UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21866
NAME OF REGISTRANT: Highland Funds I
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: NexBank Tower
13455 Noel Road, Suite 800
Dallas , TX 75240
NAME AND ADDRESS OF AGENT FOR SERVICE: R. Joseph Dougherty, President
Highland Capital Management, L.P.
NexBank Tower
13455 Noel Road, Suite 800
Dallas, TX 75240
REGISTRANT'S TELEPHONE NUMBER: 877-665-1287
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Highland All Cap Equity Fund
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DELL INC. Agenda Number: 933291750
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 12-Aug-2010
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BREYER Mgmt For For
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
JUDY C. LEWENT Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
SHANTANU NARAYEN Mgmt For For
SAM NUNN Mgmt For For
H. ROSS PEROT, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Mgmt For For
ELIMINATE SUPERMAJORITY VOTE PROVISIONS
SH1 REIMBURSEMENT OF PROXY EXPENSES Shr For Against
SH2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FIRST PLACE FINANCIAL CORP. Agenda Number: 933334548
--------------------------------------------------------------------------------------------------------------------------
Security: 33610T109
Meeting Type: Annual
Meeting Date: 28-Oct-2010
Ticker: FPFC
ISIN: US33610T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. GARY BITONTE, M.D. Mgmt For For
EARL T. KISSELL Mgmt For For
E. JEFFREY ROSSI Mgmt For For
WILLIAM A. RUSSELL Mgmt For For
ROBERT L. WAGMILLER Mgmt For For
02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DETERMINED BY THE COMPANY'S COMPENSATION
COMMITTEE.
03 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda Number: 933338736
--------------------------------------------------------------------------------------------------------------------------
Security: 620076109
Meeting Type: Special
Meeting Date: 29-Nov-2010
Ticker: MOT
ISIN: US6200761095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
EFFECT, IN ITS DISCRETION PRIOR TO DECEMBER
31, 2011, A REVERSE STOCK SPLIT OF THE OUTSTANDING
AND TREASURY COMMON STOCK OF MOTOROLA, AT A
REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3
AND OF UP TO 1-FOR-7, AS DETERMINED BY THE
BOARD OF DIRECTORS.
02 APPROVAL OF A CORRESPONDING AMENDMENT TO MOTOROLA'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO EFFECT
THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY
THE TOTAL NUMBER OF SHARES OF COMMON STOCK
THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT
TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON
SUCH AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
RRI ENERGY, INC. Agenda Number: 933329903
--------------------------------------------------------------------------------------------------------------------------
Security: 74971X107
Meeting Type: Special
Meeting Date: 25-Oct-2010
Ticker: RRI
ISIN: US74971X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE ISSUANCE OF COMMON STOCK Mgmt For For
OF RRI ENERGY, INC., PAR VALUE $0.001 PER SHARE,
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF APRIL 11, 2010, BY AND AMONG RRI
ENERGY, INC., RRI ENERGY HOLDINGS, INC. AND
MIRANT CORPORATION.
02 PROPOSAL TO APPROVE AMENDMENTS TO RRI ENERGY, Mgmt For For
INC.'S RESTATED CERTIFICATE OF INCORPORATION
THAT WOULD EFFECT A REVERSE STOCK SPLIT OF
COMMON STOCK, PURSUANT TO WHICH 3, 3.5, 4,
4.5 OR 5 ISSUED AND OUTSTANDING SHARES OF RRI
COMMON STOCK, AS DETERMINED BY THE RRI BOARD
OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF RRI ENERGY,
INC. TO CHANGE THE CORPORATE NAME FROM "RRI
ENERGY, INC." TO "GENON ENERGY, INC."
04 PROPOSAL TO APPROVE THE GENON ENERGY, INC. 2010 Mgmt For For
OMNIBUS INCENTIVE PLAN.
05 PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE Mgmt For For
RRI SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES.
Highland Floating Rates Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Long/Short Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933436772
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRUCE K. ANDERSON Mgmt For For
ROGER H. BALLOU Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
2 APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
3 APPROVAL OF THE FREQUENCY OF AN ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
4 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HLDGS, INC Agenda Number: 933380367
--------------------------------------------------------------------------------------------------------------------------
Security: 024061103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: AXL
ISIN: US0240611030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. DAUCH Mgmt For For
JAMES A. MCCASLIN Mgmt For For
WILLIAM P. MILLER II Mgmt For For
LARRY K. SWITZER Mgmt For For
02 APPROVAL, ON A ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED IN THE COMPENSATION DISCUSSION AND
ANALYSIS, TABLES AND RELATED NARRATIVE.
03 APPROVAL, ON AN ADVISORY BASIS, OF FREQUENCY Mgmt 1 Year For
FOR FUTURE ADVISORY VOTES ON SAY-ON-PAY.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ARGOSY ENERGY INC. Agenda Number: 933459390
--------------------------------------------------------------------------------------------------------------------------
Security: 04023A102
Meeting Type: Annual and Special
Meeting Date: 10-Jun-2011
Ticker: AYEYF
ISIN: CA04023A1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
OF CALGARY, ALBERTA, AS THE AUDITORS OF THE
CORPORATION AT A REMUNERATION TO BE FIXED BY
THE BOARD OF DIRECTORS.
02 THE ELECTION OF THOSE PERSONS NAMED AS PROPOSED Mgmt Abstain Against
DIRECTORS IN THE PROXY STATEMENT AND INFORMATION
CIRCULAR DATED MAY 2, 2011 FOR THE MEETING
(THE "INFORMATION CIRCULAR") ACCOMPANYING THIS
VOTING INSTRUCTION FORM.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION APPROVING THE UNALLOCATED ENTITLEMENTS
AND OPTION ON GRANTS UNDER THE STOCK OPTION
PLAN OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
ARIBA, INC. Agenda Number: 933357394
--------------------------------------------------------------------------------------------------------------------------
Security: 04033V203
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: ARBA
ISIN: US04033V2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT M. CALDERONI Mgmt For For
ROBERT E. KNOWLING, JR. Mgmt For For
2 TO APPROVE AN AMENDMENT TO ARIBA'S 1999 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE UNDER THE PLAN BY
8,000,000 SHARES AND TO APPROVE THE MATERIAL
TERMS OF THIS PLAN FOR TAX PURPOSES.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933435605
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MURRY S. GERBER Mgmt For For
JAMES GROSFELD Mgmt For For
SIR DERYCK MAUGHAN Mgmt For For
THOMAS K. MONTAG Mgmt For For
LINDA GOSDEN ROBINSON Mgmt For For
JOHN S. VARLEY Mgmt Withheld Against
02 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED
AND DISCUSSED IN THE PROXY STATEMENT.
03 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF SHAREHOLDER VOTES CAST ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933429258
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. WILSON Mgmt For For
WALLACE W. CREEK Mgmt For For
WILLIAM DAVISSON Mgmt For For
ROBERT G. KUHBACH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS, IF PROPERLY PRESENTED
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CHARMING SHOPPES, INC. Agenda Number: 933441468
--------------------------------------------------------------------------------------------------------------------------
Security: 161133103
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: CHRS
ISIN: US1611331034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARNAUD AJDLER Mgmt For For
MICHAEL C. APPEL Mgmt For For
RICHARD W. BENNET, III Mgmt For For
MICHAEL J. BLITZER Mgmt For For
MICHAEL GOLDSTEIN Mgmt For For
KATHERINE M. HUDSON Mgmt For For
BRUCE J. KLATSKY Mgmt For For
PAULA A. PRICE Mgmt For For
ANTHONY M. ROMANO Mgmt For For
ALAN ROSSKAMM Mgmt For For
02 TO APPROVE BY ADVISORY VOTE EXECUTIVE COMPENSATION. Mgmt For For
03 TO APPROVE BY ADVISORY VOTE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF CHARMING SHOPPES,
INC. FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt For For
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt For For
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP.Shr Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr Against For
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933380456
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
DONNA A. JAMES Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION PROGRAM VOTES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.
05 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL Shr Against For
OF CERTAIN SEVERANCE AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933429020
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT W. HOWE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
02 APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, Mgmt For For
AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO AMEND OUR CERTIFICATE OF INCORPORATION TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS
FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING
SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING
POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL
STOCK.
06 TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS Mgmt For For
AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING
THRESHOLDS FROM 80% OF THE VOTING POWER OF
ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK
TO 66 2/3% OF THE VOTING POWER OF ALL THEN
OUTSTANDING SHARES OF CAPITAL STOCK.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933442220
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY A. LEACH Mgmt For For
WILLIAM H. EASTER III Mgmt For For
W. HOWARD KEENAN, JR. Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY-ON-PAY").
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
CROCS, INC Agenda Number: 933448551
--------------------------------------------------------------------------------------------------------------------------
Security: 227046109
Meeting Type: Annual
Meeting Date: 28-Jun-2011
Ticker: CROX
ISIN: US2270461096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. SMACH Mgmt For For
JOHN P. MCCARVEL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2007 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933390320
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933386624
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: DTV
ISIN: US25490A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. DILLON Mgmt For For
SAMUEL A. DIPIAZZA, JR. Mgmt For For
LORRIE M. NORRINGTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS.
03 AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN Mgmt For For
CAPITAL STOCK CHANGES INCLUDING REDUCTION OF
AUTHORIZED CLASS B SHARES FROM 30,000,000 TO
3,000,000 AND ELIMINATION OF THE CLASS C COMMON
STOCK.
04 AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY Mgmt For For
THE BOARD OF DIRECTORS.
05 AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT Mgmt For For
A MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS
OF DIRECTORS.
06 AMEND CERTIFICATE OF INCORPORATION TO PERMIT Mgmt Against Against
A SPECIAL MEETING OF STOCKHOLDERS TO BE CALLED
BY 25% OR MORE OF THE STOCKHOLDERS IN CERTAIN
CIRCUMSTANCES.
07 AMEND CERTIFICATE OF INCORPORATION TO ADOPT Mgmt Against Against
DELAWARE AS THE EXCLUSIVE FORUM FOR CERTAIN
DISPUTES.
08 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
09 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DUPONT FABROS TECHNOLOGY, INC. Agenda Number: 933429549
--------------------------------------------------------------------------------------------------------------------------
Security: 26613Q106
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: DFT
ISIN: US26613Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL A. COKE Mgmt For For
LAMMOT J. DU PONT Mgmt For For
THOMAS D. ECKERT Mgmt For For
HOSSEIN FATEH Mgmt For For
FREDERIC V. MALEK Mgmt For For
JOHN T. ROBERTS, JR. Mgmt For For
JOHN H. TOOLE Mgmt For For
02 APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN. Mgmt For For
03 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION Mgmt For For
(SAY-ON-PAY VOTE).
04 ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY Mgmt 1 Year For
VOTES.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 933451394
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN T. CLONTZ Mgmt For For
GARY F. HROMADKO Mgmt For For
SCOTT G. KRIENS Mgmt For For
WILLIAM K. LUBY Mgmt For For
IRVING F. LYONS, III Mgmt For For
CHRISTOPHER B. PAISLEY Mgmt For For
STEPHEN M. SMITH Mgmt For For
PETER F. VAN CAMP Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE BY A NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE BY A NON-BINDING ADVISORY VOTE THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER NON-BINDING ADVISORY
VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
05 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO REDUCE THE CURRENT VOTING
REQUIREMENT TO A MAJORITY OF THE OUTSTANDING
SHARES ENTITLED TO VOTE TO AMEND, REPEAL OR
ADOPT ANY PROVISION OF THE CERTIFICATE OF INCORPORATION.
06 TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS Mgmt For For
TO REDUCE THE CURRENT VOTING REQUIREMENT TO
A MAJORITY OF THE OUTSTANDING SHARES ENTITLED
TO VOTE TO REMOVE ANY DIRECTORS OR THE ENTIRE
BOARD FOR CAUSE.
07 TO APPROVE AN AMENDMENT TO THE COMPANY'S BYLAWS Mgmt For For
TO REDUCE THE CURRENT VOTING REQUIREMENT TO
A MAJORITY OF THE OUTSTANDING SHARES ENTITLED
TO VOTE TO AMEND, ALTER, ADD TO OR RESCIND
OR REPEAL THE BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933368133
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 14-Mar-2011
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: A. GARY AMES Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES INC Agenda Number: 933405804
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID K. HUNT Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD N. MASSEY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON FIDELITY NATIONAL INFORMATION Mgmt Against Against
SERVICES, INC. 2010 EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE FIS ANNUAL INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933387664
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt Against Against
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr Against For
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shr Against For
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shr Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE Shr Against For
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shr Against For
RESEARCH
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933415564
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. DURHAM Mgmt For For
MARK P. FRISSORA Mgmt For For
DAVID H. WASSERMAN Mgmt For For
HENRY C. WOLF Mgmt For For
02 AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION Mgmt Against Against
PAID TO THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE COMPENSATION DISCUSSION AND ANALYSIS
AND RELATED TABULAR AND NARRATIVE DISCLOSURES
(ALSO KNOWN AS A "SAY ON PAY" VOTE).
03 AN ADVISORY VOTE ON WHETHER THE SAY ON PAY VOTE Mgmt 1 Year Against
SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS.
04 THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
HOSPITALITY PROPERTIES TRUST Agenda Number: 933375861
--------------------------------------------------------------------------------------------------------------------------
Security: 44106M102
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: HPT
ISIN: US44106M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT Mgmt For For
TO OUR BOARD OF TRUSTEES AS THE INDEPENDENT
TRUSTEE IN GROUP I: JOHN L. HARRINGTON
02 TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT Mgmt For For
TO OUR BOARD OF TRUSTEES AS THE MANAGING TRUSTEE
IN GROUP I: BARRY M. PORTNOY
03 TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE Mgmt 1 Year Against
FREQUENCY OF SHAREHOLDER NONBINDING ADVISORY
VOTES RELATING TO OUR EXECUTIVE COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
06 TO CONSIDER AND VOTE UPON A NONBINDING SHAREHOLDER Shr For Against
PROPOSAL IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD. Agenda Number: 933342773
--------------------------------------------------------------------------------------------------------------------------
Security: 44930K108
Meeting Type: Annual
Meeting Date: 13-Dec-2010
Ticker: ICOG
ISIN: US44930K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD P. EMERSON Mgmt For For
RICHARD P. FOX Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt For For
BARRY L. ROWAN Mgmt For For
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
BENJAMIN G. WOLFF Mgmt For For
2 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE
& TOUCHE LLP AS INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
ICO GLOBAL COMMUNICATIONS (HLDG.) LTD. Agenda Number: 933443753
--------------------------------------------------------------------------------------------------------------------------
Security: 44930K108
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: ICOG
ISIN: US44930K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD P. EMERSON Mgmt For For
RICHARD P. FOX Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt Withheld Against
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
BENJAMIN G. WOLFF Mgmt For For
02 APPROVAL OF AN ADVISORY (NON-BINDING) RESOLUTION Mgmt Against Against
ON EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE SELECTION OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF DELOITTE
& TOUCHE LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
IESI-BFC LTD. Agenda Number: 933441850
--------------------------------------------------------------------------------------------------------------------------
Security: 44951D108
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: BIN
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEITH A. CARRIGAN Mgmt For For
MICHAEL G. DEGROOTE Mgmt For For
MICHAEL H. DEGROOTE Mgmt For For
DANIEL M. DICKINSON Mgmt For For
JOHN T. DILLON Mgmt For For
JAMES J. FORESE Mgmt For For
DOUGLAS W. KNIGHT Mgmt For For
DANIEL R. MILLIARD Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION
OF THE AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933395180
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY R. DAVIS Mgmt For For
ROBERT J. DRUTEN Mgmt For For
RODNEY E. SLATER Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL Mgmt For For
INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE
CODE SECTION 162(M).
04 ADVISORY (NON-BINDING) VOTE APPROVING THE 2010 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF THE NON-BINDING ADVISORY VOTE ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933440529
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
R. BRAD MARTIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS Mgmt For For
CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Mgmt For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE
REDUCTION IN THE PAR VALUE OF SUCH STOCK.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933294213
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 08-Jul-2010
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1A ELECTION OF DIRECTOR: DR. TA-LIN HSU Mgmt For For
A1B ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
A2 TO APPROVE AMENDMENT TO BYE-LAW 12 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A3 TO APPROVE AMENDMENT TO BYE-LAW 44 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A4 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
A5 TO APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt Against Against
1995 STOCK OPTION PLAN.
A6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933303834
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 28-Jul-2010
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt For For
1E ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For
1F ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. Mgmt For For
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
02 REAPPROVAL OF THE PERFORMANCE MEASURES FOR PERFORMANCE-BASEDMgmt For For
AWARDS UNDER THE COMPANY'S AMENDED AND RESTATED
2005 STOCK PLAN.
03 REAPPROVAL OF PERFORMANCE MEASURES AVAILABLE Mgmt For For
FOR PERFORMANCE-BASED AWARDS UNDER 2005 MANAGEMENT
INCENTIVE PLAN.
04 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING MARCH 31, 2011.
05 STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE Shr Against For
STOCK RETENTION FOR TWO YEARS BEYOND RETIREMENT.
06 STOCKHOLDER PROPOSAL ON PREPARING A PAY DIFFERENTIAL Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933398883
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN A. KANDARIAN* Mgmt For For
SYLVIA MATHEWS BURWELL# Mgmt For For
EDUARDO CASTRO-WRIGHT# Mgmt For For
CHERYL W. GRISE# Mgmt For For
LULU C. WANG# Mgmt For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC. Agenda Number: 933436241
--------------------------------------------------------------------------------------------------------------------------
Security: 591708102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: PCS
ISIN: US5917081029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER D. LINQUIST Mgmt For For
ARTHUR C. PATTERSON Mgmt For For
02 NON-BINDING, ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF THE NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 933444957
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
VICTOR K. LEE Mgmt For For
DOUGLAS MCBURNIE Mgmt Withheld Against
2 VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MONOLITHIC POWER SYSTEMS,
INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011
3 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 933365707
--------------------------------------------------------------------------------------------------------------------------
Security: 63934E108
Meeting Type: Annual
Meeting Date: 15-Feb-2011
Ticker: NAV
ISIN: US63934E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES H. KEYES Mgmt For For
JOHN D. CORRENTI Mgmt For For
DANIEL C. USTIAN Mgmt For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 VOTE TO APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 110,000,000 TO 220,000,000.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
A POLICY TO OBTAIN STOCKHOLDER APPROVAL FOR
CERTAIN FUTURE SEVERANCE AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 933382006
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD L. CLEMMER Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
EXECUTIVE COMPENSATION AS DISCLOSED IN THESE
PROXY MATERIALS.
04 TO VOTE ON THE FREQUENCY OF FUTURE NON-BINDING Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 TO RE-APPROVE THE PERFORMANCE GOALS INCLUDED Mgmt For For
IN THE NCR CORPORATION 2006 STOCK INCENTIVE
PLAN (AS AMENDED AND RESTATED EFFECTIVE AS
OF DECEMBER 31, 2008) FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
06 TO APPROVE AN AMENDMENT TO INDIVIDUAL AWARD Mgmt For For
LIMITATIONS INCLUDED IN THE NCR CORPORATION
2006 STOCK INCENTIVE PLAN.
07 TO APPROVE AN AMENDMENT TO THE FUNDING FORMULA Mgmt Against Against
IN THE NCR MANAGEMENT INCENTIVE PLAN FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE CODE.
08 TO APPROVE THE NCR CORPORATION 2011 ECONOMIC Mgmt For For
PROFIT PLAN FOR PURPOSES OF SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC CAPITAL BANCORP Agenda Number: 933423991
--------------------------------------------------------------------------------------------------------------------------
Security: 69404P200
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PCBC
ISIN: US69404P2002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H. GERALD BIDWELL Mgmt For For
EDWARD E. BIRCH Mgmt For For
GERALD J. FORD Mgmt For For
R.S. HAMBLETON, JR. Mgmt For For
D. VERNON HORTON Mgmt For For
S. LACHLAN HOUGH Mgmt For For
ROGER C. KNOPF Mgmt For For
GEORGE S. LEIS Mgmt For For
WILLIAM R. LOOMIS, JR. Mgmt For For
JOHN R. MACKALL Mgmt For For
RICHARD A. NIGHTINGALE Mgmt For For
KATHY J. ODELL Mgmt For For
CARL B. WEBB Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 933394467
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDISON C. BUCHANAN Mgmt For For
R. HARTWELL GARDNER Mgmt For For
JIM A. WATSON Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
ACCOUNTING FIRM
3 ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION Mgmt For For
4 ADVISORY VOTE REGARDING FREQUENCY OF STOCKHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5 STOCKHOLDER PROPOSAL RELATING TO MAJORITY VOTING Shr For Against
FOR DIRECTORS
6 STOCKHOLDER PROPOSAL RELATING TO DECLASSIFICATION Shr For Against
OF THE BOARD
--------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 933394176
--------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ROSE
ISIN: US7777793073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. BECKLER Mgmt For For
MATTHEW D. FITZGERALD Mgmt For For
PHILIP L. FREDERICKSON Mgmt For For
D. HENRY HOUSTON Mgmt For For
RANDY L. LIMBACHER Mgmt For For
JOSIAH O. LOW III Mgmt For For
DONALD D. PATTESON, JR. Mgmt For For
02 RESOLVED, THAT THE STOCKHOLDERS OF THE COMPANY Mgmt For For
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS DISCLOSED
IN THE COMPENSATION DISCUSSION AND ANALYSIS,
THE SUMMARY COMPENSATION TABLE AND THE OTHER
RELATED COMPENSATION TABLES, NOTES AND NARATIVE
IN THE PROXY STATEMENT FOR THE COMPANY'S 2011
ANNUAL MEETING OF STOCKHOLDERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
ROVI CORPORATION Agenda Number: 933409319
--------------------------------------------------------------------------------------------------------------------------
Security: 779376102
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: ROVI
ISIN: US7793761021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALFRED J. AMOROSO Mgmt For For
ALAN L. EARHART Mgmt For For
ANDREW K. LUDWICK Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES P. O'SHAUGHNESSY Mgmt For For
RUTHANN QUINDLEN Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2011.
04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
05 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Mgmt 1 Year Against
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933414865
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA M. BAUMANN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1C ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1F ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SPANSION INC. Agenda Number: 933436328
--------------------------------------------------------------------------------------------------------------------------
Security: 84649R200
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: CODE
ISIN: US84649R2004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM E. MITCHELL Mgmt For For
02 APPROVE THE AMENDMENT OF THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 933404256
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SPR
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES L. CHADWELL Mgmt Withheld Against
IVOR EVANS Mgmt For For
PAUL FULCHINO Mgmt For For
RICHARD GEPHARDT Mgmt Withheld Against
ROBERT JOHNSON Mgmt For For
RONALD KADISH Mgmt For For
TAWFIQ POPATIA Mgmt For For
FRANCIS RABORN Mgmt For For
JEFFREY L. TURNER Mgmt For For
JAMES L. WELCH Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY'S LONG-TERM Mgmt For For
INCENTIVE PLAN.
03 APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 VOTE ON AN ADVISORY BASIS ON THE FREQUENCY OF Mgmt 1 Year Against
AN ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL, INC. Agenda Number: 933381838
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EVELYN S. DILSAVER Mgmt For For
1B ELECTION OF DIRECTOR: FRANK DOYLE Mgmt For For
1C ELECTION OF DIRECTOR: JOHN A. HEIL Mgmt For For
1D ELECTION OF DIRECTOR: PETER K. HOFFMAN Mgmt For For
1E ELECTION OF DIRECTOR: SIR PAUL JUDGE Mgmt For For
1F ELECTION OF DIRECTOR: NANCY F. KOEHN Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO Mgmt For For
1H ELECTION OF DIRECTOR: P. ANDREWS MCLANE Mgmt For For
1I ELECTION OF DIRECTOR: MARK SARVARY Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933412114
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For
1B ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1C ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
02 RATIFICATION OF SELECTION OF AUDITORS Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION Shr For Against
OF THE CLASSIFICATION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
WEIGHT WATCHERS INTERNATIONAL, INC. Agenda Number: 933415499
--------------------------------------------------------------------------------------------------------------------------
Security: 948626106
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: WTW
ISIN: US9486261061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND DEBBANE Mgmt Withheld Against
JOHN F. BARD Mgmt For For
JONAS M. FAJGENBAUM Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
04 TO APPROVE HOLDING AN ADVISORY VOTE ON NAMED Mgmt 1 Year Against
EXECUTIVE OFFICER COMPENSATION EVERY THREE
YEARS, TWO YEARS OR ONE YEAR, AS INDICATED.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933366115
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 28-Feb-2011
Ticker: WFMI
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE COMPANY
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE COMPENSATION PACKAGE GRANTED Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For Against
BYLAWS TO PERMIT REMOVAL OF DIRECTORS WITH
OR WITHOUT CAUSE.
06 SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr For Against
TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT
CHAIRMAN OF THE BOARD OF DIRECTORS WHO HAS
NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER
OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda Number: 933414548
--------------------------------------------------------------------------------------------------------------------------
Security: 984121103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: XRX
ISIN: US9841211033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1B ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I ELECTION OF DIRECTOR: ANN N. REESE Mgmt For For
1J ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
Highland Long/Short Healthcare Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC. Agenda Number: 933438182
--------------------------------------------------------------------------------------------------------------------------
Security: 004225108
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: ACAD
ISIN: US0042251084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BORER Mgmt For For
MARY ANN GRAY Mgmt For For
LESTER KAPLAN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF THE AUTHORIZED SHARES OF COMMON STOCK
FROM 75,000,000 TO 150,000,000.
--------------------------------------------------------------------------------------------------------------------------
AFFYMAX, INC. Agenda Number: 933417479
--------------------------------------------------------------------------------------------------------------------------
Security: 00826A109
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: AFFY
ISIN: US00826A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOLLINGS C. RENTON Mgmt For For
JOHN P. WALKER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT.
04 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALCON, INC. Agenda Number: 933310512
--------------------------------------------------------------------------------------------------------------------------
Security: H01301102
Meeting Type: Special
Meeting Date: 16-Aug-2010
Ticker: ACL
ISIN: CH0013826497
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): ENRICO VANNI
1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): NORMAN WALKER
1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): PAUL CHOFFAT
1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): URS BAERLOCHER
1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): JACQUES SEYDOUX
--------------------------------------------------------------------------------------------------------------------------
ALCON, INC. Agenda Number: 933315170
--------------------------------------------------------------------------------------------------------------------------
Security: H01301102
Meeting Type: Special
Meeting Date: 16-Aug-2010
Ticker: ACL
ISIN: CH0013826497
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): ENRICO VANNI
1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): NORMAN WALKER
1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): PAUL CHOFFAT
1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): URS BAERLOCHER
1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt For For
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): JACQUES SEYDOUX
--------------------------------------------------------------------------------------------------------------------------
ALLOS THERAPEUTICS, INC. Agenda Number: 933442155
--------------------------------------------------------------------------------------------------------------------------
Security: 019777101
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: ALTH
ISIN: US0197771019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN J. HOFFMAN PH.D Mgmt For For
PAUL L. BERNS Mgmt For For
NISHAN DE SILVA, M.D. Mgmt For For
JEFFREY R. LATTS, M.D. Mgmt For For
JONATHAN S. LEFF Mgmt For For
TIMOTHY P. LYNCH Mgmt For For
DAVID M. STOUT Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMEBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AMSURG CORP. Agenda Number: 933435807
--------------------------------------------------------------------------------------------------------------------------
Security: 03232P405
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: AMSG
ISIN: US03232P4054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY D. HERR* Mgmt For For
CHRISTOPHER A. HOLDEN* Mgmt For For
KEVIN P. LAVENDER* Mgmt For For
KEN P. MCDONALD** Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
03 TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
IN WHICH THE COMPANY WILL HAVE FUTURE ADVISORY
VOTES REGARDING EXECUTIVE COMPENSATION.
04 A SHAREHOLDER PROPOSAL FOR THE COMPANY TO AMEND Shr For Against
ITS GOVERNANCE DOCUMENTS TO PROVIDE THAT DIRECTOR
NOMINEES SHALL BE ELECTED BY THE AFFIRMATIVE
VOTE OF THE MAJORITY VOTES CAST AT AN ANNUAL
MEETING OF SHAREHOLDERS.
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
ANADYS PHARMACEUTICALS Agenda Number: 933431431
--------------------------------------------------------------------------------------------------------------------------
Security: 03252Q408
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: ANDS
ISIN: US03252Q4082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK FOLETTA Mgmt For For
KLEANTHIS XANTHOPOULOS Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF THE ADVISORY RESOLUTION REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF SOLICITATION Mgmt 1 Year For
OF ADVISORY STOCKHOLDER APPROVAL OF EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION Agenda Number: 933394239
--------------------------------------------------------------------------------------------------------------------------
Security: 043136100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: ARTC
ISIN: US0431361007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTIAN P. AHRENS Mgmt For For
GREGORY A. BELINFANTI Mgmt For For
BARBARA D. BOYAN, PH.D. Mgmt For For
DAVID FITZGERALD Mgmt For For
JAMES G. FOSTER Mgmt For For
TERRENCE E. GEREMSKI Mgmt For For
TORD B. LENDAU Mgmt For For
PETER L. WILSON Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 933439778
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JONATHAN BUSH Mgmt For For
BRANDON H. HULL Mgmt For For
WILLIAM WINKENWERDER,JR Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS ATHENAHEALTH, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2007 STOCK OPTION AND INCENTIVE PLAN.
04 TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 933405753
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS DRAPEAU Mgmt For For
ALBERT J. HILLMAN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT
AUDITORS.
03 PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, Mgmt For For
INC. 2011 EMPLOYEE STOCK PURCHASE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CAREFUSION CORPORATION Agenda Number: 933330437
--------------------------------------------------------------------------------------------------------------------------
Security: 14170T101
Meeting Type: Annual
Meeting Date: 03-Nov-2010
Ticker: CFN
ISIN: US14170T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID L. SCHLOTTERBECK Mgmt For For
1B ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1C ELECTION OF DIRECTOR: EDWARD D. MILLER, M.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
03 APPROVAL OF THE CAREFUSION CORPORATION 2009 Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 APPROVAL OF THE CAREFUSION CORPORATION MANAGEMENT Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933386559
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: Mgmt For For
ROMAN MARTINEZ IV
1B ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: Mgmt For For
CAROL COX WAIT
1C ELECTION OF DIRECTOR FOR TERM EXPIRING IN 2014: Mgmt For For
WILLIAM D. ZOLLARS
02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
05 APPROVAL OF AN AMENDMENT TO THE CIGNA LONG-TERM Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CONCEPTUS, INC. Agenda Number: 933433966
--------------------------------------------------------------------------------------------------------------------------
Security: 206016107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CPTS
ISIN: US2060161070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL A. LAVIOLETTE Mgmt For For
PETER L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT AS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNT
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF CONCEPTUS NAMED OFFICERS
AS PRESENTED IN THIS PROXY STATEMENT.
04 TO DETERMINE, BY NON-BINDING VOTE, WHETHER AN Mgmt 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL
OCCUR EVERY 1, 2 OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
DIONEX CORPORATION Agenda Number: 933331376
--------------------------------------------------------------------------------------------------------------------------
Security: 254546104
Meeting Type: Annual
Meeting Date: 26-Oct-2010
Ticker: DNEX
ISIN: US2545461046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID L. ANDERSON Mgmt For For
A. BLAINE BOWMAN Mgmt For For
FRANK WITNEY Mgmt For For
RODERICK MCGEARY Mgmt For For
RICCARDO PIGLIUCCI Mgmt For For
MICHAEL W. POPE Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
ITS FISCAL YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION Agenda Number: 933355756
--------------------------------------------------------------------------------------------------------------------------
Security: 268158102
Meeting Type: Special
Meeting Date: 05-Jan-2011
Ticker: DVAX
ISIN: US2681581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO THE COMPANY'S SIXTH Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE AUTHORIZED NUMBER OF SHARES
OF COMMON STOCK FROM 150,000,000 TO 250,000,000
SHARES.
02 TO APPROVE THE DYNAVAX TECHNOLOGIES CORPORATION Mgmt Against Against
2011 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION Agenda Number: 933442422
--------------------------------------------------------------------------------------------------------------------------
Security: 268158102
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: DVAX
ISIN: US2681581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL KISNER, M.D. Mgmt For For
J. TYLER MARTIN, M.D. Mgmt For For
STANLEY A. PLOTKIN, M.D Mgmt Withheld Against
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT.
03 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
ENDO PHARMACEUTICALS HOLDINGS INC. Agenda Number: 933445238
--------------------------------------------------------------------------------------------------------------------------
Security: 29264F205
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: ENDP
ISIN: US29264F2056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. DELUCCA Mgmt For For
DAVID P. HOLVECK Mgmt For For
NANCY J. HUTSON, PH.D. Mgmt For For
MICHAEL HYATT Mgmt For For
ROGER H. KIMMEL Mgmt For For
WILLIAM P. MONTAGUE Mgmt For For
D.B. NASH, M.D., M.B.A. Mgmt For For
JOSEPH C. SCODARI Mgmt For For
WILLIAM F. SPENGLER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
04 TO APPROVE, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
05 TO APPROVE THE COMPANY'S EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
ERESEARCH TECHNOLOGY, INC. Agenda Number: 933392538
--------------------------------------------------------------------------------------------------------------------------
Security: 29481V108
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: ERT
ISIN: US29481V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOEL MORGANROTH, MD Mgmt For For
STEPHEN S. PHILLIPS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
03 AMENDMENT TO OUR AMENDED AND RESTATED 2003 EQUITY Mgmt Against Against
INCENTIVE PLAN
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 933307135
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Annual
Meeting Date: 09-Aug-2010
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SOLOMON Mgmt Split 25% For Split
1B ELECTION OF DIRECTOR: LAWRENCE S. OLANOFF, M.D., Mgmt Split 25% For Split
PH.D.
1C ELECTION OF DIRECTOR: NESLI BASGOZ, MD Mgmt Split 25% For Split
1D ELECTION OF DIRECTOR: WILLIAM J. CANDEE, III Mgmt Split 25% For Split
1E ELECTION OF DIRECTOR: GEORGE S. COHAN Mgmt Split 25% For Split
1F ELECTION OF DIRECTOR: DAN L. GOLDWASSER Mgmt Split 25% For Split
1G ELECTION OF DIRECTOR: KENNETH E. GOODMAN Mgmt Split 25% For Split
1H ELECTION OF DIRECTOR: LESTER B. SALANS, MD Mgmt Split 25% For Split
1I ELECTION OF DIRECTOR: PETER J. ZIMETBAUM, MD Mgmt Split 25% For Split
02 APPROVAL OF THE AMENDMENT TO THE 2007 EQUITY Mgmt Split 25% For Split
INCENTIVE PLAN.
03 APPROVAL OF EXECUTIVE COMPENSATION PHILOSOPHY, Mgmt Split 25% For Split
POLICIES AND PROCEDURES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Mgmt Split 25% For Split
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF THE STOCKHOLDER PROPOSAL TO AMEND Shr Split 25% Against Split
THE BY-LAWS OF THE COMPANY TO PROVIDE FOR REIMBURSEMENT
OF EXPENSES INCURRED BY A STOCKHOLDER OR GROUP
OF STOCKHOLDERS IN CONNECTION WITH NOMINATING
ONE OR MORE DIRECTOR CANDIDATES IN CERTAIN
CIRCUMSTANCES AS DESCRIBED IN PROPOSAL 5.
*NOTE* SUCH OTHER BUSINESS AS MAY COME BEFORE
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC. Agenda Number: 933402466
--------------------------------------------------------------------------------------------------------------------------
Security: 40637H109
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HALO
ISIN: US40637H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHRYN E. FALBERG Mgmt For For
KENNETH J. KELLEY Mgmt For For
02 TO APPROVE OUR 2011 STOCK PLAN. Mgmt For For
03 TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04 TO APPROVE, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION STOCKHOLDER VOTES.
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HANSEN MEDICAL, INC. Agenda Number: 933451445
--------------------------------------------------------------------------------------------------------------------------
Security: 411307101
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: HNSN
ISIN: US4113071017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE J BARCLAY Mgmt For For
CHRISTOPHER P. LOWE Mgmt For For
JOSEPH M. MANDATO Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF STOCKHOLDER VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF HANSEN MEDICAL, INC. FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HEALTH CARE REIT, INC. Agenda Number: 933402365
--------------------------------------------------------------------------------------------------------------------------
Security: 42217K106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HCN
ISIN: US42217K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: Mgmt For For
WILLIAM C. BALLARD, JR.
1B ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: Mgmt For For
PETER J. GRUA
1C ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: Mgmt For For
R. SCOTT TRUMBULL
02 APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE Mgmt For For
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO THE COMPENSATION DISCLOSURE RULES
OF THE SEC.
03 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Mgmt 1 Year For
OF THE NAMED EXECUTIVE OFFICERS.
04 APPROVAL OF AN AMENDMENT TO THE SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 225,000,000 TO 400,000,000 FOR GENERAL
CORPORATE PURPOSES.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933406440
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. SCHOEN Mgmt For For
GARY D. NEWSOME Mgmt For For
KENT P. DAUTEN Mgmt For For
DONALD E. KIERNAN Mgmt For For
ROBERT A. KNOX Mgmt For For
WILLIAM E. MAYBERRY, MD Mgmt For For
VICKI A. O'MEARA Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
R.W. WESTERFIELD, PH.D. Mgmt For For
02 TO PROVIDE AN ADVISORY VOTE REGARDING THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO PROVIDE AN ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HEALTHSPRING, INC. Agenda Number: 933416871
--------------------------------------------------------------------------------------------------------------------------
Security: 42224N101
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HS
ISIN: US42224N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. FOX Mgmt For For
ROBERT Z. HENSLEY Mgmt For For
RUSSELL K. MAYERFELD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY-ON-PAY").
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
HOLOGIC, INC. Agenda Number: 933365757
--------------------------------------------------------------------------------------------------------------------------
Security: 436440101
Meeting Type: Annual
Meeting Date: 02-Mar-2011
Ticker: HOLX
ISIN: US4364401012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. CUMMING Mgmt Withheld Against
ROBERT A. CASCELLA Mgmt For For
GLENN P. MUIR Mgmt For For
SALLY W. CRAWFORD Mgmt For For
DAVID R. LAVANCE, JR. Mgmt For For
NANCY L. LEAMING Mgmt For For
LAWRENCE M. LEVY Mgmt For For
ELAINE S. ULLIAN Mgmt For For
WAYNE WILSON Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN THE COMPANY'S PROXY STATEMENT FOR THE 2011
ANNUAL MEETING OF STOCKHOLDERS, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE 2010
SUMMARY COMPENSATION TABLE AND THE OTHER RELATED
TABLES AND DISCLOSURE.
03 TO ELECT THE OPTION OF ONCE EVERY ONE YEAR, Mgmt 1 Year For
TWO YEARS, OR THREE YEARS TO BE THE PREFERRED
FREQUENCY WITH WHICH THE COMPANY IS TO HOLD
A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
IDENIX PHARMACEUTICALS, INC. Agenda Number: 933443309
--------------------------------------------------------------------------------------------------------------------------
Security: 45166R204
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: IDIX
ISIN: US45166R2040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES W. CRAMB Mgmt For For
WAYNE T. HOCKMEYER, PHD Mgmt For For
THOMAS R. HODGSON Mgmt For For
TAMAR D. HOWSON Mgmt For For
ROBERT E. PELZER Mgmt For For
D. POLLARD-KNIGHT, PH.D Mgmt For For
RONALD C. RENAUD, JR. Mgmt For For
ANTHONY ROSENBERG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, INCREASING
THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FROM 125,000,000 SHARES TO 200,000,000 SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INHIBITEX, INC. Agenda Number: 933448967
--------------------------------------------------------------------------------------------------------------------------
Security: 45719T103
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: INHX
ISIN: US45719T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAMES BARRETT, PH.D. Mgmt For For
RUSSELL M. MEDFORD, M.D Mgmt For For
A. KEITH WILLIARD Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 TO CONSIDER, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 933406553
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SALLY CRAWFORD Mgmt For For
REGINA SOMMER Mgmt For For
JOSEPH ZAKRZEWSKI Mgmt For For
02 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt 1 Year Against
REGARDING THE FREQUENCY OF FUTURE NON-BINDING,
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTERMUNE, INC. Agenda Number: 933425820
--------------------------------------------------------------------------------------------------------------------------
Security: 45884X103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ITMN
ISIN: US45884X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES I. HEALY, MD, PHD Mgmt For For
LOUIS DRAPEAU Mgmt For For
02 VOTE TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 VOTE TO AMEND OUR AMENDED AND RESTATED 2000 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER SUCH PLAN BY 1,950,000 SHARES.
04 VOTE TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
05 DETERMINATION, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KENDLE INTERNATIONAL INC. Agenda Number: 933420351
--------------------------------------------------------------------------------------------------------------------------
Security: 48880L107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: KNDL
ISIN: US48880L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CANDACE KENDLE Mgmt For For
CHRISTOPHER C. BERGEN Mgmt For For
ROBERT R. BUCK Mgmt For For
G. STEVEN GEIS Mgmt For For
DONALD C. HARRISON Mgmt For For
TIMOTHY E. JOHNSON Mgmt For For
TIMOTHY M. MOONEY Mgmt For For
FREDERICK A. RUSS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KINDRED HEALTHCARE, INC. Agenda Number: 933450176
--------------------------------------------------------------------------------------------------------------------------
Security: 494580103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: KND
ISIN: US4945801037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 7, 2011, AMONG
KINDRED HEALTHCARE, INC., KINDRED HEALTHCARE
DEVELOPMENT, INC. AND REHABCARE GROUP, INC.
2A ELECTION OF DIRECTOR: EDWARD L. KUNTZ Mgmt For For
2B ELECTION OF DIRECTOR: JOEL ACKERMAN Mgmt For For
2C ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
2D ELECTION OF DIRECTOR: JONATHAN D. BLUM Mgmt For For
2E ELECTION OF DIRECTOR: THOMAS P. COOPER, M.D. Mgmt For For
2F ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
2G ELECTION OF DIRECTOR: ISAAC KAUFMAN Mgmt For For
2H ELECTION OF DIRECTOR: FREDERICK J. KLEISNER Mgmt For For
2I ELECTION OF DIRECTOR: EDDY J. ROGERS, JR. Mgmt For For
2J ELECTION OF DIRECTOR: PHYLLIS R. YALE Mgmt For For
03 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS KINDRED'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, KINDRED'S Mgmt Against Against
EXECUTIVE COMPENSATION PROGRAM.
05 AN ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Mgmt 1 Year For
ADVISORY VOTES ON KINDRED'S EXECUTIVE COMPENSATION
PROGRAM.
06 PROPOSAL TO APPROVE THE KINDRED 2011 STOCK INCENTIVE Mgmt Against Against
PLAN.
07 PROPOSAL TO APPROVE ADJOURNMENTS OR POSTPONEMENTS Mgmt For For
OF THE KINDRED ANNUAL MEETING, IF NECESSARY
OR APPROPRIATE, TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE KINDRED ANNUAL MEETING TO
APPROVE THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
KINETIC CONCEPTS, INC. Agenda Number: 933425969
--------------------------------------------------------------------------------------------------------------------------
Security: 49460W208
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: KCI
ISIN: US49460W2089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. LEININGER M.D. Mgmt For For
WOODRIN GROSSMAN Mgmt For For
CARL F. KOHRT, PH.D. Mgmt For For
DAVID J. SIMPSON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Mgmt Against Against
HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO
THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
LIFEPOINT HOSPITALS, INC. Agenda Number: 933437813
--------------------------------------------------------------------------------------------------------------------------
Security: 53219L109
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: LPNT
ISIN: US53219L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W.F. CARPENTER III Mgmt For For
RICHARD H. EVANS Mgmt For For
MICHAEL P. HALEY Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE
PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 933443715
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. STEVEN J. BARKER Mgmt For For
MR. SANFORD FITCH Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL
YEAR 2011.
03 TO APPROVE BY ADVISORY (NONBINDING) VOTE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, BY ADVISORY (NONBINDING) VOTE, Mgmt 1 Year Against
THE FREQUENCY OF THE APPROVE OF THE COMPANY'S
EXECUTIVE COMPENSATION.
05 A STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTING Shr For Against
STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
MEDICINOVA, INC. Agenda Number: 933457081
--------------------------------------------------------------------------------------------------------------------------
Security: 58468P206
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: MNOV
ISIN: US58468P2065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFF HIMAWAN, PHD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF MEDICINOVA
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933406452
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. COURY Mgmt For For
RODNEY L. PIATT, C.P.A. Mgmt For For
HEATHER BRESCH Mgmt For For
WENDY CAMERON Mgmt For For
ROBERT J. CINDRICH Mgmt For For
NEIL DIMICK, C.P.A. Mgmt For For
DOUGLAS J. LEECH, C.P.A Mgmt For For
JOSEPH C. MAROON, MD Mgmt For For
MARK W. PARRISH Mgmt For For
C.B. TODD Mgmt For For
R.L. VANDERVEEN PHD RPH Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MYREXIS, INC. Agenda Number: 933330158
--------------------------------------------------------------------------------------------------------------------------
Security: 62856H107
Meeting Type: Annual
Meeting Date: 11-Nov-2010
Ticker: MYRX
ISIN: US62856H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ADRIAN N. HOBDEN PH.D Mgmt For For
TIMOTHY R. FRANSON M.D. Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
NORDION INC. Agenda Number: 933370241
--------------------------------------------------------------------------------------------------------------------------
Security: 65563C105
Meeting Type: Annual
Meeting Date: 10-Mar-2011
Ticker: NDZ
ISIN: CA65563C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W.D. ANDERSON Mgmt For For
W.G. DEMPSEY Mgmt Withheld Against
R.W. LUBA Mgmt For For
M.A. MOGFORD Mgmt For For
S. MURPHY Mgmt For For
K. NEWPORT Mgmt For For
A. OLUKOTUN Mgmt For For
S.M. WEST Mgmt For For
J. WOODRUFF Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS, Mgmt For For
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC. Agenda Number: 933427418
--------------------------------------------------------------------------------------------------------------------------
Security: 62936P103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: NPSP
ISIN: US62936P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL W. BONNEY Mgmt For For
COLIN BROOM Mgmt For For
PEDRO GRANADILLO Mgmt For For
JAMES G. GRONINGER Mgmt For For
DONALD E. KUHLA Mgmt For For
FRANCOIS NADER Mgmt For For
RACHEL R. SELISKER Mgmt For For
PETER G. TOMBROS Mgmt For For
02 TO AMEND OUR 2005 OMNIBUS INCENTIVE PLAN TO Mgmt Against Against
INCREASE BY 4,650,000 SHARES THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER.
03 TO AMEND OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF OUR COMMON STOCK FROM
105,000,000 TO 175,000,000 SHARES.
04 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 933405486
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. HUNT Mgmt For For
RICHARD W. TREHARNE Mgmt For For
02 APPROVAL BY ADVISORY (NON-BINDING) VOTE ON THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENTS
OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
ONCOTHYREON INC. Agenda Number: 933443537
--------------------------------------------------------------------------------------------------------------------------
Security: 682324108
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: ONTY
ISIN: US6823241087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAN SPIEGELMAN Mgmt For For
DOUGLAS WILLIAMS Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDED DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
OPTIMER PHARMACEUTICALS, INC. Agenda Number: 933400905
--------------------------------------------------------------------------------------------------------------------------
Security: 68401H104
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: OPTR
ISIN: US68401H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY E. ALTIG Mgmt For For
MICHAEL N. CHANG Mgmt For For
ROBERT L. ZERBE Mgmt Withheld Against
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT.
04 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION Agenda Number: 933349638
--------------------------------------------------------------------------------------------------------------------------
Security: 696429307
Meeting Type: Annual
Meeting Date: 15-Dec-2010
Ticker: PLL
ISIN: US6964293079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AMY E. ALVING Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL J. CARROLL Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT B. COUTTS Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1E ELECTION OF DIRECTOR: RONALD L. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: ERIC KRASNOFF Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS N. LONGSTREET Mgmt For For
1H ELECTION OF DIRECTOR: EDWIN W. MARTIN, JR. Mgmt For For
1I ELECTION OF DIRECTOR: KATHARINE L. PLOURDE Mgmt For For
1J ELECTION OF DIRECTOR: EDWARD L. SNYDER Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 PROPOSAL TO AMEND THE PALL CORPORATION BY-LAWS Mgmt For For
TO FACILITATE THE USE OF THE NOTICE AND ACCESS
OPTION TO DELIVER PROXY MATERIALS.
04 PROPOSAL TO AMEND THE PALL CORPORATION EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR PURCHASE
UNDER THE PLAN.
05 PROPOSAL TO AMEND THE PALL CORPORATION MANAGEMENT Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE FOR PURCHASE
UNDER THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 933380228
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT F. FRIEL Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO Mgmt For For
1C ELECTION OF DIRECTOR: ALEXIS P. MICHAS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES C. MULLEN Mgmt For For
1E ELECTION OF DIRECTOR: DR. VICKI L. SATO Mgmt For For
1F ELECTION OF DIRECTOR: GABRIEL SCHMERGEL Mgmt For For
1G ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1H ELECTION OF DIRECTOR: PATRICK J. SULLIVAN Mgmt For For
1I ELECTION OF DIRECTOR: G. ROBERT TOD Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. Agenda Number: 933401072
--------------------------------------------------------------------------------------------------------------------------
Security: 717124101
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: PPDI
ISIN: US7171241018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STUART BONDURANT, M.D. Mgmt For For
VAUGHN D. BRYSON Mgmt For For
FREDRIC N. ESHELMAN Mgmt For For
FREDERICK FRANK Mgmt For For
ROBERT A. INGRAM Mgmt For For
TERRY MAGNUSON, PH.D. Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
RALPH SNYDERMAN, M.D. Mgmt For For
02 TO PROVIDE AN ADVISORY VOTE ON THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
COMMONLY REFERRED TO AS A "SAY-ON-PAY" VOTE.
03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF "SAY-ON-PAY" VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
PHARMASSET, INC. Agenda Number: 933374655
--------------------------------------------------------------------------------------------------------------------------
Security: 71715N106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: VRUS
ISIN: US71715N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. CARNEY Mgmt For For
P. SCHAEFER PRICE Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF GRANT THORNTON LLP AS PHARMASSET, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
03 APPROVAL OF AMENDMENTS TO PHARMASSET, INC.'S Mgmt For For
REVISED 2007 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON COMPENSATION OF PHARMASSET, Mgmt For For
INC.'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON COMPENSATION OF PHARMASSET, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PHC, INC. Agenda Number: 933343662
--------------------------------------------------------------------------------------------------------------------------
Security: 693315103
Meeting Type: Annual
Meeting Date: 16-Dec-2010
Ticker: PHC
ISIN: US6933151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD E. ROBAR Mgmt For For
HOWARD W. PHILLIPS Mgmt For For
02 TO CONSIDER AND VOTE UPON A PROPOSED AMENDMENT Mgmt For For
TO INCREASE THE NUMBER OF SHARES OF CLASS A
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
2004 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN
FROM 350,000 TO 950,000 SHARES.
03 TO CONSIDER AND VOTE UPON A PROPOSED AMENDMENT Mgmt For For
TO INCREASE THE NUMBER OF SHARES OF CLASS A
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE
2003 STOCK PURCHASE AND OPTION PLAN FROM 1,900,000
TO 2,400,000 SHARES.
04 TO RATIFY THE SELECTION BY THE BOARD OF DIRECTORS Mgmt For For
OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933397691
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. BUEHLER Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL C. STANZIONE Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP FOR 2011.
3 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 PROPOSAL REGARDING THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION Agenda Number: 933412164
--------------------------------------------------------------------------------------------------------------------------
Security: 74838J101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: QDEL
ISIN: US74838J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS D. BROWN Mgmt For For
DOUGLAS C. BRYANT Mgmt For For
KENNETH F. BUECHLER Mgmt For For
ROD F. DAMMEYER Mgmt For For
MARY LAKE POLAN Mgmt For For
MARK A. PULIDO Mgmt For For
JACK W. SCHULER Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RAPTOR PHARMACEUTICAL CORP Agenda Number: 933375772
--------------------------------------------------------------------------------------------------------------------------
Security: 75382F106
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: RPTP
ISIN: US75382F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. STARR, PH.D. Mgmt For For
RAYMOND W. ANDERSON Mgmt For For
ERICH SAGER Mgmt For For
R.L. FRANKLIN, MD, PHD Mgmt For For
LLEW KELTNER, M.D, PH.D Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF BURR PILGER MAYER,
INC. AS RAPTOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 31, 2011.
03 TO APPROVE THE PLAN AMENDMENTS TO THE RAPTOR Mgmt For For
PHARMACEUTICAL CORP. 2010 STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SANTARUS, INC. Agenda Number: 933440187
--------------------------------------------------------------------------------------------------------------------------
Security: 802817304
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: SNTS
ISIN: US8028173040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL E. HERMAN Mgmt For For
KENT SNYDER Mgmt For For
02 TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011
PROXY STATEMENT.
03 TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE Mgmt 1 Year Against
FREQUENCY OF STOCKHOLDER NONBINDING ADVISORY
VOTES RELATING TO THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SEQUENOM, INC. Agenda Number: 933438928
--------------------------------------------------------------------------------------------------------------------------
Security: 817337405
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: SQNM
ISIN: US8173374054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ERNST-GUNTER AFTING Mgmt For For
KENNETH F. BUECHLER Mgmt For For
JOHN A. FAZIO Mgmt For For
HARRY F. HIXSON, JR. Mgmt For For
RICHARD A. LERNER Mgmt For For
RONALD M. LINDSAY Mgmt For For
DAVID PENDARVIS Mgmt For For
2 TO APPROVE AN AMENDMENT TO THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN TO (I) INCREASE THE NUMBER OF SHARES OF
THE COMPANY'S COMMON STOCK AVAILABLE FOR ISSUANCE
UNDER SUCH PLAN BY 4,000,000 SHARES, (II) EXTEND
THE PLAN'S TERMINATION DATE UNTIL APRIL 14,
2021, & (III) REAPPROVE THE PLAN'S PERFORMANCE
CRITERIA AND AWARD LIMITS FOR PURPOSES OF INTERNAL
REVENUE CODE SECTION 162(M).
3 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
5 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SUN HEALTHCARE GROUP, INC. Agenda Number: 933334029
--------------------------------------------------------------------------------------------------------------------------
Security: 866933401
Meeting Type: Special
Meeting Date: 04-Nov-2010
Ticker: SUNH
ISIN: US8669334018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE UPON A PROPOSAL TO DISTRIBUTE Mgmt For For
TO THE STOCKHOLDERS OF SUN HEALTHCARE GROUP,
INC., ON A PRO RATA BASIS, ALL OF THE OUTSTANDING
SHARES OF COMMON STOCK OF SHG SERVICES, INC.
02 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER BETWEEN SUN
HEALTHCARE GROUP, INC. AND SABRA HEALTH CARE
REIT, INC.
03 TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN Mgmt For For
THE SPECIAL MEETING TO A LATER DATE, IF NECESSARY,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2.
--------------------------------------------------------------------------------------------------------------------------
TARGACEPT, INC. Agenda Number: 933431253
--------------------------------------------------------------------------------------------------------------------------
Security: 87611R306
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: TRGT
ISIN: US87611R3066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAMES BARRETT Mgmt For For
JULIA R. BROWN Mgmt For For
J. DONALD DEBETHIZY Mgmt For For
JOHN P. RICHARD Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
THRESHOLD PHARMACEUTICALS, INC Agenda Number: 933441165
--------------------------------------------------------------------------------------------------------------------------
Security: 885807206
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: THLD
ISIN: US8858072064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY W. BIRD Mgmt For For
HAROLD E. SELICK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 933449729
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 29-Jun-2011
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND DWEK Mgmt For For
ROGER JEFFS Mgmt For For
CHRISTOPHER PATUSKY Mgmt For For
TOMMY THOMPSON Mgmt For For
02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933389149
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. COYLE Mgmt For For
ROY T. TANAKA Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF VOLCANO
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE VOLCANO'S AMENDED AND RESTATED 2005 Mgmt Against Against
EQUITY COMPENSATION PLAN, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
04 RESOLVED, THAT STOCKHOLDERS APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN PROXY STATEMENT FOR
THE 2011 ANNUAL MEETING PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE RELATED
COMPENSATION TABLES AND THE NARRATIVE DISCLOSURE
TO THOSE TABLES.
05 RESOLVED, THAT THE STOCKHOLDERS OF VOLCANO DETERMINE, Mgmt 1 Year For
ON AN ADVISORY BASIS, THAT THE FREQUENCY WITH
WHICH THE STOCKHOLDERS OF VOLCANO WISH TO HAVE
AN ADVISORY VOTE ON THE COMPENSATION OF VOLCANO'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE SEC'S COMPENSATION DISCLOSURE RULES
IS EVERY.
--------------------------------------------------------------------------------------------------------------------------
WELLCARE HEALTH PLANS, INC. Agenda Number: 933414536
--------------------------------------------------------------------------------------------------------------------------
Security: 94946T106
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WCG
ISIN: US94946T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1B ELECTION OF DIRECTOR: CAROL J. BURT Mgmt For For
1C ELECTION OF DIRECTOR: ALEC CUNNINGHAM Mgmt For For
1D ELECTION OF DIRECTOR: DAVID J. GALLITANO Mgmt For For
1E ELECTION OF DIRECTOR: D. ROBERT GRAHAM Mgmt For For
1F ELECTION OF DIRECTOR: KEVIN F. HICKEY Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTIAN P. MICHALIK Mgmt For For
1H ELECTION OF DIRECTOR: GLENN D. STEELE, JR., Mgmt For For
M.D.
1I ELECTION OF DIRECTOR: WILLIAM L. TRUBECK Mgmt For For
1J ELECTION OF DIRECTOR: PAUL E. WEAVER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS ("SAY ON PAY")
04 ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON Mgmt 1 Year For
PAY ADVISORY VOTE
05 STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS Shr For Against
AND EXPENDITURES REPORT, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933405513
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: WARREN Y. JOBE Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM G. MAYS Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
3A REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR Mgmt For For
RESTRICTIONS ON OWNERSHIP AND TRANSFER OF STOCK,
VOTING RIGHTS OF SHARES AND NUMBER OF DIRECTORS.
3B REMOVING SUPERMAJORITY VOTING REQUIREMENTS FOR Mgmt For For
REMOVAL OF DIRECTORS AND FOR CERTAIN BUSINESS
COMBINATIONS AND OTHER SUPERMAJORITY PROVISIONS.
3C REMOVING CERTAIN RESTRICTIONS ON OWNERSHIP OF Mgmt For For
SHARES.
3D DELETING CERTAIN OBSOLETE PROVISIONS. Mgmt For For
3E DELETING OTHER OBSOLETE PROVISIONS AND MAKING Mgmt For For
CONFORMING CHANGES.
04 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
06 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr Against For
ON A SHAREHOLDER PROPOSAL CONCERNING A FEASIBILITY
STUDY FOR CONVERTING TO NONPROFIT STATUS.
07 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr Against For
ON A SHAREHOLDER PROPOSAL TO CHANGE OUR JURISDICTION
OF INCORPORATION FROM INDIANA TO DELAWARE.
08 IF PROPERLY PRESENTED AT THE MEETING, TO VOTE Shr For Against
ON A SHAREHOLDER PROPOSAL TO SEPARATE THE CHAIR
AND CEO POSITIONS.
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XOMA LTD. Agenda Number: 933432015
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Security: G9825R206
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: XOMA
ISIN: BMG9825R2069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN B. ENGLE Mgmt For For
P.J. SCANNON, M.D. Mgmt For For
W. DENMAN VAN NESS Mgmt For For
WILLIAM K. BOWES, JR. Mgmt For For
PETER BARTON HUTT Mgmt For For
JOHN VARIAN Mgmt For For
TIMOTHY P. WALBERT Mgmt For For
JACK L. WYSZOMIERSKI Mgmt For For
02 PROPOSAL TO APPOINT ERNST & YOUNG LLP TO ACT Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR AND
AUTHORIZE THE BOARD TO AGREE TO SUCH FIRM'S
FEES.
03 PROPOSAL TO APPROVE THE INCREASE OF THE COMPANY'S Mgmt For For
AUTHORIZED SHARE CAPITAL BY THE CREATION OF
AN ADDITIONAL 46,000,000 COMMON SHARES, PAR
VALUE US$.0075 PER SHARE.
04 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2010 LONG TERM INCENTIVE AND SHARE AWARD PLAN
TO (A) INCREASE THE NUMBER OF COMMON SHARES
ISSUABLE OVER THE TERM OF THE PLAN BY AN ADDITIONAL
5,500,000 AND (B) PROVIDE THAT, IN THE CASE
OF AWARDS GRANTED OUT OF THE ADDITIONAL 5,500,000
SHARE ALLOTMENT, FOR EACH SHARE APPRECIATION
RIGHT, RESTRICTED SHARE, RESTRICTED SHARE UNIT,
PERFORMANCE SHARE, PERFORMANCE UNIT, DIVIDEND
EQUIVALENT OR OTHER SHARE-BASED AWARD ISSUED,
THE NUMBER OF AVAILABLE SHARES UNDER THE PLAN
WILL BE REDUCED BY 1.3 SHARES.
05 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1998 EMPLOYEE SHARE PURCHASE PLAN TO INCREASE
THE NUMBER OF COMMON SHARES ISSUABLE OVER THE
TERM OF THE PLAN BY 100,000 TO 233,333 SHARES
IN THE AGGREGATE.
06 NON-BINDING ADVISORY PROPOSAL TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS DISCLOSED IN THE PROXY STATEMENT FOR
ITS 2011 ANNUAL GENERAL MEETING OF SHAREHOLDERS.
07 NON-BINDING ADVISORY PROPOSAL TO DETERMINE THE Mgmt 1 Year Against
DESIRED FREQUENCY OF A NON-BINDING ADVISORY
VOTE TO APPROVE THE COMPANY'S NAMED EXECUTIVE
OFFICER COMPENSATION.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Highland Funds I
By (Signature) /s/ R. Joseph Dougherty
Name R. Joseph Dougherty
Title President
Date 08/19/2011