UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21680
NAME OF REGISTRANT: DCA Total Return Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: DCA Total Return Fund
518 17th Street, Suite 1200
Denver, CO 80202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jeffrey W. Taylor
518 17th Street, Suite 1200
Denver, CO 80202
REGISTRANT'S TELEPHONE NUMBER: 303-228-2200
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
DCA TOTAL RETURN FUND
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 702941522
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 814047 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 750820, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL THE RESOLUTIONS.
THANK YOU.
2.1 Approval of the annual report, the consolidated Mgmt For For
financial statements, and the annual financial
statements for 2010
2.2 Consultative vote on the 2010 remuneration report Mgmt For For
3 Discharge of the Board of Directors and the Mgmt For For
persons entrusted with management
4 Appropriation of available earnings and conversion Mgmt For For
of capital contribution reserve
5 Creation of additional contingent share capital Mgmt For For
in connection with employee participation
6 Renewal of authorized share capital Mgmt For For
7.1.1 Re-election to the Board of Directors: Roger Mgmt Abstain Against
Agnelli
7.1.2 Re-election to the Board of Directors: Louis Mgmt For For
R. Hughes
7.1.3 Re-election to the Board of Directors: Hans Mgmt For For
Ulrich Marki
7.1.4 Re-election to the Board of Directors: Michel Mgmt For For
de Rosen
7.1.5 Re-election to the Board of Directors: Michael Mgmt For For
Treschow
7.1.6 Re-election to the Board of Directors: Jacob Mgmt Abstain Against
Wallenberg
7.1.7 Re-election to the Board of Directors: Hubertus Mgmt For For
von Grunberg
7.2 Election to the Board of Directors: Ying Yeh Mgmt For For
8 Re-election of the auditors: Ernst & Young AG Mgmt For For
9 Ad-hoc Motions Mgmt For For
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ACCENTURE PLC Agenda Number: 933362042
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2011
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED
AUGUST 31, 2010 AS PRESENTED
2A RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO Mgmt For For
2B RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER Mgmt For For
2C RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE Mgmt For For
2D RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART Mgmt For For
2E RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For
03 RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT Mgmt For For
OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011
FISCAL YEAR AND AUTHORIZATION, IN A BINDING
VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S REMUNERATION
04 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS
05 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE Mgmt 3 Years For
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
06 AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL Mgmt For For
MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT
A LOCATION OUTSIDE OF IRELAND
07 AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES
08 DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE Mgmt For For
PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
--------------------------------------------------------------------------------------------------------------------------
ACERGY SA, LUXEMBOURG Agenda Number: 702627639
--------------------------------------------------------------------------------------------------------------------------
Security: L00306107
Meeting Type: EGM
Meeting Date: 09-Nov-2010
Ticker:
ISIN: LU0075646355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. To approve the Combination with Subsea 7, and Mgmt Take No Action
accordingly to increase the authorized share
capital of the Company to USD 900m and, conditional
upon and with effect from Completion (as defined
in the Prospectus), to restate the Company's
Articles of Incorporation, as set out in the
Prospectus, including changing the name of
the Company to "Subsea 7 S.A."
2. To appoint Mr. Kristian Siem, Sir. Peter Mason Mgmt Take No Action
KBE, Mr. Jean Cahuzac, Mr. Mel Fitzgerald,
Mr. Dod Fraser, Mr. Arild Schultz, Mr. Allen
L Stevens and Mr. Trond Westlie as the Directors
of the Company as from Completion; additionally,
to appoint a ninth Director jointly identified
by the Chairmen of Acergy S.A. and Subsea 7
Inc. and proposed for appointment at the Extraordinary
General Meeting; Mr. Kristian Siem, Sir. Peter
Mason KBE, Mr. Jean Cahuzac, Mr. Mel Fitzgerald
and such ninth Director to serve for an initial
term expiring at the annual general meeting
to be held not less than 12 months after Completion,
and the initial term of the remaining Directors
to expire at the then following annual general
meeting
--------------------------------------------------------------------------------------------------------------------------
ACERGY SA, LUXEMBOURG Agenda Number: 702713505
--------------------------------------------------------------------------------------------------------------------------
Security: L00306107
Meeting Type: EGM
Meeting Date: 20-Dec-2010
Ticker:
ISIN: LU0075646355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The sole purpose of the Meeting is to appoint Mgmt Take No Action
Mr. Bob Long as the ninth Director of the Board
of Subsea 7 S.A.. Mr. Long, formerly Chief
Executive Officer and Director of Transocean
Ltd. has extensive knowledge and experience
of the offshore oil services industry, including
involvement in four major mergers which made
Transocean the leader in the offshore drilling
industry. His appointment as an independent
Non-executive Director is proposed and endorsed
jointly by the Chairmen of Acergy S.A. and
Subsea 7 Inc.
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
ALCON, INC. Agenda Number: 933310512
--------------------------------------------------------------------------------------------------------------------------
Security: H01301102
Meeting Type: Special
Meeting Date: 16-Aug-2010
Ticker: ACL
ISIN: CH0013826497
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): ENRICO VANNI
1B REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): NORMAN WALKER
1C REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): PAUL CHOFFAT
1D REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): URS BAERLOCHER
1E REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS Mgmt Against Against
(CONDITIONAL RESOLUTION AS SET FORTH IN THE
INVITATION): JACQUES SEYDOUX
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933435388
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEONARD BELL Mgmt For For
MAX LINK Mgmt For For
WILLIAM R. KELLER Mgmt For For
JOSEPH A. MADRI Mgmt For For
LARRY L. MATHIS Mgmt For For
R. DOUGLAS NORBY Mgmt For For
ALVIN S. PARVEN Mgmt For For
ANDREAS RUMMELT Mgmt For For
ANN M. VENEMAN. Mgmt For For
02 APPROVAL OF THE AMENDMENT TO ALEXION'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR AN INCREASE IN THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM
145,000,000 TO 290,000,000.
03 RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE Mgmt For For
COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE
OFFICERS.
05 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933390875
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1D ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1E ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For
1F ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN WANG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE BY 10,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING.
05 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ADD A FORUM
SELECTION CLAUSE.
06 TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO PROVIDE Mgmt For For
THAT STOCKHOLDERS HOLDING OVER 20% OF OUR SHARES
MAY CALL A SPECIAL MEETING OF STOCKHOLDERS.
07 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
08 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
09 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr Against For
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
AMEC PLC Agenda Number: 702889912
--------------------------------------------------------------------------------------------------------------------------
Security: G02604117
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0000282623
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receiving the accounts and the reports of the Mgmt For For
directors and auditors for the year ended
31-Dec-10
2 Declaration of final dividend Mgmt For For
3 To approve the directors' remuneration report Mgmt For For
4 To approve the remuneration policy set out in Mgmt For For
the directors' remuneration report
5 Re-election of Mr. N A P Carson as a director Mgmt For For
6 Re-election of Mr. C R Day as a director Mgmt For For
7 Re-election of Mr. S Y Brikho as a director Mgmt For For
8 Re-election of Mr. T W Faithfull as a director Mgmt For For
9 Re-election of Mr. I P McHoul as a director Mgmt For For
10 Re-election of Mr. N A Bruce as a director Mgmt For For
11 Re-election of Mr. S R Thompson as a director Mgmt For For
12 Re-appointment of Ernst and Young LLP as auditors Mgmt For For
13 To authorise the directors to fix the remuneration Mgmt For For
of the auditors
14 Amendments to the rules of the AMEC Performance Mgmt For For
Share Plan 2002, as referred to in the notice
of meeting
15 Authority of the directors to allot shares or Mgmt For For
to grant rights to subscribe for or to convert
any security into shares
16 Disapplication of Section 561(1) of the Companies Mgmt For For
Act 2006
17 Authority of the company to make purchases of Mgmt For For
its own shares
18 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERN PLC Agenda Number: 702853400
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the financial statements of the Company Mgmt For For
and the Group and the reports of the directors
and auditors for the year ended 31 December
2010
2 To declare a final dividend of 40 US cents per Mgmt For For
ordinary share, payable on 28 April 2011 to
those shareholders registered at the close
of business on 1 April 2011
3 To elect Mr Phuthuma Nhleko as a director of Mgmt For For
the Company
4 To re-elect Cynthia Carroll as a director of Mgmt For For
the Company
5 To re-elect David Challen as a director of the Mgmt For For
Company
6 To re-elect Sir CK Chow as a director of the Mgmt For For
Company
7 To re-elect Sir Philip Hampton as a director Mgmt For For
of the Company
8 To re-elect Rene Medori as a director of the Mgmt For For
Company
9 To re-elect Ray O'Rourke as a director of the Mgmt For For
Company
10 To re-elect Sir John Parker as a director of Mgmt For For
the Company
11 To re-elect Mamphela Ramphele as a director Mgmt For For
of the Company
12 To re-elect Jack Thompson as a director of the Mgmt For For
Company
13 To re-elect Peter Woicke as a director of the Mgmt For For
Company
14 To re-appoint Deloitte LLP as auditors of the Mgmt For For
Company for the ensuing year
15 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
16 To approve the directors' remuneration report Mgmt For For
for the year ended 31 December 2010 set out
in the Annual Report
17 To resolve that the rules of the Anglo American Mgmt For For
Long Term Incentive Plan 2011 produced to the
meeting and for the purposes of identification
initialled by the chairman (the 'Plan') be
approved, and the directors' adoption of the
Plan be authorised
18 To resolve that the authority conferred on the Mgmt For For
directors by Article 9.2 of the Company's
Articles of Association be renewed for the
period ending at the conclusion of the Annual
General Meeting in 2012 or on 30 June 2012,
whichever is the earlier, and for
such period the Section 551 Amount shall be
USD 72.5 million. Such authority shall be in
substitution for all previous authorities
pursuant to Section 551 of the Companies Act
2006
19 To resolve that subject to the passing of Resolution Mgmt For For
18 above, the power conferred on the directors
by Article 9.3 of the Company's Articles of
Association be renewed for the period
referred to in Resolution 18 and for such
period the Section 561 Amount shall be USD
36.2 million. Such authority shall be in substitution
for all previous powers pursuant to Section
561 of the Companies Act 2006
20 To resolve that the Company be and is generally Mgmt For For
and unconditionally authorised for
the purpose of Section 701 of the Companies
Act 2006 to make market purchases (within
the meaning of Section 693 of the Companies
Act 2006) of ordinary shares of 54 86/91
US cents each in the capital of the Company
provided that: a) the maximum number of ordinary
shares of 54 86/91 US cents each in the capital
of the Company authorised to be acquired is
197.9 million; b) the minimum price which
may be paid for an ordinary share is 54 86/91
US cents, which amount shall be exclusive of
expenses; c) the maximum price which may
be paid for an ordinary share is an amount
(exclusive of expenses) equal to the higher
of 105% of the average of the middle market
quotation for an ordinary share, as derived
from the London CONTD
CONT CONTD Stock Exchange Daily Official List, for Non-Voting No vote
the five business days immediately
preceding the day on which such ordinary share
is contracted to be purchased and the highest
current bid as stipulated by Article 5(1) of
the Buy-back and Stabilisation Regulations
2003; and d) the authority hereby conferred
shall expire at the conclusion of the Annual
General Meeting of the Company to be held in
2012 (except in relation to the purchase of
ordinary shares the contract for which was
concluded before the expiry of such
authority and which might be executed wholly
or partly after such expiry) unless such
authority is renewed prior to such time
21 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933423395
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Mgmt For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Mgmt For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT Mgmt For For
AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Mgmt For For
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON
STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED
STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ARM HLDGS PLC Agenda Number: 702851280
--------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0000595859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and accounts Mgmt For For
for the financial year ended 31 December
2010
2 To declare a final dividend of 1.74 pence per Mgmt For For
share in respect of the financial year
ended 31 December 2010
3 To approve the directors' remuneration report Mgmt For For
as set out on pages 60 to 71 of the annual
report and accounts for the financial year
ended 31 December 2010
4 To elect Larry Hirst as a director Mgmt For For
5 To elect Janice Roberts as a director Mgmt For For
6 To elect Andy Green as a director Mgmt For For
7 To re-elect Doug Dunn as a director Mgmt For For
8 To re-elect Warren East as a director Mgmt For For
9 To re-elect Tudor Brown as a director Mgmt For For
10 To re-elect Mike Inglis as a director Mgmt For For
11 To re-elect Mike Muller as a director Mgmt For For
12 To re-elect Kathleen O'Donovan as a director Mgmt For For
13 To re-elect Philip Rowley as a director Mgmt For For
14 To re-elect Tim Score as a director Mgmt For For
15 To re-elect Simon Segars as a director Mgmt For For
16 To re-elect Young Sohn as a director Mgmt For For
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company to hold office until
the conclusion of the next general meeting
at which accounts are laid before the Company
18 To authorise the directors to fix the remuneration Mgmt For For
of the auditors
19 That the directors be generally and unconditionally Mgmt For For
authorised pursuant to and in accordance
with Section 551 of the Companies Act 2006
to exercise all the powers of the Company
to allot shares or grant rights to subscribe
for or to convert any security into shares:
(i) up to a nominal amount of GBP 221,939;
(ii) comprising equity securities (as defined
in Section 560(1) of the Companies Act 2006)
up to a further nominal amount of GBP 221,939
of ordinary issued share capital in connection
with an offer by way of a rights issue, such
authorities to apply in substitution for all
previous authorities pursuant to Section 551
of the Companies Act 2006 and to expire at
the end of the next AGM or on 30 June 2012,
whichever is the earlier but, in each case,
so that the CONTD
CONT CONTD Company may make offers and enter into Non-Voting No vote
agreements during the relevant period which
would, or might, require shares to be allotted
or rights to subscribe for or to convert
any security into shares to be granted after
the authorities end. For the purposes of this
resolution, "rights issue" means an offer to:
(a) ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (b) people who are holders
of other equity securities if this is required
by the rights of those securities or, if the
directors consider it necessary, as permitted
by the rights of those securities, to subscribe
further securities by means of the issue of
a renounceable letter (or CONTD
CONT CONTD other negotiable document) which may be Non-Voting No vote
traded for a period before payment for
the securities is due, but subject in both
cases to such exclusions or other
arrangements as the directors may deem necessary
or expedient in relation to treasury
shares, fractional entitlements, record
dates or legal, regulatory or practical problems
in, or under the laws of, any territory
20 That subject to the passing of resolution 19 Mgmt For For
above, the directors be empowered
to allot equity securities (as defined in Section
560(1) of the Companies Act 2006) wholly
for cash: (i) pursuant to the authority given
by paragraph (i) of resolution 19 above or
where the allotment constitutes an allotment
of equity securities by virtue of Section 560(3)
of the Companies Act 2006, in each case:
(I) In connection with a pre-emptive offer;
and (II) otherwise than in connection with
a pre-emptive offer, up to an aggregate
nominal amount of GBP 33,627; and (ii) pursuant
to the authority given by paragraph (ii)
of resolution 19 above n connection with a
rights issue, as if Section 561 (1) of the
Companies Act 2006 did not apply to any such
allotment; such power to expire at
the end of the next Annual General Meeting
or CONTD
CONT CONTD on 30 June 2012, whichever is the earlier Non-Voting No vote
but so that the Company may make offers and
enter into agreements during this period which
would, or might, require equity securities
to be allotted after the power ends. For the
purposes of this resolution: (a) "pre-emptive
offer" means an offer of equity securities
open for acceptance for a period fixed by the
directors to (I) holders (other than the
Company) on the register on a record date fixed
by the directors of ordinary shares in proportion
to their respective holdings and (II) other
persons so entitled by virtue of the rights
attaching to any other securities held by
them, but subject in both cases to such exclusions
or other arrangements as the directors may
deem necessary or expedient in relation
to treasury shares, CONTD
CONT CONTD fractional entitlements, record dates Non-Voting No vote
or legal, regulatory or practical problems
in, or under the laws of, any territory; (b)
"rights issue" has the same meaning as in
resolution 19 above; (c) references to an allotment
of equity securities shall include a sale
of treasury shares; and (d) the nominal
amount of any securities shall be taken to
be, in the case of rights to subscribe for
or convert any securities into shares of the
Company, the nominal amount of such shares
which may be allotted pursuant to such rights
21 That the Company be and is hereby unconditionally Mgmt For For
and generally authorised for the purpose
of Section 693 of the Companies Act 2006 to
make market purchases (as defined in
Section 693 of that Act) of ordinary shares
of 0.05 pence each in the capital of the Company
provided that: (a) the maximum number
of shares which may be purchased is 134,508,636;
(b) the minimum price which may be paid for
each share is 0.05 pence; (c) the maximum price
(excluding expenses) which may be paid
for any ordinary share is an amount equal
to 105% of the average of the closing mid market
price of the Company's ordinary shares as derived
from the Daily Official List of the London
Stock Exchange plc for the five business
CONTD
CONT CONTD days immediately preceding the day on Non-Voting No vote
which such share is contracted to be purchased;
and (d) this authority shall expire at the
conclusion of the AGM of the Company held
in 2012 or, if earlier, on 30 June 2012 (except
in relation to the purchase of shares the
contract for which was concluded before
the expiry of such authority and which might
be executed wholly or partly after such
expiry) unless such authority is renewed prior
to such time
22 That a general meeting other than an annual Mgmt For For
general meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 702821136
--------------------------------------------------------------------------------------------------------------------------
Security: N07059178
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: NL0006034001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening Non-Voting No vote
2 Overview of the Company's business, financial Non-Voting No vote
situation and sustainability
3 Discussion of the Annual Report 2010, including Mgmt For For
ASML's corporate governance chapter, and
the Remuneration Report 2010, and adoption
of the financial statements for the financial
year 2010, as prepared in accordance with Dutch
law
4 Discharge of the members of the Board of Management Mgmt For For
from liability for their responsibilities
in the financial year 2010
5 Discharge of the members of the Supervisory Mgmt For For
Board from liability for their responsibilities
in the financial year 2010
6 Clarification of the reserves and dividend policy Non-Voting No vote
7 Proposal to adopt a dividend of EUR 0.40 per Mgmt For For
ordinary share of EUR 0.09
8 Proposal to amend the Articles of Association Mgmt For For
of the Company
9 Approval of the number of stock options, respectively Mgmt For For
shares, for employees
10.1 Composition of the Supervisory Board: Nomination Mgmt For For
by the Supervisory Board of Messrs. W.T. Siegle
for re-appointment as member of the Supervisory
Board, effective April 20, 2011
10.2 Composition of the Supervisory Board: Nomination Mgmt For For
by the Supervisory Board of J.W.B. Westerburgen
for re-appointment as member of the Supervisory
Board, effective April 20, 2011
11 Composition of the Supervisory Board in 2012: Non-Voting No vote
Notification that Mr. O. Bilous will retire
by rotation in 2012; Notification that Mr.
F.W. Frohlich will retire by rotation in
2012; Notification that Mr. A.P.M. van der
Poel will retire by rotation in 2012
12 Remuneration of the Supervisory Board Mgmt For For
13.a Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011, to issue shares
or rights to subscribe for shares in the capital
of the Company, subject to approval of the
Supervisory Board, limited to 5% of the issued
share capital at the time of the authorization
13.b Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011 to restrict or
exclude the pre-emption rights accruing to
shareholders in connection with the issue
of shares or rights to subscribe for shares
as described under a., subject to approval
of the Supervisory Board
13.c Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011, to issue shares
or rights to subscribe for shares in the capital
of the Company, subject to approval of the
Supervisory Board, for an additional 5% of
the issued share capital at the time of the
authorization, which 5% can only be used
in connection with or on the occasion of mergers
and/or acquisitions
13.d Proposal to authorize the Board of Management Mgmt For For
to issue shares or rights to subscribe for
shares in the capital of the Company within
the limits set forth in the Articles of
Association of the Company, as well as to restrict
or exclude the pre-emption rights accruing
to shareholders: Proposal to authorize
the Board of Management for a period of 18
months from April 20, 2011, to restrict
or exclude the pre-emption rights accruing
to shareholders in connection with the issue
of shares or rights to subscribe for shares
as described under c., subject to approval
of the Supervisory Board
14 Proposal to authorize the Board of Management Mgmt For For
for a period of 18 months from April 20, 2011
to acquire - subject to the approval of the
Supervisory Board - such a number of ordinary
shares in the Company's share capital as
permitted within the limits of the law
and the current Articles of Association
of the Company, taking into account the possibility
to cancel the re-purchased shares, for valuable
consideration, on Euronext Amsterdam by
NYSE Euronext ("Euronext Amsterdam") or the
Nasdaq Stock Market LLC ("Nasdaq"),
or otherwise, at a price between, on the one
hand, an amount equal to the nominal value
of the shares and, on the other hand, an amount
equal to 110% of the market price of these
shares on CONTD
CONT CONTD Euronext Amsterdam or Nasdaq; the market Non-Voting No vote
price being the average of the highest price
on each of the five days of trading prior to
the date of acquisition, as shown in
the Official Price List of Euronext Amsterdam
or as reported on Nasdaq
15 Proposal to cancel ordinary shares in the share Mgmt For For
capital of the Company repurchased or
to be repurchased by the Company. The number
of ordinary shares that will be cancelled
shall be determined by the Board of Management,
but shall not exceed 10% of the issued share
capital of the Company as of April 20,
2011
16 Proposal to cancel additional ordinary shares Mgmt For For
in the share capital of the Company repurchased
by the Company following the cancellation of
the ordinary shares under item 15. The number
of ordinary shares that will be cancelled
shall be determined by the Board of Management,
but shall not exceed 10% of the issued share
capital of the Company as of April 20, 2011,
reduced with the number of ordinary shares
cancelled pursuant to item 15
17 Any other business Non-Voting No vote
18 Closing Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
AUTONOMY CORP PLC Agenda Number: 702804166
--------------------------------------------------------------------------------------------------------------------------
Security: G0669T101
Meeting Type: AGM
Meeting Date: 24-Mar-2011
Ticker:
ISIN: GB0055007982
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the accounts of the Company Mgmt For For
for the financial year ended 31 December 2010
together with the directors' report and the
auditors' report on those accounts
2 To approve the directors' remuneration report Mgmt For For
included in the Annual Report and Accounts
for the year ended 31 December 2010
3 To re-elect Robert Webb as a director of the Mgmt For For
Company
4 To elect Jonathan Bloomer as a director of the Mgmt For For
Company
5 To re-elect Richard Gaunt as a director of the Mgmt For For
Company
6 To re-elect Sushovan Hussain as a director of Mgmt For For
the Company
7 To elect Frank Kelly as a director of the Company Mgmt For For
8 To re-elect Michael Lynch as a director of the Mgmt For For
Company
9 To re-elect John McMonigall as a director of Mgmt For For
the Company
10 To re-appoint Deloitte LLP as auditors of the Mgmt For For
Company
11 To authorise the directors to determine the Mgmt For For
auditors' remuneration for the ensuing year
12 To authorise the directors to allot equity securities Mgmt For For
in accordance with the limitations set out
in the Notice of Meeting
13 To authorise the directors to allot equity securities Mgmt For For
for cash in accordance with the limitations
set out in the Notice of Meeting
14 To authorise the Company to make market purchases Mgmt For For
of ordinary shares in accordance with
the limitations set out in the Notice of Meeting
15 That a general meeting, other than an annual Mgmt For For
general meeting, may be called on not less
than 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
AVEVA GROUP PLC, CAMBRIDGE Agenda Number: 702520671
--------------------------------------------------------------------------------------------------------------------------
Security: G06812112
Meeting Type: AGM
Meeting Date: 07-Jul-2010
Ticker:
ISIN: GB00B15CMQ74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the reports of the Directors, the accounts Mgmt For For
of the Company and the Auditor's reports
for the YE 31 MAR 2010
2 Approve the Directors' remuneration report for Mgmt For For
the YE 31 MAR 2010
3 Declare a final dividend of 13.9 pence per ordinary Mgmt For For
share in respect of the YE 31 MAR 2010 to
shareholders on the register of Members at
close of business on 25 JUN 2010 payable
on 30 JUL 2010
4 Re-elect Richard Longdon as a Director of the Mgmt For For
Company
5 Re-elect Paul Taylor as a Director of the Company Mgmt For For
6 Re-elect Nicholas Prest as a Director of the Mgmt For For
Company
7 Re-elect Jonathan Brooks as a Director of the Mgmt For For
Company
8 Re-elect Philip Dayer as a Director of the Company Mgmt For For
9 Election of Herve Couturier as a Director of Mgmt For For
the Company
10 Re-appoint Ernst & Young LLP as the Auditors Mgmt For For
of the Company
11 Authorize the Directors to fix the remuneration Mgmt For For
of the Auditors
S.12 Authorize the Company, for the purpose of Section Mgmt For For
701 of the Companies Act 2006 the Act
to make market purchases within the meaning
of Section 693(4) of the Act of any of its
ordinary shares of 3 / pence each in the
capital of the Company the Ordinary Shares
on such terms and in such manner as the Directors
may from time to time determine, provided that:
a) the maximum number of Ordinary Shares
to be purchased is 6,792,820; b) the minimum
price that may be paid for each Ordinary Share
exclusive of expenses is 3 / pence;
c) the maximum price exclusive of expenses
that may be paid for each Ordinary Share is
the higher of i) an amount equal to 105% of
the average of the middle market quotations
for an Ordinary Share in the Company as derived
from the London Stock Exchange Daily Official
List CONT
CONT CONT for the five business days immediately Non-Voting No vote
preceding the day on which such share is
contracted to be purchased; and ii) an amount
equal to the higher of the price of the last
independent trade of an Ordinary Share and
the highest current independent bid for an
Ordinary Share as derived from the London
Stock Exchange Trading System SETS ; d)
Authority shall expire on 06 OCT 2011 or
at the close of the next AGM of the Company
whichever shall be the earlier ; and e)
the Company may contract to purchase its Ordinary
Shares under the authority hereby conferred
prior to the expiry of such authority that
will or might be executed wholly or partly
after the expiration of such authority, and
may purchase its Ordinary Shares in pursuance
of any such contract
13 Authorize the Directors, for the purposes of Mgmt For For
Section 551 of the Companies Act 2006 the
Act , to exercise all the powers of the Company
to allot shares and grant rights to subscribe
for, or convert any security into, shares:
a) up to an aggregate nominal amount within
the meaning of Section 551(3) and (6) of the
Act of GBP 754,757.86 such amount to be reduced
by the nominal amount allotted or granted
under b) below in excess of such sum ; and
b) comprising equity securities as defined
in Section 560 of the Act up to an aggregate
nominal amount within the meaning of Section
551(3) and (6) of the Act of GBP 1,509,515.72
such amount to be reduced by any allotments
or grants made under this resolution in connection
with or pursuant to an offer by way of a rights
issue in favour of holders of ordinary shares
CONT
CONT CONT in proportion as nearly as practicable Non-Voting No vote
to the respective number of ordinary shares
held by them on the record date for such allotment
and holders of any other class of equity
securities entitled to participate therein
or if the Directors consider it necessary,
as permitted by the rights of those securities
, but subject to such exclusions or other arrangements
as the Directors may consider necessary or
appropriate to deal with fractional entitlements,
treasury shares, record dates or legal, regulatory
or practical difficulties which may arise under
the laws of, or the requirements of any
regulatory body or stock exchange in any territory
or any other matter whatsoever, Authority
shall expire on 06 OCT 2011 or at the close
of the next AGM of the Company whichever
shall be the earlier ; save that the
Company may CONT
CONT CONT before such expiry make any offer or agreement Non-Voting No vote
which would or might require shares to
be allotted or rights to be granted after such
expiry and the Directors may allot shares,
or grant rights to subscribe for or to
convert any security into shares, in pursuance
of any such offer or agreement as if the authorizations
conferred hereby had not expired
S.14 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 13 as specified in the notice
of the 2010 AGM of the Company, pursuant to
Sections 570(1) and 573 of the Companies Act
2006 the Act to: a) allot equity securities
as defined in Section 560 of the Act of
the Company for cash pursuant to the authorization
conferred by that resolution; and b) sell ordinary
shares as defined in Section 560(1) of the
Act held by the Company as treasury shares
for cash, as if Section 561 of the Act did
not apply to any such allotment or sale, provided
that this power shall be limited to the allotment
of equity securities for cash and the sale
of treasury shares: i) in connection with or
pursuant to an offer of or invitation to acquire
equity securities but in the case of the
authorization granted CONT
CONT CONT under Resolution 13(b), by way of a rights Non-Voting No vote
issue only in favour of holders of ordinary
shares in proportion as nearly as practicable
to the respective number of ordinary shares
held by them on the record date for such allotment
or sale and holders of any other class of
equity securities entitled to participate
therein or if the Directors consider it necessary,
as permitted by the rights of those securities
but subject to such exclusions or other
arrangements as the Directors may consider
necessary or appropriate to deal with fractional
entitlements, treasury shares, record dates
or legal regulatory or practical difficulties
which may arise under the laws of or the requirements
of any regulatory body or stock exchange in
any territory or any other matter whatsoever;
CONT
CONT CONT and ii) in the case of the authorization Non-Voting No vote
granted under Resolution 13 (a) or in the
case of any transfer of treasury shares , and
otherwise than pursuant to Paragraph
(i) of this resolution, up to an aggregate
nominal amount of GBP 113,213.68, and
Authority shall expire on 06 OCT 2011 or at
the close of the next AGM of the Company
whichever shall be the earlier ; the Company
may before such expiry make any offer or agreement
that would or might require equity securities
to be allotted, or treasury shares to be
sold, after such expiry and the Directors
may allot equity securities, or sell treasury
shares in pursuance of any such offer or agreement
as if the power conferred hereby had not
expired
S.15 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of
the Company's Memorandum of Association which,
by virtue of Section 28 of the Companies
Act 2006, are to be treated as provisions of
the Company's Articles of Association; and
b) the Articles of Association produced
to the meeting and initialed by the chairman
of the meeting for the purpose of identification
be adopted as the Articles of Association of
the Company in substitution for, and to
the exclusion of, the existing Articles of
Association
S.16 Approve the general meeting of the Company Mgmt For For
other than an AGM) may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 933390849
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.L. BECK Mgmt For For
C.W.D. BIRCHALL Mgmt For For
D.J. CARTY Mgmt For For
G. CISNEROS Mgmt Withheld Against
P.A. CROSSGROVE Mgmt For For
R.M. FRANKLIN Mgmt For For
J.B. HARVEY Mgmt For For
D. MOYO Mgmt For For
B. MULRONEY Mgmt For For
A. MUNK Mgmt For For
P. MUNK Mgmt For For
A.W. REGENT Mgmt For For
N.P. ROTHSCHILD Mgmt For For
S.J. SHAPIRO Mgmt For For
02 RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt For For
APPROACH.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 933420274
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. FESIK Mgmt For For
DIRK D. LAUKIEN Mgmt For For
RICHARD M. STEIN Mgmt For For
CHARLES F. WAGNER, JR. Mgmt For For
BERNHARD WANGLER Mgmt For For
02 TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, Mgmt For For
CONFIRM AND APPROVE THE SELECTION OF ERNST
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF BRUKER CORPORATION FOR FISCAL
2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 3 Years For
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933435592
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GIL SHWED Mgmt For For
MARIUS NACHT Mgmt For For
JERRY UNGERMAN Mgmt For For
DAN PROPPER Mgmt For For
DAVID RUBNER Mgmt For For
DR. TAL SHAVIT Mgmt For For
02 RE-ELECTION OF TWO OUTSIDE DIRECTORS: IRWIN Mgmt For For
FEDERMAN AND RAY ROTHROCK.
03 TO RATIFY THE APPOINTMENT AND COMPENSATION OF Mgmt For For
KOST, FORER, GABBAY & KASIERER, A MEMBER OF
ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
04 TO AMEND THE FEE STRUCTURE FOR CHECK POINT'S Mgmt For For
DIRECTORS.
05 TO APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For
EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933332265
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shr Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE
OF CISCO'S SALES TO CHINA AND CERTAIN OTHER
GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933410172
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I ELECTION OF DIRECTOR: R. PHILLIPS Mgmt For For
1J ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1K ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For
1L ELECTION OF DIRECTOR: A. SCHWARTZ Mgmt For For
02 A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, Mgmt For For
COMMONLY KNOWN AS "SAY ON PAY"
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION
05 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr Against For
IN DIRECTOR ELECTIONS
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702697282
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101103/LTN20101103035.pdf
CMMT PLEASE NOTE THAT EUROCLEAR DOES NOT OFFER ANY Non-Voting No vote
VOTING SERVICES ON THIS ISSUE. THIS NOTICE
IS SENT FOR INFORMATION PURPOSES ONLY. BY DEFAULT
EOC WILL TAKE NO ACTION.
1 To approve the Non-exempt Continuing Connected Mgmt For For
Transactions
2 To approve the Proposed Caps for each category Mgmt For For
of the Non-exempt Continuing Connected Transactions
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702926998
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN20110407065.pdf
A1 To receive and consider the audited Statement Mgmt For For
of Accounts together with the Report of the
Directors and Independent Auditors' Report
thereon for the year ended 31 December 2010
A2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
A3I To re-elect Mr. Wang Yilin as Non-executive Mgmt For For
Director
A3II To re-elect Mr. Li Fanrong as Executive Director Mgmt For For
A3III To re-elect Mr. Lawrence J. Lau as Independent Mgmt For For
Non-executive Director
A3IV To re-elect Mr. Wang Tao as Independent Non-executive Mgmt For For
Director
A3V To authorise the Board of Directors to fix the Mgmt For For
remuneration of each of the Directors
A4 To re-appoint the Company's independent auditors Mgmt For For
and to authorise the Board of Directors to
fix their remuneration
B1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of
the Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares in the capital of the Company not exceeding
20% of the share capital of the Company
in issue as at the date of passing of this
resolution
B3 To extend the general mandate granted to the Mgmt For For
Directors to allot, issue and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share capital
of the Company in issue as at the date of
passing of this resolution
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE AND CHANGE IN DIRECTOR
NAME FOR RESOLUTION NO. A3.1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933429020
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT W. HOWE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
02 APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION.
04 TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, Mgmt For For
AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO AMEND OUR CERTIFICATE OF INCORPORATION TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS
FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING
SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING
POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL
STOCK.
06 TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS Mgmt For For
AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING
THRESHOLDS FROM 80% OF THE VOTING POWER OF
ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK
TO 66 2/3% OF THE VOTING POWER OF ALL THEN
OUTSTANDING SHARES OF CAPITAL STOCK.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERS - AMBEV Agenda Number: 702885433
--------------------------------------------------------------------------------------------------------------------------
Security: P0273S127
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRAMBVACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM III AND IV ONLY. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To receive the accounts of the board of directors, Non-Voting No vote
examine, discuss and vote on the financial
statements regarding the 2010 fiscal year
II To resolve regarding the allocation of the net Non-Voting No vote
profit from the fiscal year that ended on
December 31, 2010, as well as to ratify the
distribution of interest on shareholder
equity and dividends approved by the board
of directors at meetings held on March
1, 2010, September 27, 2010, October 26 and
27, 2010, and February 28, 2011
III To elect the members of the board of directors Mgmt For For
IV To elect the members of the fiscal committee Mgmt For For
of the company and their respective
substitutes
V To ratify the amounts paid as aggregate remuneration Non-Voting No vote
attributed to the managers of the company
for the fiscal year that ended on December
31, 2010, and to establish the aggregate remuneration
of the managers and members of the finance
committee of the company for the 2011 fiscal
year
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 933410095
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID M. DEMSHUR Mgmt For For
RENE R. JOYCE Mgmt For For
MICHAEL C. KEARNEY Mgmt For For
JAN WILLEM SODDERLAND Mgmt For For
02 TO CONFIRM AND ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS IN THE ENGLISH LANGUAGE FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2010.
03 TO APPROVE AND RESOLVE THE CANCELLATION OF OUR Mgmt For For
REPURCHASED SHARES HELD AT THE TIME THE ANNUAL
MEETING STARTS.
04 TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 25.6%
OF OUR ISSUED SHARE CAPITAL.
05 APPROVE & RESOLVE EXTENSION OF AUTHORITY TO Mgmt For For
ISSUE SHARES AND/OR TO GRANT RIGHTS WITH RESPECT
TO COMMON AND PREFERENCE SHARES
06 APPROVE AND RESOLVE EXTENSION OF AUTHORITY TO Mgmt For For
LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF COMMON
AND/OR PREFERENCE SHAREHOLDERS.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AS OUR COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
8A THE SHAREHOLDERS APPROVE THE COMPENSATION PHILOSOPHY, Mgmt For For
POLICIES AND PROCEDURES DESCRIBED IN THE CD&A,
AND THE COMPENSATION OF CORE LABORATORIES N.V.'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE SEC'S COMPENSATION DISCLOSURE RULES,
INCLUDING THE COMPENSATION TABLES.
8B THE STOCKHOLDERS OF THE COMPANY BE PROVIDED Mgmt 3 Years For
AN OPPORTUNITY TO APPROVE THE COMPENSATION
PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED
IN THE CD&A, AND THE COMPENSATION OF CORE LABORATORIES
N.V.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO THE SEC'S COMPENSATION DISCLOSURE
RULES, INCLUDING THE COMPENSATION TABLES EVERY:
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 933421238
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANGEL R. MARTINEZ Mgmt For For
REX A. LICKLIDER Mgmt For For
JOHN M. GIBBONS Mgmt For For
JOHN G. PERENCHIO Mgmt For For
MAUREEN CONNERS Mgmt For For
RUTH M. OWADES Mgmt For For
KARYN O. BARSA Mgmt For For
MICHAEL F. DEVINE, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER OUR 2006 EQUITY INCENTIVE PLAN.
04 TO APPROVE, BY ADVISORY VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION PROGRAM VOTES.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933385230
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
02 APPROVING AMENDMENTS TO THE AMENDED REGULATIONS Mgmt For For
TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED
UPON THE APPROVAL OF PROPOSAL 3.
03 APPROVING AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2011.
05 APPROVING, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE NON-BINDING EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
ELEKTA AB Agenda Number: 702583205
--------------------------------------------------------------------------------------------------------------------------
Security: W2479G107
Meeting Type: AGM
Meeting Date: 21-Sep-2010
Ticker:
ISIN: SE0000163628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. Opening of the meeting Non-Voting No vote
2 Election of lawyer Bertil Villard the Chairman Non-Voting No vote
of the Meeting
3 Preparation and approval of the list of shareholders Non-Voting No vote
entitled to vote at the meeting
4 Approval of the agenda Non-Voting No vote
5 Election of 1 or 2 minutes-checkers Non-Voting No vote
6 Determination of whether the meeting has been Non-Voting No vote
duly convened
7 Presentation of the annual report and the Auditors' Non-Voting No vote
report and the consolidated accounts and the
Auditors' report for the Group
8 Address by the President and Chief Executive Non-Voting No vote
Officer and report on the work of the Board
of Directors and Committees of the Board of
Directors by the Chairman of the Board
9 Adopt the balance sheet and income statement Mgmt For For
and the consolidated balance sheet and consolidated
income statement
10 Approve that the Company's unappropriated earnings, Mgmt For For
SEK 1,492,022,364 an amount representing SEK
3 per share should be distributed as dividend
to the shareholders and that the remaining
unappropriated earnings shall be carried forward,
record day for the dividends is proposed to
be 24 SEP 2010
11 Grant discharge to the Members of the Board Mgmt For For
of Directors and Chief Executive Officer from
personal liability
12 Receive the report on the work of the Nomination Non-Voting No vote
Committee
13 Approve that the Board of directors shall consist Mgmt For For
of 8 Members, without Deputy Members
14 Approve that a remuneration shall be paid to Mgmt For For
the Board at a total of SEK 2,890,000 of which
SEK 625,000 to the Chairman of the Board, SEK
310,000 to each of the External Members of
the Board, SEK 70,000 shall be paid to the
Chairman of the Company's Compensation Committee
and SEK 35,000 to any other Member of said
Committee, SEK 120,000 shall be paid to the
Chairman of the Company's Audit Committee and
SEK 60,000 to any other Member of said Committee
that no remuneration shall be paid to the Members
of the Board that are employed by the Company
and that the remuneration to the Auditors be
paid according to an approved account
15 Election of Akbar Seddigh, Hans Barella, Luciano Mgmt For For
Cattani, Vera Kallmeyer, Tommy H Karlsson,
Laurent Leksell and Birgitta Stymne G ransson
as Board members and that Jan Secher is elected
as a new Member of the Board, Akbar Seddigh
is proposed to be re-elected, Chairman of the
Board Carl G. Palmstierna has declined re-election
and any Deputy Board Members
16 Approve the specified guidelines for remuneration Mgmt For For
and other terms of employment for the executive
management of the Group, the guidelines will
be valid for employment agreements entered
into after the meeting and for any changes
made to existing employment agreements thereafter,
it is proposed that the Board is given the
possibility to deviate from the below stated
guidelines in individual cases where specific
reasons or requirements exist, in accordance
with the revised Swedish Code of Corporate
Governance [sw Svensk kod for bolagsstyrning],
the Board of Directors has considered imposing
restrictions on variable remuneration of the
executive management, the Board of Director's
assessment is that the current structure and
policy for remuneration of executive management
fulfills the primary intentions of the restrictions;
to ensure that variable compensation is linked
to both short- and long-term target fulfillment
and that performance on which compensation
is based proves to be sustainable over time,
and that the introduction of such restrictions
is not necessary at the present time, as specified
17a Authorize the Board during the period until Mgmt For For
the next AGM to decide, on 1 or more occasions,
on acquisition of a maximum number of own shares
to the extent that after purchase the Company
holds not more than 10% of the total number
of shares in the Company the repurchase shall
be carried out on the NASDAQ OMX Stockholm
at a price that is within the registered price
interval (spread) at any given time, meaning
the interval between the highest bid price
and the lowest ask price, and in other respects
in accordance with the rules of NASDAQ OMX
Stockholm at any given time, the purpose of
the repurchase of own shares is firstly to
align the Company's capital structure to the
Company's capital requirements and, where appropriate,
to enable share transfers in conjunction with
the financing of company acquisitions and other
types of strategic investments and acquisitions,
an additional objective is to facilitate hedging
of costs and delivery in relation to the Performance
Share Program 2010 proposed under point 18
17b Authorize the Board, during the period until Mgmt For For
the next AGM to decide, on one or more occasions,
on the transfer of shares in the Company, the
shares may only be transferred in conjunction
with the financing of company acquisitions
and other types of strategic investments and
acquisitions, and the transfers may not exceed
the maximum number of treasury shares held
by the Company at any given time, in conjunction
with the acquisition of companies or operations,
share transfers may be executed waiving the
shareholders' preferential rights and at a
price that is within the so called spread (see
above) at the time of the decision regarding
the transfer and in accordance with the rules
of NASDAQ OMX Stockholm at any given time,
payment for shares transferred in this manner
may be made in cash or through a non-cash issue
or offsetting of claims against the Company,
or on other specific terms, the reason for
the Board's authorization to waive the shareholders'
preferential rights is, where appropriate,
to be able to transfer shares in conjunction
with the financing of any company acquisitions
and other types of strategic investments and
acquisitions in a cost-efficient manner
17c Approve the transfer of own shares, in the maximum Mgmt For For
number of 110,700, to the employees in accordance
with the Performance Share Program 2010; authorize
the Board, on 1 or more occasions, during the
period until the next AGM, to decide to on
NASDAQ OMX Stockholm, transfer no more than
15,250 shares, out of the holding of 110,700
shares, in order to cover certain payment,
mainly social security payment the transfer
may be effected with waiver of the shareholders
preferential rights and to a price within the
so-called spread at the time of the decision
on transfer and in accordance with the rules
of the NASDAQ OMX Stockholm at any given time
17d Authorize the Board during the period until Mgmt For For
the next AGM to decide, on one or more occasions,
on the transfer of not more than 32,000 shares
of the holding of 232,000 shares on NASDAQ
OMX Stockholm, with reference to the Performance
Share Program 2009, to cover certain expenditures,
mainly social security contributions. Transfers
may be executed at a price that is within the
so-called spread (see above) at the time of
the decision regarding the transfer and in
accordance with the rules of NASDAQ OMX Stockholm
at any given time
18 Approve a resolution regarding a Performance Mgmt For For
Share Program for 2010, the terms of the proposed
Performance Share Program 2010 are in all material
respects the same as the terms of the Performance
Share Program 2009, as specified
19 Approve that the nomination committee proposes Mgmt For For
that the Meeting resolves that a nomination
committee should be appointed through a procedure
whereby the chairman of the Board, before the
end of the second quarter of the financial
year, contacts three to five representatives
for the, as per the last banking day in September,
largest holders of voting rights of A and B
shares, those representatives shall together
with the chairman of the Board constitute the
nomination committee and fulfil its obligations
in accordance with the Swedish Code of Corporate
Governance (sw. Svensk kod for bolagsstyrning),
the entitlement shall be based on Euroclear
Sweden AB's list of shareholders (by group
of owners) on the last banking day in September,
and on other reliable information provided
to the Company on such date, the names of the
members of the nomination committee shall be
published as soon as they have been appointed,
however, not later than six months before the
next AGM, the nomination committee shall appoint
a chairman of the nomination committee among
its members, the term of office for the nomination
committee ends when a new nomination committee
has been appointed, no remuneration shall be
paid for the performance of the work in the
nomination committee; however, the company
shall pay all such necessary costs which may
arise in the performance of the assignment,
if any of the larger shareholders sell their
shares in the Company before the nomination
committee has fulfilled its assignment, the
member that has been appointed by such a shareholder
shall, if the nomination committee so decides,
be replaced by a representative of the shareholder
with the largest holding of voting rights after
those who are already represented in the nomination
committee, if a member of the nomination committee
no longer represents the shareholder that appointed
him/her, before the assignment of the nomination
committee has been fulfilled, then he/she should
be replaced, if the shareholder so wishes,
by a new representative appointed by that shareholder,
the nomination committee is entitled to, if
deemed appropriate, to co-opt a member to the
committee who are appointed by a shareholder
that after the constituting of the committee,
have come to be among the shareholders with
the five largest shareholdings in the company
and that have not already appointed a member
to the committee. Such co-opted member does
not participate in the nomination committee's
decisions
20 Adjournment Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENSIGN ENERGY SVCS INC Agenda Number: 702974165
--------------------------------------------------------------------------------------------------------------------------
Security: 293570107
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: CA2935701078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"1" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "2.1 TO 2.9 AND 3". THANK YOU.
1 To set the number of Directors of the Corporation Mgmt For For
at nine (9)
2.1 Election of Director: N. Murray Edwards Mgmt For For
2.2 Election of Director: Robert H. Geddes Mgmt For For
2.3 Election of Director: James B. Howe Mgmt Abstain Against
2.4 Election of Director: Len O. Kangas Mgmt For For
2.5 Election of Director: Selby W. Porter Mgmt For For
2.6 Election of Director: John G. Schroeder Mgmt For For
2.7 Election of Director: Kenneth J. Skirka Mgmt For For
2.8 Election of Director: Gail D. Surkan Mgmt For For
2.9 Election of Director: Barth E. Whitham Mgmt For For
3 The appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Accountants, as auditors of
the Corporation for the ensuing fiscal year
and the authorization in favour of the Directors
to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933368133
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 14-Mar-2011
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: A. GARY AMES Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933367371
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Mgmt For For
1G ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Mgmt For For
1J ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
BY 10,000,000 SHARES.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 3 Years For
ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 702930353
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 815858 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART Non-Voting No vote
A RESOLUTIONS IF THE COMPANIES ACT 71 OF 2008,
AS AMENDED ("2008 ACT") HAS TAKEN EFFECT PRIOR
TO OR ON THE DATE OF THE MEETING
O.1 Re-appointment of KPMG Inc. as the auditors Mgmt For For
O.2 Election of director: Mr MS Moloko Mgmt For For
O.3 Re-election of director: Mr K Ansah Mgmt For For
O.4 Re-election of director: Mr DN Murray Mgmt For For
O.5 Re-election of director: Ms GM Wilson Mgmt For For
O.6 Election of the Audit Committee - Election of Mgmt For For
Ms GM Wilson (Chair)
O.7 Election of the Audit Committee - Election of Mgmt For For
Mr RP Menell
O.8 Election of the Audit Committee - Election of Mgmt For For
Mr DMJ Ncube
O.9 Election of the Audit Committee - Election of Mgmt For For
Mr RL Pennant-Rea
O.10 Approval for the issue of authorised but unissued Mgmt For For
ordinary shares
O.11 Approval for the issue of authorised but unissued Mgmt For For
non-convertible redeemable preference shares
O.12 Issuing equity securities for cash Mgmt For For
O.13 Endorsement of the Remuneration Policy Mgmt For For
S.1 Increase of Audit Committee non-executive directors' Mgmt For For
fees
S.2 Acquisition of company's own shares Mgmt For For
CMMT PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART Non-Voting No vote
B RESOLUTIONS IF THE COMPANIES ACT, 81 OF 1973,
AS AMENDED ("1973 ACT") IS STILL IN EFFECT
AS AT THE DATE OF THE MEETING
O.1 Adoption of the financial statements Mgmt For For
O.2 Re-appointment of KPMG Inc. as the auditors Mgmt For For
O.3 Election of director: Mr MS Moloko Mgmt For For
O.4 Re-election of director: Mr K Ansah Mgmt For For
O.5 Re-election of director: Mr DN Murray Mgmt For For
O.6 Re-election of director: Ms GM Wilson Mgmt For For
O.7 Placement of Unissued ordinary shares under Mgmt For For
the control of the directors
O.8 Placement of non-convertible redeemable preference Mgmt For For
shares under the control of the directors
O.9 Issuing equity securities for cash Mgmt For For
O.10 Increase of Audit Committee non-executive directors' Mgmt For For
fees
S.1 Acquisition of company's own shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 703077102
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: OGM
Meeting Date: 20-Jun-2011
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Financial assistance in terms of section 45 Mgmt For For
of the Act
O.1 Approval for the proposed acquisition Mgmt For For
O.2 Authority to give effect to the above Resolutions Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC NEW Agenda Number: 702930947
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: MIX
Meeting Date: 18-May-2011
Ticker:
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"c, d, e" AND 'IN FAVOR' OR 'ABSTAIN' ONLY
FOR RESOLUTION NUMBERS "a.1 TO a.10
AND b". THANK YOU.
A.1 In respect of the election of following director: Mgmt For For
Ian W. Telfer
A.2 In respect of the election of following director: Mgmt For For
Douglas M. Holtby
A.3 In respect of the election of following director: Mgmt For For
Charles A. Jeannes
A.4 In respect of the election of following director: Mgmt For For
John P. Bell
A.5 In respect of the election of following director: Mgmt For For
Lawrence I. Bell
A.6 In respect of the election of following director: Mgmt For For
Beverley A. Briscoe
A.7 In respect of the election of following director: Mgmt For For
Peter J. Dey
A.8 In respect of the election of following director: Mgmt For For
P. Randy Reifel
A.9 In respect of the election of following director: Mgmt For For
A. Dan Rovig
A.10 In respect of the election of following director: Mgmt For For
Kenneth F. Williamson
B In respect of the appointment of Deloitte & Mgmt For For
Touche LLP, Chartered Accountants,
as Auditors of the Company and authorizing
the Directors to fix their remuneration
C A resolution approving an amended and restated Mgmt For For
stock option plan for the Company
D A resolution amending the articles of the Company Mgmt For For
to increase the maximum number of Directors
from 10 to 12
E PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Be it resolved: Pursuant to Goldcorp's
own Human Rights Assessment, the company halt
all land acquisitions, exploration activities,
mine expansion projects, or conversion of
exploration to exploitation licenses, until
it complies with international law; the Board
of Directors require that Goldcorp's Human
Rights Assessment be made easily available
on Goldcorp's main web site; the Board of Directors
announce its commitment to voluntarily implement
recommendations of international
human rights bodies; the company suspend operations
at the Marlin mine in accordance with
the recommendations of the Inter-American
Commission on Human Rights
F Voted on such other business as may properly Mgmt For Against
come before the Meeting or any adjournment
thereof
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 933411693
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 18-May-2011
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
IAN W. TELFER Mgmt For For
DOUGLAS M. HOLTBY Mgmt For For
CHARLES A. JEANNES Mgmt For For
JOHN P. BELL Mgmt For For
LAWRENCE I. BELL Mgmt For For
BEVERLEY A. BRISCOE Mgmt For For
PETER J. DEY Mgmt For For
P. RANDY REIFEL Mgmt For For
A. DAN ROVIG Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE COMPANY AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION;
C A RESOLUTION APPROVING AN AMENDED AND RESTATED Mgmt For For
STOCK OPTION PLAN FOR THE COMPANY;
D A RESOLUTION AMENDING ARTICLES OF THE COMPANY Mgmt For For
TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS
FROM 10 TO 12;
E THE SHAREHOLDER PROPOSAL ATTACHED AS SCHEDULE Shr Against For
"C" TO THE MANAGEMENT INFORMATION CIRCULAR
ACCOMPANYING THIS VOTING INSTRUCTION FORM.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt For For
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 3 Years For
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933368537
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 02-Mar-2011
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN D. ZEGLIS Mgmt For For
WILLIAM L. ARMSTRONG Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
FOR 2011.
03 APPROVAL OF THE HELMERICH & PAYNE, INC. 2010 Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION.
06 STOCKHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION Shr Against For
OF THE TERMS OF THE COMPANY'S BOARD OF DIRECTORS
TO REQUIRE THAT ALL DIRECTORS STAND FOR ELECTION
ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA, DUESSELDORF Agenda Number: 702805283
--------------------------------------------------------------------------------------------------------------------------
Security: D32051126
Meeting Type: AGM
Meeting Date: 11-Apr-2011
Ticker:
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD.
THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 21 MAR 11 , WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting No vote
MAR 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Presentation of the annual financial statements Non-Voting No vote
and the consolidated financial statements as
endorsed by the supervisory board and of the
management reports relating to Henkel Ag Co
KGAA and TEH Group and the presentation of
the corporate governance.and remuneration reports,
of the information required according to clause
289 (4), clause 315 (4), clause 289 (5) and
clause 315 (2) German commercial code (HGB)
end of the report to the supervisory board
for fiscal 2010. resolution to approve the
annual.financial statements of Henkel Ag Co
KGAA for fiscal 2010
2. Resolution for the appropriation of profit Non-Voting No vote
3. Resolution to approve and ratify the actions Non-Voting No vote
of the personally liable partner
4. Resolution to approve and ratify the actions Non-Voting No vote
of the supervisory board
5. Resolution to approve and ratify the actions Non-Voting No vote
of the shareholders committee
6. Appointment of auditors for the 2011 financial Non-Voting No vote
year: KPMG AG, Berlin
7. Election of Norbert Reithofer to the shareholders' Non-Voting No vote
committee
8. Approval of an amendment to the existing control Non-Voting No vote
and profit transfer agreements with the company's
wholly-owned subsidiaries: a) CHEMPHAR Handels-+Exportgesellschaft
mbH, b) Clynol GmbH, c) Hans Schwarzkopf +
Henkel GmbH, d) Henkel Erste Verwaltungsgesellschaft
mbH, e) Henkel Loctite KID GmbH, f) Henkel
Management AG, g) Henkel Wasch- und Reinigungsmittel
GmbH, h) Indola GmbH, and i) Schwarzkopf +
Henkel GmbH
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE LTD. Agenda Number: 933381927
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL O. JOHNSON Mgmt For For
JOHN TARTOL Mgmt For For
CAROLE BLACK Mgmt For For
MICHAEL J. LEVITT Mgmt For For
02 VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN
TO INCREASE THE AUTHORIZED NUMBER OF COMMON
SHARES ISSUABLE THEREUNDER BY 3,200,000 AND
TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED
AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING
AVAILABLE SHARE POOL
03 VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF Mgmt For For
THE COMPANY'S COMMON SHARES
04 VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
05 VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
06 VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL 2011
07 VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN
FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE
--------------------------------------------------------------------------------------------------------------------------
HTC CORP Agenda Number: 703115647
--------------------------------------------------------------------------------------------------------------------------
Security: 40432G207
Meeting Type: AGM
Meeting Date: 15-Jun-2011
Ticker:
ISIN: US40432G2075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.1 Adoption of the Fiscal 2010 Business Report Mgmt Take No Action
and Financial Statement
3.2 Adoption of the Fiscal 2010 Earnings Distribution Mgmt Take No Action
Proposal
3.3 Discussion of the proposal to allocate earnings Mgmt Take No Action
and employee bonuses to a capital increase
and issuance of new shares
3.4 Discussion of the proposal to amend the Articles Mgmt Take No Action
of Incorporation
3.5 Discussion of the proposal to amend the Procedures Mgmt Take No Action
for the Acquisition or Disposal of Assets
3.6 Proposal for election of one additional member Mgmt Take No Action
to the Board of Directors and by-election
of one supervisor
3.7 Proposal to release a Director from non-competition Mgmt Take No Action
restrictions
--------------------------------------------------------------------------------------------------------------------------
HTC CORPORATION Agenda Number: 933470231
--------------------------------------------------------------------------------------------------------------------------
Security: 40432G207
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker:
ISIN: US40432G2075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3A ADOPTION OF THE FISCAL 2010 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENT
3B ADOPTION OF THE FISCAL 2010 EARNINGS DISTRIBUTION Mgmt For For
PROPOSAL
3C DISCUSSION OF THE PROPOSAL TO ALLOCATE EARNINGS Mgmt For For
AND EMPLOYEE BONUSES TO A CAPITAL INCREASE
AND ISSUANCE OF NEW SHARES
3D DISCUSSION OF THE PROPOSAL TO AMEND THE ARTICLES Mgmt For For
OF INCORPORATION
3E DISCUSSION OF THE PROPOSAL TO AMEND THE PROCEDURES Mgmt For For
FOR THE ACQUISITION OR DISPOSAL OF ASSETS
3F PROPOSAL FOR ELECTION OF ONE ADDITIONAL MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS AND BY-ELECTION OF
ONE SUPERVISOR
3G PROPOSAL TO RELEASE A DIRECTOR FROM NON-COMPETITION Mgmt For For
RESTRICTIONS
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933396524
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL M. BRADBURY* Mgmt For For
ROY A. WHITFIELD* Mgmt For For
GERALD MOLLER, PH.D.** Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JANUARY 1, 2012
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
IMAGINATION TECHNOLOGIES GROUP PLC, HERTFORDSHIRE Agenda Number: 702555915
--------------------------------------------------------------------------------------------------------------------------
Security: G47104107
Meeting Type: AGM
Meeting Date: 13-Aug-2010
Ticker:
ISIN: GB0009303123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the Company's audited accounts for the Mgmt For For
FYE 30 APR 2010, together with the Directors'
and Auditors' reports on those accounts
2 Receive and approve the Directors' remuneration Mgmt For For
report for the FYE 30 APR 2010 together
with the Auditors' report on it as specified
in the Company's annual report
3 Re-elect Geoff Shingles as a Director Mgmt For For
4 Re-elect Ian Pearson as a Director Mgmt For For
5 Re-elect David Hurst-Brown as a Director Mgmt For For
6 Re-appoint KPMG Audit Plc as the Auditors, to Mgmt For For
hold office from the conclusion of the meeting
until the conclusion of the next AGM of the
Company at which accounts are laid
7 Authorize the Directors to agree the Auditors' Mgmt For For
remuneration
8 Authorize the Directors of the Company, under Mgmt For For
section 551 the Companies Act 2006 to exercise
all the powers of the Company to allot shares
in the Company and to grant rights to subscribe
for, or to convert any security into, shares
in the Company Rights : up to an aggregate
nominal amount of GBP 8,057,913; and comprising
equity securities as defined in Section 560(1)
of the Companies Act 2006 , up to a
further aggregate nominal amount of GBP
8,057,913 in connection with an offer
by way of a rights issue to: ordinary shareholders
in proportion as nearly as may be to their
existing holdings; and holders of other equity
securities, if this is required by the rights
of those securities or, if the Directors consider
it necessary, as permitted by the rights of
those securities, but subject to such exclusions
and .CONTD
CONT .CONTD other arrangements as the Directors may Non-Voting No vote
consider necessary or appropriate
in relation to fractional entitlements, record
dates, treasury shares or any legal, regulatory
or practical problems under the laws of any
territory including the requirements of
any regulatory body or stock exchange
or any other matter; Authority expires at
the conclusion of the next AGM of the Company
after the passing of this resolution or, if
earlier, the date 15 months after the date
of passing of this resolution and in each
case the Company may, before such expiry,
make an offer or agreement which would or
might require shares to be allotted or Rights
to be granted after the authority has expired
and the Directors may allot CONTD.
CONT .CONTD shares or grant Rights in pursuance of Non-Voting No vote
any such offer or agreement notwithstanding
that this authority has expired; and all previous
authorities to allot shares or grant Rights,
to the extent unused, shall be revoked
S.9 Authorize the Directors of the Company, subject Mgmt For For
to the passing of Resolution 8, to allot equity
securities within the meaning of Section 560
of the Companies Act 2006 for cash under
the authority conferred by Resolution 8 as
if Section 561 of the Companies Act 2006 did
not apply to the allotment and this power
shall be limited to: the allotment of equity
securities in connection with an offer
or issue of equity securities but in the case
of the authority granted under Resolution
8, by way of a rights issue only to or in
favour of: ordinary shareholders in proportion
as nearly as may be to their existing holdings;
and holders of other equity securities, if
this is required by the rights of those securities
or, if the Directors consider it necessary,
as permitted by CONTD.
CONT .CONTD the rights of those securities, but subject Non-Voting No vote
to such exclusions and other arrangements
as the directors may consider necessary or
appropriate in relation to fractional entitlements,
record dates, treasury shares or any legal,
regulatory or practical problems under the
laws of any territory including the requirements
of any regulatory body or stock exchange or
any other matter; and the allotment of equity
securities otherwise than under this resolution
up to an aggregate nominal amount of GBP 1,220,895
; Authority shall expire when the authority
given by Resolution 8 is revoked or expires
but the Company may before expires and the
Company may before expiry of this power make
an offer or agreement which would or might
require equity securities to be allotted after
such expiry and the Directors CONTD.
CONT .CONTD may allot equity securities in pursuance Non-Voting No vote
of that offer or agreement notwithstanding
that the power has expired; and this power
applies in relation to a sale of treasury
shares which constitutes an allotment of
equity securities by virtue of Section
560(3) of the Companies Act 2006 as if the
words under the authority conferred by Resolution
8 were omitted from the introductory wording
to Resolution 9
S.10 Authorize the Company for the purpose of Sections Mgmt For For
693 and 701 of the Companies Act 2006
to make one or more market purchases within
the meaning of Section 693(4) of the Companies
Act 2006 of ordinary shares of 10 pence
each in the capital of the Company upon such
terms and in such manner as the Directors
of the Company shall determine provided that:
the maximum aggregate number of ordinary shares
authorized to be purchased is 24,417,918; the
minimum price excluding expenses which
may be paid for any one ordinary share
is 10 pence; the maximum price excluding expenses
which may be paid for an ordinary share
cannot be more than an amount equal to the
higher of: 105% of the average of the closing
mid market price of one ordinary share of
the Company as derived from the Daily Official
List of the London Stock Exchange plc.CONTD
CONT .CONTD for the 5 business days immediately preceding Non-Voting No vote
the day on which such ordinary share is
contracted to be purchased; and the price stipulated
by Article 5(1) of Commission Regulation
EC No 2273/2003 the Buy-back and Stabilization
Regulation ; Authority shall expire at the
conclusion of the next AGM of the Company
after the passing of this resolution or, if
earlier, the date 15 months after the date
of passing of this resolution ; and the
Company may make a contract or contracts to
purchase ordinary shares under this authority
prior to the expiry of such authority which
will or may be executed wholly or partly
after the expiry of such authority and may
make a purchase of ordinary shares in pursuance
of any such contract or contracts
S.11 Approve the general meeting other than an AGM Mgmt For For
may be called on not less than 14 clear days
notice
S.12 Amend the Articles of Association of the Company Mgmt For For
by deleting all the provisions of
the Company's Memorandum of Association which,
by virtue of Section 28 of the Companies
Act 2006, are to be treated as provisions of
the Company's Articles of Association; and
the Articles of Association produced to the
meeting and initialled by the chairman of the
meeting for the purpose of identification
be adopted as the Articles of Association of
the Company in substitution for, and to the
exclusion of. the existing Articles of
Association
--------------------------------------------------------------------------------------------------------------------------
INMET MINING CORPORATION Agenda Number: 933373576
--------------------------------------------------------------------------------------------------------------------------
Security: 457983104
Meeting Type: Special
Meeting Date: 04-Apr-2011
Ticker: IEMMF
ISIN: CA4579831047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PLAN OF ARRANGEMENT (SEE PAGE 41 OF THE CIRCULAR) Mgmt No vote
A RESOLUTION, IN THE FORM ATTACHED AS APPENDIX
A TO THE CIRCULAR, APPROVING THE PLAN OF ARRANGEMENT
UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS
ACT PROVIDING FOR THE AMALGAMATION OF INMET
MINING CORPORATION AND LUNDIN MINING CORPORATION,
AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933355136
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For
1B ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1D ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL R. HALLMAN Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1H ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1J ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt For For
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933376077
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FLOYD D. LOOP Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE STALK JR. Mgmt For For
1C ELECTION OF DIRECTOR: CRAIG H. BARRATT Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT TO Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS
05 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 703112742
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
5. Giving the Board of Directors the Authority Mgmt For For
to Issue Stock Acquisition Rights as Stock-Based
Remuneration to Employees of the Company and
Directors of Major Subsidiaries of the Company
--------------------------------------------------------------------------------------------------------------------------
KONECRANES OYJ Agenda Number: 702793642
--------------------------------------------------------------------------------------------------------------------------
Security: X4550J108
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: FI0009005870
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
1 Opening of the meeting Non-Voting No vote
2 Calling the meeting to order Non-Voting No vote
3 Election of persons to scrutinize the minutes Non-Voting No vote
and to supervise the counting of votes
4 Recording the legality of the meeting Non-Voting No vote
5 Recording the attendance at the meeting and Non-Voting No vote
adoption of the list of votes
6 Presentation of the annual accounts, the report Non-Voting No vote
of the Board of Directors and the auditor's
report for the year 2010 - Review by the CEO
7 Adoption of the annual accounts Mgmt For For
8 The Board of Directors proposes to the General Mgmt For For
Meeting that a dividend of EUR 1.00 per share
be paid from the distributable assets of the
parent Company. Dividend will be paid to shareholders
who on the record date of the dividend payment
5 April 2011 are registered as shareholders
in the Company's shareholders' register maintained
by Euroclear Finland Ltd. The dividend shall
be paid on 13 April 2011
9 Resolution on the discharge of the members of Mgmt For For
the Board of Directors and the CEO from liability
10 The Nomination and Compensation Committee of Mgmt For For
the Board of Directors proposes to the General
Meeting that the annual remuneration payable
to the members of the Board of Directors to
be elected for a term of office ending at the
end of the Annual General Meeting 2012 be the
same as in 2010 as follows: Chairman of the
Board EUR 100,000, Vice Chairman of the Board
EUR 64,000, and other Board members EUR 40,000.
The Committee furthermore proposes that 40
per cent of the annual remuneration be paid
in Konecranes shares purchased on the market
on behalf of the Board members. The remuneration
may also be paid by transferring treasury shares
based on the authorization given to the Board
of Directors by the General Meeting. In case
such purchase of shares cannot be carried out
due to reasons related to either the Company
or a Board member, the annual remuneration
shall be paid entirely in cash. In addition,
the Chairman of the Board, the Vice Chairman
of the Board, and other Board members are entitled
to a compensation of EUR 1,500 per attended
Board committee meeting. No remuneration will
be paid to Board members employed by the Company.
Travel expenses will be compensated against
receipt
11 The Nomination and Compensation Committee of Mgmt For For
the Board of Directors proposes to the General
Meeting that the number of members of the Board
of Directors shall be eight (8)
12 The Nomination and Compensation Committee of Mgmt For For
the Board of Directors proposes to the General
Meeting that of the current Board members Mr.
Svante Adde, Mr. Kim Gran, Mr. Stig Gustavson,
Mr. Tapani Jarvinen, Mr. Matti Kavetvuo, Ms.
Malin Persson, and Mr. Mikael Silvennoinen
be re-elected Board members for a term of office
ending at the end of the Annual General Meeting
2012. The Nomination and Compensation Committee
furthermore proposes that Ms. Nina Kopola,
Executive Vice President and President Dynea
Europe, shall be elected new Board member for
the same term of office. All candidates have
been presented in the stock exchange release
given on 2 February 2011 and on the Company's
website www.konecranes.com. All the candidates
have given their consent to the election
13 The Audit Committee of the Board of Directors Mgmt For For
proposes to the General Meeting that the remuneration
for the auditor be paid according to the auditor's
reasonable invoice
14 According to the Articles of Association, the Mgmt For For
auditors are elected to office until further
notice. The Audit Committee of the Board of
Directors proposes to the General Meeting that
Ernst & Young Oy continues as the Company's
auditor. Ernst & Young Oy has told the Company
that APA Roger Rejstrom is going to continue
as the auditor with the principal responsibility
15 Acquisitions have already for a long time been Non-Voting No vote
a key element in Konecranes' strategy. The
current market situation may open up new interesting
M&A opportunities for the Company. In this
environment it may be in the interest of the
Company to be able to offer stock-for-stock
for target companies or otherwise arrange share
issues, should feasible opportunities arise.
In this environment it may also be in the interest
of the Company and its shareholders that own
shares can be repurchased to develop the Company's
capital structure. It may also be in the interest
of the Company to be able to accept own shares
as pledge. In order to provide the Company
with means to act swiftly should feasible opportunities
arise, the Board of Directors proposes to the
General Meeting that the Board of Directors
be granted authorizations to issue shares and
special rights entitling to shares, to repurchase
shares and accept own shares as pledge, and
to transfer own shares as set forth below.
While this introduction describes the main
purpose of the proposed authorizations, this
introduction is not intended to be exhaustive
and the proposed authorizations shall be interpreted
in accordance with their respective wording
16 The Board of Directors proposes to the General Mgmt For For
Meeting that the Board of Directors be authorized
to decide on the repurchase of the Company's
own shares and/or on the acceptance as pledge
of the Company's own shares as follows. The
amount of own shares to be repurchased and/or
accepted as pledge shall not exceed 6,000,000
shares in total, which corresponds to approximately
9.6% of all of the shares in the Company. However,
the Company together with its subsidiaries
cannot at any moment own and/or hold as pledge
more than 10 per cent of all the shares in
the Company. Only the unrestricted equity of
the Company can be used to repurchase own shares
on the basis of the authorization. Own shares
can be repurchased at a price formed in public
trading on the date of the repurchase or otherwise
at a price formed on the market. The Board
of Directors decides how own shares will be
repurchased and/or accepted as pledge. Own
shares can be repurchased using, inter alia,
derivatives. Own shares can be repurchased
otherwise than in proportion to the shareholdings
of the shareholders (directed repurchase).
Own shares can be repurchased to limit the
dilutive effects of share issues carried out
in connection with possible acquisitions, to
develop the Company's capital structure, to
be transferred in connection with possible
acquisitions, to pay remuneration to Board
members or to be cancelled, provided that the
repurchase is in the interest of the Company
and its shareholders. The authorization is
effective until the end of the next Annual
General Meeting, however no longer than until
30 September 2012
17 The Board of Directors proposes to the General Mgmt For For
Meeting that the Board of Directors be authorized
to decide on the issuance of shares as well
as the issuance of special rights entitling
to shares referred to in chapter 10 section
1 of the Finnish Companies Act as follows.
The amount of shares to be issued based on
this authorization shall not exceed 9,000,000
shares, which corresponds to approximately
14.5% of all of the shares in the Company.
The Board of Directors decides on all the conditions
of the issuance of shares and of special rights
entitling to shares. The issuance of shares
and of special rights entitling to shares may
be carried out in deviation from the shareholders'
pre-emptive rights (directed issue). However,
the authorization cannot be used for incentive
arrangements. The authorization is effective
until the end of the next Annual General Meeting,
however no longer than until 30 September 2012
18 The Board of Directors proposes to the General Mgmt For For
Meeting that the Board of Directors be authorized
to decide on the transfer of the Company's
own shares as follows. The authorization is
limited to a maximum of 6,000,000 shares, which
corresponds to approximately 9.6% of all the
shares in the Company. The Board of Directors
decides on all the conditions of the transfer
of own shares. The transfer of shares may be
carried out in deviation from the shareholders'
pre-emptive rights (directed issue). The Board
of Directors can also use this authorization
to grant special rights concerning the Company's
own shares, referred to in Chapter 10 of the
Companies Act. However, the authorization cannot
be used for incentive arrangements. This authorization
shall be effective until the next Annual General
Meeting of Shareholders, however no longer
than until 30 September 2012
19 Closing of the meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933294213
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 08-Jul-2010
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1A ELECTION OF DIRECTOR: DR. TA-LIN HSU Mgmt For For
A1B ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
A2 TO APPROVE AMENDMENT TO BYE-LAW 12 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A3 TO APPROVE AMENDMENT TO BYE-LAW 44 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A4 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
A5 TO APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
1995 STOCK OPTION PLAN.
A6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933438738
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTON J. LEVY Mgmt Withheld Against
MICHAEL SPENCE Mgmt Withheld Against
MARIO EDUARDO VAZQUEZ Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& CO. S.R.L. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG Agenda Number: 703078750
--------------------------------------------------------------------------------------------------------------------------
Security: L6388F128
Meeting Type: MIX
Meeting Date: 31-May-2011
Ticker:
ISIN: SE0001174970
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SEB WILL NOT ARRANGE WITH A Non-Voting No vote
REPRESENTATIVE FOR THIS GMS UNLESS SPECIFICALLY
INSTRUCTED AND AGREED UPON NO LATER THAN ON
THE SEB DEADLINE. THE COST INCURRED WILL
BE FORWARDED TO THE CLIENT. THANK YOU.
A.1 Acknowledgement of the delegation by the Chairman Non-Voting No vote
of the Board of Directors of the duty to
preside the 2011 AGM
A.2 Election of Ms. Candida Gillespie, employee Mgmt For For
of Millicom, as Scrutineer and Mr. Lars
Swenningsson, employee of Millicom, as Secretary
of the 2011 AGM
A.3 Presentation of the Directors' Report (Rapport Mgmt For For
de Gestion) and the Report of the external
auditor of the Company on the consolidated
and parent company accounts for the year
ended 31 December 2010
A.4 Approval of the parent company and the consolidated Mgmt For For
accounts of Millicom for the year ended 31
December 2010
A.5 Allocation of the results of the year ended Mgmt For For
31 December 2010. On a parent company basis,
Millicom generated a profit of USD 632,392,030.
Allocation of USD 60,719 to the legal reserve
in accordance with the requirements of the
Luxembourg Law on commercial companies dated
10 August 1915, as amended (the "1915 Law").
Distribution of dividend from the remaining
results of the year ended 31 December 2010
and retained earnings, amounting to approximately
USD 196 million corresponding to a gross dividend
amount of USD 1.80 per share
A.6 Discharge of the Board of Directors in respect Mgmt For For
of the performance of their mandates during
the year ended 31 December 2010
A.7 Set the number of Directors at seven Mgmt For For
A.8 Re-election of Ms. Mia Brunell Livfors as Director Mgmt Abstain Against
for a term ending on the day of the AGM to
take place in 2012
A.9 Re-election of Ms. Donna Cordner as Director Mgmt For For
for a term ending on the day of the AGM to
take place in 2012
A.10 Re-election of Mr. Allen Sangines-Krause as Mgmt For For
Director for a term ending on the day of the
AGM to take place in 2012
A.11 Re-election of Mr. Paul Donovan as Director Mgmt For For
for a term ending on the day of the AGM to
take place in 2012
A.12 Re-election of Mr. Hans Holger Albrecht as Director Mgmt For For
for a term ending on the day of the AGM to
take place in 2012
A.13 Re-election of Mr. Omari Issa as Director for Mgmt For For
a term ending on the day of the AGM to take
place in 2012
A.14 Election of Mr. Kim Ignatius as new Director Mgmt For For
for a term ending on the day of the AGM to
take place in 2012
A.15 Re-election of the external auditors, PricewaterhouseCoopersMgmt For For
S.a r.l., Luxembourg, for a term ending
on the day of the AGM to take place in 2012
A.16 Approval of the Directors' fee-based compensation, Mgmt For For
amounting to SEK 5,808,000 for the period from
the 2011 AGM to the 2012 AGM
A.17 Approval of procedure on appointment of the Mgmt For For
Nomination Committee and determination
of the assignment of the Nomination Committee
A.18a Authorisation to the Board of Directors to, Mgmt For For
at any time between 31 May 2011 and the day
of the 2012 AGM, provided that the required
levels of distributable reserves
are met by Millicom at that time, either directly
or through a subsidiary or a third party
engage in a share repurchase plan of Millicom's
shares (the "Share Repurchase Plan") using
its available cash reserves in an amount
not exceeding the lower of (i) ten percent
(10%) of Millicom's issued and outstanding
share capital as of the date of the 2011
AGM (i.e., approximating a maximum USD 16,350,000
in nominal value) or (ii) the then available
amount of Millicom's distributable reserves
on a parent company basis, in the open market
on NASDAQ OMX Stockholm, at an acquisition
price which may not be less than SEK 50 per
share nor exceed the higher of (x) the CONTD
CONT CONTD published bid that is the highest current Non-Voting No vote
independent published bid on a given date
or (y) the last independent transaction price
quoted or reported in the consolidated system
on the same date, regardless of the market
or exchange involved provided, however,
that when shares are repurchased on the NASDAQ
OMX Stockholm, the price shall be within the
registered interval for the share price prevailing
at any time (the so called spread), that is,
the interval between the highest buying rate
and the lowest selling rate
A.18b Approval of the Board of Directors' proposal Mgmt For For
to give joint authority to Millicom's
Chief Executive Officer, the Chairman and the
Vice Chairman of the Board of Directors to
(i) decide, within the limits of the authorisation
set out in (a) above, the timing and conditions
of any Millicom' Share Repurchase Plan according
to market conditions and (ii) give mandate
on behalf of Millicom to one or more
designated broker-dealers to implement a Share
Repurchase Plan
A.18c Authorisation to Millicom, at the discretion Mgmt For For
of the Board of Directors, in the event
the Share Repurchase Plan is done through a
subsidiary or a third party, to purchase
the bought back Millicom shares from such subsidiary
or third party
A.18d Authorization to Millicom, at the discretion Mgmt For For
of the Board of Directors, to pay for the
bought back Millicom shares using either distributable
reserves or funds from its share premium
account
A.18e Authorization to Millicom, at the discretion Mgmt For For
of the Board of Directors, to (i) transfer
all or part of the purchased Millicom shares
to employees of the Millicom Group in connection
with any existing or future Millicom long-term
incentive plan, and/or (ii) use the purchased
shares as consideration for merger and
acquisition purposes, including joint ventures
and the buy-out of minority interests in Millicom'
subsidiaries, as the case may be, in
accordance with the limits set out in articles
49-2, 49-3, 49-4, 49-5 and 49-6 of the
1915 Law
A.18f Granting all powers to the Board of Directors Mgmt For For
with the option of sub-delegation
to implement the above authorisation, conclude
all agreements, carry out all formalities and
make all declarations with regard to all
authorities and, generally, do all that
is necessary for the execution of any decisions
made in connection with this authorization
E.1 Acknowledgement of the delegation by the Chairman Non-Voting No vote
of the Board of Directors of the duty to
preside the 2011 EGM
E.2 Election of Ms. Candida Gillespie, employee Mgmt For For
of Millicom, as Scrutineer and Mr. Lars
Swenningsson, employee of Millicom, as Secretary
of the 2011 AGM
E.3 Reduction of the issued share capital of Millicom Mgmt For For
by an amount of six million three hundred thousand
United States Dollars (USD 6,300,000 ) so as
to bring the issued share capital from one
hundred sixty-three million seven hundred
seven thousand three hundred seventy three
United States Dollars and fifty cents (USD
163,707,373.50) to one hundred fifty seven
million four hundred seven thousand and
three hundred seventy three United States Dollars
and fifty cents (USD 157,407,373.50 )
by way of cancellation of 4,200,000 shares
having a par value of one dollar and fifty
cents (USD 1.50) each, fully paid-in,
held by Millicom in its issued share capital
E.4 Cancellation of 4,200,000 shares held by Millicom Mgmt For For
in its issued share capital
E.5 Instruction and delegation of power to the Board Mgmt For For
of Directors to take any actions deem required
or useful in connection with items 3 and 4
above
E.6 Instruction and delegation of power to the Board Mgmt For For
of Directors to amend the shares register
to reflect the reduction of the issued share
capital of Millicom and the cancellation
of 4.200.000 shares in connection with items
3 and 4 above
E.7 Amendment of article 5 of the Articles of Association Mgmt For For
of Millicom so as to reflect the reduction
of the issued share capital mentioned under
item 3
E.8 Amendment of article 7 of the Articles of Association Mgmt For For
of Millicom so as to comply with the Swedish
code of corporate governance
E.9 Amendment of article 8 of the Articles of Association Mgmt For For
of Millicom so as to comply with the Swedish
code of corporate governance
E.10 Amendment of article 19 of the Articles of Association Mgmt For For
of Millicom so as to comply with the Swedish
code of corporate governance
--------------------------------------------------------------------------------------------------------------------------
MIPS TECHNOLOGIES, INC. Agenda Number: 933330463
--------------------------------------------------------------------------------------------------------------------------
Security: 604567107
Meeting Type: Annual
Meeting Date: 11-Nov-2010
Ticker: MIPS
ISIN: US6045671079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KENNETH L. COLEMAN Mgmt For For
WILLIAM M. KELLY Mgmt For For
SANDEEP VIJ Mgmt For For
2 RATIFICATION OF APPOINTMENT BY MIPS TECHNOLOGIES Mgmt For For
OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 933425250
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
REED HASTINGS Mgmt For For
JAY C. HOAG Mgmt For For
A. GEORGE (SKIP) BATTLE Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
3 TO APPROVE OUR 2011 STOCK PLAN. Mgmt For For
4 TO RECEIVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5 TO RECEIVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
6 CONSIDERATION OF A STOCKHOLDER PROPOSAL IF PROPERLY Shr Against For
BROUGHT BEFORE THE MEETING REGARDING MAJORITY
VOTING.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933315548
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JILL K. CONWAY Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
02 TO RE-APPROVE AND AMEND THE NIKE, INC. EXECUTIVE Mgmt For For
PERFORMANCE SHARING PLAN.
03 TO RE-APPROVE AND AMEND THE NIKE, INC. 1990 Mgmt For For
STOCK INCENTIVE PLAN.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NOVO-NORDISK A S Agenda Number: 702814030
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 23-Mar-2011
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD Non-Voting No vote
OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH
IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT
THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE
ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST
VOTES ARE REPRESENTED AT THE MEETING IS TO
SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS Non-Voting No vote
IN DENMARK REQUIRE THE SHARES TO BE REGISTERED
IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE
IN ORDER TO PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF
THIS REQUIREMENT APPLIES TO YOUR SHARES AND,
IF SO, YOUR SHARES ARE REGISTERED
IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
2 Adoption of the audited Annual Report 2010 Mgmt For For
3.1 Approval of remuneration of the Board of Directors Mgmt For For
for 2010
3.2 Approval of remuneration level of the Board Mgmt For For
of Directors for 2011
4 A resolution to distribute the profit Mgmt For For
5.1.a Election of Sten Scheibye as a member to the Mgmt For For
Board of Directors
5.1.b Election of Goran A Ando as a member to the Mgmt For For
Board of Directors
5.1.c Election of Bruno Angelici as a member to the Mgmt For For
Board of Directors
5.1.d Election of Henrik Gurtler as a member to the Mgmt For For
Board of Directors
5.1.e Election of Thomas Paul Koestler as a member Mgmt For For
to the Board of Directors
5.1.f Election of Kurt Anker Nielsen as a member to Mgmt For For
the Board of Directors
5.1.g Election of Hannu Ryopponen as a member to the Mgmt For For
Board of Directors
5.1.h Election of Jorgen Wedel as a member to the Mgmt For For
Board of Directors
5.2 The Board of Directors proposes election of Mgmt For For
Sten Scheibye as chairman
5.3 The Board of Directors proposes election of Mgmt For For
Goran A Ando as vice chairman
6 Re-appointment of PricewaterhouseCoopers as Mgmt For For
auditor
7.1 Reduction of the Company's B share capital from Mgmt For For
DKK 492,512,800 to DKK 472,512,800
7.2 Authorisation of the Board of Directors to acquire Mgmt For For
own shares up to a holding limit of 10% of
the share capital
7.3.1 Amendments to the Articles of Asociation: Article Mgmt For For
2 (deletion of article regarding location
of registered office)
7.3.2 Amendments to the Articles of Asociation: Article Mgmt For For
7.5 (new article 6.5) (removal of the
requirement to advertise the notice calling
a general meeting in two daily newspapers)
7.3.3 Amendments to the Articles of Asociation: Article Mgmt For For
11.2 (new article 10.2) (introduction of
age limit for nomination of candidates to the
Board of Directors)
7.4 Adoption of Remuneration Principles and consequential Mgmt For For
amendment of article 15 (new article 14)
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933401060
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shr Against For
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933332974
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 27-Oct-2010
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
MARKOS I. TAMBAKERAS Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION Mgmt For For
2010 PERFORMANCE BONUS PLAN.
04 SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS Shr Against For
TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda Number: 933429866
--------------------------------------------------------------------------------------------------------------------------
Security: 703481101
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: PTEN
ISIN: US7034811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK S. SIEGEL Mgmt For For
KENNETH N. BERNS Mgmt For For
CHARLES O. BUCKNER Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
KENNETH R. PEAK Mgmt For For
CLOYCE A. TALBOTT Mgmt For For
02 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER PATTERSON-UTI'S LONG-TERM INCENTIVE
PLAN.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933449503
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
PAID BY THE COMPANY TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF CASTING FUTURE NON-BINDING ADVISORY VOTES
ON THE COMPENSATION PAID BY THE COMPANY TO
OUR NAMED EXECUTIVE OFFICERS.
05 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr Against For
ON STOCKHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt For For
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 702969140
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 25-May-2011
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 04 MAY 2011, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting No vote
MAY 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED
IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual financial Non-Voting No vote
statements and the approved group financial
statements, the combined management report
and group management report of SAP AG, including
the Executive Board's explanatory notes relating
to the information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the German Commercial
Code (HGB), and the Supervisory Board's report,
each for fiscal year 2010
2. Resolution on the appropriation of the retained Mgmt For For
earnings of fiscal year 2010
3. Resolution on the formal approval of the acts Mgmt For For
of the Executive Board in fiscal year 2010
4. Resolution on the formal approval of the acts Mgmt For For
of the Supervisory Board in fiscal year 2010
5. Appointment of the auditors of the financial Mgmt For For
statements and group financial statements for
fiscal year 2011
6. Resolution on the amendment to Section 4 of Mgmt For For
the Articles of Incorporation to reflect changes
in the capital structure since the Articles
of Incorporation were last amended as well
as on the cancellation of Contingent Capital
VI and the corresponding amendment to Section
4 of the Articles of Incorporation
7. Resolution on the authorization of the Executive Mgmt For For
Board to issue convertible and/or warrant-linked
bonds, the option to exclude shareholders'
subscription rights, the cancellation of Contingent
Capital IV and Contingent Capital IVa, the
creation of new Contingent Capital IV and the
corresponding amendment to Section 4 of the
Articles of Incorporation
8. Resolution on the approval of a Control and Mgmt For For
Profit Transfer Agreement between SAP AG and
a subsidiary
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 2 Years For
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCHRODERS Agenda Number: 702873971
--------------------------------------------------------------------------------------------------------------------------
Security: G7860B102
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0002405495
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Final dividend Mgmt For For
3 Remuneration report Mgmt For For
4 Re-elect Michael Dobson Mgmt For For
5 Re-elect Massimo Tosato Mgmt For For
6 Re-elect Andrew Beeson Mgmt For For
7 Re-elect Bruno Schroder Mgmt For For
8 Re-appoint PricewaterhouseCoopers LLP as auditors Mgmt For For
9 Authority for the Directors to fix the auditors' Mgmt For For
remuneration
10 Authority to allot shares Mgmt For For
11 Adoption of Schroders Equity Compensation Plan Mgmt For For
2011
12 Adoption of Schroders Share Option Plan 2011 Mgmt For For
13 Authority to purchase own shares Mgmt For For
14 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHIRE PLC Agenda Number: 702877931
--------------------------------------------------------------------------------------------------------------------------
Security: G8124V108
Meeting Type: AGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: JE00B2QKY057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's accounts together with Mgmt For For
the Directors and Auditors reports
2 To approve the remuneration report Mgmt For For
3 To re-elect Matthew Emmens as a Director of Mgmt For For
the Company
4 To re-elect Angus Russell as a Director of the Mgmt For For
Company
5 To re-elect Graham Hetherington as a Director Mgmt For For
of the Company
6 To re-elect David Kappler as a Director of the Mgmt For For
Company
7 To re-elect Patrick Langlois as a Director of Mgmt For For
the Company
8 To re-elect Dr Jeffrey Lelden as a Director Mgmt For For
of the Company
9 To elect Dr David Ginsburg as a Director of Mgmt For For
the Company
10 To elect Anne Minto as a Director of the Company Mgmt For For
11 To re-appoint Deloitte LLP as auditors of the Mgmt For For
Company
12 To authorize the Audit, Compliance & Risk Committee Mgmt For For
to determine the remuneration of the
auditors
13 To authorize the allotment of shares Mgmt For For
14 To authorize the disapplication of pre-emption Mgmt For For
rights
15 To authorize market puchases Mgmt For For
16 To adopt new Articles of Association Mgmt For For
17 To approve the notice period for general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS A G Agenda Number: 702738545
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 25-Jan-2011
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. To receive and consider the Report of the supervisory Non-Voting No vote
Board, the corporate Governance Report and
the Compensation Report as well as the Compliance
Report for fiscal year 2010
2. To receive and consider the adopted Annual Financial Non-Voting No vote
Statements of Siemens AG and the approved Consolidated
Financial Statements, together with the Combined
Management's Discussion and Analysis of Siemens
AG and the Siemens Group, including the Explanatory
Report on the information required pursuant
to section 289 (4) and (5) and section 315
(4) of the German Code (HGB) as of September
30, 2010
3. To resolve on the allocation of net income of Mgmt For For
siemens AG to pay a dividend
4. To ratify the acts of the members of the Managing Mgmt For For
Board
5. To ratify the acts of the members of the Supervisory Mgmt For For
Board
6. To resolve on the approval of the compensation Mgmt For For
system for Managing Board members
7. To resolve on the appointment of independent Mgmt For For
auditors for the audit of the Annual Financial
Statements and the Consolidated Financial Statements
and for the review of the Interim Financial
Statements
8. To resolve on the authorization to repurchase Mgmt For For
and use Siemens shares and to exclude shareholders'
subscription and tender rights
9. To resolve on the authorization to use derivatives Mgmt For For
in connection with the repurchase of Siemens
shares pursuant to section 71 (1), no. 8, of
the German Corporation Act (AktG), and to exclude
shareholders' subscription and tender rights
10. To resolve on the creation of an Authorized Mgmt For For
Capital 2011 reserved for the issuance to employees
with shareholders' subscription rights excluded,
and related amendments to the Articles of Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and the related amendments
to the Articles of Association
12. To resolve on the approval of a profit-and-loss Mgmt For For
transfer agreement between Siemens AG and a
subsidiary
13. To resolve on the authorization of the managing Mgmt For For
Board to issue convertible bonds and/or warrant
bonds and exclude shareholders' subscription
rights, and to resolve on the creation of a
Conditional Capital 2011 and related amendments
to the Articles of Association
14. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Resolution on an amendment to section 2 of
the Articles of Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD Agenda Number: 702606801
--------------------------------------------------------------------------------------------------------------------------
Security: Y79946102
Meeting Type: AGM
Meeting Date: 07-Oct-2010
Ticker:
ISIN: SG1J26887955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' report and Mgmt For For
audited financial statements for the FYE 30
JUN 2010 and the Auditor's report thereon
2 Declare a one-tier tax exempt final dividend Mgmt For For
amounting to 15.75 cents per share for
the FYE 30 JUN 2010; (FY 2009: 15.5 cents per
share)
3 Re-appoint Mr. J.Y. Pillay as a Director, pursuant Mgmt For For
to Section 153(6) of the Companies Act, Chapter
50 of Singapore, to hold office from the date
of this AGM until the next AGM of the Company
4 Re-appoint Mr. Robert Owen as a Director, pursuant Mgmt For For
to Section 153(6) of the Companies Act, Chapter
50 of Singapore, to hold office from the date
of this AGM until the next AGM of the Company
5 Re-elect Mr. Chew Choon Seng as a Director, Mgmt For For
who retires by rotation under Article 99A
of the Company's Articles of Association (the
"Articles")
6 Re-elect Mr. Loh Boon Chye as a Director, who Mgmt For For
retires by rotation under Article 99A
of the Company's Articles of Association (the
"Articles")
7 Re-elect Mr. Ng Kee Choe as a Director, who Mgmt For For
retires by rotation under Article 99A of the
Company's Articles of Association (the "Articles")
8 Re-elect Mr. Magnus Bocker, who will cease to Mgmt For For
hold office under Article 104 of the Articles
9 Approve the sum of SGD 750,000 to be paid to Mgmt For For
the Chairman as Director's fees, and the provision
to him of transport benefits, including a car
and a driver, for the FYE 30 JUN 2011; (FY
2010: up to SGD 750,000 and transport benefits,
including a car and a driver)
10 Approve the sum of up to SGD 1,200,000 to be Mgmt For For
paid to all Directors (other than the Chairman
and the Chief Executive Officer) as Directors'
fees for the FYE 30 JUN 2011; (FY 2010: up
to SGD 1,200,000)
11 Re-appoint Messrs PricewaterhouseCoopers LLP Mgmt For For
as the Auditor of the Company and authorize
the Directors to fix their remuneration
12 Appointment of Mr. Thaddeus Beczak as a Director Mgmt For For
of the Company pursuant to Article 104 of
the Articles
13 Authorize the Directors of the Company to: a) Mgmt For For
i) issue shares in the capital of the Company
("shares") whether by way of rights, bonus
or otherwise; and/or ii) make or grant
offers, agreements or options (collectively,
"Instruments") that might or would
require shares to be issued, including but
not limited to the creation and issue of (as
well as adjustments to) warrants,
debentures or other instruments convertible
into shares, at any time and upon such
terms and conditions and for such purposes
and to such persons as the Directors may
in their absolute discretion deem fit; and
b) (notwithstanding the authority conferred
by this resolution may have ceased to be
in force) issue shares in pursuance of any
instrument made or granted by the directors
while this resolution was in force, provided
that: CONTD
CONTD CONTD 1) the aggregate number of shares to be Non-Voting No vote
issued pursuant to this resolution
(including shares to be issued in pursuance
of instruments made or granted pursuant to
this resolution) does not exceed 50% of the
total number of issued shares (excluding treasury
shares) in the capital of the Company (as
calculated in accordance with sub-Paragraph
2) below), of which the aggregate number
of shares to be issued other than on a pro
rata basis to shareholders of the Company
(including shares to be issued in pursuance
of Instruments made or granted pursuant
to this resolution) does not exceed 10% of
the total number of issued shares (excluding
treasury shares) in the capital of the
Company (as calculated in accordance with sub-Paragraph
2) below); 2) (subject to such manner of
calculation as may be CONTD
CONTD CONTD prescribed by the Singapore Exchange Securities Non-Voting No vote
Trading Limited ("SGX-ST")) for the
purpose of determining the aggregate number
of shares that may be issued under sub-Paragraph
1) above, the percentage of issued shares
shall be based on the total number of issued
shares (excluding treasury shares)
in the capital of the Company at the time this
resolution is passed, after adjusting for:
i) new shares arising from the conversion or
exercise of any convertible securities
or share options or vesting of share awards
which are outstanding or subsisting at the
time this resolution is passed; and ii)
any subsequent bonus issue or consolidation
or subdivision of shares; CONTD.
CONTD 3) in exercising the authority conferred by Non-Voting No vote
this Resolution, the Company shall comply
with the provisions of the Listing Manual of
the SGX-ST for the time being in force (unless
such compliance has been waived by the Monetary
Authority of Singapore) and the Articles
of Association for the time being of the Company;
and 4) (unless revoked or varied by the Company
in general meeting) the authority conferred
by this Resolution shall continue in force
until the conclusion of the next AGM of the
Company or the date by which the next AGM
of the Company is required by law to be held,
whichever is the earlier
0 Transact such other business Non-Voting No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN TEXT OF RESOLUTION NUMBER 6. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SINGAPORE EXCHANGE LTD Agenda Number: 702612260
--------------------------------------------------------------------------------------------------------------------------
Security: Y79946102
Meeting Type: EGM
Meeting Date: 07-Oct-2010
Ticker:
ISIN: SG1J26887955
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Authorize the Directors of the Company, for Mgmt For For
the purposes of Sections 76C and 76E of the
Companies Act, Chapter 50 (the "Companies Act"),
to purchase or otherwise acquire issued ordinary
shares in the capital of the Company ("Shares")
not exceeding in aggregate the Maximum Percentage
(as hereafter defined), at such price or prices
as may be determined by the Directors from
time to time up to the Maximum Price (as hereafter
defined), whether by way of: i) market purchase(s)
on the Singapore Exchange Securities Trading
Limited ("SGX-ST") and/or any other securities
exchange on which the Shares may for the time
being be listed and quoted ("Other Exchange");
and/or ii) off-market purchase(s) (if effected
otherwise than on the SGX-ST or, as the case
may be, Other Exchange) in accordance with
any equal access scheme(s) as may be determined
or formulated by the Directors as they consider
fit, which scheme(s) shall satisfy all the
conditions prescribed by the Companies Act,
and otherwise in accordance with all other
laws and regulations and rules of the SGX-ST
or, as the case may be, Other Exchange as may
for the time being be applicable, be and is
hereby authorised and approved generally and
unconditionally (the "Share Purchase Mandate");
b) unless varied or revoked by the Company
in general meeting, the authority conferred
on the Directors of the Company pursuant to
the Share Purchase Mandate may be exercised
by the Directors at any time and from time
to time during the period commencing from the
date of the passing of this Resolution and
expiring on the earlier of: i) the date on
which the next AGM of the Company is held;
and ii) the date by which the next AGM of the
Company is required by law to be held; c) in
this Resolution: "Average Closing Price" means
the average of the closing market prices of
a Share over the five consecutive trading days
on which the Shares are transacted on the SGX-ST
or, as the case may be, Other Exchange immediately
preceding the date of the market purchase by
the Company or, as the case may be, the date
of the making of the offer pursuant to the
off-market purchase, and deemed to be adjusted,
in accordance with the listing rules of the
SGX-ST, for any corporate action that occurs
after the relevant five-day period; "date of
the making of the offer" means the date on
which the Company makes an offer for the purchase
or acquisition of Shares from holders of Shares
stating therein the relevant terms of the equal
access scheme for effecting the off-market
purchase; "Maximum Percentage" means that number
of issued Shares representing 10% of the total
number of issued Shares as at the date of the
passing of this Resolution (excluding any Shares
which are held as treasury shares as at that
date); and "Maximum Price" in relation to a
Share to be purchased or acquired, means the
purchase price (excluding brokerage, commission,
applicable goods and services tax and other
related expenses) which shall not exceed: i)
in the case of a market purchase of a Share,
105% of the Average Closing Price of the Shares;
and ii) in the case of an off-market purchase
of a Share, 110% of the Average Closing Price
of the Shares; and d) authorize the Directors
of the Company and/or any of them to complete
and do all such acts and things (including
executing such documents as may be required)
as they and/or he may consider expedient or
necessary to give effect to the transactions
contemplated and/or authorised by this Resolution
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 702874238
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare the final dividend Mgmt For For
3 To approve the directors' remuneration report Mgmt For For
4 To re-elect Mr S P Bertamini, an executive director Mgmt For For
5 To re-elect Mr J S Bindra, an executive director Mgmt For For
6 To re-elect Mr R Delbridge, a non-executive Mgmt For For
director
7 To re-elect Mr J F T Dundas, a non-executive Mgmt For For
director
8 To re-elect Miss V F Gooding CBE, a non-executive Mgmt For For
director
9 To re-elect Dr Han Seung-soo KBE, a non-executive Mgmt For For
director
10 To re-elect Mr S J Lowth, a non-executive director Mgmt For For
11 To re-elected Mr R H P Markham, a non-executive Mgmt For For
director
12 To re-elect Ms R Markland, a non-executive director Mgmt For For
13 To re-elect Mr R H Meddings, an executive director Mgmt For For
14 To re-elect Mr J G H Paynter, a non-executive Mgmt For For
director
15 To re-elect Mr J W Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive director Mgmt For For
17 To re-elect Mr P A Sands, an executive director Mgmt For For
18 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
19 To re-elect Mr O H J Stocken, a non-executive Mgmt For For
director
20 To re-appoint KPMG Audit Plc as Auditor to the Mgmt For For
company from the end of the agm until the end
of next year's agm
21 To authorise the Board to set the auditor's Mgmt For For
fees
22 To authorise the Company and its subsidiaries Mgmt For For
to make political donations
23 To authorise the board to allot shares Mgmt For For
24 To extend the authority to allot shares Mgmt For For
25 To approve the 2011 Standard Chartered Share Mgmt For For
Plan
26 To disapply pre-emption rights Mgmt For For
27 To authorise the Company to buy back its ordinary Mgmt For For
shares
28 To authorise the Company to buy back its preference Mgmt For For
shares
29 To authorise the Company to call a general meeting Mgmt For For
other than an annual general meeting
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 20. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUBSEA 7 INC., GEORGE TOWN Agenda Number: 702617157
--------------------------------------------------------------------------------------------------------------------------
Security: G8549P108
Meeting Type: EGM
Meeting Date: 09-Nov-2010
Ticker:
ISIN: KYG8549P1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 Approve the combination [as defined in the Scheme Mgmt Take No Action
of Arrangement] [the Combination Proposal]
2 Authorize the Company, subject to the Scheme Mgmt Take No Action
becoming effective, to repurchase and cancel
the entire issued ordinary share capital of
the Company at the Scheme Record Time in return
for the issue of the New Acergy Shares to the
Scheme Shareholders [all terms as defined in
the Scheme of Arrangement] [the Share Repurchase
Proposal]
3 Amend, subject to the Scheme becoming effective Mgmt Take No Action
the Articles of Association of the Company
currently in effect, with effect from the Scheme
Record Time by the adoption and inclusion of
a new Article 9A [to appear immediately after
Article 9 of the Company's existing Articles
of Association] in the form contained in the
attached information circular as Appendix IV
[the Article Amendment Proposal]
4 Approve that if the Acergy Combination EGM [as Mgmt Take No Action
defined in the attached information circular]
has been reconvened or adjourned for any reason,
the Chairman may adjourn the Subsea EGM from
time to time [the Adjournment Proposal]
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting Take No Action
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUBSEA 7 INC., GEORGE TOWN Agenda Number: 702617169
--------------------------------------------------------------------------------------------------------------------------
Security: G8549P108
Meeting Type: CRT
Meeting Date: 09-Nov-2010
Ticker:
ISIN: KYG8549P1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR THE BELOW
RESOLUTION. THANK YOU.
1. Approve the Scheme of arrangement with or without Mgmt Take No Action
modification [the Scheme Proposal], as specified
--------------------------------------------------------------------------------------------------------------------------
SUBSEA 7 S A Agenda Number: 703065020
--------------------------------------------------------------------------------------------------------------------------
Security: L8882U106
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: LU0075646355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 820470 DUE TO RECEIPT OF PAST RECORD DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 To consider (i) the management reports of the Mgmt Take No Action
Board of Directors of the Company in respect
of the unconsolidated and consolidated financial
statements of the Company and (ii) the reports
of Deloitte S.a., Luxembourg, authorised statutory
Auditor ( Reviseurd Entreprises agree ) on
the unconsolidated and consolidated financial
statements of the Company, for the fiscal year
ended November 30, 2010
2 To approve the unconsolidated financial statements Mgmt Take No Action
of the Company for the fiscal year ended November
30, 2010
3 To approve the consolidated financial statements Mgmt Take No Action
of the Company for the fiscal year ended November
30, 2010
4 To approve the allocation of profits to the Mgmt Take No Action
legal reserve and the carry forward reserve
5 To discharge the Board of Directors of the Company Mgmt Take No Action
in respect of the proper performance of their
duties for the fiscal year ended November 30,
2010
6 To authorise the company, or any wholly-owned Mgmt Take No Action
subsidiary, or sub- subsidary, to purchase
common shares of the company up to a maximum
of 10 pct of the issued common shares net of
the common shares previously repurchased and
still held, at a price reflecting such open
market price and on such other terms as shall
be determined by the board of directors of
the company, provided (a) the maximum price
to be paid for such common shares shall not
exceed the average closing price for such common
shares on the Oslo Boers for the five most
recent trading days prior to such purchase
and (b) the minimum price to be paid for such
common shares shall not be less than the par
value (i.e. USD 2.00 per share) thereof and
further provided such purchases are in conformity
with article 49-2 of the Luxembourg company
law, such authorisation being granted for purchases
completed on or before may 26, 2016
7 To elect Deloitte S.A., Luxembourg as authorised Mgmt Take No Action
statutory auditor ( Reviseur D Entreprises
agree )to audit the unconsolidated an consolidated
financial statements of the company, for a
term to expire at the next annual general meeting
of shareholders
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC NEW Agenda Number: 702830072
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: AGM
Meeting Date: 03-May-2011
Ticker:
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 794807 DUE TO CHANGE IN CORP NAME AND ADDITION
OF PAST RECORD DATE. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "1.1 TO 1.13 AND 2". THANK YOU.
1.1 Election of Mel E. Benson as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
1.2 Election of Dominic D'Alessandro as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.3 Election of John T. Ferguson as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.4 Election of W. Douglas Ford as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.5 Election of Richard L. George as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.6 Election of Paul Haseldonckx as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.7 Election of John R. Huff as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
1.8 Election of Jacques Lamarre as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.9 Election of Brian F. MacNeill as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.10 Election of Maureen McCaw as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
1.11 Election of Michael W. O'Brien as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.12 Election of James W. Simpson as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.13 Election of Eira Thomas as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
2 Re-appointment of PricewaterhouseCoopers LLP Mgmt For For
as auditor of Suncor Energy Inc. for the ensuing
year and authorize the directors to fix their
remuneration as such
3 To accept the approach to executive compensation Mgmt For For
disclosed in the accompanying management proxy
circular
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 933394164
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MEL E. BENSON Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN T. FERGUSON Mgmt For For
W. DOUGLAS FORD Mgmt For For
RICHARD L. GEORGE Mgmt For For
PAUL HASELDONCKX Mgmt For For
JOHN R. HUFF Mgmt For For
JACQUES LAMARRE Mgmt For For
BRIAN F. MACNEILL Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
JAMES W. SIMPSON Mgmt For For
EIRA THOMAS Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING
YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION AS SUCH.
03 TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG Agenda Number: 702839020
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 751532, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, including the Mgmt Take No Action
annual financial statements and the group consolidated
financial statements for the year 2010
1.2 Consultative vote on the compensation system Mgmt Take No Action
2 Discharge of the members of the board of directors Mgmt Take No Action
and the executive committee
3 Reduction of share capital by cancellation of Mgmt Take No Action
repurchased shares
4.1 Appropriation of available earnings 2010 Mgmt Take No Action
4.2 Conversion and appropriation of reserves from Mgmt Take No Action
capital contributions (dividend from reserves
from capital contributions)
5.1 Re-election of Martin Taylor to the board of Mgmt Take No Action
directors
5.2 Re-election of Peter Thompson to the board of Mgmt Take No Action
directors
5.3 Re-election of Rolf Watter to the board of directors Mgmt Take No Action
5.4 Re-election of Felix A. Weber to the board of Mgmt Take No Action
directors
6 Election of the auditors: Ernst and Young Ag Mgmt Take No Action
7 Ad-hoc Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933376609
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt For For
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1G ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1H ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1J ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY Mgmt 1 Year For
OF VOTING BY HOLDERS ON COMPENSATION PAID BY
COMPANY TO EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
TECHNIP NEW Agenda Number: 702858688
--------------------------------------------------------------------------------------------------------------------------
Security: F90676101
Meeting Type: MIX
Meeting Date: 28-Apr-2011
Ticker:
ISIN: FR0000131708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0323/201103231100803.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0411/201104111101149.pdf
O.1 Approval of the annual financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.2 Allocation of income for the financial year Mgmt For For
ended December 31, 2010; setting the dividend
and date of payment
O.3 Approval of the consolidated financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.4 Approval of the special report of the Statutory Mgmt For For
Auditors on regulated Agreements pursuant
to Articles L. 225-38 et seq. of the Commercial
Code
O.5 Ratification of the co-optation of Ms. Marie-Ange Mgmt For For
Debon as Board member
O.6 Renewal of Mr. Thierry Pilenko's term as Board Mgmt For For
member
O.7 Renewal of Mr. Olivier Appert's term as Board Mgmt For For
member
O.8 Renewal of Mr. Pascal Colombani's term as Board Mgmt For For
member
O.9 Renewal of Mr. John O'Leary's term as Board Mgmt For For
member
O.10 Appointment of C. Maury Devine as Board member Mgmt For For
O.11 Appointment of Ms. Leticia Costa as Board member Mgmt For For
O.12 Authorization granted to the Board of Directors Mgmt For For
to purchase shares of the Company
E.13 Delegation of authority to the Board of Directors Mgmt For For
to increase share capital and issue securities
entitling to the allotment of debt securities
while maintaining shareholders' preferential
subscription rights
E.14 Delegation of authority to the Board of Directors Mgmt For For
to increase capital and issue securities
entitling to the allotment of debt securities
without shareholders' preferential subscription
rights (with option to grant a priority
period) and by way of a public offer
E.15 Delegation of authority to the Board of Directors Mgmt For For
to increase capital and issue securities
entitling to the allotment of debt securities
without shareholders' preferential subscription
rights (with option to grant a priority
period) and through private investment
E.16 Authorization granted to the Board of Directors Mgmt For For
to carry out allocations of performance shares,
on one hand to staff members employed by Technip
and, on the other hand to related companies'
staff members and corporate officers pursuant
to Article L.225-197-2 of the Commercial Code
E.17 Authorization granted to the Board of Directors Mgmt For For
to carry out allocations of performance shares
to the Chairman of the Board of Directors and/or
the Executive Officer of Technip, corporate
officer of the Company and main officers
of the Group
E.18 Authorization granted to the Board of Directors Mgmt For For
to carry out an allocation of options to subscribe
for or purchase shares, on one hand to Technip's
staff members and, on the other hand to related
companies' staff members and corporate
officers pursuant to Article L.225-180 of the
Commercial Code
E.19 Authorization granted to the Board of Directors Mgmt For For
to carry out an allocation of options to subscribe
for or purchase shares to the Chairman of the
Board of Directors and/or the Executive Officer
of Technip, corporate officer of the Company
and main officers of the Group
E.20 Delegation of authority to the Board of Directors Mgmt For For
to increase share capital in favor of members
of a company savings plan
OE21 Powers to accomplish formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 933389048
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: TCK
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
I. ABE Mgmt For For
M.M. ASHAR Mgmt For For
J.B. AUNE Mgmt For For
J.H. BENNETT Mgmt For For
H.J. BOLTON Mgmt For For
F.P. CHEE Mgmt For For
J.L. COCKWELL Mgmt For For
N.B. KEEVIL Mgmt For For
N.B. KEEVIL III Mgmt For For
T. KURIYAMA Mgmt For For
D.R. LINDSAY Mgmt For For
J.G. RENNIE Mgmt For For
W.S.R. SEYFFERT Mgmt For For
C.M. THOMPSON Mgmt For For
02 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For
AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS'
REMUNERATION.
03 TO APPROVE THE ADVISORY RESOLUTION ON THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 702874125
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "1.1 TO 1.14 AND 2". THANK YOU.
1.1 To elect the Director of the Corporation : I. Mgmt For For
Abe
1.2 To elect the Director of the Corporation : M.M. Mgmt For For
Ashar
1.3 To elect the Director of the Corporation : J.B. Mgmt For For
Aune
1.4 To elect the Director of the Corporation : J.H. Mgmt For For
Bennett
1.5 To elect the Director of the Corporation : H.J. Mgmt For For
Bolton
1.6 To elect the Director of the Corporation : F.P. Mgmt For For
Chee
1.7 To elect the Director of the Corporation : J.L. Mgmt Abstain Against
Cockwell
1.8 To elect the Director of the Corporation : N.B. Mgmt For For
Keevil
1.9 To elect the Director of the Corporation : N.B. Mgmt For For
Keevil III
1.10 To elect the Director of the Corporation : T. Mgmt For For
Kuriyama
1.11 To elect the Director of the Corporation : D.R. Mgmt For For
Lindsay
1.12 To elect the Director of the Corporation : J.G. Mgmt For For
Rennie
1.13 To elect the Director of the Corporation : W.S.R. Mgmt For For
Seyffert
1.14 To elect the Director of the Corporation : C.M. Mgmt For For
Thompson
2 To appoint PricewaterhouseCoopers LLP as Auditors Mgmt For For
and to authorize the directors to fix
the Auditors' remuneration
3 To approve the advisory resolution on the Corporation's Mgmt For For
approach to executive compensation
--------------------------------------------------------------------------------------------------------------------------
TENCENT HLDGS LTD Agenda Number: 702901504
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110401/LTN201104011546.pdf
1 To receive and consider the audited Financial Mgmt For For
Statements and the Reports of the Directors
and Auditor for the year ended 31 December
2010
2 To declare a final dividend Mgmt For For
3i.a To re-elect Mr Lau Chi Ping Martin as director Mgmt For For
3i.b To re-elect Mr Antonie Andries Roux as director Mgmt For For
3.ii To authorise the Board of Directors to fix the Mgmt For For
Directors' remuneration
4 To re-appoint Auditor and to authorise the Board Mgmt For For
of Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to issue new shares (Ordinary Resolution
5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new shares Mgmt For For
by adding the number of shares repurchased
(Ordinary Resolution 7 as set out in the notice
of the AGM)
8 To authorize the Board of Directors to establish Mgmt For For
further employee incentive schemes
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt Against Against
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 1 Year For
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG Agenda Number: 703065070
--------------------------------------------------------------------------------------------------------------------------
Security: H83949133
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: CH0012255144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 832726 DUE TO ADDITION OF RESOLUTIONS AND
CHANGE IN VOTING STATUS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE NOTICE FOR THIS MEETING Non-Voting No vote
WAS RECEIVED AFTER THE REGISTRATION DEADLINE.
IF YOUR SHARES WERE REGISTERED PRIOR TO THE
DEADLINE OF 10 MAY 2011 [BOOK CLOSING/REGISTRATION
DEADLINE DATE], YOUR VOTING INSTRUCTIONS WILL
BE ACCEPTED FOR THIS MEETING. HOWEVER, VOTING
INSTRUCTIONS FOR SHARES THAT WERE NOT REGISTERED
PRIOR TO THE REGISTRATION DEADLINE WILL NOT
BE ACCEPTED.
1.1 2010 Annual Report of the Board of Directors Non-Voting No vote
1.2 2010 Financial Statements (Balance Sheet, Income Non-Voting No vote
Statement and Notes) and 2010 Consolidated
Financial Statements
1.3 Statutory Auditors' Report Non-Voting No vote
1.4 Approval of the Reports and the Financial Statements Mgmt Take No Action
2 The Board of Directors recommends that the General Mgmt Take No Action
Meeting shall discharge all members of the
Board of Directors for the financial year 2010
3 The Board of Directors recommends that the General Mgmt Take No Action
Meeting appropriates the 2010 profit of CHF
607,596,832.93 resulting from the balance sheet
(net income as of 31.12.2010 of CHF 581,132,548.68
plus balance brought forward from the previous
year of CHF 26,464,284.25) as follows: Dividend
on share capital of CHF 125,210,250.00 - CHF
1.00 per registered share with a par value
of CHF 0.45, CHF 124,045,000.00 - CHF 5.00
per bearer share with a par value of CHF 2.25,
CHF 154,200,000.00 Allocation to special reserve
CHF 300,000,000.00 Net income brought forward
CHF 29,351,832.93 Total CHF 607,596,832.93
NB: The Group intends not to pay a dividend
to the subsidiaries of which it is a 100% owner
4 The Board of Directors recommends that the General Mgmt Take No Action
Meeting appoints PricewaterhouseCoopers Ltd
for another period of one year as Statutory
Auditors
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting Take No Action
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ Agenda Number: 703100785
--------------------------------------------------------------------------------------------------------------------------
Security: P91536204
Meeting Type: SGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: BRTCSLACNPR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM 1 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 As a result of the listing of the company on Mgmt For For
the special listing segment called the
Novo Mercado of the BM and Fbovespa, Bolsa
De Valores, Mercadorias e Futuros S.A., from
here onwards the BM and Fbovespa, to ratify
the resolution that approves the conversion
of all of the preferred shares into common
shares of the company in the proportion of
0.8406 common shares newly issued by the company
for each preferred share
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 933425452
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS GUTIERREZ Mgmt For For
GORDON HUNTER Mgmt For For
PETER J. SIMONE Mgmt For For
02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON Mgmt 3 Years For
EXECUTIVE COMPENSATION.
04 APPROVAL OF THE VEECO MANAGEMENT BONUS PLAN. Mgmt For For
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO S A DE C V Agenda Number: 702803380
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: OGM
Meeting Date: 10-Mar-2011
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the board of directors Mgmt For For
II Report from the general director Mgmt For For
III Report from the audit and corporate practices Mgmt For For
committees
IV Approval of the financial information to December Mgmt For For
31, 2010
V Report regarding the situation of the share Mgmt For For
repurchase fund
VI Approval of the plan to cancel shares repurchased Mgmt For For
by the company that are currently treasury
shares
VII Amendment of section 5 of the Corporate Bylaw Mgmt For For
VIII Approval of the plan for allocation of results Mgmt For For
for the period from January 1 to December
31, 2010
IX Approval of the plan for the payment of a dividend Mgmt For For
of MXN 0.38 per share and the payment of an
extraordinary dividend of MXN 0.17 per share
X Report regarding the fulfillment of fiscal obligations Mgmt For For
XI Report regarding the personnel share plan Mgmt For For
XII Report from the Wal Mart De Mexico Foundation Mgmt For For
XIII Ratification of the acts of the board of directors Mgmt For For
during 2010
XIV Appointment or ratification of the members of Mgmt For For
the board of directors
XV Appointment or ratification of the chairpersons Mgmt For For
of the audit and corporate practices committees
XVI Approval of the resolutions that are contained Mgmt For For
in the minutes of the general meeting that
is held
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA, OSLO Agenda Number: 702969049
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 10-May-2011
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Election of chairperson of the meeting and of Mgmt Take No Action
a person to co-sign the minutes of the general
meeting
2 Approval of the annual accounts and the annual Mgmt Take No Action
report for 2010 for Yara International ASA
and the group, hereunder payment of dividends
3 Guidelines for the remuneration of the members Mgmt Take No Action
of the executive management
4 Determination of remuneration to the auditor Mgmt Take No Action
5 Determination of remuneration to the members Mgmt Take No Action
of the board, members of the compensation committee
and the audit committee for the upcoming period
6 Determination of remuneration to the members Mgmt Take No Action
of the nomination committee for the upcoming
period
7 Instructions for the nomination committee - Mgmt Take No Action
changes to the articles of association and
instructions
8 Online participation at the general meeting Mgmt Take No Action
and electronic voting prior to the meeting
- change to articles of association
9 Capital reduction by means of the cancellation Mgmt Take No Action
of own shares and the redemption of shares
held on behalf of the Norwegian state by the
ministry of trade and industry
10 Power of attorney from the general meeting to Mgmt Take No Action
the board for acquisition of own shares
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) DCA Total Return Fund
By (Signature) /s/ Jeffrey W. Taylor
Name Jeffrey W. Taylor
Title President
Date 08/30/2011