UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-06241
NAME OF REGISTRANT: Loomis Sayles Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 399 Boylston Street
12th Floor
Boston, MA 02116
NAME AND ADDRESS OF AGENT FOR SERVICE: Coleen Downs Dinneen, Esq.
399 Boylston Street
12th Floor
Boston, MA 02116
REGISTRANT'S TELEPHONE NUMBER: 617-449-2810
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Loomis Sayles Global Equity and Income Fund
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ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 3 Years Against
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
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AMERICAN EXPRESS COMPANY Agenda Number: 933388995
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AXP
ISIN: US0258161092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr For Against
OF SPECIAL SHAREHOLDER MEETINGS.
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ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 702901681
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Security: B6399C107
Meeting Type: MIX
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BE0003793107
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE
REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
A.1 Proposal to replace the words "the last Tuesday Mgmt No vote
of April" in the first paragraph of Article
24 with the words "the last Wednesday of April"
A.2 Proposal to add the following new paragraph Mgmt No vote
at the end of Article 22:"The Company is authorised
to deviate from the provisions of Article 520ter,
indents 1 and 2, of the Companies Code, in
respect of any persons falling within the scope
of such provisions."
A.3a Entry into force of the modifications to the Mgmt No vote
Articles of Association resulting from the
law on the exercise of certain rights of shareholders
in listed companies: Proposal to resolve (i)
that the modifications to the Articles of Association
provided for in items 3 (b) to 3 (g) shall
(a) be made under the condition precedent that
a law implementing Directive 2007/36/EC on
the exercise of certain rights of shareholders
in listed companies (the ''Law'') is published
in the Belgian State Gazette and (b) enter
into force on the date, if any, on which the
Law (as may be amended, supplemented or implemented
by any law or regulation) provides that such
modifications enter into force and, in case
the Law (as may be amended, supplemented or
implemented by any law or regulation) does
not provide such a date, such modifications
will enter into force on the date on which
the Law enters into force; and (ii) that the
provisions of the articles of association that
are the object of modification by items 3 (b)
to 3 (g) below (a) will remain in force until
the corresponding modifications to the articles
of association enter into force and (b) will
be, for these purposes, set out at the end
of the articles of association as transitional
provisions; it being understood that the above
proposed resolution shall not be submitted
to the vote of the Extraordinary General Meeting
of Shareholders in the event that the Law is
published before the Extraordinary General
Meeting which will effectively deliberate upon
this item
A.3.b Modification to Article 24 - Meetings: Proposal Mgmt No vote
to delete the words ''The Body convening a
meeting shall designate the places where the
certified statement of blocking of dematerialised
shares is to be deposited'' in the third paragraph
of Article 24 and to add the following paragraph
at the end of Article 24: ''Working days shall
mean all days of the week with the exception
of Saturdays, Sundays and legal public holidays
in Belgium.''
A.3.c Modification to Article 25 - Admission to Shareholders' Mgmt No vote
Meetings: Proposal to replace Article 25 as
follows: ''a) Conditions of admission to Shareholders'
Meetings: In order to have the right to participate
in and vote at the Meeting, shareholders must:
(i) have the ownership of their shares recorded
in their name, as at midnight Central European
Time on the fourteenth (14th) calendar day
preceding the date of the Meeting (the ''record
date''): - through registration in the register
of the registered shares of the company, for
holders of registered shares; or- through book-entry
in the accounts of an authorised account holder
or clearing organisation, for holders of dematerialised
shares. Holders of bearer shares must first
convert their bearer shares into registered
or dematerialized shares; and (ii) notify the
company (or the person designated by the company)
by returning a signed original paper form or,
if permitted by the company in the notice convening
the Shareholders Meeting, by sending a form
electronically (in which case the form shall
be signed by means of an electronic signature
in accordance with applicable Belgian law),
at the latest on the sixth (6th) calendar day
preceding the day of the Meeting, of their
intention to participate in the Meeting, indicating
the number of shares in respect of which they
intend to do so. In addition, the holders of
dematerialised shares must, at the latest on
the same day, provide the company (or the person
designated by the company), or arrange for
the company (or the person designated by the
company) to be provided, with an original certificate
issued by an authorised account holder or a
clearing organisation certifying the number
of shares owned on the record date by the relevant
shareholder and for which it has notified its
intention to participate in the Meeting. An
issuer of certificates relating to registered
shares must notify its capacity of issuer to
the company, which will record such capacity
in the register of such shares. An issuer which
refrains from notifying this capacity to the
company can only vote at a Shareholders' Meeting
if the written notification indicating its
intention to participate in that Shareholders''
Meeting specifies its capacity of issuer. An
issuer of certificates linked to dematerialised
shares must notify its capacity of issuer to
the company before exercising any vote, at
the latest through the written notification
indicating its intention to participate in
the Shareholders' Meeting, failing which such
shares cannot participate in voting. b) Proxies
and powers of attorney: Any shareholder with
the right to vote may either personally participate
in the Meeting or give a proxy to another person,
who need not be a shareholder, to represent
it at a Shareholders' Meeting. A shareholder
may designate, for a given meeting, only one
person as proxy holder, except in circumstances
where Belgian law allows the designation of
multiple proxy holders. The appointment of
a proxy holder may take place in paper form
or electronically (in which case the form shall
be signed by means of an electronic signature
in accordance with applicable Belgian law),
through a form which shall be made available
by the company. The signed original paper form
or electronic form must be received by the
company at the latest on the sixth (6th) calendar
day preceding the date of the Meeting. Any
appointment of a proxy holder shall comply
with relevant requirements of applicable Belgian
law in terms of conflicting interests, record
keeping and any other applicable requirement.
c) Formalities for admission: Prior to the
Meeting, the shareholders or their proxies
are required to sign an attendance sheet, indicating
their first name, last name, and place of residence
or corporate denomination and registered office,
as well as the number of shares in respect
of which they are participating in the Meeting.
Representatives of legal entities must provide
the documents evidencing their capacity as
bodies or special proxy holders. The natural
persons, shareholders, bodies or proxy holders
who take part in the Shareholders' Meeting
must be able to prove their identity. d) Other
securities: The holders of profit sharing certificates,
non-voting shares, bonds, subscription rights
or other securities issued by the company,
as well as the holders of certificates issued
with the assistance of the company and representing
securities issued by the latter, may participate
in the Shareholders' Meeting insofar as the
law entitles them to do so, and, as the case
may be, gives them the right to participate
in voting. If they propose to participate,
they are subject to the same formalities concerning
admission and access, and forms and filing
of proxies, as those imposed on the shareholders.''
A.3.d Modification to Article 26 BIS - Vote by correspondence: Mgmt No vote
Proposal to rename Article 26BIS''''Remote
Voting Before The Shareholders' Meeting''
and to replace it as follows: ''Any shareholder
may vote remotely before the Meeting, by sending
a paper form or, if permitted by the company
in the notice convening the Shareholders' Meeting,
by sending a form electronically (in which
case the form shall be signed by means of an
electronic signature in accordance with applicable
Belgian law), through a form which shall be
made available by the company.The original
signed paper form must be received by the company
at the latest on the sixth (6th) calendar day
preceding the date of the Meeting. Voting through
the sending of the signed electronic form may
occur until the calendar day before the date
of the Meeting. The company may also organise
a remote vote before the Meeting through other
electronic communication methods, such as,
among others, through one or several Web sites.
It shall specify the practical terms of any
such remote vote in the convening notice. The
company will ensure that, when arranging remote
electronic voting before the Shareholders'
Meeting, either through the sending of an electronic
form or through other electronic communication
methods, the company is able, through the system
used, to control the identity and capacity
as shareholder of each person casting a vote
electronically. Shareholders voting remotely,
must, in order for their vote to be taken into
account for the calculation of the quorum and
voting majority, comply with the conditions
set out in Article25.''
A.3.e Modification to Article 28 - Deliberations: Mgmt No vote
Proposal to rename Article 28 ''Agenda And
Deliberations'' and to replace the first paragraph
with the following paragraphs: ''The Shareholders'
Meeting may deliberate only the business on
its agenda. One or more shareholders representing
at least 3% of the capital of the company may
request for items to be added to the agenda
and submit resolution proposals in relation
to existing agenda items or new items to be
added to the agenda provided that they prove
holding of such shareholding as at the date
of their request by, as far as registered shares
are concerned, a certificate evidencing the
registration of the shares in the register
of shares of the company or, as far as dematerialised
shares are concerned, by a certificate issued
by an authorised account holder or a clearing
organisation certifying the book-entry of the
shares in one or several accounts held by such
account holder or clearing organisation. Such
right shall not be available in relation to
a second extraordinary Shareholders' Meeting
that is convened for lack of a quorum at the
first extraordinary Shareholders' Meeting.The
new agenda items and/or resolution proposals
should be received by the company in signed
original paper form or electronically (in which
case the form shall be signed by means of an
electronic signature in accordance with applicable
Belgian law), at the latest on the twentysecond
(22nd) calendar day preceding the date of the
Shareholders' Meeting and the company shall
publish a revised agenda at the latest on the
fifteenth (15th) calendar day preceding the
date of the Meeting. The handling of such new
agenda items and/or resolution proposals during
the Meeting is subject to the relevant shareholder(s)
having satisfied, with respect to shares representing
at least 3% of the capital, the conditions
set forth in Article 25, a), (i) and (ii).''
A.3.f Modification to Article 30 - Adjournments: Proposal Mgmt No vote
to replace the second and third paragraphs
of Article 30 as follows: ''Such adjournment
cancels all decisions taken during the Meeting.
The Shareholders' Meeting shall be held again
within five (5) weeks and with the same agenda.
Shareholders wishing to participate in such
Meeting shall fulfil the admission conditions
set out in Article 25 a). To this effect, a
record date shall be set on the fourteenth
(14th) calendar day at midnight Central European
Time preceding the date of the second Meeting.''
A.3.g Modification to Article 36 BIS: Proposal to Mgmt No vote
delete Article 36 BIS
A.4.a Issuance of 215,000 subscription rights and Non-Voting No vote
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Special report by the Board of Directors
on the issuance of subscription rights and
the exclusion of the preference right of the
existing shareholders in favour of specific
persons, drawn up in accordance with Articles
583, 596 and 598 of the Companies Code
A.4.b Issuance of 215,000 subscription rights and Non-Voting No vote
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Special report by the statutory auditor
on the exclusion of the preference right of
the existing shareholders in favour of specific
persons, drawn up in accordance with Articles
596 and 598 of the Companies Code
A.4.c Issuance of 215,000 subscription rights and Mgmt No vote
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Proposed resolution: excluding the
preference right of the existing shareholders
in relation to the issuance of subscription
rights in favour of all current Directors of
the Company, as identified in the report referred
under item (a) above
A.4.d Issuance of 215,000 subscription rights and Mgmt No vote
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Issuance of subscription rights: Proposed
resolution: approving the issuance of 215,000
subscription rights and determining their terms
and conditions (as such terms and conditions
are appended to the report referred under item
(a) above). The main provisions of these terms
and conditions can be summarised as follows:
each subscription right confers the right to
subscribe in cash to one ordinary share in
the Company, with the same rights (including
dividend rights) as the existing shares. Each
subscription right is granted for no consideration.
Its exercise price equals the average price
of the Company share on Euronext Brussels over
the 30 calendar days preceding the issuance
of the subscription rights by the Shareholders'
Meeting. All subscription rights have a term
of five years as from their issuance and become
exercisable as follows: a first third may be
exercised from 1 January 2013 up to and including
25 April 2016, a second third may be exercised
from 1 January 2014 up to and including 25
April 2016 and the last third may be exercised
from 1 January 2015 up to and including 25
April 2016. At the end of the exercise period,
the subscription rights that have not been
exercised automatically become null and void
A.4.e Issuance of 215,000 subscription rights and Mgmt No vote
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Conditional capital increase: Proposed
resolution: increasing the capital of the Company,
under the condition precedent and to the extent
of the exercise of the subscription rights,
for a maximum amount equal to the number of
subscription rights issued multiplied by their
exercise price and allocation of the issuance
premium to an account not available for distribution
A.4.f Issuance of 215,000 subscription rights and Mgmt No vote
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Express approval pursuant to Article
554, indent 7, of the Companies Code: Proposed
resolution: expressly approving the granting
of the above-mentioned subscription rights
to any Director of the Company who is independent
within the meaning of Article 526ter of the
Companies Code
A.4.g Issuance of 215,000 subscription rights and Mgmt No vote
capital increase under the condition precedent
and to the extent of the exercise of the subscription
rights: Powers: Proposed resolution: granting
powers to two Directors acting jointly to have
recorded by notarial deed the exercise of the
subscription rights, the corresponding increase
of the capital, the number of new shares issued,
the resulting modification to the articles
of association and the allocation of the issuance
premium to an account not available for distribution
B.1 Management report by the Board of Directors Non-Voting No vote
on the accounting year ended on 31 December
2010
B.2 Report by the statutory auditor on the accounting Non-Voting No vote
year ended on 31 December 2010
B.3 Communication of the consolidated annual accounts Non-Voting No vote
relating to the accounting year ended on 31
December 2010, as well as the management report
by the Board of Directors and the report by
the statutory auditor on the consolidated annual
accounts
B.4 Approval of the statutory annual accounts: Proposed Mgmt No vote
resolution: approving the statutory annual
accounts relating to the accounting year ended
on 31 December 2010, including the following
allocation of the result: Profit of the accounting
year: EUR 53,198, Profit carried forward from
the preceding accounting year: EUR 7,018,197,
Result to be allocated: EUR 7,071,395, Deduction
for the unavailable reserve: - EUR 68, Gross
dividend for the shares (*): EUR 1,275,707,
Balance of carried forward profit: EUR 5,795,620,
(*) On a per share basis, this represents a
gross dividend of EUR 0.8, giving right to
a dividend net of Belgian withholding tax of
EUR 0.6 per share (in case of 25% Belgian withholding
tax), of EUR 0.68 per share (in case of 15%
Belgian withholding tax) and of EUR 0.8 per
share (in case of exemption from Belgian withholding
tax). Such amount may fluctuate depending on
the number of own shares held by the Company
on the dividend payment date. The dividend
will be payable as from 02 May 2011
B.5 Discharge to the Directors: Proposed resolution: Mgmt No vote
granting discharge to the Directors for the
performance of their duties during the accounting
year ended on 31 December 2010
B.6 Discharge to the statutory auditor: Proposed Mgmt No vote
resolution: granting discharge to the statutory
auditor for the performance of his duties during
the accounting year ended on 31 December 2010.
B.7 Acknowledgment of the end of the mandate as Non-Voting No vote
director of Mr. Arnoud de Pret, Mr. Jean-Luc
Dehaene and Mr. August Busch IV.
B.8.a Appointment of directors: Proposed resolution: Mgmt No vote
renewing the appointment as director of Mr.
St fan Descheemaeker, for a period of four
years ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2014
B.8.b Proposed resolution: appointing as director Mgmt No vote
Mr. Paul Cornet de Ways Ruart, for a period
of four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. Mr. Paul Cornet
is a Belgian citizen. He is a Commercial Engineer
Cum Laude from the Catholic University of Louvain
(1991) and holds an MBA with Dean's Honour
from the University of Chicago (1996) with
concentration in Finance. He is currently working
for Yahoo! EMEA where he is Chief of Staff
and Senior Financial Director responsible for
Corporate Development and Audience. Before
Yahoo!, Mr. Cornet was the Director of Strategy
for Orange (UK mobile operator) and spent seven
years with McKinsey&Company in London and Palo
Alto (CA). He is also on the Boards of EPS,
Rayvax, Sparflex and several venture capital
backed technology companies
B.8.c Proposed resolution: renewing the appointment Mgmt No vote
as independent director of Mr. Kees Storm,
for a period of two years ending after the
shareholders' meeting which will be asked to
approve the accounts for the year 2012. The
renewal of the mandate for only two years is
in line with the Company's Corporate Governance
Charter which provides that the term of office
of directors shall end immediately after the
shareholders' meeting following their 70th
birthday. Mr. Storm complies with the functional,
family and financial criteria of independence
as provided for in Article 526ter of the Companies
Code and in the Company's Corporate Governance
Charter, except for the requirement not to
have been a non-executive director of the company
for more than three successive terms (Article
526ter, par. 1, 2 ). Except when legally required
to apply the definition of Article 526ter,
par. 1, 2 , the Board proposes to consider
that Mr. Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the contribution
of Mr. Storm to the functioning of the Board
has not been influenced by the length of his
tenure. Mr. Storm has acquired a superior understanding
of the Company's business, its underlying strategy
and specific culture, in particular in his
capacity of Chairman of the Audit Committee,
and in light of his particular experience,
reputation and background it is in the Company's
best interests to renew him as an independent
director for an additional term of 2 years.
Moreover, Mr. Storm expressly stated and the
Board is of the opinion that he does not have
any relationship with any company which could
compromise his independence
B.8.d Proposed resolution: renewing the appointment Mgmt No vote
as independent director of Mr. Peter Harf,
for a period of four years ending after the
shareholders' meeting which will be asked to
approve the accounts for the year 2014. Mr.
Harf complies with the functional, family and
financial criteria of independence as provided
for in Article 526ter of the Companies Code
and in the Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article 526ter,
par. 1, 2 ). Except when legally required to
apply the definition of Article 526ter, par.
1, 2 , the Board proposes to consider that
Mr. Harf continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the contribution
of Mr. Harf to the functioning of the Board
has not been influenced by the length of his
tenure. Mr. Harf has acquired a superior understanding
of the Company's business, its underlying strategy
and specific culture, in particular in his
capacity of Chairman of the Board, and in light
of his particular experience, reputation and
background it is in the Company's best interests
to renew him as an independent director for
an additional term of 4 years. Moreover, Mr.
Harf expressly stated and the Board is of the
opinion that he does not have any relationship
with any company which could compromise his
independence
B.8.e Proposed resolution: appointing as independent Mgmt No vote
director Mr. Olivier Goudet, for a period of
four years ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2014. Mr. Olivier Goudet is a
French citizen. He is Executive Vice President
and Chief Financial Officer of Mars, Incorporated.
He joined Mars in 1990, serving on the finance
team of the French business. After six years,
he left Mars to join the VALEO Group, where
he held several senior executive positions.
In 1998, he returned to Mars, where he became
Chief Financial Officer in 2004. In 2008, his
role was broadened to the position of Executive
Vice President and CFO. Mr. Goudet is also
a director of the Wm. Wrigley Jr. Company,
Mars' gum and confections subsidiary, where
Berkshire Hathaway is a minority investor.
He holds a degree in engineering from l'Ecole
Centrale de Paris and graduated from the ESSEC
Business School in Paris with a major in finance.
Mr. Goudet complies with the functional, family
and financial criteria of independence as provided
for in Article 526ter of the Companies Code
and in the Company's Corporate Governance Charter.
Moreover, Mr. Goudet expressly stated and the
Board is of the opinion that he does not have
any relationship with any company which could
compromise his independence
B.9.a Proposed resolution: approving the Remuneration Mgmt No vote
report for the financial year 2010 as set out
in the 2010 annual report, including the executive
remuneration policy. Such policy provides for
the possibility of granting variable compensation
in the form of shares that are immediately
vested, subject to a five-year blocking period.
In addition, the executive remuneration policy
provides that the Company may also grant matching
shares (in the form of restricted stock units)
and stock options, the value of which can exceed
25% of the annual remuneration and which vest
after a period of five years but without being
subject to a specific performance test. Special
forfeiture rules apply to matching shares and
stock options in case of termination of service
before the end of the five-year vesting period.
The 2010 annual report and remuneration report
containing the executive remuneration policy,
can be reviewed as indicated at the end of
this notice
B.9.b Proposed resolution: confirming the specified Mgmt No vote
grants of stock options and restricted stock
units to executives: a) Confirmation, for US
law purposes, of two new programs launched
in November 2010 under the Company's Long Term
Incentive Stock Options Plan, allowing for
the offer, over a period of 10 years, of (i)
stock options on a maximum of 5,000,000 ordinary
shares of the Company and (ii) stock options
on a maximum of 5,000,000 American Depositary
Shares (ADSs) of the Company, all of which
can be granted to employees of the Company
and/or its majority owned subsidiaries in the
form of Incentive Stock Options (ISOs) pursuant
to Sections 421 and 422 of the US Internal
Revenue Code of 1986, as amended. Each stock
option gives the recipient the right to purchase
one existing share in the Company listed on
Euronext Brussels or one existing American
Depositary Share of the Company traded on the
New York Stock Exchange. The exercise price
of each stock option corresponds to the fair
value of the Company share or of the ADS at
the time of granting of the options. b) Confirmation
of three specific Long Term Restricted Stock
Unit Programs i. a program allowing for the
offer of restricted stock units to certain
employees in certain specific circumstances
at the discretion of the Chief Executive Officer
of Anheuser-Busch InBev e.g. to compensate
for assignments of expatriates to certain specific
countries. Each restricted stock unit will
vest only after a five-year vesting period
without performance test. In case of termination
of service before the vesting date, special
forfeiture rules apply. Confirmation of the
hardship grant of approximately 120,000 restricted
stock units under the Program in 2010 to employees
of the Company and/or its majority owned subsidiaries.
ii. a program allowing for the exceptional
offer of restricted stock units to certain
employees at the discretion of the Remuneration
Committee of Anheuser-Busch InBev as a long-term
retention incentive for key employees of the
Company. The first half of the restricted stock
units vest after five years and the other half
vest only after a ten-year period. No performance
test is applied. In case of termination of
service before the vesting date, special forfeiture
rules apply. Confirmation of the grant of approximately
320,000 restricted stock units under the Program
in 2010 to employees of the Company and/or
its majority owned subsidiaries. iii. a program
allowing certain employees to purchase Company
shares at a discount aimed as a long-term retention
incentive for highpotential employees of the
Company and/or its majority owned subsidiaries,
who are at a mid-manager level. The voluntary
investment in Company shares leads to the grant
of 3 matching shares for each share invested.
The discount and matching shares are granted
in the form of restricted stock units which
vest after 5 years. In case of termination
before the vesting date, special forfeiture
rules apply
B10.a Approval of change of control provisions relating Mgmt No vote
to the Updated EMTN Programme: Proposed resolution:
approving, in accordance with Article 556 of
the Companies Code, (i) Condition 7.5 of the
Terms & Conditions (Change of Control Put)
of the EUR 15,000,000,000 updated Euro Medium
Term Note Programme dated 18 October 2010 of
the Company and Brandbrew SA (the "Issuers")
and Deutsche Bank AG., London Branch acting
as Arranger (the "Updated EMTN Programme"),
which may be applicable in the case of notes
issued under the Updated EMTN Programme and
(ii) any other provision in the Updated EMTN
Programme granting rights to third parties
which could affect the Company's assets or
could impose an obligation on the Company where
in each case the exercise of those rights is
dependent on the launch of a public take-over
bid over the shares of the Company or on a
"Change of Control" (as defined in the Terms
& Conditions of the Updated EMTN Programme)
(*). (*) Pursuant to the Updated EMTN Programme,
(a) "Change of Control" means "any person or
group of persons acting in concert (in each
case other than Stichting Anheuser-Busch InBev
or any existing direct or indirect certificate
holder or certificate holders of Stichting
Anheuser-Busch InBev) gaining Control of the
Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially
all of the shareholders of the relevant person
or group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". If a Change of Control Put is specified
in the applicable Final Terms of the notes,
Condition 7.5 of the Terms & Conditions of
the Updated EMTN Programme grants, to any noteholder,
in essence, the right to request the redemption
of his notes at the redemption amount specified
in the Final Terms of the notes, together,
if appropriate, with interest accrued upon
the occurrence of a Change of Control and a
related downgrade in the notes to sub-investment
grade
B10.b Approval of change of control provisions relating Mgmt No vote
to the US Dollar notes: Proposed resolution:
approving, in accordance with Article 556 of
the Companies Code, (i) the Change of Control
clause of the USD 3,250,000,000 notes issued
on 29 and 26 March 2010, consisting of USD
1,000,000,000 2.50% notes due 2013, USD 750,000,000
3.625% notes due 2015, USD 1,000,000,000 5.00%
notes due 2020 and USD 500,000,000 Floating
Rate Notes due 2013 (the "Unregistered Notes
issued in March 2010"), (ii) the Change of
Control clause of the USD 3,250,000,000 registered
notes issued in September 2010, consisting
of USD 1,000,000,000 2.50% notes due 2013,
USD 750,000,000 3.625% notes due 2015, USD
1,000,000,000 5.00% notes due 2020 and USD
500,000,000 Floating Rate Notes due 2013, issued
in exchange for corresponding amounts of the
corresponding unregistered notes issued in
March 2010, in accordance with a US Form F-4
Registration Statement pursuant to an exchange
offer launched by Anheuser-Busch InBev Worldwide
Inc. in the U.S. on 5 August 2010 and expired
on 2 September 2010 (the "Registered Notes
issued in September 2010"), (iii) the Change
of Control clause of the USD 8,000,000,000
registered notes issued in March 2011, consisting
of USD 1,250,000,000 7.20% notes due 2014,
USD 2,500,000,000 7.75% notes due 2019 and
USD 1,250,000,000 8.20% notes due 2039, USD
1,550,000,000 5.375% notes due 2014, USD 1,000,000,000
6.875% notes due 2019 and USD 450,000,000 8.00%
notes due 2039, each issued in exchange for
corresponding amounts of the corresponding
unregistered notes issued in January 2009 and
of the corresponding unregistered notes issued
in May 2009, in accordance with a US Form F-4
Registration Statement pursuant to an exchange
offer launched by Anheuser-Busch InBev Worldwide
Inc. in the U.S. on 11 February 2011 and expired
on 14 March 2011 (the "Registered Notes issued
in March 2011"), whereby each of the Unregistered
Notes issued in March 2010, the Registered
Notes issued in September 2010 and the Registered
Notes issued in March 2011 are issued by Anheuser-Busch
InBev Worldwide Inc. (with an unconditional
and irrevocable guarantee as to payment of
principal and interest from the Company) and
(iv) any other provision applicable to the
Unregistered Notes issued in March 2010, the
Registered Notes issued in September 2010 and
the Registered Notes issued in March 2011 granting
rights to third parties which could affect
the Company's assets or could impose an obligation
on the Company where in each case the exercise
of those rights is dependent on the launch
of a public take-over bid over the shares of
the Company or on a "Change of Control" (as
defined in the Offering Memorandum with respect
to the unregistered notes, as the case may
be, and in the Registration Statement with
respect to the registered notes) (*). (*) (a)
"Change of Control" means "any person or group
of persons acting in concert (in each case
other than Stichting Anheuser-Busch InBev or
any existing direct or indirect certificate
holder or certificate holders of Stichting
Anheuser-Busch InBev) gaining Control of the
Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially
all of the shareholders of the relevant person
or group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". The Change of Control clause grants
to any noteholder, in essence, the right to
request the redemption of his notes at a repurchase
price in cash of 101% of their principal amount
(plus interest accrued) upon the occurrence
of a Change of Control and a related downgrade
in the notes to sub-investment grade
B10.c Approval of change of control provisions relating Mgmt No vote
to the notes issued under Anheuser-Busch InBev's
Shelf Registration Statement filed in the United
States on Form F-3: Proposed resolution: approving,
in accordance with Article 556 of the Companies
Code, (i) the Change of Control clause of the
Brazilian real ("BRL") 750,000,000 9.750% registered
notes issued on 17 November 2010 by Anheuser-Busch
InBev Worldwide Inc. under Anheuser-Busch InBev's
Shelf Registration Statement filed on Form
F-3 on 21 September 2010 (with an unconditional
and irrevocable guarantee as to payment of
principal and interest from the Company) and
(ii) any other provision applicable to the
registered notes granting rights to third parties
which could affect the Company's assets or
could impose an obligation on the Company where
in each case the exercise of those rights is
dependent on the launch of a public take-over
bid over the shares of the Company or on a
"Change of Control" (as defined in the Prospectus
Supplement dated 9 November 2010 to the Prospectus
dated 21 September 2010). (a) "Change of Control"
means "any person or group of persons acting
in concert (in each case other than Stichting
Anheuser-Busch InBev or any existing direct
or indirect certificate holder or certificate
holders of Stichting Anheuser-Busch InBev)
gaining Control of the Company provided that
a Change of Control shall not be deemed to
have occurred if all or substantially all of
the shareholders of the relevant person or
group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". The Change of Control clause grants
to any noteholder, in essence, the right to
request the redemption of his notes at a repurchase
price in cash of 101% of their principal amount
(plus interest accrued) upon the occurrence
of a Change of Control and a related downgrade
in the notes to sub-investment grade
B10.d Approval of change of control provisions relating Mgmt No vote
to the CAD Dollar notes issued via a Canadian
Private Placement: Proposed resolution: approving,
in accordance with Article 556 of the Companies
Code, (i) the Change of Control clause of the
CAD 600,000,000 3.65% notes due 2016 issued
on 8 December 2010 via a Canadian Private Placement
by Anheuser-Busch InBev Worldwide Inc. (with
an unconditional and irrevocable guarantee
as to payment of principal and interest from
the Company) and (ii) any other provision applicable
to the notes granting rights to third parties
which could affect the Company's assets or
could impose an obligation on the Company where
in each case the exercise of those rights is
dependent on the launch of a public take-over
bid over the shares of the Company or on a
"Change of Control" (as defined in the Offering
Memorandum dated 8 December 2010). AB_INBEV_form_vote_110426_EN.doc
(a) "Change of Control" means "any person or
group of persons acting in concert (in each
case other than Stichting Anheuser-Busch InBev
or any existing direct or indirect certificate
holder or certificate holders of Stichting
Anheuser-Busch InBev) gaining Control of the
Company provided that a Change of Control shall
not be deemed to have occurred if all or substantially
all of the shareholders of the relevant person
or group of persons are, or immediately prior
to the event which would otherwise have constituted
a Change of Control were, the shareholders
of the Company with the same (or substantially
the same) pro rata interests in the share capital
of the relevant person or group of persons
as such shareholders have, or as the case may
be, had, in the share capital of the Company",
(b) "Acting in concert" means "a group of persons
who, pursuant to an agreement or understanding
(whether formal or informal), actively cooperate,
through the acquisition directly or indirectly
of shares in the Company by any of them, either
directly or indirectly, to obtain Control of
the Company", and (c) "Control" means the "direct
or indirect ownership of more than 50 per cent
of the share capital or similar rights of ownership
of the Company or the power to direct the management
and the policies of the Company whether through
the ownership of share capital, contract or
otherwise". The Change of Control clause grants
to any noteholder, in essence, the right to
request the redemption of his notes at a repurchase
price in cash of 101% of their principal amount
(plus interest accrued) upon the occurrence
of a Change of Control and a related downgrade
in the notes to sub-investment grade
C Proposed resolution: granting powers to Mr. Mgmt No vote
Benoit Loore, VP Legal Corporate, with power
to substitute and without prejudice to other
delegations of powers to the extent applicable,
for (i) the acknowledgment of the realisation
of the condition precedent referred to under
A.3 (a) above, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of the
restated articles of association and their
filings with the clerk's office of the Commercial
Court of Brussels, (iii) the filing with the
same clerk's office of the resolutions referred
under item B.10 above and (iv) any other filings
and publication formalities in relation to
the above resolutions
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION C.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA P L C Agenda Number: 702972399
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 08-Jun-2011
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' and Auditors' Mgmt For For
Report and the Financial Statements for
the year ended 31 December 2010
2 To approve the Remuneration Report for the year Mgmt Against Against
ended 31 December 2010
3 To declare a final dividend Mgmt For For
4 To re-elect Mr J-P Luksic as a Director Mgmt Against Against
5 To re-elect Mr C H Bailey as a Director Mgmt Against Against
6 To re-elect Mr G S Menendez as a Director Mgmt Against Against
7 To re-elect Mr R F Jara as a Director Mgmt Against Against
8 To re-elect Mr G A Luksic as a Director Mgmt Against Against
9 To re-elect Mr J G Claro as a Director Mgmt For For
10 To re-elect Mr W M Hayes as a Director Mgmt Against Against
11 To re-elect Mr H Dryland as a Director Mgmt Against Against
12 To re-elect Mr T C Baker as a Director Mgmt For For
13 To re-appoint Deloitte LLP as auditors and to Mgmt Against Against
authorise the Directors to fix their remuneration
14 To grant authority to the Directors to allot Mgmt For For
securities
15 To grant power to the Directors to allot securities Mgmt For For
for cash other than on a pro rata basis to
shareholders
16 To renew the Company's authority to make market Mgmt For For
purchases of Ordinary Shares
17 To permit the Company to call general meetings Mgmt Against Against
(other than annual general meetings) on
14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ARM HLDGS PLC Agenda Number: 702851280
--------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: GB0000595859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's annual report and accounts Mgmt For For
for the financial year ended 31 December
2010
2 To declare a final dividend of 1.74 pence per Mgmt For For
share in respect of the financial year
ended 31 December 2010
3 To approve the directors' remuneration report Mgmt For For
as set out on pages 60 to 71 of the annual
report and accounts for the financial year
ended 31 December 2010
4 To elect Larry Hirst as a director Mgmt For For
5 To elect Janice Roberts as a director Mgmt For For
6 To elect Andy Green as a director Mgmt For For
7 To re-elect Doug Dunn as a director Mgmt Against Against
8 To re-elect Warren East as a director Mgmt For For
9 To re-elect Tudor Brown as a director Mgmt For For
10 To re-elect Mike Inglis as a director Mgmt For For
11 To re-elect Mike Muller as a director Mgmt For For
12 To re-elect Kathleen O'Donovan as a director Mgmt For For
13 To re-elect Philip Rowley as a director Mgmt For For
14 To re-elect Tim Score as a director Mgmt Against Against
15 To re-elect Simon Segars as a director Mgmt For For
16 To re-elect Young Sohn as a director Mgmt For For
17 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company to hold office until
the conclusion of the next general meeting
at which accounts are laid before the Company
18 To authorise the directors to fix the remuneration Mgmt For For
of the auditors
19 That the directors be generally and unconditionally Mgmt For For
authorised pursuant to and in accordance
with Section 551 of the Companies Act 2006
to exercise all the powers of the Company
to allot shares or grant rights to subscribe
for or to convert any security into shares:
(i) up to a nominal amount of GBP 221,939;
(ii) comprising equity securities (as defined
in Section 560(1) of the Companies Act 2006)
up to a further nominal amount of GBP 221,939
of ordinary issued share capital in connection
with an offer by way of a rights issue, such
authorities to apply in substitution for all
previous authorities pursuant to Section 551
of the Companies Act 2006 and to expire at
the end of the next AGM or on 30 June 2012,
whichever is the earlier but, in each case,
so that the CONTD
CONT CONTD Company may make offers and enter into Non-Voting No vote
agreements during the relevant period which
would, or might, require shares to be allotted
or rights to subscribe for or to convert
any security into shares to be granted after
the authorities end. For the purposes of this
resolution, "rights issue" means an offer to:
(a) ordinary shareholders in proportion (as
nearly as may be practicable) to their
existing holdings; and (b) people who are holders
of other equity securities if this is required
by the rights of those securities or, if the
directors consider it necessary, as permitted
by the rights of those securities, to subscribe
further securities by means of the issue of
a renounceable letter (or CONTD
CONT CONTD other negotiable document) which may be Non-Voting No vote
traded for a period before payment for
the securities is due, but subject in both
cases to such exclusions or other
arrangements as the directors may deem necessary
or expedient in relation to treasury
shares, fractional entitlements, record
dates or legal, regulatory or practical problems
in, or under the laws of, any territory
20 That subject to the passing of resolution 19 Mgmt For For
above, the directors be empowered
to allot equity securities (as defined in Section
560(1) of the Companies Act 2006) wholly
for cash: (i) pursuant to the authority given
by paragraph (i) of resolution 19 above or
where the allotment constitutes an allotment
of equity securities by virtue of Section 560(3)
of the Companies Act 2006, in each case:
(I) In connection with a pre-emptive offer;
and (II) otherwise than in connection with
a pre-emptive offer, up to an aggregate
nominal amount of GBP 33,627; and (ii) pursuant
to the authority given by paragraph (ii)
of resolution 19 above n connection with a
rights issue, as if Section 561 (1) of the
Companies Act 2006 did not apply to any such
allotment; such power to expire at
the end of the next Annual General Meeting
or CONTD
CONT CONTD on 30 June 2012, whichever is the earlier Non-Voting No vote
but so that the Company may make offers and
enter into agreements during this period which
would, or might, require equity securities
to be allotted after the power ends. For the
purposes of this resolution: (a) "pre-emptive
offer" means an offer of equity securities
open for acceptance for a period fixed by the
directors to (I) holders (other than the
Company) on the register on a record date fixed
by the directors of ordinary shares in proportion
to their respective holdings and (II) other
persons so entitled by virtue of the rights
attaching to any other securities held by
them, but subject in both cases to such exclusions
or other arrangements as the directors may
deem necessary or expedient in relation
to treasury shares, CONTD
CONT CONTD fractional entitlements, record dates Non-Voting No vote
or legal, regulatory or practical problems
in, or under the laws of, any territory; (b)
"rights issue" has the same meaning as in
resolution 19 above; (c) references to an allotment
of equity securities shall include a sale
of treasury shares; and (d) the nominal
amount of any securities shall be taken to
be, in the case of rights to subscribe for
or convert any securities into shares of the
Company, the nominal amount of such shares
which may be allotted pursuant to such rights
21 That the Company be and is hereby unconditionally Mgmt For For
and generally authorised for the purpose
of Section 693 of the Companies Act 2006 to
make market purchases (as defined in
Section 693 of that Act) of ordinary shares
of 0.05 pence each in the capital of the Company
provided that: (a) the maximum number
of shares which may be purchased is 134,508,636;
(b) the minimum price which may be paid for
each share is 0.05 pence; (c) the maximum price
(excluding expenses) which may be paid
for any ordinary share is an amount equal
to 105% of the average of the closing mid market
price of the Company's ordinary shares as derived
from the Daily Official List of the London
Stock Exchange plc for the five business
CONTD
CONT CONTD days immediately preceding the day on Non-Voting No vote
which such share is contracted to be purchased;
and (d) this authority shall expire at the
conclusion of the AGM of the Company held
in 2012 or, if earlier, on 30 June 2012 (except
in relation to the purchase of shares the
contract for which was concluded before
the expiry of such authority and which might
be executed wholly or partly after such
expiry) unless such authority is renewed prior
to such time
22 That a general meeting other than an annual Mgmt Against Against
general meeting may be called on not less
than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB Agenda Number: 702859363
--------------------------------------------------------------------------------------------------------------------------
Security: W10020118
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: SE0000101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 784319 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 That Sune Carlsson is elected chairman of the Non-Voting No vote
Meeting
2 Preparation and approval of voting list Non-Voting No vote
3 Approval of agenda Non-Voting No vote
4 Election of one or two persons to approve the Non-Voting No vote
minutes
5 Determination whether the Meeting has been properly Non-Voting No vote
convened or not
6 Presentation of the Annual Report and the Auditor's Non-Voting No vote
Report as well as the Consolidated Annual Report
and the Consolidated Auditor's Report
7 The President's speech and questions from shareholders Non-Voting No vote
to the Board of Directors and the Management
8 Report on the functions of and work performed Non-Voting No vote
by the Board of Directors and its Audit Committee
9.a Regarding approval of the Profit and Loss Account Mgmt For For
and the Balance Sheet and the Consolidated
Profit and Loss Account and the Consolidated
Balance Sheet as well as the presentation by
the auditor
9.b Regarding discharge from liability of the Board Mgmt For For
members and the President
9.c The Board proposes that the dividend for 2010 Mgmt For For
is decided to be SEK 4 per share
9.d That April 27, 2011 is the record day for the Mgmt For For
dividend. If the Meeting decides as proposed,
the dividend is expected to be distributed
by Euroclear Sweden AB on May 2, 2011
10 That nine Board members be elected Mgmt For For
11 That the following Board members are re-elected: Mgmt For For
That the following Board members are re-elected:
Sune Carlsson, Jacob Wallenberg, Staffan Bohman,
Johan Forssell, Ronnie Leten, Ulla Litzen,
Gunilla Nordstrom, Anders Ullberg and Margareth
Ovrum. That Sune Carlsson is elected chairman
and Jacob Wallenberg vice chairman of the Board
of Directors
12 Proposal regarding remuneration to the Board Mgmt For For
of Directors and for committee Work: Remuneration
of SEK 1,750,000 (1,500,000) to the chairman,
SEK 645,000 (550,000) to the vice chairman
and SEK 525,000 (450,000) to each of the other
six Board member not employed by the Company.
Unchanged remuneration to the members of the
Audit Committee of SEK 200,000 to the Chairman
and SEK 125,000 to the other members of this
committee. Unchanged remuneration of SEK 60,000
to each of the members of the Remuneration
Committee and remuneration of SEK 60,000 to
each Board member who, in addition to the above,
participates in a committee in accordance with
a decision of the Board of Directors. Reflecting
the ambition to further enhance the interest
for the long term development of the Company,
the Nomination Committee proposes that each
nominated Board member shall have the possibility
to choose between receiving 50% of the remuneration
in the form of synthetic shares and the rest
in cash and to receive the whole remuneration
in cash. The proposal thus means that the total
Board remuneration amounts to a sum of SEK
5,545,000 of which max SEK 2,772,500 can be
in the form of synthetic shares
13.a The proposal of the Board of Directors regarding: Mgmt For For
guiding principles for salary and other remuneration
to senior executives
13.b The proposal of the Board of Directors regarding: Mgmt For For
a performance stock option plan for 2011 that
includes a requirement for the senior executives
and division presidents to invest in shares
as a prerequisite for participation in the
plan
13.c The proposal of the Board of Directors regarding: Non-Voting No vote
acquisition and transfer of series A shares
of the Company in connection with the performance
stock option plan 2011, including the share
saving/matching share part. The Board proposes
that the Board is granted the mandate to acquire
and sell of series A shares as described in
14 a) and 14 c) below
14.a The Board proposes that the Board is granted Mgmt For For
the mandate until the next Annual General Meeting
to decide, on one or more occasions, on the
acquisition of shares in the Company as follows:
1. Acquisition of not more than 4,300,000 series
A shares. 2. The shares may only be acquired
on NASDAQ OMX Stockholm. 3. The shares may
only be acquired at a price per share within
the registered trading interval at any given
point in time. The acquisition is made with
the intention to limit the economic risk caused
by an increase of the share value during the
period the performance stock options remain
outstanding, to be able to fulfill future delivery
obligations under personnel option and matching
share agreements, to cover alternative solutions
and cash settlements as well as to cover, primarily,
social charges
14.b The Board proposes that the Board is granted Mgmt For For
the mandate until the next Annual General Meeting
to decide, on one or more occasions, on the
acquisition of shares in the Company as follows:
1. Acquisition of not more than 70,000 series
A shares. 2. The shares may only be acquired
on NASDAQ OMX Stockholm. 3. The shares may
only be acquired at a price per share within
the registered trading interval at any given
point in time. The acquisition is made with
the intention to hedge the obligation of the
Company to pay remuneration, including social
charges, to Board members who have chosen to
receive 50% of their remuneration in synthetic
shares
14.c The Board further proposes that the Meeting Mgmt For For
decides to transfer shares in the Company in
relation to the Company's personnel option
plan 2011, including the share saving/matching
share part, according to the following: 1.
A maximum of 3,420,000 series A shares may
be transferred. Right to acquire shares is
to be granted to the persons participating
in the Company's proposed performance stock
option plan 2011, with a right for each participant
to acquire the maximum number of shares stipulated
in the terms and conditions of this plan. The
participant's right to acquire shares is conditional
upon all terms and conditions of the Company's
performance stock option plan 2011 being fulfilled.
Shares are to be transferred on the terms and
conditions stipulated by the plan, meaning
inter alia, that what is there stated regarding
price and time during which the participants
are to be entitled to use their right to acquire
shares is also applicable to the transfer.
Participants are to pay for the shares within
the time and on the terms stipulated in the
performance stock option plan 2011. 2. With
respect to the number of shares that may be
transferred under the Company's performance
stock option plan, customary terms for recalculation
as a result of bonus issue, share split, rights
issues and similar measures apply in accordance
with the terms and conditions of the plan
14.d The Board proposes that the Board is granted Mgmt For For
the mandate until the next Annual General Meeting
to decide, on one or more occasions, to transfer
not more than 70,000 series A shares in the
Company to cover the costs of giving a counter
value of earlier issued synthetic shares to
previous Board members, and to, primarily,
cover social charges. Shares proposed to be
transferred where acquired based on mandates
given at the Annual General Meeting respective
year to acquire the share for the stated purpose.
The sale shall take place on NASDAQ OMX Stockholm
at a price within the registered price interval
at any given time
14.e The Board proposes that the Board is granted Mgmt For For
the mandate until the next Annual General Meeting
to sell, at one or more occasions, maximum
1,500,000 series B shares in connection with
the exercise of rights under the 2006 and 2007
stock option plans and maximum 4,700,000 series
A shares, in connection with the exercise of
rights under the 2008 and 2009 performance
stock option plans in order to cover costs,
primarily cash settlements in Sweden, SAR and
social costs. Shares proposed to be transferred
where acquired based on mandate given at the
Annual General Meeting respective year to acquire
the share for the stated purpose. The sale
shall take place on NASDAQ OMX Stockholm at
a price within the registered price interval
at any given time
15.a The Board proposes that the wording of the Articles Mgmt For For
of Association (Section 4) be amended, to the
principal effect that (i) the number of shares
that may be issued by the Company is increased
from a minimum of 500,000,000 and a maximum
of 2,000,000,000 to a minimum of 1,000,000,000
and a maximum of 4,000,000,000, and that (ii)
the number of shares that may be issued of
series A be changed from a maximum of 2,000,000,000
to a maximum of 4,000,000,000 and that the
number of shares that may be issued of series
B be changed from a maximum of 2,000,000,000
to a maximum of 4,000,000,000 (iii) the words
"not later than 4 p.m." in Article 9 will be
removed to better comply with the Swedish Company
Act
15.b The Board proposes that the quota value of the Mgmt For For
share (the share capital divided by the number
of shares) is changed by way of a share split,
so that each share (irrespective of the Series
of shares) is divided into two shares, of which
one is to be named redemption share in the
Euroclear system and be redeemed in the manner
described under c) below. The record day at
Euroclear Sweden AB (the Swedish Central Security
Depository) for implementation of the share
split is to be May 13, 2011. After implementation
of the share split, the number of shares in
the Company will increase from 1,229,613,104
to 2,459,226,208, of which 1,678,788,192 are
series A shares and 780,438,016 are series
B shares, each share with a quota value of
approximately SEK 0.3196
15.c The Board proposes that the Company's share Mgmt For For
capital be reduced by SEK 393,004,095 (the
reduction amount) by way of redemption of 1,229,613,104
shares, of which 839,394,096 are series A shares
and 390,219,008 are series B shares. The shares
that are to be redeemed are the shares that,
after share split in accordance with item b)
above, are named redemption shares in the Euroclear
system, whereby the record day for the right
to receive redemption shares according to b)
above is to be May 13, 2011
15.d The Board further proposes that the General Mgmt For For
Meeting resolves that the Company's share capital
be increased by way of a bonus issue of SEK
393,004,095 to SEK 786,008,190, by a transfer
of SEK 393,004,095 from the Company's non-restricted
equity. No new shares are to be issued in connection
with the bonus issue. The number of shares
of the Company will, after implementation of
the increase of the share capital, be 1,229,613,104,
of which 839,394,096 are series A shares and
390,219,008 are series B shares, each share
with a quota value of approx. SEK 0.6394. The
Board proposes that the General Meeting gives
the Company President mandate to make smaller
adjustments regarding this item, which may
be required to register the shareholders decision
to the Swedish Companies Registration Office
and Euroclear Sweden AB
16 Proposal regarding Nomination Committee Mgmt For For
17 Closing of the Meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 933428559
--------------------------------------------------------------------------------------------------------------------------
Security: 05965X109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: SAN
ISIN: US05965X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET Mgmt For For
AND CONSOLIDATED FINANCIAL STATEMENTS OF THE
BANK AND ITS SUBSIDIARIES, THE INDEPENDENT
REPORT OF THE EXTERNAL AUDITORS, AND THE NOTES
CORRESPONDING TO THE FINANCIAL YEAR ENDING
DECEMBER 31ST OF 2010
02 APPROVE THE PAYMENT OF A DIVIDEND OF CH$1.519231 Mgmt For For
PER SHARE OR 60% OF 2010 NET INCOME ATTRIBUTABLE
TO SHAREHOLDERS AS A DIVIDEND, WHICH WILL BE
PAID IN CHILE BEGINNING ON APRIL 27, 2011.
THE REMAINING 40% OF 2010 NET INCOME ATTRIBUTABLE
TO SHAREHOLDERS WILL BE RETAINED AS RESERVES
03 APPROVAL OF EXTERNAL AUDITORS (DELOITTE) Mgmt For For
04 APPROVAL OF LOCAL RATING AGENCIES. IT WILL BE Mgmt For For
PROPOSED THAT FELLER RATE AND FITCH RATINGS
CONTINUE TO BE THE BANK'S LOCAL RATING AGENCIES
5A ELECTION OF DIRECTOR: MAURICIO LARRAIN GARCES Mgmt For For
5B ELECTION OF DIRECTOR: JESUS ZABALZA LOTINA Mgmt For For
5C ELECTION OF DIRECTOR: OSCAR VON CHRISMAR CARVAJAL Mgmt For For
5D ELECTION OF DIRECTOR: CARLOS OLIVOS MARCHANT Mgmt For For
5E ELECTION OF DIRECTOR: VICTOR ARBULU CROUSILLAT Mgmt Against Against
5F ELECTION OF DIRECTOR: MARCO COLODRO HADJES Mgmt For For
5G ELECTION OF DIRECTOR: LUCIA SANTA CRUZ SUTIL Mgmt For For
5H ELECTION OF DIRECTOR: ROBERTO MENDEZ TORRES Mgmt For For
5I ELECTION OF DIRECTOR: VITTORIO CORBO LIOI Mgmt For For
5J ELECTION OF DIRECTOR: ROBERTO ZAHLER MAYANZ Mgmt Against Against
5K ELECTION OF DIRECTOR: LISANDRO SERRANO SPOERER Mgmt For For
5L ELECTION OF CURRENT ALTERNATE BOARD MEMBER: Mgmt For For
JUAN MANUEL HOYOS MARTINEZ DE IRUJO
5M ELECTION OF CURRENT ALTERNATE BOARD MEMBER: Mgmt For For
RAIMUNDO MONGE ZEGERS
06 APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION Mgmt Abstain Against
FOR 2011. THE PROPOSAL IS NO CHANGE IN REAL
TERMS TO THE AMOUNT APPROVED IN 2010
07 APPROVAL OF THE AUDIT COMMITTEE'S 2011 BUDGET Mgmt Abstain Against
AND REMUNERATION FOR ITS MEMBERS. THE PROPOSAL
IS NO CHANGE IN REAL TERMS TO THE AMOUNT APPROVED
IN 2010
08 ACCOUNT OF ALL OPERATIONS WITH RELATED PARTIES Mgmt For For
AS DEFINED BY ARTICLE 89 AND TITLE XVI OF LAW
18,046
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTORENWERKE AG BMW, MUENCHEN Agenda Number: 702858450
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 21 APR 11 , WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting No vote
04 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2010 financial year with
the report of the supervisory board, the abbreviated
group financial statements and annual report,
and the report pursuant to sections 289(4)
and 315(4) of the German commercial code
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 852,109,999.84 as follows: Payment
of a dividend of EUR 1.30 per no-par share
payment of a dividend of EUR 1.32 per preferred
share ex-dividend and payable date: May 13,
2011
3. Ratification of the acts of the board of MDs Mgmt For For
4. Ratification of the acts of the supervisory Mgmt For For
board
5. Appointment of auditors for the 2011 financial Mgmt Against Against
year: KPMG Ag, Berlin
6. Approval of the adjustment to the remuneration Mgmt Against Against
system for the board of MDs
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 933433740
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID L. CALHOUN Mgmt Withheld Against
DANIEL M. DICKINSON Mgmt For For
EUGENE V. FIFE Mgmt For For
JUAN GALLARDO Mgmt For For
DAVID R. GOODE Mgmt For For
JESSE J. GREENE, JR. Mgmt For For
PETER A. MAGOWAN Mgmt For For
DENNIS A. MUILENBURG Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
WILLIAM A. OSBORN Mgmt For For
CHARLES D. POWELL Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
SUSAN C. SCHWAB Mgmt For For
JOSHUA I. SMITH Mgmt For For
MILES D. WHITE Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVE AMENDED AND RESTATED CATERPILLAR INC. Mgmt For For
EXECUTIVE SHORT-TERM INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTES.
06 STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS Shr For Against
AND EXPENSES.
07 STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
08 STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY Shr For Against
VOTE STANDARD.
09 STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS. Shr For Against
10 STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN Shr For Against
OF THE BOARD.
11 STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE Shr Against For
STANDARDS.
12 STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LD & INVT LTD Agenda Number: 702937446
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN20110412225.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and adopt the Audited Financial Statements Mgmt For For
and the Reports of the Directors and the Independent
Auditor's Report for the year ended 31 December
2010
2 To approve the declaration of a final dividend Mgmt For For
for the year ended 31 December 2010 of HK17
cents per share
3.a To re-elect Mr. Hao Jian Min as Director Mgmt Against Against
3.b To re-elect Mr. Wu Jianbin as Director Mgmt Against Against
3.c To re-elect Mr. Chen Bin as Director Mgmt Against Against
3.d To re-elect Dr. the Hon. David Li Kwok-po as Mgmt Against Against
Director
3.e To re-elect Dr. Fan Hsu Lai Tai, Rita as Director Mgmt For For
4 To authorise the Board to fix the remuneration Mgmt For For
of the Directors
5 To approve the re-appointment of Deloitte Touche Mgmt For For
Tohmatsu as the Auditors and to authorise the
Board to fix their remuneration
6 To approve the granting to the Directors the Mgmt For For
general and unconditional mandate to
repurchase shares in the capital of the Company
up to 10% of the issued share capital of
the Company
7 To approve the granting to the Directors the Mgmt Against Against
general and unconditional mandate to
allot, issue and deal with new shares not exceeding
20% of the issued share capital of the
Company
8 To approve the extension of the authority granted Mgmt Against Against
to the Directors by Resolution 7 above
by adding the number of shares repurchased
pursuant to the authority granted to the Directors
by Resolution 6 above
--------------------------------------------------------------------------------------------------------------------------
CIA HERING SA, BLUMENAU Agenda Number: 702885421
--------------------------------------------------------------------------------------------------------------------------
Security: P50753105
Meeting Type: AGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BRHGTXACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 To receive the administrators accounts, to examine, Mgmt For For
discuss and vote on the administrations report,
the financial statements accompanied by the
independent auditors report regarding
the fiscal year ending on December 31, 2010
2 Approval of the capital budget and working capital Mgmt For For
3 To decide on the allocation of the net profits Mgmt For For
from the fiscal year ended on December 31,
2010, the distribution of the dividends, to
ratify the distribution of the dividends
and the allocation of the interest on own
capital set in the board of directors
meetings held on July 28, 2010 on December
16, 2010
4 To elect the members of the Board of Directors Mgmt For For
5 To set the global remuneration of the company Mgmt For For
Directors and the consultant committee
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENTS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIA HERING SA, BLUMENAU Agenda Number: 702885483
--------------------------------------------------------------------------------------------------------------------------
Security: P50753105
Meeting Type: EGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BRHGTXACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Reallocation of funds in the amount of BRL 55,662,749.11, Mgmt For For
arising from investment subsidies and
recorded in the profit retention reserve under
the heading investment subsidy profit reserve
CMMT DELETION OF COMMENT. THANK YOU. Non-Voting No vote
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENTS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CREE, INC. Agenda Number: 933325981
--------------------------------------------------------------------------------------------------------------------------
Security: 225447101
Meeting Type: Annual
Meeting Date: 26-Oct-2010
Ticker: CREE
ISIN: US2254471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES M. SWOBODA Mgmt For For
DOLPH W. VON ARX Mgmt For For
CLYDE R. HOSEIN Mgmt For For
ROBERT A. INGRAM Mgmt For For
FRANCO PLASTINA Mgmt For For
ROBERT L. TILLMAN Mgmt For For
HARVEY A. WAGNER Mgmt For For
THOMAS H. WERNER Mgmt For For
02 APPROVAL OF AMENDMENT TO THE 2004 LONG-TERM Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 APPROVAL OF AMENDMENT TO CREE'S BYLAWS. Mgmt For For
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 26, 2011.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933400929
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
02 ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
04 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
05 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
06 ELECTION OF DIRECTOR: CARL WARE Mgmt For For
07 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
08 ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
09 ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ Mgmt For For
10 ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
11 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
12 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS AUDITORS FOR THE YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIPACOES, SAO PAULO Agenda Number: 702606433
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 05-Oct-2010
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the amendment of the stock option plan Mgmt For For
Cyrela in action, of the stock option executive
plan and of the stock option plan, approved
at the EGM's held on 30 APR 2007, 08 OCT
2007, and 29 APR 2008, from here onwards the
plans, so that they state that I) in the
event of the death of the participants
elected in accordance with the terms of the
plans, after at least two years have passed
from the granting date, the rights that are
not yet exercisable in accordance with the
respective option contract, on the date
of their death, will have their lock up period
accelerated, and those rights may be exercised
at any time after the death so long as the
maximum deadlines for exercise provided
for in the plans are respected by the heirs
or legal successors of the respective participant,
CONT
CONT CONT II) in the case of termination of the employment Non-Voting No vote
of the participants elected in accordance
with the terms of the plans because of permanent
disability, after at least two years
have passed from the granting date, the rights
that are not yet exercisable in accordance
with the respective option contract, on the
date of the termination of the employee, will
have their lock up period accelerated,
and those rights may be exercised at any time
after the termination of employment, so
long as the maximum deadlines for exercise
provided for in the plans are respected
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702556335
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 06-Aug-2010
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Election of the new Member of the Board of Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933366343
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1B ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1C ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY-ON-PAY")
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years Against
SAY-ON-PAY VOTES
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
--------------------------------------------------------------------------------------------------------------------------
DEX ONE CORPORATION Agenda Number: 933385519
--------------------------------------------------------------------------------------------------------------------------
Security: 25212W100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: DEXO
ISIN: US25212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JONATHAN B. BULKELEY Mgmt Against Against
1B ELECTION OF DIRECTOR: EUGENE I. DAVIS Mgmt Against Against
1C ELECTION OF DIRECTOR: RICHARD L. KUERSTEINER Mgmt For For
1D ELECTION OF DIRECTOR: W. KIRK LIDDELL Mgmt Against Against
1E ELECTION OF DIRECTOR: MARK A. MCEACHEN Mgmt For For
1F ELECTION OF DIRECTOR: ALFRED T. MOCKETT Mgmt For For
1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Mgmt For For
02 PROPOSAL TO APPROVE BY NON-BINDING VOTE EXECUTIVE Mgmt For For
COMPENSATION
03 PROPOSAL TO RECOMMEND BY NON-BINDING VOTE, THE Mgmt 3 Years Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
--------------------------------------------------------------------------------------------------------------------------
EMBRAER S A Agenda Number: 933426997
--------------------------------------------------------------------------------------------------------------------------
Security: 29082A107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: ERJ
ISIN: US29082A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
E1 RESOLVE THE PROPOSAL OF BOARD TO (I) INCREASE Mgmt Against Against
NUMBER OF MEMBERS OF BOARD FROM 11 TO 13, &
THEREFORE, TO AMEND BYLAWS; (II) INCREASE FROM
7 TO 9 THE NUMBER OF AFFIRMATIVE VOTES OF BOARD
NECESSARY TO REMOVE OFFICERS FROM OFFICE, &
THEREFORE ADJUSTING ARTICLE 33 OF BYLAWS; (III)
AMEND FROM 4 TO 5 THE MAXIMUM NUMBER OF MEMBERS
OF BOARD COMMITTEES, & THEREFORE AMENDING BYLAWS
O1 TO TAKE THE MANAGEMENT'S REPORT, EXAMINE, DISCUSS Mgmt For For
AND VOTE THE FINANCIAL STATEMENTS OF THE FISCAL
YEAR ENDED IN DECEMBER 31ST, 2010
O2 TO RESOLVE ON THE ALLOCATION OF THE NET INCOME Mgmt For For
OF THE FISCAL YEAR ENDED IN DECEMBER 31ST,
2010 AND THE DISTRIBUTION OF DIVIDENDS
O3 TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
O4 TO ELECT THE MEMBERS OF THE AUDIT COMMITTEE Mgmt For For
O5 THE SETTING-UP OF THE OFFICERS AND MEMBERS OF Mgmt Against Against
THE COMMITTEES OF THE BOARD OF DIRECTORS GLOBAL
ANNUAL COMPENSATION
O6 THE SETTING-UP OF THE AUDIT COMMITTEE GLOBAL Mgmt For For
ANNUAL COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
EXPERIAN PLC Agenda Number: 702523716
--------------------------------------------------------------------------------------------------------------------------
Security: G32655105
Meeting Type: AGM
Meeting Date: 21-Jul-2010
Ticker:
ISIN: GB00B19NLV48
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the report of the Directors and the Mgmt For For
financial statements of the Company for
the YE 31 MAR 2010, together with the report
of the Auditors
2 Approve the report on Directors' remuneration Mgmt Against Against
contained in the financial statements
and reports of the Company for the YE 31 MAR
2010
3 Election of Judith Sprieser as a Director of Mgmt Against Against
the Company
4 Election of Paul Walker as a Director of the Mgmt Against Against
Company
5 Re-elect Alan Jebson as a Director of the Company Mgmt Against Against
6 Re-elect Don Robert as a Director of the Company Mgmt Against Against
7 Re-elect David Tyler as a Director of the Company Mgmt Against Against
8 Re-appoint PricewaterhouseCoopers LLP as the Mgmt Against Against
Auditors of the Company to hold office until
the conclusion of the next AGM of the Company
9 Authorize the Directors to determine the remuneration Mgmt Against Against
of the Auditors
10 Authorize the Directors, by Article 10.2 of Mgmt For For
the Company's Articles of Association
be renewed and for this purpose the authorized
allotment amount shall be: a) USD 34,163,578
of relevant securities (as defined in the
Articles of Association of the Company);
and b) solely in connection with an allotment
pursuant to an offer by way of a rights issue
(as defined in the Articles of Association
of the Company); USD 68,327,156 of relevant
securities, comprising equity securities
(each as defined in the Articles of Association
of the Company) (such amount to be reduced
by the nominal amount of any relevant securities
(as defined in the Articles of Association
of the Company) issued under Paragraph (a)
of this resolution), with the Allotment Period
being the period commencing on 21 JUL 2010;
and CONTD
CONTD CONTD Authority expires the earlier of the Non-Voting No vote
conclusion of the next AGM of the Company to
be held in 2011 or, if earlier, 20 OCT 2011
; and, authorize the Directors to allot relevant
securities after the expiry of this authority
in pursuance of such an offer or agreement
made prior to such expiry
S.11 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 10 above, by Article 10.3
of the Company's Articles of Association shall
be renewed and for this purpose the Non-pre-emptive
Amount (as defined in the Articles of Association
of the Company) shall be USD 5,124,537 and
the Allotment Period shall be the period
commencing on 21 JUL 2010; Authority expires
the earlier of the conclusion of the next AGM
of the Company to be held in 2011 or, if
earlier, 20 OCT 2011 ; and, authorize the
Directors to allot equity securities
after the expiry of this authority in pursuance
of such an offer or agreement made prior
to such expiry
S.12 Authorize the Company, a pursuant to Article Mgmt For For
57 of the Companies (Jersey) Law, 1991, to
make market purchases of ordinary shares in
the capital of the Company on the London Stock
Exchange on behalf of the Company on such terms
and in such manner as the Directors may from
time to time determine, provided that (i) the
maximum number of ordinary shares which may
be purchased under this authority is 102,490,734
ordinary shares of 10 US cents each; (ii) the
minimum price (not including expensed which
may be paid for each ordinary shares is
10 US cents;(iii) the maximum price (not including
expenses) which may be paid for each ordinary
shares is an amount equal to the higher of:
(a) 105% of the average market value of the
Company's ordinary shares as derived from
the London Stock Exchange Daily CONTD
CONTD CONTD Official List for the five business days Non-Voting No vote
immediately preceding the day on which the
relevant share is purchased; and (b) the price
stipulated by Article 5(1) of the Buy-back
and Stabilization Regulation (EC No. 2273/2003);
Authority shall expire on the earlier of 20
OCT 2011 and the conclusion of the AGM of
the Company to be held in 2011 ; the Company,
before the expiry, may make a contract to
purchase ordinary shares which will or may
be executed wholly or partly after such expiry,
and (b) pursuant to Article 58A of the Companies
(Jersey) Law 1991, and if approved by the Directors,
to hold as treasury shares any ordinary
shares purchased pursuant to the authority
conferred by this resolution
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933368133
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 14-Mar-2011
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: A. GARY AMES Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FALABELLA SOCIEDAD ANOMINA COMERCIAL E INDUSTRIAL Agenda Number: 702899292
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: EGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The approval of a program for the acquisition Mgmt Against Against
of shares of the company, in accordance
with article 27, ET SEQ., of law 18,046, the
share corporations law
2 To establish the amount, objective and duration Mgmt Against Against
of the program for the acquisition of
shares of the company
3 To establish the price or authorize the board Mgmt Against Against
of directors to do so regarding the program
for the acquisition of company shares
4 To pass the other resolutions necessary to carry Mgmt Against Against
out the resolutions of the extraordinary
general meeting of shareholders
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FALABELLA SOCIEDAD ANOMINA COMERCIAL E INDUSTRIAL Agenda Number: 702969330
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: OGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report, general balance Mgmt For For
sheet, profit and loss statements and
report of external auditors for the period
ended December 31, 2010
2 Distribution of profits of the period 2010 Mgmt Against Against
3 Policy of dividends Mgmt Against Against
4 Election of the board of directors Mgmt Against Against
5 Remuneration of the board of directors Mgmt Against Against
6 Appointment of external auditors and rating Mgmt Against Against
agencies for the period 2011
7 Election of the newspaper where publications Mgmt Against Against
of the company shall be published
8 Report of the operations referred to in Title Mgmt Abstain Against
XVI of the law 18.046
9 Report of the committee of directors, determination Mgmt Against Against
of the budget, expenses and remuneration
10 Other matters of the competence of the regular Mgmt Against Against
stockholders meeting
--------------------------------------------------------------------------------------------------------------------------
FANUC LTD. Agenda Number: 703169018
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Change Official Company Name Mgmt For For
to FANUC CORPORATION, Increase Board Size to
16
3.1 Appoint Director Yoshiharu Inaba Mgmt Against Against
3.2 Appoint Director Hideo Kojima Mgmt For For
3.3 Appoint Director Kenji Yamaguchi Mgmt For For
3.4 Appoint Director Yoshihiro Gonda Mgmt For For
3.5 Appoint Director Takayuki Ito Mgmt For For
3.6 Appoint Director Mitsuo Kurakake Mgmt For For
3.7 Appoint Director Hajimu Kishi Mgmt For For
3.8 Appoint Director Hiroyuki Uchida Mgmt For For
3.9 Appoint Director Shunsuke Matsubara Mgmt For For
3.10 Appoint Director Hidehiro Miyajima Mgmt For For
3.11 Appoint Director Hiroshi Noda Mgmt For For
3.12 Appoint Director Hiroshi Araki Mgmt For For
3.13 Appoint Director Katsuo Kohari Mgmt For For
3.14 Appoint Director Mineko Yamasaki Mgmt For For
3.15 Appoint Director Richard E. Schneider Mgmt For For
3.16 Appoint Director Olaf C. Gehrels Mgmt For For
4.1 Appoint Corporate Auditor Shunsuke Kimura Mgmt For For
4.2 Appoint Corporate Auditor Naoki Shimizu Mgmt For For
4.3 Appoint Corporate Auditor Takeo Nakagawa Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933416629
--------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: FTI
ISIN: US30249U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MAURY DEVINE Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN T. GREMP Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS M. HAMILTON Mgmt Against Against
1D ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP FOR 2011. Mgmt Against Against
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
05 AMEND THE AMENDED AND RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 300 MILLION TO
600 MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
GENOMMA LAB INTERNACIONAL SAB DE CV Agenda Number: 702832797
--------------------------------------------------------------------------------------------------------------------------
Security: P48318102
Meeting Type: AGM
Meeting Date: 24-Mar-2011
Ticker:
ISIN: MX01LA010006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation and, if deemed appropriate, approval Mgmt Abstain Against
of the reports referred to in article 28,
part IV, of the securities market law, including
the presentation of the financial
statements of the company for the fiscal year
that ended on December 31, 2010. Presentation
of the report regarding compliance
with the fiscal obligations of the company,
in accordance with the applicable legal provisions.
Allocation of results. Resolutions in this
regard
II Designation and or ratification of the members Mgmt Abstain Against
of the board of directors, secretaries
and chairpersons of the audit and corporate
practices committees
III Determination of compensation for the members Mgmt Abstain Against
of the board of directors, secretaries
and members of the committees of the company
IV Discussion and, if deemed appropriate, approval Mgmt Abstain Against
of the maximum amount of funds that can
be allocated to the acquisition of shares of
the company, in accordance with the terms
of that which is provided for in article 56,
part IV, of the securities market law
V Discussion and, if deemed appropriate, approval Mgmt Abstain Against
to carry out a comparison of the corporate
bylaws of the company
VI Designation of special delegates Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 3 Years For
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 933404725
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: HWLT
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt Withheld Against
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
02 TO ADOPT, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT
03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 3 Years For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702581263
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 06-Sep-2010
Ticker: HYPE3
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 735822 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1.A Ratify the appointment and engagement of Apsis Mgmt Abstain Against
Consultoria Empresarial Ltda., a Brazilian
limited company with registered offices in
the City of Rio de Janeiro, State of Rio de
Janeiro, at Rua da Assembleia, 35, 12th Floor,
enrolled at the Taxpayers' General Registry
under CNPJ/MF No 27.281.922/0001-70 [Apsis],
as the Company in charge of preparing the appraisal
reports of Companies: (i) Luper Industria Farmaceutica
Ltda., a Limited Liability Company, with registered
offices in the City of Braganca Paulista, State
of Sao Paulo, at Avenida Francisco Samuel Lucchesi
Filho, No 1039-A, Bairro da Penha, ZIP Code
no. 12.929-600, enrolled at the Taxpayers General
Registry under CNPJ/MF No 61.299.111/0001-35
[Luper]; (ii) Sapeka Industria e Comercio
de Fraldas Descartaveis Ltda., a Limited Liability
Company, with registered offices in the City
of Goiania, State of Goias, at Av. 01, esquerda
com a rua 12, Quadra 07, Modulos 13 a 24, Polo
Industrial Goias, ZIP Code no. 74.985-100,
enrolled at the Taxpayers' General Registry
under CNPJ/MF No 02.874.322/0001-95 [Sapeka];
and (iii) Facilit Odontologica e Perfumaria
Ltda., a limited liability company, with registered
offices in the City of Rio de Janeiro, State
of Rio de Janeiro, at Rua Piaui, 151, Todos
os Santos, ZIP Code no. 20.770-130, enrolled
at the Taxpayers General Registry under CNPJ/MF
No. 28.595.346/0001-07 [Facilit], for purposes
of the provisions of Article 256, paragraphs
1st and 2nd and of Article 8 of Law No. 6,404/76
as amended and in force from time to time [the
Corporations Law]
1.B Approve the aforementioned appraisal reports Mgmt Abstain Against
as prepared by Apsis
2.C Ratify the acquisition, by the Company, of the Mgmt Abstain Against
entirety of the quotas representing the capital
stock of Luper, in accordance with the Agreement
for the Sale and Purchase of Quotas and Other
Covenants executed on 16 APR 2010 and as resolved
in the Meeting of the Company's Board of Directors
held on 16 APR 2010 [Acquisition of Luper]
2.D Ratify the acquisition, by the Company, of 59.50% Mgmt Abstain Against
[fifty nine point fifty percent] of the shares
representing the entirety of the capital stock
of Sapeka in accordance with the Agreement
for the Sale and Purchase of Shares, Merger
of Shares and Other Covenants executed on 04
MAY 2010, as supplemented, according to the
resolution passed in the Meeting of the Company's
Board of Directors held on APR 2010 [Acquisition
of Sapeka]
2.E Ratify the acquisition, by the Company, of the Mgmt Abstain Against
entirety of the quotas representing the capital
stock of Facilit, in accordance with the Agreement
for the Sale and Purchase of Quotas and Other
Covenants executed on 18 MAY 2010 and as resolved
in the Meeting of the Company's Board of Directors
held on 18 MAY 2010 [Acquisition of Facilit]
3.F Approve to examine the merger, by the Company, Mgmt For For
of the shares issued by its controlled entity
Sapeka [Merger of Sapeka's Shares] and approval
of the respective Memorandum and Justification
of Merger, prepared pursuant to the provisions
of Article 252 of the Corporations Law and
of CVM Instruction No. 319/99, and of all acts
and steps contemplated therein, with Sapeka
consequently becoming a subsidiary of the Company
3.F.1 Ratify the appointment of the following appraisal Mgmt For For
Expert Companies: (i) CCA Continuity Auditores
Independentes S/S, a Brazilian company with
registered offices in the City of Sao Paulo,
State of Sao Paulo, at Avenida Brigadeiro Luis
Antonio, 2729, 1st Floor, Jardim Paulista,
duly enrolled at the Regional Accounting Council
under CRC/SP No 2SP025430/O-2, and at the Taxpayers'
General Registry under CNPJ/MF No 10.686.276/0001-29
[CCA], as the company in charge of preparing
the net worth appraisal report of the shares
of Sapeka and of the Company according to the
accounting method as of the base date 30 JUN
2010, for the purposes of Article 264 of Law
No. 6.404/76; and (ii) Apsis, as the company
in charge of preparing the appraisal report
of the shares issued by Sapeka based upon their
economic value, as of the base date June 30,
2010 for the purposes of Article 8 of the Corporations
Law [the Reports on the Merger of Sapeka's
Shares]
3.F.2 Approve the reports on the merger of Sapeka's Mgmt For For
Shares as prepared by CCA and Apsis
3.F.3 Approve as a result of the Merger of Sapeka's Mgmt For For
Shares, to increase of the Company's capital
stock, in the amount of BRL 153,000,013.65
[one hundred fifty-three million thirteen Brazilian
Reais and sixty-five cents], upon the issuance
of 6,784,923 [six million, seven hundred eighty-four
thousand, nine hundred and twenty-three] common
shares, to be subscribed for by the current
shareholders of Sapeka, pro rata to their respective
equity interests held in Sapeka's capital stock,
with the consequent amendment of Article 5
of the Company's Articles of Incorporation,
so as to reflect the increase of the capital
stock resulting from (i) the Merger of Shares,
and (ii) the increase effected in the Company's
capital stock, with due regard to the limits
of the authorized capital, in the aggregate
amount of de BRL 612,642,546.12, of which (a)
BRL 606,077,287.20 are within the scope of
the primary public distribution of the Company's
chares, as approved in the Meetings of the
Board of Directors held on March 31, 2010 and
April 5, 2010; and (b) BRL 6.565,258,92 as
a result of the exercise of the stock options
of shares issued by the Company within the
scope of the Company's Stock Option Program,
as approved in the Meeting of the Board of
Directors held on April 16, 2010 and ratified
in the Meeting of the Board of Directors held
on July 15, 2010, so that the capital stock
of the Company is now of BRL 3,321,194,807,34
[three billion, three hundred twenty-one million,
one hundred ninety-four thousand, eight hundred
and seven Reais and thirty-four cents]
4.G Approve; (i) the creation of two new positions Mgmt For For
of Chief Executive Controllership Officer and
Chief Executive Planning Officer, upgrading
the duties currently performed to statutory
Senior Management level, as well as; (ii) the
names of Senior Management offices, so that
the Company's Senior Management be composed
by a maximum of seven (7) Members, namely:
one Chief Executive Officer [CEO], one Chairman,
one Investors' Relations Officer, one Chief
Executive Operations Officer, one Chief Executive
Financial Officer [CFO], one Executive Controllership
Officer and one Chief Executive Planning Officer,
with the consequent amendment of Article 24
of the Company's Articles of Incorporation
5.H Approve to set the aggregate and annual compensation Mgmt For For
of the Company's Managers
6.I Approve to cancel the Company's Stock Option Mgmt Against Against
Plan by the Special Shareholders' Meeting held
on 24 MAR 2008 [Plan I]; already granted options
shall remain valid, and such options may be
exercised by their respective beneficiaries
in accordance with the original terms and conditions
of the option grant contemplated by Plan I
6.J Approve that on account of the aforementioned Mgmt Against Against
cancellation and subject to the maximum limit
of 3% applying to dilution resulting from the
exercise of stock options for the purchase
of the Company's shares, to approve the change
op the limit to be observed upon the grant
of options under the Stock Option Plan [Plan
II] approved in the Shareholders' Special Meeting
held on December 29, 2008 from 2.55% to 3%
of the aggregate number of shares in the Company's
capital stock, for this purpose taking into
account the 1,802,212 options [already split]
granted under Plan I
7.K Approve the attribution of fancy names 'Farmasa' Mgmt For For
and 'Neo Quimica' to the Company, with the
consequent amendment of Article 1st of the
Company's Articles of Incorporation
7.L Approve the new duties and attributions of the Mgmt For For
Company's Executive Officers, and the consequent
amendment of Articles 30 to 36 of the Company's
Articles of Incorporation
7.M Approve to modify the Company's mode of representation, Mgmt For For
and the consequent amendment of Article 28
of the Company's Articles of Incorporation
7.N Amend Article 2nd of the Company's Articles Mgmt For For
of Incorporation so as to reflect: (a) the
closing of the Company's Branch Office 15,
and change of the address of Branch Office
21; (b) the closing of the Company's Branch
Office 40, all as resolved in the Meetings
of the Board of Directors held on 19 Apr 2010
and 01 JUN 2010, respectively; and (c) the
inclusion of the CNPJ numbers of Branch Offices
27, 28, 29, 31, 32, 33, 34, 37 and 38
7.O Approve the restatement of the Company's Articles Mgmt For For
of Incorporation
8.P Ratify the execution, by the Company, of the Mgmt Abstain Against
addendum to the Memorandum and Justification
of Partial Spin-Off and Merger of the Spun-Off
Estate, as approved by the Company's Special
Shareholders' Meeting held on 30 JUN 2009 [30
JUN AGE] and of the resolution passed in the
30 JUN AGE regarding the partial spin-off of
the Company, so as to cause to appear in the
aforementioned memorandum and in the pertinent
minutes a reference to the fact that the Company's
spun-off estate transferred to Cosmed Industria
de Cosmeticos e Medicamentos S.A. is formed
by assets pertaining to the manufacture of
medicaments, cosmetics and food products [sweeteners
and candies]
8.Q Approve the acknowledgment and ratification Mgmt Abstain Against
of all of the remainder resolutions passed
in the 30 JUN AGE
9.R Authorize the Company's Managers to perform Mgmt For For
any and all acts necessary to give effect to
the resolutions proposed and approved by the
Company's shareholders
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702632870
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 22-Oct-2010
Ticker: HYPE3
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approval of the first issuance for private distribution Mgmt For For
of 1,097,450 simple debentures, with a floating
guarantees, in two series, with I) 548,725
debentures in the first series, and
II) 548,725 debentures in the second series,
together with 548,725 warrants, totaling the
amount of BRL 1,099,996,084.00,
from here onwards the issuance
2 Establishment of the deadline for the exercise Mgmt For For
of the preemptive right ensured to the
shareholders under the terms of article 171,
paragraph 3, of the Brazilian Corporate Law
3 Authorization for the executive committee of Mgmt For For
the Company to do any and all acts necessary
to effectuate the issuance
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702734977
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 30-Dec-2010
Ticker: HYPE3
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
Ia Ratification of the appointment and hiring of Mgmt For For
Apsis Consultoria Empresarial Ltda., a simple,
limited company, with its head office in the
city of Rio de Janeiro, state of Rio de Janeiro,
at Rua da Assembleia, 35, twelfth floor,
with corporate taxpayer ID number 27.281.922.0001.70,
from here onwards Apsis, as the valuation
company responsible for the preparation of
the valuation reports of i. YORK S.A.
INDUSTRIA E COMERCIO, a share corporation,
with its head office in the city of Sao Paulo,
state of Sao Paulo, at Rua Sao Felipe, 787,
Parque Sao Jorge, ZIP code 03085.900, with
corporate taxpayer ID number 43.992.908.0001.31,
from here onwards York, ii. IPHeC INDUSTRIA
DE PRODUTOS DE HIGIENE E COSMETICOS LTDA.,
a limited business company, with its head
office in the city of Itupeva, state of Sao
Paulo, at Rua Francisco Codarin, 485,
Bairro Sao Roque da Chave, ZIP code 13.295.000,
with corporate taxpayer ID number 58.227.265.0001.07,
from here onwards IPHeC., CONTD
CONTD CONTD iii. DPH DISTRIBUIDORA DE PRODUTOS DE Non-Voting No vote
HIGIENE LTDA., a limited business company,
with its head office in the city of Itupeva,
state of Sao Paulo, at Rua Francisco Codarin,
485, Lote B1B3, Bairro Sao Roque da Chave,
ZIP code 13.295.000, with corporate taxpayer
ID number 05.432.757.0001.78, from here onwards
DPH, and iv. COMERCIAL MARIPA LTDA., a limited
business company, with its head office in the
city of Itupeva, state of Sao Paulo, at Avenida
Francisco Nakasato, 1750, sala 1, Bairro
Sao Roque da Chave, ZIP code 13.295.000,
with corporate taxpayer ID number 04.696.044.0001.59,
from here onwards Maripa, for the purposes
provided for in article 256, paragraph 1, of
Law number 6404.76, as amended and in effect,
from here onwards the Corporations
Law
Ib The approval of the valuation reports of York, Mgmt For For
IPHeC, DPH and Maripa, prepared by
Apsis, for the purposes provided for in article
256, paragraph 1, of the Corporations Law
IIa The ratification of the acquisition, by the Mgmt For For
Company, of shares issued by York representative
of 99.136% of its voting total share capital,
in accordance with the Share Purchase and
Sale Agreement and Other Covenants, entered
into on September 16, 2010, as approved by
the board of directors of the Company, in
a meeting held on September 16, 2010, from
here onwards the York Acquisition
IIb The ratification of the acquisition, by the Mgmt For For
Company, of all of the quotas representative
of the share capital of DPH, Maripa and IPHeC,
in accordance with the Quota Purchase and
Sale Agreement and Other Covenants, entered
into on November 24, 2010, as approved by
the board of directors of the Company, at
a meeting held on November 24, 2010, from here
onwards Bitufo Acquisition
IIc The approval of the reimbursement amount of Mgmt For For
BRL 5.31 per share, to be paid to the shareholders
of the Company who dissented in the resolutions
relative to the ratifications of the York
Acquisition and o! f the Bitufo Acquisition,
corresponding to the book equity value of
the shares of the Company as determined
in the financial statements of the Company
relative to the fiscal year that ended on
December 31, 2009
IIIa Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
VERSOIX PARTICIPACOES LTDA., a limited business
company, with its head office in the city
of Sao Paulo, state of Sao Paulo, at Av. Presidente
Juscelino Kubitschek, 1217, casa 07, sala
A, Vila Nova Conceicao, ZIP code 04543.011,
with corporate taxpayer ID number 11.218.372.0001.05,
with its founding documents duly filed
with the Sao Paulo Board of Trade under NIRE
35.223.722.005, from here onwards Versoix,
from here onwards Versoix Merger, and approval
of the respective protocol and justification
of merger, prepared in accordance with the
terms of articles 224 and 225 of the Corporations
Law, and of the acts and measures contemplated
in it
IIIa1 Ratification of the appointment and hiring of Mgmt For For
CCA Continuity Auditores Independentes
S.S., a simple company, with its head office
in the city of Sao Paulo, state of Sao Paulo,
at Avenida Brigadeiro Luis Antonio, 2729, first
floor, Jardim Paulista, duly registered
with CRC.SP under number 2SP025430.O.2,
with corporate taxpayer ID number 10.686.276.0001.29,
from here onwards CCA, as the company responsible
for the preparation of the valuation
report, at book value, of the equity of Versoix,
from here onwards the Versoix Valuation Report
IIIa2 The approval of the Versoix Valuation Report Mgmt For For
IIIa3 The approval of the Versoix Merger, without Mgmt For For
the issuance of new shares by the Company,
bearing in mind that all of the quotas representative
of the capital of Versoix are held by the Company
IIIb Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
Sapeka Industria e Comercio de Fraldas Descartaveis
S.A., a share corporation, with its head office
in the city of Aparecida de Goiania, at Av.
01, on the corner of Rua 12, Quadra 07, Modulos
13 through 24, Polo Industrial Goias,
ZIP code 74.985.100, with corporate taxpayer
ID number 02.874.322.0001.95, from here
onwards Sapeka, from here onwards the Sapeka
Merger, and approval of the respective protocol
and justification of merger, prepared in accordance
with the terms of articles 224 and 225 of the
Corporations Law, and of the acts
and measures contemplated in it
IIIb1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of Sapeka, from here onwards the
Sapeka Valuation Report
IIIb2 The approval of the Sapeka Valuation Report Mgmt For For
IIIb3 The approval of the Sapeka Merger, without the Mgmt For For
issuance of new shares by the Company, bearing
in mind that all of the shares of Sapeka are
held by the Company
IIIc Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
Facilit Odontologica e Perfumaria Ltda., a
limited business company, with its head
office in the city of Rio de Janeiro, state
of Rio de Janeiro, at Rua Piaui, 151.A, Todos
os Santos, ZIP code 20.770.130, with corporate
taxpayer ID number 28.595.346.0001.07, from
here onwards Facilit. by the Company, from
here onwards the Facilit Merger, and approval
of the respective protocol and justification
of merger, prepared in accordance with the
terms of articles 224 and 225 of the Corporations
Law, and of the acts and measures contemplated
in it
IIIc1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of Facilit, from here onwards the
Facilit Valuation Report
IIIc2 The approval of the Facilit Valuation Report Mgmt For For
IIIc3 The approval of the Facilit Merger, without Mgmt For For
the issuance of new shares by the Company,
bearing in mind that all of the quotas representative
of the capital of Facilit are held by the Company
IIId Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
DPH, from here onwards DPH Merger, and approval
of the respective protocol and justification
of merger, prepared in accordance with the
terms of articles 224 and 225 of the Corporations
Law, and of the acts and measures contemplated
in it
IIId1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of DPH, from here onwards the DPH
Valuation Report
IIId2 The approval of the DPH Valuation Report prepared Mgmt For For
by CCA
IIId3 The approval of the DPH Merger, without the Mgmt For For
issuance of new shares by the Company,
bearing in mind that all of the quotas representative
of the capital of DPH are held by the Company
IIIe Consideration of the proposal for the merger, Mgmt For For
by the Company, of its subsidiary
Maripa, from here onwards the Maripa Merger,
and approval of the respective protocol and
justification of merger, prepared in accordance
with the terms of articles 224 and 225 of
the Corporations Law, and of the acts and
measures contemplated in it
IIIe1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the company responsible for the preparation
of the valuation report, at book value, of
the equity of Maripa, from here onwards the
Maripa Valuation Report
IIIe2 The approval of the Maripa Valuation Report Mgmt For For
IIIe3 The approval of the Maripa Merger, without the Mgmt For For
issuance of new shares by the Company, bearing
in mind that all of the quotas representative
of the capital of Maripa are held by the Company
IVa Consideration of the proposal for merger, by Mgmt For For
the Company, of York, from here onwards York
Merger, and approval of the respective protocol
and justification of merger, signed
on December 14, 2010, prepared in accordance
with the terms of articles 224 and 225 of
the Corporations Law, and of the acts and
measures contemplated in it, as approved by
the board of directors, at a meeting held
on December 14, 2010
IVa1 Ratification of the appointment and hiring of Mgmt For For
CCA, as the valuation company responsible
for the preparation i. of the valuation reports
of the equity value of the shares of York
and of the Company, valued at book value, on
the base date of September 30, 2010, for the
purposes of article 264 of the Corporations
Law, and ii. of the valuation report, at book
value, of the equity of York, for the
purposes provided for in article 8 of the
Corporations Law, from here onwards
York Valuation Reports
IVa2 The approval of the York Valuation Reports Mgmt For For
IVa3 The approval of the York Merger, under the following Mgmt For For
terms i. with the issuance of new shares
from the Company considering the existence
of owners of shares in free float of York,
or ii. without the issuance of shares if, at
the time of the resolution of the York Merger,
the Company has shares representing
all of the total and voting share capital of
York
IVa4 If the York Merger is approved in accordance Mgmt For For
with the terms of item k.3. i. above, the
amendment of the main part of article 5 of
the corporate bylaws of the Company, relative
to the increase of the share capital, in such
a way as to reflect the! increase of the share
capital resulting from New York Merger
Va The approval of the exclusion of the attribution Mgmt For For
of the trade name Farmasa to the corporate
name of the Company, with a consequent amendment
of article 1 of the corporate bylaws of the
Company
Vb The ratification of the closing of Branches Mgmt For For
29, 30, 31, 32 and 35 of the Company,
as approved by the executive committee, at
meetings held on September 30, 2010,
at 5 p.m., and November 3, 2010, at 10 ! a.m.,
and the opening of new branches of the Company,
as a result of the Sapeka Merger, Facilit
Merger, DPH Merger, Maripa Merger and York
Merger, with the consequent amendment
of article 2 of the corporate bylaws of the
Company
Vc The approval of the consolidation of the corporate Mgmt For For
bylaws of the Company
VIa The authorization for the managers of the Company Mgmt For For
to do all the acts necessary to effectuate
the resolutions proposed and approved by the
shareholders of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF TEXT IN RESOLUTION 1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYPERMARCAS SA, SAO PAULO Agenda Number: 702743089
--------------------------------------------------------------------------------------------------------------------------
Security: P5230A101
Meeting Type: EGM
Meeting Date: 24-Jan-2011
Ticker: HYPE3
ISIN: BRHYPEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I.a Ratification of the appointment and hiring of Mgmt For For
APSIS Consultoria Empresarial Ltda: The ratification
of the appointment and hiring of Apsis Consultoria
Empresarial Ltda., a simple limited company,
with its head office in the city of Rio de
Janeiro, state of Rio de Janeiro, at Rua da
Assembleia, 35, twelfth floor, with corporate
taxpayer ID number 27.281.922.0001.70, from
here onwards Apsis, as the valuation
company responsible for the preparation of
the valuation report for Mantecorp Industria
Quimica e Farmaceutica S.A., a share corporation,
with its head office in the city of Rio de
Janeiro, state of Rio de Janeiro, at Estrada
dos Bandeirantes, number 3091, Jacarepagua,
ZIP code 22775.111, with corporate taxpayer
ID number 33.060.740.0001.72 CONTD
CONT CONTD , from here onwards Mantecorp IQ, for Non-Voting No vote
the purposes provided for in article 256,
paragraph 1, of Law number 6404.76, as amended
and in effect, from here onwards the Corporations
Law
I.b Ratification of the appointment and hiring of Mgmt For For
APSIS Consultoria Empresarial Ltda: The approval
of the valuation report for Mantecorp IQ, prepared
by Apsis, for the purposes provided for
in article 256, paragraph 1, of the Corporations
Law
II.a Ratification of the acquisition of Mantecorp Mgmt For For
IQ by the Company: The ratification
of the acquisition, by the Company, of shares
issued by Mantecorp IQ representative
of 23.77 percent of its voting and total share
capital, in accordance with the Agreement
for the Purchase and Sale of Shares,
Merger of Shares and Other Covenants, entered
into on December 18, 2010, as approved by
the board of directors of the Company, at a
meeting held on December 18, 2010, from here
onwards the Mantecorp IQ Acquisition
II.b Ratification of the acquisition of Mantecorp Mgmt For For
IQ by the Company: The approval of the reimbursement
amount of BRL 5.31 per share, to be paid to
shareholders of the Company who dissented in
the resolution regarding the ratification of
the Mantecorp IQ Acquisition, corresponding
to the book equity value of the shares of
the Company as determined in the financial
statements of the Company relative to
the fiscal year that ended on December 31,
2010
III.a Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: Consideration of the proposal
for the merger, by the Company, of shares issued
by Mantecorp IQ representative of 76.23 percent
of its voting and total share capital, from
here onwards the Share Merger, and approval
of the respective Protocol and Justification
of Merger, prepare in accordance with the terms
of article 252 of the Corporations Law and
CVM Instruction number 319.99, and of the acts
and measures contemplated in it, with the
consequent transformation of Mantecorp
IQ into a wholly owned subsidiary of the Company
IIIa1 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: Ratification of the appointment
and hiring of Apsis as the company responsible
for the preparation of the valuation
report for the shares issued by Mantecorp IQ
on the basis of the discounted cash flow method,
for the purposes provided for in article
8 of the Corporations Law, from here onwards
the Share Merger Report
IIIa2 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: The approval of the Share
Merger Report
IIIa3 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: The approval of the Share
Merger, with the consequent increase of the
share capital of the Company, in the total
amount of BRL 1,900,000,000.00, through the
issuance of 78,013,947 new, common, nominative
shares with no par value, to be subscribed
for by the current shareholders of Mantecorp
IQ
IIIa4 Merger of the shares issued by Mantecorp IQ Mgmt For For
by the Company: Amendment of the main part
of article 5 of the corporate bylaws of the
Company, to reflect the increase in the share
capital of the Company as a result of the Share
Merger, in such a way that the share capital
of the Company comes to be BRL 5,221,194,807.34,
represented by 625,860,317 common, nominative
shares with no par value
IV.a Increase in the authorized capital limit and Mgmt For For
consolidation of the corporate bylaws: The
approval of the increase of the authorized
capital limit of the Company by BRL 1,000,000,000.00,
with the same going from the current BRL
4,500,000,000.00 to BRL 5,500,000,000.00,
with the consequent amendment of paragraph
1 of article 5 of the corporate bylaws of the
Company
IV.b Increase in the authorized capital limit and Mgmt For For
consolidation of the corporate bylaws: The
approval of the consolidation of the corporate
bylaws of the Company
V.a Authorization for the managers: The authorization Mgmt For For
for the managers of the Company to do all
the acts necessary to carry out the resolutions
proposed and approved by the shareholders
of the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING DATE FROM 13 JAN TO 24 JAN 2011.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MTR CO Agenda Number: 702797210
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements for the 43rd Mgmt For For
business year (2010.1.1 - 2010.12.31)
2 Appointment of director(s): Internal: Chung, Mgmt Against Against
Mong-Koo and Kim, Eok-Jo. External:
Oh, Se-Bin and Yi, You-Jae
3 Appointment of member of Audit Committee: External: Mgmt For For
Oh, Se-Bin
4 Amendment to the Article of Incorporation: Article Mgmt For For
2: addition of business purpose and deletion
of business purpose
5 Approval of compensation cap for directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL INDITEX SA Agenda Number: 702520582
--------------------------------------------------------------------------------------------------------------------------
Security: E6282J109
Meeting Type: OGM
Meeting Date: 13-Jul-2010
Ticker:
ISIN: ES0148396015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL
ON 14 JUL 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS
THE AGENDA IS AMENDED. THANK YOU.
1 Approve the annual accounts Balance sheet of Mgmt For For
Situation, Account of Losses and Earnings,
State of Changes in the Clear Heritage, State
of Flows of Cash and Memory and Management
report of Industry of Design Textile, Joint-stock
company Inditex, S.A. corresponding to the
Company exercise 2009, Finished on 31 JAN
2010
2 Approve the annual accounts Balance sheet of Mgmt For For
Situation, Account of Losses and Earnings,
State of the Global Result, State of Changes
in the Clear Heritage Been of Flows of
Cash and Memory and report of Management of
the group consolidated Group Inditex correspondents
to the company exercise 2009, finished
on 31 JAN 2010, as well as of the Social Management
3 Approve the result and distribution of dividends Mgmt For For
4.A Re-elect Mr. Amancio Ortega Gaona to the Board Mgmt For For
of Directors, with the qualification
of Executive Counselor
4.B Re-elect Mr. Pablo Isla Alvarez De Tejera to Mgmt For For
the Board of Directors, with the qualification
of Executive Counselor
4.C Re-elect Mr. Juan Manuel Urgoiti Lopez De Ocana Mgmt Against Against
to the Board of Directors, with the qualification
of Executive Counselor
5.A Appointment of Mr. Nils Smedegaard Andersen Mgmt For For
as an Counselor, with the qualification
of External Independent Counselor
5.B Appointment of Mr. Emilio Saracho Rodriguez Mgmt For For
De Torres as an Counselor, with the qualification
of External Independent Counselor
6 Amend the Social By-Laws: Articles 12, 21, 31 Mgmt For For
and 32 as specified
7 Amend the regulation of general meeting: Article Mgmt For For
15 (Celebration of the General Meeting)
8 Re-elect the Account Auditors Mgmt For For
9 Authorize the Board of Directors for the derivative Mgmt For For
acquisition of own actions
10 Grant powers for execution of Agreements Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 933419170
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: JLL
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HUGO BAGUE Mgmt For For
1B ELECTION OF DIRECTOR: COLIN DYER Mgmt For For
1C ELECTION OF DIRECTOR: DARRYL HARTLEY-LEONARD Mgmt For For
1D ELECTION OF DIRECTOR: DEANNE JULIUS Mgmt For For
1E ELECTION OF DIRECTOR: MING LU Mgmt For For
1F ELECTION OF DIRECTOR: LAURALEE E. MARTIN Mgmt Against Against
1G ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1H ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1J ELECTION OF DIRECTOR: ROGER T. STAUBACH Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS C. THEOBALD Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt Against Against
("SAY-ON-PAY")
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES ("SAY-ON-FREQUENCY")
04 TO APPROVE A PROPOSAL BY OUR BOARD OF DIRECTORS Mgmt For For
TO AMEND THE JONES LANG LASALLE ARTICLES OF
INCORPORATION TO PERMIT THE HOLDERS OF 30%
OF THE OUTSTANDING SHARES OF OUR COMMON STOCK
TO CALL A SPECIAL MEETING OF SHAREHOLDERS
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD NEW Agenda Number: 702801730
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of Director Gang Yu Sik. Kim Se Jin Mgmt For For
3 Election of audit committee member Kim Se Jin Mgmt For For
4 Approval of remuneration for Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LI & FUNG LTD Agenda Number: 702580691
--------------------------------------------------------------------------------------------------------------------------
Security: G5485F144
Meeting Type: SGM
Meeting Date: 13-Sep-2010
Ticker:
ISIN: BMG5485F1445
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100826/LTN20100826449.pdf
1 Approve the Scheme and the Option Offer both Mgmt For For
as defined in the notice convening the
SGM
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933440529
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
R. BRAD MARTIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY Mgmt 3 Years For
OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS Mgmt For For
CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Mgmt For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE
REDUCTION IN THE PAR VALUE OF SUCH STOCK.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933294213
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 08-Jul-2010
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1A ELECTION OF DIRECTOR: DR. TA-LIN HSU Mgmt For For
A1B ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
A2 TO APPROVE AMENDMENT TO BY-LAW 12 OF THE COMPANY'S Mgmt For For
BY-LAWS.
A3 TO APPROVE AMENDMENT TO BY-LAW 44 OF THE COMPANY'S Mgmt For For
BY-LAWS.
A4 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
A5 TO APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
1995 STOCK OPTION PLAN.
A6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA SA, RIO DE JANEIRO Agenda Number: 702851723
--------------------------------------------------------------------------------------------------------------------------
Security: P6799C108
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: BRMILSACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements and independent auditors report
relating to fiscal year ending December 31,
2010
2 To approve the proposal for the capital budget Mgmt For For
for the year 2011
3 Destination of the year end results of 2010 Mgmt For For
4 To elect the new member of the board of directors Mgmt Against Against
5 To set the global remuneration of the company Mgmt For For
directors for the 2011
--------------------------------------------------------------------------------------------------------------------------
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA SA, RIO DE JANEIRO Agenda Number: 702853018
--------------------------------------------------------------------------------------------------------------------------
Security: P6799C108
Meeting Type: EGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: BRMILSACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU.
1 To resolve regarding the change of the address Mgmt For For
of the head office of the company, the
opening of a branch at the old address of its
corporate head office, and the exclusion
of the reference to branches of the company
from the corporate bylaws, with the consequent
amendment of article 3 of the corporate
bylaws
2 To approve the amendment of article 5 of the Mgmt For For
corporate bylaws, to adapt it to the resolutions
of the board of directors passed on April 14,
2010, and on November 30, 2010, that approved
the increase of the share capital within the
limit of the authorized capital
3 To resolve regarding the amendment of the wording Mgmt For For
of paragraph 1 of article 30 of the corporate
bylaws
4 To resolve regarding the consolidation of the Mgmt For For
corporate bylaws of the company to reflect
the amendments mentioned above, if they are
approved
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 703142149
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint Director Setsuhiro Shimomura Mgmt For For
1.2 Appoint Director Kenichiro Yamanishi Mgmt For For
1.3 Appoint Director Masanori Saito Mgmt Against Against
1.4 Appoint Director Hiroki Yoshimatsu Mgmt For For
1.5 Appoint Director Noritomo Hashimoto Mgmt Against Against
1.6 Appoint Director Ryosuke Fujimoto Mgmt Against Against
1.7 Appoint Director Masaki Sakuyama Mgmt For For
1.8 Appoint Director Hiroyoshi Murayama Mgmt Against Against
1.9 Appoint Director Shunji Yanai Mgmt For For
1.10 Appoint Director Mikio Sasaki Mgmt For For
1.11 Appoint Director Shigemitsu Miki Mgmt Against Against
1.12 Appoint Director Fujiatsu Makino Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933414853
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1B ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt Against Against
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 500,000,000 TO 1,000,000,000.
07 STOCKHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 702847243
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: EGM
Meeting Date: 08-Apr-2011
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A To ratify the amendment of the wording of article Mgmt For For
5 and of the main part of article 6 of the
corporate bylaws of the company relative,
respectively, to the amount of the share capital
and quantity of shares of the company
subscribed for and paid in and to the limit
of the authorized capital, resulting
from the exercise of purchase or subscription
options for common shares issued by the company
on February 24, 2010, and December 31, 2010,
by the managers and employees of the company,
as well as by the managers and employees
of the companies directly and indirectly controlled
by the company, who are participants in the
stock option or subscription plans for the
common shares of the company
--------------------------------------------------------------------------------------------------------------------------
NATURA COSMETICOS SA, SAO PAULO Agenda Number: 702849920
--------------------------------------------------------------------------------------------------------------------------
Security: P7088C106
Meeting Type: AGM
Meeting Date: 08-Apr-2011
Ticker:
ISIN: BRNATUACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements and independent auditors report
relating to fiscal year ending December 31,
2010
B To consider the proposal for the capital budget Mgmt For For
for the year 2011, the allocation of
the net profit from the fiscal year ending
on December 31, 2010, and to ratify the
early distributions of dividends and interim
interest on net equity
C To elect the members of the companys board of Mgmt Against Against
directors
D To set the aggregate remuneration of the administrators Mgmt For For
of the company to be paid to the time of the
holding of the annual general meeting at which
the shareholders of the company vote concerning
the financial statements for the fiscal year
that will end on December 31, 2011
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 933310435
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 31-Aug-2010
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFRY R. ALLEN Mgmt For For
ALAN L. EARHART Mgmt For For
THOMAS GEORGENS Mgmt For For
GERALD HELD Mgmt For For
NICHOLAS G. MOORE Mgmt For For
T. MICHAEL NEVENS Mgmt For For
GEORGE T. SHAHEEN Mgmt For For
ROBERT T. WALL Mgmt Withheld Against
DANIEL J. WARMENHOVEN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1999 STOCK OPTION Mgmt For For
PLAN (THE "1999 PLAN") TO INCREASE THE SHARE
RESERVE BY AN ADDITIONAL 7,000,000 SHARES OF
COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN ("PURCHASE PLAN") TO INCREASE
THE SHARE RESERVE BY AN ADDITIONAL 5,000,000
SHARES OF COMMON STOCK, TO CLARIFY THE DISCRETION
OF THE PURCHASE PLAN ADMINISTRATOR TO DETERMINE
ELIGIBILITY REQUIREMENTS, AND TO REMOVE ITS
FIXED-TERM EXPIRATION DATE.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING APRIL 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 933425250
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
REED HASTINGS Mgmt For For
JAY C. HOAG Mgmt Withheld Against
A. GEORGE (SKIP) BATTLE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
3 TO APPROVE OUR 2011 STOCK PLAN. Mgmt Against Against
4 TO RECEIVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5 TO RECEIVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES.
6 CONSIDERATION OF A STOCKHOLDER PROPOSAL IF PROPERLY Shr For Against
BROUGHT BEFORE THE MEETING REGARDING MAJORITY
VOTING.
--------------------------------------------------------------------------------------------------------------------------
NOVO-NORDISK A S Agenda Number: 702814030
--------------------------------------------------------------------------------------------------------------------------
Security: K7314N152
Meeting Type: AGM
Meeting Date: 23-Mar-2011
Ticker:
ISIN: DK0060102614
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD Non-Voting No vote
OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH
IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT
THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE
ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST
VOTES ARE REPRESENTED AT THE MEETING IS TO
SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS Non-Voting No vote
IN DENMARK REQUIRE THE SHARES TO BE REGISTERED
IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE
IN ORDER TO PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF
THIS REQUIREMENT APPLIES TO YOUR SHARES AND,
IF SO, YOUR SHARES ARE REGISTERED
IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
2 Adoption of the audited Annual Report 2010 Mgmt For For
3.1 Approval of remuneration of the Board of Directors Mgmt Against Against
for 2010
3.2 Approval of remuneration level of the Board Mgmt For For
of Directors for 2011
4 A resolution to distribute the profit Mgmt For For
5.1.a Election of Sten Scheibye as a member to the Mgmt Against Against
Board of Directors
5.1.b Election of Goran A Ando as a member to the Mgmt Against Against
Board of Directors
5.1.c Election of Bruno Angelici as a member to the Mgmt For For
Board of Directors
5.1.d Election of Henrik Gurtler as a member to the Mgmt For For
Board of Directors
5.1.e Election of Thomas Paul Koestler as a member Mgmt For For
to the Board of Directors
5.1.f Election of Kurt Anker Nielsen as a member to Mgmt Against Against
the Board of Directors
5.1.g Election of Hannu Ryopponen as a member to the Mgmt Against Against
Board of Directors
5.1.h Election of Jorgen Wedel as a member to the Mgmt Against Against
Board of Directors
5.2 The Board of Directors proposes election of Mgmt Against Against
Sten Scheibye as chairman
5.3 The Board of Directors proposes election of Mgmt Against Against
Goran A Ando as vice chairman
6 Re-appointment of PricewaterhouseCoopers as Mgmt Against Against
auditor
7.1 Reduction of the Company's B share capital from Mgmt For For
DKK 492,512,800 to DKK 472,512,800
7.2 Authorisation of the Board of Directors to acquire Mgmt For For
own shares up to a holding limit of 10% of
the share capital
7.3.1 Amendments to the Articles of Asociation: Article Mgmt For For
2 (deletion of article regarding location
of registered office)
7.3.2 Amendments to the Articles of Asociation: Article Mgmt For For
7.5 (new article 6.5) (removal of the
requirement to advertise the notice calling
a general meeting in two daily newspapers)
7.3.3 Amendments to the Articles of Asociation: Article Mgmt Against Against
11.2 (new article 10.2) (introduction of
age limit for nomination of candidates to the
Board of Directors)
7.4 Adoption of Remuneration Principles and consequential Mgmt For For
amendment of article 15 (new article 14)
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 702605188
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 28-Sep-2010
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the vote to be cast by the Company, Mgmt For For
in a meeting of owners of the subsidiary
Ogx Petroleo E Gas Ltda. from here onwards
Ogx Ltda. relative to the decision for the
spinoff of Ogx Ltda from here onwards the spinoff,
with the transfer of a portion of its assets
to another subsidiary, Ogx Campos Petroleo
E Gas S.A. from here onwards Ogx Campos, in
which the Company also has 99.99% of the
share capital
2 Election of Eduardo Karrer, Luiz Eduardo Guimaraes Mgmt For For
Carneiro and Paulo Monteiro Barbosa
Filho to the vacant positions on the Board
of Directors of the Company
3 Amendment of Article 5 of the Corporate Bylaws Mgmt For For
of the Company, bearing in mind the exercise
of the right to subscribe to shares resulting
from the stock option program for common
shares issued by the Company, which was
approved at the EGM held on 30 APR 2008,
as it was later consolidated, in such a
way as to reflect the increase of the share
capital and the new number of shares
4 Amend the Article 14 of the Corporate Bylaws Mgmt For For
of the Company and their later consolidation
in such a way as to adapt the names and duties
of the Executive Committee of the Company to
its current composition
5 Approve the extension of the stock option program Mgmt For For
for common shares issued by the Company, in
accordance with the terms of Article 168, paragraph
3, of law number 6404.76, until 31 DEC 2015
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933303478
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 10-Aug-2010
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL J. MURPHY Mgmt Withheld Against
STEVEN G. ROTHMEIER Mgmt For For
RICHARD L. WAMBOLD Mgmt Withheld Against
TIMOTHY A. WICKS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shr For Against
STRUCTURE
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933449503
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt Withheld Against
HOWARD W. BARKER, JR. Mgmt Withheld Against
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt Withheld Against
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
PAID BY THE COMPANY TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF CASTING FUTURE NON-BINDING ADVISORY VOTES
ON THE COMPENSATION PAID BY THE COMPANY TO
OUR NAMED EXECUTIVE OFFICERS.
05 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
ON STOCKHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt Against Against
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SAIPEM S P A Agenda Number: 702930365
--------------------------------------------------------------------------------------------------------------------------
Security: T82000117
Meeting Type: MIX
Meeting Date: 04-May-2011
Ticker:
ISIN: IT0000068525
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 802102 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 30 APR 2011 TO 04 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 Balance sheet as of 31 December 2010 of Saipem Mgmt For For
Spa. Directors, board of auditors and auditing
company's reporting. Related resolutions. Presentation
of consolidated balance sheet as of 31 December
2010
O.2 Allocation of profits Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES Non-Voting No vote
TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1
VACANCY AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES.
THANK YOU.
O.3.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr No vote
PROPOSAL: The list of candidates for the Board
of Directors presented by Eni is as follows:
Appointment of directors upon determination
of their number, office tenor and emoluments.
Appointment of the chairman of the board of
directors: Alberto Meomartini, Pietro Franco
Tali, Hugh James O'Donnell, Umberto Vergine,
Gabriele Galateri di Genola (independent),
Nicola Greco (independent)
O.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: The list of candidates for the Board
of Directors presented by institutional investors
is as follows: Appointment of directors upon
determination of their number, office tenor
and emoluments. Appointment of the chairman
of the board of directors: Maurizio Montagnese
(independent), Mauro Sacchetto (independent),
Michele Volpi (independent)
0 PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES Non-Voting No vote
TO BE ELECTED AS AUDITORS, THERE IS ONLY 1
VACANCY AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES.
THANK YOU.
O.4.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: The list of candidates for the Internal
Auditors presented by Eni is as follows: Appointment
of the auditors and of the chairman of the
board of auditors. Determination of the emoluments
reserved to statutory auditors and to the chairman
of the board of auditors: for the office of
Statutory Auditors: Fabrizio Gardi, Adriano
Propersi, for the office of Alternate Auditors:
Giulio Gamba
O.4.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: The list of candidates for the Internal
Auditors presented by institutional investors
is as follows: Appointment of the auditors
and of the chairman of the board of auditors.
Determination of the emoluments reserved to
statutory auditors and to the chairman of the
board of auditors: for the office of Statutory
Auditors: Mario Busso, for the office of Alternate
Auditors: Paolo Sfameni
E.1 Amendment to art 12, 13 and 19 of the corporate Mgmt For For
bylaws
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933455265
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1C ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON JANUARY 31, 2012.
03 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SIEMENS A G Agenda Number: 702738545
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 25-Jan-2011
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. To receive and consider the Report of the supervisory Non-Voting No vote
Board, the corporate Governance Report and
the Compensation Report as well as the Compliance
Report for fiscal year 2010
2. To receive and consider the adopted Annual Financial Non-Voting No vote
Statements of Siemens AG and the approved Consolidated
Financial Statements, together with the Combined
Management's Discussion and Analysis of Siemens
AG and the Siemens Group, including the Explanatory
Report on the information required pursuant
to section 289 (4) and (5) and section 315
(4) of the German Code (HGB) as of September
30, 2010
3. To resolve on the allocation of net income of Mgmt For For
siemens AG to pay a dividend
4. To ratify the acts of the members of the Managing Mgmt For For
Board
5. To ratify the acts of the members of the Supervisory Mgmt For For
Board
6. To resolve on the approval of the compensation Mgmt For For
system for Managing Board members
7. To resolve on the appointment of independent Mgmt For For
auditors for the audit of the Annual Financial
Statements and the Consolidated Financial Statements
and for the review of the Interim Financial
Statements
8. To resolve on the authorization to repurchase Mgmt For For
and use Siemens shares and to exclude shareholders'
subscription and tender rights
9. To resolve on the authorization to use derivatives Mgmt For For
in connection with the repurchase of Siemens
shares pursuant to section 71 (1), no. 8, of
the German Corporation Act (AktG), and to exclude
shareholders' subscription and tender rights
10. To resolve on the creation of an Authorized Mgmt For For
Capital 2011 reserved for the issuance to employees
with shareholders' subscription rights excluded,
and related amendments to the Articles of Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and the related amendments
to the Articles of Association
12. To resolve on the approval of a profit-and-loss Mgmt For For
transfer agreement between Siemens AG and a
subsidiary
13. To resolve on the authorization of the managing Mgmt For For
Board to issue convertible bonds and/or warrant
bonds and exclude shareholders' subscription
rights, and to resolve on the creation of a
Conditional Capital 2011 and related amendments
to the Articles of Association
14. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Resolution on an amendment to section 2 of
the Articles of Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 703150906
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt Abstain Against
2. Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint Director Masayoshi Son Mgmt For For
3.2 Appoint Director Ken Miyauchi Mgmt For For
3.3 Appoint Director Kazuhiko Kasai Mgmt For For
3.4 Appoint Director Masahiro Inoue Mgmt For For
3.5 Appoint Director Ronald Fisher Mgmt For For
3.6 Appoint Director Yun Ma Mgmt For For
3.7 Appoint Director Tadashi Yanai Mgmt For For
3.8 Appoint Director Mark Schwartz Mgmt For For
3.9 Appoint Director Sunil Bharti Mittal Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 702874238
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare the final dividend Mgmt For For
3 To approve the directors' remuneration report Mgmt For For
4 To re-elect Mr S P Bertamini, an executive director Mgmt For For
5 To re-elect Mr J S Bindra, an executive director Mgmt For For
6 To re-elect Mr R Delbridge, a non-executive Mgmt For For
director
7 To re-elect Mr J F T Dundas, a non-executive Mgmt For For
director
8 To re-elect Miss V F Gooding CBE, a non-executive Mgmt For For
director
9 To re-elect Dr Han Seung-soo KBE, a non-executive Mgmt For For
director
10 To re-elect Mr S J Lowth, a non-executive director Mgmt For For
11 To re-elected Mr R H P Markham, a non-executive Mgmt For For
director
12 To re-elect Ms R Markland, a non-executive director Mgmt For For
13 To re-elect Mr R H Meddings, an executive director Mgmt For For
14 To re-elect Mr J G H Paynter, a non-executive Mgmt For For
director
15 To re-elect Mr J W Peace, as Chairman Mgmt Against Against
16 To re-elect Mr A M G Rees, an executive director Mgmt For For
17 To re-elect Mr P A Sands, an executive director Mgmt Against Against
18 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
19 To re-elect Mr O H J Stocken, a non-executive Mgmt For For
director
20 To re-appoint KPMG Audit Plc as Auditor to the Mgmt For For
company from the end of the agm until the end
of next year's agm
21 To authorise the Board to set the auditor's Mgmt For For
fees
22 To authorise the Company and its subsidiaries Mgmt For For
to make political donations
23 To authorise the board to allot shares Mgmt For For
24 To extend the authority to allot shares Mgmt For For
25 To approve the 2011 Standard Chartered Share Mgmt For For
Plan
26 To disapply pre-emption rights Mgmt For For
27 To authorise the Company to buy back its ordinary Mgmt For For
shares
28 To authorise the Company to buy back its preference Mgmt For For
shares
29 To authorise the Company to call a general meeting Mgmt Against Against
other than an annual general meeting
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 20. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUPERMEDIA INC Agenda Number: 933404131
--------------------------------------------------------------------------------------------------------------------------
Security: 868447103
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SPMD
ISIN: US8684471035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD J. BAYONE Mgmt For For
ROBERT C. BLATTBERG Mgmt For For
CHARLES B. CARDEN Mgmt For For
ROBIN DOMENICONI Mgmt For For
THOMAS D. GARDNER Mgmt For For
DAVID E. HAWTHORNE Mgmt For For
PETER J. MCDONALD Mgmt For For
THOMAS S. ROGERS Mgmt For For
JOHN SLATER Mgmt For For
DOUGLAS D. WHEAT Mgmt For For
02 ADVISORY VOTE APPROVING SUPERMEDIA'S EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years Against
COMPENSATION VOTE.
04 RATIFICATION OF ERNST & YOUNG LLP AS SUPERMEDIA'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933333394
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AERIN LAUDER Mgmt Withheld Against
WILLIAM P. LAUDER Mgmt Withheld Against
L.F. DE ROTHSCHILD Mgmt For For
RICHARD D. PARSONS Mgmt Withheld Against
RICHARD F. ZANNINO Mgmt For For
02 APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED Mgmt Against Against
FISCAL 2002 SHARE INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE SWATCH GROUP AG Agenda Number: 703028856
--------------------------------------------------------------------------------------------------------------------------
Security: H83949141
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: CH0012255151
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
1 Annual report Mgmt No vote
2 Discharge of the board of directors Mgmt No vote
3 Resolution for the appropriation of net profit Mgmt No vote
4 Nomination of the auditor: Pricewaterhouse Coopers Mgmt No vote
Ltd
5 Ad-hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933323103
--------------------------------------------------------------------------------------------------------------------------
Security: 91911X104
Meeting Type: Special
Meeting Date: 27-Sep-2010
Ticker: VRX
ISIN: US91911X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 20, 2010, AMONG VALEANT PHARMACEUTICALS
INTERNATIONAL, BIOVAIL CORPORATION, BIOVAIL
AMERICAS CORP. (A WHOLLY OWNED SUBSIDIARY OF
BIOVAIL CORPORATION) AND BEACH MERGER CORP.
(A WHOLLY OWNED SUBSIDIARY OF BIOVAIL AMERICAS
CORP.)
02 APPROVAL OF THE ADJOURNMENT OF THE VALEANT PHARMACEUTICALSMgmt For For
INTERNATIONAL SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933428561
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. INGRAM Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
G. MASON MORFIT Mgmt For For
LAURENCE E. PAUL Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
LLOYD M. SEGAL Mgmt For For
KATHARINE STEVENSON Mgmt For For
MICHAEL R. VAN EVERY Mgmt For For
02 THE APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING NARRATIVE
DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY
CIRCULAR AND PROXY STATEMENT.
03 THE DETERMINATION AS TO HOW FREQUENTLY A NON-BINDING Mgmt 3 Years Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD
BE CONDUCTED.
04 THE APPROVAL OF THE COMPANY'S 2011 OMNIBUS INCENTIVE Mgmt For For
PLAN.
05 THE APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
2007 EQUITY COMPENSATION PLAN.
06 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL
THE CLOSE OF THE 2012 ANNUAL MEETING OF SHAREHOLDERS
AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS
TO FIX THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933423840
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MATTHEW W. EMMENS Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION PROGRAM.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933299681
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 MARCH 2010
02 TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE, MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE)
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For For
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against Against
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
08 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
09 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
10 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE AUDIT COMMITTEE)
11 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE AUDIT COMMITTEE)
12 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE,
MEMBER OF THE REMUNERATION COMMITTEE)
13 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
14 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
15 TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY Mgmt For For
SHARE
16 TO APPROVE THE REMUNERATION REPORT Mgmt For For
17 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
18 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For
THE REMUNERATION OF THE AUDITORS
19 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION Mgmt For For
RIGHTS (SPECIAL RESOLUTION)
S21 TO AUTHORISE THE COMPANY'S TO PURCHASE ITS OWN Mgmt For For
SHARES (SECTION 701, COMPANIES ACT 2006) (SPECIAL
RESOLUTION)
S22 TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
S23 TO AUTHORISE THE CALLING OF A GENERAL MEETING Mgmt Against Against
OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
24 TO APPROVE THE CONTINUED OPERATION OF THE VODAFONE Mgmt For For
SHARE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 702936634
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN20110411351.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
fi nancial statements of the Company and the
reports of the directors and auditors of the
Company for the year ended 31 December 2010
2.a To re-elect Ms. Linda Chen as executive director Mgmt For For
of the Company
2.b To re-elect Dr. Allan Zeman as non-executive Mgmt Against Against
director of the Company
2.c To re-elect Mr. Bruce Rockowitz as independent Mgmt For For
non-executive director of the Company
2.d To authorize the board of directors of the Company Mgmt For For
to fix the respective directors' remuneration
3 To re-appoint Ernst & Young as auditors of the Mgmt For For
Company and to authorize the board of directors
of the Company to fix auditors' remuneration
4 To give a general mandate to the directors of Mgmt For For
the Company to repurchase shares of the
Company not exceeding 10% of the aggregate
nominal amount of the issued share capital
of the Company as at the date of passing of
this resolution
5 To give a general mandate to the directors of Mgmt Against Against
the Company to allot, issue and deal with new
shares of the Company not exceeding 20% of
the aggregate nominal amount of the
issued share capital of the Company as at the
date of passing of this resolution
6 To extend the general mandate granted to the Mgmt Against Against
directors of the Company to allot, issue
and deal with new shares of the Company by
the aggregate nominal amount of shares repurchased
by the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
Loomis Sayles Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933390875
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Mgmt For For
1C ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1D ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1E ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For
1F ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN WANG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2005 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE BY 10,000,000 THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR ISSUANCE
UNDER THE PLAN.
03 TO APPROVE AN AMENDMENT TO THE 1987 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE BY 1,000,000
THE NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN.
04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING.
05 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION TO ADD A FORUM
SELECTION CLAUSE.
06 TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO PROVIDE Mgmt For For
THAT STOCKHOLDERS HOLDING OVER 20% OF OUR SHARES
MAY CALL A SPECIAL MEETING OF STOCKHOLDERS.
07 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
08 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES.
09 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt Against Against
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt Against Against
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt Against Against
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt Against Against
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr For Against
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933388995
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr For Against
OF SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933398489
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt Against Against
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt Against Against
1D ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt Against Against
1E ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON Mgmt Against Against
1F ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt Against Against
1G ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1H ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1I ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1J ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1K ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES Mgmt 1 Year For
APPROVING EXECUTIVE COMPENSATION EVERY ONE
YEAR, TWO YEARS OR THREE YEARS.
05 STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION Shr For Against
BY WRITTEN CONSENT)
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933370227
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1C ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1D ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1E ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1F ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1G ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1H ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1I ELECTION OF DIRECTOR: PAUL J. SEVERINO Mgmt For For
1J ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
02 TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt 1 Year Against
THE FREQUENCY OF THE VOTE ON OUR EXECUTIVE
COMPENSATION PROGRAM.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933332378
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
GARY C. BUTLER Mgmt For For
LEON G. COOPERMAN Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
SHARON T. ROWLANDS Mgmt For For
ENRIQUE T. SALEM Mgmt For For
GREGORY L. SUMME Mgmt For For
02 AMENDMENT OF THE AUTOMATIC DATA PROCESSING, Mgmt For For
INC. EMPLOYEES' SAVINGS STOCK PURCHASE PLAN
03 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933413394
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1L ELECTION OF DIRECTOR: WILLIAM D. YOUNG Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS BIOGEN IDEC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 TO APPROVE AN AMENDMENT TO BIOGEN IDEC'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION ELIMINATING
THE CLASSIFICATION OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BLUE NILE, INC. Agenda Number: 933419396
--------------------------------------------------------------------------------------------------------------------------
Security: 09578R103
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: NILE
ISIN: US09578R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC CARLBORG Mgmt For For
MARK VADON Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION.
04 VOTE TO RATIFY DELOITTE & TOUCHE LLP AS BLUE Mgmt For For
NILE'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING JANUARY 1, 2012.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933332265
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For
1E ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1F ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1G ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against
1H ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For
1I ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL K. POWELL Mgmt For For
1K ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
1M ELECTION OF DIRECTOR: JERRY YANG Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 30, 2011.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND Shr Against For
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shr Against For
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT
ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH
IN THE ACCOMPANYING PROXY STATEMENT.
06 PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING Shr Against For
THAT CISCO ADOPT AND IMPLEMENT A POLICY RESTRICTING
CERTAIN SALES IN CHINA, ADOPT A RELATED OVERSIGHT
AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE
OF CISCO'S SALES TO CHINA AND CERTAIN OTHER
GOVERNMENTS, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933329321
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 14-Oct-2010
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REPORT AND ACCOUNTS 2010. Mgmt For For
02 DIRECTORS' REMUNERATION REPORT 2010. Mgmt Against Against
03 DECLARATION OF FINAL DIVIDEND. Mgmt For For
04 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION COMMITTEE)
05 RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION COMMITTEE)
06 RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION COMMITTEE)
07 RE-ELECTION OF LORD HOLLICK AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION (CHAIRMAN OF THE
COMMITTEE) COMMITTEE)
08 RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (CHAIRMAN Mgmt Against Against
OF THE NOMINATION COMMITTEE)
09 RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT Mgmt Against Against
(CHAIRMAN OF THE COMMITTEE), NOMINATION & REMUNERATION
COMMITTEE)
10 RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION COMMITTEE)
11 RE-ELECTION OF PA WALKER AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION COMMITTEE)
12 RE-ELECTION OF PS WALSH AS A DIRECTOR. (CHAIRMAN Mgmt Against Against
OF THE EXECUTIVE COMMITTEE)
13 ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, Mgmt Against Against
NOMINATION & REMUNERATION COMMITTEE)
14 ELECTION OF DA MAHLAN AS A DIRECTOR. (EXECUTIVE Mgmt Against Against
COMMITTEE)
15 RE-APPOINTMENT OF AUDITOR. Mgmt For For
16 REMUNERATION OF AUDITOR. Mgmt For For
17 AUTHORITY TO ALLOT SHARES. Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For For
19 AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For For
20 AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR Mgmt For For
TO INCUR POLITICAL EXPENDITURE IN THE EU.
21 AMENDMENT OF THE DIAGEO PLC 2001 SHARE INCENTIVE Mgmt For For
PLAN.
22 ADOPTION OF THE DIAGEO PLC 2010 SHARESAVE PLAN. Mgmt For For
23 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. Mgmt For For
24 REDUCED NOTICE OF A GENERAL MEETING OTHER THAN Mgmt Against Against
AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 933386840
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. EMMERT (TO SERVE Mgmt For For
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1B ELECTION OF DIRECTOR: R. JORDAN GATES (TO SERVE Mgmt Against Against
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1C ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS (TO Mgmt For For
SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A
SUCCESSOR IS ELECTED AND QUALIFIED)
1D ELECTION OF DIRECTOR: MICHAEL J. MALONE (TO Mgmt For For
SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A
SUCCESSOR IS ELECTED AND QUALIFIED)
1E ELECTION OF DIRECTOR: JOHN W. MEISENBACH (TO Mgmt For For
SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A
SUCCESSOR IS ELECTED AND QUALIFIED)
1F ELECTION OF DIRECTOR: PETER J. ROSE (TO SERVE Mgmt Against Against
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1G ELECTION OF DIRECTOR: JAMES L.K. WANG (TO SERVE Mgmt Against Against
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
1H ELECTION OF DIRECTOR: ROBERT R. WRIGHT (TO SERVE Mgmt For For
UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR
IS ELECTED AND QUALIFIED)
02 TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO CONDUCT A NON-BINDING VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF A NON-BINDING VOTE ON COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE AND RATIFY THE ADOPTION OF THE 2011 Mgmt Against Against
STOCK OPTION PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 933340983
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH E. LAIRD Mgmt For For
JAMES J. MCGONIGLE Mgmt For For
CHARLES J. SNYDER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING AUGUST 31, 2011.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK
OPTION AND AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933367371
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES CROCKER Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN Mgmt For For
1D ELECTION OF DIRECTOR: CHARLES B. JOHNSON Mgmt Against Against
1E ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt Against Against
1F ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. Mgmt Against Against
1G ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1H ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1I ELECTION OF DIRECTOR: PETER M. SACERDOTE Mgmt Against Against
1J ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1K ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt Against Against
1L ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE
BY 10,000,000 SHARES.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 3 Years For
ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt Withheld Against
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt Withheld Against
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt Withheld Against
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 3 Years For
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933305535
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. CAHILL Mgmt For For
DENNIS R. BERESFORD Mgmt Withheld Against
NELSON PELTZ Mgmt For For
W. ALLEN REED Mgmt For For
NICHOLAS J. ST. GEORGE Mgmt For For
02 AMENDMENT TO THE LEGG MASON, INC. EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE Shr Against For
INCENTIVE COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933414562
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt Withheld Against
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
STEPHEN F. PAGE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE LOWE'S COMPANIES, INC. 2011 Mgmt For For
ANNUAL INCENTIVE PLAN.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shr For Against
AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING LINKING PAY TO Shr Against For
PERFORMANCE ON SUSTAINABILITY GOALS.
08 SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr For Against
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933294213
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 08-Jul-2010
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1A ELECTION OF DIRECTOR: DR. TA-LIN HSU Mgmt For For
A1B ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
A2 TO APPROVE AMENDMENT TO BY-LAW 12 OF THE COMPANY'S Mgmt For For
BY-LAWS.
A3 TO APPROVE AMENDMENT TO BY-LAW 44 OF THE COMPANY'S Mgmt For For
BY-LAWS.
A4 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
A5 TO APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
1995 STOCK OPTION PLAN.
A6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933309139
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt Withheld Against
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933416744
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Mgmt For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt 3 Years For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933331011
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
02 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
05 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
06 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
11 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shr Against For
COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933370784
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 22-Feb-2011
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Mgmt No vote
STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED
FINANCIAL STATEMENTS FOR THE BUSINESS YEAR
2010
02 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Mgmt No vote
AG AS PER BALANCE SHEET AND DECLARATION OF
DIVIDEND
04 CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM Mgmt No vote
5B1 RE-ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM Mgmt No vote
TO THE BOARD OF DIRECTORS
5B2 RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR Mgmt No vote
TERM TO THE BOARD OF DIRECTORS
5B3 RE-ELECTION OF ULRICH LEHNER, PH.D. FOR A THREE-YEAR Mgmt No vote
TERM TO THE BOARD OF DIRECTORS
5C ELECTION OF NEW MEMBER THE BOARD OF DIRECTORS Mgmt No vote
PROPOSES TO VOTE FOR THE ELECTION OF ENRICO
VANNI, PH.D.,FOR A THREE YEAR TERM
06 APPOINTMENT OF THE AUDITOR Mgmt No vote
07 ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED Mgmt No vote
AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933380898
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Special
Meeting Date: 08-Apr-2011
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A THE BOARD OF DIRECTORS PROPOSES THE APPROVAL Mgmt No vote
OF THE MERGER AGREEMENT BETWEEN ALCON, INC.
("ALCON") AND NOVARTIS AG ("NOVARTIS") DATED
DECEMBER 14, 2010.
1B THE BOARD OF DIRECTORS PROPOSES THE CREATION Mgmt No vote
OF AUTHORISED CAPITAL THROUGH THE ISSUANCE
OF UP TO 108 MILLION NEW SHARES FOR THE PURPOSE
OF COMPLETING THE MERGER OF ALCON INTO NOVARTIS
BY MEANS OF INTRODUCING A NEW ARTICLE 4A OF
THE ARTICLES OF INCORPORATION.
02 FOR ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED Mgmt No vote
AT THE MEETING, I/WE INSTRUCT TO VOTE ACCORDING
TO THE PROPOSAL OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933421909
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1E ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt For For
1F ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1I ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1J ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1K ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL
YEAR
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY
LESS THAN UNANIMOUS WRITTEN CONSENT
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
05 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION Mgmt Against Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt Against Against
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt Against Against
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt Against Against
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt Against Against
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt Against Against
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt Against Against
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt Against Against
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 933423458
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KATHRYN M. MCCARTHY Mgmt For For
1B ELECTION OF DIRECTOR: SARAH W. BLUMENSTEIN Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years
OF FUTURE NON-BINDING VOTES ON COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933437837
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt Against Against
1B ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1C ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt Against Against
1F ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt Against Against
1G ELECTION OF DIRECTOR: DERICA W. RICE Mgmt Against Against
1H ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1I ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1J ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt Against Against
1K ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt Against Against
ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
03 COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION Mgmt For For
2011 LONG-TERM INCENTIVE PLAN.
04 COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt For For
VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY").
05 COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt 3 Years Against
VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES.
06 SHAREHOLDER PROPOSAL ON COMPENSATION BENCHMARKING. Shr Against For
07 SHAREHOLDER PROPOSAL ON ELECTRONICS RECYCLING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933336326
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: GARY G. MICHAEL Mgmt For For
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I ELECTION OF DIRECTOR: JAN L. MURLEY Mgmt For For
1J ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1K ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S 2005 STOCK INCENTIVE
PLAN.
04 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S EXECUTIVE INCENTIVE
COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt Against Against
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 3 Years Against
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933427127
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt Against Against
1H ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1I ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1J ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION
05 COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER ABILITY Mgmt For For
TO ACT BY WRITTEN CONSENT (APPROVAL OF AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION)
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING Shr Against For
07 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS
08 SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY Shr Against For
REPORT
09 SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING Shr Against For
POLICIES AND CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933321375
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 12-Oct-2010
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1F ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS Mgmt For For
1H ELECTION OF DIRECTOR: MARY A. WILDEROTTER Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL - CUMULATIVE VOTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt Against Against
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt Against Against
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt Against Against
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt Against Against
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 3 Years For
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933358980
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS.
02 TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION Mgmt For For
TO IMPLEMENT A MAJORITY VOTE STANDARD IN UNCONTESTED
ELECTIONS OF DIRECTORS.
3 4 DIRECTOR
GARY P. COUGHLAN Mgmt For For
MARY B. CRANSTON Mgmt Withheld Against
F.J. FERNANDEZ-CARBAJAL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
CATHY E. MINEHAN Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
DAVID J. PANG Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
WILLIAM S. SHANAHAN Mgmt For For
JOHN A. SWAINSON Mgmt For For
SUZANNE NORA JOHNSON Mgmt For For
JOSEPH W. SAUNDERS Mgmt For For
JOHN A. SWAINSON Mgmt For For
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 TO APPROVE THE VISA INC. INCENTIVE PLAN, AS Mgmt For For
AMENDED AND RESTATED.
08 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933381915
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1B ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1C ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1D ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1F ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1G ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Mgmt For For
1H ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. Mgmt For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY-ON-PAY")
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years Against
SAY-ON-PAY VOTES
04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2011
Loomis Sayles High Income Fund
--------------------------------------------------------------------------------------------------------------------------
ASHLAND INC. Agenda Number: 933358853
--------------------------------------------------------------------------------------------------------------------------
Security: 044209104
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: ASH
ISIN: US0442091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: KATHLEEN LIGOCKI Mgmt For For
1B ELECTION OF CLASS I DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1C ELECTION OF CLASS I DIRECTOR: BARRY W. PERRY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL 2011.
03 APPROVAL OF THE 2011 ASHLAND INC. INCENTIVE Mgmt For For
PLAN.
04 APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE Mgmt For For
OFFICERS AS DISCLOSED IN THE ASHLAND INC. PROXY
STATEMENT PURSUANT TO ITEM 402 OF REGULATION
S-K UNDER THE SECURITIES ACT OF 1933, AS AMENDED,
AND THE SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
05 WHETHER THE SHAREHOLDER VOTE TO APPROVE THE Mgmt 3 Years For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
AS REQUIRED BY SECTION 14A(A)(2) OF THE SECURITIES
EXCHANGE ACT OF 1934, AS AMENDED, SHOULD OCCUR
EVERY.
--------------------------------------------------------------------------------------------------------------------------
DEX ONE CORPORATION Agenda Number: 933385519
--------------------------------------------------------------------------------------------------------------------------
Security: 25212W100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: DEXO
ISIN: US25212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JONATHAN B. BULKELEY Mgmt Against Against
1B ELECTION OF DIRECTOR: EUGENE I. DAVIS Mgmt Against Against
1C ELECTION OF DIRECTOR: RICHARD L. KUERSTEINER Mgmt For For
1D ELECTION OF DIRECTOR: W. KIRK LIDDELL Mgmt Against Against
1E ELECTION OF DIRECTOR: MARK A. MCEACHEN Mgmt For For
1F ELECTION OF DIRECTOR: ALFRED T. MOCKETT Mgmt For For
1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Mgmt For For
02 PROPOSAL TO APPROVE BY NON-BINDING VOTE EXECUTIVE Mgmt For For
COMPENSATION
03 PROPOSAL TO RECOMMEND BY NON-BINDING VOTE, THE Mgmt 3 Years Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
--------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION Agenda Number: 933400753
--------------------------------------------------------------------------------------------------------------------------
Security: 28336L109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: EP
ISIN: US28336L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Mgmt For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Mgmt For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Mgmt For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Mgmt For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Mgmt For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Mgmt For For
02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933396219
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt Against Against
1E ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. Mgmt Against Against
1F ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against
1J ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1K ELECTION OF DIRECTOR: ALAN MULALLY Mgmt Against Against
1L ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1M ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1N ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVES.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVES.
05 RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL Shr Against For
CONTRIBUTIONS.
06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against
PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING
STOCK HAVE ONE VOTE PER SHARE.
07 RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING Shr For Against
COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 933404725
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: HWLT
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt Withheld Against
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
02 TO ADOPT, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT
03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 3 Years For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933373689
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1C ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt Against Against
1D ELECTION OF DIRECTOR: KENNETH M. JASTROW, II Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt Against Against
1H ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1I ELECTION OF DIRECTOR: LESLIE MOONVES Mgmt For For
1J ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt Against Against
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING NOVEMBER 30, 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE KB HOME Mgmt Against Against
2010 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
05 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933364185
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 28-Jan-2011
Ticker: HIO
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN Mgmt Withheld Against
DANIEL P. CRONIN Mgmt Withheld Against
JESWALD W. SALACUSE Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933416744
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Mgmt For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt 3 Years For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUPERMEDIA INC Agenda Number: 933404131
--------------------------------------------------------------------------------------------------------------------------
Security: 868447103
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SPMD
ISIN: US8684471035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD J. BAYONE Mgmt For For
ROBERT C. BLATTBERG Mgmt For For
CHARLES B. CARDEN Mgmt For For
ROBIN DOMENICONI Mgmt For For
THOMAS D. GARDNER Mgmt For For
DAVID E. HAWTHORNE Mgmt For For
PETER J. MCDONALD Mgmt For For
THOMAS S. ROGERS Mgmt For For
JOHN SLATER Mgmt For For
DOUGLAS D. WHEAT Mgmt For For
02 ADVISORY VOTE APPROVING SUPERMEDIA'S EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years Against
COMPENSATION VOTE.
04 RATIFICATION OF ERNST & YOUNG LLP AS SUPERMEDIA'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933423840
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MATTHEW W. EMMENS Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION PROGRAM.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
Loomis Sayles International Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Investment Grade Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Limited Term Government and Agency Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Loomis Sayles Mid Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 3 Years Against
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933435388
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LEONARD BELL Mgmt For For
MAX LINK Mgmt Withheld Against
WILLIAM R. KELLER Mgmt For For
JOSEPH A. MADRI Mgmt For For
LARRY L. MATHIS Mgmt For For
R. DOUGLAS NORBY Mgmt For For
ALVIN S. PARVEN Mgmt For For
ANDREAS RUMMELT Mgmt For For
ANN M. VENEMAN. Mgmt For For
02 APPROVAL OF THE AMENDMENT TO ALEXION'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR AN INCREASE IN THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE FROM
145,000,000 TO 290,000,000.
03 RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE Mgmt Against Against
COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE
OFFICERS.
05 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC Agenda Number: 933432558
--------------------------------------------------------------------------------------------------------------------------
Security: 042068106
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: ARMH
ISIN: US0420681068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR Mgmt For For
THE FINANCIAL YEAR ENDED 31 DECEMBER 2010
02 TO DECLARE A FINAL DIVIDEND Mgmt For For
03 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For
04 TO ELECT LARRY HIRST AS A DIRECTOR Mgmt For For
05 TO ELECT JANICE ROBERTS AS A DIRECTOR Mgmt For For
06 TO ELECT ANDY GREEN AS A DIRECTOR Mgmt For For
07 TO RE-ELECT DOUG DUNN AS A DIRECTOR Mgmt Against Against
08 TO RE-ELECT WARREN EAST AS A DIRECTOR Mgmt For For
09 TO RE-ELECT TUDOR BROWN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MIKE INGLIS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MIKE MULLER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT KATHLEEN O'DONOVAN AS A DIRECTOR Mgmt For For
13 TO RE-ELECT PHILIP ROWLEY AS A DIRECTOR Mgmt For For
14 TO RE-ELECT TIM SCORE AS A DIRECTOR Mgmt Against Against
15 TO RE-ELECT SIMON SEGARS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT YOUNG SOHN AS A DIRECTOR Mgmt For For
17 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
18 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Mgmt For For
OF THE AUDITORS
19 TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES Mgmt For For
OF ITS OWN SHARES
22 TO AUTHORISE THE COMPANY TO HOLD GENERAL MEETINGS Mgmt Against Against
ON 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933341858
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 15-Dec-2010
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM C. CROWLEY Mgmt Withheld Against
SUE E. GOVE Mgmt For For
EARL G. GRAVES, JR. Mgmt For For
ROBERT R. GRUSKY Mgmt For For
J.R. HYDE, III Mgmt For For
W. ANDREW MCKENNA Mgmt For For
GEORGE R. MRKONIC, JR. Mgmt For For
LUIS P. NIETO Mgmt For For
WILLIAM C. RHODES, III Mgmt For For
THEODORE W. ULLYOT Mgmt For For
02 APPROVAL OF AUTOZONE, INC. 2011 EQUITY INCENTIVE Mgmt For For
AWARD PLAN.
03 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933378994
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBIN J. ADAMS Mgmt Against Against
1B ELECTION OF DIRECTOR: DAVID T. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1D ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR 2011.
03 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION OF THE PROXY STATEMENT.
04 THE COMPANY SEEKS STOCKHOLDERS' INPUT ON THE Mgmt 3 Years For
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
BRIGHAM EXPLORATION COMPANY Agenda Number: 933462208
--------------------------------------------------------------------------------------------------------------------------
Security: 109178103
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: BEXP
ISIN: US1091781039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BEN M. BRIGHAM Mgmt For For
DAVID T. BRIGHAM Mgmt For For
HAROLD D. CARTER Mgmt Withheld Against
STEPHEN C. HURLEY Mgmt For For
STEPHEN P. REYNOLDS Mgmt Withheld Against
HOBART A. SMITH Mgmt Withheld Against
DR. SCOTT W. TINKER Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS IN 2010.
04 DETERMINATION OF, BY A NON-BINDING ADVISORY Mgmt 3 Years For
VOTE, THE FREQUENCY OF SUBMISSION TO STOCKHOLDERS
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE AMENDMENT TO THE 1997 DIRECTOR Mgmt Against Against
STOCK OPTION PLAN TO EXTEND THE TERM OF FUTURE
OPTIONS TO BE GRANTED PURSUANT TO THE PLAN
FROM SEVEN YEARS TO TEN YEARS.
06 APPROVAL OF THE GRANT OF 1,500 SHARES OF COMMON Mgmt Against Against
STOCK TO EACH OF OUR NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP, INC. Agenda Number: 933399328
--------------------------------------------------------------------------------------------------------------------------
Security: 12497T101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CBG
ISIN: US12497T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BLUM Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt For For
FREDERIC V. MALEK Mgmt For For
JANE J. SU Mgmt For For
LAURA D. TYSON Mgmt For For
BRETT WHITE Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933410172
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I ELECTION OF DIRECTOR: R. PHILLIPS Mgmt For For
1J ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1K ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For
1L ELECTION OF DIRECTOR: A. SCHWARTZ Mgmt For For
02 A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, Mgmt For For
COMMONLY KNOWN AS "SAY ON PAY"
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 3 Years Against
VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION
05 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
IN DIRECTOR ELECTIONS
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR
--------------------------------------------------------------------------------------------------------------------------
CONCHO RESOURCES INC Agenda Number: 933442220
--------------------------------------------------------------------------------------------------------------------------
Security: 20605P101
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CXO
ISIN: US20605P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY A. LEACH Mgmt For For
WILLIAM H. EASTER III Mgmt For For
W. HOWARD KEENAN, JR. Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY-ON-PAY").
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 933396461
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JENNE K. BRITELL Mgmt Withheld Against
JOHN W. CONWAY Mgmt For For
ARNOLD W. DONALD Mgmt For For
WILLIAM G. LITTLE Mgmt For For
HANS J. LOLIGER Mgmt For For
JAMES H. MILLER Mgmt For For
JOSEF M. MULLER Mgmt Withheld Against
THOMAS A. RALPH Mgmt Withheld Against
HUGUES DU ROURET Mgmt Withheld Against
JIM L. TURNER Mgmt For For
WILLIAM S. URKIEL Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Mgmt Against Against
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011,
WHICH THE BOARD OF DIRECTORS UNANIMOUSLY RECOMMENDS.
03 TO RE-APPROVE THE TERMS OF THE 2006 STOCK-BASED Mgmt For For
INCENTIVE COMPENSATION PLAN, AS AMENDED.
04 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE SAY-ON-PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933400929
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
02 ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
04 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
05 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
06 ELECTION OF DIRECTOR: CARL WARE Mgmt For For
07 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
08 ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
09 ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ Mgmt For For
10 ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
11 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
12 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS AUDITORS FOR THE YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 933421238
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANGEL R. MARTINEZ Mgmt For For
REX A. LICKLIDER Mgmt For For
JOHN M. GIBBONS Mgmt For For
JOHN G. PERENCHIO Mgmt For For
MAUREEN CONNERS Mgmt For For
RUTH M. OWADES Mgmt For For
KARYN O. BARSA Mgmt For For
MICHAEL F. DEVINE, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER OUR 2006 EQUITY INCENTIVE PLAN.
04 TO APPROVE, BY ADVISORY VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION PROGRAM VOTES.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND FOODS, INC. Agenda Number: 933354805
--------------------------------------------------------------------------------------------------------------------------
Security: 252603105
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: DMND
ISIN: US2526031057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. GILBERT Mgmt Withheld Against
ROBERT J. ZOLLARS Mgmt Withheld Against
EDWARD A. BLECHSCHMIDT Mgmt For For
STEVEN M. NEIL Mgmt Withheld Against
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 933459655
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MACON F. BROCK, JR. Mgmt For For
MARY ANNE CITRINO Mgmt For For
THOMAS E. WHIDDON Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
04 TO APPROVE THE OMNIBUS INCENTIVE PLAN Mgmt For For
05 TO RATIFY THE SELECTION OF KPMG AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 933404410
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE LONG-TERM STOCK INCENTIVE COMPENSATION
PROGRAM.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
05 RATIFICATION OF APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933368133
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 14-Mar-2011
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: JOHN CHAPPLE Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: A. GARY AMES Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: SCOTT THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND AN ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. Agenda Number: 933357281
--------------------------------------------------------------------------------------------------------------------------
Security: 307000109
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: FDO
ISIN: US3070001090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK R. BERNSTEIN Mgmt For For
PAMELA L. DAVIES Mgmt For For
SHARON ALLRED DECKER Mgmt For For
EDWARD C. DOLBY Mgmt For For
GLENN A. EISENBERG Mgmt For For
HOWARD R. LEVINE Mgmt For For
GEORGE R. MAHONEY, JR. Mgmt For For
JAMES G. MARTIN Mgmt For For
HARVEY MORGAN Mgmt For For
DALE C. POND Mgmt For For
02 APPROVAL OF THE PERFORMANCE MEASURES FOR PERFORMANCE-BASEDMgmt For For
AWARDS UNDER THE FAMILY DOLLAR STORES, INC.
2006 INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
FORTINET INC. Agenda Number: 933443929
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN WALECKA Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL XIE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS FORTINET'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
3 TO APPROVE THE FORTINET, INC. 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FOSSIL, INC. Agenda Number: 933417277
--------------------------------------------------------------------------------------------------------------------------
Security: 349882100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: FOSL
ISIN: US3498821004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELAINE AGATHER Mgmt For For
JEFFREY N. BOYER Mgmt For For
KOSTA N. KARTSOTIS Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
JAL S. SHROFF Mgmt For For
JAMES E. SKINNER Mgmt For For
MICHAEL STEINBERG Mgmt For For
DONALD J. STONE Mgmt For For
JAMES M. ZIMMERMAN Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED Mgmt For For
IN THESE MATERIALS.
03 ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON Mgmt 3 Years For
EXECUTIVE COMPENSATION SHOULD BE HELD EVERY
ONE, TWO OR THREE YEARS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 933427115
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. BINGLE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD J. BRESSLER Mgmt For For
1C ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1D ELECTION OF DIRECTOR: RUSSELL P. FRADIN Mgmt For For
1E ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For
1G ELECTION OF DIRECTOR: EUGENE A. HALL Mgmt For For
1H ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 TO APPROVE THE 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
05 RATIFY THE APPOINTMENT OF KPMG AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2011.
--------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 933396411
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 30-Apr-2011
Ticker: HOG
ISIN: US4128221086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARRY K. ALLEN Mgmt For For
R. JOHN ANDERSON Mgmt For For
RICHARD I. BEATTIE Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
JUDSON C. GREEN Mgmt Withheld Against
SARA L. LEVINSON Mgmt For For
N. THOMAS LINEBARGER Mgmt Withheld Against
GEORGE L. MILES, JR. Mgmt Withheld Against
JOCHEN ZEITZ Mgmt Withheld Against
02 APPROVAL OF AMENDMENTS TO ARTICLE V OF THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO ADOPT A SIMPLE
MAJORITY VOTE
03 APPROVAL OF AMENDMENTS TO ARTICLE VII OF THE Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO ADOPT
A SIMPLE MAJORITY VOTE
04 APPROVAL OF AMENDMENTS TO DELETE ARTICLE VIII Mgmt For For
AND RENUMBER ARTICLE IX OF THE RESTATED ARTICLES
OF INCORPORATION TO ADOPT A SIMPLE MAJORITY
VOTE
05 APPROVAL OF HARLEY-DAVIDSON, INC. SHORT-TERM Mgmt For For
INCENTIVE PLAN FOR SENIOR EXECUTIVES
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO BE THE AUDITORS
07 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS
08 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
09 SHAREHOLDER PROPOSAL REGARDING SURVIVOR BENEFITS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933410540
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For For
1B ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt Against Against
1C ELECTION OF DIRECTOR: GODFREY R. SULLIVAN Mgmt For For
02 TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt Against Against
EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF INFORMATICA'S COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES
AND (II) INCREASE THE RATIO BY WHICH FULL VALUE
AWARDS COUNT AGAINST THE SHARE RESERVE TO 2.37
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INFORMATICA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC. Agenda Number: 933403711
--------------------------------------------------------------------------------------------------------------------------
Security: 45865V100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: ICE
ISIN: US45865V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C ELECTION OF DIRECTOR: SENATOR JUDD A. GREGG Mgmt For For
1D ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1E ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1F ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1G ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1H ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt Against Against
1I ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1J ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K ELECTION OF DIRECTOR: VINCENT TESE Mgmt Against Against
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
FOR NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 933419170
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: JLL
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HUGO BAGUE Mgmt For For
1B ELECTION OF DIRECTOR: COLIN DYER Mgmt For For
1C ELECTION OF DIRECTOR: DARRYL HARTLEY-LEONARD Mgmt For For
1D ELECTION OF DIRECTOR: DEANNE JULIUS Mgmt For For
1E ELECTION OF DIRECTOR: MING LU Mgmt For For
1F ELECTION OF DIRECTOR: LAURALEE E. MARTIN Mgmt Against Against
1G ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1H ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1J ELECTION OF DIRECTOR: ROGER T. STAUBACH Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS C. THEOBALD Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt Against Against
("SAY-ON-PAY")
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION VOTES ("SAY-ON-FREQUENCY")
04 TO APPROVE A PROPOSAL BY OUR BOARD OF DIRECTORS Mgmt For For
TO AMEND THE JONES LANG LASALLE ARTICLES OF
INCORPORATION TO PERMIT THE HOLDERS OF 30%
OF THE OUTSTANDING SHARES OF OUR COMMON STOCK
TO CALL A SPECIAL MEETING OF SHAREHOLDERS
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933369060
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: JOYG
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN L. GERARD Mgmt For For
JOHN NILS HANSON Mgmt For For
KEN C. JOHNSEN Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JAMES H. TATE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. Agenda Number: 933410552
--------------------------------------------------------------------------------------------------------------------------
Security: 549764108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: LUFK
ISIN: US5497641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.J. TROUT, JR. Mgmt For For
J.T. JONGEBLOED Mgmt For For
S.V. BAER Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Mgmt For For
OF DIRECTORS OF THE COMPANY TO APPROVE AND
ADOPT THE AMENDMENT OF THE COMPANY'S FOURTH
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 60,000,000 TO 150,000,000.
04 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 3 Years For
THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933440529
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
R. BRAD MARTIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY Mgmt 3 Years For
OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS Mgmt For For
CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Mgmt For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE
REDUCTION IN THE PAR VALUE OF SUCH STOCK.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933294213
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 08-Jul-2010
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1A ELECTION OF DIRECTOR: DR. TA-LIN HSU Mgmt For For
A1B ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
A2 TO APPROVE AMENDMENT TO BY-LAW 12 OF THE COMPANY'S Mgmt For For
BY-LAWS.
A3 TO APPROVE AMENDMENT TO BY-LAW 44 OF THE COMPANY'S Mgmt For For
BY-LAWS.
A4 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
A5 TO APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
1995 STOCK OPTION PLAN.
A6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933396978
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. GOLSBY Mgmt For For
DR.STEVEN M. ALTSCHULER Mgmt For For
HOWARD B. BERNICK Mgmt For For
KIMBERLY A. CASIANO Mgmt For For
ANNA C. CATALANO Mgmt For For
DR. CELESTE A. CLARK Mgmt For For
JAMES M. CORNELIUS Mgmt For For
PETER G. RATCLIFFE Mgmt For For
DR. ELLIOTT SIGAL Mgmt For For
ROBERT S. SINGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years Against
OF HOLDING ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM (INDEPENDENT AUDITORS)
IN 2011.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933438738
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTON J. LEVY Mgmt Withheld Against
MICHAEL SPENCE Mgmt Withheld Against
MARIO EDUARDO VAZQUEZ Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& CO. S.R.L. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC. Agenda Number: 933384024
--------------------------------------------------------------------------------------------------------------------------
Security: 592688105
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: MTD
ISIN: US5926881054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT F. SPOERRY Mgmt For For
1B ELECTION OF DIRECTOR: WAH-HUI CHU Mgmt For For
1C ELECTION OF DIRECTOR: FRANCIS A. CONTINO Mgmt For For
1D ELECTION OF DIRECTOR: OLIVIER A. FILLIOL Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL A. KELLY Mgmt For For
1F ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1G ELECTION OF DIRECTOR: HANS ULRICH MAERKI Mgmt For For
1H ELECTION OF DIRECTOR: GEORGE M. MILNE Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS P. SALICE Mgmt For For
02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM.
03 APPROVAL OF THE POBS PLUS INCENTIVE SYSTEM FOR Mgmt For For
GROUP MANAGEMENT.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 933310435
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 31-Aug-2010
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFRY R. ALLEN Mgmt For For
ALAN L. EARHART Mgmt For For
THOMAS GEORGENS Mgmt For For
GERALD HELD Mgmt For For
NICHOLAS G. MOORE Mgmt For For
T. MICHAEL NEVENS Mgmt For For
GEORGE T. SHAHEEN Mgmt For For
ROBERT T. WALL Mgmt Withheld Against
DANIEL J. WARMENHOVEN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1999 STOCK OPTION Mgmt For For
PLAN (THE "1999 PLAN") TO INCREASE THE SHARE
RESERVE BY AN ADDITIONAL 7,000,000 SHARES OF
COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN ("PURCHASE PLAN") TO INCREASE
THE SHARE RESERVE BY AN ADDITIONAL 5,000,000
SHARES OF COMMON STOCK, TO CLARIFY THE DISCRETION
OF THE PURCHASE PLAN ADMINISTRATOR TO DETERMINE
ELIGIBILITY REQUIREMENTS, AND TO REMOVE ITS
FIXED-TERM EXPIRATION DATE.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING APRIL 29, 2011.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 933425250
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
REED HASTINGS Mgmt For For
JAY C. HOAG Mgmt Withheld Against
A. GEORGE (SKIP) BATTLE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
3 TO APPROVE OUR 2011 STOCK PLAN. Mgmt Against Against
4 TO RECEIVE A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5 TO RECEIVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES.
6 CONSIDERATION OF A STOCKHOLDER PROPOSAL IF PROPERLY Shr For Against
BROUGHT BEFORE THE MEETING REGARDING MAJORITY
VOTING.
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933433930
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. WILLIAM GURLEY Mgmt For For
DANIEL MEYER Mgmt For For
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 933330019
--------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Annual
Meeting Date: 27-Oct-2010
Ticker: PRGO
ISIN: US7142901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAURIE BRLAS Mgmt Withheld Against
MICHAEL J. JANDERNOA Mgmt For For
JOSEPH C. PAPA Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
POLYPORE INTERNATIONAL INC. Agenda Number: 933416910
--------------------------------------------------------------------------------------------------------------------------
Security: 73179V103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: PPO
ISIN: US73179V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL GRAFF Mgmt For For
W. NICHOLAS HOWLEY Mgmt Withheld Against
02 TO APPROVE THE AMENDED AND RESTATED POLYPORE Mgmt For For
INTERNATIONAL, INC. 2007 STOCK INCENTIVE PLAN
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933303478
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 10-Aug-2010
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL J. MURPHY Mgmt Withheld Against
STEVEN G. ROTHMEIER Mgmt For For
RICHARD L. WAMBOLD Mgmt Withheld Against
TIMOTHY A. WICKS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shr For Against
STRUCTURE
--------------------------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda Number: 933449503
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFERY H. BOYD Mgmt For For
RALPH M. BAHNA Mgmt Withheld Against
HOWARD W. BARKER, JR. Mgmt Withheld Against
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt Withheld Against
NANCY B. PERETSMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
PAID BY THE COMPANY TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF CASTING FUTURE NON-BINDING ADVISORY VOTES
ON THE COMPENSATION PAID BY THE COMPANY TO
OUR NAMED EXECUTIVE OFFICERS.
05 TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL Shr For Against
ON STOCKHOLDER ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 933417809
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GRAHAM WESTON Mgmt For For
PALMER MOE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 3 Years For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 933455265
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1C ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON JANUARY 31, 2012.
03 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
05 STOCKHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 933423864
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO AMEND THE COMPANY'S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE COMPANY'S
BOARD OF DIRECTORS AND MAKE CERTAIN OTHER RELATED
CHANGES
02 DIRECTOR
DAVID J. MCLACHLAN Mgmt For For
DAVID J. ALDRICH Mgmt For For
KEVIN L. BEEBE Mgmt For For
MOIZ M. BEGUWALA Mgmt For For
TIMOTHY R. FUREY Mgmt For For
BALAKRISHNAN S. IYER Mgmt Withheld Against
THOMAS C. LEONARD Mgmt For For
DAVID P. MCGLADE Mgmt For For
ROBERT A. SCHRIESHEIM Mgmt For For
DAVID J. ALDRICH Mgmt For For
MOIZ M. BEGUWALA Mgmt For For
DAVID P. MCGLADE Mgmt For For
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED 2005 LONG-TERM INCENTIVE PLAN
05 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Mgmt For For
2008 DIRECTOR LONG-TERM INCENTIVE PLAN
06 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2002 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
07 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S
PROXY STATEMENT
08 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY
STATEMENT
09 TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT Mgmt For For
COMMITTEE OF KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
FISCAL YEAR 2011
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933414865
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA M. BAUMANN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1C ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1F ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 3 Years For
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933419702
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1D ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN T. LORD, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1H ELECTION OF DIRECTOR: JAMES W.P. REID-ANDERSON Mgmt For For
1I ELECTION OF DIRECTOR: RONALD G. SPAETH Mgmt For For
02 APPROVAL OF THE COMPANY'S 2011 INCENTIVE STOCK Mgmt For For
PLAN
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
L.L.P. AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
04 ADVISORY RESOLUTION APPROVING THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S EXECUTIVE OFFICERS
05 ADVISORY RESOLUTION ON THE FREQUENCY OF THE Mgmt 3 Years For
ADVISORY VOTE ON EXECUTIVE COMPENSATION (CHOOSE
ONE FREQUENCY)
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933429727
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HAROLD J. BOUILLION Mgmt Withheld Against
ENOCH L. DAWKINS Mgmt Withheld Against
DAVID D. DUNLAP Mgmt Withheld Against
JAMES M. FUNK Mgmt Withheld Against
TERENCE E. HALL Mgmt Withheld Against
E.E. "WYN" HOWARD, III Mgmt For For
JUSTIN L. SULLIVAN Mgmt Withheld Against
02 APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY AN ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
05 ADOPT THE PROPOSED 2011 STOCK INCENTIVE PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP. Agenda Number: 933403367
--------------------------------------------------------------------------------------------------------------------------
Security: 78505P100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SXCI
ISIN: CA78505P1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK THIERER Mgmt For For
STEVEN D. COSLER Mgmt For For
TERRENCE C. BURKE Mgmt For For
WILLIAM J. DAVIS Mgmt For For
PHILIP R. REDDON Mgmt For For
CURTIS J. THORNE Mgmt For For
ANTHONY R. MASSO Mgmt For For
02 TO CONSIDER AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED BYLAWS TO INCREASE
THE QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS.
03 TO CONSIDER AND APPROVE AN AMENDMENT TO THE Mgmt For For
SXC HEALTH SOLUTIONS CORP. LONG TERM INCENTIVE
PLAN TO INCREASE THE MAXIMUM NUMBER OF COMMON
SHARES WE MAY ISSUE UNDER THE PLAN BY 1,800,000.
04 TO HOLD A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THIS PROXY CIRCULAR
AND PROXY STATEMENT.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
06 TO APPOINT AUDITORS AND TO AUTHORIZE THE DIRECTORS Mgmt For For
TO FIX THE AUDITORS REMUNERATION AND TERMS
OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933376609
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt Against Against
1B ELECTION OF DIRECTOR: JAMES T. BRADY Mgmt Against Against
1C ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt Against Against
1E ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt Against Against
1F ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1G ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt Against Against
1H ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1I ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt Against Against
1J ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY Mgmt 3 Years Against
OF VOTING BY HOLDERS ON COMPENSATION PAID BY
COMPANY TO EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933323103
--------------------------------------------------------------------------------------------------------------------------
Security: 91911X104
Meeting Type: Special
Meeting Date: 27-Sep-2010
Ticker: VRX
ISIN: US91911X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 20, 2010, AMONG VALEANT PHARMACEUTICALS
INTERNATIONAL, BIOVAIL CORPORATION, BIOVAIL
AMERICAS CORP. (A WHOLLY OWNED SUBSIDIARY OF
BIOVAIL CORPORATION) AND BEACH MERGER CORP.
(A WHOLLY OWNED SUBSIDIARY OF BIOVAIL AMERICAS
CORP.)
02 APPROVAL OF THE ADJOURNMENT OF THE VALEANT PHARMACEUTICALSMgmt For For
INTERNATIONAL SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933428561
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. INGRAM Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
G. MASON MORFIT Mgmt For For
LAURENCE E. PAUL Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
LLOYD M. SEGAL Mgmt For For
KATHARINE STEVENSON Mgmt For For
MICHAEL R. VAN EVERY Mgmt For For
02 THE APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING NARRATIVE
DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY
CIRCULAR AND PROXY STATEMENT.
03 THE DETERMINATION AS TO HOW FREQUENTLY A NON-BINDING Mgmt 3 Years Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD
BE CONDUCTED.
04 THE APPROVAL OF THE COMPANY'S 2011 OMNIBUS INCENTIVE Mgmt For For
PLAN.
05 THE APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
2007 EQUITY COMPENSATION PLAN.
06 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL
THE CLOSE OF THE 2012 ANNUAL MEETING OF SHAREHOLDERS
AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS
TO FIX THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC. Agenda Number: 933459744
--------------------------------------------------------------------------------------------------------------------------
Security: 92342Y109
Meeting Type: Annual
Meeting Date: 29-Jun-2011
Ticker: PAY
ISIN: US92342Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT W. ALSPAUGH Mgmt For For
DOUGLAS G. BERGERON Mgmt For For
DR. LESLIE G. DENEND Mgmt For For
ALEX W. HART Mgmt For For
ROBERT B. HENSKE Mgmt For For
RICHARD A. MCGINN Mgmt For For
EITAN RAFF Mgmt For For
CHARLES R. RINEHART Mgmt For For
JEFFREY E. STIEFLER Mgmt For For
02 TO APPROVE CERTAIN AMENDMENTS TO THE VERIFONE Mgmt Against Against
2006 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED THEREUNDER AND TO EFFECT CERTAIN OTHER
CHANGES THEREUNDER.
03 TO APPROVE THE AMENDED AND RESTATED VERIFONE Mgmt Against Against
BONUS PLAN.
04 TO HOLD AN ADVISORY VOTE ON COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS.
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
06 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS VERIFONE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
OCTOBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933423840
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MATTHEW W. EMMENS Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION PROGRAM.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WABCO HOLDINGS INC. Agenda Number: 933419954
--------------------------------------------------------------------------------------------------------------------------
Security: 92927K102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: WBC
ISIN: US92927K1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
G. PETER D'ALOIA Mgmt Withheld Against
JUERGEN W. GROMER Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG BEDRIJFSREVISOREN Mgmt For For
BCVBA/REVISEURS D'ENTREPRISES SCCRL AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
04 RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years Against
OF THE SHAREHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION ("SAY-ON-FREQUENCY").
--------------------------------------------------------------------------------------------------------------------------
WALTER ENERGY, INC. Agenda Number: 933389858
--------------------------------------------------------------------------------------------------------------------------
Security: 93317Q105
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: WLT
ISIN: US93317Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOWARD L. CLARK, JR. Mgmt For For
JERRY W. KOLB Mgmt For For
PATRICK A. KRIEGSHAUSER Mgmt For For
JOSEPH B. LEONARD Mgmt For For
BERNARD G. RETHORE Mgmt For For
MICHAEL T. TOKARZ Mgmt For For
A.J. WAGNER Mgmt For For
DAVID R. BEATTY, O.B.E Mgmt For For
KEITH CALDER Mgmt For For
GRAHAM MASCALL Mgmt Withheld Against
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933411580
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RUSSELL GOLDSMITH Mgmt For For
ROBERT J. MILLER Mgmt For For
KAZUO OKADA Mgmt Withheld Against
ALLAN ZEMAN Mgmt Withheld Against
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year
VOTES ON EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE Mgmt For For
PLAN
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES
FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
A DIRECTOR ELECTION MAJORITY VOTE STANDARD;
AND
Loomis Sayles Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 933391106
--------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: AEIS
ISIN: US0079731008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS S. SCHATZ Mgmt For For
FREDERICK A. BALL Mgmt For For
RICHARD P. BECK Mgmt For For
HANS GEORG BETZ Mgmt For For
TRUNG T. DOAN Mgmt For For
EDWARD C. GRADY Mgmt For For
TERRY HUDGENS Mgmt For For
THOMAS M. ROHRS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS ADVANCED ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 933439653
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID E. COLLINS Mgmt For For
JOSEPH LACOB Mgmt For For
C. RAYMOND LARKIN, JR. Mgmt For For
GEORGE J. MORROW Mgmt For For
DR. DAVID C. NAGEL Mgmt For For
THOMAS M. PRESCOTT Mgmt For For
GREG J. SANTORA Mgmt For For
WARREN S. THALER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS: PROPOSAL TO RATIFY THE
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
ALIGN TECHNOLOGY, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVE AMENDMENT TO 2005 INCENTIVE PLAN: PROPOSAL Mgmt Against Against
TO APPROVE AMENDMENT TO 2005 EQUITY INCENTIVE
PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 3 Years Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALKERMES, INC. Agenda Number: 933316538
--------------------------------------------------------------------------------------------------------------------------
Security: 01642T108
Meeting Type: Annual
Meeting Date: 05-Oct-2010
Ticker: ALKS
ISIN: US01642T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID W. ANSTICE Mgmt For For
FLOYD E. BLOOM Mgmt For For
ROBERT A. BREYER Mgmt For For
GERALDINE HENWOOD Mgmt For For
PAUL J. MITCHELL Mgmt For For
RICHARD F. POPS Mgmt For For
ALEXANDER RICH Mgmt For For
MARK B. SKALETSKY Mgmt For For
MICHAEL A. WALL Mgmt For For
02 TO RATIFY PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
AMERIGON INCORPORATED Agenda Number: 933465141
--------------------------------------------------------------------------------------------------------------------------
Security: 03070L300
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: ARGN
ISIN: US03070L3006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LON E. BELL Mgmt Withheld Against
FRANCOIS J. CASTAING Mgmt For For
DANIEL R. COKER Mgmt Withheld Against
JOHN M. DEVINE Mgmt For For
MAURICE E.P. GUNDERSON Mgmt For For
OSCAR B. MARX III Mgmt Withheld Against
JAMES J. PAULSEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP TO ACT AS THE COMPANY'S REGISTERED INDEPENDENT
ACCOUNTANTS FOR THE YEAR ENDED DECEMBER 31,
2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, WHETHER AN Mgmt 3 Years Against
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR ONCE EVERY
ONE, TWO OR THREE YEARS.
05 TO APPROVE THE ISSUANCE OF ADDITIONAL SECURITIES Mgmt For For
TO HOLDERS OF SHARES OF SERIES C PREFERRED
STOCK THAT WOULD RESULT IN SUCH HOLDERS HAVING
RECEIVED, IN THE AGGREGATE IN CONNECTION WITH
THE ISSUANCE OF THE SERIES C PREFERRED STOCK,
20% OR MORE OF OUR OUTSTANDING COMMON STOCK.
06 TO APPROVE THE AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF OUR COMMON STOCK FROM 30,000,000
TO 55,000,000.
07 TO APPROVE THE AMERIGON INCORPORATED 2011 EQUITY Mgmt Against Against
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ANCESTRY.COM INC Agenda Number: 933408723
--------------------------------------------------------------------------------------------------------------------------
Security: 032803108
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: ACOM
ISIN: US0328031085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID GOLDBERG Mgmt For For
VICTOR PARKER Mgmt Withheld Against
MICHAEL SCHROEPFER Mgmt For For
02 TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF ANCESTRY.COM'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN ITS PROXY STATEMENT.
03 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF HOLDING A NON-BINDING VOTE ON EXECUTIVE
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS ANCESTRY.COM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
APPROACH RESOURCES, INC. Agenda Number: 933438233
--------------------------------------------------------------------------------------------------------------------------
Security: 03834A103
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: AREX
ISIN: US03834A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN D. BELL Mgmt For For
SHELDON B. LUBAR Mgmt For For
CHRISTOPHER J. WHYTE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION
04 REAPPROVE CERTAIN MATERIAL TERMS OF THE COMPANY'S Mgmt For For
2007 STOCK INCENTIVE PLAN TO COMPLY WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE
05 RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
ARCSIGHT, INC. Agenda Number: 933318835
--------------------------------------------------------------------------------------------------------------------------
Security: 039666102
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: ARST
ISIN: US0396661029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. STANTON MCKEE, JR. Mgmt For For
THOMAS REILLY Mgmt For For
ROGER S. SIBONI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ARCSIGHT, INC. FOR ITS FISCAL YEAR
ENDING APRIL 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
ARIBA, INC. Agenda Number: 933357394
--------------------------------------------------------------------------------------------------------------------------
Security: 04033V203
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: ARBA
ISIN: US04033V2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT M. CALDERONI Mgmt For For
ROBERT E. KNOWLING, JR. Mgmt For For
2 TO APPROVE AN AMENDMENT TO ARIBA'S 1999 EQUITY Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE UNDER THE PLAN BY
8,000,000 SHARES AND TO APPROVE THE MATERIAL
TERMS OF THIS PLAN FOR TAX PURPOSES.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 933393770
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUANITA T. JAMES Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
EUGENE S. KATZ Mgmt For For
CRAIG T. MONAGHAN Mgmt For For
02 AN ADVISORY VOTE ON ASBURY'S EXECUTIVE COMPENSATION. Mgmt For For
03 AN ADVISORY VOTE ON THE FREQUENCY OF ASBURY Mgmt 3 Years Against
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS ASBURY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC. Agenda Number: 933459643
--------------------------------------------------------------------------------------------------------------------------
Security: 049164205
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: AAWW
ISIN: US0491642056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. AGNEW Mgmt Withheld Against
TIMOTHY J. BERNLOHR Mgmt Withheld Against
EUGENE I. DAVIS Mgmt Withheld Against
WILLIAM J. FLYNN Mgmt For For
JAMES S. GILMORE III Mgmt Withheld Against
CAROL B. HALLETT Mgmt For For
FREDERICK MCCORKLE Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT AUDITORS.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 AMENDMENT TO THE 2007 INCENTIVE PLAN (AS AMENDED). Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AUXILIUM PHARMACEUTICALS, INC. Agenda Number: 933441278
--------------------------------------------------------------------------------------------------------------------------
Security: 05334D107
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: AUXL
ISIN: US05334D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROLF A. CLASSON Mgmt For For
AL ALTOMARI Mgmt For For
ARMANDO ANIDO Mgmt For For
PETER C. BRANDT Mgmt For For
OLIVER S. FETZER, PH.D. Mgmt For For
PAUL A. FRIEDMAN, M.D. Mgmt For For
RENATO FUCHS, PH.D. Mgmt For For
NANCY S. LURKER Mgmt For For
WILLIAM T. MCKEE Mgmt For For
02 APPROVE AMENDMENT & RESTATEMENT OF THE 2004 Mgmt For For
EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE
BY 3,750,000 SHARES FROM 10,650,000 TO 14,400,000
SHARES, SUBJECT TO THE LIMITATION THAT OF THOSE
3,750,000 SHARES ONLY 3,000,000 SHARES MAY
BE ISSUED PURSUANT TO STOCK AWARDS, STOCK UNITS
AND OTHER EQUITY-BASED AWARDS
03 TO RATIFY THE SELECTION BY THE AUDIT AND COMPLIANCE Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE RULES
OF THE SECURITIES AND EXCHANGE COMMISSION,
INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS,
THE COMPENSATION TABLES AND ANY RELATED MATERIALS
DISCLOSED IN THIS PROXY STATEMENT FOR THE 2011
ANNUAL MEETING OF STOCKHOLDERS
05 TO APPROVE, ON AN ADVISORY BASIS, AN ANNUAL Mgmt 3 Years Against
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
BIO-REFERENCE LABORATORIES, INC. Agenda Number: 933302921
--------------------------------------------------------------------------------------------------------------------------
Security: 09057G602
Meeting Type: Annual
Meeting Date: 22-Jul-2010
Ticker: BRLI
ISIN: US09057G6026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC D. GRODMAN M.D. Mgmt Withheld Against
HOWARD DUBINETT Mgmt Withheld Against
02 IN THEIR DISCRETION, ON ALL OTHER MATTERS AS Mgmt Against Against
SHALL PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
BRIGHAM EXPLORATION COMPANY Agenda Number: 933462208
--------------------------------------------------------------------------------------------------------------------------
Security: 109178103
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: BEXP
ISIN: US1091781039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BEN M. BRIGHAM Mgmt For For
DAVID T. BRIGHAM Mgmt For For
HAROLD D. CARTER Mgmt Withheld Against
STEPHEN C. HURLEY Mgmt For For
STEPHEN P. REYNOLDS Mgmt Withheld Against
HOBART A. SMITH Mgmt Withheld Against
DR. SCOTT W. TINKER Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS IN 2010.
04 DETERMINATION OF, BY A NON-BINDING ADVISORY Mgmt 3 Years For
VOTE, THE FREQUENCY OF SUBMISSION TO STOCKHOLDERS
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE AMENDMENT TO THE 1997 DIRECTOR Mgmt Against Against
STOCK OPTION PLAN TO EXTEND THE TERM OF FUTURE
OPTIONS TO BE GRANTED PURSUANT TO THE PLAN
FROM SEVEN YEARS TO TEN YEARS.
06 APPROVAL OF THE GRANT OF 1,500 SHARES OF COMMON Mgmt Against Against
STOCK TO EACH OF OUR NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM NETWORKS, INC. Agenda Number: 933431328
--------------------------------------------------------------------------------------------------------------------------
Security: 14965A101
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: CAVM
ISIN: US14965A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY J. PANTUSO Mgmt For For
C.N. REDDY Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF CAVIUM NETWORKS,
INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF CAVIUM NETWORK, INC.'S NAMED EXECUTIVE OFFICERS.
04 TO INDICATE ON AN ADVISORY BASIS, THE PREFERRED Mgmt 3 Years Against
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF CAVIUM NETWORKS, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 933382208
--------------------------------------------------------------------------------------------------------------------------
Security: 15670R107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CPHD
ISIN: US15670R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. EASTON Mgmt For For
HOLLINGS C. RENTON Mgmt For For
GLENN D. STEELE, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
04 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION Mgmt 3 Years Against
ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 933423751
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMUEL F. THOMAS Mgmt For For
W. DOUGLAS BROWN Mgmt For For
RICHARD E. GOODRICH Mgmt For For
STEVEN W. KRABLIN Mgmt For For
MICHAEL W. PRESS Mgmt For For
JAMES M. TIDWELL Mgmt For For
THOMAS L. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHRISTOPHER & BANKS CORPORATION Agenda Number: 933300307
--------------------------------------------------------------------------------------------------------------------------
Security: 171046105
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: CBK
ISIN: US1710461054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS BEGINNING WITH THIS
YEAR'S ANNUAL MEETING OF STOCKHOLDERS.
02 DIRECTOR
ROBERT EZRILOV Mgmt For For
ANNE L. JONES Mgmt Withheld Against
PAUL L. SNYDER Mgmt Withheld Against
03 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Mgmt For For
2006 EQUITY INCENTIVE PLAN FOR NON-EMPLOYEE
DIRECTORS INCLUDING AN INCREASE IN THE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN FROM 625,000 TO 1,125,000.
04 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Mgmt For For
2005 STOCK INCENTIVE PLAN, INCLUDING AN INCREASE
IN THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THE PLAN FROM 2,975,000 TO 4,975,000.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 26,
2011.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 933369868
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HARVEY B. CASH Mgmt For For
1B ELECTION OF DIRECTOR: JUDITH M. O'BRIEN Mgmt For For
1C ELECTION OF DIRECTOR: GARY B. SMITH Mgmt For For
2 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Mgmt For For
OF OUR COMMON STOCK THAT MAY BE ISSUED UPON
CONVERSION OF OUR OUTSTANDING 4.0% CONVERTIBLE
SENIOR NOTES DUE 2015.
3 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2011.
4 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION, Mgmt For For
AS DESCRIBED IN THESE PROXY MATERIALS.
5 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Mgmt 3 Years For
ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION
IN THE FUTURE.
--------------------------------------------------------------------------------------------------------------------------
CLINICAL DATA, INC. Agenda Number: 933314077
--------------------------------------------------------------------------------------------------------------------------
Security: 18725U109
Meeting Type: Annual
Meeting Date: 16-Sep-2010
Ticker: CLDA
ISIN: US18725U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDAL J. KIRK Mgmt For For
ANDREW J. FROMKIN Mgmt For For
LARRY D. HORNER Mgmt For For
ARTHUR B. MALMAN Mgmt For For
BURTON E. SOBEL, M.D. Mgmt For For
SCOTT L. TARRIFF Mgmt For For
RICHARD J. WALLACE Mgmt For For
02 TO APPROVE AN AMENDMENT TO CLINICAL DATA'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM 60,000,000
TO 100,000,000 SHARES.
03 TO (I) AMEND CLINICAL DATA'S AMENDED AND RESTATED Mgmt For For
2005 EQUITY INCENTIVE PLAN (THE "2005 PLAN")
TO INCREASE THE AGGREGATE NUMBER OF SHARES
ISSUABLE PURSUANT TO THE 2005 PLAN FROM 4,600,000
SHARES TO 6,500,000 SHARES AND (II) REAPPROVE
THE INTERNAL REVENUE CODE SECTION 162(M) PERFORMANCE
OBJECTIVES AND AWARD LIMITS OF THE 2005 PLAN.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS CLINICAL DATA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC. Agenda Number: 933410805
--------------------------------------------------------------------------------------------------------------------------
Security: 205768203
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CRK
ISIN: US2057682039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAY ALLISON Mgmt For For
DAVID W. SLEDGE Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
04 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year Against
THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC. Agenda Number: 933369161
--------------------------------------------------------------------------------------------------------------------------
Security: 206708109
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: CNQR
ISIN: US2067081099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY T. MCCABE Mgmt For For
EDWARD P. GILLIGAN Mgmt Withheld Against
RAJEEV SINGH Mgmt Withheld Against
02 AMENDMENTS TO 2007 EQUITY INCENTIVE PLAN Mgmt Against Against
03 APPROVAL OF 2010 CASH INCENTIVE PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM
05 APPROVAL OF, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
06 RECOMMENDATION OF, BY NON-BINDING VOTE, THE Mgmt 3 Years For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
CONSTANT CONTACT, INC. Agenda Number: 933432178
--------------------------------------------------------------------------------------------------------------------------
Security: 210313102
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: CTCT
ISIN: US2103131023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS ANDERSON Mgmt For For
SHARON T. ROWLANDS Mgmt For For
02 TO APPROVE OUR 2011 STOCK INCENTIVE PLAN. Mgmt For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO HOLD FUTURE STOCKHOLDER ADVISORY VOTES ON Mgmt 3 Years Against
EXECUTIVE COMPENSATION AT THE FOLLOWING INTERVAL.
--------------------------------------------------------------------------------------------------------------------------
CYBERSOURCE CORPORATION Agenda Number: 933301955
--------------------------------------------------------------------------------------------------------------------------
Security: 23251J106
Meeting Type: Special
Meeting Date: 20-Jul-2010
Ticker: CYBS
ISIN: US23251J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 20, 2010, BY AND
AMONG VISA INC., MARKET ST. CORP. AND CYBERSOURCE
CORPORATION, PURSUANT TO WHICH CYBERSOURCE
WILL BE ACQUIRED BY VISA.
02 PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES
AT THE TIME OF SUCH ADJOURNMENT OR POSTPONEMENT
TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
CYMER, INC. Agenda Number: 933393857
--------------------------------------------------------------------------------------------------------------------------
Security: 232572107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CYMI
ISIN: US2325721072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES J. ABBE Mgmt For For
ROBERT P. AKINS Mgmt For For
EDWARD H. BRAUN Mgmt For For
MICHAEL R. GAULKE Mgmt Withheld Against
WILLIAM G. OLDHAM Mgmt For For
ERIC M. RUTTENBERG Mgmt For For
PETER J. SIMONE Mgmt Withheld Against
YOUNG K. SOHN Mgmt Withheld Against
JON D. TOMPKINS Mgmt Withheld Against
02 TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
04 AN ADVISORY VOTE TO APPROVE, BY NON-BINDING Mgmt For For
VOTE, THE COMPENSATION OF CYMER'S EXECUTIVE
OFFICERS.
05 AN ADVISORY VOTE TO RECOMMEND, BY NON-BINDING Mgmt 3 Years Against
VOTE, THE FREQUENCY OF SOLICITATION OF AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DEALERTRACK HOLDINGS, INC. Agenda Number: 933415463
--------------------------------------------------------------------------------------------------------------------------
Security: 242309102
Meeting Type: Annual
Meeting Date: 23-May-2011
Ticker: TRAK
ISIN: US2423091022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK F. O' NEIL Mgmt For For
MARY CIRILLO-GOLDBERG Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS DEALERTRACK'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
03 TO APPROVE THE COMPENSATION OF EACH EXECUTIVE Mgmt For For
OFFICER, AS DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO THE COMPENSATION DISCLOSURE RULES
OF THE SEC
04 FREQUENCY OF STOCKHOLDER VOTE TO APPROVE THE Mgmt 3 Years For
COMPENSATION OF EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 933421238
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANGEL R. MARTINEZ Mgmt For For
REX A. LICKLIDER Mgmt For For
JOHN M. GIBBONS Mgmt For For
JOHN G. PERENCHIO Mgmt For For
MAUREEN CONNERS Mgmt For For
RUTH M. OWADES Mgmt For For
KARYN O. BARSA Mgmt For For
MICHAEL F. DEVINE, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER OUR 2006 EQUITY INCENTIVE PLAN.
04 TO APPROVE, BY ADVISORY VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION PROGRAM VOTES.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND FOODS, INC. Agenda Number: 933354805
--------------------------------------------------------------------------------------------------------------------------
Security: 252603105
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: DMND
ISIN: US2526031057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. GILBERT Mgmt Withheld Against
ROBERT J. ZOLLARS Mgmt Withheld Against
EDWARD A. BLECHSCHMIDT Mgmt For For
STEVEN M. NEIL Mgmt Withheld Against
02 APPROVAL OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DICE HOLDINGS, INC. Agenda Number: 933389555
--------------------------------------------------------------------------------------------------------------------------
Security: 253017107
Meeting Type: Annual
Meeting Date: 15-Apr-2011
Ticker: DHX
ISIN: US2530171071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER R. EZERSKY Mgmt Withheld Against
DAVID S. GORDON Mgmt For For
DAVID C. HODGSON Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years Against
FOR THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DSW, INC. Agenda Number: 933409092
--------------------------------------------------------------------------------------------------------------------------
Security: 23334L102
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: DSW
ISIN: US23334L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAROLEE FRIEDLANDER Mgmt For For
1B ELECTION OF DIRECTOR: HARVEY L. SONNENBERG Mgmt Abstain Against
1C ELECTION OF DIRECTOR: ALLAN J. TANENBAUM Mgmt Abstain Against
02 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DSW, INC. Agenda Number: 933426923
--------------------------------------------------------------------------------------------------------------------------
Security: 23334L102
Meeting Type: Special
Meeting Date: 19-May-2011
Ticker: DSW
ISIN: US23334L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
FEBRUARY 8, 2011, AMONG DSW INC., DSW MS LLC,
AN OHIO LIMITED LIABILITY COMPANY AND A WHOLLY
OWNED SUBSIDIARY OF DSW, AND RETAIL VENTURES,
INC., AND APPROVE THE MERGER AND THE ISSUANCE
OF DSW CLASS A COMMON SHARES AND DSW CLASS
B COMMON SHARES
02 TO ADOPT THE AMENDED AND RESTATED ARTICLES OF Mgmt For For
INCORPORATION
03 TO APPROVE ANY MOTION TO ADJOURN OR POSTPONE Mgmt For For
THE DSW SPECIAL MEETING TO ANOTHER TIME OR
PLACE, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE DSW SPECIAL MEETING TO ADOPT ANY OF
THE FOREGOING PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
EVERCORE PARTNERS, INC. Agenda Number: 933437798
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER C. ALTMAN Mgmt Withheld Against
PEDRO ASPE Mgmt Withheld Against
RICHARD I. BEATTIE Mgmt For For
FRANCOIS DE ST. PHALLE Mgmt For For
GAIL B. HARRIS Mgmt For For
CURT HESSLER Mgmt For For
ANTHONY N. PRITZKER Mgmt For For
RALPH L. SCHLOSSTEIN Mgmt Withheld Against
02 TO PROVIDE AN ADVISORY NON-BINDING VOTE ON THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO PROVIDE AN ADVISORY NON-BINDING VOTE REGARDING Mgmt 1 Year Against
THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
FIRST CASH FINANCIAL SERVICES, INC. Agenda Number: 933446672
--------------------------------------------------------------------------------------------------------------------------
Security: 31942D107
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: FCFS
ISIN: US31942D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. MIKEL D. FAULKNER Mgmt For For
MR. RANDEL G. OWEN Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2011.
03 APPROVE THE FIRST CASH FINANCIAL SERVICES, INC. Mgmt For For
2011 LONG-TERM INCENTIVE PLAN.
04 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN
THE PROXY STATEMENT.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES TO BE EVERY
ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 933448816
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORRIS GOLDFARB Mgmt Withheld Against
SAMMY AARON Mgmt Withheld Against
THOMAS J. BROSIG Mgmt Withheld Against
ALAN FELLER Mgmt For For
JEFFREY GOLDFARB Mgmt Withheld Against
CARL KATZ Mgmt Withheld Against
LAURA POMERANTZ Mgmt For For
WILLEM VAN BOKHORST Mgmt For For
RICHARD WHITE Mgmt Withheld Against
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 3 Years Against
FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933431265
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORTIMER B. FULLER III Mgmt For For
JOHN C. HELLMANN Mgmt For For
ROBERT M. MELZER Mgmt For For
02 PROPOSAL TO RATIFY THE ADOPTION OF THE SECOND Mgmt Against Against
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE
PLAN.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION.
04 SAY ON PAY - A NON-BINDING, ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
05 SAY WHEN ON PAY - A NON-BINDING, ADVISORY VOTE Mgmt 3 Years For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
06 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GENOMIC HEALTH, INC. Agenda Number: 933441571
--------------------------------------------------------------------------------------------------------------------------
Security: 37244C101
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: GHDX
ISIN: US37244C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDAL W. SCOTT Mgmt Withheld Against
KIMBERLY J. POPOVITS Mgmt Withheld Against
JULIAN C. BAKER Mgmt Withheld Against
FRED E. COHEN Mgmt For For
SAMUEL D. COLELLA Mgmt For For
GINGER L. GRAHAM Mgmt For For
RANDALL S. LIVINGSTON Mgmt For For
WOODROW A. MYERS, JR. Mgmt For For
02 TO APPROVE THE GENOMIC HEALTH, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO VOTE ON THE FREQUENCY, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, OF A NON-BINDING ADVISORY STOCKHOLDER
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS GENOMIC HEALTH'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. Agenda Number: 933429690
--------------------------------------------------------------------------------------------------------------------------
Security: 384313102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GTI
ISIN: US3843131026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY W. CARSON Mgmt For For
MARY B. CRANSTON Mgmt For For
HAROLD E. LAYMAN Mgmt For For
FERRELL P. MCCLEAN Mgmt For For
NATHAN MILIKOWSKY Mgmt For For
MICHAEL C. NAHL Mgmt For For
STEVEN R. SHAWLEY Mgmt For For
CRAIG S. SHULAR Mgmt For For
02 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 3 Years Against
HOW FREQUENTLY WE WILL HAVE FUTURE ADVISORY
VOTES ON OUR EXECUTIVE COMPENSATION - EVERY
ONE, TWO OR THREE YEARS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933379667
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
JOHN C. DANFORTH Mgmt Withheld Against
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt Withheld Against
ROBERT T. BLAKELY Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP TO SERVE AS GREENHILL'S AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL, BY NON-BINDING VOTE, OF GREENHILL'S Mgmt Against Against
EXECUTIVE COMPENSATION.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES ON GREENHILL'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HANGER ORTHOPEDIC GROUP, INC. Agenda Number: 933415069
--------------------------------------------------------------------------------------------------------------------------
Security: 41043F208
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: HGR
ISIN: US41043F2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS P. COOPER, M.D. Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
ERIC A. GREEN Mgmt For For
STEPHEN E. HARE Mgmt For For
ISAAC KAUFMAN Mgmt For For
THOMAS F. KIRK Mgmt For For
PETER J. NEFF Mgmt For For
BENNETT ROSENTHAL Mgmt For For
IVAN R. SABEL, CPO Mgmt For For
02 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt 3 Years Against
FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION PROVIDING FOR THE REMOVAL
OF THE CLASS OF NON-VOTING COMMON STOCK.
05 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO PERMIT AMENDMENTS TO OUR
BY-LAWS BY OUR BOARD OF DIRECTORS.
06 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REMOVE DUPLICATIVE PROVISIONS
AND MAKE CERTAIN OTHER NON-SUBSTANTIVE CHANGES.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
HEARTWARE INTERNATIONAL, INC. Agenda Number: 933428612
--------------------------------------------------------------------------------------------------------------------------
Security: 422368100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: HTWR
ISIN: US4223681002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY BARBERICH Mgmt For For
C. RAYMOND LARKIN, JR. Mgmt For For
ROBERT THOMAS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
PAID TO CERTAIN EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF STOCKHOLDER APPROVAL OF THE COMPENSATION
PAID TO CERTAIN EXECUTIVE OFFICERS.
05 TO APPROVE THE GRANT OF 22,450 RESTRICTED STOCK Mgmt For For
UNITS TO DOUGLAS GODSHALL ON THE TERMS SET
OUT IN THE ACCOMPANYING PROXY STATEMENT.
06 TO APPROVE THE GRANT OF UP TO 1,000 RESTRICTED Mgmt For For
STOCK UNITS AND 1,000 STOCK OPTIONS TO ROBERT
THOMAS ON THE TERMS SET OUT IN THE ACCOMPANYING
PROXY STATEMENT.
07 TO APPROVE THE GRANT OF UP TO 1,000 RESTRICTED Mgmt For For
STOCK UNITS AND 1,000 STOCK OPTIONS TO SETH
HARRISON ON THE TERMS SET OUT IN THE ACCOMPANYING
PROXY STATEMENT.
08 TO APPROVE THE GRANT OF UP TO 1,000 RESTRICTED Mgmt For For
STOCK UNITS AND 1,000 STOCK OPTIONS TO TIMOTHY
BARBERICH ON THE TERMS SET OUT IN THE ACCOMPANYING
PROXY STATEMENT.
09 TO APPROVE THE GRANT OF UP TO 1,000 RESTRICTED Mgmt For For
STOCK UNITS AND 1,000 STOCK OPTIONS TO CHRISTINE
BENNETT ON THE TERMS SET OUT IN THE ACCOMPANYING
PROXY STATEMENT.
10 TO APPROVE THE GRANT OF UP TO 1,000 RESTRICTED Mgmt For For
STOCK UNITS AND 1,000 STOCK OPTIONS TO CHARLES
RAYMOND LARKIN, JR. ON THE TERMS SET OUT IN
THE ACCOMPANYING PROXY STATEMENT.
11 TO APPROVE THE GRANT OF UP TO 1,000 RESTRICTED Mgmt For For
STOCK UNITS AND 1,000 STOCK OPTIONS TO ROBERT
STOCKMAN ON THE TERMS SET OUT IN THE ACCOMPANYING
PROXY STATEMENT.
12 TO APPROVE THE GRANT OF UP TO 1,000 RESTRICTED Mgmt For For
STOCK UNITS AND 1,000 STOCK OPTIONS TO DENIS
WADE ON THE TERMS SET OUT IN THE ACCOMPANYING
PROXY STATEMENT.
13 TO RATIFY THE ISSUANCE AND SALE BY THE COMPANY Mgmt For For
OF $143.75 MILLION AGGREGATE PRINCIPAL AMOUNT
OF OUR 3.50% CONVERTIBLE SENIOR NOTES DUE 2017
(AND THE ISSUE AND ALLOTMENT OF UP TO TO 1,767,293
SHARES OF COMMON STOCK ON CONVERSION OF THE
NOTES) IN ACCORDANCE WITH THE TERMS AND PROVISIONS
SET FORTH IN THAT CERTAIN PROSPECTUS SUPPLEMENT
FILED WITH THE SECURITIES AND EXCHANGE COMMISSION
ON DECEMBER 13, 2010.
14 IF DOUGLAS GODSHALL IS APPOINTED AS YOUR PROXY, Mgmt For
OR MAY BE APPOINTED BY DEFAULT AND YOU DO NOT
WISH TO DIRECT YOUR PROXY HOW TO VOTE AS YOUR
PROXY IN RESPECT OF PROPOSALS 5-12, PLEASE
PLACE A MARK IN THE BOX. BY MARKING THIS BOX,
YOU ACKNOWLEDGE THAT DOUGLAS GODSHALL MAY EXERCISE
YOUR PROXY EVEN IF HE HAS AN INTEREST IN THE
OUTCOME OF THE PROPOSALS. IF YOU DO NOT MARK
THIS BOX, AND YOU HAVE NOT DIRECTED YOUR PROXY
HOW TO VOTE, DOUGLAS GODSHALL WILL NOT CAST
YOUR VOTES ON PROPOSALS 5-12.
--------------------------------------------------------------------------------------------------------------------------
HEICO CORPORATION Agenda Number: 933375316
--------------------------------------------------------------------------------------------------------------------------
Security: 422806109
Meeting Type: Annual
Meeting Date: 28-Mar-2011
Ticker: HEI
ISIN: US4228061093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADOLFO HENRIQUES Mgmt For For
SAMUEL L. HIGGINBOTTOM Mgmt Withheld Against
MARK H. HILDEBRANDT Mgmt Withheld Against
WOLFGANG MAYRHUBER Mgmt Withheld Against
ERIC A. MENDELSON Mgmt Withheld Against
LAURANS A. MENDELSON Mgmt Withheld Against
VICTOR H. MENDELSON Mgmt Withheld Against
DR. ALAN SCHRIESHEIM Mgmt Withheld Against
FRANK J. SCHWITTER Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
OCTOBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933388058
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOEL S. BECKMAN Mgmt For For
DAVID E. BERGES Mgmt For For
LYNN BRUBAKER Mgmt For For
JEFFREY C. CAMPBELL Mgmt For For
SANDRA L. DERICKSON Mgmt For For
W. KIM FOSTER Mgmt For For
THOMAS A. GENDRON Mgmt For For
JEFFREY A. GRAVES Mgmt For For
DAVID C. HILL Mgmt For For
DAVID L. PUGH Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3 ADVISORY VOTE ON FREQUENCY OF CONDUCTING AN Mgmt 3 Years Against
ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION
4 APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION Mgmt For For
PLAN
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
HHGREGG,INC Agenda Number: 933304331
--------------------------------------------------------------------------------------------------------------------------
Security: 42833L108
Meeting Type: Annual
Meeting Date: 03-Aug-2010
Ticker: HGG
ISIN: US42833L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAWRENCE P. CASTELLANI Mgmt For For
BENJAMIN D. GEIGER Mgmt Withheld Against
CATHERINE A. LANGHAM Mgmt For For
DENNIS L. MAY Mgmt Withheld Against
JOHN M. ROTH Mgmt Withheld Against
CHARLES P. RULLMAN Mgmt For For
MICHAEL L. SMITH Mgmt For For
PETER M. STARRETT Mgmt For For
JERRY W. THROGMARTIN Mgmt Withheld Against
KATHLEEN C. TIERNEY Mgmt For For
DARELL E. ZINK Mgmt For For
02 TO RATIFY THE ACTION OF THE BOARD OF DIRECTORS Mgmt For For
IN AMENDING THE HHGREGG, INC. 2007 EQUITY INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE THEREUNDER FROM
3,000,000 TO 6,000,000.
03 TO RATIFY THE ACTION OF THE COMPANY'S AUDIT Mgmt For For
COMMITTEE IN APPOINTING KPMG, LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 933441228
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT C. JOHNSON Mgmt For For
RALPH T. PARKS Mgmt For For
02 SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR FISCAL 2012.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 RE-APPROVAL OF PERFORMANCE-BASED COMPENSATION Mgmt For For
UNDER THE AMENDED AND RESTATED 2006 EXECUTIVE
OFFICER CASH BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
HITTITE MICROWAVE CORP Agenda Number: 933415855
--------------------------------------------------------------------------------------------------------------------------
Security: 43365Y104
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HITT
ISIN: US43365Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN G. DALY Mgmt For For
ERNEST L. GODSHALK Mgmt For For
RICK D. HESS Mgmt For For
ADRIENNE M. MARKHAM Mgmt For For
BRIAN P. MCALOON Mgmt For For
COSMO S. TRAPANI Mgmt For For
FRANKLIN WEIGOLD Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS
03 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 3 Years Against
OF FUTURE ADVISORY STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
HUB GROUP, INC. Agenda Number: 933391601
--------------------------------------------------------------------------------------------------------------------------
Security: 443320106
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: HUBG
ISIN: US4433201062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID P. YEAGER Mgmt Withheld Against
MARK A. YEAGER Mgmt Withheld Against
GARY D. EPPEN Mgmt Withheld Against
CHARLES R. REAVES Mgmt Withheld Against
MARTIN P. SLARK Mgmt Withheld Against
02 THE APPROVAL OF THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS.
03 THE FREQUENCY OF A STOCKHOLDER VOTE TO APPROVE Mgmt 3 Years Against
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IHS INC. Agenda Number: 933393213
--------------------------------------------------------------------------------------------------------------------------
Security: 451734107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: IHS
ISIN: US4517341073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERRE L. STEAD Mgmt For For
C. MICHAEL ARMSTRONG Mgmt Withheld Against
BALAKRISHNAN S. IYER Mgmt Withheld Against
BRIAN H. HALL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTANTS
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE IHS INC. 2004 LONG-TERM INCENTIVE PLAN
04 APPROVAL FOR AN INCREASE IN THE NUMBER OF SHARES Mgmt Against Against
AVAILABLE FOR ISSUANCE UNDER THE AMENDED AND
RESTATED IHS INC. 2004 LONG-TERM INCENTIVE
PLAN
05 AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
06 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933324181
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Special
Meeting Date: 28-Sep-2010
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. DEMIRIAN Mgmt For For
I. MARTIN POMPADUR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933446646
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. DEMIRIAN Mgmt For For
DAVID W. LEEBRON Mgmt Withheld Against
MARTIN POMPADUR Mgmt For For
MARC A. UTAY Mgmt Withheld Against
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE:
VOTING WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
03 ADVISORY RESOLUTION TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY CIRCULAR AND PROXY
STATEMENT.
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 933431811
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD U. DE SCHUTTER Mgmt For For
BARRY M. ARIKO Mgmt For For
JULIAN C. BAKER Mgmt For For
PAUL A. BROOKE Mgmt For For
WENDY L. DIXON. Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
JOHN F. NIBLACK Mgmt For For
ROY A. WHITFIELD Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE COMPANY'S 2010 Mgmt Against Against
STOCK INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER
TO 12,553,475 SHARES.
03 TO APPROVE THE AMENDMENT TO THE COMPANY'S 1997 Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER
TO 8,350,000 SHARES.
04 TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
05 TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON Mgmt 3 Years Against
THE FREQUENCY OF FUTURE NON-BINDING ADVISORY
STOCKHOLDER VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
06 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933410540
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For For
1B ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt Against Against
1C ELECTION OF DIRECTOR: GODFREY R. SULLIVAN Mgmt For For
02 TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt Against Against
EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF INFORMATICA'S COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES
AND (II) INCREASE THE RATIO BY WHICH FULL VALUE
AWARDS COUNT AGAINST THE SHARE RESERVE TO 2.37
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS INFORMATICA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INPHI CORPORATION Agenda Number: 933434615
--------------------------------------------------------------------------------------------------------------------------
Security: 45772F107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: IPHI
ISIN: US45772F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID J. LADD Mgmt For For
LIP-BU TAN Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 AN ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years For
AN ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 933406553
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SALLY CRAWFORD Mgmt For For
REGINA SOMMER Mgmt For For
JOSEPH ZAKRZEWSKI Mgmt For For
02 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt 3 Years For
REGARDING THE FREQUENCY OF FUTURE NON-BINDING,
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTERXION HOLDING N V Agenda Number: 933480749
--------------------------------------------------------------------------------------------------------------------------
Security: N47279109
Meeting Type: Annual
Meeting Date: 29-Jun-2011
Ticker: INXN
ISIN: NL0009693779
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT (EURO) AS THE OFFICIAL CURRENCY Mgmt For For
FOR OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR
THE FINANCIAL YEAR 2010.
02 PROPOSAL TO ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACOOUNTS FOR THE FINANCIAL YEAR 2010.
03 TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY Mgmt For For
BOARD AND OUR MANAGEMENT BOARD FROM CERTAIN
LIABILITY FOR FINANCIAL YEAR 2010.
4A PROPOSAL TO RE-APPOINT PETER E.D. EKELUND AS Mgmt Abstain Against
NON-EXECUTIVE DIRECTOR.
4B PROPOSAL TO RE-APPOINT PAUL SCHRODER AS NON-EXECUTIVE Mgmt For For
DIRECTOR.
4C PROPOSAL TO APPOINT DAVID LISTER AS NON-EXECUTIVE Mgmt For For
DIRECTOR.
05 PROPOSAL TO MAKE CERTAIN ADJUSTMENTS TO THE Mgmt For For
COMPENSATION PACKAGE OF OUR CHIEF EXECUTIVE
OFFICER AND EXECUTIVE DIRECTOR, DAVID C. RUBERG,
AS DESCRIBED IN THE PROXY STATEMENT.
06 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. TO Mgmt For For
AUDIT OUR ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR 2011.
07 PROPOSAL TO ADOPT ENGLISH AS THE OFFICIAL LANGUAGE Mgmt For For
AND (EURO) AS THE OFFICIAL CURRENCY FOR OUR
DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR 2011 AND ONWARDS.
08 PROPOSAL TO PROVIDE A COMPENSATION PACKAGE TO Mgmt For For
OUR NON-EXECUTIVE DIRECTORS, AS DESCRIBED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933432027
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PHD Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt For For
MICHAEL R. KAMPFE Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
WILLIAM F. KRUPKE, PHD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF IPG PHOTONICS CORPORATION FOR 2011.
03 TO APPROVE THE AMENDMENTS TO THE 2006 STOCK Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
J.CREW GROUP, INC. Agenda Number: 933370087
--------------------------------------------------------------------------------------------------------------------------
Security: 46612H402
Meeting Type: Special
Meeting Date: 01-Mar-2011
Ticker: JCG
ISIN: US46612H4020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
NOVEMBER 23, 2010, AS AMENDED BY AMENDMENT
NO. 1 TO THE AGREEMENT AND PLAN OF MERGER,
DATED JANUARY 18, 2011 (AS AMENDED, THE "MERGER
AGREEMENT") WITH CHINOS HOLDINGS, INC., ("PARENT"),
AND CHINOS ACQUISITION CORPORATION, ("MERGER
SUB") AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE
MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
K12 INC Agenda Number: 933354665
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 16-Dec-2010
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG R. BARRETT Mgmt For For
GUILLERMO BRON Mgmt For For
NATHANIEL A. DAVIS Mgmt For For
STEVEN B. FINK Mgmt For For
MARY H. FUTRELL Mgmt For For
RONALD J. PACKARD Mgmt For For
JANE M. SWIFT Mgmt For For
ANDREW H. TISCH Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED 2007 EQUITY Mgmt Against Against
INCENTIVE AWARD PLAN AND APPROVAL OF PERFORMANCE
CRITERIA
03 RATIFICATION OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011
--------------------------------------------------------------------------------------------------------------------------
K12 INC Agenda Number: 933362307
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Special
Meeting Date: 27-Jan-2011
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF CONVERSION RIGHTS AND VOTING RIGHTS Mgmt For For
FOR THE SERIES A SPECIAL STOCK PURSUANT TO
THE RULES OF THE NEW YORK STOCK EXCHANGE
02 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY, INCLUDING
TO SOLICIT ADDITIONAL PROXIES
--------------------------------------------------------------------------------------------------------------------------
LIFE TIME FITNESS, INC. Agenda Number: 933378728
--------------------------------------------------------------------------------------------------------------------------
Security: 53217R207
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: LTM
ISIN: US53217R2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BAHRAM AKRADI Mgmt For For
GILES H. BATEMAN Mgmt For For
JACK W. EUGSTER Mgmt For For
GUY C. JACKSON Mgmt For For
JOHN K. LLOYD Mgmt For For
MARTHA A. MORFITT Mgmt For For
JOHN B. RICHARDS Mgmt For For
JOSEPH S. VASSALLUZZO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE THE LIFE TIME FITNESS, INC. 2011 Mgmt For For
LONG-TERM INCENTIVE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE 2010 COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN OUR PROXY STATEMENT.
05 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 3 Years For
OF INCLUDING AN ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS IN OUR PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
LUFKIN INDUSTRIES, INC. Agenda Number: 933410552
--------------------------------------------------------------------------------------------------------------------------
Security: 549764108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: LUFK
ISIN: US5497641085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
H.J. TROUT, JR. Mgmt For For
J.T. JONGEBLOED Mgmt For For
S.V. BAER Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD Mgmt For For
OF DIRECTORS OF THE COMPANY TO APPROVE AND
ADOPT THE AMENDMENT OF THE COMPANY'S FOURTH
RESTATED ARTICLES OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 60,000,000 TO 150,000,000.
04 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 3 Years For
THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933394493
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST CSIZAR Mgmt For For
JULIA JOHNSON Mgmt For For
JORGE MAS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF BDO USA, LLP US Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Mgmt 3 Years For
OF NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
(ESPP).
--------------------------------------------------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC. Agenda Number: 933395394
--------------------------------------------------------------------------------------------------------------------------
Security: 577767106
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: MXWL
ISIN: US5777671067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT GUYETT Mgmt For For
DAVID J. SCHRAMM Mgmt For For
YON YOON JORDEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
MDC PARTNERS INC. Agenda Number: 933449781
--------------------------------------------------------------------------------------------------------------------------
Security: 552697104
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: MDCA
ISIN: CA5526971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MILES S. NADAL Mgmt For For
ROBERT J. KAMERSCHEN Mgmt For For
CLARE COPELAND Mgmt Withheld Against
THOMAS N. DAVIDSON Mgmt For For
SCOTT L. KAUFFMAN Mgmt For For
MICHAEL J.L. KIRBY Mgmt For For
STEPHEN M. PUSTIL Mgmt For For
02 A RESOLUTION APPOINTING BDO USA, LLP TO ACT Mgmt For For
AS AUDITORS OF MDC PARTNERS AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 A RESOLUTION APPROVING THE COMPANY'S 2011 STOCK Mgmt Against Against
INCENTIVE PLAN.
04 A NON-BINDING ADVISORY RESOLUTION ON THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
05 WITH RESPECT TO A NON-BINDING RESOLUTION ON Mgmt 3 Years Against
THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933309189
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 10-Aug-2010
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD A. BERENSON* Mgmt Withheld Against
DONALD GLICKMAN* Mgmt Withheld Against
JAMES WILEN* Mgmt For For
ELIZABETH A. WOLSZON* Mgmt Withheld Against
ROBERT E. MELLOR** Mgmt For For
02 TO RATIFY THE AMENDMENT TO THE MONRO MUFFLER Mgmt For For
BRAKE, INC. 2007 STOCK INCENTIVE PLAN.
03 TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MARCH 26, 2011.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 933384834
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BENJAMIN F. DUPONT Mgmt For For
1B ELECTION OF DIRECTOR: HENRY A. FERNANDEZ Mgmt For For
1C ELECTION OF DIRECTOR: ALICE W. HANDY Mgmt For For
1D ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1E ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE W. SIGULER Mgmt For For
1G ELECTION OF DIRECTOR: SCOTT M. SIPPRELLE Mgmt For For
1H ELECTION OF DIRECTOR: PATRICK TIERNEY Mgmt For For
1I ELECTION OF DIRECTOR: RODOLPHE M. VALLEE Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
AS DESCRIBED IN THESE PROXY MATERIALS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
MWI VETERINARY SUPPLY, INC. Agenda Number: 933362078
--------------------------------------------------------------------------------------------------------------------------
Security: 55402X105
Meeting Type: Annual
Meeting Date: 08-Feb-2011
Ticker: MWIV
ISIN: US55402X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEITH E. ALESSI Mgmt Withheld Against
BRUCE C. BRUCKMANN Mgmt For For
JAMES F. CLEARY, JR. Mgmt For For
JOHN F. MCNAMARA Mgmt For For
A. CRAIG OLSON Mgmt For For
ROBERT N. REBHOLTZ, JR. Mgmt For For
WILLIAM J. ROBISON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 A NON-BINDING ADVISORY VOTE ON SAY-ON-PAY FREQUENCY Mgmt 3 Years For
04 A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED Agenda Number: 933432837
--------------------------------------------------------------------------------------------------------------------------
Security: 639050103
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: BABY
ISIN: US6390501038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH E. LUDLUM Mgmt For For
MARK D. MICHAEL Mgmt For For
02 APPROVAL OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR THE CURRENT FISCAL YEAR.
03 TO HOLD AN ADVISORY VOTE ON THE ISSUE OF EXECUTIVE Mgmt For For
COMPENSATION.
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY WITH Mgmt 3 Years Against
WHICH AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
SHOULD BE HELD.
05 TO RATIFY THE 2011 STOCK AWARDS PLAN. Mgmt For For
06 TO RATIFY THE 2011 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda Number: 933447472
--------------------------------------------------------------------------------------------------------------------------
Security: 640268108
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: NKTR
ISIN: US6402681083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH J. KRIVULKA Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD W. ROBIN Mgmt For For
1C ELECTION OF DIRECTOR: DENNIS L. WINGER Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
NETEZZA CORPORATION Agenda Number: 933338419
--------------------------------------------------------------------------------------------------------------------------
Security: 64111N101
Meeting Type: Special
Meeting Date: 10-Nov-2010
Ticker: NZ
ISIN: US64111N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF SEPTEMBER 19, 2010,
BY AND AMONG INTERNATIONAL BUSINESS MACHINES
CORPORATION, A NEW YORK CORPORATION ("IBM"),
ONYX ACQUISITION CORP., A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF IBM, AND NETEZZA,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE MERGER AGREEMENT AT THE TIME
OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NETLOGIC MICROSYSTEMS, INC. Agenda Number: 933443133
--------------------------------------------------------------------------------------------------------------------------
Security: 64118B100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: NETL
ISIN: US64118B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD JANKOV Mgmt For For
NORMAN GODINHO Mgmt For For
MARVIN BURKETT Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, 2010 EXECUTIVE Mgmt For For
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF FUTURE VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF A STOCKHOLDER PROPOSAL TO REQUEST Shr For Against
THE BOARD OF DIRECTORS TO INITIATE AN APPROPRIATE
PROCESS TO AMEND THE COMPANY'S CERTIFICATE
OF INCORPORATION AND/OR BYLAWS TO PROVIDE THAT
UNCONTESTED DIRECTOR NOMINEES SHALL BE ELECTED
BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF
VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
NETSPEND HOLDINGS, INC (NTSP) Agenda Number: 933418976
--------------------------------------------------------------------------------------------------------------------------
Security: 64118V106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: NTSP
ISIN: US64118V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW W. ADAMS Mgmt Withheld Against
DANIEL R. HENRY Mgmt Withheld Against
STEPHEN A. VOGEL Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
03 EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER Mgmt 3 Years For
VOTE.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NXSTAGE MEDICAL, INC. Agenda Number: 933449604
--------------------------------------------------------------------------------------------------------------------------
Security: 67072V103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: NXTM
ISIN: US67072V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY H. BURBANK Mgmt For For
PHILIPPE O. CHAMBON Mgmt For For
DANIEL A. GIANNINI Mgmt For For
NANCY J. HAM Mgmt For For
EARL R. LEWIS Mgmt Withheld Against
CRAIG W. MOORE Mgmt For For
REID S. PERPER Mgmt For For
DAVID S. UTTERBERG Mgmt For For
02 AMENDING OUR 2005 STOCK INCENTIVE PLAN TO, AMONG Mgmt For For
OTHER THINGS, INCREASE THE NUMBER OF SHARES
OF OUR COMMON STOCK THAT MAY BE ISSUED PURSUANT
TO THE PLAN BY AN ADDITIONAL 4,000,000 SHARES.
03 ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
04 ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING Mgmt 3 Years Against
AN ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933389632
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TED COLLINS, JR. Mgmt For For
DOUGLAS E. SWANSON, JR. Mgmt Withheld Against
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3A ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3B ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda Number: 933406351
--------------------------------------------------------------------------------------------------------------------------
Security: 675232102
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OII
ISIN: US6752321025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T. JAY COLLINS Mgmt For For
D. MICHAEL HUGHES Mgmt For For
02 ADVISORY VOTE ON A RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years Against
ADVISORY VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda Number: 933429830
--------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PNRA
ISIN: US69840W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD M. SHAICH Mgmt For For
FRED K. FOULKES Mgmt For For
02 APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE Mgmt 3 Years Against
FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
04 APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE
FROM 87,000,000 SHARES TO 124,500,000 SHARES.
05 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2011.
--------------------------------------------------------------------------------------------------------------------------
PHARMASSET, INC. Agenda Number: 933374655
--------------------------------------------------------------------------------------------------------------------------
Security: 71715N106
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: VRUS
ISIN: US71715N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. CARNEY Mgmt For For
P. SCHAEFER PRICE Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF GRANT THORNTON LLP AS PHARMASSET, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR.
03 APPROVAL OF AMENDMENTS TO PHARMASSET, INC.'S Mgmt For For
REVISED 2007 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON COMPENSATION OF PHARMASSET, Mgmt For For
INC.'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years For
ON COMPENSATION OF PHARMASSET, INC.'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS-VAN HEUSEN CORPORATION Agenda Number: 933456495
--------------------------------------------------------------------------------------------------------------------------
Security: 718592108
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: PVH
ISIN: US7185921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY BAGLIVO Mgmt For For
EMANUEL CHIRICO Mgmt For For
JUAN FIGUEREO Mgmt For For
JOSEPH B. FULLER Mgmt For For
FRED GEHRING Mgmt For For
MARGARET L. JENKINS Mgmt For For
DAVID LANDAU Mgmt For For
BRUCE MAGGIN Mgmt Withheld Against
V. JAMES MARINO Mgmt For For
HENRY NASELLA Mgmt For For
RITA M. RODRIGUEZ Mgmt Withheld Against
CRAIG RYDIN Mgmt For For
CHRISTIAN STAHL Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE THE NAME OF THE
COMPANY TO "PVH CORP."
03 APPROVAL OF THE MATERIAL TERMS TO THE COMPANY'S Mgmt For For
2006 STOCK INCENTIVE PLAN.
04 ADVISORY VOTE ON THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE WITH RESPECT TO THE FREQUENCY Mgmt 3 Years Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 APPOINTMENT OF AUDITORS. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
POLYPORE INTERNATIONAL INC. Agenda Number: 933416910
--------------------------------------------------------------------------------------------------------------------------
Security: 73179V103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: PPO
ISIN: US73179V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL GRAFF Mgmt For For
W. NICHOLAS HOWLEY Mgmt Withheld Against
02 TO APPROVE THE AMENDED AND RESTATED POLYPORE Mgmt For For
INTERNATIONAL, INC. 2007 STOCK INCENTIVE PLAN
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda Number: 933449907
--------------------------------------------------------------------------------------------------------------------------
Security: 739276103
Meeting Type: Annual
Meeting Date: 27-Jun-2011
Ticker: POWI
ISIN: US7392761034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BALU BALAKRISHNAN Mgmt For For
ALAN D. BICKELL Mgmt For For
NICHOLAS E. BRATHWAITE Mgmt For For
JAMES FIEBIGER Mgmt For For
WILLIAM GEORGE Mgmt For For
BALAKRISHNAN S. IYER Mgmt Withheld Against
E. FLOYD KVAMME Mgmt For For
STEVEN J. SHARP Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS.
03 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 3 Years
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF POWER INTEGRATIONS' NAMED
EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF POWER INTEGRATIONS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC. Agenda Number: 933411578
--------------------------------------------------------------------------------------------------------------------------
Security: 74733T105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: QLIK
ISIN: US74733T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARS BJORK Mgmt For For
BRUCE GOLDEN Mgmt For For
02 TO APPROVE THE QLIK TECHNOLOGIES INC. EXECUTIVE Mgmt For For
INCENTIVE CASH BONUS PLAN AND ITS MATERIAL
TERMS AS PRESENTED IN PROPOSAL 2.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO HOLD AN ADVISORY NON-BINDING VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
05 TO HOLD AN ADVISORY NON-BINDING VOTE ON THE Mgmt 3 Years Against
FREQUENCY OF HOLDING AN ADVISORY NON-BINDING
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
QUESTCOR PHARMACEUTICALS, INC. Agenda Number: 933413560
--------------------------------------------------------------------------------------------------------------------------
Security: 74835Y101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: QCOR
ISIN: US74835Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DON M. BAILEY Mgmt For For
MITCHELL J. BLUTT Mgmt For For
NEAL C. BRADSHER Mgmt For For
STEPHEN C. FARRELL Mgmt For For
LOUIS SILVERMAN Mgmt For For
VIRGIL D. THOMPSON Mgmt Withheld Against
2 PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS.
3 PROPOSAL TO APPROVE AN ADVISORY (NONBINDING) Mgmt 3 Years
RESOLUTION REGARDING FREQUENCY OF SAY-ON-PAY
VOTES.
4 PROPOSAL TO RATIFY AN AMENDMENT TO ADD 3,500,000 Mgmt Against Against
SHARES TO THE 2006 EQUITY INCENTIVE AWARD PLAN.
5 PROPOSAL TO RATIFY AN AMENDMENT TO ADD 600,000 Mgmt For For
SHARES TO THE AMENDED AND RESTATED 2003 EMPLOYEE
STOCK PURCHASE PLAN.
6 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, Mgmt For For
LLC AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 933333356
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 11-Nov-2010
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KIERAN GALLAHUE Mgmt Against Against
1B ELECTION OF DIRECTOR: MICHAEL QUINN Mgmt Against Against
1C ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt For For
02 TO APPROVE AN INCREASE IN THE MAXIMUM AGGREGATE Mgmt Against Against
LIMIT OF DIRECTORS' FEES WE MAY PAY IN ANY
FISCAL YEAR TO ALL NON-EXECUTIVE DIRECTORS,
AS A GROUP, FROM THE CURRENT LIMIT OF $400,000
TO A MAXIMUM AGGREGATE AMOUNT NOT TO EXCEED
$800,000 DURING ANY FISCAL YEAR.
03 TO AMEND THE CERTIFICATE OF INCORPORATION TO Mgmt Against Against
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
RESMED'S COMMON STOCK FROM 200,000,000 TO 350,000,000
SHARES.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
ROBBINS & MYERS, INC. Agenda Number: 933375051
--------------------------------------------------------------------------------------------------------------------------
Security: 770196103
Meeting Type: Annual
Meeting Date: 22-Mar-2011
Ticker: RBN
ISIN: US7701961036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW G. LAMPEREUR Mgmt For For
THOMAS P. LOFTIS Mgmt For For
DALE L. MEDFORD Mgmt For For
ALBERT J. NEUPAVER Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING AUGUST 31, 2011.
03 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 APPROVAL IN AN ADVISORY (NON-BINDING) VOTE OF Mgmt 3 Years Against
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 933394176
--------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ROSE
ISIN: US7777793073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. BECKLER Mgmt For For
MATTHEW D. FITZGERALD Mgmt For For
PHILIP L. FREDERICKSON Mgmt For For
D. HENRY HOUSTON Mgmt For For
RANDY L. LIMBACHER Mgmt For For
JOSIAH O. LOW III Mgmt For For
DONALD D. PATTESON, JR. Mgmt For For
02 RESOLVED, THAT THE STOCKHOLDERS OF THE COMPANY Mgmt For For
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS DISCLOSED
IN THE COMPENSATION DISCUSSION AND ANALYSIS,
THE SUMMARY COMPENSATION TABLE AND THE OTHER
RELATED COMPENSATION TABLES, NOTES AND NARATIVE
IN THE PROXY STATEMENT FOR THE COMPANY'S 2011
ANNUAL MEETING OF STOCKHOLDERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
SAVVIS INC. Agenda Number: 933407149
--------------------------------------------------------------------------------------------------------------------------
Security: 805423308
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: SVVS
ISIN: US8054233080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY E. DOBBS Mgmt For For
CLYDE A. HEINTZELMAN Mgmt For For
THOMAS E. MCINERNEY Mgmt For For
JAMES E. OUSLEY Mgmt For For
JAMES P. PELLOW Mgmt For For
DAVID C. PETERSCHMIDT Mgmt For For
MERCEDES A. WALTON Mgmt For For
PATRICK J. WELSH Mgmt For For
02 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION APPROVAL.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933378716
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT A. SHAY Mgmt For For
JOSEPH J. DEPAOLO Mgmt For For
ALFRED B. DELBELLO Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC Agenda Number: 933376104
--------------------------------------------------------------------------------------------------------------------------
Security: 826919102
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: SLAB
ISIN: US8269191024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NAVDEEP S. SOOCH Mgmt For For
LAURENCE G. WALKER Mgmt For For
WILLIAM P. WOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE, BY A NON-BINDING VOTE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE COMPANY'S PROXY STATEMENT.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 933423941
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 27-Jun-2011
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE A. BEDA* Mgmt Withheld Against
FREDERICK O. HANSER* Mgmt For For
RONALD J. KRUSZEWSKI* Mgmt Withheld Against
THOMAS P. MULROY* Mgmt Withheld Against
THOMAS W. WEISEL* Mgmt Withheld Against
KELVIN R. WESTBROOK* Mgmt For For
ALTON F. IRBY III** Mgmt For For
MICHAEL W. BROWN *** Mgmt For For
ROBERT E. GRADY*** Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt Against Against
TO THE STIFEL FINANCIAL CORP. 2001 INCENTIVE
STOCK PLAN.
03 PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Mgmt 3 Years For
VOTING ON EXECUTIVE COMPENSATION.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
SUCCESSFACTORS, INC. Agenda Number: 933430213
--------------------------------------------------------------------------------------------------------------------------
Security: 864596101
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: SFSF
ISIN: US8645961017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM H. HARRIS, JR. Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM E. MCGLASHAN, Mgmt For For
JR.
02 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT.
03 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933379376
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
G. FELDA HARDYMON Mgmt For For
ALEX W. 'PETE' HART Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
KYUNG H. YOON Mgmt For For
02 TO APPROVE THE COMPANY'S 2006 EQUITY INCENTIVE Mgmt Against Against
PLAN, AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 425,000 SHARES OF COMMON STOCK FOR
ISSUANCE THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
04 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION ("SAY
ON PAY").
05 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt 3 Years Against
ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF, ACCORDING TO THE PROXY
HOLDERS' DECISION AND IN THEIR DISCRETION.
--------------------------------------------------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP. Agenda Number: 933403367
--------------------------------------------------------------------------------------------------------------------------
Security: 78505P100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SXCI
ISIN: CA78505P1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK THIERER Mgmt For For
STEVEN D. COSLER Mgmt For For
TERRENCE C. BURKE Mgmt For For
WILLIAM J. DAVIS Mgmt For For
PHILIP R. REDDON Mgmt For For
CURTIS J. THORNE Mgmt For For
ANTHONY R. MASSO Mgmt For For
02 TO CONSIDER AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED BYLAWS TO INCREASE
THE QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS.
03 TO CONSIDER AND APPROVE AN AMENDMENT TO THE Mgmt For For
SXC HEALTH SOLUTIONS CORP. LONG TERM INCENTIVE
PLAN TO INCREASE THE MAXIMUM NUMBER OF COMMON
SHARES WE MAY ISSUE UNDER THE PLAN BY 1,800,000.
04 TO HOLD A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THIS PROXY CIRCULAR
AND PROXY STATEMENT.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
06 TO APPOINT AUDITORS AND TO AUTHORIZE THE DIRECTORS Mgmt For For
TO FIX THE AUDITORS REMUNERATION AND TERMS
OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
T-3 ENERGY SERVICES, INC. Agenda Number: 933357065
--------------------------------------------------------------------------------------------------------------------------
Security: 87306E107
Meeting Type: Special
Meeting Date: 07-Jan-2011
Ticker: TTES
ISIN: US87306E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 6, 2010, AMONG
T-3 ENERGY SERVICES, INC. ("T-3"), ROBBINS
& MYERS, INC. ("ROBBINS & MYERS"), TRIPLE MERGER
I, INC. TRIPLE MERGER II, INC. AS SUCH MERGER
AGREEMENT MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
02 PROPOSAL TO APPROVE AN ADJOURNMENT OF THE T-3 Mgmt For For
SPECIAL MEETING, IF NECESSARY, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES FOR THE PROPOSAL TO ADOPT
THE MERGER AGREEMENT AND APPROVE THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC Agenda Number: 933416819
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREG ROTH Mgmt Withheld Against
JAMES L. BIERMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR 2011.
03 APPROVAL, IN A NON-BINDING, ADVISORY VOTE, OF Mgmt Against Against
THE COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
04 DETERMINATION, IN A NON-BINDING, ADVISORY VOTE, Mgmt 1 Year Against
WHETHER A NON-BINDING SHAREHOLDER VOTE TO APPROVE
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
--------------------------------------------------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL, INC. Agenda Number: 933381838
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EVELYN S. DILSAVER Mgmt For For
1B ELECTION OF DIRECTOR: FRANK DOYLE Mgmt For For
1C ELECTION OF DIRECTOR: JOHN A. HEIL Mgmt For For
1D ELECTION OF DIRECTOR: PETER K. HOFFMAN Mgmt For For
1E ELECTION OF DIRECTOR: SIR PAUL JUDGE Mgmt For For
1F ELECTION OF DIRECTOR: NANCY F. KOEHN Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO Mgmt For For
1H ELECTION OF DIRECTOR: P. ANDREWS MCLANE Mgmt For For
1I ELECTION OF DIRECTOR: MARK SARVARY Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS
03 AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 933400640
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Mgmt For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Mgmt For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY Mgmt For For
VOTE.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933406616
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES R. RAMSEY Mgmt For For
JAMES R. ZARLEY Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM FOR 2011.
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE ADVISORY BOARD COMPANY Agenda Number: 933312578
--------------------------------------------------------------------------------------------------------------------------
Security: 00762W107
Meeting Type: Annual
Meeting Date: 10-Sep-2010
Ticker: ABCO
ISIN: US00762W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SANJU K. BANSAL Mgmt For For
PETER J. GRUA Mgmt Withheld Against
KELT KINDICK Mgmt Withheld Against
ROBERT W. MUSSLEWHITE Mgmt For For
MARK R. NEAMAN Mgmt For For
LEON D. SHAPIRO Mgmt Withheld Against
FRANK J. WILLIAMS Mgmt For For
LEANNE M. ZUMWALT Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011
--------------------------------------------------------------------------------------------------------------------------
THE CORPORATE EXECUTIVE BOARD COMPANY Agenda Number: 933444995
--------------------------------------------------------------------------------------------------------------------------
Security: 21988R102
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: EXBD
ISIN: US21988R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS L. MONAHAN III Mgmt For For
GREGOR S. BAILAR Mgmt For For
STEPHEN M. CARTER Mgmt For For
GORDON J. COBURN Mgmt For For
L. KEVIN COX Mgmt Withheld Against
NANCY J. KARCH Mgmt For For
DANIEL O. LEEMON Mgmt For For
JEFFREY R. TARR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda Number: 933406197
--------------------------------------------------------------------------------------------------------------------------
Security: 90385D107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: ULTI
ISIN: US90385D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LEROY A. VANDER PUTTEN Mgmt For For
ROBERT A. YANOVER Mgmt For For
2 TO RATIFY THE APPOINTMENT FOR KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
3 AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TITAN MACHINERY, INC. Agenda Number: 933443640
--------------------------------------------------------------------------------------------------------------------------
Security: 88830R101
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: TITN
ISIN: US88830R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TONY CHRISTIANSON Mgmt Withheld Against
JAMES IRWIN Mgmt For For
THEODORE WRIGHT Mgmt For For
02 RATIFY APPOINTMENT OF EIDE BAILLY LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 31, 2012.
03 AN ADVISORY NON-BINDING VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY NON-BINDING VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 AMEND THE TITAN MACHINERY INC. 2005 EQUITY INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR GRANT THEREUNDER TO 1,500,000.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 933386321
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAY M. GRATZ Mgmt For For
RONALD W. KAPLAN Mgmt For For
2 TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS
3 TO APPROVE THE FREQUENCY OF STOCKHOLDER ADVISORY Mgmt 1 Year Against
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS;
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS TREX COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC Agenda Number: 933449553
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS K. ECK Mgmt For For
CHARLES J. PHILIPPIN Mgmt For For
KENNETH T. STEVENS Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 INCENTIVE AWARD PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VANCEINFO TECHNOLOGIES INC. Agenda Number: 933337354
--------------------------------------------------------------------------------------------------------------------------
Security: 921564100
Meeting Type: Annual
Meeting Date: 11-Nov-2010
Ticker: VIT
ISIN: US9215641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RE-ELECTION OF MR. DANIEL MINGDONG WU AS A CLASS Mgmt Against Against
C DIRECTOR OF THE COMPANY
02 RE-ELECTION OF MR. SAMUELSON S.M. YOUNG AS A Mgmt Against Against
CLASS C DIRECTOR OF THE COMPANY
03 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITOR DELOITTE TOUCHE TOHMATSU CPA LTD. FOR
THE FISCAL YEAR 2009 AT A FEE AGREED BY THE
DIRECTORS
04 APPOINTMENT OF THE INDEPENDENT AUDITOR DELOITTE Mgmt For For
TOUCHE TOHMATSU CPA LTD. FOR THE FISCAL YEAR
2010 AT A FEE AGREED BY THE DIRECTORS
05 RATIFICATION OF INCLUSION OF FINANCIAL STATEMENTS Mgmt For For
OF FISCAL YEAR 2009 IN THE COMPANY'S 2009 ANNUAL
REPORT
06 AUTHORIZATION OF THE DIRECTORS TO TAKE ANY AND Mgmt For For
EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT
THE FOREGOING RESOLUTIONS 1 TO 5 AS SUCH DIRECTOR,
IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT
--------------------------------------------------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. Agenda Number: 933355237
--------------------------------------------------------------------------------------------------------------------------
Security: 922207105
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: VSEA
ISIN: US9222071055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD A. AURELIO Mgmt For For
BIN-MING TSAI Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
3 TO APPROVE OUR 2011 MANAGEMENT INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VITAMIN SHOPPE INC Agenda Number: 933426214
--------------------------------------------------------------------------------------------------------------------------
Security: 92849E101
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: VSI
ISIN: US92849E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD L. MARKEE Mgmt Withheld Against
B. MICHAEL BECKER Mgmt Withheld Against
CATHERINE E. BUGGELN Mgmt For For
JOHN H. EDMONDSON Mgmt For For
DAVID H. EDWAB Mgmt For For
DOUGLAS R. KORN Mgmt Withheld Against
RICHARD L. PERKAL Mgmt Withheld Against
BETH M. PRITCHARD Mgmt For For
KATHERINE SAVITT-LENNON Mgmt For For
ANTHONY N. TRUESDALE Mgmt For For
2 APPROVE THE ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
3 FREQUENCY OF EXECUTIVE COMPENSATION SHAREHOLDER Mgmt 3 Years For
VOTE.
4 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VOCUS, INC. Agenda Number: 933449743
--------------------------------------------------------------------------------------------------------------------------
Security: 92858J108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: VOCS
ISIN: US92858J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN BURNS Mgmt For For
RONALD KAISER Mgmt For For
RICHARD RUDMAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF OUR COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year Against
FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION
AS "EVERY THREE YEARS".
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933297043
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KIERAN T. GALLAHUE Mgmt For For
ALEXIS V. LUKIANOV Mgmt For For
JOHN ONOPCHENKO Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF VOLCANO
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933389149
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. COYLE Mgmt For For
ROY T. TANAKA Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF VOLCANO
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE VOLCANO'S AMENDED AND RESTATED 2005 Mgmt For For
EQUITY COMPENSATION PLAN, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
04 RESOLVED, THAT STOCKHOLDERS APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN PROXY STATEMENT FOR
THE 2011 ANNUAL MEETING PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE RELATED
COMPENSATION TABLES AND THE NARRATIVE DISCLOSURE
TO THOSE TABLES.
05 RESOLVED, THAT THE STOCKHOLDERS OF VOLCANO DETERMINE, Mgmt 3 Years Against
ON AN ADVISORY BASIS, THAT THE FREQUENCY WITH
WHICH THE STOCKHOLDERS OF VOLCANO WISH TO HAVE
AN ADVISORY VOTE ON THE COMPENSATION OF VOLCANO'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE SEC'S COMPENSATION DISCLOSURE RULES
IS EVERY.
--------------------------------------------------------------------------------------------------------------------------
WASTE CONNECTIONS, INC. Agenda Number: 933410499
--------------------------------------------------------------------------------------------------------------------------
Security: 941053100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: WCN
ISIN: US9410531001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: ROBERT H. DAVIS Mgmt Against Against
02 APPROVAL OF THE PROPOSAL TO AMEND THE AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 150,000,000 TO 250,000,000
SHARES
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WCI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 APPROVAL ON A NON-BINDING, ADVISORY BASIS OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE PROXY STATEMENT ("SAY ON
PAY")
05 APPROVAL ON A NON-BINDING, ADVISORY BASIS OF Mgmt 3 Years For
HOLDING FUTURE SAY ON PAY VOTES EVERY ONE,
TWO OR THREE YEARS
--------------------------------------------------------------------------------------------------------------------------
WEBMD HEALTH CORP. Agenda Number: 933331100
--------------------------------------------------------------------------------------------------------------------------
Security: 94770V102
Meeting Type: Annual
Meeting Date: 21-Oct-2010
Ticker: WBMD
ISIN: US94770V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN M. CAMERON Mgmt For For
WAYNE T. GATTINELLA Mgmt For For
ABDOOL RAHIM MOOSSA, MD Mgmt For For
STANLEY S. TROTMAN, JR. Mgmt For For
02 TO APPROVE AN AMENDMENT TO WEBMD'S 2005 LONG-TERM Mgmt Against Against
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF WEBMD COMMON STOCK ISSUABLE UNDER THAT PLAN
BY 2,600,000 SHARES.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS WEBMD'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION Agenda Number: 933432370
--------------------------------------------------------------------------------------------------------------------------
Security: 981475106
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: INT
ISIN: US9814751064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL H. STEBBINS Mgmt Withheld Against
MICHAEL J. KASBAR Mgmt Withheld Against
KEN BAKSHI Mgmt For For
RICHARD A. KASSAR Mgmt Withheld Against
MYLES KLEIN Mgmt For For
JOHN L. MANLEY Mgmt For For
J. THOMAS PRESBY Mgmt For For
STEPHEN K. RODDENBERRY Mgmt For For
02 APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ZOLL MEDICAL CORPORATION Agenda Number: 933360935
--------------------------------------------------------------------------------------------------------------------------
Security: 989922109
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: ZOLL
ISIN: US9899221090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH C. PELHAM Mgmt For For
BENSON F. SMITH Mgmt For For
JOHN J. WALLACE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN,
AS AMENDED.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2006 NON-EMPLOYEE DIRECTOR
STOCK OPTION PLAN, AS AMENDED.
04 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION REGARDING EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Mgmt 3 Years For
RESOLUTION REGARDING THE FREQUENCY OF FUTURE
NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 2, 2011.
Loomis Sayles Strategic Income Fund
--------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 933379679
--------------------------------------------------------------------------------------------------------------------------
Security: 03748R101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: AIV
ISIN: US03748R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES N. BAILEY Mgmt For For
1B ELECTION OF DIRECTOR: TERRY CONSIDINE Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD S. ELLWOOD Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS L. KELTNER Mgmt For For
1E ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT A. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: KATHLEEN M. NELSON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. STEIN Mgmt For For
2 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR AIMCO FOR THE YEAR
ENDING DECEMBER 31, 2011.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
5 APPROVAL OF AN AMENDMENT TO AIMCO'S CHARTER Mgmt For For
TO PERMIT THE BOARD OF DIRECTORS TO GRANT WAIVERS
OF THE OWNERSHIP LIMIT UP TO 12%.
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATION Agenda Number: 933397449
--------------------------------------------------------------------------------------------------------------------------
Security: 045604105
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: AEC
ISIN: US0456041054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT T. ADAMS Mgmt Withheld Against
JAMES M. DELANEY Mgmt For For
JEFFREY I. FRIEDMAN Mgmt Withheld Against
MICHAEL E. GIBBONS Mgmt For For
MARK L. MILSTEIN Mgmt Withheld Against
JAMES A. SCHOFF Mgmt For For
RICHARD T. SCHWARZ Mgmt For For
02 TO APPROVE THE ASSOCIATED ESTATES REALTY CORPORATION Mgmt Against Against
2011 EQUITY-BASED AWARD PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL
YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND THE FREQUENCY OF THE VOTE ON THE Mgmt 3 Years Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505617
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BMLPRI
ISIN: US0605056177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt Against Against
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr For Against
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr For Against
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr Against For
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr Against For
RELOCATION BENEFITS.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933386701
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D ELECTION OF DIRECTOR: L.J. FREEH Mgmt Against Against
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Against Against
1F ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For
1H ELECTION OF DIRECTOR: A.J. LACY Mgmt Against Against
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1K ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Against Against
1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For
06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
07 PHARMACEUTICAL PRICE RESTRAINT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 933455126
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AUBREY K. MCCLENDON Mgmt For For
DON NICKLES Mgmt For For
KATHLEEN M. EISBRENNER Mgmt For For
LOUIS A. SIMPSON Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE Mgmt Against Against
PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
04 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
06 SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY Shr For Against
SHAREHOLDER VOTE ON DIRECTOR COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933318392
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 24-Sep-2010
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt Withheld Against
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933380191
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C ELECTION OF DIRECTOR: GORDON GUND Mgmt Against Against
1D ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1E ELECTION OF DIRECTOR: H. ONNO RUDING Mgmt For For
1F ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE Mgmt For For
COMPENSATION.
03 APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF Mgmt 3 Years Against
FUTURE EXECUTIVE COMPENSATION VOTES.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS CORNING'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DEVELOPERS DIVERSIFIED REALTY CORP. Agenda Number: 933430340
--------------------------------------------------------------------------------------------------------------------------
Security: 251591103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: DDR
ISIN: US2515911038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: TERRANCE R. AHERN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS FINNE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT H. GIDEL Mgmt For For
1E ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1F ELECTION OF DIRECTOR: VOLKER KRAFT Mgmt For For
1G ELECTION OF DIRECTOR: VICTOR B. MACFARLANE Mgmt For For
1H ELECTION OF DIRECTOR: CRAIG MACNAB Mgmt For For
1I ELECTION OF DIRECTOR: SCOTT D. ROULSTON Mgmt For For
1J ELECTION OF DIRECTOR: BARRY A. SHOLEM Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS
FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER
31, 2011.
03 SHAREHOLDER ADVISORY VOTE REGARDING THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 SHAREHOLDER ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
FOR FUTURE SHAREHOLDER ADVISORY VOTES REGARDING
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DEX ONE CORPORATION Agenda Number: 933385519
--------------------------------------------------------------------------------------------------------------------------
Security: 25212W100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: DEXO
ISIN: US25212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JONATHAN B. BULKELEY Mgmt Against Against
1B ELECTION OF DIRECTOR: EUGENE I. DAVIS Mgmt Against Against
1C ELECTION OF DIRECTOR: RICHARD L. KUERSTEINER Mgmt For For
1D ELECTION OF DIRECTOR: W. KIRK LIDDELL Mgmt Against Against
1E ELECTION OF DIRECTOR: MARK A. MCEACHEN Mgmt For For
1F ELECTION OF DIRECTOR: ALFRED T. MOCKETT Mgmt For For
1G ELECTION OF DIRECTOR: ALAN F. SCHULTZ Mgmt For For
02 PROPOSAL TO APPROVE BY NON-BINDING VOTE EXECUTIVE Mgmt For For
COMPENSATION
03 PROPOSAL TO RECOMMEND BY NON-BINDING VOTE, THE Mgmt 3 Years Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
--------------------------------------------------------------------------------------------------------------------------
DREYFUS HIGH YIELD STRATEGIES FUND Agenda Number: 933306715
--------------------------------------------------------------------------------------------------------------------------
Security: 26200S101
Meeting Type: Annual
Meeting Date: 05-Aug-2010
Ticker: DHF
ISIN: US26200S1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES M. FITZGIBBONS Mgmt Withheld Against
ROSLYN M. WATSON Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933388539
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C105
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: DUK
ISIN: US26441C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM BARNET, III Mgmt For For
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
ANN MAYNARD GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
JAMES E. ROGERS Mgmt For For
PHILIP R. SHARP Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE Mgmt For For
ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT
FOR 2011
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION
05 SHAREHOLDER PROPOSAL RELATING TO PREPARATION Shr Against For
OF A REPORT ON DUKE ENERGY CORPORATION'S GLOBAL
WARMING-RELATED LOBBYING ACTIVITIES
06 SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE Shr Against For
OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED
RELIANCE ON COAL
07 SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
DWS HIGH INCOME TRUST FUND Agenda Number: 933448373
--------------------------------------------------------------------------------------------------------------------------
Security: 23337C208
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: KHI
ISIN: US23337C2089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. BALLANTINE Mgmt Withheld Against
DAWN-MARIE DRISCOLL Mgmt Withheld Against
KENNETH C. FROEWISS Mgmt Withheld Against
REBECCA W. RIMEL Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 933423624
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
LINDA WALKER BYNOE Mgmt For For
BRADLEY A. KEYWELL Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
THE YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE 2011 SHARE INCENTIVE PLAN. Mgmt Against Against
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE Mgmt 3 Years For
COMPENSATION.
06 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING.
07 SHAREHOLDER PROPOSAL RELATING TO AN EXECUTIVE Shr Against For
COMPENSATION PERFORMANCE MEASURE.
--------------------------------------------------------------------------------------------------------------------------
FELCOR LODGING TRUST INCORPORATED Agenda Number: 933337708
--------------------------------------------------------------------------------------------------------------------------
Security: 31430F200
Meeting Type: Special
Meeting Date: 15-Nov-2010
Ticker: FCHPRA
ISIN: US31430F2002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHRISTOPHER J. HARTUNG Mgmt For *
1B ELECTION OF DIRECTOR: C. BRIAN STRICKLAND Mgmt For *
02 ADJOURNMENT OF SPECIAL MEETING IF A QUORUM IS Mgmt For *
NOT PRESENT AT THE TIME OF THE SPECIAL MEETING
OR IF OTHERWISE NECESSARY TO SOLICIT ADDITIONAL
PROXIES TO ELECT THE NOMINEES.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN TELCOM HOLDCO, INC Agenda Number: 933404725
--------------------------------------------------------------------------------------------------------------------------
Security: 420031106
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: HWLT
ISIN: US4200311060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD A. JALKUT Mgmt For For
KURT M. CELLAR Mgmt For For
WALTER A. DODS, JR. Mgmt For For
WARREN H. HARUKI Mgmt For For
STEVEN C. OLDHAM Mgmt Withheld Against
BERNARD R. PHILLIPS III Mgmt For For
ERIC K. YEAMAN Mgmt For For
02 TO ADOPT, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT
03 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 3 Years For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND CREDIT STRATEGIES FUND Agenda Number: 933457043
--------------------------------------------------------------------------------------------------------------------------
Security: 43005Q107
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: HCF
ISIN: US43005Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. TIMOTHY K. HUI Mgmt Withheld Against
MR. SCOTT F. KAVANAUGH Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933403812
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt Against Against
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt Against Against
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt Against Against
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Mgmt For For
PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 933373689
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1C ELECTION OF DIRECTOR: TIMOTHY W. FINCHEM Mgmt Against Against
1D ELECTION OF DIRECTOR: KENNETH M. JASTROW, II Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For
1F ELECTION OF DIRECTOR: MELISSA LORA Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL G. MCCAFFERY Mgmt Against Against
1H ELECTION OF DIRECTOR: JEFFREY T. MEZGER Mgmt For For
1I ELECTION OF DIRECTOR: LESLIE MOONVES Mgmt For For
1J ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt Against Against
02 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING NOVEMBER 30, 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE KB HOME Mgmt Against Against
2010 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
05 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 933364185
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 28-Jan-2011
Ticker: HIO
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN Mgmt Withheld Against
DANIEL P. CRONIN Mgmt Withheld Against
JESWALD W. SALACUSE Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933377245
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 13-Apr-2011
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. "TIG" GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
DONNA E. SHALALA Mgmt For For
JEFFREY SONNENFELD Mgmt For For
02 TO APPROVE THE COMPANY'S COMPENSATION OF EXECUTIVE Mgmt Against Against
OFFICERS (A NON-BINDING SAY-ON-PAY VOTE).
03 TO HAVE AN ADVISORY VOTE ON THE COMPANY'S COMPENSATION Mgmt 1 Year For
OF EXECUTIVE OFFICERS ONCE EVERY 1, 2 OR 3
YEARS (A NON-BINDING SAY-ON-FREQUENCY VOTE).
04 TO APPROVE PROPOSED AMENDMENTS TO SECTIONS 7.1 Mgmt For For
THROUGH 7.4 OF THE COMPANY'S BYLAWS.
05 TO APPROVE A PROPOSED AMENDMENT TO ARTICLE XI Mgmt For For
OF THE COMPANY'S BYLAWS.
06 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL
YEAR ENDING NOVEMBER 30, 2011.
07 STOCKHOLDER PROPOSAL REGARDING THE COMPANY'S Shr Against For
BUILDING PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 933468250
--------------------------------------------------------------------------------------------------------------------------
Security: 61744H105
Meeting Type: Annual
Meeting Date: 30-Jun-2011
Ticker: MSD
ISIN: US61744H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHLEEN A. DENNIS Mgmt Withheld Against
JOSEPH J. KEARNS Mgmt Withheld Against
MICHAEL E. NUGENT Mgmt Withheld Against
FERGUS REID Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933390344
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER S. HELLMAN Mgmt For For
ANASTASIA D. KELLY Mgmt For For
JOHN J. MCMACKIN, JR. Mgmt For For
HUGH H. ROBERTS Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
REPSOL YPF, S.A. Agenda Number: 933386989
--------------------------------------------------------------------------------------------------------------------------
Security: 76026T205
Meeting Type: Annual
Meeting Date: 15-Apr-2011
Ticker: REPYY
ISIN: US76026T2050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REVIEW AND APPROVAL, IF APPROPRIATE, OF THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE MANAGEMENT
REPORT OF REPSOL YPF, S.A., OF THE CONSOLIDATED
ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED
MANAGEMENT REPORT, FOR THE FISCAL YEAR ENDED
31ST DECEMBER 2010, OF THE PROPOSAL OF APPLICATION
OF ITS EARNINGS.
02 APPROVAL OF THE MANAGEMENT BY THE BOARD OF DIRECTORS Mgmt For For
DURING FISCAL YEAR 2010.
03 APPOINTMENT OF THE ACCOUNTS AUDITOR OF REPSOL Mgmt For For
YPF, S.A. AND OF ITS CONSOLIDATED GROUP FOR
THE FISCAL YEAR 2011.
04 AMENDMENT OF ARTICLES 9, 11, 19, 24, 27, 29, 32, 39, Mgmt For For
44, 50 AND 56 OF THE ARTICLES OF ASSOCIATION;
AND OF THE ARTICLES 3, 5, 8, 13, 14 AND 15
OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS
MEETING.
05 AMENDMENT OF ARTICLE 52 OF THE ARTICLES OF ASSOCIATION, Mgmt For For
REGARDING THE APPLICATION OF PROFIT/LOSS OF
THE FISCAL YEAR.
06 AMENDMENT OF ARTICLES 40 AND 35 OF THE ARTICLES Mgmt For For
OF ASSOCIATION, REGARDING THE INTERNAL POSITIONS
AND MEETINGS OF THE BOARD OF DIRECTORS.
07 RE-ELECTION OF MR. ANTONIO BRUFAU NIUBO AS DIRECTOR. Mgmt For For
08 RE-ELECTION OF MR. LUIS FERNANDO DEL RIVERO Mgmt For For
ASENSIO AS DIRECTOR.
09 RE-ELECTION OF MR. JUAN ABELLO GALLO AS DIRECTOR. Mgmt For For
10 RE-ELECTION OF MR. LUIS CARLOS CROISSIER BATISTA Mgmt For For
AS DIRECTOR.
11 RE-ELECTION OF MR. ANGEL DURANDEZ ADEVA AS DIRECTOR. Mgmt For For
12 RE-ELECTION OF MR. JOSE MANUEL LOUREDA MANTINAN Mgmt For For
AS DIRECTOR.
13 APPOINTMENT OF MR. MARIO FERNANDEZ PELAZ AS Mgmt For For
DIRECTOR.
14 DELIVERY PLAN SHARES TO THE BENEFICIARIES OF Mgmt For For
MULTI-ANNUAL PROGRAMS.
15 STOCK PURCHASE PLAN 2011-2012. Mgmt For For
16 DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE FIXED RATE SECURITIES, CONVERTIBLE
OR EXCHANGEABLE BY SHARES OF THE COMPANY OR
EXCHANGEABLE BY SHARES OF OTHER COMPANIES,
AS WELL AS WARRANTS. ESTABLISHMENT OF THE CRITERIA
FOR THE DETERMINATION OF THE BASIS AND METHODS
FOR THE CONVERSION AND/OR EXCHANGE AND DELEGATION
TO THE BOARD OF DIRECTORS OF THE POWERS TO
INCREASE THE CAPITAL STOCK IN THE NECESSARY
AMOUNT, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
17 DELEGATION OF POWERS TO SUPPLEMENT, DEVELOP, Mgmt For For
EXECUTE, RECTIFY AND FORMALIZE THE RESOLUTIONS
ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933412506
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1B ELECTION OF DIRECTOR: LINDA WALKER BYNOE Mgmt For For
1C ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1D ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt Against Against
1E ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1F ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1G ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. Mgmt For For
1H ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
02 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 3 Years Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION Agenda Number: 933445935
--------------------------------------------------------------------------------------------------------------------------
Security: 83272A104
Meeting Type: Special
Meeting Date: 27-May-2011
Ticker: SSCC
ISIN: US83272A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED JANUARY 23, 2011 (AS IT MAY BE
AMENDED FROM TIME TO TIME), AMONG ROCK-TENN
COMPANY, SMURFIT-STONE, AND SAM ACQUISITION,
LLC, A WHOLLY-OWNED SUBSIDIARY OF ROCKTENN.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
FOR ANY PURPOSE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL NUMBER 1.
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 933378843
--------------------------------------------------------------------------------------------------------------------------
Security: 847560109
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SE
ISIN: US8475601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM T. ESREY Mgmt For For
GREGORY L. EBEL Mgmt For For
AUSTIN A. ADAMS Mgmt For For
PAUL M. ANDERSON Mgmt For For
PAMELA L. CARTER Mgmt For For
F. ANTHONY COMPER Mgmt For For
PETER B. HAMILTON Mgmt For For
DENNIS R. HENDRIX Mgmt For For
MICHAEL MCSHANE Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
MICHAEL E.J. PHELPS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
03 APPROVAL OF THE SPECTRA ENERGY CORP 2007 LONG-TERM Mgmt For For
INCENTIVE PLAN, AS AMENDED AND RESTATED.
04 APPROVAL OF THE SPECTRA ENERGY CORP EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN, AS AMENDED AND RESTATED.
05 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
07 SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD.
--------------------------------------------------------------------------------------------------------------------------
SUPERMEDIA INC Agenda Number: 933404131
--------------------------------------------------------------------------------------------------------------------------
Security: 868447103
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SPMD
ISIN: US8684471035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD J. BAYONE Mgmt For For
ROBERT C. BLATTBERG Mgmt For For
CHARLES B. CARDEN Mgmt For For
ROBIN DOMENICONI Mgmt For For
THOMAS D. GARDNER Mgmt For For
DAVID E. HAWTHORNE Mgmt For For
PETER J. MCDONALD Mgmt For For
THOMAS S. ROGERS Mgmt For For
JOHN SLATER Mgmt For For
DOUGLAS D. WHEAT Mgmt For For
02 ADVISORY VOTE APPROVING SUPERMEDIA'S EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years Against
COMPENSATION VOTE.
04 RATIFICATION OF ERNST & YOUNG LLP AS SUPERMEDIA'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933323103
--------------------------------------------------------------------------------------------------------------------------
Security: 91911X104
Meeting Type: Special
Meeting Date: 27-Sep-2010
Ticker: VRX
ISIN: US91911X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 20, 2010, AMONG VALEANT PHARMACEUTICALS
INTERNATIONAL, BIOVAIL CORPORATION, BIOVAIL
AMERICAS CORP. (A WHOLLY OWNED SUBSIDIARY OF
BIOVAIL CORPORATION) AND BEACH MERGER CORP.
(A WHOLLY OWNED SUBSIDIARY OF BIOVAIL AMERICAS
CORP.)
02 APPROVAL OF THE ADJOURNMENT OF THE VALEANT PHARMACEUTICALSMgmt For For
INTERNATIONAL SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 933428561
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT A. INGRAM Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
G. MASON MORFIT Mgmt For For
LAURENCE E. PAUL Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
LLOYD M. SEGAL Mgmt For For
KATHARINE STEVENSON Mgmt For For
MICHAEL R. VAN EVERY Mgmt For For
02 THE APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING NARRATIVE
DISCUSSIONS CONTAINED IN THE MANAGEMENT PROXY
CIRCULAR AND PROXY STATEMENT.
03 THE DETERMINATION AS TO HOW FREQUENTLY A NON-BINDING Mgmt 3 Years Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD
BE CONDUCTED.
04 THE APPROVAL OF THE COMPANY'S 2011 OMNIBUS INCENTIVE Mgmt For For
PLAN.
05 THE APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
2007 EQUITY COMPENSATION PLAN.
06 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Mgmt For For
AUDITORS FOR THE COMPANY TO HOLD OFFICE UNTIL
THE CLOSE OF THE 2012 ANNUAL MEETING OF SHAREHOLDERS
AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS
TO FIX THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933423840
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MATTHEW W. EMMENS Mgmt For For
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION PROGRAM.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET MANAGED HIGH FUND Agenda Number: 933468034
--------------------------------------------------------------------------------------------------------------------------
Security: 95766L107
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: MHY
ISIN: US95766L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL L. COLMAN Mgmt Withheld Against
LESLIE H. GELB Mgmt Withheld Against
RIORDAN ROETT Mgmt Withheld Against
Loomis Sayles Value Fund
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 933411554
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2010
2B CONSULTATIVE VOTE ON THE 2010 REMUNERATION REPORT Mgmt For For
03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
04 APPROPRIATION OF AVAILABLE EARNINGS AND CONVERSION Mgmt For For
OF CAPITAL CONTRIBUTION RESERVE
05 CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL Mgmt Against Against
IN CONNECTION WITH EMPLOYEE PARTICIPATION
06 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For
7A RE-ELECTION OF ROGER AGNELLI Mgmt Against Against
7B RE-ELECTION OF LOUIS R. HUGHES Mgmt Against Against
7C RE-ELECTION OF HANS ULRICH MAERKI Mgmt For For
7D RE-ELECTION OF MICHEL DE ROSEN Mgmt For For
7E RE-ELECTION OF MICHAEL TRESCHOW Mgmt For For
7F RE-ELECTION OF JACOB WALLENBERG Mgmt Against Against
7G RE-ELECTION OF HUBERTUS VON GRUNBERG Mgmt For For
7H ELECTION OF MS. YING YEH TO THE BOARD OF DIRECTORS Mgmt For For
08 RE-ELECTION OF THE AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ABITIBIBOWATER INC. Agenda Number: 933455140
--------------------------------------------------------------------------------------------------------------------------
Security: 003687209
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: ABH
ISIN: US0036872093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD B. EVANS Mgmt For For
RICHARD D. FALCONER Mgmt For For
RICHARD GARNEAU Mgmt For For
JEFFREY A. HEARN Mgmt For For
ALAIN RHEAUME Mgmt For For
PAUL C. RIVETT Mgmt For For
MICHAEL ROUSSEAU Mgmt For For
DAVID H. WILKINS Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP APPOINTMENT. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY-ON-PAY"). Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY. Mgmt 3 Years Against
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933358699
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHADWICK C. DEATON Mgmt For For
MICHAEL J. DONAHUE Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
LAWRENCE S. SMITH Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF
KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. Mgmt Against Against
TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS.
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION.
05 APPROVAL OF ANNUAL INCENTIVE PLAN TERMS. TO Mgmt For For
APPROVE THE ANNUAL INCENTIVE PLAN TERMS TO
PERMIT EXCLUSION FROM TAX DEDUCTION LIMITS.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933382688
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1B ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
02 A NONBINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
03 A NONBINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF SHAREHOLDER APPROVAL OF THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933398489
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt Against Against
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. Mgmt For For
1C ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL Mgmt Against Against
1D ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt Against Against
1E ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON Mgmt Against Against
1F ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER Mgmt Against Against
1G ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1H ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1I ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN Mgmt For For
(RETIRED)
1J ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER Mgmt For For
1K ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 TO SET THE FREQUENCY OF FUTURE ADVISORY VOTES Mgmt 1 Year For
APPROVING EXECUTIVE COMPENSATION EVERY ONE
YEAR, TWO YEARS OR THREE YEARS.
05 STOCKHOLDER PROPOSAL #1 (SHAREHOLDER ACTION Shr For Against
BY WRITTEN CONSENT)
--------------------------------------------------------------------------------------------------------------------------
AOL INC. Agenda Number: 933419106
--------------------------------------------------------------------------------------------------------------------------
Security: 00184X105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: AOL
ISIN: US00184X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: TIM ARMSTRONG Mgmt For For
2 ELECTION OF DIRECTOR: RICHARD DALZELL Mgmt For For
3 ELECTION OF DIRECTOR: KAREN DYKSTRA Mgmt For For
4 ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
5 ELECTION OF DIRECTOR: SUSAN LYNE Mgmt For For
6 ELECTION OF DIRECTOR: PATRICIA MITCHELL Mgmt For For
7 ELECTION OF DIRECTOR: FREDRIC REYNOLDS Mgmt For For
8 ELECTION OF DIRECTOR: JAMES STENGEL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933367787
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AART J. DE GEUS Mgmt For For
STEPHEN R. FORREST Mgmt For For
THOMAS J. IANNOTTI Mgmt For For
SUSAN M. JAMES Mgmt For For
ALEXANDER A. KARSNER Mgmt For For
GERHARD H. PARKER Mgmt For For
DENNIS D. POWELL Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
JAMES E. ROGERS Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
ROBERT H. SWAN Mgmt For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 AN ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933378437
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
1I ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE 2011 INCENTIVE PLAN. Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 3 Years For
COMPENSATION.
06 POLITICAL CONTRIBUTIONS. Shr Against For
07 SPECIAL STOCKHOLDER MEETINGS. Shr For Against
08 WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt Against Against
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr For Against
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr For Against
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr Against For
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr Against For
RELOCATION BENEFITS.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933386701
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt Against Against
1C ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D ELECTION OF DIRECTOR: L.J. FREEH Mgmt Against Against
1E ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt Against Against
1F ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: L. JOHANSSON Mgmt For For
1H ELECTION OF DIRECTOR: A.J. LACY Mgmt Against Against
1I ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J ELECTION OF DIRECTOR: E. SIGAL, M.D., PH.D. Mgmt For For
1K ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt Against Against
1L ELECTION OF DIRECTOR: R.S. WILLIAMS, M.D. Mgmt Against Against
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 EXECUTIVE COMPENSATION DISCLOSURE Shr Against For
06 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
07 PHARMACEUTICAL PRICE RESTRAINT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CALPINE CORPORATION Agenda Number: 933396916
--------------------------------------------------------------------------------------------------------------------------
Security: 131347304
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CPN
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK CASSIDY Mgmt For For
JACK A. FUSCO Mgmt For For
ROBERT C. HINCKLEY Mgmt For For
DAVID C. MERRITT Mgmt For For
W. BENJAMIN MORELAND Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
WILLIAM E. OBERNDORF Mgmt Withheld Against
DENISE M. O'LEARY Mgmt For For
J. STUART RYAN Mgmt Withheld Against
02 RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2011.
03 APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933312681
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Special
Meeting Date: 24-Aug-2010
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES Mgmt For For
OF CENTURYLINK COMMON STOCK IN CONNECTION WITH
THE MERGER CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF APRIL 21, 2010,
BY AND AMONG QWEST COMMUNICATIONS INTERNATIONAL
INC., THE COMPANY, AND SB44 ACQUISITION COMPANY,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES FOR
THE PROPOSAL TO ISSUE CENTURYLINK COMMON STOCK
IN COMPANY IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933407238
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
VIRGINIA BOULET Mgmt For For
PETER C. BROWN Mgmt Withheld Against
RICHARD A. GEPHARDT Mgmt For For
GREGORY J. MCCRAY Mgmt For For
MICHAEL J. ROBERTS Mgmt Withheld Against
2 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt Against Against
AUDITOR FOR 2011.
3 APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Mgmt For For
4A ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. Mgmt Against Against
4B ADVISORY VOTE REGARDING THE FREQUENCY OF OUR Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES.
5A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
REPORTS.
5B SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt Against Against
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt Against Against
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt Against Against
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt Against Against
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt Against Against
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shr Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr For Against
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933378336
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: C
ISIN: US1729671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAIN J.P. BELDA Mgmt Against Against
1B ELECTION OF DIRECTOR: TIMOTHY C. COLLINS Mgmt For For
1C ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt Against Against
1H ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1I ELECTION OF DIRECTOR: JUDITH RODIN Mgmt Against Against
1J ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1K ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. Mgmt For For
1N ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE CITIGROUP Mgmt For For
2009 STOCK INCENTIVE PLAN.
04 APPROVAL OF CITI'S 2011 EXECUTIVE PERFORMANCE Mgmt For For
PLAN.
05 ADVISORY VOTE ON CITI'S 2010 EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
07 PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT Mgmt For For
EXTENSION.
08 STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP.Shr Against For
09 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
10 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RESTORING TRUST AND CONFIDENCE IN THE FINANCIAL
SYSTEM.
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HOLDING 15% OR ABOVE HAVE THE RIGHT TO CALL
SPECIAL STOCKHOLDER MEETINGS.
12 STOCKHOLDER PROPOSAL REQUESTING THAT THE AUDIT Shr Against For
COMMITTEE CONDUCT AN INDEPENDENT REVIEW AND
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURES,
AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933323874
--------------------------------------------------------------------------------------------------------------------------
Security: 191219104
Meeting Type: Special
Meeting Date: 01-Oct-2010
Ticker: CCE
ISIN: US1912191046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE BUSINESS SEPARATION Mgmt For For
AND MERGER AGREEMENT, DATED AS OF FEBRUARY
25, 2010 AS IT MAY BE AMENDED FROM TIME TO
TIME BY AND AMONG COCA-COLA ENTERPRISES INC.,
INTERNATIONAL CCE INC., THE COCA-COLA COMPANY
AND COBALT SUBSIDIARY LLC.
02 A PROPOSAL TO ADJOURN THE MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933380456
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAN BENNINK Mgmt For For
JOHN F. BROCK Mgmt For For
CALVIN DARDEN Mgmt For For
L. PHILLIP HUMANN Mgmt For For
ORRIN H. INGRAM II Mgmt For For
DONNA A. JAMES Mgmt For For
THOMAS H. JOHNSON Mgmt For For
SUZANNE B. LABARGE Mgmt For For
VERONIQUE MORALI Mgmt For For
GARRY WATTS Mgmt For For
CURTIS R. WELLING Mgmt For For
PHOEBE A. WOOD Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, THE EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years Against
OF EXECUTIVE COMPENSATION PROGRAM VOTES.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.
05 SHAREOWNER PROPOSAL TO REQUEST SHAREOWNER APPROVAL Shr Against For
OF CERTAIN SEVERANCE AGREEMENTS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933396334
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. DECKER ANSTROM Mgmt For For
KENNETH J. BACON Mgmt Withheld Against
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
DR. JUDITH RODIN Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
AUDITORS
03 APPROVAL OF THE COMCAST-NBCUNIVERSAL 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
04 APPROVAL OF THE COMCAST CORPORATION 2002 RESTRICTED Mgmt For For
STOCK PLAN, AS AMENDED AND RESTATED
05 APPROVAL OF THE COMCAST CORPORATION 2003 STOCK Mgmt For For
OPTION PLAN, AS AMENDED AND RESTATED
06 APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE Mgmt Against Against
COMPENSATION
07 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year Against
EXECUTIVE COMPENSATION
08 TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION Shr For Against
OF DIRECTORS
09 TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT Shr For Against
BE A CURRENT OR FORMER EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933318392
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 24-Sep-2010
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt Withheld Against
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
02 RATIFY THE APPOINTMENT OF INDEPENDENT AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933401135
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. BRETT HARVEY Mgmt For For
JOHN WHITMIRE Mgmt For For
PHILIP W. BAXTER Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
02 RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT Mgmt For For
AUDITOR: ERNST & YOUNG LLP.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933367701
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F105
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: COV
ISIN: IE00B3QN1M21
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1C ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN Mgmt For For
1E ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
1F ELECTION OF DIRECTOR: KATHY J. HERBERT Mgmt For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H ELECTION OF DIRECTOR: RICHARD J. MEELIA Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J ELECTION OF DIRECTOR: TADATAKA YAMADA Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
02 APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE Mgmt For For
THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION.
03 EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT FOLLOWED Mgmt For For
BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE
COMPANY'S ORDINARY SHARES.
04 AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
05 AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 3 Years For
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933397110
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Mgmt For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1E ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Mgmt For For
1F ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1G ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1H ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1I ELECTION OF DIRECTOR: TERRENCE MURRAY Mgmt For For
1J ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1K ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1L ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT.
04 FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. Mgmt 3 Years Against
05 STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr For Against
AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933386624
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: DTV
ISIN: US25490A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. DILLON Mgmt For For
SAMUEL A. DIPIAZZA, JR. Mgmt Withheld Against
LORRIE M. NORRINGTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTANTS.
03 AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN Mgmt For For
CAPITAL STOCK CHANGES INCLUDING REDUCTION OF
AUTHORIZED CLASS B SHARES FROM 30,000,000 TO
3,000,000 AND ELIMINATION OF THE CLASS C COMMON
STOCK.
04 AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY Mgmt For For
THE BOARD OF DIRECTORS.
05 AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT Mgmt For For
A MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS
OF DIRECTORS.
06 AMEND CERTIFICATE OF INCORPORATION TO PERMIT Mgmt Against Against
A SPECIAL MEETING OF STOCKHOLDERS TO BE CALLED
BY 25% OR MORE OF THE STOCKHOLDERS IN CERTAIN
CIRCUMSTANCES.
07 AMEND CERTIFICATE OF INCORPORATION TO ADOPT Mgmt Against Against
DELAWARE AS THE EXCLUSIVE FORUM FOR CERTAIN
DISPUTES.
08 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
09 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933374984
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT M. DEVLIN Mgmt For For
1E ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J ELECTION OF DIRECTOR: E. FOLLIN SMITH Mgmt For For
1K ELECTION OF DIRECTOR: LAWRENCE A.WEINBACH Mgmt For For
02 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years For
TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE DISCOVER FINANCIAL Mgmt For For
SERVICES DIRECTORS' COMPENSATION PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933401010
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRED D. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2011.
05 STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For Against
STOCKHOLDER VOTING STANDARDS.
--------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION Agenda Number: 933400753
--------------------------------------------------------------------------------------------------------------------------
Security: 28336L109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: EP
ISIN: US28336L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JUAN CARLOS BRANIFF Mgmt For For
1B ELECTION OF DIRECTOR: DAVID W. CRANE Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1E ELECTION OF DIRECTOR: ANTHONY W. HALL, JR. Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS R. HIX Mgmt For For
1G ELECTION OF DIRECTOR: FERRELL P. MCCLEAN Mgmt For For
1H ELECTION OF DIRECTOR: TIMOTHY J. PROBERT Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN J. SHAPIRO Mgmt For For
1J ELECTION OF DIRECTOR: J. MICHAEL TALBERT Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT F. VAGT Mgmt For For
1L ELECTION OF DIRECTOR: JOHN L. WHITMIRE Mgmt For For
02 APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC. Agenda Number: 933358889
--------------------------------------------------------------------------------------------------------------------------
Security: 29266R108
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: ENR
ISIN: US29266R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WARD M. KLEIN Mgmt For For
1B ELECTION OF DIRECTOR: W. PATRICK MCGINNIS Mgmt For For
1C ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
02 AMENDMENT AND RESTATEMENT OF THE 2009 INCENTIVE Mgmt For For
STOCK PLAN
03 EXECUTIVE OFFICER BONUS PLAN AND PERFORMANCE Mgmt For For
CRITERIA
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year Against
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr For Against
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933379578
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DARRYL F. ALLEN Mgmt For For
U.L. BRIDGEMAN, JR. Mgmt For For
EMERSON L. BRUMBACK Mgmt For For
JAMES P. HACKETT Mgmt For For
GARY R. HEMINGER Mgmt For For
JEWELL D. HOOVER Mgmt For For
WILLIAM M. ISAAC Mgmt For For
KEVIN T. KABAT Mgmt For For
M.D. LIVINGSTON, PH.D. Mgmt For For
HENDRIK G. MEIJER Mgmt For For
JOHN J. SCHIFF, JR. Mgmt For For
MARSHA C. WILLIAMS Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF THE FIRM OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR 2011.
03 THE PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO APPROVE THE FIFTH THIRD BANCORP 2011 INCENTIVE
COMPENSATION PLAN, INCLUDING THE ISSUANCE OF
UP TO AN ADDITIONAL 39,000,000 SHARES OF COMMON
STOCK THEREUNDER.
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 APPROVAL OF AN ADVISORY VOTE ON HOLDING AN ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO,
OR THREE YEARS, AS INDICATED.
--------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933364325
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Special
Meeting Date: 24-Feb-2011
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF UMBERTO DELLA SALA AS A DIRECTOR Mgmt No vote
FOR A TERM EXPIRING IN 2012
02 APPROVAL OF A $335 MILLION INCREASE TO OUR SHARE Mgmt No vote
REPURCHASE PROGRAM AND DESIGNATION OF THE SHARES
REPURCHASED FOR CANCELLATION
03 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt No vote
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING,
I INSTRUCT THE APPOINTED PROXIES TO VOTE AS
FOLLOWS
--------------------------------------------------------------------------------------------------------------------------
FOSTER WHEELER AG Agenda Number: 933408355
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: CLAYTON C. DALEY, JR.
1B RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: EDWARD G. GALANTE
1C RE-ELECTION OF DIRECTOR FOR TERM EXPIRING IN Mgmt For For
2014: RAYMOND J. MILCHOVICH
02 RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, SWITZERLAND Mgmt For For
AS OUR INDEPENDENT AUDITOR ("REVISIONSSTELLE")
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011 (CONSULTATIVE VOTE).
04 APPROVAL OF OUR 2010 SWISS ANNUAL REPORT AND Mgmt For For
OUR STATUTORY FINANCIAL STATEMENTS FOR FISCAL
YEAR 2010.
05 DISCHARGE FROM LIABILITY OF OUR DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FOR FISCAL YEAR 2010.
06 CREATION OF AUTHORIZED CAPITAL IN THE AMOUNT Mgmt For For
OF CHF 186,953,868 REPLACING THE EXPIRED AUTHORIZED
CAPITAL IN THE AMOUNT OF CHF 189,623,871.
07 APPROVAL OF CAPITAL REDUCTION THROUGH CANCELLATION Mgmt For For
OF SHARES REPURCHASED UNDER OUR SHARE REPURCHASE
PROGRAM AND AN ASSOCIATED AMENDMENT TO OUR
ARTICLES OF ASSOCIATION TO REDUCE OUR SHARE
CAPITAL IN THE AMOUNT OF CHF 12,938,130.
08 ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
09 ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED Mgmt 1 Year For
EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.
(ONCE EVERY ONE, TWO OR THREE YEARS).
10 RE-ALLOCATION OF FREE RESERVES TO LEGAL RESERVES Mgmt For For
FROM CAPITAL CONTRIBUTION.
11 IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR Mgmt Abstain Against
AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS
ARE RAISED AT THE ANNUAL GENERAL MEETING, I
INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS:
ON PROPOSAL 11, PLEASE BE ADVISED THAT A VOTE
'FOR" WILL INSTRUCT THE APPOINTED PROXIES TO
VOTE IN ACCORDANCE WITH THE RECOMMENDATIONS
OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933405424
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADRIAN D.P. BELLAMY Mgmt For For
DOMENICO DE SOLE Mgmt For For
ROBERT J. FISHER Mgmt For For
WILLIAM S. FISHER Mgmt For For
BOB L. MARTIN Mgmt For For
JORGE P. MONTOYA Mgmt For For
GLENN K. MURPHY Mgmt For For
MAYO A. SHATTUCK III Mgmt For For
KATHERINE TSANG Mgmt For For
KNEELAND C. YOUNGBLOOD Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 28, 2012.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE GAP, INC. 2006 LONG-TERM INCENTIVE PLAN.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
05 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 3 Years Against
FOR AN ADVISORY VOTE ON THE OVERALL COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933387664
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF KPMG Mgmt For For
B2 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt Against Against
B3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shr Against For
C2 SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS Shr Against For
C3 SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS Shr Against For
GRANTED TO EXECUTIVES
C4 SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE Shr Against For
C5 SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL Shr Against For
RESEARCH
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 933434437
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B ELECTION OF DIRECTOR: DAVID BONDERMAN Mgmt For For
1C ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT D. KREBS Mgmt For For
1G ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt Against Against
1H ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1I ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
1K ELECTION OF DIRECTOR: CYNTHIA A. TELLES Mgmt Against Against
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933338976
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 08-Dec-2010
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. HARALD EINSMANN Mgmt Withheld Against
A. MCLAUGHLIN KOROLOGOS Mgmt For For
KENNETH M. REISS Mgmt Withheld Against
02 PROPOSAL TO AMEND THE AMENDED AND RESTATED 2002 Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 933395419
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: HSC
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
K.G. EDDY Mgmt For For
D.C. EVERITT Mgmt For For
S.D. FAZZOLARI Mgmt For For
S.E. GRAHAM Mgmt For For
T.D. GROWCOCK Mgmt For For
H.W. KNUEPPEL Mgmt For For
J.M. LOREE Mgmt For For
A.J. SORDONI III Mgmt For For
R.C. WILBURN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE NAMED Mgmt 3 Years Against
EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933389428
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1B ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1C ELECTION OF DIRECTOR: F.B. WALKER Mgmt For For
1D ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION.
03 APPROVAL OF HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION EVERY ONE, TWO OR THREE YEARS,
AS INDICATED.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR
ENDING DECEMBER 31, 2011.
05 APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR Mgmt For For
SENIOR OFFICERS, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933369820
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR: L. APOTHEKER Mgmt For For
1C ELECTION OF DIRECTOR: L.T. BABBIO, JR. Mgmt Against Against
1D ELECTION OF DIRECTOR: S.M. BALDAUF Mgmt For For
1E ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1F ELECTION OF DIRECTOR: R.L. GUPTA Mgmt Against Against
1G ELECTION OF DIRECTOR: J.H. HAMMERGREN Mgmt Against Against
1H ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1I ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1J ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1K ELECTION OF DIRECTOR: D. SENEQUIER Mgmt For For
1L ELECTION OF DIRECTOR: G.K. THOMPSON Mgmt For For
1M ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
06 APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD Mgmt Against Against
COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND
THE TERM OF THE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933380115
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 25-Apr-2011
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt Against Against
1B ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt Against Against
1D ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt Against Against
1G ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE PAZ Mgmt Against Against
1J ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 3 Years Against
VOTE ON EXECUTIVE COMPENSATION.
05 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL Mgmt For For
INC. AND ITS AFFILIATES.
06 HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION Mgmt For For
PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED
EFFECTIVE AS OF JANUARY 1, 2011.
07 SHAREHOLDER ACTION BY WRITTEN CONSENT. Shr For Against
08 SPECIAL SHAREOWNER MEETINGS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933358865
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 26-Jan-2011
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NATALIE A. BLACK Mgmt For For
ROBERT A. CORNOG Mgmt For For
WILLIAM H. LACY Mgmt For For
STEPHEN A. ROELL Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011
03 APPROVAL OF A PROPOSED AMENDMENT TO THE JOHNSON Mgmt For For
CONTROLS, INC. RESTATED ARTICLES OF INCORPORATION
TO ALLOW FOR A MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS
04 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL Mgmt For For
INCENTIVE PERFORMANCE PLAN.
05 APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM Mgmt For For
INCENTIVE PERFORMANCE PLAN
06 ADVISORY VOTE ON COMPENSATON OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS
07 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933404028
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt Against Against
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt Against Against
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt Against Against
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt Against Against
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years Against
ON EXECUTIVE COMPENSATION
05 APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE Mgmt For For
PLAN
06 POLITICAL NON-PARTISANSHIP Shr Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
08 MORTGAGE LOAN SERVICING Shr Against For
09 POLITICAL CONTRIBUTIONS Shr For Against
10 GENOCIDE-FREE INVESTING Shr Against For
11 INDEPENDENT LEAD DIRECTOR Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 933383109
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN BRYANT Mgmt For For
ROGELIO REBOLLEDO Mgmt For For
STERLING SPEIRN Mgmt For For
JOHN ZABRISKIE Mgmt For For
02 APPROVAL OF THE KELLOGG COMPANY SENIOR EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 3 Years Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2011.
06 SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT Shr For Against
THE MEETING, TO ADOPT SIMPLE MAJORITY VOTE.
07 SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT Shr For Against
THE MEETING, TO ENACT A MAJORITY VOTING REQUIREMENT
FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933305535
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. CAHILL Mgmt For For
DENNIS R. BERESFORD Mgmt Withheld Against
NELSON PELTZ Mgmt For For
W. ALLEN REED Mgmt For For
NICHOLAS J. ST. GEORGE Mgmt For For
02 AMENDMENT TO THE LEGG MASON, INC. EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE EXECUTIVE Shr Against For
INCENTIVE COMPENSATION PLAN.
05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933414562
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
PETER C. BROWNING Mgmt Withheld Against
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
STEPHEN F. PAGE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE LOWE'S COMPANIES, INC. 2011 Mgmt For For
ANNUAL INCENTIVE PLAN.
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE SEVERANCE Shr For Against
AGREEMENTS.
07 SHAREHOLDER PROPOSAL REGARDING LINKING PAY TO Shr Against For
PERFORMANCE ON SUSTAINABILITY GOALS.
08 SHAREHOLDER PROPOSAL REGARDING REPORT ON POLITICAL Shr For Against
SPENDING.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933309139
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 25-Aug-2010
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD H. ANDERSON Mgmt For For
DAVID L. CALHOUN Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
WILLIAM A. HAWKINS Mgmt For For
SHIRLEY A. JACKSON, PHD Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt Withheld Against
ROBERT C. POZEN Mgmt For For
JEAN-PIERRE ROSSO Mgmt For For
JACK W. SCHULER Mgmt Withheld Against
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS MEDTRONIC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933416744
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM B. HARRISON. JR. Mgmt For For
1H ELECTION OF DIRECTOR: HARRY R. JACOBSON Mgmt For For
1I ELECTION OF DIRECTOR: WILLIAM N. KELLEY Mgmt For For
1J ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1K ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1L ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1M ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1N ELECTION OF DIRECTOR: THOMAS E. SHENK Mgmt For For
1O ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1P ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1Q ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1R ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES Mgmt 3 Years For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933398883
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN A. KANDARIAN Mgmt For For
SYLVIA MATHEWS BURWELL Mgmt For For
EDUARDO CASTRO-WRIGHT Mgmt For For
CHERYL W. GRISE Mgmt For For
LULU C. WANG Mgmt For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES TO APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933408571
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1C ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1D ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE EXECUTIVE Mgmt 3 Years Against
COMPENSATION VOTE.
05 STOCKHOLDER PROPOSAL - ELECT EACH DIRECTOR ANNUALLY, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933396889
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: KAREN N. HORN Mgmt Against Against
1D ELECTION OF DIRECTOR: J. PAUL REASON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2011
03 APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED Mgmt For For
IN THE PROXY STATEMENT FOR THE 2011 ANNUAL
MEETING OF STOCKHOLDERS
04 FREQUENCY OF STOCKHOLDERS ADVISORY VOTE ON EXECUTIVE Mgmt 3 Years Against
COMPENSATION, EVERY
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933435744
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B ELECTION OF DIRECTOR: LEWIS W. COLEMAN Mgmt Against Against
1C ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt Against Against
1D ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt Against Against
1E ELECTION OF DIRECTOR: STEPHEN E. FRANK Mgmt Against Against
1F ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt Against Against
1G ELECTION OF DIRECTOR: MADELEINE KLEINER Mgmt Against Against
1H ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt Against Against
1I ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt Against Against
1J ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against
1K ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR FISCAL YEAR ENDING DECEMBER 31, 2011.
03 PROPOSAL TO APPROVE THE 2011 LONG-TERM INCENTIVE Mgmt For For
STOCK PLAN.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
06 SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. Shr For Against
07 SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE Shr For Against
OF POLITICAL CONTRIBUTIONS.
08 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933421909
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1E ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt For For
1F ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1I ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1J ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1K ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL
YEAR
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY
LESS THAN UNANIMOUS WRITTEN CONSENT
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
05 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION Mgmt Against Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt Against Against
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933392069
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: I.M. COOK Mgmt For For
1C ELECTION OF DIRECTOR: D. DUBLON Mgmt For For
1D ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For
1E ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For
1F ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For
1G ELECTION OF DIRECTOR: A.C. MARTINEZ Mgmt For For
1H ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For
1I ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For
1J ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For
1K ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For
1L ELECTION OF DIRECTOR: D. VASELLA Mgmt For For
02 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Mgmt For For
FOR FISCAL YEAR 2011.
05 APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION Mgmt For For
TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS
IN UNCONTESTED ELECTIONS.
06 SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL Shr For Against
SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63)
07 SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS Shr Against For
REPORT (PROXY STATEMENT P.65)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933392196
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1D ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1E ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF Shr Against For
POLITICAL CONTRIBUTIONS
06 SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY Shr Against For
INITIATIVES.
07 SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL Shr Against For
PRICE RESTRAINTS.
08 SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN Shr For Against
CONSENT.
09 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shr For Against
MEETINGS.
10 SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933416756
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt Withheld Against
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt Withheld Against
STUART E. GRAHAM Mgmt Withheld Against
STUART HEYDT Mgmt Withheld Against
JAMES H. MILLER Mgmt For For
CRAIG A. ROGERSON Mgmt Withheld Against
NATICA VON ALTHANN Mgmt For For
KEITH W. WILLIAMSON Mgmt For For
02 APPROVAL OF THE SHORT-TERM INCENTIVE PLAN Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 3 Years Against
COMPENSATION VOTES
06 SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY Shr For Against
VOTE STANDARD PROPOSAL
07 SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933380266
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
1B ELECTION OF DIRECTOR: CONRAD K. HARPER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
1D ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1E ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 3 Years Against
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
SANOFI-AVENTIS Agenda Number: 933428410
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2010
O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2010
O3 APPROPRIATION OF PROFITS; DECLARATION OF DIVIDEND Mgmt For For
O4 AGREEMENTS AND COMMITMENTS SUBJECT TO ARTICLE Mgmt For For
L. 225-38 ET SEQ OF THE COMMERCIAL CODE
O5 DIRECTORS ATTENDANCE FEES Mgmt For For
O6 RATIFICATION OF THE CO-OPTING OF A DIRECTOR Mgmt For For
(MS. CAROLE PIWNICA)
O7 APPOINTMENT OF A DIRECTOR (MS. SUET-FERN LEE) Mgmt For For
O8 REAPPOINTMENT OF A DIRECTOR (MR. THIERRY DESMAREST) Mgmt Against Against
O9 REAPPOINTMENT OF A DIRECTOR (MR. IGOR LANDAU) Mgmt For For
O10 REAPPOINTMENT OF A DIRECTOR (MR. GERARD VAN Mgmt Against Against
KEMMEL)
O11 REAPPOINTMENT OF A DIRECTOR (MR. SERGE WEINBERG) Mgmt Against Against
O12 REAPPOINTMENT OF A STATUTORY AUDITOR (PRICEWATERHOUSECOOPERSMgmt For For
AUDIT)
O13 APPOINTMENT OF A DEPUTY STATUTORY AUDITOR (MR. Mgmt For For
YVES NICOLAS)
O14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY Mgmt For For
OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY
E15 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For
TO DECIDE TO CARRY OUT INCREASES IN THE SHARE
CAPITAL BY ISSUANCE, WITH PREEMPTIVE RIGHTS
MAINTAINED, OF SHARES AND/OR SECURITIES GIVING
ACCESS TO THE COMPANY'S CAPITAL AND/OR BY ISSUANCE
OF SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT
OF DEBT INSTRUMENTS
E16 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt Against Against
TO DECIDE TO CARRY OUT BY PUBLIC OFFERING INCREASES
IN THE SHARE CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE
RIGHTS, OF SHARES AND/OR SECURITIES GIVING
ACCESS TO THE COMPANY'S CAPITAL AND/OR THE
ISSUANCE OF SECURITIES GIVING ENTITLEMENT TO
THE ALLOTMENT OF DEBT INSTRUMENTS
E17 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHTS, Mgmt Against Against
SHARES AND/OR SECURITIES GIVING ACCESS TO THE
COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS
TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION
IN KIND IN THE FORM OF SHARES OR SECURITIES
GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY
E18 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt Against Against
TO INCREASE THE NUMBER OF SHARES TO BE ISSUED
IN THE EVENT OF A CAPITAL INCREASE WITH OR
WITHOUT PREEMPTIVE RIGHTS
E19 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For
TO DECIDE TO CARRY OUT INCREASES IN THE SHARE
CAPITAL BY INCORPORATION OF SHARE PREMIUM,
RESERVES, PROFITS OR OTHER ITEMS
E20 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For
TO DECIDE TO CARRY OUT INCREASES IN THE SHARE
CAPITAL BY ISSUANCE, OF SHARES OR SECURITIES
GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED
FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF
PREEMPTIVE RIGHTS IN THEIR FAVOR
E21 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For
TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE
SHARES
E22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Mgmt For For
THE SHARE CAPITAL BY CANCELLATION OF TREASURY
SHARES
E23 AMENDMENT TO ARTICLE 11 OF THE ARTICLES OF ASSOCIATION Mgmt For For
E24 AMENDMENT TO ARTICLE 12 OF THE ARTICLES OF ASSOCIATION Mgmt For For
E25 AMENDMENT TO ARTICLE 19 OF THE ARTICLES OF ASSOCIATION Mgmt For For
E26 CHANGE OF NAME AND CORRESPONDING CHANGE TO THE Mgmt For For
ARTICLES OF ASSOCIATION
E27 POWERS FOR FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt Against Against
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt Against Against
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt Against Against
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt Against Against
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt Against Against
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 933362939
--------------------------------------------------------------------------------------------------------------------------
Security: 826197501
Meeting Type: Annual
Meeting Date: 25-Jan-2011
Ticker: SI
ISIN: US8261975010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
03 ALLOCATION OF NET INCOME Mgmt For For
04 RATIFICATION OF THE ACTS OF THE MANAGING BOARD Mgmt For For
05 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
06 APPROVAL OF THE COMPENSATION SYSTEM FOR MANAGING Mgmt For For
BOARD MEMBERS
07 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
08 REPURCHASE AND USE OF SIEMENS SHARES Mgmt For For
09 USE OF DERIVATIVES IN CONNECTION WITH THE REPURCHASE Mgmt For For
OF SIEMENS SHARES
10 CREATION OF AN AUTHORIZED CAPITAL 2011 Mgmt For For
11 ADJUSTMENT OF SUPERVISORY BOARD COMPENSATION Mgmt For For
12 PROFIT-AND-LOSS TRANSFER AGREEMENT WITH A SUBSIDIARY Mgmt For For
13 ISSUE OF CONVERTIBLE BONDS AND/OR WARRANT BONDS Mgmt For For
AND CREATION OF A CONDITIONAL CAPITAL 2011
14 AMENDMENT TO 2 OF THE ARTICLES OF ASSOCIATION Shr Against For
OF SIEMENS AG
CM1 COUNTER MOTION 1 Mgmt Against For
CM2 COUNTER MOTION 2 Mgmt Against For
--------------------------------------------------------------------------------------------------------------------------
SMITH INTERNATIONAL, INC. Agenda Number: 933314356
--------------------------------------------------------------------------------------------------------------------------
Security: 832110100
Meeting Type: Annual
Meeting Date: 24-Aug-2010
Ticker: SII
ISIN: US8321101003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE PROPOSAL TO ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF FEBRUARY 21,
2010, AS IT MAY BE AMENDED FROM TIME TO TIME,
AMONG SCHLUMBERGER LIMITED, TURNBERRY MERGER
SUB INC., AND SMITH INTERNATIONAL, INC.
02 DIRECTOR
JAMES R. GIBBS Mgmt For For
DUANE C. RADTKE Mgmt For For
JOHN YEARWOOD Mgmt Withheld Against
03 TO APPROVE THE SMITH INTERNATIONAL, INC. 1989 Mgmt For For
LONG-TERM INCENTIVE COMPENSATION PLAN, AS AMENDED
AND RESTATED.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS SMITH'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
05 TO APPROVE THE ADJOURNMENT OF SMITH'S ANNUAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO
ADOPT THE MERGER AGREEMENT AT THE TIME OF THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933383274
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE W. BUCKLEY Mgmt Withheld Against
CARLOS M. CARDOSO Mgmt Withheld Against
ROBERT B. COUTTS Mgmt Withheld Against
MANUEL A. FERNANDEZ Mgmt For For
MARIANNE M. PARRS Mgmt Withheld Against
02 TO APPROVE ERNST & YOUNG LLP AS THE COMPANY'S Mgmt Against Against
INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
WITH WHICH THE COMPANY SHOULD CONDUCT FUTURE
SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933410108
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B ELECTION OF DIRECTOR: P. COYM Mgmt Against Against
1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F ELECTION OF DIRECTOR: L. HILL Mgmt Against Against
1G ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H ELECTION OF DIRECTOR: R. KAPLAN Mgmt Against Against
1I ELECTION OF DIRECTOR: C. LAMANTIA Mgmt For For
1J ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1K ELECTION OF DIRECTOR: R. SKATES Mgmt Against Against
1L ELECTION OF DIRECTOR: G. SUMME Mgmt Against Against
1M ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
02 TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION
03 TO APPROVE AN ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 3 Years Against
OF FUTURE ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION
04 TO APPROVE THE 2011 SENIOR EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN
05 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011
06 TO ACT ON A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
DISCLOSURE OF CERTAIN POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933386371
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 12-Apr-2011
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt Against Against
1B ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt Against Against
1E ELECTION OF DIRECTOR: ROBERT P. KELLY Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt Against Against
1G ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H ELECTION OF DIRECTOR: JOHN A. LUKE, JR Mgmt For For
1I ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt Against Against
1M ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt For For
1N ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt Against Against
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION.
03 PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For
THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE AMENDED AND RESTATED LONG-TERM Mgmt For For
INCENTIVE PLAN.
05 PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
06 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
07 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933333394
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 09-Nov-2010
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AERIN LAUDER Mgmt Withheld Against
WILLIAM P. LAUDER Mgmt Withheld Against
L.F. DE ROTHSCHILD Mgmt For For
RICHARD D. PARSONS Mgmt Withheld Against
RICHARD F. ZANNINO Mgmt For For
02 APPROVAL OF AMENDMENT TO THE AMENDED AND RESTATED Mgmt Against Against
FISCAL 2002 SHARE INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 933379477
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Security: 382550101
Meeting Type: Annual
Meeting Date: 12-Apr-2011
Ticker: GT
ISIN: US3825501014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES C. BOLAND Mgmt For For
1B ELECTION OF DIRECTOR: JAMES A. FIRESTONE Mgmt For For
1C ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1D ELECTION OF DIRECTOR: PETER S. HELLMAN Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD J. KRAMER Mgmt For For
1F ELECTION OF DIRECTOR: W. ALAN MCCOLLOUGH Mgmt For For
1G ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
1H ELECTION OF DIRECTOR: SHIRLEY D. PETERSON Mgmt For For
1I ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1J ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
1L ELECTION OF DIRECTOR: MICHAEL R. WESSEL Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933382866
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: PNC
ISIN: US6934751057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt Against Against
1F ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1G ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1H ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
03 APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. Mgmt For For
04 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years Against
VOTES ON EXECUTIVE COMPENSATION.
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THE TRAVELERS COMPANIES, INC. Agenda Number: 933414714
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: TRV
ISIN: US89417E1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, Mgmt For For
JR.
1J ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K ELECTION OF DIRECTOR:LAURIE J. THOMSEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 NON-BINDING VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 NON-BINDING VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
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TIDEWATER INC. Agenda Number: 933302894
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 22-Jul-2010
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
NICHOLAS J. SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
2 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
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TOTAL S.A. Agenda Number: 933432661
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: TOT
ISIN: US89151E1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS Mgmt For For
O2 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
O3 ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND Mgmt For For
O4 AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE Mgmt For For
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET Mgmt Against Against
AS A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS Mgmt Against Against
JR. AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF MR. CLAUDE MANDIL Mgmt For For
AS A DIRECTOR
O9 APPOINTMENT OF MS. MARIE-CHRISTINE COISNE AS Mgmt For For
A DIRECTOR
O10 APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR Mgmt For For
E11 AUTHORIZATION TO GRANT RESTRICTED SHARES IN Mgmt For For
COMPANY TO EMPLOYEES OF GROUP AND TO MANAGERS
OF COMPANY OR OTHER GROUP COMPANIES.
A AMENDMENT OF ARTICLE 9 OF THE COMPANY'S ARTICLES Shr Against For
OF ASSOCIATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
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U.S. BANCORP Agenda Number: 933382676
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: USB
ISIN: US9029733048
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt Against Against
1B ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt Against Against
1C ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN Mgmt For For
1D ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt Against Against
1G ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt Against Against
1H ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1J ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., Mgmt Against Against
M.P.H.
1K ELECTION OF DIRECTOR: RICHARD G. REITEN Mgmt Against Against
1L ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt Against Against
AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL
YEAR.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON Shr Against For
DIRECTOR COMPENSATION.
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UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933414295
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 23-May-2011
Ticker: UNH
ISIN: US91324P1021
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Mgmt Against Against
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt Against Against
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1G ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Mgmt Against Against
1H ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1I ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. Mgmt For For
1J ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. Mgmt Against Against
02 APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF Mgmt For For
EXECUTIVE COMPENSATION.
03 RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, Mgmt 3 Years Against
OF THE FREQUENCY OF HOLDING A SAY-ON-PAY VOTE.
04 APPROVAL OF THE UNITEDHEALTH GROUP 2011 INCENTIVE Mgmt For For
STOCK PLAN.
05 APPROVAL OF AN AMENDMENT TO THE UNITEDHEALTH Mgmt For For
GROUP 1993 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
ISSUABLE THEREUNDER.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2011.
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UNUM GROUP Agenda Number: 933402101
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: UNM
ISIN: US91529Y1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JON S. FOSSEL Mgmt For For
1B ELECTION OF DIRECTOR: GLORIA C. LARSON Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 TO INDICATE, ON AN ADVISORY BASIS, THAT FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION BE
HELD EVERY YEAR, EVERY TWO YEARS OR EVERY THREE
YEARS.
04 TO APPROVE THE UNUM EUROPEAN HOLDING COMPANY Mgmt For For
LIMITED SAVINGS-RELATED SHARE OPTION SCHEME
2011.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
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VODAFONE GROUP PLC Agenda Number: 933299681
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: VOD
ISIN: US92857W2098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR
ENDED 31 MARCH 2010
02 TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE, MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE)
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For For
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt Against Against
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For For
08 TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE AUDIT COMMITTEE)
09 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
10 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE AUDIT COMMITTEE)
11 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER Mgmt Against Against
OF THE AUDIT COMMITTEE)
12 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER Mgmt For For
OF THE NOMINATIONS AND GOVERNANCE COMMITTEE,
MEMBER OF THE REMUNERATION COMMITTEE)
13 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
14 TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE)
15 TO APPROVE A FINAL DIVIDEND OF 5.65P PER ORDINARY Mgmt For For
SHARE
16 TO APPROVE THE REMUNERATION REPORT Mgmt For For
17 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
18 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Mgmt For For
THE REMUNERATION OF THE AUDITORS
19 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
S20 TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION Mgmt For For
RIGHTS (SPECIAL RESOLUTION)
S21 TO AUTHORISE THE COMPANY'S TO PURCHASE ITS OWN Mgmt For For
SHARES (SECTION 701, COMPANIES ACT 2006) (SPECIAL
RESOLUTION)
S22 TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL Mgmt For For
RESOLUTION)
S23 TO AUTHORISE THE CALLING OF A GENERAL MEETING Mgmt Against Against
OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
24 TO APPROVE THE CONTINUED OPERATION OF THE VODAFONE Mgmt For For
SHARE INCENTIVE PLAN.
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VULCAN MATERIALS COMPANY Agenda Number: 933433411
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: VMC
ISIN: US9291601097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD M. JAMES Mgmt For For
ANN M. KOROLOGOS Mgmt For For
JAMES T. PROKOPANKO Mgmt For For
K. WILSON-THOMPSON Mgmt For For
02 AMENDMENT OF THE COMPANY'S 2006 OMNIBUS LONG-TERM Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
04 PROPOSAL REGARDING FREQUENCY OF AN ADVISORY Mgmt 3 Years Against
(NON-BINDING) VOTE ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
FOR DIRECTOR ELECTIONS.
07 SHAREHOLDER PROPOSAL REGARDING DECLASSIFYING Shr For Against
THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933389151
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt Against Against
1H ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1I ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1K ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt Against Against
1M ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt Against Against
02 PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE NAMED EXECUTIVES' COMPENSATION.
03 ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
ADVISORY VOTES REGARDING NAMED EXECUTIVES'
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT Shr For Against
TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF
10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL
MEETINGS OF STOCKHOLDERS.
06 STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE Shr For Against
VOTING IN CONTESTED DIRECTOR ELECTIONS.
07 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Against For
OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN.
08 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE Shr Against For
ON DIRECTOR COMPENSATION.
09 STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION Shr Against For
AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE
SERVICING OPERATIONS.
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WEYERHAEUSER COMPANY Agenda Number: 933381903
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1B ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1C ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
02 PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION Mgmt For For
TO GIVE SHAREHOLDERS THE RIGHT TO CALL SPECIAL
MEETINGS
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
05 APPROVAL, ON AN ADVISORY BASIS, OF THE APPOINTMENT Mgmt For For
OF AUDITORS
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Loomis Sayles Funds II
By (Signature) /s/ Robert J. Blanding
Name Robert J. Blanding
Title President
Date 08/30/2011