05 TO RATIFY THE SELECTION OF KPMG LLP AS VERISIGN, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 933421834
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN VMWARE'S PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN VMWARE'S PROXY STATEMENT.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF OUR BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY Agenda Number: 933425173
--------------------------------------------------------------------------------------------------------------------------
Security: G94368100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WCRX
ISIN: IE00B446CM77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS II DIRECTOR: TODD M. ABBRECHT Mgmt For For
1B ELECTION OF CLASS II DIRECTOR: LIAM M. FITZGERALD Mgmt For For
02 TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, A REGISTERED PUBLIC ACCOUNTING FIRM, AS
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011, AND TO
AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE
THE AUDITORS' REMUNERATION.
03 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
04 TO VOTE, ON AN ADVISORY BASIS, AS TO WHETHER Mgmt 1 Year For
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION
SHOULD BE HELD EVERY 1 YEAR, 2 YEARS OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933410499
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: ROBERT H. DAVIS Mgmt For For
02 APPROVAL OF THE PROPOSAL TO AMEND THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 150,000,000 TO 250,000,000
SHARES
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WCI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 APPROVAL ON A NON-BINDING, ADVISORY BASIS OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE PROXY STATEMENT ("SAY ON
PAY")
05 APPROVAL ON A NON-BINDING, ADVISORY BASIS OF Mgmt 1 Year Against
HOLDING FUTURE SAY ON PAY VOTES EVERY ONE,
TWO OR THREE YEARS
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 933414308
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. MILES JR. Mgmt For For
JOHN K. MORGAN Mgmt For For
JAMES L. SINGLETON Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 933405525
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1B ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1C ELECTION OF DIRECTOR: J. DAVID GRISSOM Mgmt For For
1D ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT HOLLAND, JR. Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH G. LANGONE Mgmt For For
1G ELECTION OF DIRECTOR: JONATHAN S. LINEN Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS C. NELSON Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: JING-SHYH S. SU Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 21 Mgmt For For
OF PROXY)
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION (PAGE 23 OF PROXY)
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES
(PAGE 24 OF PROXY)
05 PROPOSAL APPROVING AMENDMENT TO COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO PERMIT SHAREHOLDERS
TO CALL SPECIAL MEETINGS (PAGE 25 OF PROXY)
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Multi-Cap Growth Portfolio
By (Signature) /s/ Duncan W. Richardson
Name Duncan W. Richardson
Title President
Date 08/17/2011