UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-08004
NAME OF REGISTRANT: Aston Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 120 North LaSalle Street,
25th Floor
Chicago, IL 60602
NAME AND ADDRESS OF AGENT FOR SERVICE: Kenneth Anderson, President
120 North LaSalle Street,
25th Floor
Chicago, IL 60602
REGISTRANT'S TELEPHONE NUMBER: 312-268-1400
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
ASTON Dynamic Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
SPDR ETF Agenda Number: 933184234
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A607
Meeting Type: Special
Meeting Date: 08-Sep-2010
Ticker: RWR
ISIN: US78464A6073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK NESVET* Mgmt Split 99% For 1% Withheld Split
DAVID M. KELLY* Mgmt Split 99% For 1% Withheld Split
BONNY EUGENIA BOATMAN* Mgmt Split 99% For 1% Withheld Split
DWIGHT D. CHURCHILL* Mgmt Split 99% For 1% Withheld Split
CARL G. VERBONCOEUR* Mgmt Split 99% For 1% Withheld Split
JAMES E. ROSS** Mgmt Split 99% For 1% Withheld Split
03 TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE Mgmt Split 55% For 43% Against 1% Abstain Split
FOR ALL SPDR FUNDS.
4A UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 1% Against 1% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
REAL ESTATE.
4B UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 1% Against 1% Abstain Split
POLICIES REGARDING: ISSUING SENIOR SECURITIES
AND BORROWING MONEY.
4C UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 1% Against 1% Abstain Split
POLICIES REGARDING: MAKING LOANS.
4D UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 1% Against 1% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
COMMODITIES.
4E UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 1% Against 1% Abstain Split
POLICIES REGARDING: CONCENTRATING INVESTMENTS
IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
4F UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 1% Against 1% Abstain Split
POLICIES REGARDING: UNDERWRITING ACTIVITIES.
4G UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 1% Against 1% Abstain Split
POLICIES REGARDING: ELIMINATING OUTDATED FUNDAMENTAL
INVESTMENT POLICIES NOT REQUIRED BY LAW.
ASTON Value Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933390407
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933386319
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
E.M. LIDDY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933362042
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2011
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED
AUGUST 31, 2010 AS PRESENTED
2A RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO Mgmt For For
2B RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER Mgmt For For
2C RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
2D RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART Mgmt For For
2E RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For
03 RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT Mgmt For For
OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011
FISCAL YEAR AND AUTHORIZATION, IN A BINDING
VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S REMUNERATION
04 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS
05 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE Mgmt 1 Year Against
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
06 AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL Mgmt For For
MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT
A LOCATION OUTSIDE OF IRELAND
07 AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES
08 DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE Mgmt For For
PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933420147
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF EVAN G. GREENBERG Mgmt No vote
1B ELECTION OF LEO F. MULLIN Mgmt No vote
1C ELECTION OF OLIVIER STEIMER Mgmt No vote
1D ELECTION OF MICHAEL P. CONNORS Mgmt No vote
1E ELECTION OF EUGENE B. SHANKS, JR. Mgmt No vote
1F ELECTION OF JOHN A. KROL Mgmt No vote
2A APPROVAL OF THE ANNUAL REPORT Mgmt No vote
2B APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Mgmt No vote
OF ACE LIMITED
2C APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt No vote
03 ALLOCATION OF DISPOSABLE PROFIT Mgmt No vote
04 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt No vote
5A ELECTION OF PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt No vote
AS OUR STATUTORY AUDITOR UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
5B RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP (UNITED STATES) FOR PURPOSES OF UNITED
STATES SECURITIES LAW REPORTING FOR THE YEAR
ENDING DECEMBER 31, 2011
5C ELECTION OF BDO AG (ZURICH) AS SPECIAL AUDITING Mgmt No vote
FIRM UNTIL OUR NEXT ANNUAL ORDINARY GENERAL
MEETING
06 APPROVAL OF DIVIDENDS FROM LEGAL RESERVES Mgmt No vote
07 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
08 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION Mgmt No vote
ADVISORY VOTE
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933383616
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL H. ARMACOST Mgmt For For
1E ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. Mgmt For For
1K ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH Mgmt For For
1L ELECTION OF DIRECTOR: MARVIN R. SCHUSTER Mgmt For For
1M ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N ELECTION OF DIRECTOR: ROBERT L. WRIGHT Mgmt For For
1O ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
02 TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY Mgmt For For
PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE
IN THE PROXY STATEMENT.
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933358699
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHADWICK C. DEATON Mgmt For For
MICHAEL J. DONAHUE Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
LAWRENCE S. SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. Mgmt For For
TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION.
05 APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Mgmt For For
APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO
PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS.
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AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933383779
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For
1C ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1D ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1F ELECTION OF DIRECTOR: LESTER A. HUDSON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1K ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN Mgmt For For
1L ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1M ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933403622
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITOR.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON-DISCRIMINATION Shr For Against
POLICY.
06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shr Against For
INDEPENDENT DIRECTOR CHAIRMAN.
07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS.
08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AON CORPORATION Agenda Number: 933321793
--------------------------------------------------------------------------------------------------------------------------
Security: 037389103
Meeting Type: Special
Meeting Date: 20-Sep-2010
Ticker: AON
ISIN: US0373891037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF AON CORPORATION Mgmt For For
COMMON STOCK TO HEWITT ASSOCIATES, INC. STOCKHOLDERS
PURSUANT TO THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JULY 11, 2010, BY AND AMONG AON
CORPORATION, ALPS MERGER CORP., ALPS MERGER
LLC AND HEWITT ASSOCIATES, INC.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES IN FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
AON CORPORATION Agenda Number: 933412241
--------------------------------------------------------------------------------------------------------------------------
Security: 037389103
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: AON
ISIN: US0373891037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E ELECTION OF DIRECTOR: JUDSON C. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1G ELECTION OF DIRECTOR: JAN KALFF Mgmt For For
1H ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1I ELECTION OF DIRECTOR: R. EDEN MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: ANDREW J. MCKENNA Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1L ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1M ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1N ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1O ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1P ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS AON'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE AON CORPORATION 2011 INCENTIVE Mgmt Against Against
PLAN.
06 APPROVAL OF THE AON CORPORATION 2011 EMPLOYEE Mgmt Against Against
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933423395
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT Mgmt For For
AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Mgmt For For
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON
STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED
STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933378437
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE 2011 INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shr For Against
07 SPECIAL STOCKHOLDER MEETINGS. Shr For Against
08 WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933394190
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. DON CORNWELL Mgmt For For
V. ANN HAILEY Mgmt For For
FRED HASSAN Mgmt For For
ANDREA JUNG Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
ANN S. MOORE Mgmt For For
PAUL S. PRESSLER Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
LAWRENCE A. WEINBACH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
05 APPROVE AMENDMENTS TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION AND BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr Against For
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr For Against
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr For Against
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr Against For
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr For Against
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr Against For
RELOCATION BENEFITS.
--------------------------------------------------------------------------------------------------------------------------
BAYER AG Agenda Number: 933402745
--------------------------------------------------------------------------------------------------------------------------
Security: 072730302
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: BAYRY
ISIN: US0727303028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RESOLUTION ON THE DISTRIBUTION OF THE PROFIT Mgmt For For
02 RATIFICATION OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF MANAGEMENT
03 RATIFICATION OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
04 AMENDMENT TO THE ARTICLES OF INCORPORATION CONCERNING Mgmt For For
THE TERM OF OFFICE OF SUPERVISORY BOARD MEMBERS
05 SPIN-OFF OF PROPERTY HOLDINGS Mgmt For For
06 APPOINTMENT OF THE AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933360531
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BASIL L. ANDERSON Mgmt For For
HENRY P. BECTON, JR. Mgmt For For
EDWARD F. DEGRAAN Mgmt For For
C.M. FRASER-LIGGETT Mgmt For For
CHRISTOPHER JONES Mgmt For For
MARSHALL O. LARSEN Mgmt For For
EDWARD J. LUDWIG Mgmt For For
ADEL A.F. MAHMOUD Mgmt For For
GARY A. MECKLENBURG Mgmt For For
CATHY E. MINEHAN Mgmt For For
JAMES F. ORR Mgmt For For
WILLARD J. OVERLOCK, JR Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ALFRED SOMMER Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year
COMPENSATION ADVISORY VOTES.
05 SPECIAL SHAREHOLDER MEETINGS. Shr For Against
06 CUMULATIVE VOTING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933435605
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MURRY S. GERBER Mgmt For For
JAMES GROSFELD Mgmt For For
SIR DERYCK MAUGHAN Mgmt For For
THOMAS K. MONTAG Mgmt For For
LINDA GOSDEN ROBINSON Mgmt For For
JOHN S. VARLEY Mgmt Withheld Against
02 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED
AND DISCUSSED IN THE PROXY STATEMENT.
03 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF SHAREHOLDER VOTES CAST ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
CELANESE CORPORATION Agenda Number: 933379085
--------------------------------------------------------------------------------------------------------------------------
Security: 150870103
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: CE
ISIN: US1508701034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL S. SANDERS Mgmt For For
1C ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 TO DESIGNATE THE FREQUENCY OF PERIODIC ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933380139
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DONALD R. CAMPBELL Mgmt For For
1B ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1C ELECTION OF DIRECTOR: O. HOLCOMBE CROSSWELL Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1F ELECTION OF DIRECTOR: DAVID M. MCCLANAHAN Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1H ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For
1I ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
1J ELECTION OF DIRECTOR: SHERMAN M. WOLFF Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2011.
03 APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
05 APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS OF THE SHORT TERM INCENTIVE PLAN.
06 APPROVE THE AMENDMENT TO THE STOCK PLAN FOR Mgmt For For
OUTSIDE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933312681
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Special
Meeting Date: 24-Aug-2010
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF CENTURYLINK COMMON STOCK IN CONNECTION WITH
THE MERGER CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 21, 2010,
BY AND AMONG QWEST COMMUNICATIONS INTERNATIONAL
INC., THE COMPANY, AND SB44 ACQUISITION COMPANY,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR
THE PROPOSAL TO ISSUE CENTURYLINK COMMON STOCK
IN COMPANY IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933407238
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
VIRGINIA BOULET Mgmt For For
PETER C. BROWN Mgmt For For
RICHARD A. GEPHARDT Mgmt For For
GREGORY J. MCCRAY Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2011.
3 APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Mgmt For For
4A ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. Mgmt For For
4B ADVISORY VOTE REGARDING THE FREQUENCY OF OUR Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES.
5A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
REPORTS.
5B SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933435592
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GIL SHWED Mgmt For For
MARIUS NACHT Mgmt For For
JERRY UNGERMAN Mgmt For For
DAN PROPPER Mgmt For For
DAVID RUBNER Mgmt For For
DR. TAL SHAVIT Mgmt For For
02 RE-ELECTION OF TWO OUTSIDE DIRECTORS: IRWIN Mgmt For For
FEDERMAN AND RAY ROTHROCK.
03 TO RATIFY THE APPOINTMENT AND COMPENSATION OF Mgmt For For
KOST, FORER, GABBAY & KASIERER, A MEMBER OF
ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
04 TO AMEND THE FEE STRUCTURE FOR CHECK POINT'S Mgmt For For
DIRECTORS.
05 TO APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shr Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr For Against
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933332265
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shr Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE
OF CISCO'S SALES TO CHINA AND CERTAIN OTHER
GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933410172
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I ELECTION OF DIRECTOR: R. PHILLIPS Mgmt For For
1J ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1K ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For
1L ELECTION OF DIRECTOR: A. SCHWARTZ Mgmt For For
02 A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, Mgmt For For
COMMONLY KNOWN AS "SAY ON PAY"
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION
05 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
IN DIRECTOR ELECTIONS
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933367701
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F105
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: COV
ISIN: IE00B3QN1M21
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Mgmt For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Mgmt For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE Mgmt For For
THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION.
03 EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT FOLLOWED Mgmt For For
BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE
COMPANY'S ORDINARY SHARES.
04 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
05 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933390320
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933397110
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. Mgmt 1 Year For
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933405741
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1C ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS DANAHER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
04 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS
OF TWENTY-FIVE PERCENT (25%) OR MORE OF DANAHER'S
SHARES TO CALL A SPECIAL MEETING OF SHAREHOLDERS.
05 TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK Mgmt For For
INCENTIVE PLAN AND MATERIAL TERMS OF PLAN PERFORMANCE
GOALS.
06 TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
07 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933291750
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 12-Aug-2010
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BREYER Mgmt For For
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
JUDY C. LEWENT Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
SHANTANU NARAYEN Mgmt For For
SAM NUNN Mgmt For For
H. ROSS PEROT, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Mgmt For For
ELIMINATE SUPERMAJORITY VOTE PROVISIONS
SH1 REIMBURSEMENT OF PROXY EXPENSES Shr For Against
SH2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933329321
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 14-Oct-2010
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REPORT AND ACCOUNTS 2010. Mgmt For For
02 DIRECTORS' REMUNERATION REPORT 2010. Mgmt For For
03 DECLARATION OF FINAL DIVIDEND. Mgmt For For
04 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
05 RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
06 RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
07 RE-ELECTION OF LORD HOLLICK AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION (CHAIRMAN OF THE
COMMITTEE) COMMITTEE)
08 RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (CHAIRMAN Mgmt For For
OF THE NOMINATION COMMITTEE)
09 RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT Mgmt For For
(CHAIRMAN OF THE COMMITTEE), NOMINATION & REMUNERATION
COMMITTEE)
10 RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
11 RE-ELECTION OF PA WALKER AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
12 RE-ELECTION OF PS WALSH AS A DIRECTOR. (CHAIRMAN Mgmt For For
OF THE EXECUTIVE COMMITTEE)
13 ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
14 ELECTION OF DA MAHLAN AS A DIRECTOR. (EXECUTIVE Mgmt For For
COMMITTEE)
15 RE-APPOINTMENT OF AUDITOR. Mgmt For For
16 REMUNERATION OF AUDITOR. Mgmt For For
17 AUTHORITY TO ALLOT SHARES. Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19 AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Mgmt For For
TO INCUR POLITICAL EXPENDITURE IN THE EU.
21 AMENDMENT OF THE DIAGEO PLC 2001 SHARE INCENTIVE Mgmt For For
PLAN.
22 ADOPTION OF THE DIAGEO PLC 2010 SHARESAVE PLAN. Mgmt For For
23 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. Mgmt For For
24 REDUCED NOTICE OF A GENERAL MEETING OTHER THAN Mgmt For For
AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933385521
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Mgmt Against Against
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt For For
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shr For Against
07 ON GENETICALLY ENGINEERED SEED Shr Against For
08 ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933385230
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
02 APPROVING AMENDMENTS TO THE AMENDED REGULATIONS Mgmt For For
TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED
UPON THE APPROVAL OF PROPOSAL 3.
03 APPROVING AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2011.
05 APPROVING, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE NON-BINDING EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 933395382
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1C ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For
1D ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1E ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For
1F ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For
1G ELECTION OF DIRECTOR: B.L. LINCOLN Mgmt For For
1H ELECTION OF DIRECTOR: S.C. MYERS Mgmt For For
1I ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For
1J ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1K ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND FREQUENCY ON ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION.
05 APPROVAL OF THE 2011 ENTERGY CORPORATION EQUITY Mgmt For For
OWNERSHIP AND LONG TERM CASH INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933398516
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE A. ALCORN Mgmt Against Against
1B ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt Against Against
1C ELECTION OF DIRECTOR: JAMES C. DAY Mgmt Against Against
1D ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt Against Against
1F ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt Against Against
1G ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt Against Against
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP, INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS
FOR THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL CONCERNING ACCELERATED Shr Against For
VESTING OF EXECUTIVE OFFICER STOCK AWARDS UPON
A CHANGE OF CONTROL, IF PROPERLY PRESENTED.
06 STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL Shr For Against
CONTRIBUTIONS, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year Against
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr Against For
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr For Against
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr Against For
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr For Against
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr For Against
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933387599
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1C ELECTION OF DIRECTOR: SUZANNE H. WOOLSEY Mgmt For For
02 AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
05 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE AND REPLACE THE
SUPERMAJORITY VOTING PROVISIONS.
06 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933367371
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Mgmt For For
1J ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
BY 10,000,000 SHARES.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933315966
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 27-Sep-2010
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Mgmt For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Mgmt For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
02 APPROVE EXECUTIVE INCENTIVE PLAN. Mgmt For For
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Mgmt For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933434437
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For For
1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt For For
1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 933404460
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BASIL L. ANDERSON Mgmt For For
ALAN R. BATKIN Mgmt For For
FRANK J. BIONDI, JR. Mgmt For For
KENNETH A. BRONFIN Mgmt For For
JOHN M. CONNORS, JR. Mgmt For For
MICHAEL W.O. GARRETT Mgmt For For
LISA GERSH Mgmt For For
BRIAN D. GOLDNER Mgmt For For
JACK M. GREENBERG Mgmt For For
ALAN G. HASSENFELD Mgmt For For
TRACY A. LEINBACH Mgmt For For
EDWARD M. PHILIP Mgmt For For
ALFRED J. VERRECCHIA Mgmt For For
02 THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF HASBRO, INC., AS DESCRIBED IN THE
"COMPENSATION DISCUSSION AND ANALYSIS" AND
"EXECUTIVE COMPENSATION" SECTIONS OF THE 2011
PROXY STATEMENT.
03 THE SELECTION, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
DESIRED FREQUENCY OF THE SHAREHOLDER VOTE ON
THE COMPENSATION OF HASBRO, INC.'S NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
HASBRO, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933389428
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1B ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1C ELECTION OF DIRECTOR: F.B. WALKER Mgmt For For
1D ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 APPROVAL OF HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2011.
05 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR Mgmt For For
SENIOR OFFICERS, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933369820
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR: L. APOTHEKER Mgmt Against Against
1C ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt Against Against
1E ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1F ELECTION OF DIRECTOR: R.L. GUPTA Mgmt Against Against
1G ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt Against Against
1H ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1I ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1J ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1K ELECTION OF DIRECTOR: D. SENEQUIER Mgmt For For
1L ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt Against Against
1M ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
06 APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD Mgmt For For
COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND
THE TERM OF THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933380115
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL Mgmt For For
INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION Mgmt For For
PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED
EFFECTIVE AS OF JANUARY 1, 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr For Against
08 SPECIAL SHAREOWNER MEETINGS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933403812
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt Against Against
PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Mgmt Against Against
PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933380381
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt For For
72)
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shr Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS Shr For Against
POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933358865
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 26-Jan-2011
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NATALIE A. BLACK Mgmt For For
ROBERT A. CORNOG Mgmt For For
WILLIAM H. LACY Mgmt For For
STEPHEN A. ROELL Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011
03 APPROVAL OF A PROPOSED AMENDMENT TO THE JOHNSON Mgmt For For
CONTROLS, INC. RESTATED ARTICLES OF INCORPORATION
TO ALLOW FOR A MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS
04 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL Mgmt For For
INCENTIVE PERFORMANCE PLAN.
05 APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM Mgmt For For
INCENTIVE PERFORMANCE PLAN
06 ADVISORY VOTE ON COMPENSATON OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS
07 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt Against Against
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr For Against
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933383743
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C ELECTION OF DIRECTOR: JOHN F. HERMA Mgmt For For
1D ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM S. KELLOGG Mgmt For For
1F ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1G ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1H ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1J ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1K ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3A APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE V.
3B APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE VI.
04 RE-APPROVAL OF ANNUAL INCENTIVE PLAN. Mgmt For For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL: SHAREHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
08 SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND Shr Against For
REPORTING.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933383147
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN Mgmt Against Against
CORPORATION 2011 INCENTIVE PERFORMANCE AWARD
PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED Mgmt Against Against
EXECUTIVE OFFICERS
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
VOTES ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT Shr For Against
BY WRITTEN CONSENT IN LIEU OF A MEETING
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933315586
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 21-Sep-2010
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS IN PHASES AND EFFECT RELATED CHANGES
IN DIRECTOR VACANCY AND REMOVAL PROCEDURES.
1B AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE A SUPERMAJORITY
VOTING REQUIREMENT FOR AMENDING THE COMPANY'S
CERTIFICATE OF INCORPORATION.
1C AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE COMPOSITION OF THE BOARD OF DIRECTORS.
1D AMEND AND RESTATE THE COMPANY'S CURRENT CERTIFICATE Mgmt For For
OF INCORPORATION TO REVISE REQUIREMENTS APPLICABLE
TO THE OWNERSHIP OF THE COMPANY'S STOCK AND
DELETE RELATED OBSOLETE PROVISIONS.
02 APPROVAL OF THE ADJOURNMENT OF THE ANNUAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE EACH OF THE PROPOSALS COMPRISING PROPOSAL
1 AT THE TIME OF THE ANNUAL MEETING.
03 DIRECTOR
NANCY J. KARCH Mgmt For For
J.O. REYES LAGUNES Mgmt For For
EDWARD SUNING TIAN Mgmt For For
SILVIO BARZI Mgmt For For
04 RE-APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2010.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933452396
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1B ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1C ELECTION OF DIRECTOR: MARK SCHWARTZ Mgmt For For
1D ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933309139
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933398883
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN A. KANDARIAN* Mgmt For For
SYLVIA MATHEWS BURWELL# Mgmt For For
EDUARDO CASTRO-WRIGHT# Mgmt For For
CHERYL W. GRISE# Mgmt For For
LULU C. WANG# Mgmt For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 933391586
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Mgmt No vote
STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR
2010
1B ACCEPTANCE OF THE COMPENSATION REPORT 2010 (ADVISORY Mgmt No vote
VOTE)
02 RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
AND OF THE MANAGEMENT
03 APPROPRIATION OF PROFITS RESULTING FROM THE Mgmt No vote
BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND)
FOR THE FINANCIAL YEAR 2010
4A1 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. PAUL Mgmt No vote
BULCKE (FOR A TERM OF THREE YEARS)
4A2 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ANDREAS Mgmt No vote
KOOPMANN (FOR A TERM OF THREE YEARS)
4A3 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. ROLF Mgmt No vote
HANGGI (FOR A TERM OF THREE YEARS)
4A4 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN-PIERRE Mgmt No vote
MEYERS (FOR A TERM OF THREE YEARS)
4A5 RE-ELECTION TO THE BOARD OF DIRECTOR: MRS. NAINA Mgmt No vote
LAL KIDWAI (FOR A TERM OF THREE YEARS)
4A6 RE-ELECTION TO THE BOARD OF DIRECTOR: MR. BEAT Mgmt No vote
HESS (FOR A TERM OF THREE YEARS)
4B ELECTION TO THE BOARD OF DIRECTOR: MS. ANN VENEMAN Mgmt No vote
(FOR A TERM OF THREE YEARS)
4C RE-ELECTION OF THE STATUTORY AUDITOR: KPMG S.A., Mgmt No vote
GENEVA BRANCH (FOR A TERM OF ONE YEAR)
05 CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Mgmt No vote
06 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY Mgmt No vote
A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING,
I GIVE A PROXY TO VOTE IN FAVOR OF THE MOTION
OR RECOMMENDATION OF THE BOARD OF DIRECTORS
07 MARK THE BOX AT THE RIGHT IF YOU WISH TO GIVE Mgmt No vote
A PROXY TO THE INDEPENDENT REPRESENTATIVE,
MR. JEAN-LUDOVIC HARTMANN (AS FURTHER DISCUSSED
IN THE COMPANY'S INVITATION)
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933401286
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt For For
JAMES L. CAMAREN Mgmt For For
KENNETH B. DUNN Mgmt For For
J. BRIAN FERGUSON Mgmt For For
LEWIS HAY, III Mgmt For For
TONI JENNINGS Mgmt For For
OLIVER D. KINGSLEY, JR. Mgmt For For
RUDY E. SCHUPP Mgmt For For
WILLIAM H. SWANSON Mgmt For For
MICHAEL H. THAMAN Mgmt For For
HANSEL E. TOOKES, II Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 APPROVAL OF THE NEXTERA ENERGY, INC. 2011 LONG Mgmt For For
TERM INCENTIVE PLAN.
04 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA Mgmt For For
ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
05 NON-BINDING ADVISORY VOTE ON WHETHER NEXTERA Mgmt 1 Year For
ENERGY SHOULD HOLD A NON-BINDING SHAREHOLDER
ADVISORY VOTE TO APPROVE NEXTERA ENERGY'S COMPENSATION
OF ITS NAMED EXECUTIVE OFFICERS EVERY 1, 2
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933315548
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Mgmt For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933395318
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 TO DETERMINE WHETHER A STOCKHOLDER VOTE TO APPROVE Mgmt 1 Year For
COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY 1, 2 OR 3 YEARS.
05 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED
STOCK PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
PLAN FROM 24,000,000 TO 31,000,000 AND MODIFY
CERTAIN PLAN PROVISIONS.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933435744
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt For For
1C ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1D ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt For For
1F ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1G ELECTION OF DIRECTOR: MADELEINE KLEINER Mgmt For For
1H ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For
1K ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
03 PROPOSAL TO APPROVE THE 2011 LONG-TERM INCENTIVE Mgmt Against Against
STOCK PLAN.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shr Against For
07 SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE Shr For Against
OF POLITICAL CONTRIBUTIONS.
08 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933300434
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 28-Jul-2010
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1B ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN L. CROPPER Mgmt For For
1D ELECTION OF DIRECTOR: KATHLEEN A. MCGINTY Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
02 APPROVAL OF THE NRG ENERGY, INC. AMENDED AND Mgmt For For
RESTATED LONG-TERM INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS NRG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933379629
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAWRENCE S. COBEN Mgmt For For
1B ELECTION OF DIRECTOR: PAUL W. HOBBY Mgmt For For
1C ELECTION OF DIRECTOR: GERALD LUTERMAN Mgmt For For
1D ELECTION OF DIRECTOR: HERBERT H. TATE Mgmt For For
1E ELECTION OF DIRECTOR: WALTER R. YOUNG Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING A FUTURE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933401060
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shr For Against
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933421909
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1E ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt For For
1F ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1I ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1J ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1K ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL
YEAR
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY
LESS THAN UNANIMOUS WRITTEN CONSENT
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
05 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt Withheld Against
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt Withheld Against
HECTOR GARCIA-MOLINA Mgmt Withheld Against
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt Against Against
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr Against For
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr For Against
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933392196
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt Against Against
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt Against Against
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt Against Against
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt Against Against
1L ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shr Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shr Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr For Against
CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933396601
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID R. ANDREWS Mgmt For For
1B ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1C ELECTION OF DIRECTOR: C. LEE COX Mgmt For For
1D ELECTION OF DIRECTOR: PETER A. DARBEE Mgmt For For
1E ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER Mgmt For For
1F ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 INDEPENDENT BOARD CHAIRMAN Shr Against For
06 NEUTRAL PG&E PERSONNEL POLICIES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933393744
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933378223
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For For
HUGH GRANT Mgmt For For
MICHELE J. HOOPER Mgmt For For
ROBERT MEHRABIAN Mgmt For For
2 PROPOSAL TO REAPPROVE THE PERFORMANCE GOALS Mgmt For For
UNDER THE OMNIBUS INCENTIVE PLAN.
3 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE OMNIBUS INCENTIVE PLAN.
4 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO RECOMMEND THE FREQUENCY OF APPROVING EXECUTIVE Mgmt 1 Year For
COMPENSATION.
6 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
7 SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT Shr Against For
OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933416756
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt Withheld Against
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt Withheld Against
STUART E. GRAHAM Mgmt Withheld Against
STUART HEYDT Mgmt Withheld Against
JAMES H. MILLER Mgmt Withheld Against
CRAIG A. ROGERSON Mgmt Withheld Against
NATICA VON ALTHANN Mgmt For For
KEITH W. WILLIAMSON Mgmt For For
02 APPROVAL OF THE SHORT-TERM INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTES
06 SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY Shr Against For
VOTE STANDARD PROPOSAL
07 SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933303478
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 10-Aug-2010
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL J. MURPHY Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
TIMOTHY A. WICKS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shr For Against
STRUCTURE
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933397336
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. Mgmt For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY. Mgmt 1 Year For
05 SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For For
VOTING.
06 SHAREHOLDER PROPOSAL REGARDING LOBBYING CONTRIBUTIONS Shr Against For
& EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933380266
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: CONRAD K. HARPER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
1D ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
QEP RESOURCES, INC. Agenda Number: 933398833
--------------------------------------------------------------------------------------------------------------------------
Security: 74733V100
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: QEP
ISIN: US74733V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEITH O. RATTIE Mgmt For For
DAVID A. TRICE Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Against Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year
OF VOTING ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP FOR FISCAL YEAR 2011.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt Against Against
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933397691
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. BUEHLER Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL C. STANZIONE Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP FOR 2011.
3 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 PROPOSAL REGARDING THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933391219
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LUC JOBIN* Mgmt For For
NANA MENSAH* Mgmt For For
JOHN J. ZILLMER* Mgmt For For
JOHN P. DALY** Mgmt For For
DANIEL M. DELEN*** Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS
03 ADVISORY VOTE REGARDING FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS
04 AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For For
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
06 SHAREHOLDER PROPOSAL ON ELIMINATION OF CLASSIFIED Shr For Against
BOARD
07 SHAREHOLDER PROPOSAL ON ELIMINATING TOBACCO Shr Against For
FLAVORING
08 SHAREHOLDER PROPOSAL ON HUMAN RIGHTS PROTOCOLS Shr Against For
FOR THE COMPANY AND ITS SUPPLIERS
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt No vote
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt No vote
1C ELECTION OF DIRECTOR: A. GOULD Mgmt No vote
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt No vote
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt No vote
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt No vote
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt No vote
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt No vote
1I ELECTION OF DIRECTOR: E. MOLER Mgmt No vote
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt No vote
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt No vote
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt No vote
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt No vote
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt No vote
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt No vote
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt No vote
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt No vote
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt No vote
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933406793
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEWIS E. EPLEY, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. HOWARD Mgmt For For
1C ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1D ELECTION OF DIRECTOR: HAROLD M. KORELL Mgmt For For
1E ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1G ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES E. SCHARLAU Mgmt For For
1I ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP TO SERVE AS THE COMPANYS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. Mgmt 1 Year For
05 AMENDMENT OF THE COMPANY'S BY-LAWS TO REDUCE Mgmt For For
THE OWNERSHIP THRE- SHOLD FOR STOCKHOLDERS
TO CALL SPECIAL MEETING OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS Shr For Against
AND EXPENDITURES REPORT.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933398679
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS H. GARRETT III Mgmt For For
1C ELECTION OF DIRECTOR: WENDY L. YARNO Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE AMENDMENTS TO THE ST. JUDE MEDICAL, Mgmt Against Against
INC. 2007 STOCK INCENTIVE PLAN.
05 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL Shr For
REGARDING THE DECLASSIFICATION OF OUR BOARD
OF DIRECTORS.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933383274
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE W. BUCKLEY Mgmt Withheld Against
CARLOS M. CARDOSO Mgmt Withheld Against
ROBERT B. COUTTS Mgmt Withheld Against
MANUEL A. FERNANDEZ Mgmt Withheld Against
MARIANNE M. PARRS Mgmt Withheld Against
02 TO APPROVE ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
WITH WHICH THE COMPANY SHOULD CONDUCT FUTURE
SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933434653
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: ARTHUR M. BLANK Mgmt For For
1C ELECTION OF DIRECTOR: MARY ELIZABETH BURTON Mgmt Against Against
1D ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1E ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt Against Against
1F ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt Against Against
1H ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt Against Against
1I ELECTION OF DIRECTOR: ELIZABETH A. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1K ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1L ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt Against Against
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS STAPLES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
03 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
05 TO ACT ON A SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
ABILITY OF SHAREHOLDERS TO ACT BY MAJORITY
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933410108
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1K ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1L ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1M ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION
03 TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933437837
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1C ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1H ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1I ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1J ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
03 COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION Mgmt Against Against
2011 LONG-TERM INCENTIVE PLAN.
04 COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt For For
VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY").
05 COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt 1 Year For
VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES.
06 SHAREHOLDER PROPOSAL ON COMPENSATION BENCHMARKING. Shr Against For
07 SHAREHOLDER PROPOSAL ON ELECTRONICS RECYCLING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 933380103
--------------------------------------------------------------------------------------------------------------------------
Security: 872275102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: TCB
ISIN: US8722751026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND L. BARTON Mgmt For For
PETER BELL Mgmt Withheld Against
WILLIAM F. BIEBER Mgmt Withheld Against
THEODORE J. BIGOS Mgmt Withheld Against
WILLIAM A. COOPER Mgmt Withheld Against
THOMAS A. CUSICK Mgmt Withheld Against
LUELLA G. GOLDBERG Mgmt Withheld Against
KAREN L. GRANDSTRAND Mgmt For For
GEORGE G. JOHNSON Mgmt Withheld Against
VANCE K. OPPERMAN Mgmt Withheld Against
GREGORY J. PULLES Mgmt Withheld Against
GERALD A. SCHWALBACH Mgmt Withheld Against
RALPH STRANGIS Mgmt Withheld Against
BARRY N. WINSLOW Mgmt Withheld Against
RICHARD A. ZONA Mgmt For For
02 APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED Mgmt For For
SHARES RESERVED FOR ISSUANCE UNDER THE TCF
EMPLOYEES STOCK PURCHASE PLAN - SUPPLEMENTAL
PLAN
03 APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA Mgmt For For
UNDER THE TCF PERFORMANCE-BASED COMPENSATION
POLICY
04 APPROVE REVISED AND ADDITIONAL PERFORMANCE CRITERIA Mgmt For For
UNDER THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
05 APPROVE AN AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
06 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
AS DISCLOSED IN THE PROXY STATEMENT
07 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT
08 ADVISORY (NON-BINDING) VOTE ON THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933400486
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1D ELECTION OF DIRECTOR: ROGER 0. WALTHER Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 APPROVAL OF AMENDED 2004 STOCK INCENTIVE PLAN Mgmt For For
04 APPROVAL OF COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS
05 FREQUENCY OF VOTES ON COMPENSATION OF NAMED Mgmt 1 Year For
EXECUTIVE OFFICERS
06 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
07 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For
OF BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933336326
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: GARY G. MICHAEL Mgmt For For
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I ELECTION OF DIRECTOR: JAN L. MURLEY Mgmt For For
1J ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1K ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S 2005 STOCK INCENTIVE
PLAN.
04 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S EXECUTIVE INCENTIVE
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Against Against
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt 1 Year For
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr For Against
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Against For
EXECUTIVE COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Against For
CHANGE RISK DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 933454225
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. LAMACCHIA Mgmt For For
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1I ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1J ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1K ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1L ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1M ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1N ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
02 APPROVAL OF 2011 LONG-TERM INCENTIVE AND CASH Mgmt For For
BONUS PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
05 APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. Mgmt For For
06 APPROVAL OF SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO RECOMMEND REVISION OF KROGER'S
CODE OF CONDUCT.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933382866
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1H ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Mgmt For For
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933321375
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 12-Oct-2010
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933414714
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt Against Against
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933416821
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1D ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1E ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1F ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933417455
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL E. PORTER Mgmt For For
1D ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
EXECUTIVE COMPENSATION ADVISORY VOTES.
04 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR 2011.
05 SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933408189
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1L ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Mgmt For For
ON PAY").
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY
ON FREQUENCY").
5A COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: ACTIONS ADVERSELY
AFFECTING PREFERRED STOCK.
5B COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS.
5C COMPANY PROPOSAL TO AMEND THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO REDUCE SHAREHOLDER VOTING
REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED
AMOUNT OF CAPITAL STOCK.
06 SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT Shr Against For
DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933375722
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1I ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1L ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1M ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Mgmt Against Against
PLAN
04 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE Shr Against For
RETENTION REQUIREMENT FOR SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933358980
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 4 DIRECTOR
GARY P. COUGHLAN Mgmt For For
MARY B. CRANSTON Mgmt For For
F.J. FERNANDEZ-CARBAJAL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
DAVID J. PANG Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
JOHN A. SWAINSON Mgmt For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933299681
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 MARCH 2010
02 TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE, MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE)
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For For
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For For
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
08 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
09 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
10 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
11 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
12 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE,
MEMBER OF THE REMUNERATION COMMITTEE)
13 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
14 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
15 TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY Mgmt For For
SHARE
16 TO APPROVE THE REMUNERATION REPORT Mgmt For For
17 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
18 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For
THE REMUNERATION OF THE AUDITORS
19 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION Mgmt For For
RIGHTS (SPECIAL RESOLUTION)
S21 TO AUTHORISE THE COMPANY'S TO PURCHASE ITS OWN Mgmt For For
SHARES (SECTION 701, COMPANIES ACT 2006) (SPECIAL
RESOLUTION)
S22 TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
S23 TO AUTHORISE THE CALLING OF A GENERAL MEETING Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
24 TO APPROVE THE CONTINUED OPERATION OF THE VODAFONE Mgmt For For
SHARE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933353447
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 12-Jan-2011
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1D ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1E ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1F ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1G ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1H ELECTION OF DIRECTOR: DAVID Y. SCHWARTZ Mgmt For For
1I ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1J ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1K ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION Mgmt For For
TO REVISE THE PURPOSE CLAUSE.
04 AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION Mgmt For For
TO ELIMINATE CERTAIN SUPERMAJORITY VOTE REQUIREMENTS.
05 AMEND THE WALGREEN CO. ARTICLES OF INCORPORATION Mgmt For For
TO ELIMINATE THE "FAIR PRICE" CHARTER PROVISION
APPLICABLE TO CERTAIN BUSINESS COMBINATIONS.
06 SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE THE Shr For Against
VOTE REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL
SHAREHOLDER MEETINGS.
07 SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT Shr Against For
PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR
EXECUTIVES SHOULD BE PERFORMANCE-BASED.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr Against For
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr Against For
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933421808
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1D ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1E ELECTION OF DIRECTOR: SHELLEY THOMAS WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS
FOR THE CURRENT FISCAL YEAR.
3 APPROVAL, ON A NONBINDING ADVISORY BASIS, OF Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S EXECUTIVE
OFFICERS NAMED IN THE PROXY STATEMENT WITH
RESPECT TO THE FISCAL YEAR ENDED DECEMBER 31,
2010.
4 SHAREHOLDER PROPOSAL - THAT THE BOARD OF DIRECTORS Shr For Against
ADOPT A POLICY TO REVIEW AND DETERMINE WHETHER
TO SEEK RECOUPMENT OF BONUSES AND OTHER INCENTIVE
COMPENSATION.
ASTON/Barings International Fund
--------------------------------------------------------------------------------------------------------------------------
ADMIRAL GROUP Agenda Number: 702903243
--------------------------------------------------------------------------------------------------------------------------
Security: G0110T106
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: GB00B02J6398
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the reports of the Directors and Mgmt No vote
Audited accounts
2 To approve the Directors' Remuneration report Mgmt No vote
3 To declare the Final Dividend Mgmt No vote
4 To elect Colin Holmes (Non-Executive Director) Mgmt No vote
as a Director of the Company
5 To re-elect Alastair Lyons (Non-Executive Director) Mgmt No vote
as a Director and Chairman of the Company
6 To re-elect Henry Engelhardt (Executive Director) Mgmt No vote
as a Director of the Company
7 To re-elect David Stevens (Executive Director) Mgmt No vote
as a Director of the Company
8 To re-elect Kevin Chidwick (Executive Director) Mgmt No vote
as a Director of the Company
9 To re-elect Martin Jackson (Non-Executive Director) Mgmt No vote
as a Director of the Company
10 To re-elect Keith James (Non-Executive Director) Mgmt No vote
as a Director of the Company
11 To re-elect Margaret Johnson (Non-Executive Mgmt No vote
Director) as a Director of the Company
12 To re-elect Lucy Kellaway (Non-Executive Director) Mgmt No vote
as a Director of the Company
13 To re-elect John Sussens (Non-Executive Director) Mgmt No vote
as a Director of the Company
14 To re-elect Manfred Aldag (Non-Executive Director) Mgmt No vote
as a Director of the Company
15 To re-appoint KPMG Audit plc as Auditors of Mgmt No vote
the Company
16 To authorise the Directors to determine the Mgmt No vote
remuneration of KPMG Audit plc
17 To authorise the Directors to allot relevant Mgmt No vote
securities
18 To dis-apply statutory pre-emption rights Mgmt No vote
19 To authorise the company to make market purchases Mgmt No vote
20 To authorise the Directors to convene a General Mgmt No vote
Meeting on not less than 14 days clear notice
--------------------------------------------------------------------------------------------------------------------------
AUTONOMY CORP PLC Agenda Number: 702804166
--------------------------------------------------------------------------------------------------------------------------
Security: G0669T101
Meeting Type: AGM
Meeting Date: 24-Mar-2011
Ticker:
ISIN: GB0055007982
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the accounts of the Company Mgmt For For
for the financial year ended 31 December 2010
together with the directors' report and the
auditors' report on those accounts
2 To approve the directors' remuneration report Mgmt For For
included in the Annual Report and Accounts
for the year ended 31 December 2010
3 To re-elect Robert Webb as a director of the Mgmt For For
Company
4 To elect Jonathan Bloomer as a director of the Mgmt For For
Company
5 To re-elect Richard Gaunt as a director of the Mgmt For For
Company
6 To re-elect Sushovan Hussain as a director of Mgmt For For
the Company
7 To elect Frank Kelly as a director of the Company Mgmt For For
8 To re-elect Michael Lynch as a director of the Mgmt For For
Company
9 To re-elect John McMonigall as a director of Mgmt Against Against
the Company
10 To re-appoint Deloitte LLP as auditors of the Mgmt For For
Company
11 To authorise the directors to determine the Mgmt For For
auditors' remuneration for the ensuing year
12 To authorise the directors to allot equity securities Mgmt For For
in accordance with the limitations set out
in the Notice of Meeting
13 To authorise the directors to allot equity securities Mgmt For For
for cash in accordance with the limitations
set out in the Notice of Meeting
14 To authorise the Company to make market purchases Mgmt For For
of ordinary shares in accordance with
the limitations set out in the Notice of Meeting
15 That a general meeting, other than an annual Mgmt For For
general meeting, may be called on not less
than 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 702812252
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14 Non-Voting No vote
04 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Presentation of the adopted annual financial Mgmt No vote
statements and the approved consolidated financial
statements, the combined management report,
the report of the Supervisory Board, the explanatory
report by the Board of Management on takeover-related
disclosures, and the proposal by the Board
of Management on the appropriation of distributable
profit for the fiscal year 2010, as well as
the resolution on the appropriation of distributable
profit
2. Ratification of the actions of the members of Mgmt No vote
the Board of Management
3. Ratification of the actions of the members of Mgmt No vote
the Supervisory Board
4. Amendment to the Articles of Incorporation concerning Mgmt No vote
the term of office of Supervisory Board members
(Article 8(2) and (4) of the Articles of Incorporation)
5. Spin-off of property holdings Mgmt No vote
6. Election of the auditor of the financial statements Mgmt No vote
and for the review of the half-yearly financial
report
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda Number: 702920693
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Accounts Mgmt No vote
2 Remuneration Report Mgmt No vote
3 Declaration of Dividend Mgmt No vote
4 Election of Fabio Barbosa Mgmt No vote
5 Election of Caio Koch-Weser Mgmt No vote
6 Election of Patrick Thomas Mgmt No vote
7 Re-election of Peter Backhouse Mgmt No vote
8 Re-election of Frank Chapman Mgmt No vote
9 Re-election of Baroness Hogg Mgmt No vote
10 Re-election of Dr John Hood Mgmt No vote
11 Re-election of Martin Houston Mgmt No vote
12 Re-election of Sir David Manning Mgmt No vote
13 Re-election of Mark Seligman Mgmt No vote
14 Re-election of Philippe Varin Mgmt No vote
15 Re-election of Sir Robert Wilson Mgmt No vote
16 To re-appoint PricewaterhouseCoopers LLP as Mgmt No vote
auditors of the Company, to hold office until
the conclusion of the next general meeting
at which accounts are laid before the Company
17 Remuneration of auditors Mgmt No vote
18 Political donations Mgmt No vote
19 Authority to allot shares Mgmt No vote
20 Disapplication of pre-emption rights Mgmt No vote
21 Authority to make market purchases of own shares Mgmt No vote
22 Notice periods of general meetings Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 16. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CENTAMIN EGYPT LTD, MOUNT PLEASANT WA Agenda Number: 702651680
--------------------------------------------------------------------------------------------------------------------------
Security: Q2159B110
Meeting Type: AGM
Meeting Date: 09-Nov-2010
Ticker:
ISIN: AU000000CNT2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 745020 DUE TO RECEIPT OF PAST RECORD DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL
(4), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Financial statements and reports Mgmt For For
2.1 Election of Mr. Harry Michael Mgmt For For
2.2 Re-election of Professor G. Robert Bowker Mgmt For For
2.3 Re-election of Mr. Colin Cowden Mgmt For For
2.4 Re-election of Mr. Josef El-Raghy Mgmt For For
3 Disapplication of pre-emption rights Mgmt For For
4 Adoption of the Loan Funded Share Plan 2010 Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CENTAMIN EGYPT LTD, MOUNT PLEASANT WA Agenda Number: 702747316
--------------------------------------------------------------------------------------------------------------------------
Security: Q2159B110
Meeting Type: OGM
Meeting Date: 15-Feb-2011
Ticker:
ISIN: AU000000CNT2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.0 Adoption of the Executive Director Loan Funded Mgmt For For
Share Plan 2011
2.0 Adoption of the Employee Loan Funded Share Plan Mgmt For For
2011
--------------------------------------------------------------------------------------------------------------------------
CENTAMIN EGYPT LTD, MOUNT PLEASANT WA Agenda Number: 703037944
--------------------------------------------------------------------------------------------------------------------------
Security: Q2159B110
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: AU000000CNT2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and Consider the Financial Statements Mgmt For For
and Reports
2 Adoption of the Remuneration Report Mgmt For For
3.1 Election of Mr. Mark Arnesen Mgmt For For
3.2 Election of Mr. Mark Bankes Mgmt For For
3.3 Election of Mr. Gordon Edward Haslam Mgmt For For
3.4 Retirement by Rotation and Re-Election of Mr. Mgmt For For
Trevor Schultz
3.5 Retirement and Re-Election of Mr. Josef El-Raghy Mgmt For For
3.6 Retirement and Re-Election of Mr. Harry Michael Mgmt For For
3.7 Retirement and Re-Election of Professor. Robert Mgmt For For
Bowker
4.1 Re-appointment of Deloitte Touche Tohmatsu as Mgmt For For
the Company's Auditors
4.2 Auditor's Remuneration Mgmt For For
5 Disapplication of Pre-Emption Rights Mgmt For For
6 Approval of Increase in Total Amount of Non Mgmt For For
Executive Directors' Fees
--------------------------------------------------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO.,LTD. Agenda Number: 703128783
--------------------------------------------------------------------------------------------------------------------------
Security: J11151107
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3486800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to:Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4. Granting of Retirement Benefits to Retiring Mgmt For For
Directors and Payment of Retirement Benefits
for Termination Resulting from the Abolition
of Retirement Benefits System
5. Issuance of Subscription Rights to Shares in Mgmt For For
the form of Stock Options for Stock-linked
Compensation to Directors
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 702887576
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the directors report Mgmt No vote
and audited accounts for the year ended
31 December 2010 and the auditors report thereon
2.a To declare a one tier tax exempt final dividend Mgmt No vote
of 28 cents per ordinary share, for the
year ended 31 December 2010
2.b To declare a one tier tax exempt final dividend Mgmt No vote
of 2 cents per non voting convertible preference
share, for the year ended 31 December 2010
2.c To declare a one tier tax exempt final dividend Mgmt No vote
of 2 cents per non voting redeemable convertible
preference share, for the year ended 31 December
2010
3 Sanction the amount of SGD 2,842,442 proposed Mgmt No vote
as directors fees for 2010
4 PricewaterhouseCoopers LLP as auditors of the Mgmt No vote
company and to authorize the directors to
fix their remuneration
5.a Re elect the director, who is retiring under Mgmt No vote
article 95 of the companys articles of
association: Dr Bart Joseph Broadman
5.b Re elect the director, who is retiring under Mgmt No vote
article 95 of the companys articles of
association: Ms Euleen Goh Yiu Kiang
5.c Re elect the director, who is retiring under Mgmt No vote
article 95 of the companys articles of
association: Mr. Christopher Cheng Wai Chee
6 To re elect Mr. Danny Teoh Leong Kay, who is Mgmt No vote
retiring under article 101 of the company's
articles of association
7.A That the board of directors of the company be Mgmt No vote
and is hereby authorized to (a) allot and issue
from time to time such number of ordinary shares
in the capital of the company as may
be required to be issued pursuant to the
exercise of options under the DBSH share
option plan, and (b) offer and grant awards
in accordance with the provisions of the DBSH
share plan and to allot and issue from time
to time such number of DBSH ordinary shares
as may be required to be issued pursuant
to the vesting of awards under the DBSH share
plan, provided always that (1) the aggregate
number of new dbsh ordinary shares to
be issued pursuant to the exercise of options
granted under the DBSH share option plan
and the vesting of awards granted or to be
granted under the DBSH share plan shall
not exceed CONTD
CONT CONTD 7.5 per cent of the total number of issued Non-Voting No vote
shares in the capital of the company from time
to time, and, (2) the aggregate number of new
DBSH ordinary shares under a wards to be granted
pursuant to the DBSH share plan during the
period commencing from the date of this AGM
of the company and ending on the date of the
next AGM of the Company or the date by which
the next AGM of the company is required by
law to be held, whichever is the earlier, shall
not exceed 2 per cent of the total number
of issued shares in the capital of the company
from time to time
7.B That authority be and is hereby given to the Mgmt No vote
directors of the company to (a) (i) issue
shares in the capital of the company whether
by way of rights, bonus or otherwise,
and/or (ii) make or grant offers, agreements
or options that might or would require shares
to be issued, including but not limited to
the creation and issue of warrants, debentures
or other instruments convertible
into shares, at any time and upon such terms
and conditions and for such purposes and
to such persons as the directors may in their
absolute discretion deem fit, and (b) issue
shares in pursuance of any instrument made
or granted by the directors while this resolution
was in force, provided that (1) the aggregate
number of shares to be issued pursuant to this
resolution does not. exceed 50pct of the
total CONTD
CONT CONTD number of issued shares in the capital Non-Voting No vote
of the company of which the aggregate
number of shares to be issued other than on
a pro rata basis to shareholders of the
company does not exceed 10pct of the total
number of issued shares in the capital
of the company, (2) for the purpose of
determining the aggregate number of shares
that may be issued under paragraph (1) above,
the percentage of issued shares shall be based
on the total number of issued shares in the
capital of the company at the time this resolution
is passed, after adjusting for (i) new shares
arising from the conversion or exercise
of any convertible securities or share options
or vesting of share awards which are outstanding
or subsisting at the time this resolution is
passed, and (ii) any subsequent bonus issue,
consolidation CONTD
CONT CONTD or subdivision of shares, (3) in exercising Non-Voting No vote
the authority conferred by this resolution,
the company shall comply with the provisions
of the listing manual of the SGX ST for the
time being in force and the articles of
association for the time being of the
company, and (4) the authority conferred
by this resolution shall continue in force
until the conclusion of the next AGM of the
company or the date by which the next AGM of
the company is required by law to be held,
whichever is the earlier
7.C That authority be and is hereby given to the Mgmt No vote
directors of the company to allot and
issue from time to time such number of new
ordinary shares, new non voting non redeemable
preference shares and new non voting redeemable
preference shares in the capital of
the company as may be required to be allotted
and issued pursuant to the DBSH scrip dividend
scheme
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 702920249
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That (a) for the purposes of Sections 76C and Mgmt No vote
76E of the Companies Act, Chapter 50
(the Companies Act) , the exercise by the Directors
of DBSH of all the powers of DBSH to purchase
or otherwise acquire issued ordinary shares
in the capital of DBSH (Ordinary Shares) not
exceeding in aggregate the Maximum Percentage,
at such price or prices as may be determined
by the Directors from time to time up to
the Maximum Price, whether by way of (i) market
purchase(s) on the SGXST and/or any other
securities exchange on which the Ordinary
Shares may for the time being be listed and
quoted (Other Exchange), and/or (ii) off market
purchase(s) in accordance with any equal access
scheme(s) as may be determined or formulated
by the Directors as they consider fit,
which scheme(s) shall satisfy all the conditions
CONTD
CONT CONTD prescribed by the Companies Act, and otherwise Non-Voting No vote
in accordance with all other laws and regulations
and rules of the SGXST or, as the case may
be, Other Exchange as may for the time
being be applicable, be and is hereby
authorized and approved generally and unconditionally
(the Share Purchase Mandate), (b) unless
varied or revoked by DBSH in general meeting,
the authority conferred on the Directors
of DBSH pursuant to the Share Purchase Mandate
may be exercised by the Directors at any time
and from time to time during the period commencing
from the date of the passing of this Resolution
and expiring on the earlier of (i) the date
on which the next AGM of DBSH is held, and
(ii) the date by which the next AGM of DBSH
is required by law to be held, CONTD
CONT CONTD (iii) the date on which purchases and Non-Voting No vote
acquisitions of Ordinary Shares pursuant
to the Share Purchase Mandate are carried out
to the full extent mandated, (c) in this
Resolution (i) in the case of a market purchase
of an Ordinary Share , 105pct of the Average
Closing Price of the Ordinary Shares, and
(ii) in the case of an off market purchase
of an Ordinary Share , 105pct of the Average
Closing Price of the Ordinary Shares, and (d)
the Directors of the Company and/or any of
them be and are hereby authorized to complete
and do all such acts and things as they and/or
he may consider expedient or necessary
to give effect to the transactions contemplated
and/or authorized by this Resolution
--------------------------------------------------------------------------------------------------------------------------
DE LA RUE PLC, BASINGSTOKE HAMPSHIRE Agenda Number: 702526370
--------------------------------------------------------------------------------------------------------------------------
Security: G2702K139
Meeting Type: AGM
Meeting Date: 22-Jul-2010
Ticker:
ISIN: GB00B3DGH821
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' and Auditors' Mgmt For For
report and the financial statements
2 Approve the remuneration report Mgmt For For
3 Declare the final dividend Mgmt For For
4 Election of Sir Julian Horn-Smith as a Director Mgmt For For
5 Election of Victoria Jarman as a Director Mgmt For For
6 Election of Colin Child as a Director Mgmt For For
7 Re-elect James Hussey as a Director Mgmt For For
8 Re-elect Warren East as a Director Mgmt For For
9 Re-elect Sir Jeremy Greenstock as a Director Mgmt For For
10 Re-elect Gill Rider as a Director Mgmt For For
11 Re-elect Nicholas Brookes as a Director Mgmt For For
12 Re-appoint KPMG Audit Plc as the Auditors Mgmt For For
13 Authorize the Directors to determine the Auditors Mgmt For For
remuneration
14 Authorize the Directors to allot shares Mgmt For For
S.15 Authorize the Directors to allot shares as if Mgmt For For
Section 561(1) of the Companies Act did not
apply
S.16 Authorize the Directors to purchase the Company's Mgmt For For
shares for cancellation or to be held in treasury
17 Authorize the political donations and political Mgmt For For
expenditure
18 Authorize the executive and employee incentive Mgmt Against Against
plans
S.19 Authorize the amendments to the Article of Association Mgmt For For
S.20 Approve the general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE Agenda Number: 702878058
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the approved annual and consolidated Non-Voting No vote
annual financial statements, the management
report of Deutsche Boerse Aktiengesellschaft
and the Group management report as at 31 December
2010, the report of the Supervisory Board,
the explanatory report of the Executive Board
on disclosures pursuant to sections 289 (4)
and (5), 315 (2) no. 5 and (4) of the German
Commercial Code (Handelsgesetzbuch - HGB) and
the proposal for the use of unappropriated
profits
2. Use of unappropriated profits Mgmt No vote
3. Resolution to approve the acts of the members Mgmt No vote
of the Executive Board
4. Resolution to approve the acts of the members Mgmt No vote
of the Supervisory Board
5. Rescission of the existing Authorized Capital Mgmt No vote
I, creation of a new Authorized Capital I with
the option of excluding subscription rights
and amendments to the Articles of Incorporation
6. Authorization to acquire own shares even under Mgmt No vote
the exclusion of rights of tender in accordance
with section 71 (1) no. 8 of the AktG and to
use them, even under the exclusion of subscription
rights, including authorization to redeem acquired
own shares and to implement a capital reduction
and to rescind the existing authorization to
acquire own shares
7. Authorization to use derivatives in the acquisition Mgmt No vote
of own shares in accordance with section 71
(1) no. 8 of the AktG and to exclude subscription
rights and tender rights including the authorization
to cancel acquired own shares and to implement
a capital reduction
8. Amendments of paragraph 18 of the Articles of Mgmt No vote
Incorporation
9. Election of the auditor and Group auditor for Mgmt No vote
financial year 2011 as well as the auditor
for the review of the condensed financial statements
and the interim management report for the first
half of financial year 2011
--------------------------------------------------------------------------------------------------------------------------
FANUC LTD. Agenda Number: 703169018
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Change Official Company Name Mgmt For For
to FANUC CORPORATION, Increase Board Size to
16
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
GRIFOLS, SA, BARCELONA Agenda Number: 702736565
--------------------------------------------------------------------------------------------------------------------------
Security: E5706X124
Meeting Type: EGM
Meeting Date: 24-Jan-2011
Ticker:
ISIN: ES0171996012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Capital increase in 8.700.000 euros by means Mgmt For For
of issuing 87.000.000 new shares class b without
vote, 0.10 euros nominal each share and an
issue premium which will be set by the
board members among 3.02 euros and 9.17 euros
each share. listing the new shares in bolsas
y valores de madrid, barcelona, bilbao
and valencia and nasdaq
2 Appointment of board members and increase the Mgmt For For
number of the board members
3 Authorization to acquire treasury shares Mgmt For For
4 Delegation of powers Mgmt For For
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
25 JAN 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF SECOND CALL DATE. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRIFOLS, SA, BARCELONA Agenda Number: 702981259
--------------------------------------------------------------------------------------------------------------------------
Security: E5706X124
Meeting Type: OGM
Meeting Date: 23-May-2011
Ticker:
ISIN: ES0171996012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 24 MAY 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Examination and approval, if applicable, annual Mgmt For For
accounts and management elinforme of
individual as well as the proposed application
of the results for the fiscal year ended
December 31, 2010
2 Examination and approval, if applicable, annual Mgmt For For
accounts and consolidated management report
for the fiscal year ended December 31, 2010
3 Examination and approval, if any, of the actions Mgmt For For
of the board of directors during the year
ended December 31, 2010
4 Re-election of individual auditors Mgmt For For
5 Re-election audit of consolidated accounts Mgmt For For
6.1 Modification of bylaws: Modification of article Mgmt For For
18 of the bylaws. article
6.2 Modification of bylaws: Modification of the Mgmt For For
bylaws 24
7.1 Appointment of director Mgmt For For
7.2 Re-election of director Mgmt For For
7.3 Fixing the number of members of the board of Mgmt For For
directors
8 Approval of the remuneration of directors Mgmt For For
9 Delegation of powers to the formalization and Mgmt For For
implementation of the accords adopted by
the board
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV Agenda Number: 702830818
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
0 Opening Non-Voting No vote
1a Report for the financial year 2010 Non-Voting No vote
1b Adoption of the financial statements for the Mgmt For For
financial year 2010
1c Decision on the appropriation of the balance Mgmt For For
of the income statement in accordance
with Article 12 paragraph 7 of the Company's
Articles of Association
1d Discharge of the members of the Executive Board Mgmt For For
1e Discharge of the members of the Supervisory Mgmt For For
Board
2a Authorisation of the Executive Board to acquire Mgmt For For
own shares
2b Authorisation of the Executive Board to issue Mgmt For For
(rights to) shares
2c Authorisation of the Executive Board to restrict Mgmt For For
or exclude shareholders' pre-emptive rights
3 Amendments to the Articles of Association Mgmt For For
4a Adjustments to the remuneration policy for the Mgmt Against Against
Executive Board
4b Related amendment to the long-term incentive Mgmt Against Against
for the Executive Board
4c Related amendment to the short-term incentive Mgmt Against Against
for the Executive Board
5 Remuneration Supervisory Board Mgmt For For
6 Composition Executive Board (non-binding nomination): Mgmt For For
Re-appointment of Mr. D.R. Hooft Graafland
as member of the Executive Board
7 Composition Supervisory Board (non-binding nomination): Mgmt For For
Re-appointment of Mr. M.R. de Carvalho as member
of the Supervisory Board
0 Closing Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
HITACHI METALS,LTD. Agenda Number: 703143088
--------------------------------------------------------------------------------------------------------------------------
Security: J20538112
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3786200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONDA MOTOR CO.,LTD. Agenda Number: 703112590
--------------------------------------------------------------------------------------------------------------------------
Security: J22302111
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3854600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Allow Use of Electronic Systems Mgmt For For
for Public Notifications, Clarify the Maximum
Size of Board to 15 and other
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
5. Approve Payment of Bonuses to Corporate Officers Mgmt For For
6. Amend the Compensation to be received by Directors Mgmt For For
and Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702581263
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 06-Sep-2010
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 735822 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1.A Ratify the appointment and engagement of Apsis Mgmt For For
Consultoria Empresarial Ltda., a Brazilian
limited company with registered offices in
the City of Rio de Janeiro, State of Rio de
Janeiro, at Rua da Assembleia, 35, 12th Floor,
enrolled at the Taxpayers' General Registry
under CNPJ/MF No 27.281.922/0001-70 [Apsis],
as the Company in charge of preparing the appraisal
reports of Companies: (i) Luper Industria Farmaceutica
Ltda., a Limited Liability Company, with registered
offices in the City of Braganca Paulista, State
of Sao Paulo, at Avenida Francisco Samuel Lucchesi
Filho, No 1039-A, Bairro da Penha, ZIP Code
no. 12.929-600, enrolled at the Taxpayers General
Registry under CNPJ/MF No 61.299.111/0001-35
[Luper]; (ii) Sapeka Industria e Comercio
de Fraldas Descartaveis Ltda., a Limited Liability
Company, with registered offices in the City
of Goiania, State of Goias, at Av. 01, esquerda
com a rua 12, Quadra 07, Modulos 13 a 24, Polo
Industrial Goias, ZIP Code no. 74.985-100,
enrolled at the Taxpayers' General Registry
under CNPJ/MF No 02.874.322/0001-95 [Sapeka];
and (iii) Facilit Odontologica e Perfumaria
Ltda., a limited liability company, with registered
offices in the City of Rio de Janeiro, State
of Rio de Janeiro, at Rua Piaui, 151, Todos
os Santos, ZIP Code no. 20.770-130, enrolled
at the Taxpayers General Registry under CNPJ/MF
No. 28.595.346/0001-07 [Facilit], for purposes
of the provisions of Article 256, paragraphs
1st and 2nd and of Article 8 of Law No. 6,404/76
as amended and in force from time to time [the
Corporations Law]
1.B Approve the aforementioned appraisal reports Mgmt For For
as prepared by Apsis
2.C Ratify the acquisition, by the Company, of the Mgmt For For
entirety of the quotas representing the capital
stock of Luper, in accordance with the Agreement
for the Sale and Purchase of Quotas and Other
Covenants executed on 16 APR 2010 and as resolved
in the Meeting of the Company's Board of Directors
held on 16 APR 2010 [Acquisition of Luper]
2.D Ratify the acquisition, by the Company, of 59.50% Mgmt For For
[fifty nine point fifty percent] of the shares
representing the entirety of the capital stock
of Sapeka in accordance with the Agreement
for the Sale and Purchase of Shares, Merger
of Shares and Other Covenants executed on 04
MAY 2010, as supplemented, according to the
resolution passed in the Meeting of the Company's
Board of Directors held on APR 2010 [Acquisition
of Sapeka]
2.E Ratify the acquisition, by the Company, of the Mgmt For For
entirety of the quotas representing the capital
stock of Facilit, in accordance with the Agreement
for the Sale and Purchase of Quotas and Other
Covenants executed on 18 MAY 2010 and as resolved
in the Meeting of the Company's Board of Directors
held on 18 MAY 2010 [Acquisition of Facilit]
3.F Approve to examine the merger, by the Company, Mgmt For For
of the shares issued by its controlled entity
Sapeka [Merger of Sapeka's Shares] and approval
of the respective Memorandum and Justification
of Merger, prepared pursuant to the provisions
of Article 252 of the Corporations Law and
of CVM Instruction No. 319/99, and of all acts
and steps contemplated therein, with Sapeka
consequently becoming a subsidiary of the Company
3.F.1 Ratify the appointment of the following appraisal Mgmt For For
Expert Companies: (i) CCA Continuity Auditores
Independentes S/S, a Brazilian company with
registered offices in the City of Sao Paulo,
State of Sao Paulo, at Avenida Brigadeiro Luis
Antonio, 2729, 1st Floor, Jardim Paulista,
duly enrolled at the Regional Accounting Council
under CRC/SP No 2SP025430/O-2, and at the Taxpayers'
General Registry under CNPJ/MF No 10.686.276/0001-29
[CCA], as the company in charge of preparing
the net worth appraisal report of the shares
of Sapeka and of the Company according to the
accounting method as of the base date 30 JUN
2010, for the purposes of Article 264 of Law
No. 6.404/76; and (ii) Apsis, as the company
in charge of preparing the appraisal report
of the shares issued by Sapeka based upon their
economic value, as of the base date June 30,
2010 for the purposes of Article 8 of the Corporations
Law [the Reports on the Merger of Sapeka's
Shares]
3.F.2 Approve the reports on the merger of Sapeka's Mgmt For For
Shares as prepared by CCA and Apsis
3.F.3 Approve as a result of the Merger of Sapeka's Mgmt For For
Shares, to increase of the Company's capital
stock, in the amount of BRL 153,000,013.65
[one hundred fifty-three million thirteen Brazilian
Reais and sixty-five cents], upon the issuance
of 6,784,923 [six million, seven hundred eighty-four
thousand, nine hundred and twenty-three] common
shares, to be subscribed for by the current
shareholders of Sapeka, pro rata to their respective
equity interests held in Sapeka's capital stock,
with the consequent amendment of Article 5
of the Company's Articles of Incorporation,
so as to reflect the increase of the capital
stock resulting from (i) the Merger of Shares,
and (ii) the increase effected in the Company's
capital stock, with due regard to the limits
of the authorized capital, in the aggregate
amount of de BRL 612,642,546.12, of which (a)
BRL 606,077,287.20 are within the scope of
the primary public distribution of the Company's
chares, as approved in the Meetings of the
Board of Directors held on March 31, 2010 and
April 5, 2010; and (b) BRL 6.565,258,92 as
a result of the exercise of the stock options
of shares issued by the Company within the
scope of the Company's Stock Option Program,
as approved in the Meeting of the Board of
Directors held on April 16, 2010 and ratified
in the Meeting of the Board of Directors held
on July 15, 2010, so that the capital stock
of the Company is now of BRL 3,321,194,807,34
[three billion, three hundred twenty-one million,
one hundred ninety-four thousand, eight hundred
and seven Reais and thirty-four cents]
4.G Approve; (i) the creation of two new positions Mgmt For For
of Chief Executive Controllership Officer and
Chief Executive Planning Officer, upgrading
the duties currently performed to statutory
Senior Management level, as well as; (ii) the
names of Senior Management offices, so that
the Company's Senior Management be composed
by a maximum of seven (7) Members, namely:
one Chief Executive Officer [CEO], one Chairman,
one Investors' Relations Officer, one Chief
Executive Operations Officer, one Chief Executive
Financial Officer [CFO], one Executive Controllership
Officer and one Chief Executive Planning Officer,
with the consequent amendment of Article 24
of the Company's Articles of Incorporation
5.H Approve to set the aggregate and annual compensation Mgmt For For
of the Company's Managers
6.I Approve to cancel the Company's Stock Option Mgmt For For
Plan by the Special Shareholders' Meeting held
on 24 MAR 2008 [Plan I]; already granted options
shall remain valid, and such options may be
exercised by their respective beneficiaries
in accordance with the original terms and conditions
of the option grant contemplated by Plan I
6.J Approve that on account of the aforementioned Mgmt Against Against
cancellation and subject to the maximum limit
of 3% applying to dilution resulting from the
exercise of stock options for the purchase
of the Company's shares, to approve the change
op the limit to be observed upon the grant
of options under the Stock Option Plan [Plan
II] approved in the Shareholders' Special Meeting
held on December 29, 2008 from 2.55% to 3%
of the aggregate number of shares in the Company's
capital stock, for this purpose taking into
account the 1,802,212 options [already split]
granted under Plan I
7.K Approve the attribution of fancy names 'Farmasa' Mgmt For For
and 'Neo Quimica' to the Company, with the
consequent amendment of Article 1st of the
Company's Articles of Incorporation
7.L Approve the new duties and attributions of the Mgmt For For
Company's Executive Officers, and the consequent
amendment of Articles 30 to 36 of the Company's
Articles of Incorporation
7.M Approve to modify the Company's mode of representation, Mgmt For For
and the consequent amendment of Article 28
of the Company's Articles of Incorporation
7.N Amend Article 2nd of the Company's Articles Mgmt For For
of Incorporation so as to reflect: (a) the
closing of the Company's Branch Office 15,
and change of the address of Branch Office
21; (b) the closing of the Company's Branch
Office 40, all as resolved in the Meetings
of the Board of Directors held on 19 Apr 2010
and 01 JUN 2010, respectively; and (c) the
inclusion of the CNPJ numbers of Branch Offices
27, 28, 29, 31, 32, 33, 34, 37 and 38
7.O Approve the restatement of the Company's Articles Mgmt For For
of Incorporation
8.P Ratify the execution, by the Company, of the Mgmt For For
addendum to the Memorandum and Justification
of Partial Spin-Off and Merger of the Spun-Off
Estate, as approved by the Company's Special
Shareholders' Meeting held on 30 JUN 2009 [30
JUN AGE] and of the resolution passed in the
30 JUN AGE regarding the partial spin-off of
the Company, so as to cause to appear in the
aforementioned memorandum and in the pertinent
minutes a reference to the fact that the Company's
spun-off estate transferred to Cosmed Industria
de Cosmeticos e Medicamentos S.A. is formed
by assets pertaining to the manufacture of
medicaments, cosmetics and food products [sweeteners
and candies]
8.Q Approve the acknowledgment and ratification Mgmt For For
of all of the remainder resolutions passed
in the 30 JUN AGE
9.R Authorize the Company's Managers to perform Mgmt For For
any and all acts necessary to give effect to
the resolutions proposed and approved by the
Company's shareholders
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702632870
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 22-Oct-2010
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approval of the first issuance for private distribution Mgmt For For
of 1,097,450 simple debentures, with a floating
guarantees, in two series, with I) 548,725
debentures in the first series, and
II) 548,725 debentures in the second series,
together with 548,725 warrants, totaling the
amount of BRL 1,099,996,084.00,
from here onwards the issuance
2 Establishment of the deadline for the exercise Mgmt For For
of the preemptive right ensured to the
shareholders under the terms of article 171,
paragraph 3, of the Brazilian Corporate Law
3 Authorization for the executive committee of Mgmt For For
the Company to do any and all acts necessary
to effectuate the issuance
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702734977
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 30-Dec-2010
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
Ia Ratification of the appointment and hiring of Mgmt For For
Apsis Consultoria Empresarial Ltda., a simple,
limited company, with its head office in the
city of Rio de Janeiro, state of Rio de Janeiro,
at Rua da Assembleia, 35, twelfth floor,
with corporate taxpayer ID number 27.281.922.0001.70,
from here onwards Apsis, as the valuation
company responsible for the preparation of
the valuation reports of i. YORK S.A.
INDUSTRIA E COMERCIO, a share corporation,
with its head office in the city of Sao Paulo,
state of Sao Paulo, at Rua Sao Felipe, 787,
Parque Sao Jorge, ZIP code 03085.900, with
corporate taxpayer ID number 43.992.908.0001.31,
from here onwards York, ii. IPHeC INDUSTRIA
DE PRODUTOS DE HIGIENE E COSMETICOS LTDA.,
a limited business company, with its head
office in the city of Itupeva, state of Sao
Paulo, at Rua Francisco Codarin, 485,
Bairro Sao Roque da Chave, ZIP code 13.295.000,
with corporate taxpayer ID number 58.227.265.0001.07,
from here onwards IPHeC., CONTD
CONTD CONTD iii. DPH DISTRIBUIDORA DE PRODUTOS DE Non-Voting No vote
HIGIENE LTDA., a limited business company,
with its head office in the city of Itupeva,
state of Sao Paulo, at Rua Francisco Codarin,
485, Lote B1B3, Bairro Sao Roque da Chave,
ZIP code 13.295.000, with corporate taxpayer
ID number 05.432.757.0001.78, from here onwards
DPH, and iv. COMERCIAL MARIPA LTDA., a limited
business company, with its head office in the
city of Itupeva, state of Sao Paulo, at Avenida
Francisco Nakasato, 1750, sala 1, Bairro
Sao Roque da Chave, ZIP code 13.295.000,
with corporate taxpayer ID number 04.696.044.0001.59,
from here onwards Maripa, for the purposes
provided for in article 256, paragraph 1, of
Law number 6404.76, as amended and in effect,
from here onwards the Corporations
Law
Ib The approval of the valuation reports of York, Mgmt For For
IPHeC, DPH and Maripa, prepared by
Apsis, for the purposes provided for in article
256, paragraph 1, of the Corporations Law
IIa The ratification of the acquisition, by the Mgmt For For
Company, of shares issued by York representative
of 99.136% of its voting total share capital,
in accordance with the Share Purchase and
Sale Agreement and Other Covenants, entered
into on September 16, 2010, as approved by
the board of directors of the Company, in
a meeting held on September 16, 2010, from
here onwards the York Acquisition
IIb The ratification of the acquisition, by the Mgmt For For
Company, of all of the quotas representative
of the share capital of DPH, Maripa and IPHeC,
in accordance with the Quota Purchase and
Sale Agreement and Other Covenants, entered
into on November 24, 2010, as approved by
the board of directors of the Company, at
a meeting held on November 24, 2010, from here
onwards Bitufo Acquisition
IIc The approval of the reimbursement amount of Mgmt For For
BRL 5.31 per share, to be paid to the shareholders
of the Company who dissented in the resolutions
relative to the ratifications of the York
Acquisition and o! f the Bitufo Acquisition,
corresponding to the book equity value of
the shares of the Company as determined
in the financial statements of the Company
relative to the fiscal year that ended on
December 31, 2009
IIIa Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
VERSOIX PARTICIPACOES LTDA., a limited business
company, with its head office in the city
of Sao Paulo, state of Sao Paulo, at Av. Presidente
Juscelino Kubitschek, 1217, casa 07, sala
A, Vila Nova Conceicao, ZIP code 04543.011,
with corporate taxpayer ID number 11.218.372.0001.05,
with its founding documents duly filed
with the Sao Paulo Board of Trade under NIRE
35.223.722.005, from here onwards Versoix,
from here onwards Versoix Merger, and approval
of the respective protocol and justification
of merger, prepared in accordance with the
terms of articles 224 and 225 of the Corporations
Law, and of the acts and measures contemplated
in it
IIIa1 Ratification of the appointment and hiring of Mgmt For For
CCA Continuity Auditores Independentes
S.S., a simple company, with its head office
in the city of Sao Paulo, state of Sao Paulo,
at Avenida Brigadeiro Luis Antonio, 2729, first
floor, Jardim Paulista, duly registered
with CRC.SP under number 2SP025430.O.2,
with corporate taxpayer ID number 10.686.276.0001.29,
from here onwards CCA, as the company responsible
for the preparation of the valuation
report, at book value, of the equity of Versoix,
from here onwards the Versoix Valuation Report
IIIa2 The approval of the Versoix Valuation Report Mgmt For For
IIIa3 The approval of the Versoix Merger, without Mgmt For For
the issuance of new shares by the Company,
bearing in mind that all of the quotas representative
of the capital of Versoix are held by the Company
IIIb Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
Sapeka Industria e Comercio de Fraldas Descartaveis
S.A., a share corporation, with its head office
in the city of Aparecida de Goiania, at Av.
01, on the corner of Rua 12, Quadra 07, Modulos
13 through 24, Polo Industrial Goias,
ZIP code 74.985.100, with corporate taxpayer
ID number 02.874.322.0001.95, from here
onwards Sapeka, from here onwards the Sapeka
Merger, and approval of the respective protocol
and justification of merger, prepared in accordance
with the terms of articles 224 and 225 of the
Corporations Law, and of the acts
and measures contemplated in it
IIIb1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of Sapeka, from here onwards the
Sapeka Valuation Report
IIIb2 The approval of the Sapeka Valuation Report Mgmt For For
IIIb3 The approval of the Sapeka Merger, without the Mgmt For For
issuance of new shares by the Company, bearing
in mind that all of the shares of Sapeka are
held by the Company
IIIc Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
Facilit Odontologica e Perfumaria Ltda., a
limited business company, with its head
office in the city of Rio de Janeiro, state
of Rio de Janeiro, at Rua Piaui, 151.A, Todos
os Santos, ZIP code 20.770.130, with corporate
taxpayer ID number 28.595.346.0001.07, from
here onwards Facilit. by the Company, from
here onwards the Facilit Merger, and approval
of the respective protocol and justification
of merger, prepared in accordance with the
terms of articles 224 and 225 of the Corporations
Law, and of the acts and measures contemplated
in it
IIIc1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of Facilit, from here onwards the
Facilit Valuation Report
IIIc2 The approval of the Facilit Valuation Report Mgmt For For
IIIc3 The approval of the Facilit Merger, without Mgmt For For
the issuance of new shares by the Company,
bearing in mind that all of the quotas representative
of the capital of Facilit are held by the Company
IIId Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
DPH, from here onwards DPH Merger, and approval
of the respective protocol and justification
of merger, prepared in accordance with the
terms of articles 224 and 225 of the Corporations
Law, and of the acts and measures contemplated
in it
IIId1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of DPH, from here onwards the DPH
Valuation Report
IIId2 The approval of the DPH Valuation Report prepared Mgmt For For
by CCA
IIId3 The approval of the DPH Merger, without the Mgmt For For
issuance of new shares by the Company,
bearing in mind that all of the quotas representative
of the capital of DPH are held by the Company
IIIe Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
Maripa, from here onwards the Maripa Merger,
and approval of the respective protocol and
justification of merger, prepared in accordance
with the terms of articles 224 and 225 of
the Corporations Law, and of the acts and
measures contemplated in it
IIIe1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of Maripa, from here onwards the
Maripa Valuation Report
IIIe2 The approval of the Maripa Valuation Report Mgmt For For
IIIe3 The approval of the Maripa Merger, without the Mgmt For For
issuance of new shares by the Company, bearing
in mind that all of the quotas representative
of the capital of Maripa are held by the Company
IVa Consideration of the proposal for merger, by Mgmt For For
the Company, of York, from here onwards York
Merger, and approval of the respective protocol
and justification of merger, signed
on December 14, 2010, prepared in accordance
with the terms of articles 224 and 225 of
the Corporations Law, and of the acts and
measures contemplated in it, as approved by
the board of directors, at a meeting held
on December 14, 2010
IVa1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the valuation company responsible
for the preparation i. of the valuation reports
of the equity value of the shares of York
and of the Company, valued at book value, on
the base date of September 30, 2010, for the
purposes of article 264 of the Corporations
Law, and ii. of the valuation report, at book
value, of the equity of York, for the
purposes provided for in article 8 of the
Corporations Law, from here onwards
York Valuation Reports
IVa2 The approval of the York Valuation Reports Mgmt For For
IVa3 The approval of the York Merger, under the following Mgmt For For
terms i. with the issuance of new shares
from the Company considering the existence
of owners of shares in free float of York,
or ii. without the issuance of shares if, at
the time of the resolution of the York Merger,
the Company has shares representing
all of the total and voting share capital of
York
IVa4 If the York Merger is approved in accordance Mgmt For For
with the terms of item k.3. i. above, the
amendment of the main part of article 5 of
the corporate bylaws of the Company, relative
to the increase of the share capital, in such
a way as to reflect the! increase of the share
capital resulting from New York Merger
Va The approval of the exclusion of the attribution Mgmt For For
of the trade name Farmasa to the corporate
name of the Company, with a consequent amendment
of article 1 of the corporate bylaws of the
Company
Vb The ratification of the closing of Branches Mgmt For For
29, 30, 31, 32 and 35 of the Company,
as approved by the executive committee, at
meetings held on September 30, 2010,
at 5 p.m., and November 3, 2010, at 10 ! a.m.,
and the opening of new branches of the Company,
as a result of the Sapeka Merger, Facilit
Merger, DPH Merger, Maripa Merger and York
Merger, with the consequent amendment
of article 2 of the corporate bylaws of the
Company
Vc The approval of the consolidation of the corporate Mgmt For For
bylaws of the Company
VIa The authorization for the managers of the Company Mgmt For For
to do all the acts necessary to effectuate
the resolutions proposed and approved by the
shareholders of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF TEXT IN RESOLUTION 1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702743089
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 24-Jan-2011
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I.a Ratification of the appointment and hiring of Mgmt For For
APSIS Consultoria Empresarial Ltda: The ratification
of the appointment and hiring of Apsis Consultoria
Empresarial Ltda., a simple limited company,
with its head office in the city of Rio de
Janeiro, state of Rio de Janeiro, at Rua da
Assembleia, 35, twelfth floor, with corporate
taxpayer ID number 27.281.922.0001.70, from
here onwards Apsis, as the valuation
company responsible for the preparation of
the valuation report for Mantecorp Industria
Quimica e Farmaceutica S.A., a share corporation,
with its head office in the city of Rio de
Janeiro, state of Rio de Janeiro, at Estrada
dos Bandeirantes, number 3091, Jacarepagua,
ZIP code 22775.111, with corporate taxpayer
ID number 33.060.740.0001.72 CONTD
CONT CONTD , from here onwards Mantecorp IQ, for Non-Voting No vote
the purposes provided for in article 256,
paragraph 1, of Law number 6404.76, as amended
and in effect, from here onwards the Corporations
Law
I.b Ratification of the appointment and hiring of Mgmt For For
APSIS Consultoria Empresarial Ltda: The approval
of the valuation report for Mantecorp IQ, prepared
by Apsis, for the purposes provided for
in article 256, paragraph 1, of the Corporations
Law
II.a Ratification of the acquisition of Mantecorp Mgmt For For
IQ by the Company: The ratification
of the acquisition, by the Company, of shares
issued by Mantecorp IQ representative
of 23.77 percent of its voting and total share
capital, in accordance with the Agreement
for the Purchase and Sale of Shares,
Merger of Shares and Other Covenants, entered
into on December 18, 2010, as approved by
the board of directors of the Company, at a
meeting held on December 18, 2010, from here
onwards the Mantecorp IQ Acquisition
II.b Ratification of the acquisition of Mantecorp Mgmt For For
IQ by the Company: The approval of the reimbursement
amount of BRL 5.31 per share, to be paid to
shareholders of the Company who dissented in
the resolution regarding the ratification of
the Mantecorp IQ Acquisition, corresponding
to the book equity value of the shares of
the Company as determined in the financial
statements of the Company relative to
the fiscal year that ended on December 31,
2010
III.a Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: Consideration of the proposal
for the merger, by the Company, of shares issued
by Mantecorp IQ representative of 76.23 percent
of its voting and total share capital, from
here onwards the Share Merger, and approval
of the respective Protocol and Justification
of Merger, prepare in accordance with the terms
of article 252 of the Corporations Law and
CVM Instruction number 319.99, and of the acts
and measures contemplated in it, with the
consequent transformation of Mantecorp
IQ into a wholly owned subsidiary of the Company
IIIa1 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: Ratification of the appointment
and hiring of Apsis as the company responsible
for the preparation of the valuation
report for the shares issued by Mantecorp IQ
on the basis of the discounted cash flow method,
for the purposes provided for in article
8 of the Corporations Law, from here onwards
the Share Merger Report
IIIa2 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: The approval of the Share
Merger Report
IIIa3 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: The approval of the Share
Merger, with the consequent increase of the
share capital of the Company, in the total
amount of BRL 1,900,000,000.00, through the
issuance of 78,013,947 new, common, nominative
shares with no par value, to be subscribed
for by the current shareholders of Mantecorp
IQ
IIIa4 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: Amendment of the main part
of article 5 of the corporate bylaws of the
Company, to reflect the increase in the share
capital of the Company as a result of the Share
Merger, in such a way that the share capital
of the Company comes to be BRL 5,221,194,807.34,
represented by 625,860,317 common, nominative
shares with no par value
IV.a Increase in the authorized capital limit and Mgmt For For
consolidation of the corporate bylaws: The
approval of the increase of the authorized
capital limit of the Company by BRL 1,000,000,000.00,
with the same going from the current BRL
4,500,000,000.00 to BRL 5,500,000,000.00,
with the consequent amendment of paragraph
1 of article 5 of the corporate bylaws of the
Company
IV.b Increase in the authorized capital limit and Mgmt For For
consolidation of the corporate bylaws: The
approval of the consolidation of the corporate
bylaws of the Company
V.a Authorization for the managers: The authorization Mgmt For For
for the managers of the Company to do all
the acts necessary to carry out the resolutions
proposed and approved by the shareholders
of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING DATE FROM 13 JAN TO 24 JAN 2011.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702789580
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 28-Feb-2011
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU.
I.A The ratification of the appointment and hiring Mgmt For For
of Apsis Consultoria Empresarial
Ltda. A limited business company, with its
head office in the city of Rio de Janeiro,
state of Rio de Janeiro, at Rua da Assembleia,
35, 12th floor, with corporate taxpayer
id number 27.281.922.0001.70, from here onwards
Apsis, as the valuation company responsible
for the preparation of the valuation report
of Mabesa Do Brasil Participcoes Ltda. A limited
business company, with its head office
in the city of Blumenau, state of Santa
Catarina, at Rua Iguacu, number 363, with corporate
taxpayer Id number 01.930.623.0001.23, from
here onwards the Brazilian corporate law
I.B The approval of the valuation report of Mabesa, Mgmt For For
prepared by Apsis, for the purposes provided
for in article 256, paragraph 1, of the brazilian
corporate law
II.A The ratification of the acquisition, by the Mgmt For For
company, of all of the quotas representative
of the capital of Mabesa, in accordance with
the quota and share purchase agreement
and other covenants, entered into on january
19, 2011, as approved by the board of directors
of the company, at a meeting held on January
19, 2011, from your onwards the Mabesa acquisition
II.B The approval of the reimbursement amount of Mgmt For For
BRL 5.31 per share, to be paid to the shareholders
of the company who dissented in the resolution
relative to the ratification of the Mabesa
acquisition, corresponding to the book equity
value of the shares of the company as determined
in the financial statements of the company
relative to the fiscal year that ended on december
31, 2009
III.A The ratification of the signing, by the company Mgmt For For
of the protocol and justification
of spin off from Mantecorp industria quimica
e famaceutica s.a. and merger of the spun off
assets, followed by the merger of Mantecorp
logistica into Hypermarcas s.a signed
on this date by the management of the company,
by that of Mantecorp industria quimica e famaceutica
s.a., A share corporation with its headquarters
in the city of Rio de Janeiro, state of Rio
de Janeiro, at Estrada dos bandeirantes, number
3091, Jacarepagua, zip code 2275.111, with
corporate taxpayer Id number 33.060.740.0001.72,
from here onwards Mantecorp Iq, from Mantecorp
logistica, Distribuicao e Comercio s.a., A
share corporation with its head office in the
city of Duque de Caxias, state of Rio
de Janeiro, number 4370, vila sao sebastiao,
zip code 25055.009, CONTD
CONT CONTD with corporate taxpayer Id number 42.439.273.0001.87,Non-Voting No vote
from here onwards Mantecorp logistica, and
of Brainfarma industria quimica e famaceutica
ltda., a limited business company, with its
head office in the city of Rio de Janeiro,
state of Rio de Janeiro, at Estrada dos bandeirantes,
number 3191, part I, Jacarepagua, zip code
2275.111, with corporate taxpayer Id number
05.161.069.0001.10, from here onwards brainfarma,
which establishes the terms and conditions
of the spin off from Mantecorp Iq, with the
transfer of the spun off portion constituted
by the investments in Mantecorp logistica and
in Brainfarma that are owned by Mantecorp Iq,
from here onwards the spun off assets,
to the company, from here onwards the merger
of the spun off assets, followed by the merger
of Mantecorp the merger of Mantecorp logistica,
CONTD
CONT CONTD from here onwards the protocol, and of Non-Voting No vote
the acts and measures contemplated
in it, as approved by the board of directors
at a meeting held on february 9, 2011
III.B The ratification of the choice of CCA continuity Mgmt For For
auditors independents s.s., a simple company,
with its head office in the city of Sao Paulo,
state of Sao Paulo, at Avenida brigadeiro luis
antonio, 2729, first floor, jardim
paulista, duly registered with crc.sp number
2sp025430.0.2, with corporate taxpayer id
number 10.686.276.0001. 29, from here onwards
CCA, as the specialized company that
conducted the book valuation
IIIBA Of the spun off assets of Mantecorp Iq, for Mgmt For For
the purposes of the spin off from mantecorp
Iq and the consequent merger of the spun off
assets into the company, on the basis
date of november 30,2010, from here onwards
the spin off valuation report
IIIBB Of the equity of Mantecorp logistica, for purposes Mgmt For For
of the merger of Mantecorp logistica, on the
basis date of november 30, 2010, from here
onwards the Mantecorp logistica valuation
Report
III.C The approval of the spin off valuation report Mgmt For For
and of the Mantecorp logistica valuation report
III.D The approval of the merger of the spun off assets Mgmt For For
from Mantecorp Iq by the company, without
the issuance of new shares by the company
III.E The approval of the merger of Mantecorp logistica, Mgmt For For
without the issuance of new shares by the
company, bearing in mind that the totality
of the shares of Mantecorp logistica are held
by the company
IV.A The authorization for the managers of the company Mgmt For For
to do all the acts necessary to effectuate
the resolutions proposed and approved by the
shareholders of the company
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702851761
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 04-Apr-2011
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I Issuance, by the company, of debt securities, Mgmt For For
from here onwards bonds, intended for
placement on the international market, with
qualified foreign institutional investors,
in accordance with the exemptions established
under the securities act of 1933, as amended,
of the united states of america, without
the need, therefore, to request and obtain
any registration for distribution in
brazil or abroad, including before the brazilian
securities commission and the securities
and exchange commission of the United States
of America
II.A To authorize the passage, by the board of directors Mgmt For For
of the company, of all the measures necessary
to carry out the issuance of the bonds, including,
but not limited to: Establishment of the issuance
schedule
II.B To authorize the passage, by the board of directors Mgmt For For
of the company, of all the measures necessary
to carry out the issuance of the bonds, including,
but not limited to: Contracting with financial
institutions and other advisers necessary
to carry out the issuance, in brazil and abroad
II.C To authorize the passage, by the board of directors Mgmt For For
of the company, of all the measures necessary
to carry out the issuance of the bonds, including,
but not limited to: Establishment of all the
characteristics of the bonds, including,
but not limited to, the aggregate amount of
the issuance, even if that amount exceeds
the limit provided for in line j of article
27 of the corporate bylaws of the company,
maturity, guarantees, interest rates,
acceleration conditions and other obligations
of the company within the framework of
the issuance
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN PARTIAL AND SPLIT VOTING TAG. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702917153
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
A Consideration of the proposal for a spin off Mgmt For For
from the Company with the transfer of
the spun off portion of its assets to its subsidiaries
Brainfarma Industria Quimica e Farmaceutica
S.A., a share corporation, which is
currently in the process of being transformed
into a share corporation before the Rio de
Janeiro State Board of Trade, with its headquarters
in the city of Rio de Janeiro, state of Rio
de Janeiro, at Estrada dos Bandeirantes 3191,
part I, Jacarepagua, ZIP code 22775.111,
with Brazilian corporate taxpayer ID number
05.161.069.0001.10, from here onwards Brainfarma,
and Cosmed Industria de Cosmeticos e Medicaments
S.A., a share corporation, with its head office
in the city of Barueri, state of Sao Paulo,
at Avenida Fernando Cerquira Cesa Coimbra,
1000, Buildings 31 through 37 and 42 through
44, Tambore, ZIP code 06465.090, CONTD
CONT CONTD with Brazilian corporate taxpayer ID number Non-Voting No vote
61.082.426.0002.27, with its founding documents
duly filed with the! Sao Paulo State Board
of Trade under registration number 35.300.368.045,
from here onwards Cosmed, and the ratification
of the signing of the protocol and justification
of spin off from Hypermarcas S.A. with
merger of the spun off assets into Cosmed and
Brainfarma, on March 30, 2011, by the
management of the Company, of Brainfarma
and of Cosmed, which establishes the terms
and conditions of the spin off from the Company,
with the transfer of the spun off portion of
its assets in the following way, i. The portion
constituted by the assets and liabilities
related to the manufacture and sale of generic
medications, from here onwards the Neo Quimica
Spun Off Assets, to Brainfarma, ii. The portion
constituted by the CONTD
CONT CONTD assets and liabilities related to the Non-Voting No vote
business of manufacturing and selling personal
care products, currently located at the branch
of the Company located in the city of
Barueri, state of Sao Paulo, at Avenida
Tambore, 1400, 1400 Part A6, Tambore Neighborhood,
from here onwards the Ceil Spun Off Assets,
and iii. The portion con stituted by the assets
and liabilities currently located
at the branch of the Company located in the
city of Juiz de Fora, state of Minas Gerais,
at Rua Milton Ladeira, 1205, Milho Branco
Neighborhood, CONTD
CONT CONTD from here onwards the Juiz de Fora Factory Non-Voting No vote
Spun Off Assets, from here onwards the Neo
Quimica Spun Off Assets, Ceil Spun Off Assets
and Juiz de Fora Factory Spun Off Assets
are referred to jointly as the Spun Off Assets,
to Cosmed, from here onwards the Spin Off
Protocol, and of the acts and measures
contemplated it, from here onwards the Spin
Off from the Company
B Ratification of the appointment and hiring of Mgmt For For
CCA Continuity Auditores Independentes
S.S., a simple company, with its head office
in the city of Sao Paulo, state of Sao Paulo,
at Avenida Brigadeiro Luis Antonio, 2729, first
floor, Jardim Paulista, duly registered
with CRC.SP under number 2SP025430.O.2,
with Brazilian corporate taxpayer ID number
10.686.276.0001.29, from
here onwards CCA, as the specialized company
that conducted the book valuation of the
Spun Off Assets, for the purposes of the Spin
Off from the Company, on the basis date of
December 31, 2010, from here onwards the Spin
Off Valuation Report
C Approval of the Spin Off Valuation Report of Mgmt For For
the Company
D Approval of the Spin Off from the Company, in Mgmt For For
accordance with the Spin Off Protocol and
under the terms of article 227 and 229 of Law
number 6404 of December 15, 1976, as amended
and in effect, from here onwards the Brazilian
Share Corporations Law, and of CVM Instruction
319.99, with the consequent reduction of
the share capital of the Company, in the amount
of BRL 257,296,176.90, through the
cancellation of 30,841,881 common, nominative
shares with no par value issued by the
Company, proportionally to the ownership
interest held by the shareholders
E Amendment of the main part of article 5 of the Mgmt For For
corporate bylaws of the Company to reflect
the reduction of the share capital of the Company
as a result of the Spin Off from the Company,
in such a way that the share capital of the
Company comes to be BRL 4,963,898,630.44
F Consideration of the proposal of merger, into Mgmt For For
the Company, of shares issued by Brainfarma
and by Cosmed, from here onwards the Share
Merger, as well as the ratification of the
signing of the protocol and justification of
the merger of shares of Brainfarma and
of Cosmed on March 30, 2011, by the
management of the Company, of Brainfarma and
of Cosmed, prepared in accordance
with the terms of article 252 of the Brazilian
Share Corporation Law, and of the acts and
measures contemplated in it, from here onward
the Share Merger Protocol
G Ratification of the appointment and hiring of Mgmt For For
CCA as the specialized company that conducted
the book valuation of the shares of Brainfarma
and of Cosmed, for the purposes of the merger
of shares issued by Brainfarma and of the
merger of shares issued by Cosmed, on the
basis date of December 31, 2010, from here
onwards the Brainfarma Share Merger Report
and the Cosmed Share Merger Report, respectively
H Approval of the Brainfarma Share Merger Report Mgmt For For
and of the Cosmed Share Merger Report
I Approval of the Share Merger, in accordance Mgmt For For
with the terms of the Share Merger Protocol,
with the consequent increase of the share capital
of the Company, in the total amount of
BRL 257,296,176.90, through the issuance of
30,841,881 new common shares that are nominative
and have no par value, to be subscribed for
by the shareholders of the Company, in proportion
to the shareholder ownership interest
held by the same
J Amendment of the main part of article 5 of the Mgmt For For
corporate bylaws of the Company to reflect
the share capital increase of the Company as
a result of the Share Merger, in such a way
that the share capital of the Company comes
to be BRL 5,221,194,807.34, divided into
625,860,317 common, nominative, book entry
shares with no par value
K Consideration of the proposal for the merger, Mgmt For For
into the Company, of its subsidiary
Luper Industria Farmaceutica Ltda., a limited
business company, with its head office in
the city of Braganca Paulista, state of Sao
Paulo, at Av. Francisco Lucchesi Filho, 1039
A, Penha Neighborhood, ZIP code 12929.600,
with Brazilian corporate taxpayer ID number
61.299.111.0001.35, with its founding
documents duly filed with the Sao Paulo State
Board of Trade under registration number
35.201.132.663, from here onwards Luper, and
ratification of the signing of the protocol
and justification of merger, entered into on
March 30, 2011, by the management CONTD
CONT CONTD of the Company and of Luper, which establishes Non-Voting No vote
the terms and conditions of the proposal for
the merger of Luper into the Company, prepared
in accordance with the terms of articles
224 and 225 of the Brazilian Share Corporations
Law, from here onwards the Luper Merger Protocol,
and the acts and measures contemplated in
it, from here onwards the Luper Merger
L Ratification of the appointment and hiring of Mgmt For For
CCA as the specialized company that conducted
the book valuation of the equity of Luper for
the purposes of the Luper Merger, on the basis
date of December 31, 2010, from here onwards
the Luper Valuation Report
M Approval of the Luper Valuation Report Mgmt For For
N Approval of the Luper Merger, without the issuance Mgmt For For
of new shares from the Company, bearing
in mind that the totality of the quotas of
Luper are held by the Company, in accordance
with the terms of the Luper Merger Protocol
O Exclusion of the attribution of the trade name Mgmt For For
Neo Quimica and of the attribution
of the trade name Luper to the corporate name
of the Company, with the consequent amendment
of article 1 of the corporate bylaws of the
Company
P With the objective of simplifying the wording Mgmt For For
of the corporate bylaws of the Company, amendment
of article 2 of the corporate bylaws of the
Company, in such a way as to exclude, from
the mentioned article, the mention of the
branches of the Company and their respective
addresses
Q Because of the merger, into the Company, of Mgmt For For
Mantecorp Logisitica Distribuicao e Comercio
S.A., as approved at the extraordinary general
meeting of the Company held on February
28, 2011, amendment of article 3 of the corporate
bylaws of the Company, in such a way as
to include in the corporate purpose of the
Company the activities of the company then
merged
R If the Luper Merger is approved, amendment of Mgmt For For
article 3 of the corporate bylaws of the
Company so as to include the activities of
Luper in the corporate purpose of the
Company
S Amendment of article 17 of the corporate bylaws Mgmt Against Against
of the Company, which deals with the authority
of the general meeting of the Company
T Amendment of article 23 of the corporate bylaws Mgmt Against Against
of the Company, which deals with the authority
of the board of directors of the Company
U Amendment of article 27 of the corporate bylaws Mgmt For For
of the Company, which deals with the authority
of the executive committee of the Company
V Approval of the consolidation of the corporate Mgmt Against Against
bylaws of the Company, in the event the proposed
amendments that are to be considered are approved
W Rectification of Exhibit 6.VII to the Company Mgmt For For
extraordinary general meeting minutes held
on January 24, 2011, in such a way that the
mentioned exhibit states that the former
branch of the extinct York S.A. Industria e
Comercio, from here onwards York, located
in the city of Sao Paulo, state of Sao Paulo,
at Rua Sao Felipe, 737, Parque Sao Jorge, ZIP
code 03085.900, with Brazilian Corporate taxpayer
ID number 43.992.908.0004.84, will come to
be a branch of the Company by succession,
as a result of the merger of York into the
Company, as approved by the extraordinary
general meeting held on January 24, 2011
X Confirmation and ratification of all the other Mgmt For For
resolutions approved in the Company extraordinary
general meeting minutes held on January 24,
2011
Y Authorization for the managers of the Company Mgmt For For
to be able to do all the acts necessary to
effectuate the resolutions proposed and approved
by the shareholders of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING FROM 15 APR TO 29 APR 2011. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702965243
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Accept Financial Statements and Statutory Reports Mgmt For For
for Fiscal Year Ended Dec. 31, 2010
2 Approve Capital Budget for Upcoming Fiscal Year Mgmt For For
3 Approve Allocation of Income and Dividends Mgmt For For
4 Elect Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOBIS, SEOUL Agenda Number: 702797448
--------------------------------------------------------------------------------------------------------------------------
Security: Y3849A109
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7012330007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 34th income statement, balance Mgmt For For
sheet, proposed disposition of retained earning
2 Election of directors: Eui Sun Jung, Ho Suk Mgmt For For
Jeon (internal), Tae Woon Lee, Byung Joo
Lee, and Chan Wook Park (external)
3 Election of audit committee members: Tae Woon Mgmt For For
Lee, Byung Joo Lee, Chan Wook Park
4 Approval of remuneration limit for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOB GROUP PLC Agenda Number: 702732721
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 02-Feb-2011
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr. K.M. Burnett Mgmt For For
5 To re-elect Mrs. A.J. Cooper Mgmt For For
6 To re-elect Mr. R. Dyrbus Mgmt For For
7 To re-elect Mr. M.H.C. Herlihy Mgmt For For
8 To re-elect Dr. P.H. Jungels Mgmt For For
9 To re-elect Ms. S.E. Murray Mgmt For For
10 To re-elect Mr. I.J.G Napier Mgmt For For
11 To re-elect Mr. B. Setrakian Mgmt For For
12 To re-elect Mr. M.D. Williamson Mgmt For For
13 Reappointment of Auditors Mgmt For For
14 Remuneration of Auditors Mgmt For For
15 Donations to political organisations Mgmt For For
16 Sharesave plan renewal Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt For For
21 Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 702563316
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: CLS
Meeting Date: 21-Sep-2010
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100729/LTN201007291043.pdf
S.1.1 Approve the types and nominal value of securities Mgmt For For
to be issued
S.1.2 Approve the proportion and number of Shares Mgmt For For
to be issued
S.1.3 Approve the subscription Price and the basis Mgmt For For
for price determination
S.1.4 Approve the target subscribers for the Rights Mgmt For For
Issue
S.1.5 Approve the amount and use of proceeds Mgmt For For
S.1.6 Approve the effective period of the resolutions Mgmt For For
S.1.7 Authorize the Rights Issue Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 15 SEP TO 21 SEP 2010.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 702600380
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: EGM
Meeting Date: 21-Sep-2010
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 737137 DUE TO DUE TO ADDITION OF RESOLUTION
ALONG WITH CHANGE IN MEETING DATE. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN20100907631.pdf
http://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN20100907617.pdf
s.1.1 Approve the types and nominal value of securities Mgmt For For
to be issued on the proposed rights issue of
A Shares and H Shares by the Bank
s.1.2 Approve the proportion and number of Shares Mgmt For For
to be issued on the proposed rights issue of
A Shares and H Shares by the Bank
s.1.3 Approve the subscription Price and the basis Mgmt For For
for price determination on the proposed rights
issue of A Shares and H Shares by the Bank
s.1.4 Approve the target subscribers for the Rights Mgmt For For
Issue on the proposed rights issue of A Shares
and H Shares by the Bank
s.1.5 Approve the amount and use of proceeds on the Mgmt For For
proposed rights issue of A Shares and H Shares
by the Bank
s.1.6 Approve the effective period of the resolutions Mgmt For For
on the proposed rights issue of A Shares and
H Shares by the Bank
s.1.7 Approve the authorization for the rights issue Mgmt For For
on the proposed rights issue of A Shares and
H Shares by the Bank
2 Approve the arrangements for the accumulated Mgmt For For
undistributed profits of the Bank prior to
the completion of the rights issue of A Shares
and H Shares
3 Approve the feasibility analysis report on use Mgmt For For
of proceeds from the rights issue of A Shares
and H Shares as specified in Appendix 1 to
the circular of the Bank dated 29 JUL 2010
4 Approve the report on utilization of proceeds Mgmt For For
from previous issuances as set out in Appendix
2 to the circular of the Bank dated 29 JUL
2010
5 Approve the payment of remuneration to Directors Mgmt For For
and Supervisors for 2009
6 Election of Mr. Xu Shanda as an Independent Mgmt For For
Non-Executive Director
7 Appointment of Mr. Li Xiaopeng as an Executive Mgmt For For
Director of the Bank
8 Approve and consider the Report of Industrial Mgmt For For
and Commercial Bank of China Limited on Utilization
of Proceeds from Previous Issuance [A Share
Convertible Corporate Bonds] as set out in
Appendix 1 to the supplemental circular of
the Bank dated 7 SEP 2010
--------------------------------------------------------------------------------------------------------------------------
ISRAEL CHEMICALS LTD Agenda Number: 702585778
--------------------------------------------------------------------------------------------------------------------------
Security: M5920A109
Meeting Type: AGM
Meeting Date: 04-Oct-2010
Ticker:
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU
HAVE A CONTROLLING OR PERSONAL INTEREST IN
THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Receive the Financial Statements and Director's Mgmt For For
Report for 2009
2 Re-appoint the Accountant-Auditors until the Mgmt For For
next AGM and authorize the Board to fix their
fees
3 Re-appoint Messrs. Nir Gilad, Yossi Rosen, Avisar Mgmt For For
Paz, Chaim Erez, Victor Medina, Moshe Vidman
and Abraham Shochat as the Officiating Directors
until the next AGM: the External Directors
continue in office by provision of law
4 Appointment of E. Sarig as an Additional Director Mgmt For For
until the next AGM with entitlement to annual
remuneration and meeting attendance fees in
the amount permitted by law for payment to
External Directors; notwithstanding the aforesaid
Mr. Sarig will not receive Directors' remuneration
until the end of 2011
5 Approve the issue to Eran Sarig if appointed Mgmt For For
of a liability exemption and indemnity undertaking
in the form previously approved by General
Meeting in respect of the other Directors;
Mr. Sarig will also be included in the D&O
insurance cover of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING TYPE FROM SGM TO AGM AND CHANGE
IN TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG, ZUERICH Agenda Number: 702847534
--------------------------------------------------------------------------------------------------------------------------
Security: H4414N103
Meeting Type: AGM
Meeting Date: 07-Apr-2011
Ticker:
ISIN: CH0102484968
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 798734 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 798818, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
1 Annual report, financial statements and group Mgmt No vote
accounts for the year 2010, report of the statutory
auditors
2 Allocation of share premium reserves Mgmt No vote
3.1 Appropriation of disposable profit, dissolution Mgmt No vote
and distribution of share premium reserves
3.2 Disposal from balance sheet item share premium Mgmt No vote
reserves for the purpose of share repurchases
4 Discharge of the members of the board of directors Mgmt No vote
and of the executive board
5.1.1 Re-election of Peter Kuepfer (1 year) to the Mgmt No vote
board of directors
5.1.2 Re-election of Charles Stonehill (3 years) to Mgmt No vote
the board of directors
5.2 New election of Heinrich Baumann (3 years) to Mgmt No vote
the board of directors
6 The Board of Directors proposes that KPMG AG, Mgmt No vote
Zurich, be elected as Statutory Auditors for
another one-year period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JUPITER TELECOMMUNICATIONS CO.,LTD. Agenda Number: 702827582
--------------------------------------------------------------------------------------------------------------------------
Security: J28710101
Meeting Type: AGM
Meeting Date: 23-Mar-2011
Ticker:
ISIN: JP3392750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 703133493
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt Against Against
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Supplementary Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VOPAK N V Agenda Number: 702624708
--------------------------------------------------------------------------------------------------------------------------
Security: N5075T159
Meeting Type: EGM
Meeting Date: 11-Nov-2010
Ticker:
ISIN: NL0009432491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening Non-Voting No vote
2 Appointment of Mr. E.M. Hoekstra as a member Mgmt For For
of the Executive Board
3 Any other business Non-Voting No vote
4 Closing Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE VOPAK NV, ROTTERDAM Agenda Number: 702849653
--------------------------------------------------------------------------------------------------------------------------
Security: N5075T159
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: NL0009432491
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 799747 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED WITH THIS
MEETING. THANK YOU
1 Opening of the general meeting Non-Voting No vote
2 Report of the managing board on the fiscal year Non-Voting No vote
2010
3 Approval of the annual accounts on the fiscal Mgmt For For
year 2010
4 Explanation on the dividend and reservation Non-Voting No vote
policy
5 It is proposed that a dividend over the fiscal Mgmt For For
year 2010 will be declared at EUR 0.70 gross
per share, payable as from 4 May 2011
6 It is proposed to discharge the managing board Mgmt For For
in respect of the duties performed during the
past fiscal year
7 It is proposed to discharge the supervisory Mgmt For For
board in respect of the duties performed during
the past fiscal year
8 Discussion on the remuneration policy for the Non-Voting No vote
managing board
9 It is proposed to set the yearly remuneration Mgmt For For
for the members of the supervisory board as
follows the members EUR 47,000, - the chairman
EUR 66,000, - above these amounts a supplement
is set for board committee members as follows:
audit committee chairman EUR 13,000, - members
EUR 7,500, - remuneration committee: chairman
EUR 9,000, - members EUR 6,000, - selection
and appointment committee: chairman EUR 6,000,
- members EUR 4,000
10 It is proposed to (re)appoint A.Van Rossum and Mgmt For For
C.K.Lam as member of the supervisory board
where all details as laid down in article 2:158
paragraph 5, section 2:142 paragraph 3 of the
Dutch Civil Code are available for the general
meeting of shareholders
11 It is proposed that the managing board be authorised Mgmt For For
subject to the approval of the supervisory
board, to cause the company to acquire its
own shares for valuable consideration, up to
a maximum number which, at the time of acquisition,
the company is permitted to acquire pursuant
to the provisions of section 98, subsection
2, of book 2 of the Netherlands civil code.
Such acquisition may be effected by means of
any type of contract, including stock exchange
transactions and private transactions. The
price must lie between the nominal value of
the shares and an amount equal to 110 percent
of the market price. By 'market price ' is
understood the average of the prices reached
by the shares on each of the 5 stock exchange
business days preceeding the date of acquisition,
as evidenced by the official price list of
Euronext Amsterdam NV. The authorisation will
be valid for a period of 18 months, commencing
on 27 April 2011
12 It is proposed that the general meeting assigns Mgmt For For
PricewaterhouseCoopers Accountants NV as the
auditors responsible for auditing the financial
accounts for the year 2011
13 Any other business Non-Voting No vote
14 Closing of the general meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 703142187
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LIHIR GOLD LTD, PORT MORESBY Agenda Number: 702556359
--------------------------------------------------------------------------------------------------------------------------
Security: Y5285N149
Meeting Type: SCH
Meeting Date: 23-Aug-2010
Ticker:
ISIN: PG0008974597
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the Scheme of Arrangement between Lihir Mgmt For For
Gold Limited and the Scheme Participants
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF RECORD DATE AND CHANGE IN MEETING TYPE.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MARINE HARVEST ASA, OSLO Agenda Number: 702973632
--------------------------------------------------------------------------------------------------------------------------
Security: R2326D105
Meeting Type: OGM
Meeting Date: 09-May-2011
Ticker:
ISIN: NO0003054108
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Election of a chairperson to preside over the Mgmt No vote
meeting and an individual to sign the minutes
of the meeting together with the elected chairperson
2 Approval of the notice and agenda Mgmt No vote
3 Briefing on the business Mgmt No vote
4 Approval of the annual accounts and the board's Mgmt No vote
annual report for 2010 for Marine Harvest
ASA and the Marine Harvest Group
5 Allocation of the result for the financial year Mgmt No vote
2010 and dividend distribution
6 Authority to the board to purchase the Company's Mgmt No vote
shares
7 Authority to the board to resolve to increase Mgmt No vote
the share capital
8 Authority to the board to take up convertible Mgmt No vote
loans
9 Change in the Articles of Association Mgmt No vote
10 Determination of fees Mgmt No vote
11 Election of Directors Mgmt No vote
12 Election of member to the nomination committee Mgmt No vote
and determination of remuneration
to its members
13 Election of Auditor Mgmt No vote
14 Statement on the determination of salary and Mgmt No vote
other remuneration for senior executives
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 703128959
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 702621334
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 28-Oct-2010
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY
THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT
TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (4), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S
AND YOU COMPLY WITH THE VOTING EXCLUSION.
1 To receive and consider the Financial Report Mgmt Abstain Against
of the Company and its controlled
entities for the year ended 30 June 2010 and
the reports of the Directors and Auditors
thereon
2.a To re-elect as a Director Mr. Richard Lee, who Mgmt For For
retires by rotation in accordance with
Rule 69 of the Company's Constitution and,
being eligible, offers himself for re-election
2.b To re-elect as a Director Mr. John Spark, who Mgmt For For
retires by rotation in accordance
with Rule 69 of the Company's Constitution
and, being eligible, offers himself for
re-election
2.c To re-elect as a Director Mr. Tim Poole, who Mgmt For For
retires by rotation in accordance
with Rule 69 of the Company's Constitution
and, being eligible, offers himself for
re-election
2.d To re-elect as a Director Mr. Greg Robinson, Mgmt For For
who retires by rotation in accordance
with Rule 69 of the Company's Constitution
and, being eligible, offers himself for
re-election
3 That the Remuneration Report for the Company Mgmt For For
included in the report of the Directors
for the year ended 30 June 2010 be adopted
4 That the aggregate sum per annum available for Mgmt For For
payment to the Non-Executive Directors of
the Company in accordance with Rule 58 of the
Company's Constitution and ASX Listing
Rule 10.17, as remuneration for their services,
be increased by AUD 900,000 from AUD 1,800,000
up to a maximum sum of AUD 2,700,000 per
annum
5 To transact any other business that may be legally Non-Voting No vote
brought forward
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 703112780
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NIKO RESOURCES LTD. Agenda Number: 933319938
--------------------------------------------------------------------------------------------------------------------------
Security: 653905109
Meeting Type: Annual and Special
Meeting Date: 09-Sep-2010
Ticker: NKRSF
ISIN: CA6539051095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED Mgmt For For
AT THE MEETING AT SIX (6).
02 THE ELECTION OF DIRECTORS FOR THE ENSUING YEAR Mgmt Abstain Against
FROM THE MANAGEMENT PROPOSED NOMINEES, ALL
AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR AND PROXY STATEMENT
OF THE CORPORATION DATED AUGUST 5, 2010 (THE
"INFORMATION CIRCULAR").
03 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AT A REMUNERATION TO BE FIXED BY THE DIRECTORS.
04 TO RATIFY AND CONFIRM ALL UNALLOCATED OPTIONS Mgmt Against Against
PURSUANT TO THE STOCK OPTION PLAN OF THE CORPORATION,
AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
05 TO RATIFY AND CONFIRM CERTAIN OPTION GRANTS Mgmt Against Against
TO OFFICERS AND EMPLOYEES, AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO,INC. Agenda Number: 703101864
--------------------------------------------------------------------------------------------------------------------------
Security: J59399105
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: JP3165650007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 933479710
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 30-Jun-2011
Ticker: OGZPY
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE ANNUAL REPORT OF OAO GAZPROM FOR Mgmt No vote
2010.
02 APPROVE THE ANNUAL ACCOUNTING STATEMENTS, INCLUDING Mgmt No vote
THE PROFIT AND LOSS REPORT OF THE COMPANY BASED
ON THE RESULTS OF 2010.
03 APPROVE THE DISTRIBUTION OF PROFIT OF THE COMPANY Mgmt No vote
BASED ON THE RESULTS OF 2010.
04 APPROVE THE AMOUNT OF, TIME FOR AND FORM OF Mgmt No vote
PAYMENT OF ANNUAL DIVIDENDS ON THE COMPANY'S
SHARES THAT HAVE BEEN RECOMMENDED BY THE BOARD
OF DIRECTORS OF THE COMPANY.
05 APPROVE CLOSED JOINT STOCK COMPANY PRICEWATERHOUSECOOPERS Mgmt No vote
AUDIT AS THE COMPANY'S EXTERNAL AUDITOR.
06 APPROVE AMENDMENTS TO THE CHARTER OF OAO GAZPROM. Mgmt No vote
07 PAY REMUNERATION TO MEMBERS OF THE BOARD OF Mgmt No vote
DIRECTORS IN THE AMOUNTS RECOMMENDED BY THE
BOARD OF DIRECTORS OF THE COMPANY.
08 PAY REMUNERATION TO MEMBERS OF THE AUDIT COMMISSION Mgmt No vote
IN THE AMOUNTS RECOMMENDED BY THE BOARD OF
DIRECTORS OF THE COMPANY.
9A AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt No vote
(OPEN JOINT STOCK COMPANY) REGARDING RECEIPT
BY OAO GAZPROM OF FUNDS WITH A MAXIMUM AMOUNT
OF 500 MILLION U.S. DOLLARS OR ITS EQUIVALENT
IN RUBLES OR EUROS, FOR A TERM NOT EXCEEDING
FIVE YEARS, WITH INTEREST FOR USING THE LOANS
TO BE PAID AT A RATE NOT EXCEEDING 12% PER
ANNUM IN THE CASE OF LOANS IN U.S. DOLLARS
/ EUROS AND AT A RATE NOT EXCEEDING THE BANK
OF RUSSIA'S REFINANCING RATE IN EFFECT ON THE
DATE OF ENTRY INTO THE APPLICABLE LOAN AGREEMENT,
PLUS 3% PER ANNUM, IN THE CASE OF LOANS IN
RUBLES.
9B AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt No vote
OF RUSSIA OAO REGARDING RECEIPT BY OAO GAZPROM
OF FUNDS WITH A MAXIMUM AMOUNT OF 1.5 BILLION
U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES OR
EUROS, FOR A TERM NOT EXCEEDING FIVE YEARS,
WITH INTEREST FOR USING THE LOANS TO BE PAID
AT A RATE NOT EXCEEDING 12% PER ANNUM IN THE
CASE OF LOANS IN U.S. DOLLARS / EUROS AND AT
A RATE NOT EXCEEDING THE BANK OF RUSSIA'S REFINANCING
RATE IN EFFECT ON THE DATE OF ENTRY INTO THE
APPLICABLE LOAN AGREEMENT, PLUS 3% PER ANNUM,
IN THE CASE OF LOANS IN RUBLES.
9C AGREEMENTS BETWEEN OAO GAZPROM AND OAO BANK Mgmt No vote
VTB REGARDING RECEIPT BY OAO GAZPROM OF FUNDS
WITH A MAXIMUM AMOUNT OF ONE BILLION U.S. DOLLARS
OR ITS EQUIVALENT IN RUBLES OR EUROS, FOR A
TERM NOT EXCEEDING FIVE YEARS, WITH INTEREST
FOR USING THE LOANS TO BE PAID AT A RATE NOT
EXCEEDING 12% PER ANNUM IN THE CASE OF LOANS
IN U.S. DOLLARS / EUROS AND AT A RATE NOT EXCEEDING
THE BANK OF RUSSIA'S REFINANCING RATE IN EFFECT
ON THE DATE OF ENTRY INTO THE APPLICABLE LOAN
AGREEMENT, PLUS 3% PER ANNUM, IN THE CASE OF
LOANS IN RUBLES.
9D AGREEMENTS BETWEEN OAO GAZPROM AND STATE CORPORATION Mgmt No vote
"BANK FOR DEVELOPMENT AND FOREIGN ECONOMIC
AFFAIRS (VNESHECONOMBANK)" REGARDING RECEIPT
BY OAO GAZPROM OF FUNDS WITH A MAXIMUM AMOUNT
OF ONE BILLION U.S. DOLLARS OR ITS EQUIVALENT
IN RUBLES OR EUROS, FOR A TERM NOT EXCEEDING
FIVE YEARS, WITH INTEREST FOR USING LOANS TO
BE PAID AT A RATE NOT EXCEEDING 12% PER ANNUM
IN CASE OF LOANS IN U.S. DOLLARS/EUROS & AT
A RATE NOT EXCEEDING BANK OF RUSSIA'S REFINANCING
RATE IN EFFECT ON DATE OF ENTRY INTO APPLICABLE
LOAN AGREEMENT, PLUS 3% PER ANNUM.
9E TRANSACTIONS BETWEEN OAO GAZPROM AND GAZPROMBANK, Mgmt No vote
TO BE ENTERED INTO UNDER A LOAN FACILITY AGREEMENT
BETWEEN OAO GAZPROM AND THE BANK, INVOLVING
RECEIPT BY OAO GAZPROM OF FUNDS WITH A MAXIMUM
AMOUNT OF 25 BILLION RUBLES, FOR A TERM NOT
EXCEEDING 30 CALENDAR DAYS, WITH INTEREST FOR
USING THE LOANS TO BE PAID AT A RATE NOT EXCEEDING
THE REFERENCE OFFERED RATE FOR RUBLE LOANS
IN THE MOSCOW MONEY MARKET ESTABLISHED FOR
LOANS WITH A MATURITY EQUAL TO A PERIOD OF
USING THE APPLICABLE LOAN, QUOTED AS OF THE
DATE OF ENTRY INTO THE APPLICABLE TRANSACTION,
INCREASED BY 2%.
9F TRANSACTIONS BETWEEN OAO GAZPROM AND SBERBANK Mgmt No vote
OF RUSSIA OAO, TO BE ENTERED INTO UNDER A LOAN
FACILITY AGREEMENT BETWEEN OAO GAZPROM AND
THE BANK, INVOLVING RECEIPT BY OAO GAZPROM
OF FUNDS WITH A MAXIMUM AMOUNT OF 17 BILLION
RUBLES, FOR A TERM NOT EXCEEDING 30 CALENDAR
DAYS, WITH INTEREST FOR USING THE LOANS TO
BE PAID AT A RATE NOT EXCEEDING THE REFERENCE
OFFERED RATE FOR RUBLE LOANS IN MOSCOW MONEY
MARKET ESTABLISHED FOR LOANS WITH A MATURITY
EQUAL TO PERIOD OF USING APPLICABLE LOAN, QUOTED
AS OF DATE OF ENTRY INTO APPLICABLE TRANSACTION,
INCREASED BY 4%.
9G TRANSACTIONS BETWEEN OAO GAZPROM AND OAO BANK Mgmt No vote
VTB, TO BE ENTERED INTO UNDER A LOAN FACILITY
AGREEMENT BETWEEN OAO GAZPROM AND THE BANK,
INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS WITH
A MAXIMUM AMOUNT OF FIVE BILLION RUBLES, FOR
A TERM NOT EXCEEDING 30 CALENDAR DAYS, WITH
INTEREST FOR USING THE LOANS TO BE PAID AT
A RATE NOT EXCEEDING THE REFERENCE OFFERED
RATE FOR RUBLE LOANS IN THE MOSCOW MONEY MARKET
ESTABLISHED FOR LOANS WITH A MATURITY EQUAL
TO THE PERIOD OF USING THE APPLICABLE LOAN,
QUOTED AS OF DATE OF ENTRY INTO THE APPLICABLE
TRANSACTION, INCREASED BY 4%.
9H TRANSACTIONS BETWEEN OAO GAZPROM AND OAO BANK Mgmt No vote
ROSSIYA, TO BE ENTERED INTO UNDER A LOAN FACILITY
AGREEMENT BETWEEN OAO GAZPROM AND THE BANK,
INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS WITH
A MAXIMUM AMOUNT OF 100 MILLION U.S. DOLLARS,
FOR A TERM NOT EXCEEDING 30 CALENDAR DAYS,
WITH INTEREST FOR USING THE LOANS TO BE PAID
AT A RATE NOT EXCEEDING THE LONDON INTERBANK
OFFERED RATE (LIBOR) ESTABLISHED FOR LOANS
WITH A MATURITY EQUAL TO THE PERIOD OF USING
THE APPLICABLE LOAN, QUOTED AS OF THE DATE
OF ENTRY INTO THE APPLICABLE TRANSACTION, INCREASED
BY 4%.
9I AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt No vote
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
GAZPROMBANK (OPEN JOINT STOCK COMPANY) WILL
ACCEPT AND CREDIT, UPON THE TERMS AND CONDITIONS
ANNOUNCED BY IT, FUNDS TRANSFERRED TO ACCOUNTS
OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS
THROUGH THE ACCOUNTS, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, AS WELL AS AGREEMENTS BETWEEN
OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK
COMPANY) REGARDING MAINTENANCE IN THE ACCOUNT
OF A NON-REDUCIBLE BALANCE WITH A MAXIMUM AMOUNT
NOT EXCEEDING 20 BILLION RUBLES OR ITS EQUIVALENT
9J AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt No vote
OF RUSSIA OAO, OAO BANK VTB, AND OAO BANK ROSSIYA,
PURSUANT TO WHICH THE BANKS WILL ACCEPT AND
CREDIT, UPON THE TERMS AND CONDITIONS ANNOUNCED
BY THE BANKS, FUNDS TRANSFERRED TO ACCOUNTS
OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS
THROUGH THE ACCOUNTS ACTING UPON OAO GAZPROM'S
INSTRUCTIONS.
9K AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK, Mgmt No vote
SBERBANK OF RUSSIA OAO, OAO BANK VTB AND OAO
BANK ROSSIYA, PURSUANT TO WHICH THE BANKS WILL
PROVIDE SERVICES TO OAO GAZPROM MAKING USE
OF ELECTRONIC PAYMENTS SYSTEM OF THE RESPECTIVE
BANK, INCLUDING RECEIPT FROM OAO GAZPROM OF
ELECTRONIC PAYMENT DOCUMENTS FOR EXECUTING
PAYMENT OPERATIONS THROUGH THE ACCOUNTS, PROVISION
OF ELECTRONIC STATEMENTS OF ACCOUNTS AND CONDUCT
OF OTHER ELECTRONIC DOCUMENT PROCESSING, AND
OAO GAZPROM WILL MAKE PAYMENT FOR THE SERVICES
PROVIDED AT TARIFFS OF RESPECTIVE BANK.
9L FOREIGN CURRENCY PURCHASE/SALE TRANSACTIONS Mgmt No vote
BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT
STOCK COMPANY), TO BE ENTERED INTO UNDER THE
GENERAL AGREEMENT ON THE CONDUCT OF CONVERSION
OPERATIONS NO. 3446 BETWEEN OAO GAZPROM AND
THE BANK DATED SEPTEMBER 12, 2006, WITH A MAXIMUM
AMOUNT OF 500 MILLION U.S. DOLLARS OR ITS EQUIVALENT
IN RUBLES, EUROS OR OTHER CURRENCY FOR EACH
TRANSACTION.
9M AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt No vote
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
OAO GAZPROM WILL GRANT SURETYSHIPS TO SECURE
PERFORMANCE BY OAO GAZPROM'S SUBSIDIARY COMPANIES
OF THEIR OBLIGATIONS TO GAZPROMBANK (OPEN JOINT
STOCK COMPANY) WITH RESPECT TO THE BANK'S GUARANTEES
ISSUED TO THE RUSSIAN FEDERATION'S TAX AUTHORITIES
IN CONNECTION WITH THE SUBSIDIARY COMPANIES
CHALLENGING SUCH TAX AUTHORITIES' CLAIMS IN
COURT, WITH AN AGGREGATE MAXIMUM AMOUNT EQUIVALENT
TO 500 MILLION U.S. DOLLARS AND FOR A PERIOD
NOT EXCEEDING 14 MONTHS.
9N AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt No vote
OF RUSSIA OAO, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT SURETYSHIPS TO SECURE PERFORMANCE
BY OAO GAZPROM'S SUBSIDIARY COMPANIES OF THEIR
OBLIGATIONS TO SBERBANK OF RUSSIA OAO WITH
RESPECT TO THE BANK'S GUARANTEES ISSUED TO
THE RUSSIAN FEDERATION'S TAX AUTHORITIES IN
CONNECTION WITH THE SUBSIDIARY COMPANIES CHALLENGING
SUCH TAX AUTHORITIES' CLAIMS IN COURT, WITH
AN AGGREGATE MAXIMUM AMOUNT EQUIVALENT TO 500
MILLION U.S. DOLLARS AND FOR A PERIOD NOT EXCEEDING
14 MONTHS.
9O AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt No vote
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
OAO GAZPROM WILL ISSUE SURETYSHIPS TO SECURE
PERFORMANCE BY OAO GAZPROM'S SUBSIDIARY COMPANIES
OF THEIR OBLIGATIONS TO SBERBANK OF RUSSIA
OAO WITH RESPECT TO THE BANK'S GUARANTEES ISSUED
TO THE RUSSIAN FEDERATION'S TAX AUTHORITIES
TO SECURE OBLIGATIONS OF THE ABOVEMENTIONED
COMPANIES TO PAY EXCISE TAXES IN CONNECTION
WITH EXPORTS OF EXCISABLE OIL PRODUCTS & EVENTUAL
PENALTIES, WITH MAXIMUM AMOUNT OF 1.8 BILLION
RUBLES AND FOR A PERIOD NOT EXCEEDING 18 MONTHS.
9P AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OOO
GAZPROMTRANS TEMPORARY POSSESSION AND USE OF
THE INFRASTRUCTURE FACILITIES OF THE RAILWAY
STATIONS OF THE SURGUTSKIY CONDENSATE STABILIZATION
PLANT, OF THE SERNAYA RAILWAY STATION AND OF
THE TVYORDAYA SERA RAILWAY STATION, THE FACILITIES
OF THE RAILWAY STATION SITUATED IN THE TOWN
OF SLAVYANSK-NA-KUBANI, THE FACILITIES OF THE
RAILWAY LINE FROM THE OBSKAYA STATION TO THE
KARSKAYA STATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
9Q AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt No vote
NEFT ORENBURG, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT ZAO GAZPROM NEFT ORENBURG TEMPORARY
POSSESSION AND USE OF THE WELLS AND DOWNHOLE
AND ABOVE-GROUND WELL EQUIPMENT WITHIN THE
EASTERN SEGMENT OF THE ORENBURGSKOYE OIL AND
GAS-CONDENSATE FIELD FOR A PERIOD NOT EXCEEDING
12 MONTHS, AND ZAO GAZPROM NEFT ORENBURG WILL
MAKE PAYMENT FOR USING SUCH PROPERTY UP TO
A MAXIMUM AMOUNT OF 1.63 BILLION RUBLES.
9R AGREEMENTS BETWEEN OAO GAZPROM AND DOAO TSENTRENERGOGAZ Mgmt No vote
OF OAO GAZPROM, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT DOAO TSENTRENERGOGAZ OF OAO GAZPROM
TEMPORARY POSSESSION AND USE OF THE BUILDING
AND EQUIPMENT OF THE REPAIR AND MACHINING SHOP
AT THE HOME BASE OF THE OIL AND GAS PRODUCTION
DEPARTMENT FOR THE ZAPOLYARNOYE GAS-OIL-CONDENSATE
FIELD, SITUATED IN THE YAMALO-NENETSKIY AUTONOMOUS
AREA, TAZOVSKIY DISTRICT, TOWNSHIP OF NOVOZAPOLYARNYI,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9S AGREEMENTS BETWEEN OAO GAZPROM AND OAO TSENTRGAZ, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO
TSENTRGAZ TEMPORARY POSSESSION AND USE OF THE
FACILITIES OF A PREVENTATIVE CLINIC SITUATED
IN THE TULA REGION, SHCHEKINSKY DISTRICT, TOWNSHIP
OF GRUMANT, AS WELL AS THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OAO TSENTRGAZ
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OAO
TSENTRGAZ LEVEL", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
9T AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM WILL
GRANT OAO GAZPROM PROMGAZ TEMPORARY POSSESSION
AND USE OF EXPERIMENTAL PROTOTYPES OF GAS-USING
EQUIPMENT LOCATED IN THE ROSTOV REGION, TOWN
OF KAMENSK-SHAKHTINSKY, AND THE KEMEROVO REGION,
CITY OF NOVOKUZNETSK, AEROSPACE DATA PROCESSING
SOFTWARE AND EQUIPMENT COMPLEX, AS WELL AS
EXPERIMENTAL MODEL "AUTOMATED INFORMATION SYSTEM
"MONITORING" FOR A PERIOD NOT EXCEEDING 12
MONTHS, AND OAO GAZPROM PROMGAZ WILL MAKE PAYMENT
FOR USING SUCH PROPERTY.
9U AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt No vote
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
OAO GAZPROM WILL GRANT GAZPROMBANK TEMPORARY
POSSESSION AND USE OF THE NON-RESIDENTIAL PREMISES
IN A BUILDING THAT ARE SITUATED AT 31 LENINA
STREET, YUGORSK, TYUMEN REGION AND ARE USED
TO HOUSE A BRANCH OF GAZPROMBANK, WITH A TOTAL
FLOOR SPACE OF 810.6 SQUARE METERS, AND THE
PLOT OF LAND OCCUPIED BY BUILDING & REQUIRED
FOR USE OF THAT BUILDING, WITH AN AREA OF 3,371
SQUARE METERS, FOR A PERIOD NOT EXCEEDING 12
MONTHS, & GAZPROMBANK WILL MAKE PAYMENT FOR
USING PROPERTY.
9V AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
NEFTEKHIM SALAVAT, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OAO GAZPROM NEFTEKHIM SALAVAT TEMPORARY
POSSESSION AND USE OF THE GAS CONDENSATE PIPELINE
RUNNING FROM THE KARACHAGANAKSKOYE GAS CONDENSATE
FIELD TO THE ORENBURG GAS REFINERY FOR A PERIOD
NOT EXCEEDING 12 MONTHS, AND OAO GAZPROM NEFTEKHIM
SALAVAT WILL MAKE PAYMENT FOR USING SUCH PROPERTY
UP TO A MAXIMUM AMOUNT OF 309,000 RUBLES.
9W AGREEMENTS BETWEEN OAO GAZPROM AND OAO VOSTOKGAZPROM, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO
VOSTOKGAZPROM TEMPORARY POSSESSION AND USE
OF AN M-468R SPECIALPURPOSE COMMUNICATIONS
INSTALLATION FOR A PERIOD NOT EXCEEDING 12
MONTHS, AND OAO VOSTOKGAZPROM WILL MAKE PAYMENT
FOR USING SUCH PROPERTY UP TO A MAXIMUM AMOUNT
OF 274,000 RUBLES.
9X AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
EXPORT, PURSUANT TO WHICH OAO GAZPROM WILL
GRANT OOO GAZPROM EXPORT TEMPORARY POSSESSION
AND USE OF AN M-468R SPECIALPURPOSE COMMUNICATIONS
INSTALLATION, AS WELL AS THE SOFTWARE AND HARDWARE
SOLUTIONS "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM EXPORT LEVEL" AND "SYSTEM OF REPORTING
AND ANALYSIS OF INFORMATION ON NON-CORE ASSETS
WITHIN OAO GAZPROM SYSTEM (RAINCA) AT OOO GAZPROM
EXPORT LEVEL" FOR A PERIOD NOT EXCEEDING 12
MONTHS.
9Y AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
NEFT, PURSUANT TO WHICH OAO GAZPROM WILL GRANT
OAO GAZPROM NEFT TEMPORARY POSSESSION AND USE
OF AN M-468R SPECIALPURPOSE COMMUNICATIONS
INSTALLATION, AS WELL AS THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OAO GAZPROM NEFT
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OAO
GAZPROM NEFT LEVEL", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
9Z AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
SPACE SYSTEMS, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OAO GAZPROM SPACE SYSTEMS TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OAO GAZPROM SPACE
SYSTEMS LEVEL (ERP)", "OAO GAZPROM LONG-TERM
INVESTMENTS REPORTING AND ANALYSIS SYSTEM (LTIAA)
AT OAO GAZPROM SPACE SYSTEMS LEVEL" AND "ELECTRONIC
ARCHIVE MODULE AT OAO GAZPROM SPACE SYSTEMS
LEVEL" FOR A PERIOD NOT EXCEEDING 12 MONTHS.
9AA AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL GRANT ZAO
YAMALGAZINVEST TEMPORARY POSSESSION AND USE
OF THE SOFTWARE AND HARDWARE SOLUTIONS "SYSTEM
FOR MANAGING OAO GAZPROM'S PROPERTY AND OTHER
ASSETS AT ZAO YAMALGAZINVEST LEVEL (ERP)" AND
"ELECTRONIC ARCHIVE MODULE AT ZAO YAMALGAZINVEST
LEVEL" FOR A PERIOD NOT EXCEEDING 12 MONTHS,
AND ZAO YAMALGAZINVEST WILL MAKE PAYMENT FOR
USING SUCH PROPERTY UP TO A MAXIMUM AMOUNT
OF 12.1 MILLION RUBLES.
9AB AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt No vote
INVEST YUG, PURSUANT TO WHICH OAO GAZPROM WILL
GRANT ZAO GAZPROM INVEST YUG TEMPORARY POSSESSION
AND USE OF THE SOFTWARE AND HARDWARE SOLUTIONS
"SYSTEM FOR MANAGING OAO GAZPROM'S PROPERTY
AND OTHER ASSETS AT ZAO GAZPROM INVEST YUG
LEVEL (ERP)" AND "ELECTRONIC ARCHIVE MODULE
AT ZAO GAZPROM INVEST YUG LEVEL" FOR A PERIOD
NOT EXCEEDING 12 MONTHS, AND ZAO GAZPROM INVEST
YUG WILL MAKE PAYMENT FOR USING SUCH PROPERTY
UP TO A MAXIMUM AMOUNT OF 5.3 MILLION RUBLES.
9AC AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
MEZHREGIONGAZ, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OOO GAZPROM MEZHREGIONGAZ TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OOO GAZPROM MEZHREGIONGAZ
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM MEZHREGIONGAZ LEVEL", "SYSTEM OF REPORTING
AND ANALYSIS OF INFORMATION ON NON-CORE ASSETS
WITHIN OAO GAZPROM SYSTEM (RAINCA) AT OOO GAZPROM
MEZHREGIONGAZ LEVEL"
9AD AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
KOMPLEKTATSIYA, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OOO GAZPROM KOMPLEKTATSIYA TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OOO GAZPROM KOMPLEKTATSIYA
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM KOMPLEKTATSIYA LEVEL", "SYSTEM OF REPORTING
AND ANALYSIS OF INFORMATION ON NON-CORE ASSETS
WITHIN OAO GAZPROM SYSTEM (RAINCA) AT OOO GAZPROM
KOMPLEKTATSIYA LEVEL"
9AE AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
TSENTRREMONT, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OOO GAZPROM TSENTRREMONT TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
COMPLEXES "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OOO GAZPROM TSENTRREMONT
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM TSENTRREMONT LEVEL", AND "ELECTRONIC
ARCHIVE MODULE AT OOO GAZPROM TSENTRREMONT
LEVEL" FOR A PERIOD NOT EXCEEDING 12 MONTHS.
9AF AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZTELECOM, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL GRANT ZAO
GAZTELECOM TEMPORARY POSSESSION AND USE OF
COMMUNICATIONS FACILITIES COMPRISED OF BUILDINGS,
COMMUNICATIONS LINES, COMMUNICATIONS NETWORKS,
CABLE DUCT SYSTEMS AND EQUIPMENT, WHICH ARE
LOCATED IN THE CITY OF MOSCOW, THE CITY OF
SAINT PETERSBURG, THE CITY OF MALOYAROSLAVETS,
THE CITY OF ROSTOV-ON-DON, THE CITY OF KALININGRAD,
THE MOSCOW REGION AND THE SMOLENSK REGION OF
THE RUSSIAN FEDERATION, AND IN THE TERRITORY
OF THE REPUBLIC OF BELARUS.
9AG AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
GAZORASPREDELENIYE, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OAO GAZPROM GAZORASPREDELENIYE TEMPORARY
POSSESSION AND USE OF THE PROPERTY COMPLEX
OF A GAS-DISTRIBUTION SYSTEM COMPRISED OF FACILITIES
INTENDED FOR THE TRANSPORTATION AND FEEDING
OF GAS DIRECTLY TO CONSUMERS, AND USE OF THE
SOFTWARE AND HARDWARE SOLUTIONS "SYSTEM FOR
MANAGING OAO GAZPROM'S PROPERTY AND OTHER ASSETS
AT OAO GAZPROMREGIONGAZ LEVEL (ERP) ", "OAO
GAZPROM LONG-TERM INVESTMENTS REPORTING AND
ANALYSIS SYSTEM (LTIAA)
9AH AGREEMENTS BETWEEN OAO GAZPROM AND OAO DRUZHBA, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO
DRUZHBA TEMPORARY POSSESSION AND USE OF THE
FACILITIES OF DRUZHBA VACATION CENTER SITUATED
IN THE MOSCOW REGION, NARO-FOMINSK DISTRICT,
VILLAGE OF ROGOZININO, FOR A PERIOD NOT EXCEEDING
12 MONTHS, AND OAO DRUZHBA WILL MAKE PAYMENT
FOR USING SUCH PROPERTY UP TO A MAXIMUM AMOUNT
OF 278.32 MILLION RUBLES.
9AI AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt No vote
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
THE BANK, ACTING AS A CUSTOMS BROKER, WILL
ISSUE GUARANTEES TO THE RUSSIAN FEDERATION'S
CUSTOMS AUTHORITIES IN RESPECT OF OAO GAZPROM'S
OBLIGATIONS TO PAY CUSTOMS DUTIES AND EVENTUAL
INTEREST AND PENALTIES, WITH A MAXIMUM AMOUNT
EQUIVALENT TO ONE MILLION EUROS, WITH A FEE
DUE TO THE BANK AT A RATE NOT EXCEEDING 1%
PER ANNUM OF THE AMOUNT OF THE GUARANTEE
9AJ AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
MEZHREGIONGAZ, PURSUANT TO WHICH OAO GAZPROM
UNDERTAKES, ACTING ON BEHALF OF OOO GAZPROM
MEZHREGIONGAZ AND UPON ITS INSTRUCTIONS, TO
DECLARE FOR CUSTOMS PURPOSES THE NATURAL GAS
TRANSPORTED BY PIPELINE ACROSS THE CUSTOMS
BORDER OF THE RUSSIAN FEDERATION, AND OOO GAZPROM
MEZHREGIONGAZ UNDERTAKES TO PAY FOR SUCH SERVICES
IN THE AMOUNT NOT EXCEEDING 3,000 RUBLES PER
CARGO CUSTOMS DECLARATION, AS WELL AS THE VALUE
ADDED TAX AT THE RATE REQUIRED BY THE EFFECTIVE
LEGISLATION OF THE RUSSIAN FEDERATION.
9AK AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM UNDERTAKES, ACTING
ON BEHALF OF OAO NOVATEK AND UPON ITS INSTRUCTIONS,
TO DECLARE FOR CUSTOMS PURPOSES THE NATURAL
GAS TRANSPORTED BY PIPELINE ACROSS THE CUSTOMS
BORDER OF THE RUSSIAN FEDERATION, AND OAO NOVATEK
UNDERTAKES TO PAY FOR SUCH SERVICES IN AMOUNT
NOT EXCEEDING 1.58 RUBLES PER THOUSAND CUBIC
METERS OF NATURAL GAS, AS WELL AS VALUE ADDED
TAX AT THE RATE REQUIRED BY EFFECTIVE LEGISLATION
OF RUSSIAN FEDERATION, ON BASIS OF MONTHLY
VOLUME OF TRANSPORTED NATURAL GAS.
9AL AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
NEFT, PURSUANT TO WHICH OAO GAZPROM UNDERTAKES,
ACTING ON BEHALF OF OAO GAZPROM NEFT AND UPON
ITS INSTRUCTIONS, TO DECLARE FOR CUSTOMS PURPOSES
THE NATURAL GAS TRANSPORTED BY PIPELINE ACROSS
THE CUSTOMS BORDER OF THE RUSSIAN FEDERATION,
AND OAO GAZPROM NEFT UNDERTAKES TO PAY FOR
SUCH SERVICES IN THE AMOUNT NOT EXCEEDING 1.58
RUBLES PER THOUSAND CUBIC METERS OF NATURAL
GAS, AS WELL AS THE VALUE ADDED TAX AT THE
RATE REQUIRED BY THE EFFECTIVE LEGISLATION
OF THE RUSSIAN FEDERATION.
9AM AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
MEZHREGIONGAZ, PURSUANT TO WHICH OOO GAZPROM
MEZHREGIONGAZ UNDERTAKES, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, FOR A TOTAL FEE NOT EXCEEDING
476.43 MILLION RUBLES, IN ITS OWN NAME, BUT
FOR OAO GAZPROM'S ACCOUNT, TO ACCEPT GAS PRODUCED
BY OAO GAZPROM AND THE LATTER'S AFFILIATES
AND SELL IT THROUGH THE ELECTRONIC TRADING
SITE OF OOO GAZPROM MEZHREGIONGAZ AND AT A
COMMODITY EXCHANGE IN THE AMOUNT NOT EXCEEDING
21.25 BILLION CUBIC METERS FOR THE SUM NOT
EXCEEDING 47.64 BILLION RUBLES.
9AN AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
MEZHREGIONGAZ, PURSUANT TO WHICH OOO GAZPROM
MEZHREGIONGAZ WILL DELIVER AND OAO GAZPROM
WILL ACCEPT (TAKE OFF) GAS PURCHASED BY OOO
GAZPROM MEZHREGIONGAZ FROM INDEPENDENT ENTITIES
IN THE AMOUNT NOT EXCEEDING 12 BILLION CUBIC
METERS AND WILL MAKE PAYMENT FOR THE GAS UP
TO AN AGGREGATE MAXIMUM AMOUNT OF 43.9 BILLION
RUBLES.
9AO AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
EXPORT, PURSUANT TO WHICH OOO GAZPROM EXPORT
UNDERTAKES, ACTING UPON OAO GAZPROM'S INSTRUCTIONS
AND FOR A TOTAL FEE NOT EXCEEDING 300 MILLION
RUBLES, IN ITS OWN NAME, BUT FOR OAO GAZPROM'S
ACCOUNT, TO ACCEPT COMMERCIAL PRODUCTS OWNED
BY OAO GAZPROM, INCLUDING CRUDE OIL, GAS CONDENSATE,
SULPHUR AND REFINED PRODUCTS AND SELL THEM
IN THE MARKET OUTSIDE THE TERRITORY OF THE
RUSSIAN FEDERATION, IN THE AMOUNT NOT EXCEEDING
5.5 MILLION TONS FOR THE SUM NOT EXCEEDING
60 BILLION RUBLES.
9AP AGREEMENTS BETWEEN OAO GAZPROM AND ZAO NORTHGAS, Mgmt No vote
PURSUANT TO WHICH ZAO NORTHGAS WILL DELIVER,
AND OAO GAZPROM WILL ACCEPT (TAKE OFF), GAS
IN THE AMOUNT NOT EXCEEDING 60 MILLION CUBIC
METERS, DELIVERABLE ON A MONTHLY BASIS, AND
OAO GAZPROM WILL MAKE PAYMENT FOR THE GAS UP
TO AN AGGREGATE MAXIMUM AMOUNT OF 61 MILLION
RUBLES.
9AQ AGREEMENTS BETWEEN OAO GAZPROM AND OAO SEVERNEFTEGAZPROM, Mgmt No vote
PURSUANT TO WHICH OAO SEVERNEFTEGAZPROM WILL
DELIVER, AND OAO GAZPROM WILL ACCEPT (TAKE
OFF), GAS IN THE AMOUNT NOT EXCEEDING 17 BILLION
CUBIC METERS, AND OAO GAZPROM WILL MAKE PAYMENT
FOR THE GAS UP TO AN AGGREGATE MAXIMUM AMOUNT
OF 30.09 BILLION RUBLES.
9AR AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt No vote
NEFT ORENBURG, PURSUANT TO WHICH ZAO GAZPROM
NEFT ORENBURG WILL DELIVER, AND OAO GAZPROM
WILL ACCEPT (TAKE OFF), UNSTABLE CRUDE OIL
IN THE AMOUNT NOT EXCEEDING 800 THOUSAND TONS,
AND OAO GAZPROM WILL MAKE PAYMENT FOR THE CRUDE
OIL UP TO AN AGGREGATE MAXIMUM AMOUNT OF 7
BILLION RUBLES.
9AS AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt No vote
PURSUANT TO WHICH OAO NOVATEK WILL DELIVER,
AND OAO GAZPROM WILL ACCEPT (TAKE OFF), GAS
IN THE AMOUNT NOT EXCEEDING 41 BILLION CUBIC
METERS, AND OAO GAZPROM WILL MAKE PAYMENT FOR
THE GAS UP TO AN AGGREGATE MAXIMUM AMOUNT OF
72.57 BILLION RUBLES.
9AT AGREEMENTS BETWEEN OAO GAZPROM AND OAO TOMSKGAZPROM, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT NOT EXCEEDING 3.6
BILLION CUBIC METERS, AND OAO TOMSKGAZPROM
WILL MAKE PAYMENT FOR THE SERVICES RELATED
TO ARRANGING FOR THE TRANSPORTATION OF GAS
VIA TRUNK GAS PIPELINES UP TO AN AGGREGATE
MAXIMUM AMOUNT OF 2 BILLION RUBLES.
9AU AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
MEZHREGIONGAZ, PURSUANT TO WHICH OAO GAZPROM
WILL PROVIDE SERVICES RELATED TO ARRANGING
FOR THE TRANSPORTATION OF GAS IN A TOTAL AMOUNT
NOT EXCEEDING 82 BILLION CUBIC METERS ACROSS
THE TERRITORY OF THE RUSSIAN FEDERATION AND
THE REPUBLIC OF KAZAKHSTAN, AND OOO GAZPROM
MEZHREGIONGAZ WILL MAKE PAYMENT FOR THE SERVICES
RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS VIA TRUNK GAS PIPELINES UP TO AN AGGREGATE
MAXIMUM AMOUNT OF 157.3 BILLION RUBLES.
9AV AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
NEFT, PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT NOT EXCEEDING 7 BILLION
CUBIC METERS AND OAO GAZPROM NEFT WILL MAKE
PAYMENT FOR THE SERVICES RELATED TO ARRANGING
FOR THE TRANSPORTATION OF GAS VIA TRUNK GAS
PIPELINES UP TO AN AGGREGATE MAXIMUM AMOUNT
OF 5.047 BILLION RUBLES.
9AW AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT NOT EXCEEDING 57.9
BILLION CUBIC METERS AND OAO NOVATEK WILL MAKE
PAYMENT FOR THE SERVICES RELATED TO ARRANGING
FOR THE TRANSPORTATION OF GAS VIA TRUNK GAS
PIPELINES UP TO AN AGGREGATE MAXIMUM AMOUNT
OF 89.7 BILLION RUBLES.
9AX AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE INJECTION
OF GAS OWNED BY OAO NOVATEK INTO UNDERGROUND
GAS STORAGE FACILITIES AND ITS STORAGE IN SUCH
FACILITIES IN THE AMOUNT NOT EXCEEDING 3.45
BILLION CUBIC METERS, AND OAO NOVATEK WILL
MAKE PAYMENT FOR THE SERVICES RELATED TO ARRANGING
FOR GAS INJECTION AND STORAGE UP TO AN AGGREGATE
MAXIMUM AMOUNT OF 2.35 BILLION RUBLES, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9AY AGREEMENTS BETWEEN OAO GAZPROM AND A/S LATVIJAS Mgmt No vote
GAZE, PURSUANT TO WHICH OAO GAZPROM WILL SELL,
AND A/S LATVIJAS GAZE WILL PURCHASE, GAS IN
THE AMOUNT NOT EXCEEDING 1.37 BILLION CUBIC
METERS FOR AN AGGREGATE MAXIMUM AMOUNT OF 424.7
MILLION EUROS IN 2012 AND PURSUANT TO WHICH
A/S LATVIJAS GAZE WILL PROVIDE SERVICES RELATED
TO INJECTION INTO AND STORAGE IN THE INCUKALNA
UNDERGROUND GAS STORAGE FACILITY OF GAS OWNED
BY OAO GAZPROM, AND RELATED TO ITS OFF-TAKING
AND TRANSPORTATION ACROSS THE TERRITORY OF
THE REPUBLIC OF LATVIA IN 2012 IN THE AMOUNTS.
9AZ AGREEMENTS BETWEEN OAO GAZPROM AND AB LIETUVOS Mgmt No vote
DUJOS, PURSUANT TO WHICH OAO GAZPROM WILL SELL,
AND AB LIETUVOS DUJOS WILL PURCHASE, GAS IN
THE AMOUNT NOT EXCEEDING 1.72 BILLION CUBIC
METERS WITH AN AGGREGATE MAXIMUM AMOUNT OF
535 MILLION EUROS IN 2012 AND PURSUANT TO WHICH
AB LIETUVOS DUJOS WILL PROVIDE SERVICES RELATED
TO THE TRANSPORTATION OF GAS IN TRANSPORT MODE
ACROSS THE TERRITORY OF THE REPUBLIC OF LITHUANIA
IN THE AMOUNT NOT EXCEEDING 2.5 BILLION CUBIC
METERS IN 2012 AND OAO GAZPROM WILL MAKE PAYMENT
FOR THE GAS TRANSPORTATION SERVICES.
9BA AGREEMENTS BETWEEN OAO GAZPROM AND UAB KAUNO Mgmt No vote
TERMOFIKACIJOS ELEKTRINE, PURSUANT TO WHICH
OAO GAZPROM WILL SELL, AND UAB KAUNO TERMOFIKACIJOS
ELEKTRINE WILL PURCHASE, GAS IN THE AMOUNT
NOT EXCEEDING 410 MILLION CUBIC METERS FOR
AN AGGREGATE MAXIMUM AMOUNT OF 127.1 MILLION
EUROS IN 2012.
9BB AGREEMENTS BETWEEN OAO GAZPROM AND AO MOLDOVAGAZ, Mgmt No vote
PURSUANT TO WHICH OAO GAZPROM WILL SELL AND
AO MOLDOVAGAZ WILL PURCHASE GAS IN THE AMOUNT
NOT EXCEEDING 10.4 BILLION CUBIC METERS FOR
AN AGGREGATE MAXIMUM AMOUNT OF 3.3 BILLION
U.S. DOLLARS IN 2012 - 2014 AND PURSUANT TO
WHICH AO MOLDOVAGAZ WILL PROVIDE SERVICES RELATED
TO THE TRANSPORTATION OF GAS IN TRANSPORT MODE
ACROSS THE TERRITORY OF THE REPUBLIC OF MOLDOVA
IN THE AMOUNT NOT EXCEEDING 70 BILLION CUBIC
METERS IN 2012-2014, & OAO GAZPROM WILL MAKE
PAYMENT FOR SERVICES RELATED TO TRANSPORTATION
OF GAS.
9BC AGREEMENTS BETWEEN OAO GAZPROM AND KAZROSGAZ Mgmt No vote
LLP, PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS OWNED BY KAZROSGAZ LLP ACROSS THE TERRITORY
OF THE RUSSIAN FEDERATION AS FOLLOWS: IN 2011
- IN THE AMOUNT NOT EXCEEDING 10.5 BILLION
CUBIC METERS, AND KAZROSGAZ LLP WILL MAKE PAYMENT
FOR THE SERVICES RELATED TO ARRANGING FOR THE
TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES
UP TO AN AGGREGATE MAXIMUM AMOUNT OF 43.5 MILLION
U.S. DOLLARS, IN 2012 - IN THE AMOUNT NOT EXCEEDING
15 BILLION CUBIC METERS.
9BD AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROM GERMANIA Mgmt No vote
GMBH, PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF NATURAL GAS OWNED BY GAZPROM GERMANIA GMBH
ACROSS THE TERRITORY OF THE REPUBLIC OF KAZAKHSTAN,
THE REPUBLIC OF UZBEKISTAN, THE RUSSIAN FEDERATION,
AND THE REPUBLIC OF BELARUS IN THE AMOUNT NOT
EXCEEDING 63.3 BILLION CUBIC METERS, AND GAZPROM
GERMANIA GMBH WILL MAKE PAYMENT FOR THE SERVICES
RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS VIA TRUNK GAS PIPELINES.
9BE AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS, Mgmt No vote
PURSUANT TO WHICH OOO GAZPROMTRANS UNDERTAKES,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS AND
FOR A FEE WITH AN AGGREGATE MAXIMUM AMOUNT
OF 200,000 RUBLES, IN ITS OWN NAME, BUT FOR
THE ACCOUNT OF OAO GAZPROM, TO ENSURE IN 2011-2012
ARRANGEMENT OF OPERATIONS RELATED TO THE DEVELOPMENT
AND ASSESSMENT OF COST ESTIMATE DOCUMENTATION,
START-UP AND COMMISSIONING WORK AT OAO GAZPROM'S
FACILITIES COMMISSIONED UNDER INVESTMENT PROJECT
IMPLEMENTATION CONTRACTS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
9BF AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt No vote
INVEST YUG, PURSUANT TO WHICH ZAO GAZPROM INVEST
YUG UNDERTAKES, ACTING UPON OAO GAZPROM'S INSTRUCTIONS
AND FOR A FEE WITH AN AGGREGATE MAXIMUM AMOUNT
OF 900,000 RUBLES, IN ITS OWN NAME, BUT FOR
THE ACCOUNT OF OAO GAZPROM, TO ENSURE IN 2011-2012
ARRANGEMENT OF OPERATIONS RELATED TO THE DEVELOPMENT
AND ASSESSMENT OF COST ESTIMATE DOCUMENTATION,
START-UP AND COMMISSIONING WORK AT OAO GAZPROM'S
FACILITIES COMMISSIONED UNDER INVESTMENT PROJECT
IMPLEMENTATION CONTRACTS.
9BG AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
TSENTRREMONT, PURSUANT TO WHICH OOO GAZPROM
TSENTRREMONT UNDERTAKES, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS AND FOR A FEE WITH AN AGGREGATE
MAXIMUM AMOUNT OF 450,000 RUBLES, IN ITS OWN
NAME, BUT FOR THE ACCOUNT OF OAO GAZPROM, TO
ENSURE IN 2011-2012 ARRANGEMENT OF OPERATIONS
RELATED TO THE DEVELOPMENT AND ASSESSMENT OF
COST ESTIMATE DOCUMENTATION, START-UP AND COMMISSIONING
WORK AT OAO GAZPROM'S FACILITIES, COMMISSIONED
UNDER INVESTMENT PROJECT IMPLEMENTATION CONTRACTS,
IN THE "UNDER-LOAD" MODE.
9BH AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST, Mgmt No vote
PURSUANT TO WHICH ZAO YAMALGAZINVEST UNDERTAKES,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, FOR
A FEE WITH AN AGGREGATE MAXIMUM AMOUNT OF 950,000
RUBLES, IN ITS OWN NAME, BUT FOR THE ACCOUNT
OF OAO GAZPROM, TO ENSURE IN 2011-2012 ARRANGEMENT
OF OPERATIONS RELATED TO THE DEVELOPMENT AND
ASSESSMENT OF COST ESTIMATE DOCUMENTATION,
START-UP AND COMMISSIONING WORK AT OAO GAZPROM'S
FACILITIES, COMMISSIONED UNDER INVESTMENT PROJECT
IMPLEMENTATION CONTRACTS, IN THE "UNDER-LOAD"
MODE.
9BI AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
KOMPLEKTATSIA, PURSUANT TO WHICH OOO GAZPROM
KOMPLEKTATSIA UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, FOR
A TOTAL FEE NOT EXCEEDING 25.42 MILLION RUBLES
TO PROVIDE SERVICES RELATED TO SUPPLIES OF
WELL-REPAIR EQUIPMENT FOR THE SPECIALIZED SUBSIDIARIES
OF OAO GAZPROM.
9BJ AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
SPACE SYSTEMS, PURSUANT TO WHICH OAO GAZPROM
SPACE SYSTEMS UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, TO
PROVIDE SERVICES RELATED TO THE IMPLEMENTATION
OF OAO GAZPROM'S INVESTMENT PROJECTS INVOLVING
CONSTRUCTION AND COMMISSIONING OF FACILITIES,
AND OAO GAZPROM UNDERTAKES TO PAY FOR SUCH
SERVICES UP TO A MAXIMUM AMOUNT OF 1.7 MILLION
RUBLES.
9BK AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST, Mgmt No vote
PURSUANT TO WHICH ZAO YAMALGAZINVEST UNDERTAKES,
DURING THE PERIOD BETWEEN JULY 1, 2011 AND
DECEMBER 31, 2012, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES RELATED TO
IMPLEMENTATION OF OAO GAZPROM'S INVESTMENT
PROJECTS INVOLVING CONSTRUCTION AND COMMISSIONING
OF FACILITIES, AND OAO GAZPROM UNDERTAKES TO
PAY FOR SUCH SERVICES UP TO A MAXIMUM AMOUNT
OF 29,593.7 MILLION RUBLES.
9BL AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt No vote
NEFT ORENBURG, PURSUANT TO WHICH ZAO GAZPROM
NEFT ORENBURG UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, TO
PROVIDE SERVICES RELATED TO IMPLEMENTATION
OF OAO GAZPROM'S INVESTMENT PROJECTS INVOLVING
CONSTRUCTION AND COMMISSIONING OF FACILITIES,
AND OAO GAZPROM UNDERTAKES TO PAY FOR SUCH
SERVICES UP TO A MAXIMUM AMOUNT OF 228.5 MILLION
RUBLES.
9BM AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt No vote
INVEST YUG, PURSUANT TO WHICH ZAO GAZPROM INVEST
YUG UNDERTAKES, DURING THE PERIOD BETWEEN JULY
1, 2011 AND DECEMBER 31, 2012, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, TO PROVIDE SERVICES
RELATED TO IMPLEMENTATION OF OAO GAZPROM'S
INVESTMENT PROJECTS INVOLVING CONSTRUCTION
AND COMMISSIONING OF FACILITIES, AND OAO GAZPROM
UNDERTAKES TO PAY FOR SUCH SERVICES UP TO A
MAXIMUM AMOUNT OF 6,733.2 MILLION RUBLES.
9BN AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS, Mgmt No vote
PURSUANT TO WHICH OOO GAZPROMTRANS UNDERTAKES,
DURING THE PERIOD BETWEEN JULY 1, 2011 AND
DECEMBER 31, 2012, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES RELATED TO
IMPLEMENTATION OF OAO GAZPROM'S INVESTMENT
PROJECTS INVOLVING CONSTRUCTION AND COMMISSIONING
OF FACILITIES, AND OAO GAZPROM UNDERTAKES TO
PAY FOR SUCH SERVICES UP TO MAXIMUM AMOUNT
OF 2,261.6 MILLION RUBLES.
9BO AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt No vote
TSENTRREMONT, PURSUANT TO WHICH OOO GAZPROM
TSENTRREMONT UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, TO
PROVIDE SERVICES RELATED TO IMPLEMENTATION
OF OAO GAZPROM'S INVESTMENT PROJECTS INVOLVING
CONSTRUCTION AND COMMISSIONING OF FACILITIES,
AND OAO GAZPROM UNDERTAKES TO PAY FOR SUCH
SERVICES UP TO A MAXIMUM AMOUNT OF 3,754 MILLION
RUBLES.
9BP AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZTELECOM, Mgmt No vote
PURSUANT TO WHICH ZAO GAZTELECOM UNDERTAKES,
DURING THE PERIOD BETWEEN JULY 1, 2011 AND
DECEMBER 31, 2012, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES RELATED TO
IMPLEMENTATION OF OAO GAZPROM'S INVESTMENT
PROJECTS INVOLVING CONSTRUCTION AND COMMISSIONING
OF FACILITIES, AND OAO GAZPROM UNDERTAKES TO
PAY FOR SUCH SERVICES UP TO A MAXIMUM AMOUNT
OF 71.55 MILLION RUBLES.
9BQ AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt No vote
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT OF LOSS OR DESTRUCTION OF, OR DAMAGE
TO, INCLUDING DEFORMATION OF THE ORIGINAL GEOMETRICAL
DIMENSIONS OF STRUCTURES OR INDIVIDUAL ELEMENTS
OF, MACHINERY OR EQUIPMENT; LINEAR PORTIONS,
TECHNOLOGICAL EQUIPMENT AND FIXTURES OF TRUNK
GAS PIPELINES, PETROLEUM PIPELINES OR REFINED
PRODUCT PIPELINES; PROPERTY FORMING PART OF
WELLS; NATURAL GAS HELD AT FACILITIES OF THE
UNIFIED GAS SUPPLY SYSTEM IN THE COURSE OF
TRANSPORTATION OR STORAGE IN UNDERGROUND GAS
STORAGE RESERVOIRS.
9BR AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt No vote
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT THAT HARM IS CAUSED TO THE LIFE,
HEALTH OR PROPERTY OF OTHER PERSONS OR THE
NATURAL ENVIRONMENT AS A RESULT OF AN EMERGENCY
OR INCIDENT OCCURRING, AMONG OTHER THINGS,
AS A RESULT OF A TERRORIST ACT AT A HAZARDOUS
INDUSTRIAL FACILITY OPERATED BY OAO GAZPROM
("INSURED EVENTS"), TO MAKE AN INSURANCE PAYMENT
TO PHYSICAL PERSONS WHOSE LIFE, HEALTH OR PROPERTY
HAS BEEN HARMED, TO LEGAL ENTITIES WHOSE PROPERTY
HAS BEEN HARMED OR TO THE STATE.
9BS AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt No vote
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES - IN
THE EVENT THAT ANY HARM IS CAUSED TO THE LIFE
OR HEALTH OF OAO GAZPROM'S EMPLOYEES ("INSURED
PERSONS") AS A RESULT OF AN ACCIDENT THAT OCCURS
DURING THE INSURED PERIOD OR A DISEASE HAVING
BEEN DIAGNOSED DURING THE EFFECTIVE PERIOD
OF THE RESPECTIVE AGREEMENTS ("INSURED EVENTS"),
TO MAKE AN INSURANCE PAYMENT TO THE INSURED
PERSON OR TO THE PERSON DESIGNATED BY HIM (HER)
AS HIS (HER) BENEFICIARY OR TO THE HEIRS OF
THE INSURED PERSON (BENEFICIARIES).
9BT AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt No vote
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT THAT ANY EMPLOYEES OF OAO GAZPROM
OR MEMBERS OF THEIR FAMILIES OR RETIRED FORMER
EMPLOYEES OF OAO GAZPROM OR MEMBERS OF THEIR
FAMILIES (INSURED PERSONS WHO ARE BENEFICIARIES)
APPLY TO A HEALTH CARE INSTITUTION FOR MEDICAL
SERVICES ("INSURED EVENTS"), TO ARRANGE AND
PAY FOR SUCH MEDICAL SERVICES TO THE INSURED
PERSONS UP TO THE AGGREGATE INSURANCE AMOUNT
NOT EXCEEDING 550 BILLION RUBLES, AND OAO GAZPROM
UNDERTAKES TO PAY OAO SOGAZ AN INSURANCE PREMIUM.
9BU AGREEMENT BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt No vote
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT OF: ASSERTION OF CLAIMS AGAINST MEMBERS
OF THE BOARD OF DIRECTORS OR THE MANAGEMENT
COMMITTEE OF OAO GAZPROM WHO ARE NOT PERSONS
HOLDING STATE POSITIONS IN THE RUSSIAN FEDERATION
OR POSITIONS IN THE STATE CIVIL SERVICE (INSURED
PERSONS) BY PHYSICAL PERSONS OR LEGAL ENTITIES
FOR WHOSE BENEFIT THE AGREEMENT WILL BE ENTERED
INTO AND WHO COULD SUFFER HARM, INCLUDING SHAREHOLDERS
OF OAO GAZPROM, DEBTORS AND CREDITORS OF OAO
GAZPROM.
9BV AGREEMENT BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt No vote
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT OF ANY LIABILITY INCURRED BY OAO
GAZPROM IN ITS CAPACITY AS A CUSTOMS BROKER
AS A RESULT OF ANY HARM CAUSED TO THE ASSETS
OF ANY THIRD PERSONS REPRESENTED BY OAO GAZPROM
IN CONNECTION WITH THE CONDUCT OF CUSTOMS OPERATIONS
(BENEFICIARIES) OR AS A CONSEQUENCE OF ANY
BREACHES OF THE CONTRACTS SIGNED WITH SUCH
PERSONS, TO MAKE AN INSURANCE PAYMENT TO THE
PERSONS CONCERNED IN AN AGGREGATE MAXIMUM AMOUNT
OF 20 MILLION RUBLES PAYABLE IN EACH INSURED
EVENT.
9BW AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt No vote
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT THAT ANY HARM (DAMAGE OR DESTRUCTION)
IS CAUSED TO A TRANSPORTATION VEHICLE OWNED
BY OAO GAZPROM OR THAT SUCH VEHICLE IS STOLEN
OR HIJACKED OR THAT ANY OF THE INDIVIDUAL COMPONENTS,
PARTS, UNITS, DEVICES, AND SUPPLEMENTARY EQUIPMENT
INSTALLED ON SUCH TRANSPORTATION VEHICLE IS
STOLEN ("INSURED EVENTS"), TO MAKE AN INSURANCE
PAYMENT TO OAO GAZPROM (AS THE BENEFICIARY)
UP TO THE AGGREGATE INSURANCE AMOUNT OF 1,180.7
MILLION RUBLES.
9BX AGREEMENTS BETWEEN OAO GAZPROM AND OAO VOSTOKGAZPROM, Mgmt No vote
GAZPROMBANK (OPEN JOINT STOCK COMPANY), ZAO
GAZTELECOM, OAO GAZPROM PROMGAZ, OAO GAZPROM
GAZORASPREDELENIYE, OOO GAZPROM EXPORT, OOO
GAZPROMTRANS, ZAO GAZPROM INVEST YUG, OAO GAZPROM
SPACE SYSTEMS, OOO GAZPROM KOMPLEKTATSIYA,
OAO GAZPROM NEFT, ZAO GAZPROM NEFT ORENBURG,
OAO DRUZHBA, OOO GAZPROM MEZHREGIONGAZ, OAO
GAZPROM NEFTEKHIM SALAVAT, OAO SOGAZ, DOAO
TSENTRENERGOGAZ OF OAO GAZPROM, OAO TSENTRGAZ,
OOO GAZPROM TSENTRREMONT, AND ZAO YAMALGAZINVEST
(THE "CONTRACTORS").
9BY AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, PRE-INVESTMENT
RESEARCH WORK FOR OAO GAZPROM COVERING THE
FOLLOWING SUBJECTS: "SUBSTANTIATION OF INVESTMENTS
IN THE COMMERCIAL DEVELOPMENT AND UTILIZATION
OF METHANE IN COAL BEDS ON THE BASIS OF RESULTS
OBTAINED FROM THE PILOT AND EXPERIMENTAL-COMMERCIAL
DEVELOPMENT OF FIRST-IN-LINE FIELDS OVER 2010-2012".
9BZ AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES DURING THE PERIOD OF THREE YEARS
AFTER THEIR EXECUTION, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES INVOLVED
IN THE COST ANALYSIS OF DESIGN AND SURVEYING
WORKS AS PART OF THE ESTIMATED VALUE OF THE
CONSTRUCTION PROJECT IN ACCORDANCE WITH THE
APPROVED PROJECT DOCUMENTS WITH DUE REGARD
FOR THE TYPE AND CAPACITY OF THE RESPECTIVE
FACILITY ON THE BASIS OF THE RELEVANT METHODS
APPROVED BY OAO GAZPROM PROMGAZ.
9CA AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES DURING THE PERIOD OF THREE YEARS
AFTER THEIR EXECUTION, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES INVOLVED
IN THE IMPLEMENTATION OF PROGRAMS FOR THE SCIENTIFIC
AND TECHNICAL COOPERATION OF OAO GAZPROM WITH
FOREIGN PARTNER COMPANIES, AND OAO GAZPROM
UNDERTAKES TO MAKE PAYMENT FOR SUCH SERVICES
UP TO AN AGGREGATE MAXIMUM AMOUNT OF TWO MILLION
RUBLES
9CB AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"FEASIBILITY STUDY OF OPTIONS FOR UNDERGROUND
COAL GASIFICATION (UCG) ENTERPRISES TO GENERATE
ELECTRICITY AND PRODUCE A SYNTHETIC SUBSTITUTE
NATURAL GAS (SNG)" AND "PROCESS OPERATIONAL
DIAGRAM FOR THE DEVELOPMENT OF THE CHIKANSKY
GAS-CONDENSATE FIELD IN THE IRKUTSK REGION".
9CC AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF TECHNICAL PROPOSALS FOR EFFICIENT
POWER PLANT USE ON THE BASIS OF RENEWABLE ENERGY
SOURCES AND NON-CONVENTIONAL HYDROCARBON ENERGY
RESOURCES", ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
9CD AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"ASSESSMENT OF THE POSSIBILITY TO USE LIQUEFIED
NATURAL GAS WITH A VIEW TO EVENING OUT SEASONAL
VACILLATIONS IN GAS-DISTRIBUTION SYSTEMS",
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9CE AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF METHODS FOR THE ASSESSMENT
OF FINANCIAL AND ECONOMIC EFFICIENCY IN THE
DEVELOPMENT OF COAL-METHANOL FIELDS WITH DUE
REGARD FOR PUBLIC AND REGIONAL EFFECTS", ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9CF AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF PROCEDURES FOR PREPARING A
RECLAMATION PLAN FOR THE CONSTRUCTION OF GAS-TRANSPORTATION
FACILITIES" AND "PROJECTIONS REGARDING THE
COMMISSIONING OF GAS PIPELINE BRANCHES IN THE
YEARS UP TO 2030" AND TO DELIVER THE RESEARCH
RESULTS TO OAO GAZPROM.
9CG AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"SCIENTIFIC SUPPORT FOR THE DEVELOPMENT OF
COAL-METHANOL FIELDS IN KUZBASS" AND "PREPARATION
OF A MASTER PLAN FOR GAS SUPPLIES AND CONVERSION
TO GAS SERVICES IN THE KEMEROVO REGION" AND
TO DELIVER THE RESEARCH RESULTS TO OAO GAZPROM,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9CH AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES DURING THE PERIOD OF TWO YEARS AFTER
THEIR EXECUTION, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES INVOLVED
IN MAINTAINING THE INFORMATION PORTAL OF THE
OFFICE FOR CONVERSION TO GAS SERVICES AND GAS
USES IN ORDER TO MONITOR, DIAGNOSE, AND MANAGE
GAS FACILITIES, WHILE OAO GAZPROM UNDERTAKES
TO MAKE PAYMENT FOR SUCH SERVICES UP TO AN
AGGREGATE MAXIMUM AMOUNT OF 8.3 MILLION RUBLES.
9CI AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"STUDIES OF INFORMATION ABOUT OIL AND GAS OCCURRENCE,
AND ASSESSMENTS OF HYDROCARBON RESOURCES, IN
THE REPUBLIC OF BURYATIA, DETERMINATIONS OF
OUTLOOK AND GUIDELINES FOR GEOLOGICAL EXPLORATION,
AND PROPOSALS REGARDING MINERAL-COMMODITY BASE
IDENTIFICATION.
9CJ AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, TO PROVIDE SERVICES
INVOLVED IN THE PREPARATION OF PROPOSALS TO
ENLIST PARTNER COMPANIES IN THE DEVELOPMENT
OF HYDROCARBON FIELDS THE ECONOMIC INDICATORS
CONCERNING WHICH FAIL TO MEET CORPORATE REQUIREMENTS
FOR RETURNS ON INVESTMENTS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
9CK AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt No vote
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF THE GAZPROM CORPORATE STANDARD
'OPERATING RULES FOR THE WATER-SUPPLY AND WATER-DISPOSAL
SYSTEMS OF OAO GAZPROM'", "PREPARATION OF THE
GAZPROM CORPORATE STANDARD 'REGULATIONS ON
THE START-UP AND COMMISSIONING OF HEAT-AND-POWER
EQUIPMENT OF HEAT-SUPPLY SYSTEMS
ZZZ THIS IS A NON VOTEABLE RESOLUTION. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 933479671
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 30-Jun-2011
Ticker: OGZPY
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 EARLY TERMINATE POWERS OF THE MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS OF OAO GAZPROM.
2A ELECTION OF DIRECTOR: AKIMOV ANDREY IGOREVICH Mgmt No vote
2B ELECTION OF DIRECTOR: ANANENKOV ALEXANDER GEORGIEVICH Mgmt No vote
RECOMMENDED
2C ELECTION OF DIRECTOR: GAZIZULLIN FARIT RAFIKOVICH Mgmt No vote
2D ELECTION OF DIRECTOR: KARPEL ELENA EVGENIEVNA Mgmt No vote
RECOMMENDED
2E ELECTION OF DIRECTOR: KULIBAEV TIMUR Mgmt No vote
2F ELECTION OF DIRECTOR: MARTYNOV VIKTOR GEORGIEVICH Mgmt No vote
2G ELECTION OF DIRECTOR: MAU VLADIMIR ALEXANDROVICH Mgmt No vote
2H ELECTION OF DIRECTOR: MILLER ALEXEY BORISOVICH Mgmt No vote
RECOMMENDED
2I ELECTION OF DIRECTOR: MUSIN VALERY ABRAMOVICH Mgmt No vote
RECOMMENDED
2J ELECTION OF DIRECTOR: SEREDA MIKHAIL LEONIDOVICH Mgmt No vote
2K ELECTION OF DIRECTOR: YUSUFOV IGOR KHANUKOVICH Mgmt No vote
2L ELECTION OF DIRECTOR: ZUBKOV VIKTOR ALEXEEVICH Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
OIL SEARCH LTD Agenda Number: 702968225
--------------------------------------------------------------------------------------------------------------------------
Security: Y64695110
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: PG0008579883
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS S.1 TO S.4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM
THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED
BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN")
ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (S.1 TO S.4), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT
NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 To re-elect Brian Horwood as a director of the Mgmt No vote
Company
3 To re-elect Kostas Constantinou as a director Mgmt No vote
of the Company
4 To re-elect Robert Igara as a director of the Mgmt No vote
Company
5 To elect Agu Kantsler as a director of the Company Mgmt No vote
6 To elect Zygmunt (Ziggy) Switkowski as a director Mgmt No vote
of the Company
7 To re-appoint Deloitte Touche Tohmatsu as auditor Mgmt No vote
of the company and, to authorise the directors
to fix the fees and expenses of the auditor
S.1 To approve the issue of 245,800 Performance Mgmt No vote
Rights to the Managing Director, Peter Botten
S.2 To approve the issue of 51,100 Performance Rights Mgmt No vote
to Executive Director, Gerea Aopi
S.3 To approve the issue of 74,588 Restricted Shares Mgmt No vote
to the Managing Director, Peter Botten
S.4 To approve the issue of 18,592 Restricted Shares Mgmt No vote
to the Executive Director, Gerea Aopi
--------------------------------------------------------------------------------------------------------------------------
OLAM INTERNATIONAL LTD, SINGAPORE Agenda Number: 702642136
--------------------------------------------------------------------------------------------------------------------------
Security: Y6421B106
Meeting Type: AGM
Meeting Date: 28-Oct-2010
Ticker:
ISIN: SG1Q75923504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' report and Mgmt For For
the audited accounts of the Company for
the year ended 30 June 2010 together with the
Auditors' report thereon
2 To declare a second and final dividend of 2.5 Mgmt For For
cents per share tax exempt (one-tier)
for the year ended 30th June 2010
3 To re-elect Mr. R. Jayachandran as a Director Mgmt For For
of the Company retiring pursuant to
Article 103 of the Articles of Association
of the Company
4 To re-elect Mr. Jean-Paul Pinard as a Director Mgmt For For
of the Company retiring pursuant to
Article 103 of the Articles of Association
of the Company
5 To re-elect Mr. Wong Heng Tew as a Director Mgmt For For
of the Company retiring pursuant to Article
103 of the Articles of Association of the Company
6 To re-elect Mr. Robert Michael Tomlin as a Director Mgmt For For
of the Company retiring pursuant to Article
103 of the Articles of Association of the Company
7 To approve the payment of Directors' fees of Mgmt For For
SGD 990,000 for the year ending 30 June 2011
8 To re-appoint Messrs Ernst & Young LLP as the Mgmt For For
Auditors of the Company and to authorize the
Directors of the Company to fix their remuneration
0 To transact any other ordinary business as may Non-Voting No vote
be properly transacted at an AGM
9 That, pursuant to Section 161 of the Companies Mgmt For For
Act, Cap. 50 and Rule 806 of the Listing
Manual of the Singapore Exchange Securities
Trading Limited ("SGX-ST"), the Directors
of the Company be authorized and empowered
to: (a) (i) issue shares in the Company ("shares")
whether by way of rights, bonus or otherwise;
and/or (ii) make or grant offers, agreements
or options (collectively, "Instruments")
that might or would require shares to be
issued, including but not limited to the
creation and issue of (as well as adjustments
to) options, warrants, debentures or other
instruments convertible into shares,
at any time and upon such terms and conditions
and for such purposes and to such persons
as the Directors of the Company may in their
absolute discretion deem fit; CONTD
CONT CONTD and (b) (notwithstanding the authority Non-Voting No vote
conferred by this Resolution may have ceased
to be in force) issue shares in pursuance of
any Instruments made or granted by the Directors
of the Company while this Resolution was in
force, provided that: (1) the aggregate
number of shares (including shares to be issued
in pursuance of the Instruments, made or granted
pursuant to this Resolution) to be issued
pursuant to this Resolution shall not exceed
50% of the total number of issued shares (excluding
treasury shares) in the capital of the Company
(as calculated in accordance with sub-paragraph
(2) below), of which the aggregate number of
shares to be issued other than on a pro rata
basis to shareholders of the Company CONTD
CONT CONTD shall not exceed 20% of the total number Non-Voting No vote
of issued shares (excluding treasury shares)
in the capital of the Company (as calculated
in accordance with sub-paragraph (2) below);
(2) (subject to such calculation as may be
prescribed by the SGX-ST) for the purpose
of determining the aggregate number of shares
that may be issued under sub-paragraph (1)
above, the total number of issued shares (excluding
treasury shares) shall be based on the total
number of issued shares (excluding treasury
shares) in the capital of the Company at
the time of the passing of this Resolution,
after adjusting for: (a) new shares arising
from the conversion or exercise of any convertible
securities; (b) new shares arising from
exercising share options or vesting of share
awards which are outstanding or subsisting
at the time of the passing of this Resolution;
CONTD
CONT CONTD and (c) any subsequent bonus issue, consolidation Non-Voting No vote
or subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the provisions
of the Listing Manual of the SGX-ST for the
time being in force (unless such compliance
has been waived by the SGX-ST) and the Articles
of Association of the Company; and (4) unless
revoked or varied by the Company in
a general meeting, such authority shall continue
in force until the conclusion of the next Annual
General Meeting of the Company or the date
by which the next Annual General Meeting of
the Company is required by law to be
held, whichever is earlier
10 That the Directors of the Company be authorized Mgmt Against Against
and empowered to offer and grant options
under the Olam Employee Share Option Scheme
("the Scheme") and to issue shares in the
Company to all the holders of options granted
by the Company under the Scheme, whether
granted during the subsistence of this
authority or otherwise, upon the exercise
of such options and in accordance with the
terms and conditions of the Scheme, provided
always that the aggregate number of
additional ordinary shares to be issued pursuant
to the Scheme shall not exceed 15% of the
issued shares (excluding treasury shares)
in the capital of the Company from time to
time CONTD
CONT CONTD and that such authority shall, unless Non-Voting No vote
revoked or varied by the Company in a general
meeting, continue in force until the conclusion
of the Company s next Annual General Meeting
or the date by which the next Annual General
Meeting of the Company is required by
law to be held, whichever is earlier
11 That: (1) for the purposes of the Companies Mgmt For For
Act, Cap. 50 (the "Companies Act"), the
exercise by the Directors of the Company of
all the powers of the Company to purchase
or otherwise acquire ordinary shares in the
capital of the Company (the "Shares") not
exceeding in aggregate the Maximum Limit (as
defined below), at such price(s) as may be
determined by the Directors from time to
time up to the Maximum Price (as defined below),
whether by way of: (a) market purchase(s)
(each a "Market Purchase") on Singapore Exchange
Securities Trading Limited (the "SGX-ST");
and/or (b) off-market purchase(s) (each an
"Off-Market Purchase") in accordance with any
equal access scheme(s) as may be determined
or formulated by the Directors as they consider
fit, which scheme(s) shall satisfy all
the conditions prescribed by the Companies
Act; CONTD
CONT CONTD and otherwise in accordance with all other Non-Voting No vote
laws and regulations, including but
not limited to, the provisions of the Companies
Act and listing rules of the SGX-ST as may
for the time being be applicable, be and is
hereby authorized and approved generally and
unconditionally (the "Share Buyback Mandate");
(2) unless varied or revoked by the members
of the Company in a general meeting, the
authority conferred on the Directors pursuant
to this resolution may be exercised by the
Directors at any time and from time to
time during the period commencing from the
date of the passing of this Ordinary
Resolution 11 and expiring on the earlier of:
(a) the date on which the next annual general
meeting of the Company ("AGM") is held or required
by law to be held; or (b) the date on which
the purchases or acquisitions of Shares
by the Company CONTD
CONT CONTD pursuant to the Share Buyback Mandate Non-Voting No vote
are carried out to the full extent mandated,
whichever is the earlier; and (3) in this resolution:
"Maximum Limit" means that number of
issued Shares representing not more than 10%
of the issued ordinary share capital of the
Company as at the date of the passing of this
Ordinary Resolution 11, unless the Company
has effected a reduction of the share capital
of the Company in accordance with the
applicable provisions of the Companies
Act, at any time during the Relevant Period,
in which event the issued ordinary share capital
of the Company shall be taken to be the amount
of the issued ordinary share capital of the
Company as altered (excluding any treasury
shares that may be held by the Company
from time to time); CONTD
CONT CONTD any Shares which are held as treasury Non-Voting No vote
shares will be disregarded for purposes
of computing the 10% limit; "Relevant Period"
means the period commencing from the
date on which the last AGM was held and expiring
on the date the next AGM is held or is required
by law to be held, whichever is the earlier,
after the date of this resolution; and "Maximum
Price", in relation to a Share to be purchased
or acquired, means the purchase price (excluding
brokerage, stamp duties, commission, applicable
goods and services tax and other related
expenses) which shall not exceed: (a) in the
case of a Market Purchase, 105% of the Average
Closing Price; and (b) in the case of an
Off-Market Purchase pursuant to an equal
access scheme, 120% of the Average Closing
Price, where: "Average Closing Price" means
the average of the closing market prices
CONTD
CONT CONTD of the Shares over the last five Market Non-Voting No vote
Days, on which transactions in the Shares
were recorded, before the day on which the
purchase or acquisition of Shares was made,
or as the case may be, the day of the making
of the offer pursuant to the Off-Market Purchase,
and deemed to be adjusted for any corporate
action that occurs after the relevant five
Market Days; and "day of the making of the
offer" means the day on which the Company announces
its intention to make an offer for an Off-Market
Purchase, stating therein the purchase price
(which shall not be more than the Maximum Price
for an Off- Market Purchase calculated on
the foregoing basis) for each Share and the
relevant terms of the equal access scheme
CONTD
CONT CONTD for effecting the Off-Market Purchase; Non-Voting No vote
and (4) the Directors of the Company and/or
any of them be and are hereby authorized to
complete and do all such acts and things
(including executing such documents as may
be required) as they and/or he may consider
necessary, expedient, incidental or in the
interests of the Company to give effect to
the transactions contemplated and/or
authorized by this resolution
12 That, pursuant to Section 161 of the Companies Mgmt For For
Act, Cap. 50, the Directors of the Company
be and are hereby authorized to allot and issue
such number of ordinary shares in the capital
of the Company as may be required to be
allotted and issued from time to time pursuant
to the Olam Scrip Dividend Scheme
--------------------------------------------------------------------------------------------------------------------------
PALADIN ENERGY LTD Agenda Number: 702657858
--------------------------------------------------------------------------------------------------------------------------
Security: Q7264T104
Meeting Type: AGM
Meeting Date: 25-Nov-2010
Ticker:
ISIN: AU000000PDN8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Remuneration Report Mgmt For For
2 Re-election of Director - R Crabb Mgmt For For
3 Election of Director - P Donkin Mgmt For For
4 Election of Director - P Baily Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933496829
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
CORPORATE FINANCE & RECOVERY LTDA. ("PWC"),
TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS
FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS)
ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT
(THE "VALUATION REPORT"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
02 APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH Mgmt No vote
THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN
THE VALUATION REPORT (THE "VALUATION CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS Mgmt No vote
OF THE COMPANY TO RATIFY THE FINAL VALUE OF
EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION
REPORT PURSUANT TO THE VALUATION CRITERIA
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933354095
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 07-Dec-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt No vote
SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND
THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt No vote
SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A.
AND THE COMPANY ON 11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES Mgmt No vote
BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS
FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM
PARTICIPACOES S.A. ("ASSESSMENT REPORTS"),
UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227
OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG Mgmt No vote
AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE
ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES
S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES Mgmt No vote
S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO
THE COMPANY, WITH NO INCREASE TO THE COMPANY'S
JOINT STOCK
--------------------------------------------------------------------------------------------------------------------------
PETROPAVLOVSK PLC Agenda Number: 702959719
--------------------------------------------------------------------------------------------------------------------------
Security: G5555S109
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB0031544546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the accounts and the reports Mgmt For For
of the Directors and auditors thereon
2 To receive and approve the Directors' Remuneration Mgmt For For
Report
3 To declare a final dividend Mgmt For For
4 To re-appoint Deloitte LLP as auditors of the Mgmt For For
Company
5 To authorise the Directors to fix the remuneration Mgmt For For
of the auditors
6 To re-appoint Dr. Alfiya Samokhvalova as a Director Mgmt For For
of the Company
7 To re-appoint Mr. Andrey Maruta as a Director Mgmt For For
of the Company
8 To re-appoint Mr. Martin Smith as a Director Mgmt For For
of the Company
9 To re-elect Mr. Peter Hambro as a Director of Mgmt For For
the Company
10 To re-elect Dr. Pavel Maslovskiy as a Director Mgmt For For
of the Company
11 To re-elect Mr. Brian Egan as a Director of Mgmt For For
the Company
12 To re-elect Dr. Graham Birch as a Director of Mgmt For For
the Company
13 To re-elect Sir Malcolm Field as a Director Mgmt For For
of the Company
14 To re-elect Lord Guthrie as a Director of the Mgmt For For
Company
15 To re-elect Sir Roderic Lyne as a Director of Mgmt For For
the Company
16 To re-elect Mr. Charles McVeigh as a Director Mgmt For For
of the Company
17 To increase the Company's borrowing powers Mgmt For For
18 To authorise the Directors to allot shares Mgmt For For
19 To disapply statutory pre-emption rights Mgmt For For
20 To authorise the Company to purchase shares Mgmt For For
21 To allow general meetings to be called on 14 Mgmt For For
days' clear notice
22 Cancellation of the Company's share premium Mgmt For For
account
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 702930719
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and the Financial Mgmt For For
Statements
2 To approve the Directors' remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To elect Sir Howard Davies as a director Mgmt For For
5 To elect Mr John Foley as a director Mgmt For For
6 To elect Mr Paul Manduca as a director Mgmt For For
7 To elect Mr Michael Wells as a director Mgmt For For
8 To re-elect Mr Keki Dadiseth as a director Mgmt For For
9 To re-elect Mr Robert Devey as a director Mgmt For For
10 To re-elect Mr Michael Garrett as a director Mgmt For For
11 To re-elect Ms Ann Godbehere as a director Mgmt For For
12 To re-elect Mrs Bridget Macaskill as a director Mgmt For For
13 To re-elect Mr Harvey McGrath as a director Mgmt For For
14 To re-elect Mr Michael McLintock as a director Mgmt For For
15 To re-elect Mr Nicolaos Nicandrou as a director Mgmt For For
16 To re-elect Ms Kathleen O'Donovan as a director Mgmt For For
17 To re-elect Mr Barry Stowe as a director Mgmt For For
18 To re-elect Mr Tidjane Thiam as a director Mgmt For For
19 To re-elect Lord Turnbull as a director Mgmt For For
20 To re-appoint KPMG Audit Plc as auditor Mgmt For For
21 To authorise the directors to determine the Mgmt For For
amount of the auditor's remuneration
22 Renewal of authority to make political donations Mgmt For For
23 Renewal of authority to allot ordinary shares Mgmt For For
24 Extension of authority to allot ordinary shares Mgmt For For
to include re-purchased shares
25 Renewal of authority for disapplication of pre-emption Mgmt For For
rights
26 Renewal of authority for purchase of own shares Mgmt For For
27 Renewal of authority in respect of notice for Mgmt For For
general meetings
28 To authorise the change in the rules of the Mgmt For For
Prudential International Savings Related Share
Option Scheme
29 To authorise the change in the rules of the Mgmt For For
Prudential International Assurance Sharesave
Plan
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 702844336
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
1.16 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt Against Against
3 Authorize Use of Stock Options, and Allow Board Mgmt For For
to Authorize Use of Stock Option Plan
--------------------------------------------------------------------------------------------------------------------------
RESOLUTION LIMITED, ST. PETER PORT Agenda Number: 702964695
--------------------------------------------------------------------------------------------------------------------------
Security: G7521S122
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: GG00B62W2327
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and Accounts Mgmt For For
for the financial year ended 31 December 2010
together with the report of the auditors
2 To approve the Directors' Remuneration Report Mgmt For For
for the financial year ended 31 December 2010
3 To re-appoint Ernst and Young LLP as auditors Mgmt For For
of the Company until the conclusion
of the next Annual General Meeting of the Company
4 To authorise the Board to determine the remuneration Mgmt For For
of the auditors for 2011
5 To elect Tim Wade as a Director of the Company Mgmt For For
6 To re-elect Jacques Aigrain as a Director of Mgmt For For
the Company
7 To re-elect Gerardo Arostegui as a Director Mgmt For For
of the Company
8 To re-elect Michael Biggs as a Director of the Mgmt For For
Company
9 To re-elect Mel Carvill as a Director of the Mgmt For For
Company
10 To re-elect Fergus Dunlop as a Director of the Mgmt For For
Company
11 To re-elect Phil Hodkinson as a Director of Mgmt For For
the Company
12 To re-elect Denise Mileham as a Director of Mgmt For For
the Company
13 To re-elect Peter Niven as a Director of the Mgmt For For
Company
14 To approve the re-election of Gerhard Roggemann Mgmt For For
as a Director of the Company
15 To approve the re-election of David Allvoy as Mgmt For For
a Director of Friends Provident Holdings (UK)
plc
16 To approve the re-election of Evelyn Bourke Mgmt For For
as a Director of Friends Provident
Holdings (UK) plc
17 To approve the re-election of Clive Cowdery Mgmt For For
as a Director of Friends Provident
Holdings (UK) plc
18 To approve the election of David Hynam as a Mgmt For For
Director of Friends Provident Holdings
(UK) plc
19 To approve the re-election of Trevor Matthews Mgmt For For
as a Director of Friends Provident Holdings
(UK) plc
20 To approve the election of Andrew Parsons as Mgmt For For
a Director of Friends Provident Holdings (UK)
plc
21 To approve the election of Belinda Richards Mgmt For For
as a Director of Friends Provident
Holdings (UK) plc
22 To approve the election of Karl Stemberg as Mgmt For For
a Director of Friends Provident Holdings
(UK) plc
23 To approve the re-election of John Tiner as Mgmt For For
a Director of Friends Provident Holdings
(UK) plc
24 To declare a final dividend of 12.57p per share Mgmt For For
on the Ordinary Shares of the Company
25 To authorise the Board to issue Ordinary Shares Mgmt For For
in accordance with Article 4.3 of the Articles
of Incorporation of the Company
26 To authorise the Board to dis-apply pre-emption Mgmt For For
rights in accordance with Article 4.12
of the Articles of Incorporation of the Company
27 To authorise the Board to make market acquisitions Mgmt For For
of Ordinary Shares
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON Agenda Number: 702859553
--------------------------------------------------------------------------------------------------------------------------
Security: G7630U109
Meeting Type: CRT
Meeting Date: 06-May-2011
Ticker:
ISIN: GB0032836487
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting No vote
OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE
BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU
CHOOSE TO VOTE ABSTAIN FOR THIS MEETING
THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER
OR ISSUERS AGENT.
1 Implement the Scheme of Arrangement Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON Agenda Number: 702859565
--------------------------------------------------------------------------------------------------------------------------
Security: G7630U109
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: GB0032836487
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Director's report and financial Mgmt No vote
statements for the year ended December 31,
2010
2 To approve the Director's remuneration report Mgmt No vote
for the year ended December 31, 2010
3 To re-elect Sir Simon Robertson as a director Mgmt No vote
of the Company
4 To re-elect John Rishton as a director of the Mgmt No vote
Company
5 To re-elect Helen Alexander CBE a director of Mgmt No vote
the Company
6 To re-elect Peter Byrom as a director of the Mgmt No vote
Company
7 To re-elect Iain Conn as a director of the Company Mgmt No vote
8 To re-elect Peter Gregson as a director of the Mgmt No vote
Company
9 To re-elect James Guyette as a director of the Mgmt No vote
Company
10 To re-elect John McAdam as a director of the Mgmt No vote
Company
11 To re-elect John Neill CBE as a director of Mgmt No vote
the Company
12 To re-elect Andrew Shilston as a director of Mgmt No vote
the Company
13 To re-elect Colin Smith as a director of the Mgmt No vote
Company
14 To re-elect Ian Strachan as a director of the Mgmt No vote
Company
15 To re-elect Mike Terrett as a director of the Mgmt No vote
Company
16 To re-appoint the auditors Mgmt No vote
17 To authorise the directors to agree the auditor's Mgmt No vote
remuneration
18 To approve payment to shareholders Mgmt No vote
19 To authorise political donation and political Mgmt No vote
expenditure
20 To approve the Rolls-Royce plc Share Purchase Mgmt No vote
Plan
21 To approve the Rolls-Royce UK Share Save Plan Mgmt No vote
22 To approve the Rolls-Royce International Share Mgmt No vote
Save Plan
23 To adopt amended Articles of Association Mgmt No vote
24 To authorise the directors to call general meetings Mgmt No vote
on not less than 14 clear day's notice
25 To authorise the directors to allot shares (s.551) Mgmt No vote
26 To disapply pre-emption rights (s.561) Mgmt No vote
27 To authorise the Company to purchase its own Mgmt No vote
ordinary shares
28 To implement the Scheme of Arrangement Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SANOFI-AVENTIS, PARIS Agenda Number: 702847370
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 06-May-2011
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0316/201103161100708.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0413/201104131101269.pdf
O.1 Approval of the corporate financial statements Mgmt No vote
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt No vote
for the financial year 2010
O.3 Allocation of income and setting the dividend Mgmt No vote
O.4 Agreements and Undertakings pursuant to Articles Mgmt No vote
L. 225- 38 et seq. of the Commercial Code
O.5 Setting the amount of attendance allowances Mgmt No vote
O.6 Ratification of the co-optation of Mrs. Carole Mgmt No vote
Piwnica as Board member
O.7 Appointment of Mrs. Suet-Fern Lee as Board member Mgmt No vote
O.8 Renewal of Mr. Thierry Desmarest's term as Board Mgmt No vote
member
O.9 Renewal of Mr. Igor Landau's term as Board member Mgmt No vote
O.10 Renewal of Mr. Gerard Van Kemmel's term as Board Mgmt No vote
member
O.11 Renewal of Mr. Serge Weinberg's term as Board Mgmt No vote
member
O.12 Renewal of term of the company PricewaterhouseCoopers Mgmt No vote
Audit as principal Statutory Auditor
O.13 Appointment of Mr. Yves Nicolas as deputy Statutory Mgmt No vote
Auditor
O.14 Authorization to be granted to the Board of Mgmt No vote
Directors to trade the Company's shares
E.15 Delegation of authority to be granted to the Mgmt No vote
Board of Directors to decide to increase capital
by issuing - with preferential subscription
rights - shares and/or securities giving access
to the capital of the Company and/or by
issuing securities entitling to the allotment
of debt securities
E.16 Delegation of authority to be granted to the Mgmt No vote
Board of Directors to decide to increase capital
by issuing - without preferential subscription
rights - shares and/or securities giving
access to the capital of the Company and/or
by issuing securities entitling to the allotment
of debt securities by way of a public offer
E.17 Option to issue shares or securities giving Mgmt No vote
access to the capital without preferential
subscription rights, in consideration for in-kind
contributions of equity securities or securities
giving access to the capital
E.18 Delegation of authority to be granted to the Mgmt No vote
Board of Directors to increase the number
of issuable securities in the event of capital
increase with or without preferential subscription
rights
E.19 Delegation of authority to be granted to the Mgmt No vote
Board of Directors to decide increase the
share capital by incorporation of premiums,
reserves, profits or other amounts
E.20 Delegation of authority to be granted to the Mgmt No vote
Board of Directors to decide to increase the
share capital by issuing shares or securities
giving access to the capital reserved for
members of savings plans with cancellation
of preferential subscription rights
in favor of the latter
E.21 Delegation of authority to be granted to the Mgmt No vote
Board of Directors to grant options to
subscribe for or purchase shares
E.22 Delegation to be granted to the Board of Directors Mgmt No vote
to reduce the share capital by cancellation
of treasury shares
E.23 Amendment of Article 11 of the Statutes Mgmt No vote
E.24 Amendment of Article 12 of the Statutes Mgmt No vote
E.25 Amendment of Article 19 of the Statutes Mgmt No vote
E.26 Change in the name of the Company and consequential Mgmt No vote
amendment of the Statutes
E.27 Powers for the formalities Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 702880116
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 07-Apr-2011
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
cmmt PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 805154 DUE TO RECEIPT OF ADDITIONAL RESOLUTIONS.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN ADDITION TO YOUR INSTRUCTION, A VOTING CERTIFICATE Non-Voting No vote
MUST BE FILLED OUT BY THE BENEFICIAL OWNER
AND BE SENT TO: BANQUE ET CAISSE D'EPARGNE
DE L'ETAT, LUXEMBOURG SECURITIES DEPARTMENT
V MESSRS. PAULO RIBEIRO AND PASCAL KOPP URG
L-2954 LUXEMBOURG ALBERT II FAX +352 400 093
MAIL : CORPORATEACTIONS.SEC(AT)BCEE.LU
1 Attendance list, quorum and adoption of the Mgmt No vote
agenda
2 Nomination of a secretary and of two scrutineers Mgmt No vote
3 Presentation by the Chairman of the Board of Mgmt No vote
Directors of the 2010 activities report of
the Board
4 Presentation on the main developments during Mgmt No vote
2010 and perspectives
5 Presentation of the 2010 financial results Mgmt No vote
6 Presentation of the audit report Mgmt No vote
7 Approval of the balance sheet and of the profit Mgmt No vote
and loss accounts as of December 31, 2010
8 Decision on allocation of 2010 profits Mgmt No vote
9 Transfers between reserve accounts Mgmt No vote
10 Discharge of the members of the Board of Directors Mgmt No vote
11 Discharge of the auditor Mgmt No vote
12 Appointment of the auditor for the year 2011 Mgmt No vote
and determination of its remuneration
13 Resolution on company acquiring own FDRs and/or Mgmt No vote
own A- or B-shares
14.a Renewal of the Board of Directors: Determination Mgmt No vote
of the number of Board members
14.b Renewal of the Board of Directors: Determination Mgmt No vote
of the duration of the mandate of Board members
14c.1 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Marc Beuls
14c.2 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Marcus Bicknell
14c.3 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mrs.
Bridget Cosgrave
14c.4 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Hadelin de Liedekerke Beaufort
14c.5 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Jacques Espinasse
14c.6 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Robert W. Ross
14c.7 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Karim Sabbagh
14c.8 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Christian Schaack
14c.9 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Terry Seddon
14c10 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Marc Speeckaert
14c11 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Gerd Tenzer
14c12 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Francois Tesch
14c13 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Serge Allegrezza
14c14 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Jean-Claude Finck
14c15 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Gaston Reinesch
14c16 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Victor Rod
14c17 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Rene Steichen
14c18 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Jean-Paul Zens
14d.1 Determination of the duration of the mandate Mgmt No vote
of each appointed Board member: 1 year term:
Mr. Hadelin de Liedekerke Beaufort, Mr. Christian
Schaack, Mr. Marc Speeckaert, Mr. Gerd Tenzer,
Mr. Serge Allegrezza, Mr. Victor Rod
14d.2 Determination of the duration of the mandate Mgmt No vote
of each appointed Board member: 2 year term:
Mr. Jacques Espinasse, Mr. Robert W. Ross,
Mr. Terry Seddon, Mr. Francois Tesch, Mr. Jean-Claude
Finck, Mr. Gaston Reinesch
14d.3 Determination of the duration of the mandate Mgmt No vote
of each appointed Board member: 3 year term:
Mr. Marc Beuls, Mr. Marcus Bicknell, Mrs. Bridget
Cosgrave, Mr. Karim Sabbagh, Mr. Rene Steichen,
Mr. Jean-Paul Zens
14.e Determination of the remuneration of Board members Mgmt No vote
15 Miscellaneous Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SJM HOLDINGS LTD Agenda Number: 702860861
--------------------------------------------------------------------------------------------------------------------------
Security: Y8076V106
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: HK0880043028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110324/LTN20110324502.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To receive and adopt the audited financial statements Mgmt No vote
and the reports of the directors and the auditors
of the Company and its subsidiaries for the
year ended 31 December 2010
2 To declare a final dividend of HK30 cents per Mgmt No vote
ordinary share for the year ended 31 December
2010 to the shareholders of the Company
3.i To re-elect Dr. So Shu Fai as an executive director Mgmt No vote
of the Company
3.ii To re-elect Mr. Rui Jose da Cunha as an executive Mgmt No vote
director of the Company
3.iii To re-elect Ms. Leong On Kei, Angela as an executive Mgmt No vote
director of the Company
3.iv To re-elect Dato' Dr. Cheng Yu Tung as a non-executive Mgmt No vote
director of the Company
3.v To re-elect Mr. Fok Tsun Ting, Timothy as an Mgmt No vote
executive director of the Company
4 To authorise the board of directors of the Company Mgmt No vote
to fix the remuneration for each of the
directors of the Company
5 To re-appoint Messrs. Deloitte Touche Tohmatsu, Mgmt No vote
Certified Public Accountants and H.C. Watt
& Company Limited as the joint auditors of
the Company and authorise the board of
directors of the Company to fix their remuneration
6 To grant an unconditional mandate to the directors Mgmt No vote
of the Company to purchase the shares of the
Company in the manner as described in the circular
of the Company dated 25 March 2011
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 702874238
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt No vote
2 To declare the final dividend Mgmt No vote
3 To approve the directors' remuneration report Mgmt No vote
4 To re-elect Mr S P Bertamini, an executive director Mgmt No vote
5 To re-elect Mr J S Bindra, an executive director Mgmt No vote
6 To re-elect Mr R Delbridge, a non-executive Mgmt No vote
director
7 To re-elect Mr J F T Dundas, a non-executive Mgmt No vote
director
8 To re-elect Miss V F Gooding CBE, a non-executive Mgmt No vote
director
9 To re-elect Dr Han Seung-soo KBE, a non-executive Mgmt No vote
director
10 To re-elect Mr S J Lowth, a non-executive director Mgmt No vote
11 To re-elected Mr R H P Markham, a non-executive Mgmt No vote
director
12 To re-elect Ms R Markland, a non-executive director Mgmt No vote
13 To re-elect Mr R H Meddings, an executive director Mgmt No vote
14 To re-elect Mr J G H Paynter, a non-executive Mgmt No vote
director
15 To re-elect Mr J W Peace, as Chairman Mgmt No vote
16 To re-elect Mr A M G Rees, an executive director Mgmt No vote
17 To re-elect Mr P A Sands, an executive director Mgmt No vote
18 To re-elect Mr P D Skinner, a non-executive Mgmt No vote
director
19 To re-elect Mr O H J Stocken, a non-executive Mgmt No vote
director
20 To re-appoint KPMG Audit Plc as Auditor to the Mgmt No vote
company from the end of the agm until the end
of next year's agm
21 To authorise the Board to set the auditor's Mgmt No vote
fees
22 To authorise the Company and its subsidiaries Mgmt No vote
to make political donations
23 To authorise the board to allot shares Mgmt No vote
24 To extend the authority to allot shares Mgmt No vote
25 To approve the 2011 Standard Chartered Share Mgmt No vote
Plan
26 To disapply pre-emption rights Mgmt No vote
27 To authorise the Company to buy back its ordinary Mgmt No vote
shares
28 To authorise the Company to buy back its preference Mgmt No vote
shares
29 To authorise the Company to call a general meeting Mgmt No vote
other than an annual general meeting
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 20. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUEZ ENVIRONNEMENT COMPANY, PARIS Agenda Number: 702961966
--------------------------------------------------------------------------------------------------------------------------
Security: F4984P118
Meeting Type: MIX
Meeting Date: 19-May-2011
Ticker:
ISIN: FR0010613471
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0413/201104131101270.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year ended December 31,
2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year ended December
31, 2010
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2010
O.4 Option to pay dividend in shares Mgmt For For
O.5 Approval of the regulated Agreements and Commitments Mgmt For For
pursuant to Articles L. 225-38 et seq. and
L.225-42-1 of the Commercial Code
O.6 Ratification of the registered office transfer Mgmt For For
O.7 Ratification of the cooptation of Mrs. Penelope Mgmt Against Against
Chalmers-Small as Board member
O.8 Appointment of Mrs. Valerie Bernis as Board Mgmt Against Against
member
O.9 Appointment of Mr. Nicolas Bazire as Board member Mgmt Against Against
O.10 Appointment of Mr. Jean-Francois Cirelli as Mgmt Against Against
Board member
O.11 Appointment of Mr. Lorenz d'este as Board member Mgmt For For
O.12 Appointment of Mr. Gerard Lamarche as Board Mgmt Against Against
member
O.13 Appointment of Mr. Olivier Pirotte as Board Mgmt Against Against
member
O.14 Authorization to allow the Company to trade Mgmt For For
its own shares
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by cancellation
of treasury shares of the Company
E.16 Delegation of authority granted to the Board Mgmt For For
of Directors to carry out a share capital
increase, with cancellation of preferential
subscription rights, in favor of a given
category (ies) of designated beneficiaries
as part of the implementation of international
employee share ownership and savings plans
of the Suez Environnement Group
E.17 Powers to accomplish all formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 702666097
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 02-Dec-2010
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101028/LTN20101028150.pdf
1 To receive and consider the audited financial Mgmt For For
statements and the reports of the Directors
and auditors for the year ended 30 June 2010
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Dr. Fung Kwok Lun, William as Director Mgmt For For
3.i.b To re-elect Dr. Lee Shau Kee as Director Mgmt For For
3.i.c To re-elect Mr. Wong Yick -Kam, Michael as Director Mgmt For For
3.i.d To re-elect Mr. Kwok Ping -Luen, Raymond as Mgmt For For
Director
3.i.e To re-elect Mr. Chan Kai -Ming as Director Mgmt For For
3.i.f To re-elect Mr. Chan Kui- Yuen, Thomas as Director Mgmt For For
3.i.g To re-elect Mr. Kwong Chun as Director Mgmt Against Against
3.ii To fix Directors' fees, The proposed fees to Mgmt For For
be paid to each Director, each Vice Chairman
and the Chairman for the financial year ending
30 June 2011 are HKD 100,000, HKD 110,000 and
HKD 120,000 respectively
4 To re-appoint auditors and to authorise the Mgmt For For
Board of Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares Ordinary Resolution
No. 5 as set out in the notice of the AGM
6 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares Ordinary Resolution
No. 6 as set out in the notice of the AGM
7 To extend the general mandate to issue new shares Mgmt Against Against
by adding the number of shares repurchased
Ordinary Resolution No. 7 as set out in the
notice of the AGM
--------------------------------------------------------------------------------------------------------------------------
TELIASONERA AB, STOCKHOLM Agenda Number: 702846847
--------------------------------------------------------------------------------------------------------------------------
Security: W95890104
Meeting Type: AGM
Meeting Date: 06-Apr-2011
Ticker:
ISIN: SE0000667925
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
0 Opening of the annual general meeting Non-Voting No vote
1 Election of Chairperson of the meeting: Claes Non-Voting No vote
Beyer, Attorney-at-law
2 Preparation and approval of voting register Non-Voting No vote
3 Adoption of agenda Non-Voting No vote
4 Election of two persons to check the meeting Non-Voting No vote
minutes along with the chairperson
5 Confirmation that the meeting has been duly Non-Voting No vote
and properly convened
6 Presentation of the Annual Report and Auditor's Non-Voting No vote
Report, Consolidated Financial Statements
and Group Auditor's Report for 2010. Speech
by President and CEO Lars Nyberg in connection
herewith and a description of the Board of
Directors work during 2010
7 Resolution to adopt the Income Statement, Balance Mgmt No vote
Sheet, Consolidated Statement of Comprehensive
Income and Consolidated Statement of Financial
Position for 2010
8 Resolution concerning appropriation of the Company's Mgmt No vote
profits as per the adopted Balance Sheet
and setting of record date for the stock dividend
9 Resolution concerning discharging of members Mgmt No vote
of the Board of Directors and the President
from personal liability towards the Company
for the administration of the Company
in 2010
10 Resolution concerning number of board members Mgmt No vote
and deputy board members to be elected by
the Annual General Meeting: Eight (8) with
no deputy board members
11 Resolution concerning remuneration to the Board Mgmt No vote
of Directors
12 Re-election of Maija-Liisa Friman, Ingrid Jonasson Mgmt No vote
Blank, Conny Karlsson, Anders Narvinger,
Timo Peltola, Lars Renstrom, Jon Risfelt and
Per-Arne Sandstrom as the Board of Directors.
The election will be preceded by information
from the Chairperson concerning positions held
in other companies by the candidates
13 Election of chairman of the Board of Directors: Mgmt No vote
Anders Narvinger
14 Resolution concerning number of auditors and Mgmt No vote
deputy auditors: The number of auditors shall,
until the end of the annual general meeting
2012, be one (1)
15 Resolution concerning remuneration to the auditors Mgmt No vote
16 Re-election of PricewaterhouseCoopers until Mgmt No vote
the end of the annual general meeting 2012
and election of deputy auditors
17 Election of Nomination Committee: Kristina Ekengren Mgmt No vote
(Swedish State), Kari Jarvinen (Finnish
State via Solidium Oy), Thomas Eriksson (Swedbank
Robur Funds), Per Frennberg (Alecta) and
Anders Narvinger (chairman of the Board of
Directors)
18 Proposal regarding guidelines for remuneration Mgmt No vote
to the executive management
19 The Board of Directors' proposal for amendment Mgmt No vote
in Articles of Association
20 The Board of Directors' proposal for authorization Mgmt No vote
to acquire own shares
21.a The Board of Directors' proposal for implementation Mgmt No vote
of a long-term incentive program 2011/2014
21.b The Board of Directors' proposal for hedging Mgmt No vote
arrangements for the program
22 The Board of Directors' proposal for reduction Mgmt No vote
of the share capital
23.a Matter submitted by the shareholder Torwald Mgmt No vote
Arvidsson regarding announced proposal
that the annual general meeting shall decide
that a special examinations shall
be done in the following respects: the consequences
of the company's independence and freedom of
action having the Swedish State as owner
23.b Matter submitted by the shareholder Torwald Mgmt No vote
Arvidsson regarding announced proposal
that the annual general meeting shall decide
that a special examinations shall
be done in the following respects: to what
extent has the current human resourses strategy
harmed the company
23.c Matter submitted by the shareholder Torwald Mgmt No vote
Arvidsson regarding announced proposal
that the annual general meeting shall decide
that a special examinations shall
be done in the following respects: the risk
that repeated savings obligations will affect
the company's long-term profitability
24 The board does not make any recommendation: Mgmt No vote
Matter submitted by the shareholder
Torwald Arvidsson regarding announced proposal
that the annual general meeting shall authorize
the Board of Directors to initiate
negotiations regarding a transfer of Skanova
on commercial terms
0 Closing of the annual general meeting Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF RESOLUTION 23B. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HLDGS LTD Agenda Number: 702901504
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110401/LTN201104011546.pdf
1 To receive and consider the audited Financial Mgmt No vote
Statements and the Reports of the Directors
and Auditor for the year ended 31 December
2010
2 To declare a final dividend Mgmt No vote
3i.a To re-elect Mr Lau Chi Ping Martin as director Mgmt No vote
3i.b To re-elect Mr Antonie Andries Roux as director Mgmt No vote
3.ii To authorise the Board of Directors to fix the Mgmt No vote
Directors' remuneration
4 To re-appoint Auditor and to authorise the Board Mgmt No vote
of Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt No vote
to issue new shares (Ordinary Resolution
5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt No vote
to repurchase shares (Ordinary Resolution
6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new shares Mgmt No vote
by adding the number of shares repurchased
(Ordinary Resolution 7 as set out in the notice
of the AGM)
8 To authorize the Board of Directors to establish Mgmt No vote
further employee incentive schemes
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC Agenda Number: 702932028
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the annual accounts and Mgmt No vote
associated reports
2 To declare a final dividend of 4.0p per ordinary Mgmt No vote
share
3 To receive and approve the Directors' Remuneration Mgmt No vote
Report
4 To elect Tutu Agyare as a Director Mgmt No vote
5 To re-elect David Bamford as a Director Mgmt No vote
6 To re-elect Graham Martin as a Director Mgmt No vote
7 To re-elect Steven McTiernan as a Director Mgmt No vote
8 To re-elect Pat Plunkett as a Director Mgmt No vote
9 To re-appoint Deloitte LLP as auditors and authorise Mgmt No vote
the Directors to determine their remuneration
10 To renew Directors' authority to allot shares Mgmt No vote
11 To dis-apply statutory pre-emption rights Mgmt No vote
12 To authorise the Company to hold general meetings Mgmt No vote
on no less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
TULLOW OIL PLC Agenda Number: 702981348
--------------------------------------------------------------------------------------------------------------------------
Security: G91235104
Meeting Type: OGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0001500809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To amend the rules of the Tullow Oil 2005 Performance Mgmt No vote
Share Plan
--------------------------------------------------------------------------------------------------------------------------
UNICHARM CORPORATION Agenda Number: 703141375
--------------------------------------------------------------------------------------------------------------------------
Security: J94104114
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3951600000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Minor Revisions, Mgmt For For
Streamline Business Lines.
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 702620015
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 08-Oct-2010
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. Non-Voting No vote
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY,
YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening and announcements Non-Voting No vote
2 Report and annual accounts for the period 01 Non-Voting No vote
JUL 2009 - 30 JUN 2010
3 Composition board Non-Voting No vote
4 Recent legislative changes registration date Non-Voting No vote
and convocation period
5 Any other business Non-Voting No vote
6 End Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
WPP PLC Agenda Number: 703029618
--------------------------------------------------------------------------------------------------------------------------
Security: G9787K108
Meeting Type: AGM
Meeting Date: 02-Jun-2011
Ticker:
ISIN: JE00B3DMTY01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report & Accounts Mgmt For For
2 Directors' remuneration report Mgmt Against Against
3 Corporate responsibility report Mgmt For For
4 Amendment to Article 69(1) Mgmt For For
5 To elect Ruigang Li as a director Mgmt For For
6 To elect Solomon Trujillo as a director Mgmt For For
7 To re-elect Colin Day as a director Mgmt For For
8 To re-elect Esther Dyson as a director Mgmt For For
9 To re-elect Orit Gadiesh as a Director Mgmt For For
10 To re-elect Philip Lader as a Director Mgmt For For
11 To re-elect Stanley (Bud) Morten as a director Mgmt For For
12 To re-elect Koichiro Naganuma as a director Mgmt For For
13 To re-elect Lubna Olayan as a director Mgmt For For
14 To re-elect John Quelch as a director Mgmt For For
15 To re-elect Mark Read as a director Mgmt For For
16 To re-elect Paul Richardson as a director Mgmt For For
17 To re-elect Jeffrey Rosen as a director Mgmt For For
18 To re-elect Timothy Shriver as a director Mgmt For For
19 To re-elect Sir Martin Sorrell as a director Mgmt For For
20 To re-elect Paul Spencer as a director Mgmt For For
21 To re-appoint Deloitte LLP as auditors of the Mgmt For For
Company to hold office from the conclusion
of the Annual General Meeting to the conclusion
of the next Annual General Meeting of the Company
and to authorise the directors to determine
their remuneration
22 Authority to allot shares Mgmt For For
23 Increase of non-executive directors fees Mgmt For For
24 Authority to offer scrip dividends Mgmt For For
25 Authority to purchase own shares Mgmt For For
26 Disapplication of pre-emption rights Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAHOO JAPAN CORPORATION Agenda Number: 703145979
--------------------------------------------------------------------------------------------------------------------------
Security: J95402103
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA, OSLO Agenda Number: 702969049
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 10-May-2011
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Election of chairperson of the meeting and of Mgmt No vote
a person to co-sign the minutes of the general
meeting
2 Approval of the annual accounts and the annual Mgmt No vote
report for 2010 for Yara International ASA
and the group, hereunder payment of dividends
3 Guidelines for the remuneration of the members Mgmt No vote
of the executive management
4 Determination of remuneration to the auditor Mgmt No vote
5 Determination of remuneration to the members Mgmt No vote
of the board, members of the compensation committee
and the audit committee for the upcoming period
6 Determination of remuneration to the members Mgmt No vote
of the nomination committee for the upcoming
period
7 Instructions for the nomination committee - Mgmt No vote
changes to the articles of association and
instructions
8 Online participation at the general meeting Mgmt No vote
and electronic voting prior to the meeting
- change to articles of association
9 Capital reduction by means of the cancellation Mgmt No vote
of own shares and the redemption of shares
held on behalf of the Norwegian state by the
ministry of trade and industry
10 Power of attorney from the general meeting to Mgmt No vote
the board for acquisition of own shares
--------------------------------------------------------------------------------------------------------------------------
ZURICH FINL SVCS Agenda Number: 702821213
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 795595, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the Annual financial Mgmt No vote
statements and the consolidated financial statements
for 2010
1.2 Advisory vote on the remuneration system according Mgmt No vote
to the remuneration report
2.1 Appropriation of available earnings for 2010, Mgmt No vote
allocation to reserves from capital contributions
2.2 Allocation to and appropriation of reserves Mgmt No vote
from capital contributions
3 Discharge of members of the board of directors Mgmt No vote
and of the group executive committee
4.1 Change to the articles of incorporation.(deletion Mgmt No vote
of article 25 para. 2)
4.2 Change to the articles of incorporation. (deletion Mgmt No vote
of article 27bis)
5.1.1 Re-election of Mr Manfred Gentz Mgmt No vote
5.1.2 Re-election of Mr Fred Kindle Mgmt No vote
5.1.3 Re-election of Mr Tom De Swaan Mgmt No vote
5.2 Re-election of auditors Pricewaterhouse Coopers Mgmt No vote
Ltd, Zurich
6 Ad-hoc Mgmt No vote
ASTON/Cardinal Mid Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ALLIANT TECHSYSTEMS INC. Agenda Number: 933302488
--------------------------------------------------------------------------------------------------------------------------
Security: 018804104
Meeting Type: Annual
Meeting Date: 03-Aug-2010
Ticker: ATK
ISIN: US0188041042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROXANNE J. DECYK Mgmt For For
MARK W. DEYOUNG Mgmt For For
MARTIN C. FAGA Mgmt For For
RONALD R. FOGLEMAN Mgmt For For
APRIL H. FOLEY Mgmt For For
TIG H. KREKEL Mgmt For For
DOUGLAS L. MAINE Mgmt For For
ROMAN MARTINEZ IV Mgmt For For
MARK H. RONALD Mgmt For For
WILLIAM G. VAN DYKE Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933447612
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Mgmt For For
1B ELECTION OF DIRECTOR: ROGER S. MARKFIELD Mgmt For For
1C ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 28, 2012.
03 HOLD AN ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
04 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933396156
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY J. CONTI Mgmt For For
FRANK S. HERMANCE Mgmt For For
02 APPROVAL OF THE AMETEK, INC. 2011 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
03 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF AMETEK, Mgmt For For
INC. EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
05 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 933416528
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. Mgmt For For
ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
1B NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. Mgmt For For
ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
1C NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. Mgmt For For
ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
02 A PROPOSAL TO AMEND OUR CHARTER TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES TO 2,000,000,000
SHARES.
03 NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY Mgmt For For
CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD
WILL NOT BE COUNTED
04 NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY Mgmt 3 Years For
CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD
WILL NOT BE COUNTED
05 NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY Mgmt For For
CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD
WILL NOT BE COUNTED
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 933446951
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 06-Jun-2011
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL AROUGHETI Mgmt For For
ANN TORRE BATES Mgmt For For
KENNETH R. HEITZ Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO AUTHORIZE THE COMPANY, WITH THE APPROVAL Mgmt For For
OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE
ISSUE SHARES OF ITS COMMON STOCK AT A PRICE
BELOW ITS THEN CURRENT NET ASSET VALUE PER
SHARE SUBJECT TO THE LIMITATIONS SET FORTH
IN THE PROXY STATEMENT FOR THE 2011 ANNUAL
MEETING OF STOCKHOLDERS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 TO AUTHORIZE THE COMPANY TO AMEND THE COMPANY'S Mgmt For For
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT
BETWEEN THE COMPANY AND ARES CAPITAL MANAGEMENT
LLC PURSUANT TO THE HURDLE AMENDMENT.
05 TO AUTHORIZE THE COMPANY TO AMEND THE COMPANY'S Mgmt For For
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT
BETWEEN THE COMPANY AND ARES CAPITAL MANAGEMENT
LLC PURSUANT TO THE CAPITAL GAINS AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC. Agenda Number: 933459643
--------------------------------------------------------------------------------------------------------------------------
Security: 049164205
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: AAWW
ISIN: US0491642056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. AGNEW Mgmt For For
TIMOTHY J. BERNLOHR Mgmt For For
EUGENE I. DAVIS Mgmt For For
WILLIAM J. FLYNN Mgmt For For
JAMES S. GILMORE III Mgmt For For
CAROL B. HALLETT Mgmt For For
FREDERICK MCCORKLE Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 AMENDMENT TO THE 2007 INCENTIVE PLAN (AS AMENDED). Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 933335499
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD J. DALY Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT N. DUELKS Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD J. HAVILAND Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA S. JAFFEE Mgmt For For
1F ELECTION OF DIRECTOR: ALEXANDRA LEBENTHAL Mgmt For For
1G ELECTION OF DIRECTOR: STUART R. LEVINE Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS J. PERNA Mgmt For For
1I ELECTION OF DIRECTOR: ALAN J. WEBER Mgmt For For
1J ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
03 TO APPROVE AN AMENDMENT OF THE 2007 OMNIBUS Mgmt For For
AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
CAPITALSOURCE INC. Agenda Number: 933384214
--------------------------------------------------------------------------------------------------------------------------
Security: 14055X102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CSE
ISIN: US14055X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERICK W. EUBANK, II Mgmt For For
TIMOTHY M. HURD Mgmt For For
STEVEN A. MUSELES Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR 2011.
03 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CASH AMERICA INTERNATIONAL, INC. Agenda Number: 933405501
--------------------------------------------------------------------------------------------------------------------------
Security: 14754D100
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: CSH
ISIN: US14754D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL E. BERCE Mgmt For For
JACK R. DAUGHERTY Mgmt For For
DANIEL R. FEEHAN Mgmt For For
ALBERT GOLDSTEIN Mgmt For For
JAMES H. GRAVES Mgmt For For
B.D. HUNTER Mgmt For For
TIMOTHY J. MCKIBBEN Mgmt For For
ALFRED M. MICALLEF Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 933455126
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AUBREY K. MCCLENDON Mgmt No vote
DON NICKLES Mgmt No vote
KATHLEEN M. EISBRENNER Mgmt No vote
LOUIS A. SIMPSON Mgmt No vote
02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt No vote
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
04 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
05 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt No vote
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY Shr No vote
SHAREHOLDER VOTE ON DIRECTOR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933442220
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY A. LEACH Mgmt For For
WILLIAM H. EASTER III Mgmt For For
W. HOWARD KEENAN, JR. Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY-ON-PAY").
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
CONVERGYS CORPORATION Agenda Number: 933380379
--------------------------------------------------------------------------------------------------------------------------
Security: 212485106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CVG
ISIN: US2124851062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY H. FOX Mgmt For For
RONALD L. NELSON Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE A PROPOSED AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED CODE OF REGULATIONS TO ALLOW FOR
A MAJORITY VOTING STANDARD FOR UNCONTESTED
ELECTION OF DIRECTORS.
4 TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
5 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENTERTAINMENT PROPERTIES TRUST Agenda Number: 933388022
--------------------------------------------------------------------------------------------------------------------------
Security: 29380T105
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: EPR
ISIN: US29380T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID BRAIN Mgmt For For
ROBERT DRUTEN Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933391992
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1E ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1F ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS EQUIFAX'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933423737
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. DILLON Mgmt For For
D.J. O'LEARY Mgmt For For
G.M. RENWICK Mgmt For For
C.W. STERN Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 933390419
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD J. MOONEY Mgmt For For
1B ELECTION OF DIRECTOR: ENRIQUE J. SOSA Mgmt For For
1C ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 933318304
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 30-Sep-2010
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWIN H. BURBA, JR. Mgmt For For
RAYMOND L. KILLIAN Mgmt For For
RUTH ANN MARSHALL Mgmt For For
02 ON THE PROPOSAL TO RATIFY THE REAPPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GOVERNMENT PROPERTIES INCOME TRUST Agenda Number: 933376231
--------------------------------------------------------------------------------------------------------------------------
Security: 38376A103
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: GOV
ISIN: US38376A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT Mgmt For For
TO OUR BOARD OF TRUSTEES AS THE INDEPENDENT
TRUSTEE IN CLASS II: JEFFREY P. SOMERS
02 TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT Mgmt For For
TO OUR BOARD OF TRUSTEES AS THE MANAGING TRUSTEE
IN CLASS II: BARRY M. PORTNOY
03 TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE Mgmt 3 Years For
FREQUENCY OF SHAREHOLDER NONBINDING ADVISORY
VOTES RELATING TO OUR EXECUTIVE COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. Agenda Number: 933429690
--------------------------------------------------------------------------------------------------------------------------
Security: 384313102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GTI
ISIN: US3843131026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY W. CARSON Mgmt For For
MARY B. CRANSTON Mgmt For For
HAROLD E. LAYMAN Mgmt For For
FERRELL P. MCCLEAN Mgmt For For
NATHAN MILIKOWSKY Mgmt For For
MICHAEL C. NAHL Mgmt For For
STEVEN R. SHAWLEY Mgmt For For
CRAIG S. SHULAR Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION - EVERY
ONE, TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda Number: 933330855
--------------------------------------------------------------------------------------------------------------------------
Security: 413875105
Meeting Type: Annual
Meeting Date: 22-Oct-2010
Ticker: HRS
ISIN: US4138751056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS A. DATTILO Mgmt For For
1C ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt For For
1D ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1F ELECTION OF DIRECTOR: JAMES C. STOFFEL Mgmt For For
1G ELECTION OF DIRECTOR: GREGORY T. SWIENTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
03 APPROVAL OF THE HARRIS CORPORATION ANNUAL INCENTIVE Mgmt For For
PLAN.
04 RE-APPROVAL OF THE PERFORMANCE MEASURES FOR Mgmt For For
THE HARRIS CORPORATION 2005 EQUITY INCENTIVE
PLAN.
05 SHAREHOLDER PROPOSAL REQUESTING APPROVAL OF Shr Against For
AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN INDEPENDENT
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
HATTERAS FINANCIAL CORP. Agenda Number: 933390801
--------------------------------------------------------------------------------------------------------------------------
Security: 41902R103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: HTS
ISIN: US41902R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. HOUGH Mgmt For For
BENJAMIN M. HOUGH Mgmt For For
DAVID W. BERSON Mgmt For For
IRA G. KAWALLER Mgmt For For
JEFFREY D. MILLER Mgmt For For
THOMAS D. WREN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. Agenda Number: 933410639
--------------------------------------------------------------------------------------------------------------------------
Security: 806407102
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: HSIC
ISIN: US8064071025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STANLEY M BERGMAN Mgmt For For
GERALD A BENJAMIN Mgmt For For
JAMES P BRESLAWSKI Mgmt For For
MARK E MLOTEK Mgmt For For
STEVEN PALADINO Mgmt For For
BARRY J ALPERIN Mgmt For For
PAUL BRONS Mgmt For For
DONALD J KABAT Mgmt For For
PHILIP A LASKAWY Mgmt For For
KARYN MASHIMA Mgmt For For
NORMAN S MATTHEWS Mgmt For For
BRADLEY T SHEARES, PHD Mgmt For For
LOUIS W SULLIVAN, MD Mgmt For For
2 PROPOSAL TO AMEND THE COMPANY'S 1994 STOCK INCENTIVE Mgmt For For
PLAN.
3 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
2010 COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HEWITT ASSOCIATES, INC. Agenda Number: 933321806
--------------------------------------------------------------------------------------------------------------------------
Security: 42822Q100
Meeting Type: Special
Meeting Date: 20-Sep-2010
Ticker: HEW
ISIN: US42822Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF JULY 11, 2010, BY AND AMONG HEWITT, AON
CORPORATION AND TWO WHOLLY OWNED SUBSIDIARIES
OF AON CORPORATION.
02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES IN
FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 933445795
--------------------------------------------------------------------------------------------------------------------------
Security: 44919P508
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: IACI
ISIN: US44919P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY R. BLATT Mgmt For For
EDGAR BRONFMAN, JR. Mgmt For For
BARRY DILLER Mgmt For For
MICHAEL D. EISNER Mgmt For For
VICTOR A. KAUFMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
BRYAN LOURD Mgmt For For
ARTHUR C. MARTINEZ Mgmt For For
DAVID ROSENBLATT Mgmt For For
ALAN G. SPOON Mgmt For For
A. VON FURSTENBERG Mgmt For For
RICHARD F. ZANNINO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
04 TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE Mgmt 3 Years For
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTERDIGITAL, INC. Agenda Number: 933425604
--------------------------------------------------------------------------------------------------------------------------
Security: 45867G101
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: IDCC
ISIN: US45867G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GILBERT F. AMELIO Mgmt For For
STEVEN T. CLONTZ Mgmt For For
EDWARD B. KAMINS Mgmt For For
JEAN F. RANKIN Mgmt For For
02 AMENDMENT OF THE ARTICLES OF INCORPORATION TO Mgmt For For
IMPLEMENT A MAJORITY VOTING STANDARD FOR ALL
DIRECTOR ELECTIONS OTHER THAN CONTESTED ELECTIONS.
03 APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF INTERDIGITAL, INC. FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933355136
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For
1B ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1D ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL R. HALLMAN Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1H ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1J ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt For For
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 933383882
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN Mgmt For For
1B ELECTION OF DIRECTOR: WAYNE GARRISON Mgmt For For
1C ELECTION OF DIRECTOR: SHARILYN S. GASAWAY Mgmt For For
1D ELECTION OF DIRECTOR: GARY C. GEORGE Mgmt For For
1E ELECTION OF DIRECTOR: BRYAN HUNT Mgmt For For
1F ELECTION OF DIRECTOR: COLEMAN H. PETERSON Mgmt For For
1G ELECTION OF DIRECTOR: JOHN N. ROBERTS III Mgmt For For
1H ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM J. SHEA, JR. Mgmt For For
1J ELECTION OF DIRECTOR: KIRK THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 3 Years For
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR CALENDAR YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
KAR AUCTION SERVICES INC Agenda Number: 933416631
--------------------------------------------------------------------------------------------------------------------------
Security: 48238T109
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: KAR
ISIN: US48238T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID J. AMENT Mgmt For For
THOMAS J. CARELLA Mgmt For For
BRIAN T. CLINGEN Mgmt For For
MICHAEL B. GOLDBERG Mgmt For For
ROBERT M. FINLAYSON Mgmt For For
PETER R. FORMANEK Mgmt For For
JAMES P. HALLETT Mgmt For For
PETER H. KAMIN Mgmt For For
SANJEEV K. MEHRA Mgmt For For
CHURCH M. MOORE Mgmt For For
THOMAS C. O'BRIEN Mgmt For For
GREGORY P. SPIVY Mgmt For For
JONATHAN P. WARD Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years For
OF VOTING ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933381989
--------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: LLL
ISIN: US5024241045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
H. HUGH SHELTON Mgmt For For
MICHAEL T. STRIANESE Mgmt For For
JOHN P. WHITE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Mgmt For For
APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE
COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.
4 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: Mgmt 1 Year For
TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE,
WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 933398554
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1B ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1C ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Mgmt For For
1D ELECTION OF DIRECTOR: N. ANTHONY COLES, JR., Mgmt For For
M.D., M.P.H.
1E ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, Mgmt For For
JR.
1H ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, Mgmt For For
MBBCH
1I ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D. Mgmt For For
1J ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
NELNET, INC. Agenda Number: 933419764
--------------------------------------------------------------------------------------------------------------------------
Security: 64031N108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: NNI
ISIN: US64031N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL S. DUNLAP Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN F. BUTTERFIELD Mgmt For For
1C ELECTION OF DIRECTOR: JAMES P. ABEL Mgmt For For
1D ELECTION OF DIRECTOR: KATHLEEN A. FARRELL Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS E. HENNING Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN J. O'CONNOR Mgmt For For
1G ELECTION OF DIRECTOR: KIMBERLY K. RATH Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL D. REARDON Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933389632
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TED COLLINS, JR. Mgmt For For
DOUGLAS E. SWANSON, JR. Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3A ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3B ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION Agenda Number: 933396081
--------------------------------------------------------------------------------------------------------------------------
Security: 743312100
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PRGS
ISIN: US7433121008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARRY N. BYCOFF Mgmt For For
RAM GUPTA Mgmt For For
CHARLES F. KANE Mgmt For For
DAVID A. KRALL Mgmt For For
MICHAEL L. MARK Mgmt For For
RICHARD D. REIDY Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE PROGRESS SOFTWARE Mgmt For For
CORPORATION RESTATED ARTICLES OF ORGANIZATION
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK FROM 100,000,000 TO 200,000,00
03 ADVISORY VOTE ON THE COMPENSATION OF PROGRESS Mgmt For For
SOFTWARE CORPORATION'S NAMED EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF PROGRESS SOFTWARE
CORPORATION'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933397691
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM F. BUEHLER Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL C. STANZIONE Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS
LLP FOR 2011.
3 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
4 PROPOSAL REGARDING THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 933431544
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: RRD
ISIN: US2578671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS J. QUINLAN, III Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
1C ELECTION OF DIRECTOR: LEE A. CHADEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH H. HAMILTON Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN M. IVEY Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS S. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL T. RIORDAN Mgmt For For
1I ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE COMPANY'S AUDITORS. Mgmt For For
05 STOCKHOLDER PROPOSAL WITH RESPECT TO A SUSTAINABLE Shr Against For
PAPER PURCHASING POLICY.
06 STOCKHOLDER PROPOSAL WITH RESPECT TO A REPORT Shr Against For
REGARDING POLITICAL CONTRIBUTIONS BY THE COMPANY.
07 STOCKHOLDER PROPOSAL WITH RESPECT TO STOCKHOLDER Shr Against For
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION Agenda Number: 933388008
--------------------------------------------------------------------------------------------------------------------------
Security: 83001A102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: SIX
ISIN: US83001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. BAKER Mgmt For For
KURT M. CELLAR Mgmt For For
CHARLES A. KOPPELMAN Mgmt For For
JON L. LUTHER Mgmt For For
USMAN NABI Mgmt For For
STEPHEN D. OWENS Mgmt For For
JAMES REID-ANDERSON Mgmt For For
RICHARD W. ROEDEL Mgmt For For
02 APPROVAL OF THE SIX FLAGS ENTERTAINMENT CORPORATION Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
04 RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933383274
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
MANUEL A. FERNANDEZ Mgmt For For
MARIANNE M. PARRS Mgmt For For
02 TO APPROVE ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
WITH WHICH THE COMPANY SHOULD CONDUCT FUTURE
SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST INC Agenda Number: 933415071
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD D. BRONSON Mgmt For For
JEFFREY F. DIMODICA Mgmt For For
JEFFREY D. DISHNER Mgmt For For
CAMILLE J. DOUGLAS Mgmt For For
BOYD W. FELLOWS Mgmt For For
BARRY S. STERNLICHT Mgmt For For
STRAUSS ZELNICK Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years For
WITH WHICH AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
SHOULD BE HELD.
04 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS STARWOOD PROPERTY
TRUST, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933376609
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1G ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1H ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1J ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY Mgmt 1 Year For
OF VOTING BY HOLDERS ON COMPENSATION PAID BY
COMPANY TO EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED Agenda Number: 933385242
--------------------------------------------------------------------------------------------------------------------------
Security: 879360105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: TDY
ISIN: US8793601050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROXANNE S. AUSTIN Mgmt For For
FRANK V. CAHOUET Mgmt For For
KENNETH C. DAHLBERG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
03 APPROVAL OF NON-BINDING RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
04 TO RECOMMEND, BY NONBINDING VOTE, ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933398009
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE BABICH, JR. Mgmt For For
WILLIAM R. COOK Mgmt For For
STEPHEN K. KLASKO Mgmt For For
BENSON F. SMITH Mgmt For For
02 APPROVAL OF THE TELEFLEX INCORPORATED 2011 EXECUTIVE Mgmt For For
INCENTIVE PLAN.
03 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
04 ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON Mgmt 2 Years For
COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 933307375
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405
Meeting Type: Annual
Meeting Date: 18-Aug-2010
Ticker: SJM
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM H. STEINBRINK Mgmt For For
1D ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 APPROVAL OF THE J.M. SMUCKER COMPANY 2010 EQUITY Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933412114
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For
1B ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt For For
1C ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
02 RATIFICATION OF SELECTION OF AUDITORS Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION Shr Against For
OF THE CLASSIFICATION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
VIRGIN MEDIA INC Agenda Number: 933438992
--------------------------------------------------------------------------------------------------------------------------
Security: 92769L101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: VMED
ISIN: US92769L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES A. CHIDDIX Mgmt For For
WILLIAM R. HUFF Mgmt For For
JAMES F. MOONEY Mgmt For For
JOHN N. RIGSBY Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933378247
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt For For
JERRY W. WALTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSAITION.
--------------------------------------------------------------------------------------------------------------------------
WENDY'S/ARBY'S GROUP, INC. Agenda Number: 933418243
--------------------------------------------------------------------------------------------------------------------------
Security: 950587105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: WEN
ISIN: US9505871056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NELSON PELTZ Mgmt For For
PETER W. MAY Mgmt For For
CLIVE CHAJET Mgmt For For
EDWARD P. GARDEN Mgmt For For
JANET HILL Mgmt For For
JOSEPH A. LEVATO Mgmt For For
J. RANDOLPH LEWIS Mgmt For For
PETER H. ROTHSCHILD Mgmt For For
DAVID E. SCHWAB II Mgmt For For
ROLAND C. SMITH Mgmt For For
RAYMOND S. TROUBH Mgmt For For
JACK G. WASSERMAN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO ALLOW MAJORITY VOTING IN
DIRECTOR ELECTIONS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR 2011.
04 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION Mgmt 1 Year For
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 933397689
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD E. MOREL JR.* Mgmt For For
JOHN H. WEILAND* Mgmt For For
ROBERT C. YOUNG* Mgmt For For
MARK A. BUTHMAN* Mgmt For For
DOUGLAS A. MICHELS# Mgmt For For
02 TO AMEND OUR AMENDED AND RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS
SO THAT ALL OF OUR DIRECTORS STAND FOR ELECTION
EACH YEAR.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
04 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
THE EXECUTIVE COMPENSATION VOTE.
06 TO APPROVE THE ADOPTION OF THE WEST PHARMACEUTICAL Mgmt For For
SERVICES, INC. 2011 OMNIBUS INCENTIVE COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
WILLIS GROUP HOLDINGS PLC Agenda Number: 933384365
--------------------------------------------------------------------------------------------------------------------------
Security: G96666105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: WSH
ISIN: IE00B4XGY116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH A. CALIFANO Mgmt For For
1C ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1D ELECTION OF DIRECTOR: SIR ROY GARDNER Mgmt For For
1E ELECTION OF DIRECTOR: SIR JEREMY HANLEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBYN S. KRAVIT Mgmt For For
1G ELECTION OF DIRECTOR: JEFFREY B. LANE Mgmt For For
1H ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For
1I ELECTION OF DIRECTOR: JAMES F. MCCANN Mgmt For For
1J ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Mgmt For For
1K ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS Mgmt For For
1L ELECTION OF DIRECTOR: MICHAEL J. SOMERS Mgmt For For
2 RATIFY THE REAPPOINTMENT OF DELOITTE LLP AS Mgmt For For
AUDITORS UNTIL THE CLOSE OF THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS AND AUTHORIZE
THE BOARD OF DIRECTORS ACTING THROUGH THE AUDIT
COMMITTEE TO FIX THE AUDITORS' REMUNERATION.
3 RENEW THE AUTHORIZATION OF THE COMPANY AND/OR Mgmt For For
ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET
PURCHASES OF THE COMPANY'S ORDINARY SHARES.
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION Agenda Number: 933389389
--------------------------------------------------------------------------------------------------------------------------
Security: 97381W104
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: WIN
ISIN: US97381W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL B. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Mgmt For For
1C ELECTION OF DIRECTOR: DENNIS E. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Mgmt For For
1E ELECTION OF DIRECTOR: JEFFERY R. GARDNER Mgmt For For
1F ELECTION OF DIRECTOR: JEFFREY T. HINSON Mgmt For For
1G ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Mgmt For For
1I ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For
02 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION
03 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Mgmt 1 Year For
ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2011
05 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr For Against
06 STOCKHOLDER PROPOSAL - TRANSPARENCY AND ACCOUNTABILITY Shr For Against
IN CORPORATE SPENDING ON POLITICAL ACTIVITIES
ASTON/Crosswind Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABOVENET, INC. Agenda Number: 933463565
--------------------------------------------------------------------------------------------------------------------------
Security: 00374N107
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: ABVT
ISIN: US00374N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY A. BRODSKY Mgmt For For
MICHAEL J. EMBLER Mgmt For For
WILLIAM G. LAPERCH Mgmt For For
RICHARD POSTMA Mgmt For For
RICHARD SHORTEN, JR. Mgmt For For
STUART SUBOTNICK Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF BDO USA, LLP AS
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE THE 2011 EQUITY INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY VOTE).
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 1 Year For
SAY ON PAY VOTE.
--------------------------------------------------------------------------------------------------------------------------
AMERESCO INC. (AMRC) Agenda Number: 933444248
--------------------------------------------------------------------------------------------------------------------------
Security: 02361E108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: AMRC
ISIN: US02361E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID J. ANDERSON Mgmt For For
WILLIAM M. BULGER Mgmt For For
FRANK V. WISNESKI Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON APPROVAL OF THE FREQUENCY OF Mgmt 3 Years For
A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. Agenda Number: 933397475
--------------------------------------------------------------------------------------------------------------------------
Security: 02744M108
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: AMMD
ISIN: US02744M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD B. EMMITT Mgmt For For
C.H. PORTER, PH.D. Mgmt For For
D. VERNE SHARMA Mgmt For For
02 A NON-BINDING, ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN OUR PROXY STATEMENT.
03 A NON-BINDING, ADVISORY PROPOSAL TO DETERMINE Mgmt 3 Years For
THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
ARVINMERITOR, INC. Agenda Number: 933352205
--------------------------------------------------------------------------------------------------------------------------
Security: 043353101
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: ARM
ISIN: US0433531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH B. ANDERSON, JR. Mgmt For For
RHONDA L. BROOKS Mgmt For For
STEVEN G. ROTHMEIER Mgmt For For
02 APPROVAL OF THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS OF THE COMPANY.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2010 LONG-TERM INCENTIVE PLAN TO INCREASE
THE MAXIMUM SHARES AUTHORIZED BY 3.7 MILLION
SHARES.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO CHANGE THE NAME
OF THE COMPANY TO "MERITOR, INC.".
--------------------------------------------------------------------------------------------------------------------------
BLACKBOARD INC. Agenda Number: 933444022
--------------------------------------------------------------------------------------------------------------------------
Security: 091935502
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: BBBB
ISIN: US0919355026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. ROGERS NOVAK, JR. Mgmt For For
JOSEPH L. COWAN Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BPZ RESOURCES, INC Agenda Number: 933454198
--------------------------------------------------------------------------------------------------------------------------
Security: 055639108
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: BPZ
ISIN: US0556391086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GORDON GRAY Mgmt For For
STEPHEN C. BEASLEY Mgmt For For
02 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS.
03 APPROVE THE BPZ RESOURCES, INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
04 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON COMPENSATION FOR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933436746
--------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: CHSI
ISIN: US14888B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID T. BLAIR Mgmt For For
DANIEL J. HOUSTON Mgmt For For
KENNETH A. SAMET Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF CATALYST HEALTH SOLUTIONS, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS COMPENSATION AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K OR ANY
SUCCESSOR THERETO (THE "SAY ON PAY" VOTE).
04 THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S Mgmt 1 Year For
RECOMMENDATION REGARDING THE FREQUENCY OF THE
"SAY ON PAY" VOTE ON A TRIENNIAL BASIS.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM NETWORKS, INC. Agenda Number: 933431328
--------------------------------------------------------------------------------------------------------------------------
Security: 14965A101
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: CAVM
ISIN: US14965A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY J. PANTUSO Mgmt For For
C.N. REDDY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF CAVIUM NETWORKS,
INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF CAVIUM NETWORK, INC.'S NAMED EXECUTIVE OFFICERS.
04 TO INDICATE ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF CAVIUM NETWORKS, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CLOUD PEAK ENERGY, INC. Agenda Number: 933412621
--------------------------------------------------------------------------------------------------------------------------
Security: 18911Q102
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: CLD
ISIN: US18911Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. WILLIAM FOX III Mgmt For For
1B ELECTION OF DIRECTOR: MR. JAMES VOORHEES Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF THE SAY-ON-PAY VOTE AMONG THE FOLLOWING
OPTIONS: EVERY YEAR, EVERY TWO YEARS OR EVERY
THREE YEARS.
05 APPROVE THE AMENDMENT TO THE 2009 LONG TERM Mgmt For For
INCENTIVE PLAN, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
06 TO RE-APPROVE THE PERFORMANCE OBJECTIVES UNDER Mgmt For For
THE CLOUD PEAK ENERGY INC. 2009 LONG TERM INCENTIVE
PLAN, IN ACCORDANCE WITH THE PERIODIC RE-APPROVAL
REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
07 TO APPROVE THE CLOUD PEAK ENERGY INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CONCEPTUS, INC. Agenda Number: 933433966
--------------------------------------------------------------------------------------------------------------------------
Security: 206016107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CPTS
ISIN: US2060161070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL A. LAVIOLETTE Mgmt For For
PETER L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT AS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNT
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF CONCEPTUS NAMED OFFICERS
AS PRESENTED IN THIS PROXY STATEMENT.
04 TO DETERMINE, BY NON-BINDING VOTE, WHETHER AN Mgmt 2 Years For
ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL
OCCUR EVERY 1, 2 OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
CONVIO INC Agenda Number: 933419865
--------------------------------------------------------------------------------------------------------------------------
Security: 21257W105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CNVO
ISIN: US21257W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. SCOTT IRWIN Mgmt For For
02 TO APPROVE ON AN ADVISORY (NON-BINDING) BASIS Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT.
03 TO RECOMMEND ON AN ADVISORY (NON-BINDING) BASIS Mgmt 3 Years For
THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION IN THE FUTURE.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 933417392
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. COOPER Mgmt For For
JOHN L.M. HUGHES Mgmt For For
BERNARD W. REZNICEK Mgmt For For
DONALD V. SMITH Mgmt For For
02 APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES Mgmt 3 Years For
ON EXECUTIVE COMPENSATION.
04 APPROVAL OF PERFORMANCE GOALS UNDER THE PERFORMANCE Mgmt For For
BONUS PROGRAM.
05 APPROVAL OF THE AMENDED AND RESTATED 2005 STOCK Mgmt For For
INCENTIVE PLAN.
06 APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
07 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
DEALERTRACK HOLDINGS, INC. Agenda Number: 933415463
--------------------------------------------------------------------------------------------------------------------------
Security: 242309102
Meeting Type: Annual
Meeting Date: 23-May-2011
Ticker: TRAK
ISIN: US2423091022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK F. O' NEIL Mgmt For For
MARY CIRILLO-GOLDBERG Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS DEALERTRACK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
03 TO APPROVE THE COMPENSATION OF EACH EXECUTIVE Mgmt For For
OFFICER, AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO THE COMPENSATION DISCLOSURE RULES
OF THE SEC
04 FREQUENCY OF STOCKHOLDER VOTE TO APPROVE THE Mgmt 3 Years For
COMPENSATION OF EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
DENDREON CORPORATION Agenda Number: 933442105
--------------------------------------------------------------------------------------------------------------------------
Security: 24823Q107
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: DNDN
ISIN: US24823Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD B. BREWER Mgmt For For
MITCHELL H. GOLD, M.D. Mgmt For For
PEDRO GRANADILLO Mgmt For For
DAVID C. STUMP, M.D. Mgmt For For
02 APPROVAL OF THE RATIFICATION OF THE SELECTION Mgmt For For
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
YEAR.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE APPROVAL Mgmt For For
OF THE COMPANY'S OVERALL EXECUTIVE COMPENSATION
PROGRAM.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIGITALGLOBE, INC. Agenda Number: 933417241
--------------------------------------------------------------------------------------------------------------------------
Security: 25389M877
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: DGI
ISIN: US25389M8771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEN HOWELL M. ESTES III Mgmt For For
ALDEN MUNSON, JR. Mgmt For For
EDDY ZERVIGON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC. Agenda Number: 933438093
--------------------------------------------------------------------------------------------------------------------------
Security: 292554102
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: ECPG
ISIN: US2925541029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. BRANDON BLACK Mgmt For For
GEORGE LUND Mgmt For For
RICHARD A. MANDELL Mgmt For For
WILLEM MESDAG Mgmt For For
JOHN J. OROS Mgmt For For
J. CHRISTOPHER TEETS Mgmt For For
H RONALD WEISSMAN Mgmt For For
WARREN WILCOX Mgmt For For
02 RATIFICATION OF SELECTION OF BDO USA, LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
03 NON-BINDING VOTE ON COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 NON-BINDING VOTE ON FREQUENCY OF NON-BINDING Mgmt 3 Years For
STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ENDOLOGIX, INC. Agenda Number: 933444286
--------------------------------------------------------------------------------------------------------------------------
Security: 29266S106
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: ELGX
ISIN: US29266S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL LEMAITRE Mgmt For For
02 RESOLVED, THAT THE STOCKHOLDERS APPROVE, ON Mgmt For For
AN ADVISORY BASIS, COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF ENDOLOGIX, INC. AS DISCLOSED
PURSUANT TO COMPENSATION DISCLOSURE RULES OF
SEC IN COMPENSATION DISCUSSION & ANALYSIS,
RELATED COMPENSATION TABLES & NARRATIVE DISCUSSION
TO THOSE TABLES SET FORTH IN ENDOLOGIX, INC.S
PROXY STATEMENT FOR 2011 ANNUAL MEETING OF
STOCKHOLDERS.
03 RESOLVED, THAT THE STOCKHOLDERS DETERMINE, ON Mgmt 1 Year For
AN ADVISORY BASIS, THAT THE FREQUENCY WITH
WHICH ENDOLOGIX, INC. SHOULD SUBMIT AN ADVISORY
VOTE ON COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO THE SECS
COMPENSATION DISCLOSURE RULES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 933448816
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORRIS GOLDFARB Mgmt For For
SAMMY AARON Mgmt For For
THOMAS J. BROSIG Mgmt For For
ALAN FELLER Mgmt For For
JEFFREY GOLDFARB Mgmt For For
CARL KATZ Mgmt For For
LAURA POMERANTZ Mgmt For For
WILLEM VAN BOKHORST Mgmt For For
RICHARD WHITE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP.
--------------------------------------------------------------------------------------------------------------------------
GENERAL COMMUNICATION, INC. Agenda Number: 933452372
--------------------------------------------------------------------------------------------------------------------------
Security: 369385109
Meeting Type: Annual
Meeting Date: 27-Jun-2011
Ticker: GNCMA
ISIN: US3693851095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERRY A. EDGERTON Mgmt For For
MARK W. KROLOFF Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2011.
03 TO APPROVE, AS AN ADVISORY VOTE ONLY, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE COMPANY'S MANAGEMENT PROXY STATEMENT
FOR THE ANNUAL MEETING.
04 TO VOTE, AS AN ADVISORY VOTE ONLY, FOR A FREQUENCY Mgmt 3 Years For
OF SHAREHOLDER ADVISORY VOTES AT COMPANY SHAREHOLDER
MEETINGS ON COMPENSATION OF COMPANY NAMED EXECUTIVE
OFFICERS AS IDENTIFIED IN CORRESPONDING COMPANY
MANAGEMENT PROXY STATEMENTS TO OCCUR EVERY
(SELECT ONE).
--------------------------------------------------------------------------------------------------------------------------
GENESCO INC. Agenda Number: 933452497
--------------------------------------------------------------------------------------------------------------------------
Security: 371532102
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: GCO
ISIN: US3715321028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES S. BEARD Mgmt For For
LEONARD L. BERRY Mgmt For For
WILLIAM F. BLAUFUSS, JR Mgmt For For
JAMES W. BRADFORD Mgmt For For
ROBERT V. DALE Mgmt For For
ROBERT J. DENNIS Mgmt For For
MATTHEW C. DIAMOND Mgmt For For
MARTY G. DICKENS Mgmt For For
BEN T. HARRIS Mgmt For For
KATHLEEN MASON Mgmt For For
2 AMENDMENT AND RESTATEMENT OF 2009 EQUITY INCENTIVE Mgmt For For
PLAN.
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
5 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. Agenda Number: 933429690
--------------------------------------------------------------------------------------------------------------------------
Security: 384313102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GTI
ISIN: US3843131026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY W. CARSON Mgmt For For
MARY B. CRANSTON Mgmt For For
HAROLD E. LAYMAN Mgmt For For
FERRELL P. MCCLEAN Mgmt For For
NATHAN MILIKOWSKY Mgmt For For
MICHAEL C. NAHL Mgmt For For
STEVEN R. SHAWLEY Mgmt For For
CRAIG S. SHULAR Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION - EVERY
ONE, TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GREEN MOUNTAIN COFFEE ROASTERS, INC. Agenda Number: 933367434
--------------------------------------------------------------------------------------------------------------------------
Security: 393122106
Meeting Type: Annual
Meeting Date: 10-Mar-2011
Ticker: GMCR
ISIN: US3931221069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAWRENCE J. BLANFORD Mgmt For For
MICHAEL J. MARDY Mgmt For For
DAVID E. MORAN Mgmt For For
2 TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN THESE MATERIALS.
3 TO CONSIDER AN ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS
4 TO RATIFY THE THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED ACCOUNTANTS
FOR OUR 2011 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HANGER ORTHOPEDIC GROUP, INC. Agenda Number: 933415069
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: HGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS P. COOPER, M.D. Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
ERIC A. GREEN Mgmt For For
STEPHEN E. HARE Mgmt For For
ISAAC KAUFMAN Mgmt For For
THOMAS F. KIRK Mgmt For For
PETER J. NEFF Mgmt For For
BENNETT ROSENTHAL Mgmt For For
IVAN R. SABEL, CPO Mgmt For For
02 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt 1 Year For
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION PROVIDING FOR THE REMOVAL
OF THE CLASS OF NON-VOTING COMMON STOCK.
05 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO PERMIT AMENDMENTS TO OUR
BY-LAWS BY OUR BOARD OF DIRECTORS.
06 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE DUPLICATIVE PROVISIONS
AND MAKE CERTAIN OTHER NON-SUBSTANTIVE CHANGES.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
HEALTHSOUTH CORPORATION Agenda Number: 933404179
--------------------------------------------------------------------------------------------------------------------------
Security: 421924309
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HLS
ISIN: US4219243098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD A. BLECHSCHMIDT Mgmt For For
JOHN W. CHIDSEY Mgmt For For
DONALD L. CORRELL Mgmt For For
YVONNE M. CURL Mgmt For For
CHARLES M. ELSON Mgmt For For
JAY GRINNEY Mgmt For For
JON F. HANSON Mgmt For For
LEO I. HIGDON, JR. Mgmt For For
JOHN E. MAUPIN, JR. Mgmt For For
L. EDWARD SHAW, JR. Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 TO APPROVE THE HEALTHSOUTH CORPORATION AMENDED Mgmt For For
AND RESTATED 2008 EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HSN, INC Agenda Number: 933398631
--------------------------------------------------------------------------------------------------------------------------
Security: 404303109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: HSNI
ISIN: US4043031099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY R. BLATT Mgmt For For
P. BOUSQUET-CHAVANNE Mgmt For For
MICHAEL C. BOYD Mgmt For For
WILLIAM COSTELLO Mgmt For For
JAMES M. FOLLO Mgmt For For
MINDY GROSSMAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
ARTHUR C. MARTINEZ Mgmt For For
THOMAS J. MCINERNEY Mgmt For For
JOHN B. (JAY) MORSE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IGATE CORPORATION Agenda Number: 933423600
--------------------------------------------------------------------------------------------------------------------------
Security: 45169U105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: IGTE
ISIN: US45169U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUNIL WADHWANI Mgmt For For
GORAN LINDAHL Mgmt For For
02 TO APPROVE THE REMOVAL OF THE CONVERSION CAP Mgmt For For
LIMITATION TO WHICH OUR 8% SERIES B PREFERRED
STOCK IS CURRENTLY SUBJECT.
3A TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK.
3B TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE MAXIMUM NUMBER OF DIRECTORS THAT MAY SERVE
ON THE BOARD FROM NINE TO FOURTEEN.
04 TO APPROVE THE IGATE CORPORATION 2011 ANNUAL Mgmt For For
INCENTIVE COMPENSATION PLAN.
05 TO APPROVE THE PERFORMANCE MEASURES FOR PERFORMANCE-BASED Mgmt For For
AWARDS UNDER THE IGATE CORPORATION 2006 STOCK
INCENTIVE PLAN.
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
07 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JAMES RIVER COAL COMPANY Agenda Number: 933462688
--------------------------------------------------------------------------------------------------------------------------
Security: 470355207
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: JRCC
ISIN: US4703552079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN F. CROWN Mgmt For For
02 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
JARDEN CORPORATION Agenda Number: 933436861
--------------------------------------------------------------------------------------------------------------------------
Security: 471109108
Meeting Type: Annual
Meeting Date: 13-Jun-2011
Ticker: JAH
ISIN: US4711091086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM J. GRANT Mgmt For For
RICHARD J. HECKMANN Mgmt For For
IRWIN D. SIMON Mgmt For For
2 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE NUMBER OF SHARES OF AUTHORIZED
COMMON STOCK FROM 150,000,000 TO 300,000,000
SHARES.
3 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, TO
INCREASE THE MAXIMUM PERMITTED NUMBER OF DIRECTORS
ON THE COMPANY'S BOARD OF DIRECTORS FROM NINE
TO TEN.
4 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANYS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
5 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
6 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KENEXA CORPORATION Agenda Number: 933413508
--------------------------------------------------------------------------------------------------------------------------
Security: 488879107
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: KNXA
ISIN: US4888791070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARRY M. ABELSON Mgmt For For
NOORUDDIN S. KARSAN Mgmt For For
JOHN A. NIES Mgmt For For
02 AMENDMENT TO 2005 EQUITY INCENTIVE PLAN TO INCREASE Mgmt For For
THE NUMBER OF SHARES OF COMMON STOCK FOR ISSUANCE
UNDER THE 2005 PLAN BY 3,200,000 SHARES
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 RATIFICATION OF GRANT THORNTON AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
KNOLOGY, INC. Agenda Number: 933390940
--------------------------------------------------------------------------------------------------------------------------
Security: 499183804
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: KNOL
ISIN: US4991838040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. RODGER L. JOHNSON Mgmt For For
MR. C.B. LANIER, III Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
KODIAK OIL & GAS CORP. Agenda Number: 933448791
--------------------------------------------------------------------------------------------------------------------------
Security: 50015Q100
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: KOG
ISIN: CA50015Q1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LYNN A. PETERSON Mgmt For For
JAMES E. CATLIN Mgmt For For
RODNEY D. KNUTSON Mgmt For For
HERRICK K. LIDSTONE, JR Mgmt For For
WILLIAM J. KRYSIAK Mgmt For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AMENDMENT NO. 2 TO THE KODIAK OIL Mgmt For For
& GAS CORP. 2007 STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC. Agenda Number: 933368094
--------------------------------------------------------------------------------------------------------------------------
Security: 53635B107
Meeting Type: Annual
Meeting Date: 16-Feb-2011
Ticker: LQDT
ISIN: US53635B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILLIP A. CLOUGH Mgmt For For
GEORGE H. ELLIS Mgmt For For
JAIME MATEUS-TIQUE Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LOGMEIN, INC Agenda Number: 933422595
--------------------------------------------------------------------------------------------------------------------------
Security: 54142L109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: LOGM
ISIN: US54142L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN J. BENSON Mgmt For For
MICHAEL J. CHRISTENSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE FOR THE APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year For
COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
MAGNUM HUNTER RESOURCES CORPORATION Agenda Number: 933411097
--------------------------------------------------------------------------------------------------------------------------
Security: 55973B102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: MHR
ISIN: US55973B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF MAGNUM Mgmt For For
HUNTER COMMON STOCK, IN CONNECTION WITH THE
TRANSACTIONS CONTEMPLATED BY THE ARRANGEMENT
AGREEMENT, DATED JANUARY 19, 2011, BY AND AMONG
MAGNUM HUNTER, EXCHANGECO AND NULOCH RESOURCES
INC., AND THE RELATED PLAN OF ARRANGEMENT.
02 DIRECTOR
GARY C. EVANS Mgmt For For
RONALD D. ORMAND Mgmt For For
J. RALEIGH BAILES, SR. Mgmt For For
BRAD BYNUM Mgmt For For
VICTOR G. CARRILLO Mgmt For For
GARY L. HALL Mgmt For For
JOE L. MCCLAUGHERTY Mgmt For For
STEVEN A. PFEIFER Mgmt For For
JEFF SWANSON Mgmt For For
03 AMENDMENT TO CERTIFICATE OF INCORPORATION, AS Mgmt For For
AMENDED, THAT WILL INCREASE AUTHORIZED NUMBER
OF COMMON STOCK SHARES TO 250,000,000
04 TO APPROVE AN AMENDMENT TO MAGNUM HUNTER'S CERTIFICATE Mgmt For For
OF INCORPORATION, AS AMENDED, THAT WILL INCREASE
THE AUTHORIZED NUMBER OF SHARES OF MAGNUM HUNTER
PREFERRED STOCK TO 15,000,000.
05 TO APPROVE AN AMENDMENT TO THE MAGNUM HUNTER Mgmt For For
AMENDED AND RESTATED STOCK INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
MAGNUM HUNTER COMMON STOCK THAT MAY BE ISSUED
UNDER THE PLAN TO 20,000,000.
06 RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DEC 31, 2011.
07 TO CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
08 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
09 TO APPROVE AN ADJOURNMENT OF THE MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ANY ADDITIONAL PROXIES
IN FAVOR OF THE FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
MEDASSETS, INC. Agenda Number: 933449565
--------------------------------------------------------------------------------------------------------------------------
Security: 584045108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: MDAS
ISIN: US5840451083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMANTHA TROTMAN BURMAN Mgmt For For
RAND A. BALLARD Mgmt For For
VERNON R. LOUCKS, JR. Mgmt For For
JOHN C. RUTHERFORD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP, AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 TO SELECT THE OPTION OF EVERY ONE YEAR, TWO Mgmt 1 Year For
YEARS OR THREE YEARS AS THE FREQUENCY WITH
WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC. Agenda Number: 933436671
--------------------------------------------------------------------------------------------------------------------------
Security: 611742107
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: MWW
ISIN: US6117421072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SALVATORE IANNUZZI Mgmt For For
1B ELECTION OF DIRECTOR: JOHN GAULDING Mgmt For For
1C ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, Mgmt For For
JR.
1D ELECTION OF DIRECTOR: CYNTHIA P. MCCAGUE Mgmt For For
1E ELECTION OF DIRECTOR: JEFFREY F. RAYPORT Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO TUNIOLI Mgmt For For
1G ELECTION OF DIRECTOR: TIMOTHY T. YATES Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS MONSTER WORLDWIDE, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF AN AMENDMENT TO THE MONSTER WORLDWIDE, Mgmt For For
INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
THEREUNDER.
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
05 FREQUENCY OF ADVISORY VOTES ON NAMED EXECUTIVE Mgmt 1 Year For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION Agenda Number: 933365707
--------------------------------------------------------------------------------------------------------------------------
Security: 63934E108
Meeting Type: Annual
Meeting Date: 15-Feb-2011
Ticker: NAV
ISIN: US63934E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES H. KEYES Mgmt For For
JOHN D. CORRENTI Mgmt For For
DANIEL C. USTIAN Mgmt For For
02 VOTE TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 VOTE TO APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 110,000,000 TO 220,000,000.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
A POLICY TO OBTAIN STOCKHOLDER APPROVAL FOR
CERTAIN FUTURE SEVERANCE AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda Number: 933447472
--------------------------------------------------------------------------------------------------------------------------
Security: 640268108
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: NKTR
ISIN: US6402681083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH J. KRIVULKA Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD W. ROBIN Mgmt For For
1C ELECTION OF DIRECTOR: DENNIS L. WINGER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
NII HOLDINGS, INC. Agenda Number: 933406604
--------------------------------------------------------------------------------------------------------------------------
Security: 62913F201
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: NIHD
ISIN: US62913F2011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES M. HERINGTON Mgmt For For
ROSENDO G. PARRA Mgmt For For
JOHN W. RISNER Mgmt For For
02 A NON-BINDING STOCKHOLDER ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
03 A NON-BINDING STOCKHOLDER ADVISORY VOTE ON FREQUENCY Mgmt 1 Year For
OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN OIL AND GAS INC. Agenda Number: 933451659
--------------------------------------------------------------------------------------------------------------------------
Security: 665531109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: NOG
ISIN: US6655311099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. REGER Mgmt For For
RYAN R. GILBERTSON Mgmt For For
ROBERT GRABB Mgmt For For
JACK E. KING Mgmt For For
LISA MEIER Mgmt For For
LOREN J. O'TOOLE Mgmt For For
CARTER STEWART Mgmt For For
02 TO AMEND AND RESTATE OUR 2009 EQUITY INCENTIVE Mgmt For For
PLAN.
03 TO APPROVE EXECUTIVE COMPENSATION BY NON-BINDING Mgmt For For
ADVISORY VOTE.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933356760
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt For For
1D ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G ELECTION OF DIRECTOR: MARK B. MYERS Mgmt For For
1H ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt For For
2000 STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1995 DIRECTORS' Mgmt For For
STOCK PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 933382020
--------------------------------------------------------------------------------------------------------------------------
Security: 676220106
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: ODP
ISIN: US6762201068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NEIL R. AUSTRIAN Mgmt For For
1B ELECTION OF DIRECTOR: JUSTIN BATEMAN Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS J. COLLIGAN Mgmt For For
1D ELECTION OF DIRECTOR: MARSHA J. EVANS Mgmt For For
1E ELECTION OF DIRECTOR: DAVID I. FUENTE Mgmt For For
1F ELECTION OF DIRECTOR: BRENDA J. GAINES Mgmt For For
1G ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1H ELECTION OF DIRECTOR: W. SCOTT HEDRICK Mgmt For For
1I ELECTION OF DIRECTOR: KATHLEEN MASON Mgmt For For
1J ELECTION OF DIRECTOR: JAMES S. RUBIN Mgmt For For
1K ELECTION OF DIRECTOR: RAYMOND SVIDER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 TO APPROVE AN AMENDMENT TO OUR 2007 LONG-TERM Mgmt For For
INCENTIVE PLAN.
06 A PROPOSAL FROM A SHAREHOLDER RECOMMENDING THAT Shr Against For
OUR BOARD OF DIRECTORS AMEND THE COMPANY'S
BYLAWS (AND EACH APPROPRIATE DOCUMENT) TO GIVE
HOLDERS OF 10% OR MORE OF THE COMPANY'S OUTSTANDING
COMMON STOCK (OR THE LOWEST PERCENTAGE PERMITTED
BY LAW ABOVE 10%) THE POWER TO CALL A SPECIAL
SHAREHOLDER MEETING.
--------------------------------------------------------------------------------------------------------------------------
OFFICEMAX INCORPORATED Agenda Number: 933377081
--------------------------------------------------------------------------------------------------------------------------
Security: 67622P101
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: OMX
ISIN: US67622P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH M. DEPINTO Mgmt For For
1C ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM J. MONTGORIS Mgmt For For
1E ELECTION OF DIRECTOR: FRANCESCA RUIZ DE LUZURIAGA Mgmt For For
1F ELECTION OF DIRECTOR: RAVICHANDRA K. SALIGRAM Mgmt For For
1G ELECTION OF DIRECTOR: DAVID M. SZYMANSKI Mgmt For For
02 APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2011.
03 THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF A RESOLUTION APPROVING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS DESCRIBED UNDER
THE HEADING "EXECUTIVE COMPENSATION" IN THE
PROXY STATEMENT.
04 THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt 3 Years For
OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PHARMASSET, INC. Agenda Number: 933374655
--------------------------------------------------------------------------------------------------------------------------
Security: 71715N106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: VRUS
ISIN: US71715N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. CARNEY Mgmt For For
P. SCHAEFER PRICE Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF GRANT THORNTON LLP AS PHARMASSET, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
03 APPROVAL OF AMENDMENTS TO PHARMASSET, INC.'S Mgmt For For
REVISED 2007 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON COMPENSATION OF PHARMASSET, Mgmt For For
INC.'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years For
ON COMPENSATION OF PHARMASSET, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
RADIANT SYSTEMS, INC. Agenda Number: 933441848
--------------------------------------------------------------------------------------------------------------------------
Security: 75025N102
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: RADS
ISIN: US75025N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.A. DOUGLAS, JR* Mgmt For For
PHILIP J. HICKEY, JR* Mgmt For For
MICHAEL Z. KAY* Mgmt For For
NICK SHREIBER# Mgmt For For
03 TO APPROVE THE 2011 AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED 2005 LONG-TERM INCENTIVE PLAN,
INCLUDING APPROVAL OF THE MATERIAL TERMS OF
PERFORMANCE GOALS FOR SECTION 162(M) AWARDS
UNDER THE AMENDED AND RESTATED 2005 LONG-TERM
INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Mgmt For For
ON PAY" VOTE).
05 ADVISORY VOTE ON HOW FREQUENTLY STOCKHOLDERS Mgmt 1 Year For
WILL BE PROVIDED A "SAY-ON-PAY" VOTE.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
RAILAMERICA, INC. Agenda Number: 933416934
--------------------------------------------------------------------------------------------------------------------------
Security: 750753402
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: RA
ISIN: US7507534029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. ADAMS, JR. Mgmt For For
PAUL R. GOODWIN Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Take No Action
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 933394176
--------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ROSE
ISIN: US7777793073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. BECKLER Mgmt For For
MATTHEW D. FITZGERALD Mgmt For For
PHILIP L. FREDERICKSON Mgmt For For
D. HENRY HOUSTON Mgmt For For
RANDY L. LIMBACHER Mgmt For For
JOSIAH O. LOW III Mgmt For For
DONALD D. PATTESON, JR. Mgmt For For
02 RESOLVED, THAT THE STOCKHOLDERS OF THE COMPANY Mgmt For For
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS DISCLOSED
IN THE COMPENSATION DISCUSSION AND ANALYSIS,
THE SUMMARY COMPENSATION TABLE AND THE OTHER
RELATED COMPENSATION TABLES, NOTES AND NARATIVE
IN THE PROXY STATEMENT FOR THE COMPANY'S 2011
ANNUAL MEETING OF STOCKHOLDERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
SAVVIS INC. Agenda Number: 933407149
--------------------------------------------------------------------------------------------------------------------------
Security: 805423308
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: SVVS
ISIN: US8054233080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY E. DOBBS Mgmt For For
CLYDE A. HEINTZELMAN Mgmt For For
THOMAS E. MCINERNEY Mgmt For For
JAMES E. OUSLEY Mgmt For For
JAMES P. PELLOW Mgmt For For
DAVID C. PETERSCHMIDT Mgmt For For
MERCEDES A. WALTON Mgmt For For
PATRICK J. WELSH Mgmt For For
02 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt 2 Years For
FREQUENCY OF EXECUTIVE COMPENSATION APPROVAL.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SFN GROUP INC Agenda Number: 933407315
--------------------------------------------------------------------------------------------------------------------------
Security: 784153108
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: SFN
ISIN: US7841531087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES J. FORESE Mgmt For For
L.E. GILLESPIE, SR. Mgmt For For
J. IAN MORRISON Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE 2011 FISCAL YEAR.
03 THE APPROVAL OF THE COMPANY'S AMENDED AND RESTATED Mgmt For For
2006 STOCK INCENTIVE PLAN.
04 THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
FOR FUTURE ADVISORY VOTES ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SOLUTIA INC. Agenda Number: 933378273
--------------------------------------------------------------------------------------------------------------------------
Security: 834376501
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: SOA
ISIN: US8343765017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM T. MONAHAN Mgmt For For
ROBERT A. PEISER Mgmt For For
JEFFRY N. QUINN Mgmt For For
02 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt For For
COMPENSATION ADVISORY VOTE.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SYNTEL, INC. Agenda Number: 933432205
--------------------------------------------------------------------------------------------------------------------------
Security: 87162H103
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: SYNT
ISIN: US87162H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PARITOSH K. CHOKSI Mgmt For For
BHARAT DESAI Mgmt For For
THOMAS DOKE Mgmt For For
RAJESH MASHRUWALA Mgmt For For
GEORGE R. MRKONIC, JR. Mgmt For For
PRASHANT RANADE Mgmt For For
NEERJA SETHI Mgmt For For
2 SAY ON PAY- AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF THE COMPENSATION PAID TO SYNTEL'S NAMED
EXECUTIVE OFFICERS.
3 SAY WHEN ON PAY- AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 PROPOSAL TO RATIFY CROWE HORWATH LLP AS SYNTEL'S Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 933400640
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Mgmt For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Mgmt For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY Mgmt For For
VOTE.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK Agenda Number: 933436873
--------------------------------------------------------------------------------------------------------------------------
Security: 713278109
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: PBY
ISIN: US7132781094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JANE SCACCETTI Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Mgmt For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Mgmt For For
1F ELECTION OF DIRECTOR: NICK WHITE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Mgmt For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Mgmt For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Mgmt For For
02 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
06 SHAREHOLDER PROPOSAL REGARDING LOWERING THE Shr Against For
THRESHOLD REQUIRED TO CALL A SPECIAL MEETING,
IF PRESENTED BY ITS PROPONENT.
--------------------------------------------------------------------------------------------------------------------------
TORNIER NV Agenda Number: 933465317
--------------------------------------------------------------------------------------------------------------------------
Security: N87237108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: TRNX
ISIN: NL0009693746
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF PASCAL E.R. GIRIN OR ALAIN TORNIER Mgmt For For
FOR DIRECTOR. MARK "FOR" TO ELECT GIRIN, MARK
"AGAINST" TO ELECT TORNIER.
1B ELECTION OF ALAN TORNIER OR ELIZABETH H. WEATHERMAN Mgmt For For
FOR DIRECTOR. MARK "FOR" TO ELECT TORNIER,
MARK "AGAINST" TO ELECT WEATHERMAN.
1C ELECTION OF ELIZABETH H. WEATHERMAN OR KEVIN Mgmt For For
M. KLEMZ FOR DIRECTOR. MARK "FOR" TO ELECT
WEATHERMAN, MARK "AGAINST" TO ELECT KLEMZ.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING JANUARY 1, 2012.
03 ADVISORY PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY PROPOSAL ON HOW OFTEN TO VOTE ON THE Mgmt 3 Years For
APPROVAL OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
05 THE ADOPTION OF THE COMPANY'S STATUTORY ANNUAL Mgmt For For
ACCOUNTS.
06 THE RELEASE OF THE MEMBERS OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS FROM LIABILITY WITH RESPECT
TO THE EXERCISE OF THEIR DUTIES DURING THE
FISCAL YEAR ENDED JANUARY 2, 2011.
--------------------------------------------------------------------------------------------------------------------------
VISTAPRINT NV Agenda Number: 933477590
--------------------------------------------------------------------------------------------------------------------------
Security: N93540107
Meeting Type: Special
Meeting Date: 30-Jun-2011
Ticker: VPRT
ISIN: NL0009272269
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE 2011 EQUITY INCENTIVE PLAN. Mgmt For For
02 THE BOARD OF DIRECTORS RECOMMENDS A VOTE "FOR" Mgmt For For
THE FOLLOWING PROPOSAL: A VOTE FOR THE ELECTION
OF NOMINEE KATRYN BLAKE (NOTE: AN ABSTENTION
ON THIS PROPOSAL WILL BE A VOTE FOR NOMINEE
DONALD NELSON. A VOTE AGAINST THIS PROPOSAL
WILL BE A VOTE AGAINST BOTH NOMINEES.)
03 THE BOARD OF DIRECTORS RECOMMENDS A VOTE "FOR" Mgmt For For
THE FOLLOWING PROPOSAL: A VOTE FOR THE ELECTION
OF NOMINEE DONALD NELSON (NOTE: AN ABSTENTION
ON THIS PROPOSAL WILL BE A VOTE FOR NOMINEE
NICHOLAS RUOTOLO. A VOTE AGAINST THIS PROPOSAL
WILL BE A VOTE AGAINST BOTH NOMINEES.)
04 THE BOARD OF DIRECTORS RECOMMENDS A VOTE "FOR" Mgmt For For
THE FOLLOWING PROPOSAL: A VOTE FOR THE ELECTION
OF NOMINEE NICHOLAS RUOTOLO (NOTE: AN ABSTENTION
ON THIS PROPOSAL WILL BE A VOTE FOR NOMINEE
ERNST TEUNISSEN. A VOTE AGAINST THIS PROPOSAL
WILL BE A VOTE AGAINST BOTH NOMINEES.)
05 THE BOARD OF DIRECTORS RECOMMENDS A VOTE "FOR" Mgmt For For
THE FOLLOWING PROPOSAL: A VOTE FOR THE ELECTION
OF NOMINEE ERNST TEUNISSEN (NOTE: AN ABSTENTION
ON THIS PROPOSAL WILL BE A VOTE FOR NOMINEE
WENDY CEBULA. A VOTE AGAINST THIS PROPOSAL
WILL BE A VOTE AGAINST BOTH NOMINEES.)
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933389149
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. COYLE Mgmt For For
ROY T. TANAKA Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF VOLCANO
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE VOLCANO'S AMENDED AND RESTATED 2005 Mgmt For For
EQUITY COMPENSATION PLAN, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
04 RESOLVED, THAT STOCKHOLDERS APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN PROXY STATEMENT FOR
THE 2011 ANNUAL MEETING PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE RELATED
COMPENSATION TABLES AND THE NARRATIVE DISCLOSURE
TO THOSE TABLES.
05 RESOLVED, THAT THE STOCKHOLDERS OF VOLCANO DETERMINE, Mgmt 1 Year For
ON AN ADVISORY BASIS, THAT THE FREQUENCY WITH
WHICH THE STOCKHOLDERS OF VOLCANO WISH TO HAVE
AN ADVISORY VOTE ON THE COMPENSATION OF VOLCANO'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE SEC'S COMPENSATION DISCLOSURE RULES
IS EVERY.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD GOVERNOR COMPANY Agenda Number: 933359374
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103
Meeting Type: Annual
Meeting Date: 26-Jan-2011
Ticker: WGOV
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY L. PETROVICH Mgmt For For
LARRY E. RITTENBERG Mgmt For For
MICHAEL T. YONKER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
03 PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO EFFECT A NAME CHANGE OF
THE COMPANY TO "WOODWARD, INC."
04 PROPOSAL REGARDING ADVISORY (NON-BINDING) VOTE Mgmt For For
ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON ADVISORY (NON-BINDING) VOTE REGARDING Mgmt 3 Years For
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL TO ELIMINATE SUPERMAJORITY Shr Against For
VOTING.
ASTON/Fairpointe Mid Cap Fund
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933412986
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT Mgmt For For
1D ELECTION OF CLASS III DIRECTOR: FREDERIC V. Mgmt For For
SALERNO
02 AMENDMENT TO 2009 STOCK INCENTIVE PLAN. Mgmt For For
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES,
INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
BELO CORP. Agenda Number: 933394378
--------------------------------------------------------------------------------------------------------------------------
Security: 080555105
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: BLC
ISIN: US0805551050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT W. DECHERD Mgmt For For
DUNIA A. SHIVE Mgmt For For
M. ANNE SZOSTAK Mgmt Withheld Against
2 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt Against Against
(SAY-ON-PAY)
4 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON SAY-ON-PAY.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933378994
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBIN J. ADAMS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID T. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1D ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
03 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION OF THE PROXY STATEMENT.
04 THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE Mgmt 1 Year Against
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933396740
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHARINE T. BARTLETT Mgmt Abstain Against
1B ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1C ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1D ELECTION OF DIRECTOR: J. RAYMOND ELLIOTT Mgmt For For
1E ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt Abstain Against
1F ELECTION OF DIRECTOR: ERNEST MARIO Mgmt Abstain Against
1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt Abstain Against
1H ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt Abstain Against
1I ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
02 ADVISORY VOTE TO APPROVE BOSTON SCIENTIFIC CORPORATION'S Mgmt Against Against
2010 EXECUTIVE COMPENSATION.
03 ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE ON BOSTON SCIENTIFIC
CORPORATION'S EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE BOSTON SCIENTIFIC CORPORATION'S Mgmt Against Against
2011 LONG-TERM INCENTIVE PLAN.
05 PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt For For
OF BOSTON SCIENTIFIC CORPORATION'S 2006 GLOBAL
EMPLOYEE STOCK OWNERSHIP PLAN.
06 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS BOSTON SCIENTIFIC CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 933429652
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ERNEST G. BACHRACH Mgmt Against Against
1B ELECTION OF DIRECTOR: ENRIQUE H. BOILINI Mgmt For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011 AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE
THE INDEPENDENT AUDITOR'S FEES.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 933308719
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Special
Meeting Date: 05-Aug-2010
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF CHARLES Mgmt No vote
RIVER'S COMMON STOCK IN CONNECTION WITH THE
TRANSACTION CONTEMPLATED BY THE AGREEMENT AND
PLAN OF ARRANGEMENT, DATED AS OF APRIL 26,
2010, BETWEEN CHARLES RIVER LABORATORIES INTERNATIONAL,
INC. AND WUXI PHARMATECH (CAYMAN) INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt No vote
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 933408800
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CRL
ISIN: US1598641074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES C. FOSTER Mgmt For For
ROBERT J. BERTOLINI Mgmt For For
STEPHEN D. CHUBB Mgmt Withheld Against
DEBORAH T. KOCHEVAR Mgmt For For
GEORGE E. MASSARO Mgmt For For
GEORGE M. MILNE, JR. Mgmt For For
C. RICHARD REESE Mgmt Withheld Against
SAMUEL O. THIER Mgmt Withheld Against
RICHARD F. WALLMAN Mgmt For For
WILLIAM H. WALTRIP Mgmt Withheld Against
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2007 INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER
FROM 8,800,000 TO 12,164,000.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Against Against
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON COMPANY N.V. Agenda Number: 933390332
--------------------------------------------------------------------------------------------------------------------------
Security: 167250109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CBI
ISIN: US1672501095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: GARY L. NEALE. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO
REYES).
1B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: J. CHARLES JENNETT. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY
S. STOCKTON).
2A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: LARRY D. MCVAY. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE DAVID L.
KING).
2B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: MARSHA C. WILLIAMS. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE LUKE V.
SCORSONE).
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY Mgmt For For
ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR
MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND
TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS
FOR THE YEAR ENDED DECEMBER 31, 2010.
06 TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT Mgmt For For
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE
OF ITS DUTIES DURING THE YEAR ENDED DECEMBER
31, 2010.
07 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE
OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER
31, 2010.
08 TO APPROVE THE EXTENSION OF THE AUTHORITY OF Mgmt For For
OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL
OF THE SUPERVISORY BOARD, TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL OF THE COMPANY
UNTIL NOVEMBER 4, 2012, ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR
IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE
PER SHARE NOT LESS THAN THE NOMINAL VALUE OF
A SHARE AND NOT HIGHER THAN 110% OF THE MOST
RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE)
PRICE OF A SHARE ON ANY SECURITIES EXCHANGE
WHERE OUR SHARES ARE TRADED.
09 TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL
AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER
31, 2011.
10 TO APPROVE THE EXTENSION OF THE AUTHORITY OF Mgmt Against Against
THE SUPERVISORY BOARD TO ISSUE SHARES AND/OR
GRANT RIGHTS TO ACQUIRE SHARES (INCLUDING OPTIONS
TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE
NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND
TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF
SHAREHOLDERS OF THE COMPANY WITH RESPECT TO
THE ISSUANCE OF SHARES AND/OR THE GRANT OF
THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 4, 2016.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 933385292
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 30-Apr-2011
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH C. LICHTENDAHL Mgmt Withheld Against
W. RODNEY MCMULLEN Mgmt Withheld Against
THOMAS R. SCHIFF Mgmt For For
JOHN F. STEELE, JR. Mgmt For For
02 RATIFYING THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 VOTING ON A NONBINDING PROPOSAL TO APPROVE THE Mgmt Against Against
COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 VOTING ON A NONBINDING PROPOSAL TO ESTABLISH Mgmt 1 Year For
THE FREQUENCY OF FUTURE NONBINDING VOTES ON
EXECUTIVE COMPENSATION.
05 RE-APPROVING THE PERFORMANCE OBJECTIVES CONTAINED Mgmt For For
IN THE CINCINNATI FINANCIAL CORPORATION STOCK
PLAN OF 2006.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE GENERALE DE GEOPHYSIQUE Agenda Number: 933417556
--------------------------------------------------------------------------------------------------------------------------
Security: 204386106
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CGV
ISIN: US2043861069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 REPORT OF THE BOARD OF DIRECTORS AND AUDITORS' Mgmt For For
REPORTS, AND APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER
31, 2010
O2 ALLOCATION OF EARNINGS Mgmt For For
O3 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010
O4 RENEWAL OF THE TERM OF MR. ROBERT SEMMENS Mgmt Against Against
O5 APPOINTMENT OF MRS. HILDE MYRBERG AS DIRECTOR Mgmt For For
O6 APPOINTMENT OF MRS. GILBERTE LOMBARD AS DIRECTOR Mgmt For For
O7 APPOINTMENT OF MR. JEAN-GEORGES MALCOR AS DIRECTOR Mgmt For For
O8 ALLOCATION OF DIRECTORS' FEES FOR FISCAL YEAR Mgmt Against Against
2011
O9 DELEGATION OF POWERS AND AUTHORITY TO THE BOARD Mgmt For For
OF DIRECTORS TO PURCHASE COMPANY SHARES
O10 APPROVAL OF THE FINANCIAL RELATED-PARTY AGREEMENTS Mgmt For For
ENTERED INTO BY THE COMPANY BETWEEN JANUARY
1, 2010 AND FEBRUARY 24, 2011, FALLING WITHIN
THE SCOPE OF SECTION L.225-38 OF THE FRENCH
COMMERCIAL CODE
O11 APPROVAL OF THE RELATED-PARTY AGREEMENTS ENTERED Mgmt Against Against
INTO BY THE COMPANY BETWEEN JANUARY 1, 2010
AND FEBRUARY 24, 2011 IN RELATION WITH THE
COMPENSATION OF THE EXECUTIVE OFFICERS ("MANDATAIRES
SOCIAUX"), FALLING WITHIN THE SCOPE OF SECTION
L.225-38 OF THE FRENCH COMMERCIAL CODE
O12 APPROVAL OF THE RELATED-PARTY AGREEMENT FALLING Mgmt Against Against
WITHIN THE SCOPE OF SECTION L.225-42-1 OF THE
FRENCH COMMERCIAL CODE BETWEEN THE COMPANY
AND MR. JEAN-GEORGES MALCOR
E13 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Mgmt Against Against
TO INCREASE THE SHARE CAPITAL THROUGH THE ISSUE
OF SHARES, OR ANY OTHER SECURITIES GIVING ACCESS
TO SHARE CAPITAL, WITH PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF HOLDERS OF EXISTING SHARES
E14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Mgmt Against Against
TO INCREASE THE SHARE CAPITAL THROUGH THE ISSUE
OF SHARES, OR ANY OTHER SECURITIES GIVING ACCESS
TO SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF HOLDERS OF EXISTING SHARES
THROUGH A PUBLIC OFFER
E15 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Mgmt Against Against
TO INCREASE THE SHARE CAPITAL THROUGH THE ISSUE
OF SHARES, OR ANY OTHER SECURITIES GIVING ACCESS
TO SHARE CAPITAL, WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHTS IN FAVOR OF HOLDERS OF EXISTING SHARES
TO BE EXCLUSIVELY MADE BY PRIVATE PLACEMENT
E16 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Mgmt Against Against
TO DETERMINE THE ISSUE PRICE IN CASE OF ISSUE
WITHOUT ANY PREFERENTIAL RIGHT, WITHIN AN ANNUAL
LIMIT OF 10% OF THE SHARE CAPITAL
E17 DELEGATION TO THE BOARD OF DIRECTORS IN ORDER Mgmt Against Against
TO INCREASE THE NUMBER OF SHARES ISSUED PURSUANT
TO THE THIRTEENTH, FOURTEENTH AND FIFTEENTH
RESOLUTIONS
E18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Mgmt For For
TO INCREASE THE SHARE CAPITAL THROUGH THE INCORPORATION
OF RESERVES, PROFITS OR PREMIUMS
E19 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Mgmt Against Against
TO INCREASE THE SHARE CAPITAL IN CONSIDERATION
OF CONTRIBUTIONS IN KIND WITHIN A LIMIT OF
10% OF THE SHARE CAPITAL
E20 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Mgmt Against Against
TO INCREASE THE CAPITAL BY ISSUE OF SHARES
OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL
OF THE COMPANY, TO MEMBERS OF A COMPANY SAVINGS
PLAN
E21 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Mgmt For For
TO GRANT STOCK OPTIONS TO THE EMPLOYEES OF
THE COMPANY AND ITS SUBSIDIARIES - EXCLUDING
THE CHIEF EXECUTIVE OFFICER AND THE MEMBERS
OF THE EXECUTIVE COMMITTEE
E22 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Mgmt For For
TO GRANT STOCK OPTIONS TO THE CHIEF EXECUTIVE
OFFICER AND TO MEMBERS OF THE EXECUTIVE COMMITTEE
OF THE COMPANY
E23 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Mgmt For For
TO GRANT PERFORMANCE SHARES TO THE EMPLOYEES
OF THE COMPANY AND ITS SUBSIDIARIES - EXCLUDING
THE CHIEF EXECUTIVE OFFICER AND THE MEMBERS
OF THE EXECUTIVE COMMITTEE
E24 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Mgmt Against Against
TO GRANT PERFORMANCE SHARES TO THE CHIEF EXECUTIVE
OFFICER AND TO MEMBERS OF THE EXECUTIVE COMMITTEE
OF THE COMPANY
E25 AUTHORIZATION AND DELEGATION TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL
BY CANCELING SHARES PURCHASED PURSUANT TO THE
AUTHORIZATION OF PURCHASE OF ITS OWN SHARES
BY THE COMPANY
E26 DELEGATION OF AUTHORITY TO ISSUE SECURITIES Mgmt Against Against
GIVING RIGHTS TO RECEIVE DEBT SECURITIES
E27 POWERS FOR PUBLICITY FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CON-WAY, INC. Agenda Number: 933412291
--------------------------------------------------------------------------------------------------------------------------
Security: 205944101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CNW
ISIN: US2059441012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN J. ANTON Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM R. CORBIN Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT JAUNICH II Mgmt Against Against
1D ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. Mgmt Against Against
1E ELECTION OF DIRECTOR: MICHAEL J. MURRAY Mgmt Against Against
1F ELECTION OF DIRECTOR: EDITH R. PEREZ Mgmt For For
1G ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER Mgmt Against Against
1I ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt For For
1J ELECTION OF DIRECTOR: PETER W. STOTT Mgmt For For
1K ELECTION OF DIRECTOR: CHELSEA C. WHITE III Mgmt For For
02 APPROVE CON-WAY INC. AMENDED AND RESTATED 2006 Mgmt For For
EQUITY AND INCENTIVE PLAN
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 933436037
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WIELAND F. WETTSTEIN Mgmt Withheld Against
MICHAEL L. BEATTY Mgmt For For
MICHAEL B. DECKER Mgmt For For
RONALD G. GREENE Mgmt Withheld Against
DAVID I. HEATHER Mgmt For For
GREGORY L. MCMICHAEL Mgmt For For
GARETH ROBERTS Mgmt For For
PHIL RYKHOEK Mgmt For For
RANDY STEIN Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY'S ADVISORY, Mgmt For For
NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION.
03 PROPOSAL TO VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION PROSPECTIVELY.
04 PROPOSAL TO INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
FOR USE UNDER OUR EMPLOYEE STOCK PURCHASE PLAN.
05 PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
DENBURY'S INDEPENDENT AUDITOR FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 933340983
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH E. LAIRD Mgmt Withheld Against
JAMES J. MCGONIGLE Mgmt Withheld Against
CHARLES J. SNYDER Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING AUGUST 31, 2011.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK
OPTION AND AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 933390419
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD J. MOONEY Mgmt Against Against
1B ELECTION OF DIRECTOR: ENRIQUE J. SOSA Mgmt Against Against
1C ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt Against Against
COMPENSATION.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933416629
--------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: FTI
ISIN: US30249U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MAURY DEVINE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. GREMP Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS M. HAMILTON Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP FOR 2011. Mgmt For For
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
05 AMEND THE AMENDED AND RESTATED CERTIFICATE OF Mgmt Against Against
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 300 MILLION TO
600 MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 933307135
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Annual
Meeting Date: 09-Aug-2010
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SOLOMON Mgmt For For
1B ELECTION OF DIRECTOR: LAWRENCE S. OLANOFF, M.D., Mgmt For For
PH.D.
1C ELECTION OF DIRECTOR: NESLI BASGOZ, MD Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM J. CANDEE, III Mgmt Abstain Against
1E ELECTION OF DIRECTOR: GEORGE S. COHAN Mgmt Abstain Against
1F ELECTION OF DIRECTOR: DAN L. GOLDWASSER Mgmt Abstain Against
1G ELECTION OF DIRECTOR: KENNETH E. GOODMAN Mgmt For For
1H ELECTION OF DIRECTOR: LESTER B. SALANS, MD Mgmt Abstain Against
1I ELECTION OF DIRECTOR: PETER J. ZIMETBAUM, MD Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE 2007 EQUITY Mgmt Against Against
INCENTIVE PLAN.
03 APPROVAL OF EXECUTIVE COMPENSATION PHILOSOPHY, Mgmt Against Against
POLICIES AND PROCEDURES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF THE STOCKHOLDER PROPOSAL TO AMEND Shr For Against
THE BY-LAWS OF THE COMPANY TO PROVIDE FOR REIMBURSEMENT
OF EXPENSES INCURRED BY A STOCKHOLDER OR GROUP
OF STOCKHOLDERS IN CONNECTION WITH NOMINATING
ONE OR MORE DIRECTOR CANDIDATES IN CERTAIN
CIRCUMSTANCES AS DESCRIBED IN PROPOSAL 5.
*NOTE* SUCH OTHER BUSINESS AS MAY COME BEFORE
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GANNETT CO., INC. Agenda Number: 933380127
--------------------------------------------------------------------------------------------------------------------------
Security: 364730101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: GCI
ISIN: US3647301015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CODY Mgmt For For
CRAIG A. DUBOW Mgmt For For
HOWARD D. ELIAS Mgmt For For
ARTHUR H. HARPER Mgmt Withheld Against
JOHN JEFFRY LOUIS Mgmt For For
MARJORIE MAGNER Mgmt Withheld Against
SCOTT K. MCCUNE Mgmt For For
DUNCAN M. MCFARLAND Mgmt Withheld Against
NEAL SHAPIRO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933319065
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 30-Sep-2010
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD C. BREEDEN Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM C. COBB Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E ELECTION OF DIRECTOR: LEN J. LAUER Mgmt Against Against
1F ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. ROHDE Mgmt For For
1H ELECTION OF DIRECTOR: TOM D. SEIP Mgmt Against Against
1I ELECTION OF DIRECTOR: L. EDWARD SHAW, JR. Mgmt Against Against
1J ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
02 THE APPROVAL OF AN ADVISORY PROPOSAL ON THE Mgmt Against Against
COMPANY'S EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION
POLICIES AND PROCEDURES.
03 THE APPROVAL OF AN AMENDMENT TO THE 2003 LONG-TERM Mgmt Against Against
EXECUTIVE COMPENSATION PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON STOCK
ISSUABLE UNDER THE PLAN BY 10,000,000 SHARES
(FROM 14,000,000 SHARES TO 24,000,000 SHARES).
04 THE APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE Mgmt Against Against
GOALS UNDER THE EXECUTIVE PERFORMANCE PLAN.
05 A SHAREHOLDER PROPOSAL TO ADOPT A SIMPLE MAJORITY Mgmt For For
VOTING STANDARD.
06 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENT
TO CALL A SPECIAL MEETING OF THE COMPANY'S
SHAREHOLDERS.
07 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENT
RELATED TO THE REMOVAL OF DIRECTORS.
08 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENT
RELATED TO AMENDMENTS TO THE COMPANY'S ARTICLES
OF INCORPORATION AND BYLAWS.
09 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO REDUCE THE SUPERMAJORITY VOTING REQUIREMENT
REGARDING THE RELATED PERSON TRANSACTION PROVISION.
10 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS
FOR THE FISCAL YEAR ENDING APRIL 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda Number: 933330855
--------------------------------------------------------------------------------------------------------------------------
Security: 413875105
Meeting Type: Annual
Meeting Date: 22-Oct-2010
Ticker: HRS
ISIN: US4138751056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS A. DATTILO Mgmt Against Against
1C ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt Against Against
1D ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1F ELECTION OF DIRECTOR: JAMES C. STOFFEL Mgmt Against Against
1G ELECTION OF DIRECTOR: GREGORY T. SWIENTON Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
03 APPROVAL OF THE HARRIS CORPORATION ANNUAL INCENTIVE Mgmt Against Against
PLAN.
04 RE-APPROVAL OF THE PERFORMANCE MEASURES FOR Mgmt For For
THE HARRIS CORPORATION 2005 EQUITY INCENTIVE
PLAN.
05 SHAREHOLDER PROPOSAL REQUESTING APPROVAL OF Shr Against For
AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN INDEPENDENT
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 933436835
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REGINALD K. BRACK Mgmt Against Against
1B ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1C ELECTION OF DIRECTOR: JILL M. CONSIDINE Mgmt Against Against
1D ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE Mgmt For For
1F ELECTION OF DIRECTOR: H. JOHN GREENIAUS Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1I ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
02 CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
04 PROPOSAL TO RECOMMEND THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER Shr Against For
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933355136
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt Against Against
1B ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt Against Against
1C ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1D ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL R. HALLMAN Mgmt Against Against
1G ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt Against Against
1H ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1J ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933359691
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL S. LAVITT Mgmt Withheld Against
TIMOTHY L. MAIN Mgmt For For
WILLIAM D. MOREAN Mgmt Withheld Against
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS JABIL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 31,
2011.
03 TO APPROVE THE JABIL CIRCUIT, INC. 2011 STOCK Mgmt For For
AWARD AND INCENTIVE PLAN.
04 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE JABIL CIRCUIT, INC. SHORT TERM INCENTIVE
PLAN.
05 TO APPROVE THE JABIL CIRCUIT, INC. 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE ANNUAL MEETING, INCLUDING ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
LEXMARK INTERNATIONAL, INC. Agenda Number: 933382828
--------------------------------------------------------------------------------------------------------------------------
Security: 529771107
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: LXK
ISIN: US5297711070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR A TERM EXPIRING IN Mgmt For For
2013: PAUL A. ROOKE
1B ELECTION OF DIRECTOR FOR A TERM EXPIRING IN Mgmt Against Against
2014: RALPH E. GOMORY
1C ELECTION OF DIRECTOR FOR A TERM EXPIRING IN Mgmt For For
2014: JARED L. COHON
1D ELECTION OF DIRECTOR FOR A TERM EXPIRING IN Mgmt Against Against
2014: J. EDWARD COLEMAN
1E ELECTION OF DIRECTOR FOR A TERM EXPIRING IN Mgmt For For
2014: SANDRA L. HELTON
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
03 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF LEXMARK Mgmt Against Against
INTERNATIONAL, INC. EXECUTIVE COMPENSATION
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LINCARE HOLDINGS INC. Agenda Number: 933388933
--------------------------------------------------------------------------------------------------------------------------
Security: 532791100
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: LNCR
ISIN: US5327911005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.P. BYRNES Mgmt For For
S.H. ALTMAN, PH.D. Mgmt Withheld Against
C.B. BLACK Mgmt Withheld Against
A.P. BRYANT Mgmt For For
F.D. BYRNE, M.D. Mgmt For For
W.F. MILLER, III Mgmt For For
E.M. ZANE Mgmt Withheld Against
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 APPROVE AN ADVISORY RESOLUTION REGARDING EXECUTIVE Mgmt Against Against
COMPENSATION.
04 APPROVE AN ADVISORY RESOLUTION ON THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MANPOWER INC. Agenda Number: 933398845
--------------------------------------------------------------------------------------------------------------------------
Security: 56418H100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: MAN
ISIN: US56418H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CARI M. DOMINGUEZ Mgmt Against Against
1B ELECTION OF DIRECTOR: ROBERTO MENDOZA Mgmt Against Against
1C ELECTION OF DIRECTOR: ELIZABETH P. SARTAIN Mgmt Against Against
1D ELECTION OF DIRECTOR: EDWARD J. ZORE Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF WILLIAM DOWNE Mgmt For For
TO SERVE UNTIL 2013 AS A CLASS II DIRECTOR.
03 RATIFICATION OF THE APPOINTMENT OF PATRICIA Mgmt For For
A. HEMINGWAY HALL TO SERVE UNTIL 2013 AS A
CLASS II DIRECTOR.
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
05 APPROVAL OF THE MANPOWER INC. CORPORATE SENIOR Mgmt Against Against
MANAGEMENT ANNUAL INCENTIVE POOL PLAN.
06 APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN OF Mgmt Against Against
MANPOWER INC.
07 ADVISORY VOTE ON COMPENSATION OF OUR NAMES EXECUTIVE Mgmt For For
OFFICERS.
08 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933400614
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. ECKERT Mgmt For For
1C ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON Mgmt For For
1D ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt Against Against
1E ELECTION OF DIRECTOR: DOMINIC NG Mgmt Against Against
1F ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1G ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt Against Against
1H ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1I ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR Mgmt Against Against
1J ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt Against Against
1K ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE Mgmt Against Against
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, Mgmt Against Against
AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION EVERY 1, 2
OR 3 YEARS, AS INDICATED.
04 APPROVAL OF AMENDMENTS TO MATTEL, INC. BYLAWS Mgmt For For
REGARDING SPECIAL STOCKHOLDER MEETINGS.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MATTEL, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda Number: 933293146
--------------------------------------------------------------------------------------------------------------------------
Security: 587200106
Meeting Type: Annual
Meeting Date: 01-Jul-2010
Ticker: MENT
ISIN: US5872001061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER L. BONFIELD Mgmt Withheld Against
MARSHA B. CONGDON Mgmt Withheld Against
JAMES R. FIEBIGER Mgmt Withheld Against
GREGORY K. HINCKLEY Mgmt Withheld Against
KEVIN C. MCDONOUGH Mgmt Withheld Against
PATRICK B. MCMANUS Mgmt Withheld Against
WALDEN C. RHINES Mgmt Withheld Against
FONTAINE K. RICHARDSON Mgmt Withheld Against
02 PROPOSAL TO AMEND ARTICLE III OF THE COMPANY'S Mgmt Against Against
1987 RESTATED ARTICLES OF INCORPORATION, AS
AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 200,000,000 TO
300,000,000.
03 PROPOSAL TO APPROVE THE COMPANY'S 2010 OMNIBUS Mgmt Against Against
INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
JANUARY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda Number: 933408468
--------------------------------------------------------------------------------------------------------------------------
Security: 587200106
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: MENT
ISIN: US5872001061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. JOSE MARIA ALAPONT Mgmt For *
MR. GARY MEYERS Mgmt For *
MR. DAVID SCHECHTER Mgmt Withheld *
MGT NOM P.L. BONFIELD Mgmt For *
MGT NOM K.C. MCDONOUGH Mgmt For *
MGT NOM W.C. RHINES Mgmt For *
MGT NOM G.K. HINCKLEY Mgmt For *
MGT NOM P.B. MCMANUS Mgmt For *
02 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For *
03 SHAREHOLDER ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year *
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 PROPOSAL TO AMEND THE COMPANY'S 1989 EMPLOYEE Mgmt For *
STOCK PURCHASE PLAN AND FOREIGN SUBSIDIARY
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER
EACH OF THE PLANS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For *
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
JANUARY 31, 2012
06 PROPOSAL TO AMEND THE COMPANY'S BYLAWS BY ADDING Mgmt For *
A NEW ARTICLE XI TO OPT OUT OF CERTAIN PROVISIONS
OF THE OREGON BUSINESS CORPORATION ACT RELATING
TO BUSINESS COMBINATIONS WITH INTERESTED SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
MOLEX INCORPORATED Agenda Number: 933326933
--------------------------------------------------------------------------------------------------------------------------
Security: 608554101
Meeting Type: Annual
Meeting Date: 29-Oct-2010
Ticker: MOLX
ISIN: US6085541018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BIRCK Mgmt Withheld Against
ANIRUDH DHEBAR Mgmt For For
FREDERICK A. KREHBIEL Mgmt For For
MARTIN P. SLARK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF MOLEX INCORPORATED
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING CO. Agenda Number: 933423496
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN E. CLEGHORN Mgmt Withheld Against
CHARLES M. HERINGTON Mgmt Withheld Against
DAVID P. O'BRIEN Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 933356760
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: NUAN
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL A. RICCI Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT G. TERESI Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT J. FRANKENBERG Mgmt Against Against
1D ELECTION OF DIRECTOR: KATHARINE A. MARTIN Mgmt Against Against
1E ELECTION OF DIRECTOR: PATRICK T. HACKETT Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. JANEWAY Mgmt For For
1G ELECTION OF DIRECTOR: MARK B. MYERS Mgmt Against Against
1H ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1I ELECTION OF DIRECTOR: MARK R. LARET Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED Mgmt Against Against
2000 STOCK PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1995 DIRECTORS' Mgmt For For
STOCK PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda Number: 933403040
--------------------------------------------------------------------------------------------------------------------------
Security: 705015105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PSO
ISIN: US7050151056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RECEIPT OF FINANCIAL STATEMENTS Mgmt For For
02 FINAL DIVIDEND Mgmt For For
03 RE-ELECTION OF DAVID ARCULUS Mgmt Against Against
04 RE-ELECTION OF PATRICK CESCAU Mgmt Against Against
05 RE-ELECTION OF WILL ETHRIDGE Mgmt For For
06 RE-ELECTION OF RONA FAIRHEAD Mgmt For For
07 RE-ELECTION OF ROBIN FREESTONE Mgmt For For
08 RE-ELECTION OF SUSAN FUHRMAN Mgmt For For
09 RE-ELECTION OF KEN HYDON Mgmt Against Against
10 RE-ELECTION OF JOHN MAKINSON Mgmt For For
11 RE-ELECTION OF GLEN MORENO Mgmt Against Against
12 RE-ELECTION OF MARJORIE SCARDINO Mgmt For For
13 REAPPOINTMENT OF JOSHUA LEWIS Mgmt For For
14 APPROVAL OF REPORT ON DIRECTORS' REMUNERATION Mgmt Against Against
15 REAPPOINTMENT OF AUDITORS Mgmt For For
16 REMUNERATION OF AUDITORS Mgmt For For
17 ALLOTMENT OF SHARES Mgmt Against Against
18 WAIVER OF PRE-EMPTION RIGHTS Mgmt For For
19 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20 NOTICE OF MEETINGS Mgmt For For
21 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 933380228
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT F. FRIEL Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO Mgmt Against Against
1C ELECTION OF DIRECTOR: ALEXIS P. MICHAS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES C. MULLEN Mgmt Against Against
1E ELECTION OF DIRECTOR: DR. VICKI L. SATO Mgmt For For
1F ELECTION OF DIRECTOR: GABRIEL SCHMERGEL Mgmt Against Against
1G ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt Against Against
1H ELECTION OF DIRECTOR: PATRICK J. SULLIVAN Mgmt For For
1I ELECTION OF DIRECTOR: G. ROBERT TOD Mgmt Against Against
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
SCHOLASTIC CORPORATION Agenda Number: 933318823
--------------------------------------------------------------------------------------------------------------------------
Security: 807066105
Meeting Type: Annual
Meeting Date: 22-Sep-2010
Ticker: SCHL
ISIN: US8070661058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES W. BARGE Mgmt For For
MARIANNE CAPONNETTO Mgmt For For
JOHN G. MCDONALD Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION Agenda Number: 933386282
--------------------------------------------------------------------------------------------------------------------------
Security: 826552101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SIAL
ISIN: US8265521018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REBECCA M. BERGMAN Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE M. CHURCH Mgmt For For
1C ELECTION OF DIRECTOR: DAVID R. HARVEY Mgmt For For
1D ELECTION OF DIRECTOR: W. LEE MCCOLLUM Mgmt For For
1E ELECTION OF DIRECTOR: AVI M. NASH Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN M. PAUL Mgmt For For
1G ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1H ELECTION OF DIRECTOR: RAKESH SACHDEV Mgmt For For
1I ELECTION OF DIRECTOR: D. DEAN SPATZ Mgmt For For
1J ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
02 APPROVAL OF THE SIGMA-ALDRICH CORPORATION LONG-TERM Mgmt For For
INCENTIVE PLAN PERFORMANCE GOALS
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2011
04 AMEND ARTICLE ELEVENTH OF THE CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED
05 AMEND ARTICLE TWELFTH OF THE CERTIFICATE OF Mgmt For For
INCORPORATION, AS AMENDED
06 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
07 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 933423345
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1D ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1E ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1F ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1G ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1I ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Mgmt For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF VOTES ON NAMED Mgmt 1 Year For
EXECUTIVE OFFICER COMPENSATION.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2011.
05 ADOPT SIMPLE MAJORITY VOTE. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE MCGRAW-HILL COMPANIES, INC. Agenda Number: 933392641
--------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: MHP
ISIN: US5806451093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PEDRO ASPE Mgmt For For
1B ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1E ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Mgmt For For
1I ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1J ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1L ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For
02 VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS
03 VOTE TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE Mgmt For For
COMPENSATION PROGRAM FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS
04 VOTE, ON AN ADVISORY BASIS, ON HOW OFTEN THE Mgmt 1 Year For
COMPANY WILL CONDUCT AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
05 VOTE TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
06 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY Agenda Number: 933382703
--------------------------------------------------------------------------------------------------------------------------
Security: 650111107
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: NYT
ISIN: US6501111073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAUL E. CESAN Mgmt For For
ELLEN R. MARRAM Mgmt Withheld Against
THOMAS MIDDELHOFF Mgmt Withheld Against
DOREEN A. TOBEN Mgmt For For
04 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNISYS CORPORATION Agenda Number: 933384884
--------------------------------------------------------------------------------------------------------------------------
Security: 909214306
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: UIS
ISIN: US9092143067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. EDWARD COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES J. DUDERSTADT Mgmt Against Against
1C ELECTION OF DIRECTOR: HENRY C. DUQUES Mgmt Against Against
1D ELECTION OF DIRECTOR: MATTHEW J. ESPE Mgmt For For
1E ELECTION OF DIRECTOR: DENISE K. FLETCHER Mgmt For For
1F ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES B. MCQUADE Mgmt Against Against
1H ELECTION OF DIRECTOR: PAUL E. WEAVER Mgmt Against Against
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
03 APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S
COMMON STOCK FROM 72,000,000 TO 100,000,000
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
URS CORPORATION Agenda Number: 933431847
--------------------------------------------------------------------------------------------------------------------------
Security: 903236107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: URS
ISIN: US9032361076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1B ELECTION OF DIRECTOR: SEN. WILLIAM H. FRIST Mgmt For For
1C ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1E ELECTION OF DIRECTOR: MARTIN M. KOFFEL Mgmt For For
1F ELECTION OF DIRECTOR: GEN. JOSEPH W. RALSTON Mgmt Against Against
1G ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt Against Against
1H ELECTION OF DIRECTOR: SABRINA L. SIMMONS Mgmt For For
1I ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR Mgmt Against Against
1J ELECTION OF DIRECTOR: WILLIAM P. SULLIVAN Mgmt For For
02 TO RATIFY THE SELECTION BY OUR AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 933361127
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN L. BOSTROM Mgmt Withheld Against
RICHARD M. LEVY Mgmt For For
VENKATRAMAN THYAGARAJAN Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL Mgmt Against Against
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
03 TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON Mgmt 1 Year Against
THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS,
INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY
OF.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
WERNER ENTERPRISES, INC. Agenda Number: 933419790
--------------------------------------------------------------------------------------------------------------------------
Security: 950755108
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: WERN
ISIN: US9507551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY L. WERNER Mgmt For For
GREGORY L. WERNER Mgmt For For
MICHAEL L. STEINBACH Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF WERNER ENTERPRISES, INC. FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 933419524
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDERS GUSTAFSSON Mgmt For For
ANDREW K. LUDWICK Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
04 TO APPROVE OUR 2011 LONG-TERM INCENTIVE PLAN Mgmt Against Against
05 TO APPROVE OUR 2011 SHORT-TERM INCENTIVE PLAN Mgmt For For
06 TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
07 TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR 2011
ASTON/Harrison Street Real Estate Fund
--------------------------------------------------------------------------------------------------------------------------
AMB PROPERTY CORPORATION Agenda Number: 933386446
--------------------------------------------------------------------------------------------------------------------------
Security: 00163T109
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: AMB
ISIN: US00163T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: T. ROBERT BURKE Mgmt For For
1B ELECTION OF DIRECTOR: DAVID A. COLE Mgmt For For
1C ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1D ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1E ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For
1F ELECTION OF DIRECTOR: FREDERICK W. REID Mgmt For For
1G ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS W. TUSHER Mgmt For For
1I ELECTION OF DIRECTOR: CARL B. WEBB Mgmt For For
02 APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
2010 EXECUTIVE COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMB PROPERTY CORPORATION Agenda Number: 933449224
--------------------------------------------------------------------------------------------------------------------------
Security: 00163T109
Meeting Type: Special
Meeting Date: 01-Jun-2011
Ticker: AMB
ISIN: US00163T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE MERGER OF NEW PUMPKIN INC. WITH Mgmt For For
AND INTO AMB PROPERTY CORPORATION, WITH AMB
PROPERTY CORPORATION CONTINUING AS THE SURVIVING
CORPORATION (INCLUDING THE ISSUANCE OF THE
COMMON STOCK AND PREFERRED STOCK OF AMB PROPERTY
CORPORATION TO PROLOGIS SHAREHOLDERS IN CONNECTION
THEREWITH).
02 TO APPROVE THE AMENDMENT OF CERTAIN PROVISIONS Mgmt For For
OF THE AMB PROPERTY CORPORATION AMENDED AND
RESTATED BYLAWS, EFFECTIVE UPON THE CONSUMMATION
OF THE MERGER DESCRIBED ABOVE, TO PROVIDE FOR
CERTAIN FEATURES OF THE LEADERSHIP STRUCTURE
OF THE COMBINED COMPANY FOLLOWING THE MERGER.
03 TO APPROVE THE AMENDMENT OF CERTAIN PROVISIONS Mgmt Against Against
OF THE AMB CHARTER EFFECTIVE UPON THE CONSUMMATION
OF THE MERGER DESCRIBED ABOVE, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO APPROVE THE ADJOURNMENT OF THE AMB SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE ABOVE PROPOSALS
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933406010
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRYCE BLAIR Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON APPROVAL Mgmt Against Against
OF THE COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION TABLES
AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
04 TO CAST A NON-BINDING ADVISORY VOTE AS TO FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY STOCKHOLDER VOTES ON THE
COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BOARDWALK REAL ESTATE INVESTMENT TRUST Agenda Number: 933418762
--------------------------------------------------------------------------------------------------------------------------
Security: 096631106
Meeting Type: Annual and Special
Meeting Date: 12-May-2011
Ticker: BOWFF
ISIN: CA0966311064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF TRUSTEES TO BE ELECTED Mgmt No vote
AT THE MEETING AT NOT MORE THAN FIVE (5).
02 DIRECTOR
SAM KOLIAS Mgmt No vote
AL MAWANI Mgmt No vote
GARY GOODMAN Mgmt No vote
ARTHUR HAVENER Mgmt No vote
DR. JAMES DEWALD Mgmt No vote
03 TO APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Mgmt No vote
OF THE TRUST FOR THE ENSUING YEAR AT A REMUNERATION
TO BE FIXED BY THE TRUSTEES.
04 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO APPROVE Mgmt No vote
AND ADOPT, WITH OR WITHOUT MODIFICATION, A
RESOLUTION RATIFYING DEFERRED UNIT GRANTS PURSUANT
TO THE DEFERRED UNIT PLAN OF THE TRUST (THE
"DEFERRED UNIT PLAN"), ALL AS MORE PARTICULARLY
SET FORTH IN THE CIRCULAR PREPARED FOR THE
PURPOSES OF THE MEETING.
05 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS Mgmt No vote
A RESOLUTION APPROVING AMENDMENTS TO THE DECLARATION
OF TRUST CONSTITUTING THE TRUST WHICH ARE CONTEMPLATED
OR NECESSARY IN CONNECTION WITH THE BUSINESS
OF THE TRUST, ALL AS MORE PARTICULARLY SET
FORTH IN THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 933402733
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAWRENCE S. BACOW Mgmt For For
1B ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN J. PATRICOF Mgmt For For
1D ELECTION OF DIRECTOR: MARTIN TURCHIN Mgmt For For
02 TO APPROVE, BY NON-BINDING RESOLUTION, THE COMPANY'S Mgmt Abstain Against
NAMED EXECUTIVE OFFICER COMPENSATION.
03 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF HOLDING THE ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
04 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
05 STOCKHOLDER PROPOSAL CONCERNING THE PREPARATION Shr For Against
OF A SUSTAINABILITY REPORT, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST Agenda Number: 933414916
--------------------------------------------------------------------------------------------------------------------------
Security: 105368203
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: BDN
ISIN: US1053682035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER D'ALESSIO Mgmt For For
ANTHONY A. NICHOLS, SR. Mgmt For For
GERARD H. SWEENEY Mgmt For For
D. PIKE ALOIAN Mgmt For For
WYCHE FOWLER Mgmt For For
MICHAEL J. JOYCE Mgmt For For
CHARLES P. PIZZI Mgmt For For
JAMES C. DIGGS Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR CALENDAR
YEAR 2011.
03 TO HOLD AN ADVISORY, NON-BINDING VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION.
04 TO HOLD AN ADVISORY, NON-BINDING VOTE ON THE Mgmt 1 Year For
FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC. Agenda Number: 933438461
--------------------------------------------------------------------------------------------------------------------------
Security: 112463104
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: BKD
ISIN: US1124631045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WESLEY R. EDENS Mgmt Withheld Against
FRANK M. BUMSTEAD Mgmt For For
W.E. SHERIFF Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN REAL ESTATE INVESTMENT TRUST Agenda Number: 933430566
--------------------------------------------------------------------------------------------------------------------------
Security: 13650J104
Meeting Type: Annual and Special
Meeting Date: 19-May-2011
Ticker: CRXIF
ISIN: CA13650J1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BROUGH Mgmt No vote
JAMES D. FISHER Mgmt No vote
F. ROBERT HEWETT Mgmt No vote
STEPHEN E. JOHNSON Mgmt No vote
W. REAY MACKAY Mgmt No vote
JOHN F. MARINO Mgmt No vote
MARY C. RITCHIE Mgmt No vote
JAMES M. TORY Mgmt No vote
02 WITH RESPECT TO THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE TRUST AND AUTHORIZING THE TRUSTEES TO
FIX THEIR REMUNERATION;
03 THE RESOLUTION IN THE FORM OF EXHIBIT "A" TO Mgmt No vote
THE ENCLOSED MANAGEMENT INFORMATION CIRCULAR
WITH RESPECT TO THE RECONFIRMATION OF THE UNITHOLDER
RIGHTS PLAN AGREEMENT;
04 THE RESOLUTION IN THE FORM OF EXHIBIT "B" TO Mgmt No vote
THE ENCLOSED MANAGEMENT INFORMATION CIRCULAR
WITH RESPECT TO CERTAIN PROPOSED AMENDMENTS
TO CREIT'S DECLARATION OF TRUST.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 933382070
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD A. MAGNUSON Mgmt For For
MICHAEL F. FOUST Mgmt For For
LAURENCE A. CHAPMAN Mgmt For For
KATHLEEN EARLEY Mgmt For For
RUANN F. ERNST, PH.D. Mgmt For For
DENNIS E. SINGLETON Mgmt For For
ROBERT H. ZERBST Mgmt For For
02 RATIFYING THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt Against Against
OF THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 RECOMMENDATION, ON A NON-BINDING, ADVISORY BASIS, Mgmt 1 Year Against
OF THE FREQUENCY OF HOLDING FUTURE ADVISORY
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (EVERY ONE, TWO OR THREE YEARS).
--------------------------------------------------------------------------------------------------------------------------
DOUGLAS EMMETT, INC. Agenda Number: 933444870
--------------------------------------------------------------------------------------------------------------------------
Security: 25960P109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: DEI
ISIN: US25960P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAN A. EMMETT Mgmt For For
JORDAN L. KAPLAN Mgmt For For
KENNETH M. PANZER Mgmt For For
LESLIE E. BIDER Mgmt For For
G. SELASSIE MEHRETEAB Mgmt For For
THOMAS E. O'HERN Mgmt For For
DR. ANDREA RICH Mgmt For For
WILLIAM WILSON III Mgmt For For
02 NON-BINDING ADVISORY APPROVAL OF 2010 COMPENSATION. Mgmt For For
03 PREFERENCE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 933420553
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D. PIKE ALOIAN Mgmt For For
H.C. BAILEY, JR. Mgmt For For
HAYDEN C. EAVES, III Mgmt For For
FREDRIC H. GOULD Mgmt For For
DAVID H. HOSTER II Mgmt For For
MARY E. MCCORMICK Mgmt For For
DAVID M. OSNOS Mgmt For For
LELAND R. SPEED Mgmt For For
02 ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 933423624
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
LINDA WALKER BYNOE Mgmt For For
BRADLEY A. KEYWELL Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE 2011 SHARE INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
06 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING.
07 SHAREHOLDER PROPOSAL RELATING TO AN EXECUTIVE Shr Against For
COMPENSATION PERFORMANCE MEASURE.
--------------------------------------------------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC. Agenda Number: 933421290
--------------------------------------------------------------------------------------------------------------------------
Security: 297178105
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: ESS
ISIN: US2971781057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. BRADY Mgmt For For
BYRON A. SCORDELIS Mgmt For For
JANICE L. SEARS Mgmt For For
C.J. ZINNGRABE, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST Agenda Number: 933391548
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: FRT
ISIN: US3137472060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JON E. BORTZ Mgmt For For
DAVID W. FAEDER Mgmt For For
KRISTIN GAMBLE Mgmt For For
WARREN M. THOMPSON Mgmt For For
DONALD C. WOOD Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 AN ADVISORY VOTE APPROVING THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
4 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE VOTES ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GLIMCHER REALTY TRUST Agenda Number: 933392918
--------------------------------------------------------------------------------------------------------------------------
Security: 379302102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: GRT
ISIN: US3793021029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD F. CELESTE Mgmt For For
WAYNE S. DORAN Mgmt For For
MICHAEL P. GLIMCHER Mgmt For For
ALAN R. WEILER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF BDO USA, LLP (FORMERLY Mgmt For For
BDO SEIDMAN, LLP) AS GLIMCHER REALTY TRUST'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT TO GLIMCHER REALTY TRUST'S Mgmt For For
AMENDED AND RESTATED DECLARATION OF TRUST TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
BENEFICIAL INTEREST FROM 150,000,000 TO 250,000,000.
04 TO APPROVE A NON-BINDING AND ADVISORY RESOLUTION Mgmt Against Against
REGARDING GLIMCHER REALTY TRUST'S EXECUTIVE
COMPENSATION.
05 A NON-BINDING AND ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
IN WHICH THE NON-BINDING AND ADVISORY SHAREHOLDER
VOTE TO APPROVE EXECUTIVE COMPENSATION SHALL
OCCUR.
--------------------------------------------------------------------------------------------------------------------------
HCP, INC. Agenda Number: 933383236
--------------------------------------------------------------------------------------------------------------------------
Security: 40414L109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: HCP
ISIN: US40414L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES F. FLAHERTY III Mgmt For For
1B ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For
1D ELECTION OF DIRECTOR: LAURALEE E. MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL D. MCKEE Mgmt For For
1F ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1G ELECTION OF DIRECTOR: KENNETH B. ROATH Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. ROSENBERG Mgmt For For
1I ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HCP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HEALTH CARE REIT, INC. Agenda Number: 933402365
--------------------------------------------------------------------------------------------------------------------------
Security: 42217K106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HCN
ISIN: US42217K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: Mgmt For For
WILLIAM C. BALLARD, JR.
1B ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: Mgmt For For
PETER J. GRUA
1C ELECTION OF DIRECTOR FOR A TERM OF THREE YEARS: Mgmt For For
R. SCOTT TRUMBULL
02 APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE Mgmt For For
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO THE COMPENSATION DISCLOSURE RULES
OF THE SEC.
03 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Mgmt 1 Year For
OF THE NAMED EXECUTIVE OFFICERS.
04 APPROVAL OF AN AMENDMENT TO THE SECOND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 225,000,000 TO 400,000,000 FOR GENERAL
CORPORATE PURPOSES.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 933419283
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT M. BAYLIS Mgmt For For
1B ELECTION OF DIRECTOR: WILLARD W. BRITTAIN Mgmt For For
1C ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt For For
1D ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For
1F ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: GORDON H. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: W. EDWARD WALTER Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 933425349
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: LRY
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. LEANNE LACHMAN Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
FREDERICK F. BUCHHOLZ Mgmt For For
THOMAS C. DELOACH, JR. Mgmt For For
DANIEL P. GARTON Mgmt For For
STEPHEN B. SIEGEL Mgmt For For
K. ELIZABETH DIETZE Mgmt For For
02 A NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION Mgmt For For
OF THE TRUST'S NAMED EXECUTIVE OFFICERS.
03 A NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
OF THE VOTING ON THE COMPENSATION OF THE TRUST'S
NAMED EXECUTIVE OFFICERS.
04 A PROPOSAL TO RATIFY THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS THE TRUST'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 933449250
--------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Special
Meeting Date: 01-Jun-2011
Ticker: PLD
ISIN: US7434101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE MERGER OF PUMPKIN LLC, INDIRECT Mgmt For For
WHOLLY OWNED SUBSIDIARY OF PROLOGIS, WITH AND
INTO PROLOGIS, FOLLOWED BY THE MERGER OF NEW
PUMPKIN INC. WITH AND INTO AMB PROPERTY CORPORATION,
A MARYLAND CORPORATION ("AMB"), WITH AMB CONTINUING
AS THE SURVIVING CORPORATION UNDER THE NAME
"PROLOGIS, INC.", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO APPROVE THE ADJOURNMENT OF THE PROLOGIS SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO APPROVE THE MERGER IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
EACH PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 933391194
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
B. WAYNE HUGHES Mgmt For For
RONALD L. HAVNER, JR. Mgmt For For
TAMARA HUGHES GUSTAVSON Mgmt For For
URI P. HARKHAM Mgmt For For
B. WAYNE HUGHES, JR. Mgmt For For
AVEDICK B. POLADIAN Mgmt For For
GARY E. PRUITT Mgmt For For
RONALD P. SPOGLI Mgmt For For
DANIEL C. STATON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 933385418
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN E. STEIN, JR. Mgmt For For
RAYMOND L. BANK Mgmt For For
C. RONALD BLANKENSHIP Mgmt For For
A.R. CARPENTER Mgmt For For
J. DIX DRUCE Mgmt For For
MARY LOU FIALA Mgmt For For
BRUCE M. JOHNSON Mgmt For For
DOUGLAS S. LUKE Mgmt For For
JOHN C. SCHWEITZER Mgmt For For
BRIAN M. SMITH Mgmt For For
THOMAS G. WATTLES Mgmt For For
02 TO DETERMINE WHETHER AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION WILL OCCUR EVERY 1, 2 OR 3 YEARS.
03 ADOPTION OF AN ADVISORY RESOLUTION APPROVING Mgmt For For
EXECUTIVE COMPENSATION FOR FISCAL YEAR 2010.
04 APPROVAL OF THE REGENCY CENTERS CORPORATION Mgmt For For
2011 OMNIBUS INCENTIVE PLAN.
05 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
S.L. GREEN REALTY CORP. Agenda Number: 933444933
--------------------------------------------------------------------------------------------------------------------------
Security: 78440X101
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: SLG
ISIN: US78440X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC HOLLIDAY Mgmt For For
JOHN S. LEVY Mgmt For For
02 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OUR EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933412506
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1B ELECTION OF DIRECTOR: LINDA WALKER BYNOE Mgmt For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1D ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1E ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1F ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1G ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. Mgmt For For
1H ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC. Agenda Number: 933401147
--------------------------------------------------------------------------------------------------------------------------
Security: 875465106
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: SKT
ISIN: US8754651060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JACK AFRICK Mgmt For For
STEVEN B. TANGER Mgmt For For
WILLIAM G. BENTON Mgmt For For
BRIDGET RYAN BERMAN Mgmt For For
DONALD G. DRAPKIN Mgmt For For
THOMAS J. REDDIN Mgmt For For
THOMAS E. ROBINSON Mgmt For For
ALLAN L.SCHUMAN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE Mgmt For For
THE NUMBER OF COMMON SHARES AUTHORIZED FOR
ISSUANCE FROM 150 MILLION COMMON SHARES TO
300 MILLION COMMON SHARES.
04 TO HOLD AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
05 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
TAUBMAN CENTERS, INC. Agenda Number: 933414827
--------------------------------------------------------------------------------------------------------------------------
Security: 876664103
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: TCO
ISIN: US8766641034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT S. TAUBMAN Mgmt For For
LISA A. PAYNE Mgmt For For
WILLIAM U. PARFET Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY APPROVAL OF THE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
04 ADVISORY APPROVAL ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933398908
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1G ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Mgmt For For
1H ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1I ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
1J ELECTION OF DIRECTOR: THOMAS C. THEOBALD Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Abstain Against
04 ADVISORY VOTE AS TO THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933420096
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY W. DEERING Mgmt Withheld Against
MICHAEL LYNNE Mgmt Withheld Against
RONALD G. TARGAN Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 NON-BINDING ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION ADVISORY VOTES
05 NON-BINDING SHAREHOLDER PROPOSAL RELATING TO Shr For Against
A CHANGE IN THE VOTING STANDARD FOR TRUSTEE
ELECTIONS
06 NON-BINDING SHAREHOLDER PROPOSAL REGARDING THE Shr For Against
APPOINTMENT OF AN INDEPENDENT CHAIRMAN
07 NON-BINDING SHAREHOLDER PROPOSAL RELATING TO Shr For Against
DECLASSIFICATION OF THE BOARD OF TRUSTEES
--------------------------------------------------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS Agenda Number: 933390356
--------------------------------------------------------------------------------------------------------------------------
Security: 948741103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: WRI
ISIN: US9487411038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STANFORD ALEXANDER Mgmt For For
ANDREW M. ALEXANDER Mgmt For For
JAMES W. CROWNOVER Mgmt For For
ROBERT J. CRUIKSHANK Mgmt For For
MELVIN A. DOW Mgmt For For
STEPHEN A. LASHER Mgmt For For
DOUGLAS W. SCHNITZER Mgmt For For
C. PARK SHAPER Mgmt For For
MARC J. SHAPIRO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
ASTON/Herndon Large Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933390407
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933383616
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt Against Against
1C ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL H. ARMACOST Mgmt For For
1E ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt Against Against
1F ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. Mgmt For For
1K ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH Mgmt For For
1L ELECTION OF DIRECTOR: MARVIN R. SCHUSTER Mgmt For For
1M ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N ELECTION OF DIRECTOR: ROBERT L. WRIGHT Mgmt For For
1O ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
02 TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY Mgmt For For
PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE
IN THE PROXY STATEMENT.
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ALLIED WORLD ASSURANCE COMPANY HOLD LTD. Agenda Number: 933339726
--------------------------------------------------------------------------------------------------------------------------
Security: G0219G203
Meeting Type: Special
Meeting Date: 18-Nov-2010
Ticker: AWH
ISIN: BMG0219G2032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A TO APPROVE THE SCHEME OF ARRANGEMENT ATTACHED Mgmt For For
TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX
A.
B TO APPROVE THE MOTION TO ADJOURN THE MEETING Mgmt For For
TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE MEETING TO APPROVE THE SCHEME OF ARRANGEMENT.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933406046
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ELIZABETH E. BAILEY Mgmt For For
1B ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt Against Against
1C ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt Against Against
1D ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1H ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year *
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. ***THE BOARD OF DIRECTORS
DOES NOT HAVE A RECOMMENDATION FOR VOTING ON
THIS PROPOSAL. IF NO SPECIFICATION IS MADE,
THIS PROPOSAL WILL BE VOTED ABSTAIN.***
05 SHAREHOLDER PROPOSAL - ADDRESS CONCERNS REGARDING Shr Against For
TOBACCO FLAVORING.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933388995
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt Withheld Against
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt Withheld Against
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr For Against
OF SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 933416528
--------------------------------------------------------------------------------------------------------------------------
Security: 035710409
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: NLY
ISIN: US0357104092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. Mgmt For For
ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
1B NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. Mgmt Against Against
ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
1C NOT VALID-VOTING ON DIRECTORS HAS ALREADY CLOSED. Mgmt Against Against
ANY VOTES ON THIS PROPOSAL WILL NOT BE COUNTED
02 A PROPOSAL TO AMEND OUR CHARTER TO INCREASE Mgmt Against Against
THE NUMBER OF AUTHORIZED SHARES TO 2,000,000,000
SHARES.
03 NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY Mgmt Against Against
CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD
WILL NOT BE COUNTED
04 NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY Mgmt 1 Year Against
CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD
WILL NOT BE COUNTED
05 NOT VALID-VOTING ON THIS PROPOSAL HAS ALREADY Mgmt For For
CLOSED. ANY VOTES ON THIS PROPOSAL GOING FORWARD
WILL NOT BE COUNTED
--------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 933366507
--------------------------------------------------------------------------------------------------------------------------
Security: 050095108
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: ATW
ISIN: US0500951084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBORAH A. BECK Mgmt No vote
ROBERT W. BURGESS Mgmt No vote
GEORGE S. DOTSON Mgmt No vote
JACK E. GOLDEN Mgmt No vote
HANS HELMERICH Mgmt No vote
JAMES R. MONTAGUE Mgmt No vote
ROBERT J. SALTIEL Mgmt No vote
02 TO APPROVE OUR ATWOOD OCEANICS, INC. AMENDED Mgmt No vote
AND RESTATED 2007 LONG-TERM INCENTIVE PLAN
AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS OUR INDEPENDENT AUDITORS.
04 TO APPROVE, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt No vote
VOTE, THE COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS, COMMONLY REFERRED
TO AS A "SAY ON PAY" PROPOSAL.
05 TO ESTABLISH, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt No vote
VOTE, THE FREQUENCY OF SUBMISSION TO SHAREHOLDERS
OF ADVISORY "SAY ON PAY" PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933394190
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. DON CORNWELL Mgmt For For
V. ANN HAILEY Mgmt For For
FRED HASSAN Mgmt For For
ANDREA JUNG Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
ANN S. MOORE Mgmt For For
PAUL S. PRESSLER Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
LAWRENCE A. WEINBACH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
05 APPROVE AMENDMENTS TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION AND BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
BABCOCK & WILCOX CO Agenda Number: 933396360
--------------------------------------------------------------------------------------------------------------------------
Security: 05615F102
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: BWC
ISIN: US05615F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRANDON C. BETHARDS* Mgmt No vote
D. BRADLEY MCWILLIAMS* Mgmt No vote
ANNE R. PRAMAGGIORE* Mgmt No vote
LARRY L. WEYERS** Mgmt No vote
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
03 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt No vote
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE AMENDED AND RESTATED 2010 LONG-TERM Mgmt No vote
COMPENSATION PLAN.
05 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Mgmt No vote
INCENTIVE COMPENSATION PLAN.
06 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933429258
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. WILSON Mgmt For For
WALLACE W. CREEK Mgmt For For
WILLIAM DAVISSON Mgmt For For
ROBERT G. KUHBACH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS, IF PROPERLY PRESENTED
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt Against Against
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shr Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr For Against
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933410172
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I ELECTION OF DIRECTOR: R. PHILLIPS Mgmt For For
1J ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1K ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For
1L ELECTION OF DIRECTOR: A. SCHWARTZ Mgmt For For
02 A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, Mgmt For For
COMMONLY KNOWN AS "SAY ON PAY"
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION
05 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
IN DIRECTOR ELECTIONS
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933330350
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 03-Nov-2010
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
JIDE ZEITLIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2011
03 TO APPROVE THE COACH, INC. 2010 STOCK INCENTIVE Mgmt For For
PLAN
04 TO VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933386167
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1B ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1C ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1E ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1H ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1I ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS COLGATE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER Shr Against For
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933398732
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
07 POLITICAL CONTRIBUTIONS. Shr Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
09 ACCIDENT RISK MITIGATION. Shr Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
13 CANADIAN OIL SANDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933401135
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. BRETT HARVEY Mgmt For For
JOHN WHITMIRE Mgmt Withheld Against
PHILIP W. BAXTER Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt Withheld Against
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
02 RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT Mgmt For For
AUDITOR: ERNST & YOUNG LLP.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933380191
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C ELECTION OF DIRECTOR: GORDON GUND Mgmt Against Against
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1E ELECTION OF DIRECTOR: H. ONNO RUDING Mgmt For For
1F ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Mgmt For For
COMPENSATION.
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933376635
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR THREE-YEAR TERM: M.L. Mgmt For For
ESKEW
1B ELECTION OF DIRECTOR FOR THREE-YEAR TERM: A.G. Mgmt For For
GILMAN
1C ELECTION OF DIRECTOR FOR THREE-YEAR TERM: K.N. Mgmt Against Against
HORN
1D ELECTION OF DIRECTOR FOR THREE-YEAR TERM: J.C. Mgmt For For
LECHLEITER
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR
FOR 2011.
03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS.
07 APPROVE THE EXECUTIVE OFFICER INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENDO PHARMACEUTICALS HOLDINGS INC. Agenda Number: 933445238
--------------------------------------------------------------------------------------------------------------------------
Security: 29264F205
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: ENDP
ISIN: US29264F2056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. DELUCCA Mgmt No vote
DAVID P. HOLVECK Mgmt No vote
NANCY J. HUTSON, PH.D. Mgmt No vote
MICHAEL HYATT Mgmt No vote
ROGER H. KIMMEL Mgmt No vote
WILLIAM P. MONTAGUE Mgmt No vote
D.B. NASH, M.D., M.B.A. Mgmt No vote
JOSEPH C. SCODARI Mgmt No vote
WILLIAM F. SPENGLER Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION.
04 TO APPROVE, BY ADVISORY VOTE, THE FREQUENCY Mgmt No vote
OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
05 TO APPROVE THE COMPANY'S EMPLOYEE STOCK PURCHASE Mgmt No vote
PLAN.
--------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. Agenda Number: 933358889
--------------------------------------------------------------------------------------------------------------------------
Security: 29266R108
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: ENR
ISIN: US29266R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARD M. KLEIN Mgmt For For
1B ELECTION OF DIRECTOR: W. PATRICK MCGINNIS Mgmt For For
1C ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
02 AMENDMENT AND RESTATEMENT OF THE 2009 INCENTIVE Mgmt For For
STOCK PLAN
03 EXECUTIVE OFFICER BONUS PLAN AND PERFORMANCE Mgmt For For
CRITERIA
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year Against
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr For Against
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 933307135
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Annual
Meeting Date: 09-Aug-2010
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SOLOMON Mgmt For For
1B ELECTION OF DIRECTOR: LAWRENCE S. OLANOFF, M.D., Mgmt For For
PH.D.
1C ELECTION OF DIRECTOR: NESLI BASGOZ, MD Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM J. CANDEE, III Mgmt For For
1E ELECTION OF DIRECTOR: GEORGE S. COHAN Mgmt For For
1F ELECTION OF DIRECTOR: DAN L. GOLDWASSER Mgmt For For
1G ELECTION OF DIRECTOR: KENNETH E. GOODMAN Mgmt For For
1H ELECTION OF DIRECTOR: LESTER B. SALANS, MD Mgmt For For
1I ELECTION OF DIRECTOR: PETER J. ZIMETBAUM, MD Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE 2007 EQUITY Mgmt For For
INCENTIVE PLAN.
03 APPROVAL OF EXECUTIVE COMPENSATION PHILOSOPHY, Mgmt For For
POLICIES AND PROCEDURES, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
04 RATIFICATION OF THE SELECTION OF BDO SEIDMAN, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF THE STOCKHOLDER PROPOSAL TO AMEND Shr For Against
THE BY-LAWS OF THE COMPANY TO PROVIDE FOR REIMBURSEMENT
OF EXPENSES INCURRED BY A STOCKHOLDER OR GROUP
OF STOCKHOLDERS IN CONNECTION WITH NOMINATING
ONE OR MORE DIRECTOR CANDIDATES IN CERTAIN
CIRCUMSTANCES AS DESCRIBED IN PROPOSAL 5.
*NOTE* SUCH OTHER BUSINESS AS MAY COME BEFORE
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER OIL CORPORATION Agenda Number: 933468882
--------------------------------------------------------------------------------------------------------------------------
Security: 35914P105
Meeting Type: Special
Meeting Date: 28-Jun-2011
Ticker: FTO
ISIN: US35914P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 21, 2011, BY AND AMONG
HOLLY CORPORATION, A DELAWARE CORPORATION,
NORTH ACQUISITION, INC., A WYOMING CORPORATION
AND A WHOLLY OWNED SUBSIDIARY OF HOLLY CORPORATION,
AND FRONTIER OIL CORPORATION, AS IT MAY BE
AMENDED FROM TIME TO TIME.
02 TO AUTHORIZE THE FRONTIER OIL CORPORATION BOARD Mgmt For For
OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE OR DATES
IF NECESSARY TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 933431316
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF GARMIN LTD.'S 2010 ANNUAL REPORT, Mgmt For For
INCLUDING THE CONSOLIDATED FINANCIAL STATEMENTS
OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER
25, 2010 AND THE STATUTORY FINANCIAL STATEMENTS
OF GARMIN LTD. FOR THE FISCAL YEAR ENDED DECEMBER
25, 2010 AND ACKNOWLEDGMENT OF THE AUDITOR'S
REPORT.
02 DISCHARGE OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE OFFICERS FROM LIABILITY FOR
THE FISCAL YEAR ENDED DECEMBER 25, 2010.
03 DIRECTOR
DONALD H. ELLER Mgmt Withheld Against
CLIFTON A. PEMBLE Mgmt For For
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS GARMIN LTD.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR AND RE-ELECTION OF ERNST & YOUNG LTD.
AS GARMIN LTD'S STATUTORY AUDITOR FOR THE 2011
FISCAL YEAR.
05 APPROVAL OF THE APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
AND THE PAYMENT OF A CASH DIVIDEND IN THE AGGREGATE
AMOUNT OF $2.00 PER SHARE OUT OF GARMIN LTD.'S
GENERAL RESERVE FROM CAPITAL CONTRIBUTION IN
FOUR INSTALLMENTS.
06 APPROVAL OF THE GARMIN LTD. 2011 NON-EMPLOYEE Mgmt For For
DIRECTORS' EQUITY INCENTIVE PLAN.
07 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
08 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933392297
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. COGAN Mgmt For For
ETIENNE F. DAVIGNON Mgmt For For
JAMES M. DENNY Mgmt For For
CARLA A. HILLS Mgmt For For
KEVIN E. LOFTON Mgmt For For
JOHN W. MADIGAN Mgmt For For
JOHN C. MARTIN Mgmt For For
GORDON E. MOORE Mgmt For For
NICHOLAS G. MOORE Mgmt For For
RICHARD J. WHITLEY Mgmt Withheld Against
GAYLE E. WILSON Mgmt For For
PER WOLD-OLSEN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, Mgmt For For
INC. CODE SECTION 162(M) BONUS PLAN AND CERTAIN
PERFORMANCE-BASED PROVISIONS THEREUNDER.
04 TO APPROVE AMENDMENTS TO GILEAD'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ADOPT MAJORITY VOTING STANDARDS.
05 TO APPROVE AMENDMENTS TO GILEAD'S AMENDED AND Mgmt For For
RESTATED BYLAWS TO PERMIT HOLDERS OF AT LEAST
20% OF THE VOTING POWER OF THE OUTSTANDING
CAPITAL STOCK TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
06 TO VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF GILEAD'S NAMED EXECUTIVE
OFFICERS AS PRESENTED IN ITS PROXY STATEMENT.
07 TO VOTE ON AN ADVISORY BASIS AS TO THE FREQUENCY Mgmt 1 Year For
WITH WHICH EXECUTIVE COMPENSATION WILL BE SUBJECT
TO FUTURE ADVISORY STOCKHOLDER VOTES.
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE LTD. Agenda Number: 933381927
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL O. JOHNSON Mgmt For For
JOHN TARTOL Mgmt For For
CAROLE BLACK Mgmt For For
MICHAEL J. LEVITT Mgmt For For
02 VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN
TO INCREASE THE AUTHORIZED NUMBER OF COMMON
SHARES ISSUABLE THEREUNDER BY 3,200,000 AND
TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED
AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING
AVAILABLE SHARE POOL
03 VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF Mgmt For For
THE COMPANY'S COMMON SHARES
04 VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
05 VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
06 VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL 2011
07 VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN
FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933380381
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt Against Against
1B ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Mgmt Against Against
1E ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt Against Against
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt For For
72)
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shr Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS Shr Against For
POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt Against Against
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt Against Against
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt Against Against
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 933383109
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN BRYANT Mgmt For For
ROGELIO REBOLLEDO Mgmt For For
STERLING SPEIRN Mgmt For For
JOHN ZABRISKIE Mgmt For For
02 APPROVAL OF THE KELLOGG COMPANY SENIOR EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
06 SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT Shr For Against
THE MEETING, TO ADOPT SIMPLE MAJORITY VOTE.
07 SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT Shr For Against
THE MEETING, TO ENACT A MAJORITY VOTING REQUIREMENT
FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
KINETIC CONCEPTS, INC. Agenda Number: 933425969
--------------------------------------------------------------------------------------------------------------------------
Security: 49460W208
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: KCI
ISIN: US49460W2089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. LEININGER M.D. Mgmt For For
WOODRIN GROSSMAN Mgmt For For
CARL F. KOHRT, PH.D. Mgmt For For
DAVID J. SIMPSON Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Mgmt Against Against
HOLDERS, TO ACT UPON ALL MATTERS INCIDENT TO
THE CONDUCT OF THE MEETING AND UPON OTHER MATTERS
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933383907
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DAVID A. DABERKO Mgmt Against Against
1E ELECTION OF DIRECTOR: WILLIAM L. DAVIS Mgmt Against Against
1F ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: PHILIP LADER Mgmt Against Against
1H ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt Against Against
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt Against Against
1K ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt Against Against
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt Against Against
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2011.
03 BOARD PROPOSAL TO AMEND OUR BY-LAWS TO LOWER Mgmt For For
THE THRESHOLD FOR STOCKHOLDERS TO CALL SPECIAL
MEETINGS.
04 BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
05 BOARD PROPOSAL TO SELECT THE DESIRED FREQUENCY Mgmt 1 Year For
OF NON-BINDING ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
06 STOCKHOLDER PROPOSAL SEEKING A SAFETY REPORT Shr Against For
OUTLINING THE COMPANY'S STEPS TO REDUCE THE
RISK OF ACCIDENTS.
--------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTERNATIONAL, INC. Agenda Number: 933392134
--------------------------------------------------------------------------------------------------------------------------
Security: 580037109
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: MDR
ISIN: PA5800371096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN F. BOOKOUT, III Mgmt For For
ROGER A. BROWN Mgmt For For
STEPHEN G. HANKS Mgmt For For
STEPHEN M. JOHNSON Mgmt For For
D. BRADLEY MCWILLIAMS Mgmt For For
THOMAS C. SCHIEVELBEIN Mgmt For For
MARY SHAFER-MALICKI Mgmt For For
DAVID A. TRICE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY WITH Mgmt 1 Year For
WHICH TO HOLD ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF OUR EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN FOR TAX DEDUCTIBILITY REASONS.
05 RATIFICATION OF APPOINTMENT OF MCDERMOTT'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933390344
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER S. HELLMAN Mgmt For For
ANASTASIA D. KELLY Mgmt For For
JOHN J. MCMACKIN, JR. Mgmt Withheld Against
HUGH H. ROBERTS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr For Against
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933393744
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt Against Against
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 933412063
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: SLM
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANN TORRE BATES Mgmt For For
1B ELECTION OF DIRECTOR: W.M. DIEFENDERFER III Mgmt For For
1C ELECTION OF DIRECTOR: DIANE SUITT GILLELAND Mgmt For For
1D ELECTION OF DIRECTOR: EARL A. GOODE Mgmt For For
1E ELECTION OF DIRECTOR: RONALD F. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: ALBERT L. LORD Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL E. MARTIN Mgmt For For
1H ELECTION OF DIRECTOR: BARRY A. MUNITZ Mgmt For For
1I ELECTION OF DIRECTOR: HOWARD H. NEWMAN Mgmt For For
1J ELECTION OF DIRECTOR: A. ALEXANDER PORTER, JR. Mgmt For For
1K ELECTION OF DIRECTOR: FRANK C. PULEO Mgmt For For
1L ELECTION OF DIRECTOR: WOLFGANG SCHOELLKOPF Mgmt For For
1M ELECTION OF DIRECTOR: STEVEN L. SHAPIRO Mgmt For For
1N ELECTION OF DIRECTOR: J. TERRY STRANGE Mgmt For For
1O ELECTION OF DIRECTOR: ANTHONY P. TERRACCIANO Mgmt For For
1P ELECTION OF DIRECTOR: BARRY L. WILLIAMS Mgmt For For
02 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
STRAYER EDUCATION, INC. Agenda Number: 933397641
--------------------------------------------------------------------------------------------------------------------------
Security: 863236105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: STRA
ISIN: US8632361056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID A. COULTER Mgmt For For
1C ELECTION OF DIRECTOR: DR. CHARLOTTE F. BEASON Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM E. BROCK Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt Against Against
1F ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: TODD A. MILANO Mgmt For For
1I ELECTION OF DIRECTOR: G THOMAS WAITE, III Mgmt For For
1J ELECTION OF DIRECTOR: J. DAVID WARGO Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ENDING DECEMBER 31, 2011
03 APPROVE 2011 EQUITY COMPENSATION PLAN, WHICH Mgmt For For
INCREASES SHARES AVAILABLE FOR ISSUANCE AS
EQUITY COMPENSATION BY 300,000 SHARES
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS
05 TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SUNOCO,INC. Agenda Number: 933387525
--------------------------------------------------------------------------------------------------------------------------
Security: 86764P109
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: SUN
ISIN: US86764P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.C. CASCIATO Mgmt For For
G.W. EDWARDS Mgmt For For
L.L. ELSENHANS Mgmt For For
U.O. FAIRBAIRN Mgmt For For
J.P. JONES, III Mgmt Withheld Against
J.G. KAISER Mgmt For For
J.W. ROWE Mgmt For For
J.K. WULFF Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING EQUITY AWARDS, Shr For Against
IF SUCH PROPOSAL IS PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 933379580
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SAMUEL W. BODMAN, III Mgmt For For
PAUL HANRAHAN Mgmt For For
KRISTINA M. JOHNSON Mgmt For For
TARUN KHANNA Mgmt For For
JOHN A. KOSKINEN Mgmt For For
PHILIP LADER Mgmt For For
SANDRA O. MOOSE Mgmt For For
JOHN B. MORSE, JR. Mgmt For For
PHILIP A. ODEEN Mgmt For For
CHARLES O. ROSSOTTI Mgmt Withheld Against
SVEN SANDSTROM Mgmt For For
2 THE RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR YEAR 2011.
3 TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4 TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt For For
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt 1 Year For
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr For Against
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Against For
EXECUTIVE COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Against For
CHANGE RISK DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr For Against
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 933302894
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 22-Jul-2010
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
NICHOLAS J. SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
2 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
UGI CORPORATION Agenda Number: 933357229
--------------------------------------------------------------------------------------------------------------------------
Security: 902681105
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: UGI
ISIN: US9026811052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
S.D. BAN Mgmt No vote
L.R. GREENBERG Mgmt No vote
M.O. SCHLANGER Mgmt No vote
A. POL Mgmt No vote
E.E. JONES Mgmt No vote
J.L. WALSH Mgmt No vote
R.B. VINCENT Mgmt No vote
M.S. PUCCIO Mgmt No vote
R.W. GOCHNAUER Mgmt No vote
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933378247
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt Withheld Against
JERRY W. WALTON Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSAITION.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 933392223
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSHUA BEKENSTEIN Mgmt For For
MICHAEL J. BERENDT, PHD Mgmt For For
DOUGLAS A. BERTHIAUME Mgmt For For
EDWARD CONARD Mgmt For For
LAURIE H. GLIMCHER, M.D Mgmt For For
CHRISTOPHER A. KUEBLER Mgmt For For
WILLIAM J. MILLER Mgmt For For
JOANN A. REED Mgmt For For
THOMAS P. SALICE Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
4 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 933331415
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 11-Nov-2010
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER D. BEHRENDT Mgmt For For
1B ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1C ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For
1D ELECTION OF DIRECTOR: HENRY T. DENERO Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM L. KIMSEY Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL D. LAMBERT Mgmt For For
1G ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For
1H ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL Mgmt For For
1I ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1J ELECTION OF DIRECTOR: THOMAS E. PARDUN Mgmt For For
1K ELECTION OF DIRECTOR: ARIF SHAKEEL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR WESTERN DIGITAL CORPORATION FOR THE FISCAL
YEAR ENDING JULY 1, 2011.
--------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION Agenda Number: 933389389
--------------------------------------------------------------------------------------------------------------------------
Security: 97381W104
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: WIN
ISIN: US97381W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL B. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Mgmt For For
1C ELECTION OF DIRECTOR: DENNIS E. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Mgmt For For
1E ELECTION OF DIRECTOR: JEFFERY R. GARDNER Mgmt For For
1F ELECTION OF DIRECTOR: JEFFREY T. HINSON Mgmt For For
1G ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Mgmt For For
1I ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For
02 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION
03 TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION Mgmt 1 Year For
ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WINDSTREAM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2011
05 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
06 STOCKHOLDER PROPOSAL - TRANSPARENCY AND ACCOUNTABILITY Shr For Against
IN CORPORATE SPENDING ON POLITICAL ACTIVITIES
ASTON/Lake Partners LASSO Alternatives Fund
--------------------------------------------------------------------------------------------------------------------------
FPA CRESCENT FUND Agenda Number: 933335300
--------------------------------------------------------------------------------------------------------------------------
Security: 30254T759
Meeting Type: Special
Meeting Date: 24-Nov-2010
Ticker: FPACX
ISIN: US30254T7596
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALTMAN Mgmt For For
MERRICK Mgmt For For
OSBORNE Mgmt For For
PURCELL Mgmt For For
ROMICK Mgmt For For
RUDNICK Mgmt For For
02 APPROVAL OF A PROPOSED REVISION TO THE FUND'S Mgmt For For
FUNDAMENTAL INVESTMENT POLICY ON PURCHASING
AND SELLING COMMODITIES.
--------------------------------------------------------------------------------------------------------------------------
THE MERGER FUND Agenda Number: 933338786
--------------------------------------------------------------------------------------------------------------------------
Security: 589509108
Meeting Type: Special
Meeting Date: 24-Nov-2010
Ticker: MERFX
ISIN: US5895091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND APPROVE A PROPOSED INVESTMENT Mgmt For For
ADVISORY AGREEMENT WITH WESTCHESTER CAPITAL
MANAGEMENT, LLC.
ASTON/M.D. Sass Enhanced Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933386319
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt Withheld Against
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
E.M. LIDDY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt Against Against
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933378437
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt Against Against
03 APPROVE 2011 INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shr Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shr For Against
08 WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933332378
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
LEON G. COOPERMAN Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
SHARON T. ROWLANDS Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, Mgmt For For
INC. EMPLOYEES' SAVINGS STOCK PURCHASE PLAN
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt Abstain Against
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr For Against
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr Against For
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr For Against
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr For Against
RELOCATION BENEFITS.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933381054
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES
05 APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
06 APPROVAL OF 2011 INCENTIVE PLAN Mgmt For For
07 PROPOSAL TO AMEND ARTICLE SIXTH TO ELIMINATE Mgmt For For
THE CLASSIFIED BOARD AND PROVIDE FOR THE ANNUAL
ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933312681
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Special
Meeting Date: 24-Aug-2010
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF CENTURYLINK COMMON STOCK IN CONNECTION WITH
THE MERGER CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 21, 2010,
BY AND AMONG QWEST COMMUNICATIONS INTERNATIONAL
INC., THE COMPANY, AND SB44 ACQUISITION COMPANY,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR
THE PROPOSAL TO ISSUE CENTURYLINK COMMON STOCK
IN COMPANY IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt Against Against
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt Against Against
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt Against Against
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt For For
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt For For
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP.Shr Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr For Against
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933380191
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C ELECTION OF DIRECTOR: GORDON GUND Mgmt For For
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1E ELECTION OF DIRECTOR: H. ONNO RUDING Mgmt For For
1F ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Mgmt For For
COMPENSATION.
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933397110
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Abstain Against
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. Mgmt 1 Year For
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933376635
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR THREE-YEAR TERM: M.L. Mgmt For For
ESKEW
1B ELECTION OF DIRECTOR FOR THREE-YEAR TERM: A.G. Mgmt For For
GILMAN
1C ELECTION OF DIRECTOR FOR THREE-YEAR TERM: K.N. Mgmt For For
HORN
1D ELECTION OF DIRECTOR FOR THREE-YEAR TERM: J.C. Mgmt For For
LECHLEITER
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR
FOR 2011.
03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS.
07 APPROVE THE EXECUTIVE OFFICER INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 933395382
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1C ELECTION OF DIRECTOR: A.M. HERMAN Mgmt Against Against
1D ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1E ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For
1F ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For
1G ELECTION OF DIRECTOR: B.L. LINCOLN Mgmt For For
1H ELECTION OF DIRECTOR: S.C. MYERS Mgmt For For
1I ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For
1J ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1K ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND FREQUENCY ON ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION.
05 APPROVAL OF THE 2011 ENTERGY CORPORATION EQUITY Mgmt For For
OWNERSHIP AND LONG TERM CASH INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933389517
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1B ELECTION OF DIRECTOR: M. WALTER D'ALESSIO Mgmt For For
1C ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1D ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For
1E ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For
1F ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For
1G ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1I ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt For For
1L ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1M ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1N ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
1O ELECTION OF DIRECTOR: DON THOMPSON Mgmt For For
02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt Abstain Against
AS EXELON'S INDEPENDENT ACCOUNTANT FOR THE
YEAR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933312756
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Special
Meeting Date: 14-Sep-2010
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AUTHORIZE AND APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF FIRSTENERGY CORP. COMMON STOCK PURSUANT
TO, AND THE OTHER TRANSACTIONS CONTEMPLATED
BY, THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF FEBRUARY 10, 2010, AS AMENDED AS OF JUNE
4, 2010, BY AND AMONG FIRSTENERGY CORP., ELEMENT
MERGER SUB, INC. AND ALLEGHENY ENERGY, INC.,
AS IT MAY BE FURTHER AMENDED
02 ADOPT THE AMENDMENT TO FIRSTENERGY CORP.'S AMENDED Mgmt For For
ARTICLES OF INCORPORATION TO INCREASE THE NUMBER
OF SHARES OF AUTHORIZED COMMON STOCK FROM 375,000,000
TO 490,000,000
03 ADJOURN THE SPECIAL MEETING TO ANOTHER TIME Mgmt For For
OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF THE SPECIAL MEETING TO
AUTHORIZE AND APPROVE THE SHARE ISSUANCE AND
THE OTHER TRANSACTIONS CONTEMPLATED BY THE
MERGER AGREEMENT OR ADOPT THE CHARTER AMENDMENT
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933406995
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt For For
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt For For
JULIA L. JOHNSON Mgmt Withheld Against
TED J. KLEISNER Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CATHERINE A. REIN Mgmt For For
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt For For
JESSE T. WILLIAMS, SR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt Abstain Against
REGISTERED PUBLIC ACCOUNTING FIRM
03 REDUCE THE PERCENTAGE OF SHARES REQUIRED TO Mgmt For For
CALL A SPECIAL MEETING OF SHAREHOLDER
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 RECOMMEND ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
06 SHAREHOLDER PROPOSAL: REPORT ON COAL COMBUSTION Shr For Against
WASTE
07 SHAREHOLDER PROPOSAL: LOWER PERCENTAGE REQUIRED Shr For Against
FOR SHAREHOLDER ACTION BY WRITTEN CONSENT
08 SHAREHOLDER PROPOSAL: ADOPT A MAJORITY VOTE Shr Against For
STANDARD FOR THE ELECTION OF DIRECTORS
09 SHAREHOLDER PROPOSAL: REPORT ON FINANCIAL RISKS Shr For Against
OF RELIANCE ON COAL
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933387664
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt Against Against
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt For For
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr For Against
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shr For Against
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shr Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE Shr For Against
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shr Against For
RESEARCH
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933403812
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt Against Against
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Mgmt For For
PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933365682
--------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Annual
Meeting Date: 01-Mar-2011
Ticker: IGT
ISIN: US4599021023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAGET L. ALVES Mgmt For For
JANICE CHAFFIN Mgmt For For
GREG CREED Mgmt For For
PATTI S. HART Mgmt For For
ROBERT J. MILLER Mgmt For For
DAVID E. ROBERSON Mgmt For For
VINCENT L. SADUSKY Mgmt For For
PHILIP G. SATRE Mgmt For For
02 APPROVAL OF THE AMENDMENTS TO THE INTERNATIONAL Mgmt For For
GAME TECHNOLOGY 2002 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE AMENDMENT TO THE INTERNATIONAL Mgmt For For
GAME TECHNOLOGY EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
06 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS IGT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
ITT CORPORATION Agenda Number: 933396586
--------------------------------------------------------------------------------------------------------------------------
Security: 450911102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ITT
ISIN: US4509111021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN R. LORANGER Mgmt For For
CURTIS J. CRAWFORD Mgmt For For
CHRISTINA A. GOLD Mgmt For For
RALPH F. HAKE Mgmt For For
JOHN J. HAMRE Mgmt For For
PAUL J. KERN Mgmt For For
FRANK T. MACINNIS Mgmt For For
SURYA N. MOHAPATRA Mgmt For For
LINDA S. SANFORD Mgmt For For
MARKOS I. TAMBAKERAS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Abstain Against
& TOUCHE LLP AS ITT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ALLOW
SHAREHOLDERS TO CALL SPECIAL MEETINGS.
05 TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
06 TO DETERMINE, IN A NON-BINDING VOTE, WHETHER Mgmt 1 Year For
A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT'S
POLICIES RELATED TO HUMAN RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 933359918
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: JEC
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For
1B ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1C ELECTION OF DIRECTOR: CRAIG L. MARTIN Mgmt For For
1D ELECTION OF DIRECTOR: JOHN P. JUMPER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Abstain Against
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt Abstain Against
OF THE GLOBAL EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 2 Years Against
OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr For Against
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933383743
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C ELECTION OF DIRECTOR: JOHN F. HERMA Mgmt For For
1D ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM S. KELLOGG Mgmt For For
1F ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1G ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1H ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1J ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1K ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt Abstain Against
REGISTERED PUBLIC ACCOUNTING FIRM.
3A APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE V.
3B APPROVAL OF ELIMINATION OF SUPERMAJORITY VOTE Mgmt For For
REQUIREMENT IN ARTICLE VI.
04 RE-APPROVAL OF ANNUAL INCENTIVE PLAN. Mgmt For For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL: SHAREHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
08 SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND Shr Against For
REPORTING.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933383147
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN Mgmt For For
CORPORATION 2011 INCENTIVE PERFORMANCE AWARD
PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
VOTES ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT Shr For Against
BY WRITTEN CONSENT IN LIEU OF A MEETING
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933309139
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt For For
VICTOR J. DZAU, M.D. Mgmt Withheld Against
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt Withheld Against
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933398883
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN A. KANDARIAN* Mgmt For For
SYLVIA MATHEWS BURWELL# Mgmt For For
EDUARDO CASTRO-WRIGHT# Mgmt For For
CHERYL W. GRISE# Mgmt For For
LULU C. WANG# Mgmt For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Abstain Against
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933382791
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt No vote
1B ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt No vote
1C ELECTION OF DIRECTOR: MARSHALL N. CARTER Mgmt No vote
1D ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Mgmt No vote
1E ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY Mgmt No vote
1F ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt No vote
1G ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt No vote
1H ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt No vote
1I ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt No vote
1J ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt No vote
1K ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt No vote
1L ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt No vote
1M ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt No vote
1N ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt No vote
1O ELECTION OF DIRECTOR: RIJNHARD VAN TETS Mgmt No vote
1P ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE COMPANY'S PROPOSAL TO ADOPT MAJORITY Mgmt No vote
VOTING WITH RESPECT TO CERTAIN PROVISIONS IN
OUR CERTIFICATE OF INCORPORATION THAT CURRENTLY
REQUIRE AN 80% STOCKHOLDER VOTE TO AMEND (THE
PROPOSED CHARTER AMENDMENT).
04 TO APPROVE THE COMPANY'S ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION (THE "SAY-ON-PAY" PROPOSAL).
05 SHOULD THERE BE AN ADVISORY STOCKHOLDER VOTE Mgmt No vote
TO APPROVE EXECUTIVE COMPENSATION DISCLOSURE
EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE
YEARS? (THE "SAY-WHEN-ON-PAY" PROPOSAL).
06 TO APPROVE THE STOCKHOLDER PROPOSAL TO GIVE Shr No vote
HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK
THE POWER TO CALL A SPECIAL STOCKHOLDER MEETING
(THE KENNETH STEINER PROPOSAL).
07 TO APPROVE THE STOCKHOLDER PROPOSAL REGARDING Shr No vote
ACTION BY WRITTEN CONSENT (THE WILLIAM STEINER
PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt Against Against
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt Against Against
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt Against Against
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt Against Against
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr For Against
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda Number: 933401983
--------------------------------------------------------------------------------------------------------------------------
Security: 743263105
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PGN
ISIN: US7432631056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B ELECTION OF DIRECTOR: JAMES E. BOSTIC JR. Mgmt For For
1C ELECTION OF DIRECTOR: HARRIS E. DELOACH JR. Mgmt For For
1D ELECTION OF DIRECTOR: JAMES B. HYLER JR. Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM D. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. JONES Mgmt For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For
1H ELECTION OF DIRECTOR: MELQUIADES R. MARTINEZ Mgmt For For
1I ELECTION OF DIRECTOR: E. MARIE MCKEE Mgmt For For
1J ELECTION OF DIRECTOR: JOHN H. MULLIN III Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES W. PRYOR JR. Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS A. SALADRIGAS Mgmt For For
1M ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
1N ELECTION OF DIRECTOR: ALFRED C. TOLLISON JR. Mgmt For For
2 AN ADVISORY (NONBINDING) VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RECOMMEND, BY AN ADVISORY (NONBINDING) VOTE, Mgmt 1 Year For
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Against Against
TOUCHE LLP AS PROGRESS ENERGY INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933380266
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: CONRAD K. HARPER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
1D ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
1F ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933416491
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES R. BALL Mgmt For For
1B ELECTION OF DIRECTOR: JOHN R. COLSON Mgmt For For
1C ELECTION OF DIRECTOR: J. MICHAL CONAWAY Mgmt For For
1D ELECTION OF DIRECTOR: RALPH R. DISIBIO Mgmt For For
1E ELECTION OF DIRECTOR: BERNARD FRIED Mgmt For For
1F ELECTION OF DIRECTOR: LOUIS C. GOLM Mgmt For For
1G ELECTION OF DIRECTOR: WORTHING F. JACKMAN Mgmt For For
1H ELECTION OF DIRECTOR: JAMES F. O'NEIL III Mgmt For For
1I ELECTION OF DIRECTOR: BRUCE RANCK Mgmt For For
1J ELECTION OF DIRECTOR: PAT WOOD, III Mgmt For For
02 TO ADOPT THE SHARE INCREASE AMENDMENT TO THE Mgmt Against Against
CERTIFICATE OF INCORPORATION
03 TO ADOPT THE RECLASSIFICATION AMENDMENT TO THE Mgmt For For
CERTIFICATE OF INCORPORATION
04 TO ADOPT THE REMOVAL FOR CAUSE AMENDMENT TO Mgmt For For
THE CERTIFICATE OF INCORPORATION
05 TO ADOPT THE INDEMNIFICATION CLARIFICATION AMENDMENT Mgmt For For
TO THE CERTIFICATE OF INCORPORATION
06 TO ADOPT THE QUORUM REQUIREMENTS AMENDMENT TO Mgmt For For
THE CERTIFICATE OF INCORPORATION
07 TO ADOPT THE PREFERRED STOCK AMENDMENT TO THE Mgmt Against Against
CERTIFICATE OF INCORPORATION
08 TO APPROVE THE QUANTA SERVICES, INC. 2011 OMNIBUS Mgmt For For
EQUITY INCENTIVE PLAN
09 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
10 TO APPROVE, BY NON-BINDING ADVISORY VOTE, QUANTA'S Mgmt For For
EXECUTIVE COMPENSATION
11 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES
ON QUANTA'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 933437940
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For
1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For
1F ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF INDEPENDENT AUDITORS Mgmt Abstain Against
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK Shr Against For
RETENTION
07 SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES Shr Against For
08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shr For Against
EXECUTIVE RETIREMENT PLANS
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933382741
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B ELECTION OF DIRECTOR: ALSTON D. CORRELL Mgmt For For
1C ELECTION OF DIRECTOR: JEFFREY C. CROWE Mgmt For For
1D ELECTION OF DIRECTOR: BLAKE P. GARRETT, JR. Mgmt For For
1E ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1F ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1G ELECTION OF DIRECTOR: J. HICKS LANIER Mgmt For For
1H ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER Mgmt For For
1J ELECTION OF DIRECTOR: G. GILMER MINOR, III Mgmt For For
1K ELECTION OF DIRECTOR: FRANK S. ROYAL, M.D. Mgmt For For
1L ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1M ELECTION OF DIRECTOR: JAMES M. WELLS III Mgmt For For
1N ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
02 PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER Mgmt For For
OF SHARES IN THE SUNTRUST BANKS, INC. 2009
STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Abstain Against
& YOUNG LLP AS INDEPENDENT AUDITORS FOR 2011.
04 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) Mgmt For For
PROPOSAL: "RESOLVED, THAT THE HOLDERS OF COMMON
STOCK OF SUNTRUST BANKS, INC. APPROVE THE COMPENSATION
OF THE COMPANY'S EXECUTIVES AS DESCRIBED IN
THE COMPENSATION DISCUSSION AND ANALYSIS, THE
SUMMARY COMPENSATION TABLE, AND IN THE OTHER
EXECUTIVE COMPENSATION TABLES AND RELATED DISCUSSION."
05 TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE Mgmt 1 Year For
TO APPROVE THE COMPENSATION OF SUNTRUST'S NAMED
EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR
THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE
YEARS.
06 SHAREHOLDER PROPOSAL REGARDING PREPARATION AND Shr Against For
DISCLOSURE OF SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE SHAW GROUP INC. Agenda Number: 933360618
--------------------------------------------------------------------------------------------------------------------------
Security: 820280105
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: SHAW
ISIN: US8202801051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.M. BERNHARD, JR. Mgmt For For
JAMES F. BARKER Mgmt For For
THOS. E. CAPPS Mgmt For For
DANIEL A. HOFFLER Mgmt For For
DAVID W. HOYLE Mgmt For For
MICHAEL J. MANCUSO Mgmt For For
ALBERT D. MCALISTER Mgmt For For
STEPHEN R. TRITCH Mgmt For For
02 PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 PROPOSAL TO AUTHORIZE ADDITIONAL SHARES FOR Mgmt For For
DISTRIBUTION UNDER THE SHAW GROUP INC. 2008
OMNIBUS INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933414714
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt Against Against
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933387830
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt Against Against
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt Abstain Against
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shr Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shr Against For
07 CUMULATIVE VOTING Shr For Against
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt Against Against
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt For For
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr For Against
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr For Against
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr For Against
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda Number: 933414548
--------------------------------------------------------------------------------------------------------------------------
Security: 984121103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: XRX
ISIN: US9841211033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt Against Against
1B ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1G ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I ELECTION OF DIRECTOR: ANN N. REESE Mgmt For For
1J ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Abstain Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE 2010 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 SELECTION, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933302882
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 11-Aug-2010
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt Abstain Against
1E ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR. Mgmt For For
1F ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1G ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1H ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1I ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
03 APPROVE AN AMENDMENT TO 2007 EQUITY INCENTIVE Mgmt Against Against
PLAN TO INCREASE NUMBER OF SHARES RESERVED
FOR ISSUANCE BY 4,500,000 SHARES.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Against Against
& YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS
FOR FISCAL 2011.
ASTON/Montag & Caldwell Balanced Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933386319
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
E.M. LIDDY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Against Against
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933362042
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2011
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED
AUGUST 31, 2010 AS PRESENTED
2A RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO Mgmt For For
2B RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER Mgmt For For
2C RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
2D RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART Mgmt For For
2E RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For
03 RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT Mgmt For For
OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011
FISCAL YEAR AND AUTHORIZATION, IN A BINDING
VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S REMUNERATION
04 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS
05 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE Mgmt 3 Years For
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
06 AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL Mgmt For For
MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT
A LOCATION OUTSIDE OF IRELAND
07 AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET Mgmt Against Against
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES
08 DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE Mgmt For For
PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933382169
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
DEBORAH DUNSIRE, M.D.
1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
TREVOR M. JONES PH.D.
1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
LOUIS J. LAVIGNE, JR.
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS Mgmt For For
PLAN
06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD Mgmt For For
PLAN
07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY OUR BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933423395
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT Mgmt For For
AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Mgmt For For
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON
STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt Against Against
OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED
STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION Mgmt Against Against
PLAN
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. Agenda Number: 933466763
--------------------------------------------------------------------------------------------------------------------------
Security: 075896100
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: BBBY
ISIN: US0758961009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARREN EISENBERG Mgmt For For
1B ELECTION OF DIRECTOR: LEONARD FEINSTEIN Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN H. TEMARES Mgmt For For
1D ELECTION OF DIRECTOR: DEAN S. ADLER Mgmt For For
1E ELECTION OF DIRECTOR: STANLEY F. BARSHAY Mgmt For For
1F ELECTION OF DIRECTOR: KLAUS EPPLER Mgmt For For
1G ELECTION OF DIRECTOR: PATRICK R. GASTON Mgmt For For
1H ELECTION OF DIRECTOR: JORDAN HELLER Mgmt For For
1I ELECTION OF DIRECTOR: VICTORIA A. MORRISON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
03 TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933387311
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
JOHN A.C. SWAINSON Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT.
03 TO RECOMMEND CONDUCTING AN ADVISORY VOTE ON Mgmt 3 Years For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE
YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933393047
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID ROSS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt For For
EQUITY INCENTIVE PLAN TO CHANGE THE OPTION
TERM FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
2010 EXECUTIVE COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933376596
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND CARNIVAL PLC.
02 TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
03 TO RE-ELECT ROBERT H. DICKINSON AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
04 TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
05 TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
06 TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
07 TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
08 TO RE-ELECT MODESTO A. MAIDIQUE AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
09 TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
10 TO RE-ELECT PETER G. RATCLIFFE AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
11 TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
12 TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND CARNIVAL PLC.
13 TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
14 TO RE-ELECT UZI ZUCKER AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND CARNIVAL PLC.
15 TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF THE U.S. FIRM
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR CARNIVAL CORPORATION.
16 TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL Mgmt For For
PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT
AUDITORS OF CARNIVAL PLC.
17 TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE Mgmt For For
DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR
THE YEAR ENDED NOVEMBER 30, 2010.
18 TO APPROVE THE FISCAL 2010 COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS OF CARNIVAL CORPORATION
& PLC.
19 TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS Mgmt 1 Year For
OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED
WITH A NON-BINDING ADVISORY VOTE REGARDING
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
OF CARNIVAL CORPORATION & PLC.
20 TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED NOVEMBER 30, 2010.
21 TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT Mgmt For For
OF NEW SHARES BY CARNIVAL PLC.
22 TO APPROVE THE DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ALLOTMENT OF NEW
SHARES BY CARNIVAL PLC.
23 TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES
IN THE OPEN MARKET.
24 TO APPROVE THE CARNIVAL CORPORATION 2011 STOCK Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933386167
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1B ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1C ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1E ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1H ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1I ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS COLGATE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 2 Years For
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER Shr Against For
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933359007
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933358435
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Mgmt For For
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Mgmt For For
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON Mgmt For For
ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years For
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING Shr Against For
THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933387599
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1C ELECTION OF DIRECTOR: SUZANNE H. WOOLSEY Mgmt For For
02 AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
05 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE AND REPLACE THE
SUPERMAJORITY VOTING PROVISIONS.
06 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 3 Years For
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt For For
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr Against For
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933395255
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For
1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Mgmt For For
RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933315548
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Mgmt For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933401060
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shr Against For
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933421909
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1E ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt For For
1F ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1I ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1J ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1K ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL
YEAR
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY
LESS THAN UNANIMOUS WRITTEN CONSENT
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
05 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION Mgmt Against Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt For For
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 933301121
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 13-Jul-2010
Ticker: RIMM
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BALSILLIE Mgmt For For
MIKE LAZARIDIS Mgmt For For
JAMES ESTILL Mgmt For For
DAVID KERR Mgmt For For
ROGER MARTIN Mgmt For For
JOHN RICHARDSON Mgmt For For
BARBARA STYMIEST Mgmt For For
ANTONIO VIANA-BAPTISTA Mgmt For For
JOHN WETMORE Mgmt For For
02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 2 Years For
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933388490
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD E. COX, JR. Mgmt For For
SRIKANT M. DATAR, PH.D. Mgmt For For
ROCH DOLIVEUX, DVM Mgmt For For
LOUISE L. FRANCESCONI Mgmt For For
ALLAN C. GOLSTON Mgmt For For
HOWARD L. LANCE Mgmt For For
STEPHEN P. MACMILLAN Mgmt For For
WILLIAM U. PARFET Mgmt For For
RONDA E. STRYKER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. Mgmt For For
04 APPROVAL OF THE 2011 PERFORMANCE INCENTIVE AWARD Mgmt For For
PLAN.
05 APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
06 RECOMMENDATION, IN AN ADVISORY VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
07 SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 1 Year For
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933321375
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 12-Oct-2010
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 3 Years For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt For For
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933358980
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 4 DIRECTOR
GARY P. COUGHLAN Mgmt For For
MARY B. CRANSTON Mgmt For For
F.J. FERNANDEZ-CARBAJAL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
DAVID J. PANG Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
JOHN A. SWAINSON Mgmt For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
ASTON/Montag & Caldwell Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933386319
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
E.M. LIDDY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Against Against
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933362042
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2011
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED
AUGUST 31, 2010 AS PRESENTED
2A RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO Mgmt For For
2B RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER Mgmt For For
2C RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
2D RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART Mgmt For For
2E RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For
03 RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT Mgmt For For
OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011
FISCAL YEAR AND AUTHORIZATION, IN A BINDING
VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S REMUNERATION
04 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS
05 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE Mgmt 3 Years For
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
06 AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL Mgmt For For
MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT
A LOCATION OUTSIDE OF IRELAND
07 AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET Mgmt Against Against
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES
08 DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE Mgmt For For
PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933382169
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
DEBORAH DUNSIRE, M.D.
1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
TREVOR M. JONES PH.D.
1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
LOUIS J. LAVIGNE, JR.
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS Mgmt For For
PLAN
06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD Mgmt For For
PLAN
07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY OUR BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933423395
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT Mgmt For For
AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Mgmt For For
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON
STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt Against Against
OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED
STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION Mgmt Against Against
PLAN
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. Agenda Number: 933466763
--------------------------------------------------------------------------------------------------------------------------
Security: 075896100
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: BBBY
ISIN: US0758961009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARREN EISENBERG Mgmt For For
1B ELECTION OF DIRECTOR: LEONARD FEINSTEIN Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN H. TEMARES Mgmt For For
1D ELECTION OF DIRECTOR: DEAN S. ADLER Mgmt For For
1E ELECTION OF DIRECTOR: STANLEY F. BARSHAY Mgmt For For
1F ELECTION OF DIRECTOR: KLAUS EPPLER Mgmt For For
1G ELECTION OF DIRECTOR: PATRICK R. GASTON Mgmt For For
1H ELECTION OF DIRECTOR: JORDAN HELLER Mgmt For For
1I ELECTION OF DIRECTOR: VICTORIA A. MORRISON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
03 TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933387311
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
JOHN A.C. SWAINSON Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT.
03 TO RECOMMEND CONDUCTING AN ADVISORY VOTE ON Mgmt 3 Years For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE
YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933393047
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID ROSS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt For For
EQUITY INCENTIVE PLAN TO CHANGE THE OPTION
TERM FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
2010 EXECUTIVE COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933376596
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND CARNIVAL PLC.
02 TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
03 TO RE-ELECT ROBERT H. DICKINSON AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
04 TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
05 TO RE-ELECT PIER LUIGI FOSCHI AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
06 TO RE-ELECT HOWARD S. FRANK AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
07 TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
08 TO RE-ELECT MODESTO A. MAIDIQUE AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
09 TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
10 TO RE-ELECT PETER G. RATCLIFFE AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
11 TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND CARNIVAL PLC.
12 TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND CARNIVAL PLC.
13 TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND CARNIVAL PLC.
14 TO RE-ELECT UZI ZUCKER AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND CARNIVAL PLC.
15 TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC
AND TO RATIFY THE SELECTION OF THE U.S. FIRM
OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR CARNIVAL CORPORATION.
16 TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL Mgmt For For
PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT
AUDITORS OF CARNIVAL PLC.
17 TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE Mgmt For For
DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR
THE YEAR ENDED NOVEMBER 30, 2010.
18 TO APPROVE THE FISCAL 2010 COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS OF CARNIVAL CORPORATION
& PLC.
19 TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS Mgmt 1 Year For
OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED
WITH A NON-BINDING ADVISORY VOTE REGARDING
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
OF CARNIVAL CORPORATION & PLC.
20 TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED NOVEMBER 30, 2010.
21 TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT Mgmt For For
OF NEW SHARES BY CARNIVAL PLC.
22 TO APPROVE THE DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ALLOTMENT OF NEW
SHARES BY CARNIVAL PLC.
23 TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES
IN THE OPEN MARKET.
24 TO APPROVE THE CARNIVAL CORPORATION 2011 STOCK Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933386167
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1B ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1C ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1E ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1H ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1I ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS COLGATE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 2 Years For
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER Shr Against For
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933359007
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933358435
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Mgmt For For
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Mgmt For For
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON Mgmt For For
ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years For
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING Shr Against For
THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933387599
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1C ELECTION OF DIRECTOR: SUZANNE H. WOOLSEY Mgmt For For
02 AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
05 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE AND REPLACE THE
SUPERMAJORITY VOTING PROVISIONS.
06 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 3 Years For
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt For For
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr Against For
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933395255
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For
1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Mgmt For For
RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933315548
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Mgmt For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933401060
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shr Against For
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933421909
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1E ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt For For
1F ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1I ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1J ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1K ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL
YEAR
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY
LESS THAN UNANIMOUS WRITTEN CONSENT
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
05 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION Mgmt Against Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt For For
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RESEARCH IN MOTION LIMITED Agenda Number: 933301121
--------------------------------------------------------------------------------------------------------------------------
Security: 760975102
Meeting Type: Annual
Meeting Date: 13-Jul-2010
Ticker: RIMM
ISIN: CA7609751028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES L. BALSILLIE Mgmt For For
MIKE LAZARIDIS Mgmt For For
JAMES ESTILL Mgmt For For
DAVID KERR Mgmt For For
ROGER MARTIN Mgmt For For
JOHN RICHARDSON Mgmt For For
BARBARA STYMIEST Mgmt For For
ANTONIO VIANA-BAPTISTA Mgmt For For
JOHN WETMORE Mgmt For For
02 IN RESPECT OF THE RE-APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY
AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 2 Years For
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933388490
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD E. COX, JR. Mgmt For For
SRIKANT M. DATAR, PH.D. Mgmt For For
ROCH DOLIVEUX, DVM Mgmt For For
LOUISE L. FRANCESCONI Mgmt For For
ALLAN C. GOLSTON Mgmt For For
HOWARD L. LANCE Mgmt For For
STEPHEN P. MACMILLAN Mgmt For For
WILLIAM U. PARFET Mgmt For For
RONDA E. STRYKER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 APPROVAL OF THE 2011 LONG-TERM INCENTIVE PLAN. Mgmt For For
04 APPROVAL OF THE 2011 PERFORMANCE INCENTIVE AWARD Mgmt For For
PLAN.
05 APPROVAL, IN AN ADVISORY VOTE, OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
06 RECOMMENDATION, IN AN ADVISORY VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
07 SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 1 Year For
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933321375
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 12-Oct-2010
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr Against For
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 3 Years For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt For For
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933358980
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 4 DIRECTOR
GARY P. COUGHLAN Mgmt For For
MARY B. CRANSTON Mgmt For For
F.J. FERNANDEZ-CARBAJAL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
DAVID J. PANG Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
JOHN A. SWAINSON Mgmt For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
ASTON/Montag & Caldwell Mid Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933358699
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHADWICK C. DEATON Mgmt For For
MICHAEL J. DONAHUE Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
LAWRENCE S. SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. Mgmt Against Against
TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 3 Years For
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION.
05 APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Mgmt For For
APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO
PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS.
--------------------------------------------------------------------------------------------------------------------------
ALBERTO-CULVER COMPANY Agenda Number: 933349537
--------------------------------------------------------------------------------------------------------------------------
Security: 013078100
Meeting Type: Special
Meeting Date: 17-Dec-2010
Ticker: ACV
ISIN: US0130781000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, BY AND AMONG UNILEVER N.V., A NETHERLANDS
CORPORATION, SOLELY WITH RESPECT TO SECTION
5.10 THEREOF, UNILEVER PLC, A COMPANY INCORPORATED
UNDER THE LAWS OF AND REGISTERED IN ENGLAND,
CONOPCO, INC., A NEW YORK CORPORATION, ACE
MERGER, INC., A DELAWARE CORPORATION, AND ALBERTO-CULVER
COMPANY.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE MERGER AGREEMENT AT THE TIME
OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933390875
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1D ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1E ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For
1F ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN WANG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE BY 10,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING.
05 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO ADD A FORUM
SELECTION CLAUSE.
06 TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO PROVIDE Mgmt For For
THAT STOCKHOLDERS HOLDING OVER 20% OF OUR SHARES
MAY CALL A SPECIAL MEETING OF STOCKHOLDERS.
07 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
08 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
09 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933396156
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY J. CONTI Mgmt For For
FRANK S. HERMANCE Mgmt For For
02 APPROVAL OF THE AMETEK, INC. 2011 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
03 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF AMETEK, Mgmt For For
INC. EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years For
COMPENSATION ADVISORY VOTES.
05 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 933439627
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD P. BADIE Mgmt For For
R. ADAM NORWITT Mgmt For For
DEAN H. SECORD Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS OF THE COMPANY.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 933396182
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES E. CASHMAN III Mgmt For For
WILLIAM R. MCDERMOTT Mgmt For For
AJEI S. GOPAL Mgmt For For
02 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK BY 150,000,000 SHARES, FROM 150,000,000
SHARES TO 300,000,000 SHARES.
03 THE APPROVAL OF AN AMENDMENT AND RESTATEMENT Mgmt For For
OF THE THIRD AMENDED AND RESTATED ANSYS, INC.
1996 STOCK OPTION AND GRANT PLAN.
04 A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
06 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. Agenda Number: 933466763
--------------------------------------------------------------------------------------------------------------------------
Security: 075896100
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: BBBY
ISIN: US0758961009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARREN EISENBERG Mgmt For For
1B ELECTION OF DIRECTOR: LEONARD FEINSTEIN Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN H. TEMARES Mgmt For For
1D ELECTION OF DIRECTOR: DEAN S. ADLER Mgmt For For
1E ELECTION OF DIRECTOR: STANLEY F. BARSHAY Mgmt For For
1F ELECTION OF DIRECTOR: KLAUS EPPLER Mgmt For For
1G ELECTION OF DIRECTOR: PATRICK R. GASTON Mgmt For For
1H ELECTION OF DIRECTOR: JORDAN HELLER Mgmt For For
1I ELECTION OF DIRECTOR: VICTORIA A. MORRISON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
03 TO APPROVE, BY NON-BINDING VOTE, THE 2010 COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933378994
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBIN J. ADAMS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID T. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1D ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
03 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION OF THE PROXY STATEMENT.
04 THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE Mgmt 3 Years For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933393047
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID ROSS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt For For
EQUITY INCENTIVE PLAN TO CHANGE THE OPTION
TERM FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
2010 EXECUTIVE COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933405892
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. CHARLESWORTH Mgmt For For
MONTGOMERY F. MORAN Mgmt For For
02 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt Against Against
2011 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
05 AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY Mgmt 3 Years For
VOTES.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933389430
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSE B. ALVAREZ Mgmt For For
JAMES R. CRAIGIE Mgmt For For
ROSINA B. DIXON Mgmt For For
ROBERT D. LEBLANC Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 3 Years For
THE ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH
& DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL
STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 933410095
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID M. DEMSHUR Mgmt For For
RENE R. JOYCE Mgmt For For
MICHAEL C. KEARNEY Mgmt For For
JAN WILLEM SODDERLAND Mgmt For For
02 TO CONFIRM AND ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS IN THE ENGLISH LANGUAGE FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2010.
03 TO APPROVE AND RESOLVE THE CANCELLATION OF OUR Mgmt For For
REPURCHASED SHARES HELD AT THE TIME THE ANNUAL
MEETING STARTS.
04 TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 25.6%
OF OUR ISSUED SHARE CAPITAL.
05 APPROVE & RESOLVE EXTENSION OF AUTHORITY TO Mgmt For For
ISSUE SHARES AND/OR TO GRANT RIGHTS WITH RESPECT
TO COMMON AND PREFERENCE SHARES
06 APPROVE AND RESOLVE EXTENSION OF AUTHORITY TO Mgmt For For
LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF COMMON
AND/OR PREFERENCE SHAREHOLDERS.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AS OUR COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
8A THE SHAREHOLDERS APPROVE THE COMPENSATION PHILOSOPHY, Mgmt For For
POLICIES AND PROCEDURES DESCRIBED IN THE CD&A,
AND THE COMPENSATION OF CORE LABORATORIES N.V.'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE SEC'S COMPENSATION DISCLOSURE RULES,
INCLUDING THE COMPENSATION TABLES.
8B THE STOCKHOLDERS OF THE COMPANY BE PROVIDED Mgmt 3 Years For
AN OPPORTUNITY TO APPROVE THE COMPENSATION
PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED
IN THE CD&A, AND THE COMPENSATION OF CORE LABORATORIES
N.V.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO THE SEC'S COMPENSATION DISCLOSURE
RULES, INCLUDING THE COMPENSATION TABLES EVERY:
--------------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC. Agenda Number: 933433904
--------------------------------------------------------------------------------------------------------------------------
Security: 249030107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XRAY
ISIN: US2490301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL C. ALFANO Mgmt For For
1B ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM F. HECHT Mgmt For For
1D ELECTION OF DIRECTOR: FRANCIS J. LUNGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 3 Years For
THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 933431289
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD W. STACK Mgmt For For
LAWRENCE J. SCHORR Mgmt For For
JACQUALYN A. FOUSE Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DONALDSON COMPANY, INC. Agenda Number: 933333926
--------------------------------------------------------------------------------------------------------------------------
Security: 257651109
Meeting Type: Annual
Meeting Date: 19-Nov-2010
Ticker: DCI
ISIN: US2576511099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM M. COOK Mgmt For For
MICHAEL J. HOFFMAN Mgmt For For
WILLARD D. OBERTON Mgmt For For
JOHN P. WIEHOFF Mgmt For For
2 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS DONALDSON COMPANY, INC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT
THE COMPANY'S FINANCIAL STATEMENTS FOR FOR
THE FISCAL YEAR ENDING JULY 31, 2011.
3 ADOPT THE DONALDSON COMPANY, INC. 2010 MASTER Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933392045
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVE AMENDMENTS TO THE ECOLAB STOCK PURCHASE Mgmt For For
PLAN.
04 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr Against For
DIRECTORS TO ADOPT A POLICY ON THE HUMAN RIGHT
TO WATER.
07 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr For Against
DIRECTORS TO TAKE ACTION TO ELIMINATE SUPER-MAJORITY
VOTING.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 933404410
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE LONG-TERM STOCK INCENTIVE COMPENSATION
PROGRAM.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
05 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 933386840
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. EMMERT (TO SERVE Mgmt For For
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1B ELECTION OF DIRECTOR: R. JORDAN GATES (TO SERVE Mgmt For For
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1C ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS (TO Mgmt For For
SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A
SUCCESSOR IS ELECTED AND QUALIFIED)
1D ELECTION OF DIRECTOR: MICHAEL J. MALONE (TO Mgmt For For
SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A
SUCCESSOR IS ELECTED AND QUALIFIED)
1E ELECTION OF DIRECTOR: JOHN W. MEISENBACH (TO Mgmt For For
SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A
SUCCESSOR IS ELECTED AND QUALIFIED)
1F ELECTION OF DIRECTOR: PETER J. ROSE (TO SERVE Mgmt For For
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1G ELECTION OF DIRECTOR: JAMES L.K. WANG (TO SERVE Mgmt For For
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1H ELECTION OF DIRECTOR: ROBERT R. WRIGHT (TO SERVE Mgmt For For
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
02 TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO CONDUCT A NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year For
OF A NON-BINDING VOTE ON COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AND RATIFY THE ADOPTION OF THE 2011 Mgmt Against Against
STOCK OPTION PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 933340983
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH E. LAIRD Mgmt For For
JAMES J. MCGONIGLE Mgmt For For
CHARLES J. SNYDER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING AUGUST 31, 2011.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK
OPTION AND AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 933375708
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. KIERLIN Mgmt For For
STEPHEN M. SLAGGIE Mgmt For For
MICHAEL M. GOSTOMSKI Mgmt For For
WILLARD D. OBERTON Mgmt For For
MICHAEL J. DOLAN Mgmt For For
REYNE K. WISECUP Mgmt For For
HUGH L. MILLER Mgmt For For
MICHAEL J. ANCIUS Mgmt For For
SCOTT A. SATTERLEE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
03 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
04 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933423737
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. DILLON Mgmt For For
D.J. O'LEARY Mgmt For For
G.M. RENWICK Mgmt For For
C.W. STERN Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 933385153
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM W. CROUCH Mgmt For For
ANGUS L. MACDONALD Mgmt For For
02 TO APPROVE THE ADOPTION OF THE FLIR SYSTEMS, Mgmt For For
INC. 2011 STOCK INCENTIVE PLAN
03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE COMPANY'S BOARD OF DIRECTORS OF KPMG
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO APPROVE, BY NON-BINDING VOTE, THE RESOLUTION Mgmt For For
RELATING TO THE COMPANY'S EXECUTIVE COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HENRY SCHEIN, INC. Agenda Number: 933410639
--------------------------------------------------------------------------------------------------------------------------
Security: 806407102
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: HSIC
ISIN: US8064071025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STANLEY M BERGMAN Mgmt For For
GERALD A BENJAMIN Mgmt For For
JAMES P BRESLAWSKI Mgmt For For
MARK E MLOTEK Mgmt For For
STEVEN PALADINO Mgmt For For
BARRY J ALPERIN Mgmt For For
PAUL BRONS Mgmt For For
DONALD J KABAT Mgmt For For
PHILIP A LASKAWY Mgmt For For
KARYN MASHIMA Mgmt For For
NORMAN S MATTHEWS Mgmt For For
BRADLEY T SHEARES, PHD Mgmt For For
LOUIS W SULLIVAN, MD Mgmt For For
2 PROPOSAL TO AMEND THE COMPANY'S 1994 STOCK INCENTIVE Mgmt For For
PLAN.
3 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
2010 COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933403711
--------------------------------------------------------------------------------------------------------------------------
Security: 45865V100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: ICE
ISIN: US45865V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG Mgmt For For
1D ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1E ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1F ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1G ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1H ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1J ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
FOR NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 933383882
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS G. DUNCAN Mgmt For For
1B ELECTION OF DIRECTOR: WAYNE GARRISON Mgmt For For
1C ELECTION OF DIRECTOR: SHARILYN S. GASAWAY Mgmt For For
1D ELECTION OF DIRECTOR: GARY C. GEORGE Mgmt For For
1E ELECTION OF DIRECTOR: BRYAN HUNT Mgmt For For
1F ELECTION OF DIRECTOR: COLEMAN H. PETERSON Mgmt For For
1G ELECTION OF DIRECTOR: JOHN N. ROBERTS III Mgmt For For
1H ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM J. SHEA, JR. Mgmt For For
1J ELECTION OF DIRECTOR: KIRK THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: JOHN A. WHITE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 3 Years For
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR CALENDAR YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 933359918
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: JEC
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For
1B ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt For For
1C ELECTION OF DIRECTOR: CRAIG L. MARTIN Mgmt For For
1D ELECTION OF DIRECTOR: JOHN P. JUMPER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt For For
OF THE GLOBAL EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. Agenda Number: 933315423
--------------------------------------------------------------------------------------------------------------------------
Security: 968223206
Meeting Type: Annual
Meeting Date: 16-Sep-2010
Ticker: JWA
ISIN: US9682232064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM B. PLUMMER Mgmt For For
RAYMOND W. MCDANIEL, JR Mgmt For For
KALPANA RAINA Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933369060
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: JOYG
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN L. GERARD Mgmt For For
JOHN NILS HANSON Mgmt For For
KEN C. JOHNSEN Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JAMES H. TATE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933394277
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. JACOBS Mgmt For For
PHILIP A. LASKAWY Mgmt For For
MICHAEL J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS LAZARD LTD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011 AND AUTHORIZATION
OF LAZARD LTD'S BOARD OF DIRECTORS, ACTING
BY THE AUDIT COMMITTEE, TO SET THEIR REMUNERATION.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
OF LAZARD LTD.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
SHAREHOLDER VOTING ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933385305
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: LKQX
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. CLINTON ALLEN Mgmt For For
VICTOR M. CASINI Mgmt For For
ROBERT M. DEVLIN Mgmt For For
DONALD F. FLYNN Mgmt For For
KEVIN F. FLYNN Mgmt For For
RONALD G. FOSTER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
PAUL M. MEISTER Mgmt For For
JOHN F. O'BRIEN Mgmt For For
WILLIAM M. WEBSTER, IV Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE LKQ CORPORATION MANAGEMENT INCENTIVE Mgmt For For
PLAN.
04 RE-APPROVAL OF THE LKQ CORPORATION LONG TERM Mgmt For For
INCENTIVE PLAN.
05 APPROVAL OF AN AMENDMENT TO THE LKQ CORPORATION Mgmt Against Against
1998 EQUITY INCENTIVE PLAN INCREASING THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE UNDER THE
PLAN BY 15,000,000.
06 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
07 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933396978
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. GOLSBY Mgmt For For
DR.STEVEN M. ALTSCHULER Mgmt For For
HOWARD B. BERNICK Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANNA C. CATALANO Mgmt For For
DR. CELESTE A. CLARK Mgmt For For
JAMES M. CORNELIUS Mgmt For For
PETER G. RATCLIFFE Mgmt For For
DR. ELLIOTT SIGAL Mgmt For For
ROBERT S. SINGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS)
IN 2011.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933309216
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 20-Aug-2010
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL
YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 933384834
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BENJAMIN F. DUPONT Mgmt For For
1B ELECTION OF DIRECTOR: HENRY A. FERNANDEZ Mgmt For For
1C ELECTION OF DIRECTOR: ALICE W. HANDY Mgmt For For
1D ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1E ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE W. SIGULER Mgmt For For
1G ELECTION OF DIRECTOR: SCOTT M. SIPPRELLE Mgmt For For
1H ELECTION OF DIRECTOR: PATRICK TIERNEY Mgmt For For
1I ELECTION OF DIRECTOR: RODOLPHE M. VALLEE Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
AS DESCRIBED IN THESE PROXY MATERIALS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933408747
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
02 TO AMEND OUR CERTIFICATE OF INCORPORATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS SUCH THAT
ALL DIRECTORS ARE ELECTED ON AN ANNUAL BASIS
BY 2014.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING JANUARY 29,
2012.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933389620
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID E. O'REILLY Mgmt For For
1B ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt For For
1C ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
02 ADVISORY VOTE ON APPROVAL OF COMPENSATION OF Mgmt For For
EXECUTIVES.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY Mgmt 3 Years For
ON PAY VOTES.
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP, AS INDEPENDENT AUDITORS FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933406351
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. JAY COLLINS Mgmt For For
D. MICHAEL HUGHES Mgmt For For
02 ADVISORY VOTE ON A RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933421909
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1E ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt For For
1F ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1I ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1J ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1K ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL
YEAR
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY
LESS THAN UNANIMOUS WRITTEN CONSENT
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
05 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION Mgmt Against Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda Number: 933429830
--------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PNRA
ISIN: US69840W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD M. SHAICH Mgmt For For
FRED K. FOULKES Mgmt For For
02 APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
04 APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE
FROM 87,000,000 SHARES TO 124,500,000 SHARES.
05 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2011.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS-VAN HEUSEN CORPORATION Agenda Number: 933456495
--------------------------------------------------------------------------------------------------------------------------
Security: 718592108
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: PVH
ISIN: US7185921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY BAGLIVO Mgmt For For
EMANUEL CHIRICO Mgmt For For
JUAN FIGUEREO Mgmt For For
JOSEPH B. FULLER Mgmt For For
FRED GEHRING Mgmt For For
MARGARET L. JENKINS Mgmt For For
DAVID LANDAU Mgmt For For
BRUCE MAGGIN Mgmt For For
V. JAMES MARINO Mgmt For For
HENRY NASELLA Mgmt For For
RITA M. RODRIGUEZ Mgmt For For
CRAIG RYDIN Mgmt For For
CHRISTIAN STAHL Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE THE NAME OF THE
COMPANY TO "PVH CORP."
03 APPROVAL OF THE MATERIAL TERMS TO THE COMPANY'S Mgmt For For
2006 STOCK INCENTIVE PLAN.
04 ADVISORY VOTE ON THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE WITH RESPECT TO THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 APPOINTMENT OF AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POLO RALPH LAUREN CORPORATION Agenda Number: 933307438
--------------------------------------------------------------------------------------------------------------------------
Security: 731572103
Meeting Type: Annual
Meeting Date: 05-Aug-2010
Ticker: RL
ISIN: US7315721032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK A. BENNACK, JR. Mgmt For For
JOEL L. FLEISHMAN Mgmt For For
STEVEN P. MURPHY Mgmt For For
02 ADOPTION OF THE COMPANY'S 2010 LONG-TERM STOCK Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO SERVE FOR THE FISCAL
YEAR ENDING APRIL 2, 2011.
--------------------------------------------------------------------------------------------------------------------------
POLYCOM, INC. Agenda Number: 933410691
--------------------------------------------------------------------------------------------------------------------------
Security: 73172K104
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: PLCM
ISIN: US73172K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW M. MILLER Mgmt For For
BETSY S. ATKINS Mgmt For For
DAVID G. DEWALT Mgmt For For
JOHN A. KELLEY, JR. Mgmt For For
D. SCOTT MERCER Mgmt For For
WILLIAM A. OWENS Mgmt For For
KEVIN T. PARKER Mgmt For For
02 TO APPROVE AN AMENDMENT TO POLYCOM'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 175,000,000 TO 350,000,000.
03 TO APPROVE POLYCOM'S 2011 EQUITY INCENTIVE PLAN. Mgmt Against Against
04 TO APPROVE AN AMENDMENT TO POLYCOM'S 2005 EMPLOYEE Mgmt Against Against
STOCK PURCHASE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN BY 3,500,000.
05 TO CONDUCT A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
06 TO CONDUCT A NON-BINDING ADVISORY VOTE ON THE Mgmt 3 Years For
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS POLYCOM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC. Agenda Number: 933306804
--------------------------------------------------------------------------------------------------------------------------
Security: 747582104
Meeting Type: Annual
Meeting Date: 11-Aug-2010
Ticker: QSII
ISIN: US7475821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG BARBAROSH Mgmt For For
DR. MURRAY BRENNAN Mgmt For For
GEORGE BRISTOL Mgmt For For
PATRICK CLINE Mgmt For For
AHMED HUSSEIN Mgmt For For
RUSSELL PFLUEGER Mgmt For For
STEVEN PLOCHOCKI Mgmt For For
SHELDON RAZIN Mgmt For For
MAUREEN SPIVACK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS QSI'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 933390887
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW S. BERWICK, JR. Mgmt For For
EDWARD W. GIBBONS Mgmt For For
HAROLD M. MESSMER, JR. Mgmt For For
BARBARA J. NOVOGRADAC Mgmt For For
ROBERT J. PACE Mgmt For For
FREDERICK A. RICHMAN Mgmt For For
M. KEITH WADDELL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF AUDITOR. Mgmt For For
03 PROPOSAL REGARDING STOCK INCENTIVE PLAN. Mgmt Against Against
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. Agenda Number: 933443296
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD F. WALLMAN Mgmt For For
CHRISTOPHER WRIGHT Mgmt For For
02 THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF A RESOLUTION APPROVING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
03 THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt 3 Years For
OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED ACCOUNTING
FIRM OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933406793
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEWIS E. EPLEY, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. HOWARD Mgmt For For
1C ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1D ELECTION OF DIRECTOR: HAROLD M. KORELL Mgmt For For
1E ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1G ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES E. SCHARLAU Mgmt For For
1I ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP TO SERVE AS THE COMPANYS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. Mgmt 1 Year For
05 AMENDMENT OF THE COMPANY'S BY-LAWS TO REDUCE Mgmt For For
THE OWNERSHIP THRE- SHOLD FOR STOCKHOLDERS
TO CALL SPECIAL MEETING OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES REPORT.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933398679
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS H. GARRETT III Mgmt For For
1C ELECTION OF DIRECTOR: WENDY L. YARNO Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE AMENDMENTS TO THE ST. JUDE MEDICAL, Mgmt For For
INC. 2007 STOCK INCENTIVE PLAN.
05 TO CONSIDER AND ACT UPON A SHAREHOLDER PROPOSAL Shr For
REGARDING THE DECLASSIFICATION OF OUR BOARD
OF DIRECTORS.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933419702
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1D ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN T. LORD, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1H ELECTION OF DIRECTOR: JAMES W.P. REID-ANDERSON Mgmt For For
1I ELECTION OF DIRECTOR: RONALD G. SPAETH Mgmt For For
02 APPROVAL OF THE COMPANY'S 2011 INCENTIVE STOCK Mgmt For For
PLAN
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
L.L.P. AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
04 ADVISORY RESOLUTION APPROVING THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S EXECUTIVE OFFICERS
05 ADVISORY RESOLUTION ON THE FREQUENCY OF THE Mgmt 3 Years For
ADVISORY VOTE ON EXECUTIVE COMPENSATION (CHOOSE
ONE FREQUENCY)
--------------------------------------------------------------------------------------------------------------------------
TECHNE CORPORATION Agenda Number: 933327315
--------------------------------------------------------------------------------------------------------------------------
Security: 878377100
Meeting Type: Annual
Meeting Date: 28-Oct-2010
Ticker: TECH
ISIN: US8783771004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS E. OLAND Mgmt For For
ROGER C. LUCAS PHD Mgmt For For
HOWARD V. O'CONNELL Mgmt For For
RANDOLPH C STEER MD PHD Mgmt For For
ROBERT V. BAUMGARTNER Mgmt For For
CHARLES A. DINARELLO MD Mgmt For For
KAREN A. HOLBROOK, PHD Mgmt For For
JOHN L. HIGGINS Mgmt For For
ROELAND NUSSE PHD Mgmt For For
2 TO SET THE NUMBER OF DIRECTORS AT NINE. Mgmt For For
3 TO APPROVE THE COMPANY'S 2010 EQUITY INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933383248
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
WILLIAM BASS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
02 AMENDMENT TO CERTIFICATE OF INCORPORATION TO Mgmt For For
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 100,000,000 TO 200,000,000.
03 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 933361127
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN L. BOSTROM Mgmt For For
RICHARD M. LEVY Mgmt For For
VENKATRAMAN THYAGARAJAN Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL Mgmt For For
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
03 TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON Mgmt 3 Years For
THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS,
INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY
OF.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 933403696
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: VRSK
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. COYNE Mgmt For For
CHRISTOPHER M. FOSKETT Mgmt For For
DAVID B. WRIGHT Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 933392223
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSHUA BEKENSTEIN Mgmt For For
MICHAEL J. BERENDT, PHD Mgmt For For
DOUGLAS A. BERTHIAUME Mgmt For For
EDWARD CONARD Mgmt For For
LAURIE H. GLIMCHER, M.D Mgmt For For
CHRISTOPHER A. KUEBLER Mgmt For For
WILLIAM J. MILLER Mgmt For For
JOANN A. REED Mgmt For For
THOMAS P. SALICE Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
4 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933302882
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 11-Aug-2010
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM G. HOWARD, JR. Mgmt For For
1F ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1G ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1H ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1I ELECTION OF DIRECTOR: ELIZABETH W. VANDERSLICE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
1990 EMPLOYEE QUALIFIED STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
03 APPROVE AN AMENDMENT TO 2007 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE NUMBER OF SHARES RESERVED
FOR ISSUANCE BY 4,500,000 SHARES.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL AUDITORS
FOR FISCAL 2011.
ASTON/Neptune International Fund
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV Agenda Number: 702846710
--------------------------------------------------------------------------------------------------------------------------
Security: N01803100
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: NL0000009132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening Non-Voting No vote
2 Report of the Board of Management for the financial Non-Voting No vote
year 2010
3.a Adoption of the 2010 Financial Statements of Mgmt For For
the Company
3.b Allocation of profit Non-Voting No vote
3.c Discussion on the dividend policy Non-Voting No vote
3.d Adoption of the dividend proposal Mgmt For For
4.a Discharge from liability of the members of the Mgmt For For
Board of Management in office in 2010 for the
performance of their duties in 2010
4.b Discharge from liability of the members of the Mgmt For For
Supervisory Board in office in2010 for the
performance of their duties in 2010
5.a Supervisory Board: Reappointment of Mr. U-E. Mgmt For For
Bufe
5.b Supervisory Board: Reappointment of Mrs. P. Mgmt Against Against
Bruzelius
6.a Amendments to the Remuneration Policy for the Mgmt For For
Board of Management: Minimum shareholding
requirement and matching
6.b Amendments to the Remuneration Policy for the Mgmt For For
Board of Management: Improved sustainability
performance measurement
7.a Authorization for the Board of Management: to Mgmt For For
issue shares
7.b Authorization for the Board of Management: to Mgmt For For
restrict or exclude the pre-emptive
rights of shareholders
8 Authorization for the Board of Management to Mgmt For For
acquire common shares in the share capital
of the Company on behalf of the Company
9 Any other business Non-Voting No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA P L C Agenda Number: 702972399
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 08-Jun-2011
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' and Auditors' Mgmt For For
Report and the Financial Statements for
the year ended 31 December 2010
2 To approve the Remuneration Report for the year Mgmt Against Against
ended 31 December 2010
3 To declare a final dividend Mgmt For For
4 To re-elect Mr J-P Luksic as a Director Mgmt Against Against
5 To re-elect Mr C H Bailey as a Director Mgmt Abstain Against
6 To re-elect Mr G S Menendez as a Director Mgmt Against Against
7 To re-elect Mr R F Jara as a Director Mgmt Against Against
8 To re-elect Mr G A Luksic as a Director Mgmt Against Against
9 To re-elect Mr J G Claro as a Director Mgmt For For
10 To re-elect Mr W M Hayes as a Director Mgmt For For
11 To re-elect Mr H Dryland as a Director Mgmt Against Against
12 To re-elect Mr T C Baker as a Director Mgmt For For
13 To re-appoint Deloitte LLP as auditors and to Mgmt For For
authorise the Directors to fix their remuneration
14 To grant authority to the Directors to allot Mgmt For For
securities
15 To grant power to the Directors to allot securities Mgmt For For
for cash other than on a pro rata basis to
shareholders
16 To renew the Company's authority to make market Mgmt For For
purchases of Ordinary Shares
17 To permit the Company to call general meetings Mgmt For For
(other than annual general meetings) on
14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
BANK CHINA LTD Agenda Number: 702544760
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 20-Aug-2010
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN201007021317.pdf
S.1.1 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; type and nominal value of the rights
shares
S.1.2 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; proportion and number of the rights
shares to be issued
S.1.3 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; subscription price for the rights
shares
S.1.4 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; target subscribers for the rights
issue
S.1.5 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; use of proceeds
S.1.6 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; effective period of the resolution
S.1.7 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; authorization for the rights issue
2 Approve all shareholders after the completion Mgmt For For
of the rights issue will be entitled to
share the accumulated undistributed profits
of the Bank prior to the rights issue in proportion
to their shareholding, further details of
which are set out in the Circular as specified
3 Approve the proposal in relation to the feasibility Mgmt For For
analysis report the ''Feasibility Analysis
Report'' on the use of proceeds raised from
the rights issue was approved by the
Board of Directors of the Bank the
''Board'' , further details of which are
set out in the Circular as specified;
the Feasibility Analysis Report
4 Approve, pursuant to the applicable laws and Mgmt For For
regulations of the PRC, a report has been prepared
by the Board on the use of proceeds raised
from the previous issuance of securities
by the Bank ''Report on the use of proceeds
raised from previous issuance'' , further
details of which are specified in the Circular;
the report on the use of proceeds raised from
previous issuance
5.1 Approve the re-election of Ms. Hong Zhihua as Mgmt Against Against
a Non-Executive Director
5.2 Approve the re-election of Ms. Huang Haibo as Mgmt For For
a Non-Executive Director
5.3 Approve the re-election of Mr. Cai Haoyi as Mgmt For For
a Non-Executive Director
5.4 Approve the election of Ms. Sun Zhijun as a Mgmt For For
Non-Executive Director
5.5 Approve the election of Ms. Liu Lina as a Non-Executive Mgmt For For
Director
5.6 Approve the election of Ms. Jiang Yansong as Mgmt For For
a Non-Executive Director
5.7 Approve the election of Mr. Chow Man Yiu, Paul Mgmt For For
as an Independent Non-Executive
Director
6 Approve the proposal in relation to the remuneration Mgmt For For
plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and Supervisors
of 2009 by the Board ''remuneration plan for
the Chairman, Executive Directors, Chairman
of Board of Supervisors and Supervisors of
2009'' , further details of which are specified
in the Circular; the remuneration plan for
the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Supervisors of 2009
--------------------------------------------------------------------------------------------------------------------------
BANK CHINA LTD Agenda Number: 702542247
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: CLS
Meeting Date: 20-Aug-2010
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN201007021323.pdf
S.1.1 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Type and nominal value
of the Rights Shares
S.1.2 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Proportion and number
of the Rights Shares to be issued
S.1.3 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Subscription Price for
the Rights Shares
S.1.4 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Target subscribers for
the Rights Issue
S.1.5 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Use of Proceeds
S.1.6 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Effective period of the
resolution
S.1.7 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares(the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Authorization for the
Rights Issue
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 702731212
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 28-Jan-2011
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101213/LTN20101213446.pdf
1 Noted that the proposal in relation to the election Mgmt For For
of independent non-executive director
was approved by the board of directors of the
Bank. Resolved that the election of Mr.
Jackson P. Tai as independent non-executive
director of the Bank be and is hereby approved
2 Noted that the proposal in relation to the issue Mgmt For For
of RMB-denominated bonds by the Bank in Hong
Kong for an aggregate amount not more than
RMB20 billion by the end of 2012 was approved
by the board of directors of the Bank. Resolved
that the issue of RMB-denominated bonds by
the Bank in Hong Kong for an aggregate
amount not more than RMB20 billion by the end
of 2012 be and is hereby approved
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERN TOB PLC Agenda Number: 702877640
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2010 Report and Accounts Mgmt No vote
2 Approval of the 2010 Remuneration Report Mgmt No vote
3 Declaration of the final dividend for 2010 Mgmt No vote
4 To re-appoint PricewaterhouseCoopers LLP as Mgmt No vote
the companies auditors
5 Authority for the Directors to agree the Auditors' Mgmt No vote
remuneration
6 Re-election of Richard Burrows as a Director Mgmt No vote
(N)
7 Re-election of Karen de Segundo as a Director Mgmt No vote
(C, N, R)
8 Re-election of Nicandro Durante as a Director Mgmt No vote
9 Re-election of Robert Lerwill as a Director Mgmt No vote
(A, N, R)
10 Re-election of Christine Morin-Postel as a Director Mgmt No vote
(A, N, R)
11 Re-election of Gerry Murphy as a Director (C, Mgmt No vote
N, R)
12 Re-election of Anthony Ruys as a Director (A, Mgmt No vote
N, R)
13 Re-election of Sir Nicholas Scheele as a Director Mgmt No vote
(A, N, R)
14 Re-election of Ben Stevens as a Director Mgmt No vote
15 Election of John Daly as a Director who has Mgmt No vote
been appointed since the last Annual General
Meeting
16 Election of Kieran Poynter as a Director (C, Mgmt No vote
N) who has been appointed Since the last Annual
General Meeting
17 Renewal of the Directors' authority to allot Mgmt No vote
shares
18 Renewal of the Directors' authority to disapply Mgmt No vote
pre-emption rights
19 Authority for the Company to purchase its own Mgmt No vote
shares
20 Authority to amend the British American Tobacco Mgmt No vote
2007 Long Term Incentive Plan
21 Notice period for General Meetings Mgmt No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTR BK CORP Agenda Number: 702563570
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 15-Sep-2010
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100730/LTN20100730598.pdf
1 Election of Mr. Zhang Furong as the shareholder Mgmt For For
representative Supervisor of the Bank
PLEASE NOTE THE RESOLUTION 1 IS A SHAREHOLDER Non-Voting No vote
RESOLUTION BUT THE MANAGEMENT BOARD OF THE
COMPANY RECOMMENDS FOR THEIR SHAREHOLDER'S
TO VOTE "FOR" THIS RESOLUTION. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AN ADDITIONAL COMMENT AND THE NAME OF SHAREHOLDER
REPRESENTATIVE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INS CO LTD Agenda Number: 703085678
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 802244 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN20110408222.pdf
AND http://www.hkexnews.hk/listedco/listconews/sehk/20110518/LTN20110518188.pdf
1 To consider and approve the Report of the Board Mgmt For For
of Directors of the Company for the Year 2010
2 To consider and approve the Report of the Supervisory Mgmt For For
Committee of the Company for the Year 2010
3 To consider and approve the Audited Financial Mgmt For For
Statements of the Company and the Auditors'
Report for the Year ended 31 December 2010
4 To consider and approve the Profit Distribution Mgmt For For
and Cash Dividend Distribution Plan of the
Company for the Year 2010
5 To consider and approve the Resolution on the Mgmt For For
Remuneration of Directors and Supervisors of
the Company
6 To consider and approve the Resolution on the Mgmt For For
Re-appointment of PricewaterhouseCoopers Zhong
Tian Certified Public Accountants Limited Company
and PricewaterhouseCoopers, respectively, as
the PRC auditor and international auditor of
the Company for the year 2011 and to authorize
the Board of Directors to determine their remuneration
7 To consider and approve the Continued Donations Mgmt For For
to the China Life Charity Fund
8 To consider and approve the proposed amendments Mgmt Against Against
to the Articles of Association
9 To consider and approve the appointment of Mr. Mgmt For For
Yuan Li as an Executive Director of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LTD Agenda Number: 702932484
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN20110408043.pdf
1 To receive and consider the audited financial Mgmt For For
statements and the Reports of the Directors
and Auditors for the year ended 31 December
2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.i To re-elect Xue Taohai as a Director Mgmt For For
3.ii To re-elect Huang Wenlin as a Director Mgmt For For
3.iii To re-elect Xu Long as a Director; and Mgmt Against Against
3.iv To re-elect Lo Ka Shui as a Director Mgmt For For
4 To re-appoint Messrs. KPMG as auditors and to Mgmt For For
authorise the Directors to fix their remuneration
5 To give a general mandate to the Directors to Mgmt For For
repurchase shares in the Company not
exceeding 10% of the aggregate nominal amount
of the existing issued share capital
6 To give a general mandate to the Directors to Mgmt Against Against
issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the existing
issued share capital
7 To extend the general mandate granted to the Mgmt Against Against
Directors to issue, allot and deal with
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SVCS LTD Agenda Number: 702726627
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 22-Dec-2010
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 763450 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101115/LTN20101115463.pdf
AND http://www.hkexnews.hk/listedco/listconews/sehk/20101206/LTN20101206891.pdf
1.A That, the master agreement dated 5 November Mgmt For For
2010 [the "Master Agreement"] entered into
between the Company and China National Offshore
Oil Corporation ["CNOOC"], a copy of which
is tabled at the meeting and marked 'A' and
initialed by the Chairman of the meeting for
identification purpose, pursuant to which,
the Company and its subsidiaries [the Group]
and CNOOC and its subsidiaries [excluding the
Group, the "CNOOC Group"] will enter into various
transactions contemplated under the Agreement
[the "Continuing Connected Transactions"],
be and is hereby approved, ratified and confirmed
1.B The entering into of the Oilfield Services [as Mgmt For For
defined in the circular of the Company dated
15 November 2010 [the Circular]] between the
Group and the CNOOC Group and the cap amounts
in relation to the Oilfield Services for the
three financial years ending 31 December 2013
as specified, be and are hereby approved
1.C The entering into of the Material and Utilities Mgmt For For
Services [as specified] between the Group and
the CNOOC Group and the cap amounts in relation
to the Material and Utilities Services for
the three financial years ending 31 December
2013 as specified, be and are hereby approved
1.D The entering into of the Property Services [as Mgmt For For
specified] between the Group and the CNOOC
Group and the cap amounts in relation to the
Property Services for the three financial years
ending 31 December 2013 as specified, be and
are hereby approved
1.E Any one Director of the Company, or any two Mgmt For For
Directors of the Company if the affixation
of the common seal is necessary, be and is/are
hereby authorized for and on behalf of the
Company to execute all such other documents,
instruments and agreements and to do all such
acts or things deemed by him/her to be incidental
to, ancillary to or in connection with the
matters contemplated in the Agreement
2. That the proposed amendments to the Articles Mgmt For For
of Association of the Company [the "Articles
of Association"] be and are hereby considered
and approved, and any one Director or secretary
to the Board be and is hereby authorised to
deal with on behalf of the Company the relevant
filing, amendments and registration [where
necessary] procedures and other related issues
arising from the amendments to the Articles
of Association
PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION Non-Voting No vote
ON RESOLUTION 3. THANK YOU.
3. That the appointment of Mr. Li Feilong as an Mgmt For For
Executive Director of the Company be and is
hereby considered and approved
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SVCS LTD Agenda Number: 702760162
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: EGM
Meeting Date: 08-Mar-2011
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110121/LTN20110121569.pdf
1 That the use of proceeds in connection with Mgmt For For
the A Share Issue be and is hereby approved
by the Shareholders to be amended as follows:
It is intended that the proceeds in connection
with the A Share Issue will be used for the
following projects: (1) building of oilfield
service vessel(s) (approximately RMB3.54 billion
(approximately HKD4.04 billion); (2) building
of 200 feet jack-up rig(s) (approximately
RMB1.24 billion (approximately HKD1.41
billion); (3) building of deep-water AHTS
vessel(s) (approximately RMB 1.03 billion
(approximately HKD1.17 billion)); (4) building
of twelve-streamer seismic vessel(s) (approximately
RMB 760 million (approximately HKD866
million)); and (5) building of deep-water
survey vessel(s) (approximately RMB 430 million
(approximately HKD490 million). The Company
may invest in the above projects CONTD
CONT CONTD through utilizing its internal resources Non-Voting No vote
before the proceeds from the A Share Issue
is made available to the Company. When the
proceeds is available, the Company is authorised
to apply the proceeds to any injected capital
in relation to the above projects which
is incurred before the completion of the A
Share Issue. In the event that the proceeds
in connection with the A Share Issue is not
sufficient for the purpose of the above projects,
the Company will utilise other funding sources
to cover the shortfall
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SVCS LTD Agenda Number: 702760186
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: CLS
Meeting Date: 08-Mar-2011
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110121/LTN20110121571.pdf
1 That the A Share Issue be and is hereby approved Mgmt For For
by the Shareholders to be amended as follows:
It is intended that the proceeds in connection
with the A Share Issue will be used for the
following projects: (1) building of oilfield
service vessel(s) (approximately RMB3.54 billion
(approximately HKD4.04 billion); (2)
building of 200 feet jack-up rig(s) (approximately
RMB1.24 billion (approximately HKD1.41
billion); (3) building of deep-water AHTS
vessel(s) (approximately RMB 1.03 billion
(approximately HKD1.17 billion)); (4) building
of twelve-streamer seismic vessel(s) (approximately
RMB 760 million (approximately HKD866
million)); and (5) building of deep-water
survey vessel(s) (approximately RMB 430
million (approximately HKD490 million).
The Company CONTD
CONT CONTD may invest in the above projects through Non-Voting No vote
utilizing its internal resources before
the proceeds from the A Share Issue is made
available to the Company. When the proceeds
is available, the Company is authorised to
apply the proceeds to any injected capital
in relation to the above projects which is
incurred before the completion of the A Share
Issue. In the event that the proceeds in connection
with the A Share Issue is not sufficient for
the purpose of the above projects, the
Company will utilise other funding sources
to cover the shortfall
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
OF TEXT IN RESOLUTION 1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SVCS LTD Agenda Number: 702927736
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: AGM
Meeting Date: 23-May-2011
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN201104061242.pdf
1 To consider and approve the audited financial Mgmt For For
statements and the report of the auditor
for the year ended 31 December 2010
2 To consider and approve the proposed profit Mgmt For For
distribution and annual dividend for the year
ended 31 December 2010
3 To consider and approve the report of the directors Mgmt For For
of the Company for the year ended 31 December
2010
4 To consider and approve the report of the supervisory Mgmt For For
committee of the Company for the year
ended 31 December 2010
5 To consider and approve re-appointment of Ernst Mgmt For For
& Young Hua Ming and Ernst & Young as the
domestic and international auditors of the
Company for the year 2011 and to authorise
the board of directors to fix the remuneration
thereof
6 To approve the performance evaluation of stock Mgmt For For
appreciation rights scheme for the senior management
of the Group adopted at the extraordinary general
meeting of the Company on 22 November
2006
7 To consider and if, thought fit, pass the following Mgmt Against Against
resolution as a special resolution of the
Company subject to the following conditions:
(a) subject to paragraphs (b) and (c) below
and subject to all applicable laws, rules and
regulations and/or requirements of the governmental
or regulatory body of securities in the
People's Republic of China (the "PRC"), The
Stock Exchange of Hong Kong Limited (the "Stock
Exchange") or of any other governmental or
regulatory body, the directors of the Company
be and are hereby authorised to exercise, whether
by a single exercise or otherwise, all the
powers of the Company to allot, issue and
deal with the overseas listed foreign shares
("H Shares") during the Relevant Period (as
defined in paragraph (d) below); (b) the total
amount of the H Shares which are authorised
to be CONTD
CONT CONTD allotted by the directors of the Company Non-Voting No vote
pursuant to the approval under paragraph (a)
above shall not exceed 20% of the total amount
of the H Shares of the Company in issued as
at the date of passing this resolution, and
the said approval shall be limited accordingly;
and (c) the authority granted under paragraph
(a) above shall be conditional upon the approvals
of any regulatory authorities as required
by the laws, rules and regulations of the
PRC being obtained by the Company; (d) for
the purposes of this resolution: "Relevant
Period" means the period from the passing of
this resolution until whichever is the earliest
of: (i) the conclusion of the next annual general
meeting of the Company; (ii) the expiration
of the period within which the next annual
general meeting of the Company is required
by law or the CONTD
CONT CONTD Company's articles of association to be Non-Voting No vote
held; or (iii) the date upon which the authority
set out in this resolution is revoked or varied
by way of special resolution of the Company
in general meeting. (e) subject to the
approval of all relevant governmental authorities
in the PRC for the issue and allotment of
and dealing in such H Shares being granted,
the directors of the Company be and is hereby
authorised to (i) make such corresponding
amendments to the Articles of Association
(the "Articles") of the Company as it thinks
fit so as to change the registered capital
of the Company and to reflect the new capital
structure of the Company upon the exercise
of the authority to allot, issue and deal
in H Shares as conferred under paragraph
(a) above; and (ii) file the amended Articles
with the relevant governmental CONTD
CONT CONTD authorities of the PRC of the Company Non-Voting No vote
8 That the Articles of the Company be and are Mgmt For For
hereby amended in the following manner: (a)
Article 11 of Chapter 2 By deleting Article
11 of Chapter 2 in its entirety and substituting
therefor the following new Article 11 of
Chapter 2: "The scope of business of the
Company is subject to the items authorized
by the company registration authority. The
scope of business of the Company includes:
authorized operating items: dispatching workers
overseas, to match with the capacity,
scale and operation required by the foreign
projects; transportation with cargo ships,
oil tankers, chemical tankers for coastal
areas of the Mainland China, middle and lower
section of Yangtze River and Pearl River Delta,
crude oil shipping transportation for the
harbors in Bohai Bay (effective until 30 June
2015); high speed passenger sea CONTD
CONT CONTD transportation for Tianjin water areas Non-Voting No vote
(effective until 30 June 2013). General operating
items: provision of prospecting, exploration,
development and mining services for oil,
natural gas and other minerals; geotechnical
engineering and soft ground handling, underwater
remote mechanical operation, pipeline inspection
and maintenance, orientation, data processing
and interpretation, well drilling,
well completion, gamma logging, well testing,
cementing, mud-logging, drilling mud preparation,
wall perforation, core sampling, directional
drilling project, downhole operation, well
repair, oil well stimulation, downhole sand
control, running and pulling oil tubing,
filtration and handling of underground incidents;
provision of equipment, tools and instruments,
inspection, maintenance, leasing and sales
of pipes in CONTD
CONT CONTD relation to the above services; drilling Non-Voting No vote
fluids, cement additive, oilfield chemical
additives, special tools, mechanical and electrical
products, instrumentation, oil and
gas well perforating equipment;
contracting of overseas engineering projects;
sales of mechanical and electrical
products, communication products and chemical
products (excluding hazardous chemicals);
import and export business; provision of marine
support and transportation services, anchoring,
equipment, facilities, maintenance, loading
and unloading as well as other labor services
for the exploration, development and production
of oilfields; sales of accessories for vessels,
machinery and electronic equipment. According
to the domestic and international
market trends, business needs in the PRC and
its own growth capability and its business
CONTD
CONT CONTD performance, the Company may adjust its Non-Voting No vote
investment policies and business scope
and mode on a timely basis; as well as set
up branches and offices in the PRC and
areas including Hong Kong, Macau and Taiwan
(whether wholly-owned or not), subject to
approvals by resolution of the general
meeting and relevant governmental authorities
9 That the authorization given to the board of Mgmt For For
directors of the Company for handling all
relevant matters regarding the A Share Issue
as set out in the circular of the Company
dated 11 May 2010 be extended for 12 months
upon its expiration on 27 June 2011 be and
is hereby approved
--------------------------------------------------------------------------------------------------------------------------
CHINA OILFIELD SVCS LTD Agenda Number: 702933412
--------------------------------------------------------------------------------------------------------------------------
Security: Y15002101
Meeting Type: CLS
Meeting Date: 23-May-2011
Ticker:
ISIN: CNE1000002P4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN201104061254.pdf
1 That the authorization given to the board of Mgmt For For
directors of the Company for handling all
relevant matters regarding the A Share Issue
as set out in the circular of the Company
dated 11 May 2010 be extended for 12 months
upon its expiration on 27 June 2011 be and
is hereby approved
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES ENTERPRISE LTD, HONG KONG Agenda Number: 702980459
--------------------------------------------------------------------------------------------------------------------------
Security: Y15037107
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0291001490
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110420/LTN20110420645.pdf
1 To receive and consider the audited Financial Mgmt For For
Statements and the Directors' Report and
the Independent Auditor's Report for the year
ended 31 December 2010
2 To declare a final dividend of HKD0.38 per share Mgmt For For
for the year ended 31 December 2010
3a To re-elect Mr. Qiao Shibo as Director Mgmt For For
3b To re-elect Mr. Chen Lang as Director Mgmt For For
3c To re-elect Mr. Yan Biao as Director Mgmt For For
3d To re-elect Mr. Du Wenmin as Director Mgmt For For
3e To re-elect Mr. Shi Shanbo as Director Mgmt For For
3f To re-elect Mr. Wei Bin as Director Mgmt For For
3g To re-elect Dr. Zhang Haipeng as Director Mgmt For For
3h To fix the fees for all Directors Mgmt For For
4 To re-appoint Messrs. Deloitte Touche Tohmatsu Mgmt For For
as Auditors and authorise the Directors to
fix their Remuneration
5 Ordinary Resolution in Item No.5 of the Notice Mgmt For For
of Annual General Meeting. (To give a general
mandate to the Directors to repurchase shares
of the Company)
6 Ordinary Resolution in Item No.6 of the Notice Mgmt Against Against
of Annual General Meeting. (To give a general
mandate to the Directors to issue new shares
of the Company)
7 Ordinary Resolution in Item No.7 of the Notice Mgmt Against Against
of Annual General Meeting. (To extend the general
mandate to be given to the Directors to issue
shares)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702697282
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101103/LTN20101103035.pdf
CMMT PLEASE NOTE THAT EUROCLEAR DOES NOT OFFER ANY Non-Voting No vote
VOTING SERVICES ON THIS ISSUE. THIS NOTICE
IS SENT FOR INFORMATION PURPOSES ONLY. BY DEFAULT
EOC WILL TAKE NO ACTION.
1 To approve the Non-exempt Continuing Connected Mgmt For For
Transactions
2 To approve the Proposed Caps for each category Mgmt For For
of the Non-exempt Continuing Connected Transactions
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CSR CORP LTD Agenda Number: 702823320
--------------------------------------------------------------------------------------------------------------------------
Security: Y1516V109
Meeting Type: CLS
Meeting Date: 26-Apr-2011
Ticker:
ISIN: CNE100000BG0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110307/LTN20110307507.pdf
1.1 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: source and number of A Shares
subject to the Shares Options
1.2 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: the scope of Participants and
basis for determining the Participants
1.3 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: number of Shares Options to be
granted to the Directors, senior management
personnel and other Participants or the method
for determining the number of Share Options
to be granted
1.4 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: the life of the Share Option
Scheme and lock-up provisions on the A Shares
which are subject to the Share Options
1.5 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: conditions of the Grant
and exercise of the Share Options
1.6 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: the exercise price of the Share
Options or the method for determining the
exercise price
1.7 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: methods and procedures
of the adjustment of the number of Share Options
and subject Shares and the exercise price
of the Share Options
1.8 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
''A'' produced to the H Shareholders' Class
Meeting and, for the purposes of identification,
signed by the chairman thereof and summarised
in the circular of the Company dated 8 March
2011, on the following particular
structure and terms, be and is hereby approved
and adopted: provisions on amendments
and termination of the Share Option Scheme
2 That the Measures for Appraisal of Performance Mgmt For For
of Participants to the Share Option Scheme,
the terms of which are contained in the document
marked "B" produced to the H Shareholders'
Class Meeting and, for the purposes of
identification, signed by the chairman thereof
and summarised in the Appendix III to the circular
of the Company dated 8 March 2011, be and is
hereby approved and adopted
3 That the Board be and is authorized to implement Mgmt For For
and administer the Share Option Scheme
of the Company. The Board is authorized to,
inter alia: (i) grant the Share Options
to the Participants upon fulfillment of the
conditions of Grant by the Company
and the Participants, and to handle all
matters necessary in relation to the granting
of Share Options; (ii) examine and confirm
the fulfillment of the effective conditions
by the Company and the Participants, and
to handle all matters necessary in relation
to the exercise of Share Options by the
Participants; (iii) adjust the number and
exercise price of the Share Options in the
event of any capitalization issue, bonus issue,
sub-division or consolidation of Shares, rights
issue or reduction of capital in accordance
with the provisions of the Share Option
Scheme; (iv) handle CONTD
CONT CONTD the Share Options (effective or not effective, Non-Voting No vote
exercised or outstanding) granted
to the Participants in accordance with the
provisions of the Share Option Scheme, in the
event of resignation, retirement or death of
a Participant or occurrence of other special
events in relation to the Company or
the Participants as specified in the Share
Option Scheme; (v) determine whether to
reclaim the benefits obtained from the exercise
of Share Options by Participants as stipulated
in accordance with the Share Option Scheme;
(vi) otherwise manage the Share Option Scheme
where necessary; (vii) carry out any other
matters (exclusive of those matters expressly
stipulated in relevant documents to be determined/approved
by the general meeting) necessary for
the implementation of the Share Option Scheme
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CSR CORP LTD Agenda Number: 702849007
--------------------------------------------------------------------------------------------------------------------------
Security: Y1516V109
Meeting Type: EGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: CNE100000BG0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110307/LTN20110307505.pdf
1.1 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: source and number
of A Shares subject to the Share Options
1.2 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: the scope of Participants
and basis for determining the Participants
1.3 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: number of Share
Options to be granted to the Directors, senior
management personnel and other Participants
or the method for determining the number of
Share Options to be granted
1.4 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: the life of the
Share Option Scheme and lock-up provisions
on the A Shares which are subject to the Share
Options
1.5 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: conditions of
the Grant and exercise of the Share Options
1.6 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: the exercise price
of the Share Options or the method for determining
the exercise price
1.7 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: methods and procedures
of the adjustment of the number of Share
Options and subject Shares and the exercise
price of the Share Options
1.8 That the Share Option Scheme, the terms of which Mgmt For For
are contained in the document marked
"A" produced to the EGM and, for the purposes
of identification, signed by the
chairman thereof and summarised in the circular
of the Company dated 8 March 2011, on the following
particular structure and terms, be and is
hereby approved and adopted: provisions on
amendments and termination of the Share
Option Scheme
2 That the Measures for Appraisal of Performance Mgmt For For
of Participants to the Share Option Scheme,
the terms of which are contained in the document
marked "B" produced to the EGM and, for
the purposes of identification, signed by the
chairman thereof and summarised in the Appendix
III to the circular of the Company dated
8 March 2011, be and is hereby approved and
adopted
3 That the Board be and is authorized to implement Mgmt For For
and administer the Share Option Scheme
of the Company. The Board is authorized to,
inter alia: (i) grant the Share Options
to the Participants upon fulfilment of the
conditions of Grant by the Company and the
Participants, and to handle all matters
necessary in relation to the granting of
Share Options; (ii) examine and confirm
the fulfilment of the effective conditions
by the Company and the Participants, and
to handle all matters necessary in relation
to the exercise of Share Options by the Participants;
(iii) adjust the number and exercise price
of the Share Options in the event of any capitalization
issue, bonus issue, sub-division or consolidation
of Shares, rights issue or reduction of capital
in accordance with the provisions of the Share
Option Scheme; (iv) handle CONTD
CONT CONTD the Share Options (effective or not effective, Non-Voting No vote
exercised or outstanding) granted
to the Participants in accordance with the
provisions of the Share Option Scheme, in the
event of resignation, retirement or death of
a Participant or occurrence of other special
events in relation to the Company or
the Participants as specified in the Share
Option Scheme; (v) determine whether to
reclaim the benefits obtained from the exercise
of Share Options by Participants as stipulated
in accordance with the Share Option Scheme;
(vi) otherwise manage the Share Option Scheme
where necessary; (vii) carry out any other
matters (exclusive of those matters expressly
stipulated in relevant documents to be determined/approved
by the general meeting) necessary for
the implementation of the Share Option Scheme
4 To consider and approve the proposed issue of Mgmt For For
short-term debentures with an aggregate amount
not exceeding RMB5 billion (the "Short-term
Debentures") of the Company: That (a) the
Company be authorized to issue Short-term
Debentures on the following major
terms: (1) Size of issue. According to the
relevant requirements that the balance of
debentures to be repaid by an issuer
shall not exceed 40% of the net assets of such
issuer (including minority interests)
upon completion of the issue of debenture,
the size of issue will not exceed an amount
of RMB5 billion. The Short-term Debentures
will be registered all at once and will
be issued in one or multiple tranches according
to actual capital requirements. (2) Term of
issue. Not more than 365 days. (3) Interest
rate. The interest rate will be determined
with reference to the CONTD
CONT CONTD prevailing market conditions at the time Non-Voting No vote
of the issue and upon negotiations
with the lead underwriter(s), provided that
the rate is approved by relevant regulatory
authorities in the PRC. (4) Target investors.
Institutional investors in the national
inter-bank market. (5) Use of proceeds.
Including repayment of loan(s) and replenishment
of working capital. (6) Conditions
precedent to the issue i) approval at the general
meeting of the Company; and ii) the National
Association of Financial Market Institutional
Investors accepting the Company's registration
of the Short-term Debentures. (b)
a general and unconditional mandate be granted
to the committee of the Board comprising Mr.
Zhao Xiaogang and Mr. Zheng Changhong,
being the Directors of the Company, to determine
and to deal with the following matters pursuant
to applicable laws CONTD
CONT CONTD and the then market conditions: (1) to Non-Voting No vote
determine the details of the issue of the
Short-term Debentures and to formulate and
implement detailed issue proposal which
includes, but not limited to, an issue size
of not more than RMB5 billion, the issue plan,
the amount and period of each tranche, the
maturity and method of repayment of the principal
and interests, the determination mechanism
of the interest rate of the debentures, determination
of the specific arrangements and use of proceeds
based on the actual situation in accordance
with the use of proceeds as approved at the
general meeting of the Company; (2) to deal
with other matters relating to the issue, including,
but not limited to, selecting qualified professional
institutions, applying for registration to
the National Association of Financial Market
Institutional Investors in respect of the
CONTD
CONT CONTD issue, handling relevant matters in relation Non-Voting No vote
to issue and trading of the debentures,
carrying out all relevant negotiations in relation
to the issue of the Short-term Debentures
for and on behalf of the Company, signing
and executing all relevant agreements and other
necessary documents for and on behalf of
the Company, and making relevant information
disclosure pursuant to applicable regulatory
requirements (if necessary); (3) in the case
that any change in regulatory polices or
market conditions relating to the issue occurs,
to make corresponding adjustments to the specific
issue proposal and other relevant matters
in relation to the issue of the Short-term
Debentures in accordance with the opinions
of the regulatory authorities, except for
those matters which are subject to re-approval
by the shareholders at a general CONTD
CONT CONTD meeting of the Company as required by Non-Voting No vote
the provisions of relevant laws, regulations
and the articles of association of the Company;
and (4) to take all such actions as necessary
and in the interest of the Company and to
determine or to deal with specific matters
in relation to the issue of the Short-term
Debentures. Upon approval at the general meeting
of the Company, the aforementioned authorization
shall remain effective within the registered
period of the issue of the Short-term Debentures
or the duration of such relevant matters
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
RESOLUTIONS 5, 6 AND 7 REGARDING THE
ELECTION OF DIRECTORS. STANDING INSTRUCTIONS
HAVE BEEN REMOVED FOR THIS MEETING. PLEASE
NOTE THAT ONLY A VOTE "FOR" THE DIRECTOR WILL
BE CUMULATED. PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS
5.1 To consider and approve the re-election of Mr. Mgmt For For
Zhao Xiaogang as an executive Director of
the second session of the Board
5.2 To consider and approve the re-election of Mr. Mgmt For For
Zheng Changhong as an executive Director
of the second session of the Board
5.3 To consider and approve the re-election of Mr. Mgmt For For
Tang Kelin as an executive Director of
the second session of the Board
5.4 To consider and approve the re-election of Mr. Mgmt Against Against
Liu Hualong as an executive Director of
the second session of the Board
6.1 To consider and approve the re-election of Mr. Mgmt For For
Zhao Jibin as an independent non-executive
Director of the second session of the Board
6.2 To consider and approve the re-election of Mr. Mgmt For For
Yang Yuzhong as an independent non-executive
Director of the second session of the Board
6.3 To consider and approve the re-election of Mr. Mgmt For For
Chen Yongkuan as an independent
non-executive Director of the second session
of the Board
6.4 To consider and approve the re-election of Mr. Mgmt For For
Dai Deming as an independent non-executive
Director of the second session of the Board
6.5 To consider and approve the re-election of Mr. Mgmt For For
Tsoi, David as an independent non-executive
Director of the second session of the Board
7.1 To consider and approve the re-election of Mr. Mgmt Against Against
Wang Yan as a shareholder representative
supervisor of the second session of the supervisory
committee
7.2 to consider and approve the appointment of Mr. Mgmt For For
Sun Ke as a shareholder representative
supervisor of the second session of the supervisory
committee
--------------------------------------------------------------------------------------------------------------------------
CSR CORP LTD Agenda Number: 702954125
--------------------------------------------------------------------------------------------------------------------------
Security: Y1516V109
Meeting Type: AGM
Meeting Date: 30-May-2011
Ticker:
ISIN: CNE100000BG0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110413/LTN20110413879.pdf
1 To consider and approve the Work Report of the Mgmt For For
First Session of the Board and 2010 Work Report
of the Board of the Company
2 To consider and approve the Work Report of the Mgmt For For
First Session of the Supervisory
Committee and 2010 Work Report of the Supervisory
Committee of the Company
3 To consider and approve the proposal regarding Mgmt For For
the 2010 final accounts of the Company
4 To consider and approve the resolution regarding Mgmt For For
the 2010 profit distribution plan of the Company
5 To consider and approve the resolution in relation Mgmt For For
to the matters regarding the A Share connected
transactions of the Company for 2011
6 To consider and approve the resolution in relation Mgmt Against Against
to the arrangement of guarantees by the
Company and its subsidiaries for 2011
7 To consider and approve the resolution in relation Mgmt For For
to the re-appointment of the auditors for
2011 and the bases for determination of their
remuneration by the Company
8 To consider and approve the resolution in relation Mgmt For For
to the remuneration and welfare of the Directors
and supervisors of the Company for 2010
9 To consider and approve the resolution in relation Mgmt Against Against
to the authorization of a general mandate
to the Board of the Company to issue new A
shares and H shares of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 702606368
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 14-Oct-2010
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the report and accounts 2010 Mgmt For For
2 Approve the Directors' remuneration report 2010 Mgmt Against Against
3 Declare the final dividend Mgmt For For
4 Re-elect PB Bruzelius as a Director Mgmt Against Against
5 Re-elect LM Danon as a Director Mgmt For For
6 Re-elect BD Holden as a Director Mgmt For For
7 Re-elect Lord Hollick as a Director Mgmt For For
8 Re-elect Dr FB Humer as a Director Mgmt For For
9 Re-elect PG Scott as a Director Mgmt For For
10 Re-elect HT Stitzer as a Director Mgmt For For
11 Re-elect PA Walker as a Director Mgmt For For
12 Re-elect PS Walsh as a Director Mgmt For For
13 Election of Lord Davies as a Director Mgmt For For
14 Election of DA Mahlan as a Director Mgmt For For
15 Re-appoint the Auditor Mgmt For For
16 Approve the remuneration of Auditor Mgmt For For
17 Authorize to allot shares Mgmt For For
18 Approve the disapplication of pre-emption rights Mgmt For For
19 Authorize to purchase own ordinary shares Mgmt For For
20 Authorize to make political donations and/or Mgmt For For
to incur political expenditure in the EU
21 Amend the Diageo Plc 2001 Share Incentive Plan Mgmt For For
22 Adopt the Diageo Plc 2010 Sharesave Plan Mgmt For For
23 Authorize to establish International share plans Mgmt For For
24 Approve the reduced notice of a general meeting Mgmt Against Against
other than an AGM
--------------------------------------------------------------------------------------------------------------------------
EVRAZ GROUP SA, LUXEMBOURG Agenda Number: 703038388
--------------------------------------------------------------------------------------------------------------------------
Security: 30050A202
Meeting Type: AGM
Meeting Date: 16-May-2011
Ticker:
ISIN: US30050A2024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 The Meeting decides to approve the report of Mgmt No vote
the Statutory Auditor and of the Board of Directors
on the stand-alone accounts as per December
31, 2010
1.2 The Meeting decides to approve the stand-alone Mgmt No vote
accounts audited by the External Auditor of
the Company as per December 31, 2010
1.3 The Meeting decides to allocate the results Mgmt No vote
for the period ending on December 31, 2010
as follows: in order to comply with applicable
laws, the Company will procure allocation of
5% of net profit to the legal reserve until
such reserve reach 10% of the share capital.
No additional allocations or distribution of
profit in form of the annual dividends for
2010 shall be made
2.1 The Meeting decides to approve the reports of Mgmt No vote
the Board of Directors and of the External
Auditor on the consolidated accounts as per
December 31, 2010
2.2 The Meeting decides to approve the consolidated Mgmt No vote
accounts audited by the External Auditor for
the year ending on December 31, 2010
3 The Meeting decides to grant full discharge Mgmt No vote
to (i) the Directors of the Company, (ii) the
Statutory Auditor and (iii) the External Auditor
for the execution of their mandate until December
31, 2010
4.1a1 The Meeting decides: to appoint Mr. Alexander Mgmt No vote
Abramov, company director, born in Krasnodar
(Russia) on February 20, 1959, with professional
address at Dolgorukovskaya 15, building 4 and
5, Moscow 127006, Russia as a Director for
a period ending immediately after the approval
of the annual accounts of the Company covering
the period 1 January-31 December 2010
4.1a2 The Meeting decides: to appoint Mr. Otari Arshba, Mgmt No vote
company director, born in Suhumi (Georgia)
on April 12, 1955, with professional address
at Dolgorukovskaya 15, building 4 and 5, Moscow
127006, Russia as a Director for a period ending
immediately after the approval of the annual
accounts of the Company covering the period
1 January-31 December 2010
4.1a3 The Meeting decides: to appoint Mr. Duncan A.H. Mgmt No vote
Baxter, company director, born in Beckenham,
Kent, (United Kingdom) on January 15, 1952,
residing at La Fontenelle Rue de Bas, St. Lawrence,
jersey, JE3 1JG, Channel Islands as a Director
for a period ending immediately after the approval
of the annual accounts of the Company covering
the period 1 January-31 December 2010
4.1a4 The Meeting decides: to appoint Mr. Alexander Mgmt No vote
Frolov, company director, born in Tula (Russia)
on May 17, 1964, with professional address
at Dolgorukovskaya 15, building 4 and 5, Moscow
127006, Russia as a Director for a period ending
immediately after the approval of the annual
accounts of the Company covering the period
1 January-31 December 2010
4.1a5 The Meeting decides: to appoint Mr. Karl Gruber, Mgmt No vote
company director, born in Strengberg (Austria)
on October 2, 1952, with professional address
at Ederhohe 19, 3350 Stadt Haag, Austria as
a Director for a period ending immediately
after the approval of the annual accounts of
the Company covering the period 1 January-31
December 2010
4.1a6 The Meeting decides: to appoint Ms. Olga Pokrovskaya, Mgmt No vote
company director, born in Moscow (Russia) on
July 8, 1969, with professional address at
Sadovnicheskaya str., 4, Moscow, 115035, Russia
as a Director for a period ending immediately
after the approval of the annual accounts of
the Company covering the period 1 January-31
December 2010
4.1a7 The Meeting decides: to appoint Mr. Terry J. Mgmt No vote
Robinson, company director, born in Perterborough
(Great Britain) on November 23, 1944, residing
at The Corner House, 34 Burkes Road, Beaconsfield,
Bucks, HP9 1PN, UK as a Director for a period
ending immediately after the approval of the
annual accounts of the Company covering the
period 1 January-31 December 2010
4.1a8 The Meeting decides: to appoint Mr. Eugene Shvidler, Mgmt No vote
company director, born in Ufa (Russia) on March
23, 1964, with professional address at Sadovnicheskaya
str., 4, Moscow, 115035, Russia as a Director
for a period ending immediately after the approval
of the annual accounts of the Company covering
the period 1 January-31 December 2010
4.1a9 The Meeting decides: to appoint Mr. Eugene Tenenbaum, Mgmt No vote
company director, born in September 27, 1964
in Kiev (Ukraine) with professional address
at Chelsea Football Club, Stamford Bridge,
Level 5-Fulham Road, GB - SW6 1HS, London as
a Director for a period ending immediately
after the approval of the annual accounts of
the Company covering the period 1 January-31
December 2010
41a10 The Meeting furthermore decides not to re-elect Mgmt No vote
Mr. Gordon Toll. The Meeting grants discharge
to the non re-elected and resigning Director
for the execution of their respective mandates
4.1b The Meeting decides: To appoint as statutory Mgmt No vote
auditor Ms. Alexandra Trunova, born in Krasnodar
(Russia) on June 11, 1973 professionally residing
at Dolgorukovskaya 15 building 4 and 5, Moscow,
127006, Russia, as Statutory Auditor of the
Company until approval of the annual accounts
of the Company covering the period of 1 January
- 31 December 2010
4.1c The Meeting decides: To appoint ERNST & YOUNG, Mgmt No vote
a company having its registered office at 7,Parc
d'Activite Syrdall, L-5365 Munsbach, R.C.S.
Luxembourg B 47.771 as External Auditor of
the Company until approval of the annual accounts
of the Company covering the period of 1 January
- 31 December 2011
4.2 The Meeting resolves to determine the level Mgmt No vote
of remuneration of all directors of the Company
(with exception for Mr. Otari Arshba) to be
fixed for all management services rendered
in respect of each financial year and being
a flat annual fee of USD 150,000 (one hundred
fifty thousand US Dollars), gross, payable
by monthly installments of USD 12,500 (twelve
thousand five hundred US Dollars) on the 25th
day of each calendar month. In addition to
the aforementioned, any director may get an
additional compensation for: (a) serving as
a chairman on one or more of the board committees
created and/or to be created by the Board of
Directors pursuant to the Articles of Associations
of the Company. In such case and unless specifically
carved out for the chairman of the audit committee,
such director will be granted a fee payable
by the Company together with the annual fees
in the amount of USD 50,000 (fifty thousand
US Dollars), gross, payable in monthly installments
of USD 4,166.66 (four thousand one hundred
sixty six US Dollars and sixty six cents).
It is specifically resolved that the chairman
of the audit committee shall be receiving the
annual fee in the amount of USD 100,000 (one
hundred thousand US Dollars), gross, payable
in monthly installments of USD 8,333.33 (eight
thousand three hundred thirty three US Dollars
and thirty three cents); and (b) participating
as member of the board committees for the fee
of USD 24,000 (twenty four thousand US Dollars),
payable in monthly installments of USD 2,000
(two thousand US Dollars). For the avoidance
of doubt, the fees payable for the chairmanship
of the committee shall exclude the right to
claim the payment of the fee for membership,
and even when elected as chairman of more than
one committee, such director shall be eligible
for getting the fees for one chairmanship only.
The fees above represent the maximum fee of
the directors and can be decreased pursuant
to a respective decision of the Board of Directors
of the Company. In addition, the Board of Directors
may modify the mechanics of payment of the
remuneration of directors
4.3 The Meeting resolves to determine the remuneration Mgmt No vote
of Mr. Alexander V. Frolov (as the managing
director/chief executive officer of the Company,
subject to his election by the Board of Directors
at the meeting immediately following the AGM)
consisting of the following: (i) the directors
fee as stated in paragraph 4.2 above plus any
applicable fees for participation in the work
of the Board committees; and (ii) a bonus (which
the Company is in no obligation to pay and
if the Company shall pay a bonus in any one
year, this shall not give rise to a contractual
entitlement to a bonus in future years) subject
to the discretion of the Remuneration Committee
of the Company and approval by the Board of
Directors of the Company. The bonus contemplated
is subject to the achievement of a performance
condition based on the target value figures
set out by the Board of Directors for the Chairman
of the Board as to the key performance indicators
4.4 The Meeting authorises the managing director/chief Mgmt No vote
executive officer of the Company to sign the
management service agreements (including any
amendments and modifications thereto) with
Mr. Karl Gruber, Mr. Terry J. Robinson and
Mr. Duncan A.H. Baxter (as independent directors
of the Company)
--------------------------------------------------------------------------------------------------------------------------
FOSTER'S GROUP LIMITED Agenda Number: 702615898
--------------------------------------------------------------------------------------------------------------------------
Security: Q3944W187
Meeting Type: AGM
Meeting Date: 26-Oct-2010
Ticker:
ISIN: AU000000FGL6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL
(3), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Re-elect Mr. D.A. Crawford as a Director Mgmt For For
2 Amend the shareholder dividend provisions of Mgmt For For
the Constitution
3 Approve the participation of Mr. Ian Johnston, Mgmt Against Against
Chief Executive Officer of the Company, in
the Foster's Long Term Incentive Plan-2010
offer
4 Adopt the remuneration report for the YE 30 Mgmt Against Against
JUN 2010
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155033
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854106 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854107 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom for Mgmt For For
2010
2 Approve the annual accounting statements, including Mgmt For For
the profit and loss report of the Company based
on the results of 2010
3 Approve the distribution of profit of the Company Mgmt For For
based on the results of 2010
4 Approve the amount of, time for and form of Mgmt For For
payment of annual dividends on the Company's
shares that have been recommended by the Board
of Directors of the Company
5 Approve Closed Joint Stock Company PricewaterhouseCoopers Mgmt For For
Audit as the Company's external auditor
6 Approve amendments to the Charter of OAO Gazprom Mgmt For For
7 Pay remuneration to members of the Board of Mgmt Against Against
Directors in the amounts recommended by the
Board of Directors of the Company
8 Pay remuneration to members of the Audit Commission Mgmt For For
in the amounts recommended by the Board of
Directors of the Company
9.1 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company) regarding receipt
by OAO Gazprom of funds with a maximum amount
of 500 million U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars/Euros
and at a rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of entry
into the applicable loan agreement, plus 3%
per annum, in the case of loans in Rubles
9.2 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding receipt by OAO Gazprom
of funds with a maximum amount of 1.5 billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with interest for using the loans to be paid
at a rate not exceeding 12% per annum in the
case of loans in U.S. Dollars/Euros and at
a rate not exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into the
applicable loan agreement, plus 3% per annum,
in the case of loans in Rubles
9.3 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Bank
VTB regarding receipt by OAO Gazprom of funds
with a maximum amount of one billion U.S. Dollars
or its equivalent in Rubles or Euros, for a
term not exceeding five years, with interest
for using the loans to be paid at a rate not
exceeding 12% per annum in the case of loans
in U.S. Dollars/Euros and at a rate not exceeding
the Bank of Russia's refinancing rate in effect
on the date of entry into the applicable loan
agreement, plus 3% per annum, in the case of
loans in Rubles
9.4 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and State Corporation
"Bank for Development and Foreign Economic
Affairs (Vnesheconombank)" regarding receipt
by OAO Gazprom of funds with a maximum amount
of one billion U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars/Euros
and at a rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of entry
into the applicable loan agreement, plus 3%
per annum, in the case of loans in Rubles
9.5 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Gazprombank
(Open Joint Stock Company), to be entered into
under a loan facility agreement between OAO
Gazprom and the bank, involving receipt by
OAO Gazprom of funds with a maximum amount
of 25 billion Rubles, for a term not exceeding
30 calendar days, with interest for using the
loans to be paid at a rate not exceeding the
reference offered rate for Ruble loans (deposits)
in the Moscow money market (MosPrime Rate)
established for loans with a maturity equal
to a period of using the applicable loan, quoted
as of the date of entry into the applicable
transaction, increased by 2%
9.6 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Sberbank
of Russia OAO, to be entered into under a loan
facility agreement between OAO Gazprom and
the bank, involving receipt by OAO Gazprom
of funds with a maximum amount of 17 billion
Rubles, for a term not exceeding 30 calendar
days, with interest for using the loans to
be paid at a rate not exceeding the reference
offered rate for Ruble loans (deposits) in
the Moscow money market (MosPrime Rate) established
for loans with a maturity equal to the period
of using the applicable loan, quoted as of
the date of entry into the applicable transaction,
increased by 4%
9.7 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO Bank
VTB, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of five billion Rubles, for
a term not exceeding 30 calendar days, with
interest for using the loans to be paid at
a rate not exceeding the reference offered
rate for Ruble loans (deposits) in the Moscow
money market (MosPrime Rate) established for
loans with a maturity equal to the period of
using the applicable loan, quoted as of the
date of entry into the applicable transaction,
increased by 4%
9.8 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO BANK
ROSSIYA, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of 100 million U.S. Dollars,
for a term not exceeding 30 calendar days,
with interest for using the loans to be paid
at a rate not exceeding the London Interbank
Offered Rate (LIBOR) established for loans
with a maturity equal to the period of using
the applicable loan, quoted as of the date
of entry into the applicable transaction, increased
by 4%
9.9 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
Gazprombank (Open Joint Stock Company) will
accept and credit, upon the terms and conditions
announced by it, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts, acting upon OAO Gazprom's
instructions, as well as agreements between
OAO Gazprom and Gazprombank (Open Joint Stock
Company) regarding maintenance in the account
of a non-reducible balance with a maximum amount
not exceeding 20 billion Rubles or its equivalent
in a foreign currency for each transaction,
with interest to be paid by the bank at a rate
not lower than 0.1% per annum in the relevant
currency
9.10 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, and OAO BANK ROSSIYA,
pursuant to which the banks will accept and
credit, upon the terms and conditions announced
by the banks, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts acting upon OAO Gazprom's
instructions
9.11 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), Sberbank of Russia
OAO, OAO Bank VTB and OAO BANK ROSSIYA, pursuant
to which the banks will provide services to
OAO Gazprom making use of electronic payments
system of the respective bank, including receipt
from OAO Gazprom of electronic payment documents
for executing payment operations through the
accounts, provision of electronic statements
of accounts and conduct of other electronic
document processing, and OAO Gazprom will make
payment for the services provided at the tariffs
of the respective bank effective at the time
of the provision of the services
9.12 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Foreign currency purchase/sale transactions
between OAO Gazprom and Gazprombank (Open Joint
Stock Company), to be entered into under the
General Agreement on the Conduct of Conversion
Operations No. 3446 between OAO Gazprom and
the bank dated September 12, 2006, with a maximum
amount of 500 million U.S. Dollars or its equivalent
in Rubles, Euros or other currency for each
transaction
9.13 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's guarantees
issued to the Russian Federation's tax authorities
in connection with the subsidiary companies
challenging such tax authorities' claims in
court, with an aggregate maximum amount equivalent
to 500 million U.S. Dollars and for a period
not exceeding 14 months
9.14 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, pursuant to which OAO Gazprom
will grant suretyships to secure performance
by OAO Gazprom's subsidiary companies of their
obligations to Sberbank of Russia OAO with
respect to the bank's guarantees issued to
the Russian Federation's tax authorities in
connection with the subsidiary companies challenging
such tax authorities' claims in court, with
an aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not exceeding
14 months
9.15 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will issue suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Sberbank of Russia
OAO with respect to the bank's guarantees issued
to the Russian Federation's tax authorities
to secure obligations of the abovementioned
companies to pay excise taxes in connection
with exports of excisable oil products and
eventual penalties, with a maximum amount of
1.8 billion Rubles and for a period not exceeding
18 months
9.16 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
the infrastructure facilities of the railway
stations of the Surgutskiy Condensate Stabilization
Plant, of the Sernaya railway station and of
the Tvyordaya Sera railway station, the facilities
of the railway station situated in the town
of Slavyansk-na-Kubani, the facilities of the
railway line from the Obskaya station to the
Karskaya station (properties' inventory Nos.
330652-330672), as well as the software and
hardware solutions "System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP)" and "Registration
and Analysis of Data on Non-Core Assets (RADA)
within the OAO Gazprom System at OOO Gazpromtrans
Level" for a period not exceeding 12 months,
and OOO Gazpromtrans will make payment for
using such property up to a maximum amount
of 919 million Rubles
9.17 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which OAO Gazprom
will grant ZAO Gazprom Neft Orenburg temporary
possession and use of the wells and downhole
and above-ground well equipment within the
Eastern Segment of the Orenburgskoye oil and
gas-condensate field for a period not exceeding
12 months, and ZAO Gazprom Neft Orenburg will
make payment for using such property up to
a maximum amount of 1.63 billion Rubles
9.18 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and DOAO Tsentrenergogaz
of OAO Gazprom, pursuant to which OAO Gazprom
will grant DOAO Tsentrenergogaz of OAO Gazprom
temporary possession and use of the building
and equipment of the repair and machining shop
at the home base of the oil and gas production
department for the Zapolyarnoye gas-oil-condensate
field, situated in the Yamalo-Nenetskiy Autonomous
Area, Tazovskiy District, township of Novozapolyarnyi,
and the building and equipment of the repair
and machining shop at the Southern Regional
Repair Base, situated in the Stavropolskiy
Province, town of Izobilnyi, for a period not
exceeding 12 months, and DOAO Tsentrenergogaz
of OAO Gazprom will make payment for using
such property up to a maximum amount of 113.2
million Rubles
9.19 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tsentrgaz,
pursuant to which OAO Gazprom will grant OAO
Tsentrgaz temporary possession and use of the
facilities of a preventative clinic situated
in the Tula Region, Shchekinsky District, township
of Grumant, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Tsentrgaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Tsentrgaz Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Tsentrgaz
Level" and "Electronic Archive Module at OAO
Tsentrgaz Level" for a period not exceeding
12 months, and OAO Tsentrgaz will make payment
for using such property up to a maximum amount
of 38.4 million Rubles
9.20 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom will
grant OAO Gazprom Promgaz temporary possession
and use of experimental prototypes of gas-using
equipment (self-contained modular boiler installation,
recuperative air heater, mini-boiler unit,
radiant panel heating system, U-shaped radiant
tube, modularized complete full-function small-sized
gas and water treatment installations for coal
bed methane extraction wells, well-head equipment,
borehole enlargement device, and pressure core
sampler) located in the Rostov Region, town
of Kamensk-Shakhtinsky, and the Kemerov Region,
city of Novokuznetsk, an aerospace data processing
software and equipment complex, as well as
experimental model "Automated Information System
"Monitoring" for a period not exceeding 12
months, and OAO Gazprom Promgaz will make payment
for using such property up to a maximum amount
of 7.3 million Rubles
9.21 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant Gazprombank (Open Joint
Stock Company) temporary possession and use
of the non-residential premises in a building
that are situated at 31 Lenina Street, Yugorsk,
Tyumen Region and are used to house a branch
of Gazprombank (Open Joint Stock Company),
with a total floor space of 810.6 square meters,
and the plot of land occupied by the building
and required for the use of that building,
with an area of 3,371 square meters, for a
period not exceeding 12 months, and Gazprombank
(Open Joint Stock Company) will make payment
for using such property up to a maximum amount
of 2.5 million Rubles
9.22 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neftekhim Salavat, pursuant to which OAO Gazprom
will grant OAO Gazprom Neftekhim Salavat temporary
possession and use of the gas condensate pipeline
running from the Karachaganakskoye gas condensate
field to the Orenburg Gas Refinery for a period
not exceeding 12 months, and OAO Gazprom Neftekhim
Salavat will make payment for using such property
up to a maximum amount of 309,000 Rubles
9.23 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
pursuant to which OAO Gazprom will grant OAO
Vostokgazprom temporary possession and use
of an M-468R specialpurpose communications
installation for a period not exceeding 12
months, and OAO Vostokgazprom will make payment
for using such property up to a maximum amount
of 274,000 Rubles
9.24 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OAO Gazprom will
grant OOO Gazprom Export temporary possession
and use of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Export Level" and "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Export Level" for a period not exceeding 12
months, and OOO Gazprom Export will make payment
for using such property up to a maximum amount
of 3.53 million Rubles
9.25 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will grant
OAO Gazprom Neft temporary possession and use
of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Neft
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Gazprom Neft Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Gazprom
Neft Level" and "Electronic Archive Module
at OAO Gazprom Neft Level" for a period not
exceeding 12 months, and OAO Gazprom Neft will
make payment for using such property up to
a maximum amount of 15.8 million Rubles
9.26 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
will grant OAO Gazprom Space Systems temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Space
Systems Level (ERP)", "OAO Gazprom Long-Term
Investments Reporting and Analysis System (LTIAA)
at OAO Gazprom Space Systems Level" and "Electronic
Archive Module at OAO Gazprom Space Systems
Level" for a period not exceeding 12 months,
and OAO Gazprom Space Systems will make payment
for using such property up to a maximum amount
of 15.6 million Rubles
9.27 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which OAO Gazprom will grant ZAO
Yamalgazinvest temporary possession and use
of the software and hardware solutions "System
for Managing OAO Gazprom's Property and Other
Assets at ZAO Yamalgazinvest Level (ERP)" and
"Electronic Archive Module at ZAO Yamalgazinvest
Level" for a period not exceeding 12 months,
and ZAO Yamalgazinvest will make payment for
using such property up to a maximum amount
of 12.1 million Rubles
9.28 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which OAO Gazprom will
grant ZAO Gazprom Invest Yug temporary possession
and use of the software and hardware solutions
"System for Managing OAO Gazprom's Property
and Other Assets at ZAO Gazprom Invest Yug
Level (ERP)" and "Electronic Archive Module
at ZAO Gazprom Invest Yug Level" for a period
not exceeding 12 months, and ZAO Gazprom Invest
Yug will make payment for using such property
up to a maximum amount of 5.3 million Rubles
9.29 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will grant OOO Gazprom Mezhregiongaz temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Mezhregiongaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Mezhregiongaz Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Mezhregiongaz Level" and "Electronic Archive
Module at OOO Gazprom Mezhregiongaz Level"
for a period not exceeding 12 months, and OOO
Gazprom Mezhregiongaz will make payment for
using such property up to a maximum amount
of 9.8 million Rubles
9.30 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsiya, pursuant to which OAO Gazprom
will grant OOO Gazprom Komplektatsiya temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Komplektatsiya
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Komplektatsiya Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Komplektatsiya Level" and "Electronic Archive
Module at OOO Gazprom Komplektatsiya Level"
for a period not exceeding 12 months, and OAO
Gazprom Komplektatsiya will make payment for
using such property up to a maximum amount
of 15.7 million Rubles
9.31 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OAO Gazprom
will grant OOO Gazprom Tsentrremont temporary
possession and use of the software and hardware
complexes "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Tsentrremont
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Tsentrremont Level", and "Electronic
Archive Module at OOO Gazprom Tsentrremont
Level" for a period not exceeding 12 months,
and OOO Gazprom Tsentrremont will make payment
for using such property up to a maximum amount
of 16.1 million Rubles
9.32 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which OAO Gazprom will grant ZAO
Gaztelecom temporary possession and use of
communications facilities comprised of buildings,
communications lines, communications networks,
cable duct systems and equipment, which are
located in the city of Moscow, the city of
Saint Petersburg, the city of Maloyaroslavets,
the city of Rostov-on-Don, the city of Kaliningrad,
the Moscow Region and the Smolensk Region of
the Russian Federation, and in the territory
of the Republic of Belarus, as well as the
software and hardware solutions "System for
Managing OAO Gazprom's Property and Other Assets
at ZAO Gaztelecom Level (ERP)" and "Electronic
Archive Module at ZAO Gaztelecom Level" for
a period not exceeding 12 months, and ZAO Gaztelecom
will make payment for using such property up
to a maximum amount of 360.5 million Rubles
9.33 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
will grant OAO Gazprom Gazoraspredeleniye temporary
possession and use of the property complex
of a gas-distribution system comprised of facilities
intended for the transportation and feeding
of gas directly to consumers (gas pipeline
branches, distribution gas pipelines, inter-township
and intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
units, and buildings), and use of the software
and hardware solutions "System for Managing
OAO Gazprom's Property and Other Assets at
OAO Gazpromregiongaz Level (ERP) ", "OAO Gazprom
Long-Term Investments Reporting and Analysis
System (LTIAA) (Second Phase) at OAO Gazpromregiongaz
Level", and "Electronic Archive Module at OAO
Gazpromregiongaz Level" for a period not exceeding
12 months, and OAO Gazprom Gazoraspredeleniye
will make payment for using such property up
to a maximum amount of 935.7 million Rubles
9.34 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Druzhba,
pursuant to which OAO Gazprom will grant OAO
Druzhba temporary possession and use of the
facilities of Druzhba vacation center (hotels,
effluent treatment facilities, transformer
substations, entrance checkpoints, cottages,
utility networks, metal fences, parking areas,
ponds, roads, pedestrian crossings, sites,
sewage pumping station, sports center, roofed
ground-level arcade, servicing station, diesel-generator
station, boiler house extension, storage facility,
Fisherman's Lodge, garage, garage with administrative
and amenity building, stela, as well as service
machinery, equipment, furniture and accessories)
situated in the Moscow Region, Naro-Fominsk
District, village of Rogozinino, for a period
not exceeding 12 months, and OAO Druzhba will
make payment for using such property up to
a maximum amount of 278.32 million Rubles
9.35 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank, acting as a customs broker, will
issue guarantees to the Russian Federation's
customs authorities in respect of OAO Gazprom's
obligations to pay customs duties and eventual
interest and penalties, with a maximum amount
equivalent to one million Euros, with a fee
due to the bank at a rate not exceeding 1%
per annum of the amount of the guarantee
9.36 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
undertakes, acting on behalf of OOO Gazprom
Mezhregiongaz and upon its instructions, to
declare for customs purposes the natural gas
transported by pipeline across the customs
border of the Russian Federation, and OOO Gazprom
Mezhregiongaz undertakes to pay for such services
in the amount not exceeding 3,000 Rubles per
cargo customs declaration, as well as the value
added tax at the rate required by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 170,000 Rubles
9.37 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom undertakes, acting
on behalf of OAO NOVATEK and upon its instructions,
to declare for customs purposes the natural
gas transported by pipeline across the customs
border of the Russian Federation, and OAO NOVATEK
undertakes to pay for such services in the
amount not exceeding 1.58 Rubles per thousand
cubic meters of natural gas, as well as the
value added tax at the rate required by the
effective legislation of the Russian Federation,
on the basis of the monthly volume of the transported
natural gas, up to an aggregate maximum amount
of 42.7 million Rubles
9.38 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom undertakes,
acting on behalf of OAO Gazprom Neft and upon
its instructions, to declare for customs purposes
the natural gas transported by pipeline across
the customs border of the Russian Federation,
and OAO Gazprom Neft undertakes to pay for
such services in the amount not exceeding 1.58
Rubles per thousand cubic meters of natural
gas, as well as the value added tax at the
rate required by the effective legislation
of the Russian Federation, on the basis of
the monthly volume of the transported natural
gas, up to an aggregate maximum amount of 960,000
Rubles
9.39 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz undertakes, acting upon OAO Gazprom's
instructions, for a total fee not exceeding
476.43 million Rubles, in its own name, but
for OAO Gazprom's account, to accept gas produced
by OAO Gazprom and the latter's affiliates
and sell it through the electronic trading
site of OOO Gazprom Mezhregiongaz and at a
commodity exchange in the amount not exceeding
21.25 billion cubic meters for the sum not
exceeding 47.64 billion Rubles
9.40 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz will deliver and OAO Gazprom
will accept (take off) gas purchased by OOO
Gazprom Mezhregiongaz from independent entities
in the amount not exceeding 12 billion cubic
meters and will make payment for the gas up
to an aggregate maximum amount of 43.9 billion
Rubles
9.41 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OOO Gazprom Export
undertakes, acting upon OAO Gazprom's instructions
and for a total fee not exceeding 300 million
Rubles, in its own name, but for OAO Gazprom's
account, to accept commercial products owned
by OAO Gazprom, including crude oil, gas condensate,
sulphur and refined products (gasoline, liquefied
gases, diesel oil, fuel oil etc.) and sell
them in the market outside the territory of
the Russian Federation, in the amount not exceeding
5.5 million tons for the sum not exceeding
60 billion Rubles
9.42 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Northgas,
pursuant to which ZAO Northgas will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 60 million cubic
meters, deliverable on a monthly basis, and
OAO Gazprom will make payment for the gas up
to an aggregate maximum amount of 61 million
Rubles
9.43 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Severneftegazprom,
pursuant to which OAO Severneftegazprom will
deliver, and OAO Gazprom will accept (take
off), gas in the amount not exceeding 17 billion
cubic meters, and OAO Gazprom will make payment
for the gas up to an aggregate maximum amount
of 30.09 billion Rubles
9.44 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg will deliver, and OAO Gazprom
will accept (take off), unstable crude oil
in the amount not exceeding 800 thousand tons,
and OAO Gazprom will make payment for the crude
oil up to an aggregate maximum amount of 7
billion Rubles
9.45 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO NOVATEK will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 41 billion cubic
meters, and OAO Gazprom will make payment for
the gas up to an aggregate maximum amount of
72.57 billion Rubles
9.46 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tomskgazprom,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 3.6
billion cubic meters, and OAO Tomskgazprom
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 2 billion Rubles
9.47 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of gas in a total amount
not exceeding 82 billion cubic meters across
the territory of the Russian Federation and
the Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will make payment for the services
related to arranging for the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 157.3 billion Rubles
9.48 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 7 billion
cubic meters and OAO Gazprom Neft will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 5.047 billion Rubles
9.49 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 57.9
billion cubic meters and OAO NOVATEK will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 89.7 billion Rubles
9.50 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the injection
of gas owned by OAO NOVATEK into underground
gas storage facilities and its storage in such
facilities in the amount not exceeding 3.45
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for gas injection and storage up to an aggregate
maximum amount of 2.35 billion Rubles, as well
as OAO Gazprom will provide services related
to arranging for the off-taking from underground
gas storage facilities of the gas owned by
OAO NOVATEK in the amount not exceeding 1.95
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for the off-taking of gas up to an aggregate
maximum amount of 66.518 million Rubles
9.51 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and a/s Latvijas
Gaze, pursuant to which OAO Gazprom will sell,
and a/s Latvijas Gaze will purchase, gas in
the amount not exceeding 1.37 billion cubic
meters for an aggregate maximum amount of 424.7
million Euros in 2012 and pursuant to which
a/s Latvijas Gaze will provide services related
to injection into and storage in the Incukalna
underground gas storage facility of gas owned
by OAO Gazprom, and related to its off-taking
and transportation across the territory of
the Republic of Latvia in 2012 in the following
amounts: services related to the injection
of gas into storage facility and services related
to storage of gas and its off-taking - in the
amount not exceeding 900 million cubic meters,
and services related to the transportation
of gas - in the amount not exceeding 1.8 billion
cubic meters, and OAO Gazprom will make payment
for such services up to an aggregate maximum
amount of 22.1 million Euros
9.52 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AB Lietuvos
Dujos, pursuant to which OAO Gazprom will sell,
and AB Lietuvos Dujos will purchase, gas in
the amount not exceeding 1.72 billion cubic
meters with an aggregate maximum amount of
535 million Euros in 2012 and pursuant to which
AB Lietuvos Dujos will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Lithuania
in the amount not exceeding 2.5 billion cubic
meters in 2012 and OAO Gazprom will make payment
for the gas transportation services up to an
aggregate maximum amount of 12.35 million Euros
9.53 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and UAB Kauno
termofikacijos elektrine, pursuant to which
OAO Gazprom will sell, and UAB Kauno termofikacijos
elektrine will purchase, gas in the amount
not exceeding 410 million cubic meters for
an aggregate maximum amount of 127.1 million
Euros in 2012
9.54 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AO Moldovagaz,
pursuant to which OAO Gazprom will sell and
AO Moldovagaz will purchase gas in the amount
not exceeding 10.4 billion cubic meters for
an aggregate maximum amount of 3.3 billion
U.S. Dollars in 2012-2014 and pursuant to which
AO Moldovagaz will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Moldova
in the amount not exceeding 70 billion cubic
meters in 2012-2014, and OAO Gazprom will make
payment for services related to the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 170 million U.S. Dollars
9.55 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and KazRosGaz
LLP, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas owned by KazRosGaz LLP across the territory
of the Russian Federation as follows: in 2011
- in the amount not exceeding 10.5 billion
cubic meters, and KazRosGaz LLP will make payment
for the services related to arranging for the
transportation of gas via trunk gas pipelines
up to an aggregate maximum amount of 43.5 million
U.S. Dollars, in 2012 - in the amount not exceeding
15 billion cubic meters, and KazRosGaz LLP
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 58 million U.S. Dollars
9.56 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and GAZPROM
Germania GmbH, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of natural gas owned
by GAZPROM Germania GmbH across the territory
of the Republic of Kazakhstan, the Republic
of Uzbekistan, the Russian Federation, and
the Republic of Belarus in the amount not exceeding
63.3 billion cubic meters, and GAZPROM Germania
GmbH will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 1.8 billion U.S. Dollars
9.57 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
acting upon OAO Gazprom's instructions and
for a fee with an aggregate maximum amount
of 200,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
work, including work required for the performance
of start-up and commissioning work
9.58 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, acting upon OAO Gazprom's instructions
and for a fee with an aggregate maximum amount
of 900,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
operations, including those of preparatory
and support nature, required for the performance
of start-up and commissioning work and the
commissioning of OAO Gazprom's facilities
9.59 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, acting upon OAO Gazprom's
instructions and for a fee with an aggregate
maximum amount of 450,000 Rubles, in its own
name, but for the account of OAO Gazprom, to
ensure in 2011-2012 arrangement of operations
related to the development and assessment of
cost estimate documentation, start-up and commissioning
work at OAO Gazprom's facilities, commissioned
under investment project implementation contracts,
in the "under-load" mode as well as other work,
required for the performance of "under-load"
start-up and commissioning work
9.60 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
acting upon OAO Gazprom's instructions, for
a fee with an aggregate maximum amount of 950,000
Rubles, in its own name, but for the account
of OAO Gazprom, to ensure in 2011-2012 arrangement
of operations related to the development and
assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities, commissioned under investment project
implementation contracts, in the "under-load"
mode as well as other work, required for the
performance of "under-load" start-up and commissioning
work
9.61 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsia, pursuant to which OOO Gazprom
Komplektatsia undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, for
a total fee not exceeding 25.42 million Rubles
to provide services related to supplies of
well-repair equipment for the specialized subsidiaries
of OAO Gazprom
9.62 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
Space Systems undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to the implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 1.7 million
Rubles
9.63 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 29,593.7 million Rubles
9.64 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 228.5 million
Rubles
9.65 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, during the period between July
1, 2011 and December 31, 2012, acting upon
OAO Gazprom's instructions, to provide services
related to implementation of OAO Gazprom's
investment projects involving construction
and commissioning of facilities, and OAO Gazprom
undertakes to pay for such services up to a
maximum amount of 6,733.2 million Rubles
9.66 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to maximum amount
of 2,261.6 million Rubles
9.67 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 3,754 million
Rubles
9.68 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which ZAO Gaztelecom undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 71.55 million Rubles
9.69 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of loss or destruction of, or damage
to, including deformation of the original geometrical
dimensions of the structures or individual
elements of, machinery or equipment; linear
portions, technological equipment and fixtures
of trunk gas pipelines, petroleum pipelines
or refined product pipelines; property forming
part of wells; natural gas held at facilities
of the Unified Gas Supply System in the course
of transportation or storage in underground
gas storage reservoirs ("insured property"),
as well as in the event of losses incurred
by OAO Gazprom as a result of an interruption
in production operations due to destruction
or loss of or damage to insured property ("insured
events"), to make payment of insurance compensation
to OAO Gazprom or OAO Gazprom's subsidiary
companies to which the insured property has
been leased (beneficiaries) up to the aggregate
insurance amount not exceeding 10 trillion
Rubles in respect of all insured events, and
OAO Gazprom undertakes to pay OAO SOGAZ an
insurance premium with an aggregate maximum
amount of 5.5 billion Rubles, with each agreement
having a term of one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON Non-Voting No vote
MEETING 854107, WHICH WILL CONTAIN RESOLUTION
ITEMS 9.70 TO 11.11. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155045
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854106 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854107 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
9.70 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that harm is caused to the life,
health or property of other persons or the
natural environment as a result of an emergency
or incident occurring, among other things,
as a result of a terrorist act at a hazardous
industrial facility operated by OAO Gazprom
("insured events"), to make an insurance payment
to physical persons whose life, health or property
has been harmed, to legal entities whose property
has been harmed or to the state, acting through
those authorized agencies of executive power
whose competence includes environmental protection
management, in the event that harm is caused
to the natural environment (beneficiaries)
up to an aggregate insurance amount not exceeding
30 million Rubles, and OAO Gazprom undertakes
to pay an insurance premium with an aggregate
maximum amount of 100,000 Rubles, with each
agreement having a term of one year
9.71 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes-in the
event that any harm is caused to the life or
health of OAO Gazprom's employees ("insured
persons") as a result of an accident that occurs
during the insured period or a disease having
been diagnosed during the effective period
of the respective agreements ("insured events"),
to make an insurance payment to the insured
person or to the person designated by him (her)
as his (her) beneficiary or to the heirs of
the insured person (beneficiaries), up to an
aggregate insurance amount of 680 billion Rubles,
while OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount of 60 million Rubles, with each agreement
having a term of one year
9.72 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any employees of OAO Gazprom
or members of their families or retired former
employees of OAO Gazprom or members of their
families (insured persons who are beneficiaries)
apply to a health care institution for medical
services ("insured events"), to arrange and
pay for such medical services to the insured
persons up to the aggregate insurance amount
not exceeding 550 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance premium
with an aggregate maximum amount of 1.3 billion
Rubles, with each agreement having a term of
one year
9.73 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of: assertion of claims against members
of the Board of Directors or the Management
Committee of OAO Gazprom who are not persons
holding state positions in the Russian Federation
or positions in the state civil service (insured
persons) by physical persons or legal entities
for whose benefit the agreement will be entered
into and who could suffer harm, including shareholders
of OAO Gazprom, debtors and creditors of OAO
Gazprom, employees of OAO Gazprom, as well
as the Russian Federation represented by its
authorized agencies and representatives (third
parties (beneficiaries)) for compensation of
losses resulting from unintentional erroneous
actions (omissions) by insured persons in the
conduct by them of their management activities;
incurrence by insured persons of judicial or
other costs to settle such claims; assertion
of claims against OAO Gazprom by third persons
(beneficiaries) for compensation of losses
resulting from unintentional erroneous actions
(omissions) by insured persons in the conduct
by them of their management activities on the
basis of claims asserted with respect to OAO
Gazprom's securities, as well as claims originally
asserted against insured persons; incurrence
by OAO Gazprom of judicial or other costs to
settle such claims ("insured events"), to make
an insurance payment to third parties (beneficiaries)
whose interests have been harmed, as well as
insured persons and/or OAO Gazprom in the event
of incurrence of judicial or other costs to
settle claims for compensation of losses, up
to the aggregate insurance amount not exceeding
the Ruble equivalent of 100 million U.S. Dollars,
and OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount equal to the Ruble equivalent of two
million U.S. Dollars, with such agreement having
a term of one year
9.74 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of any liability incurred by OAO
Gazprom in its capacity as a customs broker
as a result of any harm caused to the assets
of any third persons represented by OAO Gazprom
in connection with the conduct of customs operations
(beneficiaries) or as a consequence of any
breaches of the contracts signed with such
persons ("insured events"), to make an insurance
payment to the persons concerned in an aggregate
maximum amount of 20 million Rubles payable
in each insured event, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in an
aggregate maximum amount of one million Rubles,
with such agreement having a term of three
years
9.75 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any harm (damage or destruction)
is caused to a transportation vehicle owned
by OAO Gazprom or that such vehicle is stolen
or hijacked or that any of the individual components,
parts, units, devices, and supplementary equipment
installed on such transportation vehicle is
stolen ("insured events"), to make an insurance
payment to OAO Gazprom (as the beneficiary)
up to the aggregate insurance amount of 1,180.7
million Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium with
an aggregate maximum amount of 22.44 million
Rubles, with each agreement having a term of
one year
9.76 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
Gazprombank (Open Joint Stock Company), ZAO
Gaztelecom, OAO Gazprom Promgaz, OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO Gazprom
Space Systems, OOO Gazprom Komplektatsiya,
OAO Gazprom Neft, ZAO Gazprom Neft Orenburg,
OAO Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO Tsentrgaz,
OOO Gazprom Tsentrremont, and ZAO Yamalgazinvest
(the "Contractors"), pursuant to which the
Contractors undertake to provide from August
30, 2011 to December 31, 2011, acting upon
OAO Gazprom's instructions, the services of
arranging for and carrying out a stocktaking
of fixed assets of OAO Gazprom that are to
be leased to the Contractors, and OAO Gazprom
undertakes to make payment for such services
up to a maximum amount of three million Rubles
9.77 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, pre-investment
research work for OAO Gazprom covering the
following subjects: "Substantiation of investments
in the commercial development and utilization
of methane in coal beds on the basis of results
obtained from the pilot and experimental-commercial
development of first-in-line fields over 2010-2012",
"Substantiation of investments in the reconstruction
of a gas supply system at the Cherepovets industrial
hub", and "Feasibility study of the possibility
to make additional supplies of gas to the south-western
areas of the Krasnodar Province in the amounts
of up to five billion cubic meters per annum"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 145
million Rubles
9.78 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the cost analysis of design and surveying
works as part of the estimated value of the
construction project in accordance with the
approved project documents with due regard
for the type and capacity of the respective
facility on the basis of the relevant methods
approved by OAO Gazprom Promgaz, normative-cost
support for the Comprehensive Plan of Measures
to Optimize the Costs of OAO Gazprom, research
to analyze the effective regulatory frameworks
and draft a program for the preparation of
further regulatory documents for the designing
of facilities of OAO Gazprom in 2011-2012,
expert reviews of cost estimates for design
and surveying works, as submitted by customers
in regard to the implementation of investment
projects contemplated by OAO Gazprom upon being
prepared on the basis of the relevant methods
approved by OAO Gazprom Promgaz, the production
of collected cost estimates for serial equipment,
logistical support, and human resources by
the concentrated construction clusters to the
extent concerning OAO Gazprom facilities as
at January 1, 2012, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 112.1 million Rubles
9.79 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the implementation of programs for the scientific
and technical cooperation of OAO Gazprom with
foreign partner companies, and OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of two million
Rubles
9.80 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Feasibility study of options for underground
coal gasification (UCG) enterprises to generate
electricity and produce a synthetic substitute
natural gas (SNG)" and "Process operational
diagram for the development of the Chikansky
gas-condensate field in the Irkutsk Region"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 25
million Rubles
9.81 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of technical proposals for efficient
power plant use on the basis of renewable energy
sources and non-conventional hydrocarbon energy
resources", "Improvements to the regulatory
and methodological basis for increases in the
energy efficiency of buildings and structures
and to the utilization of fuel and energy resources
at OAO Gazprom facilities", "Analysis of the
possibility to employ innovative heat-recycling
technologies for the compressor stations of
OAO Gazprom with a view to raising energy efficiency",
"Assessment of potential damage to the natural
environment (wildlife, flora, water biological,
forest, land, and other resources), including,
but not limited to, the effects of accidents,
and the preparation of an integral program
of nature-conservation and countervailing nature-conservation
measures for all OAO Gazprom facilities during
the development of gas-producing, gas-transportation,
gas processing, and gas-chemical capacities
in Eastern Siberian and Far Eastern regions",
and "Preparation of proposals to increase the
efficiency of using gas pipeline branches and
gas distribution systems" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 82.68 million Rubles
9.82 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Assessment of the possibility to use liquefied
natural gas with a view to evening out seasonal
vacillations in gas-distribution systems",
"Preparation of circuit designs and proposals
for the future use of heat-pump devices using
gas drives and new environmentally-friendly
cooling agents at OAO Gazprom facilities and
in the regional energy sectors", "Preparation
of a program for the reconstruction and technical
re-equipment of gas facilities at the Gazprom
group in 2012", and "Preparation of collected
labor cost estimates for the purposes of calculating
the values of design and surveying works at
OAO Gazprom facilities" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 89 million Rubles
9.83 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of methods for the assessment
of financial and economic efficiency in the
development of coal-methanol fields with due
regard for public and regional effects", "Guidelines
for improvements to the regulatory base governing
the use of liquefied hydrocarbon, liquefied
natural and compressed natural gas for gasification
purposes", "Preparation of regulatory documents
to govern research to analyze technical risks
in gas distribution systems and proposals to
reduce damage from accidents and emergencies",
and "Preparation of recommendations on methods
to determine optimum periods for phasing out
gas-transportation system facilities for reconstruction"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 117
million Rubles
9.84 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of procedures for preparing a
reclamation plan for the construction of gas-transportation
facilities" and "Projections regarding the
commissioning of gas pipeline branches in the
years up to 2030" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 144 million Rubles
9.85 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Scientific support for the development of
coal-methanol fields in Kuzbass" and "Preparation
of a master plan for gas supplies and conversion
to gas services in the Kemerovo Region" and
to deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 222.9
million Rubles
9.86 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of two years after
their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in maintaining the information portal of the
Office for Conversion to Gas Services and Gas
Uses in order to monitor, diagnose, and manage
gas facilities, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 8.3 million Rubles
9.87 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Studies of information about oil and gas occurrence,
and assessments of hydrocarbon resources, in
the Republic of Buryatia, determinations of
outlook and guidelines for geological exploration,
and proposals regarding mineral-commodity base
identification. Opinion on the hydrocarbon
resources available in the Republic of Buryatia
and the possibility to use the same for the
purposes of changing over to gas services",
"Research into the possibility to use non-conventional
gas-supply sources (coal-bed methane, gas hydrates,
shale gas, smallsized fields, etc.) in the
Republic of Buryatia for its conversion to
gas services. Relevant recommendations", and
"Market research and determinations of the
possible sales volumes, timing, prices, and
target markets in regard to products of gas
processing. Opinion on the advisability of
building a gas-condensate processing factory
in the Republic of Buryatia and proposals relating
to the program for extending the network of
gas filling stations and bottled-gas driven
automobile fleets" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 71.5 million Rubles
9.88 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, to provide services
involved in the preparation of proposals to
enlist partner companies in the development
of hydrocarbon fields the economic indicators
concerning which fail to meet corporate requirements
for returns on investments, scientific and
methodological support for implementation of
the Program for increasing the efficiency of
air ventilation and air conditioning systems
at OAO Gazprom entities, the preparation of
an updated Program for the years until 2015,
scientific and methodological support for programs
to reconstruct the heat-supply systems of OAO
Gazprom (boiler equipment, recyclers, heat-supply
networks, instrumented lighting, and water-treatment
facilities), and the preparation of an integral
program for the reconstruction of heat-supply
facilities at OAO Gazprom in the years until
2018, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 70.7 million Rubles
9.89 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the Gazprom Corporate Standard
'Operating rules for the water-supply and water-disposal
systems of OAO Gazprom'", "Preparation of the
Gazprom Corporate Standard 'Regulations on
the start-up and commissioning of the heat-and-power
equipment of heat-supply systems'", "Preparation
of the Gazprom Corporate Standard 'Regulations
on the array of preventive maintenance repairs
on the heat-and-power equipment of heat-supply
systems'", "Preparation of the Gazprom Corporate
Standard 'Uniform technical requirements for
the choice of basic boiler equipment for the
heat-supply systems of OAO Gazprom'", and "Proposals
for first-in-line facilities for the use of
coal-bed methane on the basis of the master
scheme for gas supplies and conversion to gas
services in the Kemerovo Region" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 75 million Rubles
9.90 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of three
years after their execution, acting upon OAO
Gazprom's instructions, services involved in
the conduct of analysis and the preparation
of proposals regarding the participation of
OAO Gazprom in the activities of the International
Gas Union and the performance of a due diligence
review of cost estimate documentation on the
commissioning of OAO Gazprom facilities, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 117.7 million Rubles
9.91 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of options for power supplies
to priority customers among remote townships
in the Yamalo-Nenetsky Autonomous District
(Muzhi, Yar-Sale, Gyda, and Tolka)", "Concept
for the comprehensive development of power
supplies in the Yamalo-Nenetsky Autonomous
District", "Program for power supplies and
for increases in their energy efficiency in
the city of Salekhard", "Concept for the development
of the gas-chemical industry in the Yamalo-Nenetsky
Autonomous District", and "Development of basic
principles and methods for the exploration,
opening-up, and exploitation of minor-reserve
fields in order to optimize hydrocarbon production
costs", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 145 million Rubles
9.92 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform to perform during the
period of three years after their execution,
acting upon OAO Gazprom's instructions, research
work for OAO Gazprom covering the following
subjects: "Drafting of a regulatory document
on the safety of autonomous systems for liquefied
hydrocarbon gas supplies to private households",
"Preparation of a multitier integrated model
for the dispatcher control of gas flows", "Development
of methodological approaches to the diagnostic
maintenance, and the evaluation and forecasting
of the technical condition, of the gas pipeline
branches of OAO Gazprom and the situation with
their technical diagnosis", "Development of
methods and ways for the assessment of the
technically feasible throughput capacity and
productivity of trunk gas distribution pipelines
and gas pipeline branches", "Preparation of
recommendations for substantiating the parameters
of trunk gas transport systems at the pre-design
stage to ensure the adaptability of such facilities
upon the materialization of different risk
factors", and "Analysis of the efficiency of
conversion to gas services, and the reconstruction
and operation of gas-distribution organizations"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 220.92
million Rubles
9.93 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory-methodological documents
for the development of the System for the management
of the technical condition and integrity of
the gastransportation system", "Preparation
of regulatory documents for the Integrated
System for Labor Protection and Industrial
Safety at OAO Gazprom", "Preparation of a complex
of technical decisions towards the efficient
use of low-pressure gas at the later stage
in field development, and methods for the long-term
(three to five years) planning of geological
and technical measures relating to the well
stock of OAO Gazprom", "Development of technical
requirements for polymer, composite, and geotextile
materials, and proposals for their use during
the construction, reconstruction, and overhaul
of gas pipelines under different natural and
climatic conditions", "Preparation of methods
for the assessment of the operating reliability,
risks, and safe service life of the multiplex
trunk gas pipeline being built between Bovanenkovo
and Ukhta in challenging northern natural and
climatic conditions and in regions of multi-year
frozen rocks", and "Preparation of a model
and methods for calculating gas flows planned
to go by different sections of the gas-transportation
system of the Integrated Gas-supply Network
over the short-term period for operational
dispatch management purposes" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 325.5 million
Rubles
9.94 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the document 'Standardization
Systems of OAO Gazprom', establishing procedures
for the distribution of environmental-protection
functions between the customer and the contractor
during the construction and overhauling of
facilities", "Preparation of methods for the
identification and assessment of ecological
aspects with due regard for the need to expand
the scope of application of OAO Gazprom's ecological
management system", "Technical requirements,
ways, and means for preventing the degradation
of landscapes in the Far Northern territories
being developed by OAO Gazprom", "Preparation
of regulatory documents on the organization
and exercise of production-related ecological
supervision and monitoring during geological-exploration,
drilling, and hydrocarbon-field infrastructuredevelopment,
exploitation, and closure operations in the
Far North and on the Arctic shelf", and "Development
of methods to project demand for gas in Russia
with due regard for different scenarios for
the development of the gas-transportation network
and distribution systems for gas supplies,
and the impact of gas-price changes compared
with movements in prices for alternative fuel"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 88.8
million Rubles
9.95 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of a regulatory base to govern
the system for the metrological support of
geophysical well research at hydrocarbon fields
and in the underground gas storages of OAO
Gazprom", "Analysis and generalization of geological
and geophysical information, and the identification
of regional regularities in the variability
of the structure and properties of the geological
environment on the north-eastern shelf of the
Sakhalin island. Creation of a standing regional
digital geological and geophysical model of
the north-eastern shelf of the Sakhalin island",
"Drafting of an array of regulatory documents
on geophysical research and the prospecting,
exploration, and development of hydrocarbon
fields and the construction and operation of
the underground gas storages of OAO Gazprom",
and "Development of technologies for multiwave
seismic research for mapping purposes and permafrost
zone studies at hydrocarbon fields", and to
deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 192.66
million Rubles
9.96 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on energy-related
reviews of OAO Gazprom subsidiaries", "Preparation
of regulatory documents on energy conservation
at OAO Gazprom in accordance with the applicable
requirements of Federal Law No. 261-FZ 'On
Energy Conservation, Increases in Energy Efficiency,
and Amendments to Certain Legislative Acts
of the Russian Federation', dated November
23, 2009", "Drafting of a strategic program
for the development of innovative technologies
for the large-scale production of hydrogen-based
energy carriers", "Development of methods for
the fixing of rates applicable to electric
power uses for the user's own and technological
needs at the gas production and processing
facilities of OAO Gazprom", "Development of
technological solutions to raise the energy
efficiency of technical facilities for the
processing of gas, gas condensate, and oil",
"Preparation of a regulatory base to govern
energy conservation and increases in energy
efficiency during the drilling and overhauling
of wells at OAO Gazprom", and "Reviews of materials
published in the foreign scientific, technical,
and economic informational sources, and the
preparation of recommendations on its use in
gas technologies", and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 160.1 million Rubles
9.97 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of proposals concerning the level
of increasing factors applicable to the prices
set in Price List No. 26-05-28 'Wholesale Prices
for the Capital Repairing, Diagnostics, and
Maintenance of Equipment and Structures at
OAO Gazprom Facilities in 2012'", "Preparation
of recommendations on gas-price differentiation
for industrial customers depending on seasonal
fluctuations in gas consumption", "Preparation
of recommendations on improvements to the pricing
formula for gas supplied to industrial customers
in the Russian Federation", "Preparation of
recommendations on the development of schemes
for and the efficiency assessment of gas supplies
from different suppliers to consumers", and
"Identification of risks associated with movements
in prices and demand for gas for the implementation
of the long-term strategy of OAO Gazprom on
external markets, and the preparation of recommendations
on the minimizing of such risks", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 83.1 million
Rubles
9.98 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Geographical analysis and projection of increases
in the use of natural gas by power-generating
facilities in Russian regions with account
taken of the existing uncertainty about the
future situation on the market of electric
power and generating capacity, and the preparation
of proposals to make gas-balance forecasts
more dependable and accurate", "Analysis of
new technologies for the generation and consumption
of energy, and assessments of potential related
consequences for the fuel-and-energy balance
and the strategic development of OAO Gazprom",
"Preparation of methodological and mathematical
support, algorithms, and a set of indicators
for domestic energy market analysis and prognosis
and for optimizing OAO Gazprom operations on
domestic energy markets", and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 120 million Rubles
9.99 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents to establish
requirements for the startup and commissioning
of OAO Gazprom facilities", "Preparation of
a regulatory and methodological basis for project
and program management at OAO Gazprom", "Preparation
of recommendations on methods to evaluate the
efficiency of pre-investment research", "Integrated
assessment of the best existing and prospective
technologies to ensure the ecologically safe
production, treatment, transportation, storage,
and processing of hydrocarbons at OAO Gazprom",
and "Setting of normatives regarding caps on
the costs of capital repairs of different types
of fixed assets at the gas-producing organizations
of OAO Gazprom in 2012-2014", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 60.756 million
Rubles
9.100 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on improvements
to the management of energy facilities", "Drafting
regulations on investigations to look into
the causes behind disruptions in the operations
of energy facilities at OAO Gazprom", "Preparation
of technical regulatory documents on the maintenance
and repair of equipment at the electrical facilities
of OAO Gazprom", "Development of complete equipment
modules for power supplies on the basis of
power plants using solid-polymer fuel elements
to provide electricity to OAO Gazprom facilities",
"Development of technical requirements for
generating units and power stations with due
regard for the experience of operating power
stations at OAO Gazprom in order to meet its
own needs", and "Preparation of proposals to
optimize power loans on gas-transportation
facilities at OAO Gazprom with due regard for
the special features of the respective technologies",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 138.618
million Rubles
9.101 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of large-tonnage technologies
for the combined production of liquefied natural
gas and helium concentrate/helium during the
processing of gas from fields in Eastern Siberia
and the Far East", "Development of technologies
for the production of a mix of liquid gasoline
and diesel hydrocarbons (light synthetic oil)
from natural gas", "Drafting of regulations
on the designing of a pilot gas-production
and gas-processing / gas-chemical complex on
the basis of the Chikansky gas-condensate field",
"Technical and economic analysis of the processes
of recovering helium from the gas flows directed
to local consumers in Eastern Siberia and the
Far East", and "Drafting of a program for the
implementation of the Strategy for the Development
of the Helium Industry on the Basis of the
Helium Fields of OAO Gazprom", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 212 million
Rubles
9.102 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Analysis of production, technical, and economic
indicators to be achieved in the development
of the processing capacities of OAO Gazprom
in the period until the year 2030", "Technical
and economic assessment of the efficiency of
projects to launch synthetic liquid fuel production
operations", "Development and technical and
economic analysis of technologies for the comprehensive
refining of matrix oil with the maximum extraction
of valuable products", and "Improvements to
technologies for the low-tonnage production
of liquefied natural gas used as a motor fuel
with a view to obtaining products of the requisite
quality", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 262 million Rubles
9.103 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on the
technical maintenance and repair of equipment
and structures at the underground gas storages
of OAO Gazprom", "Preparation of scientific
and technical proposals for the all-round development
of the Kirinsky block of the Sakhalin-3 project",
"Preparation of regulatory documents on the
operation of concentric-tubing wells sunk at
the Valanginian deposits in the Nadym-Pur-Tazovsky
region", "Preparation of regulatory documents
on an industrial-safety system for underground
gas storages", "Analysis of results attained
in the reconstruction and technical re-equipment
of gasproduction facilities over 2011-2013,
and the preparation of regulatory documents
on the technological monitoring of field infrastructure
development facilities", "Preparation of an
array of technical solutions for the development
of gas and gas-condensate wells at the later
stage in field development", "Drafting of regulations
on the technological audit of equipment at
facilities for the production of gas and gas
condensate and for the preparation of those
commodities for transportation", "Preparation
of methodological support for the monitoring
of geological and economic indicators in geological
exploration and for the differentiated calculation
of efficiency indicators in geological exploration
with a breakdown by the operating areas of
OAO Gazprom", and "Development of technical
and technological solutions for hydrofracturing
in slightly sloping and flat wells with due
regard for the respective bottom-hole designs",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 224.31
million Rubles
9.104 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of comprehensive geophysical technologies
for the exercise of control over the tapping
of hydrocarbon fields and the operation of
underground gas storages", "Preparation of
proposals on arrangements to monitor basic
indicators concerning the consumption and technological
losses of hydrocarbons (natural combustible
gas, gas condensate, oil, and casinghead gas)
at fields developed by the producing subsidiaries
of OAO Gazprom", "Drafting of a comprehensive
earmarked program for the development of Senonian-Turonian
gas deposits in the north of Western Siberia",
"Development of technical solutions for hydrocarbon
field exploitation on particularly shallow,
freezing shelves in the Russian Federation
(on the example of the Primayalsky shelf in
the Kara Sea)", "Development of methods and
technologies for the integrated analysis of
geological and geophysical data arrays with
a view to ensuring qualitative improvements
to the accuracy of geological exploration",
and "Development of technical and technological
solutions for the construction of prospecting
and exploration wells on the Semakovsky, Antipayutinsky,
and Tota-Yakhinsky license sites", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 225.238 million
Rubles
9.105 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Stratification of Achimovskoye field laydowns
on the license sites and fields of OAO Gazprom
in the Yamalo-Nenetsky Autonomous District",
"Preparation of proposals for the typification
of collectors with due regard for special mass-transfer
features as part of efforts to work out methods
for the differentiated assessment of gas-condensate
yields from different types of collectors,
among them low-permeability ones, and recommendations
for the remaining reserves of complex-structure
fields to be developed", "Drafting of an all-round
earmarked program for the development of non-conventional
gas resources (gas hydrates, shale and coal
gases, and close-grained collector gas)", "Preparation
of recommendations on methods to model technological
regimes for the operation of systems for the
collection, intra-field transportation, and
field treatment of Cenomanian-deposit gas during
the exploitation, field infrastructure development,
and reconstruction of fields", and "Calculation
of commercial reserves at, and the preparation
of a plan for the commercial development of,
the southern part of the Vuktylsky oil-and
gas-condensate field for the combined production
and exploitation of residual hydrocarbons and
oilfield industrial waters", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 233.95 million
Rubles
9.106 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of recommendations on the development
of complex-research methods for bedded structures
during the choice of plans and methods to exploit
under-gas-cap oil fringes on the basis of experimental
work and hydrodynamic computations", "Technical
and economic assessment of the existing condition
of and development prospects for shale-gas
production operations in Russia and elsewhere
in the world", "Study of the status and prognosis
of operations to develop the mineral-commodity
base and the producing and exporting potential
of the gas industry in CIS countries in the
years up to 2035", "Development of a concept
and plans for the ecologically safe development
of license sites in territories under special
protection", and "Improvements to technologies
for the construction of wells on Western Siberian
fields", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 255.478 million Rubles
9.107 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of the more promising directions
in searches for hydrocarbon fields in Eastern
Siberia on the basis of findings from the integrated
analysis of the latest geological and geophysical
data and the results of prospecting and exploration
efforts over the preceding period", and "Forecast
for the development of the raw-material basis
of Russia's industry in the period till the
year 2050", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 213.785 million Rubles
9.108 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the subject: "Upgrades
to the technology for natural gas conversion
using a bi-functional catalyst to produce synthetic
liquid fuel, and proposals for the implementation
of resulting solutions on a pilot-commercial
scale", and to deliver the research result
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research result and to make payment
for it up to an aggregate maximum amount of
360 million Rubles
9.109 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest transfers
its exclusive invention rights to the invention
"Cellular-structure space frame for ground
reinforcement (options) and tape for its manufacture
(options)" and to the utility models "Weak-foundation
road-embankment coupling (options)", "Design
of top dressings for motor roads (options)",
and "Design of a soil side slope fortification"
(for the purposes of their joint holding) to
OAO Gazprom, and OAO Gazprom undertakes to
pay fees to ZAO Yamalgazinvest for the transfer
of those exclusive rights to the above invention
and utility models for their joint possession
up to an aggregate maximum amount of 80,000
Rubles
9.110 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide during the period from
the execution date of the agreement till July
1, 2014, acting upon OAO Gazprom's instructions,
services involved in the evaluation of the
situation for the time being in evidence with
the conversion of the Russian Federation's
regions to the use of gas, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 23.4 million
Rubles
9.111 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of one year
after its execution, acting upon OAO Gazprom's
instructions, services involved in the updating
of information about the extent to which gas
pipeline branches and township-to-township
gas distribution pipelines are loaded, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 9 million Rubles
9.112 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, services
involved in the production of a reference book
on the legislative and other legal regulation
of gas distribution operations, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 7.5 million
Rubles
9.113 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, consultancy
services relating to the development of gas-distribution
organizations and the switchover to the use
of gas, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 10.5 million Rubles
9.114 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide during
the period from the execution date of the agreement
till December 31, 2013, acting upon OAO Gazprom's
instructions, services involved in the production
of a report on the rehabilitation of facilities
making part of the Moscow gas pipeline ring,
while OAO Gazprom undertakes to make payment
for such services up to an aggregate maximum
amount of 1.5 million Rubles
9.115 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide for
a period of 18 months after the execution date
of the agreement, acting upon OAO Gazprom's
instructions, services involved in the organization
and conduct of a conference on distribution
and gas consumption, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 1.5 million Rubles
9.116 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and ZAO Yamalgazinvest,
ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat,
and the Gazpromipoteka foundation ("Licensees"),
pursuant to which OAO Gazprom will grant the
Licensees an ordinary (non-exclusive) license
to use its trademarks [Gazprom], "Gazprom"
and , as registered in the State Register of
Trade Marks and Service Marks of the Russian
Federation, on goods and on the labels or packaging
of goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including, but not
limited to, that related to introduction of
goods into civil turnover, or in offers to
sell goods, perform work, or provide services,
or in announcements or advertisements, or in
connection with charitable or sponsored events,
or in printed publications, or on official
letterheads, or on signs, including signs on
administrative buildings, industrial facilities,
multi-functional refueling complexes providing
accompanying types of roadside service, shops,
car washing stations, cafes, car service /
tire fitting businesses, and recreational services
centers, or on transportation vehicles, or
on clothes or individual protective gear, or
on the Licensees' corporate seals, or in the
Internet, or in the Licensees' trade names,
and the Licensees will pay license fees to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks with respect to each transaction
in an amount not exceeding 300 times the minimum
statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, up to an aggregate
maximum amount of 16.992 million Rubles
9.117 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Neft (the "Licensee"), pursuant to which the
Licensee is entitled, subject to prior written
consent from OAO Gazprom, to enter into sublicense
agreements with third persons ("Sublicensees")
to use the specified trademarks of OAO Gazprom
as registered in the blue, azure, and white
color /color combination in the State Register
of Trade Marks and Service Marks of the Russian
Federation, subject to the rights and ways
to make such uses, which are available to the
Licensee under the respective license agreement,
and the Licensee will pay a license fee to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks under each sublicense
agreement in an amount not exceeding 300 times
the minimum statutory wage established by the
effective legislation of the Russian Federation
as on the execution date of the respective
transfer and acceptance acts, plus value added
tax at the rate established by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 566.4 million
Rubles
9.118 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom, on the one
hand, and OOO Gazprom Mezhregiongaz and OAO
Gazprom Gazoraspredeleniye ("Licensees"), on
the other hand, pursuant to which OAO Gazprom
will grant the Licensees an ordinary (non-exclusive)
license to use its trademarks [Gazprom], "Gazprom"
and, as registered in the State Register of
Trade Marks and Service Marks of the Russian
Federation, on goods and on the labels or packaging
of goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including documentation
related to introduction of goods into civil
turnover, or in offers to sell goods, perform
work, or provide services, or in announcements
or advertisements, or in connection with charitable
or sponsored events, or in printed publications,
or on official letterheads, or on signs, including
signs on administrative buildings, industrial
facilities, multi-functional refueling complexes
providing accompanying types of roadside service,
shops, car washing stations, cafes, car service
/ tire fitting businesses, and recreational
services centers, or on transportation vehicles,
as well as on clothes and individual protective
gear, or on the Licensees' corporate seals,
or in the Internet, or in the Licensees' trade
names, as well as with the right-subject to
prior written consent from OAO Gazprom-to enter
into sublicense agreements with third persons
("Sublicensees") to use the foregoing trademarks
subject to the rights and ways to use the same,
which are available to the Licensees under
the respective license agreements, while the
Licensees will pay license fees to OAO Gazprom
in the form of quarterly payments for the right
of use of each of OAO Gazprom's above trademarks
with respect to each transaction up to an aggregate
maximum amount not exceeding 300 times the
minimum statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, as well as quarterly
payments for the right to use each of OAO Gazprom's
above trademarks under each sublicense agreement
up to an aggregate maximum amount not exceeding
300 times the minimum statutory wage established
by the effective legislation of the Russian
Federation as on the execution date of the
respective transfer and acceptance acts, plus
value added tax at the rate established by
the effective legislation of the Russian Federation
up to an aggregate maximum amount of 552.24
million Rubles
9.119 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprom
EP International B.V. (the "Licensee"), pursuant
to which OAO Gazprom will provide the Licensee
with an ordinary (non-exclusive) license to
use its trademarks, as registered with the
World Intellectual Property Organization, on
goods and on the labels or packaging of goods,
or during the performance of work or the provision
of services, on covering, business, or other
documentation, or in advertising, printed publications,
or on official letterheads, or on signboards,
or during the demonstration of exhibits at
exhibitions and fairs, or in the Internet,
or in the Licensees' trade name, or in the
Licensee's corporate seal, as well as with
the right-subject to prior written consent
from OAO Gazprom-to enter into sublicense agreements
with third persons ("Sublicensees") to use
the foregoing trademarks subject to the rights
and ways to use the same, which are available
to the Licensee under the respective license
agreement, while the Licensees will pay a license
fee to OAO Gazprom up to an aggregate maximum
amount of 640,000 U.S. Dollars
9.120 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will deliver, and OOO Gazprom Mezhregiongaz
will accept (take off), gas in an aggregate
maximum amount of 302.3 billion cubic meters
(subject to applicable monthly delivery deadlines)
with an aggregate maximum amount of 1.143 trillion
Rubles
9.121 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Beltransgaz,
pursuant to which OAO Gazprom sells, and OAO
Beltransgaz buys, gas in 2012-2014 in the amount
not exceeding 69 billion cubic meters with
an aggregate maximum amount of 17.25 billion
U.S. Dollars and pursuant to which OAO Beltransgaz
in 2012-2014 will provide gas-transportation
services in the transit mode in the territory
of the Republic of Belarus in an aggregate
maximum amount of 142 billion cubic meters,
while OAO Gazprom will make payment for such
services of transporting gas by trunk gas pipelines
up to an aggregate maximum amount of 1.8 billion
U.S. Dollars
9.122 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
facilities comprising the railway line from
the Obskaya station to the Karskaya station
(except for the properties on record under
Inventory Nos. 330652-330672) for the period
not exceeding 20 years, while OOO Gazpromtrans
will make payment for the use of those assets
up to an aggregate maximum amount of 200 billion
Rubles
9.123 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank will provide guarantees to the customs
authorities of the Russian Federation in regard
to the obligations of OAO Gazprom as a customs
broker (representative) to the extent concerning
the payment of customs duties and eventual
interest and penalties up to a maximum amount
of 50 million Rubles, with a fee due to the
bank at a rate not exceeding 1% per annum of
the amount of the guarantee
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
10.1 Election of Andrei Igorevich Akimov to the Board Mgmt Against Against
of Directors of OAO Gazprom
10.2 Election of Aleksandr Georgievich Ananenkov Mgmt Against Against
to the Board of Directors of OAO Gazprom
10.3 Election of Farit Rafikovich Gazizullin to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.4 Election of Viktor Alekseevich Zubkov to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.5 Election of Elena Evgenievna Karpel to the Board Mgmt Against Against
of Directors of OAO Gazprom
10.6 Election of Aleksei Borisovich Miller to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.7 Election of Valery Abramovich Musin to the Board Mgmt For For
of Directors of OAO Gazprom
10.8 Election of Elvira Sakhipzadovna Nabiullina Mgmt Against Against
to the Board of Directors of OAO Gazprom
10.9 Election of Mikhail Leonidovich Sereda to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.10 Election of Sergei Ivanovich Shmatko to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.11 Election of Igor Khanukovich Yusufov to the Mgmt Against Against
Board of Directors of OAO Gazprom
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 11 CANDIDATES Non-Voting No vote
TO BE ELECTED TO THE AUDIT COMMISSION, THERE
ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED
AT THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 9 OF THE
11 CANDIDATES. THANK YOU.
11.1 Election of Dmitry Aleksandrovich Arkhipov to Mgmt For For
the Audit Commission of OAO Gazprom
11.2 Election of Andrei Viktorovich Belobrov to the Mgmt No vote
Audit Commission of OAO Gazprom
11.3 Election of Vadim Kasymovich Bikulov to the Mgmt For For
Audit Commission of OAO Gazprom
11.4 Election of Aleksei Borisovich Mironov to the Mgmt No vote
Audit Commission of OAO Gazprom
11.5 Election of Lidiya Vasilievna Morozova to the Mgmt No vote
Audit Commission of OAO Gazprom
11.6 Election of Anna Borisovna Nesterova to the Mgmt No vote
Audit Commission of OAO Gazprom
11.7 Election of Yury Stanislavovich Nosov to the Mgmt For For
Audit Commission of OAO Gazprom
11.8 Election of Karen Iosifovich Oganyan to the Mgmt No vote
Audit Commission of OAO Gazprom
11.9 Election of Konstantin Valerievich Pesotsky Mgmt For For
to the Audit Commission of OAO Gazprom
11.10 Election of Maria Gennadievna Tikhonova to the Mgmt For For
Audit Commission of OAO Gazprom
11.11 Election of Aleksandr Sergeyevich Yugov to the Mgmt For For
Audit Commission of OAO Gazprom
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE Non-Voting No vote
FULL MEETING AGENDA YOU MUST ALSO VOTE ON MEETING
ID 854106 WHICH CONTAINS RESOULTIONS 1 TO 9.69.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155057
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: EGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Early terminate powers of the members of the Mgmt For For
Board of Directors of OAO Gazprom
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Election of Akimov Andrey Igorevich to the Board Mgmt Against Against
of Directors of OAO Gazprom
2.2 Election of Ananenkov Alexander Georgievich Mgmt Against Against
to the Board of Directors of OAO Gazprom
2.3 Election of Gazizullin Farit Rafikovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.4 Election of Karpel Elena Evgenievna to the Board Mgmt Against Against
of Directors of OAO Gazprom
2.5 Election of Kulibaev Timur to the Board of Directors Mgmt Against Against
of OAO Gazprom
2.6 Election of Martynov Viktor Georgievich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.7 Election of Mau Vladimir Alexandrovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.8 Election of Miller Alexey Borisovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.9 Election of Musin Valery Abramovich to the Board Mgmt For For
of Directors of OAO Gazprom
2.10 Election of Sereda Mikhail Leonidovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.11 Election of Yusufov Igor Khanukovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.12 Election of Zubkov Viktor Alexeevich to the Mgmt Against Against
Board of Directors of OAO Gazprom
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 702855024
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report and Mgmt For For
the Financial Statements for the year ended
31st December 2010
2 To approve the Remuneration Report for the year Mgmt For For
ended 31st December 2010
3 To elect Mr. Simon Dingemans as a Director Mgmt For For
4 To elect Ms. Stacey Cartwright as a Director Mgmt For For
5 To elect Ms. Judy Lewent as a Director Mgmt For For
6 To re-elect Sir Christopher Gent as a Director Mgmt For For
7 To re-elect Mr. Andrew Witty as a Director Mgmt For For
8 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
9 To re-elect Dr. Stephanie Burns as a Director Mgmt For For
10 To re-elect Mr. Larry Culp as a Director Mgmt For For
11 To re-elect Sir Crispin Davis as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Director Mgmt For For
13 To re-elect Mr. James Murdoch as a Director Mgmt For For
14 To re-elect Dr. Daniel Podolsky as a Director Mgmt For For
15 To re-elect Dr. Moncef Slaoui as a Director Mgmt For For
16 To re-elect Mr. Tom de Swaan as a Director Mgmt For For
17 To re-elect Sir Robert Wilson as a Director Mgmt For For
18 To authorise the Audit & Risk Committee to re-appoint Mgmt For For
PricewaterhouseCoopers LLP as Auditors to
the company to hold office from the end of
the Meeting to the end of the next Meeting
at which accounts are laid before the company
19 To authorise the Audit & Risk Committee to determine Mgmt For For
the remuneration of the Auditors
20 That, in accordance with section 366 and section Mgmt For For
367 of the Companies Act 2006 (the "Act")
the company is, and all companies that are,
at any time during the period for which
this resolution has effect, subsidiaries of
the company as defined in the Act are, authorised
in aggregate: (a) to make political donations,
as defined in section 364 of the Act, to political
parties and/or independent electoral
candidates, as defined in section 363 of the
Act, not exceeding GBP 50,000 in total; (b)
to make political donations to political
organisations other than political parties,
as defined in section 363 of the Act,
not exceeding GBP 50,000 in total; and (c)
to incur political expenditure, as defined
in section 365 of the Act, CONTD
CONT CONTD not exceeding GBP 50,000 in total, in Non-Voting No vote
each case during the period beginning
with the date of passing this resolution and
ending at the end of the next Annual General
Meeting of the company to be held in 2012 or,
if earlier, on 30th June 2012. In any
event, the aggregate amount of political
donations and political expenditure made or
incurred under this authority shall not
exceed GBP 100,000
21 That the Directors be and are hereby generally Mgmt For For
and unconditionally authorised,
in accordance with section 551 of the Act,
in substitution for all subsisting authorities,
to exercise all powers of the company to allot
shares in the company and to grant rights
to subscribe for or convert any security
into shares in the company up to an aggregate
nominal amount of GBP 432,263,373, and so
that the Directors may impose any limits or
make such exclusions or other arrangements
as they consider expedient in relation to
treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems under the laws of, or the requirements
of any relevant regulatory body or stock
exchange in any territory, or CONTD
CONT CONTD any matter whatsoever, which authority Non-Voting No vote
shall expire at the end of the next Annual
General Meeting of the company to be held in
2012 or, if earlier, on 30th June 2012 (unless
previously revoked or varied by the company
in general meeting)save that under such
authority the company may, before such expiry,
make an offer or agreement which would or might
require shares to be allotted or rights to
subscribe for or convert securities into shares
to be granted after such expiry and the Directors
may allot shares or grant rights to subscribe
for or convert any security into shares in
pursuance of such an offer or agreement as
if the relevant authority conferred hereby
had not expired
22 That subject to resolution 21 being passed, Mgmt For For
in substitution for all subsisting
authorities, the Directors be and are hereby
empowered to allot equity securities (as
defined in the Act) for cash pursuant to the
authority conferred on the Directors by resolution
21 and/or where such allotment constitutes
an allotment of equity securities under section
560(3) of the Act, free of the restrictions
in section 561(1) of the Act, provided that
this power shall be limited: (a) to the
allotment of equity securities in connection
with an offer or issue of equity securities:
(i) to ordinary shareholders in proportion
(as nearly as may be practicable) to their
existing holdings; and (ii) to holders
of other equity securities, as required
by the rights of CONTD
CONT CONTD those securities or as the Board otherwise Non-Voting No vote
considers necessary, but so that the Directors
may impose any limits or make such exclusions
or other arrangements as they consider
expedient in relation to treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems
under the laws of, or the requirements of any
relevant regulatory body or stock exchange,
in any territory, or any matter whatsoever;
and (b) to the allotment (otherwise than
pursuant to sub-paragraph (a) above) of
equity securities up to an aggregate nominal
amount of GBP 64,845,990, and shall expire
at the end of the next Annual General Meeting
of the company to be held in 2012 CONTD
CONT CONTD (or, if earlier, at the close of business Non-Voting No vote
on 30th June 2012) save that the company may,
before such expiry, make an offer or agreement
which would or might require equity securities
to be allotted after such expiry and the
Directors may allot equity securities in pursuance
of such an offer or agreement as if
the power conferred hereby had not expired
23 That the company be and is hereby generally Mgmt For For
and unconditionally authorised for the purposes
of section 701 of the Act to make market purchases
(within the meaning of section 693(4) of
the Act) of its own Ordinary shares of 25
pence each provided that: (a) the maximum
number of Ordinary shares hereby authorised
to be purchased is 518,767,924; (b) the minimum
price, exclusive of expenses, which may be
paid for each Ordinary share is 25 pence; (c)
the maximum price, exclusive of expenses,
which may be paid for each Ordinary share
shall be the higher of (i) an amount equal
to 5% above the average market value for
the company's Ordinary shares for the five
business days immediately preceding the
day on which the Ordinary share is contracted
to be purchased; and CONTD
CONT CONTD (ii) the higher of the price of the last Non-Voting No vote
independent trade and the highest current
independent bid on the London Stock Exchange
Official List at the time the purchase is carried
out; and (d) the authority conferred by this
resolution shall, unless renewed prior to such
time, expire at the end of the next Annual
General Meeting of the company to be held in
2012 or, if earlier, on 30th June 2012 (provided
that the company may, before such expiry, enter
into a contract for the purchase of Ordinary
shares, which would or might be completed
wholly or partly after such expiry and the
company may purchase Ordinary shares pursuant
to any such contract under this authority)
24 That: (a) in accordance with section 506 of Mgmt For For
the Act, the name of the person who signs
the Auditors reports to the company's members
on the annual accounts and auditable
reports of the company for the year ending
31st December 2011 as senior statutory
auditor (as defined in section 504 of the
Act) for and on behalf of the company's Auditors,
should not be stated in published copies
of the reports (such publication being as defined
in section 505 of the Act) and the copy of
the reports to be delivered to the registrar
of companies under Chapter 10 of Part 15of
the Act; and CONTD
CONT CONTD (b) the company considers on reasonable Non-Voting No vote
grounds that statement of the name of the
senior statutory auditor would create or be
likely to create a serious risk that the
senior statutory auditor, or any other person,
would be subject to violence or intimidation
25 That a general meeting of the company other Mgmt For For
than an Annual General Meeting may be called
on not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 703029252
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. Non-Voting No vote
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY,
YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2010 results and other matter Non-Voting No vote
of interest
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 702962259
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for 2010 Mgmt For For
2 To approve the directors' remuneration report Mgmt For For
for 2010
3.a To re-elect S A Catz a director Mgmt For For
3.b To re-elect L M L Cha a director Mgmt For For
3.c To re-elect M K T Cheung a director Mgmt For For
3.d To re-elect J D Coombe a director Mgmt For For
3.e To re-elect R A Fairhead a director Mgmt For For
3.f To re-elect D J Flint a director Mgmt For For
3.g To re-elect A A Flockhart a director Mgmt For For
3.h To re-elect S T Gulliver a director Mgmt For For
3.i To re-elect J W J Hughes-Hallett a director Mgmt For For
3.j To re-elect W S H Laidlaw a director Mgmt For For
3.k To re-elect J R Lomax a director Mgmt For For
3.l To re-elect I J Mackay a director Mgmt For For
3.m To re-elect G Morgan a director Mgmt For For
3.n To re-elect N R N Murthy a director Mgmt For For
3.o To re-elect Sir Simon Robertson a director Mgmt For For
3.p To re-elect J L Thornton a director Mgmt For For
3.q To re-elect Sir Brian Williamson a director Mgmt For For
4 To reappoint the auditor at remuneration to Mgmt For For
be determined by the group audit committee
5 To authorise the directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To approve the HSBC share plan 2011 Mgmt For For
8 To approve fees payable to non-executive directors Mgmt For For
9 To approve general meetings (other than annual Mgmt For For
general meetings) being called on 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOB GROUP PLC Agenda Number: 702732721
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 02-Feb-2011
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr. K.M. Burnett Mgmt For For
5 To re-elect Mrs. A.J. Cooper Mgmt For For
6 To re-elect Mr. R. Dyrbus Mgmt For For
7 To re-elect Mr. M.H.C. Herlihy Mgmt For For
8 To re-elect Dr. P.H. Jungels Mgmt For For
9 To re-elect Ms. S.E. Murray Mgmt For For
10 To re-elect Mr. I.J.G Napier Mgmt For For
11 To re-elect Mr. B. Setrakian Mgmt Against Against
12 To re-elect Mr. M.D. Williamson Mgmt For For
13 Reappointment of Auditors Mgmt For For
14 Remuneration of Auditors Mgmt For For
15 Donations to political organisations Mgmt For For
16 Sharesave plan renewal Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt Against Against
21 Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933462690
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 11-Jun-2011
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 ADOPT THE BALANCE SHEET, PROFIT AND LOSS ACCOUNT Mgmt For
FOR THE YEAR ENDED MARCH 31, 2011 AND THE REPORT
OF THE DIRECTORS & AUDITORS
O2 TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For
YEAR ENDED MARCH 31, 2011.
O3 TO APPOINT A DIRECTOR IN PLACE OF SRINATH BATNI, Mgmt For
WHO RETIRES BY ROTATION AND, BEING ELIGIBLE,
SEEKS RE-APPOINTMENT.
O4 TO APPOINT A DIRECTOR IN PLACE OF SRIDAR IYENGAR, Mgmt For
WHO RETIRES BY ROTATION AND, BEING ELIGIBLE,
SEEKS RE-APPOINTMENT.
O5 TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M SATWALEKAR, Mgmt For
WHO RETIRES BY ROTATION AND, BEING ELIGIBLE,
SEEKS RE-APPOINTMENT.
O6 TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt For
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7 TO RESOLVE NOT TO FILL THE VACANCY FOR THE TIME Mgmt For
BEING IN THE BOARD, DUE TO THE RETIREMENT OF
K. DINESH, WHO RETIRES BY ROTATION AND DOES
NOT SEEK RE-APPOINTMENT.
O8 APPOINT AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION Mgmt For
OF THE NEXT ANNUAL GENERAL MEETING AND TO FIX
THEIR REMUNERATION.
S9 TO APPOINT R. SESHASAYEE AS A DIRECTOR, LIABLE Mgmt For
TO RETIRE BY ROTATION.
S10 TO APPOINT RAVI VENKATESAN AS A DIRECTOR, LIABLE Mgmt For
TO RETIRE BY ROTATION.
S11 TO APPOINT S. GOPALAKRISHNAN AS WHOLE-TIME DIRECTOR. Mgmt For
S12 TO APPOINT S. D. SHIBULAL AS CHIEF EXECUTIVE Mgmt For
OFFICER AND MANAGING DIRECTOR.
S13 TO APPROVE THE CHANGE IN THE NAME OF THE COMPANY. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 933472122
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: Consent
Meeting Date: 21-Jun-2011
Ticker: NILSY
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE MMC NORILSK NICKEL'S 2010 ANNUAL Mgmt For For
REPORT.
02 TO APPROVE MMC NORILSK NICKEL'S 2010 ANNUAL Mgmt For For
ACCOUNTING STATEMENTS INCLUDING PROFIT AND
LOSS STATEMENT.
03 1) TO APPROVE DISTRIBUTION OF MMC NORILSK NICKEL'S Mgmt For For
PROFITS AND LOSSES FOR 2010 IN ACCORDANCE WITH
RECOMMENDATIONS OF THE BOARD OF DIRECTORS OF
MMC NORILSK NICKEL CONTAINING THE BOARD'S OPINION
REGARDING THE ISSUES INCLUDED IN THE AGENDA
OF AGM OF 21 JUNE 2011. 2) TO PAY DIVIDENDS
ON ORDINARY REGISTERED SHARES OF MMC NORILSK
NICKEL FOR THE YEAR 2010 IN THE AMOUNT OF RUB
180 PER ORDINARY SHARE.
4A ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
AIKEN PHILIP S.
4B ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt
BANDA ENOS NED
4C ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
BARBASHEV SERGEY VALENTINOVICH
4D ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
BASHKIROV ALEXEY VLADIMIROVICH
4E ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
BEBCHUK LUCIAN ARYE
4F ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
BOUGROV ANDREY YEVGENIEVICH
4G ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
WILKINSON TERENCE ANTHONY
4H ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
VOYTOVICH OLGA VALERYEVNA
4I ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
VOLOSHIN ALEXANDER STALIEVICH
4J ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
VOLYNETS ARTEM OLEGOVICH
4K ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
GODSELL ROBERT MICHAEL
4L ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
DERIPASKA OLEG VLADIMIROVICH
4M ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
DAUPHIN CLAUDE
4N ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
ZAKHAROVA MARIANNA ALEXANDROVNA
4O ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
ZELKOVA LARISA GENNADIEVNA
4P ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
KANTOROVICH VLADIMIR DANIILOVICH
4Q ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
KARMANNY RUSLAN VLADIMIROVICH
4R ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
KLISHAS ANDREY ALEXANDROVICH
4S ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
COLLINS SIMON MATTHEW
4T ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt
MILLS BRADFORD ALAN
4U ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
MISHAKOV STALBEK STEPANOVICH
4V ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
MOSHIRI ARDAVAN
4W ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
PIVOVARCHUK OLEG MODESTOVICH
4X ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
SOKOV MAXIM MIKHAILOVICH
4Y ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt No vote
STRZHALKOVSKY VLADIMIR IGOREVICH
5A ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt For
VOZNENKO PETR VALERIEVICH
5B ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt For
GOLOBOVA NATALIA VLADIMIROVNA
5C ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt For
KARGACHOV ALEXEY ANATOLIEVICH
5D ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Against
PERSHINKOV DMITRY VIKTOROVICH
5E ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Against
POTARINA TATIANA VASILIEVNA
5F ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Against
SIROTKINA TAMARA ALEXANDROVNA
5G ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt For
KHODASEVICH SERGEY GEORGIEVICH
06 TO APPROVE ROSEXPERTIZA LLC AS AUDITOR OF MMC Mgmt For For
NORILSK NICKEL'S 2011 RUSSIAN ACCOUNTING STATEMENTS.
7A TO ESTABLISH THAT THE BASIC AMOUNT OF REMUNERATION Mgmt Against Against
TO BE PAID TO AN INDEPENDENT DIRECTOR SHALL
BE USD 62 500 PER QUARTER (TO BE PAID IN RUSSIAN
ROUBLES AT THE EXCHANGE RATE FIXED BY THE BANK
OF RUSSIA ON THE LAST WORKING DAY OF THE REPORTING
QUARTER). THE AMOUNT SHOWN ABOVE SHALL BE NET
OF TAXES IMPOSED UNDER THE CURRENT LAWS OF
THE RUSSIAN FEDERATION. AND THAT THEIR EXPENSES
IN THE AMOUNT OF UP TO RUB 2 000 000 A YEAR
SHALL BE REIMBURSED UPON PRESENTATION OF DOCUMENTAL
PROOF.
7B TO APPROVE THE OJSC MMC NORILSK NICKEL INDEPENDENT Mgmt Against Against
DIRECTORS REMUNERATION PROGRAM - OPTIONS PLAN.
08 THE VALUE OF PROPERTY INVOLVED IN THE INTERRELATED Mgmt For For
TRANSACTIONS ON INDEMNIFICATION OF MEMBERS
OF OJSC MMC NORILSK NICKEL'S BOARD OF DIRECTORS
AND MANAGEMENT BOARD FOR DAMAGES THAT THEY
MAY SUFFER IN CONNECTION WITH THEIR DUTIES
ON THE RESPECTIVE BOARDS SHALL AMOUNT TO THE
SUM NOT EXCEEDING USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION US DOLLARS) FOR EACH TRANSACTION.
09 TO APPROVE INTERRELATED TRANSACTIONS, WHICH Mgmt For For
ARE INTERESTED PARTY TRANSACTIONS FOR ALL MEMBERS
OF OJSC MMC NORILSK NICKEL'S BOARD OF DIRECTORS
AND MANAGEMENT BOARD, SUBJECT OF WHICH IS AN
OBLIGATION OF OJSC MMC NORILSK NICKEL TO INDEMNIFY
MEMBERS OF THE BOARD OF DIRECTORS AND MANAGEMENT
BOARD FOR DAMAGES THAT THEY MAY SUFFER IN CONNECTION
WITH THEIR APPOINTMENT TO CORRESPONDING POSITIONS,
IN THE AMOUNT NOT EXCEEDING USD 115,000,000
(ONE HUNDRED FIFTEEN MILLION US DOLLARS) FOR
EACH MEMBER.
10 THE PRICE OF SERVICES RELATED TO INDEMNIFICATION Mgmt For For
INSURANCE OF MEMBERS OF OJSC MMC NORILSK NICKEL'S
BOARD OF DIRECTORS AND MANAGEMENT BOARD IN
THE AMOUNT OF USD 200,000,000 (TWO HUNDRED
MILLION US DOLLARS) AND ADDITIONAL USD6,000,000
(SIX MILLION US DOLLARS) COVERAGE FOR INDEPENDENT
DIRECTORS, AS WELL AS THE LIMIT OF USD25,000,000
(TWENTY FIVE MILLION) FOR ADDITIONAL COVERAGE
OF THE PRINCIPAL AGREEMENT, NOT TO EXCEED USD1,200,000
(ONE MILLION TWO HUNDRED THOUSAND).
11 TO APPROVE THE INTERRELATED TRANSACTION, TO Mgmt For For
WHICH ALL MEMBERS OF OJSC MMC NORILSK NICKEL'S
BOARD OF DIRECTORS AND MANAGEMENT BOARD ARE
INTERESTED PARTIES AND THE SUBJECT OF WHICH
IS THE OBLIGATION OF OJSC MMC NORILSK NICKEL
TO INDEMNIFY MEMBERS OF OJSC MMC NORILSK NICKEL'S
BOARD OF DIRECTORS AND MANAGEMENT BOARD ACTING
AS BENEFICIARIES FOR THE TRANSACTION, WITH
A RUSSIAN INSURANCE COMPANY FOR THE TERM OF
12 MONTHS AND WITH THE INDEMNIFICATION LIMIT
OF USD 200,000,000 ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 703112742
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt Against Against
5. Giving the Board of Directors the Authority Mgmt For For
to Issue Stock Acquisition Rights as Stock-Based
Remuneration to Employees of the Company and
Directors of Major Subsidiaries of the Company
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 703112754
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt For For
2.4 Appoint a Corporate Auditor Mgmt Against Against
3. Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MANDARIN ORIENTAL INTL LTD Agenda Number: 703018045
--------------------------------------------------------------------------------------------------------------------------
Security: G57848106
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: BMG578481068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the financial statements Mgmt For For
and the independent auditors report for the
year ended 31st December 2010, and to declare
a final dividend
2 To re-elect Julian Hui as a Director Mgmt For For
3 To re-elect Dr Richard Lee as a Director Mgmt For For
4 To re-elect Robert Leon as a Director Mgmt For For
5 To re-elect James Watkins as a Director Mgmt For For
6 To fix the directors fees Mgmt For For
7 To re appoint the auditors and to authorize Mgmt Against Against
the directors to fix their remuneration.
To consider and, if thought fit, adopt with
or without amendments the following
ordinary resolutions
8 That A. The exercise by the directors during Mgmt For For
the relevant period of all powers of
the company to allot or issue shares and to
make and grant offers, agreements and options
which would or might require shares to be allotted,
issued or disposed of during or after the
end of the relevant period up to an aggregate
nominal amount of USD 16.6 million, be and
is hereby generally and unconditionally approved
and B. The aggregate nominal amount of share
capital allotted or agreed conditionally or
unconditionally to be allotted wholly for cash
by the directors pursuant to the approval in
paragraph A, otherwise than pursuant to a rights
issue, or the issue of shares pursuant to the
company employee share purchase trust, shall
not exceed USD 2.5 million, and the said approval
shall be limited accordingly
9 That A. The exercise by the directors of all Mgmt For For
powers of the company to purchase its
own shares, subject to and in accordance with
all applicable laws and regulations, during
the relevant period be and is hereby generally
and unconditionally approved B. The aggregate
nominal amount of shares of the company which
the company may purchase pursuant to the approval
in paragraph A of this resolution shall be
less than 15 per cent of the aggregate nominal
amount of the existing issued share capital
of the company at the date of this meeting,
and such approval shall be limited accordingly
and CONTD
CONT CONTD C. The approval in paragraph A of this Non-Voting No vote
resolution shall, where permitted
by applicable laws and regulations and subject
to the limitation in paragraph B of this resolution,
extend to permit the purchase of shares of
the company I. By subsidiaries of the company
and II. pursuant to the terms of put warrants
or financial instruments having similar effect
whereby the company can be required to purchase
its own shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL Non-Voting No vote
OF RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702775632
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 750908, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
A.1 The Board of Directors proposes approval of Mgmt For For
the Annual Report, the Financial Statements
of Novartis AG and the Group Consolidated Financial
Statements for the Business Year 2010
A.2 The Board of Directors proposes discharge from Mgmt For For
liability of its members and those of the Executive
Committee for the business year 2010
A.3 The Board of Directors proposes appropriation Mgmt For For
of the available earnings of CHF 7,027,682,826
as: Dividend: CHF 5,452,130,559; Transfer to
free reserves: CHF 1,575,552,267; the total
dividend payment of CHF 5,452,130,559 is equivalent
to a gross dividend of CHF 2.20 per registered
share of CHF 0.50 nominal value entitled to
dividends
A.4 The Board of Directors proposes that the Compensation Mgmt Against Against
System of Novartis be endorsed (non-binding
consultative vote)
A.5.1 At this Annual General Meeting, Alexandre F. Non-Voting No vote
Jetzer-Chung and Hans-Joerg Rudloff are retiring
from the Board of Directors, having reached
the age limit set in the Articles of Incorporation
A52.1 The Board of Directors proposes the re-election Mgmt For For
of Ann Fudge for a three-year term
A52.2 The Board of Directors proposes the re-election Mgmt For For
of Pierre Landolt for a three-year term
A52.3 The Board of Directors proposes the re-election Mgmt Against Against
of Ulrich Lehner, Ph.D., for a three-year term
A.5.3 The Board of Directors proposes the election Mgmt For For
of Enrico Vanni, Ph.D., for a three-year term
A.6 The Board of Directors proposes the election Mgmt For For
of PricewaterhouseCoopers as auditor of Novartis
AG for one year
B If shareholders at the Annual General Meeting Mgmt Against Against
propose additional and/or counterproposals,
I/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702821528
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: EGM
Meeting Date: 08-Apr-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 793761, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
A.1.1 Under this item, the Board of Directors proposes Mgmt For For
approval of the merger agreement between Alcon,
Inc. ("Alcon") and Novartis AG ("Novartis"
or "Company") dated December 14, 2010
A.1.2 Under this item, the Board of Directors proposes Mgmt For For
the creation of authorised capital through
the issuance of up to 108 million new shares
for the purpose of completing the merger of
Alcon into Novartis by means of the following
new Article 4a of the Articles of Incorporation:
Article 4a Authorised Capital in favor of Alcon,
Inc 1 Up to 8 April 2013, the Board of Directors
shall be authorised to increase the share capital
in connection with the merger of Alcon, Inc.
into the Company by a maximum amount of CHF
54,000,000 nominal value through the issuance
of maximally 108,000,000 fully paid-in registered
shares with a nominal value of CHF 0.50 each.
The pre-emptive rights of the existing shareholders
shall not apply. The Board of Directors shall
determine the issue price in accordance with
the merger agreement between Alcon, Inc. and
Novartis AG dated 14 December 2010. The new
shares shall be entitled to dividends as from
the financial year in which they are issued
and shall be subject to the registration requirements
set forth in Article 5 of the Articles of Incorporation
B If shareholders at the Extraordinary General Mgmt Against Against
Meeting propose additional and/or counter-proposals,
l/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 933467119
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: Consent
Meeting Date: 23-Jun-2011
Ticker: LUKOY
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ANNUAL REPORT OF OAO "LUKOIL" Mgmt For For
FOR 2010 AND THE ANNUAL FINANCIAL STATEMENTS,
INCLUDING THE INCOME STATEMENTS (PROFIT AND
LOSS ACCOUNTS) OF THE COMPANY, AND THE DISTRIBUTION
OF PROFITS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
2A ELECTION OF DIRECTOR: ALEKPEROV, VAGIT YUSUFOVICH Mgmt No vote
2B ELECTION OF DIRECTOR: BELIKOV, IGOR VYACHESLAVOVICH Mgmt
2C ELECTION OF DIRECTOR: BLAZHEEV, VICTOR VLADIMIROVICH Mgmt
2D ELECTION OF DIRECTOR: GRAYFER, VALERY ISAAKOVICH Mgmt No vote
2E ELECTION OF DIRECTOR: GREF, HERMAN OSKAROVICH Mgmt
2F ELECTION OF DIRECTOR: IVANOV, IGOR SERGEEVICH Mgmt
2G ELECTION OF DIRECTOR: MAGANOV, RAVIL ULFATOVICH Mgmt No vote
2H ELECTION OF DIRECTOR: MATZKE, RICHARD Mgmt
2I ELECTION OF DIRECTOR: MIKHAILOV, SERGEI ANATOLIEVICH Mgmt No vote
2J ELECTION OF DIRECTOR: MOBIUS, MARK Mgmt
2K ELECTION OF DIRECTOR: MOSCATO, GUGLIELMO ANTONIO Mgmt
CLAUDIO
2L ELECTION OF DIRECTOR: SHOKHIN, ALEXANDER NIKOLAEVICH Mgmt
03 TO APPOINT VAGIT YUSUFOVICH ALEKPEROV PRESIDENT Mgmt For For
OF OAO "LUKOIL"
4A TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: KONDRATIEV, PAVEL GENNADIEVICH
4B TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: NIKITENKO, VLADIMIR NIKOLAEVICH
4C TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: SHENDRIK, MIKHAIL MIKHAILOVICH
5A TO PAY REMUNERATION AND REIMBURSE EXPENSES TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF OAO "LUKOIL"
ACCORDING TO APPENDIX NO.1.
5B TO ESTABLISH REMUNERATION FOR NEWLY ELECTED Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF OAO "LUKOIL"
ACCORDING TO APPENDIX NO.2.
6A TO PAY REMUNERATION TO EACH OF THE MEMBERS OF Mgmt For For
THE AUDIT COMMISSION OF OAO "LUKOIL" IN THE
AMOUNT ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL"
OF 26 JUNE 2008 (MINUTES NO. 1): 2,600,000
ROUBLES.
6B TO ESTABLISH REMUNERATION FOR NEWLY ELECTED Mgmt For For
MEMBERS OF THE AUDIT COMMISSION OF OAO "LUKOIL"
IN THE AMOUNT OF 2,730,000 ROUBLES.
07 TO APPROVE THE INDEPENDENT AUDITOR OF OAO "LUKOIL"- Mgmt For For
CLOSED JOINT STOCK COMPANY KPMG.
08 TO APPROVE A NEW VERSION OF THE CHARTER OF OPEN Mgmt For For
JOINT STOCK COMPANY "OIL COMPANY "LUKOIL" PURSUANT
TO THE APPENDIX HERETO.
09 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt For For
THE PROCEDURE FOR PREPARING AND HOLDING THE
GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL",
PURSUANT TO THE APPENDIX HERETO.
10 TO APPROVE AN INTERESTED-PARTY TRANSACTION - Mgmt For For
POLICY (CONTRACT) ON INSURING THE LIABILITY
OF DIRECTORS, OFFICERS AND CORPORATIONS BETWEEN
OAO "LUKOIL" AND OAO KAPITAL STRAKHOVANIE,
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX HERETO.
--------------------------------------------------------------------------------------------------------------------------
OJSC POLYUS GOLD Agenda Number: 933313467
--------------------------------------------------------------------------------------------------------------------------
Security: 678129107
Meeting Type: Special
Meeting Date: 24-Aug-2010
Ticker: OPYGY
ISIN: US6781291074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 1) TO DECLARE INTERIM DIVIDEND UPON THE RESULTS Mgmt No vote
OF 1ST HALF OF 2010 IN THE AMOUNT OF RUR 8.52
PER ORDINARY SHARE IN OJSC POLYUS GOLD, AND
TO RESOLVE THAT DIVIDENDS SHALL BE PAID WITHIN
60 DAYS OF THE DATE OF THE RESOLUTION. 2) TO
SET THE DIVIDEND PAYMENT METHODS: BANK AND
POSTAL MONEY TRANSFERS.
--------------------------------------------------------------------------------------------------------------------------
OJSC POLYUS GOLD Agenda Number: 933440606
--------------------------------------------------------------------------------------------------------------------------
Security: 678129107
Meeting Type: Consent
Meeting Date: 20-May-2011
Ticker: OPYGY
ISIN: US6781291074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE 2010 ANNUAL REPORT OF OJSC POLYUS Mgmt No vote
GOLD, THE 2010 RAS FINANCIAL STATEMENTS OF
OJSC POLYUS GOLD, INCLUDING PROFIT AND LOSS
STATEMENT.
02 DISTRIBUTION OF PROFITS AND LOSSES OF OJSC POLYUS Mgmt No vote
GOLD FOR 2010: 1. TO DISTRIBUTE THE 2010 RAS
NET PROFIT OJSC POLYUS GOLD AS FOLLOWS: RUR
2,144,562,153.75 - TO BE DISTRIBUTED AS DIVIDENDS;
RUR 30,014,980.15 - TO KEEP AT THE COMPANY'S
DISPOSAL. 2. TO DECLARE DIVIDENDS UPON THE
2010 FINANCIAL RESULTS OF OJSC POLYUS GOLD
AT THE RATE OF RUR 19.77 PER ORDINARY SHARE
OF OJSC POLYUS GOLD. 3. TO RESOLVE THAT DIVIDENDS
SHALL BE PAID WITHIN 60 DAYS UPON THE DATE
OF THE RESOLUTION. 4. TO SET THE DIVIDEND PAYMENT
METHODS: BANK AND POSTAL MONEY TRANSFERS.
3A ELECTION OF DIRECTOR: ANTON B. AVERIN Mgmt No vote
3B ELECTION OF DIRECTOR: PAVEL S. GRACHEV Mgmt No vote
3C ELECTION OF DIRECTOR: EVGENY I. IVANOV Mgmt No vote
3D ELECTION OF DIRECTOR: ANNA A. KOLONCHINA Mgmt No vote
3E ELECTION OF DIRECTOR: OLEG YU. LIPATOV Mgmt No vote
3F ELECTION OF DIRECTOR: THE EARL OF CLANWILLIAM Mgmt No vote
3G ELECTION OF DIRECTOR: ALEXANDER I. MOSIONZHIK Mgmt No vote
3H ELECTION OF DIRECTOR: MIKHAIL D. PROKHOROV Mgmt No vote
3I ELECTION OF DIRECTOR: ZUMRUD H. RUSTAMOVA Mgmt No vote
3J ELECTION OF DIRECTOR: EKATERINA M. SALNIKOVA Mgmt No vote
3K ELECTION OF DIRECTOR: VALERY V. SENKO Mgmt No vote
3L ELECTION OF DIRECTOR: MIKHAIL A. SOSNOVSKY Mgmt No vote
3M ELECTION OF DIRECTOR: MAXIM V. FINSKY Mgmt No vote
4A ELECTION OF THE MEMBERS OF THE AUDIT COMMISSION Mgmt No vote
OF OJSC POLYUS GOLD: ANDREY A. ZAITSEV - HEAD
OF PLANNING AND BUDGETING DEPARTMENT, CJSC
POLYUS.
4B ELECTION OF THE MEMBERS OF THE AUDIT COMMISSION Mgmt No vote
OF OJSC POLYUS GOLD: OLGA YU. ROMPEL - ADVISER
TO THE GENERAL DIRECTOR, CJSC POLYUS.
4C ELECTION OF THE MEMBERS OF THE AUDIT COMMISSION Mgmt No vote
OF OJSC POLYUS GOLD: ALEXANDER G. SPEKTOR -
HEAD OF CURRENT INVESTMENT PROJECTS CONTROL
DEPARTMENT, CJSC POLYUS.
4D ELECTION OF THE MEMBERS OF THE AUDIT COMMISSION Mgmt No vote
OF OJSC POLYUS GOLD: OLEG E. CHERNEY - HEAD
OF DOCUMENTARY OPERATIONS UNIT OF FINANCE DEPARTMENT,
CJSC POLYUS.
4E ELECTION OF THE MEMBERS OF THE AUDIT COMMISSION Mgmt No vote
OF OJSC POLYUS GOLD: ALEXEY S. SHAIMARDANOV
- DIRECTOR FOR INTERNATIONAL REPORTING, CJSC
POLYUS.
05 TO APPROVE LLC ROSEXPERTIZA AS THE COMPANY'S Mgmt No vote
RAS AUDITOR FOR 2011.
06 TO DETERMINE THE VALUE (INSURANCE PREMIUM) OF Mgmt No vote
LIABILITY INSURANCE FOR OJSC POLYUS GOLD WITH
A TOTAL LIMIT OF LIABILITY NOT LESS THAN US$
20,000,000 IN THE AMOUNT NOT EXCEEDING US$
150,000.
07 TO APPROVE THE DIRECTORS' AND OFFICERS' LIABILITY Mgmt No vote
INSURANCE POLICY FOR OJSC POLYUS GOLD, BEING
A RELATED PARTY TRANSACTION WITH ALL MEMBERS
OF THE BOARD OF DIRECTORS AS BENEFICIARY PARTIES,
WITH A RUSSIAN INSURANCE COMPANY FOR THE PERIOD
FROM 01 JULY 2011 TILL 30 JUNE 2012, WITH A
TOTAL LIMIT OF LIABILITY LESS THAN US$ 20,000,000
AND INSURANCE PREMIUM NOT EXCEEDING NOT US$
150,000.
08 REMUNERATION AND REIMBURSEMENT OF EXPENSES OF Mgmt No vote
THE MEMBERS OF THE BOARD OF DIRECTORS OF OJSC
POLYUS GOLD: 1. TO DETERMINE THAT MEMBERS OF
OJSC POLYUS GOLD BOARD OF DIRECTORS WHO WILL
BE RECOGNIZED AS INDEPENDENT BY THE COMPANY'S
BOARD OF DIRECTORS IN ACCORDANCE WITH THE REQUIREMENTS
OF PARAGRAPH 6.2.8. OF THE COMPANY'S CHARTER
AND INTERNATIONAL CORPORATE GOVERNANCE STANDARDS.
2. TO RESOLVE THAT SHOULD AN "INDEPENDENT DIRECTOR"
BE ELECTED CHAIRMAN OF THE AUDIT COMMITTEE
OR STAFF AND REMUNERATION COMMITTEE OF THE
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933496829
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
CORPORATE FINANCE & RECOVERY LTDA. ("PWC"),
TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS
FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS)
ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT
(THE "VALUATION REPORT"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
02 APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH Mgmt No vote
THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN
THE VALUATION REPORT (THE "VALUATION CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS Mgmt No vote
OF THE COMPANY TO RATIFY THE FINAL VALUE OF
EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION
REPORT PURSUANT TO THE VALUATION CRITERIA
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933354095
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 07-Dec-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt No vote
SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND
THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt No vote
SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A.
AND THE COMPANY ON 11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES Mgmt No vote
BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS
FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM
PARTICIPACOES S.A. ("ASSESSMENT REPORTS"),
UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227
OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG Mgmt No vote
AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE
ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES
S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES Mgmt No vote
S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO
THE COMPANY, WITH NO INCREASE TO THE COMPANY'S
JOINT STOCK
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933365113
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 31-Jan-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. Mgmt For For
("UPB") AND OF COMPERJ PET S.A. ("PET") INTO
PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
B APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' Mgmt For For
BYLAWS, UNDER THE TERMS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933486905
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE Mgmt For For
20 OF THE COMPANY'S BYLAWS, BY EXCLUDING THE
WORD "UP TO", AND ESTABLISHING THE NUMBER OF
DIRECTORS.
02 MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933430364
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THE MANAGEMENT REPORT, FINANCIAL STATEMENTS Mgmt For For
AND FISCAL BOARD'S REPORT OF FISCAL YEAR OF
2010
O2 CAPITAL BUDGET FOR 2011 Mgmt For For
O3 DISTRIBUTION OF THE INCOME OF YEAR 2010 Mgmt For For
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Mgmt For For
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND Mgmt For For
THEIR RESPECTIVE SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT Mgmt For For
AND EFFECTIVE MEMBERS OF THE FISCAL BOARD
E1 CAPITAL INCREASE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON Agenda Number: 702859553
--------------------------------------------------------------------------------------------------------------------------
Security: G7630U109
Meeting Type: CRT
Meeting Date: 06-May-2011
Ticker:
ISIN: GB0032836487
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE Non-Voting No vote
OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE
BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU
CHOOSE TO VOTE ABSTAIN FOR THIS MEETING
THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER
OR ISSUERS AGENT.
1 Implement the Scheme of Arrangement Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON Agenda Number: 702859565
--------------------------------------------------------------------------------------------------------------------------
Security: G7630U109
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: GB0032836487
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Director's report and financial Mgmt For For
statements for the year ended December 31,
2010
2 To approve the Director's remuneration report Mgmt For For
for the year ended December 31, 2010
3 To re-elect Sir Simon Robertson as a director Mgmt For For
of the Company
4 To re-elect John Rishton as a director of the Mgmt For For
Company
5 To re-elect Helen Alexander CBE a director of Mgmt For For
the Company
6 To re-elect Peter Byrom as a director of the Mgmt For For
Company
7 To re-elect Iain Conn as a director of the Company Mgmt For For
8 To re-elect Peter Gregson as a director of the Mgmt For For
Company
9 To re-elect James Guyette as a director of the Mgmt For For
Company
10 To re-elect John McAdam as a director of the Mgmt For For
Company
11 To re-elect John Neill CBE as a director of Mgmt For For
the Company
12 To re-elect Andrew Shilston as a director of Mgmt For For
the Company
13 To re-elect Colin Smith as a director of the Mgmt For For
Company
14 To re-elect Ian Strachan as a director of the Mgmt For For
Company
15 To re-elect Mike Terrett as a director of the Mgmt For For
Company
16 To re-appoint the auditors Mgmt For For
17 To authorise the directors to agree the auditor's Mgmt For For
remuneration
18 To approve payment to shareholders Mgmt For For
19 To authorise political donation and political Mgmt For For
expenditure
20 To approve the Rolls-Royce plc Share Purchase Mgmt For For
Plan
21 To approve the Rolls-Royce UK Share Save Plan Mgmt For For
22 To approve the Rolls-Royce International Share Mgmt For For
Save Plan
23 To adopt amended Articles of Association Mgmt For For
24 To authorise the directors to call general meetings Mgmt For For
on not less than 14 clear day's notice
25 To authorise the directors to allot shares (s.551) Mgmt For For
26 To disapply pre-emption rights (s.561) Mgmt For For
27 To authorise the Company to purchase its own Mgmt For For
ordinary shares
28 To implement the Scheme of Arrangement Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 702778931
--------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: SGM
Meeting Date: 28-Feb-2011
Ticker:
ISIN: BMG8063F1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110202/LTN20110202398.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"1 AND 2". THANK YOU.
1 To re-elect the retiring director, Mr Gregory Mgmt For For
Allan Dogan
2 To confirm, ratify and approve the Agreements Mgmt For For
and the Transactions (both as defined in
the circular to the shareholders of the Company
dated 7 February 2011) and to authorise the
Board of Directors of the Company to take all
such actions as it considers necessary or desirable
to implement and give effect to the Agreements
and the Transactions
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 703019819
--------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: BMG8063F1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN20110426426.pdf
1 To receive, consider and, if thought fit, adopt Mgmt For For
the audited financial statements and
the reports of the directors and the auditor
of the Company for the year ended 31 December
2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.A Election of Director: Mr Madhu Rama Chandra Mgmt For For
RAO
3.B Election of Director: Mr KUOK Khoon Loong Edward Mgmt For For
3.C Election of Director: Mr Alexander Reid HAMILTON Mgmt For For
3.D Election of Director: Mr Michael Wing-Nin CHIU Mgmt For For
3.E Election of Director: Professor LI Kwok Cheung Mgmt For For
Arthur
4 To fix the directors' fee (including fees payable Mgmt For For
to members of the audit committee and the
remuneration committee) for the year ending
31 December 2011
5 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
as the auditor of the Company for the ensuing
year and to authorise the directors of the
Company to fix its remuneration
6.A To approve the 20% new issue general mandate Mgmt Against Against
6.B To approve the 10% share repurchase mandate Mgmt For For
6.C To approve, conditional upon Resolution 6B being Mgmt Against Against
duly passed, the mandate of additional new
issue by the amount repurchased under Resolution
6B
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 703146010
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2. To issue Stock Acquisition Rights for the purpose Mgmt For For
of granting stock options
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 702874238
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare the final dividend Mgmt For For
3 To approve the directors' remuneration report Mgmt Abstain Against
4 To re-elect Mr S P Bertamini, an executive director Mgmt For For
5 To re-elect Mr J S Bindra, an executive director Mgmt For For
6 To re-elect Mr R Delbridge, a non-executive Mgmt For For
director
7 To re-elect Mr J F T Dundas, a non-executive Mgmt For For
director
8 To re-elect Miss V F Gooding CBE, a non-executive Mgmt For For
director
9 To re-elect Dr Han Seung-soo KBE, a non-executive Mgmt For For
director
10 To re-elect Mr S J Lowth, a non-executive director Mgmt For For
11 To re-elected Mr R H P Markham, a non-executive Mgmt For For
director
12 To re-elect Ms R Markland, a non-executive director Mgmt For For
13 To re-elect Mr R H Meddings, an executive director Mgmt For For
14 To re-elect Mr J G H Paynter, a non-executive Mgmt For For
director
15 To re-elect Mr J W Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive director Mgmt For For
17 To re-elect Mr P A Sands, an executive director Mgmt For For
18 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
19 To re-elect Mr O H J Stocken, a non-executive Mgmt For For
director
20 To re-appoint KPMG Audit Plc as Auditor to the Mgmt For For
company from the end of the agm until the end
of next year's agm
21 To authorise the Board to set the auditor's Mgmt For For
fees
22 To authorise the Company and its subsidiaries Mgmt For For
to make political donations
23 To authorise the board to allot shares Mgmt For For
24 To extend the authority to allot shares Mgmt For For
25 To approve the 2011 Standard Chartered Share Mgmt For For
Plan
26 To disapply pre-emption rights Mgmt For For
27 To authorise the Company to buy back its ordinary Mgmt For For
shares
28 To authorise the Company to buy back its preference Mgmt For For
shares
29 To authorise the Company to call a general meeting Mgmt For For
other than an annual general meeting
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 20. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HLDGS LTD Agenda Number: 702901504
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110401/LTN201104011546.pdf
1 To receive and consider the audited Financial Mgmt For For
Statements and the Reports of the Directors
and Auditor for the year ended 31 December
2010
2 To declare a final dividend Mgmt For For
3i.a To re-elect Mr Lau Chi Ping Martin as director Mgmt For For
3i.b To re-elect Mr Antonie Andries Roux as director Mgmt For For
3.ii To authorise the Board of Directors to fix the Mgmt For For
Directors' remuneration
4 To re-appoint Auditor and to authorise the Board Mgmt For For
of Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution
5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new shares Mgmt Against Against
by adding the number of shares repurchased
(Ordinary Resolution 7 as set out in the notice
of the AGM)
8 To authorize the Board of Directors to establish Mgmt Against Against
further employee incentive schemes
--------------------------------------------------------------------------------------------------------------------------
TESCO PLC, CHESHUNT Agenda Number: 702506607
--------------------------------------------------------------------------------------------------------------------------
Security: G87621101
Meeting Type: AGM
Meeting Date: 02-Jul-2010
Ticker:
ISIN: GB0008847096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the accounts and reports of the Directors Mgmt For For
and the Auditors for the FYE 27 FEB 2010
2 Approve the Directors' remuneration report for Mgmt For For
the FYE 27 FEB 2010
3 Declare the final dividend of 9.16 pence per Mgmt For For
share recommended by the Directors
4 Re-elect Ken Hydon as a Director Mgmt For For
5 Re-elect Tim Mason as a Director Mgmt For For
6 Re-elect Lucy Neville-Rolfe, CMG as a Director Mgmt For For
7 Re-elect David Potts as a Director Mgmt For For
8 Re-elect David Reid as a Director Mgmt For For
9 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company, to hold office until
the conclusion of the next general meeting
at which accounts are laid before the Company
10 Approve the remuneration of PricewaterhouseCoopers Mgmt For For
LLP be determined by the Directors
11 Authorize the Directors, in place of the equivalent Mgmt For For
authority given to the Directors at the
last AGM (but without prejudice to the continuing
authority of the Directors to allot relevant
securities pursuant to an offer or
agreement made by the Company before the expiry
of the authority pursuant to which such offer
or agreement was made), in accordance with
Section 551 of the Companies Act 2006 (the
Act) to allot: (i) shares in the Company or
grant rights to subscribe for or to convert
any securities into shares in the Company
up to a maximum aggregate nominal amount of
GBP 133,688,202; CONTD..
CONT ..CONTD and in addition (ii) equity securities Non-Voting No vote
of the Company (within the meaning of Section
560 of the Act) in connection with an offer
of such securities by way of a rights
issue up to an aggregate nominal amount of
GBP 133,688,202, Authority shall expire on
the date of the next AGM of the Company
after the passing of this resolution ; and
the Board may allot equity securities in pursuance
of such an offer or agreement as if the authority
conferred had not expired
S.12 Authorize the Directors, subject to and conditional Mgmt For For
on the passing of Resolution 11, pursuant
to Section 570 of the Act to allot equity securities
(within the meaning of Section 560 of the
Act) for cash pursuant to the authority
given by Resolution 11 as if sub-Section 1
of Section 561 of the Act did not apply
to any such allotment provided that this power
shall be limited: (i) to the allotment
of equity securities in connection with an
offer of such securities by way of a rights
issue (as defined in Resolution 11; and (ii)
to the allotment (otherwise than pursuant to
sub-Paragraph (i) above) of equity securities
up to an aggregate nominal value of GBP
20,053,230; CONTD..
CONT ..CONTD Authority shall expire on the date Non-Voting No vote
of the next AGM of the Company after the
passing of this resolution and the Board may
allot equity securities in pursuance
of such an offer or agreement as if the power
conferred hereby had not expired
S.13 Authorize the Company, to make market purchases Mgmt For For
(within the meaning of Section 693(4)
of the Act) of Ordinary Shares of 5p each in
the capital of the Company ("Shares") on
such terms as the Directors think fit, and
where such Shares are held as treasury shares,
the Company may use them for the purposes
set out in Section 727 of the Act, including
for the purpose of its Employee Share Schemes,
provided that: a) the maximum number of Shares
which may be purchased is 802,129,223 Shares;
b) the minimum price, exclusive of any expenses,
which may be paid for each Share is 5p; c)
the maximum price, exclusive of any expenses,
which may be paid for each Share is an amount
equal to the higher of: (i) 105% of the
average of the middle market quotations
of a Share as derived from the London Stock
Exchange CONTD
CONT CONTD Daily Official List for the five business Non-Voting No vote
days immediately preceding the day on which
the share is contracted to be purchased; and
(ii) the amount stipulated by Article 5(1)
of the Buy-back and Stabilization Regulation
2003; Authority will expire at the close of
the next AGM of the Company (except in relation
to the purchase of Shares, the contract for
which was concluded before the expiry
of this authority and which will or may be
executed wholly or partly after such expiry)
; the Company may make a contract to purchase
Shares under this authority before the expiry
of the authority which will or may be executed
wholly or partly after the expiry of the authority,
and may make a purchase of Shares in pursuance
of any such contract
14 Authorize, in accordance with Section 366 of Mgmt For For
the Act, the Company and all Companies
that are its subsidiaries at any time during
the period for which this resolution has
effect to: (a) make donations to political
parties and/or independent election candidates;
(b) make political donations to political
organizations, other than political parties;
(c) incur political expenditure, during the
period beginning with the date of the passing
of this resolution and ending on the date
of the Company's next AGM, such that the aggregate
of all expenditure under paragraphs (a), (b)
and (c) shall not exceed GBP 100,000
in total
15 Authorize the Directors: (a) to renew and continue Mgmt For For
The Tesco PLC Share Incentive Plan (formerly
the Tesco All Employee Share Ownership Plan)
(SIP) as summarized in Appendix 1 to this
document and to do all acts and things necessary
to carry this into effect; and (b) to adopt
similar plans for overseas employees
subject to such modifications as may be necessary
or desirable to take account of overseas
tax, exchange controls or securities laws
provided that any Ordinary Shares made available
under such further plans are treated as
counting against any limits on individual or
overall participation in the SIP
S.16 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of
the Company's Memorandum of Association which,
by virtue of Section 28 of the Act, are
treated as provisions of the Company's Articles
of Association; and (ii) the Articles of Association
produced to the meeting and signed by the Chairman
of the meeting for the purpose of identification
be adopted as the Articles of Association
of the Company in substitution for, and
to exclusion of the existing Articles of Association
S.17 Approve a general meeting other than an AGM Mgmt Against Against
may be called on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 703115332
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt Against Against
3.4 Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt Against Against
5. Approve Payment of Bonuses to Corporate Officers Mgmt For For
6. Approve Retirement Allowance for Retiring Director, Mgmt For For
and Payment of Accrued Benefits associated
with Abolition of Retirement Benefit System
for Current Corporate Officers
7. Amend the Compensation to be received by Directors Mgmt For For
and Corporate Auditors
8. Amount and Details of Compensation Concerning Mgmt For For
Stock Acquisition Rights as Stock Compensation-type
Stock Options for Directors
--------------------------------------------------------------------------------------------------------------------------
TOTAL S A Agenda Number: 702967514
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 13-May-2011
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 789278 DUE TO ADDITION OF A RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0225/201102251100452.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0413/201104131101217.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
O.1 Approval of the financial statements of the Mgmt For For
Company
O.2 Approval of the consolidated financial statements Mgmt For For
O.3 Allocation of income and setting the dividend Mgmt For For
O.4 Agreements pursuant to Article L. 225-38 of Mgmt For For
the Commercial Code
O.5 Authorization to the Board of Directors to trade Mgmt For For
the Company's shares
O.6 Renewal of Mrs. Patricia Barbizet's term as Mgmt Against Against
Board member
O.7 Renewal of Mr. Paul Desmarais Jr.'s term as Mgmt Against Against
Board member
O.8 Renewal of Mr. Claude Mandil's term as Board Mgmt For For
member
O.9 Appointment of Mrs. Marie-Christine Coisne as Mgmt For For
Board member
O.10 Appointment of Mrs. Barbara Kux as Board member Mgmt For For
E.11 Authorization to award free shares of the Company Mgmt For For
to employees of the Group as well as to executive
directors of the Company or group companies
A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: To approve amendment of article 9
of the articles of association to include a
provision concerning the publication, on the
company website, of the crossing of statutory
thresholds received by the company under this
article 9 of the company's articles of association
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 702887184
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the year Mgmt For For
ended 31 December 2010
2 To approve the Directors' Remuneration Report Mgmt For For
for the year ended 31 December 2010
3 To re-elect Mr P G J M Polman as a Director Mgmt For For
4 To re-elect Mr R J-M S Huet as a Director Mgmt For For
5 To re-elect Professor L O Fresco as a Director Mgmt For For
6 To re-elect Ms A M Fudge as a Director Mgmt For For
7 To re-elect Mr C E Golden as a Director Mgmt For For
8 To re-elect Dr B E Grote as a Director Mgmt For For
9 To re-elect Ms H Nyasulu as a Director Mgmt For For
10 To re-elect The Rt Hon Sir Malcolm Rifkind MP Mgmt For For
as a Director
11 To re-elect Mr K J Storm as a Director Mgmt For For
12 To re-elect Mr M Treschow as a Director Mgmt For For
13 To re-elect Mr P Walsh as a Director Mgmt For For
14 To elect Mr S Bharti Mittal as a Director Mgmt For For
15 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
16 To authorise the Directors to fix the remuneration Mgmt For For
of the Auditors
17 To renew the authority to Directors to issue Mgmt For For
shares
18 To renew the authority to Directors to disapply Mgmt For For
pre-emption rights
19 To renew the authority to the Company to purchase Mgmt For For
its own shares
20 To authorise Political Donations and Expenditure Mgmt For For
21 To shorten the Notice period for General Meetings Mgmt For For
22 To amend the Articles of Association in relation Mgmt For For
to the Directors' power to borrow money and
give security
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN TEXT OF RESOLUTIONS 14 AND 20 AND CHANGE
IN MEETING DATE FROM 09 MAY 2011 TO 11 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VIMPELCOM LTD. Agenda Number: 933377889
--------------------------------------------------------------------------------------------------------------------------
Security: 92719A106
Meeting Type: Special
Meeting Date: 17-Mar-2011
Ticker: VIP
ISIN: US92719A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE, FOR PURPOSES OF BYE-LAW 55.4(F) Mgmt For *
OF BYE-LAWS OF VIMPELCOM LTD., ISSUANCE BY
VIMPELCOM LTD. OF UP TO 325,639,827 COMMON
SHARES OF VIMPELCOM LTD. AND OF 305,000,000
CONVERTIBLE PREFERRED SHARES OF VIMPELCOM LTD.
PURSUANT TO TERMS OF SHARE SALE AND EXCHANGE
AGREEMENT RELATING TO ACQUISITION OF WIND TELECOM
S.P.A. APPROVED BY SUPERVISORY BOARD ON JANUARY
16, 2011
02 TO INCREASE AUTHORIZED SHARE CAPITAL OF VIMPELCOM Mgmt For *
LTD. TO US$3,114,171.83 BY CREATION OF 630,639,827
NEW COMMON SHARES OF PAR VALUE US$0.001 EACH
IN VIMPELCOM LTD. AND OF 305,000,000 NEW CONVERTIBLE
PREFERRED SHARES OF PAR VALUE US$0.001 EACH
IN VIMPELCOM LTD., THE NEW SHARES HAVING THE
RIGHTS AND BEING SUBJECT TO CONDITIONS SET
OUT IN THE VIMPELCOM LTD. BYE-LAWS
--------------------------------------------------------------------------------------------------------------------------
WIMM BILL DANN FOODS Agenda Number: 933340779
--------------------------------------------------------------------------------------------------------------------------
Security: 97263M109
Meeting Type: Consent
Meeting Date: 09-Nov-2010
Ticker: WBD
ISIN: US97263M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TERMINATE EARLY THE POWERS OF ALL THE BOARD Mgmt No vote
OF DIRECTORS MEMBERS OF WBD FOODS OJSC.
2A ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: GUY DE SELLIERS
2B ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: MIKHAIL VLADIMIROVICH DUBININ
2C ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: IGOR VLADIMIROVICH KOSTIKOV
2D ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: MICHAEL A. O'NEILL
2E ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: ALEXANDER SERGEEVICH ORLOV
2F ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: SERGEY ARKADIEVICH PLASTININ
2G ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: GAVRIL ABRAMOVICH YUSHVAEV
2H ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: DAVID IAKOBACHVILI
2I ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: EVGENY GRIGORIEVICH YASIN
2J ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: MARCUS RHODES
2K ELECTION OF THE MEMBER OF WBD FOODS OJSC BOARD Mgmt No vote
OF DIRECTORS: E. LINWOOD (TIP) TIPTON
--------------------------------------------------------------------------------------------------------------------------
WIMM BILL DANN FOODS Agenda Number: 933398251
--------------------------------------------------------------------------------------------------------------------------
Security: 97263M109
Meeting Type: Special
Meeting Date: 08-Apr-2011
Ticker: WBD
ISIN: US97263M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 EARLY TERMINATION OF THE POWERS OF ALL THE BOARD Mgmt No vote
OF DIRECTORS MEMBERS OF WBD FOODS OJSC.
02 DIRECTOR
RAMON LUIS LAGUARTA Mgmt No vote
A.N. SEYMOUR HAMPTON Mgmt No vote
W. TIMOTHY HEAVISIDE Mgmt No vote
PAUL DOMINIC KIESLER Mgmt No vote
ANDREAS EPIFANIOU Mgmt No vote
ANDREW JOHN MACLEOD Mgmt No vote
SERGIO EZAMA Mgmt No vote
R.V. BOLOTOVSKY Mgmt No vote
SILVIU EUGENIU POPOVICI Mgmt No vote
MARCUS RHODES Mgmt No vote
D. VLADIMIROVICH IVANOV Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
WIMM BILL DANN FOODS Agenda Number: 933480167
--------------------------------------------------------------------------------------------------------------------------
Security: 97263M109
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker:
ISIN: US97263M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ANNUAL REPORT PREPARED ON BASIS Mgmt No vote
OF BOOK RECORDS FOR 2010 FINANCIAL YEAR DRAWN
UP ACCORDING TO RUSSIAN STANDARDS
02 TO APPROVAL THE WBD FOODS OJSC ANNUAL FINANCIAL Mgmt No vote
STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENTS
FOR 2010
03 TO LEAVE AMOUNT OF NET PROFIT REFLECTED IN BOOK Mgmt No vote
RECORDS FOR 2010 FINANCIAL YEAR UNDISTRIBUTED.
DO NOT DECLARE PAYMENT OF DIVIDEND
04 FOR PURPOSE OF VERIFYING FINANCIAL & BUSINESS Mgmt No vote
ACTIVITIES OF WBD FOODS OJSC, IN ACCORDANCE
WITH LEGAL ACTS OF RUSSIAN FEDERATION, TO ASSIGN
AS THE AUDITOR OF THE COMPANY IN 2011 KPMG
CJSC
05 DIRECTOR
LAGUARTA RAMON LUIS Mgmt No vote
HAMPTON A.N. SEYMOUR Mgmt No vote
HEAVISIDE W. TIMOTHY Mgmt No vote
KIESLER, PAUL DOMINIC Mgmt No vote
EPIFANIOU, ANDREAS Mgmt No vote
MACLEOD, ANDREW JOHN Mgmt No vote
EZAMA, SERGIO Mgmt No vote
BOLOTOVSKY R.V. Mgmt No vote
POPOVICI SIIVIU EUGENIU Mgmt No vote
IVANOV D. VLADIMIROVICH Mgmt No vote
RHODES, MARCUS JAMES Mgmt No vote
6A ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION Mgmt No vote
MEMBER : VOLKOVA NATALIA BORISOVNA
6B ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION Mgmt No vote
MEMBER : ERMAKOVA SVETLANA ALEXANDROVNA
6C ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION Mgmt No vote
MEMBER : POLIKARPOVA NATALIA LEONIDOVNA
6D ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION Mgmt No vote
MEMBER : PEREGUDOVA EKATERINA ALEXANDROVNA
6E ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION Mgmt No vote
MEMBER : SOLNTSEVA EVGENIA SOLOMONOVNA
6F ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION Mgmt No vote
MEMBER : KOLESNIKOVA NATALIA NIKOLAEVNA
6G ELECTION OF THE WBD FOODS OJSC AUDITING COMMISSION Mgmt No vote
MEMBER : CHERKUNOVA OLGA NIKOLAEVNA
07 TO AMEND WBD FOODS CHARTER WITH THE REVISED Mgmt No vote
VERSION OF CLAUSE 15, PARAGRAPH 15.10
--------------------------------------------------------------------------------------------------------------------------
X5 RETAIL GROUP N V Agenda Number: 702772307
--------------------------------------------------------------------------------------------------------------------------
Security: 98387E205
Meeting Type: EGM
Meeting Date: 22-Feb-2011
Ticker:
ISIN: US98387E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting No vote
2 Appointment of Mr. Kieran Balfe as CFO, for Mgmt For For
a four year term
3 Any other business and conclusion Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
X5 RETAIL GROUP N V Agenda Number: 703106799
--------------------------------------------------------------------------------------------------------------------------
Security: 98387E205
Meeting Type: AGM
Meeting Date: 20-Jun-2011
Ticker:
ISIN: US98387E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open Meeting Non-Voting No vote
2 Receive Report of Management Board Non-Voting No vote
3 Discussion on Company's Corporate Governance Mgmt No vote
Structure
4 Receive Explanation on Company's Reserves and Mgmt No vote
Dividend Policy
5 Approve Financial Statements Mgmt No vote
6 Approve Allocation of Income and Omission of Mgmt No vote
Dividends
7 Approve Discharge of Management Board Mgmt No vote
8 Approve Discharge of Supervisory Board Mgmt No vote
9 Election of A. Gusev to Management Board Mgmt No vote
10 Reelect F. Lhoest to Management Board Mgmt No vote
11 Approve Remuneration Policy for Management and Mgmt No vote
Executive Board Members
12 Approve Remuneration of Supervisory Board Mgmt No vote
13 Grant Board Authority to Issue Shares up to Mgmt No vote
20 percent of Issued Capital
14 Authorize Board to Exclude Preemptive Rights Mgmt No vote
from Issuance under Item 13
15 Authorize Repurchase of up to 10 Percent of Mgmt No vote
Issued Share Capital
16 Amend Articles Re: Legislative Changes Mgmt No vote
17 Ratify PricewaterhouseCoopers as Auditors Mgmt No vote
18 Other Business Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA, OSLO Agenda Number: 702969049
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 10-May-2011
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Election of chairperson of the meeting and of Mgmt No vote
a person to co-sign the minutes of the general
meeting
2 Approval of the annual accounts and the annual Mgmt No vote
report for 2010 for Yara International ASA
and the group, hereunder payment of dividends
3 Guidelines for the remuneration of the members Mgmt No vote
of the executive management
4 Determination of remuneration to the auditor Mgmt No vote
5 Determination of remuneration to the members Mgmt No vote
of the board, members of the compensation committee
and the audit committee for the upcoming period
6 Determination of remuneration to the members Mgmt No vote
of the nomination committee for the upcoming
period
7 Instructions for the nomination committee - Mgmt No vote
changes to the articles of association and
instructions
8 Online participation at the general meeting Mgmt No vote
and electronic voting prior to the meeting
- change to articles of association
9 Capital reduction by means of the cancellation Mgmt No vote
of own shares and the redemption of shares
held on behalf of the Norwegian state by the
ministry of trade and industry
10 Power of attorney from the general meeting to Mgmt No vote
the board for acquisition of own shares
ASTON/New Century Absolute Return ETF Fund
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933393047
--------------------------------------------------------------------------------------------------------------------------
Security: 13342BOIH
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt Split 97% For 2% Against 1% Abstain Split
1B ELECTION OF DIRECTOR: JACK B. MOORE Mgmt Split 98% For 1% Against 1% Abstain Split
1C ELECTION OF DIRECTOR: DAVID ROSS Mgmt Split 97% For 2% Against 1% Abstain Split
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Split 99% For 1% Against 1% Abstain Split
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE Mgmt Split 95% For 4% Against 2% Abstain Split
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt Split 95% For 4% Against 1% Abstain Split
EQUITY INCENTIVE PLAN TO CHANGE THE OPTION
TERM FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S Mgmt Split 96% For 3% Against 2% Abstain Split
2010 EXECUTIVE COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt Split 87% 1 Year 5% 2 Years 6% 3 Years 2% Abstain
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933414447
--------------------------------------------------------------------------------------------------------------------------
Security: 25271COIH
Meeting Type: Annual
Meeting Date: 23-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Split 78% For 21% Against 1% Abstain Split
1B ELECTION OF DIRECTOR: LAWRENCE R. DICKERSON Mgmt Split 78% For 21% Against 1% Abstain Split
1C ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt Split 99% For 1% Against 1% Abstain Split
1D ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt Split 99% For 1% Against 1% Abstain Split
1E ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt Split 99% For 1% Against 1% Abstain Split
1F ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt Split 99% For 1% Against 1% Abstain Split
1G ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Split 78% For 21% Against 1% Abstain Split
1H ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Split 78% For 21% Against 1% Abstain Split
1I ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt Split 99% For 1% Against 1% Abstain Split
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Split 99% For 1% Abstain Split
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Split 98% For 2% Against 1% Abstain Split
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 95% 1 Year 1% 2 Years 4%
OF EXECUTIVE COMPENSATION VOTES. 3 Years 1% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933414461
--------------------------------------------------------------------------------------------------------------------------
Security: 29358QOIH
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 AN ORDINARY RESOLUTION TO RE-ELECT J. RODERICK Mgmt Split 98% For 1% Against 1% Abstain Split
CLARK AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O2 AN ORDINARY RESOLUTION TO RE-ELECT DANIEL W. Mgmt Split 98% For 1% Against 1% Abstain Split
RABUN AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O3 AN ORDINARY RESOLUTION TO RE-ELECT KEITH O. Mgmt Split 98% For 1% Against 1% Abstain Split
RATTIE AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O4 AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S Mgmt Split 99% For 1% Against 1% Abstain Split
APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
O5 AN ORDINARY RESOLUTION TO RE-APPOINT KPMG AUDIT Mgmt Split 99% For 1% Against 1% Abstain Split
PLC AS OUR U.K. STATUTORY AUDITORS UNDER COMPANIES
ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY).
O6 AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT Mgmt Split 99% For 1% Against 1% Abstain Split
COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
S7 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt Split 97% For 1% Against 2% Abstain Split
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RATIFY
AND CONFIRM THE ENTRY IN THE U.K. STATUTORY
ACCOUNTS OF ENSCO PLC FOR THE YEAR ENDED 31
DECEMBER 2010 WHEREBY DISTRIBUTABLE PROFITS
HAVE BEEN APPROPRIATED TO THE PAYMENT OF HISTORIC
DIVIDENDS ON 18 JUNE 2010, 17 SEPTEMBER 2010
AND 17 DECEMBER 2010.
S8 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt Split 97% For 1% Against 2% Abstain Split
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE
ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE
AGAINST SHAREHOLDERS OF RECORD OR ADS HOLDERS
IN RESPECT OF THE HISTORIC DIVIDENDS AND TO
AUTHORIZE AN ASSOCIATED DEED OF RELEASE.
S9 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt Split 97% For 1% Against 2% Abstain Split
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE
ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE
AGAINST ITS DIRECTORS WITH RESPECT TO THE PAYMENT
OF THE HISTORIC DIVIDENDS AND TO ENTER INTO
AN ASSOCIATED DEED OF RELEASE.
10 A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Split 66% For 33% Against 1% Abstain Split
OF OUR NAMED EXECUTIVE OFFICERS.
11 A NON-BINDING ADVISORY VOTE TO CONDUCT THE NON-BINDING Mgmt Split 94% 1 Year 1% 2 Years 4%
ADVISORY SHAREHOLDER VOTES ON COMPENSATION 3 Years 1% Abstain Split
OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR,
TWO YEARS OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ALPHADEX Agenda Number: 933341365
--------------------------------------------------------------------------------------------------------------------------
Security: 33734X127
Meeting Type: Special
Meeting Date: 20-Jan-2011
Ticker: FXN
ISIN: US33734X1274
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 99% For Split
AGREEMENT BETWEEN THE TRUST, ON BEHALF OF THE
FUND, AND FIRST TRUST ADVISORS L.P.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ETF Agenda Number: 933341365
--------------------------------------------------------------------------------------------------------------------------
Security: 33733E203
Meeting Type: Special
Meeting Date: 20-Jan-2011
Ticker: FBT
ISIN: US33733E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 93% For 5% Against 2% Abstain Split
AGREEMENT BETWEEN THE TRUST, ON BEHALF OF THE
FUND, AND FIRST TRUST ADVISORS L.P.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216OIH
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt Split 98% For 1% Against 1% Abstain Split
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt Split 98% For 2% Against 1% Abstain Split
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt Split 98% For 2% Against 1% Abstain Split
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt Split 98% For 1% Against 1% Abstain Split
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt Split 95% For 4% Against 1% Abstain Split
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt Split 98% For 1% Against 1% Abstain Split
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt Split 98% For 1% Against 1% Abstain Split
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt Split 98% For 2% Against 1% Abstain Split
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt Split 95% For 4% Against 1% Abstain Split
1J ELECTION OF DIRECTOR: D.L. REED Mgmt Split 98% For 2% Against 1% Abstain Split
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt Split 99% For 1% Against 1% Abstain Split
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 76% For 23% Against 1% Abstain Split
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt Split 94% 1 Year 2% 2 Years 3%
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 3 Years 1% Abstain Split
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Split 35% For 63% Against 2% Abstain Split
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Split 44% For 54% Against 2% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 933451192
--------------------------------------------------------------------------------------------------------------------------
Security: G6359FOIH
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY G. PETRELLO Mgmt Split 51% For 49% Withheld Split
MYRON M. SHEINFELD Mgmt Split 51% For 49% Withheld Split
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt Split 99% For 1% Against 1% Abstain Split
INDEPENDENT AUDITOR AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO SET
THE AUDITOR'S REMUNERATION.
03 PROPOSAL TO APPROVE A NONBINDING ADVISORY VOTE Mgmt Split 41% For 58% Against 1% Abstain Split
REGARDING THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND, BY NONBINDING ADVISORY Mgmt Split 64% 3 Years 2% 2 Years 3 4%
VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY 1 Year 1% Abstain Split
VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ADOPT THE MAJORITY VOTE Shr Split 65% For 35% Against 1% Abstain Split
STANDARD FOR DIRECTOR ELECTIONS.
06 SHAREHOLDER PROPOSAL TO ADOPT THE REQUIREMENT Shr Split 65% For 34% Against 1% Abstain Split
THAT ALL DIRECTORS STAND FOR ELECTION ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933414853
--------------------------------------------------------------------------------------------------------------------------
Security: 637071OIH
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt Split 99% For 1% Against 1% Abstain Split
1B ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt Split 99% For 1% Against 1% Abstain Split
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt Split 99% For 1% Against 1% Abstain Split
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt Split 97% For 2% Against 1% Abstain Split
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 95% 1 Year 2% 2 Years 3%
OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER 3 Years 1% Abstain Split
COMPENSATION.
05 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Split 99% For 1% Against 1% Abstain Split
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Split 97% For 3% Against 1% Abstain Split
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 500,000,000 TO 1,000,000,000.
07 STOCKHOLDER PROPOSAL. Shr Split 24% For 73% Against 3% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES, INC. Agenda Number: 933382777
--------------------------------------------------------------------------------------------------------------------------
Security: 779382OIH
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R.G. CROYLE Mgmt Split 98% For 1% Against 1% Abstain Split
1B ELECTION OF DIRECTOR: LORD MOYNIHAN Mgmt Split 98% For 1% Against 1% Abstain Split
1C ELECTION OF DIRECTOR: W. MATT RALLS Mgmt Split 98% For 1% Against 1% Abstain Split
1D ELECTION OF DIRECTOR: JOHN J. QUICKE Mgmt Split 98% For 1% Against 1% Abstain Split
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Split 99% For 1% Abstain Split
LLP AS INDEPENDENT AUDITORS.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Split 73% For 25% Against 1% Abstain Split
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 95% 1 Year 1% 2 Years 2%
OF EXECUTIVE COMPENSATION VOTES. 3 Years 1% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
RYDEX SERIES TRUST Agenda Number: 933216194
--------------------------------------------------------------------------------------------------------------------------
Security: 78355W106
Meeting Type: Special
Meeting Date: 29-Jul-2010
Ticker: RSP
ISIN: US78355W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt Take No Action
BETWEEN THE FUND AND PADCO ADVISORS II, INC.
02 TO APPROVE A NEW FUNDAMENTAL INVESTMENT POLICY Mgmt Take No Action
ON BORROWING MONEY.
--------------------------------------------------------------------------------------------------------------------------
RYDEX SERIES TRUST Agenda Number: 933216194
--------------------------------------------------------------------------------------------------------------------------
Security: 78355W304
Meeting Type: Special
Meeting Date: 29-Jul-2010
Ticker: RPV
ISIN: US78355W3043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt Take No Action
BETWEEN THE FUND AND PADCO ADVISORS II, INC.
02 TO APPROVE A NEW FUNDAMENTAL INVESTMENT POLICY Mgmt Take No Action
ON BORROWING MONEY.
--------------------------------------------------------------------------------------------------------------------------
RYDEX SERIES TRUST Agenda Number: 933216194
--------------------------------------------------------------------------------------------------------------------------
Security: 78355W403
Meeting Type: Special
Meeting Date: 29-Jul-2010
Ticker: RPG
ISIN: US78355W4033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt Take No Action
BETWEEN THE FUND AND PADCO ADVISORS II, INC.
02 TO APPROVE A NEW FUNDAMENTAL INVESTMENT POLICY Mgmt Take No Action
ON BORROWING MONEY.
--------------------------------------------------------------------------------------------------------------------------
RYDEX SERIES TRUST Agenda Number: 933216194
--------------------------------------------------------------------------------------------------------------------------
Security: 78355W502
Meeting Type: Special
Meeting Date: 29-Jul-2010
Ticker: RFV
ISIN: US78355W5022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt Take No Action
BETWEEN THE FUND AND PADCO ADVISORS II, INC.
02 TO APPROVE A NEW FUNDAMENTAL INVESTMENT POLICY Mgmt Take No Action
ON BORROWING MONEY.
--------------------------------------------------------------------------------------------------------------------------
RYDEX SERIES TRUST Agenda Number: 933216194
--------------------------------------------------------------------------------------------------------------------------
Security: 78355W700
Meeting Type: Special
Meeting Date: 29-Jul-2010
Ticker: RZV
ISIN: US78355W7002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt Take No Action
BETWEEN THE FUND AND PADCO ADVISORS II, INC.
02 TO APPROVE A NEW FUNDAMENTAL INVESTMENT POLICY Mgmt Take No Action
ON BORROWING MONEY.
--------------------------------------------------------------------------------------------------------------------------
RYDEX SERIES TRUST Agenda Number: 933216194
--------------------------------------------------------------------------------------------------------------------------
Security: 78355W809
Meeting Type: Special
Meeting Date: 29-Jul-2010
Ticker: RZG
ISIN: US78355W8091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT ADVISORY AGREEMENT Mgmt Take No Action
BETWEEN THE FUND AND PADCO ADVISORS II, INC.
02 TO APPROVE A NEW FUNDAMENTAL INVESTMENT POLICY Mgmt Take No Action
ON BORROWING MONEY.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857OIH
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt Split 99% For 1% Abstain Split
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt Split 99% For 1% Abstain Split
1C ELECTION OF DIRECTOR: A. GOULD Mgmt Split 99% For 1% Abstain Split
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt Split 97% For 2% Against 1% Abstain Split
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt Split 99% For 1% Abstain Split
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt Split 99% For 1% Abstain Split
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt Split 99% For 1% Abstain Split
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt Split 99% For 1% Abstain Split
1I ELECTION OF DIRECTOR: E. MOLER Mgmt Split 99% For 1% Abstain Split
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt Split 99% For 1% Abstain Split
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt Split 99% For 1% Abstain Split
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt Split 99% For 1% Abstain Split
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt Split 99% For 1% Abstain Split
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt Split 99% For 1% Abstain Split
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Split 98% For 1% Against 1% Abstain Split
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 35% 3 Years 56% 2 Years
VOTES ON EXECUTIVE COMPENSATION. 9% 1 Year Split
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt Split 97% For 2% Against Split
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt Split 98% For 1% Against 1% Abstain Split
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt Split 99% For 1% Abstain Split
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt Split 99% For 1% Abstain Split
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SPDR ETF Agenda Number: 933184234
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A698
Meeting Type: Special
Meeting Date: 08-Sep-2010
Ticker: KRE
ISIN: US78464A6982
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK NESVET* Mgmt Split 96% For 4% Withheld Split
DAVID M. KELLY* Mgmt Split 96% For 4% Withheld Split
BONNY EUGENIA BOATMAN* Mgmt Split 96% For 4% Withheld Split
DWIGHT D. CHURCHILL* Mgmt Split 96% For 4% Withheld Split
CARL G. VERBONCOEUR* Mgmt Split 96% For 4% Withheld Split
JAMES E. ROSS** Mgmt Split 96% For 4% Withheld Split
03 TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE Mgmt Split 54% For 43% Against 3% Abstain Split
FOR ALL SPDR FUNDS.
4A UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 1% Against 3% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
REAL ESTATE.
4B UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 93% For 4% Against 3% Abstain Split
POLICIES REGARDING: ISSUING SENIOR SECURITIES
AND BORROWING MONEY.
4C UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 93% For 4% Against 3% Abstain Split
POLICIES REGARDING: MAKING LOANS.
4D UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 93% For 4% Against 3% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
COMMODITIES.
4E UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 1% Against 3% Abstain Split
POLICIES REGARDING: CONCENTRATING INVESTMENTS
IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
4F UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 95% For 1% Against 3% Abstain Split
POLICIES REGARDING: UNDERWRITING ACTIVITIES.
4G UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 95% For 1% Against 3% Abstain Split
POLICIES REGARDING: ELIMINATING OUTDATED FUNDAMENTAL
INVESTMENT POLICIES NOT REQUIRED BY LAW.
--------------------------------------------------------------------------------------------------------------------------
SPDR ETF Agenda Number: 933184234
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A714
Meeting Type: Special
Meeting Date: 08-Sep-2010
Ticker: XRT
ISIN: US78464A7147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK NESVET* Mgmt Split 98% For 2% Withheld Split
DAVID M. KELLY* Mgmt Split 98% For 2% Withheld Split
BONNY EUGENIA BOATMAN* Mgmt Split 98% For 2% Withheld Split
DWIGHT D. CHURCHILL* Mgmt Split 98% For 2% Withheld Split
CARL G. VERBONCOEUR* Mgmt Split 98% For 2% Withheld Split
JAMES E. ROSS** Mgmt Split 98% For 2% Withheld Split
03 TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE Mgmt Split 64% For 34% Against 1% Abstain Split
FOR ALL SPDR FUNDS.
4A UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 98% For 1% Against 1% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
REAL ESTATE.
4B UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 98% For 1% Against 1% Abstain Split
POLICIES REGARDING: ISSUING SENIOR SECURITIES
AND BORROWING MONEY.
4C UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 98% For 1% Against 1% Abstain Split
POLICIES REGARDING: MAKING LOANS.
4D UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 98% For 1% Against 1% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
COMMODITIES.
4E UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 98% For 1% Against 1% Abstain Split
POLICIES REGARDING: CONCENTRATING INVESTMENTS
IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
4F UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 98% For 1% Against 1% Abstain Split
POLICIES REGARDING: UNDERWRITING ACTIVITIES.
4G UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 98% For 1% Against 1% Abstain Split
POLICIES REGARDING: ELIMINATING OUTDATED FUNDAMENTAL
INVESTMENT POLICIES NOT REQUIRED BY LAW.
--------------------------------------------------------------------------------------------------------------------------
SPDR ETF Agenda Number: 933184234
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A748
Meeting Type: Special
Meeting Date: 08-Sep-2010
Ticker: XES
ISIN: US78464A7485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK NESVET* Mgmt Split 91% For 9% Withheld Split
DAVID M. KELLY* Mgmt Split 91% For 9% Withheld Split
BONNY EUGENIA BOATMAN* Mgmt Split 91% For 9% Withheld Split
DWIGHT D. CHURCHILL* Mgmt Split 91% For 9% Withheld Split
CARL G. VERBONCOEUR* Mgmt Split 91% For 9% Withheld Split
JAMES E. ROSS** Mgmt Split 91% For 9% Withheld Split
03 TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE Mgmt Split 53% For 39% Against 8% Abstain Split
FOR ALL SPDR FUNDS.
4A UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 91% For 2% Against 8% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
REAL ESTATE.
4B UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 90% For 2% Against 8% Abstain Split
POLICIES REGARDING: ISSUING SENIOR SECURITIES
AND BORROWING MONEY.
4C UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 90% For 2% Against 8% Abstain Split
POLICIES REGARDING: MAKING LOANS.
4D UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 91% For 2% Against 8% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
COMMODITIES.
4E UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 91% For 2% Against 8% Abstain Split
POLICIES REGARDING: CONCENTRATING INVESTMENTS
IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
4F UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 90% For 2% Against 8% Abstain Split
POLICIES REGARDING: UNDERWRITING ACTIVITIES.
4G UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 91% For 2% Against 8% Abstain Split
POLICIES REGARDING: ELIMINATING OUTDATED FUNDAMENTAL
INVESTMENT POLICIES NOT REQUIRED BY LAW.
--------------------------------------------------------------------------------------------------------------------------
SPDR ETF Agenda Number: 933184234
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A755
Meeting Type: Special
Meeting Date: 08-Sep-2010
Ticker: XME
ISIN: US78464A7550
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK NESVET* Mgmt Split 98% For 2% Withheld Split
DAVID M. KELLY* Mgmt Split 98% For 2% Withheld Split
BONNY EUGENIA BOATMAN* Mgmt Split 98% For 2% Withheld Split
DWIGHT D. CHURCHILL* Mgmt Split 98% For 2% Withheld Split
CARL G. VERBONCOEUR* Mgmt Split 98% For 2% Withheld Split
JAMES E. ROSS** Mgmt Split 98% For 2% Withheld Split
03 TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE Mgmt Split 67% For 31% Against 1% Abstain Split
FOR ALL SPDR FUNDS.
4A UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 2% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
REAL ESTATE.
4B UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 2% Abstain Split
POLICIES REGARDING: ISSUING SENIOR SECURITIES
AND BORROWING MONEY.
4C UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 1% Abstain Split
POLICIES REGARDING: MAKING LOANS.
4D UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 2% Against 1% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
COMMODITIES.
4E UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 2% Against 1% Abstain Split
POLICIES REGARDING: CONCENTRATING INVESTMENTS
IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
4F UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 2% Abstain Split
POLICIES REGARDING: UNDERWRITING ACTIVITIES.
4G UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 97% For 2% Against 1% Abstain Split
POLICIES REGARDING: ELIMINATING OUTDATED FUNDAMENTAL
INVESTMENT POLICIES NOT REQUIRED BY LAW.
--------------------------------------------------------------------------------------------------------------------------
SPDR ETF Agenda Number: 933184234
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A862
Meeting Type: Special
Meeting Date: 08-Sep-2010
Ticker: XSD
ISIN: US78464A8624
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK NESVET* Mgmt Split 95% For 5% Withheld Split
DAVID M. KELLY* Mgmt Split 95% For 5% Withheld Split
BONNY EUGENIA BOATMAN* Mgmt Split 95% For 5% Withheld Split
DWIGHT D. CHURCHILL* Mgmt Split 95% For 5% Withheld Split
CARL G. VERBONCOEUR* Mgmt Split 95% For 5% Withheld Split
JAMES E. ROSS** Mgmt Split 95% For 5% Withheld Split
03 TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE Mgmt Split 52% For 44% Against 4% Abstain Split
FOR ALL SPDR FUNDS.
4A UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 2% Against 4% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
REAL ESTATE.
4B UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 2% Against 4% Abstain Split
POLICIES REGARDING: ISSUING SENIOR SECURITIES
AND BORROWING MONEY.
4C UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 2% Against 4% Abstain Split
POLICIES REGARDING: MAKING LOANS.
4D UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 2% Against 4% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
COMMODITIES.
4E UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 2% Against 4% Abstain Split
POLICIES REGARDING: CONCENTRATING INVESTMENTS
IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
4F UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 2% Against 4% Abstain Split
POLICIES REGARDING: UNDERWRITING ACTIVITIES.
4G UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 2% Against 4% Abstain Split
POLICIES REGARDING: ELIMINATING OUTDATED FUNDAMENTAL
INVESTMENT POLICIES NOT REQUIRED BY LAW.
--------------------------------------------------------------------------------------------------------------------------
SPDR ETF Agenda Number: 933184234
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A888
Meeting Type: Special
Meeting Date: 08-Sep-2010
Ticker: XHB
ISIN: US78464A8889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK NESVET* Mgmt Split 97% For 3% Withheld Split
DAVID M. KELLY* Mgmt Split 97% For 3% Withheld Split
BONNY EUGENIA BOATMAN* Mgmt Split 97% For 3% Withheld Split
DWIGHT D. CHURCHILL* Mgmt Split 97% For 3% Withheld Split
CARL G. VERBONCOEUR* Mgmt Split 97% For 3% Withheld Split
JAMES E. ROSS** Mgmt Split 97% For 3% Withheld Split
03 TO APPROVE A "MANAGER OF MANAGERS" STRUCTURE Mgmt Split 71% For 28% Against 2% Abstain Split
FOR ALL SPDR FUNDS.
4A UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 2% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
REAL ESTATE.
4B UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 4% Against 2% Abstain Split
POLICIES REGARDING: ISSUING SENIOR SECURITIES
AND BORROWING MONEY.
4C UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 4% Against 2% Abstain Split
POLICIES REGARDING: MAKING LOANS.
4D UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 94% For 4% Against 2% Abstain Split
POLICIES REGARDING: PURCHASING AND SELLING
COMMODITIES.
4E UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 2% Abstain Split
POLICIES REGARDING: CONCENTRATING INVESTMENTS
IN A PARTICULAR INDUSTRY OR GROUP OF INDUSTRIES.
4F UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 2% Abstain Split
POLICIES REGARDING: UNDERWRITING ACTIVITIES.
4G UPDATE AND STANDARDIZE THE SPDR FUNDS FUNDAMENTAL Mgmt Split 96% For 2% Against 2% Abstain Split
POLICIES REGARDING: ELIMINATING OUTDATED FUNDAMENTAL
INVESTMENT POLICIES NOT REQUIRED BY LAW.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933405373
--------------------------------------------------------------------------------------------------------------------------
Security: H8817HOIH
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2010 ANNUAL REPORT, INCLUDING Mgmt Split 98% For 1% Against 1% Abstain Split
THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2010.
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Split 55% For 43% Against 2% Abstain Split
AND EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2010.
03 APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL Mgmt Split 97% For 2% Against 2% Abstain Split
YEAR 2010.
04 PROPOSED REALLOCATION OF FREE RESERVE TO LEGAL Mgmt Split 97% For 2% Against 2% Abstain Split
RESERVE, RESERVE FROM CAPITAL CONTRIBUTIONS.
05 RESCISSION OF THE DISTRIBUTION TO SHAREHOLDERS Mgmt Split 96% For 3% Against 2% Abstain Split
IN THE FORM OF A PAR VALUE REDUCTION AS APPROVED
AT THE 2010 ANNUAL GENERAL MEETING.
06 RELEASE AND ALLOCATION OF LEGAL RESERVE, RESERVE Mgmt Split 97% For 2% Against 2% Abstain Split
FROM CAPITAL CONTRIBUTIONS, TO DIVIDEND RESERVE
FROM CAPITAL CONTRIBUTIONS; DIVIDEND DISTRIBUTION
OUT OF THE DIVIDEND RESERVE FROM CAPITAL CONTRIBUTIONS.
IF PROPOSAL 3 AND PROPOSAL 5 ARE NOT APPROVED
AS PROPOSED BY THE BOARD OF DIRECTORS, THERE
WILL BE NO VOTE ON THIS PROPOSAL 6.
07 NEW AUTHORIZED SHARE CAPITAL. Mgmt Split 96% For 3% Against 2% Abstain Split
08 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS OF Mgmt Split 98% For 1% Against 1% Abstain Split
THE BOARD OF DIRECTORS TO 12.
9A ELECTION OF CLASS III DIRECTOR: JAGJEET S. BINDRA Mgmt Split 97% For 2% Against 2% Abstain Split
9B ELECTION OF CLASS III DIRECTOR: STEVE LUCAS Mgmt Split 97% For 2% Against 2% Abstain Split
9C ELECTION OF CLASS I DIRECTOR: TAN EK KIA Mgmt Split 97% For 2% Against 2% Abstain Split
9D REELECTION OF CLASS III DIRECTOR: MARTIN B. Mgmt Split 96% For 2% Against 2% Abstain Split
MCNAMARA
9E REELECTION OF CLASS III DIRECTOR: IAN C. STRACHAN Mgmt Split 97% For 2% Against 2% Abstain Split
10 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt Split 99% For 1% Against 1% Abstain Split
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011 AND REELECTION OF ERNST
& YOUNG LTD., ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE-YEAR TERM.
11 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 64% For 34% Against 2% Abstain Split
12 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt Split 94% 1 Year 2% 2 Years 3%
COMPENSATION VOTE. 3 Years 2% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 933429359
--------------------------------------------------------------------------------------------------------------------------
Security: H27013OIH
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED Mgmt Split 99% For 1% Against 1% Abstain Split
FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL
LTD. FOR THE YEAR ENDED DECEMBER 31, 2010 AND
THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD
INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE Mgmt Split 79% For 20% Against 1% Abstain Split
OFFICERS FROM LIABILITY FOR ACTIONS OR OMISSIONS
DURING THE YEAR ENDED DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Mgmt Split 99% For 1% Against 1% Abstain Split
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Mgmt Split 97% For 2% Against 1% Abstain Split
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Mgmt Split 98% For 1% Against 1% Abstain Split
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Mgmt Split 96% For 4% Against 1% Abstain Split
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt Split 97% For 2% Against 1% Abstain Split
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Mgmt Split 99% For 1% Against 1% Abstain Split
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Mgmt Split 95% For 5% Against 1% Abstain Split
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Mgmt Split 99% For 1% Against 1% Abstain Split
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Mgmt Split 99% For 1% Against 1% Abstain Split
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt Split 96% For 4% Against 1% Abstain Split
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt Split 97% For 3% Against 1% Abstain Split
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION
OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Mgmt Split 51% For 48% Against 1% Abstain Split
EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt Split 95% 1 Year 2% 2 Years 3%
VOTES ON EXECUTIVE COMPENSATION. 3 Years 1% Abstain Split
ASTON/River Road Dividend All Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933390407
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For
1F ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1J ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 933447612
--------------------------------------------------------------------------------------------------------------------------
Security: 02553E106
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: AEO
ISIN: US02553E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL G. JESSELSON Mgmt For For
1B ELECTION OF DIRECTOR: ROGER S. MARKFIELD Mgmt For For
1C ELECTION OF DIRECTOR: JAY L. SCHOTTENSTEIN Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 28, 2012.
03 HOLD AN ADVISORY VOTE ON THE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS.
04 HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
APOLLO INVESTMENT CORPORATION Agenda Number: 933304305
--------------------------------------------------------------------------------------------------------------------------
Security: 03761U106
Meeting Type: Annual
Meeting Date: 03-Aug-2010
Ticker: AINV
ISIN: US03761U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELLIOT STEIN, JR Mgmt For For
BRADLEY J. WECHSLER Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS APOLLO INVESTMENT CORPORATION'S (THE
"COMPANY") INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
03 TO APPROVE A PROPOSAL TO AUTHORIZE FLEXIBILITY Mgmt For For
FOR THE COMPANY, WITH APPROVAL OF ITS BOARD
OF DIRECTORS, TO SELL SHARES OF ITS COMMON
STOCK (DURING THE NEXT 12 MONTHS) AT PRICES
BELOW THE COMPANY'S THEN CURRENT NET ASSET
VALUE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 933391702
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS Mgmt For For
OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED
31 DECEMBER 2010
02 TO CONFIRM DIVIDENDS Mgmt For For
03 TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR Mgmt For For
04 TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION Mgmt For For
OF THE AUDITOR
5A TO ELECT OR RE-ELECT THE DIRECTOR: LOUIS SCHWEITZER Mgmt Against Against
5B TO ELECT OR RE-ELECT THE DIRECTOR: DAVID BRENNAN Mgmt For For
5C TO ELECT OR RE-ELECT THE DIRECTOR: SIMON LOWTH Mgmt For For
5D TO ELECT OR RE-ELECT THE DIRECTOR: BRUCE BURLINGTON Mgmt For For
5E TO ELECT OR RE-ELECT THE DIRECTOR: JEAN-PHILIPPE Mgmt For For
COURTOIS
5F TO ELECT OR RE-ELECT THE DIRECTOR: MICHELE HOOPER Mgmt For For
5G TO ELECT OR RE-ELECT THE DIRECTOR: RUDY MARKHAM Mgmt Against Against
5H TO ELECT OR RE-ELECT THE DIRECTOR: NANCY ROTHWELL Mgmt For For
5I TO ELECT OR RE-ELECT THE DIRECTOR: SHRITI VADERA Mgmt For For
5J TO ELECT OR RE-ELECT THE DIRECTOR: JOHN VARLEY Mgmt For For
5K TO ELECT OR RE-ELECT THE DIRECTOR: MARCUS WALLENBERG Mgmt Against Against
06 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2010
07 TO AUTHORISE LIMITED EU POLITICAL DONATIONS Mgmt For For
08 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
09 TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
10 TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN Mgmt For For
SHARES
11 TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. Agenda Number: 933449868
--------------------------------------------------------------------------------------------------------------------------
Security: 049079205
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: ATNI
ISIN: US0490792050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE-NETWORK, Mgmt For For
INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 DIRECTOR
MARTIN L. BUDD Mgmt For For
THOMAS V. CUNNINGHAM Mgmt For For
MICHAEL T. FLYNN Mgmt For For
CORNELIUS B. PRIOR, JR. Mgmt For For
MICHAEL T. PRIOR Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
BRIAN A. SCHUCHMAN Mgmt Withheld Against
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933332378
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
LEON G. COOPERMAN Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
SHARON T. ROWLANDS Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, Mgmt For For
INC. EMPLOYEES' SAVINGS STOCK PURCHASE PLAN
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVISTA CORP. Agenda Number: 933393629
--------------------------------------------------------------------------------------------------------------------------
Security: 05379B107
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: AVA
ISIN: US05379B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 AMENDMENT OF THE COMPANY'S RESTATED ARTICLES Mgmt For For
OF INCORPORATION AND BYLAWS TO PROVIDE FOR
THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 IF PRESENTED, CONSIDERATION OF A SHAREHOLDER Shr For Against
PROPOSAL TO REQUEST THE BOARD TO TAKE THE STEPS
NECESSARY SO THAT EACH SHAREHOLDER VOTING REQUIREMENT
IN THE ARTICLES OF INCORPORATION AND BYLAWS
THAT CALLS FOR A GREATER THAN A SIMPLE MAJORITY
VOTE BE CHANGED TO A MAJORITY OF VOTES CAST
FOR OR AGAINST THE PROPOSAL IN COMPLIANCE WITH
APPLICABLE LAWS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION Agenda Number: 933379554
--------------------------------------------------------------------------------------------------------------------------
Security: 062540109
Meeting Type: Annual
Meeting Date: 22-Apr-2011
Ticker: BOH
ISIN: US0625401098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. HAUNANI APOLIONA Mgmt For For
MARY G.F. BITTERMAN Mgmt For For
MARK A. BURAK Mgmt For For
MICHAEL J. CHUN Mgmt For For
CLINTON R. CHURCHILL Mgmt For For
DAVID A. HEENAN Mgmt For For
PETER S. HO Mgmt For For
ROBERT HURET Mgmt For For
KENT T. LUCIEN Mgmt Withheld Against
MARTIN A. STEIN Mgmt For For
DONALD M. TAKAKI Mgmt Withheld Against
BARBARA J. TANABE Mgmt For For
ROBERT W. WO Mgmt For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AMENDMENT OF THE BANK OF HAWAII Mgmt For For
CORPORATION 2004 STOCK AND INCENTIVE COMPENSATION
PLAN.
05 RATIFICATION OF SELECTION OF AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (ERNST &
YOUNG).
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933360531
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BASIL L. ANDERSON Mgmt For For
HENRY P. BECTON, JR. Mgmt For For
EDWARD F. DEGRAAN Mgmt For For
C.M. FRASER-LIGGETT Mgmt For For
CHRISTOPHER JONES Mgmt For For
MARSHALL O. LARSEN Mgmt For For
EDWARD J. LUDWIG Mgmt For For
ADEL A.F. MAHMOUD Mgmt For For
GARY A. MECKLENBURG Mgmt For For
CATHY E. MINEHAN Mgmt Withheld Against
JAMES F. ORR Mgmt For For
WILLARD J. OVERLOCK, JR Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ALFRED SOMMER Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year
COMPENSATION ADVISORY VOTES.
05 SPECIAL SHAREHOLDER MEETINGS. Shr For Against
06 CUMULATIVE VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BOB EVANS FARMS, INC. Agenda Number: 933314421
--------------------------------------------------------------------------------------------------------------------------
Security: 096761101
Meeting Type: Annual
Meeting Date: 13-Sep-2010
Ticker: BOBE
ISIN: US0967611015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. GASSER Mgmt For For
1B ELECTION OF DIRECTOR: E. GORDON GEE Mgmt For For
1C ELECTION OF DIRECTOR: E.W. (BILL) INGRAM Mgmt For For
1D ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
02 PROPOSAL TO AMEND OUR BYLAWS TO PROVIDE THAT Mgmt For For
ALL DIRECTORS WILL BE ELECTED ANNUALLY.
03 PROPOSAL TO REDUCE THE STOCKHOLDER APPROVAL Mgmt For For
THRESHOLD TO AMEND SECTION 3.01 OF OUR BYLAWS
FROM 80 PERCENT OF OUR OUTSTANDING COMMON SHARES
TO A SIMPLE MAJORITY.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
05 PROPOSAL TO APPROVE THE 2010 EQUITY AND CASH Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BREITBURN ENERGY PARTNERS L.P. Agenda Number: 933303860
--------------------------------------------------------------------------------------------------------------------------
Security: 106776107
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: BBEP
ISIN: US1067761072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. BUTLER, JR.* Mgmt For For
GREGORY J. MORONEY* Mgmt For For
WALKER C. FRIEDMAN** Mgmt For For
CHARLES S. WEISS** Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2010.
--------------------------------------------------------------------------------------------------------------------------
BREITBURN ENERGY PARTNERS L.P. Agenda Number: 933453932
--------------------------------------------------------------------------------------------------------------------------
Security: 106776107
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: BBEP
ISIN: US1067761072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. KILPATRICK Mgmt For For
W. YANDELL ROGERS, III Mgmt For For
02 APPROVAL OF THE ADVISORY (NON-BINDING) PROPOSAL Mgmt Against Against
REGARDING THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF BREITBURN GP, LLC.
03 APPROVAL OF THE ADVISORY (NON-BINDING) PROPOSAL Mgmt 1 Year Against
REGARDING THE FREQUENCY OF THE ADVISORY VOTE
ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
OF BREITBURN GP, LLC.
04 APPROVAL OF THE FIRST AMENDMENT TO THE LONG-TERM Mgmt Against Against
INCENTIVE PLAN.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt Against Against
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shr Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr For Against
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 933385292
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 30-Apr-2011
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH C. LICHTENDAHL Mgmt For For
W. RODNEY MCMULLEN Mgmt For For
THOMAS R. SCHIFF Mgmt For For
JOHN F. STEELE, JR. Mgmt For For
02 RATIFYING THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 VOTING ON A NONBINDING PROPOSAL TO APPROVE THE Mgmt For For
COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 VOTING ON A NONBINDING PROPOSAL TO ESTABLISH Mgmt 1 Year For
THE FREQUENCY OF FUTURE NONBINDING VOTES ON
EXECUTIVE COMPENSATION.
05 RE-APPROVING THE PERFORMANCE OBJECTIVES CONTAINED Mgmt For For
IN THE CINCINNATI FINANCIAL CORPORATION STOCK
PLAN OF 2006.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933323874
--------------------------------------------------------------------------------------------------------------------------
Security: 191219104
Meeting Type: Special
Meeting Date: 01-Oct-2010
Ticker: CCE
ISIN: US1912191046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE BUSINESS SEPARATION Mgmt For For
AND MERGER AGREEMENT, DATED AS OF FEBRUARY
25, 2010 AS IT MAY BE AMENDED FROM TIME TO
TIME BY AND AMONG COCA-COLA ENTERPRISES INC.,
INTERNATIONAL CCE INC., THE COCA-COLA COMPANY
AND COBALT SUBSIDIARY LLC.
02 A PROPOSAL TO ADJOURN THE MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 933383983
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. CAPPS Mgmt For For
W. THOMAS GRANT, II Mgmt For For
JAMES B. HEBENSTREIT Mgmt For For
DAVID W. KEMPER Mgmt For For
02 RATIFY KPMG LLP AS AUDIT AND ACCOUNTING FIRM. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPASS DIVERSIFIED HOLDINGS Agenda Number: 933407947
--------------------------------------------------------------------------------------------------------------------------
Security: 20451Q104
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CODI
ISIN: US20451Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES J. BOTTIGLIERI Mgmt Withheld Against
GORDON M. BURNS Mgmt For For
02 TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Mgmt For For
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933398732
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
07 POLITICAL CONTRIBUTIONS. Shr Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
09 ACCIDENT RISK MITIGATION. Shr Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
13 CANADIAN OIL SANDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC Agenda Number: 933338849
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106
Meeting Type: Annual
Meeting Date: 01-Dec-2010
Ticker: CBRL
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT V. DALE Mgmt For For
RICHARD J. DOBKIN Mgmt For For
ROBERT C. HILTON Mgmt For For
CHARLES E. JONES, JR. Mgmt For For
B.F. "JACK" LOWERY Mgmt For For
MARTHA M. MITCHELL Mgmt For For
ANDREA M. WEISS Mgmt For For
JIMMIE D. WHITE Mgmt For For
MICHAEL A. WOODHOUSE Mgmt For For
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE THE CRACKER BARREL 2010 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 933391017
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. DENNY ALEXANDER Mgmt Withheld Against
CARLOS ALVAREZ Mgmt For For
ROYCE S. CALDWELL Mgmt For For
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
IDA CLEMENT STEEN Mgmt For For
HORACE WILKINS JR. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST
BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN
JANUARY 1, 2011.
03 PROPOSAL TO ADOPT THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION APPROVING EXECUTIVE COMPENSATION.
04 ADVISORY (NON-BINDING) ELECTION OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933313152
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 14-Sep-2010
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEONARD L. BERRY Mgmt For For
ODIE C. DONALD Mgmt For For
CHRISTOPHER J. FRALEIGH Mgmt For For
VICTORIA D. HARKER Mgmt For For
DAVID H. HUGHES Mgmt For For
CHARLES A. LEDSINGER JR Mgmt For For
WILLIAM M. LEWIS, JR. Mgmt For For
SENATOR CONNIE MACK III Mgmt For For
ANDREW H. MADSEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
MARIA A. SASTRE Mgmt For For
02 TO APPROVE THE AMENDED DARDEN RESTAURANTS, INC. Mgmt For For
2002 STOCK INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933329321
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 14-Oct-2010
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REPORT AND ACCOUNTS 2010. Mgmt For For
02 DIRECTORS' REMUNERATION REPORT 2010. Mgmt Against Against
03 DECLARATION OF FINAL DIVIDEND. Mgmt For For
04 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION COMMITTEE)
05 RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
06 RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
07 RE-ELECTION OF LORD HOLLICK AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION (CHAIRMAN OF THE
COMMITTEE) COMMITTEE)
08 RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (CHAIRMAN Mgmt For For
OF THE NOMINATION COMMITTEE)
09 RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT Mgmt For For
(CHAIRMAN OF THE COMMITTEE), NOMINATION & REMUNERATION
COMMITTEE)
10 RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
11 RE-ELECTION OF PA WALKER AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
12 RE-ELECTION OF PS WALSH AS A DIRECTOR. (CHAIRMAN Mgmt For For
OF THE EXECUTIVE COMMITTEE)
13 ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, Mgmt For For
NOMINATION & REMUNERATION COMMITTEE)
14 ELECTION OF DA MAHLAN AS A DIRECTOR. (EXECUTIVE Mgmt For For
COMMITTEE)
15 RE-APPOINTMENT OF AUDITOR. Mgmt For For
16 REMUNERATION OF AUDITOR. Mgmt For For
17 AUTHORITY TO ALLOT SHARES. Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19 AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Mgmt For For
TO INCUR POLITICAL EXPENDITURE IN THE EU.
21 AMENDMENT OF THE DIAGEO PLC 2001 SHARE INCENTIVE Mgmt For For
PLAN.
22 ADOPTION OF THE DIAGEO PLC 2010 SHARESAVE PLAN. Mgmt For For
23 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. Mgmt For For
24 REDUCED NOTICE OF A GENERAL MEETING OTHER THAN Mgmt Against Against
AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933388539
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: DUK
ISIN: US26441C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
ANN MAYNARD GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt For For
PHILIP R. SHARP Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Mgmt For For
ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT
FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
05 SHAREHOLDER PROPOSAL RELATING TO PREPARATION Shr Against For
OF A REPORT ON DUKE ENERGY CORPORATION'S GLOBAL
WARMING-RELATED LOBBYING ACTIVITIES
06 SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE Shr Against For
OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED
RELIANCE ON COAL
07 SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
FIRST NIAGARA FINANCIAL GROUP, INC. Agenda Number: 933389163
--------------------------------------------------------------------------------------------------------------------------
Security: 33582V108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: FNFG
ISIN: US33582V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. BAKER Mgmt For For
G. THOMAS BOWERS Mgmt For For
WILLIAM H. (TONY) JONES Mgmt For For
PETER B. ROBINSON Mgmt For For
02 THE AMENDMENT OF OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT THE PHASED IN DECLASSIFYING OF
OUR BOARD OF DIRECTORS
03 THE AMENDMENT TO OUR CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE THE "FAIR PRICE" PROVISION BY
DELETING THE CURRENT TEXT OF ARTICLE EIGHTH
04 AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES
AS DESCRIBED IN THIS PROXY STATEMENT
05 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE VOTES ON EXECUTIVE COMPENSATION
06 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933387854
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt For For
1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1H ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1I ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
02 SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Against For
RIGHTS POLICY.
06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shr Against For
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933315966
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 27-Sep-2010
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Mgmt For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Mgmt For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
02 APPROVE EXECUTIVE INCENTIVE PLAN. Mgmt For For
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Mgmt For For
MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933377156
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
JEAN DOUVILLE Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. "JACK" GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, MD Mgmt For For
J. HICKS LANIER Mgmt For For
R.C. LOUDERMILK JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt Withheld Against
GARY W. ROLLINS Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS
UNDER THE GENUINE PARTS COMPANY 2006 LONG-TERM
INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Agenda Number: 933418596
--------------------------------------------------------------------------------------------------------------------------
Security: 40051E202
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: ASR
ISIN: US40051E2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A PRESENTATION, AND IF APPLICABLE, APPROVAL OF Mgmt For For
THE ANNUAL REPORT ON THE ACTIVITIES CARRIED
OUT BY THE AUDIT COMMITTEE OF THE COMPANY IN
ACCORDANCE WITH ARTICLE 43 OF THE SECURITIES
MARKET LAW AND REPORT ON THE COMPANY'S SUBSIDIARIES.
RESOLUTIONS THEREON.
1B PRESENTATION, AND IF APPLICABLE, APPROVAL OF Mgmt For For
THE REPORT ON COMPLIANCE WITH THE TAX OBLIGATIONS
OF THE COMPANY FOR THE FISCAL YEAR ENDED DECEMBER
31, 2009, IN ACCORDANCE WITH ARTICLE 86, SECTION
XX OF THE INCOME TAX LAW ("LEY DEL IMPUESTO
SOBRE LA RENTA"). RESOLUTIONS THEREON.
2A PROPOSAL TO INCREASE THE LEGAL RESERVE OF THE Mgmt For For
COMPANY BY PS. 63,757,139.
2B PROPOSAL, AND IF APPLICABLE, APPROVAL OF THE Mgmt For For
AMOUNT OF PS. 744,738,198 AS THE MAXIMUM AMOUNT
THAT MAY BE USED BY THE COMPANY TO REPURCHASE
ITS SHARES IN 2011 PURSUANT TO ARTICLE 56 OF
THE SECURITIES MARKET LAW; PROPOSAL AND, IF
APPLICABLE, APPROVAL OF THE PROVISIONS AND
POLICIES REGARDING THE REPURCHASE OF COMPANY
SHARES. RESOLUTIONS THEREON.
2C PROPOSAL BY THE BOARD OF DIRECTORS TO PAY AN Mgmt For For
ORDINARY NET DIVIDEND IN CASH FROM ACCUMULATED
RETAINED EARNINGS IN THE AMOUNT OF PS. 3.00
(THREE MEXICAN PESOS, MEXICAN LEGAL TENDER)
FOR EACH OF THE ORDINARY "B" AND "BB" SERIES
SHARES. RESOLUTIONS THEREON.
3A APPOINTMENT OR RATIFICATION OF THE FOLLOWING Mgmt For For
PERSONS TO THE BOARD OF DIRECTORS OF THE COMPANY,
ONCE QUALIFIED AS INDEPENDENT: FERNANDO CHICO
PARDO (PRESIDENT), ALTERNATE: FEDERICO CHAVEZ
PEON MIJARES, LUIS CHICO PARDO, ALTERNATE:
GABRIEL MIZRAHI ZONANA, RASMUS CHRISTIANSEN,
FRANCISCO GARZA ZAMBRANO, RICARDO GUAJARDO
TOUCHE, ROBERTO SERVITJE SENDRA, GUILLERMO
ORTIZ MARTINEZ.
3B APPOINTMENT OR RATIFICATION OF THE PRESIDENT Mgmt For For
OF THE AUDIT COMMITTEE: RICARDO GUAJARDO TOUCHE.
3C APPOINTMENT OR RATIFICATION OF THE PERSONS WHO Mgmt For For
WILL SERVE ON THE COMMITTEES OF THE COMPANY:
NOMINATIONS AND COMPENSATION COMMITTEE: FERNANDO
CHICO PARDO, RASMUS CHRISTIANSEN, ROBERTO SERVITJE
SENDRA; ACQUISITIONS & CONTRACTS COMMITTEE:
FERNANDO CHICO PARDO, RASMUS CHRISTIANSEN,
RICARDO GUAJARDO TOUCHE; OPERATIONS COMMITTEE:
FERNANDO CHICO PARDO, RASMUS CHRISTIANSEN,
RICARDO GUAJARDO TOUCHE, LUIS CHICO PARDO;
AUDIT COMMITTEE: RICARDO GUAJARDO TOUCHE, FRANCISCO
GARZA ZAMBRANO, GUILLERMO ORTIZ MARTINEZ
3D PROPOSAL TO MAINTAIN THE REMUNERATION FOR THE Mgmt For For
BOARD OF DIRECTORS AND COMMITTEES OF THE COMPANY
AT CURRENT LEVELS, WHICH ARE: BOARD OF DIRECTORS:
USD 4,000.00*, OPERATIONS COMMITTEE: USD 4,000.00*,
NOMINATIONS & COMPENSATION COMMITTEE: USD 4,000.00*,
ACQUISITIONS & CONTRACTS COMMITTEE: USD 1,500.00*,
AUDIT COMMITTEE: USD 6,000.00*, *(IN EACH CASE
NET OF TAXES).
04 APPOINTMENT OF DELEGATES IN ORDER TO ENACT THE Mgmt For For
RESOLUTIONS ADOPTED AT THE ORDINARY ANNUAL
MEETING AND, IF APPLICABLE, TO FORMALIZE SUCH
RESOLUTIONS. RESOLUTIONS THEREON: CLAUDIO R.
GONGORA MORALES, RAFAEL ROBLES MIAJA, ANA MARIA
POBLANNO CHANONA
--------------------------------------------------------------------------------------------------------------------------
HILLENBRAND, INC. Agenda Number: 933363309
--------------------------------------------------------------------------------------------------------------------------
Security: 431571108
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: HI
ISIN: US4315711089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH A. CAMP* Mgmt For For
EDWARD B. CLOUES, II** Mgmt For For
W AUGUST HILLENBRAND* Mgmt For For
THOMAS H. JOHNSON* Mgmt For For
NEIL S. NOVICH* Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF VOTING BY THE SHAREHOLDERS
ON COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
05 AUTHORITY, TO THE PROXIES IN THEIR DISCRETION, Mgmt Against Against
TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING AND ANY POSTPONEMENT
OR ADJOURNMENT OF THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933403812
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt Against Against
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt Against Against
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Mgmt For For
PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933449755
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLARKE H. BAILEY Mgmt Withheld Against
KENT P. DAUTEN Mgmt Withheld Against
PAUL F. DENINGER Mgmt Withheld Against
PER-KRISTIAN HALVORSEN Mgmt Withheld Against
MICHAEL W. LAMACH Mgmt Withheld Against
ARTHUR D. LITTLE Mgmt Withheld Against
ALLAN Z. LOREN Mgmt For For
C. RICHARD REESE Mgmt Withheld Against
VINCENT J. RYAN Mgmt Withheld Against
LAURIE A. TUCKER Mgmt Withheld Against
ALFRED J. VERRECCHIA Mgmt Withheld Against
02 THE APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
03 THE APPROVAL ON A NON-BINDING, ADVISORY BASIS Mgmt 1 Year For
OF THE FREQUENCY (EVERY ONE, TWO OR THREE YEARS)
OF FUTURE NON-BINDING, ADVISORY VOTES OF STOCKHOLDERS
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 THE RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt Against Against
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt Against Against
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt Against Against
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933377550
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1H ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1J ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1K ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
1L ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVAL OF THE 2011 OUTSIDE DIRECTORS' COMPENSATION Mgmt For For
PLAN
04 APPROVAL OF THE 2011 EQUITY PARTICIPATION PLAN Mgmt For For
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933383147
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt Against Against
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Mgmt Against Against
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt Against Against
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt Against Against
1J ELECTION OF DIRECTOR: ANNE STEVENS Mgmt Against Against
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN Mgmt For For
CORPORATION 2011 INCENTIVE PERFORMANCE AWARD
PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED Mgmt Against Against
EXECUTIVE OFFICERS
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
VOTES ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT Shr For Against
BY WRITTEN CONSENT IN LIEU OF A MEETING
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION Agenda Number: 933392831
--------------------------------------------------------------------------------------------------------------------------
Security: 589400100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: MCY
ISIN: US5894001008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE JOSEPH Mgmt For For
MARTHA E. MARCON Mgmt For For
DONALD R. SPUEHLER Mgmt For For
RICHARD E. GRAYSON Mgmt For For
DONALD P. NEWELL Mgmt For For
BRUCE A. BUNNER Mgmt For For
NATHAN BESSIN Mgmt Withheld Against
MICHAEL D. CURTIUS Mgmt For For
GABRIEL TIRADOR Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY Agenda Number: 933368157
--------------------------------------------------------------------------------------------------------------------------
Security: 636180101
Meeting Type: Annual
Meeting Date: 10-Mar-2011
Ticker: NFG
ISIN: US6361801011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT T. BRADY Mgmt Withheld Against
ROLLAND E. KIDDER Mgmt For For
FREDERIC V. SALERNO Mgmt Withheld Against
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE TO APPROVE COMPENSATION OF EXECUTIVES Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF VOTE TO APPROVE Mgmt 1 Year Against
COMPENSATION OF EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
NORDIC AMERICAN TANKER SHIPPING LIMITED Agenda Number: 933449022
--------------------------------------------------------------------------------------------------------------------------
Security: G65773106
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: NAT
ISIN: BMG657731060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBJORN HANSSON Mgmt For For
1B ELECTION OF DIRECTOR: HON. SIR DAVID GIBBONS Mgmt For For
1C ELECTION OF DIRECTOR: ANDREAS OVE UGLAND Mgmt Abstain Against
1D ELECTION OF DIRECTOR: JIM KELLY Mgmt For For
1E ELECTION OF DIRECTOR: JAN ERIK LANGANGEN Mgmt For For
1F ELECTION OF DIRECTOR: PAUL J. HOPKINS Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD H.K. VIETOR Mgmt For For
02 TO APPOINT DELOITTE AS AS THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS UNTIL THE CLOSE OF THE NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS.
03 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Mgmt Against Against
BYE-LAWS.
04 TO INCREASE THE COMPANY'S AUTHORIZED SHARE CAPITAL. Mgmt For For
05 TO APPROVE A CHANGE OF THE COMPANY'S LEGAL NAME Mgmt For For
TO NORDIC AMERICAN TANKERS LIMITED.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933396889
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: KAREN N. HORN Mgmt Against Against
1D ELECTION OF DIRECTOR: J. PAUL REASON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2011
03 APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED Mgmt For For
IN THE PROXY STATEMENT FOR THE 2011 ANNUAL
MEETING OF STOCKHOLDERS
04 FREQUENCY OF STOCKHOLDERS ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION, EVERY
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933397588
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER C. BROWNING Mgmt For For
VICTORIA F. HAYNES Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shr For Against
06 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ONEBEACON INSURANCE GROUP, LTD. Agenda Number: 933443157
--------------------------------------------------------------------------------------------------------------------------
Security: G67742109
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: OB
ISIN: BMG677421098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID T. FOY Mgmt For For
RICHARD P. HOWARD Mgmt Withheld Against
IRA H. MALIS Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt Against Against
OFFICERS
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
04 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt For For
PLAN
05 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
OWENS & MINOR, INC. Agenda Number: 933383781
--------------------------------------------------------------------------------------------------------------------------
Security: 690732102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: OMI
ISIN: US6907321029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. MARSHALL ACUFF, JR. Mgmt For For
J. ALFRED BROADDUS, JR. Mgmt For For
RICHARD E. FOGG Mgmt For For
JOHN W. GERDELMAN Mgmt For For
LEMUEL E. LEWIS Mgmt For For
G. GILMER MINOR, III Mgmt For For
EDDIE N. MOORE, JR. Mgmt For For
PETER S. REDDING Mgmt For For
JAMES E. ROGERS Mgmt For For
ROBERT C. SLEDD Mgmt For For
CRAIG R. SMITH Mgmt For For
ANNE MARIE WHITTEMORE Mgmt For For
02 VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda Number: 933408103
--------------------------------------------------------------------------------------------------------------------------
Security: G6852T105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PRE
ISIN: BMG6852T1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH HANRATTY Mgmt For For
COSTAS MIRANTHIS Mgmt For For
REMY SAUTTER Mgmt For For
JURGEN ZECH Mgmt For For
02 TO RE-APPOINT DELOITTE & TOUCHE LTD., THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS, TO SERVE UNTIL THE 2012 ANNUAL GENERAL
MEETING, AND TO REFER DECISIONS ABOUT THE AUDITORS'
COMPENSATION TO THE BOARD OF DIRECTORS.
03 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES Mgmt Against Against
AVAILABLE UNDER OUR 2005 EMPLOYEE EQUITY PLAN,
AS AMENDED AND RESTATED.
04 TO APPROVE OUR SWISS SHARE PURCHASE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
05 CONSIDER A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
06 CONSIDER A NON-BINDING ADVISORY VOTE REGARDING Mgmt 1 Year Against
THE FREQUENCY OF A SAY-ON-PAY VOTE.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933325599
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 13-Oct-2010
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN Mgmt For For
1C ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1D ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1E ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
2 TO AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE Mgmt For For
PLAN, INCLUDING AN INCREASE IN THE SHARES AVAILABLE
UNDER THE PLAN.
3 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933378401
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN P. BARNES Mgmt For For
COLLIN P. BARON Mgmt Withheld Against
RICHARD M. HOYT Mgmt For For
2 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS
3 ADVISORY (NON-BINDING) VOTE RELATING TO THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
4 RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PETSMART, INC. Agenda Number: 933443208
--------------------------------------------------------------------------------------------------------------------------
Security: 716768106
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: PETM
ISIN: US7167681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGEL CABRERA Mgmt For For
1B ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For
1C ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT F. MORAN Mgmt For For
1G ELECTION OF DIRECTOR: BARBARA A. MUNDER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR ENDING JANUARY
29, 2012.
03 TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Mgmt For For
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933392196
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shr Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shr Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr For Against
CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT ENERGY TRUST Agenda Number: 933344688
--------------------------------------------------------------------------------------------------------------------------
Security: 74386K104
Meeting Type: Special
Meeting Date: 01-Dec-2010
Ticker: PVX
ISIN: CA74386K1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER, PURSUANT TO THE INTERIM ORDER AND, Mgmt For For
IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT
VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT
OF WHICH IS SET FORTH IN APPENDIX "A" TO THE
MANAGEMENT INFORMATION CIRCULAR AND PROXY STATEMENT
OF PROVIDENT DATED OCTOBER 29, 2010 (THE "INFORMATION
CIRCULAR"), TO APPROVE THE CONVERSION OF PROVIDENT
FROM ITS CURRENT TRUST STRUCTURE TO A CORPORATE
STRUCTURE BY WAY OF A PLAN OF ARRANGEMENT UNDER
SECTION 193 OF THE BUSINESS CORPORATIONS ACT
(ALBERTA) AND CERTAIN RELATED TRANSACTIONS.
02 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, Mgmt For For
WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION,
THE FULL TEXT OF WHICH IS SET OUT IN THE INFORMATION
CIRCULAR, APPROVING THE ADOPTION OF THE NEW
SHAREHOLDER/UNITHOLDER RIGHTS PLAN, A COPY
OF WHICH IS SET FORTH IN APPENDIX "D" TO THE
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 933437940
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For
1B ELECTION OF DIRECTOR: JOHN M. DEUTCH Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For
1D ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For
1F ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For
1H ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK Shr Against For
RETENTION
07 SHAREHOLDER PROPOSAL REGARDING LOBBYING EXPENSES Shr Against For
08 SHAREHOLDER PROPOSAL REGARDING SUPPLEMENTAL Shr Against For
EXECUTIVE RETIREMENT PLANS
--------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP Agenda Number: 933429133
--------------------------------------------------------------------------------------------------------------------------
Security: 758766109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: RGC
ISIN: US7587661098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN A. KAPLAN Mgmt For For
JACK TYRRELL Mgmt For For
NESTOR R. WEIGAND JR. Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMENDATION, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY AT WHICH TO HOLD FUTURE ADVISORY
VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 933323230
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 07-Oct-2010
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. DABERKO Mgmt Withheld Against
WILLIAM A. PAPENBROCK Mgmt Withheld Against
FRANK C. SULLIVAN Mgmt For For
THOMAS C. SULLIVAN Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS RPM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC. Agenda Number: 933445062
--------------------------------------------------------------------------------------------------------------------------
Security: 78573L106
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: SBRA
ISIN: US78573L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG A. BARBAROSH Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. ETTL Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD K. MATROS Mgmt For For
1E ELECTION OF DIRECTOR: MILTON J. WALTERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS SABRA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC. Agenda Number: 933434398
--------------------------------------------------------------------------------------------------------------------------
Security: 78648T100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: SAFT
ISIN: US78648T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID F. BRUSSARD Mgmt For For
A. RICHARD CAPUTO, JR. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 APPROVAL OF THE MATERIAL TERMS OF THE 2002 MANAGEMENT Mgmt For For
OMNIBUS INCENTIVE PLAN.
04 APPROVAL OF THE MATERIAL TERMS OF THE ANNUAL Mgmt For For
PERFORMANCE INCENTIVE PLAN.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda Number: 933327783
--------------------------------------------------------------------------------------------------------------------------
Security: 803111103
Meeting Type: Annual
Meeting Date: 28-Oct-2010
Ticker: SLE
ISIN: US8031111037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt For For
1F ELECTION OF DIRECTOR: CORNELIS J.A. VAN LEDE Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN MCADAM Mgmt For For
1H ELECTION OF DIRECTOR: SIR IAN PROSSER Mgmt For For
1I ELECTION OF DIRECTOR: NORMAN R. SORENSEN Mgmt For For
1J ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
1K ELECTION OF DIRECTOR: JONATHAN P. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED Agenda Number: 933317504
--------------------------------------------------------------------------------------------------------------------------
Security: G7945E105
Meeting Type: Annual
Meeting Date: 24-Sep-2010
Ticker: SDRL
ISIN: BMG7945E1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF Mgmt For For
THE COMPANY.
02 TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF Mgmt For For
THE COMPANY.
03 TO RE-ELECT KATE BLAKENSHIP AS A DIRECTOR OF Mgmt For For
THE COMPANY.
04 TO RE-ELECT KJELL E. JACOBSEN AS A DIRECTOR Mgmt For For
OF THE COMPANY.
05 TO RE-ELECT KATHERINE FREDRIKSEN AS A DIRECTOR Mgmt For For
OF THE COMPANY.
06 PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS, Mgmt For For
AS OF OSLO, NORWAY AS AUDITORS AND TO AUTHORIZE
THE DIRECTORS TO DETERMINE THEIR REMUNERATION.
07 PROPOSAL TO APPROVE THE REMUNERATION OF THE Mgmt For For
COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT
OF FEES NOT TO EXCEED US$650,000 FOR THE YEAR
ENDED DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 933378843
--------------------------------------------------------------------------------------------------------------------------
Security: 847560109
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SE
ISIN: US8475601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM T. ESREY Mgmt For For
GREGORY L. EBEL Mgmt For For
AUSTIN A. ADAMS Mgmt For For
PAUL M. ANDERSON Mgmt For For
PAMELA L. CARTER Mgmt For For
F. ANTHONY COMPER Mgmt For For
PETER B. HAMILTON Mgmt For For
DENNIS R. HENDRIX Mgmt For For
MICHAEL MCSHANE Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
03 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG-TERM Mgmt For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
04 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED.
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933330398
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 12-Nov-2010
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN M. CASSADAY Mgmt Against Against
1B ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ Mgmt Against Against
1C ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Mgmt For For
1D ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt Against Against
02 TO APPROVE AN AMENDMENT TO THE SYSCO CORPORATION Mgmt For For
1974 EMPLOYEES' STOCK PURCHASE PLAN TO RESERVE
5,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION
COMMON STOCK FOR ISSUANCE UNDER THE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR FISCAL
2011.
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 933383185
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ZOE BAIRD Mgmt For For
1B ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1D ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For
1E ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1G ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1H ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For
1I ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For
1J ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
1K ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
02 TO VOTE ON THE ADOPTION OF THE CHUBB CORPORATION Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN (2011).
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR.
04 TO HOLD AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K IN THE
ENCLOSED ANNUAL MEETING MATERIALS.
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
THE SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933336326
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: GARY G. MICHAEL Mgmt For For
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I ELECTION OF DIRECTOR: JAN L. MURLEY Mgmt For For
1J ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1K ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S 2005 STOCK INCENTIVE
PLAN.
04 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S EXECUTIVE INCENTIVE
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 933307375
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405
Meeting Type: Annual
Meeting Date: 18-Aug-2010
Ticker: SJM
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM H. STEINBRINK Mgmt For For
1D ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF Mgmt Against Against
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 APPROVAL OF THE J.M. SMUCKER COMPANY 2010 EQUITY Mgmt Against Against
AND INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933321375
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 12-Oct-2010
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt Against Against
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933425402
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.P. BARANCO Mgmt For For
J.A. BOSCIA Mgmt For For
H.A. CLARK III Mgmt For For
T.A. FANNING Mgmt For For
H.W. HABERMEYER, JR. Mgmt For For
V.M. HAGEN Mgmt For For
W.A. HOOD, JR. Mgmt For For
D.M. JAMES Mgmt For For
D.E. KLEIN Mgmt For For
J.N. PURCELL Mgmt For For
W.G. SMITH, JR. Mgmt For For
S.R. SPECKER Mgmt For For
L.D. THOMPSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION
05 APPROVAL OF OMNIBUS INCENTIVE COMPENSATION PLAN Mgmt For For
06 STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS Shr Against For
ENVIRONMENTAL REPORT
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933382676
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shr Against For
DIRECTOR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION Agenda Number: 933389529
--------------------------------------------------------------------------------------------------------------------------
Security: 909205106
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: UNS
ISIN: US9092051062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL J. BONAVIA Mgmt For For
LAWRENCE J. ALDRICH Mgmt For For
BARBARA M. BAUMANN Mgmt For For
LARRY W. BICKLE Mgmt For For
HAROLD W. BURLINGAME Mgmt For For
ROBERT A. ELLIOTT Mgmt For For
DANIEL W.L. FESSLER Mgmt For For
LOUISE L. FRANCESCONI Mgmt For For
WARREN Y. JOBE Mgmt For For
RAMIRO G. PERU Mgmt For For
GREGORY A. PIVIROTTO Mgmt For For
JOAQUIN RUIZ Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR, Mgmt For For
PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL
YEAR 2011.
03 APPROVAL OF THE UNISOURCE ENERGY CORPORATION Mgmt For For
2011 OMNIBUS STOCK AND INCENTIVE PLAN.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt Against Against
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933375722
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1I ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1L ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1M ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Mgmt For For
PLAN
04 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE Shr Against For
RETENTION REQUIREMENT FOR SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933387830
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt Against Against
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt Against Against
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shr Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shr Against For
07 CUMULATIVE VOTING Shr For Against
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 933395899
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUAN ERNESTO DE BEDOUT Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
ERIC C. WISEMAN Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO VF'S BY-LAWS TO Mgmt For For
ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED
DIRECTOR ELECTIONS.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933299681
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 MARCH 2010
02 TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE, MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE)
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For For
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For For
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
08 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
09 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
10 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE AUDIT COMMITTEE)
11 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE AUDIT COMMITTEE)
12 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE,
MEMBER OF THE REMUNERATION COMMITTEE)
13 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
14 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
15 TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY Mgmt For For
SHARE
16 TO APPROVE THE REMUNERATION REPORT Mgmt For For
17 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
18 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For
THE REMUNERATION OF THE AUDITORS
19 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION Mgmt For For
RIGHTS (SPECIAL RESOLUTION)
S21 TO AUTHORISE THE COMPANY'S TO PURCHASE ITS OWN Mgmt For For
SHARES (SECTION 701, COMPANIES ACT 2006) (SPECIAL
RESOLUTION)
S22 TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
S23 TO AUTHORISE THE CALLING OF A GENERAL MEETING Mgmt Against Against
OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
24 TO APPROVE THE CONTINUED OPERATION OF THE VODAFONE Mgmt For For
SHARE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933425236
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shr Against For
06 POLITICAL CONTRIBUTIONS REPORT Shr Against For
07 SPECIAL SHAREOWNER MEETINGS Shr For Against
08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY Shr Against For
REPORT
09 CLIMATE CHANGE RISK DISCLOSURE Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933396168
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Mgmt For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against
1D ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1E ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
05 AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW Mgmt For For
STOCKHOLDERS WHO HAVE HELD AT LEAST A 25% NET
LONG POSITION IN OUR COMMON STOCK FOR ONE YEAR
TO CALL SPECIAL STOCKHOLDER MEETINGS.
ASTON/River Road Independent Value Fund
--------------------------------------------------------------------------------------------------------------------------
AARON'S INC. Agenda Number: 933419536
--------------------------------------------------------------------------------------------------------------------------
Security: 002535300
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AAN
ISIN: US0025353006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.C. LOUDERMILK, SR. Mgmt For For
RONALD W. ALLEN Mgmt For For
RAY M. ROBINSON Mgmt For For
JOHN C. PORTMAN, JR. Mgmt For For
02 APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE Mgmt 1 Year For
THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMBASSADORS GROUP, INC. Agenda Number: 933424121
--------------------------------------------------------------------------------------------------------------------------
Security: 023177108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: EPAX
ISIN: US0231771082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL G. BYRNE Mgmt For For
RAFER L. JOHNSON Mgmt For For
02 TO RATIFY THE SELECTION OF BDO USA, LLP TO SERVE Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, IN AN ADVISORY VOTE, WHETHER AN Mgmt 1 Year Against
ADVISORY VOTE TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN GREETINGS CORPORATION Agenda Number: 933456279
--------------------------------------------------------------------------------------------------------------------------
Security: 026375105
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: AM
ISIN: US0263751051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFERY D. DUNN Mgmt Withheld Against
MICHAEL J. MERRIMAN, JR Mgmt Withheld Against
MORRY WEISS Mgmt For For
02 APPROVING AN AMENDMENT TO THE AMERICAN GREETINGS Mgmt Against Against
CORPORATION 2007 OMNIBUS INCENTIVE COMPENSATION
PLAN TO INCREASE THE NUMBER OF COMMON SHARES
AVAILABLE FOR ISSUANCE THEREUNDER FROM 5,500,000
(4,400,000 CLASS A COMMON SHARES AND 1,100,000
CLASS B COMMON SHARES) TO 6,800,000 (5,600,000
CLASS A COMMON SHARES AND 1,200,000 CLASS B
COMMON SHARES)
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
04 ADVISORY VOTE REGARDING THE FREQUENCY FOR FUTURE Mgmt 1 Year Against
SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 933451471
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
C. ALLEN BRADLEY, JR. Mgmt For For
AUSTIN P. YOUNG, III Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR 2011.
3 TO APPROVE EXECUTIVE COMPENSATION BY NON-BINDING Mgmt For For
VOTE.
4 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
ARDEN GROUP, INC. Agenda Number: 933443690
--------------------------------------------------------------------------------------------------------------------------
Security: 039762109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: ARDNA
ISIN: US0397621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. MARK ALBERT Mgmt For For
ROBERT A. DAVIDOW Mgmt For For
02 THE PROPOSAL TO RATIFY THE SELECTION OF MOSS Mgmt For For
ADAMS LLP AS AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AVISTA CORP. Agenda Number: 933393629
--------------------------------------------------------------------------------------------------------------------------
Security: 05379B107
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: AVA
ISIN: US05379B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 AMENDMENT OF THE COMPANY'S RESTATED ARTICLES Mgmt For For
OF INCORPORATION AND BYLAWS TO PROVIDE FOR
THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 IF PRESENTED, CONSIDERATION OF A SHAREHOLDER Shr For Against
PROPOSAL TO REQUEST THE BOARD TO TAKE THE STEPS
NECESSARY SO THAT EACH SHAREHOLDER VOTING REQUIREMENT
IN THE ARTICLES OF INCORPORATION AND BYLAWS
THAT CALLS FOR A GREATER THAN A SIMPLE MAJORITY
VOTE BE CHANGED TO A MAJORITY OF VOTES CAST
FOR OR AGAINST THE PROPOSAL IN COMPLIANCE WITH
APPLICABLE LAWS.
--------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda Number: 933419322
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY P. BERGER Mgmt For For
STEVEN S. FISHMAN Mgmt For For
PETER J. HAYES Mgmt For For
DAVID T. KOLLAT Mgmt Withheld Against
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt For For
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 1 Year Against
OF THE SAY ON PAY VOTE.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
BILL BARRETT CORPORATION Agenda Number: 933394948
--------------------------------------------------------------------------------------------------------------------------
Security: 06846N104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: BBG
ISIN: US06846N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDRICK J. BARRETT Mgmt For For
JIM W. MOGG Mgmt Withheld Against
MICHAEL E. WILEY Mgmt Withheld Against
02 PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
03 PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) Mgmt 1 Year For
RESOLUTION REGARDING WHETHER AN ADVISORY VOTE
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD BE HELD ONCE EVERY ONE, TWO
OR THREE YEARS.
04 PROPOSAL TO APPROVE OUR PERFORMANCE CASH BONUS Mgmt For For
PLAN.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
06 PROPOSAL FROM A STOCKHOLDER REQUESTING THAT Shr For Against
THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
SO THAT EACH STOCKHOLDER VOTING REQUIREMENT
IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS
THAT CALLS FOR A GREATER THAN SIMPLE MAJORITY
VOTE BE CHANGED TO A MAJORITY OF THE VOTES
CAST FOR AND AGAINST THE PROPOSAL IN COMPLIANCE
WITH APPLICABLE LAW.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 933405753
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS DRAPEAU Mgmt Withheld Against
ALBERT J. HILLMAN Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT
AUDITORS.
03 PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, Mgmt For For
INC. 2011 EMPLOYEE STOCK PURCHASE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP Agenda Number: 933427216
--------------------------------------------------------------------------------------------------------------------------
Security: 130788102
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: CWT
ISIN: US1307881029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS M. BROWN Mgmt For For
ROBERT W. FOY Mgmt For For
EDWIN A. GUILES Mgmt For For
BONNIE G. HILL Mgmt For For
THOMAS M. KRUMMEL, M.D. Mgmt For For
RICHARD P. MAGNUSON Mgmt For For
LINDA R. MEIER Mgmt For For
PETER C. NELSON Mgmt For For
LESTER A. SNOW Mgmt For For
GEORGE A. VERA Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year For
04 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
05 AMENDMENT TO THE GROUP'S CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE CUMULATIVE VOTING IN ORDER TO
ADOPT MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS
06 AMENDMENT TO THE GROUP'S CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE TOTAL NUMBER OF SHARES OF COMMON
STOCK THAT THE GROUP IS AUTHORIZED TO ISSUE
IN ORDER TO EFFECT A STOCK SPLIT
--------------------------------------------------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC. Agenda Number: 933410956
--------------------------------------------------------------------------------------------------------------------------
Security: 203900105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: JCS
ISIN: US2039001050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWIN C. FREEMAN Mgmt Withheld Against
LUELLA G. GOLDBERG Mgmt Withheld Against
RANDALL D. SAMPSON Mgmt Withheld Against
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLC AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER
31, 2011.
3 APPROVAL OF THE COMMUNICATIONS SYSTEMS, INC. Mgmt For For
2011 EXECUTIVE INCENTIVE COMPENSATION PLAN.
4 APPROVAL OF AMENDMENTS TO THE COMMUNICATIONS Mgmt For For
SYSTEMS, INC. EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 933423888
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: STUART W. BOOTH Mgmt For For
1C ELECTION OF DIRECTOR: GARY F. COLTER Mgmt For For
1D ELECTION OF DIRECTOR: L. WILLIAM KRAUSE Mgmt For For
1E ELECTION OF DIRECTOR: HARVEY L. TEPNER Mgmt For For
1F ELECTION OF DIRECTOR: RANDOLPH I. THORNTON Mgmt For For
1G ELECTION OF DIRECTOR: J. MICHAEL WALSH Mgmt For For
02 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year
VOTE ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS CORE-MARK'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO SERVE FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 933417392
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. COOPER Mgmt For For
JOHN L.M. HUGHES Mgmt For For
BERNARD W. REZNICEK Mgmt For For
DONALD V. SMITH Mgmt For For
02 APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 APPROVAL OF PERFORMANCE GOALS UNDER THE PERFORMANCE Mgmt For For
BONUS PROGRAM.
05 APPROVAL OF THE AMENDED AND RESTATED 2005 STOCK Mgmt For For
INCENTIVE PLAN.
06 APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
07 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
DUCOMMUN INCORPORATED Agenda Number: 933408002
--------------------------------------------------------------------------------------------------------------------------
Security: 264147109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: DCO
ISIN: US2641471097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH C. BERENATO Mgmt For For
ROBERT D. PAULSON Mgmt For For
02 ADVISORY RESOLUTION ON NAMED EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE OF THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON NAMED EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
EPIQ SYSTEMS, INC. Agenda Number: 933436796
--------------------------------------------------------------------------------------------------------------------------
Security: 26882D109
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: EPIQ
ISIN: US26882D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TOM W. OLOFSON Mgmt For For
CHRISTOPHER E. OLOFSON Mgmt For For
W. BRYAN SATTERLEE Mgmt For For
EDWARD M. CONNOLLY, JR. Mgmt Withheld Against
JAMES A. BYRNES Mgmt For For
JOEL PELOFSKY Mgmt For For
TERRY C. MATLACK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE COMPANY'S 2004 EQUITY INCENTIVE
PLAN TO HELP ENSURE THAT ANNUAL INCENTIVE AWARD
PAYMENTS DO NOT FAIL TO BE DEDUCTIBLE UNDER
IRS CODE SECTION 162(M).
04 APPROVAL OF AN ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 ADVISORY (NON-BINDING) VOTE DETERMINING THE Mgmt 1 Year Against
FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 933414497
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. CONNORS Mgmt For For
MICHAEL T. KOVALCHIK Mgmt For For
JOSEPH R. SAUCEDO Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS FOR THE COMPANY.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 933397540
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE J. PEDERSEN Mgmt For For
RICHARD L. ARMITAGE Mgmt For For
MARY K. BUSH Mgmt For For
BARRY G. CAMPBELL Mgmt For For
W.R. FATZINGER, JR. Mgmt For For
DAVID E. JEREMIAH Mgmt For For
RICHARD J. KERR Mgmt For For
KENNETH A. MINIHAN Mgmt For For
STEPHEN W. PORTER Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year Against
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
04 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN,AS Mgmt For For
AMENDED AND RESTATED
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933444969
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1B ELECTION OF DIRECTOR: JOEL P. FRIEDMAN Mgmt For For
2 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC. Agenda Number: 933388654
--------------------------------------------------------------------------------------------------------------------------
Security: 698813102
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PZZA
ISIN: US6988131024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WADE S. ONEY Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. SCHNATTER Mgmt For For
1C ELECTION OF DIRECTOR: MARK S. SHAPIRO Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
2011 FISCAL YEAR.
03 APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. Mgmt For For
04 APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
POTLATCH CORPORATION Agenda Number: 933401248
--------------------------------------------------------------------------------------------------------------------------
Security: 737630103
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: PCH
ISIN: US7376301039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEROME C. KNOLL Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. MOODY Mgmt For For
1C ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR 2011.
03 APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS IN THE POTLATCH CORPORATION 2005 STOCK
INCENTIVE PLAN.
04 APPROVAL, BY NON-BINDING VOTE, OF 2010 COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TELLABS, INC. Agenda Number: 933385088
--------------------------------------------------------------------------------------------------------------------------
Security: 879664100
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: TLAB
ISIN: US8796641004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK IANNA Mgmt For For
1B ELECTION OF DIRECTOR: STEPHANIE PACE MARSHALL, Mgmt Against Against
PH.D.
1C ELECTION OF DIRECTOR: WILLIAM F. SOUDERS Mgmt For For
02 TO APPROVE, AN ADVISORY RESOLUTION REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
RESOLUTION REGARDING EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS THE COMPANY'S INDEPENDENT REGISTERED AUDITORS
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 933385038
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: TSS
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1B ELECTION OF DIRECTOR: SIDNEY E. HARRIS Mgmt For For
1C ELECTION OF DIRECTOR: MASON H. LAMPTON Mgmt For For
1D ELECTION OF DIRECTOR: H. LYNN PAGE Mgmt For For
1E ELECTION OF DIRECTOR: PHILIP W. TOMLINSON Mgmt For For
1F ELECTION OF DIRECTOR: JOHN T.TURNER Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD W. USSERY Mgmt For For
1H ELECTION OF DIRECTOR: M. TROY WOODS Mgmt For For
1I ELECTION OF DIRECTOR: JAMES D. YANCEY Mgmt Against Against
1J ELECTION OF DIRECTOR: REBECCA K. YARBROUGH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TSYS' INDEPENDENT AUDITOR FOR THE YEAR 2011.
03 APPROVAL OF THE ADVISORY RESOLUTION REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WEIS MARKETS, INC. Agenda Number: 933381422
--------------------------------------------------------------------------------------------------------------------------
Security: 948849104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: WMK
ISIN: US9488491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT F. WEIS Mgmt For For
JONATHAN H. WEIS Mgmt Withheld Against
DAVID J. HEPFINGER Mgmt For For
HAROLD G. GRABER Mgmt For For
GERRALD B. SILVERMAN Mgmt For For
STEVEN C. SMITH Mgmt For For
GLENN D. STEELE, JR. Mgmt For For
2 PROPOSAL TO APPROVE THE APPOINTMENT OF GRANT Mgmt Against Against
THORNTON LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
3 PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) Mgmt For For
VOTE ON THE EXECUTIVE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4 PROPOSAL TO PROVIDE AN ADVISORY (NON-BINDING) Mgmt 1 Year Against
VOTE ON THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
5 SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
A POLICY THAT ONLY INDEPENDENT DIRECTORS SHALL
SERVE ON THE COMPENSATION COMMITTEE.
ASTON/River Road Long-Short Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASTON/River Road Select Value Fund
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 933389226
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: Y
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REX D. ADAMS Mgmt For For
1B ELECTION OF DIRECTOR: WESTON M. HICKS Mgmt For For
1C ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Mgmt For For
02 RATIFICATION OF KPMG LLP AS ALLEGHANY CORPORATION'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION Mgmt For For
OF ALLEGHANY CORPORATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY Agenda Number: 933456077
--------------------------------------------------------------------------------------------------------------------------
Security: 01748X102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: ALGT
ISIN: US01748X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MONTIE BREWER Mgmt For For
GARY ELLMER Mgmt For For
TIMOTHY P. FLYNN Mgmt Withheld Against
MAURICE J GALLAGHER, JR Mgmt For For
CHARLES W. POLLARD Mgmt For For
JOHN REDMOND Mgmt Withheld Against
02 APPROVAL OF ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
03 ADVISORY VOTE ON FREQUENCY OF VOTES ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION
04 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
ALTERRA CAPITAL HOLDINGS LIMITED Agenda Number: 933304963
--------------------------------------------------------------------------------------------------------------------------
Security: G0229R108
Meeting Type: Annual
Meeting Date: 03-Aug-2010
Ticker: ALTE
ISIN: BMG0229R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT GORDON F. CHEESBROUGH TO THE BOARD Mgmt For For
OF DIRECTORS OF ALTERRA CAPITAL HOLDINGS LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
1B TO ELECT K. BRUCE CONNELL TO THE BOARD OF DIRECTORS Mgmt For For
OF ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE
UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN
2013.
1C TO ELECT W. THOMAS FORRESTER TO THE BOARD OF Mgmt For For
DIRECTORS OF ALTERRA CAPITAL HOLDINGS LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
1D TO ELECT MERYL D. HARTZBAND TO THE BOARD OF Mgmt For For
DIRECTORS OF ALTERRA CAPITAL HOLDINGS LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
02 TO RATIFY THE APPOINTMENT OF KPMG, HAMILTON, Mgmt For For
BERMUDA AS INDEPENDENT AUDITORS OF ALTERRA
CAPITAL HOLDINGS LIMITED FOR 2010.
03 TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF ALTERRA INSURANCE
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
04 TO RATIFY THE APPOINTMENT OF KPMG, HAMILTON, Mgmt For For
BERMUDA AS INDEPENDENT AUDITORS OF ALTERRA
INSURANCE LIMITED FOR 2010.
5A TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
5B TO AUTHORIZE THE ELECTION OF JOHN R. BERGER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
5C TO AUTHORIZE THE ELECTION OF ANDREW COOK TO Mgmt For For
THE BOARD OF DIRECTORS OF NEW POINT III LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
6A TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT RE III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
6B TO AUTHORIZE THE ELECTION OF JOHN R. BERGER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT RE III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
6C TO AUTHORIZE THE ELECTION OF ANDREW COOK TO Mgmt For For
THE BOARD OF DIRECTORS OF NEW POINT RE III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
7A TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF ALTERRA AGENCY
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
7B TO AUTHORIZE THE ELECTION OF JOHN R. BERGER Mgmt For For
TO THE BOARD OF DIRECTORS OF ALTERRA AGENCY
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
7C TO AUTHORIZE THE ELECTION OF ANDREW COOK TO Mgmt For For
THE BOARD OF DIRECTORS OF ALTERRA AGENCY LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
08 TO AUTHORIZE A NAME CHANGE OF ALTERRA INSURANCE Mgmt For For
LIMITED TO ALTERRA BERMUDA LIMITED UPON THE
COMPLETION OF AN EXPECTED AMALGAMATION BETWEEN
ALTERRA INSURANCE LIMITED AND HARBOR POINT
RE LIMITED.
--------------------------------------------------------------------------------------------------------------------------
ALTERRA CAPITAL HOLDINGS LIMITED Agenda Number: 933390433
--------------------------------------------------------------------------------------------------------------------------
Security: G0229R108
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: ALTE
ISIN: BMG0229R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT WILLIS T. KING, JR. TO THE BOARD OF Mgmt For For
ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE UNTIL
THE ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
1B TO ELECT JAMES H. MACNAUGHTON TO THE BOARD OF Mgmt For For
ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE UNTIL
THE ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
1C TO ELECT STEPHAN F. NEWHOUSE TO THE BOARD OF Mgmt For For
ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE UNTIL
THE ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
1D TO ELECT ANDREW H. RUSH TO THE BOARD OF ALTERRA Mgmt Against Against
CAPITAL HOLDINGS LIMITED TO SERVE UNTIL THE
ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
02 TO RATIFY THE APPOINTMENT OF KPMG AS THE INDEPENDENT Mgmt Against Against
AUDITORS OF ALTERRA CAPITAL HOLDINGS LIMITED
FOR 2011 AND AUTHORIZE THE BOARD OF ALTERRA
CAPITAL HOLDINGS LIMITED TO SET THE REMUNERATION
OF THE INDEPENDENT AUDITORS.
03 TO APPROVE THE AMENDED AND RESTATED BYE-LAWS Mgmt For For
OF ALTERRA CAPITAL HOLDINGS LIMITED.
4A TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF ALTERRA BERMUDA LIMITED.
4B TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF ALTERRA AGENCY LIMITED.
4C TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF ALTERRA HOLDINGS LIMITED.
4D TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF NEW POINT III LIMITED.
4E TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF NEW POINT RE III LIMITED.
5A TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: W. MARSTON BECKER (UNTIL 2014
ANNUAL GENERAL MEETING)
5B TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: D. ANDREW COOK (UNTIL 2014
ANNUAL GENERAL MEETING)
5C TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: JOSEPH W. ROBERTS (UNTIL 2014
ANNUAL GENERAL MEETING)
5D TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: JOHN R. BERGER (UNTIL 2014
ANNUAL GENERAL MEETING)
5E TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: PETER A. MINTON (UNTIL 2014
ANNUAL GENERAL MEETING)
5F TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
AGENCY LIMITED: PETER A. MINTON (UNTIL 2013
ANNUAL GENERAL MEETING)
5G TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
AGENCY LIMITED: JOSEPH W. ROBERTS (UNTIL 2013
ANNUAL GENERAL MEETING)
5H TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT III LIMITED: PETER A. MINTON (UNTIL 2013
ANNUAL GENERAL MEETING)
5I TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT III LIMITED: JOSEPH W. ROBERTS (UNTIL
2013 ANNUAL GENERAL MEETING)
5J TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT RE III LIMITED: PETER A. MINTON (UNTIL
2013 ANNUAL GENERAL MEETING)
5K TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT RE III LIMITED: JOSEPH W. ROBERTS (UNTIL
2013 ANNUAL GENERAL MEETING)
06 TO CAST A NON BINDING ADVISORY VOTE ON ALTERRA Mgmt For For
CAPITAL HOLDINGS LIMITED'S EXECUTIVE COMPENSATION.
07 TO CAST A NON BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF ALTERRA CAPITAL HOLDINGS LIMITED'S FUTURE
EXECUTIVE COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
AMERCO Agenda Number: 933309317
--------------------------------------------------------------------------------------------------------------------------
Security: 023586100
Meeting Type: Annual
Meeting Date: 26-Aug-2010
Ticker: UHAL
ISIN: US0235861004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL L. GALLAGHER Mgmt For For
CHARLES J. BAYER Mgmt For For
2 APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ITS FISCAL YEAR ENDING MARCH 31, 2011.
3 A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDERS Mgmt Against Against
TO RATIFY AND AFFIRM THE DECISIONS AND ACTIONS
TAKEN BY THE AMERCO BOARD OF DIRECTORS AND
EXECUTIVE OFFICERS, WITH RESPECT TO AMERCO
AND ITS SUBSIDIARIES, FOR THE TIME FRAME OF
APRIL 1, 2009 THROUGH MARCH 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 933385064
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. GEORGE L. FOTIADES Mgmt For For
MR. KING W. HARRIS Mgmt For For
MR. PETER H. PFEIFFER Mgmt For For
DR. JOANNE C. SMITH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
04 APPROVAL OF THE 2011 STOCK AWARDS PLAN Mgmt For For
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. Agenda Number: 933449868
--------------------------------------------------------------------------------------------------------------------------
Security: 049079205
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: ATNI
ISIN: US0490792050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE-NETWORK, Mgmt For For
INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 DIRECTOR
MARTIN L. BUDD Mgmt For For
THOMAS V. CUNNINGHAM Mgmt For For
MICHAEL T. FLYNN Mgmt For For
CORNELIUS B. PRIOR, JR. Mgmt For For
MICHAEL T. PRIOR Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
BRIAN A. SCHUCHMAN Mgmt Withheld Against
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
AVISTA CORP. Agenda Number: 933393629
--------------------------------------------------------------------------------------------------------------------------
Security: 05379B107
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: AVA
ISIN: US05379B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 AMENDMENT OF THE COMPANY'S RESTATED ARTICLES Mgmt For For
OF INCORPORATION AND BYLAWS TO PROVIDE FOR
THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 IF PRESENTED, CONSIDERATION OF A SHAREHOLDER Shr For Against
PROPOSAL TO REQUEST THE BOARD TO TAKE THE STEPS
NECESSARY SO THAT EACH SHAREHOLDER VOTING REQUIREMENT
IN THE ARTICLES OF INCORPORATION AND BYLAWS
THAT CALLS FOR A GREATER THAN A SIMPLE MAJORITY
VOTE BE CHANGED TO A MAJORITY OF VOTES CAST
FOR OR AGAINST THE PROPOSAL IN COMPLIANCE WITH
APPLICABLE LAWS.
--------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda Number: 933419322
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY P. BERGER Mgmt For For
STEVEN S. FISHMAN Mgmt For For
PETER J. HAYES Mgmt For For
DAVID T. KOLLAT Mgmt Withheld Against
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt For For
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 1 Year Against
OF THE SAY ON PAY VOTE.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB, INC. Agenda Number: 933419877
--------------------------------------------------------------------------------------------------------------------------
Security: 05548J106
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BJ
ISIN: US05548J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL DANOS PH.D. Mgmt For For
1B ELECTION OF DIRECTOR: LAURA J. SEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. SHEEHAN Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2012.
03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 CONSIDERATION OF A SHAREHOLDER PROPOSAL REGARDING Shr Against For
BIRD WELFARE.
--------------------------------------------------------------------------------------------------------------------------
BOB EVANS FARMS, INC. Agenda Number: 933314421
--------------------------------------------------------------------------------------------------------------------------
Security: 096761101
Meeting Type: Annual
Meeting Date: 13-Sep-2010
Ticker: BOBE
ISIN: US0967611015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. GASSER Mgmt For For
1B ELECTION OF DIRECTOR: E. GORDON GEE Mgmt For For
1C ELECTION OF DIRECTOR: E.W. (BILL) INGRAM Mgmt For For
1D ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
02 PROPOSAL TO AMEND OUR BYLAWS TO PROVIDE THAT Mgmt For For
ALL DIRECTORS WILL BE ELECTED ANNUALLY.
03 PROPOSAL TO REDUCE THE STOCKHOLDER APPROVAL Mgmt For For
THRESHOLD TO AMEND SECTION 3.01 OF OUR BYLAWS
FROM 80 PERCENT OF OUR OUTSTANDING COMMON SHARES
TO A SIMPLE MAJORITY.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
05 PROPOSAL TO APPROVE THE 2010 EQUITY AND CASH Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BRISTOW GROUP INC. Agenda Number: 933303872
--------------------------------------------------------------------------------------------------------------------------
Security: 110394103
Meeting Type: Annual
Meeting Date: 04-Aug-2010
Ticker: BRS
ISIN: US1103941035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS N. AMONETT Mgmt For For
STEPHEN J. CANNON Mgmt For For
WILLIAM E. CHILES Mgmt For For
MICHAEL A. FLICK Mgmt For For
IAN A. GODDEN Mgmt For For
THOMAS C. KNUDSON Mgmt For For
JOHN M. MAY Mgmt Withheld Against
BRUCE H. STOVER Mgmt For For
KEN C. TAMBLYN Mgmt For For
WILLIAM P. WYATT Mgmt For For
2 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Mgmt For For
LONG TERM INCENTIVE PLAN
3 TO APPROVE AND RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING MARCH 31, 2011
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 933415540
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN J. MCNAMARA Mgmt For For
JOEL F. GEMUNDER Mgmt For For
PATRICK P. GRACE Mgmt For For
THOMAS C. HUTTON Mgmt For For
WALTER L. KREBS Mgmt For For
ANDREA R. LINDELL Mgmt For For
THOMAS P. RICE Mgmt For For
DONALD E. SAUNDERS Mgmt For For
GEORGE J. WALSH III Mgmt For For
FRANK E. WOOD Mgmt For For
02 RATIFICATION OF AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 933385292
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 30-Apr-2011
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH C. LICHTENDAHL Mgmt For For
W. RODNEY MCMULLEN Mgmt For For
THOMAS R. SCHIFF Mgmt For For
JOHN F. STEELE, JR. Mgmt For For
02 RATIFYING THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 VOTING ON A NONBINDING PROPOSAL TO APPROVE THE Mgmt For For
COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 VOTING ON A NONBINDING PROPOSAL TO ESTABLISH Mgmt 1 Year For
THE FREQUENCY OF FUTURE NONBINDING VOTES ON
EXECUTIVE COMPENSATION.
05 RE-APPROVING THE PERFORMANCE OBJECTIVES CONTAINED Mgmt For For
IN THE CINCINNATI FINANCIAL CORPORATION STOCK
PLAN OF 2006.
--------------------------------------------------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC. Agenda Number: 933383983
--------------------------------------------------------------------------------------------------------------------------
Security: 200525103
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: CBSH
ISIN: US2005251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. CAPPS Mgmt For For
W. THOMAS GRANT, II Mgmt For For
JAMES B. HEBENSTREIT Mgmt For For
DAVID W. KEMPER Mgmt For For
02 RATIFY KPMG LLP AS AUDIT AND ACCOUNTING FIRM. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 933339916
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 02-Dec-2010
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIS J. JOHNSON Mgmt For For
A. JAYSON ADAIR Mgmt For For
MATT BLUNT Mgmt For For
STEVEN D. COHAN Mgmt For For
DANIEL J. ENGLANDER Mgmt For For
JAMES E. MEEKS Mgmt For For
THOMAS W. SMITH Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
JULY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC Agenda Number: 933338849
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106
Meeting Type: Annual
Meeting Date: 01-Dec-2010
Ticker: CBRL
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT V. DALE Mgmt For For
RICHARD J. DOBKIN Mgmt For For
ROBERT C. HILTON Mgmt For For
CHARLES E. JONES, JR. Mgmt For For
B.F. "JACK" LOWERY Mgmt For For
MARTHA M. MITCHELL Mgmt For For
ANDREA M. WEISS Mgmt For For
JIMMIE D. WHITE Mgmt For For
MICHAEL A. WOODHOUSE Mgmt For For
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE THE CRACKER BARREL 2010 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 933417392
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. COOPER Mgmt For For
JOHN L.M. HUGHES Mgmt For For
BERNARD W. REZNICEK Mgmt For For
DONALD V. SMITH Mgmt For For
02 APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 APPROVAL OF PERFORMANCE GOALS UNDER THE PERFORMANCE Mgmt For For
BONUS PROGRAM.
05 APPROVAL OF THE AMENDED AND RESTATED 2005 STOCK Mgmt For For
INCENTIVE PLAN.
06 APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
07 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
CUBIC CORPORATION Agenda Number: 933362876
--------------------------------------------------------------------------------------------------------------------------
Security: 229669106
Meeting Type: Annual
Meeting Date: 22-Feb-2011
Ticker: CUB
ISIN: US2296691064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER J. ZABLE Mgmt For For
WALTER C. ZABLE Mgmt For For
BRUCE G. BLAKLEY Mgmt For For
WILLIAM W. BOYLE Mgmt Withheld Against
EDWIN A. GUILES Mgmt For For
DR. ROBERT S. SULLIVAN Mgmt For For
DR. JOHN H. WARNER, JR. Mgmt For For
02 CONFIRM ERNST & YOUNG LLP AS INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS OF THE CORPORATION FOR FISCAL YEAR
2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
DAKTRONICS, INC. Agenda Number: 933309482
--------------------------------------------------------------------------------------------------------------------------
Security: 234264109
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: DAKT
ISIN: US2342641097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES B. MORGAN Mgmt For For
JOHN L. MULLIGAN Mgmt For For
DUANE E. SANDER Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2011.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
DST SYSTEMS, INC. Agenda Number: 933387450
--------------------------------------------------------------------------------------------------------------------------
Security: 233326107
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: DST
ISIN: US2333261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. ARGYROS Mgmt For For
LAWRENCE M. HIGBY Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
M. JEANNINE STRANDJORD Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 NON-BINDING, ADVISORY VOTE ON NAMED OFFICER Mgmt For For
COMPENSATION (SAY ON PAY).
04 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SAY ON PAY VOTING.
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR INTERNATIONAL CORPORATION Agenda Number: 933429563
--------------------------------------------------------------------------------------------------------------------------
Security: 29259G200
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: END
ISIN: US29259G2003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN B. CONNALLY III Mgmt For For
CHARLES J. HUE WILLIAMS Mgmt For For
WILLIAM L. TRANSIER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY, NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY, NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ENERGEN CORPORATION Agenda Number: 933392362
--------------------------------------------------------------------------------------------------------------------------
Security: 29265N108
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: EGN
ISIN: US29265N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH W. DEWEY Mgmt For For
JAMES T. MCMANUS, II Mgmt For For
DAVID W. WILSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 PROPOSAL TO AMEND STOCK INCENTIVE PLAN. Mgmt For For
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 FREQUENCY OF ADVISORY SHAREHOLDER VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION.
06 SHAREHOLDER PROPOSAL. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933391992
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt Against Against
1E ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1F ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS EQUIFAX'S PRINCIPAL INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FRED'S, INC. Agenda Number: 933458514
--------------------------------------------------------------------------------------------------------------------------
Security: 356108100
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: FRED
ISIN: US3561081007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. HAYES Mgmt Withheld Against
JOHN R. EISENMAN Mgmt For For
ROGER T. KNOX Mgmt For For
THOMAS H. TASHJIAN Mgmt For For
B. MARY MCNABB Mgmt For For
MICHAEL T. MCMILLAN Mgmt Withheld Against
BRUCE A. EFIRD Mgmt For For
02 APPROVAL OF BDO USA, LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM OF THE COMPANY, AS DESCRIBED
IN THE PROXY STATEMENT.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
G&K SERVICES, INC. Agenda Number: 933336869
--------------------------------------------------------------------------------------------------------------------------
Security: 361268105
Meeting Type: Annual
Meeting Date: 04-Nov-2010
Ticker: GKSR
ISIN: US3612681052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. BRONSON Mgmt For For
WAYNE M. FORTUN Mgmt For For
ERNEST J. MROZEK Mgmt For For
02 PROPOSAL TO APPROVE OUR RESTATED EQUITY INCENTIVE Mgmt For For
PLAN (2010).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS
FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 933298285
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN BARTLETT FOOTE Mgmt For For
PEDRO P. GRANADILLO Mgmt For For
MARK W. KROLL, PH.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP. Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
HILLTOP HOLDINGS, INC. Agenda Number: 933446595
--------------------------------------------------------------------------------------------------------------------------
Security: 432748101
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: HTH
ISIN: US4327481010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RHODES R. BOBBITT Mgmt For For
W. JORIS BRINKERHOFF Mgmt For For
CHARLES R. CUMMINGS Mgmt For For
GERALD J. FORD Mgmt For For
JEREMY B. FORD Mgmt For For
J. MARKHAM GREEN Mgmt For For
JESS T. HAY Mgmt For For
WILLIAM T. HILL, JR. Mgmt For For
W. ROBERT NICHOLS, III Mgmt Withheld Against
C. CLIFTON ROBINSON Mgmt For For
KENNETH D. RUSSELL Mgmt For For
CARL B. WEBB Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS HILLTOP HOLDINGS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 933414497
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. CONNORS Mgmt For For
MICHAEL T. KOVALCHIK Mgmt For For
JOSEPH R. SAUCEDO Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS FOR THE COMPANY.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAS BACHOCO, S.A.B. DE C.V. Agenda Number: 933403088
--------------------------------------------------------------------------------------------------------------------------
Security: 456463108
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: IBA
ISIN: US4564631087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 PRESENTATION AND, IN ITS CASE, APPROVAL OF: Mgmt For
A) THE REPORT OF THE CHIEF EXECUTIVE OFFICER
OF THE COMPANY; B) BOARD OF DIRECTORS' REPORT
REQUIRED BY ARTICLE 172 B) OF THE GENERAL LAW
OF COMMERCIAL CORPORATIONS; C) BOARD OF DIRECTORS'
REPORT ABOUT THEIR OPERATIONS AND ACTIVITIES,
REQUIRED BY ARTICLE 28 IV E) OF THE SECURITIES
MARKET LAW; D) THE AUDITED FINANCIAL STATEMENTS
OF THE COMPANY AND ITS MAIN SUBSIDIARY; E)
THE ANNUAL REPORT OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE OF THE COMPANY; AND F)
PROPOSAL TO MAKE THE DISTRIBUTION OF THE NET
INCOME.
A2 PRESENTATION OF THE REPORT ABOUT THE COMPLIANCE Mgmt For
OF THE TAX OBLIGATIONS, PURSUANT TO THE ARTICLE
86 XX OF THE INCOME TAX LAW. RESOLUTIONS THEREOF.
A3 PRESENTATION AND, IN ITS CASE, APPROVAL OF THE Mgmt For
REPORT OF THE BOARD OF DIRECTORS REGARDING
TO THE POLICIES OF THE COMPANY TO PURCHASE
ITS OWN SHARES, AS WELL AS THE PROPOSAL OF
THE MAXIMUM AMOUNT THAT THE COMPANY WILL BE
ABLE TO ALLOCATE TO PURCHASE ITS OWN SHARES
DURING 2011. RESOLUTIONS THEREOF.
A4 PRESENTATION AND, IN ITS CASE, APPROVAL OF THE Mgmt For
PROPOSAL WITH REGARD TO DIVIDENDS. RESOLUTIONS
THEREOF.
A5 APPOINTED OR RATIFICATION OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS AND SECRETARY OF THE
BOARD OF DIRECTORS. RESOLUTIONS THEREOF.
A6 APPOINTED OR RATIFICATION OF THE CHAIRMAN AND Mgmt For
MEMBERS OF THE AUDIT AND CORPORATE PRACTICES
COMMITTEE OF THE COMPANY. RESOLUTIONS THEREOF.
A7 DETERMINATION OF THE REMUNERATION TO BE PAID Mgmt For
TO THE MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY, SECRETARY OF THE BOARD OF DIRECTORS,
AND TO THE CHAIRMAN AND MEMBERS OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE. RESOLUTIONS
THEREOF.
A8 APPOINTED OF THE SPECIAL DELEGATES, IN ORDER Mgmt For
TO ATTEND TO THE GENERAL SHAREHOLDERS' MEETINGS
OF THE SUBSIDIARIES OF THE COMPANY, AND TO
ACCOMPLISH, FORMALIZE AND REGISTER IN THE PUBLIC
REGISTRY OF COMMERCE' OFFICES, THE RESOLUTIONS
MADE IN THIS MEETING. RESOLUTIONS THEREOF.
E1 PRESENTATION AND, IN ITS CASE, APPROVAL OF THE Mgmt For
PROPOSAL OF AMENDMENT THE SECOND ARTICLE OF
BY-LAWS, TO EXTEND THE SOCIAL PURPOSE OF THE
COMPANY. RESOLUTIONS THEREOF.
E2 APPOINTMENT OF SPECIAL DELEGATES OF THE COMPANY, Mgmt For
IN ORDER TO FORMALIZE THE RESOLUTIONS ADOPTED
ON THIS MEETING, AND IN ITS CASE, REGISTER
THE CORRESPONDING PUBLIC DOCUMENT IN THE PUBLIC
REGISTRY OF COMMERCE, RESOLUTIONS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO INC. Agenda Number: 933436215
--------------------------------------------------------------------------------------------------------------------------
Security: 457153104
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: IM
ISIN: US4571531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1B ELECTION OF DIRECTOR: LESLIE STONE HEISZ Mgmt For For
1C ELECTION OF DIRECTOR: JOHN R. INGRAM Mgmt For For
1D ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For
1E ELECTION OF DIRECTOR: DALE R. LAURANCE Mgmt For For
1F ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt Against Against
1G ELECTION OF DIRECTOR: SCOTT A. MCGREGOR Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: GREGORY M.E. SPIERKEL Mgmt For For
1J ELECTION OF DIRECTOR: JOE B. WYATT Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF 2011 INCENTIVE PLAN. Mgmt For For
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INSPERITY INC Agenda Number: 933415881
--------------------------------------------------------------------------------------------------------------------------
Security: 45778Q107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: NSP
ISIN: US45778Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL W. BROWN Mgmt For For
ELI JONES Mgmt For For
GREGORY E. PETSCH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
("SAY-ON-PAY")
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
STOCKHOLDER "SAY-ON-PAY" VOTES
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 933359487
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Annual
Meeting Date: 29-Dec-2010
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RENEWAL OF THE APPOINTMENT OF FAHN KANNE Mgmt For For
& CO. (A MEMBER FIRM OF GRANT THORNTON INTERNATIONAL)
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2010 AND AUTHORIZATION
OF THE AUDIT COMMITTEE TO DETERMINE THEIR COMPENSATION.
02 DIRECTOR
EYAL SHERATZKY Mgmt For For
YOHAV KAHANE Mgmt Withheld Against
AMOS KURZ Mgmt For For
YIGAL SHANI Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 933428840
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Consent
Meeting Date: 12-May-2011
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT DATED FEBRUARY 1, 2003 Mgmt For For
BETWEEN THE COMPANY, A. SHERATZKY HOLDINGS
LTD. AND MR. IZZY SHERATZKY AS AMENDED BY ADDENDUM
NO.1.
02 TO APPROVE THE AGREEMENT DATED SEPTEMBER 5, Mgmt For For
2002 BETWEEN THE COMPANY, A. SHERATZKY HOLDINGS
AND EYAL SHERATZKY AS AMENDED, INCLUDING ADDENDUM
NO. 3 CLARIFYING THE SERVICES GRANTED BY MR.
SHERATZKY.
03 TO APPROVE THE AGREEMENT DATED SEPTEMBER 5, Mgmt For For
2002 BETWEEN THE COMPANY, A. SHERATZKY HOLDINGS
AND NIR SHERATZKY AS AMENDED, INCLUDING ADDENDUM
NO. 3 CLARIFYING THE SERVICES GRANTED BY MR.
SHERATZKY.
04 TO APPROVE THE AGREEMENT DATED MARCH 25, 1998 Mgmt For For
AS AMENDED, BETWEEN THE COMPANY AND MR. YEHUDA
KAHANE.
05 TO APPROVE THE PROCUREMENT OF A DIRECTORS AND Mgmt For For
OFFICERS INSURANCE PLAN ("D&O POLICY") COVERING
ALL OF OUR DIRECTORS AND OFFICE HOLDERS, INCLUDING
DIRECTORS AND OFFICE HOLDERS WHO ARE DEEMED
'CONTROLLING SHAREHOLDERS' FOR THE PURPOSES
OF SECTION 268 OF THE ISRAELI COMPANIES LAW,
1999, FOR A TERM OF FIVE YEARS IN TOTAL, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
06 TO APPROVE THE AGREEMENT DATED JANUARY 23, 2007 Mgmt For For
BETWEEN E-COM GLOBAL ELECTRONIC COMMERCE LTD.
AND MR. GIL SHERATZKY
07 TO APPROVE THE INDEMNITY DEEDS SIGNED BY THE Mgmt For For
COMPANY TOWARDS ALL DIRECTORS AND OFFICERS
WHO ARE DEEMED CONTROLLING SHAREHOLDERS AND
THEIR RELATIVES.
1A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 1 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
2A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 2 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
3A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 3 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
4A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 4 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
5A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 5 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
6A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 6 ABOVE, MARK "FOR" = YES
OR "AGAINST" = NO.
7A HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 7 ABOVE, MARK "FOR" = YES
OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. Agenda Number: 933360581
--------------------------------------------------------------------------------------------------------------------------
Security: 466032109
Meeting Type: Annual
Meeting Date: 09-Feb-2011
Ticker: JJSF
ISIN: US4660321096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER G. STANLEY Mgmt For For
02 ADVISORY VOTE ON APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For
COMPENSATION PROGRAMS
03 ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER'S Mgmt 1 Year
ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL COMMUNICATIONS, INC. Agenda Number: 933412885
--------------------------------------------------------------------------------------------------------------------------
Security: 46626E205
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: JCOM
ISIN: US46626E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS Y. BECH Mgmt For For
ROBERT J. CRESCI Mgmt For For
W. BRIAN KRETZMER Mgmt For For
RICHARD S. RESSLER Mgmt Withheld Against
JOHN F. RIELEY Mgmt Withheld Against
STEPHEN ROSS Mgmt For For
MICHAEL P. SCHULHOF Mgmt For For
02 TO RATIFY THE APPOINTMENT OF SINGERLEWAK LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS
FOR FISCAL 2011.
03 TO APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
KNIGHT CAPITAL GROUP, INC. Agenda Number: 933425298
--------------------------------------------------------------------------------------------------------------------------
Security: 499005106
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: KCG
ISIN: US4990051066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS M. JOYCE Mgmt For For
1C ELECTION OF DIRECTOR: JAMES W. LEWIS Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS C. LOCKBURNER Mgmt For For
1E ELECTION OF DIRECTOR: JAMES T. MILDE Mgmt For For
1F ELECTION OF DIRECTOR: CHRISTOPHER C. QUICK Mgmt For For
1G ELECTION OF DIRECTOR: LAURIE M. SHAHON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Mgmt Against Against
ON EXECUTIVE COMPENSATION.
04 TO APPROVE HOLDING AN ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO
OR THREE YEARS, AS INDICATED.
--------------------------------------------------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL Agenda Number: 933317857
--------------------------------------------------------------------------------------------------------------------------
Security: 500643200
Meeting Type: Annual
Meeting Date: 14-Sep-2010
Ticker: KFY
ISIN: US5006432000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY BURNISON Mgmt For For
EDWARD MILLER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 933397540
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE J. PEDERSEN Mgmt For For
RICHARD L. ARMITAGE Mgmt For For
MARY K. BUSH Mgmt For For
BARRY G. CAMPBELL Mgmt For For
W.R. FATZINGER, JR. Mgmt For For
DAVID E. JEREMIAH Mgmt For For
RICHARD J. KERR Mgmt For For
KENNETH A. MINIHAN Mgmt For For
STEPHEN W. PORTER Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year Against
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
04 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN,AS Mgmt For For
AMENDED AND RESTATED
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION Agenda Number: 933403672
--------------------------------------------------------------------------------------------------------------------------
Security: 635906100
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: NHC
ISIN: US6359061008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. ANDREW ADAMS Mgmt For For
ERNEST G. BURGESS III Mgmt For For
EMIL E. HASSAN Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933444969
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1B ELECTION OF DIRECTOR: JOEL P. FRIEDMAN Mgmt For For
2 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NTELOS HOLDINGS CORP. Agenda Number: 933392970
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Q107
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: NTLS
ISIN: US67020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
TIMOTHY G. BILTZ Mgmt Withheld Against
STEVEN G. FELSHER Mgmt For For
ROBERT E. GUTH Mgmt For For
DANIEL J. HENEGHAN Mgmt Withheld Against
MICHAEL HUBER Mgmt For For
JAMES A. HYDE Mgmt For For
JULIA B. NORTH Mgmt Withheld Against
JERRY E. VAUGHN Mgmt Withheld Against
2 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF NTELOS' NAMED
EXECUTIVE OFFICERS.
3 NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY Mgmt 1 Year For
OF THE NONBINDING STOCKHOLDER VOTE TO APPROVE
THE COMPENSATION OF NTELOS' NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF AN AMENDMENT TO NTELOS' RESTATED Mgmt For For
CERTIFICATE OF INCORPORTION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 55,000,000 TO 110,000,000.
5 APPROVAL OF AN AMENDMENT TO NTELOS' RESTATED Mgmt For For
CERTIFICATE OF INCORPORTION TO (A) EFFECT A
REVERSE STOCK SPLIT OF NTELOS' COMMON STOCK
AT A RATIO THAT WILL BE DETERMINED BY THE BOARD
OF DIRECTORS AND THAT WILL BE WITHIN A RANGE
OF 1-FOR-2 AND 1-FOR-2.5 AND (B) REDUCE PROPORTIONATELY
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
6 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
BY THE AUDIT COMMITTE OF THE BOARD OF DIRECTORS
TO SERVE AS NTELOS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
OFFICEMAX INCORPORATED Agenda Number: 933377081
--------------------------------------------------------------------------------------------------------------------------
Security: 67622P101
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: OMX
ISIN: US67622P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH M. DEPINTO Mgmt For For
1C ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM J. MONTGORIS Mgmt For For
1E ELECTION OF DIRECTOR: FRANCESCA RUIZ DE LUZURIAGA Mgmt For For
1F ELECTION OF DIRECTOR: RAVICHANDRA K. SALIGRAM Mgmt For For
1G ELECTION OF DIRECTOR: DAVID M. SZYMANSKI Mgmt For For
02 APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2011.
03 THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF A RESOLUTION APPROVING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS DESCRIBED UNDER
THE HEADING "EXECUTIVE COMPENSATION" IN THE
PROXY STATEMENT.
04 THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt 3 Years For
OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
P.H. GLATFELTER COMPANY Agenda Number: 933402478
--------------------------------------------------------------------------------------------------------------------------
Security: 377316104
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GLT
ISIN: US3773161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHLEEN A. DAHLBERG Mgmt For For
NICHOLAS DEBENEDICTIS Mgmt For For
J. ROBERT HALL Mgmt For For
RICHARD C. ILL Mgmt For For
RONALD J. NAPLES Mgmt For For
DANTE C. PARRINI Mgmt For For
RICHARD L. SMOOT Mgmt For For
LEE C. STEWART Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2011.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 EXECUTIVE COMPENSATION FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTE.
--------------------------------------------------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC. Agenda Number: 933388654
--------------------------------------------------------------------------------------------------------------------------
Security: 698813102
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PZZA
ISIN: US6988131024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WADE S. ONEY Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. SCHNATTER Mgmt For For
1C ELECTION OF DIRECTOR: MARK S. SHAPIRO Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
2011 FISCAL YEAR.
03 APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. Mgmt For For
04 APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
PARTNERRE LTD. Agenda Number: 933408103
--------------------------------------------------------------------------------------------------------------------------
Security: G6852T105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PRE
ISIN: BMG6852T1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH HANRATTY Mgmt For For
COSTAS MIRANTHIS Mgmt For For
REMY SAUTTER Mgmt For For
JURGEN ZECH Mgmt For For
02 TO RE-APPOINT DELOITTE & TOUCHE LTD., THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT
AUDITORS, TO SERVE UNTIL THE 2012 ANNUAL GENERAL
MEETING, AND TO REFER DECISIONS ABOUT THE AUDITORS'
COMPENSATION TO THE BOARD OF DIRECTORS.
03 TO APPROVE AN INCREASE IN THE NUMBER OF SHARES Mgmt Against Against
AVAILABLE UNDER OUR 2005 EMPLOYEE EQUITY PLAN,
AS AMENDED AND RESTATED.
04 TO APPROVE OUR SWISS SHARE PURCHASE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
05 CONSIDER A NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K.
06 CONSIDER A NON-BINDING ADVISORY VOTE REGARDING Mgmt 1 Year Against
THE FREQUENCY OF A SAY-ON-PAY VOTE.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 933405789
--------------------------------------------------------------------------------------------------------------------------
Security: 707882106
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PVA
ISIN: US7078821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN U. CLARKE Mgmt Withheld Against
EDWARD B. CLOUES, II Mgmt Withheld Against
ROBERT GARRETT Mgmt For For
STEVEN W. KRABLIN Mgmt Withheld Against
MARSHA R. PERELMAN Mgmt Withheld Against
P. VAN MARCKE DE LUMMEN Mgmt For For
H. BAIRD WHITEHEAD Mgmt For For
GARY K. WRIGHT Mgmt Withheld Against
02 AMENDMENT TO SEVENTH AMENDED AND RESTATED 1999 Mgmt Against Against
EMPLOYEE STOCK INCENTIVE PLAN.
03 APPROVAL OF THE ADVISORY RESOLUTION REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE ADVISORY RESOLUTION REGARDING Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933378401
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOHN P. BARNES Mgmt For For
COLLIN P. BARON Mgmt Withheld Against
RICHARD M. HOYT Mgmt For For
2 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS
3 ADVISORY (NON-BINDING) VOTE RELATING TO THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY (NON-BINDING) VOTE
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
4 RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
PETSMART, INC. Agenda Number: 933443208
--------------------------------------------------------------------------------------------------------------------------
Security: 716768106
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: PETM
ISIN: US7167681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGEL CABRERA Mgmt For For
1B ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For
1C ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT F. MORAN Mgmt For For
1G ELECTION OF DIRECTOR: BARBARA A. MUNDER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR ENDING JANUARY
29, 2012.
03 TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Mgmt For For
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
REGIS CORPORATION Agenda Number: 933328711
--------------------------------------------------------------------------------------------------------------------------
Security: 758932107
Meeting Type: Annual
Meeting Date: 28-Oct-2010
Ticker: RGS
ISIN: US7589321071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROLF F. BJELLAND Mgmt For For
JOSEPH L. CONNER Mgmt For For
PAUL D. FINKELSTEIN Mgmt For For
VAN ZANDT HAWN Mgmt For For
SUSAN S. HOYT Mgmt Withheld Against
DAVID B. KUNIN Mgmt Withheld Against
STEPHEN E. WATSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 AMENDMENT OF THE COMPANY'S 2004 LONG TERM INCENTIVE Mgmt For For
PLAN AS DESCRIBED IN THE PROXY STATEMENT, INCLUDING
RESERVATION OF AN ADDITIONAL 4,250,000 SHARES
OF THE COMPANY'S COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 SHAREHOLDER PROPOSAL REGARDING IMPLEMENTATION Shr Against For
OF THE MACBRIDE PRINCIPLES.
--------------------------------------------------------------------------------------------------------------------------
RENT-A-CENTER, INC. Agenda Number: 933413407
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: RCII
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK E. SPEESE Mgmt For For
1B ELECTION OF DIRECTOR: JEFFERY M. JACKSON Mgmt For For
1C ELECTION OF DIRECTOR: LEONARD H. ROBERTS Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF GRANT THORNTON LLP, REGISTERED INDEPENDENT
ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC BANCORP INC. Agenda Number: 933378932
--------------------------------------------------------------------------------------------------------------------------
Security: 760281204
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: RBCAA
ISIN: US7602812049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CRAIG A. GREENBERG Mgmt Withheld Against
MICHAEL T. RUST Mgmt For For
SANDRA METTS SNOWDEN Mgmt For For
R. WAYNE STRATTON Mgmt For For
SUSAN STOUT TAMME Mgmt For For
BERNARD M. TRAGER Mgmt For For
A. SCOTT TRAGER Mgmt For For
STEVEN E. TRAGER Mgmt For For
2 RATIFICATION OF CROWE HORWATH LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2011.
3 SAY ON PAY- AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF NAMED EXECUTIVE OFFICER COMPENSATION.
4 SAY WHEN ON PAY- AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RUDDICK CORPORATION Agenda Number: 933360656
--------------------------------------------------------------------------------------------------------------------------
Security: 781258108
Meeting Type: Annual
Meeting Date: 17-Feb-2011
Ticker: RDK
ISIN: US7812581087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. BELK Mgmt For For
JOHN P. DERHAM CATO Mgmt For For
THOMAS W. DICKSON Mgmt For For
JAMES E.S. HYNES Mgmt For For
ANNA SPANGLER NELSON Mgmt For For
BAILEY W. PATRICK Mgmt For For
ROBERT H. SPILMAN, JR. Mgmt For For
HAROLD C. STOWE Mgmt For For
ISAIAH TIDWELL Mgmt For For
WILLIAM C. WARDEN, JR. Mgmt For For
02 APPROVAL OF THE RUDDICK CORPORATION 2011 INCENTIVE Mgmt For For
COMPENSATION PLAN.
03 AN ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 AN ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt 3 Years For
FREQUENCY OF THE VOTE APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
NAMELY THAT SUCH VOTE WILL OCCUR EVERY 1,2
OR 3 YEARS.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING OCTOBER
2, 2011.
--------------------------------------------------------------------------------------------------------------------------
SJW CORP. Agenda Number: 933387448
--------------------------------------------------------------------------------------------------------------------------
Security: 784305104
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: SJW
ISIN: US7843051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. ARMSTRONG Mgmt For For
M.L. CALI Mgmt For For
J.P. DINAPOLI Mgmt For For
D.R. KING Mgmt For For
N.Y. MINETA Mgmt Withheld Against
R.B. MOSKOVITZ Mgmt For For
G.E. MOSS Mgmt Withheld Against
W.R. ROTH Mgmt For For
C.J. TOENISKOETTER Mgmt For For
R.A. VAN VALER Mgmt For For
02 APPROVE THE ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO VOTE ON AN ADVISORY BASIS AS TO WHETHER THE Mgmt 1 Year Against
ADVISORY SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY YEAR, ONCE EVERY TWO YEARS OR ONCE EVERY
THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 933437192
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEYER KOSINSKI Mgmt For For
RICHARD RAPPAPORT Mgmt For For
RICHARD SISKIND Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 ADVISORY VOTE ON FREQUENCY OF VOTE ON COMPENSATION Mgmt 1 Year Against
OF NAMED EXECUTIVE OFFICERS.
04 RE-APPROVAL OF THE 2006 ANNUAL INCENTIVE COMPENSATION Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
STEPAN COMPANY Agenda Number: 933407985
--------------------------------------------------------------------------------------------------------------------------
Security: 858586100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SCL
ISIN: US8585861003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOAQUIN DELGADO Mgmt For For
F. QUINN STEPAN, JR. Mgmt For For
02 APPROVE THE ADOPTION OF THE STEPAN COMPANY 2011 Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
04 CONSIDER, BY NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION.
05 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
STERIS CORPORATION Agenda Number: 933300422
--------------------------------------------------------------------------------------------------------------------------
Security: 859152100
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: STE
ISIN: US8591521005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BREEDEN Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
JACQUELINE B. KOSECOFF Mgmt For For
DAVID B. LEWIS Mgmt For For
KEVIN M. MCMULLEN Mgmt For For
WALTER M ROSEBROUGH, JR Mgmt For For
MOHSEN M. SOHI Mgmt For For
JOHN P. WAREHAM Mgmt For For
LOYAL W. WILSON Mgmt For For
MICHAEL B. WOOD Mgmt For For
02 APPROVING THE STERIS CORPORATION SENIOR EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN, AS AMENDED AND
RESTATED EFFECTIVE APRIL 1, 2010.
03 APPROVING A NON-BINDING ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION POLICIES
AND PROCEDURES.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC. Agenda Number: 933385076
--------------------------------------------------------------------------------------------------------------------------
Security: 88162F105
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: TTI
ISIN: US88162F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STUART M. BRIGHTMAN Mgmt For For
PAUL D. COOMBS Mgmt For For
RALPH S. CUNNINGHAM Mgmt Withheld Against
TOM H. DELIMITROS Mgmt For For
GEOFFREY M. HERTEL Mgmt For For
ALLEN T. MCINNES Mgmt For For
KENNETH P. MITCHELL Mgmt For For
WILLIAM D. SULLIVAN Mgmt For For
KENNETH E. WHITE, JR. Mgmt For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS TETRA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE THE 2011 LONG TERM INCENTIVE COMPENSATION Mgmt For For
PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS OF TETRA TECHNOLOGIES,
INC.
05 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 933392300
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION RELATING TO THE SIZE
OF THE BOARD OF DIRECTORS.
02 DIRECTOR
MARC C. BRESLAWSKY Mgmt For For
MICHAEL T. DAN Mgmt For For
03 APPROVE THE AMENDED AND RESTATED KEY EMPLOYEES Mgmt For For
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING Mgmt Against Against
TO THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 PROVIDE A NON-BINDING ADVISORY VOTE AS TO THE Mgmt 1 Year For
FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF
THE NON-BINDING SHAREHOLDER VOTE ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
06 APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE DOLAN COMPANY Agenda Number: 933401907
--------------------------------------------------------------------------------------------------------------------------
Security: 25659P402
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: DM
ISIN: US25659P4028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARTHUR F. KINGSBURY Mgmt For For
LAUREN RICH FINE Mgmt For For
GARY H. STERN Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE DRESS BARN, INC. Agenda Number: 933350768
--------------------------------------------------------------------------------------------------------------------------
Security: 261570105
Meeting Type: Annual
Meeting Date: 17-Dec-2010
Ticker: DBRN
ISIN: US2615701057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION, DATED AS OF AUGUST 20, 2010,
BY AND AMONG THE DRESS BARN, INC., ASCENA RETAIL
GROUP, INC. AND DB MERGER CORP.
02 DIRECTOR
ELLIOT S. JAFFE Mgmt For For
MICHAEL W. RAYDEN Mgmt For For
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE DRESS BARN, INC. 2001 STOCK INCENTIVE PLAN,
AS AMENDED, WHICH, IF APPROVED, WILL BE RENAMED
THE DRESS BARN, INC. 2010 STOCK INCENTIVE PLAN.
04 TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC Agenda Number: 933447484
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROY E. CHRISTENSEN Mgmt For For
JOHN G. NACKEL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF THE DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE GEO GROUP, INC. Agenda Number: 933310536
--------------------------------------------------------------------------------------------------------------------------
Security: 36159R103
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: GEO
ISIN: US36159R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COMPANY COMMON STOCK AND OTHER SECURITIES CONVERTIBLE
INTO OR EXERCISABLE FOR SHARES OF COMPANY COMMON
STOCK IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF APRIL 18, 2010, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
2006 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK SUBJECT TO AWARDS
UNDER THE 2006 PLAN.
03 PROPOSAL TO APPROVE AN ADJOURNMENT OF THE COMPANY'S Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE FOREGOING PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
THE GEO GROUP, INC. Agenda Number: 933390988
--------------------------------------------------------------------------------------------------------------------------
Security: 36159R103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GEO
ISIN: US36159R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLARENCE E. ANTHONY Mgmt For For
NORMAN A. CARLSON Mgmt For For
ANNE N. FOREMAN Mgmt For For
RICHARD H. GLANTON Mgmt For For
CHRISTOPHER C. WHEELER Mgmt For For
GEORGE C. ZOLEY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTANTS OF THE GEO GROUP, INC. FOR
THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt Against Against
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC. Agenda Number: 933419093
--------------------------------------------------------------------------------------------------------------------------
Security: 638904102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: NAVG
ISIN: US6389041020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.J. MERVYN BLAKENEY Mgmt Withheld Against
TERENCE N. DEEKS Mgmt For For
W. THOMAS FORRESTER Mgmt For For
STANLEY A. GALANSKI Mgmt For For
GEOFFREY E. JOHNSON Mgmt For For
JOHN F. KIRBY Mgmt For For
ROBERT V. MENDELSOHN Mgmt For For
MARJORIE D. RAINES Mgmt For For
JANICE C. TOMLINSON Mgmt For For
MARC M. TRACT Mgmt Withheld Against
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK Agenda Number: 933436873
--------------------------------------------------------------------------------------------------------------------------
Security: 713278109
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: PBY
ISIN: US7132781094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JANE SCACCETTI Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Mgmt For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Mgmt For For
1F ELECTION OF DIRECTOR: NICK WHITE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Mgmt For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Mgmt For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Mgmt For For
02 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
06 SHAREHOLDER PROPOSAL REGARDING LOWERING THE Shr Against For
THRESHOLD REQUIRED TO CALL A SPECIAL MEETING,
IF PRESENTED BY ITS PROPONENT.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 933385038
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: TSS
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1B ELECTION OF DIRECTOR: SIDNEY E. HARRIS Mgmt For For
1C ELECTION OF DIRECTOR: MASON H. LAMPTON Mgmt For For
1D ELECTION OF DIRECTOR: H. LYNN PAGE Mgmt For For
1E ELECTION OF DIRECTOR: PHILIP W. TOMLINSON Mgmt For For
1F ELECTION OF DIRECTOR: JOHN T.TURNER Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD W. USSERY Mgmt For For
1H ELECTION OF DIRECTOR: M. TROY WOODS Mgmt For For
1I ELECTION OF DIRECTOR: JAMES D. YANCEY Mgmt Against Against
1J ELECTION OF DIRECTOR: REBECCA K. YARBROUGH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TSYS' INDEPENDENT AUDITOR FOR THE YEAR 2011.
03 APPROVAL OF THE ADVISORY RESOLUTION REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRUE RELIGION APPAREL, INC. Agenda Number: 933398807
--------------------------------------------------------------------------------------------------------------------------
Security: 89784N104
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: TRLG
ISIN: US89784N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY LUBELL Mgmt For For
MARCELLO BOTTOLI Mgmt For For
JOSEPH COULOMBE Mgmt For For
G. LOUIS GRAZIADIO, III Mgmt For For
ROBERT L. HARRIS, II Mgmt Withheld Against
SETH R. JOHNSON Mgmt For For
MARK S. MARON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 AN ADVISORY VOTE APPROVING THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON COMPENSATION FOR OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TUTOR PERINI CORPORATION Agenda Number: 933426276
--------------------------------------------------------------------------------------------------------------------------
Security: 901109108
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: TPC
ISIN: US9011091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARILYN A. ALEXANDER Mgmt For For
PETER ARKLEY Mgmt Withheld Against
RAYMOND R. ONEGLIA Mgmt For For
DONALD D. SNYDER Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, AS AUDITORS OF TUTOR PERINI FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE AMENDMENTS TO THE PERINI CORPORATION Mgmt Against Against
2004 STOCK OPTION AND INCENTIVE PLAN.
04 SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda Number: 933380468
--------------------------------------------------------------------------------------------------------------------------
Security: 902788108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: UMBF
ISIN: US9027881088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KEVIN C. GALLAGHER Mgmt For For
GREG M. GRAVES Mgmt For For
PAUL UHLMANN III Mgmt For For
THOMAS J. WOOD III Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE'S RETENTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR AND TO EXAMINE AND AUDIT THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FISCAL YEAR 2011.
3 TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO APPROVE AN AMENDMENT TO THE UMB FINANCIAL Mgmt For For
CORPORATION LONG-TERM INCENTIVE COMPENSATION
PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO ELIMINATE Shr For Against
CLASSIFICATION OF TERMS OF THE COMPANY'S BOARD
OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS
STAND FOR ELECTION ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
UNIFIRST CORPORATION Agenda Number: 933357774
--------------------------------------------------------------------------------------------------------------------------
Security: 904708104
Meeting Type: Annual
Meeting Date: 11-Jan-2011
Ticker: UNF
ISIN: US9047081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD D. CROATTI Mgmt For For
DONALD J. EVANS Mgmt For For
THOMAS S. POSTEK Mgmt For For
02 APPROVAL OF THE COMPANY'S 2010 STOCK OPTION Mgmt Against Against
AND INCENTIVE PLAN.
03 APPROVAL OF THE GRANT OF PERFORMANCE RESTRICTED Mgmt Against Against
SHARES TO RONALD D. CROATTI.
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 27, 2011.
--------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION Agenda Number: 933389529
--------------------------------------------------------------------------------------------------------------------------
Security: 909205106
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: UNS
ISIN: US9092051062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL J. BONAVIA Mgmt For For
LAWRENCE J. ALDRICH Mgmt For For
BARBARA M. BAUMANN Mgmt For For
LARRY W. BICKLE Mgmt For For
HAROLD W. BURLINGAME Mgmt For For
ROBERT A. ELLIOTT Mgmt For For
DANIEL W.L. FESSLER Mgmt For For
LOUISE L. FRANCESCONI Mgmt For For
WARREN Y. JOBE Mgmt For For
RAMIRO G. PERU Mgmt For For
GREGORY A. PIVIROTTO Mgmt For For
JOAQUIN RUIZ Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR, Mgmt For For
PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL
YEAR 2011.
03 APPROVAL OF THE UNISOURCE ENERGY CORPORATION Mgmt For For
2011 OMNIBUS STOCK AND INCENTIVE PLAN.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC. Agenda Number: 933341098
--------------------------------------------------------------------------------------------------------------------------
Security: 927107409
Meeting Type: Annual
Meeting Date: 17-Dec-2010
Ticker: VLGEA
ISIN: US9271074091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES SUMAS Mgmt For For
ROBERT SUMAS Mgmt For For
WILLIAM SUMAS Mgmt For For
JOHN P. SUMAS Mgmt For For
KEVIN BEGLEY Mgmt For For
NICHOLAS SUMAS Mgmt For For
JOHN J. SUMAS Mgmt For For
STEVEN CRYSTAL Mgmt For For
DAVID C. JUDGE Mgmt For For
PETER R. LAVOY Mgmt For For
STEPHEN F. ROONEY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL 2011.
3 TO APPROVE THE VILLAGE SUPER MARKET, INC. 2010 Mgmt For For
STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION Agenda Number: 933405385
--------------------------------------------------------------------------------------------------------------------------
Security: 084423102
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WRB
ISIN: US0844231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY A. HAWES, JR. Mgmt Withheld Against
JACK H. NUSBAUM Mgmt Withheld Against
MARK L. SHAPIRO Mgmt Withheld Against
02 TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt Against Against
VOTE ON A RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S EXECUTIVE OFFICERS PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SECURITIES AND EXCHANGE COMMISSION, OR "SAY-ON-PAY"
VOTE.
03 TO CONSIDER AND CAST A NON-BINDING ADVISORY Mgmt 1 Year Against
VOTE ON THE FREQUENCY WITH WHICH SAY-ON-PAY
VOTES SHOULD BE HELD IN THE FUTURE.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 933446557
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. BARRETTE* Mgmt For For
Y. BROUILLETTE* Mgmt For For
J.D. GILLESPIE* Mgmt Withheld Against
B.E. KENSIL** Mgmt For For
E.A. PETTERSSON** Mgmt For For
G.A. THORSTENSSON** Mgmt For For
A.L. WATERS** Mgmt For For
C.H. REPASY*** Mgmt For For
W.J. TRACE*** Mgmt For For
A.L. WATERS*** Mgmt For For
J.W. DAVIS+ Mgmt For For
B.E. KENSIL+ Mgmt For For
C.H. REPASY+ Mgmt For For
W.J. TRACE+ Mgmt For For
A.L. WATERS+ Mgmt For For
R. BARRETTE$ Mgmt For For
D.T. FOY$ Mgmt For For
J.L. PITTS$ Mgmt For For
W.J. TRACE$ Mgmt For For
C.H. REPASY@ Mgmt For For
W.J. TRACE@ Mgmt For For
A.L. WATERS@ Mgmt For For
R. BARRETTE# Mgmt For For
D.T. FOY# Mgmt For For
J.L. PITTS# Mgmt For For
W.J. TRACE# Mgmt For For
08 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
09 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION EVERY
10 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP (PWC) AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
ASTON/River Road Small Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY Agenda Number: 933456077
--------------------------------------------------------------------------------------------------------------------------
Security: 01748X102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: ALGT
ISIN: US01748X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MONTIE BREWER Mgmt For For
GARY ELLMER Mgmt For For
TIMOTHY P. FLYNN Mgmt Withheld Against
MAURICE J GALLAGHER, JR Mgmt For For
CHARLES W. POLLARD Mgmt For For
JOHN REDMOND Mgmt Withheld Against
02 APPROVAL OF ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION
03 ADVISORY VOTE ON FREQUENCY OF VOTES ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION
04 RATIFICATION OF ERNST & YOUNG, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
ALTERRA CAPITAL HOLDINGS LIMITED Agenda Number: 933304963
--------------------------------------------------------------------------------------------------------------------------
Security: G0229R108
Meeting Type: Annual
Meeting Date: 03-Aug-2010
Ticker: ALTE
ISIN: BMG0229R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT GORDON F. CHEESBROUGH TO THE BOARD Mgmt For For
OF DIRECTORS OF ALTERRA CAPITAL HOLDINGS LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
1B TO ELECT K. BRUCE CONNELL TO THE BOARD OF DIRECTORS Mgmt For For
OF ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE
UNTIL THE ANNUAL MEETING OF SHAREHOLDERS IN
2013.
1C TO ELECT W. THOMAS FORRESTER TO THE BOARD OF Mgmt For For
DIRECTORS OF ALTERRA CAPITAL HOLDINGS LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
1D TO ELECT MERYL D. HARTZBAND TO THE BOARD OF Mgmt For For
DIRECTORS OF ALTERRA CAPITAL HOLDINGS LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
02 TO RATIFY THE APPOINTMENT OF KPMG, HAMILTON, Mgmt For For
BERMUDA AS INDEPENDENT AUDITORS OF ALTERRA
CAPITAL HOLDINGS LIMITED FOR 2010.
03 TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF ALTERRA INSURANCE
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
04 TO RATIFY THE APPOINTMENT OF KPMG, HAMILTON, Mgmt For For
BERMUDA AS INDEPENDENT AUDITORS OF ALTERRA
INSURANCE LIMITED FOR 2010.
5A TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
5B TO AUTHORIZE THE ELECTION OF JOHN R. BERGER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
5C TO AUTHORIZE THE ELECTION OF ANDREW COOK TO Mgmt For For
THE BOARD OF DIRECTORS OF NEW POINT III LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
6A TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT RE III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
6B TO AUTHORIZE THE ELECTION OF JOHN R. BERGER Mgmt For For
TO THE BOARD OF DIRECTORS OF NEW POINT RE III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
6C TO AUTHORIZE THE ELECTION OF ANDREW COOK TO Mgmt For For
THE BOARD OF DIRECTORS OF NEW POINT RE III
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
7A TO AUTHORIZE THE ELECTION OF W. MARSTON BECKER Mgmt For For
TO THE BOARD OF DIRECTORS OF ALTERRA AGENCY
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
7B TO AUTHORIZE THE ELECTION OF JOHN R. BERGER Mgmt For For
TO THE BOARD OF DIRECTORS OF ALTERRA AGENCY
LIMITED TO SERVE UNTIL THE ANNUAL MEETING OF
SHAREHOLDERS IN 2013.
7C TO AUTHORIZE THE ELECTION OF ANDREW COOK TO Mgmt For For
THE BOARD OF DIRECTORS OF ALTERRA AGENCY LIMITED
TO SERVE UNTIL THE ANNUAL MEETING OF SHAREHOLDERS
IN 2013.
08 TO AUTHORIZE A NAME CHANGE OF ALTERRA INSURANCE Mgmt For For
LIMITED TO ALTERRA BERMUDA LIMITED UPON THE
COMPLETION OF AN EXPECTED AMALGAMATION BETWEEN
ALTERRA INSURANCE LIMITED AND HARBOR POINT
RE LIMITED.
--------------------------------------------------------------------------------------------------------------------------
ALTERRA CAPITAL HOLDINGS LIMITED Agenda Number: 933390433
--------------------------------------------------------------------------------------------------------------------------
Security: G0229R108
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: ALTE
ISIN: BMG0229R1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECT WILLIS T. KING, JR. TO THE BOARD OF Mgmt For For
ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE UNTIL
THE ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
1B TO ELECT JAMES H. MACNAUGHTON TO THE BOARD OF Mgmt For For
ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE UNTIL
THE ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
1C TO ELECT STEPHAN F. NEWHOUSE TO THE BOARD OF Mgmt For For
ALTERRA CAPITAL HOLDINGS LIMITED TO SERVE UNTIL
THE ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
1D TO ELECT ANDREW H. RUSH TO THE BOARD OF ALTERRA Mgmt Against Against
CAPITAL HOLDINGS LIMITED TO SERVE UNTIL THE
ANNUAL MEETING OF THE SHAREHOLDERS IN 2014.
02 TO RATIFY THE APPOINTMENT OF KPMG AS THE INDEPENDENT Mgmt Against Against
AUDITORS OF ALTERRA CAPITAL HOLDINGS LIMITED
FOR 2011 AND AUTHORIZE THE BOARD OF ALTERRA
CAPITAL HOLDINGS LIMITED TO SET THE REMUNERATION
OF THE INDEPENDENT AUDITORS.
03 TO APPROVE THE AMENDED AND RESTATED BYE-LAWS Mgmt For For
OF ALTERRA CAPITAL HOLDINGS LIMITED.
4A TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF ALTERRA BERMUDA LIMITED.
4B TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF ALTERRA AGENCY LIMITED.
4C TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF ALTERRA HOLDINGS LIMITED.
4D TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF NEW POINT III LIMITED.
4E TO AUTHORIZE THE APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED BYE-LAWS OF NEW POINT RE III LIMITED.
5A TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: W. MARSTON BECKER (UNTIL 2014
ANNUAL GENERAL MEETING)
5B TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: D. ANDREW COOK (UNTIL 2014
ANNUAL GENERAL MEETING)
5C TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: JOSEPH W. ROBERTS (UNTIL 2014
ANNUAL GENERAL MEETING)
5D TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: JOHN R. BERGER (UNTIL 2014
ANNUAL GENERAL MEETING)
5E TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
BERMUDA LIMITED: PETER A. MINTON (UNTIL 2014
ANNUAL GENERAL MEETING)
5F TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
AGENCY LIMITED: PETER A. MINTON (UNTIL 2013
ANNUAL GENERAL MEETING)
5G TO AUTHORIZE THE ELECTION OF DIRECTOR OF ALTERRA Mgmt For For
AGENCY LIMITED: JOSEPH W. ROBERTS (UNTIL 2013
ANNUAL GENERAL MEETING)
5H TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT III LIMITED: PETER A. MINTON (UNTIL 2013
ANNUAL GENERAL MEETING)
5I TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT III LIMITED: JOSEPH W. ROBERTS (UNTIL
2013 ANNUAL GENERAL MEETING)
5J TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT RE III LIMITED: PETER A. MINTON (UNTIL
2013 ANNUAL GENERAL MEETING)
5K TO AUTHORIZE THE ELECTION OF DIRECTOR OF NEW Mgmt For For
POINT RE III LIMITED: JOSEPH W. ROBERTS (UNTIL
2013 ANNUAL GENERAL MEETING)
06 TO CAST A NON BINDING ADVISORY VOTE ON ALTERRA Mgmt For For
CAPITAL HOLDINGS LIMITED'S EXECUTIVE COMPENSATION.
07 TO CAST A NON BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF ALTERRA CAPITAL HOLDINGS LIMITED'S FUTURE
EXECUTIVE COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
AMERCO Agenda Number: 933309317
--------------------------------------------------------------------------------------------------------------------------
Security: 023586100
Meeting Type: Annual
Meeting Date: 26-Aug-2010
Ticker: UHAL
ISIN: US0235861004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL L. GALLAGHER Mgmt For For
CHARLES J. BAYER Mgmt For For
2 APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR ITS FISCAL YEAR ENDING MARCH 31, 2011.
3 A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDERS Mgmt Against Against
TO RATIFY AND AFFIRM THE DECISIONS AND ACTIONS
TAKEN BY THE AMERCO BOARD OF DIRECTORS AND
EXECUTIVE OFFICERS, WITH RESPECT TO AMERCO
AND ITS SUBSIDIARIES, FOR THE TIME FRAME OF
APRIL 1, 2009 THROUGH MARCH 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
APAC CUSTOMER SERVICES, INC. Agenda Number: 933445290
--------------------------------------------------------------------------------------------------------------------------
Security: 00185E106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: APAC
ISIN: US00185E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHERINE ANDREASEN Mgmt For For
KEVIN T. KELEGHAN Mgmt For For
JOHN J. PARK Mgmt For For
THEODORE G. SCHWARTZ Mgmt For For
SAMUEL K. SKINNER Mgmt Withheld Against
JOHN L. WORKMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 933385064
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. GEORGE L. FOTIADES Mgmt For For
MR. KING W. HARRIS Mgmt For For
MR. PETER H. PFEIFFER Mgmt For For
DR. JOANNE C. SMITH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
04 APPROVAL OF THE 2011 STOCK AWARDS PLAN Mgmt For For
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC TELE-NETWORK, INC. Agenda Number: 933449868
--------------------------------------------------------------------------------------------------------------------------
Security: 049079205
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: ATNI
ISIN: US0490792050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO THE ATLANTIC TELE-NETWORK, Mgmt For For
INC. 2008 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN.
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO INDICATE, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 DIRECTOR
MARTIN L. BUDD Mgmt For For
THOMAS V. CUNNINGHAM Mgmt For For
MICHAEL T. FLYNN Mgmt For For
CORNELIUS B. PRIOR, JR. Mgmt For For
MICHAEL T. PRIOR Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
BRIAN A. SCHUCHMAN Mgmt Withheld Against
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
AVATAR HOLDINGS INC. Agenda Number: 933454023
--------------------------------------------------------------------------------------------------------------------------
Security: 053494100
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: AVTR
ISIN: US0534941002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A.J. ANDERSON Mgmt For For
P.D. BARNETT Mgmt For For
J.M. DONNELL Mgmt For For
M. DRESNER Mgmt Withheld Against
R.W. EINIGER Mgmt Withheld Against
R.S. LEIBOWITZ Mgmt For For
J. NASH Mgmt For For
K.T. ROSEN Mgmt Withheld Against
J.M. SIMON Mgmt For For
B.A. STEWART Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR AVATAR HOLDINGS INC. FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE AVATAR HOLDINGS INC. AMENDED Mgmt Against Against
AND RESTATED 1997 INCENTIVE AND CAPITAL ACCUMULATION
PLAN (2011 RESTATEMENT).
04 APPROVAL OF THE AMENDED AND RESTATED 2005 EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN (2011 RESTATEMENT).
05 APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY
("SAY ON PAY").
06 VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year Against
ADVISORY VOTES ON SAY ON PAY.
--------------------------------------------------------------------------------------------------------------------------
AVISTA CORP. Agenda Number: 933393629
--------------------------------------------------------------------------------------------------------------------------
Security: 05379B107
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: AVA
ISIN: US05379B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 AMENDMENT OF THE COMPANY'S RESTATED ARTICLES Mgmt For For
OF INCORPORATION AND BYLAWS TO PROVIDE FOR
THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 IF PRESENTED, CONSIDERATION OF A SHAREHOLDER Shr For Against
PROPOSAL TO REQUEST THE BOARD TO TAKE THE STEPS
NECESSARY SO THAT EACH SHAREHOLDER VOTING REQUIREMENT
IN THE ARTICLES OF INCORPORATION AND BYLAWS
THAT CALLS FOR A GREATER THAN A SIMPLE MAJORITY
VOTE BE CHANGED TO A MAJORITY OF VOTES CAST
FOR OR AGAINST THE PROPOSAL IN COMPLIANCE WITH
APPLICABLE LAWS.
--------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda Number: 933419322
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY P. BERGER Mgmt For For
STEVEN S. FISHMAN Mgmt For For
PETER J. HAYES Mgmt For For
DAVID T. KOLLAT Mgmt Withheld Against
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt For For
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 1 Year Against
OF THE SAY ON PAY VOTE.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB, INC. Agenda Number: 933419877
--------------------------------------------------------------------------------------------------------------------------
Security: 05548J106
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BJ
ISIN: US05548J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL DANOS PH.D. Mgmt For For
1B ELECTION OF DIRECTOR: LAURA J. SEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. SHEEHAN Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2012.
03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 CONSIDERATION OF A SHAREHOLDER PROPOSAL REGARDING Shr Against For
BIRD WELFARE.
--------------------------------------------------------------------------------------------------------------------------
BOB EVANS FARMS, INC. Agenda Number: 933314421
--------------------------------------------------------------------------------------------------------------------------
Security: 096761101
Meeting Type: Annual
Meeting Date: 13-Sep-2010
Ticker: BOBE
ISIN: US0967611015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. GASSER Mgmt For For
1B ELECTION OF DIRECTOR: E. GORDON GEE Mgmt For For
1C ELECTION OF DIRECTOR: E.W. (BILL) INGRAM Mgmt For For
1D ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
02 PROPOSAL TO AMEND OUR BYLAWS TO PROVIDE THAT Mgmt For For
ALL DIRECTORS WILL BE ELECTED ANNUALLY.
03 PROPOSAL TO REDUCE THE STOCKHOLDER APPROVAL Mgmt For For
THRESHOLD TO AMEND SECTION 3.01 OF OUR BYLAWS
FROM 80 PERCENT OF OUR OUTSTANDING COMMON SHARES
TO A SIMPLE MAJORITY.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
05 PROPOSAL TO APPROVE THE 2010 EQUITY AND CASH Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BRISTOW GROUP INC. Agenda Number: 933303872
--------------------------------------------------------------------------------------------------------------------------
Security: 110394103
Meeting Type: Annual
Meeting Date: 04-Aug-2010
Ticker: BRS
ISIN: US1103941035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS N. AMONETT Mgmt For For
STEPHEN J. CANNON Mgmt For For
WILLIAM E. CHILES Mgmt For For
MICHAEL A. FLICK Mgmt For For
IAN A. GODDEN Mgmt For For
THOMAS C. KNUDSON Mgmt For For
JOHN M. MAY Mgmt Withheld Against
BRUCE H. STOVER Mgmt For For
KEN C. TAMBLYN Mgmt For For
WILLIAM P. WYATT Mgmt For For
2 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Mgmt For For
LONG TERM INCENTIVE PLAN
3 TO APPROVE AND RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING MARCH 31, 2011
--------------------------------------------------------------------------------------------------------------------------
CANTEL MEDICAL CORP. Agenda Number: 933355302
--------------------------------------------------------------------------------------------------------------------------
Security: 138098108
Meeting Type: Annual
Meeting Date: 13-Jan-2011
Ticker: CMN
ISIN: US1380981084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. BARBANELL Mgmt For For
ALAN R. BATKIN Mgmt For For
JOSEPH M. COHEN Mgmt For For
CHARLES M. DIKER Mgmt For For
MARK N. DIKER Mgmt For For
GEORGE L. FOTIADES Mgmt For For
ALAN J. HIRSCHFIELD Mgmt For For
ANDREW A. KRAKAUER Mgmt For For
P.J. PRONOVOST, MD, PHD Mgmt For For
BRUCE SLOVIN Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
CAPITAL SOUTHWEST CORPORATION Agenda Number: 933305751
--------------------------------------------------------------------------------------------------------------------------
Security: 140501107
Meeting Type: Annual
Meeting Date: 19-Jul-2010
Ticker: CSWC
ISIN: US1405011073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD W. BURTON Mgmt For For
GRAEME W. HENDERSON Mgmt Withheld Against
SAMUEL B. LIGON Mgmt Withheld Against
GARY L. MARTIN Mgmt For For
JOHN H. WILSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 933415540
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN J. MCNAMARA Mgmt For For
JOEL F. GEMUNDER Mgmt For For
PATRICK P. GRACE Mgmt For For
THOMAS C. HUTTON Mgmt For For
WALTER L. KREBS Mgmt For For
ANDREA R. LINDELL Mgmt For For
THOMAS P. RICE Mgmt For For
DONALD E. SAUNDERS Mgmt For For
GEORGE J. WALSH III Mgmt For For
FRANK E. WOOD Mgmt For For
02 RATIFICATION OF AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
--------------------------------------------------------------------------------------------------------------------------
COMPUTER SERVICES, INC. Agenda Number: 933459782
--------------------------------------------------------------------------------------------------------------------------
Security: 20539A105
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: CSVI
ISIN: US20539A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR CONSTANTINE W CURRIS Mgmt For For
BRUCE R. GALL Mgmt For For
JOHN A. WILLIAMS Mgmt For For
02 SHAREHOLDER RATIFICATION OF THE SELECTION OF Mgmt For For
MCGLADREY & PULLEN, LLC AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR 2012
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 933339916
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 02-Dec-2010
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIS J. JOHNSON Mgmt For For
A. JAYSON ADAIR Mgmt For For
MATT BLUNT Mgmt For For
STEVEN D. COHAN Mgmt For For
DANIEL J. ENGLANDER Mgmt For For
JAMES E. MEEKS Mgmt For For
THOMAS W. SMITH Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
JULY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC Agenda Number: 933338849
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106
Meeting Type: Annual
Meeting Date: 01-Dec-2010
Ticker: CBRL
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT V. DALE Mgmt For For
RICHARD J. DOBKIN Mgmt For For
ROBERT C. HILTON Mgmt For For
CHARLES E. JONES, JR. Mgmt For For
B.F. "JACK" LOWERY Mgmt For For
MARTHA M. MITCHELL Mgmt For For
ANDREA M. WEISS Mgmt For For
JIMMIE D. WHITE Mgmt For For
MICHAEL A. WOODHOUSE Mgmt For For
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE THE CRACKER BARREL 2010 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 933417392
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. COOPER Mgmt For For
JOHN L.M. HUGHES Mgmt For For
BERNARD W. REZNICEK Mgmt For For
DONALD V. SMITH Mgmt For For
02 APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 APPROVAL OF PERFORMANCE GOALS UNDER THE PERFORMANCE Mgmt For For
BONUS PROGRAM.
05 APPROVAL OF THE AMENDED AND RESTATED 2005 STOCK Mgmt For For
INCENTIVE PLAN.
06 APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt For For
1996 EMPLOYEE STOCK PURCHASE PLAN.
07 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
CUBIC CORPORATION Agenda Number: 933362876
--------------------------------------------------------------------------------------------------------------------------
Security: 229669106
Meeting Type: Annual
Meeting Date: 22-Feb-2011
Ticker: CUB
ISIN: US2296691064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER J. ZABLE Mgmt For For
WALTER C. ZABLE Mgmt For For
BRUCE G. BLAKLEY Mgmt For For
WILLIAM W. BOYLE Mgmt Withheld Against
EDWIN A. GUILES Mgmt For For
DR. ROBERT S. SULLIVAN Mgmt For For
DR. JOHN H. WARNER, JR. Mgmt For For
02 CONFIRM ERNST & YOUNG LLP AS INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS OF THE CORPORATION FOR FISCAL YEAR
2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
DAKTRONICS, INC. Agenda Number: 933309482
--------------------------------------------------------------------------------------------------------------------------
Security: 234264109
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: DAKT
ISIN: US2342641097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES B. MORGAN Mgmt For For
JOHN L. MULLIGAN Mgmt For For
DUANE E. SANDER Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
03 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR FISCAL YEAR 2011.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC. Agenda Number: 933417140
--------------------------------------------------------------------------------------------------------------------------
Security: 253922108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: DCOM
ISIN: US2539221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. CLARK, JR. Mgmt For For
STEVEN D. COHN Mgmt For For
JOHN J. FLYNN Mgmt For For
KENNETH J. MAHON Mgmt Withheld Against
KATHLEEN M. NELSON Mgmt For For
ROBERT C. GOLDEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DST SYSTEMS, INC. Agenda Number: 933387450
--------------------------------------------------------------------------------------------------------------------------
Security: 233326107
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: DST
ISIN: US2333261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE L. ARGYROS Mgmt For For
LAWRENCE M. HIGBY Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
M. JEANNINE STRANDJORD Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 NON-BINDING, ADVISORY VOTE ON NAMED OFFICER Mgmt For For
COMPENSATION (SAY ON PAY).
04 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SAY ON PAY VOTING.
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR INTERNATIONAL CORPORATION Agenda Number: 933429563
--------------------------------------------------------------------------------------------------------------------------
Security: 29259G200
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: END
ISIN: US29259G2003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN B. CONNALLY III Mgmt For For
CHARLES J. HUE WILLIAMS Mgmt For For
WILLIAM L. TRANSIER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY, NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY, NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION Agenda Number: 933344816
--------------------------------------------------------------------------------------------------------------------------
Security: 30049A107
Meeting Type: Annual
Meeting Date: 09-Dec-2010
Ticker: EPM
ISIN: US30049A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAIRD Q. CAGAN Mgmt For For
EDWARD J. DIPAOLO Mgmt For For
WILLIAM E. DOZIER Mgmt For For
ROBERT S. HERLIN Mgmt For For
KELLY W. LOYD Mgmt For For
GENE G. STOEVER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES, Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 933389012
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN M. ALEXANDER, JR. Mgmt For For
CARMEN HOLDING AMES Mgmt For For
VICTOR E. BELL III Mgmt For For
GEORGE H. BROADRICK Mgmt For For
HOPE HOLDING CONNELL Mgmt For For
HUBERT M. CRAIG III Mgmt For For
H. LEE DURHAM, JR. Mgmt For For
DANIEL L. HEAVNER Mgmt For For
FRANK B. HOLDING Mgmt For For
FRANK B. HOLDING, JR. Mgmt For For
LUCIUS S. JONES Mgmt For For
ROBERT E. MASON IV Mgmt For For
ROBERT T. NEWCOMB Mgmt For For
JAMES M. PARKER Mgmt For For
RALPH K. SHELTON Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION: NON-BINDING, Mgmt For For
ADVISORY RESOLUTION ("SAY-ON-PAY" RESOLUTION)
TO APPROVE COMPENSATION PAID OR PROVIDED TO
OUR EXECUTIVE OFFICERS AS DISCLOSED IN OUR
PROXY STATEMENT FOR THE ANNUAL MEETING.
03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: Mgmt 3 Years For
NON-BINDING, ADVISORY VOTE ON WHETHER WE SHOULD
SUBMIT A SAY-ON-PAY RESOLUTION TO A VOTE OF
SHAREHOLDERS EVERY ONE, TWO OR THREE YEARS.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS: Mgmt For For
PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON
HUGHES PLLC AS BANCSHARES' INDEPENDENT ACCOUNTANTS
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
FPIC INSURANCE GROUP, INC. Agenda Number: 933411085
--------------------------------------------------------------------------------------------------------------------------
Security: 302563101
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: FPIC
ISIN: US3025631017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. KIRSCHNER Mgmt Withheld Against
DAVID M. SHAPIRO, M.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FRED'S, INC. Agenda Number: 933458514
--------------------------------------------------------------------------------------------------------------------------
Security: 356108100
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: FRED
ISIN: US3561081007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. HAYES Mgmt Withheld Against
JOHN R. EISENMAN Mgmt For For
ROGER T. KNOX Mgmt For For
THOMAS H. TASHJIAN Mgmt For For
B. MARY MCNABB Mgmt For For
MICHAEL T. MCMILLAN Mgmt Withheld Against
BRUCE A. EFIRD Mgmt For For
02 APPROVAL OF BDO USA, LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM OF THE COMPANY, AS DESCRIBED
IN THE PROXY STATEMENT.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
FRISCH'S RESTAURANTS, INC. Agenda Number: 933321868
--------------------------------------------------------------------------------------------------------------------------
Security: 358748101
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: FRS
ISIN: US3587481017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. (RJ) DOURNEY Mgmt For For
LORRENCE T. KELLAR Mgmt For For
KAREN F. MAIER Mgmt For For
WILLIAM J. REIK, JR. Mgmt For For
DONALD H. WALKER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
G&K SERVICES, INC. Agenda Number: 933336869
--------------------------------------------------------------------------------------------------------------------------
Security: 361268105
Meeting Type: Annual
Meeting Date: 04-Nov-2010
Ticker: GKSR
ISIN: US3612681052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. BRONSON Mgmt For For
WAYNE M. FORTUN Mgmt For For
ERNEST J. MROZEK Mgmt For For
02 PROPOSAL TO APPROVE OUR RESTATED EQUITY INCENTIVE Mgmt For For
PLAN (2010).
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS
FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
GASTAR EXPLORATION LTD. Agenda Number: 933451370
--------------------------------------------------------------------------------------------------------------------------
Security: 367299203
Meeting Type: Annual and Special
Meeting Date: 02-Jun-2011
Ticker: GST
ISIN: CA3672992037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 FIX THE NUMBER OF BOARD OF DIRECTORS AT SIX Mgmt For For
(6) MEMBERS.
02 DIRECTOR
JOHN H. CASSELS Mgmt For For
RANDOLPH C. COLEY Mgmt For For
ROBERT D. PENNER Mgmt Withheld Against
J. RUSSELL PORTER Mgmt For For
FLOYD R. PRICE Mgmt For For
JOHN M. SELSER SR. Mgmt For For
03 RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2011.
04 APPROVE ON A NON-BINDING ADVISORY BASIS THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT.
05 APPROVE ON A NON-BINDING ADVISORY BASIS THE Mgmt 1 Year Against
FREQUENCY (EVERY ONE, TWO OR THREE YEARS) WITH
WHICH AN ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD
BE HELD.
--------------------------------------------------------------------------------------------------------------------------
GYRODYNE COMPANY OF AMERICA, INC. Agenda Number: 933348662
--------------------------------------------------------------------------------------------------------------------------
Security: 403820103
Meeting Type: Annual
Meeting Date: 10-Dec-2010
Ticker: GYRO
ISIN: US4038201038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD J. MACKLIN Mgmt For For
STEPHEN V. MARONEY Mgmt For For
PHILIP F. PALMEDO Mgmt For For
02 TO RATIFY THE ENGAGEMENT OF HOLTZ RUBENSTEIN Mgmt For For
REMINICK LLP AS INDEPENDENT ACCOUNTANTS FOR
THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 933298285
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: HAE
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN BARTLETT FOOTE Mgmt For For
PEDRO P. GRANADILLO Mgmt For For
MARK W. KROLL, PH.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP. Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
HILLTOP HOLDINGS, INC. Agenda Number: 933446595
--------------------------------------------------------------------------------------------------------------------------
Security: 432748101
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: HTH
ISIN: US4327481010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RHODES R. BOBBITT Mgmt For For
W. JORIS BRINKERHOFF Mgmt For For
CHARLES R. CUMMINGS Mgmt For For
GERALD J. FORD Mgmt For For
JEREMY B. FORD Mgmt For For
J. MARKHAM GREEN Mgmt For For
JESS T. HAY Mgmt For For
WILLIAM T. HILL, JR. Mgmt For For
W. ROBERT NICHOLS, III Mgmt Withheld Against
C. CLIFTON ROBINSON Mgmt For For
KENNETH D. RUSSELL Mgmt For For
CARL B. WEBB Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS HILLTOP HOLDINGS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 933414497
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. CONNORS Mgmt For For
MICHAEL T. KOVALCHIK Mgmt For For
JOSEPH R. SAUCEDO Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS FOR THE COMPANY.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAS BACHOCO, S.A.B. DE C.V. Agenda Number: 933403088
--------------------------------------------------------------------------------------------------------------------------
Security: 456463108
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: IBA
ISIN: US4564631087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 PRESENTATION AND, IN ITS CASE, APPROVAL OF: Mgmt For
A) THE REPORT OF THE CHIEF EXECUTIVE OFFICER
OF THE COMPANY; B) BOARD OF DIRECTORS' REPORT
REQUIRED BY ARTICLE 172 B) OF THE GENERAL LAW
OF COMMERCIAL CORPORATIONS; C) BOARD OF DIRECTORS'
REPORT ABOUT THEIR OPERATIONS AND ACTIVITIES,
REQUIRED BY ARTICLE 28 IV E) OF THE SECURITIES
MARKET LAW; D) THE AUDITED FINANCIAL STATEMENTS
OF THE COMPANY AND ITS MAIN SUBSIDIARY; E)
THE ANNUAL REPORT OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE OF THE COMPANY; AND F)
PROPOSAL TO MAKE THE DISTRIBUTION OF THE NET
INCOME.
A2 PRESENTATION OF THE REPORT ABOUT THE COMPLIANCE Mgmt For
OF THE TAX OBLIGATIONS, PURSUANT TO THE ARTICLE
86 XX OF THE INCOME TAX LAW. RESOLUTIONS THEREOF.
A3 PRESENTATION AND, IN ITS CASE, APPROVAL OF THE Mgmt For
REPORT OF THE BOARD OF DIRECTORS REGARDING
TO THE POLICIES OF THE COMPANY TO PURCHASE
ITS OWN SHARES, AS WELL AS THE PROPOSAL OF
THE MAXIMUM AMOUNT THAT THE COMPANY WILL BE
ABLE TO ALLOCATE TO PURCHASE ITS OWN SHARES
DURING 2011. RESOLUTIONS THEREOF.
A4 PRESENTATION AND, IN ITS CASE, APPROVAL OF THE Mgmt For
PROPOSAL WITH REGARD TO DIVIDENDS. RESOLUTIONS
THEREOF.
A5 APPOINTED OR RATIFICATION OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS AND SECRETARY OF THE
BOARD OF DIRECTORS. RESOLUTIONS THEREOF.
A6 APPOINTED OR RATIFICATION OF THE CHAIRMAN AND Mgmt For
MEMBERS OF THE AUDIT AND CORPORATE PRACTICES
COMMITTEE OF THE COMPANY. RESOLUTIONS THEREOF.
A7 DETERMINATION OF THE REMUNERATION TO BE PAID Mgmt For
TO THE MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY, SECRETARY OF THE BOARD OF DIRECTORS,
AND TO THE CHAIRMAN AND MEMBERS OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE. RESOLUTIONS
THEREOF.
A8 APPOINTED OF THE SPECIAL DELEGATES, IN ORDER Mgmt For
TO ATTEND TO THE GENERAL SHAREHOLDERS' MEETINGS
OF THE SUBSIDIARIES OF THE COMPANY, AND TO
ACCOMPLISH, FORMALIZE AND REGISTER IN THE PUBLIC
REGISTRY OF COMMERCE' OFFICES, THE RESOLUTIONS
MADE IN THIS MEETING. RESOLUTIONS THEREOF.
E1 PRESENTATION AND, IN ITS CASE, APPROVAL OF THE Mgmt For
PROPOSAL OF AMENDMENT THE SECOND ARTICLE OF
BY-LAWS, TO EXTEND THE SOCIAL PURPOSE OF THE
COMPANY. RESOLUTIONS THEREOF.
E2 APPOINTMENT OF SPECIAL DELEGATES OF THE COMPANY, Mgmt For
IN ORDER TO FORMALIZE THE RESOLUTIONS ADOPTED
ON THIS MEETING, AND IN ITS CASE, REGISTER
THE CORRESPONDING PUBLIC DOCUMENT IN THE PUBLIC
REGISTRY OF COMMERCE, RESOLUTIONS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
INGRAM MICRO INC. Agenda Number: 933436215
--------------------------------------------------------------------------------------------------------------------------
Security: 457153104
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: IM
ISIN: US4571531049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1B ELECTION OF DIRECTOR: LESLIE STONE HEISZ Mgmt For For
1C ELECTION OF DIRECTOR: JOHN R. INGRAM Mgmt For For
1D ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For
1E ELECTION OF DIRECTOR: DALE R. LAURANCE Mgmt For For
1F ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt Against Against
1G ELECTION OF DIRECTOR: SCOTT A. MCGREGOR Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: GREGORY M.E. SPIERKEL Mgmt For For
1J ELECTION OF DIRECTOR: JOE B. WYATT Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 APPROVAL OF 2011 INCENTIVE PLAN. Mgmt For For
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
INSPERITY INC Agenda Number: 933415881
--------------------------------------------------------------------------------------------------------------------------
Security: 45778Q107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: NSP
ISIN: US45778Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL W. BROWN Mgmt For For
ELI JONES Mgmt For For
GREGORY E. PETSCH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
("SAY-ON-PAY")
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
STOCKHOLDER "SAY-ON-PAY" VOTES
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 933359487
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Annual
Meeting Date: 29-Dec-2010
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RENEWAL OF THE APPOINTMENT OF FAHN KANNE Mgmt For For
& CO. (A MEMBER FIRM OF GRANT THORNTON INTERNATIONAL)
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2010 AND AUTHORIZATION
OF THE AUDIT COMMITTEE TO DETERMINE THEIR COMPENSATION.
02 DIRECTOR
EYAL SHERATZKY Mgmt For For
YOHAV KAHANE Mgmt Withheld Against
AMOS KURZ Mgmt For For
YIGAL SHANI Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
ITURAN LOCATION AND CONTROL LTD. Agenda Number: 933428840
--------------------------------------------------------------------------------------------------------------------------
Security: M6158M104
Meeting Type: Consent
Meeting Date: 12-May-2011
Ticker: ITRN
ISIN: IL0010818685
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT DATED FEBRUARY 1, 2003 Mgmt For For
BETWEEN THE COMPANY, A. SHERATZKY HOLDINGS
LTD. AND MR. IZZY SHERATZKY AS AMENDED BY ADDENDUM
NO.1.
02 TO APPROVE THE AGREEMENT DATED SEPTEMBER 5, Mgmt For For
2002 BETWEEN THE COMPANY, A. SHERATZKY HOLDINGS
AND EYAL SHERATZKY AS AMENDED, INCLUDING ADDENDUM
NO. 3 CLARIFYING THE SERVICES GRANTED BY MR.
SHERATZKY.
03 TO APPROVE THE AGREEMENT DATED SEPTEMBER 5, Mgmt For For
2002 BETWEEN THE COMPANY, A. SHERATZKY HOLDINGS
AND NIR SHERATZKY AS AMENDED, INCLUDING ADDENDUM
NO. 3 CLARIFYING THE SERVICES GRANTED BY MR.
SHERATZKY.
04 TO APPROVE THE AGREEMENT DATED MARCH 25, 1998 Mgmt For For
AS AMENDED, BETWEEN THE COMPANY AND MR. YEHUDA
KAHANE.
05 TO APPROVE THE PROCUREMENT OF A DIRECTORS AND Mgmt For For
OFFICERS INSURANCE PLAN ("D&O POLICY") COVERING
ALL OF OUR DIRECTORS AND OFFICE HOLDERS, INCLUDING
DIRECTORS AND OFFICE HOLDERS WHO ARE DEEMED
'CONTROLLING SHAREHOLDERS' FOR THE PURPOSES
OF SECTION 268 OF THE ISRAELI COMPANIES LAW,
1999, FOR A TERM OF FIVE YEARS IN TOTAL, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
06 TO APPROVE THE AGREEMENT DATED JANUARY 23, 2007 Mgmt For For
BETWEEN E-COM GLOBAL ELECTRONIC COMMERCE LTD.
AND MR. GIL SHERATZKY
07 TO APPROVE THE INDEMNITY DEEDS SIGNED BY THE Mgmt For For
COMPANY TOWARDS ALL DIRECTORS AND OFFICERS
WHO ARE DEEMED CONTROLLING SHAREHOLDERS AND
THEIR RELATIVES.
1A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 1 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
2A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 2 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
3A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 3 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
4A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 4 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
5A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 5 HEREIN, MARK "FOR" = YES
OR "AGAINST" = NO.
6A I HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 6 ABOVE, MARK "FOR" = YES
OR "AGAINST" = NO.
7A HAVE A PERSONAL INTEREST IN THE TRANSACTION Mgmt Against
MENTIONED IN ITEM 7 ABOVE, MARK "FOR" = YES
OR "AGAINST" = NO.
--------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. Agenda Number: 933360581
--------------------------------------------------------------------------------------------------------------------------
Security: 466032109
Meeting Type: Annual
Meeting Date: 09-Feb-2011
Ticker: JJSF
ISIN: US4660321096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER G. STANLEY Mgmt For For
02 ADVISORY VOTE ON APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For
COMPENSATION PROGRAMS
03 ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER'S Mgmt 1 Year
ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL COMMUNICATIONS, INC. Agenda Number: 933412885
--------------------------------------------------------------------------------------------------------------------------
Security: 46626E205
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: JCOM
ISIN: US46626E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS Y. BECH Mgmt For For
ROBERT J. CRESCI Mgmt For For
W. BRIAN KRETZMER Mgmt For For
RICHARD S. RESSLER Mgmt Withheld Against
JOHN F. RIELEY Mgmt Withheld Against
STEPHEN ROSS Mgmt For For
MICHAEL P. SCHULHOF Mgmt For For
02 TO RATIFY THE APPOINTMENT OF SINGERLEWAK LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS
FOR FISCAL 2011.
03 TO APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
KNIGHT CAPITAL GROUP, INC. Agenda Number: 933425298
--------------------------------------------------------------------------------------------------------------------------
Security: 499005106
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: KCG
ISIN: US4990051066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM L. BOLSTER Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS M. JOYCE Mgmt For For
1C ELECTION OF DIRECTOR: JAMES W. LEWIS Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS C. LOCKBURNER Mgmt For For
1E ELECTION OF DIRECTOR: JAMES T. MILDE Mgmt For For
1F ELECTION OF DIRECTOR: CHRISTOPHER C. QUICK Mgmt For For
1G ELECTION OF DIRECTOR: LAURIE M. SHAHON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Mgmt Against Against
ON EXECUTIVE COMPENSATION.
04 TO APPROVE HOLDING AN ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO
OR THREE YEARS, AS INDICATED.
--------------------------------------------------------------------------------------------------------------------------
KORN/FERRY INTERNATIONAL Agenda Number: 933317857
--------------------------------------------------------------------------------------------------------------------------
Security: 500643200
Meeting Type: Annual
Meeting Date: 14-Sep-2010
Ticker: KFY
ISIN: US5006432000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARY BURNISON Mgmt For For
EDWARD MILLER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
MAC-GRAY CORPORATION Agenda Number: 933435922
--------------------------------------------------------------------------------------------------------------------------
Security: 554153106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: TUC
ISIN: US5541531068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. BULLOCK Mgmt For For
WILLIAM F. MEAGHER JR. Mgmt For For
ALASTAIR G. ROBERTSON Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2009 MAC-GRAY Mgmt Against Against
CORPORATION STOCK OPTION AND INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
SUCH PLAN FROM 2,300,000 TO 4,100,000 SHARES.
03 STOCKHOLDER PROPOSAL REQUESTING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS.
04 TO APPROVE THE OVERALL COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND THE FREQUENCY OF EXECUTIVE COMPENSATION Mgmt 1 Year Against
VOTING.
06 TO APPROVE THE COMPANY'S INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORP. Agenda Number: 933397540
--------------------------------------------------------------------------------------------------------------------------
Security: 564563104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: MANT
ISIN: US5645631046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE J. PEDERSEN Mgmt For For
RICHARD L. ARMITAGE Mgmt For For
MARY K. BUSH Mgmt For For
BARRY G. CAMPBELL Mgmt For For
W.R. FATZINGER, JR. Mgmt For For
DAVID E. JEREMIAH Mgmt For For
RICHARD J. KERR Mgmt For For
KENNETH A. MINIHAN Mgmt For For
STEPHEN W. PORTER Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year Against
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
04 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN,AS Mgmt For For
AMENDED AND RESTATED
05 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MEDALLION FINANCIAL CORP. Agenda Number: 933446836
--------------------------------------------------------------------------------------------------------------------------
Security: 583928106
Meeting Type: Annual
Meeting Date: 17-Jun-2011
Ticker: TAXI
ISIN: US5839281061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HENRY L. AARON Mgmt For For
HENRY D. JACKSON Mgmt For For
ALVIN MURSTEIN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF WEISERMAZARS Mgmt For For
LLP AS MEDALLION FINANCIAL CORP.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
03 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MONARCH CASINO & RESORT, INC. Agenda Number: 933388832
--------------------------------------------------------------------------------------------------------------------------
Security: 609027107
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: MCRI
ISIN: US6090271072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BOB FARAHI Mgmt For For
YVETTE E. LANDAU Mgmt For For
RONALD R. ZIDECK Mgmt For For
02 TO APPROVE THE INCREASE OF SHARES ISSUABLE UNDER Mgmt For For
THE COMPANY'S 1993 EMPLOYEE STOCK OPTION PLAN
FROM 1,500,000 SHARES TO 1,900,000 SHARES.
03 TO APPROVE THE INCREASE OF SHARES ISSUABLE UNDER Mgmt For For
THE COMPANY'S 1993 EXECUTIVE LONG-TERM INCENTIVE
PLAN FROM 1,500,000 SHARES TO 1,800,000 SHARES.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC. Agenda Number: 933313102
--------------------------------------------------------------------------------------------------------------------------
Security: 632347100
Meeting Type: Annual
Meeting Date: 14-Sep-2010
Ticker: NATH
ISIN: US6323471002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. EIDE Mgmt Withheld Against
ERIC GATOFF Mgmt For For
BRIAN S. GENSON Mgmt For For
BARRY LEISTNER Mgmt For For
HOWARD M. LORBER Mgmt Withheld Against
WAYNE NORBITZ Mgmt For For
DONALD L. PERLYN Mgmt For For
A.F. PETROCELLI Mgmt Withheld Against
CHARLES RAICH Mgmt Withheld Against
02 ADOPTION OF THE 2010 STOCK INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS AUDITORS FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION Agenda Number: 933403672
--------------------------------------------------------------------------------------------------------------------------
Security: 635906100
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: NHC
ISIN: US6359061008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W. ANDREW ADAMS Mgmt For For
ERNEST G. BURGESS III Mgmt For For
EMIL E. HASSAN Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NEUSTAR, INC. Agenda Number: 933444969
--------------------------------------------------------------------------------------------------------------------------
Security: 64126X201
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: NSR
ISIN: US64126X2018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1B ELECTION OF DIRECTOR: JOEL P. FRIEDMAN Mgmt For For
2 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NTELOS HOLDINGS CORP. Agenda Number: 933392970
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Q107
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: NTLS
ISIN: US67020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
TIMOTHY G. BILTZ Mgmt Withheld Against
STEVEN G. FELSHER Mgmt For For
ROBERT E. GUTH Mgmt For For
DANIEL J. HENEGHAN Mgmt Withheld Against
MICHAEL HUBER Mgmt For For
JAMES A. HYDE Mgmt For For
JULIA B. NORTH Mgmt Withheld Against
JERRY E. VAUGHN Mgmt Withheld Against
2 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF NTELOS' NAMED
EXECUTIVE OFFICERS.
3 NON-BINDING ADVISORY VOTE AS TO THE FREQUENCY Mgmt 1 Year For
OF THE NONBINDING STOCKHOLDER VOTE TO APPROVE
THE COMPENSATION OF NTELOS' NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF AN AMENDMENT TO NTELOS' RESTATED Mgmt For For
CERTIFICATE OF INCORPORTION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 55,000,000 TO 110,000,000.
5 APPROVAL OF AN AMENDMENT TO NTELOS' RESTATED Mgmt For For
CERTIFICATE OF INCORPORTION TO (A) EFFECT A
REVERSE STOCK SPLIT OF NTELOS' COMMON STOCK
AT A RATIO THAT WILL BE DETERMINED BY THE BOARD
OF DIRECTORS AND THAT WILL BE WITHIN A RANGE
OF 1-FOR-2 AND 1-FOR-2.5 AND (B) REDUCE PROPORTIONATELY
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK.
6 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
BY THE AUDIT COMMITTE OF THE BOARD OF DIRECTORS
TO SERVE AS NTELOS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
OFFICEMAX INCORPORATED Agenda Number: 933377081
--------------------------------------------------------------------------------------------------------------------------
Security: 67622P101
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: OMX
ISIN: US67622P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH M. DEPINTO Mgmt For For
1C ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM J. MONTGORIS Mgmt For For
1E ELECTION OF DIRECTOR: FRANCESCA RUIZ DE LUZURIAGA Mgmt For For
1F ELECTION OF DIRECTOR: RAVICHANDRA K. SALIGRAM Mgmt For For
1G ELECTION OF DIRECTOR: DAVID M. SZYMANSKI Mgmt For For
02 APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2011.
03 THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF A RESOLUTION APPROVING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS DESCRIBED UNDER
THE HEADING "EXECUTIVE COMPENSATION" IN THE
PROXY STATEMENT.
04 THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt 3 Years For
OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC. Agenda Number: 933388654
--------------------------------------------------------------------------------------------------------------------------
Security: 698813102
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PZZA
ISIN: US6988131024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WADE S. ONEY Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. SCHNATTER Mgmt For For
1C ELECTION OF DIRECTOR: MARK S. SHAPIRO Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
2011 FISCAL YEAR.
03 APPROVAL OF THE 2011 OMNIBUS INCENTIVE PLAN. Mgmt For For
04 APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 933405789
--------------------------------------------------------------------------------------------------------------------------
Security: 707882106
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PVA
ISIN: US7078821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN U. CLARKE Mgmt Withheld Against
EDWARD B. CLOUES, II Mgmt Withheld Against
ROBERT GARRETT Mgmt For For
STEVEN W. KRABLIN Mgmt Withheld Against
MARSHA R. PERELMAN Mgmt Withheld Against
P. VAN MARCKE DE LUMMEN Mgmt For For
H. BAIRD WHITEHEAD Mgmt For For
GARY K. WRIGHT Mgmt Withheld Against
02 AMENDMENT TO SEVENTH AMENDED AND RESTATED 1999 Mgmt Against Against
EMPLOYEE STOCK INCENTIVE PLAN.
03 APPROVAL OF THE ADVISORY RESOLUTION REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE ADVISORY RESOLUTION REGARDING Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 933299554
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 30-Jul-2010
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MENDERES AKDAG Mgmt For For
FRANK J. FORMICA Mgmt For For
GIAN M. FULGONI Mgmt For For
RONALD J. KORN Mgmt For For
ROBERT C. SCHWEITZER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY TO SERVE FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
REGIS CORPORATION Agenda Number: 933328711
--------------------------------------------------------------------------------------------------------------------------
Security: 758932107
Meeting Type: Annual
Meeting Date: 28-Oct-2010
Ticker: RGS
ISIN: US7589321071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROLF F. BJELLAND Mgmt For For
JOSEPH L. CONNER Mgmt For For
PAUL D. FINKELSTEIN Mgmt For For
VAN ZANDT HAWN Mgmt For For
SUSAN S. HOYT Mgmt Withheld Against
DAVID B. KUNIN Mgmt Withheld Against
STEPHEN E. WATSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 AMENDMENT OF THE COMPANY'S 2004 LONG TERM INCENTIVE Mgmt For For
PLAN AS DESCRIBED IN THE PROXY STATEMENT, INCLUDING
RESERVATION OF AN ADDITIONAL 4,250,000 SHARES
OF THE COMPANY'S COMMON STOCK FOR ISSUANCE
THEREUNDER.
04 SHAREHOLDER PROPOSAL REGARDING IMPLEMENTATION Shr Against For
OF THE MACBRIDE PRINCIPLES.
--------------------------------------------------------------------------------------------------------------------------
RENT-A-CENTER, INC. Agenda Number: 933413407
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: RCII
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK E. SPEESE Mgmt For For
1B ELECTION OF DIRECTOR: JEFFERY M. JACKSON Mgmt For For
1C ELECTION OF DIRECTOR: LEONARD H. ROBERTS Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF GRANT THORNTON LLP, REGISTERED INDEPENDENT
ACCOUNTANTS, AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC BANCORP INC. Agenda Number: 933378932
--------------------------------------------------------------------------------------------------------------------------
Security: 760281204
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: RBCAA
ISIN: US7602812049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CRAIG A. GREENBERG Mgmt Withheld Against
MICHAEL T. RUST Mgmt For For
SANDRA METTS SNOWDEN Mgmt For For
R. WAYNE STRATTON Mgmt For For
SUSAN STOUT TAMME Mgmt For For
BERNARD M. TRAGER Mgmt For For
A. SCOTT TRAGER Mgmt For For
STEVEN E. TRAGER Mgmt For For
2 RATIFICATION OF CROWE HORWATH LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2011.
3 SAY ON PAY- AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF NAMED EXECUTIVE OFFICER COMPENSATION.
4 SAY WHEN ON PAY- AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RUDDICK CORPORATION Agenda Number: 933360656
--------------------------------------------------------------------------------------------------------------------------
Security: 781258108
Meeting Type: Annual
Meeting Date: 17-Feb-2011
Ticker: RDK
ISIN: US7812581087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. BELK Mgmt For For
JOHN P. DERHAM CATO Mgmt For For
THOMAS W. DICKSON Mgmt For For
JAMES E.S. HYNES Mgmt For For
ANNA SPANGLER NELSON Mgmt For For
BAILEY W. PATRICK Mgmt For For
ROBERT H. SPILMAN, JR. Mgmt For For
HAROLD C. STOWE Mgmt For For
ISAIAH TIDWELL Mgmt For For
WILLIAM C. WARDEN, JR. Mgmt For For
02 APPROVAL OF THE RUDDICK CORPORATION 2011 INCENTIVE Mgmt For For
COMPENSATION PLAN.
03 AN ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 AN ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt 3 Years For
FREQUENCY OF THE VOTE APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
NAMELY THAT SUCH VOTE WILL OCCUR EVERY 1,2
OR 3 YEARS.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING OCTOBER
2, 2011.
--------------------------------------------------------------------------------------------------------------------------
SENECA FOODS CORPORATION Agenda Number: 933308620
--------------------------------------------------------------------------------------------------------------------------
Security: 817070501
Meeting Type: Annual
Meeting Date: 05-Aug-2010
Ticker: SENEA
ISIN: US8170705011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN P. GAYLORD Mgmt For For
SUSAN A. HENRY Mgmt For For
SUSAN W. STUART Mgmt For For
02 TO CONSIDER AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION FOR THE PURPOSE OF DELETING
ARTICLES 10 THERETO.
03 APPOINTMENT OF AUDITORS: RATIFICATION OF THE Mgmt For For
APPOINTMENT OF BDO SEIDMAN, LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SJW CORP. Agenda Number: 933387448
--------------------------------------------------------------------------------------------------------------------------
Security: 784305104
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: SJW
ISIN: US7843051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K. ARMSTRONG Mgmt For For
M.L. CALI Mgmt For For
J.P. DINAPOLI Mgmt For For
D.R. KING Mgmt For For
N.Y. MINETA Mgmt Withheld Against
R.B. MOSKOVITZ Mgmt For For
G.E. MOSS Mgmt Withheld Against
W.R. ROTH Mgmt For For
C.J. TOENISKOETTER Mgmt For For
R.A. VAN VALER Mgmt For For
02 APPROVE THE ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO VOTE ON AN ADVISORY BASIS AS TO WHETHER THE Mgmt 1 Year Against
ADVISORY SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY YEAR, ONCE EVERY TWO YEARS OR ONCE EVERY
THREE YEARS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 933437192
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEYER KOSINSKI Mgmt For For
RICHARD RAPPAPORT Mgmt For For
RICHARD SISKIND Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 ADVISORY VOTE ON FREQUENCY OF VOTE ON COMPENSATION Mgmt 1 Year Against
OF NAMED EXECUTIVE OFFICERS.
04 RE-APPROVAL OF THE 2006 ANNUAL INCENTIVE COMPENSATION Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
STANDARD PARKING CORPORATION Agenda Number: 933398477
--------------------------------------------------------------------------------------------------------------------------
Security: 853790103
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: STAN
ISIN: US8537901030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES L. BIGGS Mgmt For For
KAREN M. GARRISON Mgmt For For
ROBERT S. ROATH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
JAMES A. WILHELM Mgmt For For
02 TO CONSIDER AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
04 TO APPOINT ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
STEPAN COMPANY Agenda Number: 933407985
--------------------------------------------------------------------------------------------------------------------------
Security: 858586100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SCL
ISIN: US8585861003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOAQUIN DELGADO Mgmt For For
F. QUINN STEPAN, JR. Mgmt For For
02 APPROVE THE ADOPTION OF THE STEPAN COMPANY 2011 Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
04 CONSIDER, BY NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION.
05 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
STERIS CORPORATION Agenda Number: 933300422
--------------------------------------------------------------------------------------------------------------------------
Security: 859152100
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: STE
ISIN: US8591521005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BREEDEN Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
JACQUELINE B. KOSECOFF Mgmt For For
DAVID B. LEWIS Mgmt For For
KEVIN M. MCMULLEN Mgmt For For
WALTER M ROSEBROUGH, JR Mgmt For For
MOHSEN M. SOHI Mgmt For For
JOHN P. WAREHAM Mgmt For For
LOYAL W. WILSON Mgmt For For
MICHAEL B. WOOD Mgmt For For
02 APPROVING THE STERIS CORPORATION SENIOR EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN, AS AMENDED AND
RESTATED EFFECTIVE APRIL 1, 2010.
03 APPROVING A NON-BINDING ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION POLICIES
AND PROCEDURES.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC. Agenda Number: 933385076
--------------------------------------------------------------------------------------------------------------------------
Security: 88162F105
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: TTI
ISIN: US88162F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STUART M. BRIGHTMAN Mgmt For For
PAUL D. COOMBS Mgmt For For
RALPH S. CUNNINGHAM Mgmt Withheld Against
TOM H. DELIMITROS Mgmt For For
GEOFFREY M. HERTEL Mgmt For For
ALLEN T. MCINNES Mgmt For For
KENNETH P. MITCHELL Mgmt For For
WILLIAM D. SULLIVAN Mgmt For For
KENNETH E. WHITE, JR. Mgmt For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS TETRA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE THE 2011 LONG TERM INCENTIVE COMPENSATION Mgmt For For
PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS OF TETRA TECHNOLOGIES,
INC.
05 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 933392300
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION RELATING TO THE SIZE
OF THE BOARD OF DIRECTORS.
02 DIRECTOR
MARC C. BRESLAWSKY Mgmt For For
MICHAEL T. DAN Mgmt For For
03 APPROVE THE AMENDED AND RESTATED KEY EMPLOYEES Mgmt For For
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING Mgmt Against Against
TO THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 PROVIDE A NON-BINDING ADVISORY VOTE AS TO THE Mgmt 1 Year For
FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF
THE NON-BINDING SHAREHOLDER VOTE ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
06 APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE DOLAN COMPANY Agenda Number: 933401907
--------------------------------------------------------------------------------------------------------------------------
Security: 25659P402
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: DM
ISIN: US25659P4028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARTHUR F. KINGSBURY Mgmt For For
LAUREN RICH FINE Mgmt For For
GARY H. STERN Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE DRESS BARN, INC. Agenda Number: 933350768
--------------------------------------------------------------------------------------------------------------------------
Security: 261570105
Meeting Type: Annual
Meeting Date: 17-Dec-2010
Ticker: DBRN
ISIN: US2615701057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION, DATED AS OF AUGUST 20, 2010,
BY AND AMONG THE DRESS BARN, INC., ASCENA RETAIL
GROUP, INC. AND DB MERGER CORP.
02 DIRECTOR
ELLIOT S. JAFFE Mgmt For For
MICHAEL W. RAYDEN Mgmt For For
03 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE DRESS BARN, INC. 2001 STOCK INCENTIVE PLAN,
AS AMENDED, WHICH, IF APPROVED, WILL BE RENAMED
THE DRESS BARN, INC. 2010 STOCK INCENTIVE PLAN.
04 TO RATIFY DELOITTE & TOUCHE LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC Agenda Number: 933447484
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROY E. CHRISTENSEN Mgmt For For
JOHN G. NACKEL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF THE DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE GEO GROUP, INC. Agenda Number: 933310536
--------------------------------------------------------------------------------------------------------------------------
Security: 36159R103
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: GEO
ISIN: US36159R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
COMPANY COMMON STOCK AND OTHER SECURITIES CONVERTIBLE
INTO OR EXERCISABLE FOR SHARES OF COMPANY COMMON
STOCK IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
AS OF APRIL 18, 2010, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
2006 STOCK INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK SUBJECT TO AWARDS
UNDER THE 2006 PLAN.
03 PROPOSAL TO APPROVE AN ADJOURNMENT OF THE COMPANY'S Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE FOREGOING PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
THE GEO GROUP, INC. Agenda Number: 933390988
--------------------------------------------------------------------------------------------------------------------------
Security: 36159R103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GEO
ISIN: US36159R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CLARENCE E. ANTHONY Mgmt For For
NORMAN A. CARLSON Mgmt For For
ANNE N. FOREMAN Mgmt For For
RICHARD H. GLANTON Mgmt For For
CHRISTOPHER C. WHEELER Mgmt For For
GEORGE C. ZOLEY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTANTS OF THE GEO GROUP, INC. FOR
THE 2011 FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt Against Against
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
THE NAVIGATORS GROUP, INC. Agenda Number: 933419093
--------------------------------------------------------------------------------------------------------------------------
Security: 638904102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: NAVG
ISIN: US6389041020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.J. MERVYN BLAKENEY Mgmt Withheld Against
TERENCE N. DEEKS Mgmt For For
W. THOMAS FORRESTER Mgmt For For
STANLEY A. GALANSKI Mgmt For For
GEOFFREY E. JOHNSON Mgmt For For
JOHN F. KIRBY Mgmt For For
ROBERT V. MENDELSOHN Mgmt For For
MARJORIE D. RAINES Mgmt For For
JANICE C. TOMLINSON Mgmt For For
MARC M. TRACT Mgmt Withheld Against
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK Agenda Number: 933436873
--------------------------------------------------------------------------------------------------------------------------
Security: 713278109
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: PBY
ISIN: US7132781094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JANE SCACCETTI Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. SWEETWOOD Mgmt For For
1C ELECTION OF DIRECTOR: M. SHAN ATKINS Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT H. HOTZ Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. MITAROTONDA Mgmt For For
1F ELECTION OF DIRECTOR: NICK WHITE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. WILLIAMS Mgmt For For
1H ELECTION OF DIRECTOR: IRVIN D. REID Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL R. ODELL Mgmt For For
1J ELECTION OF DIRECTOR: MAX L. LUKENS Mgmt For For
02 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE TO CONDUCT FUTURE ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
05 APPROVAL OF OUR EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
06 SHAREHOLDER PROPOSAL REGARDING LOWERING THE Shr Against For
THRESHOLD REQUIRED TO CALL A SPECIAL MEETING,
IF PRESENTED BY ITS PROPONENT.
--------------------------------------------------------------------------------------------------------------------------
TRUE RELIGION APPAREL, INC. Agenda Number: 933398807
--------------------------------------------------------------------------------------------------------------------------
Security: 89784N104
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: TRLG
ISIN: US89784N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY LUBELL Mgmt For For
MARCELLO BOTTOLI Mgmt For For
JOSEPH COULOMBE Mgmt For For
G. LOUIS GRAZIADIO, III Mgmt For For
ROBERT L. HARRIS, II Mgmt Withheld Against
SETH R. JOHNSON Mgmt For For
MARK S. MARON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 AN ADVISORY VOTE APPROVING THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON COMPENSATION FOR OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TUTOR PERINI CORPORATION Agenda Number: 933426276
--------------------------------------------------------------------------------------------------------------------------
Security: 901109108
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: TPC
ISIN: US9011091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARILYN A. ALEXANDER Mgmt For For
PETER ARKLEY Mgmt Withheld Against
RAYMOND R. ONEGLIA Mgmt For For
DONALD D. SNYDER Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, AS AUDITORS OF TUTOR PERINI FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE AMENDMENTS TO THE PERINI CORPORATION Mgmt Against Against
2004 STOCK OPTION AND INCENTIVE PLAN.
04 SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda Number: 933380468
--------------------------------------------------------------------------------------------------------------------------
Security: 902788108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: UMBF
ISIN: US9027881088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KEVIN C. GALLAGHER Mgmt For For
GREG M. GRAVES Mgmt For For
PAUL UHLMANN III Mgmt For For
THOMAS J. WOOD III Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE'S RETENTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR AND TO EXAMINE AND AUDIT THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FISCAL YEAR 2011.
3 TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO APPROVE AN AMENDMENT TO THE UMB FINANCIAL Mgmt For For
CORPORATION LONG-TERM INCENTIVE COMPENSATION
PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO ELIMINATE Shr For Against
CLASSIFICATION OF TERMS OF THE COMPANY'S BOARD
OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS
STAND FOR ELECTION ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
UNIFIRST CORPORATION Agenda Number: 933357774
--------------------------------------------------------------------------------------------------------------------------
Security: 904708104
Meeting Type: Annual
Meeting Date: 11-Jan-2011
Ticker: UNF
ISIN: US9047081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD D. CROATTI Mgmt For For
DONALD J. EVANS Mgmt For For
THOMAS S. POSTEK Mgmt For For
02 APPROVAL OF THE COMPANY'S 2010 STOCK OPTION Mgmt Against Against
AND INCENTIVE PLAN.
03 APPROVAL OF THE GRANT OF PERFORMANCE RESTRICTED Mgmt Against Against
SHARES TO RONALD D. CROATTI.
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING AUGUST 27, 2011.
--------------------------------------------------------------------------------------------------------------------------
UNISOURCE ENERGY CORPORATION Agenda Number: 933389529
--------------------------------------------------------------------------------------------------------------------------
Security: 909205106
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: UNS
ISIN: US9092051062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL J. BONAVIA Mgmt For For
LAWRENCE J. ALDRICH Mgmt For For
BARBARA M. BAUMANN Mgmt For For
LARRY W. BICKLE Mgmt For For
HAROLD W. BURLINGAME Mgmt For For
ROBERT A. ELLIOTT Mgmt For For
DANIEL W.L. FESSLER Mgmt For For
LOUISE L. FRANCESCONI Mgmt For For
WARREN Y. JOBE Mgmt For For
RAMIRO G. PERU Mgmt For For
GREGORY A. PIVIROTTO Mgmt For For
JOAQUIN RUIZ Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR, Mgmt For For
PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL
YEAR 2011.
03 APPROVAL OF THE UNISOURCE ENERGY CORPORATION Mgmt For For
2011 OMNIBUS STOCK AND INCENTIVE PLAN.
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC. Agenda Number: 933341098
--------------------------------------------------------------------------------------------------------------------------
Security: 927107409
Meeting Type: Annual
Meeting Date: 17-Dec-2010
Ticker: VLGEA
ISIN: US9271074091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES SUMAS Mgmt For For
ROBERT SUMAS Mgmt For For
WILLIAM SUMAS Mgmt For For
JOHN P. SUMAS Mgmt For For
KEVIN BEGLEY Mgmt For For
NICHOLAS SUMAS Mgmt For For
JOHN J. SUMAS Mgmt For For
STEVEN CRYSTAL Mgmt For For
DAVID C. JUDGE Mgmt For For
PETER R. LAVOY Mgmt For For
STEPHEN F. ROONEY Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL 2011.
3 TO APPROVE THE VILLAGE SUPER MARKET, INC. 2010 Mgmt For For
STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD. Agenda Number: 933446557
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. BARRETTE* Mgmt For For
Y. BROUILLETTE* Mgmt For For
J.D. GILLESPIE* Mgmt Withheld Against
B.E. KENSIL** Mgmt For For
E.A. PETTERSSON** Mgmt For For
G.A. THORSTENSSON** Mgmt For For
A.L. WATERS** Mgmt For For
C.H. REPASY*** Mgmt For For
W.J. TRACE*** Mgmt For For
A.L. WATERS*** Mgmt For For
J.W. DAVIS+ Mgmt For For
B.E. KENSIL+ Mgmt For For
C.H. REPASY+ Mgmt For For
W.J. TRACE+ Mgmt For For
A.L. WATERS+ Mgmt For For
R. BARRETTE$ Mgmt For For
D.T. FOY$ Mgmt For For
J.L. PITTS$ Mgmt For For
W.J. TRACE$ Mgmt For For
C.H. REPASY@ Mgmt For For
W.J. TRACE@ Mgmt For For
A.L. WATERS@ Mgmt For For
R. BARRETTE# Mgmt For For
D.T. FOY# Mgmt For For
J.L. PITTS# Mgmt For For
W.J. TRACE# Mgmt For For
08 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
09 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION EVERY
10 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP (PWC) AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
ASTON/TAMRO Diversified Equity Fund
--------------------------------------------------------------------------------------------------------------------------
3PAR INC Agenda Number: 933316045
--------------------------------------------------------------------------------------------------------------------------
Security: 88580F109
Meeting Type: Annual
Meeting Date: 09-Sep-2010
Ticker: PAR
ISIN: US88580F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK A. JUNG Mgmt For For
DAVID C. SCOTT Mgmt For For
MICHAEL J. SHERIDAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF 3PAR INC. FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 933392780
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WOLFGANG DEML Mgmt For For
1B ELECTION OF DIRECTOR: LUIZ F. FURLAN Mgmt For For
1C ELECTION OF DIRECTOR: GERALD B. JOHANNESON Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS W. LASORDA Mgmt For For
1E ELECTION OF DIRECTOR: GEORGE E. MINNICH Mgmt For For
1F ELECTION OF DIRECTOR: MARTIN H. RICHENHAGEN Mgmt For For
1G ELECTION OF DIRECTOR: DANIEL C. USTIAN Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE AGCO CORPORATION 2006 LONG-TERM INCENTIVE
PLAN
03 TO APPROVE THE NON-BINDING ADVISORY RESOLUTION Mgmt For For
RELATING TO THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
04 TO APPROVE THE NON-BINDING ADVISORY VOTE TO Mgmt 3 Years For
HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
EVERY ONE, TWO OR THREE YEARS, AS INDICATED
05 TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933382169
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
DEBORAH DUNSIRE, M.D.
1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
TREVOR M. JONES PH.D.
1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
LOUIS J. LAVIGNE, JR.
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS Mgmt For For
PLAN
06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD Mgmt For For
PLAN
07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY OUR BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933388995
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr Against For
OF SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933398489
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt For For
1D ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1E ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON Mgmt For For
1F ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt For For
1G ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1H ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1I ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1J ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1K ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES Mgmt 1 Year For
APPROVING EXECUTIVE COMPENSATION EVERY ONE
YEAR, TWO YEARS OR THREE YEARS.
05 STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT)
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 933439778
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JONATHAN BUSH Mgmt No vote
BRANDON H. HULL Mgmt No vote
WILLIAM WINKENWERDER,JR Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote
LLP AS ATHENAHEALTH, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt No vote
2007 STOCK OPTION AND INCENTIVE PLAN.
04 TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote
THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933378994
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBIN J. ADAMS Mgmt Against Against
1B ELECTION OF DIRECTOR: DAVID T. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1D ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
03 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION OF THE PROXY STATEMENT.
04 THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE Mgmt 3 Years For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 933448208
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 27-Jun-2011
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS J. FOLLIARD Mgmt No vote
RAKESH GANGWAL Mgmt No vote
SHIRA GOODMAN Mgmt No vote
W. ROBERT GRAFTON Mgmt No vote
EDGAR H. GRUBB Mgmt No vote
MITCHELL D. STEENROD Mgmt No vote
2 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt No vote
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4 TO DETERMINE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt No vote
WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933431140
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. Mgmt For For
1B ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1C ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CERNER CORPORATION FOR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF THE SHAREHOLDER VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS (EVERY 1, 2
OR 3 YEARS).
05 APPROVAL OF THE CERNER CORPORATION 2011 OMNIBUS Mgmt For For
EQUITY INCENTIVE PLAN.
06 APPROVAL OF AN AMENDMENT TO OUR ASSOCIATE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE TOTAL NUMBER
OF SHARES AVAILABLE FOR PURCHASE.
07 APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
08 APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO ELIMINATE THE SERIES A
PREFERRED STOCK.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933405741
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1C ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS DANAHER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
04 TO APPROVE AN AMENDMENT TO DANAHER'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ALLOW HOLDERS
OF TWENTY-FIVE PERCENT (25%) OR MORE OF DANAHER'S
SHARES TO CALL A SPECIAL MEETING OF SHAREHOLDERS.
05 TO APPROVE AMENDMENTS TO DANAHER'S 2007 STOCK Mgmt For For
INCENTIVE PLAN AND MATERIAL TERMS OF PLAN PERFORMANCE
GOALS.
06 TO APPROVE AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
07 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933291750
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 12-Aug-2010
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES W. BREYER Mgmt For For
DONALD J. CARTY Mgmt For For
MICHAEL S. DELL Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
JUDY C. LEWENT Mgmt For For
THOMAS W. LUCE, III Mgmt For For
KLAUS S. LUFT Mgmt For For
ALEX J. MANDL Mgmt For For
SHANTANU NARAYEN Mgmt For For
SAM NUNN Mgmt For For
H. ROSS PEROT, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 AMENDMENT OF CERTIFICATE OF INCORPORATION TO Mgmt For For
ELIMINATE SUPERMAJORITY VOTE PROVISIONS
SH1 REIMBURSEMENT OF PROXY EXPENSES Shr For Against
SH2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 3 Years For
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr Against For
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933368133
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 14-Mar-2011
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: A. GARY AMES Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933387599
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt Against Against
1B ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1C ELECTION OF DIRECTOR: SUZANNE H. WOOLSEY Mgmt For For
02 AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 3 Years
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
05 THE AMENDMENT OF OUR AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE AND REPLACE THE
SUPERMAJORITY VOTING PROVISIONS.
06 THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933367371
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Mgmt For For
1J ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
BY 10,000,000 SHARES.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 3 Years For
ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933403646
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
02 TO CONSIDER AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
03 TO VOTE IN AN ADVISORY (NON-BINDING) CAPACITY Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. TO APPROVE THE APPOINTMENT
OF BKD, LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL GEOPHYSICAL SVCS INC Agenda Number: 933457675
--------------------------------------------------------------------------------------------------------------------------
Security: 37946S107
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: GGS
ISIN: US37946S1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. MCCOY Mgmt No vote
DAMIR S. SKERL Mgmt No vote
GEORGE E. MATELICH Mgmt No vote
STANLEY DE J. OSBORNE Mgmt No vote
KARL F. KURZ Mgmt No vote
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt No vote
OF EXECUTIVE COMPENSATION.
03 SAY ON FREQUENCY - AN ADVISORY VOTE ON THE APPROVAL Mgmt No vote
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFY THE APPOINTMENT OF UHY, LLP AS OUR INDEPENDENT Mgmt No vote
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 3 Years For
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
IXIA Agenda Number: 933429448
--------------------------------------------------------------------------------------------------------------------------
Security: 45071R109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: XXIA
ISIN: US45071R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAURENT ASSCHER Mgmt For For
ATUL BHATNAGAR Mgmt For For
JONATHAN FRAM Mgmt For For
ERROL GINSBERG Mgmt For For
GAIL HAMILTON Mgmt For For
JON F. RAGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt Against Against
AND RESTATED 2008 EQUITY INCENTIVE PLAN, AS
AMENDED, INCLUDING AN INCREASE IN THE NUMBER
OF SHARES AVAILABLE FOR AWARDS AND THE ADDITION
OF A FUNGIBLE SHARE COUNTING FEATURE.
05 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt Against Against
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933358865
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 26-Jan-2011
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NATALIE A. BLACK Mgmt For For
ROBERT A. CORNOG Mgmt For For
WILLIAM H. LACY Mgmt For For
STEPHEN A. ROELL Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011
03 APPROVAL OF A PROPOSED AMENDMENT TO THE JOHNSON Mgmt For For
CONTROLS, INC. RESTATED ARTICLES OF INCORPORATION
TO ALLOW FOR A MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS
04 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL Mgmt For For
INCENTIVE PERFORMANCE PLAN.
05 APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM Mgmt For For
INCENTIVE PERFORMANCE PLAN
06 ADVISORY VOTE ON COMPENSATON OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS
07 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933369060
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: JOYG
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN L. GERARD Mgmt For For
JOHN NILS HANSON Mgmt For For
KEN C. JOHNSEN Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JAMES H. TATE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt For For
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr Against For
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933395255
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For
1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Mgmt For For
RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933377245
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. "TIG" GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
DONNA E. SHALALA Mgmt For For
JEFFREY SONNENFELD Mgmt For For
02 TO APPROVE THE COMPANY'S COMPENSATION OF EXECUTIVE Mgmt Against Against
OFFICERS (A NON-BINDING SAY-ON-PAY VOTE).
03 TO HAVE AN ADVISORY VOTE ON THE COMPANY'S COMPENSATION Mgmt 1 Year For
OF EXECUTIVE OFFICERS ONCE EVERY 1, 2 OR 3
YEARS (A NON-BINDING SAY-ON-FREQUENCY VOTE).
04 TO APPROVE PROPOSED AMENDMENTS TO SECTIONS 7.1 Mgmt For For
THROUGH 7.4 OF THE COMPANY'S BYLAWS.
05 TO APPROVE A PROPOSED AMENDMENT TO ARTICLE XI Mgmt For For
OF THE COMPANY'S BYLAWS.
06 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL
YEAR ENDING NOVEMBER 30, 2011.
07 STOCKHOLDER PROPOSAL REGARDING THE COMPANY'S Shr Against For
BUILDING PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
MERU NETWORKS, INC Agenda Number: 933452601
--------------------------------------------------------------------------------------------------------------------------
Security: 59047Q103
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: MERU
ISIN: US59047Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IHAB ABU-HAKIMA Mgmt No vote
DR. VADUVUR BHARGHAVAN Mgmt No vote
HAROLD COPPERMAN Mgmt No vote
THOMAS ERICKSON Mgmt No vote
STANLEY MERESMAN Mgmt No vote
NICHOLAS MITSAKOS Mgmt No vote
BARRY NEWMAN Mgmt No vote
WILLIAM QUIGLEY Mgmt No vote
02 APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION Mgmt No vote
ON OUR EXECUTIVE COMPENSATION.
03 APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION Mgmt No vote
ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF BURR PILGER MAYER, INC. AS OUR Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
05 APPROVAL OF AN AMENDMENT TO OUR 2010 STOCK INCENTIVE Mgmt No vote
PLAN TO ADD AN ADDITIONAL 700,000 SHARES TO
THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER OUR 2010 STOCK INCENTIVE
PLAN.
06 APPROVAL OF INTERNAL REVENUE CODE SECTION 162(M) Mgmt No vote
LIMITS IN THE 2010 STOCK INCENTIVE PLAN, INCLUDING
THE PROPOSED "QUALIFYING ANNUAL AWARD SECTION
162(M) LIMITATION" AMENDMENT TO SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933398883
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN A. KANDARIAN* Mgmt For For
SYLVIA MATHEWS BURWELL# Mgmt For For
EDUARDO CASTRO-WRIGHT# Mgmt For For
CHERYL W. GRISE# Mgmt For For
LULU C. WANG# Mgmt For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933358459
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 25-Jan-2011
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., Mgmt For For
D.V.M.
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES
05 TO APPROVE THE PERFORMANCE GOALS UNDER THE MONSANTO Mgmt For For
COMPANY CODE SECTION 162(M) ANNUAL INCENTIVE
PLAN FOR COVERED EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 933396396
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: MORN
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOE MANSUETO Mgmt For For
1B ELECTION OF DIRECTOR: DON PHILLIPS Mgmt For For
1C ELECTION OF DIRECTOR: CHERYL FRANCIS Mgmt For For
1D ELECTION OF DIRECTOR: STEVE KAPLAN Mgmt For For
1E ELECTION OF DIRECTOR: BILL LYONS Mgmt For For
1F ELECTION OF DIRECTOR: JACK NOONAN Mgmt For For
1G ELECTION OF DIRECTOR: PAUL STURM Mgmt Against Against
1H ELECTION OF DIRECTOR: HUGH ZENTMYER Mgmt For For
02 APPROVAL OF THE MORNINGSTAR, INC. 2011 STOCK Mgmt Against Against
INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE. Mgmt 3 Years For
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS MORNINGSTAR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933414853
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1B ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 500,000,000 TO 1,000,000,000.
07 STOCKHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933408747
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
02 TO AMEND OUR CERTIFICATE OF INCORPORATION TO Mgmt For For
DECLASSIFY THE BOARD OF DIRECTORS SUCH THAT
ALL DIRECTORS ARE ELECTED ON AN ANNUAL BASIS
BY 2014.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING JANUARY 29,
2012.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933401060
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shr Against For
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933393744
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shr For Against
--------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC. Agenda Number: 933306804
--------------------------------------------------------------------------------------------------------------------------
Security: 747582104
Meeting Type: Annual
Meeting Date: 11-Aug-2010
Ticker: QSII
ISIN: US7475821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG BARBAROSH Mgmt For For
DR. MURRAY BRENNAN Mgmt For For
GEORGE BRISTOL Mgmt For For
PATRICK CLINE Mgmt For For
AHMED HUSSEIN Mgmt For For
RUSSELL PFLUEGER Mgmt For For
STEVEN PLOCHOCKI Mgmt For For
SHELDON RAZIN Mgmt For For
MAUREEN SPIVACK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS QSI'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933410463
--------------------------------------------------------------------------------------------------------------------------
Security: 75281A109
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: RRC
ISIN: US75281A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES L. BLACKBURN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1C ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1D ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1E ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1G ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
02 TO APPROVE THE COMPENSATION PHILOSOPHY, POLICIES Mgmt Against Against
AND PROCEDURES DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS.
03 A PROPOSAL, THAT THE STOCKHOLDERS OF THE COMPANY Mgmt 3 Years For
BE PROVIDED AN OPPORTUNITY TO APPROVE THE COMPENSATION
PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED
IN THE CD&A.
04 AMEND OUR 2005 EQUITY-BASED COMPENSATION PLAN Mgmt Against Against
TO INCREASE THE COMMON STOCK SHARES AUTHORIZED
TO BE ISSUED BY 850,000 SHARES.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DEC 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 933334598
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM HAYES Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. STUCKERT Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
2004 OMNIBUS LONG-TERM INCENTIVE PLAN AND,
FOR THE PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED, TO RE-APPROVE
THE MATERIAL TERMS OF PERFORMANCE-BASED COMPENSATION.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
SMITH MICRO SOFTWARE, INC. Agenda Number: 933453083
--------------------------------------------------------------------------------------------------------------------------
Security: 832154108
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: SMSI
ISIN: US8321541083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM W. SMITH, JR. Mgmt No vote
WILLIAM C. KEIPER Mgmt No vote
02 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Mgmt No vote
EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF SINGERLEWAK Mgmt No vote
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Mgmt No vote
HOLDERS, THE PROXY HOLDERS ARE AUTHORIZED TO
ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT
OF THE MEETING AND UPON OTHER MATTERS AS MAY
PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933406793
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEWIS E. EPLEY, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. HOWARD Mgmt For For
1C ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt Against Against
1D ELECTION OF DIRECTOR: HAROLD M. KORELL Mgmt For For
1E ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1F ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1G ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES E. SCHARLAU Mgmt For For
1I ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP TO SERVE AS THE COMPANYS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES. Mgmt 1 Year For
05 AMENDMENT OF THE COMPANY'S BY-LAWS TO REDUCE Mgmt For For
THE OWNERSHIP THRE- SHOLD FOR STOCKHOLDERS
TO CALL SPECIAL MEETING OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES REPORT.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933376609
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1G ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1H ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1J ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY Mgmt 1 Year For
OF VOTING BY HOLDERS ON COMPENSATION PAID BY
COMPANY TO EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933406616
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES R. RAMSEY Mgmt For For
JAMES R. ZARLEY Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM FOR 2011.
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933312578
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 10-Sep-2010
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SANJU K. BANSAL Mgmt For For
PETER J. GRUA Mgmt For For
KELT KINDICK Mgmt For For
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt For For
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 933379580
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
SAMUEL W. BODMAN, III Mgmt For For
PAUL HANRAHAN Mgmt For For
KRISTINA M. JOHNSON Mgmt For For
TARUN KHANNA Mgmt For For
JOHN A. KOSKINEN Mgmt For For
PHILIP LADER Mgmt For For
SANDRA O. MOOSE Mgmt For For
JOHN B. MORSE, JR. Mgmt For For
PHILIP A. ODEEN Mgmt For For
CHARLES O. ROSSOTTI Mgmt For For
SVEN SANDSTROM Mgmt For For
2 THE RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR YEAR 2011.
3 TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4 TO CONSIDER A (NON-BINDING) ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933387397
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, Mgmt For For
JR.
1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For
1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON Mgmt 3 Years For
EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011.
05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shr Against For
06 REPORT ON POLITICAL ACTIVITY. Shr Against For
07 ACTION BY WRITTEN CONSENT. Shr Against For
08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. Shr Against For
09 INDEPENDENT CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 933444995
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: EXBD
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS L. MONAHAN III Mgmt No vote
GREGOR S. BAILAR Mgmt No vote
STEPHEN M. CARTER Mgmt No vote
GORDON J. COBURN Mgmt No vote
L. KEVIN COX Mgmt No vote
NANCY J. KARCH Mgmt No vote
DANIEL O. LEEMON Mgmt No vote
JEFFREY R. TARR Mgmt No vote
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt No vote
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt No vote
ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt For For
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt 1 Year For
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Against For
EXECUTIVE COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Against For
CHANGE RISK DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933427127
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
05 COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER ABILITY Mgmt For For
TO ACT BY WRITTEN CONSENT (APPROVAL OF AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION)
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
07 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr Against For
MEETINGS
08 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT
09 SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING Shr Against For
POLICIES AND CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933322389
--------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Annual
Meeting Date: 07-Oct-2010
Ticker: MOS
ISIN: US61945A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM R. GRABER Mgmt For For
EMERY N. KOENIG Mgmt For For
SERGIO RIAL Mgmt For For
DAVID T. SEATON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933420008
--------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Special
Meeting Date: 11-May-2011
Ticker: MOS
ISIN: US61945A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, Mgmt For For
DATED AS OF JANUARY 18, 2011 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG THE
MOSAIC COMPANY, CARGILL, INCORPORATED, GNS
II (U.S.) CORP., GNS MERGER SUB LLC, AND, FOR
LIMITED PURPOSES SET FORTH THEREIN, THE MARGARET
A. CARGILL FOUNDATION, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AND DISTRIBUTION
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE WASHINGTON POST COMPANY Agenda Number: 933394099
--------------------------------------------------------------------------------------------------------------------------
Security: 939640108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: WPO
ISIN: US9396401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER C. DAVIS Mgmt For For
JOHN L. DOTSON JR. Mgmt For For
ANNE M. MULCAHY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933375722
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1I ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1L ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1M ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Mgmt For For
PLAN
04 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE Shr Against For
RETENTION REQUIREMENT FOR SENIOR EXECUTIVES
ASTON/TAMRO Small Cap Fund
--------------------------------------------------------------------------------------------------------------------------
3PAR INC Agenda Number: 933316045
--------------------------------------------------------------------------------------------------------------------------
Security: 88580F109
Meeting Type: Annual
Meeting Date: 09-Sep-2010
Ticker: PAR
ISIN: US88580F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK A. JUNG Mgmt For For
DAVID C. SCOTT Mgmt For For
MICHAEL J. SHERIDAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF 3PAR INC. FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AARON'S INC. Agenda Number: 933346202
--------------------------------------------------------------------------------------------------------------------------
Security: 002535201
Meeting Type: Special
Meeting Date: 07-Dec-2010
Ticker: AAN
ISIN: US0025352016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AN AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO CONVERT ALL SHARES OF COMMON STOCK INTO
CLASS A COMMON STOCK, REMOVE THE CURRENT CLASS
OF COMMON STOCK, RENAME CLASS A COMMON STOCK
AS COMMON STOCK, ELIMINATE CERTAIN OBSOLETE
PROVISIONS OF EXISTING ARTICLES OF INCORPORATION
RELATING TO DUAL-CLASS COMMON STOCK STRUCTURE
AND AMEND NUMBER OF AUTHORIZED SHARES TO 225,000,000.
02 THE TRANSACTION OF SUCH OTHER BUSINESS AS MAY Mgmt Against Against
LAWFULLY COME BEFORE THE MEETING, HEREBY REVOKING
ANY PROXIES AS TO SAID SHARES HERETOFORE GIVEN
BY THE UNDERSIGNED AND RATIFYING AND CONFIRMING
ALL THAT SAID ATTORNEYS AND PROXIES MAY LAWFULLY
DO BY VIRTUE THEREOF.
--------------------------------------------------------------------------------------------------------------------------
AARON'S INC. Agenda Number: 933419536
--------------------------------------------------------------------------------------------------------------------------
Security: 002535300
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AAN
ISIN: US0025353006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.C. LOUDERMILK, SR. Mgmt For For
RONALD W. ALLEN Mgmt For For
RAY M. ROBINSON Mgmt For For
JOHN C. PORTMAN, JR. Mgmt For For
02 APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE Mgmt 1 Year For
THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 933356710
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
1J ELECTION OF DIRECTOR: GERALD L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS ANALOGIC CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2011.
03 TO ACT UPON ANY AND ALL MATTERS INCIDENTAL TO Mgmt Against Against
ANY OF THE FOREGOING AND TRANSACT SUCH OTHER
BUSINESS AS MAY LEGALLY COME BEFORE THE MEETING
OR ANY ADJOURNED SESSION OR SESSIONS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 933439778
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JONATHAN BUSH Mgmt No vote
BRANDON H. HULL Mgmt No vote
WILLIAM WINKENWERDER,JR Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote
LLP AS ATHENAHEALTH, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt No vote
2007 STOCK OPTION AND INCENTIVE PLAN.
04 TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt No vote
THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEANICS, INC. Agenda Number: 933366507
--------------------------------------------------------------------------------------------------------------------------
Security: 050095108
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: ATW
ISIN: US0500951084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEBORAH A. BECK Mgmt Withheld Against
ROBERT W. BURGESS Mgmt Withheld Against
GEORGE S. DOTSON Mgmt Withheld Against
JACK E. GOLDEN Mgmt Withheld Against
HANS HELMERICH Mgmt For For
JAMES R. MONTAGUE Mgmt Withheld Against
ROBERT J. SALTIEL Mgmt For For
02 TO APPROVE OUR ATWOOD OCEANICS, INC. AMENDED Mgmt For For
AND RESTATED 2007 LONG-TERM INCENTIVE PLAN
AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS OUR INDEPENDENT AUDITORS.
04 TO APPROVE, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt For For
VOTE, THE COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS, COMMONLY REFERRED
TO AS A "SAY ON PAY" PROPOSAL.
05 TO ESTABLISH, BY A SHAREHOLDER NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, THE FREQUENCY OF SUBMISSION TO SHAREHOLDERS
OF ADVISORY "SAY ON PAY" PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS, INC. Agenda Number: 933377788
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: OZRK
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE GLEASON Mgmt For For
MARK ROSS Mgmt For For
JEAN AREHART Mgmt For For
RICHARD CISNE Mgmt For For
ROBERT EAST Mgmt For For
LINDA GLEASON Mgmt For For
WALTER KIMBROUGH Mgmt For For
HENRY MARIANI Mgmt For For
ROBERT PROOST Mgmt For For
R.L. QUALLS Mgmt For For
KENNITH SMITH Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S SELECTION AND Mgmt For For
APPOINTMENT OF THE ACCOUNTING FIRM OF CROWE
HORWATH LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE ON AN ADVISORY NON-BINDING VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED
IN THE PROXY STATEMENT.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BILL BARRETT CORPORATION Agenda Number: 933394948
--------------------------------------------------------------------------------------------------------------------------
Security: 06846N104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: BBG
ISIN: US06846N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDRICK J. BARRETT Mgmt For For
JIM W. MOGG Mgmt For For
MICHAEL E. WILEY Mgmt For For
02 PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
03 PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) Mgmt 1 Year For
RESOLUTION REGARDING WHETHER AN ADVISORY VOTE
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD BE HELD ONCE EVERY ONE, TWO
OR THREE YEARS.
04 PROPOSAL TO APPROVE OUR PERFORMANCE CASH BONUS Mgmt For For
PLAN.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
06 PROPOSAL FROM A STOCKHOLDER REQUESTING THAT Shr Against For
THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY
SO THAT EACH STOCKHOLDER VOTING REQUIREMENT
IN OUR CERTIFICATE OF INCORPORATION AND BYLAWS
THAT CALLS FOR A GREATER THAN SIMPLE MAJORITY
VOTE BE CHANGED TO A MAJORITY OF THE VOTES
CAST FOR AND AGAINST THE PROPOSAL IN COMPLIANCE
WITH APPLICABLE LAW.
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 933454148
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERALD W. DEITCHLE Mgmt No vote
JAMES A. DAL POZZO Mgmt No vote
J. ROGER KING Mgmt No vote
LARRY D. BOUTS Mgmt No vote
JOHN F. GRUNDHOFER Mgmt No vote
PETER A. BASSI Mgmt No vote
WILLIAM L. HYDE, JR. Mgmt No vote
LEA ANNE S. OTTINGER Mgmt No vote
02 RATIFICATION AND APPROVAL OF OUR 2011 PERFORMANCE Mgmt No vote
INCENTIVE PLAN.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt No vote
COMPENSATION.
04 APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY Mgmt No vote
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
BLACKBOARD INC. Agenda Number: 933444022
--------------------------------------------------------------------------------------------------------------------------
Security: 091935502
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: BBBB
ISIN: US0919355026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. ROGERS NOVAK, JR. Mgmt No vote
JOSEPH L. COWAN Mgmt No vote
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
03 ADVISORY VOTE REGARDING THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
CBEYOND, INC. Agenda Number: 933454453
--------------------------------------------------------------------------------------------------------------------------
Security: 149847105
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: CBEY
ISIN: US1498471051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. GEIGER Mgmt No vote
LARRY D. THOMPSON Mgmt No vote
KEVIN COSTELLO Mgmt No vote
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF CERTAIN Mgmt No vote
OF THE COMPANY'S EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON COMPANY N.V. Agenda Number: 933390332
--------------------------------------------------------------------------------------------------------------------------
Security: 167250109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CBI
ISIN: US1672501095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: GARY L. NEALE. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO
REYES).
1B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: J. CHARLES JENNETT. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY
S. STOCKTON).
2A ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: LARRY D. MCVAY. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE DAVID L.
KING).
2B ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: MARSHA C. WILLIAMS. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A
FOR VOTE FOR THE ALTERNATE NOMINEE LUKE V.
SCORSONE).
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY Mgmt For For
ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR
MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND
TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS
FOR THE YEAR ENDED DECEMBER 31, 2010.
06 TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT Mgmt For For
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE
OF ITS DUTIES DURING THE YEAR ENDED DECEMBER
31, 2010.
07 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE
OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER
31, 2010.
08 TO APPROVE THE EXTENSION OF THE AUTHORITY OF Mgmt For For
OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL
OF THE SUPERVISORY BOARD, TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL OF THE COMPANY
UNTIL NOVEMBER 4, 2012, ON THE OPEN MARKET,
THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR
IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE
PER SHARE NOT LESS THAN THE NOMINAL VALUE OF
A SHARE AND NOT HIGHER THAN 110% OF THE MOST
RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE)
PRICE OF A SHARE ON ANY SECURITIES EXCHANGE
WHERE OUR SHARES ARE TRADED.
09 TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL
AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER
31, 2011.
10 TO APPROVE THE EXTENSION OF THE AUTHORITY OF Mgmt Against Against
THE SUPERVISORY BOARD TO ISSUE SHARES AND/OR
GRANT RIGHTS TO ACQUIRE SHARES (INCLUDING OPTIONS
TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE
NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND
TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF
SHAREHOLDERS OF THE COMPANY WITH RESPECT TO
THE ISSUANCE OF SHARES AND/OR THE GRANT OF
THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 4, 2016.
--------------------------------------------------------------------------------------------------------------------------
COLFAX CORP Agenda Number: 933423698
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1B ELECTION OF DIRECTOR: CLAY H. KIEFABER Mgmt For For
1C ELECTION OF DIRECTOR: PATRICK W. ALLENDER Mgmt For For
1D ELECTION OF DIRECTOR: JOSEPH O. BUNTING III Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For
1F ELECTION OF DIRECTOR: RHONDA L. JORDAN Mgmt For For
1G ELECTION OF DIRECTOR: A. CLAYTON PERFALL Mgmt For For
1H ELECTION OF DIRECTOR: RAJIV VINNAKOTA Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THE PROXY STATEMENT.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 3 Years For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON OUR
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST Agenda Number: 933380189
--------------------------------------------------------------------------------------------------------------------------
Security: 195872106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CLP
ISIN: US1958721060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARL F. BAILEY Mgmt For For
EDWIN M. CRAWFORD Mgmt For For
M. MILLER GORRIE Mgmt For For
WILLIAM M. JOHNSON Mgmt For For
JAMES K. LOWDER Mgmt For For
THOMAS H. LOWDER Mgmt For For
HERBERT A. MEISLER Mgmt For For
CLAUDE B. NIELSEN Mgmt For For
HAROLD W. RIPPS Mgmt For For
JOHN W. SPIEGEL Mgmt For For
02 TO APPROVE AMENDMENTS TO THE COLONIAL PROPERTIES Mgmt For For
TRUST 2008 OMNIBUS INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC. Agenda Number: 933410805
--------------------------------------------------------------------------------------------------------------------------
Security: 205768203
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CRK
ISIN: US2057682039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAY ALLISON Mgmt For For
DAVID W. SLEDGE Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
04 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 3 Years For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
EAST WEST BANCORP, INC. Agenda Number: 933441204
--------------------------------------------------------------------------------------------------------------------------
Security: 27579R104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: EWBC
ISIN: US27579R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRIS S. CHAN Mgmt For For
RUDOLPH I. ESTRADA Mgmt For For
JULIA S. GOUW Mgmt For For
PAUL H. IRVING Mgmt For For
ANDREW S. KANE Mgmt For For
JOHN LEE Mgmt For For
HERMAN Y. LI Mgmt For For
JACK C. LIU Mgmt For For
DOMINIC NG Mgmt For For
KEITH W. RENKEN Mgmt For For
02 RATIFICATION OF AUDITORS. RATIFY THE APPOINTMENT Mgmt For For
OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2011
03 APPROVAL OF STOCK INCENTIVE PLAN. APPROVE THE Mgmt For For
EAST WEST BANCORP INC. 1998 STOCK INCENTIVE
PLAN, AS AMENDED
04 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES. AN ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC. Agenda Number: 933360442
--------------------------------------------------------------------------------------------------------------------------
Security: 296315104
Meeting Type: Annual
Meeting Date: 03-Feb-2011
Ticker: ESE
ISIN: US2963151046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
L.W. SOLLEY Mgmt For For
J.D. WOODS Mgmt For For
G.E. MUENSTER Mgmt Withheld Against
02 RATIFICATION OF COMPANY'S APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 AN ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 933340983
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH E. LAIRD Mgmt For For
JAMES J. MCGONIGLE Mgmt For For
CHARLES J. SNYDER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING AUGUST 31, 2011.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK
OPTION AND AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 933397425
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: FWRD
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD W. ALLEN Mgmt For For
BRUCE A. CAMPBELL Mgmt For For
C. ROBERT CAMPBELL Mgmt For For
RICHARD W. HANSELMAN Mgmt For For
C. JOHN LANGLEY, JR. Mgmt For For
TRACY A. LEINBACH Mgmt For For
LARRY D. LEINWEBER Mgmt For For
G. MICHAEL LYNCH Mgmt For For
RAY A. MUNDY Mgmt For For
GARY L. PAXTON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
03 TO APPROVE REVISED PERFORMANCE CRITERIA WHICH Mgmt For For
MAY APPLY TO PERFORMANCE-BASED STOCK AWARDS
GRANTED UNDER THE AMENDED AND RESTATED STOCK
OPTION AND INCENTIVE PLAN.
04 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY VOTE).
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING A Mgmt 3 Years For
SAY ON PAY VOTE IN THE FUTURE.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC. Agenda Number: 933381028
--------------------------------------------------------------------------------------------------------------------------
Security: 353514102
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: FELE
ISIN: US3535141028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID T. BROWN Mgmt For For
DAVID A. ROBERTS Mgmt For For
THOMAS R. VERHAGE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
03 TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE PROXY STATEMENT.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF FUTURE VOTES ON EXECUTIVE PAY.
--------------------------------------------------------------------------------------------------------------------------
GAMCO INVESTORS, INC. Agenda Number: 933427521
--------------------------------------------------------------------------------------------------------------------------
Security: 361438104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GBL
ISIN: US3614381040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWIN L. ARTZT Mgmt For For
RAYMOND C. AVANSINO, JR Mgmt For For
RICHARD L. BREADY Mgmt For For
MARIO J. GABELLI Mgmt For For
EUGENE R. MCGRATH Mgmt For For
ROBERT S. PRATHER, JR. Mgmt For For
ELISA M. WILSON Mgmt For For
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2011.
03 ADVISORY VOTE ON THE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON THE NAMED EXECUTIVE OFFICER COMPENSATION.
05 TO RE-APPROVE THE AMENDED AND RESTATED EMPLOYMENT Mgmt For For
AGREEMENT WITH MARIO J. GABELLI, THE COMPANY'S
CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
06 WHETHER OUR BOARD OF DIRECTORS SHOULD CONSIDER Mgmt For
THE CONVERSION AND RECLASSIFICATION OF OUR
SHARES OF CLASS B COMMON STOCK INTO CLASS A
COMMON STOCK AT A RATIO IN THE RANGE BETWEEN
1.10 TO 1.20 SHARES OF CLASS A COMMON STOCK
FOR EACH SHARE OF CLASS B COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 933403646
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. BLODNICK Mgmt For For
SHERRY L. CLADOUHOS Mgmt For For
JAMES M. ENGLISH Mgmt For For
ALLEN J. FETSCHER Mgmt For For
DALLAS I. HERRON Mgmt For For
CRAIG A. LANGEL Mgmt For For
L. PETER LARSON Mgmt For For
DOUGLAS J. MCBRIDE Mgmt For For
JOHN W. MURDOCH Mgmt For For
EVERIT A. SLITER Mgmt For For
02 TO CONSIDER AN ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
03 TO VOTE IN AN ADVISORY (NON-BINDING) CAPACITY Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM. TO APPROVE THE APPOINTMENT
OF BKD, LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL GEOPHYSICAL SVCS INC Agenda Number: 933457675
--------------------------------------------------------------------------------------------------------------------------
Security: 37946S107
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: GGS
ISIN: US37946S1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. MCCOY Mgmt No vote
DAMIR S. SKERL Mgmt No vote
GEORGE E. MATELICH Mgmt No vote
STANLEY DE J. OSBORNE Mgmt No vote
KARL F. KURZ Mgmt No vote
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt No vote
OF EXECUTIVE COMPENSATION.
03 SAY ON FREQUENCY - AN ADVISORY VOTE ON THE APPROVAL Mgmt No vote
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
04 RATIFY THE APPOINTMENT OF UHY, LLP AS OUR INDEPENDENT Mgmt No vote
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC Agenda Number: 933407024
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRENT D. RICHARDSON Mgmt For For
BRIAN E. MUELLER Mgmt For For
C.C. RICHARDSON Mgmt For For
CHAD N. HEATH Mgmt For For
D. MARK DORMAN Mgmt For For
DAVID J. JOHNSON Mgmt For For
JACK A. HENRY Mgmt For For
GERALD J. COLANGELO Mgmt For For
02 TO APPROVE THE ANNUAL CASH INCENTIVE PLAN IN Mgmt For For
ACCORDANCE WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO APPROVE THE SECTION 162(M) LIMITS OF OUR Mgmt For For
2008 EQUITY INCENTIVE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933338976
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 08-Dec-2010
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. HARALD EINSMANN Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
KENNETH M. REISS Mgmt For For
02 PROPOSAL TO AMEND THE AMENDED AND RESTATED 2002 Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933406440
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. SCHOEN Mgmt For For
GARY D. NEWSOME Mgmt For For
KENT P. DAUTEN Mgmt For For
DONALD E. KIERNAN Mgmt For For
ROBERT A. KNOX Mgmt For For
WILLIAM E. MAYBERRY, MD Mgmt For For
VICKI A. O'MEARA Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
R.W. WESTERFIELD, PH.D. Mgmt For For
02 TO PROVIDE AN ADVISORY VOTE REGARDING THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO PROVIDE AN ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
IXIA Agenda Number: 933429448
--------------------------------------------------------------------------------------------------------------------------
Security: 45071R109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: XXIA
ISIN: US45071R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAURENT ASSCHER Mgmt For For
ATUL BHATNAGAR Mgmt For For
JONATHAN FRAM Mgmt For For
ERROL GINSBERG Mgmt For For
GAIL HAMILTON Mgmt For For
JON F. RAGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt Against Against
AND RESTATED 2008 EQUITY INCENTIVE PLAN, AS
AMENDED, INCLUDING AN INCREASE IN THE NUMBER
OF SHARES AVAILABLE FOR AWARDS AND THE ADDITION
OF A FUNGIBLE SHARE COUNTING FEATURE.
05 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
LASALLE HOTEL PROPERTIES Agenda Number: 933377548
--------------------------------------------------------------------------------------------------------------------------
Security: 517942108
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: LHO
ISIN: US5179421087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL D. BARNELLO Mgmt For For
DONALD A. WASHBURN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2011.
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
4 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS INC Agenda Number: 933414904
--------------------------------------------------------------------------------------------------------------------------
Security: 55003T107
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: LL
ISIN: US55003T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY W. GRIFFITHS Mgmt For For
PETER B. ROBINSON Mgmt For For
MARTIN F. ROPER Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE 2011 EQUITY COMPENSATION PLAN. Mgmt Against Against
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MERU NETWORKS, INC Agenda Number: 933452601
--------------------------------------------------------------------------------------------------------------------------
Security: 59047Q103
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: MERU
ISIN: US59047Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IHAB ABU-HAKIMA Mgmt No vote
DR. VADUVUR BHARGHAVAN Mgmt No vote
HAROLD COPPERMAN Mgmt No vote
THOMAS ERICKSON Mgmt No vote
STANLEY MERESMAN Mgmt No vote
NICHOLAS MITSAKOS Mgmt No vote
BARRY NEWMAN Mgmt No vote
WILLIAM QUIGLEY Mgmt No vote
02 APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION Mgmt No vote
ON OUR EXECUTIVE COMPENSATION.
03 APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION Mgmt No vote
ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF BURR PILGER MAYER, INC. AS OUR Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
05 APPROVAL OF AN AMENDMENT TO OUR 2010 STOCK INCENTIVE Mgmt No vote
PLAN TO ADD AN ADDITIONAL 700,000 SHARES TO
THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER OUR 2010 STOCK INCENTIVE
PLAN.
06 APPROVAL OF INTERNAL REVENUE CODE SECTION 162(M) Mgmt No vote
LIMITS IN THE 2010 STOCK INCENTIVE PLAN, INCLUDING
THE PROPOSED "QUALIFYING ANNUAL AWARD SECTION
162(M) LIMITATION" AMENDMENT TO SUCH PLAN.
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 933396396
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: MORN
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOE MANSUETO Mgmt For For
1B ELECTION OF DIRECTOR: DON PHILLIPS Mgmt For For
1C ELECTION OF DIRECTOR: CHERYL FRANCIS Mgmt For For
1D ELECTION OF DIRECTOR: STEVE KAPLAN Mgmt For For
1E ELECTION OF DIRECTOR: BILL LYONS Mgmt For For
1F ELECTION OF DIRECTOR: JACK NOONAN Mgmt For For
1G ELECTION OF DIRECTOR: PAUL STURM Mgmt Against Against
1H ELECTION OF DIRECTOR: HUGH ZENTMYER Mgmt For For
02 APPROVAL OF THE MORNINGSTAR, INC. 2011 STOCK Mgmt Against Against
INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE. Mgmt 3 Years For
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS MORNINGSTAR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
NETEZZA CORPORATION Agenda Number: 933338419
--------------------------------------------------------------------------------------------------------------------------
Security: 64111N101
Meeting Type: Special
Meeting Date: 10-Nov-2010
Ticker: NZ
ISIN: US64111N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF SEPTEMBER 19, 2010,
BY AND AMONG INTERNATIONAL BUSINESS MACHINES
CORPORATION, A NEW YORK CORPORATION ("IBM"),
ONYX ACQUISITION CORP., A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF IBM, AND NETEZZA,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE MERGER AGREEMENT AT THE TIME
OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NETGEAR, INC. Agenda Number: 933409167
--------------------------------------------------------------------------------------------------------------------------
Security: 64111Q104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: NTGR
ISIN: US64111Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK C.S. LO Mgmt For For
J.E. CARTER-MILLER Mgmt For For
RALPH E. FAISON Mgmt For For
A. TIMOTHY GODWIN Mgmt For For
JEF GRAHAM Mgmt For For
LINWOOD A. LACY, JR. Mgmt For For
GREGORY J. ROSSMANN Mgmt For For
JULIE A. SHIMER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011
03 TO ADOPT, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 933405486
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. HUNT Mgmt For For
RICHARD W. TREHARNE Mgmt For For
02 APPROVAL BY ADVISORY (NON-BINDING) VOTE ON THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
03 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER VOTES ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY ADJOURNMENTS
OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PRECISION DRILLING CORPORATION Agenda Number: 933426745
--------------------------------------------------------------------------------------------------------------------------
Security: 74022D308
Meeting Type: Annual and Special
Meeting Date: 11-May-2011
Ticker: PDS
ISIN: CA74022D3085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM T. DONOVAN Mgmt For For
BRIAN J. GIBSON Mgmt For For
ROBERT J.S. GIBSON Mgmt For For
ALLEN R. HAGERMAN Mgmt For For
STEPHEN J.J. LETWIN Mgmt For For
PATRICK M. MURRAY Mgmt For For
KEVIN A. NEVEU Mgmt For For
FREDERICK W. PHEASEY Mgmt For For
ROBERT L. PHILLIPS Mgmt Withheld Against
TREVOR M. TURBIDY Mgmt For For
02 APPOINTING KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS THE AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR;
03 APPROVAL OF AN ORDINARY RESOLUTION, THE FULL Mgmt For For
TEXT OF WHICH IS SET FORTH ON PAGE 22 OF THE
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR
("INFORMATION CIRCULAR") DATED APRIL 1, 2011,
APPROVING THE ADOPTION OF THE NEW DEFERRED
SHARE UNIT PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE INFORMATION CIRCULAR;
04 APPROVAL OF AN ORDINARY RESOLUTION, THE FULL Mgmt For For
TEXT OF WHICH IS SET FORTH ON PAGE 23 OF THE
INFORMATION CIRCULAR, APPROVING THE ADOPTION
OF THE APPROACH TO EXECUTIVE COMPENSATION ("SAY-ON-PAY"),
AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
QUALITY SYSTEMS, INC. Agenda Number: 933306804
--------------------------------------------------------------------------------------------------------------------------
Security: 747582104
Meeting Type: Annual
Meeting Date: 11-Aug-2010
Ticker: QSII
ISIN: US7475821044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG BARBAROSH Mgmt For For
DR. MURRAY BRENNAN Mgmt For For
GEORGE BRISTOL Mgmt For For
PATRICK CLINE Mgmt For For
AHMED HUSSEIN Mgmt For For
RUSSELL PFLUEGER Mgmt For For
STEVEN PLOCHOCKI Mgmt For For
SHELDON RAZIN Mgmt For For
MAUREEN SPIVACK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS QSI'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC. Agenda Number: 933365985
--------------------------------------------------------------------------------------------------------------------------
Security: 754730109
Meeting Type: Annual
Meeting Date: 24-Feb-2011
Ticker: RJF
ISIN: US7547301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHELLEY G. BROADER Mgmt For For
FRANCIS S. GODBOLD Mgmt For For
H.W. HABERMEYER, JR. Mgmt For For
CHET HELCK Mgmt For For
THOMAS A. JAMES Mgmt For For
GORDON L. JOHNSON Mgmt For For
PAUL C. REILLY Mgmt For For
ROBERT P. SALTZMAN Mgmt For For
HARDWICK SIMMONS Mgmt For For
SUSAN N. STORY Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE AMENDMENTS TO THE 2005 RESTRICTED Mgmt For For
STOCK PLAN.
04 TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
05 EXECUTIVE COMPENSATION SHAREHOLDER VOTE FREQUENCY. Mgmt 1 Year For
--------------------------------------------------------------------------------------------------------------------------
RIGHTNOW TECHNOLOGIES, INC. Agenda Number: 933436556
--------------------------------------------------------------------------------------------------------------------------
Security: 76657R106
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: RNOW
ISIN: US76657R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. LANSING Mgmt No vote
ALLEN E. SNYDER Mgmt No vote
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt No vote
OF CONDUCTING FUTURE STOCKHOLDER ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSETTA STONE INC Agenda Number: 933422406
--------------------------------------------------------------------------------------------------------------------------
Security: 777780107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: RST
ISIN: US7777801074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAURENCE FRANKLIN Mgmt For For
LAURA L. WITT Mgmt For For
THEODORE J. LEONSIS Mgmt For For
2 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011.
3 APPROVE THE AMENDMENT TO OUR 2009 OMNIBUS INCENTIVE Mgmt For For
PLAN.
4 APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE Mgmt For For
OFFICERS.
5 FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 933334598
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM HAYES Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. STUCKERT Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
2004 OMNIBUS LONG-TERM INCENTIVE PLAN AND,
FOR THE PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED, TO RE-APPROVE
THE MATERIAL TERMS OF PERFORMANCE-BASED COMPENSATION.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
SEACHANGE INTERNATIONAL, INC. Agenda Number: 933293122
--------------------------------------------------------------------------------------------------------------------------
Security: 811699107
Meeting Type: Annual
Meeting Date: 15-Jul-2010
Ticker: SEAC
ISIN: US8116991071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS F. OLSON Mgmt For For
CARLO SALVATORI Mgmt For For
EDWARD TERINO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF SEACHANGE'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, GRANT THORNTON
LLP.
--------------------------------------------------------------------------------------------------------------------------
SMITH MICRO SOFTWARE, INC. Agenda Number: 933453083
--------------------------------------------------------------------------------------------------------------------------
Security: 832154108
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: SMSI
ISIN: US8321541083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM W. SMITH, JR. Mgmt No vote
WILLIAM C. KEIPER Mgmt No vote
02 ADVISORY VOTE ON THE COMPENSATION OF THE NAMED Mgmt No vote
EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF SINGERLEWAK Mgmt No vote
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 IN ACCORDANCE WITH THE DISCRETION OF THE PROXY Mgmt No vote
HOLDERS, THE PROXY HOLDERS ARE AUTHORIZED TO
ACT UPON ALL MATTERS INCIDENT TO THE CONDUCT
OF THE MEETING AND UPON OTHER MATTERS AS MAY
PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 933423941
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 27-Jun-2011
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE A. BEDA* Mgmt For For
FREDERICK O. HANSER* Mgmt For For
RONALD J. KRUSZEWSKI* Mgmt For For
THOMAS P. MULROY* Mgmt For For
THOMAS W. WEISEL* Mgmt For For
KELVIN R. WESTBROOK* Mgmt For For
ALTON F. IRBY III** Mgmt For For
MICHAEL W. BROWN *** Mgmt For For
ROBERT E. GRADY*** Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt For For
TO THE STIFEL FINANCIAL CORP. 2001 INCENTIVE
STOCK PLAN.
03 PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Mgmt 3 Years For
VOTING ON EXECUTIVE COMPENSATION.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933398009
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE BABICH, JR. Mgmt For For
WILLIAM R. COOK Mgmt For For
STEPHEN K. KLASKO Mgmt For For
BENSON F. SMITH Mgmt For For
02 APPROVAL OF THE TELEFLEX INCORPORATED 2011 EXECUTIVE Mgmt For For
INCENTIVE PLAN.
03 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
04 ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON Mgmt 2 Years For
COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
TEREX CORPORATION Agenda Number: 933400385
--------------------------------------------------------------------------------------------------------------------------
Security: 880779103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: TEX
ISIN: US8807791038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD M. DEFEO Mgmt For For
G. CHRIS ANDERSEN Mgmt For For
PAULA H.J. CHOLMONDELEY Mgmt For For
DON DEFOSSET Mgmt For For
THOMAS J. HANSEN Mgmt For For
DAVID A. SACHS Mgmt For For
OREN G. SHAFFER Mgmt For For
DAVID C. WANG Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
03 TO APPROVE AN AMENDMENT TO THE TEREX CORPORATION Mgmt Against Against
2009 OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK
AVAILABLE FOR GRANT THEREUNDER.
04 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC. Agenda Number: 933323608
--------------------------------------------------------------------------------------------------------------------------
Security: 882491103
Meeting Type: Annual
Meeting Date: 13-Oct-2010
Ticker: TXI
ISIN: US8824911031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL G. BREKHUS Mgmt For For
ROBERT D. ROGERS Mgmt For For
RONALD G. STEINHART Mgmt For For
02 TO APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933406616
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES R. RAMSEY Mgmt For For
JAMES R. ZARLEY Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM FOR 2011.
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933312578
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 10-Sep-2010
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SANJU K. BANSAL Mgmt For For
PETER J. GRUA Mgmt For For
KELT KINDICK Mgmt For For
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt For For
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 933444995
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: EXBD
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS L. MONAHAN III Mgmt No vote
GREGOR S. BAILAR Mgmt No vote
STEPHEN M. CARTER Mgmt No vote
GORDON J. COBURN Mgmt No vote
L. KEVIN COX Mgmt No vote
NANCY J. KARCH Mgmt No vote
DANIEL O. LEEMON Mgmt No vote
JEFFREY R. TARR Mgmt No vote
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt No vote
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt No vote
ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY Agenda Number: 933400979
--------------------------------------------------------------------------------------------------------------------------
Security: 811054402
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: SSP
ISIN: US8110544025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER L. OGDEN Mgmt For For
J. MARVIN QUIN Mgmt Withheld Against
KIM WILLIAMS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TREEHOUSE FOODS, INC. Agenda Number: 933381256
--------------------------------------------------------------------------------------------------------------------------
Security: 89469A104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: THS
ISIN: US89469A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANN M. SARDINI Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS F. O'BRIEN Mgmt For For
1C ELECTION OF DIRECTOR: SAM K. REED Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 AMENDMENT OF THE TREEHOUSE FOODS, INC. RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS
THE RIGHT TO CALL SPECIAL MEETINGS OF STOCKHOLDERS
04 AMENDMENT OF THE TREEHOUSE FOODS, INC. RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO REDUCE THE
STOCKHOLDER VOTE REQUIRED TO REMOVE A DIRECTOR
FOR CAUSE
05 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION Agenda Number: 933380468
--------------------------------------------------------------------------------------------------------------------------
Security: 902788108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: UMBF
ISIN: US9027881088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KEVIN C. GALLAGHER Mgmt For For
GREG M. GRAVES Mgmt For For
PAUL UHLMANN III Mgmt For For
THOMAS J. WOOD III Mgmt For For
2 TO RATIFY THE AUDIT COMMITTEE'S RETENTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR AND TO EXAMINE AND AUDIT THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
FISCAL YEAR 2011.
3 TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF FUTURE ADVISORY VOTES ON COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO APPROVE AN AMENDMENT TO THE UMB FINANCIAL Mgmt For For
CORPORATION LONG-TERM INCENTIVE COMPENSATION
PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO ELIMINATE Shr For Against
CLASSIFICATION OF TERMS OF THE COMPANY'S BOARD
OF DIRECTORS TO REQUIRE THAT ALL DIRECTORS
STAND FOR ELECTION ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 933345387
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 16-Dec-2010
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A TO ELECTION OF CLASS II DIRECTOR FOR A TERM Mgmt For For
OF THREE YEARS: GORDON D. BARKER
1B TO ELECTION OF CLASS II DIRECTOR FOR A TERM Mgmt For For
OF THREE YEARS: GAIL A. GRAHAM
1C TO ELECTION OF CLASS II DIRECTOR FOR A TERM Mgmt For For
OF THREE YEARS: MARY ELIZABETH BURTON
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JULY 30, 2011.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE UNITED NATURAL FOODS, INC. 2004 EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 933449729
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 29-Jun-2011
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND DWEK Mgmt No vote
ROGER JEFFS Mgmt No vote
CHRISTOPHER PATUSKY Mgmt No vote
TOMMY THOMPSON Mgmt No vote
02 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt No vote
COMPENSATION
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt No vote
LLP AS UNITED THERAPEUTICS CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
VASCO DATA SECURITY INTERNATIONAL, INC. Agenda Number: 933448323
--------------------------------------------------------------------------------------------------------------------------
Security: 92230Y104
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: VDSI
ISIN: US92230Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. KENDALL HUNT Mgmt No vote
MICHAEL P. CULLINANE Mgmt No vote
JOHN N. FOX, JR. Mgmt No vote
JOHN R. WALTER Mgmt No vote
JEAN K. HOLLEY Mgmt No vote
02 APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE Mgmt No vote
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt No vote
OF VOTE ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt No vote
REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WABTEC CORPORATION Agenda Number: 933401109
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EMILIO A. FERNANDEZ Mgmt For For
LEE B. FOSTER II Mgmt For For
2 APPROVAL OF ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
RELATING TO 2010 NAMED EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE Mgmt 1 Year For
COMPANY SHOULD CONDUCT A STOCKHOLDER ADVISORY
VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.
4 APPROVAL OF THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
5 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WEBSENSE, INC. Agenda Number: 933438663
--------------------------------------------------------------------------------------------------------------------------
Security: 947684106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: WBSN
ISIN: US9476841062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN B. CARRINGTON Mgmt No vote
BRUCE T. COLEMAN Mgmt No vote
GENE HODGES Mgmt No vote
JOHN F. SCHAEFER Mgmt No vote
GARY E. SUTTON Mgmt No vote
MARK S. ST.CLARE Mgmt No vote
PETER C. WALLER Mgmt No vote
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt No vote
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF WEBSENSE FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 A NON-BINDING ADVISORY VOTE ON THE EXECUTIVE Mgmt No vote
COMPENSATION.
04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt No vote
OF HOLDING A NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC. Agenda Number: 933342684
--------------------------------------------------------------------------------------------------------------------------
Security: 974637100
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: WGO
ISIN: US9746371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT M. CHIUSANO Mgmt For For
JERRY N. CURRIE Mgmt For For
LAWRENCE A. ERICKSON Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS WINNEBAGO INDUSTRIES, INC.
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR 2011.
ASTON/TCH Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
ASTON/Veredus Aggressive Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACI WORLDWIDE, INC. Agenda Number: 933442991
--------------------------------------------------------------------------------------------------------------------------
Security: 004498101
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: ACIW
ISIN: US0044981019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALFRED R. BERKELEY, III Mgmt For For
JOHN D. CURTIS Mgmt For For
PHILIP G. HEASLEY Mgmt For For
JAMES C. MCGRODDY Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
JOHN M. SHAY, JR. Mgmt For For
JOHN E. STOKELY Mgmt For For
JAN H. SUWINSKI Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC. Agenda Number: 933307680
--------------------------------------------------------------------------------------------------------------------------
Security: 02081G102
Meeting Type: Annual
Meeting Date: 28-Jul-2010
Ticker: ATEC
ISIN: US02081G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN H. FOSTER Mgmt For For
MORTIMER BERKOWITZ III Mgmt For For
R. IAN MOLSON Mgmt For For
STEPHEN E. O'NEIL Mgmt For For
S.H. HOCHSCHULER, M.D. Mgmt For For
JAMES R. GLYNN Mgmt For For
ROHIT M. DESAI Mgmt For For
DIRK KUYPER Mgmt For For
SIRI S. MARSHALL Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG, Mgmt For For
LLP, TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
AMERIGON INCORPORATED Agenda Number: 933465141
--------------------------------------------------------------------------------------------------------------------------
Security: 03070L300
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: ARGN
ISIN: US03070L3006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LON E. BELL Mgmt For For
FRANCOIS J. CASTAING Mgmt For For
DANIEL R. COKER Mgmt For For
JOHN M. DEVINE Mgmt For For
MAURICE E.P. GUNDERSON Mgmt For For
OSCAR B. MARX III Mgmt Withheld Against
JAMES J. PAULSEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP TO ACT AS THE COMPANY'S REGISTERED INDEPENDENT
ACCOUNTANTS FOR THE YEAR ENDED DECEMBER 31,
2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, WHETHER AN Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR ONCE EVERY
ONE, TWO OR THREE YEARS.
05 TO APPROVE THE ISSUANCE OF ADDITIONAL SECURITIES Mgmt For For
TO HOLDERS OF SHARES OF SERIES C PREFERRED
STOCK THAT WOULD RESULT IN SUCH HOLDERS HAVING
RECEIVED, IN THE AGGREGATE IN CONNECTION WITH
THE ISSUANCE OF THE SERIES C PREFERRED STOCK,
20% OR MORE OF OUR OUTSTANDING COMMON STOCK.
06 TO APPROVE THE AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF OUR COMMON STOCK FROM 30,000,000
TO 55,000,000.
07 TO APPROVE THE AMERIGON INCORPORATED 2011 EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BANCORPSOUTH, INC. Agenda Number: 933396930
--------------------------------------------------------------------------------------------------------------------------
Security: 059692103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BXS
ISIN: US0596921033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
W.G. HOLLIMAN, JR. Mgmt Withheld Against
WARREN A. HOOD, JR. Mgmt For For
JAMES V. KELLEY Mgmt Withheld Against
TURNER O. LASHLEE Mgmt Withheld Against
ALAN W. PERRY Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS BANCORPSOUTH, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
05 TO APPROVE THE BANCORPSOUTH, INC. LONG-TERM Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC. Agenda Number: 933436265
--------------------------------------------------------------------------------------------------------------------------
Security: 06985P100
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: BAS
ISIN: US06985P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES S. D'AGOSTINO, JR Mgmt For For
KENNETH V. HUSEMAN Mgmt For For
THOMAS P. MOORE, JR Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE FOURTH AMENDED Mgmt Against Against
AND RESTATED BASIC ENERGY SERVICES, INC. 2003
INCENTIVE PLAN.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 TO APPROVE THE HOLDING OF AN ADVISORY VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE
YEARS, AS INDICATED.
05 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
CALIPER LIFE SCIENCES, INC. Agenda Number: 933439730
--------------------------------------------------------------------------------------------------------------------------
Security: 130872104
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CALP
ISIN: US1308721042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALLAN L. COMSTOCK Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
04 TO VOTE IN AN ADVISORY CAPACITY ON THE COMPENSATION Mgmt For For
PAID TO CALIPER'S NAMED EXECUTIVE OFFICERS.
05 TO VOTE IN AN ADVISORY CAPACITY ON THE FREQUENCY Mgmt 1 Year Against
OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 933382208
--------------------------------------------------------------------------------------------------------------------------
Security: 15670R107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CPHD
ISIN: US15670R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. EASTON Mgmt For For
HOLLINGS C. RENTON Mgmt For For
GLENN D. STEELE, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
04 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION Mgmt 1 Year Against
ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COBIZ FINANCIAL INC. Agenda Number: 933407050
--------------------------------------------------------------------------------------------------------------------------
Security: 190897108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: COBZ
ISIN: US1908971088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEVEN BANGERT Mgmt For For
MICHAEL B. BURGAMY Mgmt For For
MORGAN GUST Mgmt For For
EVAN MAKOVSKY Mgmt For For
DOUGLAS L. POLSON Mgmt For For
MARY K. RHINEHART Mgmt For For
NOEL N. ROTHMAN Mgmt For For
TIMOTHY J. TRAVIS Mgmt For For
MARY BETH VITALE Mgmt For For
MARY M. WHITE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 NONBINDING SHAREHOLDER APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPLETE GENOMICS INC Agenda Number: 933452788
--------------------------------------------------------------------------------------------------------------------------
Security: 20454K104
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: GNOM
ISIN: US20454K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARL L. GORDON, PH.D Mgmt For For
LEWIS J. SHUSTER Mgmt For For
CHARLES P. WAITE, JR. Mgmt For For
02 APPROVAL ON A NON-BINDING, ADVISORY VOTE BASIS Mgmt Against Against
ON EXECUTIVE COMPENSATION DISCLOSED IN THE
PROXY STATEMENT
03 TO RECOMMEND, ON A NON-BINDING, ADVISORY VOTE Mgmt 1 Year Against
BASIS, THE FREQUENCY OF AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION VOTES
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
CROCS, INC Agenda Number: 933448551
--------------------------------------------------------------------------------------------------------------------------
Security: 227046109
Meeting Type: Annual
Meeting Date: 28-Jun-2011
Ticker: CROX
ISIN: US2270461096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. SMACH Mgmt For For
JOHN P. MCCARVEL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2007 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DEMAND MEDIA,INC. Agenda Number: 933447573
--------------------------------------------------------------------------------------------------------------------------
Security: 24802N109
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: DMD
ISIN: US24802N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. HAWKINS Mgmt For For
1B ELECTION OF DIRECTOR: VICTOR E. PARKER Mgmt For For
1C ELECTION OF DIRECTOR: JOSHUA G. JAMES Mgmt For For
2 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF DEMAND MEDIA FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
3 ADVISORY VOTE TO APPROVE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE
PROXY MATERIALS.
4 ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE Mgmt 1 Year Against
VOTES ON OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEPOMED, INC. Agenda Number: 933440505
--------------------------------------------------------------------------------------------------------------------------
Security: 249908104
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: DEPO
ISIN: US2499081048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER D. STAPLE Mgmt For For
G. STEVEN BURRILL Mgmt For For
KAREN A. DAWES Mgmt For For
JAMES A. SCHOENECK Mgmt For For
CRAIG R. SMITH, M.D. Mgmt For For
JULIAN N. STERN Mgmt For For
DAVID B. ZENOFF, D.B.A. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICES AS
DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.
04 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION
OF DEPOMED'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DICE HOLDINGS, INC. Agenda Number: 933389555
--------------------------------------------------------------------------------------------------------------------------
Security: 253017107
Meeting Type: Annual
Meeting Date: 15-Apr-2011
Ticker: DHX
ISIN: US2530171071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER R. EZERSKY Mgmt For For
DAVID S. GORDON Mgmt For For
DAVID C. HODGSON Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
FOR THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DYNAMIC MATERIALS CORPORATION Agenda Number: 933417950
--------------------------------------------------------------------------------------------------------------------------
Security: 267888105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BOOM
ISIN: US2678881051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEAN K. ALLEN Mgmt For For
YVON PIERRE CARIOU Mgmt For For
ROBERT A. COHEN Mgmt For For
JAMES J. FERRIS Mgmt For For
RICHARD P. GRAFF Mgmt For For
BERNARD HUEBER Mgmt For For
GERARD MUNERA Mgmt For For
ROLF ROSPEK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
04 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON Mgmt 1 Year Against
THE FREQUENCY OF THE NON-BINDING, ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 933429878
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. COLE Mgmt For For
MARVIN R. SAMBUR, PH.D. Mgmt For For
JAY W. FREELAND Mgmt For For
02 THE RATIFICATION OF GRANT THORNTON LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
SHAREHOLDERS WILL VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED Agenda Number: 933424018
--------------------------------------------------------------------------------------------------------------------------
Security: 31430F101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: FCH
ISIN: US31430F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS J. CORCORAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT F. COTTER Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS C. HENDRICK Mgmt For For
1D ELECTION OF DIRECTOR: MARK D. ROZELLS Mgmt Against Against
02 ADOPTION OF AN AMENDMENT OF FELCOR'S 2005 RESTRICTED Mgmt For For
STOCK AND STOCK OPTION PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES FROM 2,800,000
TO 6,000,000.
03 ADVISORY VOTE ON THE APPROVAL OF THE 2010 EXECUTIVE Mgmt For For
COMPENSATION OF FELCOR'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS FELCOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION Agenda Number: 933387640
--------------------------------------------------------------------------------------------------------------------------
Security: 319829107
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: FCF
ISIN: US3198291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JULIE A. CAPONI Mgmt For For
RAY T. CHARLEY Mgmt For For
GARY R. CLAUS Mgmt For For
DAVID S. DAHLMANN Mgmt For For
JOHN J. DOLAN Mgmt For For
JOHNSTON A. GLASS Mgmt For For
DAVID W. GREENFIELD Mgmt For For
LUKE A. LATIMER Mgmt For For
JAMES W. NEWILL Mgmt For For
LAURIE STERN SINGER Mgmt Withheld Against
ROBERT J. VENTURA Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
TO APPROVE EXECUTIVE OFFICER COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY Shr Against For
DISPARITY.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 933448816
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORRIS GOLDFARB Mgmt For For
SAMMY AARON Mgmt For For
THOMAS J. BROSIG Mgmt For For
ALAN FELLER Mgmt For For
JEFFREY GOLDFARB Mgmt For For
CARL KATZ Mgmt For For
LAURA POMERANTZ Mgmt For For
WILLEM VAN BOKHORST Mgmt For For
RICHARD WHITE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933431265
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORTIMER B. FULLER III Mgmt For For
JOHN C. HELLMANN Mgmt For For
ROBERT M. MELZER Mgmt For For
02 PROPOSAL TO RATIFY THE ADOPTION OF THE SECOND Mgmt Against Against
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE
PLAN.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt Against Against
OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION.
04 SAY ON PAY - A NON-BINDING, ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
05 SAY WHEN ON PAY - A NON-BINDING, ADVISORY VOTE Mgmt 1 Year Against
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
06 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GENTEX CORPORATION Agenda Number: 933405878
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARLYN LANTING Mgmt For For
MARK NEWTON Mgmt For For
RICHARD SCHAUM Mgmt For For
02 A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS ISSUE A SUSTAINABILITY REPORT.
03 A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS INITIATE THE STEPS REQUIRED TO
DECLASSIFY THE BOARD OF DIRECTORS.
04 A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shr For
OF DIRECTORS INITIATE THE STEPS TO PROVIDE
THAT DIRECTOR NOMINEES ARE ELECTED BY A MAJORITY
VOTE IN NON-CONTESTED DIRECTOR ELECTIONS.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
06 TO APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
07 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL INDUSTRIES, LTD. Agenda Number: 933396500
--------------------------------------------------------------------------------------------------------------------------
Security: 379336100
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: GLBL
ISIN: US3793361003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES O. BUCKNER Mgmt For For
JOHN A. CLERICO Mgmt For For
LAWRENCE R. DICKERSON Mgmt For For
EDWARD P. DJEREJIAN Mgmt For For
CHARLES R. ENZE Mgmt For For
LARRY E. FARMER Mgmt For For
EDGAR G. HOTARD Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
JOHN B. REED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE COMPANY TO SERVE FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLU MOBILE INC. Agenda Number: 933441747
--------------------------------------------------------------------------------------------------------------------------
Security: 379890106
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GLUU
ISIN: US3798901068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HANY M. NADA Mgmt For For
BENJAMIN T. SMITH, IV Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2007 Mgmt Against Against
EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES THAT WE MAY GRANT TO AN ELIGIBLE
PARTICIPANT UNDER THE 2007 EQUITY INCENTIVE
PLAN DURING ANY CALENDAR YEAR.
03 AN ADVISORY VOTE ON THE COMPENSATION OF GLU'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY VOTE REGARDING THE FREQUENCY OF Mgmt 1 Year Against
FUTURE STOCKHOLDER ADVISORY VOTING ON THE COMPENSATION
OF GLU'S NAMED EXECUTIVE OFFICERS.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GRACO INC. Agenda Number: 933376546
--------------------------------------------------------------------------------------------------------------------------
Security: 384109104
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: GGG
ISIN: US3841091040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK J. MCHALE Mgmt Withheld Against
LEE R. MITAU Mgmt Withheld Against
MARTI MORFITT Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 ADVISORY, NON-BINDING RESOLUTION TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION.
04 ADVISORY, NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year For
FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY,
NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING Shr For Against
FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC. Agenda Number: 933404547
--------------------------------------------------------------------------------------------------------------------------
Security: 404030108
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: HEES
ISIN: US4040301081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY W. BAGLEY Mgmt For For
JOHN M. ENGQUIST Mgmt For For
PAUL N. ARNOLD Mgmt For For
BRUCE C. BRUCKMANN Mgmt For For
PATRICK L. EDSELL Mgmt For For
THOMAS J. GALLIGAN III Mgmt For For
LAWRENCE C. KARLSON Mgmt For For
JOHN T. SAWYER Mgmt For For
2 RATIFICATION OF APPOINTMENT OF BDO USA, LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
3 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT.
4 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC. Agenda Number: 933393097
--------------------------------------------------------------------------------------------------------------------------
Security: 42330P107
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: HLX
ISIN: US42330P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY K. QUINN Mgmt For For
WILLIAM L. TRANSIER Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
03 APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF Mgmt Against Against
THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 THE VOTE, ON A NON-BINDING ADVISORY BASIS, ON Mgmt 1 Year Against
THE FREQUENCY OF INCLUDING AN ADVISORY VOTE
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 933390457
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JON M. HUNTSMAN Mgmt For For
PATRICK T. HARKER Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HUNTSMAN CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL COAL GROUP, INC. Agenda Number: 933423977
--------------------------------------------------------------------------------------------------------------------------
Security: 45928H106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ICO
ISIN: US45928H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILBUR L. ROSS, JR. Mgmt Withheld Against
BENNETT K. HATFIELD Mgmt For For
WENDY L. TERAMOTO Mgmt For For
02 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
ICG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 STOCKHOLDER PROPOSAL REGARDING POLLUTION REDUCTION. Shr For Against
06 TRANSACTION OF SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE 2011 ANNUAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
INTREPID POTASH, INC Agenda Number: 933410273
--------------------------------------------------------------------------------------------------------------------------
Security: 46121Y102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: IPI
ISIN: US46121Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT P. JORNAYVAZ III Mgmt For For
1B ELECTION OF DIRECTOR: HUGH E. HARVEY, JR. Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INTREPID'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVE, BY NON-BINDING, ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
04 RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF THE NON-BINDING, ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION Agenda Number: 933336833
--------------------------------------------------------------------------------------------------------------------------
Security: 46612J507
Meeting Type: Annual
Meeting Date: 30-Nov-2010
Ticker: JDSU
ISIN: US46612J5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN A. KAPLAN Mgmt For For
KEVIN J. KENNEDY Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
2003 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR JDS UNIPHASE CORPORATION FOR THE FISCAL
YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
JOE'S JEANS INC. Agenda Number: 933329371
--------------------------------------------------------------------------------------------------------------------------
Security: 47777N101
Meeting Type: Annual
Meeting Date: 26-Oct-2010
Ticker: JOEZ
ISIN: US47777N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMUEL J. FURROW Mgmt For For
MARC B. CROSSMAN Mgmt For For
JOE DAHAN Mgmt For For
KELLY HOFFMAN Mgmt For For
THOMAS O'RIORDAN Mgmt For For
SUHAIL R. RIZVI Mgmt For For
KENT SAVAGE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING NOVEMBER 30, 2010.
--------------------------------------------------------------------------------------------------------------------------
KEY ENERGY SERVICES, INC. Agenda Number: 933423713
--------------------------------------------------------------------------------------------------------------------------
Security: 492914106
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: KEG
ISIN: US4929141061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM D. FERTIG Mgmt For For
ROBERT K. REEVES Mgmt For For
J. ROBINSON WEST Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS Mgmt For For
OF GRANT THORNTON LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KKR FINANCIAL HOLDINGS LLC Agenda Number: 933397273
--------------------------------------------------------------------------------------------------------------------------
Security: 48248A306
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KFN
ISIN: US48248A3068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TRACY L. COLLINS Mgmt For For
VINCENT PAUL FINIGAN Mgmt For For
PAUL M. HAZEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
ROSS J. KARI Mgmt For For
ELY L. LICHT Mgmt For For
DEBORAH H. MCANENY Mgmt For For
SCOTT C. NUTTALL Mgmt For For
SCOTT A. RYLES Mgmt For For
WILLIAM C. SONNEBORN Mgmt For For
WILLY R. STROTHOTTE Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS KKR FINANCIAL HOLDINGS
LLC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
KRONOS WORLDWIDE, INC. Agenda Number: 933397057
--------------------------------------------------------------------------------------------------------------------------
Security: 50105F105
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: KRO
ISIN: US50105F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEITH R. COOGAN Mgmt For For
CECIL H. MOORE, JR. Mgmt For For
GEORGE E. POSTON Mgmt For For
GLENN R. SIMMONS Mgmt Withheld Against
HAROLD C. SIMMONS Mgmt Withheld Against
R. GERALD TURNER Mgmt For For
STEVEN L. WATSON Mgmt Withheld Against
02 INCREASE THE AUTHORIZED COMMON STOCK FROM 60,000,000 Mgmt Against Against
SHARES TO 240,000,000 SHARES.
03 SAY-ON-PAY, NONBINDING ADVISORY VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION.
04 SAY-WHEN-ON-PAY, NONBINDING ADVISORY VOTE ON Mgmt 1 Year For
THE PREFERRED FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
LIMELIGHT NETWORKS INC Agenda Number: 933432394
--------------------------------------------------------------------------------------------------------------------------
Security: 53261M104
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: LLNW
ISIN: US53261M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER D. AMARAL Mgmt For For
THOMAS FALK Mgmt For For
JEFFREY W. LUNSFORD Mgmt For For
PETER J. PERRONE Mgmt For For
02 TO VOTE FOR AND RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR EXPIRING
ON DECEMBER 31, 2011.
03 TO VOTE FOR AND APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
04 TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON Mgmt 1 Year Against
THE FREQUENCY OF VOTING ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY.
05 TO VOTE FOR AND APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK
FROM 150,000,000 TO 300,000,000.
--------------------------------------------------------------------------------------------------------------------------
LIVEPERSON, INC. Agenda Number: 933448626
--------------------------------------------------------------------------------------------------------------------------
Security: 538146101
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: LPSN
ISIN: US5381461012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER BLOCK Mgmt For For
DAVID VASKEVITCH Mgmt For For
02 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LOGMEIN, INC Agenda Number: 933422595
--------------------------------------------------------------------------------------------------------------------------
Security: 54142L109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: LOGM
ISIN: US54142L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN J. BENSON Mgmt For For
MICHAEL J. CHRISTENSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE FOR THE APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year For
COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
LTX CREDENCE CORPORATION Agenda Number: 933302743
--------------------------------------------------------------------------------------------------------------------------
Security: 502403108
Meeting Type: Special
Meeting Date: 08-Jul-2010
Ticker: LTXC
ISIN: US5024031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE RESTATEMENT OF OUR ARTICLES OF Mgmt For For
ORGANIZATION, AS AMENDED, TO EFFECT A ONE-FOR-THREE
REVERSE STOCK SPLIT OF THE ISSUED AND OUTSTANDING
SHARES OF OUR COMMON STOCK AND TO FIX ON A
POST-SPLIT BASIS THE NUMBER OF AUTHORIZED SHARES
OF COMMON STOCK AT 150,000,000 SHARES, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. Agenda Number: 933410552
--------------------------------------------------------------------------------------------------------------------------
Security: 549764108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: LUFK
ISIN: US5497641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.J. TROUT, JR. Mgmt For For
J.T. JONGEBLOED Mgmt For For
S.V. BAER Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Mgmt Against Against
OF DIRECTORS OF THE COMPANY TO APPROVE AND
ADOPT THE AMENDMENT OF THE COMPANY'S FOURTH
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 60,000,000 TO 150,000,000.
04 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933440529
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
R. BRAD MARTIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS Mgmt For For
CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Mgmt For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE
REDUCTION IN THE PAR VALUE OF SUCH STOCK.
--------------------------------------------------------------------------------------------------------------------------
MAGNUM HUNTER RESOURCES CORPORATION Agenda Number: 933411097
--------------------------------------------------------------------------------------------------------------------------
Security: 55973B102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: MHR
ISIN: US55973B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF MAGNUM Mgmt For For
HUNTER COMMON STOCK, IN CONNECTION WITH THE
TRANSACTIONS CONTEMPLATED BY THE ARRANGEMENT
AGREEMENT, DATED JANUARY 19, 2011, BY AND AMONG
MAGNUM HUNTER, EXCHANGECO AND NULOCH RESOURCES
INC., AND THE RELATED PLAN OF ARRANGEMENT.
02 DIRECTOR
GARY C. EVANS Mgmt For For
RONALD D. ORMAND Mgmt For For
J. RALEIGH BAILES, SR. Mgmt For For
BRAD BYNUM Mgmt For For
VICTOR G. CARRILLO Mgmt For For
GARY L. HALL Mgmt For For
JOE L. MCCLAUGHERTY Mgmt For For
STEVEN A. PFEIFER Mgmt For For
JEFF SWANSON Mgmt For For
03 AMENDMENT TO CERTIFICATE OF INCORPORATION, AS Mgmt For For
AMENDED, THAT WILL INCREASE AUTHORIZED NUMBER
OF COMMON STOCK SHARES TO 250,000,000
04 TO APPROVE AN AMENDMENT TO MAGNUM HUNTER'S CERTIFICATE Mgmt For For
OF INCORPORATION, AS AMENDED, THAT WILL INCREASE
THE AUTHORIZED NUMBER OF SHARES OF MAGNUM HUNTER
PREFERRED STOCK TO 15,000,000.
05 TO APPROVE AN AMENDMENT TO THE MAGNUM HUNTER Mgmt Against Against
AMENDED AND RESTATED STOCK INCENTIVE PLAN TO
INCREASE THE AGGREGATE NUMBER OF SHARES OF
MAGNUM HUNTER COMMON STOCK THAT MAY BE ISSUED
UNDER THE PLAN TO 20,000,000.
06 RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING DEC 31, 2011.
07 TO CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
08 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
09 TO APPROVE AN ADJOURNMENT OF THE MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ANY ADDITIONAL PROXIES
IN FAVOR OF THE FOREGOING PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
MAKO SURGICAL CORP Agenda Number: 933437938
--------------------------------------------------------------------------------------------------------------------------
Security: 560879108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: MAKO
ISIN: US5608791084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S.M. BLUMENFELD, PH.D. Mgmt For For
JOHN G. FREUND, M.D. Mgmt For For
WILLIAM D. PRUITT Mgmt For For
02 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
MATERION CORPORATION Agenda Number: 933397499
--------------------------------------------------------------------------------------------------------------------------
Security: 576690101
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: MTRN
ISIN: US5766901012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. KEITHLEY Mgmt For For
N. MOHAN REDDY Mgmt For For
CRAIG S. SHULAR Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED MATERION Mgmt For For
CORPORATION 2006 STOCK INCENTIVE PLAN
03 TO APPROVE THE AMENDED AND RESTATED MATERION Mgmt For For
CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY
PLAN
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY
05 TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda Number: 933406096
--------------------------------------------------------------------------------------------------------------------------
Security: 552848103
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: MTG
ISIN: US5528481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. JASTROW, II Mgmt For For
DANIEL P. KEARNEY Mgmt For For
DONALD T. NICOLAISEN Mgmt For For
02 RATIFICATION OF THE PLACEMENT OF MARK M. ZANDI, Mgmt For For
APPOINTED TO THE BOARD OF DIRECTORS IN 2010,
INTO A CLASS WHOSE TERM CONTINUES PAST THE
ANNUAL MEETING
03 RATIFICATION OF THE PLACEMENT OF BRUCE L. KOEPFGEN, Mgmt For For
APPOINTED TO THE BOARD OF DIRECTORS IN 2010,
INTO A CLASS WHOSE TERM CONTINUES PAST THE
ANNUAL MEETING
04 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Mgmt For For
TO ELIMINATE THE CLASSIFIED BOARD PROVISIONS
AND TO PROVIDE FOR THE ANNUAL ELECTION OF ALL
DIRECTORS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
07 APPROVE 2011 OMNIBUS INCENTIVE PLAN Mgmt For For
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MOVE, INC. Agenda Number: 933441189
--------------------------------------------------------------------------------------------------------------------------
Security: 62458M108
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: MOVE
ISIN: US62458M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOE F. HANAUER Mgmt For For
STEVEN H. BERKOWITZ Mgmt For For
KENNETH K. KLEIN Mgmt For For
ROGER B. MCNAMEE Mgmt For For
V. PAUL UNRUH Mgmt For For
BRUCE G. WILLISON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS MOVE, INC.'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING 12/31/2011.
03 TO AMEND MOVE INC.'S BYLAWS TO PROVIDE FOR A Mgmt For For
PERMITTED SIZE RANGE FOR MOVE, INC.'S BOARD
OF DIRECTORS OF NO FEWER THAN 6 NOR GREATER
THAN 10 DIRECTORS WITHOUT SHAREHOLDER APPROVAL.
04 TO AUTHORIZE AN AMENDMENT, AT THE BOARD'S DISCRETION, Mgmt For For
OF MOVE, INC.'S RESTATED CERTIFICATE OF INCORPORATION
TO REDUCE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK, SUCH REDUCTION CORRESPONDING
PROPORTIONATELY WITH A CONTEMPLATED 1-FOR-4
REVERSE STOCK SPLIT.
05 TO APPROVE THE MOVE, INC. 2011 INCENTIVE PLAN. Mgmt For For
06 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
PAID TO MOVE, INC.'S NAMED EXECUTIVE OFFICERS.
07 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING ADVISORY VOTES TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS OF MOVE, INC.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 933310675
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104
Meeting Type: Annual
Meeting Date: 08-Sep-2010
Ticker: NTCT
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ANIL K. SINGHAL Mgmt For For
JOHN R. EGAN Mgmt For For
STUART M. MCGUIGAN Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION Agenda Number: 933341074
--------------------------------------------------------------------------------------------------------------------------
Security: 699462107
Meeting Type: Annual
Meeting Date: 09-Dec-2010
Ticker: PRXL
ISIN: US6994621075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
A. DANA CALLOW, JR. Mgmt For For
CHRISTOPHER J. LINDOP Mgmt For For
JOSEF H. VON RICKENBACH Mgmt For For
2 TO APPROVE THE ADOPTION OF THE 2010 STOCK INCENTIVE Mgmt For For
PLAN.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
POLYPORE INTERNATIONAL INC. Agenda Number: 933416910
--------------------------------------------------------------------------------------------------------------------------
Security: 73179V103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: PPO
ISIN: US73179V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL GRAFF Mgmt For For
W. NICHOLAS HOWLEY Mgmt Withheld Against
02 TO APPROVE THE AMENDED AND RESTATED POLYPORE Mgmt For For
INTERNATIONAL, INC. 2007 STOCK INCENTIVE PLAN
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
REACHLOCAL INC Agenda Number: 933454186
--------------------------------------------------------------------------------------------------------------------------
Security: 75525F104
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: RLOC
ISIN: US75525F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID CARLICK Mgmt For For
02 RATIFICATION OF THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT AUDITORS OF REACHLOCAL FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE PROXY MATERIALS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt 1 Year Against
ON OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RIGNET INC Agenda Number: 933422064
--------------------------------------------------------------------------------------------------------------------------
Security: 766582100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: RNET
ISIN: US7665821002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES BROWNING Mgmt For For
CHARLES DAVIS Mgmt For For
THOMAS MATTHEWS Mgmt For For
KEVIN NEVEU Mgmt For For
KEVIN O'HARA Mgmt For For
KEITH OLSEN Mgmt For For
MARK SLAUGHTER Mgmt For For
DITLEF DE VIBE Mgmt For For
BRENT WHITTINGTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AS RIGNET'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF RIGNET'S 2010 OMNIBUS INCENTIVE Mgmt For For
PLAN.
04 NON-BINDING, ADVISORY VOTE ON RIGNET'S EXECUTIVE Mgmt For For
COMPENSATION.
05 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON RIGNET'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC. Agenda Number: 933396726
--------------------------------------------------------------------------------------------------------------------------
Security: 774415103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ROC
ISIN: US7744151033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN F. CARROLL Mgmt For For
TODD A. FISHER Mgmt For For
DOUGLAS L. MAINE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE, Mgmt 1 Year Against
WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC. Agenda Number: 933369894
--------------------------------------------------------------------------------------------------------------------------
Security: 775043102
Meeting Type: Annual
Meeting Date: 16-Mar-2011
Ticker: RSTI
ISIN: US7750431022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. PETER WIRTH Mgmt For For
DR. STEPHEN D. FANTONE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE ROFIN-SINAR Mgmt Against Against
TECHNOLOGIES INC. 2007 INCENTIVE STOCK PLAN.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER Mgmt 1 Year Against
VOTE (NON-BINDING).
--------------------------------------------------------------------------------------------------------------------------
ROVI CORPORATION Agenda Number: 933409319
--------------------------------------------------------------------------------------------------------------------------
Security: 779376102
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: ROVI
ISIN: US7793761021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALFRED J. AMOROSO Mgmt For For
ALAN L. EARHART Mgmt For For
ANDREW K. LUDWICK Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES P. O'SHAUGHNESSY Mgmt For For
RUTHANN QUINDLEN Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2011.
04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
05 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Mgmt 1 Year Against
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RUBY TUESDAY, INC. Agenda Number: 933320056
--------------------------------------------------------------------------------------------------------------------------
Security: 781182100
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: RT
ISIN: US7811821005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS III DIRECTOR FOR A TERM OF Mgmt For For
THREE YEARS TO THE BOARD OF DIRECTORS: SAMUEL
E. BEALL, III
1B ELECTION OF CLASS III DIRECTOR FOR A TERM OF Mgmt For For
THREE YEARS TO THE BOARD OF DIRECTORS: BERNARD
LANIGAN, JR.
2 TO APPROVE THE COMPANY'S 2010 EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN
3 TO RATIFY THE SELECTION OF KPMG LLP TO SERVE Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 31, 2011
--------------------------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda Number: 933354297
--------------------------------------------------------------------------------------------------------------------------
Security: 806882106
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: SCHN
ISIN: US8068821060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WAYLAND R. HICKS Mgmt For For
JUDITH A. JOHANSEN Mgmt For For
TAMARA L. LUNDGREN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHUTTERFLY INC Agenda Number: 933416718
--------------------------------------------------------------------------------------------------------------------------
Security: 82568P304
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SFLY
ISIN: US82568P3047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIP A. MARINEAU Mgmt For For
BRIAN T. SWETTE Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
04 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SKILLED HEALTHCARE GROUP, INC. Agenda Number: 933402543
--------------------------------------------------------------------------------------------------------------------------
Security: 83066R107
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: SKH
ISIN: US83066R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. BERNARD PUCKETT Mgmt For For
GLENN S. SCHAFER Mgmt For For
WILLIAM C. SCOTT Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON HOLDING FUTURE ADVISORY VOTES Mgmt 1 Year For
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS EVERY ONE, TWO OR THREE YEARS
04 APPROVAL OF THE AMENDED AND RESTATED SKILLED Mgmt For For
HEALTHCARE GROUP, INC. 2007 INCENTIVE AWARD
PLAN
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011
--------------------------------------------------------------------------------------------------------------------------
SONIC SOLUTIONS Agenda Number: 933327430
--------------------------------------------------------------------------------------------------------------------------
Security: 835460106
Meeting Type: Annual
Meeting Date: 07-Oct-2010
Ticker: SNIC
ISIN: US8354601069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER OF SIRACUSA MERGER CORPORATION, Mgmt For For
A WHOLLY OWNED SUBSIDIARY OF SONIC SOLUTIONS
("SONIC"), INTO DIVX, INC.
02 APPROVAL OF THE AMENDMENT TO THE BYLAWS INCREASE Mgmt For For
THE NUMBER OF DIRECTORS FROM A RANGE OF FIVE
TO SEVEN TO A RANGE OF FIVE TO NINE.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
SONIC'S 2004 EQUITY COMPENSATION PLAN.
04 DIRECTOR
ROBERT J. DORIS Mgmt For For
ROBERT M. GREBER Mgmt For For
R. WARREN LANGLEY Mgmt For For
PETER J. MARGUGLIO Mgmt For For
MARY C. SAUER Mgmt For For
05 APPROVAL OF ANY MOTION TO ADJOURN OR POSTPONE Mgmt For For
THE ANNUAL MEETING OF SHAREHOLDERS TO A LATER
DATE OR DATES, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SONIC ANNUAL MEETING TO APPROVE
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
SONOSITE, INC. Agenda Number: 933394075
--------------------------------------------------------------------------------------------------------------------------
Security: 83568G104
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SONO
ISIN: US83568G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARMEN L DIERSEN Mgmt For For
STEVEN R GOLDSTEIN, MD Mgmt For For
KEVIN M GOODWIN Mgmt For For
PAUL V HAACK Mgmt For For
ROBERT G HAUSER, MD Mgmt For For
RODNEY F HOCHMAN, MD Mgmt For For
RICHARD O MARTIN, PHD Mgmt For For
WILLIAM G PARZYBOK, JR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM PHARMACEUTICALS, INC. Agenda Number: 933457144
--------------------------------------------------------------------------------------------------------------------------
Security: 84763A108
Meeting Type: Annual
Meeting Date: 13-Jun-2011
Ticker: SPPI
ISIN: US84763A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KRISHAN K. ARORA Mgmt Withheld Against
STUART M. KRASSNER Mgmt Withheld Against
LUIGI LENAZ Mgmt Withheld Against
ANTHONY E. MAIDA Mgmt Withheld Against
DILIP J. MEHTA Mgmt Withheld Against
RAJESH C. SHROTRIYA Mgmt Withheld Against
02 TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SPECTRUM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
05 TO APPROVE AN AMENDMENT TO SPECTRUM'S CERTIFICATE Mgmt Against Against
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM 100,000,000
TO 175,000,000.
--------------------------------------------------------------------------------------------------------------------------
STANDARD MICROSYSTEMS CORPORATION Agenda Number: 933300383
--------------------------------------------------------------------------------------------------------------------------
Security: 853626109
Meeting Type: Annual
Meeting Date: 28-Jul-2010
Ticker: SMSC
ISIN: US8536261097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY P. CRAIG Mgmt Withheld Against
IVAN T. FRISCH Mgmt Withheld Against
DR. KENNETH KIN Mgmt For For
02 TO APPROVE THE 2010 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
03 TO APPROVE A PROGRAM FOR SELECTED EMPLOYEES Mgmt Against Against
OF THE COMPANY OTHER THAN EXECUTIVE OFFICERS
TO EXCHANGE THEIR STOCK APPRECIATION RIGHTS
FOR RESTRICTED STOCK UNITS.
04 TO APPROVE A PROGRAM FOR EXECUTIVE OFFICERS Mgmt Against Against
AND DIRECTORS OF THE COMPANY TO EXCHANGE THEIR
STOCK APPRECIATION RIGHTS FOR RESTRICTED STOCK
UNITS.
05 TO AMEND THE STANDARD MICROSYSTEMS CORPORATION Mgmt Against Against
2009 LONG TERM INCENTIVE PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES BY UP TO 3,000,000
SHARES SOLELY FOR USE IN CONNECTION WITH THE
PROGRAMS TO EXCHANGE STOCK APPRECIATION RIGHTS
FOR RESTRICTED STOCK UNITS BEING SUBMITTED
FOR STOCKHOLDER APPROVAL AT THIS ANNUAL MEETING.
06 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
STEC, INC. Agenda Number: 933405602
--------------------------------------------------------------------------------------------------------------------------
Security: 784774101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: STEC
ISIN: US7847741011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MANOUCH MOSHAYEDI Mgmt For For
MARK MOSHAYEDI Mgmt For For
F. MICHAEL BALL Mgmt For For
RAJAT BAHRI Mgmt For For
CHRISTOPHER W. COLPITTS Mgmt For For
KEVIN C. DALY, PH.D. Mgmt For For
MATTHEW L. WITTE Mgmt For For
02 TO APPROVE AN AMENDMENT TO INCREASE THE SHARE Mgmt For For
RESERVE UNDER OUR 2010 INCENTIVE AWARD PLAN.
03 TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF AN ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP BY THE BOARD OF DIRECTORS AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY Agenda Number: 933417861
--------------------------------------------------------------------------------------------------------------------------
Security: 86074Q102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SWC
ISIN: US86074Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG L. FULLER Mgmt Withheld Against
PATRICK M. JAMES Mgmt Withheld Against
STEVEN S. LUCAS Mgmt For For
FRANCIS R. MCALLISTER Mgmt For For
MICHAEL S. PARRETT Mgmt For For
SHERYL K. PRESSLER Mgmt For For
MICHAEL SCHIAVONE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 PROPOSAL TO APPROVE CHANGES TO THE CERTIFICATE Mgmt Against Against
OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC HOTELS & RESORTS, INC. Agenda Number: 933381117
--------------------------------------------------------------------------------------------------------------------------
Security: 86272T106
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: BEE
ISIN: US86272T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT P. BOWEN Mgmt For For
KENNETH FISHER Mgmt For For
RAYMOND L. GELLEIN, JR. Mgmt For For
LAURENCE S. GELLER Mgmt For For
JAMES A. JEFFS Mgmt For For
RICHARD D. KINCAID Mgmt For For
SIR DAVID M.C. MICHELS Mgmt For For
WILLIAM A. PREZANT Mgmt For For
EUGENE F. REILLY Mgmt For For
02 APPROVAL OF SECOND AMENDED AND RESTATED 2004 Mgmt For For
INCENTIVE PLAN.
03 APPROVAL ON AN ADVISORY BASIS OF OUR EXECUTIVE Mgmt Against Against
COMPENSATION.
04 RECOMMENDATION ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SUN HEALTHCARE GROUP, INC Agenda Number: 933442838
--------------------------------------------------------------------------------------------------------------------------
Security: 86677E100
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: SUNH
ISIN: US86677E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY S. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: TONY M. ASTORGA Mgmt For For
1C ELECTION OF DIRECTOR: CHRISTIAN K. BEMENT Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL J. FOSTER Mgmt For For
1E ELECTION OF DIRECTOR: BARBARA B. KENNELLY Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM A. MATHIES Mgmt For For
1G ELECTION OF DIRECTOR: MILTON J. WALTERS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC. Agenda Number: 933412645
--------------------------------------------------------------------------------------------------------------------------
Security: 867892101
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: SHO
ISIN: US8678921011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. ALTER Mgmt For For
LEWIS N. WOLFF Mgmt For For
Z. JAMIE BEHAR Mgmt For For
THOMAS A. LEWIS Mgmt For For
KEITH M. LOCKER Mgmt For For
KEITH P. RUSSELL Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF SUNSTONE'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year Against
ADVISORY VOTE ON THE COMPENSATION OF SUNSTONE'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 933400640
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Mgmt For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Mgmt For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY Mgmt For For
VOTE.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE PMI GROUP, INC. Agenda Number: 933423939
--------------------------------------------------------------------------------------------------------------------------
Security: 69344M101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PMI
ISIN: US69344M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY R. ELLER Mgmt For For
CARMINE GUERRO Mgmt For For
LOUIS G. LOWER II Mgmt For For
RAYMOND L. OCAMPO JR. Mgmt For For
CHARLES R. RINEHART Mgmt For For
JOHN D. ROACH Mgmt For For
L. STEPHEN SMITH Mgmt For For
JOSE H. VILLARREAL Mgmt For For
MARY LEE WIDENER Mgmt For For
RONALD H. ZECH Mgmt For For
02 NON-BINDING VOTE APPROVING THE EXECUTIVE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 NON-BINDING VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
05 APPROVAL OF THE AMENDED AND RESTATED TAX BENEFITS Mgmt For For
PRESERVATION PLAN.
06 APPROVAL OF THE AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
THE TIMBERLAND COMPANY Agenda Number: 933417176
--------------------------------------------------------------------------------------------------------------------------
Security: 887100105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: TBL
ISIN: US8871001058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SIDNEY W. SWARTZ Mgmt For For
JEFFREY B. SWARTZ Mgmt For For
CATHERINE E. BUGGELN Mgmt For For
ANDRE J. HAWAUX Mgmt For For
KENNETH T. LOMBARD Mgmt For For
EDWARD W. MONEYPENNY Mgmt For For
PETER R. MOORE Mgmt For For
BILL SHORE Mgmt For For
TERDEMA L. USSERY, II Mgmt For For
CARDEN N. WELSH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
04 AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
SHOULD BE HELD.
--------------------------------------------------------------------------------------------------------------------------
TITAN MACHINERY, INC. Agenda Number: 933443640
--------------------------------------------------------------------------------------------------------------------------
Security: 88830R101
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: TITN
ISIN: US88830R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TONY CHRISTIANSON Mgmt For For
JAMES IRWIN Mgmt For For
THEODORE WRIGHT Mgmt For For
02 RATIFY APPOINTMENT OF EIDE BAILLY LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2012.
03 AN ADVISORY NON-BINDING VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 AMEND THE TITAN MACHINERY INC. 2005 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR GRANT THEREUNDER TO 1,500,000.
--------------------------------------------------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC. Agenda Number: 933400501
--------------------------------------------------------------------------------------------------------------------------
Security: 896522109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: TRN
ISIN: US8965221091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN L. ADAMS Mgmt For For
RHYS J. BEST Mgmt For For
DAVID W. BIEGLER Mgmt For For
LELDON E. ECHOLS Mgmt For For
RONALD J. GAFFORD Mgmt For For
RONALD W. HADDOCK Mgmt For For
ADRIAN LAJOUS Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
DIANA S. NATALICIO Mgmt For For
DOUGLAS L. ROCK Mgmt For For
TIMOTHY R. WALLACE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE RATIFICATION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda Number: 933323735
--------------------------------------------------------------------------------------------------------------------------
Security: 896818101
Meeting Type: Annual
Meeting Date: 28-Sep-2010
Ticker: TGI
ISIN: US8968181011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BOURGON Mgmt For For
ELMER L. DOTY Mgmt For For
RALPH E. EBERHART Mgmt For For
RICHARD C. GOZON Mgmt For For
RICHARD C. III Mgmt For For
CLAUDE F. KRONK Mgmt For For
ADAM J. PALMER Mgmt For For
JOSEPH M. SILVESTRI Mgmt For For
GEORGE SIMPSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS TRIUMPH'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 933436710
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENTON K. ALDER Mgmt For For
PHILIP G. FRANKLIN Mgmt For For
JACQUES S. GANSLER Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
04 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
05 THE RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE COMPANY'S 2006
INCENTIVE COMPENSATION PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
06 THE APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF ITS COMMON STOCK
FROM 100,000,000 TO 200,000,000
--------------------------------------------------------------------------------------------------------------------------
TUTOR PERINI CORPORATION Agenda Number: 933426276
--------------------------------------------------------------------------------------------------------------------------
Security: 901109108
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: TPC
ISIN: US9011091082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARILYN A. ALEXANDER Mgmt For For
PETER ARKLEY Mgmt For For
RAYMOND R. ONEGLIA Mgmt For For
DONALD D. SNYDER Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, AS AUDITORS OF TUTOR PERINI FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE AMENDMENTS TO THE PERINI CORPORATION Mgmt For For
2004 STOCK OPTION AND INCENTIVE PLAN.
04 SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 933437128
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: PANL
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN V. ABRAMSON Mgmt Withheld Against
LEONARD BECKER Mgmt For For
ELIZABETH H. GEMMILL Mgmt For For
C. KEITH HARTLEY Mgmt For For
LAWRENCE LACERTE Mgmt For For
SIDNEY D. ROSENBLATT Mgmt Withheld Against
SHERWIN I. SELIGSOHN Mgmt Withheld Against
02 APPROVAL OF A PROPOSAL TO INCREASE THE NUMBER Mgmt For For
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
EQUITY COMPENSATION PLAN
03 APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION
04 NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
VALUEVISION MEDIA, INC. Agenda Number: 933448880
--------------------------------------------------------------------------------------------------------------------------
Security: 92047K107
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: VVTV
ISIN: US92047K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH F. BERARDINO Mgmt For For
JOHN D. BUCK Mgmt For For
EDWIN P. GARRUBBO Mgmt For For
RANDY S. RONNING Mgmt For For
KEITH R. STEWART Mgmt For For
CATHERINE DUNLEAVY Mgmt For For
PATRICK O. KOCSI Mgmt For For
WILLIAM F. EVANS Mgmt For For
SEAN F. ORR Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2012
03 APPROVAL OF THE VALUEVISION MEDIA, INC. 2011 Mgmt Against Against
OMNIBUS INCENTIVE PLAN
04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION
05 VOTE, ON A NON-BINDING BASIS, ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
VASCO DATA SECURITY INTERNATIONAL, INC. Agenda Number: 933448323
--------------------------------------------------------------------------------------------------------------------------
Security: 92230Y104
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: VDSI
ISIN: US92230Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. KENDALL HUNT Mgmt For For
MICHAEL P. CULLINANE Mgmt For For
JOHN N. FOX, JR. Mgmt For For
JOHN R. WALTER Mgmt For For
JEAN K. HOLLEY Mgmt For For
02 APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF VOTE ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
VOCUS, INC. Agenda Number: 933449743
--------------------------------------------------------------------------------------------------------------------------
Security: 92858J108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: VOCS
ISIN: US92858J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN BURNS Mgmt For For
RONALD KAISER Mgmt For For
RICHARD RUDMAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF OUR COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year Against
FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION
AS "EVERY THREE YEARS".
--------------------------------------------------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION Agenda Number: 933429614
--------------------------------------------------------------------------------------------------------------------------
Security: 929566107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: WNC
ISIN: US9295661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD J. GIROMINI Mgmt For For
1B ELECTION OF DIRECTOR: MARTIN C. JISCHKE Mgmt For For
1C ELECTION OF DIRECTOR: JAMES D. KELLY Mgmt For For
1D ELECTION OF DIRECTOR: JOHN E. KUNZ Mgmt For For
1E ELECTION OF DIRECTOR: LARRY J. MAGEE Mgmt For For
1F ELECTION OF DIRECTOR: SCOTT K. SORENSEN Mgmt For For
02 TO APPROVE THE WABASH NATIONAL CORPORATION 2011 Mgmt For For
OMNIBUS INCENTIVE PLAN.
03 TO APPROVE THE COMPENSATION OF OUR EXECUTIVE Mgmt For For
OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON THE COMPENSATION OF OUR
EXECUTIVE OFFICERS.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS WABASH NATIONAL CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 933378247
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHARILYN S. GASAWAY Mgmt For For
ALAN W. KOSLOFF Mgmt For For
JERRY W. WALTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSAITION.
--------------------------------------------------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION Agenda Number: 933447080
--------------------------------------------------------------------------------------------------------------------------
Security: 97650W108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: WTFC
ISIN: US97650W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER D. CRIST Mgmt For For
BRUCE K. CROWTHER Mgmt For For
JOSEPH F. DAMICO Mgmt For For
BERT A. GETZ, JR. Mgmt For For
H. PATRICK HACKETT, JR. Mgmt For For
SCOTT K. HEITMANN Mgmt For For
CHARLES H. JAMES III Mgmt For For
ALBIN F. MOSCHNER Mgmt For For
THOMAS J. NEIS Mgmt For For
CHRISTOPHER J. PERRY Mgmt For For
HOLLIS W. RADEMACHER Mgmt For For
INGRID S. STAFFORD Mgmt For For
EDWARD J. WEHMER Mgmt For For
02 AMENDMENT TO THE 2007 STOCK INCENTIVE PLAN AND Mgmt For For
REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE
MEASURES FOR THE 2007 STOCK INCENTIVE PLAN,
EACH AS DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT
03 ADVISORY VOTE TO APPROVE THE COMPANY'S 2010 Mgmt For For
EXECUTIVE COMPENSATION
04 ADVISORY VOTE TO DETERMINE WHETHER THE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2011
--------------------------------------------------------------------------------------------------------------------------
ZAGG INCORPORATED Agenda Number: 933453831
--------------------------------------------------------------------------------------------------------------------------
Security: 98884U108
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: ZAGG
ISIN: US98884U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT G. PEDERSEN II Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD D. EKSTROM Mgmt For For
1C ELECTION OF DIRECTOR: SHUICHIRO UEYAMA Mgmt For For
1D ELECTION OF DIRECTOR: RANDY HALES Mgmt For For
1E ELECTION OF DIRECTOR: CHERYL LARABEE Mgmt For For
02 CONFIRM APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
03 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO CHANGE THE NAME OF THE COMPANY FROM ZAGG
INCORPORATED TO ZAGG INC
04 APPROVAL OF AMENDMENT TO THE ZAGG INCORPORATED Mgmt Against Against
2007 STOCK INCENTIVE PLAN
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO INCREASE THE AUTHORIZED CAPITAL STOCK OF
THE COMPANY TO INCLUDE 100,000,000 SHARES OF
COMMON STOCK
06 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt Against Against
TO INCREASE AUTHORIZED CAPITAL STOCK OF THE
COMPANY TO INCLUDE 50,000,000 SHARES OF PREFERRED
STOCK, AND TO AUTHORIZE THE COMPANY TO ISSUE
ONE OR MORE SERIES OF PREFERRED STOCK FROM
TIME TO TIME IN ONE OR MORE SERIES & IN SUCH
AMOUNTS AS MAY BE DETERMINED BY BOARD
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 933419524
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDERS GUSTAFSSON Mgmt For For
ANDREW K. LUDWICK Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
04 TO APPROVE OUR 2011 LONG-TERM INCENTIVE PLAN Mgmt For For
05 TO APPROVE OUR 2011 SHORT-TERM INCENTIVE PLAN Mgmt For For
06 TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
07 TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR 2011
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 933399342
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS D. CAMPION Mgmt For For
1B ELECTION OF DIRECTOR: SARAH G. MCCOY Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 PROPOSAL TO RATIFY SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING JANUARY
28, 2012 (FISCAL 2011).
ASTON/Veredus Select Growth Fund
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ATMEL CORPORATION Agenda Number: 933410906
--------------------------------------------------------------------------------------------------------------------------
Security: 049513104
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ATML
ISIN: US0495131049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: STEVEN LAUB Mgmt For For
2 ELECTION OF DIRECTOR: TSUNG-CHING WU Mgmt For For
3 ELECTION OF DIRECTOR: DAVID SUGISHITA Mgmt For For
4 ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN Mgmt For For
5 ELECTION OF DIRECTOR: JACK L. SALTICH Mgmt For For
6 ELECTION OF DIRECTOR: CHARLES CARINALLI Mgmt For For
7 ELECTION OF DIRECTOR: DR. EDWARD ROSS Mgmt For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
2005 STOCK PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
04 TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION.
05 TO DETERMINE, IN AN ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933387311
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
JOHN A.C. SWAINSON Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT.
03 TO RECOMMEND CONDUCTING AN ADVISORY VOTE ON Mgmt 1 Year Against
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE
YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933393047
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1B ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID ROSS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT INCENTIVE Mgmt For For
COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Mgmt For For
EQUITY INCENTIVE PLAN TO CHANGE THE OPTION
TERM FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
2010 EXECUTIVE COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt For For
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt For For
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP.Shr Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr For Against
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933374984
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1K ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH Mgmt For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL Mgmt For For
SERVICES DIRECTORS' COMPENSATION PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933414461
--------------------------------------------------------------------------------------------------------------------------
Security: 29358Q109
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: ESV
ISIN: US29358Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 AN ORDINARY RESOLUTION TO RE-ELECT J. RODERICK Mgmt For For
CLARK AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O2 AN ORDINARY RESOLUTION TO RE-ELECT DANIEL W. Mgmt For For
RABUN AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O3 AN ORDINARY RESOLUTION TO RE-ELECT KEITH O. Mgmt For For
RATTIE AS A CLASS III DIRECTOR OF ENSCO PLC
FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL
MEETING OF SHAREHOLDERS TO BE HELD IN 2014.
O4 AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
O5 AN ORDINARY RESOLUTION TO RE-APPOINT KPMG AUDIT Mgmt For For
PLC AS OUR U.K. STATUTORY AUDITORS UNDER COMPANIES
ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING AT WHICH
ACCOUNTS ARE LAID BEFORE THE COMPANY).
O6 AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT Mgmt For For
COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
S7 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt For For
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RATIFY
AND CONFIRM THE ENTRY IN THE U.K. STATUTORY
ACCOUNTS OF ENSCO PLC FOR THE YEAR ENDED 31
DECEMBER 2010 WHEREBY DISTRIBUTABLE PROFITS
HAVE BEEN APPROPRIATED TO THE PAYMENT OF HISTORIC
DIVIDENDS ON 18 JUNE 2010, 17 SEPTEMBER 2010
AND 17 DECEMBER 2010.
S8 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt For For
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE
ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE
AGAINST SHAREHOLDERS OF RECORD OR ADS HOLDERS
IN RESPECT OF THE HISTORIC DIVIDENDS AND TO
AUTHORIZE AN ASSOCIATED DEED OF RELEASE.
S9 A SPECIAL RESOLUTION REGARDING THE PAYMENT OF Mgmt For For
HISTORIC DIVIDENDS TO SHAREHOLDERS TO RELEASE
ANY AND ALL CLAIMS THAT ENSCO PLC MAY HAVE
AGAINST ITS DIRECTORS WITH RESPECT TO THE PAYMENT
OF THE HISTORIC DIVIDENDS AND TO ENTER INTO
AN ASSOCIATED DEED OF RELEASE.
10 A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
11 A NON-BINDING ADVISORY VOTE TO CONDUCT THE NON-BINDING Mgmt 1 Year For
ADVISORY SHAREHOLDER VOTES ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR,
TWO YEARS OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933319419
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 27-Sep-2010
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shr For Against
CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shr For Against
PLANNING.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933396219
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. Mgmt For For
1D ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt For For
1J ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1K ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1L ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1M ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1N ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVES.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVES.
05 RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL Shr Against For
CONTRIBUTIONS.
06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against
PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING
STOCK HAVE ONE VOTE PER SHARE.
07 RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING Shr For Against
COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933387664
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt For For
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr For Against
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shr For Against
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shr Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE Shr Against For
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shr Against For
RESEARCH
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 1 Year Against
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr For Against
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 933377093
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1B ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1C ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1D ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 THE APPROVAL OF THE HUMANA INC. 2011 STOCK INCENTIVE Mgmt For For
PLAN.
04 THE APPROVAL OF THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011
PROXY STATEMENT.
05 APPROVAL OF THE FREQUENCY WITH WHICH FUTURE Mgmt 1 Year For
SHAREHOLDER VOTES ON COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS WILL BE HELD.
--------------------------------------------------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 933436835
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REGINALD K. BRACK Mgmt For For
1B ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1C ELECTION OF DIRECTOR: JILL M. CONSIDINE Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE Mgmt For For
1F ELECTION OF DIRECTOR: H. JOHN GREENIAUS Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1I ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
02 CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
04 PROPOSAL TO RECOMMEND THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933417708
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REX D. ADAMS Mgmt For For
1B ELECTION OF DIRECTOR: SIR JOHN BANHAM Mgmt For For
1C ELECTION OF DIRECTOR: DENIS KESSLER Mgmt Against Against
02 ADVISORY VOTE TO APPROVE 2010 EXECUTIVE COMPENSATION Mgmt Against Against
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 APPROVAL OF THE INVESCO LTD. 2011 GLOBAL EQUITY Mgmt For For
INCENTIVE PLAN
05 APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MANPOWER INC. Agenda Number: 933398845
--------------------------------------------------------------------------------------------------------------------------
Security: 56418H100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: MAN
ISIN: US56418H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CARI M. DOMINGUEZ Mgmt For For
1B ELECTION OF DIRECTOR: ROBERTO MENDOZA Mgmt For For
1C ELECTION OF DIRECTOR: ELIZABETH P. SARTAIN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD J. ZORE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF WILLIAM DOWNE Mgmt For For
TO SERVE UNTIL 2013 AS A CLASS II DIRECTOR.
03 RATIFICATION OF THE APPOINTMENT OF PATRICIA Mgmt For For
A. HEMINGWAY HALL TO SERVE UNTIL 2013 AS A
CLASS II DIRECTOR.
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
05 APPROVAL OF THE MANPOWER INC. CORPORATE SENIOR Mgmt For For
MANAGEMENT ANNUAL INCENTIVE POOL PLAN.
06 APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN OF Mgmt For For
MANPOWER INC.
07 ADVISORY VOTE ON COMPENSATION OF OUR NAMES EXECUTIVE Mgmt For For
OFFICERS.
08 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933294213
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 08-Jul-2010
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1A ELECTION OF DIRECTOR: DR. TA-LIN HSU Mgmt For For
A1B ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
A2 TO APPROVE AMENDMENT TO BYE-LAW 12 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A3 TO APPROVE AMENDMENT TO BYE-LAW 44 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A4 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
A5 TO APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
1995 STOCK OPTION PLAN.
A6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933423915
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt Against Against
PLAN
04 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt Against Against
DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY RESOLUTION)
05 TO VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES
AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY VOTE)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933392196
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shr Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shr Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr For Against
CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 933390887
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW S. BERWICK, JR. Mgmt For For
EDWARD W. GIBBONS Mgmt For For
HAROLD M. MESSMER, JR. Mgmt For For
BARBARA J. NOVOGRADAC Mgmt For For
ROBERT J. PACE Mgmt For For
FREDERICK A. RICHMAN Mgmt For For
M. KEITH WADDELL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF AUDITOR. Mgmt For For
03 PROPOSAL REGARDING STOCK INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROVI CORPORATION Agenda Number: 933409319
--------------------------------------------------------------------------------------------------------------------------
Security: 779376102
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: ROVI
ISIN: US7793761021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALFRED J. AMOROSO Mgmt For For
ALAN L. EARHART Mgmt For For
ANDREW K. LUDWICK Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES P. O'SHAUGHNESSY Mgmt For For
RUTHANN QUINDLEN Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE 2008 EQUITY Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2011.
04 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
05 APPROVAL, BY NON-BINDING VOTE, OF THE FREQUENCY Mgmt 1 Year Against
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC. Agenda Number: 933436760
--------------------------------------------------------------------------------------------------------------------------
Security: 80007P307
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: SD
ISIN: US80007P3073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROY T. OLIVER Mgmt Withheld Against
TOM L. WARD Mgmt For For
02 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 APPROVE AN AMENDMENT TO THE SANDRIDGE ENERGY, Mgmt Against Against
INC. 2009 INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMPANY COMMON STOCK ISSUABLE
UNDER THE PLAN.
04 APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION Mgmt Against Against
PROVIDED TO THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED PURSUANT TO ITEM 402 OF SECURITIES
AND REGULATION S-K UNDER THE SECURITIES AND
EXCHANGE ACT OF 1934.
05 RECOMMEND, IN A NON-BINDING VOTE, WHETHER A Mgmt 1 Year Against
NON-BINDING STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Against Against
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt 1 Year For
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr For Against
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr For Against
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr For Against
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Against For
EXECUTIVE COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Against For
CHANGE RISK DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933420008
--------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Special
Meeting Date: 11-May-2011
Ticker: MOS
ISIN: US61945A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, Mgmt For For
DATED AS OF JANUARY 18, 2011 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG THE
MOSAIC COMPANY, CARGILL, INCORPORATED, GNS
II (U.S.) CORP., GNS MERGER SUB LLC, AND, FOR
LIMITED PURPOSES SET FORTH THEREIN, THE MARGARET
A. CARGILL FOUNDATION, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AND DISTRIBUTION
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr For Against
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 933382082
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD A. GEPHARDT* Mgmt Withheld Against
GLENDA G. MCNEAL* Mgmt Withheld Against
GRAHAM B. SPANIER* Mgmt Withheld Against
PATRICIA A. TRACEY* Mgmt Withheld Against
JOHN J. ENGEL** Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
04 RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTERNATIONAL LTD Agenda Number: 933429359
--------------------------------------------------------------------------------------------------------------------------
Security: H27013103
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WFT
ISIN: CH0038838394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL
LTD. FOR THE YEAR ENDED DECEMBER 31, 2010 AND
THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD
INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE Mgmt For For
OFFICERS FROM LIABILITY FOR ACTIONS OR OMISSIONS
DURING THE YEAR ENDED DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Mgmt For For
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Mgmt For For
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Mgmt For For
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Mgmt For For
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Mgmt For For
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Mgmt For For
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Mgmt For For
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Mgmt For For
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Mgmt For For
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Mgmt For For
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION
OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933411580
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RUSSELL GOLDSMITH Mgmt For For
ROBERT J. MILLER Mgmt For For
KAZUO OKADA Mgmt Withheld Against
ALLAN ZEMAN Mgmt For For
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year
VOTES ON EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE Mgmt For For
PLAN
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES
FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
A DIRECTOR ELECTION MAJORITY VOTE STANDARD;
AND
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Aston Funds
By (Signature) /s/ Kenneth Anderson
Name Kenneth Anderson
Title President
Date 08/22/2011