UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22057
NAME OF REGISTRANT: Cohen & Steers Global Income
Builder, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue, 10th Floor
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: Tina M. Payne
280 Park Avenue, 10th Floor
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-832-3232
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Cohen & Steers Global Income Builder, Inc.
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933386319
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
W.J. FARRELL Mgmt For For
H.L. FULLER Mgmt For For
E.M. LIDDY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt Withheld Against
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For
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AFLAC INCORPORATED Agenda Number: 933383616
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AFL
ISIN: US0010551028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL H. ARMACOST Mgmt For For
1E ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. Mgmt For For
1K ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH Mgmt For For
1L ELECTION OF DIRECTOR: MARVIN R. SCHUSTER Mgmt For For
1M ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1N ELECTION OF DIRECTOR: ROBERT L. WRIGHT Mgmt For For
1O ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
02 TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY Mgmt For For
PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPENSATION
DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE
IN THE PROXY STATEMENT.
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2011.
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ALLIANCE BERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 933378122
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: AWF
ISIN: US01879R1068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN H. DOBKIN Mgmt Split 98% For 2% Withheld Split
WILLIAM H. FOULK Mgmt Split 98% For 3% Withheld Split
D. JAMES GUZY Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 702877842
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT PURSUANT TO THE ARTICLES OF Non-Voting No vote
ASSOCIATION OF THE ISSUER THE DISCLOSURE OF
THE BENEFICIAL OWNER DATA WILL BE REQUIRED
WHEN EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE BROADRIDGE
WILL BE DISCLOSING THE BENEFICIAL OWNER DATA
FOR ALL VOTED ACCOUNTS TO THE RESPECTIVE LOCAL
SUB CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN BLOCKING
MAY APPLY. THE VOTE DEADLINE AS DISPLAYED ON
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE
UPDATED AS SOON AS BROADRIDGE HAS OBTAINED
ALL LOCAL SUB CUSTODIANS' CONFIRMATIONS REGARDING
THEIR DEADLINE FOR INSTRUCTIONS. FOR ANY QUERIES
PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE.
THANK YOU.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT IN SOME CASES DEPENDING ON Non-Voting No vote
THE PROCESSING OF THE LOCAL SUB CUSTODIAN THESE
SHARES MAY BE BLOCKED. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 19.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT
ON PROXYEDGE.
1. Presentation of the approved Annual Financial Non-Voting No vote
Statements and the approved Consolidated Financial
Statements as at December 31, 2010, and of
the Management Reports for Allianz SE and for
the Group, the Explanatory Reports on the information
pursuant to paragraph 289 (4), paragraph 315
(4) and paragraph 289 (5) of the German Commercial
Code (HGB), as well as the Report of the Supervisory
Board for fiscal year 2010
2. Appropriation of net earnings Mgmt For For
3. Approval of the actions of the members of the Mgmt For For
Management Board
4. Approval of the actions of the members of the Mgmt For For
Supervisory Board
5. By-election to the Supervisory Board: Franz Mgmt For For
Heiss
6. Amendment to the Statutes on Supervisory Board Mgmt For For
remuneration
7. Approval of profit transfer agreement between Mgmt For For
Allianz SE and Allianz Global Investors AG
8. Approval of the spin-off agreement between Allianz Mgmt For For
SE and Allianz Deutschland AG
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ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933394633
--------------------------------------------------------------------------------------------------------------------------
Security: 021060108
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: AOD
ISIN: US0210601086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY E. WACKSMAN Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933397994
--------------------------------------------------------------------------------------------------------------------------
Security: 02083A103
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: AWP
ISIN: US02083A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY E. WACKSMAN Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702942702
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: OGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appointment and as the case may be approval Mgmt For For
of the resolution in such regard: Report of
the chief executive officer and directors in
terms of article 172 of the general corporations
law article 44 subsection xi of the securities
market law accompanied by the independent
auditors report in connection with the operations
and results for the fiscal year ended December
31 2010 as well as of the board of directors'
opinion of the content of such report
1.2 Appointment and as the case may be approval Mgmt For For
of the resolution in such regard: Report of
the board of directors in terms of article
172 subsection b of the general corporations
law which contains the main policies as well
as the accounting and information criteria
followed in the preparation of the financial
information of the company
1.3 Appointment and as the case may be approval Mgmt For For
of the resolution in such regard: Report of
the activities and operations in which the
board of directors was involved in accordance
with article 28 iv e of the securities market
law
1.4 Appointment and as the case may be approval Mgmt For For
of the resolution in such regard: Annual report
on the activities carried out by the audit
committee and corporate practices committee
of the company in accordance with article 43
of the securities market law and the report
on the company's subsidiaries
1.5 Appointment and as the case may be approval Mgmt For For
of the resolution in such regard: Consolidated
the financial statements of the company at
December 31 2010 including a proposal
regarding the application of the company's
results may also include a proposal to pay
a dividend in cash
1.6 Appointment and as the case may be approval Mgmt For For
of the resolution in such regard: Annual report
regarding to the repurchase shares program
corresponding to the financial year ended 2010
2 Ratification of the administration by the board Mgmt Against Against
of directors and the chief executive officer
of the management for the fiscal year of 2010
and appointment or ratification of
the persons who will integrate the board of
directors of the company, the president
of the audit committee corporate practices
committee and the persons who will serve on
committees of the company and the determination
of their corresponding compensation.
Resolutions thereof
3 Ratification of the management, the executive Mgmt Against Against
committee, audit committee and the corporate
practices committee and operations in Puerto
Rico and the United States of America
of the company for the fiscal year ended December
31 2010. Ratification of the members of the
audit committee and the corporate practices
committee of the company in Puerto Rico and
the United States of America. Resolution
thereof. The determination of their corresponding
compensation resolutions thereof
4 Appointment as the case maybe approval of a Mgmt For For
proposal to increase the resources
to repurchase shares in terms of article 56
of the Mexican securities law. Resolutions
thereof
5 Appointment of special delegates to formalize Mgmt For For
and execute the resolutions adopted in
this meeting
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS CAN Non-Voting No vote
VOTE ON THIS MEETING. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702960813
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report regarding material acquisitions in accordance Mgmt For For
with the terms of that which is provided
for by article 47 of the securities market
law. resolutions in this regard
2 Report regarding the placement of shares of Mgmt For For
the company in accordance with the terms
of that which is provided for by article 56
of the securities market law and the
consequent increase of the share capital and
issuance of shares representative of the
share capital of the company. resolutions in
this regard
3 Report regarding the placement of shares of Mgmt For For
the company in accordance with the terms
of that which is provided for in i. article
56 of the securities market law, ii. article
26, part iv, of the income tax law, and iii.
article 23 of the regulations of the income
tax law, because of the subscription and payment
of share capital and the acquisition of shares
in accordance with said normative provisions.
resolutions in this regard
4 Presentation of a proposal to carry out a corporate Mgmt For For
restructuring through a split of all the
shares that make up the share capital of the
company, without the need to increase
said capital, in such a way that the
shareholders of the company receive in
exchange and because of this split two new
shares for each one of the shares that they
currently own, which will be of the same class
and series, such that the total share capital
is thereafter represented by a total of 95,489,724,196
shares, instead of the 47,744,862,098
shares currently authorized in the corporate
bylaws of the company, within their respective
series. resolutions in this regard
5 Proposal for the amendment to various provisions Mgmt For For
of the corporate bylaws of the company as
a result of the resolutions that, if deemed
appropriate, the meeting passes on the basis
of item 4 of this agenda. resolutions in this
regard
6 Report regarding the fulfillment of the fiscal Mgmt For For
obligations that are the responsibility
of the company for the 2009 fiscal year, in
accordance with that which is provided for
in article 86, part xx, of the income tax law
and article 93 a of the income tax regulations
7 Designation of delegates who will carry out Mgmt For For
the resolutions passed by the meeting and,
if deemed appropriate, formalize them as appropriate.
resolutions in this regard
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS CAN Non-Voting No vote
VOTE ON THIS MEETING. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 702960899
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: SGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appointment or ratification the persons who Mgmt Against Against
will integrate the board of directors
of the company that corresponds on the matter
to designate to the shareholders of Series
L. Resolutions thereof
2 Appointment of delegates in order to enact the Mgmt For For
resolutions adopted in the special shareholders
meeting and in such case to formalize such
resolutions. Resolutions thereof
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AMERICAN EXPRESS COMPANY Agenda Number: 933388995
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr For Against
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr Against For
OF SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933423395
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT Mgmt For For
AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Mgmt For For
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON
STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED
STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933332998
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 04-Nov-2010
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For
1B ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1D ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1E ELECTION OF DIRECTOR: V.F. HAYNES Mgmt For For
1F ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1G ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1H ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1I ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1J ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
03 ADOPT STOCKHOLDER'S PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
04 ADOPT STOCKHOLDER'S PROPOSAL REGARDING REPORT Shr Against For
ON POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 703104757
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 20-Jun-2011
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt For For
5. Approve Payment of Bonuses to Directors Mgmt For For
6. Provision of Remuneration to Directors for Stock Mgmt Against Against
Option Scheme as Stock-Linked Compensation
Plan
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933378437
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE 2011 INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shr Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shr Against For
08 WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOURNE VIC Agenda Number: 702711741
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 17-Dec-2010
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
cmmt VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL
(4), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
cmmt PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 755026 DUE TO DUE TO CHANGE IN VOTING STATUS
OF RESOLUTION 5.C. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
2 Modification of the Constitution Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of Performance Rights to Mr. Michael Smith Mgmt For For
5.a To re-elect Dr G. J. Clark as a Director Mgmt For For
5.b To re-elect Mr. D. E. Meiklejohn as a Director Mgmt For For
5.c PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: To elect Mr. R. J. Reeves as a Director
5.d To re-elect Mr. I. J. Macfarlane as a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES LTD Agenda Number: 933486842
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 30-Mar-2011
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B ELECTION OF DIRECTOR: MR. ADAM H. CLAMMER Mgmt Against Against
1C ELECTION OF DIRECTOR: MR. JAMES A. DAVIDSON Mgmt Against Against
1D ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1E ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt Against Against
1F ELECTION OF DIRECTOR: MR. JOHN M. HSUAN Mgmt For For
1G ELECTION OF DIRECTOR: MR. DAVID KERKO Mgmt Against Against
1H ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1I ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1J ELECTION OF DIRECTOR: MR. BOCK SENG TAN Mgmt For For
02 TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AVAGO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AND INDEPENDENT SINGAPORE AUDITOR
FOR THE FISCAL YEAR ENDING OCTOBER 30, 2011
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
03 TO APPROVE THE CASH COMPENSATION FOR AVAGO'S Mgmt For For
NON-EMPLOYEE DIRECTORS, AS SET FORTH IN AVAGO'S
PROXY STATEMENT RELATING TO ITS 2011 ANNUAL
GENERAL MEETING, FOR SERVICES RENDERED BY THEM
THROUGH THE DATE OF AVAGO'S 2012 ANNUAL GENERAL
MEETING OF SHAREHOLDERS.
04 TO APPROVE THE COMPENSATION OF AVAGO'S NAMED Mgmt For For
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K, SET FORTH IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND IN THE COMPENSATION
TABLES AND THE ACCOMPANYING NARRATIVE DISCLOSURE
UNDER "EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2011 ANNUAL GENERAL
MEETING.
05 TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE Mgmt 1 Year Against
TO APPROVE THE COMPENSATION OF THE AVAGO'S
NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS
FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR
THREE YEARS.
06 TO APPROVE THE GENERAL AUTHORIZATION FOR THE Mgmt For For
DIRECTORS OF AVAGO TO ALLOT AND ISSUE ORDINARY
SHARES, AS SET FORTH IN AVAGO'S PROXY STATEMENT
RELATING TO ITS 2011 ANNUAL GENERAL MEETING.
07 TO APPROVE THE 2011 SHARE PURCHASE MANDATE AUTHORIZING Mgmt For For
THE PURCHASE OR ACQUISITION BY AVAGO OF ITS
OWN ISSUED ORDINARY SHARES, AS SET FORTH IN
AVAGO'S PROXY STATEMENT RELATING TO ITS 2011
ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933406010
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRYCE BLAIR Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON APPROVAL Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO
ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, COMPENSATION TABLES
AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
04 TO CAST A NON-BINDING ADVISORY VOTE AS TO FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY STOCKHOLDER VOTES ON THE
COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt Against Against
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr Against For
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr For Against
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr Against For
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr For Against
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr For Against
RELOCATION BENEFITS.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 702850721
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the year
ended 31st December 2010
2 To approve the Remuneration Report for the year Mgmt For For
ended 31st December 2010
3 To re elect Alison Carnwath as a Director of Mgmt For For
the Company
4 To re elect Dambisa Moyo as a Director of the Mgmt For For
Company
5 To re elect Marcus Agius as a Director of the Mgmt For For
Company
6 To re elect David Booth as a Director of the Mgmt For For
Company
7 To re elect Sir Richard Broadbent as a Director Mgmt For For
of the Company
8 To re elect Fulvio Conti as a Director of the Mgmt For For
Company
9 To re elect Robert E Diamond Jr as a Director Mgmt For For
of the Company
10 To re-elect Simon Fraser as a Director of the Mgmt For For
Company
11 To re-elect Reuben Jeffery III as a Director Mgmt For For
of the Company
12 To re elect Sir Andrew Likierman as a Director Mgmt For For
of the Company
13 To re-elect Chris Lucas as a Director of the Mgmt For For
Company
14 To re elect Sir Michael Rake as a Director of Mgmt For For
the Company
15 To re-elect Sir John Sunderland as a Director Mgmt For For
of the Company
16 To re appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
17 To authorise the Directors to set the remuneration Mgmt For For
of the Auditors
18 To authorise the Company and its subsidiaries Mgmt For For
to make political donations and incur political
expenditure
19 To authorise the Directors to allot securities Mgmt For For
20 To authorise the Directors to allot equity securities Mgmt For For
for cash other than on a pro rata basis to
shareholders or to sell treasury shares
21 To authorise the Company to purchase its own Mgmt For For
shares
22 To authorise the Directors to call general meetings Mgmt For For
other than an AGM on not less than 14 clear
days notice
23 To approve and adopt the rules of the Barclays Mgmt For For
Group Long Term Incentive Plan
24 To approve and adopt the rules of the Barclays Mgmt For For
Group Share Value Plan
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTORENWERKE AG BMW, MUENCHEN Agenda Number: 702858450
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 21 APR 11 , WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting No vote
04 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2010 financial year with
the report of the supervisory board, the abbreviated
group financial statements and annual report,
and the report pursuant to sections 289(4)
and 315(4) of the German commercial code
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 852,109,999.84 as follows: Payment
of a dividend of EUR 1.30 per no-par share
payment of a dividend of EUR 1.32 per preferred
share ex-dividend and payable date: May 13,
2011
3. Ratification of the acts of the board of MDs Mgmt For For
4. Ratification of the acts of the supervisory Mgmt For For
board
5. Appointment of auditors for the 2011 financial Mgmt For For
year: KPMG Ag, Berlin
6. Approval of the adjustment to the remuneration Mgmt For For
system for the board of MDs
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933382652
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. ALLISON IV Mgmt For For
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
J.L. GLOVER, JR. Mgmt Withheld Against
JANE P. HELM Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
KELLY S. KING Mgmt For For
VALERIA LYNCH LEE Mgmt For For
J. HOLMES MORRISON Mgmt For For
NIDO R. QUBEIN Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
02 TO RE-APPROVE THE CORPORATION'S SHORT-TERM INCENTIVE Mgmt Against Against
PLAN FOR FEDERAL TAX PURPOSES.
03 TO RATIFY THE REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS BB&T'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
04 TO PROVIDE AN ADVISORY VOTE REGARDING BB&T'S Mgmt For For
OVERALL PAY-FOR-PERFORMANCE EXECUTIVE COMPENSATION
PROGRAM COMMONLY REFERRED TO AS A "SAY ON PAY"
VOTE.
05 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF "SAY ON PAY" VOTES.
06 TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr Against For
REPORTS WITH RESPECT TO BB&T'S POLITICAL CONTRIBUTIONS
AND RELATED POLICIES AND PROCEDURES.
07 TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933360531
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BASIL L. ANDERSON Mgmt For For
HENRY P. BECTON, JR. Mgmt For For
EDWARD F. DEGRAAN Mgmt For For
C.M. FRASER-LIGGETT Mgmt For For
CHRISTOPHER JONES Mgmt For For
MARSHALL O. LARSEN Mgmt Withheld Against
EDWARD J. LUDWIG Mgmt For For
ADEL A.F. MAHMOUD Mgmt For For
GARY A. MECKLENBURG Mgmt For For
CATHY E. MINEHAN Mgmt Withheld Against
JAMES F. ORR Mgmt For For
WILLARD J. OVERLOCK, JR Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ALFRED SOMMER Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year
COMPENSATION ADVISORY VOTES.
05 SPECIAL SHAREHOLDER MEETINGS. Shr For Against
06 CUMULATIVE VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BHG SA - BRAZIL HOSPITALITY GROUP, SAO PAULO Agenda Number: 702901895
--------------------------------------------------------------------------------------------------------------------------
Security: P1668A101
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBHGRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To ratify the acquisition, by the companies Mgmt For For
BHG Mato Grosso Empreendimento Hoteleiro
Ltda. and BHG Participacoes Ltda., both subsidiaries
of the company, of 99 percent and of
1 percent, respectively, of the shares of the
company Brascan Imobiliaria Hotelaria E Turismo
S.A., in accordance with the terms of paragraph
1 of article 256 of law 6404.76
II To approve the proposal from the management Mgmt For For
of the company, in reference to the amendment
of the main part of article 6, of the main
part of article 16, of the main part of paragraph
2 of article 21 and of the sole paragraph of
article 23, as well as the exclusion of
line II of article 23 of the corporate
bylaws, with the consequent renumbering of
the subsequent lines
III Consolidation of the corporate bylaws of the Mgmt For For
company
--------------------------------------------------------------------------------------------------------------------------
BHG SA - BRAZIL HOSPITALITY GROUP, SAO PAULO Agenda Number: 702917759
--------------------------------------------------------------------------------------------------------------------------
Security: P1668A101
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBHGRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the companys
consolidated financial statements relating
to fiscal year ending December 31, 2010
II Destination of the year end results of 2010 Mgmt For For
III To elect the members of the board of directors Mgmt For For
IV To set the global remuneration of the company Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD Agenda Number: 702616612
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 16-Nov-2010
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the 2010 financial statements and reports Mgmt For For
for BHP Billiton Limited and BHP Billiton
Plc
2 Re-elect Dr. John Buchanan as a Director of Mgmt For For
BHP Billiton Limited and BHP Billiton
Plc
3 Re-elect Mr. David Crawford as a Director of Mgmt For For
BHP Billiton Limited and BHP Billiton Plc
4 Re-elect Mr. Keith Rumble as a Director of BHP Mgmt For For
Billiton Limited and BHP Billiton Plc
5 Re-elect Dr. John Schubert as a Director of Mgmt For For
BHP Billiton Limited and BHP Billiton
Plc
6 Re-elect Mr. Jacques Nasser as a Director of Mgmt For For
BHP Billiton Limited and BHP Billiton Plc
7 Election Mr. Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton Limited and BHP Billiton Plc
8 Election Ms. Carolyn Hewson as a Director of Mgmt For For
BHP Billiton Limited and BHP Billiton Plc
9 Re-appoint KPMG Audit Plc as the Auditor of Mgmt For For
BHP Billiton Plc
10 Approve to renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
11 Approve to issue shares in BHP Billiton Plc Mgmt For For
for cash
12 Approve to repurchase the shares in BHP Billiton Mgmt For For
Plc
13 Approve the 2010 remuneration report Mgmt For For
14 Approve the amendments to the Long Term Incentive Mgmt For For
Plan
15 Approve the grant of awards to Mr. Marius Kloppers Mgmt For For
under the GIS and the LTIP
16 Approve the amendments to the Constitution of Mgmt For For
BHP Billiton Limited
17 Approve the amendments to the Articles of Association Mgmt For For
of BHP Billiton Plc
--------------------------------------------------------------------------------------------------------------------------
BIG YELLOW GROUP PLC, SURREY Agenda Number: 702502483
--------------------------------------------------------------------------------------------------------------------------
Security: G1093E108
Meeting Type: AGM
Meeting Date: 05-Jul-2010
Ticker:
ISIN: GB0002869419
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the Directors' report and the audited Mgmt For For
accounts for the YE 31 MAR 2010 and the Auditor's
report on the accounts
2 Approve the Director's remuneration report for Mgmt For For
the YE 31 MAR 2010
3 Declare a final dividend Mgmt For For
4 Re-elect Mr. Nicholas vetch as a Director Mgmt Abstain Against
5 Re-elect Mr. Adrian Lee as a Director Mgmt For For
6 Re-elect Mr. Jonathan Short as a Director Mgmt Against Against
7 Re-appoint Deloitte LLP as the Auditors of the Mgmt For For
Company
8 Authorize the Director's to determine the Auditor's Mgmt For For
remuneration
9 Authorize the Director's to allot shares pursuant Mgmt For For
to Section 551 of the Company's Act 2006
S.10 Authorize the Director's to allot equity securities Mgmt For For
and/or sell equity securities held as
treasury shares as if Section 561(1) of the
Company's Act 2006 did not apply
S.11 Authorize the Company to purchase its own shares Mgmt For For
S.12 Adopt the new Articles of Association Mgmt For For
S.13 Grant authority for the calling of a general Mgmt For For
meeting (other than an AGM) on 14 days' notice
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD INC Agenda Number: 933311514
--------------------------------------------------------------------------------------------------------------------------
Security: 09255L106
Meeting Type: Annual
Meeting Date: 02-Nov-2010
Ticker: COY
ISIN: US09255L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split
RICHARD S. DAVIS Mgmt Split 96% For 4% Withheld Split
FRANK J. FABOZZI Mgmt Split 96% For 4% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 96% For 4% Withheld Split
JAMES T. FLYNN Mgmt Split 96% For 4% Withheld Split
HENRY GABBAY Mgmt Split 96% For 4% Withheld Split
JERROLD B. HARRIS Mgmt Split 96% For 4% Withheld Split
R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split
W. CARL KESTER Mgmt Split 96% For 4% Withheld Split
KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD V INC Agenda Number: 933311514
--------------------------------------------------------------------------------------------------------------------------
Security: 09255N102
Meeting Type: Annual
Meeting Date: 02-Nov-2010
Ticker: HYV
ISIN: US09255N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split
RICHARD S. DAVIS Mgmt Split 98% For 2% Withheld Split
FRANK J. FABOZZI Mgmt Split 98% For 2% Withheld Split
KATHLEEN F. FELDSTEIN Mgmt Split 98% For 2% Withheld Split
JAMES T. FLYNN Mgmt Split 98% For 2% Withheld Split
HENRY GABBAY Mgmt Split 98% For 2% Withheld Split
JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split
R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split
W. CARL KESTER Mgmt Split 98% For 2% Withheld Split
KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS, PARIS Agenda Number: 702830604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 11-May-2011
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0309/201103091100594.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2010 and distribution
of the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the Agreements and Undertakings pursuant
to Articles L.225-38 et seq. of the Commercial
Code, including those concluded between a company
and its corporate officers and also between
companies of a group and mutual corporate
managers
O.5 Authorization for BNP Paribas to repurchase Mgmt For For
its own shares
O.6 Renewal of Mr. Jean-Francois Lepetit's term Mgmt For For
as Board member
O.7 Renewal of Mrs. Helene Ploix's term as Board Mgmt For For
member
O.8 Renewal of Mr. Baudouin Prot's term as Board Mgmt For For
member
O.9 Renewal of Mrs. DanielaWeber-Rey's term as Board Mgmt For For
member
O.10 Appointment of Mrs. Fields Wicker-Miurin as Mgmt For For
Board member
E.11 Approval of the merger-absorption of Banque Mgmt For For
de Bretagne by BNP Paribas
E.12 Approval of the simplified cross-border merger Mgmt For For
of BNP Paribas International BV by BNP Paribas
SA
E.13 Approval of the merger-absorption of the company Mgmt For For
Cerenicim by BNP Paribas
E.14 Approval of the merger-absorption of the company Mgmt For For
SAS Noria by BNP Paribas
E.15 Authorization to carry out allocations of performance Mgmt For For
shares in favor of employees and corporate
officers of the group
E.16 Authorization to grant options to subscribe Mgmt For For
for or purchase shares in favor of employees
and corporate officers of the group
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to reduce the capital by cancellation
of shares
E.18 Powers for the formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERN TOB PLC Agenda Number: 702877640
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2010 Report and Accounts Mgmt For For
2 Approval of the 2010 Remuneration Report Mgmt For For
3 Declaration of the final dividend for 2010 Mgmt For For
4 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
the companies auditors
5 Authority for the Directors to agree the Auditors' Mgmt For For
remuneration
6 Re-election of Richard Burrows as a Director Mgmt For For
(N)
7 Re-election of Karen de Segundo as a Director Mgmt For For
(C, N, R)
8 Re-election of Nicandro Durante as a Director Mgmt For For
9 Re-election of Robert Lerwill as a Director Mgmt For For
(A, N, R)
10 Re-election of Christine Morin-Postel as a Director Mgmt For For
(A, N, R)
11 Re-election of Gerry Murphy as a Director (C, Mgmt For For
N, R)
12 Re-election of Anthony Ruys as a Director (A, Mgmt For For
N, R)
13 Re-election of Sir Nicholas Scheele as a Director Mgmt For For
(A, N, R)
14 Re-election of Ben Stevens as a Director Mgmt For For
15 Election of John Daly as a Director who has Mgmt For For
been appointed since the last Annual General
Meeting
16 Election of Kieran Poynter as a Director (C, Mgmt For For
N) who has been appointed Since the last Annual
General Meeting
17 Renewal of the Directors' authority to allot Mgmt For For
shares
18 Renewal of the Directors' authority to disapply Mgmt For For
pre-emption rights
19 Authority for the Company to purchase its own Mgmt For For
shares
20 Authority to amend the British American Tobacco Mgmt Against Against
2007 Long Term Incentive Plan
21 Notice period for General Meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P. Agenda Number: 933437205
--------------------------------------------------------------------------------------------------------------------------
Security: 118230101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: BPL
ISIN: US1182301010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FORREST E. WYLIE Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH A. LASALA, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MARTIN A. WHITE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP. Mgmt For For
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 933379807
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 YOU DECLARE THAT THE SHARES REPRESENTED BY THIS Mgmt Abstain Against
VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY
OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY,
BY A RESIDENT OF CANADA AS DEFINED ON THE FORM.
IF THE SHARES ARE HELD IN THE NAMES OF TWO
OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE
PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR
DANIEL CAMUS Mgmt For For
JOHN H. CLAPPISON Mgmt For For
JOE F. COLVIN Mgmt For For
JAMES R. CURTISS Mgmt For For
DONALD H.F. DERANGER Mgmt For For
JAMES K. GOWANS Mgmt For For
TIMOTHY S. GITZEL Mgmt For For
GERALD W. GRANDEY Mgmt For For
NANCY E. HOPKINS Mgmt For For
OYVIND HUSHOVD Mgmt For For
A. ANNE MCLELLAN Mgmt For For
A. NEIL MCMILLAN Mgmt For For
VICTOR J. ZALESCHUK Mgmt For For
03 APPOINT KPMG LLP AS AUDITORS Mgmt For For
04 YOU ARE BEING ASKED TO CONFIRM TWO AMENDMENTS Mgmt For For
TO OUR GENERAL BYLAWS TO INCREASE THE QUORUM
FOR MEETINGS OF OUR SHAREHOLDERS AND CLARIFY
THE MINIMUM QUORUM FOR MEETINGS OF OUR BOARD
OF DIRECTORS: RESOLVED THAT THE AMENDMENT OF
BYLAW NO. 6 (A BYLAW RELATING GENERALLY TO
THE CONDUCT OF THE BUSINESS AND AFFAIRS OF
CAMECO CORPORATION) APPROVED AT MEETINGS OF
CAMECO'S BOARD OF DIRECTORS ON NOVEMBER 4,
2010 AND FEBRUARY 11, 2011 IS HEREBY CONFIRMED.
05 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD
OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT
THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED
IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED
IN ADVANCE OF THE 2011 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 933391271
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL R. ARMELLINO Mgmt For For
A. CHARLES BAILLIE Mgmt For For
HUGH J. BOLTON Mgmt For For
DONALD J. CARTY Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
HON. DENIS LOSIER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
DAVID G.A. MCLEAN Mgmt For For
CLAUDE MONGEAU Mgmt For For
JAMES E. O'CONNOR Mgmt For For
ROBERT PACE Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION DISCLOSED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION
IS SET OUT ON P. 6 OF THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 702814078
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
5. Issuance of Share Options as Stock Options without Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933433740
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID L. CALHOUN Mgmt For For
DANIEL M. DICKINSON Mgmt For For
EUGENE V. FIFE Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVE AMENDED AND RESTATED CATERPILLAR INC. Mgmt For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTES.
06 STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENSES.
07 STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
08 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY Shr For Against
VOTE STANDARD.
09 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS. Shr Against For
10 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN Shr Against For
OF THE BOARD.
11 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE Shr Against For
STANDARDS.
12 STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr For Against
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shr Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr Against For
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LTD Agenda Number: 702932484
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN20110408043.pdf
1 To receive and consider the audited financial Mgmt For For
statements and the Reports of the Directors
and Auditors for the year ended 31 December
2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.i To re-elect Xue Taohai as a Director Mgmt For For
3.ii To re-elect Huang Wenlin as a Director Mgmt For For
3.iii To re-elect Xu Long as a Director; and Mgmt Against Against
3.iv To re-elect Lo Ka Shui as a Director Mgmt For For
4 To re-appoint Messrs. KPMG as auditors and to Mgmt For For
authorise the Directors to fix their remuneration
5 To give a general mandate to the Directors to Mgmt For For
repurchase shares in the Company not
exceeding 10% of the aggregate nominal amount
of the existing issued share capital
6 To give a general mandate to the Directors to Mgmt Against Against
issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the existing
issued share capital
7 To extend the general mandate granted to the Mgmt Against Against
Directors to issue, allot and deal with
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
CHIYODA CORPORATION Agenda Number: 703141058
--------------------------------------------------------------------------------------------------------------------------
Security: J06237101
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3528600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHUO MITSUI TRUST HOLDINGS,INC. Agenda Number: 703142288
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Reduction of the Legal Capital Surplus Mgmt Against Against
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
4. Appoint Additional Accounting Auditors Mgmt For For
5. Determine the Amount of Remuneration and Substance Mgmt Against Against
of Share Acquisition Rights to be Allocated
to Directors as Stock Options
--------------------------------------------------------------------------------------------------------------------------
CIA DE CONCESSOES RODOVIARIAS, SAO PAULO Agenda Number: 702899898
--------------------------------------------------------------------------------------------------------------------------
Security: P1413U105
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the board
of directors report, the companys consolidated
financial statements and explanatory notes
accompanied by the independent auditors report
and the finance committee for the fiscal year
ending December 31, 2010
2 To decide and approve on the revision of the Mgmt For For
capital budget
3 To decide on the distribution of profits from Mgmt For For
the fiscal year ending December 31, 2010
4 Decide on the number of seats on the board of Mgmt Against Against
directors of the company for the next term
and election of members of the board of directors
of the company. under the terms of the
applicable legislation, cumulative voting can
be adopted for this item
5 To decide on administrators remuneration Mgmt Against Against
6 To decide on the setting up of the finance committee Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt Against Against
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt For For
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt For For
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP.Shr Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr For Against
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 933286494
--------------------------------------------------------------------------------------------------------------------------
Security: 18914E106
Meeting Type: Annual
Meeting Date: 16-Jul-2010
Ticker: GLO
ISIN: US18914E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW C. BOYNTON Mgmt Split 98% For 2% Withheld Split
ADAM D. CRESCENZI Mgmt Split 98% For 2% Withheld Split
JERRY G. RUTLEDGE Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD Agenda Number: 702860734
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110325/LTN20110325202.pdf
1 To adopt the audited Financial Statements for Mgmt For For
the year ended 31 December 2010 and the Reports
of the Directors and Independent Auditor thereon
2 To endorse the practice to pay four interim Mgmt For For
dividends each year as decided by the Board
of Directors, instead of three interim dividends
and a final dividend
3.a To re-elect Mr. John Andrew Harry Leigh as Director Mgmt For For
3.b To re-elect Professor Tsui Lam Sin Lai Judy Mgmt For For
as Director
3.c To re-elect Sir Roderick Ian Eddington as Director Mgmt For For
3.d To re-elect Mr. Ronald James McAulay as Director Mgmt For For
3.e To re-elect Mr. Ian Duncan Boyce as Director Mgmt For For
4 To re-appoint PricewaterhouseCoopers as Independent Mgmt For For
Auditors of the Company and authorise the
Directors to fix Auditors' remuneration for
the year ended 31December 2011
5 To give a general mandate to the Directors to Mgmt Against Against
issue and dispose of additional shares in the
Company; not exceeding five per cent of the
issued share capital at the date of
this Resolution
6 To give a general mandate to the Directors to Mgmt For For
exercise all the powers of the Company to
purchase or otherwise acquire shares of HKD
5.00 each in the capital of the Company;
not exceeding ten per cent of the issued share
capital at the date of this Resolution
7 To add the aggregate nominal amount of the shares Mgmt Against Against
which are purchased or otherwise acquired
under the general mandate in Resolution (6)
to the aggregate nominal amount of
the shares which may be issued under the general
mandate in Resolution (5)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702697282
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101103/LTN20101103035.pdf
CMMT PLEASE NOTE THAT EUROCLEAR DOES NOT OFFER ANY Non-Voting No vote
VOTING SERVICES ON THIS ISSUE. THIS NOTICE
IS SENT FOR INFORMATION PURPOSES ONLY. BY DEFAULT
EOC WILL TAKE NO ACTION.
1 To approve the Non-exempt Continuing Connected Mgmt For For
Transactions
2 To approve the Proposed Caps for each category Mgmt For For
of the Non-exempt Continuing Connected Transactions
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702926998
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN20110407065.pdf
A1 To receive and consider the audited Statement Mgmt For For
of Accounts together with the Report of the
Directors and Independent Auditors' Report
thereon for the year ended 31 December 2010
A2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
A3I To re-elect Mr. Wang Yilin as Non-executive Mgmt For For
Director
A3II To re-elect Mr. Li Fanrong as Executive Director Mgmt For For
A3III To re-elect Mr. Lawrence J. Lau as Independent Mgmt For For
Non-executive Director
A3IV To re-elect Mr. Wang Tao as Independent Non-executive Mgmt For For
Director
A3V To authorise the Board of Directors to fix the Mgmt For For
remuneration of each of the Directors
A4 To re-appoint the Company's independent auditors Mgmt For For
and to authorise the Board of Directors to
fix their remuneration
B1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of
the Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares in the capital of the Company not exceeding
20% of the share capital of the Company
in issue as at the date of passing of this
resolution
B3 To extend the general mandate granted to the Mgmt Against Against
Directors to allot, issue and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share capital
of the Company in issue as at the date of
passing of this resolution
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE AND CHANGE IN DIRECTOR
NAME FOR RESOLUTION NO. A3.1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933386167
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1B ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1C ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1D ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1E ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1H ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1I ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
02 RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS COLGATE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER Shr Against For
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933396334
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
AUDITORS
03 APPROVAL OF THE COMCAST-NBCUNIVERSAL 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
04 APPROVAL OF THE COMCAST CORPORATION 2002 RESTRICTED Mgmt For For
STOCK PLAN, AS AMENDED AND RESTATED
05 APPROVAL OF THE COMCAST CORPORATION 2003 STOCK Mgmt For For
OPTION PLAN, AS AMENDED AND RESTATED
06 APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE Mgmt For For
COMPENSATION
07 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year Against
EXECUTIVE COMPENSATION
08 TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION Shr For Against
OF DIRECTORS
09 TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT Shr For Against
BE A CURRENT OR FORMER EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO Agenda Number: 933424931
--------------------------------------------------------------------------------------------------------------------------
Security: 20441A102
Meeting Type: Special
Meeting Date: 28-Apr-2011
Ticker: SBS
ISIN: US20441A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ANALYZE THE MANAGEMENT'S ACCOUNTS AND FINANCIAL Mgmt For For
STATEMENTS SUPPORTED BY THE FISCAL COUNCIL'S
AND EXTERNAL AUDITOR'S REPORTS RELATED TO THE
FISCAL YEAR OF 2010, IN CONFORMITY WITH THE
MANAGEMENT REPORT, BALANCE SHEET AND THE CORRESPONDING
NOTES TO THE FINANCIAL STATEMENTS.
A2 RESOLVE ON THE ALLOCATION OF NET INCOME FOR Mgmt For For
THE 2010 FISCAL YEAR.
A3 CHANGE THE NEWSPAPER, FROM FOLHA DE SAO PAULO Mgmt For For
TO VALOR ECONOMICO, ON WHICH SABESP'S FINANCIAL
STATEMENTS AND CORPORATE ACTS ARE PUBLISHED.
A4 ELECT THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Against Against
AND THE SITTING AND DEPUTY MEMBERS OF THE FISCAL
COUNCIL, AND FIX THE COMPENSATION.
E1 AMENDMENT TO THE BYLAWS TO ALTER ARTICLE 15, Mgmt For For
INCLUSION OF CHAPTER XIII - COMMITTEE OF REGULATORY
AFFAIRS AND ARTICLE 38, INCLUSION OF ARTICLE
39, RENUMBERING OF CHAPTER XIV ARTICLE 40,
CHAPTER XV ARTICLES 41, 42, 43, 44, 45, CHAPTER
XVI ARTICLE 46, CHAPTER XVII ARTICLES 47, 48,
AND INCLUSION OF ARTICLES 49 AND 50, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933398732
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1K ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1L ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE Mgmt For For
INCENTIVE PLAN.
06 GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
07 POLITICAL CONTRIBUTIONS. Shr Against For
08 REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
09 ACCIDENT RISK MITIGATION. Shr Against For
10 COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). Shr Against For
11 GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
12 REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
13 CANADIAN OIL SANDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933380191
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C ELECTION OF DIRECTOR: GORDON GUND Mgmt Against Against
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt Against Against
1E ELECTION OF DIRECTOR: H. ONNO RUDING Mgmt Against Against
1F ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Mgmt For For
COMPENSATION.
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933367701
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F105
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: COV
ISIN: IE00B3QN1M21
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Mgmt For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Mgmt For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE Mgmt For For
THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION.
03 EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT FOLLOWED Mgmt For For
BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE
COMPANY'S ORDINARY SHARES.
04 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
05 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933397110
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt Against Against
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
1L ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. Mgmt 1 Year For
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr Against For
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC. Agenda Number: 703132821
--------------------------------------------------------------------------------------------------------------------------
Security: J11718111
Meeting Type: AGM
Meeting Date: 25-Jun-2011
Ticker:
ISIN: JP3502200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2. Approve Issuance of Share Acquisition Rights Mgmt Against Against
as Stock Options
--------------------------------------------------------------------------------------------------------------------------
DANONE, PARIS Agenda Number: 702819600
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 28-Apr-2011
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0304/201103041100550.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2010 and setting the
dividend at EUR 1.30 per share
O.4 Ratification of the co-optation of Mr. Yoshihiro Mgmt For For
Kawabata as Board member
O.5 Renewal of Mr. Bruno Bonnell's term as Board Mgmt For For
member
O.6 Renewal of Mr. Bernard Hours's term as Board Mgmt For For
member
O.7 Renewal of Mr. Yoshihiro Kawabata's term as Mgmt For For
Board member
O.8 Renewal of Mr. Jacques Vincent's term as Board Mgmt For For
member
O.9 Appointment of Mrs. Isabelle Seillier as Board Mgmt For For
member
O.10 Appointment of Mr. Jean-Michel Severino as Board Mgmt For For
member
O.11 Approval of the Agreements referred to in the Mgmt For For
Statutory Auditors' special report
O.12 Approval of the Agreements and Undertakings Mgmt For For
pursuant to Articles L.225-38 and L.225-42-l
of the Commercial Code relating to Mr. Bernard
Hours
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to purchase, hold or transfer
Company's shares
E.14 Delegation of authority to the Board of Directors Mgmt For For
to issue ordinary shares of the Company and
securities giving access to the capital of
the Company, with preferential subscription
rights of shareholders
E.15 Delegation of authority to the Board of Directors Mgmt For For
to issue ordinary shares of the Company and
securities giving access to the capital of
the Company, with cancellation of preferential
subscription rights of shareholders, but with
obligation to grant a priority right
E.16 Delegation of authority to the Board of Directors Mgmt For For
in the event of capital increase with or
with cancellation of preferential subscription
rights of shareholders to increase the
amount of issuable securities
E.17 Delegation of authority to the Board of Directors Mgmt For For
to issue ordinary shares and securities
giving access to the capital of the Company,
in the event of public exchange offer initiated
by the Company
E.18 Delegation of powers to the Board of Directors Mgmt For For
to issue ordinary shares, in consideration
for in-kind contributions granted to the Company
and composed of equity securities or securities
giving access to the capital
E.19 Delegation of authority to the Board of Directors Mgmt For For
to increase the Company's capital by incorporation
of reserves, profits or premiums or other amounts
which capitalization is authorized
E.20 Delegation of authority to the Board of Directors Mgmt For For
to carry out capital increases reserved
for employees participating in a company savings
plan and/or transfers of reserved securities
E.21 Authorization granted to the Board of Directors Mgmt For For
to reduce capital by cancellation
of shares
E.22 Powers for formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP. Agenda Number: 933430340
--------------------------------------------------------------------------------------------------------------------------
Security: 251591103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: DDR
ISIN: US2515911038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRANCE R. AHERN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS FINNE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT H. GIDEL Mgmt For For
1E ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1F ELECTION OF DIRECTOR: VOLKER KRAFT Mgmt For For
1G ELECTION OF DIRECTOR: VICTOR B. MACFARLANE Mgmt For For
1H ELECTION OF DIRECTOR: CRAIG MACNAB Mgmt For For
1I ELECTION OF DIRECTOR: SCOTT D. ROULSTON Mgmt For For
1J ELECTION OF DIRECTOR: BARRY A. SHOLEM Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER
31, 2011.
03 SHAREHOLDER ADVISORY VOTE REGARDING THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 SHAREHOLDER ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
FOR FUTURE SHAREHOLDER ADVISORY VOTES REGARDING
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933435491
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 AMEND THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS.
05 AMEND AND RESTATE THE RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO REMOVE UNNECESSARY AND OUTDATED
PROVISIONS.
06 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 933361723
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 25-Feb-2011
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
WILLIAM H. PARK Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 933438586
--------------------------------------------------------------------------------------------------------------------------
Security: 27828G107
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: EVT
ISIN: US27828G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
WILLIAM H. PARK Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933392045
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 APPROVE AMENDMENTS TO THE ECOLAB STOCK PURCHASE Mgmt For For
PLAN.
04 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr Against For
DIRECTORS TO ADOPT A POLICY ON THE HUMAN RIGHT
TO WATER.
07 STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF Shr For Against
DIRECTORS TO TAKE ACTION TO ELIMINATE SUPER-MAJORITY
VOTING.
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 703095326
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
2. Approve Issuance of Share Acquisition Rights Mgmt Against Against
as Stock Options to Employees of the Company
--------------------------------------------------------------------------------------------------------------------------
ENI S P A Agenda Number: 702960065
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: OGM
Meeting Date: 05-May-2011
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 809585 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING DATE FROM 29 APR 2011 TO 05 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
1 Eni Financial Statements at December 31, 2010. Mgmt For For
Related deliberations. Eni consolidated Financial
Statements at December 31, 2010. Reports of
the Directors, of the Board of Statutory Auditors
and of the Audit Firm
2 Allocation of net profit Mgmt For For
3 Determination of the number of the Board of Mgmt For For
Directors' members
4 Determination of the Directors' term Mgmt For For
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES Non-Voting No vote
OF CANDIDATES TO BE ELECTED AS DIRECTORS, THERE
IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE
2 SLATES. THANK YOU.
5.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr No vote
PROPOSAL: Appointment of the Directors: List
presented by Ministero dell'Economia e delle
Finanze holding 3.9% of company stock capital:
1. RECCHI Giuseppe (Chairman) 2. SCARONI Paolo
3. GATTO Carlo Cesare 4. MARCHIONI Paolo 5.
RESCA Mario 6. PETRI Roberto
5.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: Appointment of the Directors: List
presented by some Institutional Investors holding
0.903% of company stock capital: 1. PROFUMO
Alessandro 2. TARANTO Francesco 3. LORENZI
Alessandro
6 Appointment of the Chairman of the Board of Mgmt For For
Directors
7 Determination of the remuneration of the Chairman Mgmt Against Against
of the Board of Directors and of the Directors
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES Non-Voting No vote
OF CANDIDATES TO BE ELECTED AS AUDITORS THERE
IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE
2 SLATES. THANK YOU.
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Appointment of the Statutory Auditors:
List presented by Ministero dell'Economia e
delle Finanze holding 3.9% of company stock
capital: Effective Internal Auditor: 1. FERRANTI
Roberto 2. FUMAGALLI Paolo 3. RIGHETTI Renato,
Alternate Internal Auditor: 1. BILOTTI Francesco
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: Appointment of the Statutory Auditors:
List presented by some Institutional Investors
holding 0.903% of company stock capital: Effective
Internal Auditor: 1. MARINELLI Ugo 2. GIORGIO
Silva, Alternate Internal Auditor: 1. LAURI
Maurizio 2. SPANO' Pierumberto
9 Appointment of the Chairman of the Board of Mgmt For For
Statutory Auditors
10 Determination of the remuneration of the Chairman Mgmt For For
of the Board of Statutory Auditors and of the
effective Statutory Auditors
11 Compensation of the Court of Auditors' Representative Mgmt For For
in charge of the financial monitoring of Eni
--------------------------------------------------------------------------------------------------------------------------
ESPRIT HLDGS LTD Agenda Number: 702659408
--------------------------------------------------------------------------------------------------------------------------
Security: G3122U145
Meeting Type: AGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: BMG3122U1457
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101026/LTN20101026257.pdf
1 To receive and consider the audited consolidated Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Group for the
year ended 30 June 2010
2 To approve a final dividend of 0.67 Hong Kong Mgmt For For
dollar per share for the year ended 30 June
2010
3.i To re-elect Mr. Paul Cheng Ming Fun as Director Mgmt For For
3.ii To re-elect Mr. Alexander Reid Hamilton as Director Mgmt For For
3.iii To re-elect Mr. Raymond Or Ching Fai as Director Mgmt For For
3.iv To authorize the Board to fix the Directors' Mgmt For For
fees
4 To re-appoint Messrs. PricewaterhouseCoopers Mgmt For For
as Auditors and authorize the Directors
to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to purchase shares not exceeding 10% of the
issued share capital of the Company as at the
date of passing of the resolution
6 Subject to restriction on discount at 10% or Mgmt For For
more and restriction on refreshment
as stated in the circular to the shareholders
of the Company dated 26 October 2010,
to grant a general mandate to the Directors
to issue, allot and deal with additional shares
not exceeding 5% of the issued share capital
of the Company as at the date of passing of
the resolution
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EVERGREEN GLOBAL DIVIDEND OPPORTUNITY FD Agenda Number: 933292699
--------------------------------------------------------------------------------------------------------------------------
Security: 30024H101
Meeting Type: Special
Meeting Date: 09-Jul-2010
Ticker: EOD
ISIN: US30024H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. LEROY KEITH, JR. Mgmt Split 97% For 3% Withheld Split
PETER G. GORDON Mgmt Split 96% For 4% Withheld Split
ISAIAH HARRIS, JR. Mgmt Split 97% For 3% Withheld Split
JUDITH M. JOHNSON Mgmt Split 97% For 3% Withheld Split
DAVID F. LARCKER Mgmt Split 97% For 3% Withheld Split
OLIVIA S. MITCHELL Mgmt Split 97% For 3% Withheld Split
TIMOTHY J. PENNY Mgmt Split 97% For 3% Withheld Split
MICHAEL S. SCOFIELD Mgmt Split 97% For 3% Withheld Split
DONALD C. WILLEKE Mgmt Split 97% For 3% Withheld Split
2A TO APPROVE THE INVESTMENT ADVISORY AGREEMENT Mgmt Split 95% For 3% Against 2% AbstainSplit
WITH WELLS FARGO FUNDS MANAGEMENT, LLC.
2B TO APPROVE THE SUB-ADVISORY AGREEMENT WITH CROW Mgmt Split 94% For 4% Against 2% AbstainSplit
POINT PARTNERS, LLC.
2C TO APPROVE THE SUB-ADVISORY AGREEMENT WITH WELLS Mgmt Split 99% For Split
CAPITAL MANAGEMENT INCORPORATED.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year Against
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr Against For
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FANUC LTD. Agenda Number: 703169018
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Change Official Company Name Mgmt For For
to FANUC CORPORATION, Increase Board Size to
16
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FAST RETAILING CO.,LTD. Agenda Number: 702702235
--------------------------------------------------------------------------------------------------------------------------
Security: J1346E100
Meeting Type: AGM
Meeting Date: 25-Nov-2010
Ticker:
ISIN: JP3802300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FINNING INTERNATIONAL INC. Agenda Number: 933417342
--------------------------------------------------------------------------------------------------------------------------
Security: 318071404
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: FINGF
ISIN: CA3180714048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICARDO BACARREZA Mgmt For For
JAMES E.C. CARTER Mgmt For For
HON. DAVID L. EMERSON Mgmt For For
KATHLEEN M. O'NEILL Mgmt For For
CHRISTOPHER W.PATTERSON Mgmt For For
JOHN M. REID Mgmt For For
ANDREW H. SIMON, OBE Mgmt For For
BRUCE L. TURNER Mgmt For For
MICHAEL T. WAITES Mgmt For For
DOUGLAS W.G. WHITEHEAD Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
03 TO CONSIDER, AND IF THOUGHT FIT, TO PASS AN Mgmt For For
ORDINARY RESOLUTION EXTENDING THE CORPORATION'S
AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN
FOR THREE YEARS AS DESCRIBED IN THE MANAGEMENT
PROXY CIRCULAR FOR THE MEETING.
04 TO CONSIDER AND APPROVE, ON AN ADVISORY BASIS, Mgmt For For
AN ORDINARY RESOLUTION TO ACCEPT THE CORPORATION'S
APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED
IN THE MANAGEMENT PROXY CIRCULAR FOR THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST/ABERDEEN GLOBAL OPP INC FD Agenda Number: 933340781
--------------------------------------------------------------------------------------------------------------------------
Security: 337319107
Meeting Type: Special
Meeting Date: 20-Dec-2010
Ticker: FAM
ISIN: US3373191077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE A NEW INVESTMENT MANAGEMENT Mgmt Split 94% For 3% Against 3% AbstainSplit
AGREEMENT WITH FIRST TRUST ADVISORS L.P. FOR
THE FUND
02 PROPOSAL TO APPROVE A NEW INVESTMENT SUB-ADVISORY Mgmt Split 94% For 3% Against 3% AbstainSplit
AGREEMENT WITH ABERDEEN ASSET MANAGEMENT INC.
FOR THE FUND
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST/ABERDEEN GLOBAL OPP INC FD Agenda Number: 933398302
--------------------------------------------------------------------------------------------------------------------------
Security: 337319107
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: FAM
ISIN: US3373191077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. KEITH Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933396219
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. Mgmt For For
1D ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt For For
1J ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1K ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1L ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1M ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1N ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVES.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVES.
05 RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL Shr Against For
CONTRIBUTIONS.
06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against
PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING
STOCK HAVE ONE VOTE PER SHARE.
07 RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING Shr Against For
COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC. Agenda Number: 933443397
--------------------------------------------------------------------------------------------------------------------------
Security: 345550107
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: FCEA
ISIN: US3455501078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARTHUR F. ANTON Mgmt Withheld Against
M.P. ESPOSITO, JR. Mgmt Withheld Against
DEBORAH L. HARMON Mgmt Withheld Against
STAN ROSS Mgmt Withheld Against
02 THE APPROVAL (ON AN ADVISORY, NON-BINDING BASIS) Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
03 THE VOTE (ON AN ADVISORY, NON-BINDING BASIS) Mgmt 1 Year For
ON THE FREQUENCY OF WHICH THE SHAREHOLDERS
WILL HAVE AN ADVISORY, NON-BINDING VOTE ON
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933435720
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shr For Against
OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE
TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GDF SUEZ, PARIS Agenda Number: 702967526
--------------------------------------------------------------------------------------------------------------------------
Security: F42768105
Meeting Type: MIX
Meeting Date: 02-May-2011
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 806203 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0328/201103281100891.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0413/201104131101250.pdf
O.1 Approval of transactions and annual financial Mgmt For For
statements for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 The shareholders' meeting approves the recommendations Mgmt For For
of the board of directors and resolves that
the income for the fiscal year be appropriated
as follows: income for the financial year ending
on December 31st 2010: EUR 857,580,006.00 retained
earnings at December 31st 2010: EUR 15,684,887,218.00
distributable total: EUR 16,542,467,224.00
net dividends paid for the fiscal year 2010:
EUR 3,353,576,920.00 net interim dividends
of EUR 0.83 per share paid on November 15th
2010: EUR 1,845,878,763.00to be set off against
the dividend of the fiscal year 2010 remainder
of the net dividends to be paid for the financial
year 2010: EUR 1,507,698,157.00 the total amount
of the net dividends paid for the financial
year 2010 i.e. EUR 3,353,576,920.00will be
deducted as follows: from the income from the
said fiscal year up to: EUR 857,580,006.00
and from the prior retaining earnings up to:
EUR 2,495,996,914.00 the shareholders' meeting
reminds that a net interim dividend of EUR
0.83 per share was already paid on November
15th 2010. The net remaining dividend of EUR
0.67 per share will be paid in cash on may
9th 2011, and will entitle natural persons
to the 40 per cent allowance. In the event
that the company holds some of its own shares
on such date, the amount of the unpaid dividend
on such shares shall be allocated to the other
reserves account. as required by law, it is
reminded that, for the last three financial
years, the dividends paid, were as follows:
EUR 1.26 for fiscal year 2007, EUR 2.20 for
fiscal year 2008, EUR 1.47 for fiscal year
2009
O.4 Approval of the regulated Agreements pursuant Mgmt For For
to Article L. 225-38 of the Commercial Code
O.5 Authorization to be granted to the Board of Mgmt For For
Directors to trade the Company's shares
O.6 Renewal of Mr. Albert Frere's term as Board Mgmt Against Against
member
O.7 Renewal of Mr. Edmond Alphandery's term as Board Mgmt For For
member
O.8 Renewal of Mr. Aldo Cardoso's term as Board Mgmt For For
member
O.9 Renewal of Mr. Rene Carron's term as Board member Mgmt For For
O.10 Renewal of Mr. Thierry de Rudder's term as Board Mgmt For For
member
O.11 Appointment of Mrs. Francoise Malrieu as Board Mgmt For For
member
O.12 Ratification of transfer of the registered office Mgmt For For
E.13 Delegation of authority to the Board of Directors Mgmt For For
to decide to increase share capital by issuing
shares with cancellation of preferential subscription
rights in favor of employees participating
in GDF SUEZ Group savings plans
E.14 Delegation of authority to the Board of Directors Mgmt For For
to decide to increase share capital with cancellation
of preferential subscription rights in favor
of all entities created in connection with
the implementation of GDF SUEZ Group international
employees stock ownership plan
E.15 Authorization to be granted to the Board of Mgmt For For
Directors to carry out free allocation of shares
in favor of employees and/or corporate officers
of the Company and/or Group companies
E.16 Powers to execute General Meeting's decisions Mgmt For For
and for formalities
A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Amendment of Resolution 3 that will
be presented by the Board of Directors at the
Combined General Meeting of May 2, 2011: Decision
to set the amount of dividends for the financial
year 2010 at EUR 0.83 per share, including
the partial payment of EUR 0.83 per share already
paid on November 15, 2010, instead of the dividend
proposed under the third resolution
--------------------------------------------------------------------------------------------------------------------------
GECINA, PARIS Agenda Number: 702900691
--------------------------------------------------------------------------------------------------------------------------
Security: F4268U171
Meeting Type: MIX
Meeting Date: 24-May-2011
Ticker:
ISIN: FR0010040865
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0401/201104011101035.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0406/201104061101147.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0506/201105061101879.pdf
O.1 Approval of the corporate reports and financial Mgmt For For
statements for FY 2010
O.2 Approval of the consolidated reports and financial Mgmt For For
statements for FY 2010
O.3 Transfer to a reserve account Mgmt For For
O.4 Allocation of income for FY 2010 and distribution Mgmt For For
of dividend
O.5 Approval of the guarantee granted by Gecina Mgmt For For
to the Euro-Hypo Bank, regulated by L. 225-38
and L.225-40 to L. 225-42 of the Code de commerce
O.6 Approval of the contribution by Gecina to Gec Mgmt For For
7 of offices, regulated by articles L.
225-38 and L. 225-40 to L. 225-42 of the Code
de commerce
O.7 Approval of the agreements concluded with the Mgmt Against Against
CEO, Mr Christophe Clamageran and regulated
by articles L.225- 38 and L.225-40 to L. 225-42-1
of the Code de commerce
O.8 Renewal of Mr Nicolas Diaz Saldana's appointment Mgmt Against Against
as a director
O.9 Renewal of Mr Vicente Fons Carrio's appointment Mgmt Against Against
as a director
O.10 Renewal of Mr Monsieur Sixto Jimenez Muniain's Mgmt Against Against
appointment as a director
O.11 Renewal of Mr Bernard Michel's appointment as Mgmt Against Against
a director
O.12 Renewal of Mr Monsieur Jacques-Yves Nicol's Mgmt For For
appointment as a director
O.13 Renewal of Predica's appointment as a director Mgmt For For
O.14 Renewal of Mrs Helena Rivero Lopez de Carrizosa's Mgmt Against Against
appointment as a director
O.15 Renewal of Mr Joaquin Rivero Valcarce's appointment Mgmt Against Against
as a director
O.16 Renewal of Mr Antonio Trueba Bustamante's appointment Mgmt Against Against
as a director
O.17 Ratification of the co-opting of Mr Rafael Gonzalez Mgmt For For
de la Cueva as a director
O.18 Renewal of Mr Rafael Gonzalez de la Cueva's Mgmt For For
appointment as a director
O.19 End of Mr Arcadi Calzada Salvavedra's term of Mgmt For For
office as a director
O.20 End of Mr Aldo Cardoso's term of office as a Mgmt For For
director
O.21 End of Mr Jose Gracia Barba's term of office Mgmt For For
as a director
O.22 End of Mr Pierre-Marie Meynadier's term of office Mgmt For For
as a director
O.23 Authorisation to be given to the Board of Directors Mgmt Against Against
to trade in the Company's shares
E.24 Amendment of article 12, sub-paragraph 2 of Mgmt Against Against
the Articles of Association, relating
to the Board of Directors
E.25 Amendment of article 20, paragraph 4 of the Mgmt For For
Articles of Association, instituting
the option for the Board of Directors to establish
an online voting system
E.26 Delegation of powers to be given to the Board Mgmt For For
of Directors to decide on an increase of
the authorised capital, by issuing - without
a preferential right of subscription - shares
or transferable securities giving access to
the capital of the company and/or its
parent company and/or of one of its
subsidiaries
E.27 Delegation of powers to be given to the Board Mgmt For For
of Directors to decide on an increase of
the authorised capital, by issuing - without
a preferential right of subscription - shares
or transferable securities giving access to
the capital of the company and/or its
parent company and/or of one of its
subsidiaries, as part of a public offer
E.28 Delegation of powers to be given to the Board Mgmt Against Against
of Directors to decide on an increase of
the authorised capital, by issuing - without
a preferential right of subscription - shares
or transferable securities giving access to
the capital of the company and/or its
parent company and/or of one of its
subsidiaries, as part of an offer by private
placement regulated by II of article L.411-2
of the Code Monetaire et Financier
E.29 Delegation of powers to be given to the Board Mgmt For For
of Directors to increase the number of transferable
securities to be issued with a capital increase,
with or without a preferential right of subscription
E.30 Option to issue shares or transferable securities Mgmt For For
giving access to the capital, without
a preferential right of subscription, as payment
for contributions in kind of equity
or transferable securities giving access to
the capital
E.31 Delegation of powers to be given to the Board Mgmt For For
of Directors to decide to increase the
authorised capital by incorporation of share
issue premia, reserves, profits or other
monies as may be capitalized
E.32 Determination of the issue price for shares Mgmt For For
or transferable securities giving access to
the capital, capped at 10% of the capital each
year, as part of an increase to the authorised
capital with the preferential right of
subscription cancelled
E.33 Delegation of powers to be given to the Board Mgmt For For
of Directors to decide to increase the
authorised capital by issuing shares or transferable
securities giving access to the capita, reserved
for members of corporate PEPs, with the preferential
right of subscription, with the preferential
right of subscription cancelled
in favour of these latter
E.34 Delegation of powers to be given to the Board Mgmt Against Against
of Directors to grant options for the subscription
or purchase of shares
E.35 Delegation of powers to be given to the Board Mgmt Against Against
of Directors to make free allocations
of existing or future shares to salaried employees
or corporate officers of the group or to
some of them
E.36 Delegation of powers to be given to the Board Mgmt Against Against
of Directors to issue transferable
securities giving an entitlement to the allocation
of debt securities and not occasioning
an increase to the authorised capital of the
Company
E.37 Delegation of powers to be given to the Board Mgmt For For
of Directors to reduce the authorised
capital by cancelling shares owned by the Company
E.38 Powers for the necessary legal formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933387854
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt For For
1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1H ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1I ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
02 SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Against For
RIGHTS POLICY.
06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shr Against For
SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933387664
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt For For
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr For Against
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shr For Against
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shr Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE Shr Against For
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shr Against For
RESEARCH
--------------------------------------------------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC Agenda Number: 933385254
--------------------------------------------------------------------------------------------------------------------------
Security: 370023103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GGP
ISIN: US3700231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD B. CLARK Mgmt For For
MARY LOU FIALA Mgmt For For
BRUCE J. FLATT Mgmt For For
JOHN K. HALEY Mgmt For For
CYRUS MADON Mgmt For For
SANDEEP MATHRANI Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
JOHN G. SCHREIBER Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 702855024
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report and Mgmt For For
the Financial Statements for the year ended
31st December 2010
2 To approve the Remuneration Report for the year Mgmt For For
ended 31st December 2010
3 To elect Mr. Simon Dingemans as a Director Mgmt For For
4 To elect Ms. Stacey Cartwright as a Director Mgmt For For
5 To elect Ms. Judy Lewent as a Director Mgmt For For
6 To re-elect Sir Christopher Gent as a Director Mgmt Against Against
7 To re-elect Mr. Andrew Witty as a Director Mgmt For For
8 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
9 To re-elect Dr. Stephanie Burns as a Director Mgmt For For
10 To re-elect Mr. Larry Culp as a Director Mgmt For For
11 To re-elect Sir Crispin Davis as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Director Mgmt For For
13 To re-elect Mr. James Murdoch as a Director Mgmt For For
14 To re-elect Dr. Daniel Podolsky as a Director Mgmt For For
15 To re-elect Dr. Moncef Slaoui as a Director Mgmt For For
16 To re-elect Mr. Tom de Swaan as a Director Mgmt For For
17 To re-elect Sir Robert Wilson as a Director Mgmt For For
18 To authorise the Audit & Risk Committee to re-appoint Mgmt For For
PricewaterhouseCoopers LLP as Auditors to
the company to hold office from the end of
the Meeting to the end of the next Meeting
at which accounts are laid before the company
19 To authorise the Audit & Risk Committee to determine Mgmt For For
the remuneration of the Auditors
20 That, in accordance with section 366 and section Mgmt For For
367 of the Companies Act 2006 (the "Act")
the company is, and all companies that are,
at any time during the period for which
this resolution has effect, subsidiaries of
the company as defined in the Act are, authorised
in aggregate: (a) to make political donations,
as defined in section 364 of the Act, to political
parties and/or independent electoral
candidates, as defined in section 363 of the
Act, not exceeding GBP 50,000 in total; (b)
to make political donations to political
organisations other than political parties,
as defined in section 363 of the Act,
not exceeding GBP 50,000 in total; and (c)
to incur political expenditure, as defined
in section 365 of the Act, CONTD
CONT CONTD not exceeding GBP 50,000 in total, in Non-Voting No vote
each case during the period beginning
with the date of passing this resolution and
ending at the end of the next Annual General
Meeting of the company to be held in 2012 or,
if earlier, on 30th June 2012. In any
event, the aggregate amount of political
donations and political expenditure made or
incurred under this authority shall not
exceed GBP 100,000
21 That the Directors be and are hereby generally Mgmt For For
and unconditionally authorised,
in accordance with section 551 of the Act,
in substitution for all subsisting authorities,
to exercise all powers of the company to allot
shares in the company and to grant rights
to subscribe for or convert any security
into shares in the company up to an aggregate
nominal amount of GBP 432,263,373, and so
that the Directors may impose any limits or
make such exclusions or other arrangements
as they consider expedient in relation to
treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems under the laws of, or the requirements
of any relevant regulatory body or stock
exchange in any territory, or CONTD
CONT CONTD any matter whatsoever, which authority Non-Voting No vote
shall expire at the end of the next Annual
General Meeting of the company to be held in
2012 or, if earlier, on 30th June 2012 (unless
previously revoked or varied by the company
in general meeting)save that under such
authority the company may, before such expiry,
make an offer or agreement which would or might
require shares to be allotted or rights to
subscribe for or convert securities into shares
to be granted after such expiry and the Directors
may allot shares or grant rights to subscribe
for or convert any security into shares in
pursuance of such an offer or agreement as
if the relevant authority conferred hereby
had not expired
22 That subject to resolution 21 being passed, Mgmt For For
in substitution for all subsisting
authorities, the Directors be and are hereby
empowered to allot equity securities (as
defined in the Act) for cash pursuant to the
authority conferred on the Directors by resolution
21 and/or where such allotment constitutes
an allotment of equity securities under section
560(3) of the Act, free of the restrictions
in section 561(1) of the Act, provided that
this power shall be limited: (a) to the
allotment of equity securities in connection
with an offer or issue of equity securities:
(i) to ordinary shareholders in proportion
(as nearly as may be practicable) to their
existing holdings; and (ii) to holders
of other equity securities, as required
by the rights of CONTD
CONT CONTD those securities or as the Board otherwise Non-Voting No vote
considers necessary, but so that the Directors
may impose any limits or make such exclusions
or other arrangements as they consider
expedient in relation to treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems
under the laws of, or the requirements of any
relevant regulatory body or stock exchange,
in any territory, or any matter whatsoever;
and (b) to the allotment (otherwise than
pursuant to sub-paragraph (a) above) of
equity securities up to an aggregate nominal
amount of GBP 64,845,990, and shall expire
at the end of the next Annual General Meeting
of the company to be held in 2012 CONTD
CONT CONTD (or, if earlier, at the close of business Non-Voting No vote
on 30th June 2012) save that the company may,
before such expiry, make an offer or agreement
which would or might require equity securities
to be allotted after such expiry and the
Directors may allot equity securities in pursuance
of such an offer or agreement as if
the power conferred hereby had not expired
23 That the company be and is hereby generally Mgmt For For
and unconditionally authorised for the purposes
of section 701 of the Act to make market purchases
(within the meaning of section 693(4) of
the Act) of its own Ordinary shares of 25
pence each provided that: (a) the maximum
number of Ordinary shares hereby authorised
to be purchased is 518,767,924; (b) the minimum
price, exclusive of expenses, which may be
paid for each Ordinary share is 25 pence; (c)
the maximum price, exclusive of expenses,
which may be paid for each Ordinary share
shall be the higher of (i) an amount equal
to 5% above the average market value for
the company's Ordinary shares for the five
business days immediately preceding the
day on which the Ordinary share is contracted
to be purchased; and CONTD
CONT CONTD (ii) the higher of the price of the last Non-Voting No vote
independent trade and the highest current
independent bid on the London Stock Exchange
Official List at the time the purchase is carried
out; and (d) the authority conferred by this
resolution shall, unless renewed prior to such
time, expire at the end of the next Annual
General Meeting of the company to be held in
2012 or, if earlier, on 30th June 2012 (provided
that the company may, before such expiry, enter
into a contract for the purchase of Ordinary
shares, which would or might be completed
wholly or partly after such expiry and the
company may purchase Ordinary shares pursuant
to any such contract under this authority)
24 That: (a) in accordance with section 506 of Mgmt For For
the Act, the name of the person who signs
the Auditors reports to the company's members
on the annual accounts and auditable
reports of the company for the year ending
31st December 2011 as senior statutory
auditor (as defined in section 504 of the
Act) for and on behalf of the company's Auditors,
should not be stated in published copies
of the reports (such publication being as defined
in section 505 of the Act) and the copy of
the reports to be delivered to the registrar
of companies under Chapter 10 of Part 15of
the Act; and CONTD
CONT CONTD (b) the company considers on reasonable Non-Voting No vote
grounds that statement of the name of the
senior statutory auditor would create or be
likely to create a serious risk that the
senior statutory auditor, or any other person,
would be subject to violence or intimidation
25 That a general meeting of the company other Mgmt For For
than an Annual General Meeting may be called
on not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 1 Year Against
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GPT GROUP Agenda Number: 702873577
--------------------------------------------------------------------------------------------------------------------------
Security: Q4252X155
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: AU000000GPT8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED
BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN")
ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3 AND 4), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 Election of Mr Gene Tilbrook as a Director Mgmt For For
2 Remuneration Report Mgmt For For
3 Non-Executive Directors' Remuneration Mgmt For For
4 Grant of performance rights to the Company's Mgmt For For
Chief Executive Officer and Managing Director,
Michael Cameron
--------------------------------------------------------------------------------------------------------------------------
GREAT PORTLAND ESTATES PLC R.E.I.T., LONDON Agenda Number: 702506520
--------------------------------------------------------------------------------------------------------------------------
Security: G40712179
Meeting Type: AGM
Meeting Date: 08-Jul-2010
Ticker:
ISIN: GB00B01FLL16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the audited financial statements Mgmt For For
together with the Directors' and Auditors'
reports for the YE 31 MAR 2010
2 Approve the Directors' remuneration report Mgmt For For
3 Re-elect Neil Thompson as a Director of the Mgmt For For
Company
4 Re-elect Charles Irby as a Director of the Company Mgmt For For
5 Re-elect Jonathan Short as a Director of the Mgmt For For
Company
6 Election of Jonathan Nicholls as a Director Mgmt For For
of the Company
7 Reappoint Deloitte LLP as the Auditors Mgmt For For
8 Authorize the Directors to agree the remuneration Mgmt For For
of the Auditors
9 Approve, the rules of the Great Portland Estates Mgmt For For
2010 Long-Term Incentive Plan the 2010
LTIP , summarized in the Chairman of the Remuneration
Committee's letter to shareholders
dated 28 MAY 2010 and produced to this
meeting and, for the purposes of identification,
signed by the Chairman, be approved and the
Directors be authorized to: a adopt the 2010
LTIP in the form produced to the meeting
and do all acts and things which they consider
necessary or expedient for the purposes of
implementing and giving effect to the 2010
LTIP; and b establish further plans based
on the 2010 LTIP but modified to take account
of local tax, exchange control or securities
laws in overseas territories, provided that
any ordinary shares made available under such
further plans are treated as counting against
the limits on individual and overall participation
in the 2010 LTIP
10 Approve, the rules of the Great Portland Estates Mgmt For For
2010 Share Incentive Plan the 2010 SIP ,
summarized in the Chairman of the Remuneration
Committee's letter to shareholders dated
28 MAY 2010 and produced to this meeting and,
for the purposes of identification, signed
by the Chairman, be approved and the Directors
be authorized to: a adopt the 2010 SIP in
the form produced to the meeting and do all
acts and things which they consider necessary
or expedient for the purposes of implementing
and giving effect to the 2010 SIP including
making any amendments required by HM Revenue
& Customs in order to obtain approval of the
2010 SIP under Schedule 2 of the Income Tax
Earnings and Pensions Act 2003; and b
CONTD.
CONTD CONTD. establish further plans based on the Non-Voting No vote
2010 SIP but modified to take account of
local tax, exchange control or securities laws
in overseas territories, overseas territories,
provided that any ordinary shares made
available under such further plans are treated
as counting against the limits on individual
or overall participation in the 2010 SIP
11 Approve, the rules of the Great Portland Estates Mgmt For For
2010 Save As You Earn Scheme the 2010 SAYE
, summarized in the Chairman of the Remuneration
Committee's letter to shareholders dated
28 MAY 2010 and produced to this meeting and,
for the purposes of identification, signed
by the Chairman, be approved and the Directors
be authorized to: a adopt the 2010 SAYE in
the form produced to the meeting and do all
acts and things which they consider necessary
or expedient for the purposes of implementing
and giving effect to the 2010 SAYE including
making any amendments required by HM Revenue
& Customs in order to obtain approval of the
2010 SAYE under Schedule 3 of the Income Tax
Earnings and CONTD.
CONTD CONTD. Pensions Act 2003; and b establish Non-Voting No vote
further plans based on the 2010 SAYE but modified
to take account of local tax, exchange control
or securities laws in overseas territories,
overseas territories, provided that any ordinary
shares made available under such further plans
are treated as counting against the limits
on individual or overall participation in the
2010 SAYE
12 Authorize the Directors, in accordance with Mgmt For For
Section 551 of the Companies Act 2006, to
exercise all powers of the Company to allot
shares in the Company or grant rights to subscribe
for, or convert any security into, shares in
the Company: i up to a maximum nominal
amount of GBP 13,026,870 such amount to be
reduced by the nominal amount of any equity
securities as defined in Section 560
of the Companies Act 2006 allotted under paragraph
ii below in excess of GBP 13,030,778 ; and
ii comprising equity securities as defined
in Section 560 of the Companies Act 2006
up to a maximum nominal amount of GBP 26,053,740
such amount to be reduced by any shares allotted
or rights CONTD.
CONTD CONTD. granted under paragraph i above in Non-Voting No vote
connection with an offer by way of a Rights
Issue: A to holders of ordinary shares in
proportion as nearly as may be practicable
to their existing holdings; and B to holders
of other equity securities if this is
required by the rights of those securities
or, if the Directors consider it necessary,
as permitted by the rights of those securities;
and so that the Directors may make such exclusions
or other arrangements as they consider expedient
in relation to treasury shares, fractional
entitlements, record dates, shares represented
by depositary receipts, legal or practical
problems under the laws in any territory or
the requirements of any relevant regulatory
body or stock exchange or any other matter;
b this authority shall expire at the conclusion
of the next AGM of the Company after the passing
of this resolution or, if earlier, CONTD.
CONTD CONTD. at the close of business on 1 OCT 2011; Non-Voting No vote
c the Company may, before this authority
expires, make an offer or agreement which would
or might require shares to be allotted
or rights to be granted after it expires and
the Directors may allot shares or grant
rights in pursuance of such offer or agreement
as if this authority had not expired; and
d all previous unutilized authorities
under Section 80 of the Companies Act 1985
and Section 551 of the Companies Act 2006 shall
cease to have effect save to the extent that
the same are exercisable pursuant to Section
551 7 of the Companies Act 2006 by reason
of any offer or agreement made prior to the
date of this resolution which would or
might require shares to be allotted or rights
to be granted on or after that date
S.13 Authorize the Directors: i subject to the Mgmt For For
passing of resolution 12 to allot equity
securities as defined in Section 560 of the
Companies Act 2006 for cash pursuant to the
authority conferred on them by that resolution
under Section 551 of that Act; and ii to
allot equity securities as defined in Section
560 3 of that Act sale of treasury shares
for cash, in either case as if Section 561
of that Act did not apply to the allotment
but this power shall be limited: A to the
allotment of equity securities in connection
with an offer or issue of equity securities
but in the case of the authority granted under
Resolution 12 a ii , by way of a Rights Issue
only to or in favour of: I. holders of ordinary
shares in proportion as nearly as may be
practicable to their existing holdings; and
II. holders of other equity securities
if this is required by the rights CONTD.
CONTD CONTD. of those securities or, if the Directors Non-Voting No vote
consider it necessary, as permitted by
the rights of those securities; and so that
the Directors may make such exclusions or
other arrangements as they consider expedient
in relation to treasury shares, fractional
entitlements, record dates, shares represented
by depositary receipts, legal or practical
problems under the laws in any territory
or the requirements of any relevant regulatory
body or stock exchange or any other matter;
and B to the allotment of equity securities
pursuant to the authority granted under resolution
12 a i and/or by virtue of Section
560 3 of the Companies Act 2006 in each case
otherwise than under paragraph A above
up to a maximum nominal amount of GBP 1,954,225;
b this power shall expire at the conclusion
of the next AGM of the Company after the passing
of this CONTD.
CONTD CONTD. resolution or, if earlier, at the close Non-Voting No vote
of business on 1 OCT 2011; c all previous
unutilized authorities under Section 95 of
the Companies Act 1985 and Sections 570
and 573 of the Companies Act 2006 shall cease
to have effect; and d the Company may,
before this power expires, make an offer or
agreement which would or might require equity
securities to be allotted after it expires
and the Directors may allot equity securities
in pursuance of such offer or agreement as
if this power had not expired
S.14 Authorize the Directors, in accordance with Mgmt For For
the Companies Act 2006, the Company be
and to make market purchases within the meaning
of Section 693 of the Companies Act 2006 of
its shares on such terms and in such manner
as the Directors may determine, subject to
the following conditions: a the maximum number
of shares which may be purchased is 46,870,154;
b the maximum price at which shares may
be purchased shall not be more than the higher
of an amount equal to 5% above the average
of the middle market quotations for the shares
as taken from the London Stock Exchange Daily
Official List for the five business days'
preceding the date of purchase and the amount
stipulated by Article 5 1 of the Buy-back
CONTD.
CONTD CONTD. and Stabilization Regulation 2003 and Non-Voting No vote
the minimum price shall be 12.5 pence, being
the nominal value of the shares, in each case
exclusive of expenses; and c the authority
to purchase conferred by this Resolution
shall expire at the conclusion of the next
AGM of the Company after the passing
of this Resolution or 1 OCT 2011 whichever
is the earlier, save that the Company may
before such expiry enter into a contract of
purchase under which such purchase may be
completed or executed wholly or partly after
the expiration of this authority
S.15 Approve, with effect from the conclusion of Mgmt For For
the AGM: (a) the Articles of Association
of the Company be amended by deleting all of
the provisions of the Company's Memorandum
of Association which, by virtue of Section
28 of the Companies Act 2006, are to be treated
as provisions of the Company's Articles of
Association; and (b) the Articles of Association
produced to the meeting and initialled by
the Chairman of the meeting for the purpose
of identification be adopted as
the Articles of Association of the Company
in substitution for, and to the exclusion
of, the existing Articles of Association
S.16 Approve, in accordance with the Company's Articles Mgmt For For
of Association, a general meeting other than
an AGM may be called on not less than 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
H & M HENNES & MAURITZ AB (PUBL) Agenda Number: 702615848
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: EGM
Meeting Date: 20-Oct-2010
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
1 Opening of the meeting Non-Voting No vote
2 Election of a Chairman for the meeting Mgmt For For
3 Approve the voting list Mgmt For For
4 Approve the agenda Mgmt For For
5 Election of people to check the minutes Mgmt For For
6 Examination of whether the meeting was duly Mgmt For For
convened
7 Approve the establishment of an incentive programme Mgmt Against Against
for all employees of the H & M Group
8 Approve the supplement to the guidelines for Mgmt For For
remuneration for senior executives
9 Closing of the meeting Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
H & M HENNES & MAURITZ AB (PUBL) Agenda Number: 702857650
--------------------------------------------------------------------------------------------------------------------------
Security: W41422101
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: SE0000106270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Opening of the AGM Non-Voting No vote
2 Election of a chairman for the AGM: Lawyer Sven Non-Voting No vote
Unger
3 Address by Managing Director Karl-Johan Persson Non-Voting No vote
followed by an opportunity to ask questions
about the company
4 Establishment and approval of voting list Non-Voting No vote
5 Approval of the agenda Non-Voting No vote
6 Election of people to check the minutes Non-Voting No vote
7 Examination of whether the meeting was duly Non-Voting No vote
convened
8 a. Presentation of the annual accounts and auditors' Non-Voting No vote
report as well as the consolidated accounts
and the consolidated auditors' report, and
auditors' statement on whether the guidelines
for remuneration to senior executives applicable
since the last AGM have been followed. b. Statement
by the company's auditor and the chairman
of the Auditing Committee. c. Statement by
the Chairman of the Board on the work of the
Board. d. Statement by the chairman of
the Election Committee on the work of the Election
Committee
9.a Adoption of the income statement and balance Mgmt For For
sheet as well as the consolidated
income statement and consolidated balance sheet
9.b Disposal of the company's earnings in accordance Mgmt For For
with the adopted balance sheets, and record
date
9.c Discharge of the members of the Board and Managing Mgmt For For
Director from liability to the company
10 The Election Committee proposes eight Board Mgmt For For
members with no deputies
11 Establishment of fees to the Board and auditors Mgmt For For
12 Election of Board members and Chairman of the Mgmt Against Against
Board: Re-election of current Board members:
Mia Brunell Livfors, Anders Dahlvig, Lottie
Knutson, Sussi Kvart, Bo Lundquist, Stefan
Persson, Melker Schorling and Christian Sievert.
Chairman of the Board: re-election of Stefan
Persson
13 Establishment of principles for the Election Mgmt Against Against
Committee and election of members of
the Election Committee
14 Resolution on amendment of the articles of association Mgmt For For
15 Resolution on guidelines for remuneration to Mgmt For For
senior executives
16 Closing of the AGM Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933402668
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Mgmt For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1G ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1H ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1J ELECTION OF DIRECTOR: D.L. REED Mgmt For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Mgmt For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda Number: 933330855
--------------------------------------------------------------------------------------------------------------------------
Security: 413875105
Meeting Type: Annual
Meeting Date: 22-Oct-2010
Ticker: HRS
ISIN: US4138751056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD L. LANCE Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS A. DATTILO Mgmt For For
1C ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt For For
1D ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1F ELECTION OF DIRECTOR: JAMES C. STOFFEL Mgmt For For
1G ELECTION OF DIRECTOR: GREGORY T. SWIENTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT BY OUR AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
03 APPROVAL OF THE HARRIS CORPORATION ANNUAL INCENTIVE Mgmt For For
PLAN.
04 RE-APPROVAL OF THE PERFORMANCE MEASURES FOR Mgmt For For
THE HARRIS CORPORATION 2005 EQUITY INCENTIVE
PLAN.
05 SHAREHOLDER PROPOSAL REQUESTING APPROVAL OF Shr Against For
AN AMENDMENT TO OUR BY-LAWS TO REQUIRE AN INDEPENDENT
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 933425161
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDY C. BOZEMAN Mgmt For For
FRANK J. BRAMANTI Mgmt For For
WALTER M. DUER Mgmt For For
JAMES C. FLAGG, PH.D. Mgmt For For
THOMAS M. HAMILTON Mgmt For For
LESLIE S. HEISZ Mgmt For For
DEBORAH H. MIDANEK Mgmt For For
JOHN N. MOLBECK JR. Mgmt For For
JAMES E. OESTERREICHER Mgmt For For
ROBERT A. ROSHOLT Mgmt For For
CHRISTOPHER JB WILLIAMS Mgmt Withheld Against
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
HERSHA HOSPITALITY TRUST Agenda Number: 933430100
--------------------------------------------------------------------------------------------------------------------------
Security: 427825104
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HT
ISIN: US4278251040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HASU P. SHAH Mgmt For For
EDUARDO S. ELSZTAIN Mgmt Withheld Against
DIANNA F. MORGAN Mgmt For For
KIRAN P. PATEL Mgmt For For
JOHN M. SABIN Mgmt For For
02 THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
03 THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year Against
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
04 THE APPROVAL OF THE 2012 EQUITY INCENTIVE PLAN. Mgmt For For
05 THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933369820
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR: L. APOTHEKER Mgmt For For
1C ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt Against Against
1E ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1F ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1G ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt For For
1H ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1I ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1J ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1K ELECTION OF DIRECTOR: D. SENEQUIER Mgmt For For
1L ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt Against Against
1M ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
06 APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD Mgmt For For
COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND
THE TERM OF THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES & CLEARING LTD Agenda Number: 702919638
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110316/LTN20110316321.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive the Audited Accounts for the year Mgmt For For
ended 31 December 2010 together with the Reports
of the Directors and Auditor thereon
2 To declare a final dividend of HKD 2.31 per Mgmt For For
share
3.a To elect Dr Kwok Chi Piu, Bill as Director Mgmt For For
3.b To elect Mr Lee Kwan Ho, Vincent Marshall as Mgmt Against Against
Director
4 To re-appoint PricewaterhouseCoopers as Auditor Mgmt For For
and to authorise the Directors to
fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of Hkex, not exceeding
10% of the issued share capital of Hkex as
at the date of this Resolution
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of Hkex, not exceeding 10% (5% where
the shares are to be allotted for cash) of
the issued share capital of Hkex as at the
date of this Resolution, and the discount for
any shares to be issued shall not exceed 5%
7.a To approve the remuneration of HKD 550,000 and Mgmt For For
HKD 385,000 per annum be payable to the
Chairman and each of the other non-executive
Directors respectively
7.b To approve, in addition to the attendance fee Mgmt For For
of HKD 2,500 per meeting, the remuneration
of HKD 100,000 and HKD 70,000 per annum be
payable to the chairman and each of
the other members (excluding executive Director)
of certain Board committees respectively
8 To approve the amendments to the Articles of Mgmt For For
Association relating to Hkex's corporate
communications
9 To approve the amendments to the Articles of Mgmt For For
Association relating to the notice period
for shareholders' nomination of Directors
10 To approve the amendments to the Articles of Mgmt For For
Association relating to minor housekeeping
amendments
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 2.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 702997454
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the financial statements Mgmt Against Against
and the independent auditors report for the
year ended 31st December 2010, and to declare
a final dividend
2 To re-elect Charles Allen-Jones as a director Mgmt Against Against
3 To re-elect Jenkin Hui as a director Mgmt Against Against
4 To re-elect Sir Henry Keswick as a director Mgmt Against Against
5 To re-elect Lord Powell of Bayswater as a director Mgmt Against Against
6 To fix the directors fee Mgmt For For
7 To re-appoint the auditors and to authorise Mgmt Against Against
the directors to fix their remuneration
8 a. The exercise by the directors during the Mgmt For For
relevant period (for the purposes of this resolution,
relevant period being the period from the
passing of this resolution until the earlier
of the conclusion of the next annual
general meeting, or the expiration of the
period within which such meeting is required
by law to be held, or the revocation or variation
of this resolution by an ordinary
resolution of the shareholders of the company
in general meeting) of all powers of the
company to allot or issue shares and to make
and grant offers, agreements and options which
would or might require shares to be allotted,
issued or disposed of during or after the
end of the relevant period up to an aggregate
nominal amount of USD 77.4 million, be
and is hereby generally and unconditionally
approved resolution. b. The aggregate
CONTD
CONT CONTD nominal amount of share capital allotted Non-Voting No vote
or agreed conditionally or unconditionally
to be allotted wholly for cash (whether pursuant
to an option or otherwise) by the directors
pursuant to the approval in paragraph (a),
otherwise than pursuant to a rights issue (for
the purposes of this resolution, rights
issue being an offer of shares or other securities
to holders of shares or other securities
on the register on a fixed record date in
proportion to their then holdings of such shares
or other securities or otherwise in accordance
with the rights attaching thereto (subject
to such exclusions or other arrangements
as the directors may deem necessary or
expedient in relation to fractional entitlements
or legal or practical problems under
the laws of, or the requirements of any recognised
regulatory body or any CONTD
CONT CONTD stock exchange in, any territory)), or Non-Voting No vote
upon conversion of the USD 400,000,000
2.75pct guaranteed convertible bonds convertible
into fully-paid shares of the company, shall
not exceed USD 11.6 million, and the said
approval shall be limited accordingly
9 a. The exercise by the directors of all powers Mgmt For For
of the company to purchase its own shares,
subject to and in accordance with all applicable
laws and regulations, during the relevant
period (for the purposes of this
resolution, relevant period being the period
from the passing of this resolution
until the earlier of the conclusion of the
next annual general meeting, or the expiration
of the period within which such meeting is
required by law to be held, or the revocation
or variation of this resolution by an ordinary
resolution of the shareholders of the company
in general meeting) be and is hereby generally
and unconditionally approved resolution b.
The aggregate nominal amount of shares of the
company which the company may purchase pursuant
to the approval in paragraph (a) of this resolution
shall be less than CONTD
CONT CONTD 15pct of the aggregate nominal amount Non-Voting No vote
of the existing issued share capital of
the company at the date of this meeting, and
such approval shall be limited accordingly
resolution c. The approval in paragraph (a)
of this resolution shall, where permitted
by applicable laws and regulations and
subject to the limitation in paragraph (b)
of this resolution, extend to permit the
purchase of shares of the company (i) by subsidiaries
of the company and (ii) pursuant to the
terms of put warrants or financial
instruments having similar effect put warrants)
whereby the company can be required to purchase
its own shares, provided that where put warrants
are issued or offered pursuant to a rights
issue (as defined in resolution 8 above)
the price which the company may pay for shares
purchased on exercise of put CONTD
CONT CONTD warrants shall not exceed 15pct more than Non-Voting No vote
the average of the market quotations for
the shares for a period of not more than 30
nor less than the five dealing days falling
one day prior to the date of any public
announcement by the company of the
proposed issue of put warrants
--------------------------------------------------------------------------------------------------------------------------
HOUSE FOODS CORPORATION Agenda Number: 703151883
--------------------------------------------------------------------------------------------------------------------------
Security: J22680102
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3765400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 703029252
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. Non-Voting No vote
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY,
YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2010 results and other matter Non-Voting No vote
of interest
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 702962259
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for 2010 Mgmt For For
2 To approve the directors' remuneration report Mgmt For For
for 2010
3.a To re-elect S A Catz a director Mgmt For For
3.b To re-elect L M L Cha a director Mgmt For For
3.c To re-elect M K T Cheung a director Mgmt For For
3.d To re-elect J D Coombe a director Mgmt For For
3.e To re-elect R A Fairhead a director Mgmt For For
3.f To re-elect D J Flint a director Mgmt Against Against
3.g To re-elect A A Flockhart a director Mgmt For For
3.h To re-elect S T Gulliver a director Mgmt For For
3.i To re-elect J W J Hughes-Hallett a director Mgmt For For
3.j To re-elect W S H Laidlaw a director Mgmt For For
3.k To re-elect J R Lomax a director Mgmt For For
3.l To re-elect I J Mackay a director Mgmt For For
3.m To re-elect G Morgan a director Mgmt For For
3.n To re-elect N R N Murthy a director Mgmt For For
3.o To re-elect Sir Simon Robertson a director Mgmt For For
3.p To re-elect J L Thornton a director Mgmt For For
3.q To re-elect Sir Brian Williamson a director Mgmt For For
4 To reappoint the auditor at remuneration to Mgmt For For
be determined by the group audit committee
5 To authorise the directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To approve the HSBC share plan 2011 Mgmt For For
8 To approve fees payable to non-executive directors Mgmt For For
9 To approve general meetings (other than annual Mgmt For For
general meetings) being called on 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD Agenda Number: 702932814
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 20-May-2011
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN20110411605.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To receive and adopt the Statement of Audited Mgmt For For
Accounts and Reports of the Directors and
Auditor for the year ended 31 December 2010
2 To declare a final dividend Mgmt For For
3.1 To re-elect Fok Kin-ning, Canning as a Director Mgmt For For
3.2 To re-elect Kam Hing Lam as a Director Mgmt Against Against
3.3 To re-elect Holger Kluge as a Director Mgmt For For
3.4 To re-elect William Shurniak as a Director Mgmt For For
3.5 To re-elect Wong Chung Hin as a Director Mgmt For For
4 To appoint auditor and authorise the Directors Mgmt For For
to fix the Auditor's remuneration
5.1 To give a general mandate to the Directors to Mgmt For For
issue additional shares
5.2 To approve the purchase by the Company of its Mgmt For For
own shares
5.3 To extend the general mandate in Ordinary Resolution Mgmt For For
No 5 (1)
6 To approve the amendments to the Articles of Mgmt For For
Association
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYATT HOTELS CORPORATION Agenda Number: 933438081
--------------------------------------------------------------------------------------------------------------------------
Security: 448579102
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: H
ISIN: US4485791028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. PRITZKER Mgmt For For
JAMES H. WOOTEN, JR. Mgmt For For
BYRON D. TROTT Mgmt Withheld Against
RICHARD C. TUTTLE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HYATT HOTELS CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION'S
COMPENSATION DISCLOSURE RULES.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
WITH WHICH ADVISORY VOTES ON EXECUTIVE COMPENSATION
ARE SUBMITTED TO STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
IGM FINANCIAL INC. Agenda Number: 933382258
--------------------------------------------------------------------------------------------------------------------------
Security: 449586106
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: IGIFF
ISIN: CA4495861060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC A. BIBEAU Mgmt For For
HEATHER E. CONWAY Mgmt For For
ANDRE DESMARAIS Mgmt Withheld Against
PAUL DESMARAIS, JR. Mgmt Withheld Against
V. PETER HARDER Mgmt For For
DANIEL JOHNSON Mgmt Withheld Against
JOHN MCCALLUM Mgmt For For
RAYMOND L. MCFEETORS Mgmt Withheld Against
R. JEFFREY ORR Mgmt Withheld Against
ROY W. PIPER Mgmt For For
MICHEL PLESSIS-BELAIR Mgmt Withheld Against
HENRI-PAUL ROUSSEAU Mgmt Withheld Against
PHILIP K. RYAN Mgmt Withheld Against
SUSAN SHERK Mgmt For For
CHARLES R. SIMS Mgmt Withheld Against
MURRAY J. TAYLOR Mgmt Withheld Against
GERARD VEILLEUX Mgmt Withheld Against
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP, AS AUDITORS.
03 CONFIRMATION OF REPEAL AND REPLACEMENT OF BY-LAW Mgmt For For
NO. 1 AS SET OUT IN SCHEDULE "A" AND EXHIBIT
"1" TO SCHEDULE "A" OF THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933380381
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt For For
72)
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shr For Against
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS Shr Against For
POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933382854
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1E ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1I ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1J ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION
05 SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE Shr Against For
RESTRAINT
06 SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY'S Shr Against For
EQUAL EMPLOYMENT OPPORTUNITY POLICY
07 SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt Against Against
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Against For
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr Against For
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 703098788
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 16-Jun-2011
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3. Approve Payment of Bonuses to Directors Mgmt For For
4. Introduction of Performance-Linked Payment of Mgmt For For
Board Member Premiums to Directors
--------------------------------------------------------------------------------------------------------------------------
KEPPEL LAND LTD, SINGAPORE Agenda Number: 702701170
--------------------------------------------------------------------------------------------------------------------------
Security: V87778102
Meeting Type: EGM
Meeting Date: 08-Dec-2010
Ticker:
ISIN: SG1R31002210
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, subject to and contingent upon the passing Mgmt For For
of Resolution 2: (a) approval be and
is hereby given for the divestment by Bayfront
Development Pte. Ltd. ("Bayfront"), an indirect
wholly-owned subsidiary of the Company, of
its one-third interest in the commercial development
comprising Marina Bay Financial Centre Tower
1, Marina Bay Financial Centre Tower 2 and
Marina Bay Link Mall (together, the "MBFC
1 Property") to be effected via: (i) The sale
of Bayfront's entire holding of one-third
of the issued shares in the capital of BFC
Development Pte. Ltd. ("BFC"), the owner and
developer of the MBFC 1 Property, and an
assignment of the shareholder's loans and accrued
interest (if any) thereon extended by Bayfront
to BFC, at the aggregate consideration of
approximately SGD 1,387 million (subject to
completion and CONTD
CONT CONTD post-completion adjustments) as set out Non-Voting No vote
in, and upon the terms and subject to
the conditions of, the share purchase agreement
dated 11 October 2010 made between (i) Bayfront,
as vendor, (ii) Keppel Land Properties Pte
Ltd ("KLP") (a wholly-owned subsidiary of
the Company), as guarantor, and (iii) RBC
Dexia Trust Services Singapore Limited (in
its capacity as trustee of K-REIT Asia), as
purchaser (the "MBFC 1 Transaction"); and (ii)
the entry into of the undertaking deed by
Bayfront and KLP with RBC Dexia Trust
Services Singapore Limited (in its capacity
as trustee of K-REIT Asia) to ensure that
all rights, obligations, benefits and liabilities
relating to Marina Bay CONTD
CONT CONTD Residences Pte. Ltd., a wholly-owned subsidiary Non-Voting No vote
of BFC, shall be excluded from the MBFC
1 Transaction, as more particularly described
in the Company's Circular to Shareholders
dated 8 November 2010; and (b) the
Directors of the Company be and are hereby
authorised to do and complete all such acts,
deeds, documents and things as may be considered
necessary or expedient for the purposes
of giving effect to the MBFC 1 Transaction
and/or this resolution
2 That, subject to and contingent upon the passing Mgmt For For
of Resolution 1: (a) approval be and
is hereby given for the acquisition of the
properties known as Keppel Towers and GE
Tower (the "KTGE Property") together with the
fixed plant and equipment relating to the
KTGE Property by Mansfield Developments Pte
Ltd ("Mansfield") (a direct wholly-owned subsidiary
of the Company) upon the terms and subject
to the conditions of the sale and purchase
agreement dated 11 October 2010 made between
(i) Mansfield, as purchaser, and (ii) RBC
Dexia Trust Services Singapore Limited (in
its capacity as trustee of K-REIT Asia), as
CONTD
CONT CONTD vendor (the "KTGE Transaction"), as more Non-Voting No vote
particularly described in the Company's Circular
to Shareholders dated 8 November 2010, for
an aggregate cash consideration of SGD 573
million; and (b) the Directors of the Company
be and are hereby authorised to do and complete
all such acts, deeds, documents and
things as may be considered necessary or expedient
for the purposes of giving effect to the
KTGE Transaction and/or this resolution
--------------------------------------------------------------------------------------------------------------------------
KIKKOMAN CORPORATION Agenda Number: 703115320
--------------------------------------------------------------------------------------------------------------------------
Security: J32620106
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3240400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933395255
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Mgmt For For
1B ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1E ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
4 APPROVAL OF THE KRAFT FOODS INC. AMENDED AND Mgmt For For
RESTATED 2006 STOCK COMPENSATION PLAN FOR NON-EMPLOYEE
DIRECTORS.
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 703142187
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933381989
--------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: LLL
ISIN: US5024241045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
H. HUGH SHELTON Mgmt For For
MICHAEL T. STRIANESE Mgmt For For
JOHN P. WHITE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Mgmt Against Against
APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE
COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.
4 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: Mgmt 1 Year For
TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE,
WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
LAFARGE SA, PARIS Agenda Number: 702850175
--------------------------------------------------------------------------------------------------------------------------
Security: F54432111
Meeting Type: MIX
Meeting Date: 12-May-2011
Ticker:
ISIN: FR0000120537
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0318/201103181100778.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0422/201104221101545.pdf
O.1 Approval of annual financial statements and Mgmt For For
transactions for the financial year 2010
O.2 Approval of consolidated financial statements Mgmt For For
and transactions for the financial year
2010
O.3 The shareholders' meeting approves the recommendations Mgmt For For
of the board of directors and resolves that
the income for the fiscal year be appropriated
as follows: origins earnings for the financial
year: EUR 49,031,533.70 prior retained earnings:
EUR 1,942,314,548.80 total: EUR 1,991,346,082.50
allocation legal reserve: EUR 2,451,576.69
first dividend: EUR 57,218,044.20 additional
dividend: EUR 228,872,176.80 maximum amount
of the 10 percent increase: EUR 1,849,475.20
total dividend: EUR 287,939,696.20 retained
earnings: EUR 1,700,954,809.61 the shareholders
will receive a net dividend of EUR 1.00 per
share and a net loyalty dividend of EUR 1.10
per share, and will entitle to the 40 percent
deduction provided by the French general tax
code. This dividend will be paid on July 6,
2011 as required by law, it is reminded that,
for the last three financial years, the dividends
paid, were as follows: EUR 4.00: first dividend
and EUR 4.40: loyalty dividend, for fiscal
year 2007, EUR 2.00: first dividend and EUR
2.20: loyalty dividend, for fiscal year 2008,
EUR 2.00: first dividend for fiscal year 2009
O.4 Approval of the new regulated Agreement referred Mgmt For For
to in the Statutory Auditors' special
report
O.5 Appointment of Mr. Baudouin Prot as Board member Mgmt Against Against
O.6 Renewal of Mr. Philippe Dauman's term as Board Mgmt For For
member
O.7 Authorization to allow the Company to purchase Mgmt For For
or sale its own shares
E.8 Authorization to the Board of Directors to issue Mgmt For For
bonds and other similar securities which
will not result in the Company's capital increase
E.9 Delegation of authority granted to the Board Mgmt For For
of Directors to issue shares and securities
giving access to the capital of the Company
with preferential subscription rights
of shareholders
E.10 Delegation of authority granted to the Board Mgmt For For
of Directors to issue shares and securities
giving access to the capital of the Company
with cancellation of preferential subscription
rights of shareholders
E.11 Delegation of authority granted to the Board Mgmt For For
of Directors to issue shares and securities
giving access to the capital of the Company
by an offer pursuant to Article L.411-2,
II of the Monetary and Financial Code with
cancellation of preferential subscription
rights of shareholders
E.12 Delegation granted to the Board of Directors Mgmt For For
to issue shares and securities giving access
to the capital of the Company, in consideration
for in kind contributions
E.13 Delegation of authority to be granted to the Mgmt For For
Board of Directors to increase the number
of issuable securities in the event of capital
increase with or without preferential subscription
rights
E.14 Delegation of authority granted to the Board Mgmt For For
of Directors to increase the capital by
incorporation of reserves, profits, premiums
or otherwise
E.15 Authorization to the Board of Directors to reduce Mgmt For For
the capital by cancellation of shares
E.16 Authorization to the Board of Directors to grant Mgmt For For
options to subscribe for and/or purchase
shares
E.17 Authorization to the Board of Directors to carry Mgmt For For
out the free allocation of shares existing
or to be issued
E.18 Delegation of powers to the Board of Directors Mgmt For For
to issue shares and/or securities giving
access to the capital of the Company in favor
of members of a company savings plan
E.19 Delegation of powers to the Board of Directors Mgmt For For
to carry out capital increases reserved for
a category of beneficiaries as part of an operation
reserved for employees, with cancellation of
preferential subscription rights of
shareholders
E.20 Amend article 29 of bylaws regarding attendance Mgmt For For
to general meetings
E.21 Powers for the formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 933375506
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS W.BROCK Mgmt Split 90% For 10% Withheld Split
GEORGE R. GASPARI Mgmt Split 86% For 14% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY PROPERTY TRUST Agenda Number: 933425349
--------------------------------------------------------------------------------------------------------------------------
Security: 531172104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: LRY
ISIN: US5311721048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. LEANNE LACHMAN Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
FREDERICK F. BUCHHOLZ Mgmt For For
THOMAS C. DELOACH, JR. Mgmt For For
DANIEL P. GARTON Mgmt For For
STEPHEN B. SIEGEL Mgmt For For
K. ELIZABETH DIETZE Mgmt For For
02 A NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION Mgmt For For
OF THE TRUST'S NAMED EXECUTIVE OFFICERS.
03 A NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
OF THE VOTING ON THE COMPENSATION OF THE TRUST'S
NAMED EXECUTIVE OFFICERS.
04 A PROPOSAL TO RATIFY THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS THE TRUST'S INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933383147
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1G ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For
1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1J ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN Mgmt For For
CORPORATION 2011 INCENTIVE PERFORMANCE AWARD
PLAN
04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS
05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
VOTES ON THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS
06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT Shr Against For
BY WRITTEN CONSENT IN LIEU OF A MEETING
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933383907
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DAVID A. DABERKO Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM L. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1K ELECTION OF DIRECTOR: SETH E. SCHOFIELD Mgmt For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2011.
03 BOARD PROPOSAL TO AMEND OUR BY-LAWS TO LOWER Mgmt Against Against
THE THRESHOLD FOR STOCKHOLDERS TO CALL SPECIAL
MEETINGS.
04 BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
05 BOARD PROPOSAL TO SELECT THE DESIRED FREQUENCY Mgmt 1 Year For
OF NON-BINDING ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
06 STOCKHOLDER PROPOSAL SEEKING A SAFETY REPORT Shr Against For
OUTLINING THE COMPANY'S STEPS TO REDUCE THE
RISK OF ACCIDENTS.
--------------------------------------------------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS LP Agenda Number: 933439704
--------------------------------------------------------------------------------------------------------------------------
Security: 570759100
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: MWE
ISIN: US5707591005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK M. SEMPLE Mgmt For For
DONALD D. WOLF Mgmt For For
KEITH E. BAILEY Mgmt For For
MICHAEL L. BEATTY Mgmt Withheld Against
CHARLES K. DEMPSTER Mgmt For For
DONALD C. HEPPERMANN Mgmt For For
WILLIAM A. KELLSTROM Mgmt For For
ANNE E. FOX MOUNSEY Mgmt For For
WILLIAM P. NICOLETTI Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PARTNERSHIP'S PROXY STATEMENT
FOR THE 2011 ANNUAL MEETING OF COMMON UNITHOLDERS.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF
THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
PARTNERSHIP'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933309139
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt Withheld Against
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933416744
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Mgmt For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
MIRVAC GROUP Agenda Number: 702632072
--------------------------------------------------------------------------------------------------------------------------
Security: Q62377108
Meeting Type: MIX
Meeting Date: 11-Nov-2010
Ticker:
ISIN: AU000000MGR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 6.1, 6.2, 7, 8.1 AND 8.2 VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL
(6.1, 6.2, 7, 8.1 AND 8.2), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY
WITH THE VOTING EXCLUSION
CMMT THE BELOW RESOLUTIONS 2.1, 2.2, 2.3, 3 AND 4 Non-Voting No vote
ARE FOR MIRVAC.
2.1 Re-elect James MacKenzie as a Director of Mirvac Mgmt For For
2.2 Elect James Millar as a Director of Mirvac Mgmt For For
2.3 Elect John Mulcahy as a Director of Mirvac Mgmt For For
3 Adopt the Remuneration Report of Mirvac Mgmt For For
4 Amend the Constitution of Mirvac Mgmt For For
CMMT THE BELOW RESOLUTION 5 IS FOR MPT. Non-Voting No vote
5 Amend the Constitution of MPT Mgmt For For
CMMT THE BELOW RESOLUTIONS 6.1, 6.2, 7, 8.1 AND 8.2 Non-Voting No vote
ARE FOR BOTH MIRVAC AND MPT.
6.1 Approve the issue of securities under the Mirvac Mgmt For For
Group Long Term Performance Plan
6.2 Approve the issue of securities under the Mirvac Mgmt For For
Group General Employee Exemption Plan
7 Approve the participation by the Managing Director Mgmt For For
in the Mirvac Group Long Term Performance
Plan
8.1 Approve the issue of 1,001,040 stapled securities Mgmt For For
under the Mirvac Group General Employee
Exemption Plan in December 2009
8.2 Approve the issue of 250,000,000 stapled securities Mgmt For For
under an institutional placement made by
Mirvac Group in April 2010
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI MATERIALS CORPORATION Agenda Number: 703115394
--------------------------------------------------------------------------------------------------------------------------
Security: J44024107
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3903000002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Amend Articles to:Allow Use of Electronic Systems Mgmt For For
for Public Notifications
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NASDAQ PREM INCOME & GROWTH FD Agenda Number: 933317554
--------------------------------------------------------------------------------------------------------------------------
Security: 63110RA44
Meeting Type: Special
Meeting Date: 22-Oct-2010
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT P. BREMNER Mgmt Split 96% For 4% Withheld Split
JACK B. EVANS Mgmt Split 96% For 4% Withheld Split
WILLIAM C. HUNTER Mgmt Split 96% For 4% Withheld Split
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
WILLIAM J. SCHNEIDER Mgmt Split 96% For 4% Withheld Split
JUDITH M. STOCKDALE Mgmt Split 96% For 4% Withheld Split
CAROLE E. STONE Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
JOHN P. AMBOIAN Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NASDAQ PREM INCOME & GROWTH FD Agenda Number: 933317530
--------------------------------------------------------------------------------------------------------------------------
Security: 63110R105
Meeting Type: Special
Meeting Date: 22-Oct-2010
Ticker: QQQX
ISIN: US63110R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE A NEW INVESTMENT MANAGEMENT AGREEMENT Mgmt Split 91% For 4% Against 5% AbstainSplit
BETWEEN THE FUND AND NUVEEN ASSET MANAGEMENT.
02 TO APPROVE A NEW INVESTMENT SUBADVISORY AGREEMENT Mgmt Split 91% For 4% Against 5% AbstainSplit
BETWEEN NUVEEN ASSET MANAGEMENT AND THE FUND'S
CURRENT SUBADVISER.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 702493177
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 26-Jul-2010
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the annual report and accounts Mgmt For For
2 Declare a final dividend Mgmt For For
3 Re-elect Sir John Parker Mgmt For For
4 Re-elect Steve Holliday Mgmt For For
5 Re-elect Ken Harvey Mgmt For For
6 Re-elect Steve Lucas Mgmt For For
7 Re-elect Stephen Pettit Mgmt For For
8 Re-elect Nick Winser Mgmt For For
9 Re-elect George Rose Mgmt For For
10 Re-elect Tom King Mgmt For For
11 Re-elect Maria Richter Mgmt For For
12 Re-elect John Allan Mgmt For For
13 Re-elect Linda Adamany Mgmt For For
14 Re-elect Mark Fairbairn Mgmt For For
15 Re-elect Philip Aiken Mgmt For For
16 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors
17 Authorize the Directors to set the Auditors' Mgmt For For
remuneration
18 Approve the Directors remuneration report Mgmt For For
19 Authorize the Directors to allot ordinary shares Mgmt For For
S.20 Approve to disapply pre-emptive rights Mgmt For For
S.21 Authorize the Company to purchase its own ordinary Mgmt For For
shares
S.22 Authorize the Directors to hold general meetings Mgmt For For
on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE S A Agenda Number: 702847596
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 799253 DUE TO DELETION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 741313, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the financial Mgmt For For
statements of Nestle S.A. and the consolidated
financial statements of the Nestle group for
2010
1.2 Acceptance of the Compensation Report 2010 (advisory Mgmt For For
vote)
2 Release of the members of the Board of Directors Mgmt For For
and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Mgmt For For
Bulcke
4.1.2 Re-election to the Board of Directors: Mr. Andreas Mgmt For For
Koopmann
4.1.3 Re-election to the Board of Directors: Mr. Rolf Mgmt For For
Hanggi
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Mgmt For For
Meyers
4.1.5 Re-election to the Board of Directors: Mrs. Mgmt For For
Naina Lal Kidwai
4.1.6 Re-election to the Board of Directors: Mr. Beat Mgmt For For
Hess
4.2 Election to the Board of Directors: Ms. Ann Mgmt For For
Veneman (for a term of three years)
4.3 Re-election of the statutory auditors: KPMG Mgmt For For
S.A., Geneva branch (for a term of one year)
5 Cancellation of 165 000 000 shares repurchased Mgmt For For
under the share buy-back programmes, and reduction
of the share capital by CHF 16 500 000
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEV LTD Agenda Number: 702536422
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: EGM
Meeting Date: 20-Jul-2010
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100630/LTN20100630346.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 Approve the Disposal as specified the Circular Mgmt For For
, pursuant to the terms and conditions of
the SP Agreements as specified in the Circular
and all the transactions contemplated thereunder
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG Agenda Number: 702657492
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: AGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101025/LTN20101025284.pdf
1 To consider and adopt the audited statement Mgmt For For
of accounts and the reports of the Directors
and the Independent Auditors for the year ended
30 June 2010
2 To declare a final dividend Mgmt For For
3.i To re-elect Dato' Dr. Cheng Yu-Tung as director Mgmt For For
3.ii To re-elect Mr. Ho Hau-Hay, Hamilton as director Mgmt For For
3.iii To re-elect Mr. Lee Luen-Wai, John as director Mgmt For For
3.iv To re-elect Mr. Liang Cheung-Biu, Thomas as Mgmt For For
director
3.v To re-elect Mr. Cheng Chi-Kong, Adrian as director Mgmt For For
3.vi To re-elect Mr. Cheng Chi-Heng as director Mgmt Against Against
3.vii To authorize the Board of Directors to fix the Mgmt For For
remuneration of Directors
4 To re-appoint Joint Auditors and authorize the Mgmt For For
Board of Directors to fix their remuneration
5 Ordinary resolution in item no. 5 of the notice Mgmt For For
of annual general meeting. (to approve a
general mandate to the Directors to repurchase
shares not exceeding 10% of the existing
issued share capital)
6 Ordinary resolution in item no. 6 of the notice Mgmt Against Against
of Annual General Meeting. (to approve a
general mandate to the Directors to issue shares
not exceeding 20% of the existing issued share
capital)
7 Ordinary resolution in item no. 7 of the notice Mgmt Against Against
of Annual General Meeting. (to extend the
general mandate to be given to the Directors
to issue shares by the addition thereto the
shares repurchased by the Company)
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933379352
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: G.A. BARTON Mgmt For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1D ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1E ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Mgmt For For
1G ELECTION OF DIRECTOR: R.T. O'BRIEN Mgmt For For
1H ELECTION OF DIRECTOR: J.B. PRESCOTT Mgmt For For
1I ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
1J ELECTION OF DIRECTOR: S. THOMPSON Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR Mgmt For For
2011.
03 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDERS Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NFJ DIVIDEND, INTEREST & PREM STRAT FD Agenda Number: 933304913
--------------------------------------------------------------------------------------------------------------------------
Security: 65337H109
Meeting Type: Annual
Meeting Date: 21-Jul-2010
Ticker: NFJ
ISIN: US65337H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BELICA* Mgmt Split 93% For 7% Withheld *
JAMES A. JACOBSON** Mgmt Split 93% For 7% Withheld *
HANS W. KERTESS* Mgmt Split 93% For 7% Withheld *
WILLIAM B. OGDEN, IV* Mgmt Split 93% For 7% Withheld *
R. PETER SULLIVAN III** Mgmt Split 93% For 7% Withheld *
ALAN RAPPAPORT*** Mgmt Split 93% For 7% Withheld *
--------------------------------------------------------------------------------------------------------------------------
NICHOLAS-APPLEGATE CONV. INCOME FUND II Agenda Number: 933304874
--------------------------------------------------------------------------------------------------------------------------
Security: 65370G109
Meeting Type: Annual
Meeting Date: 21-Jul-2010
Ticker: NCZ
ISIN: US65370G1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BELICA Mgmt Split 97% For 3% Withheld Split
WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NICHOLAS-APPLEGATE CONVERTIBLE & INC FD Agenda Number: 933304901
--------------------------------------------------------------------------------------------------------------------------
Security: 65370F101
Meeting Type: Annual
Meeting Date: 21-Jul-2010
Ticker: NCV
ISIN: US65370F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HANS W. KERTESS Mgmt Split 97% For 3% Withheld *
WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld *
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933315548
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Mgmt For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NISSHINBO HOLDINGS INC. Agenda Number: 703151958
--------------------------------------------------------------------------------------------------------------------------
Security: J57333106
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3678000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt For For
2.4 Appoint a Corporate Auditor Mgmt Against Against
3 Appoint a Supplementary Auditor Mgmt For For
4 Authorize Use of Stock Option Plan for Directors Mgmt Against Against
Apart From Regular Remunerations
5 Allow Board to Authorize Use of Stock Option Mgmt Against Against
Plan for Executives and Employees
--------------------------------------------------------------------------------------------------------------------------
NKSJ HOLDINGS,INC. Agenda Number: 703132845
--------------------------------------------------------------------------------------------------------------------------
Security: J58699109
Meeting Type: AGM
Meeting Date: 27-Jun-2011
Ticker:
ISIN: JP3165000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Approve Share Consolidation Mgmt For For
3. Amend Articles to: Reduce Trading Unit from Mgmt For For
1,000 shs. to 100 shs.
4.1 Appoint a Director Mgmt For For
4.2 Appoint a Director Mgmt For For
4.3 Appoint a Director Mgmt For For
4.4 Appoint a Director Mgmt For For
4.5 Appoint a Director Mgmt For For
4.6 Appoint a Director Mgmt For For
4.7 Appoint a Director Mgmt For For
4.8 Appoint a Director Mgmt For For
4.9 Appoint a Director Mgmt For For
4.10 Appoint a Director Mgmt For For
4.11 Appoint a Director Mgmt For For
4.12 Appoint a Director Mgmt For For
5. Amend the Compensation to be received by Directors Mgmt For For
6. Amend the Compensation to be received by Corporate Mgmt For For
Auditors
7. Determination of Amount and content of Stock Mgmt Against Against
Compensation Type Stock Options to be granted
to Directors
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 702777484
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 03-May-2011
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
1 Opening of the meeting Non-Voting No vote
2 Matters of order for the meeting Non-Voting No vote
3 Election of persons to confirm the minutes and Non-Voting No vote
to verify the counting of votes
4 Recording the legal convening of the meeting Non-Voting No vote
and quorum
5 Recording the attendance at the meeting and Non-Voting No vote
adoption of the list of votes
6 Presentation of the annual accounts, the report Non-Voting No vote
of the Board of Directors and the Auditor's
report for the year 2010 - Review by the President
and CEO
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown on Mgmt For For
the balance sheet and the payment of dividend:
The Board proposes to the Annual General Meeting
a dividend of EUR 0.40 per share for the fiscal
year 2010. The dividend would be paid to shareholders
registered in the Register of Shareholders
of the Company on the record date of the dividend
payment, May 6, 2011. The Board proposes that
the dividend will be paid on or about May 20,
2011
9 Resolution on the discharge of the members of Mgmt For For
the Board of Directors and the President from
liability
10 Resolution on the remuneration of the members Mgmt For For
of the Board of Directors: The Board's Corporate
Governance and Nomination Committee proposes
to the Annual General Meeting that the remuneration
payable to the members of the Board to be elected
at the Annual General Meeting for a term ending
at the Annual General Meeting in 2012, be remain
at the same level than during the past three
years and be as follows: EUR 440 000 for the
Chairman, EUR 150 000 for the Vice Chairman,
and EUR 130 000 for each member, excluding
the President and CEO if elected to the Board.
In addition, the Committee proposes that the
Chairman of the Audit Committee and Chairman
of the Personnel Committee will each receive
an additional annual fee of EUR 25 000 and
other members of the Audit Committee an additional
annual fee of EUR 10 000 each. The Corporate
Governance and Nomination Committee proposes
that approximately 40 percent of the remuneration
be paid in Nokia shares purchased from the
market, which shares shall be retained until
the end of the board membership in line with
the Nokia policy (except for the shares needed
to offset any costs relating to the acquisition
of the shares, including taxes).
11 Resolution on the number of members of the Board Mgmt For For
of Directors. The Board's Corporate Governance
and Nomination Committee proposes to the Annual
General Meeting that the number of Board members
be eleven
12 Election of members of the Board of Directors: Mgmt For For
The Board's Corporate Governance and Nomination
Committee proposes to the Annual General Meeting
that the following current Nokia Board members
be re-elected as members of the Board of Directors
for a term ending at the Annual General Meeting
in 2012: Dr. Bengt Holmstrom, Prof. Dr. Henning
Kagermann, Per Karlsson, Isabel Marey-Semper,
Jorma Ollila, Dame Marjorie Scardino and Risto
Siilasmaa. The Committee also proposes that
Jouko Karvinen, Helge Lund, Kari Stadigh and
Stephen Elop be elected as new members of the
Board for the same term. Jouko Karvinen is
CEO of Stora Enso Oyj, Helge Lund President
of Statoil Group, Kari Stadigh Group CEO and
President of Sampo plc and Stephen Elop President
and CEO of Nokia Corporation
13 Resolution on the remuneration of the Auditor: Mgmt For For
The Board's Audit Committee proposes to the
Annual General Meeting that the external auditor
to be elected at the Annual General Meeting
be reimbursed according to the invoice of the
auditor and in compliance with the purchase
policy approved by the Audit Committee
14 Election of Auditor: The Board's Audit Committee Mgmt For For
proposes to the Annual General Meeting that
PricewaterhouseCoopers Oy be re-elected as
the Auditor of the Company for the fiscal year
2011
15 Authorizing the Board of Directors to resolve Mgmt For For
to repurchase the Company's own shares: The
Board proposes that the Annual General Meeting
authorize the Board to resolve to repurchase
a maximum of 360 million Nokia shares by using
funds in the unrestricted shareholders' equity.
Repurchases will reduce funds available for
distribution of profits. The shares may be
repurchased in order to develop the capital
structure of the Company, finance or carry
out acquisitions or other arrangements, settle
the Company's equity-based incentive plans,
be transferred for other purposes, or be cancelled.
The shares may be repurchased either a) through
a tender offer made to all the shareholders
on equal terms; or b) through public trading
by repurchasing the shares in another proportion
than that of the current shareholders. It is
proposed that the authorization be effective
until June 30, 2012 and terminate the corresponding
authorization granted by the Annual General
Meeting on May 6, 2010
16 Grant of stock options to selected personnel Mgmt For For
of Nokia: The Board proposes that as a part
of Nokia's Equity Program 2011 selected personnel
of Nokia Group be granted a maximum of 35 000
000 stock options, which entitle to subscribe
for a maximum of 35 000 000 Nokia shares. The
exercise prices (i.e. share subscription prices)
of the stock options will be determined at
time of their grant on a quarterly basis and
the stock options will be divided into sub-categories
based on their exercise price. The exercise
price for each sub-category of stock options
will equal to the trade volume weighted average
price of the Nokia share on NASDAQ OMX Helsinki
during the predefined period of time within
the relevant quarter. The exercise price paid
will be recorded in the fund for invested non-restricted
equity. Stock options in the plan may be granted
until the end of 2013. The Stock options have
a term of approximately six years and they
will vest three or four years after the grant.
The exercise period (i.e. share subscription
period) will commence no earlier than July
1, 2014, and terminate no later than December
27, 2019
17 Closing of the meeting Non-Voting No vote
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK: http://www.nokia.com/about-nokia/corporate-governance/board-of-directors
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933398403
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I ELECTION OF DIRECTOR: FELICIA D. THORNTON Mgmt For For
1J ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE NORDSTROM, Mgmt For For
INC. EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933396889
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1D ELECTION OF DIRECTOR: J. PAUL REASON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2011
03 APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED Mgmt For For
IN THE PROXY STATEMENT FOR THE 2011 ANNUAL
MEETING OF STOCKHOLDERS
04 FREQUENCY OF STOCKHOLDERS ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION, EVERY
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702775632
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 750908, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
A.1 The Board of Directors proposes approval of Mgmt For For
the Annual Report, the Financial Statements
of Novartis AG and the Group Consolidated Financial
Statements for the Business Year 2010
A.2 The Board of Directors proposes discharge from Mgmt For For
liability of its members and those of the Executive
Committee for the business year 2010
A.3 The Board of Directors proposes appropriation Mgmt For For
of the available earnings of CHF 7,027,682,826
as: Dividend: CHF 5,452,130,559; Transfer to
free reserves: CHF 1,575,552,267; the total
dividend payment of CHF 5,452,130,559 is equivalent
to a gross dividend of CHF 2.20 per registered
share of CHF 0.50 nominal value entitled to
dividends
A.4 The Board of Directors proposes that the Compensation Mgmt Against Against
System of Novartis be endorsed (non-binding
consultative vote)
A.5.1 At this Annual General Meeting, Alexandre F. Non-Voting No vote
Jetzer-Chung and Hans-Joerg Rudloff are retiring
from the Board of Directors, having reached
the age limit set in the Articles of Incorporation
A52.1 The Board of Directors proposes the re-election Mgmt For For
of Ann Fudge for a three-year term
A52.2 The Board of Directors proposes the re-election Mgmt Against Against
of Pierre Landolt for a three-year term
A52.3 The Board of Directors proposes the re-election Mgmt For For
of Ulrich Lehner, Ph.D., for a three-year term
A.5.3 The Board of Directors proposes the election Mgmt For For
of Enrico Vanni, Ph.D., for a three-year term
A.6 The Board of Directors proposes the election Mgmt For For
of PricewaterhouseCoopers as auditor of Novartis
AG for one year
B If shareholders at the Annual General Meeting Mgmt Abstain Against
propose additional and/or counterproposals,
I/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702821528
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: EGM
Meeting Date: 08-Apr-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 793761, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
A.1.1 Under this item, the Board of Directors proposes Mgmt For For
approval of the merger agreement between Alcon,
Inc. ("Alcon") and Novartis AG ("Novartis"
or "Company") dated December 14, 2010
A.1.2 Under this item, the Board of Directors proposes Mgmt For For
the creation of authorised capital through
the issuance of up to 108 million new shares
for the purpose of completing the merger of
Alcon into Novartis by means of the following
new Article 4a of the Articles of Incorporation:
Article 4a Authorised Capital in favor of Alcon,
Inc 1 Up to 8 April 2013, the Board of Directors
shall be authorised to increase the share capital
in connection with the merger of Alcon, Inc.
into the Company by a maximum amount of CHF
54,000,000 nominal value through the issuance
of maximally 108,000,000 fully paid-in registered
shares with a nominal value of CHF 0.50 each.
The pre-emptive rights of the existing shareholders
shall not apply. The Board of Directors shall
determine the issue price in accordance with
the merger agreement between Alcon, Inc. and
Novartis AG dated 14 December 2010. The new
shares shall be entitled to dividends as from
the financial year in which they are issued
and shall be subject to the registration requirements
set forth in Article 5 of the Articles of Incorporation
B If shareholders at the Extraordinary General Mgmt Abstain Against
Meeting propose additional and/or counter-proposals,
l/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NTT DATA CORPORATION Agenda Number: 703112906
--------------------------------------------------------------------------------------------------------------------------
Security: J59386102
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: JP3165700000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NTT URBAN DEVELOPMENT CORPORATION Agenda Number: 703112879
--------------------------------------------------------------------------------------------------------------------------
Security: J5940Z104
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: JP3165690003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933401060
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shr Against For
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt For For
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
PARKBRIDGE LIFESTYLE COMMUNITIES INC. Agenda Number: 933342595
--------------------------------------------------------------------------------------------------------------------------
Security: 70088R108
Meeting Type: Special
Meeting Date: 25-Nov-2010
Ticker: PRKFF
ISIN: CA70088R1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ARRANGEMENT RESOLUTION IN THE Mgmt For For
FORM ANNEXED AS APPENDIX A TO THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR DATED OCTOBER
20, 2010 (THE "CIRCULAR"), IN RESPECT OF THE
ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS
CORPORATIONS ACT (ALBERTA), INVOLVING, AMONG
OTHER THINGS, THE ACQUISITION BY 1561609 ALBERTA
LTD. OF ALL OF THE ISSUED AND OUTSTANDING PARKBRIDGE
SHARES FOR CDN. $7.30 IN CASH FOR EACH PARKBRIDGE
SHARE, ALL AS MORE PARTICULARLY DESCRIBED IN
THE CIRCULAR.
02 TO APPROVE, AT THE DISCRETION OF SAID PROXYHOLDER, Mgmt Against Against
ANY AMENDMENT OR VARIATION OF THE ABOVE MATTER
PROPOSED AT THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933388692
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY Mgmt Against Against
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PENNSYLVANIA REAL ESTATE INVESTMENT TR Agenda Number: 933446937
--------------------------------------------------------------------------------------------------------------------------
Security: 709102107
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: PEI
ISIN: US7091021078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DORRIT J. BERN Mgmt For For
STEPHEN B. COHEN Mgmt For For
JOSEPH F. CORADINO Mgmt For For
M. WALTER D'ALESSIO Mgmt For For
EDWARD A. GLICKMAN Mgmt For For
LEONARD I. KORMAN Mgmt For For
IRA M. LUBERT Mgmt For For
DONALD F. MAZZIOTTI Mgmt For For
MARK E. PASQUERILLA Mgmt For For
JOHN J. ROBERTS Mgmt For For
GEORGE F. RUBIN Mgmt For For
RONALD RUBIN Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr Against For
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933392196
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt Against Against
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shr Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shr Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr For Against
CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933396601
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID R. ANDREWS Mgmt For For
1B ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1C ELECTION OF DIRECTOR: C. LEE COX Mgmt For For
1D ELECTION OF DIRECTOR: PETER A. DARBEE Mgmt For For
1E ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER Mgmt For For
1F ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 INDEPENDENT BOARD CHAIRMAN Shr Against For
06 NEUTRAL PG&E PERSONNEL POLICIES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933393744
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FD Agenda Number: 933379770
--------------------------------------------------------------------------------------------------------------------------
Security: 72202B100
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: PKO
ISIN: US72202B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
BRADFORD K. GALLAGHER Mgmt Split 99% For 1% Withheld Split
ALAN RAPPAPORT Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933389961
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 12-May-2011
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
K.G. MARTELL Mgmt For For
J.J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
P.J. SCHOENHALS Mgmt For For
E.R. STROMBERG Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO THE Mgmt For For
ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING
THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN,
THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX
C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION (ATTACHED AS APPENDIX Mgmt For For
D TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
POWER CORPORATION OF CANADA Agenda Number: 933410766
--------------------------------------------------------------------------------------------------------------------------
Security: 739239101
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: PWCDF
ISIN: CA7392391016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PIERRE BEAUDOIN Mgmt Withheld Against
MARCEL R. COUTU Mgmt For For
LAURENT DASSAULT Mgmt Withheld Against
ANDRE DESMARAIS Mgmt Withheld Against
PAUL DESMARAIS, SR. Mgmt Withheld Against
PAUL DESMARAIS, JR. Mgmt Withheld Against
GUY FORTIN Mgmt For For
ANTHONY R. GRAHAM Mgmt For For
ROBERT GRATTON Mgmt For For
ISABELLE MARCOUX Mgmt For For
DONALD F. MAZANKOWSKI Mgmt For For
RAYMOND L. MCFEETORS Mgmt For For
JERRY E.A. NICKERSON Mgmt For For
JAMES R. NININGER Mgmt For For
R. JEFFREY ORR Mgmt For For
ROBERT PARIZEAU Mgmt For For
MICHEL PLESSIS-BELAIR Mgmt For For
JOHN A. RAE Mgmt For For
HENRI-PAUL ROUSSEAU Mgmt For For
T. TIMOTHY RYAN, JR. Mgmt For For
EMOKE J.E. SZATHMARY Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITORS Mgmt For For
03 SHAREHOLDER PROPOSAL NO. 1 SET OUT IN SCHEDULE Shr Against For
A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 2 SET OUT IN SCHEDULE Shr Against For
A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR
05 SHAREHOLDER PROPOSAL NO. 3 SET OUT IN SCHEDULE Shr Against For
A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933416756
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt Withheld Against
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt For For
STUART E. GRAHAM Mgmt Withheld Against
STUART HEYDT Mgmt For For
JAMES H. MILLER Mgmt For For
CRAIG A. ROGERSON Mgmt For For
NATICA VON ALTHANN Mgmt For For
KEITH W. WILLIAMSON Mgmt For For
02 APPROVAL OF THE SHORT-TERM INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTES
06 SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY Shr For Against
VOTE STANDARD PROPOSAL
07 SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933384086
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For For
OSCAR BERNARDES Mgmt For For
NANCE K. DICCIANI Mgmt For For
EDWARD G. GALANTE Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
IRA D. HALL Mgmt For For
RAYMOND W. LEBOEUF Mgmt For For
LARRY D. MCVAY Mgmt For For
WAYNE T. SMITH Mgmt For For
ROBERT L. WOOD Mgmt For For
2 APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, Mgmt For For
THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT.
3 RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, Mgmt 1 Year For
THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR'S Mgmt For For
SECTION 162(M) PLAN.
5 TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. Mgmt For For
LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE
DIRECTORS AS ELIGIBLE PARTICIPANTS.
6 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS Agenda Number: 933449250
--------------------------------------------------------------------------------------------------------------------------
Security: 743410102
Meeting Type: Special
Meeting Date: 01-Jun-2011
Ticker: PLD
ISIN: US7434101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE MERGER OF PUMPKIN LLC, INDIRECT Mgmt For For
WHOLLY OWNED SUBSIDIARY OF PROLOGIS, WITH AND
INTO PROLOGIS, FOLLOWED BY THE MERGER OF NEW
PUMPKIN INC. WITH AND INTO AMB PROPERTY CORPORATION,
A MARYLAND CORPORATION ("AMB"), WITH AMB CONTINUING
AS THE SURVIVING CORPORATION UNDER THE NAME
"PROLOGIS, INC.", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
02 TO APPROVE THE ADJOURNMENT OF THE PROLOGIS SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO APPROVE THE MERGER IF THERE ARE INSUFFICIENT
VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE
EACH PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933397336
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. Mgmt For For
1B ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY. Mgmt 1 Year For
05 SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For For
VOTING.
06 SHAREHOLDER PROPOSAL REGARDING LOBBYING CONTRIBUTIONS Shr Against For
& EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt For For
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 702886144
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2010 report and financial statements Mgmt For For
2 To approve the Directors' remuneration report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Adrian Bellamy Mgmt For For
5 To re-elect Peter Harf Mgmt For For
6 To re-elect Bart Becht Mgmt For For
7 To re-elect Graham Mackay Mgmt For For
8 To elect Liz Doherty Mgmt For For
9 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors
10 To authorise the Directors to determine the Mgmt For For
auditors' remuneration
11 To renew the Directors' authority to allot shares Mgmt For For
12 To renew the Directors' power to disapply pre-emption Mgmt For For
rights
13 To renew the Company's authority to purchase Mgmt For For
its own shares
14 To approve the calling of General Meetings on Mgmt For For
14 clear days' notice
15 To approve changes to the rules of the Company's Mgmt For For
Share Plans
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933425212
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE P. ORBAN Mgmt For For
DONALD H. SEILER Mgmt For For
02 TO APPROVE THE EXISTING SECOND AMENDED AND RESTATED Mgmt For For
ROSS STORES, INC. INCENTIVE COMPENSATION PLAN
FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO ADOPT ANNUAL ELECTIONS
FOR DIRECTORS ELECTED BEGINNING IN 2012 (DE-CLASSIFICATION
OF THE BOARD).
04 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year Against
ADVISORY VOTES TO APPROVE A RESOLUTION ON THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 28, 2012.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 702962247
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report & Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Appointment of Linda G Stuntz as a Director Mgmt For For
of the Company
4 Re-appointment of Josef Ackermann as a Director Mgmt For For
of the Company
5 Re-appointment of Malcolm Brinded as a Director Mgmt For For
of the Company
6 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
7 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
8 Re-appointment of Charles O Holliday as a Director Mgmt For For
of the Company
9 Re-appointment of Lord Kerr of Kinlochard as Mgmt For For
a Director of the Company
10 Re-appointment of Gerard Kleisterlee as a Director Mgmt For For
of the Company
11 Re-appointment of Christine Morin-Postel as Mgmt For For
a Director of the Company
12 Re-appointment of Jorma Ollila as a Director Mgmt For For
of the Company
13 Re-appointment of Jeroen Van Der Veer as a Director Mgmt For For
of the Company
14 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
15 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
16 That PricewaterhouseCoopers LLP be re-appointed Mgmt For For
as Auditors of the Company
17 Remuneration of Auditors Mgmt For For
18 Authority to allot shares Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase own shares Mgmt For For
21 Authority for certain donations and expenditure Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROYCE VALUE TRUST, INC. Agenda Number: 933313619
--------------------------------------------------------------------------------------------------------------------------
Security: 780910105
Meeting Type: Annual
Meeting Date: 22-Sep-2010
Ticker: RVT
ISIN: US7809101055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD M. GALKIN Mgmt Split 68% For 32% Withheld Split
MARK R. FETTING Mgmt Split 68% For 32% Withheld Split
ARTHUR S. MEHLMAN Mgmt Split 68% For 32% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 702969140
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 25-May-2011
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 04 MAY 2011, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting No vote
MAY 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED
IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual financial Non-Voting No vote
statements and the approved group financial
statements, the combined management report
and group management report of SAP AG, including
the Executive Board's explanatory notes relating
to the information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the German Commercial
Code (HGB), and the Supervisory Board's report,
each for fiscal year 2010
2. Resolution on the appropriation of the retained Mgmt For For
earnings of fiscal year 2010
3. Resolution on the formal approval of the acts Mgmt For For
of the Executive Board in fiscal year 2010
4. Resolution on the formal approval of the acts Mgmt For For
of the Supervisory Board in fiscal year 2010
5. Appointment of the auditors of the financial Mgmt For For
statements and group financial statements for
fiscal year 2011
6. Resolution on the amendment to Section 4 of Mgmt For For
the Articles of Incorporation to reflect changes
in the capital structure since the Articles
of Incorporation were last amended as well
as on the cancellation of Contingent Capital
VI and the corresponding amendment to Section
4 of the Articles of Incorporation
7. Resolution on the authorization of the Executive Mgmt For For
Board to issue convertible and/or warrant-linked
bonds, the option to exclude shareholders'
subscription rights, the cancellation of Contingent
Capital IV and Contingent Capital IVa, the
creation of new Contingent Capital IV and the
corresponding amendment to Section 4 of the
Articles of Incorporation
8. Resolution on the approval of a Control and Mgmt For For
Profit Transfer Agreement between SAP AG and
a subsidiary
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCOTTISH AND SOUTHERN ENERGY PLC, PERTH Agenda Number: 702517307
--------------------------------------------------------------------------------------------------------------------------
Security: G7885V109
Meeting Type: AGM
Meeting Date: 22-Jul-2010
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report and accounts Mgmt For For
2. Approve the remuneration report Mgmt For For
3. Declare a final dividend Mgmt For For
4. Re-appoint Nick Baldwin Mgmt For For
5. Re-appoint Richard Gillingwater Mgmt For For
6. Re-appoint Alistair Phillips-Davies Mgmt For For
7. Re-appoint KPMG Audit Plc as the Auditors Mgmt For For
8. Authorize the Directors to determine the Auditors' Mgmt For For
remuneration
9. Grant authority for the allotment of shares Mgmt For For
S.10 Approve to disapply pre-emption rights Mgmt For For
S.11 Authorize the Company to purchase its own Ordinary Mgmt For For
Shares
S.12 Approve the 14 days' notice of general meetings Mgmt For For
S.13 Adopt the new Articles of Association Mgmt For For
14. Authorize the Directors to offer a Scrip Dividend Mgmt For For
Scheme
--------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. Agenda Number: 703132946
--------------------------------------------------------------------------------------------------------------------------
Security: J69972107
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3421800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Change Business Lines, Adopt Mgmt For For
Reduction of Liability System for Outside Auditors,
Increase Auditors Board Size to 5
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt For For
4.5 Appoint a Corporate Auditor Mgmt For For
5. Amend the Compensation to be received by Corporate Mgmt For For
Auditors
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933398566
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. Mgmt For For
1C ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR. Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1J ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1K ELECTION OF DIRECTOR: NEAL E. SCHMALE Mgmt For For
1L ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
06 SHAREHOLDER PROPOSAL REGARDING RETIREMENT BENEFITS. Shr For Against
07 SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SHOWA SHELL SEKIYU K.K. Agenda Number: 702831567
--------------------------------------------------------------------------------------------------------------------------
Security: J75390104
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: JP3366800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Supplementary Auditor Mgmt Against Against
5 Approve Payment of Bonuses to Directors and Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SIEMENS A G Agenda Number: 702738545
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 25-Jan-2011
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. To receive and consider the Report of the supervisory Non-Voting No vote
Board, the corporate Governance Report and
the Compensation Report as well as the Compliance
Report for fiscal year 2010
2. To receive and consider the adopted Annual Financial Non-Voting No vote
Statements of Siemens AG and the approved Consolidated
Financial Statements, together with the Combined
Management's Discussion and Analysis of Siemens
AG and the Siemens Group, including the Explanatory
Report on the information required pursuant
to section 289 (4) and (5) and section 315
(4) of the German Code (HGB) as of September
30, 2010
3. To resolve on the allocation of net income of Mgmt For For
siemens AG to pay a dividend
4. To ratify the acts of the members of the Managing Mgmt For For
Board
5. To ratify the acts of the members of the Supervisory Mgmt For For
Board
6. To resolve on the approval of the compensation Mgmt For For
system for Managing Board members
7. To resolve on the appointment of independent Mgmt For For
auditors for the audit of the Annual Financial
Statements and the Consolidated Financial Statements
and for the review of the Interim Financial
Statements
8. To resolve on the authorization to repurchase Mgmt For For
and use Siemens shares and to exclude shareholders'
subscription and tender rights
9. To resolve on the authorization to use derivatives Mgmt For For
in connection with the repurchase of Siemens
shares pursuant to section 71 (1), no. 8, of
the German Corporation Act (AktG), and to exclude
shareholders' subscription and tender rights
10. To resolve on the creation of an Authorized Mgmt For For
Capital 2011 reserved for the issuance to employees
with shareholders' subscription rights excluded,
and related amendments to the Articles of Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and the related amendments
to the Articles of Association
12. To resolve on the approval of a profit-and-loss Mgmt For For
transfer agreement between Siemens AG and a
subsidiary
13. To resolve on the authorization of the managing Mgmt For For
Board to issue convertible bonds and/or warrant
bonds and exclude shareholders' subscription
rights, and to resolve on the creation of a
Conditional Capital 2011 and related amendments
to the Articles of Association
14. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Resolution on an amendment to section 2 of
the Articles of Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
SNAM RETE GAS SPA Agenda Number: 702838244
--------------------------------------------------------------------------------------------------------------------------
Security: T8578L107
Meeting Type: OGM
Meeting Date: 13-Apr-2011
Ticker:
ISIN: IT0003153415
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 14 APR 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Balance sheet as 31 December 2010. Consolidated Mgmt For For
balance sheet as of 31 December 2010.
Directors, board of auditors and auditing company's
reportings. Related resolutions
2 Profits allocation and dividend distribution Mgmt For For
3 Amendment to the Snam Rete Gas Spa shareholder's Mgmt For For
meeting regulations
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 703146010
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2. To issue Stock Acquisition Rights for the purpose Mgmt Against Against
of granting stock options
--------------------------------------------------------------------------------------------------------------------------
SPONDA OYJ, HELSINKI Agenda Number: 702783259
--------------------------------------------------------------------------------------------------------------------------
Security: X84465107
Meeting Type: AGM
Meeting Date: 16-Mar-2011
Ticker:
ISIN: FI0009006829
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Opening of the meeting Non-Voting No vote
2 Calling the meeting to order Non-Voting No vote
3 Election of persons to scrutinize the minutes Non-Voting No vote
and to supervise the counting of votes
4 Recording the legality of the meeting Non-Voting No vote
5 Recording the attendance at the meeting and Non-Voting No vote
adoption of the list of votes
6 Presentation of the annual accounts, the report Non-Voting No vote
of the board of directors and the auditor's
report for the year 2010
7 Adoption of the annual accounts Mgmt For For
8 Resolution on the use of the profit shown on Mgmt For For
the balance sheet and the payment of
dividend the board proposes that a dividend
of EUR 0.15 per share shall be paid
9 Resolution on the discharge of the members of Mgmt For For
the board of directors and the CEO from liability
10 Resolution on the remuneration of the members Mgmt For For
of the board of directors and on the grounds
for compensation for travel expenses
11 Resolution on the number of members of the board Mgmt For For
of directors the nomination committee proposes
that the number of the members of the board
be confirmed as six
12 Election of members of the board of directors Mgmt For For
the nomination committee proposes to
that L. Ratia, K. Cawen, T. Entela, A. Talma
and E. Virtanen be re- elected and that R.
Valo be elected as a new member
13 Resolution on the remuneration of the auditors Mgmt For For
14 Election of the auditors and the deputy auditor Mgmt For For
the board proposes that Apa Raija-Leena Hankonen
KPMG OY AB, which has appointed Apa Kai Salli
as responsible auditor, be appointed
as auditors and Apa Ari Eskelinen be
appointed as a deputy auditor
15 Authorizing the board of directors to decide Mgmt For For
on the repurchase of the company's
own shares
16 Authorizing of the board of directors to decide Mgmt For For
on the issuance of shares and the issuance
of special rights entitling to shares
17 Proposal on the establishment of a nomination Mgmt For For
board
18 Closing of the meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 703132617
--------------------------------------------------------------------------------------------------------------------------
Security: J77712123
Meeting Type: AGM
Meeting Date: 27-Jun-2011
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt Against Against
4. Appoint a Substitute Corporate Auditor Mgmt For For
5. Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG Agenda Number: 702839020
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 751532, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, including the Mgmt For For
annual financial statements and the group consolidated
financial statements for the year 2010
1.2 Consultative vote on the compensation system Mgmt For For
2 Discharge of the members of the board of directors Mgmt For For
and the executive committee
3 Reduction of share capital by cancellation of Mgmt For For
repurchased shares
4.1 Appropriation of available earnings 2010 Mgmt For For
4.2 Conversion and appropriation of reserves from Mgmt For For
capital contributions (dividend from reserves
from capital contributions)
5.1 Re-election of Martin Taylor to the board of Mgmt For For
directors
5.2 Re-election of Peter Thompson to the board of Mgmt For For
directors
5.3 Re-election of Rolf Watter to the board of directors Mgmt For For
5.4 Re-election of Felix A. Weber to the board of Mgmt For For
directors
6 Election of the auditors: Ernst and Young Ag Mgmt For For
7 Ad-hoc Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 703141111
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt Against Against
3.5 Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
5. Amend Articles to: Any director designated by Mgmt For For
the Board of Directors in advance to Convene
and Chair a Shareholders Meeting and other
6. Truncation and Provision of Retirement Benefits Mgmt Against Against
(Reserved in the Past) to a Director in accordance
with the Abolishment of the Retirement Benefits
System
7. Provision of Retirement Benefits (Reserved in Mgmt For For
the Past) to a Retiring Company Auditor (Abolishment
of the Retirement Benefits System)
8. Provision of Retirement Benefits (Reserved in Mgmt For For
the Past) to a Retiring Outside Company Auditor
(Abolishment of the Retirement Benefits System)
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 702967780
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 18-May-2011
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Review and approval of the individual and consolidated Mgmt For For
annual accounts and the management report,
as well as of the proposed allocation of losses
profits and the management of its board
room
2 Compensation of shareholders, distribution to Mgmt For For
be charged to unrestricted reserves
3.1 Amendment of the art. of the bylaws, art 1,6.2,7,14,16.1,17.4,Mgmt For For
18.4,31bis and 36
3.2 Addition of a new paragraph 5 to art 16 of the Mgmt For For
bylaws
3.3 Addition of a new art.26bis to the bylaws Mgmt For For
4.1 Amendment of the art 5,8.1,11, 13.1 of the G. Mgmt For For
meeting regulations
4.2 Amendment of the art 14.1 of the G. meeting Mgmt For For
regulations
5.1 Re-election of Mr.Isidro Faine Mgmt Against Against
5.2 Re-election of Mr.Vitalino Manuel Nafria Azanar Mgmt Against Against
5.3 Re-election of Mr.Julio Linares Mgmt Against Against
5.4 Re-election of Mr.David Arcolus Mgmt For For
5.5 Re-election of Mr.Carlos Colomer Mgmt For For
5.6 Re-election of Mr.Peter Erskine Mgmt Against Against
5.7 Re-election of Mr.Alfonso Ferrari Mgmt For For
5.8 Re-election of Mr.A.Massanell Mgmt Against Against
5.9 Appointment of Chang Xiaobing Mgmt Against Against
6 Authorization to increase the share capital Mgmt For For
pursuant up to 5 year
7 Re-election of auditor Mgmt For For
8 Long term incentive Plan based on Telefonica Mgmt For For
shares to executives team and executives
directors
9 Restricted Share Plan of Telefonica, S.A. Approval Mgmt For For
of a long-term incentive restricted Plan consisting
of the delivery of shares of Telefonica, S.A.
aimed at Employees and Executive Personnel
and linked to their continued employment in
the Telefonica Group
10 Global incentive share purchase Plan of Telefonica, Mgmt For For
S.A. Approval of an incentive share purchase
Global Plan for the Employees of the Telefonica
Group
11 Delegation of powers Mgmt For For
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
OF TEXT IN RESOLUTION 9 AND 10. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933376534
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1C ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1D ELECTION OF DIRECTOR: S.P. MACMILLAN Mgmt For For
1E ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1F ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1G ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1H ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1I ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1J ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
02 BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
03 BOARD PROPOSAL REGARDING AN ADVISORY VOTE ON Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
04 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933386371
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 12-Apr-2011
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT P. KELLY Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H ELECTION OF DIRECTOR: JOHN A. LUKE, JR Mgmt Against Against
1I ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1M ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt For For
1N ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION.
03 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For
THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE AMENDED AND RESTATED LONG-TERM Mgmt For For
INCENTIVE PLAN.
05 PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
06 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
07 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr For Against
VOTING.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933392057
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Mgmt For For
1F ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM Mgmt For For
1G ELECTION OF DIRECTOR: JOHN B. HESS Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1I ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1K ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1L ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
1M ELECTION OF DIRECTOR: PAUL G. STERN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY Shr Against For
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST INC. Agenda Number: 933406678
--------------------------------------------------------------------------------------------------------------------------
Security: 362397101
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: GAB
ISIN: US3623971013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. FAHRENKOPF, JR Mgmt Split 94% For 6% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933405397
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1C ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt Against Against
1J ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS Mgmt Against Against
(SAY ON PAY)
03 ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt 1 Year For
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR
05 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr For Against
06 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shr Against For
MEETINGS
07 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shr Against For
AND LONG-TERM PERFORMANCE
08 SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR Shr Against For
EXECUTIVE COMPENSATION
09 SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE Shr Against For
CHANGE RISK DISCLOSURE
10 SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933321375
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 12-Oct-2010
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933425402
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.P. BARANCO Mgmt For For
J.A. BOSCIA Mgmt For For
H.A. CLARK III Mgmt For For
T.A. FANNING Mgmt For For
H.W. HABERMEYER, JR. Mgmt For For
V.M. HAGEN Mgmt For For
W.A. HOOD, JR. Mgmt For For
D.M. JAMES Mgmt For For
D.E. KLEIN Mgmt For For
J.N. PURCELL Mgmt For For
W.G. SMITH, JR. Mgmt For For
S.R. SPECKER Mgmt For For
L.D. THOMPSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION
05 APPROVAL OF OMNIBUS INCENTIVE COMPENSATION PLAN Mgmt For For
06 STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS Shr Against For
ENVIRONMENTAL REPORT
--------------------------------------------------------------------------------------------------------------------------
THE SUMITOMO TRUST AND BANKING COMPANY,LIMITED Agenda Number: 702712286
--------------------------------------------------------------------------------------------------------------------------
Security: J77970101
Meeting Type: EGM
Meeting Date: 22-Dec-2010
Ticker:
ISIN: JP3405000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN EXTRAORDINARY GENERAL Non-Voting No vote
MEETING OF SHAREHOLDERS AND A CLASS SHAREHOLDERS'
MEETING OF ORDINARY SHAREHOLDERS (PLEASE REFER
TO THE ATTACHED PDF FILES.)
1. Approval of the Share Exchange Agreement between Mgmt For For
the Company and Chuo Mitsui Trust Holdings,
Inc.
2. Amend Articles to: Eliminate the Articles Related Mgmt For For
to Record Dates
3. Approval of the Share Exchange Agreement between Mgmt For For
the Company and Chuo Mitsui Trust Holdings,
Inc. (PLEASE NOTE THAT THIS IS THE AGENDA ITEM
FOR A CLASS SHAREHOLDERS' MEETING OF ORDINARY
SHAREHOLDERS.)
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 933373514
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
WILLIAM E. BENNETT Mgmt For For
HUGH J. BOLTON Mgmt Withheld Against
JOHN L. BRAGG Mgmt For For
AMY W. BRINKLEY Mgmt For For
W. EDMUND CLARK Mgmt For For
WENDY K. DOBSON Mgmt For For
HENRY H. KETCHAM Mgmt For For
PIERRE H. LESSARD Mgmt For For
BRIAN M. LEVITT Mgmt For For
HAROLD H. MACKAY Mgmt For For
IRENE R. MILLER Mgmt For For
NADIR H. MOHAMED Mgmt For For
WILBUR J. PREZZANO Mgmt Withheld Against
HELEN K. SINCLAIR Mgmt For For
CAROLE S. TAYLOR Mgmt For For
JOHN M. THOMPSON Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT Mgmt For For
PROXY CIRCULAR
C APPROACH TO EXECUTIVE COMPENSATION DISCLOSED Mgmt For For
IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE
AND APPROACH TO COMPENSATION SECTIONS OF THE
MANAGEMENT PROXY CIRCULAR NOTE* ITEM C ABOVE
IS AN ADVISORY VOTE
D SHAREHOLDER PROPOSAL A Shr Against For
E SHAREHOLDER PROPOSAL B Shr Against For
F SHAREHOLDER PROPOSAL C Shr Against For
G SHAREHOLDER PROPOSAL D Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933369440
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For
1C ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN P. JOBS Mgmt For For
1G ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1H ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1K ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. Mgmt For For
1L ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1M ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 TO APPROVE THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
04 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
05 TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
06 TO APPROVE THE SHAREHOLDER PROPOSAL RELATING Shr For Against
TO PERFORMANCE TESTS FOR RESTRICTED STOCK UNITS.
--------------------------------------------------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LTD Agenda Number: 703020432
--------------------------------------------------------------------------------------------------------------------------
Security: Y8800U127
Meeting Type: AGM
Meeting Date: 07-Jun-2011
Ticker:
ISIN: HK0004000045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN20110426489.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To adopt the Financial Statements and the Reports Mgmt For For
of the Directors and Auditors for the
financial year ended 31 December 2010
2 To declare a final dividend for the financial Mgmt For For
year ended 31 December 2010
3a To re-elect Hon. Paul M. P. Chan, a retiring Mgmt For For
Director, as a Director
3b To re-elect Hon. Vincent K. Fang, a retiring Mgmt For For
Director, as a Director
4 To re-appoint KPMG as Auditors of the Company Mgmt For For
and to authorise the Directors to fix their
remuneration
5 To give a general mandate to the Directors for Mgmt For For
share repurchases by the Company
6 To give a general mandate to the Directors for Mgmt Against Against
issue of shares
7 To approve the addition of repurchased securities Mgmt Against Against
to the share issue general mandate stated
under Resolution No. 6
8 To approve the proposed increase in the authorised Mgmt For For
share capital of the Company
9 To approve the proposed share option scheme Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
TIM HORTONS INC. Agenda Number: 933394760
--------------------------------------------------------------------------------------------------------------------------
Security: 88706M103
Meeting Type: Annual and Special
Meeting Date: 13-May-2011
Ticker: THI
ISIN: CA88706M1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. SHAN ATKINS Mgmt For For
MICHAEL J. ENDRES Mgmt For For
MOYA M. GREENE Mgmt For For
PAUL D. HOUSE Mgmt For For
FRANK IACOBUCCI Mgmt For For
JOHN A. LEDERER Mgmt For For
DAVID H. LEES Mgmt For For
RONALD W. OSBORNE Mgmt For For
WAYNE C. SALES Mgmt For For
DONALD B. SCHROEDER Mgmt For For
CATHERINE L. WILLIAMS Mgmt For For
02 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
INDEPENDENT AUDITOR, FOR THE FISCAL YEAR ENDING
JANUARY 1, 2012.
03 TO APPROVE THE ADOPTION OF THE DIRECT SHARE Mgmt For For
PURCHASE AND DIVIDEND REINVESTMENT PLAN, AS
DESCRIBED IN THE PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 703104795
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2. Appoint a Corporate Auditor Mgmt For For
3. Approve Payment of Bonuses to Directors Mgmt For For
4. Issuance of Stock Options as Stock-Based Compensation Mgmt Against Against
to Corporate Directors
5. Issuance of Stock Options as Stock-Based Compensation Mgmt Against Against
to Executives of the Company and its Subsidiaries
6. Amend the Compensation to be received by Directors Mgmt For For
7. Amend the Compensation to be received by Corporate Mgmt For For
Auditors
--------------------------------------------------------------------------------------------------------------------------
TOKYU LAND CORPORATION Agenda Number: 703150879
--------------------------------------------------------------------------------------------------------------------------
Security: J88849120
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3569000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt Against Against
3.3 Appoint a Corporate Auditor Mgmt Against Against
3.4 Appoint a Corporate Auditor Mgmt For For
4. Approve Renewal of Countermeasures to Large-Scale Mgmt Against Against
Acquisitions of the Company's Shares
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 703115332
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt Against Against
3.4 Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt Against Against
5. Approve Payment of Bonuses to Corporate Officers Mgmt For For
6. Approve Retirement Allowance for Retiring Director, Mgmt Against Against
and Payment of Accrued Benefits associated
with Abolition of Retirement Benefit System
for Current Corporate Officers
7. Amend the Compensation to be received by Directors Mgmt For For
and Corporate Auditors
8. Amount and Details of Compensation Concerning Mgmt Against Against
Stock Acquisition Rights as Stock Compensation-type
Stock Options for Directors
--------------------------------------------------------------------------------------------------------------------------
TOTAL S A Agenda Number: 702967514
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 13-May-2011
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 789278 DUE TO ADDITION OF A RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0225/201102251100452.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0413/201104131101217.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
O.1 Approval of the financial statements of the Mgmt For For
Company
O.2 Approval of the consolidated financial statements Mgmt For For
O.3 Allocation of income and setting the dividend Mgmt For For
O.4 Agreements pursuant to Article L. 225-38 of Mgmt For For
the Commercial Code
O.5 Authorization to the Board of Directors to trade Mgmt For For
the Company's shares
O.6 Renewal of Mrs. Patricia Barbizet's term as Mgmt Against Against
Board member
O.7 Renewal of Mr. Paul Desmarais Jr.'s term as Mgmt Against Against
Board member
O.8 Renewal of Mr. Claude Mandil's term as Board Mgmt For For
member
O.9 Appointment of Mrs. Marie-Christine Coisne as Mgmt For For
Board member
O.10 Appointment of Mrs. Barbara Kux as Board member Mgmt For For
E.11 Authorization to award free shares of the Company Mgmt For For
to employees of the Group as well as to executive
directors of the Company or group companies
A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: To approve amendment of article 9
of the articles of association to include a
provision concerning the publication, on the
company website, of the crossing of statutory
thresholds received by the company under this
article 9 of the company's articles of association
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 703112576
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Distribution of Surplus Mgmt For For
2. Approve Partial Amendment of the Articles of Mgmt For For
Incorporation: Allow Discontinue The position
of the Senior Managing Director, Allow Reduce
the number of directors of the board
3.1 Election of a Director Mgmt For For
3.2 Election of a Director Mgmt For For
3.3 Election of a Director Mgmt For For
3.4 Election of a Director Mgmt For For
3.5 Election of a Director Mgmt For For
3.6 Election of a Director Mgmt For For
3.7 Election of a Director Mgmt For For
3.8 Election of a Director Mgmt For For
3.9 Election of a Director Mgmt For For
3.10 Election of a Director Mgmt For For
3.11 Election of a Director Mgmt For For
4.1 Election of a Corporate Auditor Mgmt For For
4.2 Election of a Corporate Auditor Mgmt For For
4.3 Election of a Corporate Auditor Mgmt For For
4.4 Election of a Corporate Auditor Mgmt For For
5. Approve Revision of the Amount of Remuneration Mgmt For For
for Directors
6. Approve Payment of Executive Bonuses Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933382676
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt For For
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt For For
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shr Against For
DIRECTOR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA, ROMA Agenda Number: 702885091
--------------------------------------------------------------------------------------------------------------------------
Security: T95132105
Meeting Type: MIX
Meeting Date: 29-Apr-2011
Ticker:
ISIN: IT0000064854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING FROM 27 APR TO 29 APR 2011. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
A.1 Presentation of the balance sheet as of 31 December Mgmt For For
2010, along with the board of directors
and auditing company's reports. Report of the
board of auditors. Presentation of the
consolidated balance sheet
A.2 Allocation of profits Mgmt For For
A.3 Appointment of a director to integrate the Board Mgmt Against Against
of Directors, upon reduction from 23 to 22
of the members of the Board of Directors
A.4 Redetermination of the total emolument to the Mgmt For For
directors for the activities executed by
them within the council committee and within
other bodies of the company
A.5 Integration of the office tenor and of the compensation Mgmt For For
of the auditing company KPMG SPA for
business year 2011 and 2012
A.6 Emolument of the common representative of the Mgmt For For
saving shareholders
A.7 Unicredit meeting regulations amendments to Mgmt For For
art. 1, 2, 3, 4, 5, 7, 8, 9, 10, 11, 12, 16
and 17. Elimination of art. 18 and 19 with
consequential renumbering of the
subsequent articles. Amendment to current Article
22 ( renumbered as 20)
A.8 Group retributive policy Mgmt For For
A.9 Group retributive systems 2011 Mgmt Against Against
A.10 Shareholding 2011 plan for group Unicredit employees Mgmt For For
E.1 Amendments to art. 1, 2, 3, 5, 6, 7, 8, 9, 10, Mgmt For For
11, 12, 13, 14, 15, 16, 17, 18, 19, 20,
21, 22, 23, 24, 25, 26, 27, 28, 29, 30 and
32 of the corporate bylaws
E.2 Granting authorities to the Board of Directors, Mgmt Against Against
as per art. 2443 of the Italian civil
code, to deliberate, if necessary in more tranches
and for a maximum period of 5 years from
the meeting resolution, a bonus capital
increase, as per art. 2349 of the Italian
civil code, for a maximum par value of EUR
103,000,000 corresponding to a maximum number
of 206,000,000 Unicredit ordinary shares par
value EUR 0.50 each, to allocate to the employees
of the parent company, of its bank and companies
of the group, holding relevant offices
with the purpose of achieving inclusive group
aims. Related statutory amendments
E.3 Granting authorities to the board of directors, Mgmt Against Against
as per art. 2443 of the Italian civil
code, to deliberate, if necessary in more tranches
and for a maximum period of 5 years from
the meeting resolution, a capital increase
versus payment, with the exclusion of the
option right, as per art. 2441, item 8
of the Italian civil code, for a maximum par
value of EUR 34,000,000 in service of right
exercise for subscription of a maximum number
of 68,000,000 Unicredit ordinary shares
par value EUR 0.50 each, to reserve to the
employees of the parent company, of its bank
and companies of the group, holding relevant
offices with the purpose of achieving inclusive
group aims. Related statutory amendments
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933375722
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G ELECTION OF DIRECTOR: CHARLES R. LEE Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1I ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1K ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1L ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1M ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt For For
02 APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Mgmt For For
PLAN
04 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS
06 SHAREOWNER PROPOSAL CONCERNING ADDITIONAL SHARE Shr Against For
RETENTION REQUIREMENT FOR SENIOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933387830
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1D ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION
05 DISCLOSE PRIOR GOVERNMENT SERVICE Shr Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shr For Against
07 CUMULATIVE VOTING Shr For Against
08 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933358980
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: V
ISIN: US92826C8394
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 4 DIRECTOR
GARY P. COUGHLAN Mgmt For For
MARY B. CRANSTON Mgmt For For
F.J. FERNANDEZ-CARBAJAL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
DAVID J. PANG Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
JOHN A. SWAINSON Mgmt For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
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VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 702501708
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 27-Jul-2010
Ticker:
ISIN: GB00B16GWD56
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the Company's accounts and reports of Mgmt For For
the Directors and the Auditor for the YE 31
MAR 2010
2 Re-elect Sir John Bond as a Director Mgmt For For
3 Re-elect John Buchanan as a Director Mgmt For For
4 Re-elect Vittorio Colao as a Director Mgmt For For
5 Re-elect Michel Combes as a Director Mgmt For For
6 Re-elect Andy Halford as a Director Mgmt For For
7 Re-elect Stephen Pusey as a Director Mgmt For For
8 Re-elect Alan Jebson as a Director Mgmt For For
9 Re-elect Samuel Jonah as a Director Mgmt For For
10 Re-elect Nick Land as a Director Mgmt For For
11 Re-elect Anne Lauvergeon as a Director Mgmt For For
12 Re-elect Luc Vandevelde as a Director Mgmt For For
13 Re-elect Anthony Watson as a Director Mgmt For For
14 Re-elect Philip Yea as a Director Mgmt For For
15 Approve a final dividend of 5.65p per ordinary Mgmt For For
share
16 Approve the remuneration report Mgmt For For
17 Re-appoint Deloitte LLP as the Auditors Mgmt For For
18 Authorize the Audit Committee to determine the Mgmt For For
remuneration of the Auditors
19 Authorize the Directors to allot shares Mgmt For For
S.20 Authorize the Directors to dis-apply pre-emption Mgmt For For
rights
S.21 Authorize the Company to purchase its own shares Mgmt For For
[Section 701, (Companies Act 2006]
S.22 Adopt new Articles of Association Mgmt For For
S.23 Authorize the calling of a general meeting other Mgmt For For
than an AGM on not less than 14 clear days'
notice
24 Approve the continued operation of the Vodafone Mgmt For For
Share Incentive Plan
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WAL-MART DE MEXICO S A DE C V Agenda Number: 702803380
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: OGM
Meeting Date: 10-Mar-2011
Ticker:
ISIN: MXP810081010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the board of directors Mgmt For For
II Report from the general director Mgmt For For
III Report from the audit and corporate practices Mgmt For For
committees
IV Approval of the financial information to December Mgmt For For
31, 2010
V Report regarding the situation of the share Mgmt For For
repurchase fund
VI Approval of the plan to cancel shares repurchased Mgmt For For
by the company that are currently treasury
shares
VII Amendment of section 5 of the Corporate Bylaw Mgmt For For
VIII Approval of the plan for allocation of results Mgmt For For
for the period from January 1 to December
31, 2010
IX Approval of the plan for the payment of a dividend Mgmt For For
of MXN 0.38 per share and the payment of an
extraordinary dividend of MXN 0.17 per share
X Report regarding the fulfillment of fiscal obligations Mgmt For For
XI Report regarding the personnel share plan Mgmt For For
XII Report from the Wal Mart De Mexico Foundation Mgmt For For
XIII Ratification of the acts of the board of directors Mgmt For For
during 2010
XIV Appointment or ratification of the members of Mgmt Against Against
the board of directors
XV Appointment or ratification of the chairpersons Mgmt For For
of the audit and corporate practices committees
XVI Approval of the resolutions that are contained Mgmt Abstain Against
in the minutes of the general meeting that
is held
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
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WAL-MART STORES, INC. Agenda Number: 933425236
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: WMT
ISIN: US9311421039
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Mgmt For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
ACCOUNTANTS
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shr Against For
06 POLITICAL CONTRIBUTIONS REPORT Shr Against For
07 SPECIAL SHAREOWNER MEETINGS Shr Against For
08 REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY Shr Against For
REPORT
09 CLIMATE CHANGE RISK DISCLOSURE Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933396168
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY Mgmt For For
1B ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1D ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1E ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
05 AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW Mgmt For For
STOCKHOLDERS WHO HAVE HELD AT LEAST A 25% NET
LONG POSITION IN OUR COMMON STOCK FOR ONE YEAR
TO CALL SPECIAL STOCKHOLDER MEETINGS.
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WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt Against Against
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr Against For
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr For Against
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr For Against
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cohen & Steers Global Income Builder, Inc.
By (Signature) /s/ Tina M. Payne
Name Tina M. Payne
Title Assistant Secretary
Date 08/30/2011