UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03752
NAME OF REGISTRANT: The Managers Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 800 Connecticut Avenue
Norwalk, CT 06854
NAME AND ADDRESS OF AGENT FOR SERVICE: Ropes & Gray LLP
One International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 203-299-3555
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
Essex LC Growth Fund
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Report contains no data for selected criteria.
Managers AMG Essex Large Cap Growth Fund
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BE AEROSPACE, INC. Agenda Number: 933297322
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JIM C. COWART Mgmt For For
ARTHUR E. WEGNER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE COMPANY'S Mgmt For For
1994 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED
AND RESTATED.
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FEDEX CORPORATION Agenda Number: 933319419
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 27-Sep-2010
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1D ELECTION OF DIRECTOR: SHIRLEY A. JACKSON Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1F ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1H ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
02 ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN. Mgmt For For
03 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shr For Against
CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
06 STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION Shr For Against
PLANNING.
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JDS UNIPHASE CORPORATION Agenda Number: 933336833
--------------------------------------------------------------------------------------------------------------------------
Security: 46612J507
Meeting Type: Annual
Meeting Date: 30-Nov-2010
Ticker: JDSU
ISIN: US46612J5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARTIN A. KAPLAN Mgmt For For
KEVIN J. KENNEDY Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
2003 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR JDS UNIPHASE CORPORATION FOR THE FISCAL
YEAR ENDING JUNE 30, 2011.
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MARVELL TECHNOLOGY GROUP LTD. Agenda Number: 933294213
--------------------------------------------------------------------------------------------------------------------------
Security: G5876H105
Meeting Type: Annual
Meeting Date: 08-Jul-2010
Ticker: MRVL
ISIN: BMG5876H1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1A ELECTION OF DIRECTOR: DR. TA-LIN HSU Mgmt For For
A1B ELECTION OF DIRECTOR: DR. JOHN G. KASSAKIAN Mgmt For For
A2 TO APPROVE AMENDMENT TO BYE-LAW 12 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A3 TO APPROVE AMENDMENT TO BYE-LAW 44 OF THE COMPANY'S Mgmt For For
BYE-LAWS.
A4 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
A5 TO APPROVE AMENDMENT TO AMENDED AND RESTATED Mgmt For For
1995 STOCK OPTION PLAN.
A6 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
OUR AUDITORS AND INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND TO AUTHORIZE THE AUDIT
COMMITTEE, ACTING ON BEHALF OF THE BOARD OF
DIRECTORS, TO FIX THE REMUNERATION OF THE AUDITORS
AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, IN BOTH CASES FOR THE FISCAL YEAR ENDING
JANUARY 29, 2011.
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NETAPP, INC Agenda Number: 933310435
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 31-Aug-2010
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFRY R. ALLEN Mgmt For For
ALAN L. EARHART Mgmt For For
THOMAS GEORGENS Mgmt For For
GERALD HELD Mgmt For For
NICHOLAS G. MOORE Mgmt For For
T. MICHAEL NEVENS Mgmt For For
GEORGE T. SHAHEEN Mgmt For For
ROBERT T. WALL Mgmt For For
DANIEL J. WARMENHOVEN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1999 STOCK OPTION Mgmt For For
PLAN (THE "1999 PLAN") TO INCREASE THE SHARE
RESERVE BY AN ADDITIONAL 7,000,000 SHARES OF
COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN ("PURCHASE PLAN") TO INCREASE
THE SHARE RESERVE BY AN ADDITIONAL 5,000,000
SHARES OF COMMON STOCK, TO CLARIFY THE DISCRETION
OF THE PURCHASE PLAN ADMINISTRATOR TO DETERMINE
ELIGIBILITY REQUIREMENTS, AND TO REMOVE ITS
FIXED-TERM EXPIRATION DATE.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING APRIL 29, 2011.
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ORACLE CORPORATION Agenda Number: 933328189
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 06-Oct-2010
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. BERG Mgmt Withheld Against
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt Withheld Against
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
02 APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS Mgmt For For
PLAN.
03 APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED Mgmt For For
2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 419,020,418 SHARES.
04 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
05 ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE Shr Against For
BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY.
06 ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN DIRECTOR ELECTIONS.
07 ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY Shr For Against
RETENTION.
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PARKER-HANNIFIN CORPORATION Agenda Number: 933332974
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 27-Oct-2010
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KLAUS-PETER MULLER Mgmt For For
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
MARKOS I. TAMBAKERAS Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
03 APPROVAL OF THE PARKER-HANNIFIN CORPORATION Mgmt For For
2010 PERFORMANCE BONUS PLAN.
04 SHAREHOLDER PROPOSAL TO AMEND THE CODE OF REGULATIONS Shr Against For
TO SEPARATE THE ROLES OF CHAIRMAN OF THE BOARD
AND CHIEF EXECUTIVE OFFICER.
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THE MOSAIC COMPANY Agenda Number: 933322389
--------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Annual
Meeting Date: 07-Oct-2010
Ticker: MOS
ISIN: US61945A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM R. GRABER Mgmt For For
EMERY N. KOENIG Mgmt For For
SERGIO RIAL Mgmt For For
DAVID T. SEATON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011.
Managers Bond Fund
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933398491
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MUKESH D. AMBANI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt Against Against
1E ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. Mgmt For For
1G ELECTION OF DIRECTOR: D. PAUL JONES, JR. Mgmt For For
1H ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1L ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt Against Against
1M ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
02 AN ADVISORY (NON-BINDING) "SAY ON PAY" VOTE Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 3 Years Against
OF FUTURE ADVISORY "SAY ON PAY" VOTES.
04 RATIFICATION OF THE REGISTERED INDEPENDENT PUBLIC Mgmt Against Against
ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT Shr Against For
EMPLOYMENT.
06 STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY Shr For Against
WRITTEN CONSENT.
07 STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS. Shr For Against
08 STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING. Shr For Against
09 STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING. Shr Against For
10 STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
CONTESTED ELECTIONS.
11 STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE Shr Against For
COMPENSATION.
12 STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN Shr Against For
RELOCATION BENEFITS.
Managers Cadence Capital Appreciation Fund
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933365442
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 01-Mar-2011
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. Mgmt For For
1C ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
02 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE COMPENSATION OF AGILENT'S NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 TO APPROVE THE FREQUENCY OF VOTING ON THE COMPENSATION Mgmt 1 Year For
OF AGILENT'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933382169
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
DEBORAH DUNSIRE, M.D.
1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
TREVOR M. JONES PH.D.
1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
LOUIS J. LAVIGNE, JR.
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS Mgmt For For
PLAN
06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD Mgmt For For
PLAN
07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY OUR BOARD OF DIRECTORS
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AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr For Against
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
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AMERICAN EXPRESS COMPANY Agenda Number: 933388995
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.F. AKERSON Mgmt For For
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
05 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
06 SHAREHOLDER PROPOSAL RELATING TO THE CALLING Shr For Against
OF SPECIAL SHAREHOLDER MEETINGS.
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AMERICAN TOWER CORPORATION Agenda Number: 933406438
--------------------------------------------------------------------------------------------------------------------------
Security: 029912201
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: AMT
ISIN: US0299122012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE AN AMENDMENT TO AMERICAN TOWER CORPORATION'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
04 TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO CONDUCT AN ADVISORY VOTE ON WHETHER TO HOLD Mgmt 1 Year For
THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION EVERY ONE, TWO OR THREE YEARS.
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AMERIPRISE FINANCIAL, INC. Agenda Number: 933382688
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1B ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
02 A NONBINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
03 A NONBINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF SHAREHOLDER APPROVAL OF THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
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APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
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AUTODESK, INC. Agenda Number: 933446583
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D ELECTION OF DIRECTOR: PER-KRISTIAN HALVORSEN Mgmt For For
1E ELECTION OF DIRECTOR: SEAN M. MALONEY Mgmt For For
1F ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES J. ROBEL Mgmt For For
1I ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2012.
03 APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, Mgmt Against Against
THE COMPENSATION OF AUTODESK, INC.'S NAMED
EXECUTIVE OFFICERS.
04 APPROVE THE FREQUENCY WITH WHICH STOCKHOLDERS Mgmt 1 Year For
ARE PROVIDED AN ADVISORY (NON-BINDING) VOTE
ON THE COMPENSATION OF AUTODESK, INC.'S NAMED
EXECUTIVE OFFICERS.
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BROADCOM CORPORATION Agenda Number: 933387311
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
JOHN A.C. SWAINSON Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT.
03 TO RECOMMEND CONDUCTING AN ADVISORY VOTE ON Mgmt 1 Year Against
EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE
YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933419687
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1D ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1E ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1F ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1H ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1J ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1K ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1L ELECTION OF DIRECTOR: C. WARE Mgmt For For
1M ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE. Shr Against For
06 HUMAN RIGHTS COMMITTEE. Shr Against For
07 SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION. Shr Against For
08 GUIDELINES FOR COUNTRY SELECTION. Shr Against For
09 FINANCIAL RISKS FROM CLIMATE CHANGE. Shr Against For
10 HYDRAULIC FRACTURING. Shr For Against
11 OFFSHORE OIL WELLS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933421480
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt For For
1B ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2005 EQUITY INCENTIVE PLAN
03 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE AMENDED AND RESTATED 2005 EQUITY
INCENTIVE PLAN
04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
05 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
06 ADVISORY VOTE ON THE FREQUENCY FOR HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC. Agenda Number: 933410172
--------------------------------------------------------------------------------------------------------------------------
Security: 18683K101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CLF
ISIN: US18683K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Mgmt For For
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Mgmt For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Mgmt For For
1E ELECTION OF DIRECTOR: S.M. GREEN Mgmt For For
1F ELECTION OF DIRECTOR: J.K. HENRY Mgmt For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Mgmt For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Mgmt For For
1I ELECTION OF DIRECTOR: R. PHILLIPS Mgmt For For
1J ELECTION OF DIRECTOR: R.K. RIEDERER Mgmt For For
1K ELECTION OF DIRECTOR: R.A. ROSS Mgmt For For
1L ELECTION OF DIRECTOR: A. SCHWARTZ Mgmt For For
02 A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, Mgmt For For
COMMONLY KNOWN AS "SAY ON PAY"
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
VOTES ON OUR NAMED EXECUTIVE OFFICER COMPENSATION
05 A SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING Shr For Against
IN DIRECTOR ELECTIONS
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933429020
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT W. HOWE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
02 APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE Mgmt For For
OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, Mgmt For For
AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF
AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS
MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
05 TO AMEND OUR CERTIFICATE OF INCORPORATION TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS
FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING
SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING
POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL
STOCK.
06 TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS Mgmt For For
AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING
THRESHOLDS FROM 80% OF THE VOTING POWER OF
ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK
TO 66 2/3% OF THE VOTING POWER OF ALL THEN
OUTSTANDING SHARES OF CAPITAL STOCK.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES PLC Agenda Number: 933389531
--------------------------------------------------------------------------------------------------------------------------
Security: G24140108
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: CBE
ISIN: IE00B40K9117
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1B ELECTION OF DIRECTOR: JAMES J. POSTL Mgmt For For
1C ELECTION OF DIRECTOR: MARK S. THOMPSON Mgmt For For
02 TO RECEIVE AND CONSIDER THE COMPANY'S IRISH Mgmt For For
STATUTORY ACCOUNTS AND THE RELATED REPORTS
OF THE DIRECTORS AND AUDITORS
03 APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR ENDING 12/31/2011
04 TO APPROVE THE 2011 OMNIBUS INCENTIVE COMPENSATION Mgmt For For
PLAN
05 TO APPROVE ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
06 TO RECOMMEND ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION
07 TO AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO Mgmt For For
MAKE MARKET PURCHASES OF COMPANY SHARES
08 TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933359007
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 27-Jan-2011
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933386624
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: DTV
ISIN: US25490A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. DILLON Mgmt For For
SAMUEL A. DIPIAZZA, JR. Mgmt For For
LORRIE M. NORRINGTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS.
03 AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN Mgmt For For
CAPITAL STOCK CHANGES INCLUDING REDUCTION OF
AUTHORIZED CLASS B SHARES FROM 30,000,000 TO
3,000,000 AND ELIMINATION OF THE CLASS C COMMON
STOCK.
04 AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY Mgmt For For
THE BOARD OF DIRECTORS.
05 AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT Mgmt For For
A MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS
OF DIRECTORS.
06 AMEND CERTIFICATE OF INCORPORATION TO PERMIT Mgmt Against Against
A SPECIAL MEETING OF STOCKHOLDERS TO BE CALLED
BY 25% OR MORE OF THE STOCKHOLDERS IN CERTAIN
CIRCUMSTANCES.
07 AMEND CERTIFICATE OF INCORPORATION TO ADOPT Mgmt Against Against
DELAWARE AS THE EXCLUSIVE FORUM FOR CERTAIN
DISPUTES.
08 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
09 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 933387412
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: D.H. BENSON Mgmt For For
1B ELECTION OF DIRECTOR: R.W. CREMIN Mgmt For For
1C ELECTION OF DIRECTOR: J-P.M. ERGAS Mgmt For For
1D ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt For For
1E ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For
1F ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For
1G ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt For For
1H ELECTION OF DIRECTOR: B.G. RETHORE Mgmt For For
1I ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For
1J ELECTION OF DIRECTOR: S.M. TODD Mgmt For For
1K ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For
1L ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933385521
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Mgmt For For
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt For For
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shr Against For
07 ON GENETICALLY ENGINEERED SEED Shr Against For
08 ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933401010
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRED D. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2011.
05 STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For Against
STOCKHOLDER VOTING STANDARDS.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933376635
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR THREE-YEAR TERM: M.L. Mgmt For For
ESKEW
1B ELECTION OF DIRECTOR FOR THREE-YEAR TERM: A.G. Mgmt For For
GILMAN
1C ELECTION OF DIRECTOR FOR THREE-YEAR TERM: K.N. Mgmt For For
HORN
1D ELECTION OF DIRECTOR FOR THREE-YEAR TERM: J.C. Mgmt For For
LECHLEITER
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST
& YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR
FOR 2011.
03 APPROVE, BY NON-BINDING VOTE, 2010 COMPENSATION Mgmt Against Against
PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
TO ELIMINATE ALL SUPERMAJORITY VOTING REQUIREMENTS.
07 APPROVE THE EXECUTIVE OFFICER INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933358435
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Mgmt For For
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Mgmt For For
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON Mgmt For For
ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING Shr Against For
THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 933389466
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN A. THORINGTON Mgmt For For
DAVID L. PORGES Mgmt For For
JAMES E. ROHR Mgmt For For
DAVID S. SHAPIRA Mgmt For For
2 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
3 APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM INCENTIVE Mgmt For For
PLAN
4 APPROVAL OF THE EXECUTIVE COMPENSATION OF THE Mgmt For For
COMPANY
5 RECOMMENDATION ON THE FREQUENCY WITH WHICH THE Mgmt 1 Year For
COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
6 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Mgmt For For
OF INCORPORATION OF THE COMPANY TO ADOPT A
MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR
ELECTIONS
7 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Mgmt For For
OF INCORPORATION OF THE COMPANY RELATED TO
VACANCIES IN THE BOARD OF DIRECTORS
8 APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES Mgmt For For
OF INCORPORATION OF THE COMPANY TO ELIMINATE
SHAREHOLDER PRE-EMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year Against
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr For Against
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. Agenda Number: 933357281
--------------------------------------------------------------------------------------------------------------------------
Security: 307000109
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: FDO
ISIN: US3070001090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK R. BERNSTEIN Mgmt For For
PAMELA L. DAVIES Mgmt For For
SHARON ALLRED DECKER Mgmt For For
EDWARD C. DOLBY Mgmt For For
GLENN A. EISENBERG Mgmt For For
HOWARD R. LEVINE Mgmt For For
GEORGE R. MAHONEY, JR. Mgmt For For
JAMES G. MARTIN Mgmt For For
HARVEY MORGAN Mgmt For For
DALE C. POND Mgmt For For
02 APPROVAL OF THE PERFORMANCE MEASURES FOR PERFORMANCE-BASEDMgmt For For
AWARDS UNDER THE FAMILY DOLLAR STORES, INC.
2006 INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933396219
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. Mgmt For For
1D ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM CLAY FORD, JR. Mgmt For For
1F ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt For For
1J ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1K ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1L ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1M ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1N ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVES.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVES.
05 RELATING TO DISCLOSURE OF THE COMPANY'S POLITICAL Shr Against For
CONTRIBUTIONS.
06 RELATING TO CONSIDERATION OF A RECAPITALIZATION Shr For Against
PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING
STOCK HAVE ONE VOTE PER SHARE.
07 RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING Shr For Against
COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933435720
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shr Against For
OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE
TO BE RECOMMENDED FOR ELECTION TO THE COMPANY'S
BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION Agenda Number: 933377485
--------------------------------------------------------------------------------------------------------------------------
Security: 382388106
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: GR
ISIN: US3823881061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROLYN CORVI Mgmt For For
DIANE C. CREEL Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
JAMES W. GRIFFITH Mgmt For For
WILLIAM R. HOLLAND Mgmt For For
JOHN P. JUMPER Mgmt For For
MARSHALL O. LARSEN Mgmt For For
LLOYD W. NEWTON Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2011.
03 APPROVE THE GOODRICH CORPORATION 2011 EQUITY Mgmt For For
COMPENSATION PLAN.
04 ADOPT A RESOLUTION APPROVING, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K IN THE PROXY
STATEMENT.
05 SELECT, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 1 Year Against
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. Agenda Number: 933396194
--------------------------------------------------------------------------------------------------------------------------
Security: 441060100
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: HSP
ISIN: US4410601003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: IRVING W. BAILEY, Mgmt For For
II
1B ELECTION OF CLASS I DIRECTOR: F. MICHAEL BALL Mgmt For For
1C ELECTION OF CLASS I DIRECTOR: JACQUE J. SOKOLOV Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY
VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE.
03 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY
VOTE REQUIREMENT FOR BYLAW ADOPTION, AMENDMENT
OR REPEAL.
04 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY
VOTE REQUIREMENT FOR ALTERATION, AMENDMENT
OR REPEAL OF CERTAIN PROVISIONS IN THE CERTIFICATE
OF INCORPORATION.
05 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
07 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933403812
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Mgmt For For
PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933380381
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt For For
72)
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shr Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS Shr Against For
POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933355136
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For
1B ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1D ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL R. HALLMAN Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1H ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1J ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933358865
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 26-Jan-2011
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NATALIE A. BLACK Mgmt For For
ROBERT A. CORNOG Mgmt For For
WILLIAM H. LACY Mgmt For For
STEPHEN A. ROELL Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011
03 APPROVAL OF A PROPOSED AMENDMENT TO THE JOHNSON Mgmt For For
CONTROLS, INC. RESTATED ARTICLES OF INCORPORATION
TO ALLOW FOR A MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS
04 APPROVAL OF THE JOHNSON CONTROLS, INC. ANNUAL Mgmt For For
INCENTIVE PERFORMANCE PLAN.
05 APPROVAL OF THE JOHNSON CONTROLS, INC. LONG-TERM Mgmt For For
INCENTIVE PERFORMANCE PLAN
06 ADVISORY VOTE ON COMPENSATON OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS
07 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933369060
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: JOYG
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN L. GERARD Mgmt For For
JOHN NILS HANSON Mgmt For For
KEN C. JOHNSEN Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JAMES H. TATE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933412152
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY B. CRANSTON Mgmt For For
KEVIN R. JOHNSON Mgmt For For
J. MICHAEL LAWRIE Mgmt For For
DAVID SCHLOTTERBECK Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS.
03 APPROVAL OF THE PERFORMANCE BONUS PLAN FOR PURPOSES Mgmt For For
OF COMPLYING WITH INTERNAL REVENUE CODE SECTION
162(M).
04 APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER Mgmt Against Against
NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT
INCREASES THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER.
05 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON JUNIPER NETWORKS, INC.'S EXECUTIVE COMPENSATION.
06 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt 1 Year For
ON THE FREQUENCY OF EXECUTIVE COMPENSATION
ADVISORY VOTES IN THE FUTURE.
07 TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For
PRESENTED AT THE ANNUAL MEETING, REQUESTING
THE BOARD OF DIRECTOR TO TAKE THE NECESSARY
STEPS TO DECLASSIFY THE BOARD OF DIRECTORS
AND ESTABLISH ANNUAL ELECTIONS OF DIRECTORS,
WHEREBY DIRECTORS WOULD BE ELECTED ANNUALLY
AND NOT BY CLASSES.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 933398554
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1B ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1C ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Mgmt For For
1D ELECTION OF DIRECTOR: N. ANTHONY COLES, JR., Mgmt For For
M.D., M.P.H.
1E ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, Mgmt For For
JR.
1H ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, Mgmt For For
MBBCH
1I ELECTION OF DIRECTOR: M. KEITH WEIKEL, PH.D. Mgmt For For
1J ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933394277
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. JACOBS Mgmt For For
PHILIP A. LASKAWY Mgmt For For
MICHAEL J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS LAZARD LTD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011 AND AUTHORIZATION
OF LAZARD LTD'S BOARD OF DIRECTORS, ACTING
BY THE AUDIT COMMITTEE, TO SET THEIR REMUNERATION.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
OF LAZARD LTD.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
SHAREHOLDER VOTING ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933398883
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN A. KANDARIAN* Mgmt For For
SYLVIA MATHEWS BURWELL# Mgmt For For
EDUARDO CASTRO-WRIGHT# Mgmt For For
CHERYL W. GRISE# Mgmt For For
LULU C. WANG# Mgmt For For
02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO DECLASSIFY THE BOARD OF DIRECTORS
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011
04 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933423915
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt For For
PLAN
04 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY RESOLUTION)
05 TO VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES
AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY VOTE)
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933406452
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. COURY Mgmt For For
RODNEY L. PIATT, C.P.A. Mgmt For For
HEATHER BRESCH Mgmt For For
WENDY CAMERON Mgmt For For
ROBERT J. CINDRICH Mgmt For For
NEIL DIMICK, C.P.A. Mgmt For For
DOUGLAS J. LEECH, C.P.A Mgmt For For
JOSEPH C. MAROON, MD Mgmt For For
MARK W. PARRISH Mgmt For For
C.B. TODD Mgmt For For
R.L. VANDERVEEN PHD RPH Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933414853
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1B ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
FROM 500,000,000 TO 1,000,000,000.
07 STOCKHOLDER PROPOSAL. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933396889
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1D ELECTION OF DIRECTOR: J. PAUL REASON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2011
03 APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED Mgmt For For
IN THE PROXY STATEMENT FOR THE 2011 ANNUAL
MEETING OF STOCKHOLDERS
04 FREQUENCY OF STOCKHOLDERS ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION, EVERY
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933401060
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J ELECTION OF DIRECTOR: RODOLFO SEGOVIA Mgmt For For
1K ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1L ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
1M ELECTION OF DIRECTOR: WALTER L. WEISMAN Mgmt For For
02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Mgmt For For
AUDITORS.
03 ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
05 REPORT ON POLITICAL EXPENDITURES AND SPENDING Shr Against For
PROCESSES.
06 REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933421909
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1E ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. Mgmt For For
1F ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1G ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1I ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1J ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1K ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL
YEAR
03 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY
LESS THAN UNANIMOUS WRITTEN CONSENT
04 COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS
05 ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION Mgmt Against Against
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933388692
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933393744
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933378223
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN F. ANGEL Mgmt For For
HUGH GRANT Mgmt For For
MICHELE J. HOOPER Mgmt For For
ROBERT MEHRABIAN Mgmt For For
2 PROPOSAL TO REAPPROVE THE PERFORMANCE GOALS Mgmt For For
UNDER THE OMNIBUS INCENTIVE PLAN.
3 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE OMNIBUS INCENTIVE PLAN.
4 PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
5 TO RECOMMEND THE FREQUENCY OF APPROVING EXECUTIVE Mgmt 1 Year For
COMPENSATION.
6 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
7 SHAREHOLDER PROPOSAL REQUESTING A REPORT ABOUT Shr Against For
OUR COMMUNITY ENVIRONMENTAL ACCOUNTABILITY.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt Against Against
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933368044
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1D ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1F ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1G ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1H ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1I ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1J ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 APPROVAL OF REVISED PERFORMANCE CRITERIA UNDER Mgmt For For
2005 LONG-TERM EQUITY INCENTIVE PLAN
05 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN INCREASE IN NUMBER OF AUTHORIZED SHARES
UNDER THE PLAN
06 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 2, 2011
07 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY Shr Against For
FOR BEVERAGE CONTAINERS
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE Agenda Number: 933390421
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADAM ARON Mgmt For For
CHARLENE BARSHEFSKY Mgmt For For
THOMAS CLARKE Mgmt For For
CLAYTON DALEY, JR. Mgmt For For
BRUCE DUNCAN Mgmt For For
LIZANNE GALBREATH Mgmt For For
ERIC HIPPEAU Mgmt For For
STEPHEN QUAZZO Mgmt For For
THOMAS RYDER Mgmt For For
FRITS VAN PAASSCHEN Mgmt For For
KNEELAND YOUNGBLOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 RESOLVED, THAT THE COMPANY STOCKHOLDERS APPROVE, Mgmt For For
ON AN ADVISORY BASIS, THE COMPENSATION PAID
TO OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION & ANALYSIS, COMPENSATION
TABLES AND NARRATIVE DISCUSSION, IN OUR PROXY
STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933419702
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1D ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN T. LORD, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1H ELECTION OF DIRECTOR: JAMES W.P. REID-ANDERSON Mgmt For For
1I ELECTION OF DIRECTOR: RONALD G. SPAETH Mgmt For For
02 APPROVAL OF THE COMPANY'S 2011 INCENTIVE STOCK Mgmt For For
PLAN
03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
L.L.P. AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011
04 ADVISORY RESOLUTION APPROVING THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S EXECUTIVE OFFICERS
05 ADVISORY RESOLUTION ON THE FREQUENCY OF THE Mgmt 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION (CHOOSE
ONE FREQUENCY)
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933382753
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NANCY E. COOPER Mgmt For For
1B ELECTION OF DIRECTOR: DAVID E. KEPLER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS Mgmt For For
02 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON FREQUENCY Mgmt 1 Year For
OF SAY-ON-PAY VOTE. *PLEASE SELECT ONLY ONE
OPTION*.
04 APPROVAL OF THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 1 Year For
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933382929
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P.M. ARWAY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
D.J. WEST Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
03 APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE COMPENSATION.
04 SELECT, ON A NON-BINDING ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 APPROVE THE HERSHEY COMPANY AMENDED AND RESTATED Mgmt For For
EQUITY AND INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933420008
--------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Special
Meeting Date: 11-May-2011
Ticker: MOS
ISIN: US61945A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, Mgmt For For
DATED AS OF JANUARY 18, 2011 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG THE
MOSAIC COMPANY, CARGILL, INCORPORATED, GNS
II (U.S.) CORP., GNS MERGER SUB LLC, AND, FOR
LIMITED PURPOSES SET FORTH THEREIN, THE MARGARET
A. CARGILL FOUNDATION, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AND DISTRIBUTION
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 933361127
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN L. BOSTROM Mgmt For For
RICHARD M. LEVY Mgmt For For
VENKATRAMAN THYAGARAJAN Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL Mgmt For For
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
03 TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON Mgmt 1 Year Against
THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS,
INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY
OF.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 933421834
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN VMWARE'S PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN VMWARE'S PROXY STATEMENT.
04 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF OUR BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 933392223
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSHUA BEKENSTEIN Mgmt For For
MICHAEL J. BERENDT, PHD Mgmt For For
DOUGLAS A. BERTHIAUME Mgmt For For
EDWARD CONARD Mgmt For For
LAURIE H. GLIMCHER, M.D Mgmt For For
CHRISTOPHER A. KUEBLER Mgmt For For
WILLIAM J. MILLER Mgmt For For
JOANN A. REED Mgmt For For
THOMAS P. SALICE Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
4 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933366115
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 28-Feb-2011
Ticker: WFMI
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE COMPANY
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE COMPENSATION PACKAGE GRANTED Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For Against
BYLAWS TO PERMIT REMOVAL OF DIRECTORS WITH
OR WITHOUT CAUSE.
06 SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr For Against
TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT
CHAIRMAN OF THE BOARD OF DIRECTORS WHO HAS
NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER
OF THE COMPANY.
Managers Cadence Emerging Companies Fund
--------------------------------------------------------------------------------------------------------------------------
A.T. CROSS COMPANY Agenda Number: 933395344
--------------------------------------------------------------------------------------------------------------------------
Security: 227478104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: ATX
ISIN: US2274781044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 FIXING THE NUMBER OF CLASS A DIRECTORS AT THREE Mgmt For For
AND CLASS B DIRECTORS AT SIX.
02 DIRECTOR
HARLAN M. KENT Mgmt For For
ANDREW J. PARSONS Mgmt For For
FRANCES P. PHILIP Mgmt For For
03 APPROVAL OF AMENDMENT TO OMNIBUS INCENTIVE PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AAON, INC. Agenda Number: 933406731
--------------------------------------------------------------------------------------------------------------------------
Security: 000360206
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: AAON
ISIN: US0003602069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JACK E. SHORT Mgmt For For
JERRY R. LEVINE Mgmt For For
02 TO APPROVE AN ADVISORY RESOLUTION REGARDING Mgmt For For
COMPENSATION OF AAON'S NAMED EXECUTIVE OFFICERS.
03 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
AT WHICH AAON SHOULD SEEK AN ADVISORY VOTE
REGARDING THE COMPENSATION OF AAON'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ABRAXAS PETROLEUM CORPORATION Agenda Number: 933407276
--------------------------------------------------------------------------------------------------------------------------
Security: 003830106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: AXAS
ISIN: US0038301067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. SCOTT BARTLETT, JR. Mgmt For For
RALPH F. COX Mgmt For For
DENNIS E. LOGUE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS ABRAXAS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, BY ADVISORY VOTE, A RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AFC ENTERPRISES, INC. Agenda Number: 933436986
--------------------------------------------------------------------------------------------------------------------------
Security: 00104Q107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: AFCE
ISIN: US00104Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KRISHNAN ANAND Mgmt For For
VICTOR ARIAS, JR. Mgmt For For
CHERYL A. BACHELDER Mgmt For For
CAROLYN HOGAN BYRD Mgmt For For
JOHN M. CRANOR, III Mgmt For For
JOHN F. HOFFNER Mgmt For For
R. WILLIAM IDE, III Mgmt For For
KELVIN J. PENNINGTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AFC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 25, 2011.
03 RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE AFC ENTERPRISES, INC. 2006
STOCK INCENTIVE PLAN.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
05 INDICATE A PREFERENCE FOR THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AKORN, INC. Agenda Number: 933417378
--------------------------------------------------------------------------------------------------------------------------
Security: 009728106
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: AKRX
ISIN: US0097281069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN N. KAPOOR, PH.D. Mgmt For For
RONALD M. JOHNSON Mgmt For For
BRIAN TAMBI Mgmt For For
STEVEN J. MEYER Mgmt For For
ALAN WEINSTEIN Mgmt For For
KENNETH S. ABRAMOWITZ Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP TO SERVE AS AKORN'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALTRA HOLDINGS, INC. Agenda Number: 933397970
--------------------------------------------------------------------------------------------------------------------------
Security: 02208R106
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: AIMC
ISIN: US02208R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDMUND M. CARPENTER Mgmt For For
CARL R. CHRISTENSON Mgmt For For
LYLE G. GANSKE Mgmt For For
MICHAEL L. HURT Mgmt For For
MICHAEL S. LIPSCOMB Mgmt For For
LARRY MCPHERSON Mgmt For For
JAMES H. WOODWARD JR. Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS ALTRA HOLDINGS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO SERVE FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERIGON INCORPORATED Agenda Number: 933465141
--------------------------------------------------------------------------------------------------------------------------
Security: 03070L300
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: ARGN
ISIN: US03070L3006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LON E. BELL Mgmt For For
FRANCOIS J. CASTAING Mgmt For For
DANIEL R. COKER Mgmt For For
JOHN M. DEVINE Mgmt For For
MAURICE E.P. GUNDERSON Mgmt For For
OSCAR B. MARX III Mgmt For For
JAMES J. PAULSEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP TO ACT AS THE COMPANY'S REGISTERED INDEPENDENT
ACCOUNTANTS FOR THE YEAR ENDED DECEMBER 31,
2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, WHETHER AN Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS SHOULD OCCUR ONCE EVERY
ONE, TWO OR THREE YEARS.
05 TO APPROVE THE ISSUANCE OF ADDITIONAL SECURITIES Mgmt For For
TO HOLDERS OF SHARES OF SERIES C PREFERRED
STOCK THAT WOULD RESULT IN SUCH HOLDERS HAVING
RECEIVED, IN THE AGGREGATE IN CONNECTION WITH
THE ISSUANCE OF THE SERIES C PREFERRED STOCK,
20% OR MORE OF OUR OUTSTANDING COMMON STOCK.
06 TO APPROVE THE AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED NUMBER
OF SHARES OF OUR COMMON STOCK FROM 30,000,000
TO 55,000,000.
07 TO APPROVE THE AMERIGON INCORPORATED 2011 EQUITY Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMTECH SYSTEMS, INC. Agenda Number: 933361785
--------------------------------------------------------------------------------------------------------------------------
Security: 032332504
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: ASYS
ISIN: US0323325045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JONG S. WHANG Mgmt For For
MICHAEL GARNREITER Mgmt For For
ALFRED W. GIESE Mgmt For For
EGBERT J. G. GOUDENA Mgmt For For
JEONG MO HWANG Mgmt For For
ROBERT F. KING Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF MAYER HOFFMAN Mgmt For For
MCCANN P.C. AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011
--------------------------------------------------------------------------------------------------------------------------
ARIAD PHARMACEUTICALS, INC. Agenda Number: 933453817
--------------------------------------------------------------------------------------------------------------------------
Security: 04033A100
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: ARIA
ISIN: US04033A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAY R. LAMARCHE Mgmt For For
NORBERT G. RIEDEL, PHD. Mgmt For For
ROBERT M. WHELAN, JR. Mgmt For For
02 TO RE-APPROVE THE PERFORMANCE OBJECTIVES AND Mgmt For For
OTHER APPLICABLE PROVISIONS SET FORTH IN OUR
2006 LONG-TERM INCENTIVE PLAN, AS AMENDED,
FOR PURPOSES OF COMPLYING WITH SECTION 162(M)
OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED
03 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
04 TO CONSIDER AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN THE PROXY STATEMENT
05 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF HOLDING AN ADVISORY VOTE ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED ESTATES REALTY CORPORATION Agenda Number: 933397449
--------------------------------------------------------------------------------------------------------------------------
Security: 045604105
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: AEC
ISIN: US0456041054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT T. ADAMS Mgmt For For
JAMES M. DELANEY Mgmt For For
JEFFREY I. FRIEDMAN Mgmt For For
MICHAEL E. GIBBONS Mgmt For For
MARK L. MILSTEIN Mgmt For For
JAMES A. SCHOFF Mgmt For For
RICHARD T. SCHWARZ Mgmt For For
02 TO APPROVE THE ASSOCIATED ESTATES REALTY CORPORATION Mgmt For For
2011 EQUITY-BASED AWARD PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL
YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 TO RECOMMEND THE FREQUENCY OF THE VOTE ON THE Mgmt 1 Year For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ASTRONICS CORPORATION Agenda Number: 933396435
--------------------------------------------------------------------------------------------------------------------------
Security: 046433108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: ATRO
ISIN: US0464331083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND W. BOUSHIE Mgmt For For
ROBERT T. BRADY Mgmt For For
JOHN B. DRENNING Mgmt For For
PETER J. GUNDERMANN Mgmt For For
KEVIN T. KEANE Mgmt For For
ROBERT J. MCKENNA Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
03 TO CONSIDER AND VOTE UPON THE ADOPTION OF THE Mgmt Against Against
2011 EMPLOYEE STOCK OPTION PLAN.
04 TO SEEK YOUR ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
PROGRAMS AS DISCLOSED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION OF THE PROXY STATEMENT.
05 THE COMPANY SEEKS SHAREHOLDERS' INPUT ON THE Mgmt 1 Year Against
FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES
ON EXECUTIVE COMPENSATION PROGRAMS.
06 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shr For Against
RECOMMENDING THE BOARD OF DIRECTORS TAKE ACTION
TO CONVERT ALL CLASS B SHARES (CURRENTLY 10
VOTES PER SHARE) TO COMMON SHARES (CURRENTLY
ONE VOTE PER SHARE).
--------------------------------------------------------------------------------------------------------------------------
B&G FOODS, INC. Agenda Number: 933406870
--------------------------------------------------------------------------------------------------------------------------
Security: 05508R106
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: BGS
ISIN: US05508R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT C. CANTWELL Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
CHARLES F. MARCY Mgmt For For
DENNIS M. MULLEN Mgmt For For
CHERYL M. PALMER Mgmt For For
ALFRED POE Mgmt For For
STEPHEN C. SHERRILL Mgmt For For
DAVID L. WENNER Mgmt For For
2 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
3 RECOMMENDATION, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
FOR THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
4 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BOISE INC. Agenda Number: 933397223
--------------------------------------------------------------------------------------------------------------------------
Security: 09746Y105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: BZ
ISIN: US09746Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NATHAN D. LEIGHT Mgmt For For
ALEXANDER TOELDTE Mgmt For For
02 ADVISORY VOTE ON BOISE INC.'S EXECUTIVE COMPENSATION Mgmt For For
PROGRAM
03 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON BOISE INC.'S EXECUTIVE COMPENSATION PROGRAM
04 RATIFY THE APPOINTMENT OF KPMG LLP AS BOISE Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
BOLT TECHNOLOGY CORPORATION Agenda Number: 933341149
--------------------------------------------------------------------------------------------------------------------------
Security: 097698104
Meeting Type: Annual
Meeting Date: 23-Nov-2010
Ticker: BOLT
ISIN: US0976981045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH ESPESO Mgmt For For
MICHAEL C. HEDGER Mgmt For For
STEPHEN F. RYAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF MCGLADREY & PULLEN, Mgmt For For
LLP AS INDEPENDENT ACCOUNTANT FOR THE FISCAL
YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 933337328
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 18-Nov-2010
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL M. MCGURL Mgmt For For
JAMES L. LOOMIS Mgmt For For
GAREN K. STAGLIN Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
COMPANY'S 2000 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN
FROM 1,500,000 TO 4,000,000 AND TO MAKE CERTAIN
OTHER CHANGES, AS SET FORTH IN THE ACCOMPANYING
PROXY STATEMENT.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
CALIPER LIFE SCIENCES, INC. Agenda Number: 933439730
--------------------------------------------------------------------------------------------------------------------------
Security: 130872104
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: CALP
ISIN: US1308721042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALLAN L. COMSTOCK Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
04 TO VOTE IN AN ADVISORY CAPACITY ON THE COMPENSATION Mgmt For For
PAID TO CALIPER'S NAMED EXECUTIVE OFFICERS.
05 TO VOTE IN AN ADVISORY CAPACITY ON THE FREQUENCY Mgmt 1 Year Against
OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARDTRONICS, INC. Agenda Number: 933451419
--------------------------------------------------------------------------------------------------------------------------
Security: 14161H108
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: CATM
ISIN: US14161H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT P. BARONE Mgmt For For
JORGE M. DIAZ Mgmt For For
G. PATRICK PHILLIPS Mgmt For For
02 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION ADVISORY VOTES.
04 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS CARDTRONICS INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CARIBOU COFFEE COMPANY, INC. Agenda Number: 933393679
--------------------------------------------------------------------------------------------------------------------------
Security: 142042209
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: CBOU
ISIN: US1420422099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KIP R. CAFFEY Mgmt For For
SARAH PALISI CHAPIN Mgmt For For
E. STOCKTON CROFT Mgmt For For
WALLACE B. DOOLIN Mgmt For For
GARY A. GRAVES Mgmt For For
KEVIN J. KEOGH Mgmt For For
CHARLES H. OGBURN Mgmt For For
PHILIP H. SANFORD Mgmt For For
MICHAEL J. TATTERSFIELD Mgmt For For
02 TO APPROVE THE COMPANY'S AMENDED AND RESTATED Mgmt For For
2005 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 1,
2012.
04 TO CONSIDER ANY OTHER BUSINESS TO PROPERLY COME Mgmt Against Against
BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CECO ENVIRONMENTAL CORP. Agenda Number: 933421668
--------------------------------------------------------------------------------------------------------------------------
Security: 125141101
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CECE
ISIN: US1251411013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARTHUR CAPE Mgmt For For
JASON DEZWIREK Mgmt Withheld Against
PHILLIP DEZWIREK Mgmt For For
THOMAS J. FLAHERTY Mgmt For For
RONALD E. KRIEG Mgmt For For
JEFFREY LANG Mgmt For For
JASON D. MERETSKY Mgmt For For
JONATHAN POLLACK Mgmt For For
DONALD A. WRIGHT Mgmt For For
02 BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
COST PLUS, INC. Agenda Number: 933465064
--------------------------------------------------------------------------------------------------------------------------
Security: 221485105
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: CPWM
ISIN: US2214851055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH H. COULOMBE Mgmt For For
CLIFFORD J. EINSTEIN Mgmt For For
BARRY J. FELD Mgmt For For
MARK R. GENENDER Mgmt For For
DANNY W. GURR Mgmt For For
JOHN C. POUND Mgmt For For
KIM D. ROBBINS Mgmt For For
FREDRIC M. ROBERTS Mgmt For For
KENNETH T. STEVENS Mgmt For For
02 TO RATIFY AND APPROVE THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF COST PLUS FOR THE FISCAL
YEAR ENDING JANUARY 28, 2012.
03 TO APPROVE THE EXECUTIVE PERFORMANCE INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 1996 Mgmt For For
DIRECTOR OPTION PLAN TO EXPAND THE TYPE OF
EQUITY AWARDS THAT CAN BE MADE UNDER THE PLAN
TO INCLUDE FULL VALUE AWARDS.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON THE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DATALINK CORPORATION Agenda Number: 933419675
--------------------------------------------------------------------------------------------------------------------------
Security: 237934104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: DTLK
ISIN: US2379341041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRENT G. BLACKEY Mgmt For For
PAUL F. LIDSKY Mgmt For For
MARGARET A. LOFTUS Mgmt For For
GREG R. MELAND Mgmt For For
J. PATRICK O'HALLORAN Mgmt For For
JAMES E. OUSLEY Mgmt For For
ROBERT M. PRICE Mgmt For For
02 TO APPROVE THE COMPANY'S 2011 INCENTIVE COMPENSATION Mgmt Against Against
PLAN TO PERMIT THE COMPANY TO GRANT SHARES
OF THE COMPANY'S COMMON STOCK AS AWARDS TO
THE COMPANY'S EMPLOYEES, OFFICERS, NON-EMPLOYEE
DIRECTORS AND CONSULTANTS.
03 TO RATIFY MCGLADREY & PULLEN, LLP AS DATALINK Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DICE HOLDINGS, INC. Agenda Number: 933389555
--------------------------------------------------------------------------------------------------------------------------
Security: 253017107
Meeting Type: Annual
Meeting Date: 15-Apr-2011
Ticker: DHX
ISIN: US2530171071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER R. EZERSKY Mgmt For For
DAVID S. GORDON Mgmt For For
DAVID C. HODGSON Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
FOR THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DXP ENTERPRISES, INC. Agenda Number: 933459667
--------------------------------------------------------------------------------------------------------------------------
Security: 233377407
Meeting Type: Annual
Meeting Date: 30-Jun-2011
Ticker: DXPE
ISIN: US2333774071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID R. LITTLE Mgmt For For
CLETUS DAVIS Mgmt For For
TIMOTHY P. HALTER Mgmt For For
KENNETH H. MILLER Mgmt For For
02 APPROVE AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION TO REDUCE THE PAR
VALUE OF SERIES B PREFERRED STOCK AND UNDESIGNATED
PREFERRED STOCK AND MOVE THE UNISSUED SHARES
OF SERIES B PREFERRED STOCK AND SERIES A PREFERRED
STOCK TO THE STATUS OF UNDESIGNATED PREFERRED
STOCK.
03 APPROVE, AS NON-BINDING ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DYNAMIC MATERIALS CORPORATION Agenda Number: 933417950
--------------------------------------------------------------------------------------------------------------------------
Security: 267888105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: BOOM
ISIN: US2678881051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DEAN K. ALLEN Mgmt For For
YVON PIERRE CARIOU Mgmt For For
ROBERT A. COHEN Mgmt For For
JAMES J. FERRIS Mgmt For For
RICHARD P. GRAFF Mgmt For For
BERNARD HUEBER Mgmt For For
GERARD MUNERA Mgmt For For
ROLF ROSPEK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
04 TO APPROVE THE NON-BINDING, ADVISORY VOTE ON Mgmt 1 Year Against
THE FREQUENCY OF THE NON-BINDING, ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 933411504
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ZSOLT HARSANYI, PH.D. Mgmt For For
LOUIS SULLIVAN, M.D. Mgmt For For
MARVIN WHITE Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ENTROPIC COMMUNICATIONS, INC. Agenda Number: 933425440
--------------------------------------------------------------------------------------------------------------------------
Security: 29384R105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ENTR
ISIN: US29384R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS BARUCH Mgmt For For
PATRICK HENRY Mgmt For For
02 TO REAPPROVE THE INTERNAL REVENUE CODE SECTION Mgmt Against Against
162(M) PERFORMANCE CRITERIA AND AWARD LIMITS
OF THE ENTROPIC COMMUNICATIONS, INC. 2007 EQUITY
INCENTIVE PLAN.
03 TO APPROVE ENTROPIC'S EXECUTIVE COMPENSATION. Mgmt For For
04 TO APPROVE THE FREQUENCY WITH WHICH A SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL
BE HELD.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE PARTNERS, INC. Agenda Number: 933437798
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER C. ALTMAN Mgmt For For
PEDRO ASPE Mgmt For For
RICHARD I. BEATTIE Mgmt For For
FRANCOIS DE ST. PHALLE Mgmt For For
GAIL B. HARRIS Mgmt For For
CURT HESSLER Mgmt For For
ANTHONY N. PRITZKER Mgmt For For
RALPH L. SCHLOSSTEIN Mgmt For For
02 TO PROVIDE AN ADVISORY NON-BINDING VOTE ON THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO PROVIDE AN ADVISORY NON-BINDING VOTE REGARDING Mgmt 1 Year Against
THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 933461105
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104
Meeting Type: Annual
Meeting Date: 17-Jun-2011
Ticker: EXLS
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. KELSO Mgmt For For
CLYDE W. OSTLER Mgmt For For
VIKRAM TALWAR Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
03 TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE Mgmt For For
OFFICERS OF THE COMPANY.
04 TO HOLD A NON-BINDING ADVISORY VOTE EVERY YEAR Mgmt 1 Year For
TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 933429878
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. COLE Mgmt For For
MARVIN R. SAMBUR, PH.D. Mgmt For For
JAY W. FREELAND Mgmt For For
02 THE RATIFICATION OF GRANT THORNTON LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
SHAREHOLDERS WILL VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
FBL FINANCIAL GROUP, INC. Agenda Number: 933387424
--------------------------------------------------------------------------------------------------------------------------
Security: 30239F106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: FFG
ISIN: US30239F1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER K. BROOKS Mgmt Withheld Against
JERRY L. CHICOINE Mgmt For For
TIM H. GILL Mgmt For For
ROBERT H. HANSON Mgmt For For
JAMES E. HOHMANN Mgmt Withheld Against
PAUL E. LARSON Mgmt For For
EDWARD W. MEHRER Mgmt For For
JOHN E. WALKER Mgmt For For
02 APPROVE BY NON-BINDING ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION Mgmt For For
ALLOWING CERTAIN CHANGES IN THE NUMBER OF DIRECTORS.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
06 ON ANY OTHER MATTER THAT MAY BE SUBMITTED TO Mgmt Against Against
A VOTE OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FORRESTER RESEARCH, INC. Agenda Number: 933395647
--------------------------------------------------------------------------------------------------------------------------
Security: 346563109
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: FORR
ISIN: US3465631097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE F. COLONY Mgmt For For
MICHAEL H. WELLES Mgmt For For
CHARLES B. RUTSTEIN Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 TO APPROVE, BY NON-BINDING VOTE, FORRESTER RESEARCH, Mgmt For For
INC. EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION NON-BINDING VOTES.
--------------------------------------------------------------------------------------------------------------------------
FURMANITE CORPORATION Agenda Number: 933402834
--------------------------------------------------------------------------------------------------------------------------
Security: 361086101
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: FRM
ISIN: US3610861011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES R. COX Mgmt For For
SANGWOO AHN Mgmt For For
HANS KESSLER Mgmt For For
KEVIN R. JOST Mgmt For For
02 APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Against Against
03 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 THE RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP, AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 933448816
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORRIS GOLDFARB Mgmt For For
SAMMY AARON Mgmt For For
THOMAS J. BROSIG Mgmt For For
ALAN FELLER Mgmt For For
JEFFREY GOLDFARB Mgmt For For
CARL KATZ Mgmt For For
LAURA POMERANTZ Mgmt For For
WILLEM VAN BOKHORST Mgmt For For
RICHARD WHITE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP.
--------------------------------------------------------------------------------------------------------------------------
GEOKINETICS INC. Agenda Number: 933452574
--------------------------------------------------------------------------------------------------------------------------
Security: 372910307
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: GOK
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM R. ZIEGLER Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD F. MILES Mgmt For For
1C ELECTION OF DIRECTOR: CHRISTOPHER M. HARTE Mgmt For For
1D ELECTION OF DIRECTOR: STEVEN A. WEBSTER Mgmt For For
1E ELECTION OF DIRECTOR: GARY M. PITTMAN Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT L. CABES, JR. Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER D. STRONG Mgmt For For
1H ELECTION OF DIRECTOR: GOTTFRED LANGSETH Mgmt For For
1I ELECTION OF DIRECTOR: ANTHONY TRIPODO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF UHY LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC. Agenda Number: 933368652
--------------------------------------------------------------------------------------------------------------------------
Security: 420877201
Meeting Type: Annual
Meeting Date: 28-Feb-2011
Ticker: HAYN
ISIN: US4208772016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL J. BOHAN Mgmt For For
DONALD C. CAMPION Mgmt For For
MARK M. COMERFORD Mgmt For For
JOHN C. COREY Mgmt For For
ROBERT H. GETZ Mgmt For For
TIMOTHY J. MCCARTHY Mgmt For For
WILLIAM P. WALL Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM: TO RATIFY THE APPOINTMENT
OF DELOITTE & TOUCHE, LLP AS HAYNES' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. ON Mgmt For For
THE ADVISORY VOTE TO APPROVE THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DESCRIBED UNDER "EXECUTIVE COMPENSATION" IN
THE PROXY STATEMENT.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION. ON THE ADVISORY
VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HEALTHSTREAM, INC. Agenda Number: 933446610
--------------------------------------------------------------------------------------------------------------------------
Security: 42222N103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HSTM
ISIN: US42222N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY L. MCLAREN* Mgmt For For
LINDA REBROVICK* Mgmt For For
MICHAEL SHMERLING* Mgmt For For
C. MARTIN HARRIS, M.D.# Mgmt For For
DEBORAH TAYLOR TATE$ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HFF, INC. Agenda Number: 933447686
--------------------------------------------------------------------------------------------------------------------------
Security: 40418F108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HF
ISIN: US40418F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK D. GIBSON Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
JOE B. THORNTON, JR. Mgmt For For
02 NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
AN ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS
04 RATIFICATION OF INDEPENDENT, REGISTERED CERTIFIED Mgmt For For
PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
HORSEHEAD HOLDING CORP. Agenda Number: 933424157
--------------------------------------------------------------------------------------------------------------------------
Security: 440694305
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ZINC
ISIN: US4406943054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN VAN RODEN Mgmt For For
JACK SHILLING Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS HORSEHEAD HOLDING CORP.'S INDEPENDENT
REGISTERED ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 INCENTIVE COMPENSATION PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMMUNOMEDICS, INC. Agenda Number: 933338267
--------------------------------------------------------------------------------------------------------------------------
Security: 452907108
Meeting Type: Annual
Meeting Date: 01-Dec-2010
Ticker: IMMU
ISIN: US4529071080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID M. GOLDENBERG Mgmt For For
1B ELECTION OF DIRECTOR: CYNTHIA L. SULLIVAN Mgmt For For
1C ELECTION OF DIRECTOR: MORTON COLEMAN Mgmt For For
1D ELECTION OF DIRECTOR: BRIAN A. MARKISON Mgmt For For
1E ELECTION OF DIRECTOR: MARY E. PAETZOLD Mgmt For For
1F ELECTION OF DIRECTOR: DON C. STARK Mgmt For For
1G ELECTION OF DIRECTOR: KENNETH J. ZUERBLIS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTEGRAMED AMERICA, INC. Agenda Number: 933434502
--------------------------------------------------------------------------------------------------------------------------
Security: 45810N302
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: INMD
ISIN: US45810N3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAY HIGHAM Mgmt For For
GERARDO CANET Mgmt For For
WAYNE R. MOON Mgmt For For
LAWRENCE J. STUESSER Mgmt For For
ELIZABETH E. TALLETT Mgmt For For
Y.S. THORNTON, M.D. Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 2007 LONG-TERM Mgmt For For
COMPENSATION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK PAR VALUE $0.01 AUTHORIZED
FOR ISSUANCE IN CONNECTION WITH GRANTS UNDER
THE PLAN FROM 750,000 TO 1,450,000 SHARES.
03 TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF A STOCKHOLDER VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INTERCLICK INC Agenda Number: 933467943
--------------------------------------------------------------------------------------------------------------------------
Security: 458483203
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: ICLK
ISIN: US4584832038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL BRAUSER Mgmt For For
BARRY HONIG Mgmt For For
BRETT CRAVATT Mgmt For For
MICHAEL KATZ Mgmt For For
MICHAEL MATHEWS Mgmt For For
DAVID HILLS Mgmt For For
FRANK COTRONEO Mgmt For For
WILLIAM WISE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO RATIFY AND APPROVE OUR 2011 EQUITY INCENTIVE Mgmt Against Against
PLAN.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 933411263
--------------------------------------------------------------------------------------------------------------------------
Security: 458665106
Meeting Type: Annual
Meeting Date: 23-May-2011
Ticker: IFSIA
ISIN: US4586651063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DIANNE DILLON-RIDGLEY Mgmt For For
JUNE M. HENTON Mgmt For For
CHRISTOPHER G. KENNEDY Mgmt For For
K. DAVID KOHLER Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
INTERNET CAPITAL GROUP, INC. Agenda Number: 933441521
--------------------------------------------------------------------------------------------------------------------------
Security: 46059C205
Meeting Type: Annual
Meeting Date: 17-Jun-2011
Ticker: ICGE
ISIN: US46059C2052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID J. ADELMAN* Mgmt For For
WALTER W. BUCKLEY, III# Mgmt For For
MICHAEL J. HAGAN# Mgmt For For
PHILIP J. RINGO# Mgmt For For
02 RATIFICATION OF KPMG LLP AS ICG'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANT FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF ICG'S NAMED EXECUTIVE OFFICERS.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year Against
OF ADVISORY VOTES REGARDING THE COMPENSATION
OF ICG'S NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF AN AMENDMENT TO ICG'S CERTIFICATE Mgmt For For
OF INCORPORATION TO CHANGE ICG'S CORPORATE
NAME TO "ICG GROUP, INC."
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 933433776
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GAIL DEEGAN Mgmt For For
ANDREA GEISSER Mgmt For For
JACQUES S. GANSLER, PHD Mgmt For For
02 TO APPROVE OUR SENIOR EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN, AS AMENDED AND RESTATED.
03 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 1 Year Against
OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KENEXA CORPORATION Agenda Number: 933413508
--------------------------------------------------------------------------------------------------------------------------
Security: 488879107
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: KNXA
ISIN: US4888791070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARRY M. ABELSON Mgmt For For
NOORUDDIN S. KARSAN Mgmt For For
JOHN A. NIES Mgmt For For
02 AMENDMENT TO 2005 EQUITY INCENTIVE PLAN TO INCREASE Mgmt Against Against
THE NUMBER OF SHARES OF COMMON STOCK FOR ISSUANCE
UNDER THE 2005 PLAN BY 3,200,000 SHARES
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Mgmt Against Against
AS DISCLOSED IN THE PROXY STATEMENT
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
05 RATIFICATION OF GRANT THORNTON AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
KEYNOTE SYSTEMS, INC. Agenda Number: 933373677
--------------------------------------------------------------------------------------------------------------------------
Security: 493308100
Meeting Type: Annual
Meeting Date: 18-Mar-2011
Ticker: KEYN
ISIN: US4933081006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
UMANG GUPTA Mgmt For For
CHARLES M. BOESENBERG Mgmt For For
MOHAN GYANI Mgmt For For
JENNIFER M. JOHNSON Mgmt For For
RAYMOND L. OCAMPO JR. Mgmt For For
DEBORAH RIEMAN Mgmt For For
02 APPROVAL, ON ADVISORY BASIS, OF EXECUTIVE COMPENSATION. Mgmt For For
03 AN ADVISORY VOTE ON FREQUENCY OF HOLDING AN Mgmt 1 Year Against
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AMENDMENT TO THE 1999 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
05 APPROVAL OF AMENDMENT TO THE 1999 EQUITY INCENTIVE Mgmt Against Against
PLAN.
06 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS KEYNOTE SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS, INC. Agenda Number: 933451166
--------------------------------------------------------------------------------------------------------------------------
Security: 501014104
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: KKD
ISIN: US5010141043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. STEPHEN LYNN Mgmt For For
MICHAEL H. SUTTON Mgmt For For
LIZANNE THOMAS Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2011
PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING JANUARY 29, 2012.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 933452687
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUSSELL D. HAYS Mgmt For For
GEORGE D. LEMAITRE, M.D Mgmt For For
WILLIAM N. THORNDIKE Mgmt For For
02 TO RATIFY ERNST & YOUNG LLP AS OUR REGISTERED Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP. Agenda Number: 933438221
--------------------------------------------------------------------------------------------------------------------------
Security: 571157106
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: MRLN
ISIN: US5711571068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. CALAMARI Mgmt For For
LAWRENCE J. DEANGELO Mgmt For For
DANIEL P. DYER Mgmt For For
EDWARD GRZEDZINSKI Mgmt For For
KEVIN J. MCGINTY Mgmt For For
MATTHEW J. SULLIVAN Mgmt For For
J. CHRISTOPHER TEETS Mgmt For For
JAMES W. WERT Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
03 APPROVAL, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 1 Year For
WITH WHICH THE CORPORATION INCLUDES IN ITS
PROXY STATEMENT AN ADVISORY VOTE REGARDING
THE COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MEDTOX SCIENTIFIC, INC. Agenda Number: 933436568
--------------------------------------------------------------------------------------------------------------------------
Security: 584977201
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: MTOX
ISIN: US5849772018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD J. BRAUN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANYS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 TO APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year Against
FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MICROMET, INC. Agenda Number: 933449717
--------------------------------------------------------------------------------------------------------------------------
Security: 59509C105
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: MITI
ISIN: US59509C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. CHRISTIAN ITIN Mgmt For For
DR. PETER JOHANN Mgmt For For
MR. JOSEPH P. SLATTERY Mgmt Withheld Against
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF MICROMET, INC. FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 AN ADVISORY VOTE ON THE PREFERRED FREQUENCY Mgmt 1 Year For
OF A STOCKHOLDER ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MWI VETERINARY SUPPLY, INC. Agenda Number: 933362078
--------------------------------------------------------------------------------------------------------------------------
Security: 55402X105
Meeting Type: Annual
Meeting Date: 08-Feb-2011
Ticker: MWIV
ISIN: US55402X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEITH E. ALESSI Mgmt For For
BRUCE C. BRUCKMANN Mgmt For For
JAMES F. CLEARY, JR. Mgmt For For
JOHN F. MCNAMARA Mgmt For For
A. CRAIG OLSON Mgmt For For
ROBERT N. REBHOLTZ, JR. Mgmt For For
WILLIAM J. ROBISON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 A NON-BINDING ADVISORY VOTE ON SAY-ON-PAY FREQUENCY Mgmt 1 Year Against
04 A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION Agenda Number: 933406301
--------------------------------------------------------------------------------------------------------------------------
Security: 637372103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: NRCI
ISIN: US6373721033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOANN M. MARTIN Mgmt For For
PAUL C. SCHORR III Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
SHAREHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NN, INC. Agenda Number: 933403723
--------------------------------------------------------------------------------------------------------------------------
Security: 629337106
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: NNBR
ISIN: US6293371067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
G. RONALD MORRIS Mgmt For For
STEVEN T. WARSHAW Mgmt For For
02 TO APPROVE THE NN, INC. 2011 STOCK INCENTIVE Mgmt Against Against
PLAN, WHICH AUTHORIZES THE ISSUANCE OF UP TO
2,500,000 SHARES OF COMMON STOCK THAT MAY BE
ISSUED UNDER THE PLAN, AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
03 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 FOR RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 933351239
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Special
Meeting Date: 16-Dec-2010
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE AN AMENDMENT TO THE OMNICELL, Mgmt Against Against
INC. 2009 EQUITY INCENTIVE PLAN, AS DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 933425577
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY D. LINDHOLM Mgmt For For
SARA J. WHITE Mgmt For For
WILLIAM H. YOUNGER, JR. Mgmt For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Against Against
OF EXECUTIVE COMPENSATION.
03 FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF SOLICITATION OF STOCKHOLDER
VOTES ON EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ON ASSIGNMENT, INC. Agenda Number: 933441608
--------------------------------------------------------------------------------------------------------------------------
Security: 682159108
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: ASGN
ISIN: US6821591087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. JONATHAN S. HOLMAN Mgmt For For
MR. PETER T. DAMERIS Mgmt For For
02 NON-BINDING ADVISORY VOTE TO APPROVE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
ADVISORY EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP TO SERVE AS INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 933458538
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. REESE LANIER Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS M. LOVE Mgmt For For
1C ELECTION OF DIRECTOR: CLYDE C. TUGGLE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM DURING FISCAL
2011.
03 PROPOSAL TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS A RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND ON AN ADVISORY (NON-BINDING) Mgmt 1 Year For
BASIS THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. Agenda Number: 933434069
--------------------------------------------------------------------------------------------------------------------------
Security: 700666100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: PKOH
ISIN: US7006661000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN R. GREENE Mgmt For For
A. MALACHI MIXON III Mgmt For For
DAN T. MOORE III Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF THE PARK-OHIO HOLDINGS CORP. ANNUAL Mgmt For For
CASH BONUS PLAN.
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PERFICIENT, INC. Agenda Number: 933431835
--------------------------------------------------------------------------------------------------------------------------
Security: 71375U101
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: PRFT
ISIN: US71375U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY S. DAVIS Mgmt For For
RALPH C. DERRICKSON Mgmt For For
EDWARD L. GLOTZBACH Mgmt For For
JOHN S. HAMLIN Mgmt For For
JAMES R. KACKLEY Mgmt For For
DAVID S. LUNDEEN Mgmt For For
DAVID D. MAY Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION.
03 TO VOTE, ON AN ADVISORY BASIS (NON-BINDING), Mgmt 1 Year For
ON THE FREQUENCY OF INCLUDING AN ADVISORY VOTE
ON THE EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS PERFICIENT, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
PERRY ELLIS INTERNATIONAL, INC. Agenda Number: 933451469
--------------------------------------------------------------------------------------------------------------------------
Security: 288853104
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: PERY
ISIN: US2888531041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH NATOLI Mgmt For For
EDUARDO M. SARDINA Mgmt For For
02 NON-BINDING SAY-ON-PAY VOTE. TO APPROVE THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
03 NON-BINDING SAY-ON-FREQUENCY VOTE. TO HAVE AN Mgmt 1 Year For
ADVISORY VOTE ON THE COMPANY'S COMPENSATION
OF EXECUTIVE OFFICERS ONCE EVERY 1, 2 OR 3
YEARS.
04 TO ADOPT THE 2011 MANAGEMENT INCENTIVE COMPENSATION Mgmt For For
PLAN.
05 TO ADOPT THE SECOND AMENDED AND RESTATED 2005 Mgmt Against Against
LONG-TERM INCENTIVE COMPENSATION PLAN.
06 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 28, 2012.
--------------------------------------------------------------------------------------------------------------------------
PRICESMART, INC Agenda Number: 933357180
--------------------------------------------------------------------------------------------------------------------------
Security: 741511109
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: PSMT
ISIN: US7415111092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GONZALO BARRUTIETA Mgmt For For
KATHERINE L. HENSLEY Mgmt For For
LEON C. JANKS Mgmt For For
LAWRENCE B. KRAUSE Mgmt For For
JOSE LUIS LAPARTE Mgmt For For
ROBERT E. PRICE Mgmt For For
KEENE WOLCOTT Mgmt For For
EDGAR ZURCHER Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QUALITY DISTRIBUTION, INC. Agenda Number: 933434134
--------------------------------------------------------------------------------------------------------------------------
Security: 74756M102
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: QLTY
ISIN: US74756M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN E. CROWE Mgmt For For
GARY R. ENZOR Mgmt For For
RICHARD B. MARCHESE Mgmt For For
THOMAS R. MIKLICH Mgmt For For
M. ALI RASHID Mgmt For For
ALAN H. SCHUMACHER Mgmt For For
THOMAS M. WHITE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
RADIANT SYSTEMS, INC. Agenda Number: 933441848
--------------------------------------------------------------------------------------------------------------------------
Security: 75025N102
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: RADS
ISIN: US75025N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.A. DOUGLAS, JR* Mgmt For For
PHILIP J. HICKEY, JR* Mgmt For For
MICHAEL Z. KAY* Mgmt Withheld Against
NICK SHREIBER# Mgmt For For
03 TO APPROVE THE 2011 AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED 2005 LONG-TERM INCENTIVE PLAN,
INCLUDING APPROVAL OF THE MATERIAL TERMS OF
PERFORMANCE GOALS FOR SECTION 162(M) AWARDS
UNDER THE AMENDED AND RESTATED 2005 LONG-TERM
INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY Mgmt For For
ON PAY" VOTE).
05 ADVISORY VOTE ON HOW FREQUENTLY STOCKHOLDERS Mgmt 1 Year For
WILL BE PROVIDED A "SAY-ON-PAY" VOTE.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC. Agenda Number: 933417962
--------------------------------------------------------------------------------------------------------------------------
Security: 754212108
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: RAVN
ISIN: US7542121089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY W. BOUR Mgmt For For
THOMAS S. EVERIST Mgmt For For
MARK E. GRIFFIN Mgmt For For
KEVIN T. KIRBY Mgmt For For
MARC E. LEBARON Mgmt For For
CYNTHIA H. MILLIGAN Mgmt For For
DANIEL A. RYKHUS Mgmt For For
02 TO APPROVE IN A NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF OUR EXECUTIVE OFFICERS DISCLOSED
IN THE PROXY STATEMENT.
03 TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
THE PREFERRED FREQUENCY OF ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION Agenda Number: 933396207
--------------------------------------------------------------------------------------------------------------------------
Security: 81616X103
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SCSS
ISIN: US81616X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHY NEDOROSTEK Mgmt For For
MICHAEL A. PEEL Mgmt For For
JEAN-MICHEL VALETTE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE RATIFICATION OF THE SELECTION Mgmt For For
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SHUFFLE MASTER, INC. Agenda Number: 933369921
--------------------------------------------------------------------------------------------------------------------------
Security: 825549108
Meeting Type: Annual
Meeting Date: 17-Mar-2011
Ticker: SHFL
ISIN: US8255491081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GARRY W. SAUNDERS Mgmt For For
LOUIS CASTLE Mgmt For For
JOHN R. BAILEY Mgmt For For
DANIEL M. WADE Mgmt For For
EILEEN F. RANEY Mgmt For For
A. RANDALL THOMAN Mgmt For For
DAVID B. LOPEZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE 2011 FISCAL YEAR.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
SONOSITE, INC. Agenda Number: 933394075
--------------------------------------------------------------------------------------------------------------------------
Security: 83568G104
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: SONO
ISIN: US83568G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARMEN L DIERSEN Mgmt For For
STEVEN R GOLDSTEIN, MD Mgmt For For
KEVIN M GOODWIN Mgmt For For
PAUL V HAACK Mgmt For For
ROBERT G HAUSER, MD Mgmt For For
RODNEY F HOCHMAN, MD Mgmt For For
RICHARD O MARTIN, PHD Mgmt For For
WILLIAM G PARZYBOK, JR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS, INC. Agenda Number: 933405917
--------------------------------------------------------------------------------------------------------------------------
Security: 862685104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: SSYS
ISIN: US8626851047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S. SCOTT CRUMP Mgmt For For
RALPH E. CRUMP Mgmt For For
EDWARD J. FIERKO Mgmt For For
JOHN J. MCELENEY Mgmt For For
CLIFFORD H. SCHWIETER Mgmt For For
GREGORY L. WILSON Mgmt For For
02 RATIFICATION OF GRANT THORNTON LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVE, BY A STOCKHOLDER NON-BINDING ADVISORY Mgmt For For
VOTE, THE COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS, INCLUDING
THE SPECIFIC RESOLUTION CONTAINED WITHIN PROPOSAL
3 OF THIS PROXY STATEMENT, COMMONLY REFERRED
TO AS "SAY ON PAY."
04 ESTABLISH, BY A STOCKHOLDER NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, THE FREQUENCY OF SUBMISSION TO STOCKHOLDERS
OF ADVISORY SAY ON PAY PROPOSALS, COMMONLY
REFERRED TO AS "SAY ON FREQUENCY."
--------------------------------------------------------------------------------------------------------------------------
SYNOVIS LIFE TECHNOLOGIES, INC. Agenda Number: 933367028
--------------------------------------------------------------------------------------------------------------------------
Security: 87162G105
Meeting Type: Annual
Meeting Date: 03-Mar-2011
Ticker: SYNO
ISIN: US87162G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM G. KOBI Mgmt For For
RICHARD W. KRAMP Mgmt For For
KAREN GILLES LARSON Mgmt For For
MARK F. PALMA Mgmt For For
RICHARD W. PERKINS Mgmt For For
TIMOTHY M. SCANLAN Mgmt For For
JOHN D. SEABERG Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
02 NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 NON-BINDING, ADVISORY PROPOSAL TO DETERMINE Mgmt 1 Year For
THE FREQUENCY WITH WHICH OUR SHAREHOLDERS WILL
BE ENTITLED TO HAVE AN ADVISORY VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
OCTOBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY Agenda Number: 933380658
--------------------------------------------------------------------------------------------------------------------------
Security: 880345103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: TNC
ISIN: US8803451033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CAROL S. EICHER Mgmt For For
DAVID MATHIESON Mgmt For For
DONAL L. MULLIGAN Mgmt For For
STEPHEN G. SHANK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE KNOT, INC. Agenda Number: 933450380
--------------------------------------------------------------------------------------------------------------------------
Security: 499184109
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: KNOT
ISIN: US4991841093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID LIU Mgmt For For
02 ADOPTION OF THE COMPANY'S 2011 LONG-TERM INCENTIVE Mgmt For For
PLAN WITH RESPECT TO COVERED EMPLOYEES AND
EXECUTIVE OFFICERS.
03 ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION CHANGING
THE COMPANY'S NAME TO XO GROUP INC.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRANSCEND SERVICES, INC. Agenda Number: 933425856
--------------------------------------------------------------------------------------------------------------------------
Security: 893929208
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: TRCR
ISIN: US8939292087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH G. BLESER Mgmt For For
JOSEPH P. CLAYTON Mgmt For For
JAMES D. EDWARDS Mgmt For For
LARRY G. GERDES Mgmt For For
WALTER S. HUFF, JR. Mgmt For For
CHARLES E. THOELE Mgmt For For
02 TO AMEND THE TRANSCEND SERVICES, INC. 2009 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR GRANT THEREUNDER BY 500,000 SHARES
AND TO REQUIRE STOCKHOLDER APPROVAL TO REPRICE
AWARDS UNDER THE PLAN.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
05 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC. Agenda Number: 933428004
--------------------------------------------------------------------------------------------------------------------------
Security: 90337L108
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: USPH
ISIN: US90337L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL C. ARNOLD Mgmt For For
CHRISTOPHER J. READING Mgmt For For
LAWRANCE W. MCAFEE Mgmt For For
JERALD L. PULLINS Mgmt For For
MARK J. BROOKNER Mgmt For For
BRUCE D. BROUSSARD Mgmt For For
HARRY S. CHAPMAN Mgmt For For
DR. B.A. HARRIS, JR. Mgmt Withheld Against
MARLIN W. JOHNSTON Mgmt For For
REGINALD E. SWANSON Mgmt For For
CLAYTON K. TRIER Mgmt For For
02 APPROVAL OF THE NON-BINDING VOTE OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year Against
FREQUENCY OF NON-BINDING EXECUTIVE COMPENSATION
VOTES.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC. Agenda Number: 933371166
--------------------------------------------------------------------------------------------------------------------------
Security: 917286205
Meeting Type: Annual
Meeting Date: 10-Mar-2011
Ticker: UBA
ISIN: US9172862057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN J. BANNON Mgmt For For
PETER HERRICK Mgmt For For
CHARLES D. URSTADT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PKF AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR ONE YEAR.
03 TO AMEND THE COMPANY'S RESTRICTED STOCK AWARD Mgmt For For
PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
05 FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VAALCO ENERGY, INC. Agenda Number: 933414384
--------------------------------------------------------------------------------------------------------------------------
Security: 91851C201
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: EGY
ISIN: US91851C2017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT L. GERRY, III Mgmt For For
W. RUSSELL SCHEIRMAN Mgmt For For
ROBERT H. ALLEN Mgmt For For
FREDERICK W. BRAZELTON Mgmt For For
LUIGI CAFLISCH Mgmt For For
O. DONALDSON CHAPOTON Mgmt For For
JOHN J. MYERS, JR. Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE, LLP AS THE INDEPENDENT AUDITORS OF
THE COMPANY
3 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE COMPENSATION
4 PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
VASCULAR SOLUTIONS, INC. Agenda Number: 933392348
--------------------------------------------------------------------------------------------------------------------------
Security: 92231M109
Meeting Type: Annual
Meeting Date: 22-Apr-2011
Ticker: VASC
ISIN: US92231M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN ERB Mgmt For For
MICHAEL KOPP Mgmt For For
RICHARD NIGON Mgmt For For
PAUL O'CONNELL Mgmt For For
HOWARD ROOT Mgmt For For
JORGE SAUCEDO Mgmt For For
MARTIN EMERSON Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF VASCULAR SOLUTION'S NAMED EXECUTIVE OFFICERS,
AS DESCRIBED IN THE COMPENSATION DISCUSSION
AND ANALYSIS SECTION, AND THE OTHER TABULAR
AND NARRATIVE DISCLOSURE REGARDING SUCH COMPENSATION,
SET FORTH IN THE PROXY STATEMENT FOR THE 2011
ANNUAL MEETING OF SHAREHOLDERS.
03 THE OPTION OF ONCE EVERY ONE, TWO OR THREE YEARS Mgmt 1 Year Against
THAT RECEIVES THE HIGHEST NUMBER OF VOTES CAST
FOR THIS ADVISORY RESOLUTION WILL BE THE PREFERRED
FREQUENCY WITH WHICH VASCULAR SOLUTIONS IS
TO HOLD AN ADVISORY SHAREHOLDER VOTE ON THE
COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE SELECTION OF BAKER TILLY VIRCHOW Mgmt For For
KRAUSE, LLP AS INDEPENDENT AUDITOR OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 933452942
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMUEL J. ANDERSON Mgmt Withheld Against
ESTIA J. EICHTEN Mgmt For For
BARRY KELLEHER Mgmt Withheld Against
DAVID T. RIDDIFORD Mgmt For For
JAMES A. SIMMS Mgmt Withheld Against
CLAUDIO TUOZZOLO Mgmt Withheld Against
PATRIZIO VINCIARELLI Mgmt Withheld Against
JASON L. CARLSON Mgmt For For
LIAM K. GRIFFIN Mgmt For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VITAL IMAGES, INC. Agenda Number: 933400359
--------------------------------------------------------------------------------------------------------------------------
Security: 92846N104
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: VTAL
ISIN: US92846N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES B. HICKEY, JR. Mgmt For For
MICHAEL H. CARREL Mgmt For For
ORAN E. MUDUROGLU Mgmt For For
GREGORY J. PEET Mgmt For For
RICHARD W. PERKINS Mgmt For For
DOUGLAS M. PIHL Mgmt For For
MICHAEL W. VANNIER, MD Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
02 THE APPROVAL (NON-BINDING) OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE PROXY STATEMENT PURSUANT TO THE SEC'S
COMPENSATION DISCLOSURE RULES.
03 THE PREFERRED FREQUENCY FOR ADVISORY (NON-BINDING) Mgmt 1 Year For
SAY-ON-PAY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE COMPANY'S BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WD-40 COMPANY Agenda Number: 933342266
--------------------------------------------------------------------------------------------------------------------------
Security: 929236107
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: WDFC
ISIN: US9292361071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
J.C. ADAMS, JR. Mgmt For For
G.H. BATEMAN Mgmt For For
P.D. BEWLEY Mgmt For For
R.A. COLLATO Mgmt For For
M.L. CRIVELLO Mgmt For For
L.A. LANG Mgmt For For
G.O. RIDGE Mgmt For For
N.E. SCHMALE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2011;
--------------------------------------------------------------------------------------------------------------------------
WEB.COM GROUP, INC. Agenda Number: 933390534
--------------------------------------------------------------------------------------------------------------------------
Security: 94733A104
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: WWWW
ISIN: US94733A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID L. BROWN Mgmt For For
TIMOTHY I. MAUDLIN Mgmt For For
PHILIP J. FACCHINA Mgmt For For
DEBORAH H. QUAZZO Mgmt For For
02 TO PROVIDE AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION FOR 2011.
03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDED AND RESTATED 2008 EQUITY Mgmt Against Against
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
YOUNG INNOVATIONS, INC. Agenda Number: 933411009
--------------------------------------------------------------------------------------------------------------------------
Security: 987520103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: YDNT
ISIN: US9875201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE E. RICHMOND Mgmt For For
ALFRED E. BRENNAN Mgmt For For
BRIAN F. BREMER Mgmt For For
P.J. FERRILLO, JR. Mgmt For For
RICHARD J. BLISS Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY) VOTE.
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 1 Year Against
SAY ON PAY VOTE.
04 TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 933399342
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS D. CAMPION Mgmt For For
1B ELECTION OF DIRECTOR: SARAH G. MCCOY Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 PROPOSAL TO RATIFY SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING JANUARY
28, 2012 (FISCAL 2011).
Managers Cadence Focused Growth Fund
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933365442
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 01-Mar-2011
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1B ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. Mgmt For For
1C ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
02 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE THE COMPENSATION OF AGILENT'S NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 TO APPROVE THE FREQUENCY OF VOTING ON THE COMPENSATION Mgmt 1 Year For
OF AGILENT'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933382169
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
DEBORAH DUNSIRE, M.D.
1B ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
TREVOR M. JONES PH.D.
1C ELECTION OF CLASS I DIRECTOR TO SERVE FOR THREE-YEAR Mgmt For For
UNTIL ANNUAL MEETING OF STOCK HOLDERS IN 2014:
LOUIS J. LAVIGNE, JR.
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
05 APPROVE THE ALLERGAN, INC. 2011 EXECUTIVE BONUS Mgmt For For
PLAN
06 APPROVE THE ALLERGAN, INC. 2011 INCENTIVE AWARD Mgmt For For
PLAN
07 APPROVE THE AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION
TO DECLASSIFY OUR BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933404321
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ANR
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL J. QUILLEN Mgmt For For
WILLIAM J. CROWLEY, JR. Mgmt For For
KEVIN S. CRUTCHFIELD Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
GLENN A. EISENBERG Mgmt For For
P. MICHAEL GIFTOS Mgmt For For
JOEL RICHARDS, III Mgmt For For
JAMES F. ROBERTS Mgmt For For
TED G. WOOD Mgmt For For
2 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 AN ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
4 RATIFICATION OF KPMG LLP AS ALPHA'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
5 STOCKHOLDER PROPOSAL REGARDING POLLUTION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933449197
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102
Meeting Type: Special
Meeting Date: 01-Jun-2011
Ticker: ANR
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AMENDMENT TO ALPHA'S CERTIFICATE Mgmt For For
OF INCORPORATION, AS DESCRIBED IN AND ATTACHED
AS ANNEX B TO THE JOINT PROXY STATEMENT/PROSPECTUS,
PURSUANT TO WHICH ALPHA WILL BE AUTHORIZED
TO ISSUE UP TO 400,000,000 SHARES OF COMMON
STOCK, PAR VALUE $0.01 PER SHARE.
02 TO APPROVE THE ISSUANCE OF SHARES OF ALPHA COMMON Mgmt For For
STOCK, PAR VALUE $0.01 PER SHARE, TO STOCKHOLDERS
OF MASSEY ENERGY COMPANY PURSUANT TO THE MERGER
AGREEMENT, DATED JANUARY 28, 2011, AMONG ALPHA,
MOUNTAIN MERGER SUB, INC., AND MASSEY.
03 TO APPROVE ADJOURNMENTS OF THE ALPHA SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE, INCLUDING
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE ALPHA SPECIAL MEETING TO APPROVE ONE
OR BOTH OF THE PROPOSALS DESCRIBED ABOVE.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933435566
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1F ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt For For
1G ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1H ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP Shr For Against
THRESHOLD FOR CALLING A SPECIAL MEETING OF
SHAREHOLDERS.
06 SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT Shr Against For
AND REPORT CONCERNING CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933406438
--------------------------------------------------------------------------------------------------------------------------
Security: 029912201
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: AMT
ISIN: US0299122012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE AN AMENDMENT TO AMERICAN TOWER CORPORATION'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
04 TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO CONDUCT AN ADVISORY VOTE ON WHETHER TO HOLD Mgmt 1 Year For
THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933382688
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1B ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
02 A NONBINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
03 A NONBINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF SHAREHOLDER APPROVAL OF THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933364755
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
MILLARD S. DREXLER Mgmt For For
ALBERT A. GORE, JR. Mgmt For For
STEVEN P. JOBS Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING.
06 SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, Shr For Against
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933421480
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt For For
1B ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED 2005 EQUITY INCENTIVE PLAN
03 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE AMENDED AND RESTATED 2005 EQUITY
INCENTIVE PLAN
04 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011
05 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS
06 ADVISORY VOTE ON THE FREQUENCY FOR HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933386624
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: DTV
ISIN: US25490A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID B. DILLON Mgmt For For
SAMUEL A. DIPIAZZA, JR. Mgmt For For
LORRIE M. NORRINGTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS.
03 AMEND CERTIFICATE OF INCORPORATION TO MAKE CERTAIN Mgmt For For
CAPITAL STOCK CHANGES INCLUDING REDUCTION OF
AUTHORIZED CLASS B SHARES FROM 30,000,000 TO
3,000,000 AND ELIMINATION OF THE CLASS C COMMON
STOCK.
04 AMEND CERTIFICATE OF INCORPORATION TO DECLASSIFY Mgmt For For
THE BOARD OF DIRECTORS.
05 AMEND CERTIFICATE OF INCORPORATION TO IMPLEMENT Mgmt For For
A MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS
OF DIRECTORS.
06 AMEND CERTIFICATE OF INCORPORATION TO PERMIT Mgmt Against Against
A SPECIAL MEETING OF STOCKHOLDERS TO BE CALLED
BY 25% OR MORE OF THE STOCKHOLDERS IN CERTAIN
CIRCUMSTANCES.
07 AMEND CERTIFICATE OF INCORPORATION TO ADOPT Mgmt Against Against
DELAWARE AS THE EXCLUSIVE FORUM FOR CERTAIN
DISPUTES.
08 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
09 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933385521
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Mgmt For For
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION Mgmt For For
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shr Against For
07 ON GENETICALLY ENGINEERED SEED Shr Against For
08 ON EXECUTIVE COMPENSATION REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933401010
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRED D. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1C ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE Mgmt Against Against
OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2011.
05 STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For Against
STOCKHOLDER VOTING STANDARDS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933387929
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. CRONIN Mgmt For For
1D ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1F ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1G ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1I ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT.
03 APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt For For
RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S
PROXY STATEMENT.
04 APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO Mgmt For For
REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR
SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS,
AS DESCRIBED IN EMC'S PROXY STATEMENT.
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS Mgmt For For
DESCRIBED IN EMC'S PROXY STATEMENT.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933358435
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
R.L. RIDGWAY** Mgmt For For
02 RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER Mgmt For For
THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES
PLAN.
03 APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK Mgmt For For
OPTION PLAN.
04 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON Mgmt For For
ELECTRIC CO. EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
07 APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING Shr Against For
THE ISSUANCE OF A SUSTAINABILITY REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933416908
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
M.C. NELSON Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt Against Against
56)
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt 1 Year Against
(PAGE 57)
05 INDEPENDENT CHAIRMAN (PAGE 58) Shr For Against
06 REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) Shr Against For
07 AMENDMENT OF EEO POLICY (PAGE 61) Shr For Against
08 POLICY ON WATER (PAGE 62) Shr Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 64) Shr Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 65) Shr Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 67) Shr Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. Agenda Number: 933357281
--------------------------------------------------------------------------------------------------------------------------
Security: 307000109
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: FDO
ISIN: US3070001090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK R. BERNSTEIN Mgmt For For
PAMELA L. DAVIES Mgmt For For
SHARON ALLRED DECKER Mgmt For For
EDWARD C. DOLBY Mgmt For For
GLENN A. EISENBERG Mgmt For For
HOWARD R. LEVINE Mgmt For For
GEORGE R. MAHONEY, JR. Mgmt For For
JAMES G. MARTIN Mgmt For For
HARVEY MORGAN Mgmt For For
DALE C. POND Mgmt For For
02 APPROVAL OF THE PERFORMANCE MEASURES FOR PERFORMANCE-BASEDMgmt For For
AWARDS UNDER THE FAMILY DOLLAR STORES, INC.
2006 INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933424373
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 1,500,000.
04 THE APPROVAL OF 2010 COMPENSATION AWARDED TO Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY Mgmt 1 Year Against
VOTES REGARDING COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
06 A STOCKHOLDER PROPOSAL REGARDING THE FORMATION Shr Against For
OF A BOARD COMMITTEE ON SUSTAINABILITY, IF
PROPERLY PRESENTED AT THE MEETING.
07 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A SIMPLE MAJORITY VOTING STANDARD FOR STOCKHOLDER
MATTERS, IF PROPERLY PRESENTED AT THE MEETING.
08 A STOCKHOLDER PROPOSAL REGARDING A CONFLICT Shr Against For
OF INTEREST AND CODE OF CONDUCT COMPLIANCE
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933403812
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR CURRENT YEAR
03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For
PLAN
04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Mgmt For For
PLAN
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933380381
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For
1F ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1G ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1H ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1I ELECTION OF DIRECTOR: S.J. PALMISANO Mgmt For For
1J ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1K ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1L ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE Mgmt For For
72)
04 ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION (PAGE 73)
05 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE Shr Against For
74)
06 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS Shr Against For
POLICY (PAGES 74-75)
07 STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933369060
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: JOYG
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN L. GERARD Mgmt For For
JOHN NILS HANSON Mgmt For For
KEN C. JOHNSEN Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JAMES H. TATE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
05 APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933412152
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARY B. CRANSTON Mgmt For For
KEVIN R. JOHNSON Mgmt For For
J. MICHAEL LAWRIE Mgmt For For
DAVID SCHLOTTERBECK Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS.
03 APPROVAL OF THE PERFORMANCE BONUS PLAN FOR PURPOSES Mgmt For For
OF COMPLYING WITH INTERNAL REVENUE CODE SECTION
162(M).
04 APPROVAL OF THE PROPOSED AMENDMENT TO THE JUNIPER Mgmt Against Against
NETWORKS, INC. 2006 EQUITY INCENTIVE PLAN THAT
INCREASES THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER.
05 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON JUNIPER NETWORKS, INC.'S EXECUTIVE COMPENSATION.
06 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt 1 Year For
ON THE FREQUENCY OF EXECUTIVE COMPENSATION
ADVISORY VOTES IN THE FUTURE.
07 TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For
PRESENTED AT THE ANNUAL MEETING, REQUESTING
THE BOARD OF DIRECTOR TO TAKE THE NECESSARY
STEPS TO DECLASSIFY THE BOARD OF DIRECTORS
AND ESTABLISH ANNUAL ELECTIONS OF DIRECTORS,
WHEREBY DIRECTORS WOULD BE ELECTED ANNUALLY
AND NOT BY CLASSES.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933410297
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1D ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1E ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT Mgmt For For
OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION BY REPEALING SUCH ARTICLE
(TRANSACTIONS WITH INTERESTED SHAREHOLDERS).
06 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS Mgmt For For
IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (BOARD OF DIRECTORS).
07 ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT Mgmt For For
IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE
OF INCORPORATION (SHAREHOLDER ACTION).
08 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr For Against
TO CLASSIFIED BOARD.
09 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO THE USE OF CONTROLLED ATMOSPHERE STUNNING.
10 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO A REPORT ON CHILDREN'S NUTRITION.
11 ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING Shr Against For
TO BEVERAGE CONTAINERS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933423915
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G ELECTION OF DIRECTOR: JOHN J. MACK Mgmt For For
1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR
03 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION Mgmt For For
PLAN
04 TO APPROVE THE COMPENSATION OF EXECUTIVES AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY RESOLUTION)
05 TO VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES
AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING
ADVISORY VOTE)
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933393744
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1I ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
05 STOCKHOLDER PROPOSAL 1 - FOOD INSECURITY AND Shr Against For
TOBACCO USE
06 STOCKHOLDER PROPOSAL 2 - INDEPENDENT BOARD CHAIR Shr For Against
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM, INCORPORATED Agenda Number: 933365947
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARBARA T. ALEXANDER Mgmt For For
STEPHEN M. BENNETT Mgmt For For
DONALD G. CRUICKSHANK Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
THOMAS W. HORTON Mgmt For For
IRWIN MARK JACOBS Mgmt For For
PAUL E. JACOBS Mgmt For For
ROBERT E. KAHN Mgmt For For
SHERRY LANSING Mgmt For For
DUANE A. NELLES Mgmt For For
FRANCISCO ROS Mgmt For For
BRENT SCOWCROFT Mgmt For For
MARC I. STERN Mgmt For For
02 TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, Mgmt Against Against
AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE
BY 22,000,000 SHARES.
04 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011.
05 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
06 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
07 TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933377106
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 06-Apr-2011
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: P. CAMUS Mgmt For For
1B ELECTION OF DIRECTOR: P. CURRIE Mgmt For For
1C ELECTION OF DIRECTOR: A. GOULD Mgmt For For
1D ELECTION OF DIRECTOR: T. ISAAC Mgmt For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Mgmt For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Mgmt For For
1G ELECTION OF DIRECTOR: A. LAJOUS Mgmt For For
1H ELECTION OF DIRECTOR: M.E. MARKS Mgmt For For
1I ELECTION OF DIRECTOR: E. MOLER Mgmt For For
1J ELECTION OF DIRECTOR: L.R. REIF Mgmt For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Mgmt For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Mgmt For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Mgmt For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Mgmt For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO CLARIFY THE VOTING STANDARD
IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE
CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Mgmt For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933414865
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA M. BAUMANN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1C ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1F ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 933389810
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: SPW
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. KERMIT CAMPBELL Mgmt For For
1B ELECTION OF DIRECTOR: EMERSON U. FULLWOOD Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. MANCUSO Mgmt For For
1D ELECTION OF DIRECTOR: TERRY S. LISENBY Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SPX 2002 STOCK COMPENSATION PLAN.
03 TO RE-APPROVE THE SPX EXECUTIVE ANNUAL BONUS Mgmt For For
PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, SPX'S EXECUTIVE Mgmt Against Against
COMPENSATION PRACTICES.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF NON-BINDING STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933368044
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1D ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1E ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1F ELECTION OF DIRECTOR: SHERYL SANDBERG Mgmt For For
1G ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1H ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1I ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1J ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
02 APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION
03 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 APPROVAL OF REVISED PERFORMANCE CRITERIA UNDER Mgmt For For
2005 LONG-TERM EQUITY INCENTIVE PLAN
05 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
2005 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING
AN INCREASE IN NUMBER OF AUTHORIZED SHARES
UNDER THE PLAN
06 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 2, 2011
07 SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY Shr Against For
FOR BEVERAGE CONTAINERS
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933380418
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1D ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1E ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1G ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1H ELECTION OF DIRECTOR: DONALD R. KEOUGH Mgmt For For
1I ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1J ELECTION OF DIRECTOR: DONALD F. MCHENRY Mgmt For For
1K ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1L ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1M ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
1N ELECTION OF DIRECTOR: JACOB WALLENBERG Mgmt For For
1O ELECTION OF DIRECTOR: JAMES B. WILLIAMS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE PERFORMANCE INCENTIVE PLAN OF THE
COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
04 APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE Mgmt For For
UNDER THE COCA-COLA COMPANY 1989 RESTRICTED
STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY
OF THE AWARDS
05 ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY Mgmt For For
ON PAY VOTE)
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE Mgmt 1 Year For
SAY ON PAY VOTE
07 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933382929
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
P.M. ARWAY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
D.J. WEST Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
03 APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE COMPENSATION.
04 SELECT, ON A NON-BINDING ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 APPROVE THE HERSHEY COMPANY AMENDED AND RESTATED Mgmt For For
EQUITY AND INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933420008
--------------------------------------------------------------------------------------------------------------------------
Security: 61945A107
Meeting Type: Special
Meeting Date: 11-May-2011
Ticker: MOS
ISIN: US61945A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, Mgmt For For
DATED AS OF JANUARY 18, 2011 (AS IT MAY BE
AMENDED FROM TIME TO TIME), BY AND AMONG THE
MOSAIC COMPANY, CARGILL, INCORPORATED, GNS
II (U.S.) CORP., GNS MERGER SUB LLC, AND, FOR
LIMITED PURPOSES SET FORTH THEREIN, THE MARGARET
A. CARGILL FOUNDATION, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AND DISTRIBUTION
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933446533
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1B ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1F ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1G ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1H ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1I ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP.
03 TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL Mgmt For For
COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933381939
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1C ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1D ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1G ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1H ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1I ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
02 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR YEAR ENDING 2011.
05 IN THEIR DISCRETION UPON SUCH OTHER MATTERS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 933392223
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSHUA BEKENSTEIN Mgmt For For
MICHAEL J. BERENDT, PHD Mgmt For For
DOUGLAS A. BERTHIAUME Mgmt For For
EDWARD CONARD Mgmt For For
LAURIE H. GLIMCHER, M.D Mgmt For For
CHRISTOPHER A. KUEBLER Mgmt For For
WILLIAM J. MILLER Mgmt For For
JOANN A. REED Mgmt For For
THOMAS P. SALICE Mgmt For For
2 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
4 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933366115
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 28-Feb-2011
Ticker: WFMI
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE COMPANY
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE COMPENSATION PACKAGE GRANTED Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For Against
BYLAWS TO PERMIT REMOVAL OF DIRECTORS WITH
OR WITHOUT CAUSE.
06 SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr For Against
TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT
CHAIRMAN OF THE BOARD OF DIRECTORS WHO HAS
NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER
OF THE COMPANY.
Managers Cadence Mid-Cap Fund
--------------------------------------------------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO. Agenda Number: 933453906
--------------------------------------------------------------------------------------------------------------------------
Security: 002896207
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: ANF
ISIN: US0028962076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAUREN J. BRISKY (CLASS Mgmt For For
OF 2014)
1B ELECTION OF DIRECTOR: ARCHIE M. GRIFFIN (CLASS Mgmt For For
OF 2014)
1C ELECTION OF DIRECTOR: ELIZABETH M. LEE (CLASS Mgmt For For
OF 2014)
1D ELECTION OF DIRECTOR: MICHAEL E. GREENLEES (CLASS Mgmt For For
OF 2013)
1E ELECTION OF DIRECTOR: KEVIN S. HUVANE (CLASS Mgmt For For
OF 2013)
02 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Mgmt Against Against
04 APPROVE AMENDMENTS TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY BOARD OF DIRECTORS
05 RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR YEAR ENDING JAN 28, 2012
06 RE-APPROVE THE PERFORMANCE GOALS UNDER THE ABERCROMBIE Mgmt For For
& FITCH CO. 2005 LONG-TERM INCENTIVE PLAN
07 APPROVE THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
ABERCROMBIE & FITCH CO. 2007 LONG-TERM INCENTIVE
PLAN
08 APPROVE THE STOCKHOLDER PROPOSAL DESCRIBED IN Shr For Against
THE PROXY STATEMENT, IF THE STOCKHOLDER PROPOSAL
IS PROPERLY PRESENTED AT THE ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933412986
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN Mgmt For For
1B ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY Mgmt For For
1C ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT Mgmt For For
1D ELECTION OF CLASS III DIRECTOR: FREDERIC V. Mgmt For For
SALERNO
02 AMENDMENT TO 2009 STOCK INCENTIVE PLAN. Mgmt For For
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For
OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES,
INC. FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933389884
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JAMES C. DIGGS Mgmt For For
J. BRETT HARVEY Mgmt For For
MICHAEL J. JOYCE Mgmt For For
B ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt Against Against
THE COMPANY'S NAMED OFFICERS.
C ADVISORY VOTE ON WHETHER THE ADVISORY VOTE TO Mgmt 1 Year For
APPROVE THE COMPENSATION OF THE COMPANY'S NAMED
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
D RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933404321
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ANR
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL J. QUILLEN Mgmt For For
WILLIAM J. CROWLEY, JR. Mgmt For For
KEVIN S. CRUTCHFIELD Mgmt For For
E. LINN DRAPER, JR. Mgmt For For
GLENN A. EISENBERG Mgmt For For
P. MICHAEL GIFTOS Mgmt For For
JOEL RICHARDS, III Mgmt For For
JAMES F. ROBERTS Mgmt For For
TED G. WOOD Mgmt For For
2 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3 AN ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
4 RATIFICATION OF KPMG LLP AS ALPHA'S INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
5 STOCKHOLDER PROPOSAL REGARDING POLLUTION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC. Agenda Number: 933449197
--------------------------------------------------------------------------------------------------------------------------
Security: 02076X102
Meeting Type: Special
Meeting Date: 01-Jun-2011
Ticker: ANR
ISIN: US02076X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AMENDMENT TO ALPHA'S CERTIFICATE Mgmt For For
OF INCORPORATION, AS DESCRIBED IN AND ATTACHED
AS ANNEX B TO THE JOINT PROXY STATEMENT/PROSPECTUS,
PURSUANT TO WHICH ALPHA WILL BE AUTHORIZED
TO ISSUE UP TO 400,000,000 SHARES OF COMMON
STOCK, PAR VALUE $0.01 PER SHARE.
02 TO APPROVE THE ISSUANCE OF SHARES OF ALPHA COMMON Mgmt For For
STOCK, PAR VALUE $0.01 PER SHARE, TO STOCKHOLDERS
OF MASSEY ENERGY COMPANY PURSUANT TO THE MERGER
AGREEMENT, DATED JANUARY 28, 2011, AMONG ALPHA,
MOUNTAIN MERGER SUB, INC., AND MASSEY.
03 TO APPROVE ADJOURNMENTS OF THE ALPHA SPECIAL Mgmt For For
MEETING IF NECESSARY OR APPROPRIATE, INCLUDING
TO PERMIT FURTHER SOLICITATION OF PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE ALPHA SPECIAL MEETING TO APPROVE ONE
OR BOTH OF THE PROPOSALS DESCRIBED ABOVE.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933382688
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1B ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
02 A NONBINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
03 A NONBINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF SHAREHOLDER APPROVAL OF THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933365733
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 17-Feb-2011
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: CHARLES H. COTROS Mgmt For For
1B ELECTION OF CLASS I DIRECTOR: JANE E. HENNEY, Mgmt For For
M.D.
1C ELECTION OF CLASS I DIRECTOR: R. DAVID YOST Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER Mgmt 1 Year Against
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
05 APPROVAL OF THE AMENDMENT OF AMERISOURCEBERGEN'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION.
06 APPROVAL OF THE AMERISOURCEBERGEN CORPORATION Mgmt For For
2011 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 933439627
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD P. BADIE Mgmt For For
R. ADAM NORWITT Mgmt For For
DEAN H. SECORD Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS OF THE COMPANY.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933370227
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B ELECTION OF DIRECTOR: JERALD G. FISHMAN Mgmt For For
1C ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1D ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1E ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1F ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1G ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1H ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1I ELECTION OF DIRECTOR: PAUL J. SEVERINO Mgmt For For
1J ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
02 TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt Against Against
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
03 TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt 1 Year Against
THE FREQUENCY OF THE VOTE ON OUR EXECUTIVE
COMPENSATION PROGRAM.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
ATMEL CORPORATION Agenda Number: 933410906
--------------------------------------------------------------------------------------------------------------------------
Security: 049513104
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ATML
ISIN: US0495131049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: STEVEN LAUB Mgmt For For
2 ELECTION OF DIRECTOR: TSUNG-CHING WU Mgmt For For
3 ELECTION OF DIRECTOR: DAVID SUGISHITA Mgmt For For
4 ELECTION OF DIRECTOR: PAPKEN DER TOROSSIAN Mgmt For For
5 ELECTION OF DIRECTOR: JACK L. SALTICH Mgmt For For
6 ELECTION OF DIRECTOR: CHARLES CARINALLI Mgmt For For
7 ELECTION OF DIRECTOR: DR. EDWARD ROSS Mgmt For For
02 TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR Mgmt For For
2005 STOCK PLAN.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
04 TO APPROVE, IN AN ADVISORY VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION.
05 TO DETERMINE, IN AN ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year Against
OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 933448208
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 27-Jun-2011
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS J. FOLLIARD Mgmt For For
RAKESH GANGWAL Mgmt For For
SHIRA GOODMAN Mgmt For For
W. ROBERT GRAFTON Mgmt For For
EDGAR H. GRUBB Mgmt For For
MITCHELL D. STEENROD Mgmt For For
2 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
3 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4 TO DETERMINE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt 1 Year For
WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP, INC. Agenda Number: 933399328
--------------------------------------------------------------------------------------------------------------------------
Security: 12497T101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CBG
ISIN: US12497T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BLUM Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt Withheld Against
FREDERIC V. MALEK Mgmt For For
JANE J. SU Mgmt For For
LAURA D. TYSON Mgmt For For
BRETT WHITE Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
02 RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933429258
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. WILSON Mgmt For For
WALLACE W. CREEK Mgmt For For
WILLIAM DAVISSON Mgmt For For
ROBERT G. KUHBACH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION Shr For Against
OF THE BOARD OF DIRECTORS, IF PROPERLY PRESENTED
AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 933395762
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID A. HENTSCHEL Mgmt For For
1B ELECTION OF DIRECTOR: F.H. MERELLI Mgmt For For
1C ELECTION OF DIRECTOR: L. PAUL TEAGUE Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt Against Against
3 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION
4 APPROVE THE CIMAREX ENERGY CO. 2011 EQUITY INCENTIVE Mgmt For For
PLAN
5 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITORS FOR 2011
--------------------------------------------------------------------------------------------------------------------------
CORE LABORATORIES N.V. Agenda Number: 933410095
--------------------------------------------------------------------------------------------------------------------------
Security: N22717107
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CLB
ISIN: NL0000200384
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID M. DEMSHUR Mgmt For For
RENE R. JOYCE Mgmt For For
MICHAEL C. KEARNEY Mgmt For For
JAN WILLEM SODDERLAND Mgmt For For
02 TO CONFIRM AND ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt Abstain Against
ACCOUNTS IN THE ENGLISH LANGUAGE FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2010.
03 TO APPROVE AND RESOLVE THE CANCELLATION OF OUR Mgmt For For
REPURCHASED SHARES HELD AT THE TIME THE ANNUAL
MEETING STARTS.
04 TO APPROVE AND RESOLVE THE EXTENSION OF THE Mgmt For For
EXISTING AUTHORITY TO REPURCHASE UP TO 25.6%
OF OUR ISSUED SHARE CAPITAL.
05 APPROVE & RESOLVE EXTENSION OF AUTHORITY TO Mgmt For For
ISSUE SHARES AND/OR TO GRANT RIGHTS WITH RESPECT
TO COMMON AND PREFERENCE SHARES
06 APPROVE AND RESOLVE EXTENSION OF AUTHORITY TO Mgmt For For
LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF COMMON
AND/OR PREFERENCE SHAREHOLDERS.
07 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AS OUR COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
8A THE SHAREHOLDERS APPROVE THE COMPENSATION PHILOSOPHY, Mgmt For For
POLICIES AND PROCEDURES DESCRIBED IN THE CD&A,
AND THE COMPENSATION OF CORE LABORATORIES N.V.'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE SEC'S COMPENSATION DISCLOSURE RULES,
INCLUDING THE COMPENSATION TABLES.
8B THE STOCKHOLDERS OF THE COMPANY BE PROVIDED Mgmt 1 Year Against
AN OPPORTUNITY TO APPROVE THE COMPENSATION
PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED
IN THE CD&A, AND THE COMPENSATION OF CORE LABORATORIES
N.V.'S NAMED EXECUTIVE OFFICERS AS DISCLOSED
PURSUANT TO THE SEC'S COMPENSATION DISCLOSURE
RULES, INCLUDING THE COMPENSATION TABLES EVERY:
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933400929
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
02 ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
03 ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
04 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
05 ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
06 ELECTION OF DIRECTOR: CARL WARE Mgmt For For
07 ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
08 ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
09 ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG-DIAZ Mgmt For For
10 ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
11 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
12 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
13 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS AUDITORS FOR THE YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda Number: 933385230
--------------------------------------------------------------------------------------------------------------------------
Security: 278058102
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: ETN
ISIN: US2780581029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
02 APPROVING AMENDMENTS TO THE AMENDED REGULATIONS Mgmt For For
TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
IMPLEMENTATION OF THIS PROPOSAL 2 IS CONDITIONED
UPON THE APPROVAL OF PROPOSAL 3.
03 APPROVING AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION AND THE AMENDED REGULATIONS
TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION
OF DIRECTORS.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2011.
05 APPROVING, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE NON-BINDING EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 933340983
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 14-Dec-2010
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSEPH E. LAIRD Mgmt For For
JAMES J. MCGONIGLE Mgmt For For
CHARLES J. SNYDER Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING AUGUST 31, 2011.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK
OPTION AND AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. Agenda Number: 933357281
--------------------------------------------------------------------------------------------------------------------------
Security: 307000109
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: FDO
ISIN: US3070001090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK R. BERNSTEIN Mgmt For For
PAMELA L. DAVIES Mgmt For For
SHARON ALLRED DECKER Mgmt For For
EDWARD C. DOLBY Mgmt For For
GLENN A. EISENBERG Mgmt For For
HOWARD R. LEVINE Mgmt For For
GEORGE R. MAHONEY, JR. Mgmt For For
JAMES G. MARTIN Mgmt For For
HARVEY MORGAN Mgmt For For
DALE C. POND Mgmt For For
02 APPROVAL OF THE PERFORMANCE MEASURES FOR PERFORMANCE-BASEDMgmt For For
AWARDS UNDER THE FAMILY DOLLAR STORES, INC.
2006 INCENTIVE PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933416629
--------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: FTI
ISIN: US30249U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MAURY DEVINE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN T. GREMP Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS M. HAMILTON Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP FOR 2011. Mgmt For For
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
PROGRAM.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
05 AMEND THE AMENDED AND RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 300 MILLION TO
600 MILLION SHARES.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 933427115
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL J. BINGLE Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD J. BRESSLER Mgmt For For
1C ELECTION OF DIRECTOR: KAREN E. DYKSTRA Mgmt For For
1D ELECTION OF DIRECTOR: RUSSELL P. FRADIN Mgmt For For
1E ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For
1G ELECTION OF DIRECTOR: EUGENE A. HALL Mgmt For For
1H ELECTION OF DIRECTOR: STEPHEN G. PAGLIUCA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
1J ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO APPROVE THE 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN.
05 RATIFY THE APPOINTMENT OF KPMG AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
2011.
--------------------------------------------------------------------------------------------------------------------------
GENTEX CORPORATION Agenda Number: 933405878
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ARLYN LANTING Mgmt For For
MARK NEWTON Mgmt For For
RICHARD SCHAUM Mgmt For For
02 A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shr Against For
OF DIRECTORS ISSUE A SUSTAINABILITY REPORT.
03 A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shr For Against
OF DIRECTORS INITIATE THE STEPS REQUIRED TO
DECLASSIFY THE BOARD OF DIRECTORS.
04 A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD Shr For
OF DIRECTORS INITIATE THE STEPS TO PROVIDE
THAT DIRECTOR NOMINEES ARE ELECTED BY A MAJORITY
VOTE IN NON-CONTESTED DIRECTOR ELECTIONS.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
06 TO APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
07 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 933379667
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 20-Apr-2011
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. GREENHILL Mgmt For For
SCOTT L. BOK Mgmt For For
JOHN C. DANFORTH Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
STEPHEN L. KEY Mgmt For For
ROBERT T. BLAKELY Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS GREENHILL'S AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL, BY NON-BINDING VOTE, OF GREENHILL'S Mgmt Against Against
EXECUTIVE COMPENSATION.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES ON GREENHILL'S
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HANSEN NATURAL CORPORATION Agenda Number: 933406983
--------------------------------------------------------------------------------------------------------------------------
Security: 411310105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: HANS
ISIN: US4113101053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RODNEY C. SACKS Mgmt For For
HILTON H. SCHLOSBERG Mgmt For For
NORMAN C. EPSTEIN Mgmt For For
BENJAMIN M. POLK Mgmt For For
SYDNEY SELATI Mgmt For For
HAROLD C. TABER, JR. Mgmt For For
MARK S. VIDERGAUZ Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 PROPOSAL TO APPROVE THE HANSEN NATURAL CORPORATION Mgmt For For
2011 OMNIBUS INCENTIVE PLAN.
04 PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
05 PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt 1 Year Against
BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS
WILL APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
06 STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT Shr For Against
OF OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE
MAJORITY VOTING FOR THE ELECTION OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE LTD. Agenda Number: 933381927
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL O. JOHNSON Mgmt For For
JOHN TARTOL Mgmt For For
CAROLE BLACK Mgmt For For
MICHAEL J. LEVITT Mgmt For For
02 VOTE TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN
TO INCREASE THE AUTHORIZED NUMBER OF COMMON
SHARES ISSUABLE THEREUNDER BY 3,200,000 AND
TO PROVIDE THAT FULL VALUE AWARDS WILL BE COUNTED
AT A 2.6:1 PREMIUM FACTOR AGAINST THE REMAINING
AVAILABLE SHARE POOL
03 VOTE TO EFFECT A TWO-FOR-ONE STOCK SPLIT OF Mgmt For For
THE COMPANY'S COMMON SHARES
04 VOTE TO ADVISE AS TO THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
05 VOTE TO ADVISE AS TO THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION
06 VOTE TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
FISCAL 2011
07 VOTE TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
THE HERBALIFE LTD. EXECUTIVE INCENTIVE PLAN
FOR COMPLIANCE WITH SECTION 162(M) OF THE INTERNAL
REVENUE CODE
--------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC. Agenda Number: 933366064
--------------------------------------------------------------------------------------------------------------------------
Security: 431475102
Meeting Type: Annual
Meeting Date: 08-Mar-2011
Ticker: HRC
ISIN: US4314751029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES E. GOLDEN Mgmt For For
W AUGUST HILLENBRAND Mgmt For For
JOANNE C. SMITH, M.D. Mgmt For For
02 TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
03 TO RECOMMEND BY NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
04 TO APPROVE THE SHORT-TERM INCENTIVE PLAN. Mgmt For For
05 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
HOLLY CORPORATION Agenda Number: 933468680
--------------------------------------------------------------------------------------------------------------------------
Security: 435758305
Meeting Type: Special
Meeting Date: 28-Jun-2011
Ticker: HOC
ISIN: US4357583057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF HOLLY CORPORATION Mgmt For For
(HOLLY) COMMON STOCK, PAR VALUE $0.01 PER SHARE,
TO FRONTIER OIL CORPORATION (FRONTIER) SHAREHOLDERS
IN CONNECTION WITH THE MERGER CONTEMPLATED
BY THE AGREEMENT AND PLAN OF MERGER, DATED
FEBRUARY 21, 2011, BY AND AMONG HOLLY, FRONTIER
AND NORTH ACQUISITION, INC., AS IT MAY BE AMENDED
FROM TIME TO TIME.
02 TO APPROVE AND ADOPT HOLLY'S AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO, AMONG OTHER
THINGS, (I) INCREASE THE NUMBER OF AUTHORIZED
SHARES OF HOLLY CAPITAL STOCK FROM 161 MILLION
TO 325 MILLION SHARES AND (II) CHANGE THE NAME
OF HOLLY TO HOLLYFRONTIER CORPORATION.
03 TO APPROVE THE ADJOURNMENT OF THE HOLLY SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF NECESSARY
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO APPROVE
THE FIRST PROPOSAL LISTED ABOVE.
--------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. Agenda Number: 933396194
--------------------------------------------------------------------------------------------------------------------------
Security: 441060100
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: HSP
ISIN: US4410601003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS I DIRECTOR: IRVING W. BAILEY, Mgmt For For
II
1B ELECTION OF CLASS I DIRECTOR: F. MICHAEL BALL Mgmt For For
1C ELECTION OF CLASS I DIRECTOR: JACQUE J. SOKOLOV Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY
VOTE REQUIREMENT TO REMOVE DIRECTORS FOR CAUSE.
03 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY
VOTE REQUIREMENT FOR BYLAW ADOPTION, AMENDMENT
OR REPEAL.
04 TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY
VOTE REQUIREMENT FOR ALTERATION, AMENDMENT
OR REPEAL OF CERTAIN PROVISIONS IN THE CERTIFICATE
OF INCORPORATION.
05 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
07 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933384858
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY H. POWERS Mgmt For For
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
ANDREW MCNALLY IV Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
RICHARD J. SWIFT Mgmt For For
DANIEL S. VAN RIPER Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2011.
03 APPROVAL OF THE COMPANY'S SENIOR EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN, AS AMENDED AND RESTATED.
04 APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS PRESENTED IN
THE COMPANY'S PROXY STATEMENT FOR THE ANNUAL
MEETING OF SHAREHOLDERS TO BE HELD ON MAY 2,
2011.
05 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year Against
FREQUENCY WITH WHICH EXECUTIVE COMPENSATION
WILL BE SUBJECT TO A SHAREHOLDER ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933380242
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
D. JAMES HILLIKER Mgmt For For
DAVID P. LAUER Mgmt For For
JONATHAN A. LEVY Mgmt For For
GERARD P. MASTROIANNI Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
WILLIAM R. ROBERTSON Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
02 APPROVAL OF THE MANAGEMENT INCENTIVE PLAN FOR Mgmt For For
COVERED OFFICERS.
03 APPROVAL OF THE SUPPLEMENTAL STOCK PURCHASE Mgmt For For
AND TAX SAVINGS PLAN AND TRUST.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
05 A RESOLUTION TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF EXECUTIVES AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT.
06 AN ADVISORY, NON-BINDING RECOMMENDATION ON THE Mgmt 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
IHS INC. Agenda Number: 933393213
--------------------------------------------------------------------------------------------------------------------------
Security: 451734107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: IHS
ISIN: US4517341073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERRE L. STEAD Mgmt For For
C. MICHAEL ARMSTRONG Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
BRIAN H. HALL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE IHS INC. 2004 LONG-TERM INCENTIVE PLAN
04 APPROVAL FOR AN INCREASE IN THE NUMBER OF SHARES Mgmt For For
AVAILABLE FOR ISSUANCE UNDER THE AMENDED AND
RESTATED IHS INC. 2004 LONG-TERM INCENTIVE
PLAN
05 AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
06 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933396524
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL M. BRADBURY* Mgmt For For
ROY A. WHITFIELD* Mgmt For For
GERALD MOLLER, PH.D.** Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING JANUARY 1, 2012
03 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 933436835
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: REGINALD K. BRACK Mgmt For For
1B ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1C ELECTION OF DIRECTOR: JILL M. CONSIDINE Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE Mgmt For For
1F ELECTION OF DIRECTOR: H. JOHN GREENIAUS Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1I ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
02 CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 PROPOSAL TO APPROVE THE ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
04 PROPOSAL TO RECOMMEND THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL ON SPECIAL SHAREHOLDER Shr Against For
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933355136
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 19-Jan-2011
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID H. BATCHELDER Mgmt For For
1B ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1D ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL R. HALLMAN Mgmt For For
1G ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1H ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1J ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 APPROVE THE AMENDED AND RESTATED 2005 EQUITY Mgmt Against Against
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933376077
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FLOYD D. LOOP Mgmt For For
1B ELECTION OF DIRECTOR: GEORGE STALK JR. Mgmt For For
1C ELECTION OF DIRECTOR: CRAIG H. BARRATT Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT TO Mgmt For For
THE COMPANY'S 2010 INCENTIVE AWARD PLAN
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS
05 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
ITC HOLDINGS CORP. Agenda Number: 933435895
--------------------------------------------------------------------------------------------------------------------------
Security: 465685105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: ITC
ISIN: US4656851056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD G. JEPSEN Mgmt For For
RICHARD D. MCLELLAN Mgmt For For
WILLIAM J. MUSELER Mgmt For For
HAZEL R. O'LEARY Mgmt For For
G. BENNETT STEWART, III Mgmt For For
LEE C. STEWART Mgmt For For
JOSEPH L. WELCH Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF THE EXECUTIVE COMPENSATION VOTES.
04 APPROVAL OF AN AMENDMENT AND RESTATEMENT TO Mgmt For For
OUR AMENDED AND RESTATED 2006 LONG TERM INCENTIVE
PLAN TO PROVIDE FOR AN EXTENSION OF THE TERM
OF THE PLAN FOR AN ADDITIONAL FOUR YEARS AND
RATIFYING THE PERFORMANCE MEASURES AVAILABLE.
05 APPROVAL OF AN AMENDMENT TO OUR EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO PROVIDE FOR AN EXTENSION OF
THE TERM OF THE PLAN FOR AN ADDITIONAL FOUR
YEARS.
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933394277
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH M. JACOBS Mgmt For For
PHILIP A. LASKAWY Mgmt For For
MICHAEL J. TURNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS LAZARD LTD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011 AND AUTHORIZATION
OF LAZARD LTD'S BOARD OF DIRECTORS, ACTING
BY THE AUDIT COMMITTEE, TO SET THEIR REMUNERATION.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
OF LAZARD LTD.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
SHAREHOLDER VOTING ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LEAR CORPORATION Agenda Number: 933401363
--------------------------------------------------------------------------------------------------------------------------
Security: 521865204
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: LEA
ISIN: US5218652049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS P. CAPO Mgmt For For
1B ELECTION OF DIRECTOR: CURTIS J. CLAWSON Mgmt For For
1C ELECTION OF DIRECTOR: JONATHON F. FOSTER Mgmt For For
1D ELECTION OF DIRECTOR: CONRAD L. MALLETT, JR. Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT E. ROSSITER Mgmt For For
1F ELECTION OF DIRECTOR: DONALD L. RUNKLE Mgmt For For
1G ELECTION OF DIRECTOR: GREGORY C. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: HENRY D.G. WALLACE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION Agenda Number: 933384973
--------------------------------------------------------------------------------------------------------------------------
Security: 53217V109
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: LIFE
ISIN: US53217V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1B ELECTION OF DIRECTOR: GREGORY T. LUCIER Mgmt For For
1C ELECTION OF DIRECTOR: RONALD A. MATRICARIA Mgmt For For
1D ELECTION OF DIRECTOR: DAVID C. U'PRICHARD, PHD Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM H. LONGFIELD Mgmt For For
1F ELECTION OF DIRECTOR: ORA H. PESCOVITZ, MD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADOPTION OF AMENDMENTS TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION.
04 APPROVAL OF A NON-BINDING ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS
05 APPROVAL OF A NON-BINDING ADVISORY VOTE REGARDING Mgmt 1 Year Against
THE FREQUENCY OF STOCKHOLDER VOTING ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LIMITED BRANDS, INC. Agenda Number: 933421454
--------------------------------------------------------------------------------------------------------------------------
Security: 532716107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: LTD
ISIN: US5327161072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1B ELECTION OF DIRECTOR: JEFFREY H. MIRO Mgmt For For
1C ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS
03 THE APPROVAL OF THE 2011 STOCK OPTION PERFORMANCE Mgmt For For
AND INCENTIVE PLAN
04 THE APPROVAL OF THE 2011 CASH INCENTIVE COMPENSATION Mgmt For For
PERFORMANCE PLAN
05 THE ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
06 THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
07 THE STOCKHOLDER PROPOSAL Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 933412619
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For
1B ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For
1C ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1E ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1G ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1I ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1J ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
03 ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
METROPCS COMMUNICATIONS, INC. Agenda Number: 933436241
--------------------------------------------------------------------------------------------------------------------------
Security: 591708102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: PCS
ISIN: US5917081029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROGER D. LINQUIST Mgmt For For
ARTHUR C. PATTERSON Mgmt For For
02 NON-BINDING, ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION
03 NON-BINDING, ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF THE NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 933354766
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 13-Jan-2011
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MITCHELL JACOBSON Mgmt For For
DAVID SANDLER Mgmt For For
CHARLES BOEHLKE Mgmt For For
JONATHAN BYRNES Mgmt For For
ROGER FRADIN Mgmt For For
ERIK GERSHWIND Mgmt For For
LOUISE GOESER Mgmt For For
DENIS KELLY Mgmt For For
PHILIP PELLER Mgmt For For
02 TO AMEND OUR 2005 OMNIBUS EQUITY PLAN TO PERMIT Mgmt For For
THE GRANT OF CASH INCENTIVE AWARDS.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933406452
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. COURY Mgmt For For
RODNEY L. PIATT, C.P.A. Mgmt For For
HEATHER BRESCH Mgmt For For
WENDY CAMERON Mgmt For For
ROBERT J. CINDRICH Mgmt For For
NEIL DIMICK, C.P.A. Mgmt For For
DOUGLAS J. LEECH, C.P.A Mgmt For For
JOSEPH C. MAROON, MD Mgmt For For
MARK W. PARRISH Mgmt For For
C.B. TODD Mgmt For For
R.L. VANDERVEEN PHD RPH Mgmt For For
02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC. Agenda Number: 933418534
--------------------------------------------------------------------------------------------------------------------------
Security: 678026105
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: OIS
ISIN: US6780261052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHRISTOPHER T. SEAVER Mgmt For For
DOUGLAS E. SWANSON Mgmt For For
CINDY B. TAYLOR Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY
FOR THE CURRENT YEAR.
03 PROPOSAL TO APPROVE THE ADVISORY VOTE RELATING Mgmt For For
TO EXECUTIVE COMPENSATION.
04 EXECUTIVE COMPENSATION PROPOSAL TO APPROVE THE Mgmt 1 Year For
ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY
VOTE ON.
--------------------------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda Number: 933429830
--------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PNRA
ISIN: US69840W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD M. SHAICH Mgmt For For
FRED K. FOULKES Mgmt For For
02 APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
04 APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE
FROM 87,000,000 SHARES TO 124,500,000 SHARES.
05 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2011.
--------------------------------------------------------------------------------------------------------------------------
PETSMART, INC. Agenda Number: 933443208
--------------------------------------------------------------------------------------------------------------------------
Security: 716768106
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: PETM
ISIN: US7167681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANGEL CABRERA Mgmt For For
1B ELECTION OF DIRECTOR: PHILIP L. FRANCIS Mgmt For For
1C ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT F. MORAN Mgmt For For
1G ELECTION OF DIRECTOR: BARBARA A. MUNDER Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR 2011 FISCAL YEAR ENDING JANUARY
29, 2012.
03 TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Mgmt Against Against
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. Agenda Number: 933401072
--------------------------------------------------------------------------------------------------------------------------
Security: 717124101
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: PPDI
ISIN: US7171241018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STUART BONDURANT, M.D. Mgmt For For
VAUGHN D. BRYSON Mgmt For For
FREDRIC N. ESHELMAN Mgmt For For
FREDERICK FRANK Mgmt For For
ROBERT A. INGRAM Mgmt For For
TERRY MAGNUSON, PH.D. Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
RALPH SNYDERMAN, M.D. Mgmt For For
02 TO PROVIDE AN ADVISORY VOTE ON THE COMPENSATION Mgmt Against Against
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
COMMONLY REFERRED TO AS A "SAY-ON-PAY" VOTE.
03 TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF "SAY-ON-PAY" VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 933359906
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 01-Feb-2011
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
DONALD R. PARFET Mgmt For For
STEVEN R. KALMANSON Mgmt For For
JAMES P. KEANE Mgmt For For
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
C TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt For For
OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
D TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year Against
OF THE VOTE ON THE COMPENSATION OF THE CORPORATION'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. Agenda Number: 933443296
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD F. WALLMAN Mgmt For For
CHRISTOPHER WRIGHT Mgmt For For
02 THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF A RESOLUTION APPROVING THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
03 THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, Mgmt 1 Year Against
OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED ACCOUNTING
FIRM OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION Agenda Number: 933433738
--------------------------------------------------------------------------------------------------------------------------
Security: 80004C101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: SNDK
ISIN: US80004C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL MARKS Mgmt For For
KEVIN DENUCCIO Mgmt For For
IRWIN FEDERMAN Mgmt For For
STEVEN J. GOMO Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
DR. CHENMING HU Mgmt For For
CATHERINE P. LEGO Mgmt For For
SANJAY MEHROTRA Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 1, 2012.
03 TO APPROVE AMENDMENTS TO THE SANDISK CORPORATION Mgmt For For
2005 INCENTIVE PLAN.
04 TO APPROVE AMENDMENTS TO THE SANDISK CORPORATION Mgmt For For
2005 EMPLOYEE STOCK PURCHASE PLANS.
05 TO APPROVE AN ADVISORY RESOLUTION ON NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM RADIO INC. Agenda Number: 933419512
--------------------------------------------------------------------------------------------------------------------------
Security: 82967N108
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SIRI
ISIN: US82967N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOAN L. AMBLE Mgmt For For
1B ELECTION OF DIRECTOR: LEON D. BLACK Mgmt Against Against
1C ELECTION OF DIRECTOR: LAWRENCE F. GILBERTI Mgmt For For
1D ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Mgmt For For
1E ELECTION OF DIRECTOR: JAMES P. HOLDEN Mgmt For For
1F ELECTION OF DIRECTOR: MEL KARMAZIN Mgmt For For
1G ELECTION OF DIRECTOR: JAMES F. MOONEY Mgmt For For
1H ELECTION OF DIRECTOR: JACK SHAW Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2011.
03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF Mgmt 1 Year Against
FUTURE EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933414865
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA M. BAUMANN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1C ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1F ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 933389810
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: SPW
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. KERMIT CAMPBELL Mgmt For For
1B ELECTION OF DIRECTOR: EMERSON U. FULLWOOD Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL J. MANCUSO Mgmt For For
1D ELECTION OF DIRECTOR: TERRY S. LISENBY Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SPX 2002 STOCK COMPENSATION PLAN.
03 TO RE-APPROVE THE SPX EXECUTIVE ANNUAL BONUS Mgmt For For
PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, SPX'S EXECUTIVE Mgmt Against Against
COMPENSATION PRACTICES.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF NON-BINDING STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
06 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
SYNOPSYS, INC. Agenda Number: 933371798
--------------------------------------------------------------------------------------------------------------------------
Security: 871607107
Meeting Type: Annual
Meeting Date: 24-Mar-2011
Ticker: SNPS
ISIN: US8716071076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AART J. DE GEUS Mgmt For For
ALFRED CASTINO Mgmt For For
CHI-FOON CHAN Mgmt For For
BRUCE R. CHIZEN Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
JOHN SCHWARZ Mgmt For For
ROY VALLEE Mgmt For For
STEVEN C. WALSKE Mgmt For For
02 APPROVAL OF AN AMENDMENT TO SYNOPSYS' 2006 EMPLOYEE Mgmt Against Against
EQUITY INCENTIVE PLAN TO, AMONG OTHER ITEMS,
INCREASE THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR FUTURE ISSUANCE UNDER THE PLAN
BY 7,000,000 SHARES.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
SYNOPSYS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933382753
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NANCY E. COOPER Mgmt For For
1B ELECTION OF DIRECTOR: DAVID E. KEPLER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS Mgmt For For
02 AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
03 AN ADVISORY (NON-BINDING) VOTE ON FREQUENCY Mgmt 1 Year For
OF SAY-ON-PAY VOTE. *PLEASE SELECT ONLY ONE
OPTION*.
04 APPROVAL OF THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE COOPER COMPANIES, INC. Agenda Number: 933371469
--------------------------------------------------------------------------------------------------------------------------
Security: 216648402
Meeting Type: Annual
Meeting Date: 16-Mar-2011
Ticker: COO
ISIN: US2166484020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. THOMAS BENDER Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL H. KALKSTEIN Mgmt For For
1C ELECTION OF DIRECTOR: JODY S. LINDELL Mgmt For For
1D ELECTION OF DIRECTOR: DONALD PRESS Mgmt For For
1E ELECTION OF DIRECTOR: STEVEN ROSENBERG Mgmt For For
1F ELECTION OF DIRECTOR: ALLAN E. RUBENSTEIN, M.D. Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT S. WEISS Mgmt For For
1H ELECTION OF DIRECTOR: STANLEY ZINBERG, M.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM Mgmt For For
INCENTIVE PLAN TO ADD 1,530,000 SHARES TO THE
TOTAL SHARES RESERVED FOR GRANT.
04 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2006 DIRECTORS' PLAN TO ADD 300,000 SHARES
TO TOTAL SHARES RESERVED FOR GRANT.
05 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS AS PRESENTED IN THIS
PROXY STATEMENT.
06 AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
EXECUTIVE COMPENSATION WILL BE SUBJECT TO A
STOCKHOLDER ADVISORY VOTE.
--------------------------------------------------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO CO. Agenda Number: 933358473
--------------------------------------------------------------------------------------------------------------------------
Security: 810186106
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: SMG
ISIN: US8101861065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES HAGEDORN Mgmt For For
WILLIAM G. JURGENSEN Mgmt For For
NANCY G. MISTRETTA Mgmt For For
STEPHANIE M. SHERN Mgmt For For
02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2011.
03 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE SCOTTS MIRACLE-GRO COMPANY
AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE
PLAN.
04 APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE SCOTTS COMPANY LLC AMENDED
AND RESTATED EXECUTIVE INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda Number: 933365264
--------------------------------------------------------------------------------------------------------------------------
Security: 920355104
Meeting Type: Annual
Meeting Date: 17-Feb-2011
Ticker: VAL
ISIN: US9203551042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
IAN R. FRIENDLY Mgmt For For
JANEL S. HAUGARTH Mgmt For For
WILLIAM L. MANSFIELD Mgmt For For
02 TO CAST AN ADVISORY VOTE ON THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION ("SAY-ON-PAY" VOTE).
03 TO CAST AN ADVISORY VOTE ON THE FREQUENCY FOR Mgmt 1 Year Against
A STOCKHOLDERS' ADVISORY VOTE ON THE CORPORATION'S
EXECUTIVE COMPENSATION ("FREQUENCY" VOTE).
04 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM TO EXAMINE
THE CORPORATION'S ACCOUNTS FOR THE FISCAL YEAR
ENDING OCTOBER 28, 2011.
--------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION Agenda Number: 933381890
--------------------------------------------------------------------------------------------------------------------------
Security: 884315102
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: TNB
ISIN: US8843151023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M.L. DUCKER Mgmt For For
J.K. HAUSWALD Mgmt For For
D. JERNIGAN Mgmt For For
R.B. KALICH, SR. Mgmt For For
K.R. MASTERSON Mgmt For For
D.J. PILEGGI Mgmt For For
J.P. RICHARD Mgmt For For
R.H. RIVERS Mgmt For For
K.L. ROBERG Mgmt For For
D.D. STEVENS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE
COMMISSION.
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TITANIUM METALS CORPORATION Agenda Number: 933408381
--------------------------------------------------------------------------------------------------------------------------
Security: 888339207
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: TIE
ISIN: US8883392073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KEITH R. COOGAN Mgmt For For
GLENN R. SIMMONS Mgmt For For
HAROLD C. SIMMONS Mgmt For For
THOMAS P. STAFFORD Mgmt For For
STEVEN L. WATSON Mgmt For For
TERRY N. WORRELL Mgmt For For
PAUL J. ZUCCONI Mgmt For For
2 SAY-ON-PAY APPROVAL OF NON-BINDING ADVISORY Mgmt For For
VOTE APPROVING EXECUTIVE COMPENSATION.
3 SAY-WHEN-ON-PAY, NON-BINDING ADVISORY VOTE ON Mgmt 1 Year For
THE PREFERRED FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933383248
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
WILLIAM BASS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
02 AMENDMENT TO CERTIFICATE OF INCORPORATION TO Mgmt For For
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 100,000,000 TO 200,000,000.
03 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE NAVIGATION LIMITED Agenda Number: 933382121
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN W. BERGLUND Mgmt For For
JOHN B. GOODRICH Mgmt For For
WILLIAM HART Mgmt For For
MERIT E. JANOW Mgmt For For
ULF J. JOHANSSON Mgmt For For
BRADFORD W. PARKINSON Mgmt For For
MARK S. PEEK Mgmt For For
NICKOLAS W. VANDE STEEG Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT AUDITOR OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 30, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
FOR OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF HOLDING A VOTE ON THE COMPENSATION FOR OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNITED CONTINENTAL HLDGS INC Agenda Number: 933436126
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KIRBYJON H. CALDWELL Mgmt For For
CAROLYN CORVI Mgmt For For
W. JAMES FARRELL Mgmt For For
JANE C. GARVEY Mgmt For For
WALTER ISAACSON Mgmt For For
HENRY L. MEYER III Mgmt For For
OSCAR MUNOZ Mgmt For For
JAMES J. O'CONNOR Mgmt For For
LAURENCE E. SIMMONS Mgmt For For
JEFFERY A. SMISEK Mgmt For For
GLENN F. TILTON Mgmt For For
DAVID J. VITALE Mgmt For For
JOHN H. WALKER Mgmt For For
CHARLES A. YAMARONE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY RESOLUTION APPROVING THE COMPENSATION Mgmt Against Against
OF THE NAMED EXECUTIVE OFFICERS.
4 ADVISORY RESOLUTION RELATING TO THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY STOCKHOLDER VOTES TO APPROVE
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 933383832
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MOGENS C. BAY Mgmt For For
WALTER SCOTT, JR. Mgmt For For
CLARK T. RANDT, JR. Mgmt For For
02 PROPOSAL TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
03 PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
04 RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 933361127
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN L. BOSTROM Mgmt For For
RICHARD M. LEVY Mgmt For For
VENKATRAMAN THYAGARAJAN Mgmt For For
02 TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL Mgmt For For
SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
03 TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON Mgmt 1 Year Against
THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS,
INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY
OF.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VARIAN MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS INC Agenda Number: 933403696
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: VRSK
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK J. COYNE Mgmt For For
CHRISTOPHER M. FOSKETT Mgmt For For
DAVID B. WRIGHT Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 933407896
--------------------------------------------------------------------------------------------------------------------------
Security: 966387102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: WLL
ISIN: US9663871021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D. SHERWIN ARTUS Mgmt For For
PHILIP E. DOTY Mgmt For For
02 APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION Mgmt Against Against
TO INCREASE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK.
03 APPROVAL OF ADVISORY RESOLUTION ON COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933366115
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 28-Feb-2011
Ticker: WFMI
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR THE COMPANY
FOR FISCAL YEAR 2011.
03 RATIFICATION OF THE COMPENSATION PACKAGE GRANTED Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
05 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For Against
BYLAWS TO PERMIT REMOVAL OF DIRECTORS WITH
OR WITHOUT CAUSE.
06 SHAREHOLDER PROPOSAL TO REQUIRE THE COMPANY Shr For Against
TO HAVE, WHENEVER POSSIBLE, AN INDEPENDENT
CHAIRMAN OF THE BOARD OF DIRECTORS WHO HAS
NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER
OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 933414675
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAURA J. ALBER Mgmt For For
ADRIAN D.P. BELLAMY Mgmt For For
PATRICK J. CONNOLLY Mgmt For For
ADRIAN T. DILLON Mgmt For For
ANTHONY A. GREENER Mgmt For For
TED W. HALL Mgmt For For
MICHAEL R. LYNCH Mgmt For For
SHARON L. MCCOLLAM Mgmt For For
2 OUR REINCORPORATION FROM CALIFORNIA TO DELAWARE Mgmt For For
3 THE AMENDMENT AND RESTATEMENT OF THE WILLIAMS-SONOMA, Mgmt For For
INC. 2001 LONG-TERM INCENTIVE PLAN
4 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
5 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
6 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 29, 2012
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 933402264
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES E. BUCKMAN Mgmt For For
GEORGE HERRERA Mgmt For For
02 ADVISORY VOTE ON THE WYNDHAM WORLDWIDE CORPORATION Mgmt Against Against
EXECUTIVE COMPENSATION PROGRAM.
03 ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
05 A SHAREHOLDER PROPOSAL REGARDING ELIMINATION Shr For Against
OF THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933411580
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RUSSELL GOLDSMITH Mgmt For For
ROBERT J. MILLER Mgmt For For
KAZUO OKADA Mgmt Withheld Against
ALLAN ZEMAN Mgmt For For
2 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against
COMPENSATION
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year
VOTES ON EXECUTIVE COMPENSATION
4 TO APPROVE AN AMENDMENT TO THE 2002 STOCK INCENTIVE Mgmt For For
PLAN
5 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG, LLP AS THE INDEPENDENT AUDITORS
FOR THE COMPANY AND ALL OF ITS SUBSIDIARIES
FOR 2011
6 TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
A DIRECTOR ELECTION MAJORITY VOTE STANDARD;
AND
--------------------------------------------------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 933419524
--------------------------------------------------------------------------------------------------------------------------
Security: 989207105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ZBRA
ISIN: US9892071054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDERS GUSTAFSSON Mgmt For For
ANDREW K. LUDWICK Mgmt For For
02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
04 TO APPROVE OUR 2011 LONG-TERM INCENTIVE PLAN Mgmt For For
05 TO APPROVE OUR 2011 SHORT-TERM INCENTIVE PLAN Mgmt For For
06 TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
07 TO RATIFY THE APPOINTMENT BY OUR AUDIT COMMITTEE Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR 2011
Managers Emerging Markets Fund
--------------------------------------------------------------------------------------------------------------------------
ABSA GROUP LTD Agenda Number: 702902164
--------------------------------------------------------------------------------------------------------------------------
Security: S0269J708
Meeting Type: AGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: ZAE000067237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of the annual financial statements Mgmt For For
2 To re-appoint the company auditors Mgmt For For
3 To re-elect BP Connellan as director Mgmt For For
4 To re-elect G Griffin as director Mgmt For For
5 To re-elect YZ Cuba as director Mgmt For For
6 To re-elect BCMM de Vitry d Avaucourt as director Mgmt For For
7 To re-elect AP Jenkins as director Mgmt For For
8 To re-elect TM Mokgo Si Mwantembe as director Mgmt For For
9 To re-elect TS Munday as director Mgmt For For
10 To re-elect M D C D N C Ramos as director Mgmt For For
11 To confirm the appointment of the new director Mgmt For For
appoint C Beggs
12 Placing of the unissued shares under the control Mgmt For For
of the directors
13 To sanction the proposed remuneration of the Mgmt For For
non executive directors payable from 1 May
2011
14 To amend article 149 Mgmt For For
15 To amend article 157 Mgmt For For
16 To amend article 157A Mgmt For For
17 Authority for a general repurchase of ordinary Mgmt For For
shares of the company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LTD Agenda Number: 702700964
--------------------------------------------------------------------------------------------------------------------------
Security: S01680107
Meeting Type: AGM
Meeting Date: 03-Dec-2010
Ticker:
ISIN: ZAE000054045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Resolved that the annual financial statements Mgmt For For
and Group annual financial statements
for the year ended 30th June 2010 and the Directors
and Auditors reports thereon be and are hereby
received and accepted
2.O.2 Resolved that Dr M. M. M. Bakane-Tuoane, who Mgmt For For
retires by rotation in terms of the Company's
Articles of Association and who is eligible
and available for re-election, be and is
hereby re-elected as a Director of the Company
3.O.3 Resolved that Mr. W. M. Gule, who retires by Mgmt For For
rotation in terms of the Company's
Articles of Association and who is eligible
and available for re-election, be and
is hereby re-elected as a Director of the Company
4.O.4 Resolved that Mr. M W King, who retires by rotation Mgmt For For
in terms of the Company's Articles of Association
and who is eligible and available for re-election,
be and is hereby re-elected as a Director of
the Company
5.O.5 Resolved that Mr. A. K. Maditsi, who retires Mgmt For For
by rotation in terms of the Company's
Articles of Association and who is eligible
and available for re-election, be and
is hereby re-elected as a Director of the Company
6.O.6 Resolved that Mr. K. S. Mashalane, who retires Mgmt For For
by rotation in terms of the Company's Articles
of Association and who is eligible and available
for re-election, be and is hereby re-elected
as a Director of the Company
7.O.7 Resolved that Mr. J. C. Steenkamp, who retires Mgmt For For
by rotation in terms of the Company's Articles
of Association and who is eligible and available
for re-election, be and is hereby re-elected
as a Director of the Company
8.O.8 Resolved that the reappointment of Ernst and Mgmt For For
Young Incorporated as the External Auditors
of the Company be and is hereby approved and
that Mr. E. A. L. Botha be and is hereby confirmed
as the Designated Auditor for the financial
year ending 30th June 2011 and to remain in
office until the conclusion of the next
annual general meeting
9.O.9 Resolved that, with effect from 01st July 2010, Mgmt Against Against
the annual retainer fees of Directors be
increased by 10 percent per annum (rounded
to the nearest ZAR 50) from ZAR 270,000
to ZAR 297,000 per annum for Independent Non-executive
Directors and from ZAR 216,000 to ZAR 237,600
per annum for Non-Executive Directors
10O10 Resolved that, with effect from 01st July 2010, Mgmt For For
the per Board meeting attendance fees
payable to Directors be increased by 10 percent
per annum (rounded to the nearest ZAR 50)
from ZAR 12,960 to ZAR 14,300 per meeting
11O11 Resolved that, with effect from 01st July 2010, Mgmt For For
the per meeting attendance fees for Committee
meetings be increased by 10 percent per annum
(rounded to the nearest ZAR 50)
12O12 Resolved that, with effect from 01st July 2010, Mgmt For For
the fee for the Lead Independent Non-Executive
Director to chair quarterly in camera meetings
of Non-Executive Directors be ZAR 17,800
per meeting
13O13 Resolved that the sixth amending deed to the Mgmt For For
Scheme, a copy of which has been labeled for
identification purposes and tabled at the Annual
General Meeting, be and is hereby approved
14O14 Resolved that the 2010 amended version of the Mgmt For For
Share Plan, a copy of which has been labeled
for identification purposes and tabled at the
Annual General Meeting, be and is hereby
approved
15O15 Resolved that, subject to the passing of the Mgmt For For
above resolutions, any one Executive
Director of the Company be and is hereby authorised
to do, or cause to be done, all such things
and sign, or cause to be signed, all such
documents and take all such action as
considered necessary to implement the resolutions
set out in this Notice of Annual General Meeting
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 933435338
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Special
Meeting Date: 27-Apr-2011
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Mgmt Against
OF THE MEMBERS OF THE BOARD OF DIRECTORS OF
THE COMPANY THAT THE HOLDERS OF THE SERIES
"L" SHARES ARE ENTITLED TO APPOINT. ADOPTION
OF RESOLUTIONS THEREON.
02 APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, Mgmt For
APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED
BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYI AS, ISTANBUL Agenda Number: 702885522
--------------------------------------------------------------------------------------------------------------------------
Security: M10225106
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: TRAAEFES91A9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Election of the Board of the Assembly and authorization Mgmt For Split
of the Board of the Assembly to sign the
Minutes of the Meeting on behalf of the General
Assembly
2 Reading out and discussion of the reports of Mgmt For Split
the Board of Directors, Board of Auditors and
the Independent External Audit Company
3 Reading out and discussion of the Consolidated Mgmt For Split
Income Statement and Balance Sheet for 2010
calendar year prepared in accordance with International
Financial Reporting Standards (as per
the regulations of CMB)
4 Information to be given to the shareholders Mgmt Abstain Against
on the donations made by the Company in
2010
5 According to the regulations laid down by the Mgmt Abstain Against
Capital Markets Board, information
to be given to the shareholders on any suretyship
and guarantees granted or pledges including
mortgages instituted by the Company in favor
of third persons
6 Approval of Mr. Suleyman Vehbi Yazici, appointed Mgmt For Split
as a member of the Board of Directors of Anadolu
Efes to assume duties of resigned member Mr.
Mehmet Nuri Yazici as of October 27, 2011
7 Decision to release the members of the Board Mgmt For Split
of Directors and Board of Auditors
8 Decision on the proposal of the Board of Directors Mgmt For Split
on distribution of profits
9 Election of the new members of the Board of Mgmt For Split
Directors and the Board of Auditors
in place of those whose terms of office have
expired and determine the terms of office
and remuneration
10 Information to be given to the shareholders Mgmt Abstain Against
on the "Dividend Policy" and "Disclosure
Policy" according to the Corporate Governance
Principles of Capital Markets Board of
Turkey
11 Authorization of the members of the Board of Mgmt For Split
Directors as per Articles 334 and 335 of
the Turkish Commercial Code
12 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD Agenda Number: 702619505
--------------------------------------------------------------------------------------------------------------------------
Security: S04255196
Meeting Type: EGM
Meeting Date: 26-Oct-2010
Ticker:
ISIN: ZAE000043485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Authorize the Directors to issue ordinary shares Mgmt For For
for the purposes of the conversion rights
attaching to the USD 789,086,750 6.00% Mandatory
Convertible Subordinated Bonds issued
by AngloGold Ashanti Holdings Finance plc,
a wholly-owned subsidiary of the Company, and
fully and unconditionally guaranteed by the
Company on a subordinated basis
--------------------------------------------------------------------------------------------------------------------------
ANHUI CONCH CEM CO LTD Agenda Number: 702953604
--------------------------------------------------------------------------------------------------------------------------
Security: Y01373102
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: CNE1000001W2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110413/LTN20110413578.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To approve the report of the board of directors Mgmt For For
(the "Board") of the Company for the year
ended 31 December 2010
2 To approve the report of the supervisory committee Mgmt For For
of the Company for the year ended 31 December
2010
3 To approve the audited financial reports prepared Mgmt For For
in accordance with the accounting standards
generally accepted in the PRC and International
Financial Reporting Standards respectively
for the year ended 31 December 2010
4 To approve the appointment of Ms Zhang Mingjing Mgmt For For
as an executive director of the Company
5 To approve the reappointment of KPMG Huazhen Mgmt For For
Certified Public Accountants and KPMG Certified
Public Accountants as the PRC auditors and
international auditors of the Company
respectively, and to authorise the Board to
determine the remuneration of the auditors
6 To approve the Company's profit distribution Mgmt For For
proposal for year 2010
7 To approve the extension of the validity period Mgmt For For
of the resolution regarding the issue of
corporate bonds by one year
8 To approve the grant of a mandate to the Board Mgmt Against Against
to exercise the power to allot and issue new
shares
--------------------------------------------------------------------------------------------------------------------------
ASIAINFO LINKAGE, INC Agenda Number: 933324080
--------------------------------------------------------------------------------------------------------------------------
Security: 04518A104
Meeting Type: Annual
Meeting Date: 29-Sep-2010
Ticker: ASIA
ISIN: US04518A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVE ZHANG Mgmt For For
THOMAS MANNING Mgmt For For
SEAN SHAO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
TOUCHE TOHMATSU AS ASIAINFO-LINKAGE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 703058049
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, Non-Voting No vote
EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED
AS A CANDIDATE AND BE ELECTED AS A DIRECTOR
OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED
BY THE COMPANY AND/OR BY OTHER PARTIES.
IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE,
YOU WILL NEED TO CONTACT THE CANDIDATE
AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S
NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC
INFORMATION, AN ELECTION WOULD BE DEEMED
AS A 'NO VOTE'.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
A.3 The status of buyback treasury stock Non-Voting No vote
B.1 The 2010 financial statements Mgmt For For
B.2 The 2010 profit distribution. Proposed cash Mgmt For For
dividend: TWD 14 per share
B.3 The issuance of new shares from retained earnings. Mgmt For For
Proposed stock dividend: 220 for 1,000 shs
held
B.4 The revision to the procedures of asset acquisition Mgmt For For
or disposal
B.5 The revision to the procedures of monetary loans, Mgmt For For
endorsement and guarantee
B.6 The election of the directors and supervisors Mgmt For For
B.7 The proposal to release the prohibition on directors Mgmt For For
from participation in competitive business
B.8 Other issues and extraordinary motions Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 703115217
--------------------------------------------------------------------------------------------------------------------------
Security: 04648R605
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: US04648R6053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 818956 DUE TO RECEIPT OF DIRECTORS' AND
SUPERVISORS' NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 To report the business of 2010, as set forth Non-Voting No vote
in the Company's Notice of Meeting enclosed
herewith
2 Supervisors' review report of 2010, as set forth Non-Voting No vote
in the Company's Notice of Meeting enclosed
herewith
3 To report the treasury stock buy-back program Non-Voting No vote
execution, as set forth in the Company's Notice
of Meeting enclosed herewith
4 To acknowledge 2010 operation and financial Mgmt Abstain Against
reports, as set forth in the Company's Notice
of Meeting enclosed herewith
5 To acknowledge appropriation of 2010 earnings, Mgmt Abstain Against
as set forth in the Company's Notice of Meeting
enclosed herewith
6 To discuss new common shares issued for dividends Mgmt Abstain Against
distribution, as set forth in the Company's
Notice of Meeting enclosed herewith
7 To discuss amendment to the Procedures for Acquisition Mgmt Abstain Against
or Disposal of Assets, as set forth in the
Company's Notice of Meeting enclosed herewith
8 To discuss amendment to the Loans and Endorsement Mgmt Abstain Against
& Guarantee Operational Procedures, as set
forth in the Company's Notice of Meeting enclosed
herewith
9.a.1 To re-elect Director: Shih, Tsung-Tang (The Mgmt Abstain Against
Chairman, The incumbent Director)
9.a.2 To re-elect Director: Tseng, Chiang-Sheng (The Mgmt Abstain Against
Vice-Chairman, The incumbent Director)
9.a.3 To re-elect Director: Shen, Cheng-Lai (CEO, Mgmt Abstain Against
The incumbent Director)
9.a.4 To re-elect Director: Hung, Hung-Chang (The Mgmt Abstain Against
Vice-President, The incumbent Director)
9.a.5 To re-elect Director: Chen, Yen-Cheng (The Vice-President Mgmt Abstain Against
of Asus Technology PTE. LTD., The incumbent
Director)
9.a.6 To re-elect Director: Hsu, Hsien-Yueh (The Vice-President)Mgmt Abstain Against
9.a.7 To re-elect Director: Hsieh, Min-Chieh (The Mgmt Abstain Against
Vice-President)
9.b.1 To re-elect Supervisor: Yang, Tze-Kaing (The Mgmt Abstain Against
incumbent Supervisor)
9.b.2 To re-elect Supervisor: Cheng, Chung-Jen (The Mgmt Abstain Against
incumbent Supervisor)
9.b.3 To re-elect Supervisor: Yang, Long-Hui (The Mgmt Abstain Against
incumbent Supervisor)
10 To discharge new directors from the non-competition Mgmt Abstain Against
clauses
11 Other motions and extemporal motions Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO LTD, BANGKOK Agenda Number: 702838852
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606R119
Meeting Type: AGM
Meeting Date: 12-Apr-2011
Ticker:
ISIN: TH0001010014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING Non-Voting No vote
SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA
DURING THE MEETING,WE WILL VOTE THAT AGENDA
AS ABSTAIN.
1 To approve the minutes of the 17th annual ordinary Mgmt For For
meeting of shareholders held on April 12,
2010
2 To acknowledge the report on the results of Mgmt Abstain Against
operations for the year 2010 as presented
in the annual report
3 To acknowledge the report of the audit committee Mgmt Abstain Against
for the year 2010
4 To approve the balance sheet and the profit Mgmt For For
and loss statement for the year 2010
5.A To approve the appropriation of profit and the Mgmt For For
payment of dividend for the year 2010: to
allocate as a legal reserve in the total amount
of Bhat 1,000,000,000.00, being the
allocation for the period of January-June 2010
amounting to Bhat 500,000,000.00 and for
the period of July-December 2010 amounting
to Bhat 500,000,000.00
5.B To approve the appropriation of profit and the Mgmt For For
payment of dividend for the year 2010: to
allocate as other reserves in the amount of
Bhat 5,000,000,000.00 which
had already been made for the period of January-June
2010
5.C To approve the appropriation of profit and the Mgmt For For
payment of dividend for the year 2010: to
pay dividend for the operating results of the
year 2010 at the rate of Bhat 5.00 per ordinary
share
6.A To elect director in place of who retires by Mgmt For For
rotation: Admiral Prachet Siridej
6.B To elect director in place of who retires by Mgmt For For
rotation: Mr. Kovit Poshyananda
6.C To elect director in place of who retires by Mgmt For For
rotation: Mr. Singh Tangtatswas
6.D To elect director in place of who retires by Mgmt For For
rotation: Mr. Charn Sophonpanich
6.E To elect director in place of who retires by Mgmt For For
rotation: Mr. Kanung Luchai
6.F To elect director in place of who retires by Mgmt For For
rotation: Mr. Thaweelap Rittapirom
7 To acknowledge the directors remuneration Mgmt Abstain Against
8 To appoint the auditors and determine the remuneration Mgmt For For
9 Other business Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BANK CHINA LTD Agenda Number: 702544760
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 20-Aug-2010
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN201007021317.pdf
S.1.1 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; type and nominal value of the rights
shares
S.1.2 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; proportion and number of the rights
shares to be issued
S.1.3 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; subscription price for the rights
shares
S.1.4 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; target subscribers for the rights
issue
S.1.5 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; use of proceeds
S.1.6 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; effective period of the resolution
S.1.7 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; authorization for the rights issue
2 Approve all shareholders after the completion Mgmt For For
of the rights issue will be entitled to
share the accumulated undistributed profits
of the Bank prior to the rights issue in proportion
to their shareholding, further details of
which are set out in the Circular as specified
3 Approve the proposal in relation to the feasibility Mgmt For For
analysis report the ''Feasibility Analysis
Report'' on the use of proceeds raised from
the rights issue was approved by the
Board of Directors of the Bank the
''Board'' , further details of which are
set out in the Circular as specified;
the Feasibility Analysis Report
4 Approve, pursuant to the applicable laws and Mgmt For For
regulations of the PRC, a report has been prepared
by the Board on the use of proceeds raised
from the previous issuance of securities
by the Bank ''Report on the use of proceeds
raised from previous issuance'' , further
details of which are specified in the Circular;
the report on the use of proceeds raised from
previous issuance
5.1 Approve the re-election of Ms. Hong Zhihua as Mgmt For For
a Non-Executive Director
5.2 Approve the re-election of Ms. Huang Haibo as Mgmt For For
a Non-Executive Director
5.3 Approve the re-election of Mr. Cai Haoyi as Mgmt For For
a Non-Executive Director
5.4 Approve the election of Ms. Sun Zhijun as a Mgmt For For
Non-Executive Director
5.5 Approve the election of Ms. Liu Lina as a Non-Executive Mgmt For For
Director
5.6 Approve the election of Ms. Jiang Yansong as Mgmt For For
a Non-Executive Director
5.7 Approve the election of Mr. Chow Man Yiu, Paul Mgmt For For
as an Independent Non-Executive
Director
6 Approve the proposal in relation to the remuneration Mgmt For For
plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and Supervisors
of 2009 by the Board ''remuneration plan for
the Chairman, Executive Directors, Chairman
of Board of Supervisors and Supervisors of
2009'' , further details of which are specified
in the Circular; the remuneration plan for
the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Supervisors of 2009
--------------------------------------------------------------------------------------------------------------------------
BANK CHINA LTD Agenda Number: 702542247
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: CLS
Meeting Date: 20-Aug-2010
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN201007021323.pdf
S.1.1 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Type and nominal value
of the Rights Shares
S.1.2 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Proportion and number
of the Rights Shares to be issued
S.1.3 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Subscription Price for
the Rights Shares
S.1.4 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Target subscribers for
the Rights Issue
S.1.5 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Use of Proceeds
S.1.6 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Effective period of the
resolution
S.1.7 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares(the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Authorization for the
Rights Issue
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 702731212
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 28-Jan-2011
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101213/LTN20101213446.pdf
1 Noted that the proposal in relation to the election Mgmt For For
of independent non-executive director
was approved by the board of directors of the
Bank. Resolved that the election of Mr.
Jackson P. Tai as independent non-executive
director of the Bank be and is hereby approved
2 Noted that the proposal in relation to the issue Mgmt For For
of RMB-denominated bonds by the Bank in Hong
Kong for an aggregate amount not more than
RMB20 billion by the end of 2012 was approved
by the board of directors of the Bank. Resolved
that the issue of RMB-denominated bonds by
the Bank in Hong Kong for an aggregate
amount not more than RMB20 billion by the end
of 2012 be and is hereby approved
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 702932725
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN20110411801.pdf
1 To consider and approve the 2010 Working Report Mgmt For For
of the Board of Directors of the Bank
2 To consider and approve the 2010 Working Report Mgmt For For
of the Board of Supervisors of the Bank
3 To consider and approve the 2010 Annual Financial Mgmt For For
Statements of the Bank
4 To consider and approve the 2010 Profit Distribution Mgmt For For
Plan of the Bank
5 To consider and approve the 2011 Annual Budget Mgmt For For
of the Bank
6 To consider and approve the re-appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian CPAs Limited
Company and PricewaterhouseCoopers Hong Kong
as the Bank's external auditors for 2011
7.1 To consider and approve the election of Mr. Mgmt For For
Zhang Xiangdong as a Non-Executive
Director of the Bank
7.2 To consider and approve the election of Mr. Mgmt For For
Zhang Qi as a Non-Executive Director
of the Bank
8.1 To consider and approve the election of Mr. Mgmt For For
Mei Xingbao as an External Supervisor
of the Bank
8.2 To consider and approve the election of Ms. Mgmt For For
Bao Guoming as an External Supervisor
of the Bank
9 To consider and approve the proposal in relation Mgmt For For
to the delegation of authority for
issue of ordinary financial bonds by shareholders'
meeting to the Board of Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO LTD Agenda Number: 702540938
--------------------------------------------------------------------------------------------------------------------------
Security: Y06988102
Meeting Type: AGM
Meeting Date: 19-Aug-2010
Ticker:
ISIN: CNE100000205
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100705/LTN20100705744.pdf
1 Approve the work report of the Bank's Board Mgmt For For
of Directors for the YE 31 DEC2009
2 Approve the report of the Bank's Board of Supervisors Mgmt For For
for the YE 31 DEC 2009
3 Approve the audited consolidated financial statements Mgmt For For
of the Bank for the YE 31 DEC 2009
4 Approve the fixed assets investment budget of Mgmt For For
the Bank for the year ending 31 DEC 2010
5 Re-appoint PricewaterhouseCoopers as International Mgmt For For
Auditors, with a remuneration of
RMB 22 million, and Deloitte Touche Tohmatsu
CPA Ltd. as a Domestic Auditors of the Bank,
with a remuneration of RMB 15.28 million, for
a term ending at the next AGM
6 Approve the Bank's Capital Management Plan for Mgmt For For
the Years 2010 - 2014
7 Approve the remuneration plan for the Directors Mgmt For For
and Supervisors of the Bank for the YE 31
DEC 2009
8 Approve the Bank's Measures for the Delegation Mgmt For For
of Authority to the Board of Directors by
the Shareholders' General Meeting
9.a Appointment of Mr. Hu Huaibang as an Executive Mgmt For For
Director of the Sixth Session of the Board
of Directors of Bank
9.b Appointment of Mr. Niu Ximing as an Executive Mgmt For For
Director of the Sixth Session of the Board
of Directors of the Bank
9.c Appointment of Mr. Qian Wenhui as an Executive Mgmt For For
Director of the Sixth Session of the Board
of Directors of the Bank
9.d Appointment of Mr. Wang Bin as an Executive Mgmt For For
Director of the Sixth Session of the Board
of Directors of the Bank
9.e Appointment of Mr. Zhang Jixiang as a Non-Executive Mgmt For For
Director of the Sixth Session of the Board
of Directors of the Bank
9.f Appointment of Mr. Hu Huating as a Non-Executive Mgmt For For
Director of the Sixth Session of the
Board of Directors of the Bank
9.g Appointment of Mr. Qian Hongyi as a Non-Executive Mgmt For For
Director of the Sixth Session of the
Board of Directors of the Bank
9.h Appointment of Mr. Peter Wong Tung Shun as a Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
9.i Appointment of Ms. Fung, Yuen Mei Anita as a Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
9.j Appointment of Mr. Ji Guoqiang as a Non-Executive Mgmt For For
Director of the Sixth Session of the
Board of Directors of the Bank
9.k Appointment of Mr. Lei Jun as a Non-Executive Mgmt For For
Director of the Sixth Session of the Board
of Directors of the Bank
9.l Appointment of Ms. Ma Xiaoyan as a Non-Executive Mgmt For For
Director of the Sixth Session of the
Board of Directors of the Bank
9.m Appointment of Mr. Chen Qingtai as an Independent Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
9.n Appointment of Mr. Eric Li Ka-cheung as an Independent Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
9.o Appointment of Mr. Gu Mingchao as an Independent Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
9.p Appointment of Mr. Wang Weiqiang as an Independent Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
9.q Appointment of Mr. Peter Hugh Nolan as an Independent Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
9.r Appointment of Mr. Chen Zhiwu as an Independent Mgmt For For
Non-Executive Director of the Sixth Session
of the Board of Directors of the Bank
10.a Appointment of Mr. Hua Qingshan as a Supervisor Mgmt For For
of the Sixth Session of the Board of Supervisors
of the Bank
10.b Appointment of Ms. Zheng Li as an External Supervisor Mgmt For For
of the Sixth Session of the Board of Supervisors
of the Bank
10.c Appointment of Mr. Jiang Zuqi as an External Mgmt For For
Supervisor of the Sixth Session of the Board
of Supervisors of the Bank
10.d Appointment of Mr. Guo Yu as a Supervisor of Mgmt For For
the Sixth Session of the Board of Supervisors
of the Bank
10.e Appointment of Mr. Yang Fajia as a Supervisor Mgmt For For
of the Sixth Session of the Board of Supervisors
of the Bank
10.f Appointment of Mr. Zhu Hongjun as a Supervisor Mgmt For For
of the Sixth Session of the Board of Supervisors
of the Bank
10.g Appointment of Mr. Li Jin as a Supervisor of Mgmt For For
the Sixth Session of the Board of Supervisors
of the Bank
10.h Appointment of Mr. Gu Huizhong as a Supervisor Mgmt For For
of the Sixth Session of the Board of Supervisors
of the Bank
10.i Appointment of Mr. Yan Hong as a Supervisor Mgmt For For
of the Sixth Session of the Board of Supervisors
of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO LTD Agenda Number: 702745499
--------------------------------------------------------------------------------------------------------------------------
Security: Y06988102
Meeting Type: EGM
Meeting Date: 23-Feb-2011
Ticker:
ISIN: CNE100000205
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110104/LTN20110104017.pdf
1 To consider and, if thought fit, to approve: Mgmt For For
a) the issue of RMB denominated bonds in Hong
Kong (the "Bond Issue") by the Bank in the
principal amount of no more than RMB20,000,000,000
before 31 December 2012; b) the board of
directors of the Bank (the "Board"), be
authorized to: (i) determine and finalize
the terms and conditions of the proposed Bond
Issue, including but not limited to, the
final amount of issue, the offering method
and the interest rate; and (ii) do all
such acts and things, to sign and execute all
such other documents, deeds, instruments and
agreements (the "Ancillary Documents"),
to make applications to the relevant regulatory
authorities for the approval of Bond Issue
and to take such steps as they may consider
necessary, appropriate, expedient and
in the interests of the CONTD
CONT CONTD Bank to give effect to or in connection Non-Voting No vote
with the Bond Issue or any transactions
contemplated thereunder and all other matters
incidental thereto, and to agree to
any amendments to any of the terms of the Ancillary
Documents which in the opinion of the Board
are in the interests of the Bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO LTD Agenda Number: 703179564
--------------------------------------------------------------------------------------------------------------------------
Security: Y06988110
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: CNE1000000S2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 840664 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 2010 work report of the board of directors Mgmt For For
2 2010 report of the supervisory committee Mgmt For For
3 2010 financial resolution report Mgmt For For
4 2011 fixed asset investment plan Mgmt For For
5 Appointment of 2011 audit firm Mgmt For For
6 Renewal of the inter-bank master agreement with Mgmt For For
HSBC
7 Appointment of Du Yuemei, Ma Qiang, Bu Zhaogang Mgmt For For
as director, appointment of Cai Yaojun as independent
director
8 The 2010 remuneration plan for directors and Mgmt For For
supervisors
9 2010 profit distribution plan. The detailed Mgmt For For
profit distribution plan are as follows: 1)
cash dividend/10 shares (tax included): CNY
0.2000 2) bonus issue from profit (share/10
shares): 1.00 3) bonus issue from capital reserve
(share/10 shares): none
--------------------------------------------------------------------------------------------------------------------------
BANK VTB Agenda Number: 703000618
--------------------------------------------------------------------------------------------------------------------------
Security: X0494D108
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: RU000A0JP5V6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report of the Company Mgmt For For
2 Approval of accounting statements, including Mgmt For For
profit and loss statement
3 Approval of the distribution of profit of the Mgmt For For
Company based on the results of the reporting
2010 fiscal year
4 Approval of the amount, the schedule and form Mgmt For For
on dividend payment for 2010 FY
5 Approval of compensation to the members of the Mgmt For For
Supervisory Board (non-state employees -
pursuant to the Company's internal documents)
6 Determination of the quantitative structure Mgmt For For
of the Supervisory Board
7 Election of members of the Supervisory Board Mgmt Against Against
8 Determination of the quantitative structure Mgmt For For
of the Auditing Commission
9 Election of the members to the Auditing Commission Mgmt For For
10 Approval of the Auditor Mgmt For For
11 Approval of the Company's Charter in the new Mgmt For For
reading
12 Approval of the Provision on the Company Supervisory Mgmt For For
Board in the new reading
13 Approval of the Company's participation in All-Russian Mgmt For For
Association of Employers - Russian
Union of Industrialists and Entrepreneurs
14 Approval of the deals which are the transactions Mgmt For For
with an interested party
--------------------------------------------------------------------------------------------------------------------------
BANK VTB Agenda Number: 703065119
--------------------------------------------------------------------------------------------------------------------------
Security: 46630Q202
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: US46630Q2021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of JSC VTB Bank Annual Report Mgmt For For
2 Approval of JSC VTB Bank Financial Statements Mgmt For For
including Profit and Loss Statement (JSC
VTB Bank Profit and Loss Account)
3 Approval of JSC VTB Bank profit allocation for Mgmt For For
the year 2010
4 Amount, time and form of the 2010 dividend payment Mgmt For For
5 Remuneration payment to JSC VTB Bank Supervisory Mgmt For For
Council members who are not state employees
in compliance with JSC VTB Bank by-laws
6 Approval of the number of JSC VTB Bank Supervisory Mgmt For For
Council members
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF
SUPERVISORY COUNCIL MEMBERS. STANDING INSTRUCTIONS
HAVE BEEN REMOVED FOR THIS MEETING. PLEASE
NOTE THAT ONLY A VOTE "FOR" THE SUPERVISORY
COUNCIL MEMBERS WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
7.1 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: David Bonderman
7.2 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Matthias Warnig (as an independent
member)
7.3 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Grigory Yu. Glazkov (as an independent
member)
7.4 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Sergey K. Dubinin
7.5 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Andrey L. Kostin
7.6 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Nikolay M. Kropachev (as an independent
member)
7.7 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Ivan V. Oskolkov
7.8 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Alexey L. Savatyugin
7.9 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Pavel M. Teplukhin
7.10 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Alexey V. Ulyukaev
7.11 Election of JSC VTB Bank Supervisory Council Mgmt Against Against
member: Mukhadin A. Eskindarov
8 Approval of the number of JSC VTB Bank Statutory Mgmt For For
Audit Commission members
9 To elect as members of JSC VTB Bank Statutory Mgmt For For
Audit Commission: Tatyana Al. Bogomolova,
Marina Al. Kostina, Vladimir V. Lukov, Zakhar
B. Sabantsev, Natalya An. Satina and
Dmitry V. Skripichnikov
10 To approve CJSC "Ernst & Young Vneshaudit" as Mgmt For For
JSC VTB Bank Auditor to exercise a
mandatory audit of JSC VTB Bank for the year
2011
11 Approval of new edition of JSC VTB Bank Charter Mgmt For For
12 Approval of the new edition of the Regulation Mgmt For For
on JSC VTB Bank Supervisory Council
13 JSC VTB Bank membership in the Russian Union Mgmt For For
of Industrialists and Entrepreneurs
14 Approval of interested party transactions to Mgmt For For
be entered into by JSC VTB Bank during its
standard commercial business
--------------------------------------------------------------------------------------------------------------------------
BEIJING ENTERPRISES HLDGS LTD Agenda Number: 703101991
--------------------------------------------------------------------------------------------------------------------------
Security: Y07702122
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: HK0392044647
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110525/LTN20110525195.pdf
1 To receive the Audited Consolidated Financial Mgmt For For
Statements and Reports of the Directors and
of the Auditors for the year ended 31 December
2010
2 To declare a final dividend Mgmt For For
3.1 To re-elect Mr. Lin Fusheng as Director Mgmt Against Against
3.2 To re-elect Mr. Zhou Si as Director Mgmt For For
3.3 To re-elect Mr. E Meng as Director Mgmt For For
3.4 To re-elect Mr. Liu Kai as Director Mgmt For For
3.5 To re-elect Mr. Robert A. Theleen as Director Mgmt For For
3.6 To authorise the Board of Directors to fix Directors' Mgmt For For
remuneration
4 To re-appoint Messrs. Ernst & Young as Auditors Mgmt For For
and to authorise the Board of Directors to
fix their remuneration
5 To give a general mandate to the Directors to Mgmt For For
purchase shares not exceeding 10% of the
existing issued share capital of the Company
on the date of this Resolution
6 To give a general mandate to the Directors to Mgmt Against Against
issue, allot and deal with additional
shares not exceeding 20% of the existing issued
share capital of the Company on the date
of this Resolution
7 To extend the general mandate granted to the Mgmt Against Against
Directors to issue shares in the capital of
the Company by the number of shares repurchased
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN DIRECTOR NAME IN RESOLUTION NO. 3.1. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BELLE INTL HLDGS LTD Agenda Number: 702982035
--------------------------------------------------------------------------------------------------------------------------
Security: G09702104
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: KYG097021045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110421/LTN20110421332.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
financial statements and reports of the
Directors and Auditor of the Company for the
year ended 31 December 2010
2 To declare final and special dividends for the Mgmt For For
year ended 31 December 2010
3 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Company's Auditor and to authorise
the Board of Directors of the Company to fix
the Auditor's remuneration
4.a.i To re-elect Ms. Hu Xiaoling as a non-executive Mgmt For For
Director of the Company
4.aii To re-elect Mr. Chan Yu Ling, Abraham as an Mgmt For For
independent non-executive Director
of the Company
4aiii To re-elect Dr. Xue Qiuzhi as an independent Mgmt For For
non-executive Director of the Company
4.b To appoint Mr. Sheng Fang as an executive Director Mgmt For For
of the Company
4.c To authorise the Board of Directors of the Company Mgmt For For
to fix the remuneration of the Directors
5 To grant a general mandate to the Directors Mgmt Against Against
of the Company to allot, issue and deal
with new shares not exceeding 10% of the issued
share capital of the Company as at the date
of passing this resolution
6 To grant a general mandate to the Directors Mgmt For For
of the Company to repurchase shares not
exceeding 10% of the issued share capital of
the Company as at the date of passing this
resolution
7 To extend the general mandate granted to the Mgmt Against Against
Directors of the Company to allot, issue
and deal with additional shares in the share
capital of the Company by an amount not
exceeding the amount of the shares repurchased
by the Company
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BEZEQ ISRAEL TELECOM LTD Agenda Number: 702533488
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 29-Jul-2010
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU
HAVE A CONTROLLING OR PERSONAL INTEREST IN
THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Approve an engagement between DBS Satellite Mgmt For For
Services Ltd., a company that is 49.8% owned
by Bezeq, with advanced digital broadcast S.A.
and Eurocom Digital Communication Ltd.
for the purchase by DBS of 47,500 Yesmaxhd
converters at a cost of USD 9,796,400
and receipt of suppliers credit for an additional
60 days at 6% a year interest B communications,
the controlling shareholder of Bezeq, has
a personal interest in the transaction because
Eurocom is an affiliate of B communications
--------------------------------------------------------------------------------------------------------------------------
BEZEQ ISRAEL TELECOM LTD Agenda Number: 702605998
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 14-Oct-2010
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1.1 Amend the debt settlements between the Company Mgmt For For
and between DBS Satellite Services Limited,
a Company indirectly controlled by the controlling
shareholder of Bezeq, as follows: in MAY 2010
the general meeting approved a settlement by
which amount of NIS 31.5 million owned by DBS
to the Company in respect of communication
services, which was to have been paid by DBS
to the Company by 36 equal monthly installments
plus interest percent 1.5 above prime, in accordance
with a previous settlement DBS was to have
paid a debt of which the outstanding balance
is presently NIS 13.9 million by monthly installments
with interest percent 1.5 above prime, the
proposed amendment to the settlements is postponement
of all monthly installments due between JUL
2010 until Dec 2011, inclusive, for 18 months
and increase of the interest during the postponement
period to Prime Plus percent 3
1.2 Amend the debt settlements between the Company Mgmt For For
and between DBS Satellite Services Limited,
a Company indirectly controlled by the controlling
shareholder of Bezeq, as follows: postponement
of the monthly installments of an additional
debt of NIS 8,370,000 bearing interest at prime
plus percent 1, due from JUL 2010 to DEC 2011,
for 18 months and increase of interest during
the postponement period to Prime Plus percent
3
2. Approve to grant permission to DBS to sell to Mgmt For For
its customers a Wireless Router of Bezeq
3. Approve the arrangements between the Company Mgmt For For
and DBS for mutual marketing of joint products
and services
PLEASE NOTE THAT THIS IS A REVISION DUE TO INSERTION Non-Voting No vote
OF PERCENTAGE IN RESOLUTION 1.2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAEL TELECOMMUNICATION CORP LTD, TEL AVIZ-JAFFA Agenda Number: 702649041
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 22-Nov-2010
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU
HAVE A CONTROLLING OR PERSONAL INTEREST IN
THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Appointment of J. Rosenzweig as an independent Mgmt For For
director with entitlement to annual remuneration
and meeting attendance fees in the amounts
permitted for payment to external directors
2 Issue to Mr. Rosenzweig of a liability indemnity Mgmt For For
undertaking is the form previously approved
by general meeting for the officiating directors
3 Approval of the payment to the 2 directors appointed Mgmt For For
on behalf of the employees of the company
of compensation (NIS 12,310 net to Mr. Nomkin
and NIS 6,087 to Mr. Porat) in respect of
the delay in the issue to them of options
pursuant to the employees' options plan. (the
delay was due to the necessity for approval
by general meeting since they are directors,
which approval was not necessary for the
other employees)
4 Approval of the continuation of the present Mgmt For For
D and O insurance cover of USD 50 million for
a premium of USD 140,000
5 Amendment of the articles so as to empower the Mgmt Against Against
board instead of the general meeting to decide
on distribution of profits by way of dividend
etc
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAEL TELECOMMUNICATION CORP LTD, TEL AVIZ-JAFFA Agenda Number: 702720815
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 16-Dec-2010
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE
A CONTROLLING OR PERSONAL INTEREST IN THIS
COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Increase of the authorized share capital of Mgmt For For
the Company by NIS 76 million, following the
increase, the authorized share capital will
be NIZ 2.825 million divides into NIS 1 par
value shares. The additional share capital
will serve as a reserve for employees' option
that may be decided upon in the future
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMUNICATION CORP. LTD. Agenda Number: 702569712
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: SGM
Meeting Date: 12-Sep-2010
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS Non-Voting No vote
REQUIRE THAT YOU DISCLOSE WHETHER YOU
HAVE A CONTROLLING OR PERSONAL INTEREST IN
THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY.
IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Approve the distribution of a dividend in the Mgmt For For
amount of NIS 1,280 million; record date
02 SEP, Ex date 21 SEP, payment date 07 OCT
2010
--------------------------------------------------------------------------------------------------------------------------
BHARAT HEAVY ELECTRICALS LTD Agenda Number: 702578862
--------------------------------------------------------------------------------------------------------------------------
Security: Y0882L117
Meeting Type: AGM
Meeting Date: 17-Sep-2010
Ticker:
ISIN: INE257A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the audited balance sheet Mgmt For For
of the Company as at 31 MAR 2010 and profit
and loss account for the FYE on that date together
with the Directors reports and Auditors
reports thereon
2 Declare a dividend for the year 2009-2010 Mgmt For For
3 Re-appoint Shri S. Ravi as a Director, who retires Mgmt For For
by rotation
4 Re-appoint Shri Ashok Kumar Basu as a Director, Mgmt For For
who retires by rotation
5 Re-appoint Shri M. A. Pathan as a Director, Mgmt For For
who retires by rotation
6 Approve to fix the remuneration of the Auditors Mgmt For For
7 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: Appointment of Shri Atul Saraya
as a Director of the Company, liable to retire
by rotation
8 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: Appointment of Shri V. K. Jairath
as a Director of the Company, liable to retire
by rotation
9 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Against
PROPOSAL: Appointment of Shri O. P. Bhutani
as a Director of the Company, liable to retire
by rotation
--------------------------------------------------------------------------------------------------------------------------
BR PPTYS S A Agenda Number: 702953250
--------------------------------------------------------------------------------------------------------------------------
Security: P59656101
Meeting Type: AGM
Meeting Date: 25-Apr-2011
Ticker:
ISIN: BRBRPRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors' accounts, Mgmt For For
to examine, discuss and approve the company's
consolidated financial statements relating
to fiscal year ending December 31, 2010
II To approve the distribution of net profits relating Mgmt For For
to fiscal year ending December 31, 2010
and to pay company dividends
--------------------------------------------------------------------------------------------------------------------------
BR PROPERTIES SA Agenda Number: 702536725
--------------------------------------------------------------------------------------------------------------------------
Security: P59656101
Meeting Type: EGM
Meeting Date: 08-Jul-2010
Ticker:
ISIN: BRBRPRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA,
MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED.
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR
ABSTAIN ARE ALLOWED. THANK YOU
I. Approve to change of the address of the head Mgmt For For
office of the Company
II.A Amend the wording of Article 2, to reflect the Mgmt For For
change of the head office
II.B Amend the wording of Article 5, main part, to Mgmt For For
reflect the capital increases that occurred
on 04 MAR 2010, as ratified by the Board of
Directors on 05 MAR 2010, in regard to the
public offering for the issuance of shares
of the Company and on 15 APR 2010, as ratified
by the Board of Directors on 20 APRIL 2010,
in regard to the exercise of purchase options
for shares of the Company
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702583902
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 23-Sep-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
I Approve the election to fill three vacant positions Mgmt Abstain Against
for alternate members of the Board of Directors
of the Company, who will have a term in office
until the AGM that decides regarding the
FY that is to in on 31 DEC 2011, together
with the members of the Board of Directors
elected at the AGM held on 30 APR 2010
II Approve to split the shares issued by the Company, Mgmt Abstain Against
in such a way that each one current share
becomes split into two shares, without changing
the share capital
III Approve to increase the share capital of the Mgmt Abstain Against
Company, without the issuance of new shares,
for the purpose of capitalizing part of the
profit reserve account
IV.A Amend the wording of the Main Part of Article Mgmt Abstain Against
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capital increases
approved by the Board of Directors of the
Company
IV.B Amend the wording of the Main Part of Article Mgmt Abstain Against
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the share split,
in the event the resolution contained in
item II above is approved
IV.C Amend the wording of the Main Part of Article Mgmt Abstain Against
5 of the Corporate Bylaws of the Company,
in such a way as to reflect, the capitalization
of part of the profit reserves of the Company,
in the event the resolution contained in item
III above is approved
V Approve to increase the authorized capital limit Mgmt Abstain Against
and the corresponding amendment of the
wording of the Main Part of Article 6 of the
Corporate Bylaws of the Company
VI Approve the creation of a Bylaws reserve for Mgmt Abstain Against
the purpose of guaranteeing funds for
investments, with the consequent amendment
of the wording of the second Paragraph of
Article 31 of the Corporate Bylaws of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 14 SEP 2010 TO 23 SEP
2010. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702718480
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: EGM
Meeting Date: 09-Dec-2010
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I In accordance with that which is provided for Mgmt Abstain Against
in Article 256 of law number 6404.76, to
approve the acquisition, by Ecisa Engenharia,
Comercio E Industria Ltda., from here
onwards Ecisa Engenharia, a subsidiary of the
Company, of shares representative of 50.01%
of the share capital of Cima Empreendimentos
Do Brasil S.A., from here onwards Cima, the
Company that owns the enterprise called Shopping
Center Tijuca, in accordance with the terms
of the agreement for the promise of purchase
and sale of shares entered into by the Company
on November 19, 2010
II To authorize the practice of all the acts necessary Mgmt Abstain Against
for the implementation of the resolution contained
in Item I above
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702885154
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
I To increase the share capital of the company, Mgmt For For
without the issuance of new shares, for
the purpose of capitalizing part of the profit
reserve balance, if the matters submitted
to the annual general meeting are approved
II To amend the wording of the main part of article Mgmt For For
5 of the corporate bylaws of the company, for
the purpose of reflecting a. the capital increases
approved by the board of directors of the
company, and b. the capitalization of part
of the profit reserves of the company, in
the event the matter contained in item I
above is approved
III To establish the aggregate amount of the remuneration Mgmt Against Against
of the managers of the company for the 2011
fiscal year
--------------------------------------------------------------------------------------------------------------------------
BRMALLS PARTICIPACOES S A Agenda Number: 702889063
--------------------------------------------------------------------------------------------------------------------------
Security: P1908S102
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRBRMLACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 807530 DUE TO AGM MEETING WAS COMPLETED
WITH EGM AGENDA. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the companys
consolidated financial statements
II Destination of the year end results of 2010 Mgmt For For
and the distribution of dividends
--------------------------------------------------------------------------------------------------------------------------
CAIRN INDIA LTD Agenda Number: 702575018
--------------------------------------------------------------------------------------------------------------------------
Security: Y1081B108
Meeting Type: AGM
Meeting Date: 15-Sep-2010
Ticker:
ISIN: INE910H01017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the audited balance sheet Mgmt For For
as at 31 MAR 2010 and the profit and loss
account of the Company for the period ended
on that date together with the reports of
the Directors' and Auditors' thereon
2 Re-appointment of Mr Indrajit Banerjee as a Mgmt For For
Director, who retires by rotation
3 Re-appointment of Mr Rahul Dhir as a Director, Mgmt For For
who retires by rotation
4 Appoint M/s S.R. Batliboi & Co., Chartered Accountants, Mgmt For For
in place of M/s S.R. Batliboi & Associates
who have shown their unwillingness to be re-appointed,
as the Statutory Auditors of the Company to
hold office from the conclusion of this AGM
until the conclusion of the next AGM and to
fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
CAIRN INDIA LTD Agenda Number: 702623629
--------------------------------------------------------------------------------------------------------------------------
Security: Y1081B108
Meeting Type: OTH
Meeting Date: 31-Oct-2010
Ticker:
ISIN: INE910H01017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. Non-Voting No vote
A PHYSICAL MEETING IS NOT BEING HELD FOR THIS
COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH
TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 Ordinary Resolution under Regulation 23(1)(b) Mgmt For For
of SEBI Substantial Acquisition
of Shares and Takeovers) Regulations, 1997,
for allotment of shares under stock option
schemes
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINL HLDG LTD Agenda Number: 703065195
--------------------------------------------------------------------------------------------------------------------------
Security: Y11654103
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: TW0002882008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I.1 To recognize the business operations report Non-Voting No vote
and financial statements for the year 2010
I.2 To recognize the earnings distribution for the Non-Voting No vote
year 2010
II.1 To discuss the issuance of new shares in 2011 Mgmt For For
II.2 To discuss amendments to the "Articles of Incorporation" Mgmt For For
II.3 To discuss the acquisition of 100% of the equity Mgmt For For
of Cathay Securities Investment Trust Co. and
it becoming a wholly-owned subsidiary
II.4 To discuss the relief for certain directors Mgmt For For
from their non-competition obligation
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CEZ A.S., PRAHA Agenda Number: 702665095
--------------------------------------------------------------------------------------------------------------------------
Security: X2337V121
Meeting Type: EGM
Meeting Date: 22-Nov-2010
Ticker:
ISIN: CZ0005112300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening, election of the general meeting chairman, Mgmt Abstain Against
minutes clerk, minutes verifiers and persons
authorized to count the votes
2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Abstain Against
PROPOSAL: recall, confirmation of co-opting
and election of the supervisory board members
3 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Abstain Against
PROPOSAL: recall, confirmation of co-opting
and election of the Audit Committee members
4 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Abstain Against
PROPOSAL: approval of the contracts for performance
of the function of Supervisory Board members
and approval of the contracts for performance
of the function of audit committee members
5 Conclusion Mgmt Abstain Against
PLEASE NOTE THAT IF THE SHAREHOLDER WANTS TO Non-Voting No vote
ATTEND IN PERSON, THE POA IS REQUIRED. IF THE
SUB CUSTODIAN WILL REPRESENT THE SHAREHOLDER
AT THE GENERAL MEETING, THE POA IS NOT REQUIRED.
THANK YOU.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 750563 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CEZ A.S., PRAHA Agenda Number: 703090922
--------------------------------------------------------------------------------------------------------------------------
Security: X2337V121
Meeting Type: AGM
Meeting Date: 01-Jun-2011
Ticker:
ISIN: CZ0005112300
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 810755 DUE TO CHANGE IN VOTING STATUS AND
ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Opening, election of the general meeting chairman, Mgmt For For
minutes clerk, minutes verifiers and persons
authorized to count the votes
2 The Board of Directors report on the business Non-Voting No vote
activity of the company and on the state of
its assets for the year 2010. overall explanation
report according to Section 118(8) of the Capital
Market Trading Act
3 Supervisory board report on the results of control Non-Voting No vote
activities
4 Audit committee report on the results of activities Non-Voting No vote
5 Approval of the financial statements of CEZ, Mgmt For For
a.s. and consolidated financial statements
of CEZ Group for the year 2010
6 Decision on distribution of profit of CEZ, a.s. Mgmt For For
in the year 2010
7 Decision on appointment of an auditor to carry Mgmt For For
out the statutory audit, including verification
of the financial statements of CEZ, a.s. and
consolidated financial statements of CEZ Group
for the financial period of calendar year 2011
8 Decision on amendment to the company's articles Mgmt For For
of association
9 Decision on the volume of financial means for Mgmt For For
making donations in the year 2012
10 Recall and election of supervisory board members Mgmt For For
11 Recall and election of audit committee members Mgmt For For
12.1 Approval of the contract for performance of Mgmt For For
the function of Supervisory Board member between
CEZ, a. s. and Mr. Ivo Foltyn, which was concluded
on 27 JAN 2011
12.2 Approval of the contract for performance of Mgmt For For
the function of Supervisory Board member between
CEZ, a. s. and Mr. Lukas Hampl, which was concluded
on 27 JAN 2011
12.3 Approval of the contract for performance of Mgmt For For
the function of Supervisory Board member between
CEZ, a. s. and Mr. Jiri Kadrnka, which was
concluded on 27 JAN 2011
12.4 Approval of the contract for performance of Mgmt For For
the function of Supervisory Board member between
CEZ, a. s. and Mr. Jan Kohout, which was concluded
on 27 JAN 2011
12.5 Approval of the contract for performance of Mgmt For For
the function of Supervisory Board member between
CEZ, a. s. and Mr. Lubomir Lizal, which was
concluded on 24 MAR 2011
12.6 Approval of the amendment to the Contract for Mgmt For For
performance of the function of Supervisory
Board member between CEZ, a. s. and Mr Lubomir
Klosik, which was concluded on 27 JAN 2011
12.7 Approval of the specimen Contract for performance Mgmt For For
of the function of Supervisory Board member,
including the rules for remuneration of Supervisory
Board members and provision of other fulfilment
to Supervisory Board members in the submitted
version
13 Approval of an amendment to the specimen contract Mgmt For For
for performance of the function of Audit Committee
member
14 Conclusion Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO LTD Agenda Number: 702972628
--------------------------------------------------------------------------------------------------------------------------
Security: Y1293Y102
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: CNE000001527
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110417/LTN20110417009.pdf
O.1 To consider and approve the report of the Board Mgmt For For
of Directors of the Company for the year
2010
O.2 To consider and approve the report of the Supervisory Mgmt For For
Board of the Company for the year 2010
O.3.1 To consider and approve the audited financial Mgmt For For
statements prepared under PRC Generally Accepted
Accounting Principles and International Financial
Reporting Standards, respectively,
of the Company for the year 2010: To
consider and approve the audited financial
statements prepared under PRC Generally
Accepted Accounting Principles of the Company
for the year 2010; and
O.3.2 To consider and approve the audited financial Mgmt For For
statements prepared under PRC Generally Accepted
Accounting Principles and International Financial
Reporting Standards, respectively,
of the Company for the year 2010: To
consider and approve the audited financial
statements prepared under International
Financial Reporting Standards of the Company
for the year 2010
O.4 To consider and approve the report of settlement Mgmt For For
accounts of the Company for the year 2010
O.5 To consider and approve the report of annual Mgmt For For
budget of the Company for the year 2011
O.6 To consider and approve the full text and the Mgmt For For
summary of the annual report of A shares of
the Company for the year 2010
O.7 To consider and approve the annual report of Mgmt For For
H shares of the Company for the year 2010
O.8.1 To consider and approve the appointment of Company's Mgmt For For
auditors for the years 2010 and 2011: To
consider and approve the appointment of Baker
Tilly China Certified Public Accountants
Co., Ltd. as the domestic auditor of the Company
for the year ending 31 December 2011
O.8.2 To consider and approve the appointment of Company's Mgmt For For
auditors for the years 2010 and 2011: To
consider, approve and ratify the appointment
of KPMG as the international auditor of the
Company for the year ended 31 December 2010
O.8.3 To consider and approve the appointment of Company's Mgmt For For
auditors for the years 2010 and 2011: To
consider and approve the appointment of KPMG
as the international auditor of the
Company for the year ending 31 December 2011;
and
O.8.4 To consider and approve the appointment of Company's Mgmt For For
auditors for the years 2010 and 2011: To
authorize the audit committee of the Board
of Directors of the Company to determine the
principles of fixing the remunerations of the
PRC and international auditors and to authorize
the Company's management to determine their
actual remunerations based on the agreed principles
O.9 To consider and authorize Zoomlion Finance and Mgmt For For
Leasing (China) Co., Ltd. to apply for finance
with maximum limit of RMB8 billion relating
to its finance leasing business
O.10 To consider and authorize Zoomlion Finance and Mgmt For For
Leasing (Beijing) Co., Ltd. to apply for finance
with maximum limit of RMB12 billion relating
to its finance leasing business
O.11 To consider and approve the application by the Mgmt For For
Company to the relevant banks for credit facilities
and financing with credit limit not exceeding
RMB100 billion
O.12 To consider and approve the proposed provision Mgmt For For
of a guarantee with maximum limit of RMB1.05
billion by the Company for the loan of Zoomlion
International Trading (H.K.) Co.,
Limited
O.13 To consider and approve the adoption of the Mgmt For For
Procedural Rules for Shareholders'
Meetings of the Company
O.14 To consider and approve the adoption of the Mgmt For For
Procedural Rules for Directors' Meetings
of the Company
O.15 To consider and approve the adoption of the Mgmt For For
Procedural Rules for Supervisors' Meetings
of the Company
O.16 To consider and approve the adoption of the Mgmt For For
Management Measures on Connected Transactions
of H Shares of the Company
O.17 To consider and approve the adoption of the Mgmt For For
Administrative Rules of Related Party Transactions
of the Company
S.1.1 To consider and approve the change of name of Mgmt For For
the Company and corresponding amendments
to the Articles of Association of the Company:
to consider and approve the change of Company
name from (as specified) (Changsha Zoomlion
Heavy Industry Science and Technology Development
Co., Ltd.)" to (as specified) (Zoomlion
Heavy Industry Science and Technology Co.,
Ltd.)"; and
S.1.2 To consider and approve the change of name of Mgmt For For
the Company and corresponding amendments
to the Articles of Association of the Company:
to consider and approve the corresponding
amendments to the Articles of Association of
the Company as a result of the proposed
change of name of the Company
S.2.1 To consider and approve the profit distribution Mgmt For For
plan of the Company for the year 2010: To
consider and approve final dividend in the
amount of RMB0.26 per share (inclusive of
tax) be declared and distributed on the basis
of the total share capital of the Company
as at 28 March 2011, the aggregate amount
of which is approximately RMB1,541 million
S.2.2 To consider and approve the profit distribution Mgmt For For
plan of the Company for the year 2010: To
consider and approve the stock split in the
form of bonus shares on the basis of
0.3 share for every outstanding ordinary share.
The par value of new ordinary shares to
be issued of RMB1,778 million will be charged
to capital reserve. The capitalization from
capital reserve will be based on the total
share capital of the Company of 5,927,656,962
shares as at 28 March 2011 and the share capital
will be increased by a total of 1,778,297,089
shares. Fractional entitlements arising from
the capitalisation of capital reserve CONTD
CONT CONTD shall be dealt with in accordance with Non-Voting No vote
relevant rules of the stock exchange and
the clearing house of the place where the shares
of the Company are listed. As a result, the
actual amount of share capital increased and
the actual number of shares created in aggregate
after implementation of the proposed capitalization
from capital reserves might be slightly different
from the aforesaid estimates; and
S.2.3 To consider and approve the profit distribution Mgmt For For
plan of the Company for the year 2010: To
authorize Dr. Zhan Chunxin, the Chairman, and
his authorized representative to make relevant
amendments to the Articles of Association of
the Company as he thinks necessary and expedient
and complete all relevant procedures upon
the request of regulatory authority when the
Articles of Association are submitted
to regulatory authority for approval
S.3 To consider and approve the grant of general Mgmt For For
mandate to the Board of Directors
for the issue of new shares of the Company
--------------------------------------------------------------------------------------------------------------------------
CHEIL WORLDWIDE INC, SEOUL Agenda Number: 702799290
--------------------------------------------------------------------------------------------------------------------------
Security: Y1296G108
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7030000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of inside directors: Nakhwoe Kim and Mgmt For For
Chunsoo Kim
3 Approval of limit of remuneration for directors Mgmt For For
4 Approval of limit of remuneration for auditors Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTORS' NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTR BK CORP Agenda Number: 702563570
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 15-Sep-2010
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100730/LTN20100730598.pdf
1 Election of Mr. Zhang Furong as the shareholder Mgmt For For
representative Supervisor of the Bank
PLEASE NOTE THE RESOLUTION 1 IS A SHAREHOLDER Non-Voting No vote
RESOLUTION BUT THE MANAGEMENT BOARD OF THE
COMPANY RECOMMENDS FOR THEIR SHAREHOLDER'S
TO VOTE "FOR" THIS RESOLUTION. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AN ADDITIONAL COMMENT AND THE NAME OF SHAREHOLDER
REPRESENTATIVE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTR BK CORP Agenda Number: 703100545
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 806186 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110425/LTN20110425075.pdf,
http://www.hkexnews.hk/listedco/listconews/sehk/20110520/LTN20110520587.pdf
1 To consider and approve the 2010 report of board Mgmt For For
of directors
2 To consider and approve the 2010 report of board Mgmt For For
of supervisors
3 To consider and approve the 2010 final financial Mgmt For For
accounts
4 To consider and approve 2011 fixed assets investment Mgmt For For
budget
5 To consider and approve the 2010 profit distribution Mgmt For For
plan
6 To consider and approve the appointment of Auditors Mgmt For For
for 2011
7 To consider and approve the appointment of Mr. Mgmt For For
Dong Shi as Non-executive Director
8 To consider and approve the purchase of head Mgmt For For
office business processing centre
9 To consider and approve the 2010 final emoluments Mgmt For For
distribution plan for directors and supervisors
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 702553404
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: AGM
Meeting Date: 19-Aug-2010
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100719/LTN20100719353.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 Receive the audited consolidated financial statements Mgmt For For
and the reports of Directors and the Auditors
of the Company for the YE 31 MAR 2010
2 Declare a final dividend of HK 1.7 cents per Mgmt For For
share for the YE 31 MAR 2010
3.A.1 Re-election of Mr. Li Xiao Yun as a Director Mgmt For For
3.A.2 Re-election of Mr. Xu Ying as a Director Mgmt For For
3.A.3 Re-election of Mr. Feng Zhuo Zhi as a Director Mgmt For For
3.A.4 Re-election of Ms. Wong Sin Yue, Cynthia as Mgmt For For
a Director
3.A.5 Re-election of Mr. Moon Duk Kyu as a Director Mgmt For For
3.A.6 Re-election of Mr. Mulham Al Jarf as a Director Mgmt For For
3.B Authorize the Board of Directors of the Company Mgmt For For
to fix the Directors' remuneration
4 Re-appoint the Auditors of the Company and authorize Mgmt For For
the Board of Directors to fix their remuneration
5 Approve to grant a general mandate to the Directors Mgmt For For
to repurchase the Company's own shares
6 Approve to grant a general mandate to the Directors Mgmt Against Against
to issue and allot the Company's shares
7 Approve the nominal amount of the shares repurchased Mgmt Against Against
by the Company in Resolution 5 to mandate
granted to the Directors Resolution No. 6
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA GAS HOLDINGS LTD Agenda Number: 702928411
--------------------------------------------------------------------------------------------------------------------------
Security: G2109G103
Meeting Type: SGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BMG2109G1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN201104061290.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To remove Mr. Li Xiao Yun from the office as Mgmt Against Against
director of the Company
2 To remove Mr. Xu Ying from the office as director Mgmt Against Against
of the Company
3 To remove Mr. Liu Ming Hui from the office as Mgmt For For
director of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO LTD Agenda Number: 703019782
--------------------------------------------------------------------------------------------------------------------------
Security: G21096105
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: KYG210961051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN20110426493.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS.THANK YOU.
1 To review and consider the audited financial Mgmt For For
statements and the reports of the directors
and the independent auditors for the year ended
31 December 2010
2 To approve the proposed final dividend Mgmt For For
3A To re-elect Mr. Yang Wenjun as director and Mgmt For For
authorise the board of directors of the Company
to fix his remuneration
3B To re-elect Mr. Bai Ying as director and authorise Mgmt For For
the board of directors of the Company to fix
his remuneration
3C To re-elect Mr. Fang Fenglei as director and Mgmt For For
authorise the board of directors of the Company
to fix his remuneration
3D To re-elect Mr. Liu Fuchun as director and authorise Mgmt For For
the board of directors of the Company to
fix his remuneration
3E To re-elect Mr. Zhang Xiaoya as director and Mgmt For For
authorise the board of directors of the Company
to fix his remuneration
4 To re-appoint Ernst & Young as the auditors Mgmt For For
of the Company and authorise the board of
directors to fix their remuneration
5 Ordinary resolution No. 5 set out in the Notice Mgmt For For
of Annual General Meeting (to give a general
mandate to the directors to repurchase shares
in the Company not exceeding 10% of the issued
share capital of the Company)
6 Ordinary resolution No. 6 set out in the Notice Mgmt Against Against
of Annual General Meeting (to give a general
mandate to the directors to allot, issue and
deal with additional shares not exceeding
20% of the issued share capital of the
Company)
7 Ordinary resolution No. 7 set out in the Notice Mgmt Against Against
of Annual General Meeting (to give a general
mandate to extend the general mandate to the
directors to allot, issue and deal with
additional shares in the Company to include
the nominal amount of shares repurchased
under resolution no. 5, if passed)
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HLDGS INTL CO LTD Agenda Number: 702536383
--------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: EGM
Meeting Date: 12-Aug-2010
Ticker:
ISIN: HK0144000764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100630/LTN20100630029.pdf
1 Approve the Entrustment Agreement and the transactions Mgmt For For
contemplated there under
PLEASE NOTE THAT THE EUROCLEAR DOES NOT OFFER Non-Voting No vote
ANY VOTING SERVICES ON THIS ISSUE. THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION Non-Voting No vote
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HLDGS INTL CO LTD Agenda Number: 702553199
--------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: EGM
Meeting Date: 12-Aug-2010
Ticker:
ISIN: HK0144000764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1. Re-elect Mr. Bong Shu Ying Francis as a Director Mgmt For For
of the Company
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HLDGS INTL CO LTD Agenda Number: 703017916
--------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: HK0144000764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN20110426233.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To receive and consider the Audited Consolidated Mgmt For For
Financial Statements for the year ended 31
December 2010 together with the Report of the
Directors and the Independent Auditor's Report
2 To declare a final dividend of 78 HK cents per Mgmt For For
share for the year ended 31 December 2010
in scrip form with cash option
3.i To re-elect Mr. Li Jianhong as a Director Mgmt For For
3.ii To re-elect Mr. Hu Zheng as a Director Mgmt For For
3.iii To re-elect Mr. Kut Ying Hay as a Director Mgmt For For
3.iv To re-elect Mr. Lee Yip Wah Peter as a Director Mgmt For For
3.v To re-elect Mr. Li Kwok Heem John as a Director Mgmt For For
3.vi To re-elect Mr. Li Ka Fai David as a Director Mgmt For For
3.vii To authorise the Board to fix the remuneration Mgmt For For
of the Directors
4 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Board to fix their remuneration
5.A To grant a general mandate to the Directors Mgmt Against Against
to allot shares as set out in item 5A of
the AGM Notice
5.B To grant a general mandate to the Directors Mgmt For For
for the repurchase of shares as set out in
item 5B of the AGM Notice
5.C To add the nominal amount of the shares repurchased Mgmt Against Against
under resolution no. 5B to the mandate granted
to the Directors under resolution no. 5A
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LTD Agenda Number: 702932484
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN20110408043.pdf
1 To receive and consider the audited financial Mgmt For For
statements and the Reports of the Directors
and Auditors for the year ended 31 December
2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.i To re-elect Xue Taohai as a Director Mgmt For For
3.ii To re-elect Huang Wenlin as a Director Mgmt For For
3.iii To re-elect Xu Long as a Director; and Mgmt For For
3.iv To re-elect Lo Ka Shui as a Director Mgmt For For
4 To re-appoint Messrs. KPMG as auditors and to Mgmt For For
authorise the Directors to fix their remuneration
5 To give a general mandate to the Directors to Mgmt For For
repurchase shares in the Company not
exceeding 10% of the aggregate nominal amount
of the existing issued share capital
6 To give a general mandate to the Directors to Mgmt Against Against
issue, allot and deal with additional
shares in the Company not exceeding 20% of
the aggregate nominal amount of the existing
issued share capital
7 To extend the general mandate granted to the Mgmt Against Against
Directors to issue, allot and deal with
shares by the number of shares repurchased
--------------------------------------------------------------------------------------------------------------------------
CHINA NATL BLDG MATL CO LTD Agenda Number: 702713454
--------------------------------------------------------------------------------------------------------------------------
Security: Y15045100
Meeting Type: EGM
Meeting Date: 30-Dec-2010
Ticker:
ISIN: CNE1000002N9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"1 AND 2". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101114/LTN20101114025.pdf
1 To consider and approve Baker Tilly Hong Kong Mgmt For For
Limited to be appointed as the International
Auditor of the Company to fill in the casual
vacancy following the resignation of UHY Vocation
HK CPA Limited and to hold office of
International Auditor until the conclusion
of the next Annual General Meeting of the Company
and to authorize the Board to determine its
remuneration
2 To consider and approve the amendments to the Mgmt For For
Articles of Association of the Company to
reflect the changes made to the business scope
of the Company in the renewed "Qualification
Certificate of Overseas Project Contracting
of the People's Republic of China"
--------------------------------------------------------------------------------------------------------------------------
CHINA NATL BLDG MATL CO LTD Agenda Number: 702968198
--------------------------------------------------------------------------------------------------------------------------
Security: Y15045100
Meeting Type: CLS
Meeting Date: 03-Jun-2011
Ticker:
ISIN: CNE1000002N9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110415/LTN20110415710.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR THIS RESOLUTION.
THANK YOU.
1 To consider and approve the proposed bonus issue Mgmt For For
of shares on the basis of ten bonus shares
for every ten shares held by shareholders of
the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA NATL BLDG MATL CO LTD Agenda Number: 702972882
--------------------------------------------------------------------------------------------------------------------------
Security: Y15045100
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: CNE1000002N9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110415/LTN20110415702.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS "1 TO 9". THANK YOU.
1 To consider and approve the report of the board Mgmt For For
of directors of the Company (the "Board")
for the year ended 31 December 2010
2 To consider and approve the report of the supervisory Mgmt For For
committee of the Company for the year
ended 31 December 2010
3 To consider and approve the report of the auditors Mgmt For For
and audited financial statements of the
Company for the year ended 31 December 2010
4 To consider and approve the proposed profit Mgmt For For
distribution plan and the final dividend
distribution plan of the Company for the year
ended 31 December 2010 and to authorise the
Board to distribute such final dividend to
the shareholders of the Company
5 To consider and approve the authorisation of Mgmt For For
the Board to deal with all matters in
relation to the Company's distribution of interim
dividend for the year 2011 in its absolute
discretion (including, but not limited to,
determining whether to distribute
interim dividend for the year 2011)
6 To consider and approve the continuation of Mgmt For For
appointment of Vocation International
Certified Public Accountants Co., Ltd. as the
PRC auditors of the Company and Baker Tilly
Hong Kong Limited as the international auditors
of the Company, to hold office until the
conclusion of the next annual general
meeting of the Company and to authorise the
Board to determine their remuneration
7 To consider and approve the proposed bonus issue Mgmt For For
of shares on the basis of ten bonus shares
for every ten shares held by shareholders of
the Company
8 For the purpose of increasing the flexibility Mgmt Against Against
and efficiency in operation, to give a general
mandate to the Board to allot, issue and deal
with additional Domestic Shares not exceeding
20% of the Domestic Shares in issue and
additional H Shares not exceeding 20%
of the H Shares in issue and authorise the
Board to make corresponding amendments to the
Articles of Association of the Company as
it thinks fit so as to reflect the new share
capital structure upon the allotment or issuance
of shares
9 To consider and approve the Company's issuance Mgmt Against Against
of debt financing instruments in an aggregate
amount of not exceeding 40% of the latest total
audited net assets of the Company, and to
authorize the Board to deal with all other
matters in relation to the issuance of
such debt financing instruments
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LD & INVT LTD Agenda Number: 702937446
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN20110412225.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and adopt the Audited Financial Statements Mgmt For For
and the Reports of the Directors and the Independent
Auditor's Report for the year ended 31 December
2010
2 To approve the declaration of a final dividend Mgmt For For
for the year ended 31 December 2010 of HK17
cents per share
3.a To re-elect Mr. Hao Jian Min as Director Mgmt For For
3.b To re-elect Mr. Wu Jianbin as Director Mgmt For For
3.c To re-elect Mr. Chen Bin as Director Mgmt For For
3.d To re-elect Dr. the Hon. David Li Kwok-po as Mgmt For For
Director
3.e To re-elect Dr. Fan Hsu Lai Tai, Rita as Director Mgmt For For
4 To authorise the Board to fix the remuneration Mgmt For For
of the Directors
5 To approve the re-appointment of Deloitte Touche Mgmt For For
Tohmatsu as the Auditors and to authorise the
Board to fix their remuneration
6 To approve the granting to the Directors the Mgmt For For
general and unconditional mandate to
repurchase shares in the capital of the Company
up to 10% of the issued share capital of
the Company
7 To approve the granting to the Directors the Mgmt Against Against
general and unconditional mandate to
allot, issue and deal with new shares not exceeding
20% of the issued share capital of the
Company
8 To approve the extension of the authority granted Mgmt Against Against
to the Directors by Resolution 7 above
by adding the number of shares repurchased
pursuant to the authority granted to the Directors
by Resolution 6 above
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 702876092
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: AGM
Meeting Date: 13-May-2011
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110327/LTN20110327187.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and approve the Report of the Board Mgmt For For
of Directors of Sinopec Corp. for the Year
2010
2 To consider and approve Report of the Board Mgmt For For
of Supervisors of Sinopec Corp. for the Year
2010
3 To consider and approve the audited accounts Mgmt For For
and audited consolidated accounts of
Sinopec Corp. for the year ended 31 December
2010
4 To consider and approve the plan for allocating Mgmt For For
any surplus common reserve funds at an amount
of RMB20 billion from the after-tax profits
5 To consider and approve the profit distribution Mgmt For For
plan for the year ended 31 December 2010
6 To authorise the board of directors of Sinopec Mgmt For For
Corp. (the "Board of Directors")
to determine the interim profit distribution
plan of Sinopec Corp. for 2011
7 To consider and approve the re-appointment of Mgmt For For
KPMG Huazhen and KPMG as the domestic and
overseas auditors of Sinopec Corp. for the
year 2011, respectively, and to
authorize the Board of Directors to determine
their remunerations
8 To authorise the Board of Directors to determine Mgmt For For
the proposed plan for issuance of debt
financing instrument(s)
9 To grant to the Board of Directors a general Mgmt Against Against
mandate to issue new shares
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING Agenda Number: 703016584
--------------------------------------------------------------------------------------------------------------------------
Security: Y15010104
Meeting Type: AGM
Meeting Date: 13-May-2011
Ticker:
ISIN: CNE1000002Q2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 806075 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110327/LTN20110327187.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To consider and approve the Report of the Board Mgmt For For
of Directors of Sinopec Corp. for the Year
2010
2 To consider and approve Report of the Board Mgmt For For
of Supervisors of Sinopec Corp. for the Year
2010
3 To consider and approve the audited accounts Mgmt For For
and audited consolidated accounts of Sinopec
Corp. for the year ended 31 December 2010
4 To consider and approve the plan for allocating Mgmt For For
any surplus common reserve funds at an amount
of RMB 20 billion from the after-tax profits
5 To consider and approve the profit distribution Mgmt For For
plan for the year ended 31 December 2010
6 To authorise the board of directors of Sinopec Mgmt For For
Corp. (the "Board of Directors") to determine
the interim profit distribution plan of Sinopec
Corp. for 2011
7 To consider and approve the re-appointment of Mgmt For For
KPMG Huazhen and KPMG as the domestic and overseas
auditors of Sinopec Corp. for the year 2011,
respectively, and to authorize the Board of
Directors to determine their remunerations
8 To authorise the Board of Directors to determine Mgmt For For
the proposed plan for issuance of debt financing
instrument(s)
9 To grant to the Board of Directors a general Mgmt Against Against
mandate to issue new shares
10 To consider and approve the appointment of Mr. Mgmt For For
Fu Chengyu as a non-executive director of the
fourth session of the board of directors of
sinopec corp.
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO LTD Agenda Number: 703076035
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503A100
Meeting Type: AGM
Meeting Date: 08-Jun-2011
Ticker:
ISIN: HK0836012952
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 800129 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110429/LTN20110429043.pdf
1 To receive and consider the audited Financial Mgmt For For
Statements and the Report of the Directors
and Independent Auditor's report for the year
ended 31 December 2010
2 To declare a final dividend of HK 27 cents per Mgmt For For
share for the year ended 31 December 2010
3.1 To re-elect Mr. Song Lin as Director Mgmt For For
3.2 To re-elect Mr. Wang Yu Jun as Director Mgmt For For
3.3 To re-electMs. Wang Xiao Bin as Director Mgmt For For
3.4 To re-elect Mr. Zhang Shen Wen as Director Mgmt For For
3.5 To re-elect Mr. Li She Tang as Director Mgmt For For
3.6 To re-elect Mr. Du Wenmin as Director Mgmt For For
3.7 To re-elect Mr. Shi Shanbo as Director Mgmt For For
3.8 To re-elect Mr. Wei Bin as Director Mgmt For For
3.9 To re-elect Dr. Zhang Haipeng as Director Mgmt For For
3.10 To re-elect Mr. Chen Ji Min as Director Mgmt For For
3.11 To re-elect Mr. Ma Chiu-Cheung, Andrew as Director Mgmt For For
3.12 To authorise the Board of Directors to fix the Mgmt For For
remuneration of the Directors
4 To re-appoint Deloitte Touche Tohmatsu as Auditors Mgmt For For
and authorise the Directors to fix their remuneration
5 To give a general mandate to the Directors to Mgmt For For
repurchase shares of the Company (ordinary
resolution in item No.5 of the Notice of Annual
General Meeting)
6 To give a general mandate to the Directors to Mgmt Against Against
issue new shares of the Company (ordinary resolution
in item No.6 of the Notice of Annual General
Meeting)
7 To extend the general mandate to be given to Mgmt Against Against
the Directors to issue shares (ordinary resolution
in item No.7 of the Notice of Annual General
Meeting)
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURES PWR HLDGS CO LTD Agenda Number: 702727756
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503A100
Meeting Type: EGM
Meeting Date: 23-Dec-2010
Ticker:
ISIN: HK0836012952
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101205/LTN20101205039.pdf
1 To approve the Master Lending Agreements and Mgmt Against Against
the annual caps for the maximum aggregate
amount which can be lent at any time from the
Company together with its subsidiaries thereunder
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD Agenda Number: 702949605
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110410/LTN20110410027.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors
of the Company for the year ended 31 December
2010
2 To consider and, if thought fit, to approve Mgmt For For
the report of the board of supervisors
of the Company for the year ended 31 December
2010
3 To consider and, if thought fit, to approve Mgmt For For
the audited financial statements of the Company
for the year ended 31 December 2010
4 To consider and, if thought fit, to approve Mgmt For For
the Company's profit distribution plan for
the year ended 31 December 2010: i.e. final
dividend for the year ended 31 December
2010 in the amount of RMB 0.75 per share (inclusive
of tax) be declared and distributed, the aggregate
amount of which is approximately RMB 14,917
million, and to authorise a committee comprising
of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and
Mr. Ling Wen to implement the above mentioned
profit distribution plan and to deal with
matters in relation to tax with-holding
as required by relevant laws, regulations and
regulatory authorities
5 To consider and, if thought fit, to approve Mgmt For For
the remuneration of the directors and supervisors
of the Company for the year ended 31 December
2010: i.e. aggregate remuneration of the
executive directors is in the amount of RMB
1,685,067.81; aggregate remuneration of
the non-executive directors is in the amount
of RMB 1,575,000, of which the aggregate remuneration
of the independent non-executive
directors is in the amount of RMB 1,575,000,
the non-executive directors (other than
the independent non-executive directors) are
remunerated by Shenhua Group Corporation Limited
and are not remunerated by the Company in
cash; remuneration of the supervisors is in
the amount of RMB 1,309,928.19
6 To consider and, if thought fit, to approve Mgmt For For
the re-appointment of external auditors
of the Company for 2011: i.e. re-appointment
of KPMG Huazhen and KPMG as the PRC and
international auditors respectively of the
Company for 2011, the term of such re-appointment
shall continue until the next annual general
meeting, and to authorise a committee comprising
of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr.
Ling Wen and Mr. Gong Huazhang all being directors
of the Company, to determine their remuneration
7 To consider and, if thought fit, to:- (1) approve Mgmt Against Against
a general mandate to the board of directors
to, by reference to market conditions and in
accordance with needs of the Company, to
allot, issue and deal with, either separately
or concurrently, additional domestic shares
(A shares) and overseaslisted foreign invested
shares (H shares) not exceeding 20% of each
of the number of domestic shares (A shares)
and the number of overseas-listed foreign invested
shares (H shares) in issue at the time of passing
this resolution at annual general meeting.
Pursuant to PRC laws and regulations, the Company
will seek further approval from its shareholders
in general meeting for each issuance of domestic
shares (A shares) even where this general mandate
is approved. (2) the board of CONTD
CONT CONTD directors be authorised to (including Non-Voting No vote
but not limited to the following):-
(i) formulate and implement detailed issuance
plan, including but not limited to the class
of shares to be issued, pricing mechanism and/or
issuance price (including price range), number
of shares to be issued, allottees and
use of proceeds, time of issuance, period of
issuance and whether to issue shares
to existing shareholders; (ii) approve and
execute, on behalf of the Company, agreements
related to share issuance, including but not
limited to underwriting agreement and engagement
agreements of professional advisers;
(iii) approve and execute, on behalf of the
Company, documents related to share issuance
for submission to regulatory authorities, and
to carry out approval procedures required by
regulatory authorities and venues in which
the CONTD
CONT CONTD Company is listed; (iv) amend, as required Non-Voting No vote
by regulatory authorities within or outside
China, agreements and statutory documents referred
to in (ii) and (iii) above; (v) engage the
services of professional advisers for share
issuance related matters, and to approve and
execute all acts, deeds, documents or other
matters necessary, appropriate or required
for share issuance; (vi) increase the
registered capital of the Company after share
issuance, and to make corresponding amendments
to the articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory registrations
and filings within and outside China. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the Company
for 2011; (b) the CONTD
CONT CONTD expiration of a period of twelve months Non-Voting No vote
following the passing of this special resolution
at the annual general meeting for 2010; or
(c) the date on which the authority conferred
by this special resolution is revoked or varied
by a special resolution of shareholders at
a general meeting, except where the board
of directors has resolved to issue domestic
shares (A shares) or overseas-listed foreign
invested shares (H shares) during the Relevant
Period and the share issuance is to be continued
or implemented after the Relevant Period
8 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and overseas-listed
foreign invested shares (H shares):- (1)
approve a general mandate to the board of directors
to, by reference to market conditions and
in accordance with needs of the Company,
to repurchase domestic shares (A shares) not
exceeding 10% of the number of domestic
shares (A shares) in issue at the time when
this resolution is passed at annual
general meeting and the relevant resolutions
are passed at class meetings of shareholders.
Pursuant to PRC laws and regulations,
and for repurchases of domestic shares (A shares),
the Company will seek further approval from
its shareholders in general meeting for each
repurchase of CONTD
CONT CONTD domestic shares (A shares) even where Non-Voting No vote
the general mandate is granted, but will
not be required to seek shareholders' approval
at class meetings of domestic share (A share)
shareholders or overseas-listed foreign invested
share (H share) shareholders. (2) approve
a general mandate to the board of directors
to, by reference to market conditions and in
accordance with needs of the Company, to repurchase
overseas-listed foreign invested shares (H
shares) not exceeding 10% of the number
of overseas-listed foreign invested shares
(H shares) in issue at the time when this resolution
is passed at annual general meeting and
the relevant resolutions are passed at class
meetings of shareholders. (3) the board
of directors be authorised to (including
but not limited to the following):- (i) formulate
and implement detailed CONTD
CONT CONTD repurchase plan, including but not limited Non-Voting No vote
to repurchase price, number of shares to repurchase,
time of repurchase and period of repurchase
etc; (ii) notify creditors in accordance
with the PRC Company Law and articles of association
of the Company; (iii) open overseas share accounts
and to carry out related change of foreign
exchange registration procedures; (iv) carry
out relevant approval procedures required
by regulatory authorities and venues
in which the Company is listed, and to carry
out filings with the China Securities
Regulatory Commission; (v) carry out cancelation
procedures for repurchased shares, decrease
registered capital, and to make
corresponding amendments to the articles
of association of the Company relating
to share capital and shareholdings etc, and
to carry out statutory registrations and
CONTD
CONT CONTD filings within and outside China; (vi) Non-Voting No vote
approve and execute, on behalf of the Company,
documents and matters related to share repurchase.
The above general mandate will expire on the
earlier of ("Relevant Period"):- (a) the
conclusion of the annual general meeting of
the Company for 2011; (b) the expiration
of a period of twelve months following the
passing of this special resolution at the annual
general meeting for 2010, the first A shareholders'
class meeting in 2011 and the first H shareholders'
class meeting in 2011; or (c) the date on which
the authority conferred by this special resolution
is revoked or varied by a special resolution
of shareholders at a general meeting,
or a special resolution of shareholders at
a class meeting of domestic share (A
share) shareholders or a class meeting of overseas-listed
CONTD
CONT CONTD foreign invested share (H share) shareholders, Non-Voting No vote
except where the board of directors has resolved
to repurchase domestic shares (A shares) or
overseas-listed foreign invested shares
(H shares) during the Relevant Period and the
share repurchase is to be continued or implemented
after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 702741960
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 25-Feb-2011
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101229/LTN20101229149.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU
1 To consider and, if thought fit, to approve Mgmt For For
the following agreements and the transactions
contemplated thereunder: (1) the equity transfer
agreement dated 20 December 2010 entered into
between the Company and Shenhua Group
Corporation Limited, pursuant to which
the Company agreed to purchase 56.61% equity
interest of Shenhua Baorixile Energy Co Ltd
from Shenhua Group Corporation Limited,
and the transactions contemplated thereunder;
(2) the equity transfer agreement dated
20 December 2010 entered into between the
Company and Beijing Guohua Power Co Ltd,
pursuant to which the Company agreed to purchase
80.00% equity interest of Inner Mongolia Guohua
Hulunbeier Power Generation Co Ltd from Beijing
Guohua Power Co Ltd, and the transactions
contemplated thereunder; CONTD
CONT CONTD (3) the equity transfer agreement dated Non-Voting No vote
20 December 2010 entered into between the
Company, Shenhua International Trading Co Ltd
and Shenhua Baorixile Energy Co Ltd,
pursuant to which the Company agreed to purchase
39.10% and 21.00% equity interest of Hulunbeier
Shenhua Clean Coal Co Ltd from Shenhua
International Trading Co Ltd and Shenhua Baorixile
Energy Co Ltd respectively, and the transactions
contemplated thereunder; (4) the equity
transfer agreement dated 20 December 2010 entered
into between the Company, Guohua Energy Investment
Co Ltd and Beijing Jihua Industry Coal Co Ltd,
pursuant to which the Company agreed
to purchase 80.00% and 15.00% equity interest
of Shaanxi Jihua Chaijiagou Mining Co Ltd CONTD
CONT CONTD from Guohua Energy Investment Co Ltd and Non-Voting No vote
Beijing Jihua Industry Coal Co Ltd respectively,
and the transactions contemplated thereunder;
(5) the equity transfer agreement dated
20 December 2010 entered into between the
Company, Shenhua Group Corporation Limited,
Guohua Energy Investment Co Ltd and China
Shenhua Coal-to-liquid Chemical Co Ltd, pursuant
to which the Company agreed to purchase
39.29%, 12.86% and 7.14% equity interest of
Shenhua Finance Co Ltd from Shenhua
Group Corporation Limited, Guohua Energy Investment
Co Ltd and China Shenhua Coal-to-liquid Chemical
Co Ltd respectively, and the transactions
contemplated thereunder; (6) the equity
transfer agreement dated 20 December 2010 entered
into between the Company, Shenhua Group Corporation
Limited and Shenhua International Trading Co
Ltd CONTD
CONT CONTD pursuant to which the Company agreed to Non-Voting No vote
purchase 98.71% and 1.29% equity interest
of Shenhua Material Trading Co Ltd from Shenhua
Group Corporation Limited and Shenhua
International Trading Co Ltd respectively,
and the transactions contemplated thereunder;
(7) the equity transfer agreement dated
20 December 2010 entered into between the Company
and Shenhua Group Corporation Limited, pursuant
to which the Company agreed to purchase 100.00%
equity interest of Shenhua Tianhong Trading
Co Ltd from Shenhua Group Corporation Limited,
and the transactions contemplated thereunder;
(8) the equity transfer agreement dated
20 December 2010 entered into between the
Company and Shenhua Group Corporation Limited
CONTD
CONT CONTD pursuant to which the Company agreed to Non-Voting No vote
purchase 80.00% equity interest of Shenhua
Hollysys Information Technology Co Ltd from
Shenhua Group Corporation Limited,
and the transactions contemplated thereunder;
(9) the equity transfer agreement dated
20 December 2010 entered into between the
Company and Shenhua Group Corporation Limited,
pursuant to which the Company agreed to purchase
100.00% equity interest of Shenhua (Beijing)
Remote Sensing Exploration Co Ltd from
Shenhua Group Corporation Limited, and the
transactions contemplated thereunder; (10)
the assets transfer agreement dated 20
December 2010 entered into between the Company
and Shenhua Group Baotou Mining Co Ltd
pursuant with the Company agreed to purchase
certain assets and their related liabilities
CONTD
CONT CONTD (details of which are disclosed in the Non-Voting No vote
announcement of the Company dated 20 December
2010) from Shenhua Group Baotou Mining Co Ltd,
and the transactions contemplated thereunder;
(11) the financial services agreement dated
20 December 2010 entered into between the Company
and Shenhua Group Corporation Limited,
pursuant to which the Company agreed to provide
financial services to Shenhua Group
Corporation Limited and its subsidiaries and
associates (other than the Company and its
subsidiaries) through Shenhua Finance Co Ltd,
and the transactions contemplated thereunder
and the following proposed caps CONTD
CONT CONTD (a) the following annual caps on amount Non-Voting No vote
of guarantee provided by Shenhua Finance
Co Ltd to or for the benefit of Shenhua Group
Corporation Limited and its subsidiaries
and associates (other than the Company and
its subsidiaries): (i) RMB2,500,000,000 for
the year ending 31 December 2011; (ii)
RMB2,500,000,000 for the year ending 31 December
2012; (iii) RMB2,500,000,000 for
the year ending 31 December 2013; (b) the following
annual caps on amount of bill acceptance
and discount services provided by Shenhua
Finance Co Ltd to Shenhua Group Corporation
Limited and its subsidiaries and
associates (other than the Company and its
subsidiaries): (i) RMB9,000,000,000 for
the year ending 31 December 2011; (ii)
RMB12,000,000,000 for the year ending
31 December 2012; (iii) RMB15,000,000,000
for the year ending 31 December 2013 CONTD
CONT CONTD (c) the following caps on maximum daily Non-Voting No vote
balance (including interests accrued thereon)
of deposits placed by Shenhua Group Corporation
Limited and its subsidiaries and associates
(other than the Company and its subsidiaries)
with Shenhua Finance Co Ltd: (i) RMB35,000,000,000
for the year ending 31 December 2011; (ii)
RMB40,000,000,000 for the year ending 31 December
2012; (iii) RMB45,000,000,000 for the year
ending 31 December 2013; (d) the following
caps on maximum balance of loans, consumer
credit facilities, buyer's credit and
financial leasing (including interests accrued
thereon) at any one point of time provided
by Shenhua Finance Co Ltd to Shenhua Group
Corporation Limited and its subsidiaries
and associates (other than the Company
and its subsidiaries) CONTD
CONT CONTD (i) RMB24,000,000,000 for the year ending Non-Voting No vote
31 December 2011; (ii) RMB28,000,000,000
for the year ending 31 December 2012;
(iii)RMB28,000,000,000 for
the year ending 31 December 2013; (e) the
following caps on maximum balance of
entrustment loan (including interests accrued
thereon) at any one point of time between members
of Shenhua Group Corporation Limited and
its subsidiaries and associates (other than
the Company and its subsidiaries) handled
by Shenhua Finance Co Ltd: (i) RMB80,000,000,000
for the year ending 31 December 2011; (ii)
RMB100,000,000,000 for the
year ending 31 December 2012; (iii)
RMB100,000,000,000 for the year ending
31 December 2013 CONTD
CONT CONTD (f) the following caps on amount of interest Non-Voting No vote
payable by the Company and its subsidiaries
to Shenhua Group Corporation Limited and its
subsidiaries in respect of entrustment loans
advanced by Shenhua Group Corporation Limited
and its subsidiaries to the Company and
its subsidiaries through Shenhua Finance
Co Ltd: (i) RMB70,000,000 for the year ending
31 December 2011; (ii) RMB70,000,000 for the
year ending 31 December 2012; (iii) RMB70,000,000
for the year ending 31 December 2013; (12)
A committee comprising of Mr. Zhang Xiwu,
Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong
Huazhang, all being directors of the
Company CONTD
CONT CONTD is hereby approved and authorized to take Non-Voting No vote
required actions in connection with
the above transactions, including but not limited
to execute, supplement, amend and implement
documents in relation to the above
transactions, carry out procedures for the
obtaining of government approvals, authorise
and make disclosure pursuant to the listing
rule requirements of venues in which the
Company is listed, and proceed with all registration
matters on change of ownership of relevant
assets ownership at their absolute discretion
2 To consider and, if thought fit, to approve Mgmt For For
the amendments to the articles of association
of the Company as set out in the announcement
of the Company dated 20 December 2010
and a committee comprising of Mr. Zhang Xiwu,
Mr. Zhang Yuzhuo and Mr. Ling Wen, all
being directors of the Company, is hereby
authorized to make amendments to the proposed
amendments of the articles of association
of the Company deemed as necessary and appropriate
in accordance with the amendment requirements
made by the relevant regulatory authorities
from time to time when reporting to the relevant
regulatory authorities for approving the
articles of association of the Company upon
the passing of this resolution
3 To consider and, if thought fit, to approve Mgmt For For
the amendments to the rules of procedure
of general meeting of the Company as set out
in the announcement of the Company dated 20
December 2010 and a committee comprising of
Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr.
Ling Wen, all being directors of the Company,
is hereby authorized to make amendments to
the proposed amendments of the rules of
procedure of general meeting of the Company
deemed as necessary and appropriate in accordance
with the amendment requirements made by the
relevant regulatory authorities from
time to time when reporting to the relevant
regulatory authorities for approving the rules
of procedure of general meeting of the
Company upon the passing of this resolution
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN SPLIT VOTING FROM "N" TO "Y". IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEV LTD Agenda Number: 702697864
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Y108
Meeting Type: EGM
Meeting Date: 20-Dec-2010
Ticker:
ISIN: CNE1000002S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the 12 agreements all dated 28 September Mgmt For For
2010 (the "Agreements"), of each of which
is entered into between (China Shipping Industrial
Co., Ltd.) and (China Shipping Industrial
(Jiangsu) Co., Ltd.) and the company for the
construction of one dry bulk carrier of 48,000
dead weight tons (the "Vessel") (for
a total of 12 Vessels) for the transportation
of coal and other bulk cargo and the transactions
contemplated thereunder, be and are hereby
approved, confirmed and ratified; and the Directors
of the Company be and are hereby authorised
to do such other acts and things and execute
such other documents which in their opinion
may be necessary or desirable to implement
the agreements
--------------------------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEV LTD Agenda Number: 702729469
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Y108
Meeting Type: EGM
Meeting Date: 25-Jan-2011
Ticker:
ISIN: CNE1000002S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101209/LTN20101209230.pdf
1 The appointment of Baker Tilly Hong Kong Limited Mgmt For For
as the Company's international
auditors for 2010 and be and are hereby approved,
confirmed and ratified and the board of directors
of the Company be and are hereby authorised
to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT COMPANY LIMITED Agenda Number: 702792094
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Y108
Meeting Type: CLS
Meeting Date: 06-Apr-2011
Ticker:
ISIN: CNE1000002S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110215/LTN20110215421.pdf
1.1 To approve the terms of the convertible bonds Mgmt For For
issue: Type of bond issue
1.2 To approve the terms of the convertible bonds Mgmt For For
issue: Size of issue
1.3 To approve the terms of the convertible bonds Mgmt For For
issue: Term
1.4 To approve the terms of the convertible bonds Mgmt For For
issue: Face value and issue price
1.5 To approve the terms of the convertible bonds Mgmt For For
issue: Interest rate
1.6 To approve the terms of the convertible bonds Mgmt For For
issue: Interest payment
1.7 To approve the terms of the convertible bonds Mgmt For For
issue: Conversion period
1.8 To approve the terms of the convertible bonds Mgmt For For
issue: Determination of conversion price
1.9 To approve the terms of the convertible bonds Mgmt For For
issue: Adjustment and calculation method of
conversion price
1.10 To approve the terms of the convertible bonds Mgmt For For
issue: Terms for downward adjustment of conversion
price
1.11 To approve the terms of the convertible bonds Mgmt For For
issue: Method on handling fractional shares
upon conversion
1.12 To approve the terms of the convertible bonds Mgmt For For
issue: Terms on Redemption
1.13 To approve the terms of the convertible bonds Mgmt For For
issue: Terms on sale back
1.14 To approve the terms of the convertible bonds Mgmt For For
issue: Dividend distribution post conversion
1.15 To approve the terms of the convertible bonds Mgmt For For
issue: Mode of issue and subject of issue
1.16 To approve the terms of the convertible bonds Mgmt For For
issue: Placement arrangements for original
shareholders
1.17 To approve the terms of the convertible bonds Mgmt For For
issue: Matters relating to meetings of bond
holders
1.18 To approve the terms of the convertible bonds Mgmt For For
issue: Use of proceeds from this bond issue
1.19 To approve the terms of the convertible bonds Mgmt For For
issue: Matters relating to guarantees
1.20 To approve the terms of the convertible bonds Mgmt For For
issue: Effective period of this convertible
bond issue
--------------------------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT COMPANY LIMITED Agenda Number: 702852838
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Y108
Meeting Type: EGM
Meeting Date: 06-Apr-2011
Ticker:
ISIN: CNE1000002S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 789886 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110215/LTN20110215417.pdf
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110320/LTN20110320021.pdf
1 To approve the feasibility analysis report on Mgmt For For
use of proceeds from the public issuance of
A Share Convertible Bond
2 To approve the Report on Utilisation of Proceeds Mgmt For For
from Previous Issuance of A Share Convertible
Bonds
3 To authorise the board of directors and its Mgmt For For
authorized delegates to take any further actions,
do such other acts and things and execute such
other documents which in their opinion may
be necessary or desirable to implement the
proposed issue of the convertible bonds
4 To appoint Mr. Yan Zhichong as an executive Mgmt For For
director, to approve the terms of the service
contract of Mr. Yan Zhichong and to authorise
any director of China Shipping Development
Company Limited (the "Company") to make any
further amendments to such service contract
as he sees necessary or desirable and execute
the same on behalf the Company
5 To approve China Shipping Development Company Mgmt For For
Limited's eligibility to issue A Share Convertible
Bonds
6.1 To approve the terms of the convertible bonds Mgmt For For
issue: Type of bond issue
6.2 To approve the terms of the convertible bonds Mgmt For For
issue: Size of issue
6.3 To approve the terms of the convertible bonds Mgmt For For
issue: Term
6.4 To approve the terms of the convertible bonds Mgmt For For
issue: Face value and issue price
6.5 To approve the terms of the convertible bonds Mgmt For For
issue: Interest rate
6.6 To approve the terms of the convertible bonds Mgmt For For
issue: Interest payment
6.7 To approve the terms of the convertible bonds Mgmt For For
issue: Conversion period
6.8 To approve the terms of the convertible bonds Mgmt For For
issue: Determination of conversion price
6.9 To approve the terms of the convertible bonds Mgmt For For
issue: Adjustment and calculation method of
conversion price
6.10 To approve the terms of the convertible bonds Mgmt For For
issue: Terms for downward adjustment of conversion
price
6.11 To approve the terms of the convertible bonds Mgmt For For
issue: Method on handling fractional shares
upon conversion
6.12 To approve the terms of the convertible bonds Mgmt For For
issue: Terms on Redemption
6.13 To approve the terms of the convertible bonds Mgmt For For
issue: Terms on sale back
6.14 To approve the terms of the convertible bonds Mgmt For For
issue: Dividend distribution post conversion
6.15 To approve the terms of the convertible bonds Mgmt For For
issue: Mode of issue and subject of issue
6.16 To approve the terms of the convertible bonds Mgmt For For
issue: Placement arrangements for original
shareholders
6.17 To approve the terms of the convertible bonds Mgmt For For
issue: Matters relating to meetings of bond
holders
6.18 To approve the terms of the convertible bonds Mgmt For For
issue: Use of proceeds from this bond issue
6.19 To approve the terms of the convertible bonds Mgmt For For
issue: Matters relating to guarantees
6.20 To approve the terms of the convertible bonds Mgmt For For
issue: Effective period of this convertible
bond issue
7 To adopt the new articles of the Company together Mgmt For For
with the rules and procedures to be attached
to the new articles
8 To adopt the proposed rules of management of Mgmt For For
connected transactions
9 To adopt the proposed rules and procedures on Mgmt For For
independent non-executive directors' work
--------------------------------------------------------------------------------------------------------------------------
CHINA SHIPPING DEVELOPMENT COMPANY LIMITED Agenda Number: 702934844
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Y108
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: CNE1000002S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN20110411089.pdf
1 To consider and approve the 2010 audited financial Mgmt For For
statements of the Company
2 To consider and approve the 2010 Report of the Mgmt For For
Board of Directors of the Company
3 To consider and approve the 2010 Report of the Mgmt For For
Supervisory Committee of the Company
4 To consider and approve the recommended 2010 Mgmt For For
final dividend of RMB0.17 (before tax)
per share
5 To consider and approve the 2010 Report of the Mgmt For For
Independent Board Committee of the Company
6 To consider and approve the 2010 Annual Report Mgmt For For
of the Company
7 To consider and approve the remuneration and Mgmt For For
allowances of the directors, supervisors
and senior management of the Company for 2011
8 To consider and approve the reappointment of Mgmt For For
Baker Tilly China (as specified) and Baker
Tilly Hong Kong Limited (as specified) as the
domestic and international auditors
of the Company for 2011, respectively, and
authorize the board (the "Board") of Directors
to determine their remuneration
9 To consider and approve the termination agreement Mgmt Against Against
dated 30 March 2011 entered into between the
Company and China Shipping (Group) Company
(the "Termination Agreement") and the new financial
services framework agreement dated 30 March
2011 ("New Financial Services Framework Agreement")
entered into between the Company and China
Shipping Finance Company Limited (as specified)
and the proposed annual caps for the deposit
and loan transactions contemplated thereunder;
and to authorise the Directors to exercise
all powers which they consider necessary and
do such other acts and things and execute such
other documents which in their opinion may
be necessary or desirable to implement the
transactions contemplated under the Termination
Agreement and the New Financial Services
Framework Agreement
--------------------------------------------------------------------------------------------------------------------------
CHINA STEEL CORP Agenda Number: 703130360
--------------------------------------------------------------------------------------------------------------------------
Security: Y15041125
Meeting Type: AGM
Meeting Date: 15-Jun-2011
Ticker:
ISIN: USY150411251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of the 2010 Business Report and Financial Mgmt For For
Statements
2 Adoption of the Proposal for Distribution of Mgmt For For
2010 Profits
3 Proposal for a new share issue through capitalization Mgmt For For
of earnings of 2010
4 Proposal for GDR issue through capital injection Mgmt For For
by new share issue
5 Amendments to Articles of Incorporation Mgmt For For
6 Amendments to Procedures for Endorsements and Mgmt For For
Guarantees
7 Amendments to Rules Governing Procedures for Mgmt For For
Shareholders' Meeting
8 Amendments to Regulations Governing the Election Mgmt For For
of Directors and Supervisors
9 Proposal of releasing the prohibition on Chairman, Mgmt For For
Mr. J.C. Tsou from holding the position of
Director of China Ecotek Corporation
10 Proposal of releasing the prohibition on Director, Mgmt For For
Mr. C.H. Ou from holding the same position
in China Hi-ment Corporation
11 Proposal of releasing the prohibition on Director, Mgmt For For
Mr. K.L. Du from holding the position of
Chairman, China Ecotek Corporation
12 Proposal of releasing the prohibition on Director, Mgmt For For
Mr. J.Y. Sung from holding the same positions
in China Ecotek Corporation and Taiwan Rolling
Stock Co.,Ltd
--------------------------------------------------------------------------------------------------------------------------
CHINA SUNTIEN GREEN ENERGY CORP LTD, SHIJIAZHUANG Agenda Number: 702966447
--------------------------------------------------------------------------------------------------------------------------
Security: Y15207106
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: CNE100000TW9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110415/LTN20110415662.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS
". THANK YOU.
1 To consider and approve the report of the board Mgmt For For
of directors (the "Board") of the Company for
year 2010
2 To consider and approve the report of the supervisory Mgmt For For
board of the Company for year 2010
3 To consider and approve the final accounts of Mgmt For For
the Company for the year ended 31 December
2010
4 To consider and approve the audited financial Mgmt For For
statements and the auditor's report of the
Company for the year ended 31 December 2010
5 To consider and approve the profit distribution Mgmt For For
plan of the Company for the year ended 31
December 2010
6 To consider and approve the payment of the Second Mgmt For For
Special Dividend to Hebei Construction &
Investment Group Co., Ltd. and HECIC Water
Investment Co., Ltd. in an aggregate amount
of RMB41,977,700
7 To consider and approve the budget report of Mgmt For For
the Company for the year ending 31 December
2011
8 To consider and approve the re-appointment of Mgmt For For
Zhong Lei Certified Public Accountants
Co., Ltd. and Ernst & Young as the Company's
PRC auditors and overseas auditors, respectively,
for the year 2011 for a term until the
conclusion of the next annual general meeting
of the Company, and to authorise the
president of the Company to determine their
remunerations
9 To consider and approve the granting of a general Mgmt Against Against
mandate to the Board to issue, allot and
deal with additional domestic shares and H
shares not exceeding 20% of each of
the aggregate nominal values of the domestic
shares and H shares of the Company respectively
in issue, and to authorise the Board to make
amendments to the articles of association as
it thinks fit so as to reflect the new share
capital structure upon the allotment or issue
of additional shares pursuant to the
mandate: "that: (A) (a) subject to
paragraph (c) and in accordance with the relevant
Requirements of the Rules Governing the Listing
of Securities on The Stock Exchange of Hong
Kong Limited, the articles of association
of the Company and relevant laws and regulations
of the People's Republic of China ( the "PRC"),
the exercise by the Board CONTD
CONT CONTD during the Relevant Period (as hereinafter Non-Voting No vote
defined) of all the powers of the Company
to allot, issue or deal with, either separately
or concurrently, additional domestic
shares and H shares of the Company and to
make or grant offers, agreements, options
and rights of exchange or conversion
which might require the exercise of such powers
be hereby generally and unconditionally
approved; (b) the approval in paragraph (a)
shall authorise the Board during the Relevant
Period (as hereinafter defined) to make or
grant offers, agreements, options and rights
of exchange or conversion which might
require the exercise of such powers after the
end of the Relevant Period; (c) each of the
aggregate nominal values of domestic shares
and H shares allotted, issued or dealt with
or agreed conditionally or unconditionally
CONTD
CONT CONTD to be allotted, issued or dealt with (whether Non-Voting No vote
pursuant to an option or otherwise) by the
Board pursuant to the approval granted in paragraph
(a) shall not exceed 20% of each of the
aggregate nominal values of domestic shares
and H shares of the Company respectively in
issue at the date of passing this resolution;
(d) the Board will only exercise the above
power under such mandate in accordance
with the Company Law of the PRC and the
Rules Governing the Listing of Securities
on The Stock Exchange of Hong Kong Limited
(as amended from time to time) and only if
all necessary approvals from the China Securities
Regulatory Commission and/or other relevant
PRC government authorities are obtained;
and (e) for the purpose of this resolution:
"Relevant Period" means the period from the
passing of CONTD
CONT CONTD this resolution until the earliest of: Non-Voting No vote
(i) the conclusion of the next annual general
meeting of the Company; or (ii) the expiration
of the period within which the next annual
general meeting of the Company is required
by the articles of association of the Company
or other applicable laws to be held; or
(iii) the date of revocation or variation of
the authority given under this resolution
by a special resolution of the Company in general
meeting. (B) the Board be authorised
to make amendments to the articles of association
of the Company as necessary so as to reflect
the new share capital structure of the
Company upon the allotment or issue of shares
pursuant to the sub-paragraph (A) (a)
of this resolution
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINATRUST FINANCIAL HOLDINGS COMPANY LTD Agenda Number: 703079093
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: TW0002891009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
1.1 The 2010 business reports Non-Voting No vote
1.2 The 2010 audit committees report Non-Voting No vote
1.3 The status report of the private placement Non-Voting No vote
1.4 The status report of ethical corporate management Non-Voting No vote
best practice principles
2.1 To accept the 2010 financial statements Mgmt For For
2.2 To accept the 2010 earnings distribution: 2010 Mgmt For For
profits distribution proposals cash dividend:
TWD 0.73 per share stock dividend: 72/1000
shs
3.1 Discussion on the amendment of articles of incorporation Mgmt For For
3.2 Discussion on increasing capital and issuing Mgmt For For
of new stocks
4.1 Election of the four-term board of director: Mgmt For For
Jeffrey L. S. Koo-Representative of Yi Kao
Investment Co., Ltd. Shareholder / ID No. 630032
4.2 Election of the four-term board of director: Mgmt For For
Wen-Long Yen. Shareholder / ID No. 686
4.3 Election of the four-term board of director: Mgmt For For
H. Steve Hsieh-Representative of Yi Kao Investment
Co., Ltd. Shareholder / ID No. 630032
4.4 Election of the four-term board of director: Mgmt For For
Song-Chi Chien-Representative of Yi Kao Investment
Co., Ltd. Shareholder / ID No. 630032
4.5 To release the duty of the four-term board of Mgmt For For
director: Yann-Ching Tsai-Representative of
Chung Cheng Investment Co., Ltd. Shareholder
/ ID No. 355101
4.6 Election of the four-term board of director: Mgmt For For
Paul T. C. Liang-Representative of Chang Chi
Investment Ltd. Shareholder / ID No. 800826
4.7 Election of the four-term independent director: Mgmt For For
Chung-Yu Wang. Shareholder / ID No. A101021362
4.8 Election of the four-term independent director: Mgmt For For
Wen-Chih Lee. Shareholder / ID No. E121520459
4.9 Election of the four-term independent director: Mgmt For For
Jie-Haun Lee. Shareholder / ID No. G120002463
5 To release the duty of the four-term board of Mgmt For For
directors and independent directors
6 Questions and motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO. LTD. Agenda Number: 933464947
--------------------------------------------------------------------------------------------------------------------------
Security: 17133Q502
Meeting Type: Annual
Meeting Date: 24-Jun-2011
Ticker: CHT
ISIN: US17133Q5027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFICATION OF 2010 BUSINESS REPORT AND FINANCIAL Mgmt For Against
STATEMENTS.
02 RATIFICATION OF THE PROPOSAL FOR THE DISTRIBUTION Mgmt For Against
OF 2010 EARNINGS.
--------------------------------------------------------------------------------------------------------------------------
CIA DE CONCESSOES RODOVIARIAS, SAO PAULO Agenda Number: 702602550
--------------------------------------------------------------------------------------------------------------------------
Security: P1413U105
Meeting Type: EGM
Meeting Date: 27-Sep-2010
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1.1 Amend the wording of the main part of Article Mgmt Abstain Against
13, to change the maximum number of Members
of the Executive Committee of the Company,
from eight to nine Members, with the mentioned
bylaws provision coming into effect, on
approval by the shareholders, with the following
wording, the daily management of
the Company will be the responsibility of an
Executive Committee, composed of,
at least, four and, at most, nine officers,
who must live in brazil, except for the Chief
Executive Officer, the other officers will
have their title and authority established
by the Board of Directors, note the other
Bylaws provisions will remain unchanged, with
it being the case that the corporate Bylaws
of the Company must be consolidated, CONT
CONT CONT to include the corporate changes approved Non-Voting No vote
by the EGM's held on 29 NOV 2007, and 22
DEC 2008, and the amendments proposed in Items
1.1 and 1.2
1.2 Amend the wording of the main part of Article Mgmt Abstain Against
5, to reflect the current share capital, in
accordance with the minutes of a meeting of
the Board of Directors of the Company
held on 19 NOV 2009, with the mentioned Bylaws
provision coming into effect with the
following wording, Article 5, the share capital
is BRL 2,055,495,430.54, divided into 441,396,800
common, nominative, book entry shares with
no par value, note the other Bylaws provisions
will remain unchanged, with it being the
case that the Corporate Bylaws of the Company
must be consolidated, to include the corporate
changes approved by the EGM's held on 29
NOV 2007, and 22 DEC 2008, and the amendments
proposed in Items 1.1 and 1.2
--------------------------------------------------------------------------------------------------------------------------
CIA DE CONCESSOES RODOVIARIAS, SAO PAULO Agenda Number: 702774767
--------------------------------------------------------------------------------------------------------------------------
Security: P1413U105
Meeting Type: EGM
Meeting Date: 16-Feb-2011
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Amendment of article 1 of the corporate bylaws Mgmt Abstain Against
of the company, as a result of the change of
the corporate name of the company to CCR S.A.
in light of this, said bylaws provision will
come into effect, on approval of the shareholders,
with the following wording, article 1. CCR
S.A. is a share corporation, governed
by these bylaws and by the applicable laws.
the other provisions of the bylaws will remain
unaltered, with it being the case that the
corporate bylaws of the company must be consolidated,
to include the amendment proposed in this item
2 The appointment of Paulo Roberto Reckziegel Mgmt Abstain Against
Guedes and Gustavo Pelliciari De Andrade,
until this point alternate members of the board
of directors of the company, to occupy the
positions of full members of the said board
of directors
3 Election of Jose Henrique Braga Polido Lopes, Mgmt Abstain Against
Ricardo Antonio Mello Castanheira,
Marco Antonio Zangari and Fernando Augusto
Camargo de Arruda Botelho to occupy the
positions of alternate members of the board
of directors of the company
4 Appointment of Newton Brandao Ferraz Ramos, Mgmt Abstain Against
until this point an alternate member of
the finance committee of the company, to occupy
the position of full member of said finance
committee
5 Election of Tarcisio Augusto Carneiro to occupy Mgmt Abstain Against
the position of alternate member of the
finance committee of the company
--------------------------------------------------------------------------------------------------------------------------
CIA DE CONCESSOES RODOVIARIAS, SAO PAULO Agenda Number: 702899898
--------------------------------------------------------------------------------------------------------------------------
Security: P1413U105
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: BRCCROACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To take knowledge of the directors accounts, Mgmt For For
to examine, discuss and approve the board
of directors report, the companys consolidated
financial statements and explanatory notes
accompanied by the independent auditors report
and the finance committee for the fiscal year
ending December 31, 2010
2 To decide and approve on the revision of the Mgmt For For
capital budget
3 To decide on the distribution of profits from Mgmt For For
the fiscal year ending December 31, 2010
4 Decide on the number of seats on the board of Mgmt For For
directors of the company for the next term
and election of members of the board of directors
of the company. under the terms of the
applicable legislation, cumulative voting can
be adopted for this item
5 To decide on administrators remuneration Mgmt For For
6 To decide on the setting up of the finance committee Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIA ENERGETICA MINAS GERAIS CEMIG Agenda Number: 702553125
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R110
Meeting Type: EGM
Meeting Date: 04-Aug-2010
Ticker:
ISIN: BRCMIGACNPR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM 1 ONLY. THANK YOU.
1 Approve to change in the composition of the Mgmt Abstain Against
Board of Directors and the Finance Committee,
as a result of resignations, in accordance
with correspondence on file at the Company
--------------------------------------------------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BHD Agenda Number: 702543376
--------------------------------------------------------------------------------------------------------------------------
Security: Y1636J101
Meeting Type: EGM
Meeting Date: 26-Jul-2010
Ticker:
ISIN: MYL1023OO000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve that, subject to the approval of all Mgmt For For
relevant authorities and/or parties, be
and hereby given for the Company to enter into
and carry out the following: i) the acquisition
by CIMB Group SDN BHD "CIMBG'' , a wholly
owned subsidiary of the Company, of up
to 4,708.529.550 Class B ordinary shares
with par value of IDR 50 each in CIMB Niaga
"CIMB Niaga B Shares" representing up
to 19.67% of CIMB Niaga's total issued shares
whereby Khazanah Nasional Berhad "Khazanah"
shall procure its subsidiaries to sell to
CIMBG: (a) 4,092.536,308 CIMB Niaga B Shares
representing approximately 17.10 % of CIMB
Niaga's total issued shares for a consideration
of IDR 1,155 per CIMB Niaga B Share or an
aggregate amount of approximately IDR 4,727
billion); and (b) an additional 615.993.242
CIMB CONTD.
CONTD CONTD. Niaga B-Shares representing approximately Non-Voting No vote
2.57% of CIMB Niagas total issued shares
for a consideration of IDR 1,155 per CIMB
Niaga B-Share or an aggregate amount of
approximately IDR 711 billion , which sale
is at Khazanah's sole discretion, the
discretion of which is exercisable up to 30
SEP 2010 unless mutually extended and is
subject to completion of the sale mentioned
in Item (a), upon the terms and conditions
of the conditional Share Sale and Purchase
Agreement dated 14 MAY 2010 entered into between
CIMB, CIMBG and Khazanah "Conditional
SSPA" "Proposed Acquisition''); and i) to
allot and issue up to 268,000,000 new ordinary
shares of MYR 1.00 each in the Company "CIMB
Shares" to Khazanah and/or its nominee(s)
in satisfaction of the purchase consideration
for CONTD.
CONTD CONTD. the Proposed Acquisition for and on Non-Voting No vote
behalf of CIMBG at an issue price of
MYR 7.25 per CIMB Share ''Purchase Consideration''
upon the terms and conditions of the Conditional
SSPA The new CIMB Shares to be issued to
satisfy the Purchase Consideration shall upon
allotment and issue, rank equally in
all respects with The existing CIMB Shares,
except for any dividends, rights, benefits,
entitlements and/or other distributions, the
entitlement date of which precedes the
date of allotment and issue of the said
new CIMB Shares; the Directors of the Company
save and except for Tan Sri Dato' Md Nor
Yusof who is deemed interested in the Proposed
Acquisition be and are hereby empowered and
authorized to do all acts, deeds and things
and to execute sign and deliver on CONTD.
CONTD behalf of the Company, all such documents as Non-Voting No vote
they may deem necessary, expedient
and/or appropriate to implement, give full
effect to and complete the Proposed Acquisition
with full powers to assent to any conditions,
modifications variations and/or amendments
in any manner as may be required by any relevant
regulatory authorities and to deal with all
matters relating thereto and to take all such
steps and do all acts and things in any matter
as they deem necessary or expedient to implement,
finalize and give full effect to the Proposed
Acquisition
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702697282
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101103/LTN20101103035.pdf
CMMT PLEASE NOTE THAT EUROCLEAR DOES NOT OFFER ANY Non-Voting No vote
VOTING SERVICES ON THIS ISSUE. THIS NOTICE
IS SENT FOR INFORMATION PURPOSES ONLY. BY DEFAULT
EOC WILL TAKE NO ACTION.
1 To approve the Non-exempt Continuing Connected Mgmt For For
Transactions
2 To approve the Proposed Caps for each category Mgmt For For
of the Non-exempt Continuing Connected Transactions
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN RECORD DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD Agenda Number: 702926998
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN20110407065.pdf
A1 To receive and consider the audited Statement Mgmt For For
of Accounts together with the Report of the
Directors and Independent Auditors' Report
thereon for the year ended 31 December 2010
A2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
A3I To re-elect Mr. Wang Yilin as Non-executive Mgmt For For
Director
A3II To re-elect Mr. Li Fanrong as Executive Director Mgmt For For
A3III To re-elect Mr. Lawrence J. Lau as Independent Mgmt For For
Non-executive Director
A3IV To re-elect Mr. Wang Tao as Independent Non-executive Mgmt For For
Director
A3V To authorise the Board of Directors to fix the Mgmt For For
remuneration of each of the Directors
A4 To re-appoint the Company's independent auditors Mgmt For For
and to authorise the Board of Directors to
fix their remuneration
B1 To grant a general mandate to the Directors Mgmt For For
to repurchase shares in the capital of
the Company not exceeding 10% of the share
capital of the Company in issue as at the
date of passing of this resolution
B2 To grant a general mandate to the Directors Mgmt Against Against
to allot, issue and deal with additional
shares in the capital of the Company not exceeding
20% of the share capital of the Company
in issue as at the date of passing of this
resolution
B3 To extend the general mandate granted to the Mgmt Against Against
Directors to allot, issue and deal with
shares in the capital of the Company by the
aggregate number of shares repurchased,
which shall not exceed 10% of the share capital
of the Company in issue as at the date of
passing of this resolution
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE AND CHANGE IN DIRECTOR
NAME FOR RESOLUTION NO. A3.1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTERNATIONAL BANK LTD, CAIRO Agenda Number: 702877246
--------------------------------------------------------------------------------------------------------------------------
Security: M25561107
Meeting Type: EGM
Meeting Date: 13-Apr-2011
Ticker:
ISIN: EGS60121C018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Approval of continuing to apply the insentive Mgmt Abstain Against
program for employees and managers for
another 5 years (starting 2011 to 2015) through
their ownership of shares in the bank's capital,
and of the steps of issuing bonds and
deciding on the time,way of issuance and
return
2 Approval of the issuance of nominal bonds not Mgmt Abstain Against
exceeding 5 billion EGP or its equivalence
in other currencies, and authorizing the Board
of Directors to take over all the regulations
regarding the issuance of the bonds and
deciding on the time,way of issuance and
return
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL INTL BK EGYPT S A E Agenda Number: 702809647
--------------------------------------------------------------------------------------------------------------------------
Security: M25561107
Meeting Type: OGM
Meeting Date: 21-Mar-2011
Ticker:
ISIN: EGS60121C018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Approve bod report for the companys activity Mgmt Abstain Against
for the year ended 2010
2 Financial auditor report for year ended 2010 Mgmt Abstain Against
3 Approve the company financial statement for Mgmt Abstain Against
year ended 2010
4 Approve suggested profit distribution Mgmt Abstain Against
5 Release the bod responsibilities for 2010 and Mgmt Abstain Against
determined bonuses and allowances
for the bod members
6 Hiring financial auditor for the year 2010 and Mgmt Abstain Against
determining its fee
7 Delegate bod to make donations during 2011 Mgmt Abstain Against
8 Informing the ordinary meeting with the annual Mgmt Abstain Against
rewards decided by the board for commities
from the board for 2011
9 Formation of the bod for the coming period 2011 Mgmt Abstain Against
to 2013
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
OF TEXT IN RESOLUTION 8. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV Agenda Number: 933432825
--------------------------------------------------------------------------------------------------------------------------
Security: 20441W203
Meeting Type: Special
Meeting Date: 29-Apr-2011
Ticker: ABV
ISIN: US20441W2035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O3A ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: Mgmt No vote
MARIO FERNANDO ENGELKE
O3B ELECTION OF THE MEMBERS OF THE FISCAL COUNCIL: Mgmt No vote
EURIPEDES DE FREITAS
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS Agenda Number: 702552123
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R102
Meeting Type: EGM
Meeting Date: 04-Aug-2010
Ticker:
ISIN: BRCMIGACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve to change the composition of the Board Mgmt Abstain Against
of Directors and the Finance Committee, as
a result of resignations, in accordance with
correspondence on file at the Company
2 Approve the voting instructions for the representative Mgmt Abstain Against
of Companhia Energetica De Minas
Gerais at the EGM's of Cemig Distribucao S.A.
and Cemig Geracao E Transmissao S.A. to be
held on 04 AUG 2010, if the composition of
the Board of Directors and Finance Committee
of this Company is changed, in accordance
with the item above
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS Agenda Number: 702746706
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R110
Meeting Type: EGM
Meeting Date: 20-Jan-2011
Ticker:
ISIN: BRCMIGACNPR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM B ONLY. THANK YOU.
A.1 Bylaws amendments creation of an institutional Non-Voting No vote
relation and communication officer position
and, consequently, amendment of the wording
of the main part of article 18
A.2 Amendment of the wording of lines B and G of Non-Voting No vote
item I, of line B of item III and of line
D of item VIII, to transfer the activity of
strategic planning from the finance, investor
relations and financial control of ownership
interests officer to the CEO, and inclusion
of item XI, to define the authority
of the institutional relations and communication
officer, all from the main part of article
22
A.3 Amendment of the wording of paragraph 3 of article Non-Voting No vote
21, as a result of the transfer of the
activity of strategic planning from the finance,
investor relations and financial control
of ownership interests officer to the CEO
B Change in the composition of the board of directors, Mgmt Against Against
as a result of resignation and death
of full members of the board of directors
C Voting instructions for the representatives Non-Voting No vote
of Companhia Energetica De Minas Gerais at
the extraordinary general meeting of Cemig
Geracao E Transmissao S.A. to be held on
the same day on which the extraordinary general
meeting of CEMIG is to be called, to amend
the corporate bylaws and to change the
composition of the board of directors, if
the composition of the board of directors
of this company is changed
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS Agenda Number: 702746770
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R102
Meeting Type: EGM
Meeting Date: 20-Jan-2011
Ticker:
ISIN: BRCMIGACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A.1 Bylaws amendments creation of an institutional Mgmt Abstain Against
relations and communication officer position
and, consequently, amendment of the wording
of the main part of article 18
A.2 Amendment of the wording of lines b and g of Mgmt Abstain Against
item i, of line b of item iii and of line
d of item viii, to transfer the activity of
strategic planning from the finance, investor
relations and financial control of ownership
interests officer to the ceo, and inclusion
of item xi, to define the authority
of he institutional relations and communication
officer, all from the main part of article
22
A.3 Amendment of the wording of paragraph 3 of article Mgmt Abstain Against
21, as a result of the transfer of the
activity of strategic planning from the finance,
investor relations and financial control
of ownership interests officer to the ceo
B Change in the composition of the board of directors, Mgmt Abstain Against
as a result of resignation and death
of full members of the board of directors
C Voting instructions for the representatives Mgmt Abstain Against
of companhia energetica de minas gerais at
the extraordinary general meeting of cemig
geracao e transmissao s.a. to be held on
the same day on which the extraordinary general
meeting of cemig is to be called, to amend
the corporate bylaws and to change the
composition of the board of directors, if
the composition of the board of directors
of this company is changed
--------------------------------------------------------------------------------------------------------------------------
CORPORACION GEO SAB DE CV Agenda Number: 702843322
--------------------------------------------------------------------------------------------------------------------------
Security: P3142C117
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: MXP3142C1177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation of the report from the board of Mgmt For For
directors in accordance with the terms of article
172 of the general mercantile companies law
and article 28, part IV, of the securities
market law regarding the operations and results
of the company and regarding the operations
and activities in which it has intervened
in accordance with the securities market law
during the fiscal year that ended on december
31, 2010, including the individual and
consolidated financial statements of
the company and the report regarding the fulfillment
of the fiscal obligations in accordance with
that which is provided for in part XX
of article 86 of the income tax law
II Report from the general director in accordance Mgmt For For
with article 172 of the general mercantile
companies law, accompanied by the opinion of
the outside auditor and the opinion of the
board of directors regarding the report from
the general director, in compliance with
article 21 of the corporate bylaws
III Presentation of the annual report from the audit Mgmt For For
and corporate practices committee regarding
its activities in accordance with article 36,
part IV, line A, of the corporate bylaws
and article 28 of the securities market law
IV Proposal regarding the allocation of results Mgmt For For
from the fiscal year that ended on december
31, 2010
V Determination of the maximum amount of funds Mgmt For For
that can be allocated to the purchase of
the shares of the company in accordance with
the terms of article 12 of the corporate bylaws
and article 56 of the securities market law
VI Appointment and or ratification of the members Mgmt For For
of the board of directors, secretary and
vice secretary of the company
VII Designation and or ratification of the members Mgmt For For
of the audit and corporate practices committee.
Appointment and if deemed appropriate ratification
of the chairperson of each one of said committees
in compliance that which is provided for
in article 43 of the securities market law
VIII Remuneration for the members of the board of Mgmt For For
directors of the company, both full and alternate,
secretary and members of the audit and corporate
practices committee
IX Designation of delegates who will carry out Mgmt For For
and formalize the resolutions passed by
the annual general meeting of shareholders
--------------------------------------------------------------------------------------------------------------------------
COSCO PACIFIC LTD Agenda Number: 702929160
--------------------------------------------------------------------------------------------------------------------------
Security: G2442N104
Meeting Type: AGM
Meeting Date: 16-May-2011
Ticker:
ISIN: BMG2442N1048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN20110408424.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the financial statements Mgmt For For
and the directors' and independent auditor's
reports for the year ended 31st December 2010
2 To declare a final dividend for the year ended Mgmt For For
31st December 2010
3.i.a To re-elect Mr. Xu Minjie as director Mgmt For For
3.i.b To re-elect Mr. He Jiale as director Mgmt For For
3.i.c To re-elect Mr. Wang Zenghua as director Mgmt For For
3.i.d To re-elect Mr. Feng Jinhua as director Mgmt For For
3.i.e To re-elect Mr. Wang Haimin as director Mgmt For For
3.i.f To re-elect Mr. Gao Ping as director Mgmt For For
3.i.g To re-elect Dr. Wong Tin Yau, Kelvin as director Mgmt For For
3.i.h To re-elect Mr. Chow Kwong Fai, Edward as director Mgmt For For
3.i.i To re-elect Dr. Fan Hsu Lai Tai, Rita as director Mgmt For For
3.ii To authorise the board of directors to fix the Mgmt For For
remuneration of directors
4 To re-appoint PricewaterhouseCoopers as auditor Mgmt For For
of the Company and authorise the board of
directors to fix the remuneration of auditor
of the Company
5 To approve the increase in authorised share Mgmt For For
capital of the Company as set out in the Ordinary
Resolution in item 5 of the notice of Annual
General Meeting
6A To grant a general mandate to the directors Mgmt Against Against
to allot, issue and deal with the additional
shares of the Company as set out in the Ordinary
Resolution in item 6(A) of the notice of
Annual General Meeting
6.B To grant a general mandate to the directors Mgmt For For
to repurchase shares of the Company as
set out in the Ordinary Resolution in item
6(B) of the notice of Annual General Meeting
6.C To extend the general mandate granted to the Mgmt Against Against
directors to allot, issue and deal with
the additional shares of the Company as set
out in the Ordinary Resolution in item
6(C) of the notice of Annual General Meeting
7 To approve the amendments to the Bye-laws of Mgmt For For
the Company as set out in the Special Resolution
in item 7 of the notice of Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CREDICORP LTD. Agenda Number: 933377752
--------------------------------------------------------------------------------------------------------------------------
Security: G2519Y108
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: BAP
ISIN: BMG2519Y1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND APPROVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED DECEMBER
31, 2010, INCLUDING THE REPORT OF THE INDEPENDENT
AUDITORS OF THE COMPANY THEREON.
02 TO ELECT DIRECTORS OF THE COMPANY WHO WILL HOLD Mgmt For For
OFFICE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN THE THIRD SUCCESSIVE YEAR OF
THE YEAR OF THEIR ELECTION AND TO APPROVE THEIR
REMUNERATION.
03 TO APPOINT THE EXTERNAL AUDITORS OF THE COMPANY Mgmt For For
TO PERFORM SUCH SERVICES FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CYFROWY POLSAT S.A., WARSZAWA Agenda Number: 702576907
--------------------------------------------------------------------------------------------------------------------------
Security: X1809Y100
Meeting Type: EGM
Meeting Date: 15-Sep-2010
Ticker:
ISIN: PLCFRPT00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Opening of the EGM Mgmt Abstain Against
2 Election of the Chairman Mgmt For For
3 Approve the statement of the meeting's legal Mgmt Abstain Against
validity and its ability to adopt resolutions
4 Election of Scrutiny Commission Mgmt For For
5 Approve the agenda Mgmt For For
6 Approve the merger with M. Punkt Holdings Limited Mgmt For For
with seated on Cyprus
7 Closing the meeting Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIPACOES, SAO PAULO Agenda Number: 702606433
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 05-Oct-2010
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the amendment of the stock option plan Mgmt Abstain Against
Cyrela in action, of the stock option executive
plan and of the stock option plan, approved
at the EGM's held on 30 APR 2007, 08 OCT
2007, and 29 APR 2008, from here onwards the
plans, so that they state that I) in the
event of the death of the participants
elected in accordance with the terms of the
plans, after at least two years have passed
from the granting date, the rights that are
not yet exercisable in accordance with the
respective option contract, on the date
of their death, will have their lock up period
accelerated, and those rights may be exercised
at any time after the death so long as the
maximum deadlines for exercise provided
for in the plans are respected by the heirs
or legal successors of the respective participant,
CONT
CONT CONT II) in the case of termination of the employment Non-Voting No vote
of the participants elected in accordance
with the terms of the plans because of permanent
disability, after at least two years
have passed from the granting date, the rights
that are not yet exercisable in accordance
with the respective option contract, on the
date of the termination of the employee, will
have their lock up period accelerated,
and those rights may be exercised at any time
after the termination of employment, so
long as the maximum deadlines for exercise
provided for in the plans are respected
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702556335
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 06-Aug-2010
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Election of the new Member of the Board of Directors Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
DONGFENG MTR GROUP CO LTD Agenda Number: 703029694
--------------------------------------------------------------------------------------------------------------------------
Security: Y21042109
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: CNE100000312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110429/LTN20110429484.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To consider and approve the report of the board Mgmt For For
of directors (the "Board") of the Company for
the year ended 31 December 2010
2 To consider and approve the report of the supervisory Mgmt For For
committee of the Company for the year
ended 31 December 2010
3 To consider and approve the report of the international Mgmt For For
auditors and audited financial statements
of the Company for the year ended 31 December
2010
4 To consider and approve the profit distribution Mgmt For For
proposal of the Company for the year ended
31 December 2010 and authorise the Board to
deal with all issues in relation to the
Company's distribution of final dividend for
the year 2010
5 To consider and approve the authorization to Mgmt For For
the Board to deal with all issues in
relation to the Company's distribution of interim
dividend for the year 2011. (including, but
not limited to, determining whether to distribute
interim dividend for the year 2010)
6 To consider and approve the re-appointment of Mgmt For For
Ernst & Young as the international
auditors of the Company, and Ernst & Young
Hua Ming as the PRC auditors of the Company
for the year 2011 to hold office until the
conclusion of the next annual general meeting,
and to authorize the Board to fix their remuneration
7 To consider and approve the authorization of Mgmt For For
the Board to determine the remuneration
of the directors and the supervisors of the
Company for the year 2011
8 To consider and approve the authorization to Mgmt Against Against
the Board to deal with all issues in
relation to guarantees provided to third parties
by the Company, provided that the maximum
amount of guarantees provided to third parties
from 2011 to 2013 will not exceed RMB1 billion
9 To consider and approve the provision of a guarantee Mgmt Against Against
in respect of a bank unified credit of
USD 80 million per year obtained by China Dongfeng
Motor Industry Import and Export Co., Ltd.,
a subsidiary of the Company, from 2011 to
2013
10 To give grant a general mandate to the Board Mgmt Against Against
to issue, allot and deal with additional
shares in the Company not exceeding 20 per
cent. of each of the existing Domestic Shares
and H Shares in issue
11 To consider and approve the amendments to the Mgmt For For
Articles of Association of the Company
--------------------------------------------------------------------------------------------------------------------------
EFG-HERMES HLDG S A E Agenda Number: 703107842
--------------------------------------------------------------------------------------------------------------------------
Security: M3047P109
Meeting Type: OGM
Meeting Date: 13-Jun-2011
Ticker:
ISIN: EGS69101C011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Approving the management board report regarding Mgmt Abstain Against
Company's activity for the financial year
ended on 31 of December 2010
2 Approving Company's auditors report regarding Mgmt Abstain Against
the financial year ended on 31 of December
2010
3 Approving Company's financial statements for Mgmt Abstain Against
the financial year ended on 31 of December
2010
4 Approving the suggested profit distribution Mgmt Abstain Against
for the financial year ended on 31 of December
2010
5 Approving the transfer of EGP 191,357,000 from Mgmt Abstain Against
the retained earnings appeared on 31 of December
2011 to the capital increase account so that
it will be distributed as bonus shares
on a one bonus share for every ten current
shares basis
6 The discharge of the management board members Mgmt Abstain Against
regarding the financial year ended on 31
of December 2010
7 Determining board meetings attendance allowances Mgmt Abstain Against
and transportation allowances for
board members regarding the financial year
ending on 31st of December 2011
8 Re-appointing Company's auditor and determining Mgmt Abstain Against
his fees for the financial year ending on
31st of December 2011
9 Approving the re-formation of the management Mgmt Abstain Against
board
10 Approving the donations made during year 2010 Mgmt Abstain Against
and licensing the management board to make
donations exceeding EGP 1000 during year 2011
--------------------------------------------------------------------------------------------------------------------------
EMLAK KONUT GAYRIMENKUL YATIRIM ORTAKLIGI A.S. Agenda Number: 702794303
--------------------------------------------------------------------------------------------------------------------------
Security: M4030U105
Meeting Type: EGM
Meeting Date: 08-Mar-2011
Ticker:
ISIN: TREEGYO00017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and forming the presidency of board Mgmt Abstain Against
and authorizing the board members to sign the
minutes of meeting
2 Reading and discussion of the reports of board Mgmt Abstain Against
members, auditors and the independent
audit firm
3 Approval of balance sheet and profit loss report Mgmt Abstain Against
4 Take a decision for dividend distribution Mgmt Abstain Against
5 Release of board members and auditors for 2010 Mgmt Abstain Against
activity
6 Approval of independent audit firm Mgmt Abstain Against
7 Election of board members: Erdogan Bayraktar, Mgmt Abstain Against
Ertan Yetim, Murat Kurum, Vedat Demiroz, Muhammet
Haluk Sur, Recep Ali Ozulke and Fatma Ruhan
Akyilmaz, and auditors: Mustafa Kemal Muderrisoglu,
Ugur Dulekalp and Ayse Arzu Ozcelik
8 Determination of wages of board members and Mgmt Abstain Against
auditors
9 Wishes Mgmt Abstain Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTORS' AND AUDITORS' NAMES AND CHANGE
IN MEETING TYPE FROM AGM TO EGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ESTACIO PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 702573709
--------------------------------------------------------------------------------------------------------------------------
Security: P3784E108
Meeting Type: EGM
Meeting Date: 31-Aug-2010
Ticker:
ISIN: BRESTCACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the protocol and justification of merger Mgmt Abstain Against
of Moena Participacoes S.A., a publicly held
Company, with its head office in the city and
state of Sao Paulo, at Rua Pamplona, 818,
suite 92, with corporate taxpayer id number
09.140.181.0001.26, from here onwards
moena, entered into between the Company,
as the Company conducting the merger, and moena,
as the Company being merged
2 Ratify the hiring of WFS Servicos De Contabilidade Mgmt Abstain Against
Ltda., a specialized Company that will
be responsible for the valuation of the equity
of Moena that is to be merged into the
assets of the Company
3 Approve the valuation report prepared by WFS Mgmt Abstain Against
Servicos De Contabilida de Ltda
4 Approve the merger of Moena into the assets Mgmt Abstain Against
of the Company under the terms stated in
the protocol and justification of merger of
shares
5 Authorize the Managers to do all the acts necessary Mgmt Abstain Against
to effectuate the merger of moena
--------------------------------------------------------------------------------------------------------------------------
ESTACIO PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 702582289
--------------------------------------------------------------------------------------------------------------------------
Security: P3784E108
Meeting Type: EGM
Meeting Date: 13-Sep-2010
Ticker:
ISIN: BRESTCACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1.A Amend the Article 7, to change the percentage Mgmt Abstain Against
of ownership of the share capital, the acquisition
of which results in the obligation to disclose
1.B Amend the paragraph 1 of Article 8 to simplify Mgmt Abstain Against
the process for calling general meetings, in
such a way that both the first and second call
may be made in a single call notice
1.c Amend the main part of Article 14 to contemplate Mgmt Abstain Against
the possibility of electing alternate members
to the Board of Directors
1.D Amend the main part of Article 15 to contemplate Mgmt Abstain Against
the election, by the Board of Directors, of
a substitute member and potential alternate
to the Board of Directors, to serve out a term
in office in the event of the vacancy of a
full member
1.E Amend the lines Q, R, W, X, and Y of Article Mgmt Abstain Against
16 to establish new criteria for the establishment
of the limit amounts for the approval of matters
by the Board of Directors
1.F Approve to complete reformulation of Chapter Mgmt Abstain Against
XI, which deals with disposition of shareholder
control, delisting as a Publicly Traded Company
and delisting from the Novo Mercado, reflected
in the new Articles 35 through 48 of the draft
of the Corporate Bylaws, for the introduction
of rules for diffuse control, in compliance
with that which is provided for in Section
8.2.1 of the Novo Mercado participation agreement,
improvement to the currently existing dispositions,
introduction of the obligation to make a public
tender offer for acquisition of shares when
a share ownership interest of 30 % is reached
in the share capital, in the manner provided
for in the draft of the new Corporate Bylaws,
and renumbering of the former Article 45 as
the new Article 49
2 Approve the consolidation of the Corporate Bylaws Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
EVRAZ GROUP SA, LUXEMBOURG Agenda Number: 703038388
--------------------------------------------------------------------------------------------------------------------------
Security: 30050A202
Meeting Type: AGM
Meeting Date: 16-May-2011
Ticker:
ISIN: US30050A2024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 The Meeting decides to approve the report of Mgmt For For
the Statutory Auditor and of the Board of Directors
on the stand-alone accounts as per December
31, 2010
1.2 The Meeting decides to approve the stand-alone Mgmt For For
accounts audited by the External Auditor of
the Company as per December 31, 2010
1.3 The Meeting decides to allocate the results Mgmt For For
for the period ending on December 31, 2010
as follows: in order to comply with applicable
laws, the Company will procure allocation of
5% of net profit to the legal reserve until
such reserve reach 10% of the share capital.
No additional allocations or distribution of
profit in form of the annual dividends for
2010 shall be made
2.1 The Meeting decides to approve the reports of Mgmt For For
the Board of Directors and of the External
Auditor on the consolidated accounts as per
December 31, 2010
2.2 The Meeting decides to approve the consolidated Mgmt For For
accounts audited by the External Auditor for
the year ending on December 31, 2010
3 The Meeting decides to grant full discharge Mgmt For For
to (i) the Directors of the Company, (ii) the
Statutory Auditor and (iii) the External Auditor
for the execution of their mandate until December
31, 2010
4.1a1 The Meeting decides: to appoint Mr. Alexander Mgmt For For
Abramov, company director, born in Krasnodar
(Russia) on February 20, 1959, with professional
address at Dolgorukovskaya 15, building 4 and
5, Moscow 127006, Russia as a Director for
a period ending immediately after the approval
of the annual accounts of the Company covering
the period 1 January-31 December 2010
4.1a2 The Meeting decides: to appoint Mr. Otari Arshba, Mgmt For For
company director, born in Suhumi (Georgia)
on April 12, 1955, with professional address
at Dolgorukovskaya 15, building 4 and 5, Moscow
127006, Russia as a Director for a period ending
immediately after the approval of the annual
accounts of the Company covering the period
1 January-31 December 2010
4.1a3 The Meeting decides: to appoint Mr. Duncan A.H. Mgmt For For
Baxter, company director, born in Beckenham,
Kent, (United Kingdom) on January 15, 1952,
residing at La Fontenelle Rue de Bas, St. Lawrence,
jersey, JE3 1JG, Channel Islands as a Director
for a period ending immediately after the approval
of the annual accounts of the Company covering
the period 1 January-31 December 2010
4.1a4 The Meeting decides: to appoint Mr. Alexander Mgmt For For
Frolov, company director, born in Tula (Russia)
on May 17, 1964, with professional address
at Dolgorukovskaya 15, building 4 and 5, Moscow
127006, Russia as a Director for a period ending
immediately after the approval of the annual
accounts of the Company covering the period
1 January-31 December 2010
4.1a5 The Meeting decides: to appoint Mr. Karl Gruber, Mgmt For For
company director, born in Strengberg (Austria)
on October 2, 1952, with professional address
at Ederhohe 19, 3350 Stadt Haag, Austria as
a Director for a period ending immediately
after the approval of the annual accounts of
the Company covering the period 1 January-31
December 2010
4.1a6 The Meeting decides: to appoint Ms. Olga Pokrovskaya, Mgmt For For
company director, born in Moscow (Russia) on
July 8, 1969, with professional address at
Sadovnicheskaya str., 4, Moscow, 115035, Russia
as a Director for a period ending immediately
after the approval of the annual accounts of
the Company covering the period 1 January-31
December 2010
4.1a7 The Meeting decides: to appoint Mr. Terry J. Mgmt For For
Robinson, company director, born in Perterborough
(Great Britain) on November 23, 1944, residing
at The Corner House, 34 Burkes Road, Beaconsfield,
Bucks, HP9 1PN, UK as a Director for a period
ending immediately after the approval of the
annual accounts of the Company covering the
period 1 January-31 December 2010
4.1a8 The Meeting decides: to appoint Mr. Eugene Shvidler, Mgmt For For
company director, born in Ufa (Russia) on March
23, 1964, with professional address at Sadovnicheskaya
str., 4, Moscow, 115035, Russia as a Director
for a period ending immediately after the approval
of the annual accounts of the Company covering
the period 1 January-31 December 2010
4.1a9 The Meeting decides: to appoint Mr. Eugene Tenenbaum, Mgmt For For
company director, born in September 27, 1964
in Kiev (Ukraine) with professional address
at Chelsea Football Club, Stamford Bridge,
Level 5-Fulham Road, GB - SW6 1HS, London as
a Director for a period ending immediately
after the approval of the annual accounts of
the Company covering the period 1 January-31
December 2010
41a10 The Meeting furthermore decides not to re-elect Mgmt For For
Mr. Gordon Toll. The Meeting grants discharge
to the non re-elected and resigning Director
for the execution of their respective mandates
4.1b The Meeting decides: To appoint as statutory Mgmt For For
auditor Ms. Alexandra Trunova, born in Krasnodar
(Russia) on June 11, 1973 professionally residing
at Dolgorukovskaya 15 building 4 and 5, Moscow,
127006, Russia, as Statutory Auditor of the
Company until approval of the annual accounts
of the Company covering the period of 1 January
- 31 December 2010
4.1c The Meeting decides: To appoint ERNST & YOUNG, Mgmt For For
a company having its registered office at 7,Parc
d'Activite Syrdall, L-5365 Munsbach, R.C.S.
Luxembourg B 47.771 as External Auditor of
the Company until approval of the annual accounts
of the Company covering the period of 1 January
- 31 December 2011
4.2 The Meeting resolves to determine the level Mgmt For For
of remuneration of all directors of the Company
(with exception for Mr. Otari Arshba) to be
fixed for all management services rendered
in respect of each financial year and being
a flat annual fee of USD 150,000 (one hundred
fifty thousand US Dollars), gross, payable
by monthly installments of USD 12,500 (twelve
thousand five hundred US Dollars) on the 25th
day of each calendar month. In addition to
the aforementioned, any director may get an
additional compensation for: (a) serving as
a chairman on one or more of the board committees
created and/or to be created by the Board of
Directors pursuant to the Articles of Associations
of the Company. In such case and unless specifically
carved out for the chairman of the audit committee,
such director will be granted a fee payable
by the Company together with the annual fees
in the amount of USD 50,000 (fifty thousand
US Dollars), gross, payable in monthly installments
of USD 4,166.66 (four thousand one hundred
sixty six US Dollars and sixty six cents).
It is specifically resolved that the chairman
of the audit committee shall be receiving the
annual fee in the amount of USD 100,000 (one
hundred thousand US Dollars), gross, payable
in monthly installments of USD 8,333.33 (eight
thousand three hundred thirty three US Dollars
and thirty three cents); and (b) participating
as member of the board committees for the fee
of USD 24,000 (twenty four thousand US Dollars),
payable in monthly installments of USD 2,000
(two thousand US Dollars). For the avoidance
of doubt, the fees payable for the chairmanship
of the committee shall exclude the right to
claim the payment of the fee for membership,
and even when elected as chairman of more than
one committee, such director shall be eligible
for getting the fees for one chairmanship only.
The fees above represent the maximum fee of
the directors and can be decreased pursuant
to a respective decision of the Board of Directors
of the Company. In addition, the Board of Directors
may modify the mechanics of payment of the
remuneration of directors
4.3 The Meeting resolves to determine the remuneration Mgmt Against Against
of Mr. Alexander V. Frolov (as the managing
director/chief executive officer of the Company,
subject to his election by the Board of Directors
at the meeting immediately following the AGM)
consisting of the following: (i) the directors
fee as stated in paragraph 4.2 above plus any
applicable fees for participation in the work
of the Board committees; and (ii) a bonus (which
the Company is in no obligation to pay and
if the Company shall pay a bonus in any one
year, this shall not give rise to a contractual
entitlement to a bonus in future years) subject
to the discretion of the Remuneration Committee
of the Company and approval by the Board of
Directors of the Company. The bonus contemplated
is subject to the achievement of a performance
condition based on the target value figures
set out by the Board of Directors for the Chairman
of the Board as to the key performance indicators
4.4 The Meeting authorises the managing director/chief Mgmt For For
executive officer of the Company to sign the
management service agreements (including any
amendments and modifications thereto) with
Mr. Karl Gruber, Mr. Terry J. Robinson and
Mr. Duncan A.H. Baxter (as independent directors
of the Company)
--------------------------------------------------------------------------------------------------------------------------
FAR EASTERN DEPARTMENT STORES LTD Agenda Number: 703087254
--------------------------------------------------------------------------------------------------------------------------
Security: Y24315106
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: TW0002903002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 financial statements Non-Voting No vote
A.3 The 2010 audited reports Non-Voting No vote
A.4 The revision to the rules of the board meeting Non-Voting No vote
A.5 The issuance status of corporate bonds Non-Voting No vote
A.6 Other presentations Non-Voting No vote
B.1 The 2010 financial statements Mgmt For For
B.2 The 2010 profit distribution. Proposed cash Mgmt For For
dividend: TWD1 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 The issuance of new shares from retained earnings Mgmt For For
proposed stock dividend:60 for 1,000 SHS held
B.5 The revision to the rules of the election of Mgmt For For
the directors and supervisors
B.6 Extraordinary motions Mgmt Split 50% For 50% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
FAR EASTN NEW CENTURY CORP Agenda Number: 703101876
--------------------------------------------------------------------------------------------------------------------------
Security: Y24374103
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: TW0001402006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 financial statements Non-Voting No vote
A.3 The 2010 audited reports Non-Voting No vote
A.4 The revision to the rules of the board meeting Non-Voting No vote
A.5 The status of issuing corporate bonds Non-Voting No vote
B.1 The 2010 financial statements Mgmt For For
B.2 The 2010 profit distribution, proposed cash Mgmt For For
dividend: TWD 2 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 The issuance of new shares from retained earnings, Mgmt For For
proposed bonus issue: 30 for 1,000 shs held
B.5 The revision to the procedures of the election Mgmt For For
of the directors and supervisors
B.6 Extraordinary motions Mgmt Abstain For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN TEXT OF RESOLUTION NO. B.2 AND B.4. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
FIRSTRAND LTD Agenda Number: 702601192
--------------------------------------------------------------------------------------------------------------------------
Security: S5202Z131
Meeting Type: OGM
Meeting Date: 28-Sep-2010
Ticker:
ISIN: ZAE000066304
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the distribution in specie of 951,496,294 Mgmt For For
Metropolitan ordinary shares
2 Authorize the Directors to give effect to the Mgmt For For
unbundling
3 Amend the trust deed of the FirstRand Black Mgmt For For
Employee Trust
4 Amend the FirstRand Limited Share Trust to include Mgmt For For
a pro rata number of unbundled Metropolitan
shares
--------------------------------------------------------------------------------------------------------------------------
FIRSTRAND LTD Agenda Number: 702704950
--------------------------------------------------------------------------------------------------------------------------
Security: S5202Z131
Meeting Type: AGM
Meeting Date: 02-Dec-2010
Ticker:
ISIN: ZAE000066304
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of the audited Annual Financial Statements Mgmt For For
2.1 Re-election of L Crouse as a Director Mgmt For For
2.2 Re-election of PM Goss as a Director Mgmt For For
2.3 Re-election of NN Gwagwa as a Director Mgmt For For
2.4 Re-election of PK Harris as a Director Mgmt For For
2.5 Re-election of AP Nkuna as a Director Mgmt For For
3.1 Election of JJH Bester as a Director Mgmt For For
3.2 Election of WR Jardine as a Director Mgmt For For
3.3 Election of EG Matenge-Sebesho as a Director Mgmt For For
4.O.1 Non executive Directors' fees for the year to Mgmt For For
30 June 2011
5.O.2 Appointment of PricewaterhouseCoopers Inc. and Mgmt For For
Deloitte & Touche as the joint Auditors
6.O.3 Auditors' remuneration Mgmt For For
7.O.4 Place the unissued ordinary shares under the Mgmt For For
control of Directors
8.O.5 General issue of ordinary shares for cash Mgmt For For
9.S.1 Authority to repurchase company shares Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FRANSHION PROPERTIES (CHINA) LTD Agenda Number: 703085870
--------------------------------------------------------------------------------------------------------------------------
Security: Y2642B108
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: HK0817039453
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110517/LTN20110517434.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To consider and approve the audited consolidated Mgmt For For
financial statements and the reports of the
directors and the auditors for the year ended
31 December 2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.i To consider and approve the re-election of Mr. Mgmt For For
He Binwu as executive Director
3.ii To consider and approve the re-election of Ms. Mgmt For For
Li Xuehua as non-executive Director
3.iii To consider and approve the re-election of Mr. Mgmt For For
Lau Hon Chuen, Ambrose as independent
non-executive Director
3.iv To consider and approve the re-election of Professor Mgmt For For
Su Xijia as independent non-executive Director
3.v To consider and approve the re-election of Professor Mgmt For For
Liu Hongyu as independent non-executive
Director
3.vi To consider and approve the appointment of Mr. Mgmt For For
Li Congrui as executive Director
3.vii To consider and approve the appointment of Mr. Mgmt For For
Li Xin as non-executive Director
4 To consider and approve the re-appointment of Mgmt For For
Ernst & Young as the auditors of the Company
and to authorise the board of directors of
the Company to fix their remuneration
5 To consider and approve a general mandate to Mgmt For For
the directors to repurchase shares (Ordinary
Resolution No. 5 as set out in the notice of
the Meeting)
6 To consider and approve a general mandate to Mgmt For For
the directors to issue new shares (Ordinary
Resolution No. 6 as set out in the notice of
the Meeting)
7 To consider and approve the extension of the Mgmt For For
general mandate to the directors to issue new
shares based on the number of shares repurchased
(Ordinary Resolution No. 7 as set out
in the notice of the Meeting)
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703017637
--------------------------------------------------------------------------------------------------------------------------
Security: X7204C106
Meeting Type: EGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: RU0007661625
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 On earlier termination of powers of the Board Mgmt Abstain Against
of Directors
2 On the election of the Company's BOD members Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703154980
--------------------------------------------------------------------------------------------------------------------------
Security: X7204C106
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: RU0007661625
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854100 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854101 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom for Mgmt Abstain Against
2010
2 Approve the annual accounting statements, including Mgmt Abstain Against
the profit and loss report of the Company based
on the results of 2010
3 Approve the distribution of profit of the Company Mgmt Abstain Against
based on the results of 2010
4 Approve the amount of, time for and form of Mgmt Abstain Against
payment of annual dividends on the Company's
shares that have been recommended by the Board
of Directors of the Company
5 Approve Closed Joint Stock Company PricewaterhouseCoopers Mgmt Abstain Against
Audit as the Company's external auditor
6 Approve amendments to the Charter of OAO Gazprom Mgmt Abstain Against
7 Pay remuneration to members of the Board of Mgmt Abstain Against
Directors in the amounts recommended by the
Board of Directors of the Company
8 Pay remuneration to members of the Audit Commission Mgmt Abstain Against
in the amounts recommended by the Board of
Directors of the Company
9.1 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company) regarding receipt
by OAO Gazprom of funds with a maximum amount
of 500 million U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars
/ Euros and at a rate not exceeding the Bank
of Russia's refinancing rate in effect on the
date of entry into the applicable loan agreement,
plus 3% per annum, in the case of loans in
Rubles
9.2 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding receipt by OAO Gazprom
of funds with a maximum amount of 1.5 billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with interest for using the loans to be paid
at a rate not exceeding 12% per annum in the
case of loans in U.S. Dollars / Euros and at
a rate not exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into the
applicable loan agreement, plus 3% per annum,
in the case of loans in Rubles
9.3 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Bank
VTB regarding receipt by OAO Gazprom of funds
with a maximum amount of one billion U.S. Dollars
or its equivalent in Rubles or Euros, for a
term not exceeding five years, with interest
for using the loans to be paid at a rate not
exceeding 12% per annum in the case of loans
in U.S. Dollars / Euros and at a rate not exceeding
the Bank of Russia's refinancing rate in effect
on the date of entry into the applicable loan
agreement, plus 3% per annum, in the case of
loans in Rubles
9.4 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and State Corporation
"Bank for Development and Foreign Economic
Affairs (Vnesheconombank)" regarding receipt
by OAO Gazprom of funds with a maximum amount
of one billion U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars
/ Euros and at a rate not exceeding the Bank
of Russia's refinancing rate in effect on the
date of entry into the applicable loan agreement,
plus 3% per annum, in the case of loans in
Rubles
9.5 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Gazprombank
(Open Joint Stock Company), to be entered into
under a loan facility agreement between OAO
Gazprom and the bank, involving receipt by
OAO Gazprom of funds with a maximum amount
of 25 billion Rubles, for a term not exceeding
30 calendar days, with interest for using the
loans to be paid at a rate not exceeding the
reference offered rate for Ruble loans (deposits)
in the Moscow money market (MosPrime Rate)
established for loans with a maturity equal
to a period of using the applicable loan, quoted
as of the date of entry into the applicable
transaction, increased by 2%
9.6 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Sberbank
of Russia OAO, to be entered into under a loan
facility agreement between OAO Gazprom and
the bank, involving receipt by OAO Gazprom
of funds with a maximum amount of 17 billion
Rubles, for a term not exceeding 30 calendar
days, with interest for using the loans to
be paid at a rate not exceeding the reference
offered rate for Ruble loans (deposits) in
the Moscow money market (MosPrime Rate) established
for loans with a maturity equal to the period
of using the applicable loan, quoted as of
the date of entry into the applicable transaction,
increased by 4%
9.7 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO Bank
VTB, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of five billion Rubles, for
a term not exceeding 30 calendar days, with
interest for using the loans to be paid at
a rate not exceeding the reference offered
rate for Ruble loans (deposits) in the Moscow
money market (MosPrime Rate) established for
loans with a maturity equal to the period of
using the applicable loan, quoted as of the
date of entry into the applicable transaction,
increased by 4%
9.8 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO Bank
Rossiya, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of 100 million U.S. Dollars,
for a term not exceeding 30 calendar days,
with interest for using the loans to be paid
at a rate not exceeding the London Interbank
Offered Rate (LIBOR) established for loans
with a maturity equal to the period of using
the applicable loan, quoted as of the date
of entry into the applicable transaction, increased
by 4%
9.9 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
Gazprombank (Open Joint Stock Company) will
accept and credit, upon the terms and conditions
announced by it, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts, acting upon OAO Gazprom's
instructions, as well as agreements between
OAO Gazprom and Gazprombank (Open Joint Stock
Company) regarding maintenance in the account
of a non-reducible balance with a maximum amount
not exceeding 20 billion Rubles or its equivalent
in a foreign currency for each transaction,
with interest to be paid by the bank at a rate
not lower than 0.1% per annum in the relevant
currency
9.10 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, and OAO Bank Rossiya,
pursuant to which the banks will accept and
credit, upon the terms and conditions announced
by the banks, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts acting upon OAO Gazprom's
instructions
9.11 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), Sberbank of Russia
OAO, OAO Bank VTB and OAO Bank Rossiya, pursuant
to which the banks will provide services to
OAO Gazprom making use of electronic payments
system of the respective bank, including receipt
from OAO Gazprom of electronic payment documents
for executing payment operations through the
accounts, provision of electronic statements
of accounts and conduct of other electronic
document processing, and OAO Gazprom will make
payment for the services provided at the tariffs
of the respective bank effective at the time
of the provision of the services
9.12 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Foreign currency purchase/sale transactions
between OAO Gazprom and Gazprombank (Open Joint
Stock Company), to be entered into under the
General Agreement on the Conduct of Conversion
Operations No. 3446 between OAO Gazprom and
the bank dated September 12, 2006, with a maximum
amount of 500 million U.S. Dollars or its equivalent
in Rubles, Euros or other currency for each
transaction
9.13 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's guarantees
issued to the Russian Federation's tax authorities
in connection with the subsidiary companies
challenging such tax authorities' claims in
court, with an aggregate maximum amount equivalent
to 500 million U.S. Dollars and for a period
not exceeding 14 months
9.14 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, pursuant to which OAO Gazprom
will grant suretyships to secure performance
by OAO Gazprom's subsidiary companies of their
obligations to Sberbank of Russia OAO with
respect to the bank's guarantees issued to
the Russian Federation's tax authorities in
connection with the subsidiary companies challenging
such tax authorities' claims in court, with
an aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not exceeding
14 months
9.15 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will issue suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Sberbank of Russia
OAO with respect to the bank's guarantees issued
to the Russian Federation's tax authorities
to secure obligations of the abovementioned
companies to pay excise taxes in connection
with exports of excisable oil products and
eventual penalties, with a maximum amount of
1.8 billion Rubles and for a period not exceeding
18 months
9.16 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
the infrastructure facilities of the railway
stations of the Surgutskiy Condensate Stabilization
Plant, of the Sernaya railway station and of
the Tvyordaya Sera railway station, the facilities
of the railway station situated in the town
of Slavyansk-na-Kubani, the facilities of the
railway line from the Obskaya station to the
Karskaya station (properties' inventory Nos.
330652-330672), as well as the software and
hardware solutions "System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP)" and "Registration
and Analysis of Data on Non-Core Assets (RADA)
within the OAO Gazprom System at Gazpromtrans
Level" for a period not exceeding 12 months,
and OOO Gazpromtrans will make payment for
using such property up to a maximum amount
of 919 million Rubles
9.17 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which OAO Gazprom
will grant ZAO Gazprom Neft Orenburg temporary
possession and use of the wells and downhole
and above-ground well equipment within the
Eastern Segment of the Orenburgskoye oil and
gas-condensate field for a period not exceeding
12 months, and ZAO Gazprom Neft Orenburg will
make payment for using such property up to
a maximum amount of 1.63 billion Rubles
9.18 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and DOAO Tsentrenergogaz
of OAO Gazprom, pursuant to which OAO Gazprom
will grant DOAO Tsentrenergogaz of OAO Gazprom
temporary possession and use of the building
and equipment of the repair and machining shop
at the home base of the oil and gas production
department for the Zapolyarnoye gas-oil-condensate
field, situated in the Yamalo-Nenetskiy Autonomous
Area, Tazovskiy District, township of Novozapolyarnyi,
and the building and equipment of the repair
and machining shop at the Southern Regional
Repair Base, situated in the Stavropolskiy
Province, town of Izobilnyi, for a period not
exceeding 12 months, and DOAO Tsentrenergogaz
of OAO Gazprom will make payment for using
such property up to a maximum amount of 113.2
million Rubles
9.19 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tsentrgaz,
pursuant to which OAO Gazprom will grant OAO
Tsentrgaz temporary possession and use of the
facilities of a preventative clinic situated
in the Tula Region, Shchekinsky District, township
of Grumant, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Tsentrgaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Tsentrgaz Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Tsentrgaz
Level" and "Electronic Archive Module at OAO
Tsentrgaz Level" for a period not exceeding
12 months, and OAO Tsentrgaz will make payment
for using such property up to a maximum amount
of 38.4 million Rubles
9.20 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom will
grant OAO Gazprom Promgaz temporary possession
and use of experimental prototypes of gas-using
equipment (self-contained modular boiler installation,
recuperative air heater, mini-boiler unit,
radiant panel heating system, U-shaped radiant
tube, modularized complete full-function small-sized
gas and water treatment installations for coal
bed methane extraction wells, well-head equipment,
borehole enlargement device, and pressure core
sampler) located in the Rostov Region, town
of Kamensk-Shakhtinsky, and the Kemerov Region,
city of Novokuznetsk, an aerospace data processing
software and equipment complex, as well as
experimental model "Automated Information System
"Monitoring" for a period not exceeding 12
months, and OAO Gazprom Promgaz will make payment
for using such property up to a maximum amount
of 7.3 million Rubles
9.21 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant Gazprombank (Open Joint
Stock Company) temporary possession and use
of the non-residential premises in a building
that are situated at 31 Lenina Street, Yugorsk,
Tyumen Region and are used to house a branch
of Gazprombank (Open Joint Stock Company),
with a total floor space of 810.6 square meters,
and the plot of land occupied by the building
and required for the use of that building,
with an area of 3,371 square meters, for a
period not exceeding 12 months, and Gazprombank
(Open Joint Stock Company) will make payment
for using such property up to a maximum amount
of 2.5 million Rubles
9.22 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neftekhim Salavat, pursuant to which OAO Gazprom
will grant OAO Gazprom Neftekhim Salavat temporary
possession and use of the gas condensate pipeline
running from the Karachaganakskoye gas condensate
field to the Orenburg Gas Refinery for a period
not exceeding 12 months, and OAO Gazprom Neftekhim
Salavat will make payment for using such property
up to a maximum amount of 309,000 Rubles
9.23 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
pursuant to which OAO Gazprom will grant OAO
Vostokgazprom temporary possession and use
of an M-468R special-purpose communications
installation for a period not exceeding 12
months, and OAO Vostokgazprom will make payment
for using such property up to a maximum amount
of 274,000 Rubles
9.24 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OAO Gazprom will
grant OOO Gazprom Export temporary possession
and use of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Export Level" and "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Export Level" for a period not exceeding 12
months, and OOO Gazprom Export will make payment
for using such property up to a maximum amount
of 3.53 million Rubles
9.25 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will grant
OAO Gazprom Neft temporary possession and use
of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Neft
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Gazprom Neft Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Gazprom
Neft Level" and "Electronic Archive Module
at OAO Gazprom Neft Level" for a period not
exceeding 12 months, and OAO Gazprom Neft will
make payment for using such property up to
a maximum amount of 15.8 million Rubles
9.26 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
will grant OAO Gazprom Space Systems temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Space
Systems Level (ERP)", "OAO Gazprom Long-Term
Investments Reporting and Analysis System (LTIAA)
at OAO Gazprom Space Systems Level" and "Electronic
Archive Module at OAO Gazprom Space Systems
Level" for a period not exceeding 12 months,
and OAO Gazprom Space Systems will make payment
for using such property up to a maximum amount
of 15.6 million Rubles
9.27 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which OAO Gazprom will grant ZAO
Yamalgazinvest temporary possession and use
of the software and hardware solutions "System
for Managing OAO Gazprom's Property and Other
Assets at ZAO Yamalgazinvest Level (ERP)" and
"Electronic Archive Module at ZAO Yamalgazinvest
Level" for a period not exceeding 12 months,
and ZAO Yamalgazinvest will make payment for
using such property up to a maximum amount
of 12.1 million Rubles
9.28 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which OAO Gazprom will
grant ZAO Gazprom Invest Yug temporary possession
and use of the software and hardware solutions
"System for Managing OAO Gazprom's Property
and Other Assets at ZAO Gazprom Invest Yug
Level (ERP)" and "Electronic Archive Module
at ZAO Gazprom Invest Yug Level" for a period
not exceeding 12 months, and ZAO Gazprom Invest
Yug will make payment for using such property
up to a maximum amount of 5.3 million Rubles
9.29 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will grant OOO Gazprom Mezhregiongaz temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Mezhregiongaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Mezhregiongaz Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Mezhregiongaz Level" and "Electronic Archive
Module at OOO Gazprom Mezhregiongaz Level"
for a period not exceeding 12 months, and OOO
Gazprom Mezhregiongaz will make payment for
using such property up to a maximum amount
of 9.8 million Rubles
9.30 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsiya, pursuant to which OAO Gazprom
will grant OOO Gazprom Komplektatsiya temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Komplektatsiya
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Komplektatsiya Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Komplektatsiya Level" and "Electronic Archive
Module at OOO Gazprom Komplektatsiya Level"
for a period not exceeding 12 months, and OAO
Gazprom Komplektatsiya will make payment for
using such property up to a maximum amount
of 15.7 million Rubles
9.31 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OAO Gazprom
will grant OOO Gazprom Tsentrremont temporary
possession and use of the software and hardware
complexes "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Tsentrremont
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Tsentrremont Level", and "Electronic
Archive Module at OOO Gazprom Tsentrremont
Level" for a period not exceeding 12 months,
and OOO Gazprom Tsentrremont will make payment
for using such property up to a maximum amount
of 16.1 million Rubles
9.32 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which OAO Gazprom will grant ZAO
Gaztelecom temporary possession and use of
communications facilities comprised of buildings,
communications lines, communications networks,
cable duct systems and equipment, which are
located in the city of Moscow, the city of
Saint Petersburg, the city of Maloyaroslavets,
the city of Rostov-on-Don, the city of Kaliningrad,
the Moscow Region and the Smolensk Region of
the Russian Federation, and in the territory
of the Republic of Belarus, as well as the
software and hardware solutions "System for
Managing OAO Gazprom's Property and Other Assets
at ZAO Gaztelecom Level (ERP)" and "Electronic
Archive Module at ZAO Gaztelecom Level" for
a period not exceeding 12 months, and ZAO Gaztelecom
will make payment for using such property up
to a maximum amount of 360.5 million Rubles
9.33 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
will grant OAO Gazprom Gazoraspredeleniye temporary
possession and use of the property complex
of a gas-distribution system comprised of facilities
intended for the transportation and feeding
of gas directly to consumers (gas pipeline
branches, distribution gas pipelines, inter-township
and intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
units, and buildings), and use of the software
and hardware solutions "System for Managing
OAO Gazprom's Property and Other Assets at
OAO Gazpromregiongaz Level (ERP) ", "OAO Gazprom
Long-Term Investments Reporting and Analysis
System (LTIAA) (Second Phase) at OAO Gazpromregiongaz
Level", and "Electronic Archive Module at OAO
Gazpromregiongaz Level" for a period not exceeding
12 months, and OAO Gazprom Gazoraspredeleniye
will make payment for using such property up
to a maximum amount of 935.7 million Rubles
9.34 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Druzhba,
pursuant to which OAO Gazprom will grant OAO
Druzhba temporary possession and use of the
facilities of Druzhba vacation center (hotels,
effluent treatment facilities, transformer
substations, entrance checkpoints, cottages,
utility networks, metal fences, parking areas,
ponds, roads, pedestrian crossings, sites,
sewage pumping station, sports center, roofed
ground-level arcade, servicing station, diesel-generator
station, boiler house extension, storage facility,
Fisherman's Lodge, garage, garage with administrative
and amenity building, stela, as well as service
machinery, equipment, furniture and accessories)
situated in the Moscow Region, Naro-Fominsk
District, village of Rogozinino, for a period
not exceeding 12 months, and OAO Druzhba will
make payment for using such property up to
a maximum amount of 278.32 million Rubles
9.35 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank, acting as a customs broker, will
issue guarantees to the Russian Federation's
customs authorities in respect of OAO Gazprom's
obligations to pay customs duties and eventual
interest and penalties, with a maximum amount
equivalent to one million Euros, with a fee
due to the bank at a rate not exceeding 1%
per annum of the amount of the guarantee
9.36 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
undertakes, acting on behalf of OOO Gazprom
Mezhregiongaz and upon its instructions, to
declare for customs purposes the natural gas
transported by pipeline across the customs
border of the Russian Federation, and OOO Gazprom
Mezhregiongaz undertakes to pay for such services
in the amount not exceeding 3,000 Rubles per
cargo customs declaration, as well as the value
added tax at the rate required by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 170,000 Rubles
9.37 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom undertakes, acting
on behalf of OAO NOVATEK and upon its instructions,
to declare for customs purposes the natural
gas transported by pipeline across the customs
border of the Russian Federation, and OAO NOVATEK
undertakes to pay for such services in the
amount not exceeding 1.58 Rubles per thousand
cubic meters of natural gas, as well as the
value added tax at the rate required by the
effective legislation of the Russian Federation,
on the basis of the monthly volume of the transported
natural gas, up to an aggregate maximum amount
of 42.7 million Rubles
9.38 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom undertakes,
acting on behalf of OAO Gazprom Neft and upon
its instructions, to declare for customs purposes
the natural gas transported by pipeline across
the customs border of the Russian Federation,
and OAO Gazprom Neft undertakes to pay for
such services in the amount not exceeding 1.58
Rubles per thousand cubic meters of natural
gas, as well as the value added tax at the
rate required by the effective legislation
of the Russian Federation, on the basis of
the monthly volume of the transported natural
gas, up to an aggregate maximum amount of 960,000
Rubles
9.39 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz undertakes, acting upon OAO Gazprom's
instructions, for a total fee not exceeding
476.43 million Rubles, in its own name, but
for OAO Gazprom's account, to accept gas produced
by OAO Gazprom and the latter's affiliates
and sell it through the electronic trading
site of OOO Gazprom Mezhregiongaz and at a
commodity exchange in the amount not exceeding
21.25 billion cubic meters for the sum not
exceeding 47.64 billion Rubles
9.40 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz will deliver and OAO Gazprom
will accept (take off) gas purchased by OOO
Gazprom Mezhregiongaz from independent entities
in the amount not exceeding 12 billion cubic
meters and will make payment for the gas up
to an aggregate maximum amount of 43.9 billion
Rubles
9.41 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OOO Gazprom Export
undertakes, acting upon OAO Gazprom's instructions
and for a total fee not exceeding 300 million
Rubles, in its own name, but for OAO Gazprom's
account, to accept commercial products owned
by OAO Gazprom, including crude oil, gas condensate,
sulphur and refined products (gasoline, liquefied
gases, diesel oil, fuel oil etc.) and sell
them in the market outside the territory of
the Russian Federation, in the amount not exceeding
5.5 million tons for the sum not exceeding
60 billion Rubles
9.42 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Northgas,
pursuant to which ZAO Northgas will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 60 million cubic
meters, deliverable on a monthly basis, and
OAO Gazprom will make payment for the gas up
to an aggregate maximum amount of 61 million
Rubles
9.43 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Severneftegazprom,
pursuant to which OAO Severneftegazprom will
deliver, and OAO Gazprom will accept (take
off), gas in the amount not exceeding 17 billion
cubic meters, and OAO Gazprom will make payment
for the gas up to an aggregate maximum amount
of 30.09 billion Rubles
9.44 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg will deliver, and OAO Gazprom
will accept (take off), unstable crude oil
in the amount not exceeding 800 thousand tons,
and OAO Gazprom will make payment for the crude
oil up to an aggregate maximum amount of 7
billion Rubles
9.45 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO NOVATEK will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 41 billion cubic
meters, and OAO Gazprom will make payment for
the gas up to an aggregate maximum amount of
72.57 billion Rubles
9.46 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tomskgazprom,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 3.6
billion cubic meters, and OAO Tomskgazprom
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 2 billion Rubles
9.47 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of gas in a total amount
not exceeding 82 billion cubic meters across
the territory of the Russian Federation and
the Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will make payment for the services
related to arranging for the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 157.3 billion Rubles
9.48 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 7 billion
cubic meters and OAO Gazprom Neft will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 5.047 billion Rubles
9.49 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 57.9
billion cubic meters and OAO NOVATEK will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 89.7 billion Rubles
9.50 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the injection
of gas owned by OAO NOVATEK into underground
gas storage facilities and its storage in such
facilities in the amount not exceeding 3.45
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for gas injection and storage up to an aggregate
maximum amount of 2.35 billion Rubles, as well
as OAO Gazprom will provide services related
to arranging for the offtaking from underground
gas storage facilities of the gas owned by
OAO NOVATEK in the amount not exceeding 1.95
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for the off-taking of gas up to an aggregate
maximum amount of 66.518 million Rubles
9.51 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and a/s Latvijas
Gaze, pursuant to which OAO Gazprom will sell,
and a/s Latvijas Gaze will purchase, gas in
the amount not exceeding 1.37 billion cubic
meters for an aggregate maximum amount of 424.7
million Euros in 2012 and pursuant to which
a/s Latvijas Gaze will provide services related
to injection into and storage in the Incukalna
underground gas storage facility of gas owned
by OAO Gazprom, and related to its off-taking
and transportation across the territory of
the Republic of Latvia in 2012 in the following
amounts: services related to the injection
of gas into storage facility and services related
to storage of gas and its off-taking - in the
amount not exceeding 900 million cubic meters,
and services related to the transportation
of gas - in the amount not exceeding 1.8 billion
cubic meters, and OAO Gazprom will make payment
for such services up to an aggregate maximum
amount of 22.1 million Euros
9.52 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AB Lietuvos
Dujos, pursuant to which OAO Gazprom will sell,
and AB Lietuvos Dujos will purchase, gas in
the amount not exceeding 1.72 billion cubic
meters with an aggregate maximum amount of
535 million Euros in 2012 and pursuant to which
AB Lietuvos Dujos will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Lithuania
in the amount not exceeding 2.5 billion cubic
meters in 2012 and OAO Gazprom will make payment
for the gas transportation services up to an
aggregate maximum amount of 12.35 million Euros
9.53 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and UAB Kauno
termofikacijos elektrine , pursuant to which
OAO Gazprom will sell, and UAB Kauno termofikacijos
elektrine will purchase, gas in the amount
not exceeding 410 million cubic meters for
an aggregate maximum amount of 127.1 million
Euros in 2012
9.54 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AO Moldovagaz,
pursuant to which OAO Gazprom will sell and
AO Moldovagaz will purchase gas in the amount
not exceeding 10.4 billion cubic meters for
an aggregate maximum amount of 3.3 billion
U.S. Dollars in 2012-2014 and pursuant to which
AO Moldovagaz will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Moldova
in the amount not exceeding 70 billion cubic
meters in 2012-2014, and OAO Gazprom will make
payment for services related to the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 170 million U.S. Dollars
9.55 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and KazRosGaz
LLP, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas owned by KazRosGaz LLP across the territory
of the Russian Federation as follows: in 2011
- in the amount not exceeding 10.5 billion
cubic meters, and KazRosGaz LLP will make payment
for the services related to arranging for the
transportation of gas via trunk gas pipelines
up to an aggregate maximum amount of 43.5 million
U.S. Dollars, in 2012 - in the amount not exceeding
15 billion cubic meters, and KazRosGaz LLP
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 58 million U.S. Dollars
9.56 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprom
Germania GmbH, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of natural gas owned
by GAZPROM Germania GmbH across the territory
of the Republic of Kazakhstan, the Republic
of Uzbekistan, the Russian Federation, and
the Republic of Belarus in the amount not exceeding
63.3 billion cubic meters, and GAZPROM Germania
GmbH will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 1.8 billion U.S. Dollars
9.57 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
acting upon OAO Gazprom's instructions and
for a fee with an aggregate maximum amount
of 200,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
work, including work required for the performance
of start-up and commissioning work
9.58 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, acting upon OAO Gazprom's instructions
and for a fee with an aggregate maximum amount
of 900,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
operations, including those of preparatory
and support nature, required for the performance
of start-up and commissioning work and the
commissioning of OAO Gazprom's facilities
9.59 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, acting upon OAO Gazprom's
instructions and for a fee with an aggregate
maximum amount of 450,000 Rubles, in its own
name, but for the account of OAO Gazprom, to
ensure in 2011-2012 arrangement of operations
related to the development and assessment of
cost estimate documentation, start-up and commissioning
work at OAO Gazprom's facilities, commissioned
under investment project implementation contracts,
in the "under-load" mode as well as other work,
required for the performance of "under-load"
start-up and commissioning work
9.60 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
acting upon OAO Gazprom's instructions, for
a fee with an aggregate maximum amount of 950,000
Rubles, in its own name, but for the account
of OAO Gazprom, to ensure in 2011-2012 arrangement
of operations related to the development and
assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities, commissioned under investment project
implementation contracts, in the "under-load"
mode as well as other work, required for the
performance of "under-load" start-up and commissioning
work
9.61 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsia, pursuant to which OOO Gazprom
Komplektatsia undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, for
a total fee not exceeding 25.42 million Rubles
to provide services related to supplies of
well-repair equipment for the specialized subsidiaries
of OAO Gazprom
9.62 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
Space Systems undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to the implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 1.7 million
Rubles
9.63 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 29,593.7 million Rubles
9.64 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 228.5 million
Rubles
9.65 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, during the period between July
1, 2011 and December 31, 2012, acting upon
OAO Gazprom's instructions, to provide services
related to implementation of OAO Gazprom's
investment projects involving construction
and commissioning of facilities, and OAO Gazprom
undertakes to pay for such services up to a
maximum amount of 6,733.2 million Rubles
9.66 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to maximum amount
of 2,261.6 million Rubles
9.67 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 3,754 million
Rubles
9.68 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which ZAO Gaztelecom undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 71.55 million Rubles
9.69 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of loss or destruction of, or damage
to, including deformation of the original geometrical
dimensions of the structures or individual
elements of, machinery or equipment; linear
portions, technological equipment and fixtures
of trunk gas pipelines, petroleum pipelines
or refined product pipelines; property forming
part of wells; natural gas held at facilities
of the Unified Gas Supply System in the course
of transportation or storage in underground
gas storage reservoirs ("insured property"),
as well as in the event of losses incurred
by OAO Gazprom as a result of an interruption
in production operations due to destruction
or loss of or damage to insured property ("insured
events"), to make payment of insurance compensation
to OAO Gazprom or OAO Gazprom's subsidiary
companies to which the insured property has
been leased (beneficiaries) up to the aggregate
insurance amount not exceeding 10 trillion
Rubles in respect of all insured events, and
OAO Gazprom undertakes to pay OAO SOGAZ an
insurance premium with an aggregate maximum
amount of 5.5 billion Rubles, with each agreement
having a term of one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON Non-Voting No vote
MEETING 854101, WHICH WILL CONTAIN RESOLUTION
ITEMS 9.70 TO 11.11. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703154992
--------------------------------------------------------------------------------------------------------------------------
Security: X7204C106
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: RU0007661625
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854100 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854101 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
9.70 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that harm is caused to the life,
health or property of other persons or the
natural environment as a result of an emergency
or incident occurring, among other things,
as a result of a terrorist act at a hazardous
industrial facility operated by OAO Gazprom
("insured events"), to make an insurance payment
to physical persons whose life, health or property
has been harmed, to legal entities whose property
has been harmed or to the state, acting through
those authorized agencies of executive power
whose competence includes environmental protection
management, in the event that harm is caused
to the natural environment (beneficiaries)
up to an aggregate insurance amount not exceeding
30 million Rubles, and OAO Gazprom undertakes
to pay an insurance premium with an aggregate
maximum amount of 100,000 Rubles, with each
agreement having a term of one year
9.71 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes - in
the event that any harm is caused to the life
or health of OAO Gazprom's employees ("insured
persons") as a result of an accident that occurs
during the insured period or a disease having
been diagnosed during the effective period
of the respective agreements ("insured events"),
to make an insurance payment to the insured
person or to the person designated by him (her)
as his (her) beneficiary or to the heirs of
the insured person (beneficiaries), up to an
aggregate insurance amount of 680 billion Rubles,
while OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount of 60 million Rubles, with each agreement
having a term of one year
9.72 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any employees of OAO Gazprom
or members of their families or retired former
employees of OAO Gazprom or members of their
families (insured persons who are beneficiaries)
apply to a health care institution for medical
services ("insured events"), to arrange and
pay for such medical services to the insured
persons up to the aggregate insurance amount
not exceeding 550 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance premium
with an aggregate maximum amount of 1.3 billion
Rubles, with each agreement having a term of
one year
9.73 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of: assertion of claims against members
of the Board of Directors or the Management
Committee of OAO Gazprom who are not persons
holding state positions in the Russian Federation
or positions in the state civil service (insured
persons) by physical persons or legal entities
for whose benefit the agreement will be entered
into and who could suffer harm, including shareholders
of OAO Gazprom, debtors and creditors of OAO
Gazprom, employees of OAO Gazprom, as well
as the Russian Federation represented by its
authorized agencies and representatives (third
parties (beneficiaries)) for compensation of
losses resulting from unintentional erroneous
actions (omissions) by insured persons in the
conduct by them of their management activities;
incurrence by insured persons of judicial or
other costs to settle such claims; assertion
of claims against OAO Gazprom by third persons
(beneficiaries) for compensation of losses
resulting from unintentional erroneous actions
(omissions) by insured persons in the conduct
by them of their management activities on the
basis of claims asserted with respect to OAO
Gazprom's securities, as well as claims originally
asserted against insured persons; incurrence
by OAO Gazprom of judicial or other costs to
settle such claims ("insured events"), to make
an insurance payment to third parties (beneficiaries)
whose interests have been harmed, as well as
insured persons and/or OAO Gazprom in the event
of incurrence of judicial or other costs to
settle claims for compensation of losses, up
to the aggregate insurance amount not exceeding
the Rubleequivalent of 100 million U.S. Dollars,
and OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount equal to the Ruble equivalent of two
million U.S. Dollars, with such agreement having
a term of one year
9.74 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of any liability incurred by OAO
Gazprom in its capacity as a customs broker
as a result of any harm caused to the assets
of any third persons represented by OAO Gazprom
in connection with the conduct of customs operations
(beneficiaries) or as a consequence of any
breaches of the contracts signed with such
persons ("insured events"), to make an insurance
payment to the persons concerned in an aggregate
maximum amount of 20 million Rubles payable
in each insured event, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in an
aggregate maximum amount of one million Rubles,
with such agreement having a term of three
years
9.75 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any harm (damage or destruction)
is caused to a transportation vehicle owned
by OAO Gazprom or that such vehicle is stolen
or hijacked or that any of the individual components,
parts, units, devices, and supplementary equipment
installed on such transportation vehicle is
stolen ("insured events"), to make an insurance
payment to OAO Gazprom (as the beneficiary)
up to the aggregate insurance amount of 1,180.7
million Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium with
an aggregate maximum amount of 22.44 million
Rubles, with each agreement having a term of
one year
9.76 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
Gazprombank (Open Joint Stock Company), ZAO
Gaztelecom, OAO Gazprom Promgaz, OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO Gazprom
Space Systems, OOO Gazprom Komplektatsiya,
OAO Gazprom Neft, ZAO Gazprom Neft Orenburg,
OAO Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO Tsentrgaz,
OOO Gazprom Tsentrremont, and ZAO Yamalgazinvest
(the "Contractors"), pursuant to which the
Contractors undertake to provide from August
30, 2011 to December 31, 2011, acting upon
OAO Gazprom's instructions, the services of
arranging for and carrying out a stocktaking
of fixed assets of OAO Gazprom that are to
be leased to the Contractors, and OAO Gazprom
undertakes to make payment for such services
up to a maximum amount of three million Rubles
9.77 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, pre-investment
research work for OAO Gazprom covering the
following subjects: "Substantiation of investments
in the commercial development and utilization
of methane in coal beds on the basis of results
obtained from the pilot and experimental-commercial
development of first-in-line fields over 2010-2012",
"Substantiation of investments in the reconstruction
of a gas supply system at the Cherepovets industrial
hub", and "Feasibility study of the possibility
to make additional supplies of gas to the south-western
areas of the Krasnodar Province in the amounts
of up to five billion cubic meters per annum"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 145
million Rubles
9.78 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the cost analysis of design and surveying
works as part of the estimated value of the
construction project in accordance with the
approved project documents with due regard
for the type and capacity of the respective
facility on the basis of the relevant methods
approved by OAO Gazprom Promgaz, normative-cost
support for the Comprehensive Plan of Measures
to Optimize the Costs of OAO Gazprom, research
to analyze the effective regulatory frameworks
and draft a program for the preparation of
further regulatory documents for the designing
of facilities of OAO Gazprom in 2011-2012,
expert reviews of cost estimates for design
and surveying works, as submitted by customers
in regard to the implementation of investment
projects contemplated by OAO Gazprom upon being
prepared on the basis of the relevant methods
approved by OAO Gazprom Promgaz, the production
of collected cost estimates for serial equipment,
logistical support, and human resources by
the concentrated construction clusters to the
extent concerning OAO Gazprom facilities as
at January 1, 2012, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 112.1 million Rubles
9.79 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the implementation of programs for the scientific
and technical cooperation of OAO Gazprom with
foreign partner companies, and OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of two million
Rubles
9.80 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Feasibility study of options for underground
coal gasification (UCG) enterprises to generate
electricity and produce a synthetic substitute
natural gas (SNG)" and "Process operational
diagram for the development of the Chikansky
gas-condensate field in the Irkutsk Region"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 25
million Rubles
9.81 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of technical proposals for efficient
power plant use on the basis of renewable energy
sources and non-conventional hydrocarbon energy
resources", "Improvements to the regulatory
and methodological basis for increases in the
energy efficiency of buildings and structures
and to the utilization of fuel and energy resources
at OAO Gazprom facilities", "Analysis of the
possibility to employ innovative heat-recycling
technologies for the compressor stations of
OAO Gazprom with a view to raising energy efficiency",
"Assessment of potential damage to the natural
environment (wildlife, flora, water biological,
forest, land, and other resources), including,
but not limited to, the effects of accidents,
and the preparation of an integral program
of nature-conservation and countervailing nature-conservation
measures for all OAO Gazprom facilities during
the development of gas-producing, gas-transportation,
gas processing, and gas-chemical capacities
in Eastern Siberian and Far Eastern regions",
and "Preparation of proposals to increase the
efficiency of using gas pipeline branches and
gas distribution systems" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 82.68 million Rubles
9.82 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Assessment of the possibility to use liquefied
natural gas with a view to evening out seasonal
vacillations in gas-distribution systems",
"Preparation of circuit designs and proposals
for the future use of heat-pump devices using
gas drives and new environmentally-friendly
cooling agents at OAO Gazprom facilities and
in the regional energy sectors", "Preparation
of a program for the reconstruction and technical
re-equipment of gas facilities at the Gazprom
group in 2012", and "Preparation of collected
labor cost estimates for the purposes of calculating
the values of design and surveying works at
OAO Gazprom facilities" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 89 million Rubles
9.83 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of methods for the assessment
of financial and economic efficiency in the
development of coal-methanol fields with due
regard for public and regional effects", "Guidelines
for improvements to the regulatory base governing
the use of liquefied hydrocarbon, liquefied
natural and compressed natural gas for gasification
purposes", "Preparation of regulatory documents
to govern research to analyze technical risks
in gas distribution systems and proposals to
reduce damage from accidents and emergencies",
and "Preparation of recommendations on methods
to determine optimum periods for phasing out
gas-transportation system facilities for reconstruction"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 117
million Rubles
9.84 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of procedures for preparing a
reclamation plan for the construction of gas-transportation
facilities" and "Projections regarding the
commissioning of gas pipeline branches in the
years up to 2030" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 144 million Rubles
9.85 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Scientific support for the development of
coal-methanol fields in Kuzbass" and "Preparation
of a master plan for gas supplies and conversion
to gas services in the Kemerovo Region" and
to deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 222.9
million Rubles
9.86 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of two years after
their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in maintaining the information portal of the
Office for Conversion to Gas Services and Gas
Uses in order to monitor, diagnose, and manage
gas facilities, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 8.3 million Rubles
9.87 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Studies of information about oil and gas occurrence,
and assessments of hydrocarbon resources, in
the Republic of Buryatia, determinations of
outlook and guidelines for geological exploration,
and proposals regarding mineral-commodity base
identification. Opinion on the hydrocarbon
resources available in the Republic of Buryatia
and the possibility to use the same for the
purposes of changing over to gas services",
"Research into the possibility to use non-conventional
gas-supply sources (coal-bed methane, gas hydrates,
shale gas, smallsized fields, etc.) in the
Republic of Buryatia for its conversion to
gas services. Relevant recommendations", and
"Market research and determinations of the
possible sales volumes, timing, prices, and
target markets in regard to products of gas
processing. Opinion on the advisability of
building a gas-condensate processing factory
in the Republic of Buryatia and proposals relating
to the program for extending the network of
gas filling stations and bottledgas driven
automobile fleets" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 71.5 million Rubles
9.88 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, to provide services
involved in the preparation of proposals to
enlist partner companies in the development
of hydrocarbon fields the economic indicators
concerning which fail to meet corporate requirements
for returns on investments, scientific and
methodological support for implementation of
the Program for increasing the efficiency of
air ventilation and air conditioning systems
at OAO Gazprom entities, the preparation of
an updated Program for the years until 2015,
scientific and methodological support for programs
to reconstruct the heat-supply systems of OAO
Gazprom (boiler equipment, recyclers, heat-supply
networks, instrumented lighting, and water-treatment
facilities), and the preparation of an integral
program for the reconstruction of heat-supply
facilities at OAO Gazprom in the years until
2018, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 70.7 million Rubles
9.89 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the Gazprom Corporate Standard
'Operating rules for the water-supply and water-disposal
systems of OAO Gazprom'", "Preparation of the
Gazprom Corporate Standard 'Regulations on
the start-up and commissioning of the heat-and-power
equipment of heat-supply systems'", "Preparation
of the Gazprom Corporate Standard 'Regulations
on the array of preventive maintenance repairs
on the heat-and-power equipment of heat-supply
systems'", "Preparation of the Gazprom Corporate
Standard 'Uniform technical requirements for
the choice of basic boiler equipment for the
heat-supply systems of OAO Gazprom'", and "Proposals
for first-in-line facilities for the use of
coal-bed methane on the basis of the master
scheme for gas supplies and conversion to gas
services in the Kemerovo Region" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 75 million Rubles
9.90 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of three
years after their execution, acting upon OAO
Gazprom's instructions, services involved in
the conduct of analysis and the preparation
of proposals regarding the participation of
OAO Gazprom in the activities of the International
Gas Union and the performance of a due diligence
review of cost estimate documentation on the
commissioning of OAO Gazprom facilities, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 117.7 million Rubles
9.91 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of options for power supplies
to priority customers among remote townships
in the Yamalo-Nenetsky Autonomous District
(Muzhi, Yar-Sale, Gyda, and Tolka)", "Concept
for the comprehensive development of power
supplies in the Yamalo-Nenetsky Autonomous
District", "Program for power supplies and
for increases in their energy efficiency in
the city of Salekhard", "Concept for the development
of the gas-chemical industry in the Yamalo-Nenetsky
Autonomous District", and "Development of basic
principles and methods for the exploration,
opening-up, and exploitation of minor-reserve
fields in order to optimize hydrocarbon production
costs", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 145 million Rubles
9.92 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform to perform during the
period of three years after their execution,
acting upon OAO Gazprom's instructions, research
work for OAO Gazprom covering the following
subjects: "Drafting of a regulatory document
on the safety of autonomous systems for liquefied
hydrocarbon gas supplies to private households",
"Preparation of a multitier integrated model
for the dispatcher control of gas flows", "Development
of methodological approaches to the diagnostic
maintenance, and the evaluation and forecasting
of the technical condition, of the gas pipeline
branches of OAO Gazprom and the situation with
their technical diagnosis", "Development of
methods and ways for the assessment of the
technically feasible throughput capacity and
productivity of trunk gas distribution pipelines
and gas pipeline branches", "Preparation of
recommendations for substantiating the parameters
of trunk gas transport systems at the pre-design
stage to ensure the adaptability of such facilities
upon the materialization of different risk
factors", and "Analysis of the efficiency of
conversion to gas services, and the reconstruction
and operation of gas-distribution organizations"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 220.92
million Rubles
9.93 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory-methodological documents
for the development of the System for the management
of the technical condition and integrity of
the gastransportation system", "Preparation
of regulatory documents for the Integrated
System for Labor Protection and Industrial
Safety at OAO Gazprom", "Preparation of a complex
of technical decisions towards the efficient
use of low-pressure gas at the later stage
in field development, and methods for the long-term
(three to five years) planning of geological
and technical measures relating to the well
stock of OAO Gazprom", "Development of technical
requirements for polymer, composite, and geotextile
materials, and proposals for their use during
the construction, reconstruction, and overhaul
of gas pipelines under different natural and
climatic conditions", "Preparation of methods
for the assessment of the operating reliability,
risks, and safe service life of the multiplex
trunk gas pipeline being built between Bovanenkovo
and Ukhta in challenging northern natural and
climatic conditions and in regions of multi-year
frozen rocks", and "Preparation of a model
and methods for calculating gas flows planned
to go by different sections of the gas-transportation
system of the Integrated Gas-supply Network
over the short-term period for operational
dispatch management purposes" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 325.5 million
Rubles
9.94 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the document 'Standardization
Systems of OAO Gazprom', establishing procedures
for the distribution of environmental-protection
functions between the customer and the contractor
during the construction and overhauling of
facilities", "Preparation of methods for the
identification and assessment of ecological
aspects with due regard for the need to expand
the scope of application of OAO Gazprom's ecological
management system", "Technical requirements,
ways, and means for preventing the degradation
of landscapes in the Far Northern territories
being developed by OAO Gazprom", "Preparation
of regulatory documents on the organization
and exercise of production-related ecological
supervision and monitoring during geological-exploration,
drilling, and hydrocarbon-field infrastructuredevelopment,
exploitation, and closure operations in the
Far North and on the Arctic shelf", and "Development
of methods to project demand for gas in Russia
with due regard for different scenarios for
the development of the gas-transportation network
and distribution systems for gas supplies,
and the impact of gas-price changes compared
with movements in prices for alternative fuel"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 88.8
million Rubles
9.95 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of a regulatory base to govern
the system for the metrological support of
geophysical well research at hydrocarbon fields
and in the underground gas storages of OAO
Gazprom", "Analysis and generalization of geological
and geophysical information, and the identification
of regional regularities in the variability
of the structure and properties of the geological
environment on the north-eastern shelf of the
Sakhalin island. Creation of a standing regional
digital geological and geophysical model of
the north-eastern shelf of the Sakhalin island",
"Drafting of an array of regulatory documents
on geophysical research and the prospecting,
exploration, and development of hydrocarbon
fields and the construction and operation of
the underground gas storages of OAO Gazprom",
and "Development of technologies for multiwave
seismic research for mapping purposes and permafrost
zone studies at hydrocarbon fields", and to
deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 192.66
million Rubles
9.96 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on energy-related
reviews of OAO Gazprom subsidiaries", "Preparation
of regulatory documents on energy conservation
at OAO Gazprom in accordance with the applicable
requirements of Federal Law No. 261-FZ 'On
Energy Conservation, Increases in Energy Efficiency,
and Amendments to Certain Legislative Acts
of the Russian Federation', dated November
23, 2009", "Drafting of a strategic program
for the development of innovative technologies
for the large-scale production of hydrogen-based
energy carriers", "Development of methods for
the fixing of rates applicable to electric
power uses for the user's own and technological
needs at the gas production and processing
facilities of OAO Gazprom", "Development of
technological solutions to raise the energy
efficiency of technical facilities for the
processing of gas, gas condensate, and oil",
"Preparation of a regulatory base to govern
energy conservation and increases in energy
efficiency during the drilling and overhauling
of wells at OAO Gazprom", and "Reviews of materials
published in the foreign scientific, technical,
and economic informational sources, and the
preparation of recommendations on its use in
gas technologies", and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 160.1 million Rubles
9.97 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of proposals concerning the level
of increasing factors applicable to the prices
set in Price List No. 26-05-28 'Wholesale Prices
for the Capital Repairing, Diagnostics, and
Maintenance of Equipment and Structures at
OAO Gazprom Facilities in 2012'", "Preparation
of recommendations on gas-price differentiation
for industrial customers depending on seasonal
fluctuations in gas consumption", "Preparation
of recommendations on improvements to the pricing
formula for gas supplied to industrial customers
in the Russian Federation", "Preparation of
recommendations on the development of schemes
for and the efficiency assessment of gas supplies
from different suppliers to consumers", and
"Identification of risks associated with movements
in prices and demand for gas for the implementation
of the long-term strategy of OAO Gazprom on
external markets, and the preparation of recommendations
on the minimizing of such risks", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 83.1 million
Rubles
9.98 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Geographical analysis and projection of increases
in the use of natural gas by power-generating
facilities in Russian regions with account
taken of the existing uncertainty about the
future situation on the market of electric
power and generating capacity, and the preparation
of proposals to make gas-balance forecasts
more dependable and accurate", "Analysis of
new technologies for the generation and consumption
of energy, and assessments of potential related
consequences for the fuel-and-energy balance
and the strategic development of OAO Gazprom",
"Preparation of methodological and mathematical
support, algorithms, and a set of indicators
for domestic energy market analysis and prognosis
and for optimizing OAO Gazprom operations on
domestic energy markets", and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 120 million Rubles
9.99 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents to establish
requirements for the startup and commissioning
of OAO Gazprom facilities", "Preparation of
a regulatory and methodological basis for project
and program management at OAO Gazprom", "Preparation
of recommendations on methods to evaluate the
efficiency of pre-investment research", "Integrated
assessment of the best existing and prospective
technologies to ensure the ecologically safe
production, treatment, transportation, storage,
and processing of hydrocarbons at OAO Gazprom",
and "Setting of normatives regarding caps on
the costs of capital repairs of different types
of fixed assets at the gas-producing organizations
of OAO Gazprom in 2012-2014", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 60.756 million
Rubles
9.100 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on improvements
to the management of energy facilities", "Drafting
regulations on investigations to look into
the causes behind disruptions in the operations
of energy facilities at OAO Gazprom", "Preparation
of technical regulatory documents on the maintenance
and repair of equipment at the electrical facilities
of OAO Gazprom", "Development of complete equipment
modules for power supplies on the basis of
power plants using solid-polymer fuel elements
to provide electricity to OAO Gazprom facilities",
"Development of technical requirements for
generating units and power stations with due
regard for the experience of operating power
stations at OAO Gazprom in order to meet its
own needs", and "Preparation of proposals to
optimize power loans on gas-transportation
facilities at OAO Gazprom with due regard for
the special features of the respective technologies",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 138.618
million Rubles
9.101 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of large-tonnage technologies
for the combined production of liquefied natural
gas and helium concentrate / helium during
the processing of gas from fields in Eastern
Siberia and the Far East", "Development of
technologies for the production of a mix of
liquid gasoline and diesel hydrocarbons (light
synthetic oil) from natural gas", "Drafting
of regulations on the designing of a pilot
gas-production and gas-processing / gas-chemical
complex on the basis of the Chikansky gas-condensate
field", "Technical and economic analysis of
the processes of recovering helium from the
gas flows directed to local consumers in Eastern
Siberia and the Far East", and "Drafting of
a program for the implementation of the Strategy
for the Development of the Helium Industry
on the Basis of the Helium Fields of OAO Gazprom",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 212
million Rubles
9.102 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Analysis of production, technical, and economic
indicators to be achieved in the development
of the processing capacities of OAO Gazprom
in the period until the year 2030", "Technical
and economic assessment of the efficiency of
projects to launch synthetic liquid fuel production
operations", "Development and technical and
economic analysis of technologies for the comprehensive
refining of matrix oil with the maximum extraction
of valuable products", and "Improvements to
technologies for the low-tonnage production
of liquefied natural gas used as a motor fuel
with a view to obtaining products of the requisite
quality", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 262 million Rubles
9.103 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on the
technical maintenance and repair of equipment
and structures at the underground gas storages
of OAO Gazprom", "Preparation of scientific
and technical proposals for the all-round development
of the Kirinsky block of the Sakhalin-3 project",
"Preparation of regulatory documents on the
operation of concentric-tubing wells sunk at
the Valanginian deposits in the Nadym-Pur-Tazovsky
region", "Preparation of regulatory documents
on an industrial-safety system for underground
gas storages", "Analysis of results attained
in the reconstruction and technical re-equipment
of gasproduction facilities over 2011-2013,
and the preparation of regulatory documents
on the technological monitoring of field infrastructure
development facilities", "Preparation of an
array of technical solutions for the development
of gas and gas-condensate wells at the later
stage in field development", "Drafting of regulations
on the technological audit of equipment at
facilities for the production of gas and gas
condensate and for the preparation of those
commodities for transportation", "Preparation
of methodological support for the monitoring
of geological and economic indicators in geological
exploration and for the differentiated calculation
of efficiency indicators in geological exploration
with a breakdown by the operating areas of
OAO Gazprom", and "Development of technical
and technological solutions for hydrofracturing
in slightly sloping and flat wells with due
regard for the respective bottom-hole designs",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 224.31
million Rubles
9.104 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of comprehensive geophysical technologies
for the exercise of control over the tapping
of hydrocarbon fields and the operation of
underground gas storages", "Preparation of
proposals on arrangements to monitor basic
indicators concerning the consumption and technological
losses of hydrocarbons (natural combustible
gas, gas condensate, oil, and casinghead gas)
at fields developed by the producing subsidiaries
of OAO Gazprom", "Drafting of a comprehensive
earmarked program for the development of Senonian-Turonian
gas deposits in the north of Western Siberia",
"Development of technical solutions for hydrocarbon
field exploitation on particularly shallow,
freezing shelves in the Russian Federation
(on the example of the Primayalsky shelf in
the Kara Sea)", "Development of methods and
technologies for the integrated analysis of
geological and geophysical data arrays with
a view to ensuring qualitative improvements
to the accuracy of geological exploration",
and "Development of technical and technological
solutions for the construction of prospecting
and exploration wells on the Semakovsky, Antipayutinsky,
and Tota-Yakhinsky license sites", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 225.238 million
Rubles
9.105 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Stratification of Achimovskoye field laydowns
on the license sites and fields of OAO Gazprom
in the Yamalo-Nenetsky Autonomous District",
"Preparation of proposals for the typification
of collectors with due regard for special mass-transfer
features as part of efforts to work out methods
for the differentiated assessment of gas-condensate
yields from different types of collectors,
among them low-permeability ones, and recommendations
for the remaining reserves of complex-structure
fields to be developed", "Drafting of an all-round
earmarked program for the development of non-conventional
gas resources (gas hydrates, shale and coal
gases, and close-grained collector gas)", "Preparation
of recommendations on methods to model technological
regimes for the operation of systems for the
collection, intra-field transportation, and
field treatment of Cenomanian-deposit gas during
the exploitation, field infrastructure development,
and reconstruction of fields", and "Calculation
of commercial reserves at, and the preparation
of a plan for the commercial development of,
the southern part of the Vuktylsky oil-and
gas-condensate field for the combined production
and exploitation of residual hydrocarbons and
oilfield industrial waters", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 233.95 million
Rubles
9.106 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of recommendations on the development
of complex-research methods for bedded structures
during the choice of plans and methods to exploit
under-gas-cap oil fringes on the basis of experimental
work and hydrodynamic computations", "Technical
and economic assessment of the existing condition
of and development prospects for shale-gas
production operations in Russia and elsewhere
in the world", "Study of the status and prognosis
of operations to develop the mineral-commodity
base and the producing and exporting potential
of the gas industry in CIS countries in the
years up to 2035", "Development of a concept
and plans for the ecologically safe development
of license sites in territories under special
protection", and "Improvements to technologies
for the construction of wells on Western Siberian
fields", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 255.478 million Rubles
9.107 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of the more promising directions
in searches for hydrocarbon fields in Eastern
Siberia on the basis of findings from the integrated
analysis of the latest geological and geophysical
data and the results of prospecting and exploration
efforts over the preceding period", and "Forecast
for the development of the raw-material basis
of Russia's industry in the period till the
year 2050", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 213.785 million Rubles
9.108 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the subject: "Upgrades
to the technology for natural gas conversion
using a bi-functional catalyst to produce synthetic
liquid fuel, and proposals for the implementation
of resulting solutions on a pilot-commercial
scale", and to deliver the research result
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research result and to make payment
for it up to an aggregate maximum amount of
360 million Rubles
9.109 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest transfers
its exclusive invention rights to the invention
"Cellular-structure space frame for ground
reinforcement (options) and tape for its manufacture
(options)" and to the utility models "Weak-foundation
road-embankment coupling (options)", "Design
of top dressings for motor roads (options)",
and "Design of a soil side slope fortification"
(for the purposes of their joint holding) to
OAO Gazprom, and OAO Gazprom undertakes to
pay fees to ZAO Yamalgazinvest for the transfer
of those exclusive rights to the above invention
and utility models for their joint possession
up to an aggregate maximum amount of 80,000
Rubles
9.110 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide during the period from
the execution date of the agreement till July
1, 2014, acting upon OAO Gazprom's instructions,
services involved in the evaluation of the
situation for the time being in evidence with
the conversion of the Russian Federation's
regions to the use of gas, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 23.4 million
Rubles
9.111 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of one year
after its execution, acting upon OAO Gazprom's
instructions, services involved in the updating
of information about the extent to which gas
pipeline branches and township-to-township
gas distribution pipelines are loaded, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 9 million Rubles
9.112 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, services
involved in the production of a reference book
on the legislative and other legal regulation
of gas distribution operations, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 7.5 million
Rubles
9.113 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, consultancy
services relating to the development of gas-distribution
organizations and the switchover to the use
of gas, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 10.5 million Rubles
9.114 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide during
the period from the execution date of the agreement
till December 31, 2013, acting upon OAO Gazprom's
instructions, services involved in the production
of a report on the rehabilitation of facilities
making part of the Moscow gas pipeline ring,
while OAO Gazprom undertakes to make payment
for such services up to an aggregate maximum
amount of 1.5 million Rubles
9.115 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide for
a period of 18 months after the execution date
of the agreement, acting upon OAO Gazprom's
instructions, services involved in the organization
and conduct of a conference on distribution
and gas consumption, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 1.5 million Rubles
9.116 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and ZAO Yamalgazinvest,
ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat,
and the Gazpromipoteka foundation ("Licensees"),
pursuant to which OAO Gazprom will grant the
Licensees an ordinary (non-exclusive) license
to use its trademarks Gazprom], "Gazprom" and
as registered in the State Register of Trade
Marks and Service Marks of the Russian Federation,
on goods and on the labels or packaging of
goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including, but not
limited to, that related to introduction of
goods into civil turnover, or in offers to
sell goods, perform work, or provide services,
or in announcements or advertisements, or in
connection with charitable or sponsored events,
or in printed publications, or on official
letterheads, or on signs, including signs on
administrative buildings, industrial facilities,
multi-functional refueling complexes providing
accompanying types of roadside service, shops,
car washing stations, cafes, car service /
tire fitting businesses, and recreational services
centers, or on transportation vehicles, or
on clothes or individual protective gear, or
on the Licensees' corporate seals, or in the
Internet, or in the Licensees' trade names,
and the Licensees will pay license fees to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks with respect to each transaction
in an amount not exceeding 300 times the minimum
statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, up to an aggregate
maximum amount of 16.992 million Rubles
9.117 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Neft (the "Licensee"), pursuant to which the
Licensee is entitled, subject to prior written
consent from OAO Gazprom, to enter into sublicense
agreements with third persons ("Sublicensees")
to use the following trademarks of OAO Gazprom:
as registered in the blue, azure, and white
color /color combination in the State Register
of Trade Marks and Service Marks of the Russian
Federation, subject to the rights and ways
to make such uses, which are available to the
Licensee under the respective license agreement,
and the Licensee will pay a license fee to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks under each sublicense
agreement in an amount not exceeding 300 times
the minimum statutory wage established by the
effective legislation of the Russian Federation
as on the execution date of the respective
transfer and acceptance acts, plus value added
tax at the rate established by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 566.4 million
Rubles
9.118 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom, on the one
hand, and OOO Gazprom Mezhregiongaz and OAO
Gazprom Gazoraspredeleniye ("Licensees"), on
the other hand, pursuant to which OAO Gazprom
will grant the Licensees an ordinary (non-exclusive)
license to use its trademarks [Gazprom], "Gazprom"
and, as registered in the State Register of
Trade Marks and Service Marks of the Russian
Federation, on goods and on the labels or packaging
of goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including documentation
related to introduction of goods into civil
turnover, or in offers to sell goods, perform
work, or provide services, or in announcements
or advertisements, or in connection with charitable
or sponsored events, or in printed publications,
or on official letterheads, or on signs, including
signs on administrative buildings, industrial
facilities, multi-functional refueling complexes
providing accompanying types of roadside service,
shops, car washing stations, cafes, car service
/ tire fitting businesses, and recreational
services centers, or on transportation vehicles,
as well as on clothes and individual protective
gear, or on the Licensees' corporate seals,
or in the Internet, or in the Licensees' trade
names, as well as with the right-subject to
prior written consent from OAO Gazprom-to enter
into sublicense agreements with third persons
("Sublicensees") to use the foregoing trademarks
subject to the rights and ways to use the same,
which are available to the Licensees under
the respective license agreements, while the
Licensees will pay license fees to OAO Gazprom
in the form of quarterly payments for the right
of use of each of OAO Gazprom's above trademarks
with respect to each transaction up to an aggregate
maximum amount not exceeding 300 times the
minimum statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, as well as quarterly
payments for the right to use each of OAO Gazprom's
above trademarks under each sublicense agreement
up to an aggregate maximum amount not exceeding
300 times the minimum statutory wage established
by the effective legislation of the Russian
Federation as on the execution date of the
respective transfer and acceptance acts, plus
value added tax at the rate established by
the effective legislation of the Russian Federation
up to an aggregate maximum amount of 552.24
million Rubles
9.119 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprom
EP International B.V. (the "Licensee"), pursuant
to which OAO Gazprom will provide the Licensee
with an ordinary (non-exclusive) license to
use its trademarks "Gazprom" and, as registered
with the World Intellectual Property Organization,
on goods and on the labels or packaging of
goods, or during the performance of work or
the provision of services, on covering, business,
or other documentation, or in advertising,
printed publications, or on official letterheads,
or on signboards, or during the demonstration
of exhibits at exhibitions and fairs, or in
the Internet, or in the Licensees' trade name,
or in the Licensee's corporate seal, as well
as with the right-subject to prior written
consent from OAO Gazprom-to enter into sublicense
agreements with third persons ("Sublicensees")
to use the foregoing trademarks subject to
the rights and ways to use the same, which
are available to the Licensee under the respective
license agreement, while the Licensees will
pay a license fee to OAO Gazprom up to an aggregate
maximum amount of 640,000 U.S. Dollars
9.120 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will deliver, and OOO Gazprom Mezhregiongaz
will accept (take off), gas in an aggregate
maximum amount of 302.3 billion cubic meters
(subject to applicable monthly delivery deadlines)
with an aggregate maximum amount of 1.143 trillion
Rubles
9.121 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Beltransgaz,
pursuant to which OAO Gazprom sells, and OAO
Beltransgaz buys, gas in 2012-2014 in the amount
not exceeding 69 billion cubic meters with
an aggregate maximum amount of 17.25 billion
U.S. Dollars and pursuant to which OAO Beltransgaz
in 2012-2014 will provide gas-transportation
services in the transit mode in the territory
of the Republic of Belarus in an aggregate
maximum amount of 142 billion cubic meters,
while OAO Gazprom will make payment for such
services of transporting gas by trunk gas pipelines
up to an aggregate maximum amount of 1.8 billion
U.S. Dollars
9.122 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
facilities comprising the railway line from
the Obskaya station to the Karskaya station
(except for the properties on record under
Inventory Nos. 330652-330672) for the period
not exceeding 20 years, while OOO Gazpromtrans
will make payment for the use of those assets
up to an aggregate maximum amount of 200 billion
Rubles
9.123 Approve, in accordance with Chapter XI of the Mgmt Abstain Against
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank will provide guarantees to the customs
authorities of the Russian Federation in regard
to the obligations of OAO Gazprom as a customs
broker (representative) to the extent concerning
the payment of customs duties and eventual
interest and penalties up to a maximum amount
of 50 million Rubles, with a fee due to the
bank at a rate not exceeding 1% per annum of
the amount of the guarantee
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
10.1 Election of Andrei Igorevich Akimov to the Board Mgmt Abstain Against
of Directors of OAO Gazprom
10.2 Election of Aleksandr Georgievich Ananenkov Mgmt Abstain Against
to the Board of Directors of OAO Gazprom
10.3 Election of Farit Rafikovich Gazizullin to the Mgmt Abstain Against
Board of Directors of OAO Gazprom
10.4 Election of Viktor Alekseevich Zubkov to the Mgmt Abstain Against
Board of Directors of OAO Gazprom
10.5 Election of Elena Evgenievna Karpel to the Board Mgmt Abstain Against
of Directors of OAO Gazprom
10.6 Election of Aleksei Borisovich Miller to the Mgmt Abstain Against
Board of Directors of OAO Gazprom
10.7 Election of Valery Abramovich Musin to the Board Mgmt Abstain Against
of Directors of OAO Gazprom
10.8 Election of Elvira Sakhipzadovna Nabiullina Mgmt Abstain Against
to the Board of Directors of OAO Gazprom
10.9 Election of Mikhail Leonidovich Sereda to the Mgmt Abstain Against
Board of Directors of OAO Gazprom
10.10 Election of Sergei Ivanovich Shmatko to the Mgmt Abstain Against
Board of Directors of OAO Gazprom
10.11 Election of Igor Khanukovich Yusufov to the Mgmt Abstain Against
Board of Directors of OAO Gazprom
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 11 CANDIDATES Non-Voting No vote
TO BE ELECTED AS DIRECTORS, THERE ARE ONLY
9 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING.
THE STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 9 OF THE 11 DIRECTORS.
THANK YOU.
11.1 Election of Dmitry Aleksandrovich Arkhipov to Mgmt No vote
the Audit Commission of OAO Gazprom
11.2 Election of Andrei Viktorovich Belobrov to the Mgmt No vote
Audit Commission of OAO Gazprom
11.3 Election of Vadim Kasymovich Bikulov to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
11.4 Election of Aleksei Borisovich Mironov to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
11.5 Election of Lidiya Vasilievna Morozova to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
11.6 Election of Anna Borisovna Nesterova to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
11.7 Election of Yury Stanislavovich Nosov to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
11.8 Election of Karen Iosifovich Oganyan to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
11.9 Election of Konstantin Valerievich Pesotsky Mgmt Abstain Against
to the Audit Commission of OAO Gazprom
11.10 Election of Maria Gennadievna Tikhonova to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
11.11 Election of Aleksandr Sergeyevich Yugov to the Mgmt Abstain Against
Audit Commission of OAO Gazprom
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE Non-Voting No vote
FULL MEETING AGENDA YOU MUST ALSO VOTE ON MEETING
ID 854100 WHICH CONTAINS RESOULTIONS 1 TO 9.69.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155033
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854106 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854107 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom for Mgmt For For
2010
2 Approve the annual accounting statements, including Mgmt For For
the profit and loss report of the Company based
on the results of 2010
3 Approve the distribution of profit of the Company Mgmt For For
based on the results of 2010
4 Approve the amount of, time for and form of Mgmt For For
payment of annual dividends on the Company's
shares that have been recommended by the Board
of Directors of the Company
5 Approve Closed Joint Stock Company PricewaterhouseCoopers Mgmt For For
Audit as the Company's external auditor
6 Approve amendments to the Charter of OAO Gazprom Mgmt For For
7 Pay remuneration to members of the Board of Mgmt Against Against
Directors in the amounts recommended by the
Board of Directors of the Company
8 Pay remuneration to members of the Audit Commission Mgmt For For
in the amounts recommended by the Board of
Directors of the Company
9.1 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company) regarding receipt
by OAO Gazprom of funds with a maximum amount
of 500 million U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars/Euros
and at a rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of entry
into the applicable loan agreement, plus 3%
per annum, in the case of loans in Rubles
9.2 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding receipt by OAO Gazprom
of funds with a maximum amount of 1.5 billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with interest for using the loans to be paid
at a rate not exceeding 12% per annum in the
case of loans in U.S. Dollars/Euros and at
a rate not exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into the
applicable loan agreement, plus 3% per annum,
in the case of loans in Rubles
9.3 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Bank
VTB regarding receipt by OAO Gazprom of funds
with a maximum amount of one billion U.S. Dollars
or its equivalent in Rubles or Euros, for a
term not exceeding five years, with interest
for using the loans to be paid at a rate not
exceeding 12% per annum in the case of loans
in U.S. Dollars/Euros and at a rate not exceeding
the Bank of Russia's refinancing rate in effect
on the date of entry into the applicable loan
agreement, plus 3% per annum, in the case of
loans in Rubles
9.4 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and State Corporation
"Bank for Development and Foreign Economic
Affairs (Vnesheconombank)" regarding receipt
by OAO Gazprom of funds with a maximum amount
of one billion U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars/Euros
and at a rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of entry
into the applicable loan agreement, plus 3%
per annum, in the case of loans in Rubles
9.5 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Gazprombank
(Open Joint Stock Company), to be entered into
under a loan facility agreement between OAO
Gazprom and the bank, involving receipt by
OAO Gazprom of funds with a maximum amount
of 25 billion Rubles, for a term not exceeding
30 calendar days, with interest for using the
loans to be paid at a rate not exceeding the
reference offered rate for Ruble loans (deposits)
in the Moscow money market (MosPrime Rate)
established for loans with a maturity equal
to a period of using the applicable loan, quoted
as of the date of entry into the applicable
transaction, increased by 2%
9.6 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Sberbank
of Russia OAO, to be entered into under a loan
facility agreement between OAO Gazprom and
the bank, involving receipt by OAO Gazprom
of funds with a maximum amount of 17 billion
Rubles, for a term not exceeding 30 calendar
days, with interest for using the loans to
be paid at a rate not exceeding the reference
offered rate for Ruble loans (deposits) in
the Moscow money market (MosPrime Rate) established
for loans with a maturity equal to the period
of using the applicable loan, quoted as of
the date of entry into the applicable transaction,
increased by 4%
9.7 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO Bank
VTB, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of five billion Rubles, for
a term not exceeding 30 calendar days, with
interest for using the loans to be paid at
a rate not exceeding the reference offered
rate for Ruble loans (deposits) in the Moscow
money market (MosPrime Rate) established for
loans with a maturity equal to the period of
using the applicable loan, quoted as of the
date of entry into the applicable transaction,
increased by 4%
9.8 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO BANK
ROSSIYA, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of 100 million U.S. Dollars,
for a term not exceeding 30 calendar days,
with interest for using the loans to be paid
at a rate not exceeding the London Interbank
Offered Rate (LIBOR) established for loans
with a maturity equal to the period of using
the applicable loan, quoted as of the date
of entry into the applicable transaction, increased
by 4%
9.9 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
Gazprombank (Open Joint Stock Company) will
accept and credit, upon the terms and conditions
announced by it, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts, acting upon OAO Gazprom's
instructions, as well as agreements between
OAO Gazprom and Gazprombank (Open Joint Stock
Company) regarding maintenance in the account
of a non-reducible balance with a maximum amount
not exceeding 20 billion Rubles or its equivalent
in a foreign currency for each transaction,
with interest to be paid by the bank at a rate
not lower than 0.1% per annum in the relevant
currency
9.10 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, and OAO BANK ROSSIYA,
pursuant to which the banks will accept and
credit, upon the terms and conditions announced
by the banks, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts acting upon OAO Gazprom's
instructions
9.11 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), Sberbank of Russia
OAO, OAO Bank VTB and OAO BANK ROSSIYA, pursuant
to which the banks will provide services to
OAO Gazprom making use of electronic payments
system of the respective bank, including receipt
from OAO Gazprom of electronic payment documents
for executing payment operations through the
accounts, provision of electronic statements
of accounts and conduct of other electronic
document processing, and OAO Gazprom will make
payment for the services provided at the tariffs
of the respective bank effective at the time
of the provision of the services
9.12 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Foreign currency purchase/sale transactions
between OAO Gazprom and Gazprombank (Open Joint
Stock Company), to be entered into under the
General Agreement on the Conduct of Conversion
Operations No. 3446 between OAO Gazprom and
the bank dated September 12, 2006, with a maximum
amount of 500 million U.S. Dollars or its equivalent
in Rubles, Euros or other currency for each
transaction
9.13 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's guarantees
issued to the Russian Federation's tax authorities
in connection with the subsidiary companies
challenging such tax authorities' claims in
court, with an aggregate maximum amount equivalent
to 500 million U.S. Dollars and for a period
not exceeding 14 months
9.14 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, pursuant to which OAO Gazprom
will grant suretyships to secure performance
by OAO Gazprom's subsidiary companies of their
obligations to Sberbank of Russia OAO with
respect to the bank's guarantees issued to
the Russian Federation's tax authorities in
connection with the subsidiary companies challenging
such tax authorities' claims in court, with
an aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not exceeding
14 months
9.15 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will issue suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Sberbank of Russia
OAO with respect to the bank's guarantees issued
to the Russian Federation's tax authorities
to secure obligations of the abovementioned
companies to pay excise taxes in connection
with exports of excisable oil products and
eventual penalties, with a maximum amount of
1.8 billion Rubles and for a period not exceeding
18 months
9.16 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
the infrastructure facilities of the railway
stations of the Surgutskiy Condensate Stabilization
Plant, of the Sernaya railway station and of
the Tvyordaya Sera railway station, the facilities
of the railway station situated in the town
of Slavyansk-na-Kubani, the facilities of the
railway line from the Obskaya station to the
Karskaya station (properties' inventory Nos.
330652-330672), as well as the software and
hardware solutions "System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP)" and "Registration
and Analysis of Data on Non-Core Assets (RADA)
within the OAO Gazprom System at OOO Gazpromtrans
Level" for a period not exceeding 12 months,
and OOO Gazpromtrans will make payment for
using such property up to a maximum amount
of 919 million Rubles
9.17 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which OAO Gazprom
will grant ZAO Gazprom Neft Orenburg temporary
possession and use of the wells and downhole
and above-ground well equipment within the
Eastern Segment of the Orenburgskoye oil and
gas-condensate field for a period not exceeding
12 months, and ZAO Gazprom Neft Orenburg will
make payment for using such property up to
a maximum amount of 1.63 billion Rubles
9.18 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and DOAO Tsentrenergogaz
of OAO Gazprom, pursuant to which OAO Gazprom
will grant DOAO Tsentrenergogaz of OAO Gazprom
temporary possession and use of the building
and equipment of the repair and machining shop
at the home base of the oil and gas production
department for the Zapolyarnoye gas-oil-condensate
field, situated in the Yamalo-Nenetskiy Autonomous
Area, Tazovskiy District, township of Novozapolyarnyi,
and the building and equipment of the repair
and machining shop at the Southern Regional
Repair Base, situated in the Stavropolskiy
Province, town of Izobilnyi, for a period not
exceeding 12 months, and DOAO Tsentrenergogaz
of OAO Gazprom will make payment for using
such property up to a maximum amount of 113.2
million Rubles
9.19 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tsentrgaz,
pursuant to which OAO Gazprom will grant OAO
Tsentrgaz temporary possession and use of the
facilities of a preventative clinic situated
in the Tula Region, Shchekinsky District, township
of Grumant, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Tsentrgaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Tsentrgaz Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Tsentrgaz
Level" and "Electronic Archive Module at OAO
Tsentrgaz Level" for a period not exceeding
12 months, and OAO Tsentrgaz will make payment
for using such property up to a maximum amount
of 38.4 million Rubles
9.20 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom will
grant OAO Gazprom Promgaz temporary possession
and use of experimental prototypes of gas-using
equipment (self-contained modular boiler installation,
recuperative air heater, mini-boiler unit,
radiant panel heating system, U-shaped radiant
tube, modularized complete full-function small-sized
gas and water treatment installations for coal
bed methane extraction wells, well-head equipment,
borehole enlargement device, and pressure core
sampler) located in the Rostov Region, town
of Kamensk-Shakhtinsky, and the Kemerov Region,
city of Novokuznetsk, an aerospace data processing
software and equipment complex, as well as
experimental model "Automated Information System
"Monitoring" for a period not exceeding 12
months, and OAO Gazprom Promgaz will make payment
for using such property up to a maximum amount
of 7.3 million Rubles
9.21 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant Gazprombank (Open Joint
Stock Company) temporary possession and use
of the non-residential premises in a building
that are situated at 31 Lenina Street, Yugorsk,
Tyumen Region and are used to house a branch
of Gazprombank (Open Joint Stock Company),
with a total floor space of 810.6 square meters,
and the plot of land occupied by the building
and required for the use of that building,
with an area of 3,371 square meters, for a
period not exceeding 12 months, and Gazprombank
(Open Joint Stock Company) will make payment
for using such property up to a maximum amount
of 2.5 million Rubles
9.22 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neftekhim Salavat, pursuant to which OAO Gazprom
will grant OAO Gazprom Neftekhim Salavat temporary
possession and use of the gas condensate pipeline
running from the Karachaganakskoye gas condensate
field to the Orenburg Gas Refinery for a period
not exceeding 12 months, and OAO Gazprom Neftekhim
Salavat will make payment for using such property
up to a maximum amount of 309,000 Rubles
9.23 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
pursuant to which OAO Gazprom will grant OAO
Vostokgazprom temporary possession and use
of an M-468R specialpurpose communications
installation for a period not exceeding 12
months, and OAO Vostokgazprom will make payment
for using such property up to a maximum amount
of 274,000 Rubles
9.24 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OAO Gazprom will
grant OOO Gazprom Export temporary possession
and use of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Export Level" and "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Export Level" for a period not exceeding 12
months, and OOO Gazprom Export will make payment
for using such property up to a maximum amount
of 3.53 million Rubles
9.25 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will grant
OAO Gazprom Neft temporary possession and use
of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Neft
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Gazprom Neft Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Gazprom
Neft Level" and "Electronic Archive Module
at OAO Gazprom Neft Level" for a period not
exceeding 12 months, and OAO Gazprom Neft will
make payment for using such property up to
a maximum amount of 15.8 million Rubles
9.26 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
will grant OAO Gazprom Space Systems temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Space
Systems Level (ERP)", "OAO Gazprom Long-Term
Investments Reporting and Analysis System (LTIAA)
at OAO Gazprom Space Systems Level" and "Electronic
Archive Module at OAO Gazprom Space Systems
Level" for a period not exceeding 12 months,
and OAO Gazprom Space Systems will make payment
for using such property up to a maximum amount
of 15.6 million Rubles
9.27 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which OAO Gazprom will grant ZAO
Yamalgazinvest temporary possession and use
of the software and hardware solutions "System
for Managing OAO Gazprom's Property and Other
Assets at ZAO Yamalgazinvest Level (ERP)" and
"Electronic Archive Module at ZAO Yamalgazinvest
Level" for a period not exceeding 12 months,
and ZAO Yamalgazinvest will make payment for
using such property up to a maximum amount
of 12.1 million Rubles
9.28 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which OAO Gazprom will
grant ZAO Gazprom Invest Yug temporary possession
and use of the software and hardware solutions
"System for Managing OAO Gazprom's Property
and Other Assets at ZAO Gazprom Invest Yug
Level (ERP)" and "Electronic Archive Module
at ZAO Gazprom Invest Yug Level" for a period
not exceeding 12 months, and ZAO Gazprom Invest
Yug will make payment for using such property
up to a maximum amount of 5.3 million Rubles
9.29 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will grant OOO Gazprom Mezhregiongaz temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Mezhregiongaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Mezhregiongaz Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Mezhregiongaz Level" and "Electronic Archive
Module at OOO Gazprom Mezhregiongaz Level"
for a period not exceeding 12 months, and OOO
Gazprom Mezhregiongaz will make payment for
using such property up to a maximum amount
of 9.8 million Rubles
9.30 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsiya, pursuant to which OAO Gazprom
will grant OOO Gazprom Komplektatsiya temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Komplektatsiya
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Komplektatsiya Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Komplektatsiya Level" and "Electronic Archive
Module at OOO Gazprom Komplektatsiya Level"
for a period not exceeding 12 months, and OAO
Gazprom Komplektatsiya will make payment for
using such property up to a maximum amount
of 15.7 million Rubles
9.31 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OAO Gazprom
will grant OOO Gazprom Tsentrremont temporary
possession and use of the software and hardware
complexes "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Tsentrremont
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Tsentrremont Level", and "Electronic
Archive Module at OOO Gazprom Tsentrremont
Level" for a period not exceeding 12 months,
and OOO Gazprom Tsentrremont will make payment
for using such property up to a maximum amount
of 16.1 million Rubles
9.32 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which OAO Gazprom will grant ZAO
Gaztelecom temporary possession and use of
communications facilities comprised of buildings,
communications lines, communications networks,
cable duct systems and equipment, which are
located in the city of Moscow, the city of
Saint Petersburg, the city of Maloyaroslavets,
the city of Rostov-on-Don, the city of Kaliningrad,
the Moscow Region and the Smolensk Region of
the Russian Federation, and in the territory
of the Republic of Belarus, as well as the
software and hardware solutions "System for
Managing OAO Gazprom's Property and Other Assets
at ZAO Gaztelecom Level (ERP)" and "Electronic
Archive Module at ZAO Gaztelecom Level" for
a period not exceeding 12 months, and ZAO Gaztelecom
will make payment for using such property up
to a maximum amount of 360.5 million Rubles
9.33 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
will grant OAO Gazprom Gazoraspredeleniye temporary
possession and use of the property complex
of a gas-distribution system comprised of facilities
intended for the transportation and feeding
of gas directly to consumers (gas pipeline
branches, distribution gas pipelines, inter-township
and intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
units, and buildings), and use of the software
and hardware solutions "System for Managing
OAO Gazprom's Property and Other Assets at
OAO Gazpromregiongaz Level (ERP) ", "OAO Gazprom
Long-Term Investments Reporting and Analysis
System (LTIAA) (Second Phase) at OAO Gazpromregiongaz
Level", and "Electronic Archive Module at OAO
Gazpromregiongaz Level" for a period not exceeding
12 months, and OAO Gazprom Gazoraspredeleniye
will make payment for using such property up
to a maximum amount of 935.7 million Rubles
9.34 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Druzhba,
pursuant to which OAO Gazprom will grant OAO
Druzhba temporary possession and use of the
facilities of Druzhba vacation center (hotels,
effluent treatment facilities, transformer
substations, entrance checkpoints, cottages,
utility networks, metal fences, parking areas,
ponds, roads, pedestrian crossings, sites,
sewage pumping station, sports center, roofed
ground-level arcade, servicing station, diesel-generator
station, boiler house extension, storage facility,
Fisherman's Lodge, garage, garage with administrative
and amenity building, stela, as well as service
machinery, equipment, furniture and accessories)
situated in the Moscow Region, Naro-Fominsk
District, village of Rogozinino, for a period
not exceeding 12 months, and OAO Druzhba will
make payment for using such property up to
a maximum amount of 278.32 million Rubles
9.35 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank, acting as a customs broker, will
issue guarantees to the Russian Federation's
customs authorities in respect of OAO Gazprom's
obligations to pay customs duties and eventual
interest and penalties, with a maximum amount
equivalent to one million Euros, with a fee
due to the bank at a rate not exceeding 1%
per annum of the amount of the guarantee
9.36 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
undertakes, acting on behalf of OOO Gazprom
Mezhregiongaz and upon its instructions, to
declare for customs purposes the natural gas
transported by pipeline across the customs
border of the Russian Federation, and OOO Gazprom
Mezhregiongaz undertakes to pay for such services
in the amount not exceeding 3,000 Rubles per
cargo customs declaration, as well as the value
added tax at the rate required by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 170,000 Rubles
9.37 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom undertakes, acting
on behalf of OAO NOVATEK and upon its instructions,
to declare for customs purposes the natural
gas transported by pipeline across the customs
border of the Russian Federation, and OAO NOVATEK
undertakes to pay for such services in the
amount not exceeding 1.58 Rubles per thousand
cubic meters of natural gas, as well as the
value added tax at the rate required by the
effective legislation of the Russian Federation,
on the basis of the monthly volume of the transported
natural gas, up to an aggregate maximum amount
of 42.7 million Rubles
9.38 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom undertakes,
acting on behalf of OAO Gazprom Neft and upon
its instructions, to declare for customs purposes
the natural gas transported by pipeline across
the customs border of the Russian Federation,
and OAO Gazprom Neft undertakes to pay for
such services in the amount not exceeding 1.58
Rubles per thousand cubic meters of natural
gas, as well as the value added tax at the
rate required by the effective legislation
of the Russian Federation, on the basis of
the monthly volume of the transported natural
gas, up to an aggregate maximum amount of 960,000
Rubles
9.39 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz undertakes, acting upon OAO Gazprom's
instructions, for a total fee not exceeding
476.43 million Rubles, in its own name, but
for OAO Gazprom's account, to accept gas produced
by OAO Gazprom and the latter's affiliates
and sell it through the electronic trading
site of OOO Gazprom Mezhregiongaz and at a
commodity exchange in the amount not exceeding
21.25 billion cubic meters for the sum not
exceeding 47.64 billion Rubles
9.40 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz will deliver and OAO Gazprom
will accept (take off) gas purchased by OOO
Gazprom Mezhregiongaz from independent entities
in the amount not exceeding 12 billion cubic
meters and will make payment for the gas up
to an aggregate maximum amount of 43.9 billion
Rubles
9.41 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OOO Gazprom Export
undertakes, acting upon OAO Gazprom's instructions
and for a total fee not exceeding 300 million
Rubles, in its own name, but for OAO Gazprom's
account, to accept commercial products owned
by OAO Gazprom, including crude oil, gas condensate,
sulphur and refined products (gasoline, liquefied
gases, diesel oil, fuel oil etc.) and sell
them in the market outside the territory of
the Russian Federation, in the amount not exceeding
5.5 million tons for the sum not exceeding
60 billion Rubles
9.42 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Northgas,
pursuant to which ZAO Northgas will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 60 million cubic
meters, deliverable on a monthly basis, and
OAO Gazprom will make payment for the gas up
to an aggregate maximum amount of 61 million
Rubles
9.43 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Severneftegazprom,
pursuant to which OAO Severneftegazprom will
deliver, and OAO Gazprom will accept (take
off), gas in the amount not exceeding 17 billion
cubic meters, and OAO Gazprom will make payment
for the gas up to an aggregate maximum amount
of 30.09 billion Rubles
9.44 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg will deliver, and OAO Gazprom
will accept (take off), unstable crude oil
in the amount not exceeding 800 thousand tons,
and OAO Gazprom will make payment for the crude
oil up to an aggregate maximum amount of 7
billion Rubles
9.45 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO NOVATEK will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 41 billion cubic
meters, and OAO Gazprom will make payment for
the gas up to an aggregate maximum amount of
72.57 billion Rubles
9.46 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tomskgazprom,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 3.6
billion cubic meters, and OAO Tomskgazprom
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 2 billion Rubles
9.47 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of gas in a total amount
not exceeding 82 billion cubic meters across
the territory of the Russian Federation and
the Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will make payment for the services
related to arranging for the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 157.3 billion Rubles
9.48 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 7 billion
cubic meters and OAO Gazprom Neft will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 5.047 billion Rubles
9.49 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 57.9
billion cubic meters and OAO NOVATEK will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 89.7 billion Rubles
9.50 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the injection
of gas owned by OAO NOVATEK into underground
gas storage facilities and its storage in such
facilities in the amount not exceeding 3.45
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for gas injection and storage up to an aggregate
maximum amount of 2.35 billion Rubles, as well
as OAO Gazprom will provide services related
to arranging for the off-taking from underground
gas storage facilities of the gas owned by
OAO NOVATEK in the amount not exceeding 1.95
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for the off-taking of gas up to an aggregate
maximum amount of 66.518 million Rubles
9.51 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and a/s Latvijas
Gaze, pursuant to which OAO Gazprom will sell,
and a/s Latvijas Gaze will purchase, gas in
the amount not exceeding 1.37 billion cubic
meters for an aggregate maximum amount of 424.7
million Euros in 2012 and pursuant to which
a/s Latvijas Gaze will provide services related
to injection into and storage in the Incukalna
underground gas storage facility of gas owned
by OAO Gazprom, and related to its off-taking
and transportation across the territory of
the Republic of Latvia in 2012 in the following
amounts: services related to the injection
of gas into storage facility and services related
to storage of gas and its off-taking - in the
amount not exceeding 900 million cubic meters,
and services related to the transportation
of gas - in the amount not exceeding 1.8 billion
cubic meters, and OAO Gazprom will make payment
for such services up to an aggregate maximum
amount of 22.1 million Euros
9.52 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AB Lietuvos
Dujos, pursuant to which OAO Gazprom will sell,
and AB Lietuvos Dujos will purchase, gas in
the amount not exceeding 1.72 billion cubic
meters with an aggregate maximum amount of
535 million Euros in 2012 and pursuant to which
AB Lietuvos Dujos will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Lithuania
in the amount not exceeding 2.5 billion cubic
meters in 2012 and OAO Gazprom will make payment
for the gas transportation services up to an
aggregate maximum amount of 12.35 million Euros
9.53 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and UAB Kauno
termofikacijos elektrine, pursuant to which
OAO Gazprom will sell, and UAB Kauno termofikacijos
elektrine will purchase, gas in the amount
not exceeding 410 million cubic meters for
an aggregate maximum amount of 127.1 million
Euros in 2012
9.54 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AO Moldovagaz,
pursuant to which OAO Gazprom will sell and
AO Moldovagaz will purchase gas in the amount
not exceeding 10.4 billion cubic meters for
an aggregate maximum amount of 3.3 billion
U.S. Dollars in 2012-2014 and pursuant to which
AO Moldovagaz will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Moldova
in the amount not exceeding 70 billion cubic
meters in 2012-2014, and OAO Gazprom will make
payment for services related to the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 170 million U.S. Dollars
9.55 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and KazRosGaz
LLP, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas owned by KazRosGaz LLP across the territory
of the Russian Federation as follows: in 2011
- in the amount not exceeding 10.5 billion
cubic meters, and KazRosGaz LLP will make payment
for the services related to arranging for the
transportation of gas via trunk gas pipelines
up to an aggregate maximum amount of 43.5 million
U.S. Dollars, in 2012 - in the amount not exceeding
15 billion cubic meters, and KazRosGaz LLP
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 58 million U.S. Dollars
9.56 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and GAZPROM
Germania GmbH, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of natural gas owned
by GAZPROM Germania GmbH across the territory
of the Republic of Kazakhstan, the Republic
of Uzbekistan, the Russian Federation, and
the Republic of Belarus in the amount not exceeding
63.3 billion cubic meters, and GAZPROM Germania
GmbH will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 1.8 billion U.S. Dollars
9.57 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
acting upon OAO Gazprom's instructions and
for a fee with an aggregate maximum amount
of 200,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
work, including work required for the performance
of start-up and commissioning work
9.58 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, acting upon OAO Gazprom's instructions
and for a fee with an aggregate maximum amount
of 900,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
operations, including those of preparatory
and support nature, required for the performance
of start-up and commissioning work and the
commissioning of OAO Gazprom's facilities
9.59 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, acting upon OAO Gazprom's
instructions and for a fee with an aggregate
maximum amount of 450,000 Rubles, in its own
name, but for the account of OAO Gazprom, to
ensure in 2011-2012 arrangement of operations
related to the development and assessment of
cost estimate documentation, start-up and commissioning
work at OAO Gazprom's facilities, commissioned
under investment project implementation contracts,
in the "under-load" mode as well as other work,
required for the performance of "under-load"
start-up and commissioning work
9.60 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
acting upon OAO Gazprom's instructions, for
a fee with an aggregate maximum amount of 950,000
Rubles, in its own name, but for the account
of OAO Gazprom, to ensure in 2011-2012 arrangement
of operations related to the development and
assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities, commissioned under investment project
implementation contracts, in the "under-load"
mode as well as other work, required for the
performance of "under-load" start-up and commissioning
work
9.61 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsia, pursuant to which OOO Gazprom
Komplektatsia undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, for
a total fee not exceeding 25.42 million Rubles
to provide services related to supplies of
well-repair equipment for the specialized subsidiaries
of OAO Gazprom
9.62 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
Space Systems undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to the implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 1.7 million
Rubles
9.63 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 29,593.7 million Rubles
9.64 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 228.5 million
Rubles
9.65 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, during the period between July
1, 2011 and December 31, 2012, acting upon
OAO Gazprom's instructions, to provide services
related to implementation of OAO Gazprom's
investment projects involving construction
and commissioning of facilities, and OAO Gazprom
undertakes to pay for such services up to a
maximum amount of 6,733.2 million Rubles
9.66 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to maximum amount
of 2,261.6 million Rubles
9.67 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 3,754 million
Rubles
9.68 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which ZAO Gaztelecom undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 71.55 million Rubles
9.69 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of loss or destruction of, or damage
to, including deformation of the original geometrical
dimensions of the structures or individual
elements of, machinery or equipment; linear
portions, technological equipment and fixtures
of trunk gas pipelines, petroleum pipelines
or refined product pipelines; property forming
part of wells; natural gas held at facilities
of the Unified Gas Supply System in the course
of transportation or storage in underground
gas storage reservoirs ("insured property"),
as well as in the event of losses incurred
by OAO Gazprom as a result of an interruption
in production operations due to destruction
or loss of or damage to insured property ("insured
events"), to make payment of insurance compensation
to OAO Gazprom or OAO Gazprom's subsidiary
companies to which the insured property has
been leased (beneficiaries) up to the aggregate
insurance amount not exceeding 10 trillion
Rubles in respect of all insured events, and
OAO Gazprom undertakes to pay OAO SOGAZ an
insurance premium with an aggregate maximum
amount of 5.5 billion Rubles, with each agreement
having a term of one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON Non-Voting No vote
MEETING 854107, WHICH WILL CONTAIN RESOLUTION
ITEMS 9.70 TO 11.11. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155045
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854106 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854107 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
9.70 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that harm is caused to the life,
health or property of other persons or the
natural environment as a result of an emergency
or incident occurring, among other things,
as a result of a terrorist act at a hazardous
industrial facility operated by OAO Gazprom
("insured events"), to make an insurance payment
to physical persons whose life, health or property
has been harmed, to legal entities whose property
has been harmed or to the state, acting through
those authorized agencies of executive power
whose competence includes environmental protection
management, in the event that harm is caused
to the natural environment (beneficiaries)
up to an aggregate insurance amount not exceeding
30 million Rubles, and OAO Gazprom undertakes
to pay an insurance premium with an aggregate
maximum amount of 100,000 Rubles, with each
agreement having a term of one year
9.71 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes-in the
event that any harm is caused to the life or
health of OAO Gazprom's employees ("insured
persons") as a result of an accident that occurs
during the insured period or a disease having
been diagnosed during the effective period
of the respective agreements ("insured events"),
to make an insurance payment to the insured
person or to the person designated by him (her)
as his (her) beneficiary or to the heirs of
the insured person (beneficiaries), up to an
aggregate insurance amount of 680 billion Rubles,
while OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount of 60 million Rubles, with each agreement
having a term of one year
9.72 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any employees of OAO Gazprom
or members of their families or retired former
employees of OAO Gazprom or members of their
families (insured persons who are beneficiaries)
apply to a health care institution for medical
services ("insured events"), to arrange and
pay for such medical services to the insured
persons up to the aggregate insurance amount
not exceeding 550 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance premium
with an aggregate maximum amount of 1.3 billion
Rubles, with each agreement having a term of
one year
9.73 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of: assertion of claims against members
of the Board of Directors or the Management
Committee of OAO Gazprom who are not persons
holding state positions in the Russian Federation
or positions in the state civil service (insured
persons) by physical persons or legal entities
for whose benefit the agreement will be entered
into and who could suffer harm, including shareholders
of OAO Gazprom, debtors and creditors of OAO
Gazprom, employees of OAO Gazprom, as well
as the Russian Federation represented by its
authorized agencies and representatives (third
parties (beneficiaries)) for compensation of
losses resulting from unintentional erroneous
actions (omissions) by insured persons in the
conduct by them of their management activities;
incurrence by insured persons of judicial or
other costs to settle such claims; assertion
of claims against OAO Gazprom by third persons
(beneficiaries) for compensation of losses
resulting from unintentional erroneous actions
(omissions) by insured persons in the conduct
by them of their management activities on the
basis of claims asserted with respect to OAO
Gazprom's securities, as well as claims originally
asserted against insured persons; incurrence
by OAO Gazprom of judicial or other costs to
settle such claims ("insured events"), to make
an insurance payment to third parties (beneficiaries)
whose interests have been harmed, as well as
insured persons and/or OAO Gazprom in the event
of incurrence of judicial or other costs to
settle claims for compensation of losses, up
to the aggregate insurance amount not exceeding
the Ruble equivalent of 100 million U.S. Dollars,
and OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount equal to the Ruble equivalent of two
million U.S. Dollars, with such agreement having
a term of one year
9.74 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of any liability incurred by OAO
Gazprom in its capacity as a customs broker
as a result of any harm caused to the assets
of any third persons represented by OAO Gazprom
in connection with the conduct of customs operations
(beneficiaries) or as a consequence of any
breaches of the contracts signed with such
persons ("insured events"), to make an insurance
payment to the persons concerned in an aggregate
maximum amount of 20 million Rubles payable
in each insured event, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in an
aggregate maximum amount of one million Rubles,
with such agreement having a term of three
years
9.75 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any harm (damage or destruction)
is caused to a transportation vehicle owned
by OAO Gazprom or that such vehicle is stolen
or hijacked or that any of the individual components,
parts, units, devices, and supplementary equipment
installed on such transportation vehicle is
stolen ("insured events"), to make an insurance
payment to OAO Gazprom (as the beneficiary)
up to the aggregate insurance amount of 1,180.7
million Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium with
an aggregate maximum amount of 22.44 million
Rubles, with each agreement having a term of
one year
9.76 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
Gazprombank (Open Joint Stock Company), ZAO
Gaztelecom, OAO Gazprom Promgaz, OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO Gazprom
Space Systems, OOO Gazprom Komplektatsiya,
OAO Gazprom Neft, ZAO Gazprom Neft Orenburg,
OAO Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO Tsentrgaz,
OOO Gazprom Tsentrremont, and ZAO Yamalgazinvest
(the "Contractors"), pursuant to which the
Contractors undertake to provide from August
30, 2011 to December 31, 2011, acting upon
OAO Gazprom's instructions, the services of
arranging for and carrying out a stocktaking
of fixed assets of OAO Gazprom that are to
be leased to the Contractors, and OAO Gazprom
undertakes to make payment for such services
up to a maximum amount of three million Rubles
9.77 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, pre-investment
research work for OAO Gazprom covering the
following subjects: "Substantiation of investments
in the commercial development and utilization
of methane in coal beds on the basis of results
obtained from the pilot and experimental-commercial
development of first-in-line fields over 2010-2012",
"Substantiation of investments in the reconstruction
of a gas supply system at the Cherepovets industrial
hub", and "Feasibility study of the possibility
to make additional supplies of gas to the south-western
areas of the Krasnodar Province in the amounts
of up to five billion cubic meters per annum"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 145
million Rubles
9.78 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the cost analysis of design and surveying
works as part of the estimated value of the
construction project in accordance with the
approved project documents with due regard
for the type and capacity of the respective
facility on the basis of the relevant methods
approved by OAO Gazprom Promgaz, normative-cost
support for the Comprehensive Plan of Measures
to Optimize the Costs of OAO Gazprom, research
to analyze the effective regulatory frameworks
and draft a program for the preparation of
further regulatory documents for the designing
of facilities of OAO Gazprom in 2011-2012,
expert reviews of cost estimates for design
and surveying works, as submitted by customers
in regard to the implementation of investment
projects contemplated by OAO Gazprom upon being
prepared on the basis of the relevant methods
approved by OAO Gazprom Promgaz, the production
of collected cost estimates for serial equipment,
logistical support, and human resources by
the concentrated construction clusters to the
extent concerning OAO Gazprom facilities as
at January 1, 2012, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 112.1 million Rubles
9.79 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the implementation of programs for the scientific
and technical cooperation of OAO Gazprom with
foreign partner companies, and OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of two million
Rubles
9.80 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Feasibility study of options for underground
coal gasification (UCG) enterprises to generate
electricity and produce a synthetic substitute
natural gas (SNG)" and "Process operational
diagram for the development of the Chikansky
gas-condensate field in the Irkutsk Region"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 25
million Rubles
9.81 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of technical proposals for efficient
power plant use on the basis of renewable energy
sources and non-conventional hydrocarbon energy
resources", "Improvements to the regulatory
and methodological basis for increases in the
energy efficiency of buildings and structures
and to the utilization of fuel and energy resources
at OAO Gazprom facilities", "Analysis of the
possibility to employ innovative heat-recycling
technologies for the compressor stations of
OAO Gazprom with a view to raising energy efficiency",
"Assessment of potential damage to the natural
environment (wildlife, flora, water biological,
forest, land, and other resources), including,
but not limited to, the effects of accidents,
and the preparation of an integral program
of nature-conservation and countervailing nature-conservation
measures for all OAO Gazprom facilities during
the development of gas-producing, gas-transportation,
gas processing, and gas-chemical capacities
in Eastern Siberian and Far Eastern regions",
and "Preparation of proposals to increase the
efficiency of using gas pipeline branches and
gas distribution systems" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 82.68 million Rubles
9.82 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Assessment of the possibility to use liquefied
natural gas with a view to evening out seasonal
vacillations in gas-distribution systems",
"Preparation of circuit designs and proposals
for the future use of heat-pump devices using
gas drives and new environmentally-friendly
cooling agents at OAO Gazprom facilities and
in the regional energy sectors", "Preparation
of a program for the reconstruction and technical
re-equipment of gas facilities at the Gazprom
group in 2012", and "Preparation of collected
labor cost estimates for the purposes of calculating
the values of design and surveying works at
OAO Gazprom facilities" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 89 million Rubles
9.83 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of methods for the assessment
of financial and economic efficiency in the
development of coal-methanol fields with due
regard for public and regional effects", "Guidelines
for improvements to the regulatory base governing
the use of liquefied hydrocarbon, liquefied
natural and compressed natural gas for gasification
purposes", "Preparation of regulatory documents
to govern research to analyze technical risks
in gas distribution systems and proposals to
reduce damage from accidents and emergencies",
and "Preparation of recommendations on methods
to determine optimum periods for phasing out
gas-transportation system facilities for reconstruction"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 117
million Rubles
9.84 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of procedures for preparing a
reclamation plan for the construction of gas-transportation
facilities" and "Projections regarding the
commissioning of gas pipeline branches in the
years up to 2030" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 144 million Rubles
9.85 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Scientific support for the development of
coal-methanol fields in Kuzbass" and "Preparation
of a master plan for gas supplies and conversion
to gas services in the Kemerovo Region" and
to deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 222.9
million Rubles
9.86 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of two years after
their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in maintaining the information portal of the
Office for Conversion to Gas Services and Gas
Uses in order to monitor, diagnose, and manage
gas facilities, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 8.3 million Rubles
9.87 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Studies of information about oil and gas occurrence,
and assessments of hydrocarbon resources, in
the Republic of Buryatia, determinations of
outlook and guidelines for geological exploration,
and proposals regarding mineral-commodity base
identification. Opinion on the hydrocarbon
resources available in the Republic of Buryatia
and the possibility to use the same for the
purposes of changing over to gas services",
"Research into the possibility to use non-conventional
gas-supply sources (coal-bed methane, gas hydrates,
shale gas, smallsized fields, etc.) in the
Republic of Buryatia for its conversion to
gas services. Relevant recommendations", and
"Market research and determinations of the
possible sales volumes, timing, prices, and
target markets in regard to products of gas
processing. Opinion on the advisability of
building a gas-condensate processing factory
in the Republic of Buryatia and proposals relating
to the program for extending the network of
gas filling stations and bottled-gas driven
automobile fleets" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 71.5 million Rubles
9.88 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, to provide services
involved in the preparation of proposals to
enlist partner companies in the development
of hydrocarbon fields the economic indicators
concerning which fail to meet corporate requirements
for returns on investments, scientific and
methodological support for implementation of
the Program for increasing the efficiency of
air ventilation and air conditioning systems
at OAO Gazprom entities, the preparation of
an updated Program for the years until 2015,
scientific and methodological support for programs
to reconstruct the heat-supply systems of OAO
Gazprom (boiler equipment, recyclers, heat-supply
networks, instrumented lighting, and water-treatment
facilities), and the preparation of an integral
program for the reconstruction of heat-supply
facilities at OAO Gazprom in the years until
2018, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 70.7 million Rubles
9.89 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the Gazprom Corporate Standard
'Operating rules for the water-supply and water-disposal
systems of OAO Gazprom'", "Preparation of the
Gazprom Corporate Standard 'Regulations on
the start-up and commissioning of the heat-and-power
equipment of heat-supply systems'", "Preparation
of the Gazprom Corporate Standard 'Regulations
on the array of preventive maintenance repairs
on the heat-and-power equipment of heat-supply
systems'", "Preparation of the Gazprom Corporate
Standard 'Uniform technical requirements for
the choice of basic boiler equipment for the
heat-supply systems of OAO Gazprom'", and "Proposals
for first-in-line facilities for the use of
coal-bed methane on the basis of the master
scheme for gas supplies and conversion to gas
services in the Kemerovo Region" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 75 million Rubles
9.90 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of three
years after their execution, acting upon OAO
Gazprom's instructions, services involved in
the conduct of analysis and the preparation
of proposals regarding the participation of
OAO Gazprom in the activities of the International
Gas Union and the performance of a due diligence
review of cost estimate documentation on the
commissioning of OAO Gazprom facilities, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 117.7 million Rubles
9.91 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of options for power supplies
to priority customers among remote townships
in the Yamalo-Nenetsky Autonomous District
(Muzhi, Yar-Sale, Gyda, and Tolka)", "Concept
for the comprehensive development of power
supplies in the Yamalo-Nenetsky Autonomous
District", "Program for power supplies and
for increases in their energy efficiency in
the city of Salekhard", "Concept for the development
of the gas-chemical industry in the Yamalo-Nenetsky
Autonomous District", and "Development of basic
principles and methods for the exploration,
opening-up, and exploitation of minor-reserve
fields in order to optimize hydrocarbon production
costs", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 145 million Rubles
9.92 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform to perform during the
period of three years after their execution,
acting upon OAO Gazprom's instructions, research
work for OAO Gazprom covering the following
subjects: "Drafting of a regulatory document
on the safety of autonomous systems for liquefied
hydrocarbon gas supplies to private households",
"Preparation of a multitier integrated model
for the dispatcher control of gas flows", "Development
of methodological approaches to the diagnostic
maintenance, and the evaluation and forecasting
of the technical condition, of the gas pipeline
branches of OAO Gazprom and the situation with
their technical diagnosis", "Development of
methods and ways for the assessment of the
technically feasible throughput capacity and
productivity of trunk gas distribution pipelines
and gas pipeline branches", "Preparation of
recommendations for substantiating the parameters
of trunk gas transport systems at the pre-design
stage to ensure the adaptability of such facilities
upon the materialization of different risk
factors", and "Analysis of the efficiency of
conversion to gas services, and the reconstruction
and operation of gas-distribution organizations"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 220.92
million Rubles
9.93 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory-methodological documents
for the development of the System for the management
of the technical condition and integrity of
the gastransportation system", "Preparation
of regulatory documents for the Integrated
System for Labor Protection and Industrial
Safety at OAO Gazprom", "Preparation of a complex
of technical decisions towards the efficient
use of low-pressure gas at the later stage
in field development, and methods for the long-term
(three to five years) planning of geological
and technical measures relating to the well
stock of OAO Gazprom", "Development of technical
requirements for polymer, composite, and geotextile
materials, and proposals for their use during
the construction, reconstruction, and overhaul
of gas pipelines under different natural and
climatic conditions", "Preparation of methods
for the assessment of the operating reliability,
risks, and safe service life of the multiplex
trunk gas pipeline being built between Bovanenkovo
and Ukhta in challenging northern natural and
climatic conditions and in regions of multi-year
frozen rocks", and "Preparation of a model
and methods for calculating gas flows planned
to go by different sections of the gas-transportation
system of the Integrated Gas-supply Network
over the short-term period for operational
dispatch management purposes" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 325.5 million
Rubles
9.94 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the document 'Standardization
Systems of OAO Gazprom', establishing procedures
for the distribution of environmental-protection
functions between the customer and the contractor
during the construction and overhauling of
facilities", "Preparation of methods for the
identification and assessment of ecological
aspects with due regard for the need to expand
the scope of application of OAO Gazprom's ecological
management system", "Technical requirements,
ways, and means for preventing the degradation
of landscapes in the Far Northern territories
being developed by OAO Gazprom", "Preparation
of regulatory documents on the organization
and exercise of production-related ecological
supervision and monitoring during geological-exploration,
drilling, and hydrocarbon-field infrastructuredevelopment,
exploitation, and closure operations in the
Far North and on the Arctic shelf", and "Development
of methods to project demand for gas in Russia
with due regard for different scenarios for
the development of the gas-transportation network
and distribution systems for gas supplies,
and the impact of gas-price changes compared
with movements in prices for alternative fuel"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 88.8
million Rubles
9.95 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of a regulatory base to govern
the system for the metrological support of
geophysical well research at hydrocarbon fields
and in the underground gas storages of OAO
Gazprom", "Analysis and generalization of geological
and geophysical information, and the identification
of regional regularities in the variability
of the structure and properties of the geological
environment on the north-eastern shelf of the
Sakhalin island. Creation of a standing regional
digital geological and geophysical model of
the north-eastern shelf of the Sakhalin island",
"Drafting of an array of regulatory documents
on geophysical research and the prospecting,
exploration, and development of hydrocarbon
fields and the construction and operation of
the underground gas storages of OAO Gazprom",
and "Development of technologies for multiwave
seismic research for mapping purposes and permafrost
zone studies at hydrocarbon fields", and to
deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 192.66
million Rubles
9.96 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on energy-related
reviews of OAO Gazprom subsidiaries", "Preparation
of regulatory documents on energy conservation
at OAO Gazprom in accordance with the applicable
requirements of Federal Law No. 261-FZ 'On
Energy Conservation, Increases in Energy Efficiency,
and Amendments to Certain Legislative Acts
of the Russian Federation', dated November
23, 2009", "Drafting of a strategic program
for the development of innovative technologies
for the large-scale production of hydrogen-based
energy carriers", "Development of methods for
the fixing of rates applicable to electric
power uses for the user's own and technological
needs at the gas production and processing
facilities of OAO Gazprom", "Development of
technological solutions to raise the energy
efficiency of technical facilities for the
processing of gas, gas condensate, and oil",
"Preparation of a regulatory base to govern
energy conservation and increases in energy
efficiency during the drilling and overhauling
of wells at OAO Gazprom", and "Reviews of materials
published in the foreign scientific, technical,
and economic informational sources, and the
preparation of recommendations on its use in
gas technologies", and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 160.1 million Rubles
9.97 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of proposals concerning the level
of increasing factors applicable to the prices
set in Price List No. 26-05-28 'Wholesale Prices
for the Capital Repairing, Diagnostics, and
Maintenance of Equipment and Structures at
OAO Gazprom Facilities in 2012'", "Preparation
of recommendations on gas-price differentiation
for industrial customers depending on seasonal
fluctuations in gas consumption", "Preparation
of recommendations on improvements to the pricing
formula for gas supplied to industrial customers
in the Russian Federation", "Preparation of
recommendations on the development of schemes
for and the efficiency assessment of gas supplies
from different suppliers to consumers", and
"Identification of risks associated with movements
in prices and demand for gas for the implementation
of the long-term strategy of OAO Gazprom on
external markets, and the preparation of recommendations
on the minimizing of such risks", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 83.1 million
Rubles
9.98 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Geographical analysis and projection of increases
in the use of natural gas by power-generating
facilities in Russian regions with account
taken of the existing uncertainty about the
future situation on the market of electric
power and generating capacity, and the preparation
of proposals to make gas-balance forecasts
more dependable and accurate", "Analysis of
new technologies for the generation and consumption
of energy, and assessments of potential related
consequences for the fuel-and-energy balance
and the strategic development of OAO Gazprom",
"Preparation of methodological and mathematical
support, algorithms, and a set of indicators
for domestic energy market analysis and prognosis
and for optimizing OAO Gazprom operations on
domestic energy markets", and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 120 million Rubles
9.99 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents to establish
requirements for the startup and commissioning
of OAO Gazprom facilities", "Preparation of
a regulatory and methodological basis for project
and program management at OAO Gazprom", "Preparation
of recommendations on methods to evaluate the
efficiency of pre-investment research", "Integrated
assessment of the best existing and prospective
technologies to ensure the ecologically safe
production, treatment, transportation, storage,
and processing of hydrocarbons at OAO Gazprom",
and "Setting of normatives regarding caps on
the costs of capital repairs of different types
of fixed assets at the gas-producing organizations
of OAO Gazprom in 2012-2014", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 60.756 million
Rubles
9.100 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on improvements
to the management of energy facilities", "Drafting
regulations on investigations to look into
the causes behind disruptions in the operations
of energy facilities at OAO Gazprom", "Preparation
of technical regulatory documents on the maintenance
and repair of equipment at the electrical facilities
of OAO Gazprom", "Development of complete equipment
modules for power supplies on the basis of
power plants using solid-polymer fuel elements
to provide electricity to OAO Gazprom facilities",
"Development of technical requirements for
generating units and power stations with due
regard for the experience of operating power
stations at OAO Gazprom in order to meet its
own needs", and "Preparation of proposals to
optimize power loans on gas-transportation
facilities at OAO Gazprom with due regard for
the special features of the respective technologies",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 138.618
million Rubles
9.101 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of large-tonnage technologies
for the combined production of liquefied natural
gas and helium concentrate/helium during the
processing of gas from fields in Eastern Siberia
and the Far East", "Development of technologies
for the production of a mix of liquid gasoline
and diesel hydrocarbons (light synthetic oil)
from natural gas", "Drafting of regulations
on the designing of a pilot gas-production
and gas-processing / gas-chemical complex on
the basis of the Chikansky gas-condensate field",
"Technical and economic analysis of the processes
of recovering helium from the gas flows directed
to local consumers in Eastern Siberia and the
Far East", and "Drafting of a program for the
implementation of the Strategy for the Development
of the Helium Industry on the Basis of the
Helium Fields of OAO Gazprom", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 212 million
Rubles
9.102 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Analysis of production, technical, and economic
indicators to be achieved in the development
of the processing capacities of OAO Gazprom
in the period until the year 2030", "Technical
and economic assessment of the efficiency of
projects to launch synthetic liquid fuel production
operations", "Development and technical and
economic analysis of technologies for the comprehensive
refining of matrix oil with the maximum extraction
of valuable products", and "Improvements to
technologies for the low-tonnage production
of liquefied natural gas used as a motor fuel
with a view to obtaining products of the requisite
quality", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 262 million Rubles
9.103 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on the
technical maintenance and repair of equipment
and structures at the underground gas storages
of OAO Gazprom", "Preparation of scientific
and technical proposals for the all-round development
of the Kirinsky block of the Sakhalin-3 project",
"Preparation of regulatory documents on the
operation of concentric-tubing wells sunk at
the Valanginian deposits in the Nadym-Pur-Tazovsky
region", "Preparation of regulatory documents
on an industrial-safety system for underground
gas storages", "Analysis of results attained
in the reconstruction and technical re-equipment
of gasproduction facilities over 2011-2013,
and the preparation of regulatory documents
on the technological monitoring of field infrastructure
development facilities", "Preparation of an
array of technical solutions for the development
of gas and gas-condensate wells at the later
stage in field development", "Drafting of regulations
on the technological audit of equipment at
facilities for the production of gas and gas
condensate and for the preparation of those
commodities for transportation", "Preparation
of methodological support for the monitoring
of geological and economic indicators in geological
exploration and for the differentiated calculation
of efficiency indicators in geological exploration
with a breakdown by the operating areas of
OAO Gazprom", and "Development of technical
and technological solutions for hydrofracturing
in slightly sloping and flat wells with due
regard for the respective bottom-hole designs",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 224.31
million Rubles
9.104 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of comprehensive geophysical technologies
for the exercise of control over the tapping
of hydrocarbon fields and the operation of
underground gas storages", "Preparation of
proposals on arrangements to monitor basic
indicators concerning the consumption and technological
losses of hydrocarbons (natural combustible
gas, gas condensate, oil, and casinghead gas)
at fields developed by the producing subsidiaries
of OAO Gazprom", "Drafting of a comprehensive
earmarked program for the development of Senonian-Turonian
gas deposits in the north of Western Siberia",
"Development of technical solutions for hydrocarbon
field exploitation on particularly shallow,
freezing shelves in the Russian Federation
(on the example of the Primayalsky shelf in
the Kara Sea)", "Development of methods and
technologies for the integrated analysis of
geological and geophysical data arrays with
a view to ensuring qualitative improvements
to the accuracy of geological exploration",
and "Development of technical and technological
solutions for the construction of prospecting
and exploration wells on the Semakovsky, Antipayutinsky,
and Tota-Yakhinsky license sites", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 225.238 million
Rubles
9.105 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Stratification of Achimovskoye field laydowns
on the license sites and fields of OAO Gazprom
in the Yamalo-Nenetsky Autonomous District",
"Preparation of proposals for the typification
of collectors with due regard for special mass-transfer
features as part of efforts to work out methods
for the differentiated assessment of gas-condensate
yields from different types of collectors,
among them low-permeability ones, and recommendations
for the remaining reserves of complex-structure
fields to be developed", "Drafting of an all-round
earmarked program for the development of non-conventional
gas resources (gas hydrates, shale and coal
gases, and close-grained collector gas)", "Preparation
of recommendations on methods to model technological
regimes for the operation of systems for the
collection, intra-field transportation, and
field treatment of Cenomanian-deposit gas during
the exploitation, field infrastructure development,
and reconstruction of fields", and "Calculation
of commercial reserves at, and the preparation
of a plan for the commercial development of,
the southern part of the Vuktylsky oil-and
gas-condensate field for the combined production
and exploitation of residual hydrocarbons and
oilfield industrial waters", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 233.95 million
Rubles
9.106 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of recommendations on the development
of complex-research methods for bedded structures
during the choice of plans and methods to exploit
under-gas-cap oil fringes on the basis of experimental
work and hydrodynamic computations", "Technical
and economic assessment of the existing condition
of and development prospects for shale-gas
production operations in Russia and elsewhere
in the world", "Study of the status and prognosis
of operations to develop the mineral-commodity
base and the producing and exporting potential
of the gas industry in CIS countries in the
years up to 2035", "Development of a concept
and plans for the ecologically safe development
of license sites in territories under special
protection", and "Improvements to technologies
for the construction of wells on Western Siberian
fields", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 255.478 million Rubles
9.107 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of the more promising directions
in searches for hydrocarbon fields in Eastern
Siberia on the basis of findings from the integrated
analysis of the latest geological and geophysical
data and the results of prospecting and exploration
efforts over the preceding period", and "Forecast
for the development of the raw-material basis
of Russia's industry in the period till the
year 2050", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 213.785 million Rubles
9.108 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the subject: "Upgrades
to the technology for natural gas conversion
using a bi-functional catalyst to produce synthetic
liquid fuel, and proposals for the implementation
of resulting solutions on a pilot-commercial
scale", and to deliver the research result
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research result and to make payment
for it up to an aggregate maximum amount of
360 million Rubles
9.109 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest transfers
its exclusive invention rights to the invention
"Cellular-structure space frame for ground
reinforcement (options) and tape for its manufacture
(options)" and to the utility models "Weak-foundation
road-embankment coupling (options)", "Design
of top dressings for motor roads (options)",
and "Design of a soil side slope fortification"
(for the purposes of their joint holding) to
OAO Gazprom, and OAO Gazprom undertakes to
pay fees to ZAO Yamalgazinvest for the transfer
of those exclusive rights to the above invention
and utility models for their joint possession
up to an aggregate maximum amount of 80,000
Rubles
9.110 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide during the period from
the execution date of the agreement till July
1, 2014, acting upon OAO Gazprom's instructions,
services involved in the evaluation of the
situation for the time being in evidence with
the conversion of the Russian Federation's
regions to the use of gas, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 23.4 million
Rubles
9.111 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of one year
after its execution, acting upon OAO Gazprom's
instructions, services involved in the updating
of information about the extent to which gas
pipeline branches and township-to-township
gas distribution pipelines are loaded, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 9 million Rubles
9.112 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, services
involved in the production of a reference book
on the legislative and other legal regulation
of gas distribution operations, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 7.5 million
Rubles
9.113 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, consultancy
services relating to the development of gas-distribution
organizations and the switchover to the use
of gas, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 10.5 million Rubles
9.114 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide during
the period from the execution date of the agreement
till December 31, 2013, acting upon OAO Gazprom's
instructions, services involved in the production
of a report on the rehabilitation of facilities
making part of the Moscow gas pipeline ring,
while OAO Gazprom undertakes to make payment
for such services up to an aggregate maximum
amount of 1.5 million Rubles
9.115 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide for
a period of 18 months after the execution date
of the agreement, acting upon OAO Gazprom's
instructions, services involved in the organization
and conduct of a conference on distribution
and gas consumption, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 1.5 million Rubles
9.116 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and ZAO Yamalgazinvest,
ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat,
and the Gazpromipoteka foundation ("Licensees"),
pursuant to which OAO Gazprom will grant the
Licensees an ordinary (non-exclusive) license
to use its trademarks [Gazprom], "Gazprom"
and , as registered in the State Register of
Trade Marks and Service Marks of the Russian
Federation, on goods and on the labels or packaging
of goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including, but not
limited to, that related to introduction of
goods into civil turnover, or in offers to
sell goods, perform work, or provide services,
or in announcements or advertisements, or in
connection with charitable or sponsored events,
or in printed publications, or on official
letterheads, or on signs, including signs on
administrative buildings, industrial facilities,
multi-functional refueling complexes providing
accompanying types of roadside service, shops,
car washing stations, cafes, car service /
tire fitting businesses, and recreational services
centers, or on transportation vehicles, or
on clothes or individual protective gear, or
on the Licensees' corporate seals, or in the
Internet, or in the Licensees' trade names,
and the Licensees will pay license fees to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks with respect to each transaction
in an amount not exceeding 300 times the minimum
statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, up to an aggregate
maximum amount of 16.992 million Rubles
9.117 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Neft (the "Licensee"), pursuant to which the
Licensee is entitled, subject to prior written
consent from OAO Gazprom, to enter into sublicense
agreements with third persons ("Sublicensees")
to use the specified trademarks of OAO Gazprom
as registered in the blue, azure, and white
color /color combination in the State Register
of Trade Marks and Service Marks of the Russian
Federation, subject to the rights and ways
to make such uses, which are available to the
Licensee under the respective license agreement,
and the Licensee will pay a license fee to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks under each sublicense
agreement in an amount not exceeding 300 times
the minimum statutory wage established by the
effective legislation of the Russian Federation
as on the execution date of the respective
transfer and acceptance acts, plus value added
tax at the rate established by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 566.4 million
Rubles
9.118 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom, on the one
hand, and OOO Gazprom Mezhregiongaz and OAO
Gazprom Gazoraspredeleniye ("Licensees"), on
the other hand, pursuant to which OAO Gazprom
will grant the Licensees an ordinary (non-exclusive)
license to use its trademarks [Gazprom], "Gazprom"
and, as registered in the State Register of
Trade Marks and Service Marks of the Russian
Federation, on goods and on the labels or packaging
of goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including documentation
related to introduction of goods into civil
turnover, or in offers to sell goods, perform
work, or provide services, or in announcements
or advertisements, or in connection with charitable
or sponsored events, or in printed publications,
or on official letterheads, or on signs, including
signs on administrative buildings, industrial
facilities, multi-functional refueling complexes
providing accompanying types of roadside service,
shops, car washing stations, cafes, car service
/ tire fitting businesses, and recreational
services centers, or on transportation vehicles,
as well as on clothes and individual protective
gear, or on the Licensees' corporate seals,
or in the Internet, or in the Licensees' trade
names, as well as with the right-subject to
prior written consent from OAO Gazprom-to enter
into sublicense agreements with third persons
("Sublicensees") to use the foregoing trademarks
subject to the rights and ways to use the same,
which are available to the Licensees under
the respective license agreements, while the
Licensees will pay license fees to OAO Gazprom
in the form of quarterly payments for the right
of use of each of OAO Gazprom's above trademarks
with respect to each transaction up to an aggregate
maximum amount not exceeding 300 times the
minimum statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, as well as quarterly
payments for the right to use each of OAO Gazprom's
above trademarks under each sublicense agreement
up to an aggregate maximum amount not exceeding
300 times the minimum statutory wage established
by the effective legislation of the Russian
Federation as on the execution date of the
respective transfer and acceptance acts, plus
value added tax at the rate established by
the effective legislation of the Russian Federation
up to an aggregate maximum amount of 552.24
million Rubles
9.119 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprom
EP International B.V. (the "Licensee"), pursuant
to which OAO Gazprom will provide the Licensee
with an ordinary (non-exclusive) license to
use its trademarks, as registered with the
World Intellectual Property Organization, on
goods and on the labels or packaging of goods,
or during the performance of work or the provision
of services, on covering, business, or other
documentation, or in advertising, printed publications,
or on official letterheads, or on signboards,
or during the demonstration of exhibits at
exhibitions and fairs, or in the Internet,
or in the Licensees' trade name, or in the
Licensee's corporate seal, as well as with
the right-subject to prior written consent
from OAO Gazprom-to enter into sublicense agreements
with third persons ("Sublicensees") to use
the foregoing trademarks subject to the rights
and ways to use the same, which are available
to the Licensee under the respective license
agreement, while the Licensees will pay a license
fee to OAO Gazprom up to an aggregate maximum
amount of 640,000 U.S. Dollars
9.120 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will deliver, and OOO Gazprom Mezhregiongaz
will accept (take off), gas in an aggregate
maximum amount of 302.3 billion cubic meters
(subject to applicable monthly delivery deadlines)
with an aggregate maximum amount of 1.143 trillion
Rubles
9.121 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Beltransgaz,
pursuant to which OAO Gazprom sells, and OAO
Beltransgaz buys, gas in 2012-2014 in the amount
not exceeding 69 billion cubic meters with
an aggregate maximum amount of 17.25 billion
U.S. Dollars and pursuant to which OAO Beltransgaz
in 2012-2014 will provide gas-transportation
services in the transit mode in the territory
of the Republic of Belarus in an aggregate
maximum amount of 142 billion cubic meters,
while OAO Gazprom will make payment for such
services of transporting gas by trunk gas pipelines
up to an aggregate maximum amount of 1.8 billion
U.S. Dollars
9.122 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
facilities comprising the railway line from
the Obskaya station to the Karskaya station
(except for the properties on record under
Inventory Nos. 330652-330672) for the period
not exceeding 20 years, while OOO Gazpromtrans
will make payment for the use of those assets
up to an aggregate maximum amount of 200 billion
Rubles
9.123 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank will provide guarantees to the customs
authorities of the Russian Federation in regard
to the obligations of OAO Gazprom as a customs
broker (representative) to the extent concerning
the payment of customs duties and eventual
interest and penalties up to a maximum amount
of 50 million Rubles, with a fee due to the
bank at a rate not exceeding 1% per annum of
the amount of the guarantee
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
10.1 Election of Andrei Igorevich Akimov to the Board Mgmt Against Against
of Directors of OAO Gazprom
10.2 Election of Aleksandr Georgievich Ananenkov Mgmt Against Against
to the Board of Directors of OAO Gazprom
10.3 Election of Farit Rafikovich Gazizullin to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.4 Election of Viktor Alekseevich Zubkov to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.5 Election of Elena Evgenievna Karpel to the Board Mgmt Against Against
of Directors of OAO Gazprom
10.6 Election of Aleksei Borisovich Miller to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.7 Election of Valery Abramovich Musin to the Board Mgmt For For
of Directors of OAO Gazprom
10.8 Election of Elvira Sakhipzadovna Nabiullina Mgmt Against Against
to the Board of Directors of OAO Gazprom
10.9 Election of Mikhail Leonidovich Sereda to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.10 Election of Sergei Ivanovich Shmatko to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.11 Election of Igor Khanukovich Yusufov to the Mgmt Against Against
Board of Directors of OAO Gazprom
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 11 CANDIDATES Non-Voting No vote
TO BE ELECTED TO THE AUDIT COMMISSION, THERE
ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED
AT THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 9 OF THE
11 CANDIDATES. THANK YOU.
11.1 Election of Dmitry Aleksandrovich Arkhipov to Mgmt For For
the Audit Commission of OAO Gazprom
11.2 Election of Andrei Viktorovich Belobrov to the Mgmt No vote
Audit Commission of OAO Gazprom
11.3 Election of Vadim Kasymovich Bikulov to the Mgmt For For
Audit Commission of OAO Gazprom
11.4 Election of Aleksei Borisovich Mironov to the Mgmt No vote
Audit Commission of OAO Gazprom
11.5 Election of Lidiya Vasilievna Morozova to the Mgmt Against Against
Audit Commission of OAO Gazprom
11.6 Election of Anna Borisovna Nesterova to the Mgmt Against Against
Audit Commission of OAO Gazprom
11.7 Election of Yury Stanislavovich Nosov to the Mgmt For For
Audit Commission of OAO Gazprom
11.8 Election of Karen Iosifovich Oganyan to the Mgmt Against Against
Audit Commission of OAO Gazprom
11.9 Election of Konstantin Valerievich Pesotsky Mgmt For For
to the Audit Commission of OAO Gazprom
11.10 Election of Maria Gennadievna Tikhonova to the Mgmt For For
Audit Commission of OAO Gazprom
11.11 Election of Aleksandr Sergeyevich Yugov to the Mgmt For For
Audit Commission of OAO Gazprom
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE Non-Voting No vote
FULL MEETING AGENDA YOU MUST ALSO VOTE ON MEETING
ID 854106 WHICH CONTAINS RESOULTIONS 1 TO 9.69.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155057
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: EGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Early terminate powers of the members of the Mgmt For For
Board of Directors of OAO Gazprom
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Election of Akimov Andrey Igorevich to the Board Mgmt Against Against
of Directors of OAO Gazprom
2.2 Election of Ananenkov Alexander Georgievich Mgmt Against Against
to the Board of Directors of OAO Gazprom
2.3 Election of Gazizullin Farit Rafikovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.4 Election of Karpel Elena Evgenievna to the Board Mgmt Against Against
of Directors of OAO Gazprom
2.5 Election of Kulibaev Timur to the Board of Directors Mgmt Against Against
of OAO Gazprom
2.6 Election of Martynov Viktor Georgievich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.7 Election of Mau Vladimir Alexandrovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.8 Election of Miller Alexey Borisovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.9 Election of Musin Valery Abramovich to the Board Mgmt For For
of Directors of OAO Gazprom
2.10 Election of Sereda Mikhail Leonidovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.11 Election of Yusufov Igor Khanukovich to the Mgmt Against Against
Board of Directors of OAO Gazprom
2.12 Election of Zubkov Viktor Alexeevich to the Mgmt Against Against
Board of Directors of OAO Gazprom
--------------------------------------------------------------------------------------------------------------------------
GENTING BERHAD Agenda Number: 703085894
--------------------------------------------------------------------------------------------------------------------------
Security: Y26926116
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: MYL3182OO002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the declaration of a final dividend Mgmt For For
of 4.5 sen less 25% tax per ordinary share
of 10 sen each for the financial year ended
31 December 2010 to be paid on 27 July 2011
to members registered in the Record of Depositors
on 30 June 2011
2 To approve the payment of Directors' fees of Mgmt For For
MYR932, 556 for the financial year ended
31 December 2010 (2009: MYR877, 800)
3 To re-elect Mr Chin Kwai Yoong as a Director Mgmt For For
of the Company pursuant to Article 99
of the Articles of Association of the Company
4 That Tan Sri Mohd Amin bin Osman, retiring in Mgmt For For
accordance with Section 129 of the Companies
Act, 1965, be and is hereby re-appointed as
a Director of the Company to hold office
until the conclusion of the next Annual General
Meeting
5 That Dato' Paduka Nik Hashim bin Nik Yusoff, Mgmt For For
retiring in accordance with Section 129
of the Companies Act, 1965, be and is hereby
re-appointed as a Director of the Company
to hold office until the conclusion of the
next Annual General Meeting
6 That Tun Mohammed Hanif bin Omar, retiring in Mgmt For For
accordance with Section 129 of the Companies
Act, 1965, be and is hereby re-appointed as
a Director of the Company to hold office
until the conclusion of the next Annual General
Meeting
7 That Tan Sri Dr. Lin See Yan, retiring in accordance Mgmt For For
with Section 129 of the Companies Act, 1965,
be and is hereby re-appointed as a Director
of the Company to hold office until the
conclusion of the next Annual General
Meeting
8 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
of the Company and to authorise the
Directors to fix their remuneration
9 Proposed renewal of the authority for the Company Mgmt For For
to purchase its own shares
10 Proposed exemption under Paragraph 24.1, Practice Mgmt For For
Note 9 of the Malaysian Code on Take-Overs
and Mergers, 2010 to Kien Huat Realty Sdn Berhad
and persons acting in concert with it
from the obligation to undertake a
mandatory take-over offer on the remaining
voting shares in the Company not already
owned by them, upon the purchase by the Company
of its own shares pursuant to the proposed
renewal of share buy-back authority
11 Authority to Directors pursuant to Section 132D Mgmt For For
of the Companies Act, 1965
12 Proposed renewal of shareholders' mandate for Mgmt For For
recurrent related party transaction
of a revenue or trading nature and proposed
new shareholders' mandate for additional
recurrent related party transaction of a revenue
or trading nature
--------------------------------------------------------------------------------------------------------------------------
GLOBALTRANS INVT PLC Agenda Number: 703020595
--------------------------------------------------------------------------------------------------------------------------
Security: 37949E204
Meeting Type: AGM
Meeting Date: 13-May-2011
Ticker:
ISIN: US37949E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Group and Company audited Mgmt Abstain Against
financial statements together with the
reports of the directors and the auditor for
the financial year ended 31 December 2010
2 To approve the distribution by the Company of Mgmt Abstain Against
final dividends in respect of the financial
year ended on 31 December 2010 in the amount
of 37 US cents per ordinary share
3 To re-appoint PricewaterhouseCoopers Limited Mgmt Abstain Against
as auditors of the Company to hold office
until the conclusion of the next general meeting
at which the accounts are laid before the
Company and to authorize the Board of Directors
to determine the remuneration of the auditors
4 To re-appoint Alexander Eliseev as a director Mgmt Abstain Against
of the Company for a period of one year to
hold office until the conclusion of the next
annual general meeting of the shareholders
of the Company
5 To re-appoint Michael Zampelas as a director Mgmt Abstain Against
of the Company for a period of one year to
hold office until the conclusion of the next
annual general meeting of the shareholders
of the Company with an annual gross remuneration
of EUR 60,000 (sixty thousand)
6 To re-appoint Johann Franz Durrer as a director Mgmt Abstain Against
of the Company for a period of one year to
hold office until the conclusion of the next
annual general meeting of the shareholders
of the Company with an annual gross remuneration
of EUR 110,000 (one hundred ten thousand)
7 To re-appoint Sergey Maltsev as a director of Mgmt Abstain Against
the Company for a period of one year to hold
office until the conclusion of the next annual
general meeting of the shareholders of the
Company
8 To re-appoint Mikhail Loganov as a director Mgmt Abstain Against
of the Company for a period of one year
to hold office until the conclusion of the
next annual general meeting of the shareholders
of the Company with an annual gross remuneration
of EUR 120,000 (one hundred twenty thousand)
9 To re-appoint Elia Nicolaou as a director of Mgmt Abstain Against
the Company for a period of one year to hold
office until the conclusion of the next annual
general meeting of the shareholders of the
Company with an annual gross remuneration of
EUR 1,500 (one thousand five hundred)
10 To re-appoint Konstantin Shirokov as a director Mgmt Abstain Against
of the Company for a period of one year to
hold office until the conclusion of the next
annual general meeting of the shareholders
of the Company
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 702930353
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 815858 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART Non-Voting No vote
A RESOLUTIONS IF THE COMPANIES ACT 71 OF 2008,
AS AMENDED ("2008 ACT") HAS TAKEN EFFECT PRIOR
TO OR ON THE DATE OF THE MEETING
O.1 Re-appointment of KPMG Inc. as the auditors Mgmt For For
O.2 Election of director: Mr MS Moloko Mgmt For For
O.3 Re-election of director: Mr K Ansah Mgmt For For
O.4 Re-election of director: Mr DN Murray Mgmt For For
O.5 Re-election of director: Ms GM Wilson Mgmt For For
O.6 Election of the Audit Committee - Election of Mgmt For For
Ms GM Wilson (Chair)
O.7 Election of the Audit Committee - Election of Mgmt For For
Mr RP Menell
O.8 Election of the Audit Committee - Election of Mgmt For For
Mr DMJ Ncube
O.9 Election of the Audit Committee - Election of Mgmt For For
Mr RL Pennant-Rea
O.10 Approval for the issue of authorised but unissued Mgmt For For
ordinary shares
O.11 Approval for the issue of authorised but unissued Mgmt For For
non-convertible redeemable preference shares
O.12 Issuing equity securities for cash Mgmt For For
O.13 Endorsement of the Remuneration Policy Mgmt For For
S.1 Increase of Audit Committee non-executive directors' Mgmt For For
fees
S.2 Acquisition of company's own shares Mgmt For For
CMMT PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART Non-Voting No vote
B RESOLUTIONS IF THE COMPANIES ACT, 81 OF 1973,
AS AMENDED ("1973 ACT") IS STILL IN EFFECT
AS AT THE DATE OF THE MEETING
O.1 Adoption of the financial statements Mgmt For For
O.2 Re-appointment of KPMG Inc. as the auditors Mgmt For For
O.3 Election of director: Mr MS Moloko Mgmt For For
O.4 Re-election of director: Mr K Ansah Mgmt For For
O.5 Re-election of director: Mr DN Murray Mgmt For For
O.6 Re-election of director: Ms GM Wilson Mgmt For For
O.7 Placement of Unissued ordinary shares under Mgmt For For
the control of the directors
O.8 Placement of non-convertible redeemable preference Mgmt For For
shares under the control of the directors
O.9 Issuing equity securities for cash Mgmt For For
O.10 Increase of Audit Committee non-executive directors' Mgmt For For
fees
S.1 Acquisition of company's own shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 703077102
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: OGM
Meeting Date: 20-Jun-2011
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Financial assistance in terms of section 45 Mgmt For For
of the Act
O.1 Approval for the proposed acquisition Mgmt For For
O.2 Authority to give effect to the above Resolutions Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLDEN EAGLE RETAIL GROUP LTD Agenda Number: 702953010
--------------------------------------------------------------------------------------------------------------------------
Security: G3958R109
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: KYG3958R1092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110413/LTN20110413121.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and adopt the audited consolidated Mgmt For For
financial statements of the Company and
its subsidiaries and the reports of the Directors
and Auditor for the year ended 31 December
2010
2 To declare a final dividend of RMB0.150 per Mgmt For For
share for the year ended 31 December
2010
3A To re-elect Mr. Wong Chi Keung as independent Mgmt For For
non-executive Director
3B To elect Mr. Liu Chi Husan, Jack as independent Mgmt For For
non-executive Director
3C To authorise the remuneration committee of the Mgmt For For
Company to fix the remuneration
of the Directors
4 To re-appoint Messrs. Deloitte Touche Tohmatsu Mgmt For For
as auditor of the Company and to authorise
the Board of Directors to fix their remuneration
5A To grant a general mandate to the Directors Mgmt Against Against
to issue shares of the Company
5B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of Company
5C To increase the maximum nominal amount of share Mgmt Against Against
capital which the Directors are authorised
to allot, issue and deal with pursuant to the
general mandate set out in resolution 5A by
the aggregate nominal amount of shares
repurchased pursuant to the general
mandate set out in resolution 5B
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN EAGLE RETAIL GROUP LTD, WAN CHAI Agenda Number: 702727097
--------------------------------------------------------------------------------------------------------------------------
Security: G3958R109
Meeting Type: EGM
Meeting Date: 21-Dec-2010
Ticker:
ISIN: KYG3958R1092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101206/LTN20101206183.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To approve the Equity Transfer Agreement and Mgmt For For
the transactions contemplated thereunder
2 To approve the Lease Agreement (Additional Xianlin Mgmt For For
Retail Area) and the transactions contemplated
thereunder
3 To approve the proposed annual caps for the Mgmt For For
rental in respect of the Xianlin Golden Eagle
Lease Agreements for each of the three years
ending 31 December 2012
4 To approve the proposed Revised Annual Caps Mgmt For For
for each of the two years ending 31 December
2010 and 2011
5 To approve the 2011 Xinjiekou Tenancy Agreement Mgmt For For
and the transactions contemplated
thereunder
6 To approve the proposed annual caps for the Mgmt For For
2011 Xinjiekou Tenancy Agreement for each
of the three years ending 31 December 2013
7 To approve the 2011 Lease Agreement (Additional Mgmt For For
Shanghai Premises) and the transactions
contemplated thereunder
8 To approve the proposed annual caps for the Mgmt For For
2011 Lease Agreement (Additional Shanghai
Premises) for each of the three years ending
31 December 2013
9 To approve the 2011 Project Management Services Mgmt For For
Agreement and the transactions
contemplated thereunder
10 To approve the proposed annual caps for the Mgmt For For
2011 Project Management Services Agreement
for each of the three years ending 31 December
2013
11 To approve the 2011 Decoration Services Agreement Mgmt For For
and the transactions contemplated thereunder
12 To approve the proposed annual caps for the Mgmt For For
2011 Decoration Services Agreement
for each of the three years ending 31 December
2013
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE S A B DE C V Agenda Number: 702617082
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 04-Oct-2010
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Approve the changes in the Membership of the Mgmt For For
Board of Directors
II Approve to pay cash dividend in the amount of Mgmt For For
MXN 0.17 per share
III Receive the report from the outside Auditor Mgmt For For
regarding the fiscal situation of the Company
IV Approve the designation of a special delegate Mgmt For For
or delegates to formalize and carry out,
if relevant, the resolutions passed by the
general meeting
V Approve the preparation, reading and the general Mgmt For For
meeting minutes
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 933432851
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT OR RATIFICATION, AS THE CASE MAY Mgmt Against Against
BE, OF THE MEMBERS OF THE BOARD OF DIRECTORS
TO BE APPOINTED AT THIS MEETING PURSUANT TO
ARTICLES TWENTY SIXTH, TWENTY SEVENTH AND OTHER
APPLICABLE ARTICLES OF THE CORPORATE BY-LAWS.
II APPOINTMENT OF DELEGATES TO CARRY OUT AND FORMALIZE Mgmt For For
THE RESOLUTIONS ADOPTED AT THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
GS ENGINEERING & CONSTRUCTION CORP, SEOUL Agenda Number: 702799339
--------------------------------------------------------------------------------------------------------------------------
Security: Y2901E108
Meeting Type: AGM
Meeting Date: 25-Mar-2011
Ticker:
ISIN: KR7006360002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Approval of partial amendment to articles of Mgmt For For
incorporation
3 Election of directors: Heo Chang Su and Mun Mgmt For For
Seong U
4 Approval of limit of remuneration for directors Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTORS' NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HALYK SAVINGS BANK OF KAZAKHSTAN OJSC, ALMATY Agenda Number: 702928536
--------------------------------------------------------------------------------------------------------------------------
Security: 46627J302
Meeting Type: AGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: US46627J3023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 806193 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
22 APR 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Approval of JSC Halyk Bank's annual financial Mgmt For For
statements for the year ended 31 December 2010
2 Approval of distribution of JSC Halyk Bank's Mgmt For For
net income for the year 2010. Adoption of a
resolution on payment of dividends on JSC Halyk
Bank's common shares. Approval of the amount
of dividend per common share of JSC Halyk Bank
3 Approval of audit company conducting audit of Mgmt For For
JSC Halyk Bank
4 Consideration of report of the Board of Directors Mgmt For For
of JSC Halyk Bank on its activities for 2010
5 Approval of number of members of the Board of Mgmt For For
Directors of JSC Halyk Bank
6 Approval of term of the Board of Directors of Mgmt For For
JSC Halyk Bank
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
7.1 Election of member of the Board of Directors Mgmt Against Against
of JSC Halyk Bank: Kairat Satylganov
7.2 Election of member of the Board of Directors Mgmt For For
of JSC Halyk Bank: Franciscus Cornelis Wilhelmus
(Frank) Kuijlaars
7.3 Election of member of the Board of Directors Mgmt Against Against
of JSC Halyk Bank: Umut Shayakhmetova
7.4 Election of member of the Board of Directors Mgmt For For
of JSC Halyk Bank: Alexander Pavlov
7.5 Election of member of the Board of Directors Mgmt For For
of JSC Halyk Bank: Kadyrzhan Damitov
7.6 Election of member of the Board of Directors Mgmt For For
of JSC Halyk Bank: Christof Ruehl
7.7 Election of member of the Board of Directors Mgmt For For
of JSC Halyk Bank: Ulf Wokurka
8 Approval of amendments and supplements to the Mgmt For For
Charter of JSC Halyk Bank
9 Approval of amendments and supplements to the Mgmt For For
Corporate Governance Code of JSC Halyk Bank
10 Approval of amendments and supplements to the Mgmt For For
Terms of the Board of Directors of JSC Halyk
Bank
11 Informing shareholders on the amount and structure Mgmt For For
of remuneration of the members of the Board
of Directors and the Management Board of JSC
Halyk Bank
12 Consideration of shareholders' appeals to actions Mgmt For For
of JSC Halyk Bank and its officials and the
results of such consideration
--------------------------------------------------------------------------------------------------------------------------
HENGAN INTL GROUP CO LTD Agenda Number: 702995599
--------------------------------------------------------------------------------------------------------------------------
Security: G4402L151
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: KYG4402L1510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 809546 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110419/LTN20110419543.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited consolidated Mgmt For For
accounts and the reports of the directors and
auditors for the year ended 31 December 2010
2 To declare a final dividend for the year ended Mgmt For For
31 December 2010
3.i To re-elect Mr. Hui Lin Chit as an executive Mgmt For For
director
3.ii To re-elect Mr. Chan Henry as an independent Mgmt For For
non-executive director
3.iii To re-elect Ms. Ada Ying Kay Wong as an independent Mgmt For For
non-executive director
3.iv To re-elect Mr. Xu Shui Shen as an executive Mgmt For For
director
3.v To re-elect Mr. Xu Chun Man as an executive Mgmt For For
director
3.vi To re-elect Mr. Sze Wong Kim as an executive Mgmt For For
director
3.vii To re-elect Mr. Hui Ching Chi as an executive Mgmt For For
director
3viii To authorise the board of directors to fix the Mgmt For For
remuneration of the directors
4 To re-appoint auditors and to authorise the Mgmt For For
board of directors to fix their remuneration
5 To grant a general mandate to the board of directors Mgmt Against Against
to allot and issue shares
6 To grant a general mandate to the board of directors Mgmt For For
to exercise all powers of the Company to purchase
its own securities
7 To extend the general mandate granted to the Mgmt Against Against
board of directors pursuant to Resolution No.
5 above by an amount representing the aggregate
nominal amount of shares in the capital of
the Company purchased by the Company pursuant
to the general mandate granted pursuant to
Resolution No. 6 above
8 To approve and adopt the New Share Option Scheme Mgmt For For
and to authorise the Board to do all acts necessary
therefore
--------------------------------------------------------------------------------------------------------------------------
HERO HONDA MOTORS LTD Agenda Number: 702580920
--------------------------------------------------------------------------------------------------------------------------
Security: Y3179Z146
Meeting Type: AGM
Meeting Date: 20-Sep-2010
Ticker:
ISIN: INE158A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT RESOLUTIONS 8, 9 AND 10 ARE Non-Voting No vote
SHAREHOLDERS' RESOLUTIONS BUT THE MANAGEMENT
BOARD OF THE COMPANY RECOMMENDS THAT THE SHAREHOLDERS
VOTE "FOR" THESE RESOLUTIONS.
1 Receive and adopt the audited balance sheet Mgmt For For
of the Company as at 31 MAR 2010 and the profit
and loss account for the YE on that date, together
with the reports of the Directors and Auditors
thereon
2 Approve to confirm the interim Silver Jubilee Mgmt For For
Special Dividend of INR 80 per equity share
on 19,96,87,500 equity shares of INR 2 each
and declare a final dividend of INR 30 per
equity share on 19,96,87,500 equity shares
of INR 2 each for the FY 2009-10
3 Re-appoint Mr. Analjit Singh as a Director, Mgmt Against Against
who retires by rotation
4 Re-appoint Dr. Pritam Singh as a Director, who Mgmt For For
retires by rotation
5 Re-appoint Mr. Sumihisa Fukuda as a Director, Mgmt For For
who retires by rotation
6 Re-appoint Mr. M. Damodaran as a Director, who Mgmt For For
retires by rotation
7 Appointment of M/s. A. F. Ferguson & Co., Chartered Mgmt For For
Accountants, New Delhi, as the Auditors of
the Company from the conclusion of this meeting
until the conclusion of the next AGM and approve
to fix their remuneration
8 Appointment of Mr. Ravi Nath as a Director of Mgmt For For
the Company Act and the period of his office
shall be liable to determination by retirement
of Directors by rotation
9 Appointment of Dr. Anand C. Burman as a Director Mgmt For For
of the Company the period of his office shall
be liable to determination by retirement of
Directors by rotation
10 Appointment of Mr. Suman Kant Munjal as a Director Mgmt For For
of Company and the period of his office shall
be liable to determination by retirement of
Directors by rotation
S.11 Approve, pursuant to the provisions of Section Mgmt For For
163 of the Companies Act, 1956, that the
Register of Members and Index of Members of
the Company and copies of certificates and
documents required to be annexed thereto be
kept at the Delhi office of M/s. Karvy Computershare
Private Limited, the Registrar and
Share Transfer Agents of the Company at 105-108
Arunachal Building, 19, Barakhamba Road,
New Delhi-110001
--------------------------------------------------------------------------------------------------------------------------
HERO HONDA MOTORS LTD Agenda Number: 703102462
--------------------------------------------------------------------------------------------------------------------------
Security: Y3179Z146
Meeting Type: EGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: INE158A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Change of name of the company Mgmt For For
2 Amendment to articles of association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HIDILI IND INTL DEV LTD Agenda Number: 702534024
--------------------------------------------------------------------------------------------------------------------------
Security: G44403106
Meeting Type: AGM
Meeting Date: 29-Jul-2010
Ticker:
ISIN: KYG444031069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100628/LTN20100628175.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS
THANK YOU.
1 Receive and adopt the audited consolidated financial Mgmt For For
statements and the reports of the Directors
of the Company and the Auditors of the Company
for the YE 31 DEC 2009
2 Declare a final dividend of RMB10 cents per Mgmt For For
share of the Company for the YE 31 DEC 2009
from share premium account
3 Re-elect Mr. Sun Jiankun as an Executive Director Mgmt For For
4 Re-elect Mr. Huang Rongsheng as an Independent Mgmt For For
Non-Executive Director
5 Re-elect Mr. Chen Limin as an Independent Non-Executive Mgmt For For
Director
6 Authorize the Board of Directors to fix the Mgmt For For
remuneration of the Directors of the Company
7 Re-appoint Deloitte Touche Tohmatsu as the Auditors Mgmt For For
of the Company and authorize the Board
of Directors to fix their remuneration
8 Authorize the Directors of the Company to allot, Mgmt Against Against
issue or otherwise deal with the Company's
new shares
9 Authorize the Directors of the Company to repurchase Mgmt For For
the Company's shares
10 Approve to extend the general mandate granted Mgmt Against Against
to the Directors to issue shares by the
nominal amount of the shares repurchased
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 703052491
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 08-Jun-2011
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A1 The 2010 business operations Non-Voting No vote
A2 The 2010 audited reports Non-Voting No vote
A3 The indirect investment in people's republic Non-Voting No vote
of china
A4 The status of the local and Euro corporate bonds Non-Voting No vote
B1 The 2010 business reports and financial statements Mgmt For For
B2 The 2010 profit distribution. Proposed cash Mgmt For For
dividend: TWD 1 per share
B3 The issuance of new shares from retained earnings. Mgmt For For
Proposed stock dividend: 50 for 1,000 SHS
held
B4 The proposal of capital injection by issuing Mgmt For For
new shares for global depositary receipt
B5 The revision to the articles of incorporation Mgmt For For
B6 Other issues and extraordinary motions Mgmt Abstain Split
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD. Agenda Number: 933470902
--------------------------------------------------------------------------------------------------------------------------
Security: 438090201
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: HNHPF
ISIN: US4380902019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I TO ACKNOWLEDGE 2010 BUSINESS OPERATION REPORT Mgmt Abstain Against
AND 2010 AUDITED FINANCIAL STATEMENTS.
II TO ACKNOWLEDGE THE PROPOSAL FOR DISTRIBUTION Mgmt Abstain Against
OF 2010 PROFITS.
III TO APPROVE THE NEW SHARES ISSUANCE FOR CAPITAL Mgmt Abstain Against
INCREASE BY EARNINGS RE-CAPITALIZATION.
IV TO APPROVE THE GLOBAL DEPOSITORY RECEIPTS ("DR"S) Mgmt Abstain Against
ISSUANCE.
V TO AMEND THE COMPANY'S ARTICLES OF INCORPORATION. Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
HRT PARTICIPACOES EM PETROLEO SA Agenda Number: 702709304
--------------------------------------------------------------------------------------------------------------------------
Security: P5280D104
Meeting Type: EGM
Meeting Date: 10-Dec-2010
Ticker:
ISIN: BRHRTPACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
I.A Amendment of Article 5 of the Corporate Bylaws Mgmt Abstain Against
in order to reflect the following -
The share split approved at a meeting of the
Board of Directors held on October 4, 2010
I.B Amendment of Article 5 of the Corporate Bylaws Mgmt Split 99% For 1% Abstain Split
in order to reflect the following -
The increase of the capital of the company
approved at the meeting of the Board
of Directors of the Company held on October
21, 2010, at 3 p.m. as well as to approve the
proposal for the consolidation of the
Corporate Bylaws
II The unification of the terms in office of the Mgmt Split 99% For 1% Abstain Split
members of the Board of Directors of
the Company, in the manner that is required
by the regulations of the Novo Mercado of
BM and Fbovespa, with a termination date of
April 30, 2011
PLEASE NOTE THAT VOTES IN FAVOR 'AND' AGAINST Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 30 NOV TO 10 DEC. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HTC CORP Agenda Number: 703110647
--------------------------------------------------------------------------------------------------------------------------
Security: Y3732M103
Meeting Type: AGM
Meeting Date: 15-Jun-2011
Ticker:
ISIN: TW0002498003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 834998 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
A.3 The status of buyback treasury stock Non-Voting No vote
A.4 The revision of conditions for buyback stock Non-Voting No vote
of transferring to employees
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution proposed cash dividend: Mgmt For For
TWD37 per share
B.3 The issuance of new shares from retained earnings Mgmt For For
and staff bonus. Proposed stock dividend: 50
for 1,000 shs held
B.4 The revision to the Articles of incorporation Mgmt For For
B.5 The revision to the procedures of asset acquisition Mgmt For For
or disposal
B.6.1 The election of director: David Bruce Yoffie, Mgmt For For
ID: 19540707DA
B.6.2 The election of supervisor: Jerry H C Chu, ID: Mgmt For For
A121108388
B.7 The proposal to release the prohibition on directors Mgmt For For
from participation in competitive business
B.8 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
HYNIX SEMICONDUCTOR INC Agenda Number: 702819648
--------------------------------------------------------------------------------------------------------------------------
Security: Y3817W109
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of directors candidates: Buhwan Han, Mgmt For For
Gabjong Baek, Inbaek Jun, Byungtae Jung,
Jaeyong Song, Hyunmyeong Jo, Dalgon Lee, Gabheo
Kim, Sanghwan Jung
3 Election of the member of audit committee, who Mgmt For For
is the external director. Candidates:
Gabjong Baek, Jaeyong Song, Hyunmyeong Jo
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI DEPARTMENT STORE CO LTD, SEOUL Agenda Number: 702794567
--------------------------------------------------------------------------------------------------------------------------
Security: Y38306109
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7069960003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of director Gyeong Cheong Ho. Ha Byeong Mgmt For For
Ho. Bak Je Chan. Kim Wang Bok
4 Election of audit committee member Bak Je Chan. Mgmt For For
Kim Wang Bok
5 Approval of remuneration limit for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI ENGINEERING AND CONSTRUCTION CO LTD, SEOUL Agenda Number: 702847560
--------------------------------------------------------------------------------------------------------------------------
Security: Y38382100
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: KR7000720003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 798174 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approval of financial statement Mgmt For For
2 Amendment of the article of incorporation Mgmt For For
3 Dismissal of director. candidate: Seungryul Mgmt For For
Lee
4 Election of directors candidates: Changhee Kim, Mgmt For For
Jungdae Lee, Seungjae Lee, Sangok Park, Hyunyoon
Shin, Chiho Seo
5 Election of the member of audit committee, who Mgmt For For
is the external director. candidates: Seungjae
Lee, Sangok Park, Hyunyoon Shin, Chiho Seo
6 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES CO LTD, ULSAN Agenda Number: 702793387
--------------------------------------------------------------------------------------------------------------------------
Security: Y3838M106
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7009540006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Amendment of the articles of incorporation Mgmt For For
3 Election of directors: Won Gil Choi and Woe Mgmt Against Against
Hyun Kim. Outside directors: Ho Beom Pyun and
Chul Lee
4 Election of audit committee member: Ho Beom Mgmt For For
Pyun
5 Approval of remuneration limit of directors Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
OF DIRECTORS' NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOBIS, SEOUL Agenda Number: 702797448
--------------------------------------------------------------------------------------------------------------------------
Security: Y3849A109
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7012330007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the 34th income statement, balance Mgmt For For
sheet, proposed disposition of retained earning
2 Election of directors: Eui Sun Jung, Ho Suk Mgmt For For
Jeon (internal), Tae Woon Lee, Byung Joo
Lee, and Chan Wook Park (external)
3 Election of audit committee members: Tae Woon Mgmt For For
Lee, Byung Joo Lee, Chan Wook Park
4 Approval of remuneration limit for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MTR CO Agenda Number: 702797210
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements for the 43rd Mgmt For For
business year (2010.1.1 - 2010.12.31)
2 Appointment of director(s): Internal: Chung, Mgmt For For
Mong-Koo and Kim, Eok-Jo. External:
Oh, Se-Bin and Yi, You-Jae
3 Appointment of member of Audit Committee: External: Mgmt For For
Oh, Se-Bin
4 Amendment to the Article of Incorporation: Article Mgmt For For
2: addition of business purpose and deletion
of business purpose
5 Approval of compensation cap for directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IJM CORPORATION BHD (FORMERLY IJM ENGINEERING AND CONSTRUCTION BHD) Agenda Number: 702564407
--------------------------------------------------------------------------------------------------------------------------
Security: Y3882M101
Meeting Type: AGM
Meeting Date: 25-Aug-2010
Ticker:
ISIN: MYL3336OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
To receive the audited financial statements Non-Voting No vote
for the YE 31 MAR 2010 together with the reports
of the Directors and Auditors thereon
1 Election of Dato' Tan Boon Seng @ Krishnan Mgmt For For
as the Director
2 Election of Dato' David Frederick Wilson as Mgmt For For
the Director
3 Election of Dato' Goh Chye Koon as the Director Mgmt For For
4 Appointment of PricewaterhouseCoopers as the Mgmt For For
Auditors and authorize the Directors to fix
their remuneration
5 Approve the Directors' fees of MYR 575,333 for Mgmt For For
the YE 31 MAR 2010, to be divided among the
Directors in such manner as they may determine
--------------------------------------------------------------------------------------------------------------------------
IJM CORPORATION BHD (FORMERLY IJM ENGINEERING AND CONSTRUCTION BHD) Agenda Number: 702564471
--------------------------------------------------------------------------------------------------------------------------
Security: Y3882M101
Meeting Type: EGM
Meeting Date: 25-Aug-2010
Ticker:
ISIN: MYL3336OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 730333 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 Authorize the Directors, to purchase the ordinary Mgmt For For
shares of the Company on the market of the
Bursa Malaysia Securities Berhad at any time
upon such terms and conditions as the Directors
in their absolute discretion deem fit provided
that: i) the aggregate number of shares purchased
[which are to be treated as treasury shares]
does not exceed 10% of the issued capital of
the Company; and ii) the funds allocated for
the purchase of shares shall not exceed its
retained profits and share premium account,
the Directors be and are hereby further authorized
to deal with the treasury shares in their absolute
discretion [which may be distributed as dividends,
resold and/or cancelled]; such authority shall
continue to be in force until:- a) the conclusion
of the next AGM; b) the expiration of the period
within which the next AGM is required by law
to be held; or c) revoked or varied in a general
meeting, whichever occurs first
2 Authorize the Directors, to enter into and to Mgmt For For
give effect to specified recurrent transactions
of a revenue or trading nature with specified
classes of Related Parties [as set out in Section
2(ii)(a) of the Circular to Shareholders dated
30 JUL 2010], which are necessary for the day
to day operations of the Company and its subsidiaries,
in the ordinary course of business on terms
not more favourable to the Related Parties
than those generally available to the public,
such authority shall continue to be in force
until: a) the conclusion of the next AGM; b)
the expiration of the period within which the
next AGM is required by law to be held; or
c) revoked or varied in a general meeting,
whichever occurs first
3 Authorize the Directors, to enter into and to Mgmt For For
give effect to specified recurrent transactions
of a revenue or trading nature with specified
classes of Related Parties [as set out in Section
2(ii)(b) and Section 2(ii)(c) of the Circular
to Shareholders dated 30 JUL 2010], which are
necessary for the day to day operations of
the Company and its subsidiaries, in the ordinary
course of business on terms not more favourable
to the Related Parties than those generally
available to the public, such authority shall
continue to be in force until: a) the conclusion
of the next AGM; b) the expiration of the period
within which the next AGM is required by law
to be held; or c) revoked or varied in a general
meeting, whichever occurs first
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 702582784
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: AGM
Meeting Date: 19-Oct-2010
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the financial statements and statutory Mgmt For For
reports for the YE 30 JUN 2010
2 Appointment of PricewaterhouseCoopers Inc as Mgmt For For
the Auditors of the Company and Jean Pierre
van Staden as the Designated Partner
3.1 Re-elect Michael McMahon as Director Mgmt For For
3.2 Election of Paul Dunne as a Director Mgmt For For
3.3 Election of Terence Goodlace as a Director Mgmt For For
3.4 Election of Mpueleng Pooe as a Director Mgmt For For
4 Approve the remuneration of the Directors Mgmt For For
5.O.1 Approve to place the authorised but unissued Mgmt For For
shares under the control of the Directors
6.S.1 Grant authority for the repurchase of up to Mgmt For For
10% of the issued share capital
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN NUMBERING OF RESOLUTIONS 5 AND 6. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 702563316
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: CLS
Meeting Date: 21-Sep-2010
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100729/LTN201007291043.pdf
S.1.1 Approve the types and nominal value of securities Mgmt For For
to be issued
S.1.2 Approve the proportion and number of Shares Mgmt For For
to be issued
S.1.3 Approve the subscription Price and the basis Mgmt For For
for price determination
S.1.4 Approve the target subscribers for the Rights Mgmt For For
Issue
S.1.5 Approve the amount and use of proceeds Mgmt For For
S.1.6 Approve the effective period of the resolutions Mgmt For For
S.1.7 Authorize the Rights Issue Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 15 SEP TO 21 SEP 2010.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 702600380
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: EGM
Meeting Date: 21-Sep-2010
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 737137 DUE TO DUE TO ADDITION OF RESOLUTION
ALONG WITH CHANGE IN MEETING DATE. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN20100907631.pdf
http://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN20100907617.pdf
s.1.1 Approve the types and nominal value of securities Mgmt For For
to be issued on the proposed rights issue of
A Shares and H Shares by the Bank
s.1.2 Approve the proportion and number of Shares Mgmt For For
to be issued on the proposed rights issue of
A Shares and H Shares by the Bank
s.1.3 Approve the subscription Price and the basis Mgmt For For
for price determination on the proposed rights
issue of A Shares and H Shares by the Bank
s.1.4 Approve the target subscribers for the Rights Mgmt For For
Issue on the proposed rights issue of A Shares
and H Shares by the Bank
s.1.5 Approve the amount and use of proceeds on the Mgmt For For
proposed rights issue of A Shares and H Shares
by the Bank
s.1.6 Approve the effective period of the resolutions Mgmt For For
on the proposed rights issue of A Shares and
H Shares by the Bank
s.1.7 Approve the authorization for the rights issue Mgmt For For
on the proposed rights issue of A Shares and
H Shares by the Bank
2 Approve the arrangements for the accumulated Mgmt For For
undistributed profits of the Bank prior to
the completion of the rights issue of A Shares
and H Shares
3 Approve the feasibility analysis report on use Mgmt For For
of proceeds from the rights issue of A Shares
and H Shares as specified in Appendix 1 to
the circular of the Bank dated 29 JUL 2010
4 Approve the report on utilization of proceeds Mgmt For For
from previous issuances as set out in Appendix
2 to the circular of the Bank dated 29 JUL
2010
5 Approve the payment of remuneration to Directors Mgmt For For
and Supervisors for 2009
6 Election of Mr. Xu Shanda as an Independent Mgmt For For
Non-Executive Director
7 Appointment of Mr. Li Xiaopeng as an Executive Mgmt For For
Director of the Bank
8 Approve and consider the Report of Industrial Mgmt For For
and Commercial Bank of China Limited on Utilization
of Proceeds from Previous Issuance [A Share
Convertible Corporate Bonds] as set out in
Appendix 1 to the supplemental circular of
the Bank dated 7 SEP 2010
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 703090910
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 832685 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN20110412644.pdf
AND http://www.hkexnews.hk/listedco/listconews/sehk/20110427/LTN20110427957.pdf
AND http://www.hkexnews.hk/listedco/listconews/sehk/20110519/LTN20110519353.pdf
1 To consider and approve the 2010 Work Report Mgmt For For
of the Board of Directors of the Bank
2 To consider and approve the 2010 Work Report Mgmt For For
of the Board of Supervisors of the Bank
3 To consider and approve the Bank's 2010 audited Mgmt For For
accounts
4 To consider and approve the Bank's 2010 profit Mgmt For For
distribution plan
5 To consider and approve the proposal on the Mgmt For For
purchase of office premises by the Shanghai
Branch
6 To consider and approve the Bank's 2011 fixed Mgmt For For
assets investment budget
7 To consider and approve the re-appointment of Mgmt For For
Ernst & Young and Ernst & Young Hua Ming as
external auditors of the Bank for 2011 for
the term from the passing of this resolution
until the conclusion of the next annual general
meeting and to fix the aggregate audit fees
for 2011 at RMB 159.60 million
8 To consider and appoint Mr. Zhao Lin as a shareholder Mgmt For For
supervisor of the Bank
9 To consider and approve the payment of remuneration Mgmt For For
to directors and supervisors of the bank for
2010
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJING Agenda Number: 703023488
--------------------------------------------------------------------------------------------------------------------------
Security: Y3990B104
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: CNE000001P37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN20110412644.pdf
AND
http://www.hkexnews.hk/listedco/listconews/sehk/20110427/LTN20110427957.pdf
1 To consider and approve the 2010 Work Report Mgmt For For
of the Board of Directors of the Bank
2 To consider and approve the 2010 Work Report Mgmt For For
of the Board of Supervisors of the Bank
3 To consider and approve the Bank's 2010 audited Mgmt For For
accounts
4 To consider and approve the Bank's 2010 profit Mgmt For For
distribution plan
5 To consider and approve the proposal on the Mgmt For For
purchase of office premises by the Shanghai
Branch
6 To consider and approve the Bank's 2011 fixed Mgmt For For
assets investment budget
7 To consider and approve the re-appointment of Mgmt For For
Ernst & Young and Ernst & Young Hua Ming as
external auditors of the Bank for 2011 for
the term from the passing of this resolution
until the conclusion of the next annual general
meeting and to fix the aggregate audit fees
for 2011 at RMB 159.60 million
8 To consider and appoint Mr. Zhao Lin as a shareholder Mgmt For For
supervisor of the Bank
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LIMITED Agenda Number: 933462690
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 11-Jun-2011
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 ADOPT THE BALANCE SHEET, PROFIT AND LOSS ACCOUNT Mgmt For
FOR THE YEAR ENDED MARCH 31, 2011 AND THE REPORT
OF THE DIRECTORS & AUDITORS
O2 TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For
YEAR ENDED MARCH 31, 2011.
O3 TO APPOINT A DIRECTOR IN PLACE OF SRINATH BATNI, Mgmt For
WHO RETIRES BY ROTATION AND, BEING ELIGIBLE,
SEEKS RE-APPOINTMENT.
O4 TO APPOINT A DIRECTOR IN PLACE OF SRIDAR IYENGAR, Mgmt For
WHO RETIRES BY ROTATION AND, BEING ELIGIBLE,
SEEKS RE-APPOINTMENT.
O5 TO APPOINT A DIRECTOR IN PLACE OF DEEPAK M SATWALEKAR, Mgmt For
WHO RETIRES BY ROTATION AND, BEING ELIGIBLE,
SEEKS RE-APPOINTMENT.
O6 TO APPOINT A DIRECTOR IN PLACE OF DR. OMKAR Mgmt For
GOSWAMI, WHO RETIRES BY ROTATION AND, BEING
ELIGIBLE, SEEKS RE-APPOINTMENT.
O7 TO RESOLVE NOT TO FILL THE VACANCY FOR THE TIME Mgmt For
BEING IN THE BOARD, DUE TO THE RETIREMENT OF
K. DINESH, WHO RETIRES BY ROTATION AND DOES
NOT SEEK RE-APPOINTMENT.
O8 APPOINT AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION Mgmt For
OF THE NEXT ANNUAL GENERAL MEETING AND TO FIX
THEIR REMUNERATION.
S9 TO APPOINT R. SESHASAYEE AS A DIRECTOR, LIABLE Mgmt For
TO RETIRE BY ROTATION.
S10 TO APPOINT RAVI VENKATESAN AS A DIRECTOR, LIABLE Mgmt For
TO RETIRE BY ROTATION.
S11 TO APPOINT S. GOPALAKRISHNAN AS WHOLE-TIME DIRECTOR. Mgmt For
S12 TO APPOINT S. D. SHIBULAL AS CHIEF EXECUTIVE Mgmt For
OFFICER AND MANAGING DIRECTOR.
S13 TO APPROVE THE CHANGE IN THE NAME OF THE COMPANY. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
INFOSYS TECHNOLOGIES LTD Agenda Number: 703081341
--------------------------------------------------------------------------------------------------------------------------
Security: Y4082C133
Meeting Type: AGM
Meeting Date: 11-Jun-2011
Ticker:
ISIN: INE009A01021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of accounts Mgmt For For
2 Declaration of dividend Mgmt For For
3 Re-appointment of Srinath Batni Mgmt For For
4 Re-appointment of Sridar A. Iyengar Mgmt For For
5 Re-appointment of Deepak M. Satwalekar Mgmt For For
6 Re-appointment of Dr. Omkar Goswami Mgmt For For
7 Retirement of K. Dinesh Mgmt For For
8 Appointment of Auditors: B S R & Co., Chartered Mgmt For For
Accountants (Firm registration
number 101248W)
9 Appointment of R. Seshasayee as a Director, Mgmt For For
liable to retire by rotation
10 Appointment of Ravi Venkatesan as a Director, Mgmt For For
liable to retire by rotation
11 Appointment of S. Gopalakrishnan as Whole-time Mgmt For For
Director
12 Appointment of S. D. Shibulal as Chief Executive Mgmt For For
Officer and Managing Director
13 Change in the name of the Company: From Infosys Mgmt For For
Technologies Limited to Infosys Limited
--------------------------------------------------------------------------------------------------------------------------
INFRASTRUCTURE DEVELOPMENT FINANCE CO LTD Agenda Number: 702559064
--------------------------------------------------------------------------------------------------------------------------
Security: Y40805114
Meeting Type: OTH
Meeting Date: 06-Aug-2010
Ticker:
ISIN: INE043D01016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. Non-Voting No vote
A PHYSICAL MEETING IS NOT BEING HELD FOR THIS
COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH
TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 724026 DUE TO RECEIPT OF PAST RECORD DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
S.1 Authorize the Board, pursuant to Section 81, Mgmt For For
81(1A) and all other applicable provisions
of the Companies Act, 1956, including any statutory
modification or re-enactment thereof, for the
time being in force [the "Act"], in accordance
with the Securities and Exchange Board of India
[issue of capital and disclosure requirements]
regulations, 2009, as amended from time to
time ["SEBI ICDR Regulations], the Foreign
Exchange Management Act, 2000, the Exchange
Management [transfer or issue securities by
a person resident outside India] regulations,
2000, the Foreign Exchange Management [borrowing
or lending in Rupees] regulations, 2000, including
any amendment, modification, variation or re-enactment
thereof, and the provisions of any rules/regulations/guidelines
issued/framed by the Central Government, Reserve
Bank of India, Foreign Investment Promotion
Board, Securities and Exchange Board of India
and any other appropriate authorities [hereinafter
collectively referred to as "the Appropriate
Authorities"], enabling provisions of the Memorandum
and Articles of Association of the Company
and the listing agreement entered into by the
Company with the Stock Exchange(s) where the
shares of the Company are listed and subject
to the Company obtaining all approvals from
the Appropriate Authorities; and subject to
such conditions and modifications, as may be
prescribed by any one them while granting any
such approval, consent, permission, and/or
sanction [hereinafter referred to as "the requisite
approvals"], which may be agreed to by the
Board of Directors of the Company [hereinafter
called "the Board" which term shall be deemed
to include any Committee which the Board may
have constituted or hereinafter constitute
to exercise its power including the power conferred
by this resolution], the consent, to offer,
issue, and allot 8,40,00,000 Compulsorily Convertible
Cumulative Shares ["CCCPS"] of INR 100 each
at par aggregating to INR 840 Crore to the
investors as specified [the "Investors"] by
way of a preferential issue for a tenor not
exceeding 18 months which will carry a preferential
dividend of 6% per annum, payable in accordance
with the provisions of the Act and the terms
of the agreement between the Company and the
Investors until the conversion of the CCCPS
into Equity Shares and the CCCPS held by the
preference shareholders will get converted
into Equity Shares of INR 10 each for cash
at a premium at such price as may be determined
by the Board in accordance with the SEBI Regulations,
and such issue and allotment of equity shares
resultant on conversion of the CCCPS may made
at such time or times as determined by the
Board in such manner as the Board may in its
absolute discretion think fit in accordance
with the terms of the agreements between the
Company and the Investors, with the relevant
date for the purpose of pricing of the resultant
Equity Shares being thirty days prior to the
date on which the shareholders approve this
resolution and that the Board may finalize
all matters incidental thereto as it may in
its absolute discretion thin fit; the equity
shares issued upon conversion of CCCPS shall
rank pari passu in all aspects with the existing
equity shares of the Company; for the purpose
of giving effect to the above, the Board be
and is hereby authorized to do all such acts,
deeds, matters and things as it may, in its
sole and absolute discretion deem necessary
or desirable, for such purpose, and to sign
agreements, deeds, documents and writings and
to pay questions, disputes, difficulties or
doubts that may arise in regard to such issue(s)
or allotment(s), including providing any and
all clarification that may be required by the
Appropriate Authorities and/or making any modification
to this Special Resolution fore the meeting
the requirements of the Appropriate Authorities
and to obtain any approvals, permissions, sanctions,
consents from SEBI, Stock Exchanges, FIPB,RBI
and such other authorities which may be necessary
or desirable in relation to the issue of the
said shares on preferable basis; to decide
and approve to other terms and conditions of
the issue subject to agreement with the investors
and also shall be entitled to vary, modify
or alter any other terms and conditions, as
it may deem expedient, subject however to the
compliance with the applicable guidelines,
notifications ,rules and regulations; to delegate
to be extent permitted by law, all or any of
the powers herein conferred to any Committee
of Directors or the Managing Director or any
Whole time Director or any Officer and Officers
of the Company to give effect to the aforesaid
resolution
--------------------------------------------------------------------------------------------------------------------------
INTEGRA GROUP Agenda Number: 702708681
--------------------------------------------------------------------------------------------------------------------------
Security: 45822B205
Meeting Type: EGM
Meeting Date: 10-Dec-2010
Ticker:
ISIN: US45822B2051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
760568 DUE TO CHANGE IN MEETING DATE AND RECEIPT
OF NEW PAST RECORD DATE. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.a That the appointment of Yuri Baidoukov, as a Mgmt For For
Class III Director, be approved
1.b That the appointment of John Fitzgibbons, as Mgmt Against Against
a Class III Director, be approved
1.c That the appointment of J. Robert Maguire, as Mgmt For For
a Class III Director, be approved
--------------------------------------------------------------------------------------------------------------------------
IOCHPE MAXION S A Agenda Number: 702819321
--------------------------------------------------------------------------------------------------------------------------
Security: P58749105
Meeting Type: AGM
Meeting Date: 04-Apr-2011
Ticker:
ISIN: BRMYPKACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A The Board of Directors report and accounts, Mgmt Abstain Against
balance sheet and other financial statements
relating to the fiscal year ending December
31, 2010
B Allocation of the net profits from the fiscal Mgmt Abstain Against
year ending December 31, 2010 and the payment
of dividends
C To set the global remuneration of the Board Mgmt Abstain Against
of Directors
--------------------------------------------------------------------------------------------------------------------------
IOCHPE MAXION S A Agenda Number: 702819030
--------------------------------------------------------------------------------------------------------------------------
Security: P58749105
Meeting Type: EGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: BRMYPKACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A Increase of the share capital, without the issuance Mgmt Abstain Against
of shares, through the capitalization of
the investment and working capital reserve,
with the consequent amendment of the
main part of article 5 of the corporate bylaws
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 04 APR 2011 TO 14 APR
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA Agenda Number: 702903914
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U113
Meeting Type: AGM
Meeting Date: 25-Apr-2011
Ticker:
ISIN: BRITUBACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM 3 ONLY. THANK YOU.
1 Accept Financial Statements and Statutory Reports Non-Voting No vote
for Fiscal Year Ended Dec. 31, 2010
2 Approve Allocation of Income and Dividends Non-Voting No vote
3 Elect Directors and Fiscal Council Members Mgmt Abstain Against
4 Approve Remuneration of Executive Officers, Non-Voting No vote
Non-Executive Directors, and Fiscal Council
Members
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION Non-Voting No vote
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ITC LTD Agenda Number: 702539668
--------------------------------------------------------------------------------------------------------------------------
Security: Y4211T171
Meeting Type: AGM
Meeting Date: 23-Jul-2010
Ticker:
ISIN: INE154A01025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adopt the accounts of the Company for the FYE Mgmt For For
31 MAR 2010, the balance sheet as at that
date and the reports of the Directors and the
Auditors thereon
2 Declare a dividend for the FYE 31 MAR 2010 Mgmt For For
3 Election of Directors, who retire by rotation Mgmt For For
S.4 Appointment of Messrs. Deloitte Haskins & Sells, Mgmt For For
Chartered Accountants Registration No.
302009E , as the Auditors of the Company to
hold such office until the conclusion of the
next AGM to conduct the audit at a remuneration
of INR 135,00,000 payable in one or more
installments plus service tax as applicable,
and reimbursement of out-of-pocket expenses
incurred
5 Appointment of Mr. Anil Baijal as a Director Mgmt For For
of the Company, liable to retire by rotation,
for a period of five years from the date of
this meeting, or till such earlier date
to conform with the policy on retirement as
may be determined by the Board of Directors
of the Company and/or by any applicable statutes,
rules, regulations or guidelines
6 Appointment of Mr. Shilabhadra Banerjee as a Mgmt For For
Director of the Company, liable to retire
by rotation, for a period of five years from
the date of this meeting, or till such
earlier date upon withdrawal by the recommending
Institution or to conform with the policy
on retirement as may be determined by the
Board of Directors of the Company and/or by
any applicable statutes, rules, regulations
or guidelines
7 Appointment of Mr. Angara Venkata Girija Kumar Mgmt For For
as a Director of the Company, liable to retire
by rotation, for a period of five years from
the date of this meeting, or till such
earlier date upon withdrawal by the recommending
Institution or to conform with the policy
on retirement as may be determined by the
Board of Directors of the Company and/or by
any applicable statutes, rules, regulations
or guidelines
8 Appointment, in accordance with the applicable Mgmt For For
provisions of the Companies Act, 1956, or
any amendment or re-enactment thereof, of Mr.
Kurush Noshir Grant as a Director, liable
to retire by rotation, and as a Wholetime
Director of the Company, for a period
of three years with effect from 20 MAR 2010,
or till such earlier date to conform with the
policy on retirement as may be determined
by the Board of Directors of the Company and/or
by any applicable statutes, rules, regulations
or guidelines, on such remuneration as set
out in the explanatory statement annexed to
the notice convening this meeting
9 Appointment, in accordance with the applicable Mgmt For For
provisions of the Companies Act, 1956, or
any amendment or re-enactment thereof, of Mr.
Anup Singh as a Wholetime Director of the
Company with effect from 22nd March, 2010 up
to the date of this Meeting, on such remuneration
as set out in the explanatory statement
annexed to the notice convening this meeting
10 Approve, in accordance with the applicable provisions Mgmt For For
of the Companies Act, 1956, or any amendment
or re-enactment thereof, the modification in
the terms of remuneration paid or payable to
the Wholetime Directors of the Company
with effect from 01 APR 2010, as set out in
the explanatory statement annexed to the notice
convening this meeting
11 Approve that the share capital of the Company Mgmt For For
be increased from INR 500,00,00,000
divided into 500,00,00,000 Ordinary Shares
of INR 1 each to as INR 1000,00,00,000 divided
into 1000,00,00,000 ordinary shares of INR
1 each by creation of further 500,00,00,000
ordinary shares of INR 1 each
S.12 Amend the Articles of Association of the Company Mgmt For For
by the deletion of the existing Article
4 and by the substitution there for the new
Article 4
13 Authorize the Board of Directors of the Company Mgmt For For
"the Board", which term shall be deemed
to include any Committee thereof , in accordance
with the applicable provisions of the Companies
Act, 1956 'the Act' and the Securities
and Exchange Board of India Issue of Capital
and Disclosure Requirements Regulations,
2009 'the Regulations' , including any amendment
of the Act and/or the Regulations or re-enactment
of the Act, and the enabling provisions
of the Articles of Association of the Company
and subject to such approvals as may be necessary
from any authority, to capitalize a sum not
exceeding INR 392,64,64,400 from the Securities
Premium Account for the purpose of issue
of Bonus Shares of INR 1 each, credited as
fully paid-up Ordinary Shares CONTD
CONT CONTD to the holders of the Ordinary Shares Non-Voting No vote
of the Company as on the 'Record Date' to
be determined by the Board for the purpose,
in the proportion of 1 Bonus Share of INR
1 each for every existing 1 fully paid-up Ordinary
Share of INR 1 each held by them and that
the Bonus Shares so distributed shall, for
all purposes, be treated as an increase in
the nominal amount in the Share Capital
of the Company held by each such Member, and
not as income; that the Bonus Shares so
allotted shall rank pari passu in all respects
with the fully paid-up Ordinary Shares of
the Company as existing on the Record Date,
save and except that they shall not be entitled
to any dividend in respect of any FY up
to and including 31 MAR 2010; that the Bonus
Shares so allotted shall be subject to the
terms and conditions contained CONTD
CONT CONTD in the Memorandum and Articles of Association Non-Voting No vote
of the Company; that no letter of allotment
shall be issued in respect of the Bonus Shares
but in the case of Members who hold Ordinary
Shares or opt to receive the Bonus Shares
in dematerialized form, the Bonus Shares shall
be credited to the respective beneficiary
accounts of the Members with their respective
Depository Participants and in the
case of Members who hold Ordinary Shares in
certificate form, the share certificates
in respect of the Bonus Shares shall be despatched,
within the prescribed time limit; authorize
the Board to take necessary steps for listing
of such Bonus Shares on the Stock Exchanges
where the Ordinary Shares of the Company are
listed in terms of the listing Agreement
and other applicable guidelines, rules or regulations;
CONTD
CONT CONTD and, for the purpose of giving effect Non-Voting No vote
to this Resolution, to do all such acts,
deeds, matters and things and give such directions
as may be necessary or expedient, and
to settle any question, difficulty or doubt
that may arise in this regard as the Board
in its absolute discretion may deem fit or
desirable and its decision shall be final and
binding
S.14 Authorize the Board, in accordance with Section Mgmt For For
81 1A and other applicable provisions, if
any, of the Companies Act, 1956 'the Act'
, the provisions of the Securities and Exchange
Board of India Employee Stock Option Scheme
and Employee Stock Purchase Scheme Guidelines,
1999 'the Guidelines' , including
any amendment of the Act and / or the Guidelines
or re-enactment of the Act, and the provisions
of the Articles of Association of the Company,
and subject to such approvals as may be
necessary from any authority, to grant,
offer and issue to such present and future
permanent employees and Directors of the
Company collectively referred to as `the employees'
, as may be decided by the Board, CONTD
CONT CONT Options exercisable by the employees to Non-Voting No vote
subscribe to such number of Ordinary Shares
of the Company under an Employee Stock Option
Scheme 'the Scheme' , not exceeding 5%
of the issued and subscribed Share Capital
of the Company as enhanced consequent upon
capitalization of reserves for the purpose
of issue of Bonus Shares, as proposed in the
Resolution 13 of the notice convening this
meeting and duly passed at this meeting, i.e.
not exceeding 39,26,46,440 ordinary shares
of INR 1 each such number of Shares to be
appropriately adjusted for any subsequent bonus,
consolidation or other re-organization of the
capital structure of the Company , at such
price, in such manner, during such period,
in one or more tranches, as set out in the
explanatory statement annexed to the notice
convening this meeting and on such other
terms and conditions as the Board may decide;
CONTD
CONT CONTD and to issue and allot such number of Non-Voting No vote
Ordinary Shares as may be required
from time to time in pursuance of the Scheme,
and that the Ordinary Shares so issued and
allotted shall rank pan passu with the then
existing Ordinary Shares of the Company;
and, for the purpose of giving effect to this
resolution, to evolve, decide upon and bring
into effect the Scheme and make any modifications,
variations or revisions thereto or to suspend,
withdraw, terminate or revive the Scheme
from time to time and to do all such acts,
deeds, matters and things as it may in
its absolute discretion deem necessary or desirable,
and to settle all questions, difficulties or
doubts that may arise, without the Board
being required to seek any further consent/approval
of the Members
S.15 Approve that the benefits of the Employee Stock Mgmt For For
Option Scheme, as proposed in the Resolution
14 of the notice convening this meeting and
duly passed at this meeting, be extended
to such present and future permanent Employees
including Managing/Wholetime Directors
of such Subsidiary Companies of the Company,
as may be decided by the Board of Directors
of the Company
--------------------------------------------------------------------------------------------------------------------------
JAIPRAKASH ASSOCIATES LTD Agenda Number: 702757153
--------------------------------------------------------------------------------------------------------------------------
Security: Y42539117
Meeting Type: OTH
Meeting Date: 16-Feb-2011
Ticker:
ISIN: INE455F01025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. Non-Voting No vote
A PHYSICAL MEETING IS NOT BEING HELD FOR THIS
COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH
TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 Resolved that pursuant to Sections 269, 198 Mgmt For For
and 309 read with Schedule XIII and other
applicable provisions, if any, of the Companies
Act, 1956, the consent of the Company
be and is hereby accorded to the appointment
of Shri Rahul Kumar, as Whole-time Director
& C.F.O. of the Company for a period of Five
years with effect from October 31, 2010 on
the remuneration and terms & conditions mentioned
in the Explanatory Statement annexed hereto.
resolved further that pursuant to Section
198 and all other applicable provisions of
the Companies Act, 1956, the remuneration
as set out in the said Explanatory Statement
be paid as minimum remuneration to Shri Rahul
Kumar notwithstanding that in any financial
CONTD
CONT CONTD year of the Company during his tenure Non-Voting No vote
as Whole-time Director, the Company has
made no profits or profits are inadequate.
resolved further that the Board of Directors
of the Company be and is hereby authorised
to alter or vary the terms of appointment of
the appointee including relating to
remuneration, as it may at its discretion,
deem fit, from time to time provided
that the remuneration is within the limit laid
down in the then subsisting respective
provisions of the Companies Act, 1956
2 Resolved that the consent of the Company be Mgmt For For
and is hereby accorded in terms of Section
293(1)(a) and other applicable provisions,
if any, of the Companies Act, 1956,
to the Board of Directors of the Company (which
expression shall include any Committee
of the Board duly constituted/to be constituted)
to mortgage and/or charge, in favour of the
Debenture holders/Trustees, subject
to the existing charges, the immovable property
situated at Block No. 179 of Mouje Dhanot
of Kalol Taluke, Sub District Kalol and District
Mehsana in the State of Gujarat and on all
the fixed assets, both immovable & movable,
(except fixed assets pertaining to Real Estate
division, Wind Power division and assets
specifically charged to State Financial
Institutions for availing incentives/ interest
free loan etc.) of the CONTD
CONT CONTD Company, wheresoever situate, present Non-Voting No vote
and future, as first pari passu charge, in
such manner as agreed/may be agreed between
the Company and the Financial Institution/Debenture
Trustee, to or in favour of Axis Trustee
Services Ltd. acting as Trustee to secure:
(i) 5000 - 10.50% Redeemable, Non Convertible
Debentures (NCDs) of the Company of INR 10
lacs each for cash at par, aggregating INR
500 Crores privately placed with Life Insurance
Corporation of India (LIC); and (ii)
5000 - 11.50% Redeemable, Non Convertible
Debentures (NCDs) of the Company of INR 10
lacs each for cash at par, aggregating INR
500 Crores, privately placed with Axis Bank
Limited together with interest thereon
at the respective agreed rates, compound
interest, additional CONTD
CONT CONTD interest, liquidated damages, premia on Non-Voting No vote
prepayment, costs, charges, expenses, Trustees
remuneration and other monies payable by the
Company to LIC and Axis Bank Limited / Debenture
Trustees and to the said Financial Institution/lender
in respect of the aforesaid facilities under
debenture subscription agreement entered/
to be entered into by the Company in respect
of the aforesaid NCDs
3 Resolved that pursuant to the provisions of Mgmt For For
Section 372A and other applicable provisions.
if any, of the Companies Act, 1956 and subject
to the approvals of Financial Institutions
and such other approvals as may be required,
the Board of Directors of the Company be
and is hereby authorized to make investment
upto INR 250 Crores (Rupees Two Hundred & Fifty
Crores only), in one or more tranches, for
acquiring the entire share capital of Zawar
Cement Private Limited, notwithstanding the
fact that the aggregate of the investments
so far made, securities so far provided, loans/
guarantees so far given by the Company alongwith
the proposed investment exceed 60% of the
paid-up capital and free reserves of the
Company or 100% of its free reserves,
whichever is CONTD
CONT CONTD more. resolved further that the Board Non-Voting No vote
of Directors of the Company be and is hereby
authorized to do all such acts, deeds and things
as may be expedient and necessary to give
effect to this resolution
--------------------------------------------------------------------------------------------------------------------------
JIANGSU EXPRESSWAY COMPANY LIMITED Agenda Number: 702465558
--------------------------------------------------------------------------------------------------------------------------
Security: Y4443L103
Meeting Type: EGM
Meeting Date: 16-Jul-2010
Ticker:
ISIN: CNE1000003J5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100527/LTN20100527509.pdf
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE "IN FAVOR" OR "AGAINST" FOR ALL RESOLUTIONS.
THANK YOU.
1. Appointment of Mr. Yang Gen Lin as a Director Mgmt For For
of the Company and that an appointment letter
of Director be entered into with Mr. Yang with
a term commencing from the date of the 2010
First EGM and ending on the date of the 2011
AGM
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 933334550
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: Consent
Meeting Date: 21-Oct-2010
Ticker: NILSY
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO TERMINATE POWERS OF THE BOARD OF DIRECTORS Mgmt Split 69% Against 31% Abstain Split
OF MMC NORILSK NICKEL AHEAD OF SCHEDULE
2A ELECT BAKAL BORIS Mgmt Split 69% Against Against
2B ELECT BEBCHUCK LUCIAN Mgmt Split 69% For
2C ELECT BOUGROV ANDREY YEVGENYEVICH Mgmt Split 69% Against Against
2D ELECT WILKINSON TERENCE ANTHONY Mgmt Split 69% Against
2E ELECT VOLOSHIN ALEXANDER STALIEVICH Mgmt Split 69% For
2F ELECT GOLDMAN MAXIM ALEKSANDROVICH Mgmt Split 69% For
2G ELECT DERIPASKA OLEG VLADIMIROVICH Mgmt Split 69% Against Against
2H ELECT ZAKHAROVA MARIANNA ALEXANDROVNA Mgmt Split 69% Against Against
2I ELECT KANTOROVICH VLADIMIR DANILOVICH Mgmt Split 69% For
2J ELECT KLISHAS ANDREY ALEXANDROVICH Mgmt Split 69% Against Against
2K ELECT KOSTOEV DMITRY RUSLANOVICH Mgmt Split 69% Against Against
2L ELECT MATVIENKO VALERY ALEXANDROVICH Mgmt Split 69% For
2M ELECT MILLS BRADFORD ALAN Mgmt Split
2N ELECT PIVOVARCHUK OLEG MODESTOVICH Mgmt Split 69% Against Against
2O ELECT RAZUMOV DMITRY VALERIEVICH Mgmt Split 69% For
2P ELECT ROTHSCHILD NATHANIEL PHILIP JAMES Mgmt Split 69% For
2Q ELECT SOKOV MAXIM MIKHAILOVICH Mgmt Split 69% Against Against
2R ELECT SOLOVYOV VLADISLAV ALEXANDROVICH Mgmt Split 69% Against Against
2S ELECT STRZHALKOVSKY VLADIMIR IGOREVICH Mgmt Split 69% Against Against
2T ELECT TITOV VASILY NIKOLAEVICH Mgmt Split 69% Against Against
2U ELECT HOLDEN JOHN GERARD Mgmt Split
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 702580324
--------------------------------------------------------------------------------------------------------------------------
Security: X40407102
Meeting Type: EGM
Meeting Date: 21-Oct-2010
Ticker:
ISIN: RU0007288411
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the earlier termination of powers of Mgmt Abstain Against
the Board of Director of OJSC GMK Norilsk
Nickel
2 Election of the Members of the Board of Director Mgmt Abstain Against
of OJSC GMC Norilsk Nickel
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 702627641
--------------------------------------------------------------------------------------------------------------------------
Security: X40407102
Meeting Type: EGM
Meeting Date: 21-Oct-2010
Ticker:
ISIN: RU0007288411
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Abstain Against
to terminate powers of the Board of Director
of MMC Norilsk Nickel ahead of schedule
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Election of Bakal Boris as a Member of the Board Mgmt Against Against
of Directors of OJSC Norilsk Nickel
2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Bebchuk Lucian as a Member of the
Board of Directors of OJSC Norilsk Nickel
2.3 Election of Bougrov Andrey Yevgenyevich as a Mgmt Against Against
Member of the Board of Directors of OJSC Norilsk
Nickel
2.4 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Wilkinson Terence Antony as a Member
of the Board of Directors of OJSC Norilsk Nickel
2.5 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Voloshin Alexander Stalievich as
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.6 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Goldman Maxim Aleksandrovich as
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.7 Election of Deripaska Oleg Vladimirovich as Mgmt Against Against
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.8 Election of Zakharova Marianna Alexandrovna Mgmt Against Against
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.9 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Kantorovich Vladimir Danilovich
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.10 Election of Klishas Andrey Alexandrovich as Mgmt Against Against
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.11 Election of Kostoev Dmitry Ruslanovich as a Mgmt Against Against
Member of the Board of Directors of OJSC Norilsk
Nickel
2.12 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Matvienko Valery Alexandrovich
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.13 Election of Mills Bradford Alan as a Member Mgmt For For
of the Board of Directors of OJSC Norilsk Nickel
2.14 Election of Pivovarchuk Oleg Modestovich as Mgmt Against Against
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.15 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Razumov Dmitry Valerievich as a
Member of the Board of Directors of OJSC Norilsk
Nickel
2.16 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Rothschild Nathaniel Philip James
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.17 Election of Sokov Maxim Mikhailovich as a Member Mgmt Against Against
of the Board of Directors of OJSC Norilsk Nickel
2.18 Election of Solovyov Vladislav Alexandrovich Mgmt Against Against
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.19 Election of Strzhalkovsky Vladimir Igorevich Mgmt Against Against
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.20 Election of Titov Vasily Nikolaevich as a Member Mgmt Against Against
of the Board of Directors of OJSC Norilsk Nickel
2.21 Election of Holden John Gerard as a Member of Mgmt For For
the Board of Directors of OJSC Norilsk Nickel
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 702627665
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: EGM
Meeting Date: 21-Oct-2010
Ticker:
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PLEASE NOTE THAT THIS IS A SHAREHOLDER'S PROPOSAL: Shr For Against
to terminate powers of the Board of Director
of MMC Norilsk Nickel ahead of schedule
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Election of Bakal Boris as a Member of the Board Mgmt Against Against
of Directors of OJSC Norilsk Nickel
2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Bebchuk Lucian as a Member of the
Board of Directors of OJSC Norilsk Nickel
2.3 Election of Bougrov Andrey Yevgenyevich as a Mgmt Against Against
Member of the Board of Directors of OJSC Norilsk
Nickel
2.4 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr For Against
election of Wilkinson Terence Antony as a Member
of the Board of Directors of OJSC Norilsk Nickel
2.5 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Voloshin Alexander Stalievich as
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.6 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Goldman Maxim Aleksandrovich as
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.7 Election of Deripaska Oleg Vladimirovich as Mgmt Against Against
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.8 Election of Zakharova Marianna Alexandrovna Mgmt Against Against
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.9 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Kantorovich Vladimir Danilovich
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.10 Election of Klishas Andrey Alexandrovich as Mgmt Against Against
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.11 Election of Kostoev Dmitry Ruslanovich as a Mgmt Against Against
Member of the Board of Directors of OJSC Norilsk
Nickel
2.12 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Matvienko Valery Alexandrovich
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.13 Election of Mills Bradford Alan as a Member Mgmt Against Against
of the Board of Directors of OJSC Norilsk Nickel
2.14 Election of Pivovarchuk Oleg Modestovich as Mgmt Against Against
a Member of the Board of Directors of OJSC
Norilsk Nickel
2.15 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Razumov Dmitry Valerievich as a
Member of the Board of Directors of OJSC Norilsk
Nickel
2.16 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Shr Against For
election of Rothschild Nathaniel Philip James
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.17 Election of Sokov Maxim Mikhailovich as a Member Mgmt Against Against
of the Board of Directors of OJSC Norilsk Nickel
2.18 Election of Solovyov Vladislav Alexandrovich Mgmt Against Against
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.19 Election of Strzhalkovsky Vladimir Igorevich Mgmt Against Against
as a Member of the Board of Directors of OJSC
Norilsk Nickel
2.20 Election of Titov Vasily Nikolaevich as a Member Mgmt Against Against
of the Board of Directors of OJSC Norilsk Nickel
2.21 Election of Holden John Gerard as a Member of Mgmt For For
the Board of Directors of OJSC Norilsk Nickel
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 702741869
--------------------------------------------------------------------------------------------------------------------------
Security: X40407102
Meeting Type: EGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: RU0007288411
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Pre-term termination of powers of the Board Mgmt Abstain Against
of Directors of MMC Norilsk Nickel. The item
was put on the agenda by UC RUSAL Investment
Management LLC - the shareholder owning more
than 10 per cent of outstanding voting shares
of OJSC MMC Norilsk Nickel
2 Election of the Board of Directors of MMC Norilsk Mgmt Abstain Against
Nickel. The item was put on the agenda by UC
RUSAL Investment Management LLC - the shareholder
owning more than 10 per cent of outstanding
voting shares of OJSC MMC Norilsk Nickel
CMMT THE BOARD OF DIRECTORS MAKE NO RECOMMENDATIONS Non-Voting No vote
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT AND TEXT OF RESOLUTIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 702790949
--------------------------------------------------------------------------------------------------------------------------
Security: X40407102
Meeting Type: EGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: RU0007288411
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 774435 DUE TO RECEIPT OF DIRECTORS' NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Pre-term termination of powers of the Board Mgmt Abstain Against
of Directors of MMC Norilsk Nickel
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Election of Director: Boris Bakal Mgmt Abstain Against
2.2 Election of Director: Sergey V. Barbashev Mgmt Abstain Against
2.3 Election of Director: Alexey V. Bashkirov Mgmt Abstain Against
2.4 Election of Director: Banda Enos Ned Mgmt Abstain Against
2.5 Election of Director: Lucian Bebchuk Mgmt Abstain Against
2.6 Election of Director: Andrey Bougrov Mgmt Abstain Against
2.7 Election of Director: Terence Antony Wilkinson Mgmt Abstain Against
2.8 Election of Director: Alexander Voloshin Mgmt Abstain Against
2.9 Election of Director: Artem Volynets Mgmt Abstain Against
2.10 Election of Director: Oleg Deripaska Mgmt Abstain Against
2.11 Election of Director: Claude Dauphin Mgmt Abstain Against
2.12 Election of Director: Marianna Zakharova Mgmt Abstain Against
2.13 Election of Director: Larisa Zelkova Mgmt Abstain Against
2.14 Election of Director: Olga Zinovieva Mgmt Abstain Against
2.15 Election of Director: Vladimir Kantorovich Mgmt Abstain Against
2.16 Election of Director: Andrey Klishas Mgmt Abstain Against
2.17 Election of Director: Simon Matthew Collins Mgmt Abstain Against
2.18 Election of Director: John Theodore Lindquist Mgmt Abstain Against
2.19 Election of Director: Bradford Alan Mills Mgmt Abstain Against
2.20 Election of Director: Ardavan Moshiri Mgmt Abstain Against
2.21 Election of Director: Oscar Ratsin Mgmt Abstain Against
2.22 Election of Director: Nathaniel Philip James Mgmt Abstain Against
Rothschild
2.23 Election of Director: Maxim Sokov Mgmt Abstain Against
2.24 Election of Director: Vladimir Strzhalkovsky Mgmt Abstain Against
2.25 Election of Director: Vasily Titov Mgmt Abstain Against
2.26 Election of Director: John Claude Fast Mgmt Abstain Against
2.27 Election of Director: John Gerard Holden Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 702790951
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: EGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 788018 DUE TO RECEIPT OF DIRECTORS' NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Pre-term termination of powers of the Board Mgmt For For
of Directors of MMC Norilsk Nickel
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Election of Director: Boris Bakal Mgmt Against Against
2.2 Election of Director: Sergey V. Barbashev Mgmt Against Against
2.3 Election of Director: Alexey V. Bashkirov Mgmt Against Against
2.4 Election of Director: Banda Enos Ned Mgmt Against Against
2.5 Election of Director: Lucian Bebchuk Mgmt Against Against
2.6 Election of Director: Andrey Bougrov Mgmt Against Against
2.7 Election of Director: Terence Antony Wilkinson Mgmt Against Against
2.8 Election of Director: Alexander Voloshin Mgmt Against Against
2.9 Election of Director: Artem Volynets Mgmt Against Against
2.10 Election of Director: Oleg Deripaska Mgmt Against Against
2.11 Election of Director: Claude Dauphin Mgmt Against Against
2.12 Election of Director: Marianna Zakharova Mgmt Against Against
2.13 Election of Director: Larisa Zelkova Mgmt Against Against
2.14 Election of Director: Olga Zinovieva Mgmt Against Against
2.15 Election of Director: Vladimir Kantorovich Mgmt Against Against
2.16 Election of Director: Andrey Klishas Mgmt Against Against
2.17 Election of Director: Simon Matthew Collins Mgmt Against Against
2.18 Election of Director: John Theodore Lindquist Mgmt Against Against
2.19 Election of Director: Bradford Alan Mills Mgmt For For
2.20 Election of Director: Ardavan Moshiri Mgmt Against Against
2.21 Election of Director: Oscar Ratsin Mgmt Against Against
2.22 Election of Director: Nathaniel Philip James Mgmt Against Against
Rothschild
2.23 Election of Director: Maxim Sokov Mgmt Against Against
2.24 Election of Director: Vladimir Strzhalkovsky Mgmt Against Against
2.25 Election of Director: Vasily Titov Mgmt Against Against
2.26 Election of Director: John Claude Fast Mgmt Against Against
2.27 Election of Director: John Gerard Holden Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 933472122
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: Consent
Meeting Date: 21-Jun-2011
Ticker: NILSY
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE MMC NORILSK NICKEL'S 2010 ANNUAL Mgmt For For
REPORT.
02 TO APPROVE MMC NORILSK NICKEL'S 2010 ANNUAL Mgmt For For
ACCOUNTING STATEMENTS INCLUDING PROFIT AND
LOSS STATEMENT.
03 1) TO APPROVE DISTRIBUTION OF MMC NORILSK NICKEL'S Mgmt For For
PROFITS AND LOSSES FOR 2010 IN ACCORDANCE WITH
RECOMMENDATIONS OF THE BOARD OF DIRECTORS OF
MMC NORILSK NICKEL CONTAINING THE BOARD'S OPINION
REGARDING THE ISSUES INCLUDED IN THE AGENDA
OF AGM OF 21 JUNE 2011. 2) TO PAY DIVIDENDS
ON ORDINARY REGISTERED SHARES OF MMC NORILSK
NICKEL FOR THE YEAR 2010 IN THE AMOUNT OF RUB
180 PER ORDINARY SHARE.
4A ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
AIKEN PHILIP S.
4B ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt
BANDA ENOS NED
4C ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
BARBASHEV SERGEY VALENTINOVICH
4D ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
BASHKIROV ALEXEY VLADIMIROVICH
4E ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt
BEBCHUK LUCIAN ARYE
4F ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
BOUGROV ANDREY YEVGENIEVICH
4G ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
WILKINSON TERENCE ANTHONY
4H ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
VOYTOVICH OLGA VALERYEVNA
4I ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
VOLOSHIN ALEXANDER STALIEVICH
4J ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
VOLYNETS ARTEM OLEGOVICH
4K ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
GODSELL ROBERT MICHAEL
4L ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
DERIPASKA OLEG VLADIMIROVICH
4M ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
DAUPHIN CLAUDE
4N ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
ZAKHAROVA MARIANNA ALEXANDROVNA
4O ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
ZELKOVA LARISA GENNADIEVNA
4P ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
KANTOROVICH VLADIMIR DANIILOVICH
4Q ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
KARMANNY RUSLAN VLADIMIROVICH
4R ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
KLISHAS ANDREY ALEXANDROVICH
4S ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
COLLINS SIMON MATTHEW
4T ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt
MILLS BRADFORD ALAN
4U ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
MISHAKOV STALBEK STEPANOVICH
4V ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
MOSHIRI ARDAVAN
4W ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
PIVOVARCHUK OLEG MODESTOVICH
4X ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
SOKOV MAXIM MIKHAILOVICH
4Y ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: Mgmt Split 69% Abstain
STRZHALKOVSKY VLADIMIR IGOREVICH
5A ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Split 31% For 69% Abstain
VOZNENKO PETR VALERIEVICH
5B ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Split 31% For 69% Abstain
GOLOBOVA NATALIA VLADIMIROVNA
5C ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Split 31% For 69% Abstain
KARGACHOV ALEXEY ANATOLIEVICH
5D ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Split 31% Against 69% Abstain
PERSHINKOV DMITRY VIKTOROVICH
5E ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Split 31% Against 69% Abstain
POTARINA TATIANA VASILIEVNA
5F ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Split 31% Against 69% Abstain
SIROTKINA TAMARA ALEXANDROVNA
5G ELECTION OF MEMBER OF THE REVISION COMMISSION: Mgmt Split 31% For 69% Abstain
KHODASEVICH SERGEY GEORGIEVICH
06 TO APPROVE ROSEXPERTIZA LLC AS AUDITOR OF MMC Mgmt For For
NORILSK NICKEL'S 2011 RUSSIAN ACCOUNTING STATEMENTS.
7A TO ESTABLISH THAT THE BASIC AMOUNT OF REMUNERATION Mgmt Against Against
TO BE PAID TO AN INDEPENDENT DIRECTOR SHALL
BE USD 62 500 PER QUARTER (TO BE PAID IN RUSSIAN
ROUBLES AT THE EXCHANGE RATE FIXED BY THE BANK
OF RUSSIA ON THE LAST WORKING DAY OF THE REPORTING
QUARTER). THE AMOUNT SHOWN ABOVE SHALL BE NET
OF TAXES IMPOSED UNDER THE CURRENT LAWS OF
THE RUSSIAN FEDERATION. AND THAT THEIR EXPENSES
IN THE AMOUNT OF UP TO RUB 2 000 000 A YEAR
SHALL BE REIMBURSED UPON PRESENTATION OF DOCUMENTAL
PROOF.
7B TO APPROVE THE OJSC MMC NORILSK NICKEL INDEPENDENT Mgmt Against Against
DIRECTORS REMUNERATION PROGRAM - OPTIONS PLAN.
08 THE VALUE OF PROPERTY INVOLVED IN THE INTERRELATED Mgmt For For
TRANSACTIONS ON INDEMNIFICATION OF MEMBERS
OF OJSC MMC NORILSK NICKEL'S BOARD OF DIRECTORS
AND MANAGEMENT BOARD FOR DAMAGES THAT THEY
MAY SUFFER IN CONNECTION WITH THEIR DUTIES
ON THE RESPECTIVE BOARDS SHALL AMOUNT TO THE
SUM NOT EXCEEDING USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION US DOLLARS) FOR EACH TRANSACTION.
09 TO APPROVE INTERRELATED TRANSACTIONS, WHICH Mgmt For For
ARE INTERESTED PARTY TRANSACTIONS FOR ALL MEMBERS
OF OJSC MMC NORILSK NICKEL'S BOARD OF DIRECTORS
AND MANAGEMENT BOARD, SUBJECT OF WHICH IS AN
OBLIGATION OF OJSC MMC NORILSK NICKEL TO INDEMNIFY
MEMBERS OF THE BOARD OF DIRECTORS AND MANAGEMENT
BOARD FOR DAMAGES THAT THEY MAY SUFFER IN CONNECTION
WITH THEIR APPOINTMENT TO CORRESPONDING POSITIONS,
IN THE AMOUNT NOT EXCEEDING USD 115,000,000
(ONE HUNDRED FIFTEEN MILLION US DOLLARS) FOR
EACH MEMBER.
10 THE PRICE OF SERVICES RELATED TO INDEMNIFICATION Mgmt For For
INSURANCE OF MEMBERS OF OJSC MMC NORILSK NICKEL'S
BOARD OF DIRECTORS AND MANAGEMENT BOARD IN
THE AMOUNT OF USD 200,000,000 (TWO HUNDRED
MILLION US DOLLARS) AND ADDITIONAL USD6,000,000
(SIX MILLION US DOLLARS) COVERAGE FOR INDEPENDENT
DIRECTORS, AS WELL AS THE LIMIT OF USD25,000,000
(TWENTY FIVE MILLION) FOR ADDITIONAL COVERAGE
OF THE PRINCIPAL AGREEMENT, NOT TO EXCEED USD1,200,000
(ONE MILLION TWO HUNDRED THOUSAND).
11 TO APPROVE THE INTERRELATED TRANSACTION, TO Mgmt For For
WHICH ALL MEMBERS OF OJSC MMC NORILSK NICKEL'S
BOARD OF DIRECTORS AND MANAGEMENT BOARD ARE
INTERESTED PARTIES AND THE SUBJECT OF WHICH
IS THE OBLIGATION OF OJSC MMC NORILSK NICKEL
TO INDEMNIFY MEMBERS OF OJSC MMC NORILSK NICKEL'S
BOARD OF DIRECTORS AND MANAGEMENT BOARD ACTING
AS BENEFICIARIES FOR THE TRANSACTION, WITH
A RUSSIAN INSURANCE COMPANY FOR THE TERM OF
12 MONTHS AND WITH THE INDEMNIFICATION LIMIT
OF USD 200,000,000 ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 703098827
--------------------------------------------------------------------------------------------------------------------------
Security: X40407102
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: RU0007288411
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The Board of Directors recommends approving Mgmt Abstain Against
the annual report of JSC MMC Norilsk Nickel
for 2010
2 The Board of Directors recommends approving Mgmt Abstain Against
the annual financial statements including
profit & loss statement of JSC MMC Norilsk
Nickel for 2010
3 The Board of Directors recommends approving Mgmt Abstain Against
the following distribution of profit and
loss of JSC MMC Norilsk Nickel for 2010: RAS
net profit 110 064 million RUB, Expenses
of dividend payment out of net profit 34 313
million RUB (31,2% % of the net profit)
Do not distribute net profit left after
payment of the dividend
4 The Board of Directors recommends the annual Mgmt Abstain Against
General Meeting of the Shareholders
of JSC MMC Norilsk Nickel to approve the payment
of dividend on ordinary shares of JSC MMC
Norilsk Nickel based on the results of 2010
in the amount of 180 rubles per ordinary share
5 The Board of Directors recommends the shareholders Mgmt Abstain Against
to vote for candidates that meet the requirements
set for independent directors of the Board
of Directors
6.1 The Board of Directors recommends supporting Mgmt Abstain Against
the election to the Internal Audit Commission
candidate listed in the bulletin including
Petr Valerievich Voznenko
6.2 The Board of Directors recommends supporting Mgmt Abstain Against
the election to the Internal Audit Commission
candidate listed in the bulletin including
Natalia Vladimirovna Gololobova
6.3 The Board of Directors recommends supporting Mgmt Abstain Against
the election to the Internal Audit Commission
candidate listed in the bulletin including
Aleksey Anatolievich Kargachev
6.4 The Board of Directors recommends supporting Mgmt Abstain Against
the election to the Internal Audit Commission
candidate listed in the bulletin including
Dmitry Viktorovich Pershinkov
6.5 The Board of Directors recommends supporting Mgmt Abstain Against
the election to the Internal Audit Commission
candidate listed in the bulletin including
Sergey Georgievich Khodasevich
7 The Board of Directors recommends approving Mgmt Abstain Against
LLC Rosexpertiza to the position of the Auditor
of RAS statements of JSC MMC Norilsk Nickel
8 The Board of Directors recommends setting a Mgmt Abstain Against
basic amount of a fee of independent
directors at 62 500 US Dollars a quarter to
be paid to be paid in Russian Roubles at the
exchange rate fixed by the Bank of Russia on
the last working day of the reporting quarter,
and reimburse for documented expenses in
the amount of up to 2 million rubles a year.
Moreover, if an independent director presides
over a committee (or committees) of the Board
of Directors, it is recommended to set an increment
to the basic fee at 31 250 US Dollars a quarter
to be paid in Russian Roubles at the exchange
rate fixed by the Bank of Russia on the last
working day of the reporting quarter for each
presided committee. The mentioned fees should
be set for a period from June 21, 2011 until
the expiry of a term of powers of a corresponding
independent CONTD
CONT CONTD director and/or termination of the employment Non-Voting No vote
as the chairperson of the committee (respectively)
The Board of Directors also finds it necessary
to set a remuneration component of the independent
members of the Board of Directors of
JSC MMC Norilsk Nickel based on the performance
of the Company through their participation
in the Remuneration Program for Independent
Directors of JSC MMC Norilsk Nickel (the
Employee Stock Option Plan). Therefore,
the Board of Directors recommends approving
the Remuneration Program for Independent
Directors of JSC MMC Norilsk Nickel (the Employee
Stock Option Plan)
9 The Board of Directors recommends approving Mgmt Abstain Against
that the price of the property that is the
subject matter of associated transactions for
indemnifying members of the Board of
Directors and the Management Board of JSC MMC
Norilsk Nickel for losses incurred by the mentioned
persons as a result of their election
to the mentioned positions shall not exceed
115,000,000 (one hundred fifteen million) US
Dollars per transaction
10 The Board of Directors recommends approving Mgmt Abstain Against
the associated transactions that are related
party transactions for all members of the Board
of Directors and the Management Board of JSC
MMC Norilsk Nickel the subject matter of which
implies the obligation of JSC MMC Norilsk
Nickel to indemnify the members of the Board
of Directors and the Management Board of JSC
MMC Norilsk Nickel for any and all losses that
the mentioned persons may incur as a result
of their election to the mentioned positions
in the amount of no more than 115,000,000 (one
hundred fifteen million) US Dollars per transaction
11 The Board of Directors recommends approving Mgmt Abstain Against
the cost of the services for insurance
of the liability of members of the Board of
Directors and the Management Board of
JSC MMC Norilsk Nickel with a limit of liability
in the amount of 2,000,000 (two million)
US Dollars, and a limit of 6,000,000 (six
million) US Dollars for independent directors
in excess of the total limit, and a limit
of liability under an additional extension
of the coverage for the master agreement
in the amount of 25,000,000 (twenty five million)
US Dollars and with payment of an insurance
premium that does not exceed 1,200,000
(one million two hundred thousand) US Dollars
12 The Board of Directors recommends approving Mgmt Abstain Against
the transaction that is a related party transaction
for all members of the members of the Board
of Directors and the Management Board of
JSC MMC Norilsk Nickel the subject matter of
which is the insuring by a Russian insurance
company of the liability of the members of
the Board of Directors and the Management Board
of JSC MMC Norilsk Nickel who are beneficiaries
for the purposes of the transaction for a term
of one year with a limit of liability in
the amount of 2,000,000 (two million)
US Dollars, and a limit of 6,000,000 (six million)
US Dollars for independent directors in
excess of the total limit, and a limit of liability
under an additional extension of the coverage
for the master agreement in the amount of 25,000,000
(twenty five million) US Dollars and with CONTD
CONT CONTD payment of an insurance premium that does Non-Voting No vote
not exceed 1,200,000 (one million two hundred
thousand) US Dollars
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 703112944
--------------------------------------------------------------------------------------------------------------------------
Security: 46626D108
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: US46626D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve MMC Norilsk Nickel's 2010 Annual Mgmt For For
Report
2 To approve MMC Norilsk Nickel's 2010 Annual Mgmt For For
Accounting Statements including Profit and
Loss Statement
3 To approve distribution of MMC Norilsk Nickel's Mgmt For For
profits and losses for 2010 in accordance with
recommendations of the Board of Directors of
MMC Norilsk Nickel containing the Board's opinion
regarding the issues included in the agenda
of AGM of 21 June 2011. And to pay dividends
on ordinary registered shares of MMC Norilsk
Nickel for the year 2010 in the amount of RUB
180 per ordinary share
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
4.1 To elect the following member to the Board of Mgmt Against Against
Directors: Aiken Philip S.
4.2 To elect the following member to the Board of Mgmt For For
Directors: Banda Enos Ned
4.3 To elect the following member to the Board of Mgmt Against Against
Directors: Barbashev Sergey Valentinovich
4.4 To elect the following member to the Board of Mgmt Against Against
Directors: Bashkirov Alexey Vladimirovich
4.5 To elect the following member to the Board of Mgmt Against Against
Directors: Bebchuk Lucian Arye
4.6 To elect the following member to the Board of Mgmt Against Against
Directors: Bougrov Andrey Yevgenievich
4.7 To elect the following member to the Board of Mgmt Against Against
Directors: Wilkinson Terence Anthony
4.8 To elect the following member to the Board of Mgmt Against Against
Directors: Voytovich Olga Valeryevna
4.9 To elect the following member to the Board of Mgmt Against Against
Directors: Voloshin Alexander Stalievich
4.10 To elect the following member to the Board of Mgmt Against Against
Directors: Volynets Artem Olegovich
4.11 To elect the following member to the Board of Mgmt Against Against
Directors: Godsell Robert Michael
4.12 To elect the following member to the Board of Mgmt Against Against
Directors: Deripaska Oleg Vladimirovich
4.13 To elect the following member to the Board of Mgmt Against Against
Directors: Dauphin Claude
4.14 To elect the following member to the Board of Mgmt Against Against
Directors: Zakharova Marianna Alexandrovna
4.15 To elect the following member to the Board of Mgmt Against Against
Directors: Zelkova Larisa Gennadievna
4.16 To elect the following member to the Board of Mgmt Against Against
Directors: Kantorovich Vladimir Daniilovich
4.17 To elect the following member to the Board of Mgmt Against Against
Directors: Karmanny Ruslan Vladimirovich
4.18 To elect the following member to the Board of Mgmt Against Against
Directors: Klishas Andrey Alexandrovich
4.19 To elect the following member to the Board of Mgmt Against Against
Directors: Collins Simon Matthew
4.20 To elect the following member to the Board of Mgmt For For
Directors: Mills Bradford Alan
4.21 To elect the following member to the Board of Mgmt Against Against
Directors: Mishakov Stalbek Stepanovich
4.22 To elect the following member to the Board of Mgmt Against Against
Directors: Moshiri Ardavan
4.23 To elect the following member to the Board of Mgmt Against Against
Directors: Pivovarchuk Oleg Modestovich
4.24 To elect the following member to the Board of Mgmt Against Against
Directors: Sokov Maxim Mikhailovich
4.25 To elect the following member to the Board of Mgmt Against Against
Directors: Strzhalkovsky Vladimir Igorevich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 7 CANDIDATES Non-Voting No vote
TO BE ELECTED AS MEMBERS OF THE REVISION COMMISSION,
THERE ARE ONLY 5 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING INSTRUCTIONS
FOR THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 5
OF THE 7 MEMBERS. THANK YOU.
5.1 To elect the following member to the Revision Mgmt For For
Commission: Voznenko Petr Valerievich
5.2 To elect the following member to the Revision Mgmt For For
Commission: Golobova Natalia Vladimirovna
5.3 To elect the following member to the Revision Mgmt For For
Commission: Kargachov Alexey Anatolievich
5.4 To elect the following member to the Revision Mgmt No vote
Commission: Pershinkov Dmitry Viktorovich
5.5 To elect the following member to the Revision Mgmt No vote
Commission: Potarina Tatiana Vasilievna
5.6 To elect the following member to the Revision Mgmt No vote
Commission: Sirotkina Tamara Alexandrovna
5.7 To elect the following member to the Revision Mgmt For For
Commission: Khodasevich Sergey Georgievich
6 To approve Rosexpertiza LLC as Auditor of MMC Mgmt For For
Norilsk Nickel's 2011 Russian accounting statements
7.1 1. To establish that the basic amount of remuneration Mgmt Against Against
to be paid to an Independent Director shall
be USD 62,500 per quarter (to be paid in Russian
Roubles at the exchange rate fixed by the Bank
of Russia on the last working day of the reporting
quarter). The amount shown above shall be net
of taxes imposed under the current laws of
the Russian Federation. And that their expenses
in the amount of up to RUB 2,000,000 a year
shall be reimbursed upon presentation of documental
proof. 2. If an Independent Director presides
over a Board Committee (Committees), the additional
remuneration in the amount of USD 31,250 per
quarter shall be paid to such Independent Director
for each of the Committees, over which he/she
presides (to be paid in Russian Roubles at
the exchange rate fixed by the Bank of Russia
on the last working day of the reporting quarter).
The amount shown above shall be net of taxes
imposed under the current laws of the Russian
Federation. 3. If the Chairman of the Board
of Directors is an Independent Director, the
basic amount of remuneration to be paid to
such Director shall be USD 2,500,000 a year,
which will be paid in Roubles at the rate set
by the Bank of Russia for the last working
day of the reporting quarter. The above mentioned
amount shall be a gross amount before taxes
and charges. 4. If the Chairman of the Board
of Directors is an Independent Director, the
annual bonus in the amount of USD 3,000,000
a year shall be paid to such Director in Roubles
at the rate set by the Bank of Russia for the
last working day of the reporting quarter.
The amount shown above shall be a gross amount
before taxes and charges. 5. Remuneration amount
mentioned in Point 1 of this resolution shall
be paid in the period from June 21, 2011 to
the date, on which the term of the respective
Independent Director will end. 6. Remuneration
amount mentioned in Point 2 of this resolution
shall be paid in the period from the election
of an Independent Director as the Chairman
of a Committee until he/she ceases to carry
out his/her professional duties as the Chairman
of the Committee. 7. Remuneration amount mentioned
in Points 3 and p. 4 of this resolution shall
be paid in the period from the election of
an Independent Director as the Chairman of
the Board of Directors until he/she ceases
to carry out his/her professional duties as
Chairman of the Board of Directors
7.2 To approve the OJSC MMC Norilsk Nickel Independent Mgmt For For
Directors Remuneration Program-Options Plan
8 The value of property involved in the interrelated Mgmt For For
transactions on indemnification of members
of OJSC MMC Norilsk Nickel's Board of Directors
and Management Board for damages that they
may suffer in connection with their duties
on the respective Boards shall amount to the
sum not exceeding USD 115,000,000 (one hundred
fifteen million US dollars) for each transaction
9 To approve interrelated transactions, which Mgmt For For
are interested party transactions for all members
of OJSC MMC Norilsk Nickel's Board of Directors
and Management Board, subject of which is an
obligation of OJSC MMC Norilsk Nickel to indemnify
members of the Board of Directors and Management
Board for damages that they may suffer in connection
with their appointment to corresponding positions,
in the amount not exceeding USD 115,000,000
(one hundred fifteen million US dollars) for
each member
10 The price of services related to indemnification Mgmt For For
insurance of members of OJSC MMC Norilsk Nickel's
Board of Directors and Management Board in
the amount of USD 200,000,000 (two hundred
million US dollars) and additional USD 6,000,000
(six million US dollars) coverage for Independent
Directors, as well as the limit of USD 25,000,000
(twenty five million) for additional coverage
of the principal agreement, not to exceed USD
1,200,000 (one million two hundred thousand)
11 To approve the interrelated transaction, to Mgmt For For
which all members of OJSC MMC Norilsk Nickel's
Board of Directors and Management Board are
interested parties and the subject of which
is the obligation of OJSC MMC Norilsk Nickel
to indemnify members of OJSC MMC Norilsk Nickel's
Board of Directors and Management Board acting
as beneficiaries for the transaction, with
a Russian insurance company for the term of
12 months and with the indemnification limit
of USD 200,000,000 (two hundred million US
dollars), and the limit of USD 6,000,000 in
excess of the total limit for Independent Directors,
and the limit of USD 25,000,000 (twenty five
million) for additional coverage of the principal
agreement, at the premium not exceeding USD
1,200,000 (one million two hundred thousand)
--------------------------------------------------------------------------------------------------------------------------
JSC MMC NORILSK NICKEL Agenda Number: 703113465
--------------------------------------------------------------------------------------------------------------------------
Security: X40407102
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: RU0007288411
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve MMC Norilsk Nickel's 2010 Annual Mgmt For For
Report
2 To approve MMC Norilsk Nickel's 2010 Annual Mgmt For For
Accounting Statements including Profit and
Loss Statement
3 To approve distribution of MMC Norilsk Nickel's Mgmt For For
profits and losses for 2010 in accordance with
recommendations of the Board of Directors of
MMC Norilsk Nickel containing the Board's opinion
regarding the issues included in the agenda
of AGM of 21 June 2011. And to pay dividends
on ordinary registered shares of MMC Norilsk
Nickel for the year 2010 in the amount of RUB
180 per ordinary share
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
4.1 To elect the following member to the Board of Mgmt Against Against
Directors: Aiken Philip S.
4.2 To elect the following member to the Board of Mgmt For For
Directors: Banda Enos Ned
4.3 To elect the following member to the Board of Mgmt Against Against
Directors: Barbashev Sergey Valentinovich
4.4 To elect the following member to the Board of Mgmt Against Against
Directors: Bashkirov Alexey Vladimirovich
4.5 To elect the following member to the Board of Mgmt For For
Directors: Bebchuk Lucian Arye
4.6 To elect the following member to the Board of Mgmt Against Against
Directors: Bougrov Andrey Yevgenievich
4.7 To elect the following member to the Board of Mgmt Against Against
Directors: Wilkinson Terence Anthony
4.8 To elect the following member to the Board of Mgmt Against Against
Directors: Voytovich Olga Valeryevna
4.9 To elect the following member to the Board of Mgmt Against Against
Directors: Voloshin Alexander Stalievich
4.10 To elect the following member to the Board of Mgmt Against Against
Directors: Volynets Artem Olegovich
4.11 To elect the following member to the Board of Mgmt Against Against
Directors: Godsell Robert Michael
4.12 To elect the following member to the Board of Mgmt Against Against
Directors: Deripaska Oleg Vladimirovich
4.13 To elect the following member to the Board of Mgmt Against Against
Directors: Dauphin Claude
4.14 To elect the following member to the Board of Mgmt Against Against
Directors: Zakharova Marianna Alexandrovna
4.15 To elect the following member to the Board of Mgmt Against Against
Directors: Zelkova Larisa Gennadievna
4.16 To elect the following member to the Board of Mgmt Against Against
Directors: Kantorovich Vladimir Daniilovich
4.17 To elect the following member to the Board of Mgmt Against Against
Directors: Karmanny Ruslan Vladimirovich
4.18 To elect the following member to the Board of Mgmt Against Against
Directors: Klishas Andrey Alexandrovich
4.19 To elect the following member to the Board of Mgmt Against Against
Directors: Collins Simon Matthew
4.20 To elect the following member to the Board of Mgmt For For
Directors: Mills Bradford Alan
4.21 To elect the following member to the Board of Mgmt Against Against
Directors: Mishakov Stalbek Stepanovich
4.22 To elect the following member to the Board of Mgmt Against Against
Directors: Moshiri Ardavan
4.23 To elect the following member to the Board of Mgmt Against Against
Directors: Pivovarchuk Oleg Modestovich
4.24 To elect the following member to the Board of Mgmt Against Against
Directors: Sokov Maxim Mikhailovich
4.25 To elect the following member to the Board of Mgmt Against Against
Directors: Strzhalkovsky Vladimir Igorevich
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 7 CANDIDATES Non-Voting No vote
TO BE ELECTED AS MEMBERS OF THE REVISION COMMISSION,
THERE ARE ONLY 5 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING INSTRUCTIONS
FOR THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 5
OF THE 7 MEMBERS. THANK YOU.
5.1 To elect the following member to the Revision Mgmt For For
Commission: Voznenko Petr Valerievich
5.2 To elect the following member to the Revision Mgmt For For
Commission: Golobova Natalia Vladimirovna
5.3 To elect the following member to the Revision Mgmt For For
Commission: Kargachov Alexey Anatolievich
5.4 To elect the following member to the Revision Mgmt Against Against
Commission: Pershinkov Dmitry Viktorovich
5.5 To elect the following member to the Revision Mgmt No vote
Commission: Potarina Tatiana Vasilievna
5.6 To elect the following member to the Revision Mgmt No vote
Commission: Sirotkina Tamara Alexandrovna
5.7 To elect the following member to the Revision Mgmt For For
Commission: Khodasevich Sergey Georgievich
6 To approve Rosexpertiza LLC as Auditor of MMC Mgmt For For
Norilsk Nickel's 2011 Russian accounting statements
7.1 1. To establish that the basic amount of remuneration Mgmt Against Against
to be paid to an Independent Director shall
be USD 62,500 per quarter (to be paid in Russian
Roubles at the exchange rate fixed by the Bank
of Russia on the last working day of the reporting
quarter). The amount shown above shall be net
of taxes imposed under the current laws of
the Russian Federation. And that their expenses
in the amount of up to RUB 2,000,000 a year
shall be reimbursed upon presentation of documental
proof. 2. If an Independent Director presides
over a Board Committee (Committees), the additional
remuneration in the amount of USD 31,250 per
quarter shall be paid to such Independent Director
for each of the Committees, over which he/she
presides (to be paid in Russian Roubles at
the exchange rate fixed by the Bank of Russia
on the last working day of the reporting quarter).
The amount shown above shall be net of taxes
imposed under the current laws of the Russian
Federation. 3. If the Chairman of the Board
of Directors is an Independent Director, the
basic amount of remuneration to be paid to
such Director shall be USD 2,500,000 a year,
which will be paid in Roubles at the rate set
by the Bank of Russia for the last working
day of the reporting quarter. The above mentioned
amount shall be a gross amount before taxes
and charges. 4. If the Chairman of the Board
of Directors is an Independent Director, the
annual bonus in the amount of USD 3,000,000
a year shall be paid to such Director in Roubles
at the rate set by the Bank of Russia for the
last working day of the reporting quarter.
The amount shown above shall be a gross amount
before taxes and charges. 5. Remuneration amount
mentioned in Point 1 of this resolution shall
be paid in the period from June 21, 2011 to
the date, on which the term of the respective
Independent Director will end. 6. Remuneration
amount mentioned in Point 2 of this resolution
shall be paid in the period from the election
of an Independent Director as the Chairman
of a Committee until he/she ceases to carry
out his/her professional duties as the Chairman
of the Committee. 7. Remuneration amount mentioned
in Points 3 and 4 of this resolution shall
be paid in the period from the election of
an Independent Director as the Chairman of
the Board of Directors until he/she ceases
to carry out his/her professional duties as
Chairman of the Board of Directors
7.2 To approve the OJSC MMC Norilsk Nickel Independent Mgmt Against Against
Directors Remuneration Program-Options Plan
8 The value of property involved in the interrelated Mgmt For For
transactions on indemnification of members
of OJSC MMC Norilsk Nickel's Board of Directors
and Management Board for damages that they
may suffer in connection with their duties
on the respective Boards shall amount to the
sum not exceeding USD 115,000,000 (one hundred
fifteen million US dollars) for each transaction
9 To approve interrelated transactions, which Mgmt For For
are interested party transactions for all members
of OJSC MMC Norilsk Nickel's Board of Directors
and Management Board, subject of which is an
obligation of OJSC MMC Norilsk Nickel to indemnify
members of the Board of Directors and Management
Board for damages that they may suffer in connection
with their appointment to corresponding positions,
in the amount not exceeding USD 115,000,000
(one hundred fifteen million US dollars) for
each member
10 The price of services related to indemnification Mgmt For For
insurance of members of OJSC MMC Norilsk Nickel's
Board of Directors and Management Board in
the amount of USD 200,000,000 (two hundred
million US dollars) and additional USD 6,000,000
(six million US dollars) coverage for Independent
Directors, as well as the limit of USD 25,000,000
(twenty five million) for additional coverage
of the principal agreement, not to exceed USD
1,200,000 (one million two hundred thousand)
11 To approve the interrelated transaction, to Mgmt For For
which all members of OJSC MMC Norilsk Nickel's
Board of Directors and Management Board are
interested parties and the subject of which
is the obligation of OJSC MMC Norilsk Nickel
to indemnify members of OJSC MMC Norilsk Nickel's
Board of Directors and Management Board acting
as beneficiaries for the transaction, with
a Russian insurance company for the term of
12 months and with the indemnification limit
of USD 200,000,000 (two hundred million US
dollars), and the limit of USD 6,000,000 in
excess of the total limit for Independent Directors,
and the limit of USD 25,000,000 (twenty five
million) for additional coverage of the principal
agreement, at the premium not exceeding USD
1,200,000 (one million two hundred thousand)
--------------------------------------------------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A., LUBLIN Agenda Number: 703099196
--------------------------------------------------------------------------------------------------------------------------
Security: X45213109
Meeting Type: AGM
Meeting Date: 15-Jun-2011
Ticker:
ISIN: PLKGHM000017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Opening of the OGM Mgmt Abstain Against
2 Election of the Chairman of the OGM Mgmt Abstain Against
3 Confirmation of the legality of convening the Mgmt Abstain Against
OGM and its capacity to adopt resolutions
4 Acceptance of the agenda Mgmt Abstain Against
5 Review of the report on the activities of KGHM Mgmt Abstain Against
SA in financial year 2010 and the financial
statements of KGHM for financial year 2010
6 Review of the proposal of the management Board Mgmt Abstain Against
concerning the appropriation of Company profit
for financial year 2010
7 Review of the Supervisory Board of KGHM SA report Mgmt Abstain Against
on the results of its evaluation of the
report on activities of KGHM SA in financial
year 2010 and of the financial statements
of KGHM SA for financial year 2010
8 Presentation by the Supervisory Board of: a) Non-Voting No vote
a brief assessment of the Company's
standing including an evaluation of the internal
control system and the Company's significant
risk management system; b) a report on the
activities of the Supervisory Board
together with the evaluation of its work
9.A Adoption of resolution on approval of the report Mgmt Abstain Against
on activities of KGHM SA in financial year
2010
9.B Adoption of resolution on approval of the financial Mgmt Abstain Against
statements of KGHM SA for financial year 2010
9.C Adoption of resolution on the appropriation Mgmt Abstain Against
of Company profit for financial year 2010
10.A Adoption of resolution on approving the performance Mgmt Abstain Against
of duties of members of the Management Board
in financial year 2010
10.B Adoption of resolution on approving the performance Mgmt Abstain Against
of duties of members of the Supervisory Board
in financial year 2010
11 Review of the report on the activities of KGHM Mgmt Abstain Against
SA Group financial year 2010 and of the consolidated
financial statements of KGHM SA Group for financial
year 2010
12 Review of the SB report on the results of its Mgmt Abstain Against
evaluation of the report on the activities
of the KGHM SA Group in financial year 2010
and of the consolidated financial
statements of KGHM SA Group for financial year
2010
13.A Adoption of resolution on approval of the report Mgmt Abstain Against
on the activities of KGHM SA Group in financial
statements of KGHM SA Group for financial year
2010
13.B Adoption of resolution on approval of the consolidated Mgmt Abstain Against
financial statements of the KGHM SA Group
in financial year 2010
14.A Appointment of members of the Supervisory Board Mgmt Abstain Against
of KGHM SA for a new term: adoption of a
resolution on confirmation of the validity
of the elections of members of the SB chosen
by the employees of the Company
14.B Appointment of members of the Supervisory Board Mgmt Abstain Against
of KGHM SA for a new term: adoption of resolutions
on appointment of the Supervisory Board members
15 Adoption of a resolution on a changes to the Mgmt Abstain Against
composition on the Supervisory Board of KGHM
SA with its registered head office in Lubin
16 Adoption of a resolution on a changes to the Mgmt Abstain Against
principles of remuneration of Supervisory
Board members
17 Closing of General Meeting Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
KOMERCNI BANKA A.S., PRAHA 1 Agenda Number: 702848295
--------------------------------------------------------------------------------------------------------------------------
Security: X45471111
Meeting Type: OGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: CZ0008019106
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Mgmt Abstain Against
2 Approval of the gm rules and elections of the Mgmt For For
gm bodies
3 Approval of the board of directors report on Mgmt For For
the bank business activities and on the state
of its assets and liabilities for 2010
4 Discussion about the annual financial statements Mgmt Abstain Against
with the proposal for the distribution profit
for the year 2010 and about consolidated statements
5 Supervisory board position on the annual financial Mgmt Abstain Against
statement, supervisory board report
6 Audit committee report on the results of its Mgmt Abstain Against
activity
7 Approval of the annual financial statements Mgmt For For
8 Decision on the distribution of profit for 2010 Mgmt For For
9 Approval of the consolidated financial statements Mgmt For For
for 2010
10 Changes in the composition of the supervisory Mgmt For For
board
11 Changes in the composition of the audit committee Mgmt For For
12 Decision on the compensation of the members Mgmt For For
of the board of directors
13 Decision on the acquisition of the bank treasury Mgmt For For
stock
14 Appointment of a statutory auditor to make the Mgmt For For
statutory audit
15 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
KOREA ELEC PWR CORP GLOBAL MEDIUM SR TERM NTS BOOK ENTRY REG S Agenda Number: 702740261
--------------------------------------------------------------------------------------------------------------------------
Security: Y48406105
Meeting Type: EGM
Meeting Date: 17-Jan-2011
Ticker:
ISIN: KR7015760002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT
IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S
REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO SEE IF THE RECIPIENT OF
YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN"
AS A VALID VOTE OPTION
1 Amendment of articles of incorp Mgmt For For
2 Election of executive director Mgmt For For
3 Election of executive auditor Mgmt For For
4 Election of member of audit committee who is Mgmt For For
the external director: Candidates: Jung-Gook
Kim
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTOR NAME. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KOREA PLANT SERVICE & ENGINEERING CO LTD, SEONGNAM Agenda Number: 702835349
--------------------------------------------------------------------------------------------------------------------------
Security: Y4481N102
Meeting Type: AGM
Meeting Date: 29-Mar-2011
Ticker:
ISIN: KR7051600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 788691 DUE TO ADDITION OF RESOLUTIONS AND
POSTPONMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE Non-Voting No vote
MEETING HELD ON 25 MARCH 2011.
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorp Mgmt For For
3.1 Election of outside directors: AN Se Yeong, Mgmt For For
Baek Heon Gi
3.2 Election of a non permanent director Jo In Guk Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO NON-PERMANENT Non-Voting No vote
DIRECTOR NAME IN RESOLUTION 3.2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KT CORP Agenda Number: 702785633
--------------------------------------------------------------------------------------------------------------------------
Security: Y49915104
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7030200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of partial amendment to articles of Mgmt For For
incorporation
3.1 Election of inside director candidate: Sang Mgmt For For
Hoon Lee
3.2 Election of inside director candidate: Hyun Mgmt For For
Myung Pyo
3.3 Election of outside director candidate: Hyun Mgmt For For
Lak Lee
3.4 Election of outside director candidate: Byung Mgmt For For
Won Park
4.1 Election of audit committee member candidate: Mgmt For For
Hyun Lak Lee
4.2 Election of audit committee member candidate: Mgmt For For
Byung Won Park
5 Approval of limit of remuneration for directors Mgmt For For
6 Amendment of retirement benefit plan for directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LARSEN & TOUBRO LTD Agenda Number: 703050168
--------------------------------------------------------------------------------------------------------------------------
Security: Y5217N159
Meeting Type: OTH
Meeting Date: 23-May-2011
Ticker:
ISIN: INE018A01030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 829157 DUE TO RECEIPT OF ACTUAL RECORD DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. Non-Voting No vote
A PHYSICAL MEETING IS NOT BEING HELD FOR THIS
COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH
TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 Ordinary Resolution under Section 293(1) (a) Mgmt Against Against
of the Companies Act, 1956, for transfer of
Electrical & Automation Business of the Company
to a Subsidiary and / or Associate Company
or to any other entity
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD NEW Agenda Number: 702801730
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Election of Director Gang Yu Sik. Kim Se Jin Mgmt For For
3 Election of audit committee member Kim Se Jin Mgmt For For
4 Approval of remuneration for Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LG DISPLAY CO LTD, SEOUL Agenda Number: 702759068
--------------------------------------------------------------------------------------------------------------------------
Security: Y5255T100
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7034220004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT
IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S
REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO SEE IF THE RECIPIENT OF
YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN"
AS A VALID VOTE OPTION.
1 Approval of financial statement. (dividend per Mgmt For For
shs: KRW 500)
2 Approval of partial amendment to articles of Mgmt For For
incorporation
3 Election of directors: candidates: Yoo-Sik Kang, Mgmt For For
Ho-Young Jeong. Election of external directors:
candidates: Yong-Kyun Kim, Jin Jang and Seongyong
Lee
4 Election of auditors: candidates: Yong-Kyun Mgmt For For
Kim and Seongyong Lee
5 Approval of limit of remuneration for directors Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN NAMES OF DIRECTORS AND AUDITORS. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LG ELECTRONICS INC, SEOUL Agenda Number: 702808633
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275H177
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7066570003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorp. Mgmt For For
3 Election of 2 inside directors: Bon June Koo Mgmt For For
and Do Hyun Jung; and 1 other non executive
director: Yoo Sik Kang
4 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATIONS Non-Voting No vote
IN NOMINEE NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD, SEOUL Agenda Number: 702794517
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275R100
Meeting Type: AGM
Meeting Date: 11-Mar-2011
Ticker:
ISIN: KR7051900009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement. (cash dividend Mgmt For For
per shs: ordinary shs KRW 2,650, preference
shs KRW 2,700)
2 Election of directors: Kim Geon O. Jeong Un Mgmt For For
O. Yun Yong Seok
3 Election of audit committee member Mgmt For For
4 Approval of remuneration limit for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA, PORTO ALEGRE Agenda Number: 702819028
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: AGM
Meeting Date: 11-Apr-2011
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To examine, discuss and approve the financial Mgmt For Split
statements relating to the fiscal year
that ended on December 31, 2010
2 To decide on the distribution of the profits Mgmt For Split
from the fiscal year and to distribute
dividends
3 To elect the members of the board of directors Mgmt For Split
and to set their remuneration
4 To elect the members of the finance committee Mgmt For Split
and set their remuneration
--------------------------------------------------------------------------------------------------------------------------
LOJAS RENNER SA, PORTO ALEGRE Agenda Number: 702926380
--------------------------------------------------------------------------------------------------------------------------
Security: P6332C102
Meeting Type: EGM
Meeting Date: 04-May-2011
Ticker:
ISIN: BRLRENACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Ratification of the appointment and hiring of Mgmt For For
KPMG Corporate Finance LTDA. A Company with
its head office in the city of Sao Paulo, state
of Sao Paulo, at Av. Nove De Julho, 5109, sixth
floor, with Brazilian corporate taxpayer id
number 48.883.938.0001.23, from here onwards
KPMG, as the specialized company responsible
for the preparation of the valuation report
of Maxmix Comercial LTDA. Camicado Houseware,
a limited business company with its head office
in the city of Sao Paulo, state of Sao Paulo,
at Avenida Ibirapuera, 3103, store m 38, with
Brazilian corporate taxpayer id number 03.002.339.0001.15,
from here onwards Maxmix, for the purposes
provided for in paragraph 1 of article 256
of law number 6404.76, as amended, from here
onwards the Brazilian share corporation law
2 Approval of the Maxmix valuation report prepared Mgmt For For
by KPMG
3 For compliance of that which is provided for Mgmt For For
in paragraph 1 of article 256 of the Brazilian
share corporation law, approval of the transaction
for the acquisition of all of the shares
representative of the capital of Maxmix,
through the subsidiary of the company, Renner
Emprendimentos LTDA. In accordance
with the terms of that which is provided for
in the private agreement for the purchase
and sale of quotas that was entered into on
April 4, 2011, as approved by the Board of
Directors at a meeting on April 1, 2011, with
it being CONTD
CONT CONTD recorded that, bearing in mind that the Non-Voting No vote
shares issued by the Company meet requirements
for liquidity and dispersed ownership provided
for in line ii of article 137 of the Brazilian
share corporation law, the shareholders
who dissent in the resolution will not have
the right of withdrawal provided for in paragraph
2 of article 256 of the same law
4 To authorize the executive committee of the Mgmt For For
Company to do all the acts necessary
for the implementation of the resolutions passed
at the extraordinary general meeting
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG Agenda Number: 702852890
--------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 12-Apr-2011
Ticker:
ISIN: CH0013841017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 801541, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1 Consolidated financial statements of Lonza Group Mgmt For For
for 2010 report of the statutory auditors
2 Annual activity report and financial statements Mgmt For For
of Lonza Group ltd for 2010, report of the
statutory auditors
3 Remuneration report Mgmt For For
4 Appropriation of available earnings / reserves Mgmt For For
from contribution of capital
5 Ratification of the acts of the members of the Mgmt For For
board of directors
6 Amendments of the articles of association (article Mgmt For For
4ter)
7.1 Re-election of Julia Higgins to the board of Mgmt For For
directors
7.2 Re-election of Patrick Aebischer to the board Mgmt For For
of directors
7.3 Re-election of Gerhard Mayr to the board of Mgmt For For
directors
7.4 Re-election of Rolf Soiron to the board of directors Mgmt For For
7.5 Re-election of Richard Sykes to the board of Mgmt For For
directors
7.6 Re-election of Peter Wilden to the board of Mgmt For For
directors
7.7 Election of Jean-Daniel Gerber to the board Mgmt For For
of directors
8 Election of the statutory auditors KPMG Ltd, Mgmt For For
Zurich
9 Ad-hoc Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
LSR GROUP OJSC Agenda Number: 702847065
--------------------------------------------------------------------------------------------------------------------------
Security: 50218G206
Meeting Type: AGM
Meeting Date: 07-Apr-2011
Ticker:
ISIN: US50218G2066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the annual report of the Company Mgmt For For
for 2010
2 To approve the annual financial statements including Mgmt For For
income statements (profit and loss accounts)
of the Company for 2010
3 To distribute the profit of the Company based Mgmt For For
on the results of financial year 2010 as
follows: to pay dividends on Company's ordinary
registered shares based on the results
of financial year 2010 at the rate of Fifteen
(15) Roubles per ordinary registered share.
Form of dividend payment: cash. Dividend
payment method: by postal transfer or settlement
account transfer; not to pay fees and compensations
to the members of the Audit Committee while
they fulfill their responsibilities until the
next Annual General Meeting of Shareholders
of the Company; to establish the payment of
fees and compensable expenses to the Board's
independent members while they fulfill their
responsibilities of Board Directors
in the amount set forth by contracts. The fees
and compensations shall be paid in the manner
set forth in the Regulations on the
Board of Directors; not to distribute the remaining
net income for financial year 2010
4 To determine the number of members in the Board Mgmt For For
of Directors of the Company as nine (9) persons
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
5.1 Election of the member of the Board of Directors Mgmt For For
of LSR Group: Androsov, Kirill Gennadievich
5.2 Election of the member of the Board of Directors Mgmt Against Against
of LSR Group: Valitov Ilgiz Nailevich
5.3 Election of the member of the Board of Directors Mgmt Against Against
of LSR Group: Gontcharov, Dmitri Valerievich
5.4 Election of the member of the Board of Directors Mgmt For For
of LSR Group: Inozemtsev, Vladislav Leonidovich
5.5 Election of the member of the Board of Directors Mgmt Against Against
of LSR Group: Levit, Igor Mikhailovich
5.6 Election of the member of the Board of Directors Mgmt Against Against
of LSR Group: Romanov, Mikhail Borisovich
5.7 Election of the member of the Board of Directors Mgmt For For
of LSR Group: Skaterschikov, Sergey Sergeevich
5.8 Election of the member of the Board of Directors Mgmt Against Against
of LSR Group: Tumanova, Elena Viktorovna
5.9 Election of the member of the Board of Directors Mgmt Against Against
of LSR Group: Sheikina, Olga Mikhailovna
6.1 To elect the Audit Committee of the Company: Mgmt For For
Kutuzov, Dmitry Vladimirovich
6.2 To elect the Audit Committee of the Company: Mgmt For For
Terentiev, Yury Ivanovich
6.3 To elect the Audit Committee of the Company: Mgmt For For
Klevtsova, Natalia Sergeevna
7.1 To approve CJSC Audit-Servis as auditor of the Mgmt For For
statements of the Company for 2011 based on
the Russian Accounting Standards
7.2 To approve CJSC KPMG as auditor of the consolidated Mgmt For For
statements of the Company for 2011 based on
the IFRS
8 To approve the revised Charter of the Company Mgmt For For
9 To approve the revised Regulations on the Board Mgmt For For
of Directors of the Company
10.1 To approve an interested-party transaction between Mgmt For For
Open Joint Stock Company LSR Group and State
Corporation Bank for Development and Foreign
Economic Affairs (Vnesheconombank) (hereinafter
- the "Bank") - entering into a Surety Agreement
to secure the obligations of OOO Cement (hereinafter
- the "Borrower") under Loan Agreement
No.110100/1031 dated 29.06.2009 signed with
the Bank as amended by Supplement 1 dated
15.06.2010 and Supplement 2 dated 29.12.2010
(hereinafter the "Agreement")
10.2 To approve an interested-party transaction between Mgmt For For
Open Joint Stock Company LSR Group and State
Corporation Bank for Development and Foreign
Economic Affairs (Vnesheconombank) (hereinafter
- the "Bank") - entering into a Surety Agreement
to secure the obligations of OOO Cement (hereinafter
- the "Borrower") under Loan Agreement
No.110100/1032 dated 29.06.2009 signed with
the Bank as amended by Supplement 1 dated
15.06.2010 and Supplement 2 dated 29.12.2010
(hereinafter - the "Agreement")
10.3 To approve an interested-party transaction between Mgmt For For
Open Joint Stock Company LSR Group and State
Corporation Bank for Development and Foreign
Economic Affairs (Vnesheconombank) (hereinafter
- the "Bank") - entering into Supplement
2 to Subsequent Pledge Agreement No.110100/1032-DZD
dated 29.03.2010 signed between State
Corporation Bank for Development and Foreign
Economic Affairs (Vnesheconombank) and Open
Joint Stock Company LSR Group as amended by
Supplement 1 dated 01.12.2010 entered into
to secure the obligations of OOO
Cement under Loan Agreement No.110100/1032
dated 29.06.2009 signed with the
Bank as amended by Supplement 1 dated 15.06.2010
and Supplement 2 dated 29.12.2010 (hereinafter
- the "Agreement)
10.4 To approve interested-party transactions that Mgmt For For
may be carried out by the Company in
the future in the normal course of business
between the Company and persons deemed as
interested parties under Article 81 of the
Federal Law on Joint Stock Companies. The
total limit amount of such transactions as
well as of the transactions that may be carried
out in the future in respect of obtaining
and granting loans, sureties and/or pledges
to subsidiaries and related companies of
OJSC LSR Group to secure the liabilities of
subsidiaries and related companies of OJSC
LSR Group to lenders is RUB 150,000,000,000
(One hundred and fifty billion Roubles)
including possible interests and commissions
--------------------------------------------------------------------------------------------------------------------------
MECHEL OAO Agenda Number: 933321779
--------------------------------------------------------------------------------------------------------------------------
Security: 583840103
Meeting Type: Special
Meeting Date: 15-Sep-2010
Ticker: MTL
ISIN: US5838401033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVE THE RELATED-PARTY TRANSACTION - SECURITIES Mgmt For
PLEDGE AGREEMENT TOGETHER WITH ANY AND ALL
FINANCIAL DOCUMENTS RELATED TO IT OR LIABILITIES
SECURED BY IT.
1B APPROVE THE SURETYSHIP AGREEMENT(S) MADE BY Mgmt For
MECHEL OAO (THE "COMPANY") AS A RELATED-PARTY
TRANSACTION (RELATED-PARTY TRANSACTIONS).
02 APPROVAL OF A NEW EDITION OF THE CHARTER OF Mgmt For
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
MECHEL OAO Agenda Number: 702566920
--------------------------------------------------------------------------------------------------------------------------
Security: X8487H101
Meeting Type: EGM
Meeting Date: 15-Sep-2010
Ticker:
ISIN: RU000A0DKXV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the transaction with an interest Mgmt For For
2 Amend the Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MECHEL OAO Agenda Number: 933466129
--------------------------------------------------------------------------------------------------------------------------
Security: 583840103
Meeting Type: Annual
Meeting Date: 06-Jun-2011
Ticker: MTL
ISIN: US5838401033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE 2010 ANNUAL REPORT OF MECHEL OAO. Mgmt For
02 TO APPROVE 2010 ANNUAL ACCOUNTING REPORT INCLUDING Mgmt For
PROFIT AND LOSS ACCOUNT OF MECHEL OAO.
03 TO PAY DIVIDENDS ON ORDINARY REGISTERED BOOK-ENTRY Mgmt For
SHARES BASED ON RESULTS FOR 2010 FISCAL ESTIMATED
AT RUR 8.73 PER ONE SHARE.
04 DIRECTOR
JOHNSON, ARTHUR DAVID Mgmt Withheld Against
GUSEV, V. VASSILIEVICH Mgmt For For
YEVTUSHENKO, A.E. Mgmt Withheld Against
ZYUZIN, I.V. Mgmt Withheld Against
KOZHUKHOVSKIY, I.S. Mgmt For For
KOLPAKOV, S.V. Mgmt Withheld Against
MIKHEL, Y. VALERYEVICH Mgmt Withheld Against
PROSKURNYA, V.V. Mgmt Withheld Against
ROGER IAN GALE Mgmt Withheld Against
5A TO ELECT AUDIT COMMITTEE MEMBER OF MECHEL OAO: Mgmt For
PAVLOVSKAYA-MOKNATKINA, ELENA VLADIMIROVNA
5B TO ELECT AUDIT COMMITTEE MEMBER OF MECHEL OAO: Mgmt For
MIKHAYLOVA, NATALYA GRIGORYEVNA
5C TO ELECT AUDIT COMMITTEE MEMBER OF MECHEL OAO: Mgmt For
RADISHEVSKAYA, LYUDMILA EDUARDOVNA
06 TO APPROVE ZAO ENERGYCONSULTING/AUDIT AS AUDITOR Mgmt For
OF MECHEL OPEN JOINT STOCK COMPANY.
07 TO APPROVE A NEW VERSION OF MECHEL OAO CHARTER. Mgmt For
08 TO APPROVE A NEW VERSION OF STATEMENT ON COLLECTIVE Mgmt For
EXECUTIVE BODY OF MECHEL OPEN JOINT STOCK COMPANY.
09 TO APPROVE A NEW VERSION OF STATEMENT ON COMPANY'S Mgmt For
BOARD OF DIRECTORS OF MECHEL OPEN JOINT STOCK
COMPANY.
10 TO APPROVE A NEW VERSION OF STATEMENT ON COMPANY'S Mgmt For
SOLE EXECUTIVE BODY (GENERAL DIRECTOR).
11 APPROVE CONCLUSION OF GUARANTEE AGREEMENT(S) Mgmt For
AS TRANSACTION(S) OF INTEREST BY MECHEL OAO
ON THE TERMS AND CONDITIONS.
--------------------------------------------------------------------------------------------------------------------------
MECHEL OAO Agenda Number: 702936747
--------------------------------------------------------------------------------------------------------------------------
Security: X8487H101
Meeting Type: AGM
Meeting Date: 06-Jun-2011
Ticker:
ISIN: RU000A0DKXV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Company's Annual Report on 2010 Mgmt For For
2 Approval of annual financial statements, including Mgmt For For
the income statement (profit and loss
accounts) of the Company for 2010
3 Allocation of the Company's profit for 2010, Mgmt For For
including dividends payment (announcement)
and losses for 2010
4 Approval of election of the Company's BoD members Mgmt Abstain Against
5 Approval of election of the Company's Auditing Mgmt For For
Commission members
6 Approval of the Company's Auditor Mgmt For For
7 Approval of the Company's Charter in a new edition Mgmt For For
8 Approval of the Company's State of the Joint Mgmt For For
Executive Body (the Management)
9 Approval of the Company's State of the BoD Mgmt For For
10 Approval of the Company's State of the Sole Mgmt For For
Executive Body (the President)
11 Approval of interested parties transactions Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 703092596
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 15-Jun-2011
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IF YOU WISH TO EXPRESS YOUR DISSENSION PLEASE Non-Voting No vote
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
A.3 The status of endorsement and guarantee Non-Voting No vote
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution.-proposed cash Mgmt For For
dividend: TWD20 per share
B.3 To merge Ralink Technology Corp / TW0003534004 Mgmt For For
company via shares swap by new shares issuance
B.4 The revision to the procedures of monetary loans Mgmt For For
and endorsement and guarantee
B.5 The revision to the articles of incorporation Mgmt For For
B.6 The revision to the procedures of the election Mgmt For For
of the directors and supervisors
B.7 Other issues and extraordinary motions Mgmt Abstain For
CMMT PLEASE NOTE THERE ARE TWO PARTS TO THIS MEETING Non-Voting No vote
ANNUAL SHAREHOLDER MEETING AS WELL AS MERGER
OR SPIN OFF. PLEASE CONTACT YOUR GLOBAL CUSTODIAN
CLIENT IF YOU WISH TO PARTICIPATE IN THE SPIN
OFF EVENT.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MMX MINERACAO E METALICOS SA, BRASIL Agenda Number: 702706396
--------------------------------------------------------------------------------------------------------------------------
Security: P6829U102
Meeting Type: EGM
Meeting Date: 29-Nov-2010
Ticker:
ISIN: BRMMXMACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To elect Mr. Hee June Ahn, to the vacant position, Mgmt For For
as a Member of the Board of Directors of
the Company
--------------------------------------------------------------------------------------------------------------------------
MMX MINERACAO E METALICOS SA, BRASIL Agenda Number: 702731957
--------------------------------------------------------------------------------------------------------------------------
Security: P6829U102
Meeting Type: EGM
Meeting Date: 28-Dec-2010
Ticker:
ISIN: BRMMXMACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
1 The renewal until December 31, 2015, of the Mgmt For For
program for the purchase or subscription of
common shares issued by the company, from here
onwards the program, approved by the shareholders
of the company at the extraordinary general
meeting held on april 28, 2006, and the increase
of the maximum limit of the total percentage
of shares allocated to the program, from 1
percent to 2.5 percent of the total shares
issued by the company
--------------------------------------------------------------------------------------------------------------------------
MMX MINERACAO E METALICOS SA, BRASIL Agenda Number: 702747645
--------------------------------------------------------------------------------------------------------------------------
Security: P6829U102
Meeting Type: EGM
Meeting Date: 21-Jan-2011
Ticker:
ISIN: BRMMXMACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
I The issuance by the company of variable income Mgmt Against Against
securities based on royalties, from here onward
the securities, and of the securities subject
to the laws of the state of New York, USA,
to be traded on the organized over the counter
market, from here onwards the royalty securities,
for the purposes of the voluntary public
tender offer of swap for acquisition, from
here onwards the opa, of the shares issued
by Portx Operacoes Portuarias S.A. from here
onwards portx, approved at the meeting
of the board of directors of december 8, 2010,
with the establishment, also, of the maximum
number of securities and royalty securities
to be issued in this context
II The authorization for the board of directors Mgmt Against Against
of the company to decide regarding
the increase of capital of the company through
the issuance of new shares for delivery to
the shareholders of portx who accept the opa,
without a preemptive right for the old shareholders,
in accordance with the terms of article 172,
ii, of the corporations law
III The authorization for the board of directors Mgmt Against Against
of the company to be able to decide regarding
the exact number of securities and or royalty
securities to be issued within the context
of the opa
IV The valuation report for the shares of portx Mgmt Against Against
for the purposes of article 8 of the corporations
law
V The approval of the acquisition of control of Mgmt Against Against
portx, in accordance with the terms of article
256, paragraph 1 of the corporations law
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF VOTING OPTION COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MMX MINERACAO E METALICOS SA, BRASIL Agenda Number: 702965661
--------------------------------------------------------------------------------------------------------------------------
Security: P6829U102
Meeting Type: EGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: BRMMXMACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To amend article 5 of the corporate bylaws of Mgmt For For
the company and its later consolidation
bearing in mind the issuances of shares by
the management approved at the meetings
of the board of directors
2 To amend article 3 of the corporate bylaws of Mgmt For For
the company to include the operation of
port terminals in the corporate purpose
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS OJSC, MOSCOW Agenda Number: 702542831
--------------------------------------------------------------------------------------------------------------------------
Security: X5430T109
Meeting Type: EGM
Meeting Date: 23-Dec-2010
Ticker:
ISIN: RU0007775219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the order of conducting EGM of the shareholders Mgmt Abstain Against
2 Approve the reorganization of OJSC "MTS" in Mgmt Abstain Against
the form of joining of OJSC "Telesystem
Comstar-Consolidated", the CJSC "Incorporated
Telesystems", the CJSC "Capital", the CJSC
"Communication statement", the CJSC "Mobile
Telesystems", CJSC "Comstar-Direkt"
to OJSC "MTS" and about ratification about
joining
3 Approve the reorganization of OJSC "MTS" in Mgmt Abstain Against
the form of joining of CJSC "Dagtelecom"
to OJSC "MTS" and about ratification about
joining
4 Approve the reorganization of OJSC "MTS" in Mgmt Abstain Against
the form of joining of OJSC "Eurotel"
to OJSC "MTS" and about ratification about
joining
5 Approve the increase in an authorized capital Mgmt Abstain Against
stock of OJSC "MTS" by placing of additional
shares
6 Approve the modification and additions in OJSC Mgmt Abstain Against
"MTS" Charter
PLEASE NOTE THAT THE SHAREHOLDERS WHO VOTE AGAINST Non-Voting No vote
THE REORGANIZATION OF THE COMPANY OR DO NOT
PARTICIPATE IN VOTING WILL BE GRANTED WITH
THE RIGHT TO SELL THE SHARES OWNED BY THEM
BACK TO THE COMPANY. THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MOL HUNGARIAN OIL AND GAS PLC, BUDAPEST Agenda Number: 702932232
--------------------------------------------------------------------------------------------------------------------------
Security: X5462R112
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: HU0000068952
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 806255 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
28 APR 2011 AT 12:00 PM. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU.
1.1 Closing the 2010 business year: Report of the Mgmt Abstain Against
Board of Directors on the 2010 business operation;
presentation of the financial statements drawn
up in compliance with the Accounting Act (the
parent company's financial statements in compliance
with the Accounting Act and the generally accepted
accounting principles in Hungary and the consolidated
financial statements in compliance with International
Financial Reporting Standards as adopted by
the European Union ("IFRS")); proposal on the
use of after tax profit
1.2 Closing the 2010 business year: Auditor's report Mgmt Abstain Against
on the 2010 financial statements presented
by the Board of Directors
1.3 Closing the 2010 business year: Report of the Mgmt Abstain Against
Supervisory Board on the 2010 financial statements
and proposal for the distribution of after
tax profit
1.4 Closing the 2010 business year: Decision on Mgmt Abstain Against
the approval of the parent company's 2010 financial
statements prepared in accordance with the
Accounting Act and the consolidated financial
statements prepared in compliance with IFRS,
use of after tax profit and amount of dividends
1.5 Closing the 2010 business year: Decision on Mgmt Abstain Against
the approval of the corporate governance declaration
2 Decision on the waiver to be granted to the Mgmt Abstain Against
executive officers according to Section 30
(5) of the Company Act
3 Election of the statutory auditor for the 2011 Mgmt Abstain Against
financial year and determination of its remuneration
as well as the material elements of its engagement
4 Authorization of the Board of Directors to acquire Mgmt Abstain Against
treasury shares
5 Approval of the modification of the Profit Sharing Mgmt Abstain Against
incentive system of the members of the Board
of Directors
6 Election of member of the Board of Directors: Mgmt Abstain Against
Mr. Oszkar Vilagi
7.1 Election of member of the Supervisory Board: Mgmt Abstain Against
Mr. Gyorgy Mosonyi
7.2 Election of member of the Audit Committee: Mr. Mgmt Abstain Against
Istvan Torocskei
8 Election of employee member of the Supervisory Mgmt Abstain Against
Board
9 Amendment of the Article 13.4 of the Articles Mgmt Abstain Against
of Association
--------------------------------------------------------------------------------------------------------------------------
MONGOLIAN MNG CORP Agenda Number: 703091051
--------------------------------------------------------------------------------------------------------------------------
Security: G6264V102
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: KYG6264V1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 802612 DUE TO DELETION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110428/LTN20110428386.pdf,
http://www.hkexnews.hk/listedco/listconews/sehk/20110519/LTN20110519332.pdf
1 To consider and adopt the audited consolidated Mgmt For For
financial statements, the Company's audited
financial statements and the reports of the
directors and of the auditor for the year ended
31 December 2010
2.a To re-elect Mr. Odjargal Jambaljamts as executive Mgmt For For
director
2.b To re-elect Dr. Battsengel Gotov as executive Mgmt For For
director
2.c To re-elect Mr. Batsaikhan Purev as non-executive Mgmt For For
director
2.d To re-elect Mr. Enkh-Amgalan Luvsantseren as Mgmt For For
non-executive director
2.e To re-elect Mr. Gantumur Lingov as non-executive Mgmt For For
director
2.f To authorise the board of directors to fix the Mgmt For For
remuneration of directors for the year ending
31 December 2011
3 To re-appoint KPMG as auditor and to authorise Mgmt For For
the board of directors to fix auditor's remuneration
4 To grant a general mandate to the directors Mgmt Against Against
to allot, issue and deal with additional shares
of the Company not exceeding 20% of the issued
share capital of the Company
5 To grant a general mandate to the directors Mgmt For For
to repurchase the Company's own shares not
exceeding 10% of the issued share capital of
the Company
6 To extend the general mandate granted to the Mgmt Against Against
directors to allot, issue and deal with additional
shares by the number of shares repurchased
by the Company
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD Agenda Number: 703114859
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Re-elect AT Mikati as Director Mgmt For For
2 Re-elect Jeff van Rooyen as Director Mgmt For For
3 Re-elect JHN Strydom as Director Mgmt For For
4 Re-elect MJN Njeke as Director Mgmt For For
5 Re-elect KP Kalyan as Director Mgmt For For
6 Re-elect AF Van Biljon as Chairman of the Audit Mgmt For For
Committee
7 Re-elect Jeff van Rooyen as Member of the Audit Mgmt For For
Committee
8 Re-elect JHN Strydom as Member of the Audit Mgmt Against Split
Committee
9 Re-elect NP Mageza as Member of the Audit Committee Mgmt For For
10 Re-elect MJN Njeke as Member of the Audit Committee Mgmt For For
11 Reappoint PricewaterhouseCoopers Inc and SizweNtsaluba Mgmt For For
VSP as Joint Auditors
12 Place Authorised but Unissued Shares under Control Mgmt For For
of Directors
13 Approve Remuneration Philosophy Mgmt For For
S.1 Approve Increase in Non executive Directors' Mgmt For For
Remuneration with effect from 1 July 2011
S.2 Authorise Repurchase of Up to Ten Percent of Mgmt For For
Issued Share Capital
S.3 Approve Financial Assistance to Related or Inter-related Mgmt For For
Companies
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE Non-Voting No vote
TO CHANGE IN NUMBERING FOR RESOLUTIONS 14,
15 AND 16 AND CORRECT IN DIRECTOR NAMES. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 702532006
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 15-Jul-2010
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the annual financial statements Mgmt For For
2 Re-election of Mr. MC Ramaphosa as a Director Mgmt For For
3 Re-election of DDB Band as a Director Mgmt For For
4 Re-election of Mr. AF Van Biljon as a Director Mgmt For For
5 Re-election of Ms. MLD Marole as a Director Mgmt For For
6 Re-election of Mr. NP Mageza as a Director Mgmt For For
7 Re-election of Mr. A. Harper as a Director Mgmt For For
8 Re-election of Mr. NI Patel as the Director Mgmt For For
9 Approve the increase in and setting of the remuneration Mgmt For For
payable to Non-Executive Directors
10 Approve the placing of all unissued ordinary Mgmt For For
shares of 0.01 cent under the control of
the Directors
11 Approve to confirm the appointments to the Audit Mgmt Against Against
Committee
12 Approve the MTN Group Limited Share Appreciation Mgmt Against Against
Rights Scheme 2010 and Performance Share
Plan 2010
13 Approve the restraint of trade agreement with Mgmt Against Against
Mr. PF Nhleko
14 Approve the re-appointment of Joint External Mgmt For For
Auditors
S.15 Authorize the Company and or its subsidiaries Mgmt For For
to repurchase shares in the Company
16 Grant authority to give effect to the ordinary Mgmt For For
resolutions Numbered 1 to 14 and Special
Resolution 15
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN NUMBERING OF RESOLUTION. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD, FAIRLANDS Agenda Number: 702560550
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: OGM
Meeting Date: 20-Aug-2010
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 Approve the various transactions relating to Mgmt For For
the MTN BEE Transaction
2.S.1 Approve the specific repurchase of shares Mgmt For For
3.S.2 Approve the sanctioning of financial assistance Mgmt For For
in connection with the MTN BEE Transaction
4.O.2 Approve the initial specific issue of shares Mgmt For For
to BIC for cash
5.O.3 Approve the additional specific issue of shares Mgmt For For
to BIC for cash
6.O.4 Grant authority to give effect to the ordinary Mgmt For For
resolutions 1 and 2 and 3 and special resolutions
1 and 2
7.O.5 Approve the ESOP and the specific issue of shares Mgmt For For
under the ESOP for cash and authority to give
effect to the resolution
8.S.3 Approve the Sanctioning of financial assistance Mgmt For For
in connection with the ESOP
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NAN YA PLASTICS CORP Agenda Number: 703104860
--------------------------------------------------------------------------------------------------------------------------
Security: Y62061109
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: TW0001303006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT DELETION OF COMMENT. THANK YOU. Non-Voting No vote
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
A.3 The status of directors Non-Voting No vote
A.4 The status of unsecured corporate bonds Non-Voting No vote
B.1 The 2010 financial statements Mgmt For For
B.2 The 2010 profit distribution. Proposed cash Mgmt For For
dividend: TWD 4.7 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 The revision to the rules of shareholder meeting Mgmt For For
B.5 The proposal to release the prohibition on directors Mgmt For For
from participation in competitive business
B.6 The proposal to the election of the director Mgmt For For
B.7 The election of a director: Name: Yun-Peng Chu, Mgmt For For
ID No.: H100450731
B.8 Extraordinary motions Mgmt Abstain For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTOR NAME IN RESOLUTION B.7. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
NOVATEK JT STK CO Agenda Number: 702602372
--------------------------------------------------------------------------------------------------------------------------
Security: X5865T103
Meeting Type: EGM
Meeting Date: 14-Oct-2010
Ticker:
ISIN: RU000A0DKVS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the payment of the dividends of the Mgmt Abstain Against
Company by results of the half year 2010
2 Approve the deal [the agreement on rendering Mgmt Abstain Against
services of gas transportation] between OJSC
Novatek and OJSC Gazprom on that conclusion
there are an interest
3 Approve the deal [gas supply agreement] between Mgmt Abstain Against
OJSC Novatek and OJSC Gazprom on that conclusion
there are an interest
--------------------------------------------------------------------------------------------------------------------------
NOVATEK JT STK CO Agenda Number: 702874517
--------------------------------------------------------------------------------------------------------------------------
Security: X5865T103
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: RU000A0DKVS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the annual report, the annual accounting Mgmt Abstain Against
report, profit and losses report, distribution
of profit, dividend payments as of FY 2010
at RUB 2.50 per ordinary share
2 Election of the Board of Directors Mgmt Abstain Against
3 Election of the audit commission Mgmt Abstain Against
4 Approval of the Auditor Mgmt Abstain Against
5 Approval remuneration to be paid to the members Mgmt Abstain Against
of the Board of Directors
6 Approval remuneration to be paid to the members Mgmt Abstain Against
of the audit commission
7 Approval of transaction with an interest Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
NOVATEK JT STK CO Agenda Number: 703148850
--------------------------------------------------------------------------------------------------------------------------
Security: X5865T103
Meeting Type: EGM
Meeting Date: 27-Jun-2011
Ticker:
ISIN: RU000A0DKVS5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 821754 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 On earlier termination of powers of the Board Mgmt Abstain Against
of Directors
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS
2.1 On the election of the Company's BOD member: Mgmt Abstain Against
Akimov A.I
2.2 On the election of the Company's BOD member: Mgmt Abstain Against
Burkhard Bergmann
2.3 On the election of the Company's BOD member: Mgmt Abstain Against
Vardanyan R.K
2.4 On the election of the Company's BOD member: Mgmt Abstain Against
Darrikarrer Iv-Lui Sharl Zhusten
2.5 On the election of the Company's BOD member: Mgmt Abstain Against
Jetvey Mark
2.6 On the election of the Company's BOD member: Mgmt Abstain Against
Mihelson L.V
2.7 On the election of the Company's BOD member: Mgmt Abstain Against
Natalenko A.E
2.8 On the election of the Company's BOD member: Mgmt Abstain Against
Seleznev K.G
2.9 On the election of the Company's BOD member: Mgmt Abstain Against
Timchenko G.N
3 Approval of transactions with an interest Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702952688
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To amend article 5 of the corporate bylaws of Mgmt For For
the company and its later consolidation,
bearing in mind recent issuances of shares
by the management resulting from the exercise
of a share subscription options granted by
the company to its workers within the framework
of the stock option or subscription
program approved by the general meeting held
on april 30, 2008, and extended in accordance
with the general meeting of september 28, 2010,
in the amount of BRL 5,826,873.00, through
the issuance of 848,300 common shares of the
company, approved at meetings of the executive
committee held on august 24, 2010, october
18, 2010, december 2, 2010, and march 2, 2011
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES S A Agenda Number: 702953438
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and approve the financial Mgmt For For
statements and independent auditors report
relating to the fiscal year that ended on December
31, 2010
II Destination of the year end results of 2010 Mgmt For For
III To elect and to re-elect the members of the Mgmt For For
board of directors
IV To set the global remuneration of the directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OGX PETROLEO E GAS PARTICIPACOES SA, RIO DE JANEIRO Agenda Number: 702605188
--------------------------------------------------------------------------------------------------------------------------
Security: P7356Y103
Meeting Type: EGM
Meeting Date: 28-Sep-2010
Ticker:
ISIN: BROGXPACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the vote to be cast by the Company, Mgmt For For
in a meeting of owners of the subsidiary
Ogx Petroleo E Gas Ltda. from here onwards
Ogx Ltda. relative to the decision for the
spinoff of Ogx Ltda from here onwards the spinoff,
with the transfer of a portion of its assets
to another subsidiary, Ogx Campos Petroleo
E Gas S.A. from here onwards Ogx Campos, in
which the Company also has 99.99% of the
share capital
2 Election of Eduardo Karrer, Luiz Eduardo Guimaraes Mgmt For For
Carneiro and Paulo Monteiro Barbosa
Filho to the vacant positions on the Board
of Directors of the Company
3 Amendment of Article 5 of the Corporate Bylaws Mgmt For For
of the Company, bearing in mind the exercise
of the right to subscribe to shares resulting
from the stock option program for common
shares issued by the Company, which was
approved at the EGM held on 30 APR 2008,
as it was later consolidated, in such a
way as to reflect the increase of the share
capital and the new number of shares
4 Amend the Article 14 of the Corporate Bylaws Mgmt For For
of the Company and their later consolidation
in such a way as to adapt the names and duties
of the Executive Committee of the Company to
its current composition
5 Approve the extension of the stock option program Mgmt For For
for common shares issued by the Company, in
accordance with the terms of Article 168, paragraph
3, of law number 6404.76, until 31 DEC 2015
--------------------------------------------------------------------------------------------------------------------------
OIL & NATURAL GAS CORPORATION LTD Agenda Number: 702585627
--------------------------------------------------------------------------------------------------------------------------
Security: Y64606117
Meeting Type: AGM
Meeting Date: 23-Sep-2010
Ticker:
ISIN: INE213A01011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the audited balance sheet Mgmt For For
as at 31 MAR 2010, profit & loss account for
the YE 31 MAR 2010 together with the reports
of the Directors and the Auditors' thereon
and comments of the Comptroller & Auditor general
of India in terms of Section 619 of the
Companies Act, 1956
2 Approve to confirm the payment of interim dividend Mgmt For For
and declare final dividend on equity shares
for the year 2009-10
3 Re-appoint Shri A. K. Hazarika as a Director, Mgmt For For
who retires by rotation
4 Re-appoint Shri D. K. Pande as a Director, who Mgmt For For
retires by rotation
5 Re-appoint Shri D. K. Sarraf as a Director, Mgmt For For
who retires by rotation
6 Authorize the Board of Director of the Company Mgmt For For
to decide and fix the remuneration
of the Joint Statutory Auditors of the Company
for the FY 2010-11, in terms of provisions
of Section 619(2) read with Section 224(8)
(aa) of the Companies Act 1956, as may be
deemed fit by the Board
7 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr For Split
PROPOSAL: Appoint Shri Sudhir Bhargava,
Additional Secretary, Ministry of Petroleum
& Natural Gas, as a Director of the Company,
liable to retire by rotation, under Section
260 of the Companies Act, 1956, effective 15
MAR 2010 and holds office upto the 17th AGM
and in respect of whom, the Company has received
a notice in writing, under Section
257 of the Companies Act, 1956, from a member
proposing his candidature for the
office of Director
--------------------------------------------------------------------------------------------------------------------------
OIL & NATURAL GAS CORPORATION LTD Agenda Number: 702742051
--------------------------------------------------------------------------------------------------------------------------
Security: Y64606117
Meeting Type: OTH
Meeting Date: 24-Jan-2011
Ticker:
ISIN: INE213A01011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. Non-Voting No vote
A PHYSICAL MEETING IS NOT BEING HELD FOR THIS
COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH
TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 Resolved that (i) pursuant to the provisions Mgmt For For
of Section 94 and all other applicable
provisions, if any, of the Companies Act, 1956
(including any statutory modification
or re-enactment thereof for the time being
in force), and in accordance with the provisions
of Article 61 of the Articles of Association
of the Company and subject to the approvals,
consents, permissions and sanctions,
if any, required from any authority and subject
to such conditions as may be agreed to by the
Board of Directors of the Company(hereinafter
referred to as the "the Board", which term
shall also include any committee thereof),
consent of the Members be and is hereby
accorded for sub-dividing the Equity Shares
of the Company, including the paid up shares,
such that the Equity shares of the Company
of the Face value of CONTD
CONT CONTD INR 10/- (Rupees Ten) each be sub-divided Non-Voting No vote
into two Equity Shares of the Company of the
face value of INR 5/- (Rupees Five) each and
consequently, the Authorised Share Capital
of the Company of INR 15000 Crore (Rupees Fifteen
Thousand Crore) would comprise of 3000 Crore
(Three thousand crore) Equity shares of
INR 5/- each with effect from the "Record Date"
to be determined by the Board for this purpose.
(ii) pursuant to the sub-division of the Equity
Shares of the Company, the paid up Equity
shares of the Company of the face value of
INR 10/- (Rupees Ten) each, as existing on
the Record Date shall stand sub-divided
into two Equity Shares of the face value of
INR 5/- (Rupees Five) each fully paid up, with
effect from the Record Date. (iii) the Board
be and is hereby authorized to do all such
acts, deeds matter and CONTD
CONT CONTD things and give such direction as may Non-Voting No vote
be necessary, in the best interest
of the Company, for giving effect to the aforesaid
resolutions, including but not limited
to signing and execution of necessary forms,
papers, writings, agreements and documents,
including giving customary representations
and warranties, together such indemnities as
may be deemed necessary and expedient in
its discretion." (iv) the two equity shares
of INR 5/- each on sub-division to be allotted
in lieu of the existing one equity share
of INR 10/- each shall be subject to the terms
of Memorandum & Articles of Association of
the Company and shall rank pari pasu in all
respects with and carry the same rights as
the existing fully paid equity share of INR
10/- each of the Company and shall be entitled
to participate in full in any dividend(s)
to be CONTD
CONT CONTD declared after the sub-divided equity Non-Voting No vote
shares are allotted. (v) no letter of
allotment shall be issued to the allottees
of the new equity shares of INR 5/- each on
sub-division and the share certificate(s) in
respect of such sub-divided equity shares
shall be issued and dispatched to the
allottees thereof within the period prescribed
or that may be prescribed in this behalf,
from time to time, except that the new equity
shares of INR 5/- each on sub-division will
be credited to the demat account of the allottees,
who are holding the existing shares in electronic
form. (vi) the allotment of the new equity
shares of INR 5/- each on sub-division to the
extent that they relate to non-resident members
of the Company, shall be subject to the
approval, if any, of the Reserve Bank of
India under the Foreign Exchange CONTD
CONT CONTD Management Act, 1999 as may be deemed Non-Voting No vote
necessary. (vii) for the purpose of giving
effect to the aforesaid resolutions, the Board
/ Committee of the Board be and is hereby
authorized to do all such acts, deeds, matters
and things whatsoever including setting
any question, doubt or difficulties that may
arise with regard to or in relation to the
issue or allotment of new equity shares
of INR 5/- each on sub-division and to accept
on behalf of the Company, any conditions,
modifications, alteration, changes, variations
in this regard as prescribed by the statutory
authority(ies) and which the Board / Committee
of the Board in its discretion thinks fit and
proper
2 Resolved that existing clause V of the Memorandum Mgmt For For
of Association of the Company be and
shall always be deemed to have been substituted
by the following:- The Authorized Share
Capital of the Company is INR
15000,00,00,000 (Rupees Fifteen Thousand
Crore) divided into 3000,00,00,000 (Three
Thousand Crore) equity shares of INR 5/- (Rupees
Five) each
3 Resolved that pursuant to the provisions of Mgmt For For
Section 31 and other applicable provisions,
if any, of the Companies Act, 1956 (including
any statutory modification or reenactment
thereof for the time being in force), and subject
to the approval of the Central Government,
if required, the existing Articles of Association
of the Company be and is hereby altered by
substituting the existing Article No. 5
by the new Article No.5 as follows:- The Authorized
Share Capital of the Company is INR 15000,00,00,000
(Rupees Fifteen Thousand Crore) divided into
3000,00,00,000 (Three Thousand Crores) equity
shares of INR 5/- (Rupees Five) each
4 Resolved that i. pursuant to Article 147 (1)(a) Mgmt For For
of the Articles of Association of
the Company and recommendation of Board of
Directors and subject to the guidelines
issued by Securities & Exchange Board of India
and subject to such consents and approvals
as may be required from the appropriate
authorities, the consent of the members be
and is hereby accorded to capitalize a sum
of INR 2138,87,25,300 out of the General Reserves
/ Securities Premium Account or such
other Reserve Account, as may be decided
by the Board of Directors, for distribution
among the holders of existing fully paid
equity shares of INR 5/- each of the Company
(subsequent to the sub-division of each
equity share of INR 10/- each into two equity
shares of INR 5/- each) whose names will appear
in the Register of Members / Beneficial Owners'
position CONTD
CONT CONTD of the Company on a date (Record Date) Non-Voting No vote
to be decided by the Board of Directors
(which expression shall also include a Committee
thereof), as an increase of the amount of
the share capital of the Company held by each
such member, and not as income or in lieu
of dividend, credited as 427,77,45,060 new
fully paid equity shares of INR 5/- each (subsequent
to the sub-division of each equity share of
INR 10/- each into two equity shares of INR
5/- each) as bonus shares in the proportion
of one new equity bonus shares of INR 5/-
each for every one existing fully paid equity
share of INR 5/- each held. ii. the new equity
bonus shares of INR 5/- each to be allotted
as bonus shares shall be subject to the
terms of Memorandum & Articles of Association
of the Company and shall rank pari pasu in
all respects with and carry the CONTD
CONT CONTD same rights as the existing fully paid Non-Voting No vote
equity shares of the Company and shall be entitled
to participate in full in any dividend(s) to
be declared after the bonus shares are allotted.
iii. no letter of allotment shall be issued
to the allottees of the new equity bonus shares
and the share certificate(s) in respect
of the new equity bonus shares shall be issued
and dispatched to the allottees thereof within
the period prescribed or that may be prescribed
in this behalf, from time to time, except that
the new equity bonus shares will be credited
to the demat account of the allottees, who
are holding the existing equity shares in
electronic form. iv. the allotment of the
new equity bonus shares to the extent that
they relate to non-resident members of the
Company, shall be subject to the approval,
if any, of the CONTD
CONT CONTD Reserve Bank of India under the Foreign Non-Voting No vote
Exchange Management Act, 1999 as may be deemed
necessary. v. for the purpose of giving effect
to the aforesaid resolutions, the Board
/ Committee of the Board be and is hereby
authorized to do all such acts, deeds, matters,
and things whatsoever including setting
any question, doubt or difficulties that may
arise with regard to or in relation to
the issue or allotment of the bonus shares
and to accept on behalf of the Company, any
conditions, modifications, alterations, changes,
variations in this regard as prescribed by
the statutory authority(ies) and
which the Board / Committee of the Board in
its discretion thinks fit and proper
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
OF TEXT IN RESOLUTION 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 933467119
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: Consent
Meeting Date: 23-Jun-2011
Ticker: LUKOY
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ANNUAL REPORT OF OAO "LUKOIL" Mgmt Split 9% For Split
FOR 2010 AND THE ANNUAL FINANCIAL STATEMENTS,
INCLUDING THE INCOME STATEMENTS (PROFIT AND
LOSS ACCOUNTS) OF THE COMPANY, AND THE DISTRIBUTION
OF PROFITS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
2A ELECTION OF DIRECTOR: ALEKPEROV, VAGIT YUSUFOVICH Mgmt No vote
2B ELECTION OF DIRECTOR: BELIKOV, IGOR VYACHESLAVOVICH Mgmt Split 13% For
2C ELECTION OF DIRECTOR: BLAZHEEV, VICTOR VLADIMIROVICH Mgmt Split 13% For
2D ELECTION OF DIRECTOR: GRAYFER, VALERY ISAAKOVICH Mgmt No vote
2E ELECTION OF DIRECTOR: GREF, HERMAN OSKAROVICH Mgmt Split 13% For
2F ELECTION OF DIRECTOR: IVANOV, IGOR SERGEEVICH Mgmt Split 13% For
2G ELECTION OF DIRECTOR: MAGANOV, RAVIL ULFATOVICH Mgmt No vote
2H ELECTION OF DIRECTOR: MATZKE, RICHARD Mgmt Split 13% For
2I ELECTION OF DIRECTOR: MIKHAILOV, SERGEI ANATOLIEVICH Mgmt No vote
2J ELECTION OF DIRECTOR: MOBIUS, MARK Mgmt Split 13% For
2K ELECTION OF DIRECTOR: MOSCATO, GUGLIELMO ANTONIO Mgmt Split 13% For
CLAUDIO
2L ELECTION OF DIRECTOR: SHOKHIN, ALEXANDER NIKOLAEVICH Mgmt Split 13% For
03 TO APPOINT VAGIT YUSUFOVICH ALEKPEROV PRESIDENT Mgmt Split 9% For Split
OF OAO "LUKOIL"
4A TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt Split 9% For Split
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: KONDRATIEV, PAVEL GENNADIEVICH
4B TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt Split 9% For Split
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: NIKITENKO, VLADIMIR NIKOLAEVICH
4C TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt Split 9% For Split
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: SHENDRIK, MIKHAIL MIKHAILOVICH
5A TO PAY REMUNERATION AND REIMBURSE EXPENSES TO Mgmt Split 9% For Split
MEMBERS OF THE BOARD OF DIRECTORS OF OAO "LUKOIL"
ACCORDING TO APPENDIX NO.1.
5B TO ESTABLISH REMUNERATION FOR NEWLY ELECTED Mgmt Split 9% For Split
MEMBERS OF THE BOARD OF DIRECTORS OF OAO "LUKOIL"
ACCORDING TO APPENDIX NO.2.
6A TO PAY REMUNERATION TO EACH OF THE MEMBERS OF Mgmt Split 9% For Split
THE AUDIT COMMISSION OF OAO "LUKOIL" IN THE
AMOUNT ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL"
OF 26 JUNE 2008 (MINUTES NO. 1): 2,600,000
ROUBLES.
6B TO ESTABLISH REMUNERATION FOR NEWLY ELECTED Mgmt Split 9% For Split
MEMBERS OF THE AUDIT COMMISSION OF OAO "LUKOIL"
IN THE AMOUNT OF 2,730,000 ROUBLES.
07 TO APPROVE THE INDEPENDENT AUDITOR OF OAO "LUKOIL"- Mgmt Split 9% For Split
CLOSED JOINT STOCK COMPANY KPMG.
08 TO APPROVE A NEW VERSION OF THE CHARTER OF OPEN Mgmt Split 9% For Split
JOINT STOCK COMPANY "OIL COMPANY "LUKOIL" PURSUANT
TO THE APPENDIX HERETO.
09 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt Split 9% For Split
THE PROCEDURE FOR PREPARING AND HOLDING THE
GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL",
PURSUANT TO THE APPENDIX HERETO.
10 TO APPROVE AN INTERESTED-PARTY TRANSACTION - Mgmt Split 9% For Split
POLICY (CONTRACT) ON INSURING THE LIABILITY
OF DIRECTORS, OFFICERS AND CORPORATIONS BETWEEN
OAO "LUKOIL" AND OAO KAPITAL STRAKHOVANIE,
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX HERETO.
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 703022018
--------------------------------------------------------------------------------------------------------------------------
Security: X5060T106
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: RU0009024277
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Company's Annual Report on 2010. Mgmt Abstain Against
Approval of annual financial statements, including
the income statement (profit and loss accounts)
of the Company for 2010. Allocation of the
Company's profit (losses) for 2010, including
dividends payment/announcement; approval of
the size of the dividends, time and
method of the dividend payment for 2010. Recommended
to pay dividend: RUR 59.00 for 1 ord sh
2 Election of members to the Board of Directors Mgmt Abstain Against
of the Company
3 Appointment of the Company's President Mgmt Abstain Against
4 Election of members to the Company's Auditing Mgmt Abstain Against
Commission
5 Payment of remuneration to the members of the Mgmt Abstain Against
Board of Directors
6 Payment of remuneration to the Company's Auditing Mgmt Abstain Against
Commission members
7 Approval of the Company's Auditor Mgmt Abstain Against
8 Approval of the Company's Charter in a new edition Mgmt Abstain Against
9 Approval of the amendments to the State on Shareholders' Mgmt Abstain Against
General Meeting procedure in a new edition
10 On approval of transaction with an interest Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 703102171
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Annual Report of OAO "LUKOIL" Mgmt For For
for 2010 and the annual financial
statements, including the income statements
(profit and loss accounts) of the Company,
and the distribution of profits: The net profit
of OAO "LUKOIL" for distribution for 2010
was equal to 140,037,510,000 roubles. To distribute
50,183,232,000 roubles to the payment of dividends
for 2010. The rest of the net profit shall
be left undistributed. To pay dividends for
the 2010 financial year in the amount of 59
roubles per ordinary share. Payment of
dividends to be made in cash from the account
of OAO "LUKOIL", with the term of dividend
payment not exceeding 60 days from the date
the payment decision is taken. If the dividends
transferred by OAO "LUKOIL" are returned
due to incorrect banking details in the shareholder
register of OAO "LUKOIL" or CONTD
CONT CONTD the death of a shareholder, repeat payment Non-Voting No vote
of dividends will be performed after
information is provided to OAO Registrator
NIKoil (hereinafter the "Registrar")
on changes in payment and other details and
the relevant amendments are made to the shareholder
register of OAO "LUKOIL". If dividends sent
by postal money order are returned, repeat
payment will be made through wire transfer
to the shareholder bank account after the latter
provides the Registrar with information on
its banking details and this information
is entered into the shareholder register of
OAO "LUKOIL". The costs on the transfer
of dividends, regardless of the means, will
be paid by OAO "LUKOIL"
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
2.1 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": ALEKPEROV, Vagit Yusufovich
2.2 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": BELIKOV, Igor Vyacheslavovich
2.3 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": BLAZHEEV, Victor Vladimirovich
2.4 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": GRAYFER, Valery Isaakovich
2.5 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": GREF, Herman Oskarovich
2.6 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": IVANOV, Igor Sergeevich
2.7 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": MAGANOV, Ravil Ulfatovich
2.8 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": MATZKE, Richard
2.9 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": MIKHAILOV, Sergei Anatolievich
2.10 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": MOBIUS, Mark
2.11 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": MOSCATO, Guglielmo
Antonio Claudio
2.12 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": SHOKHIN, Alexander
Nikolaevich
3 To appoint Vagit Yusufovich ALEKPEROV President Mgmt For For
of OAO "LUKOIL"
4.1 To elect the Audit Commission candidate approved Mgmt For For
by the Board of Directors of OAO "LUKOIL":
KONDRATIEV, Pavel Gennadievich
4.2 To elect the Audit Commission candidate approved Mgmt For For
by the Board of Directors of OAO "LUKOIL":
NIKITENKO, Vladimir Nikolaevich
4.3 To elect the Audit Commission candidate approved Mgmt For For
by the Board of Directors of OAO "LUKOIL":
SHENDRIK, Mikhail Mikhailovich
5.1 To pay remuneration and reimburse expenses to Mgmt For For
members of the Board of Directors of
OAO "LUKOIL" according to Appendix No.1
5.2 To establish remuneration for newly elected Mgmt For For
members of the Board of Directors of OAO "LUKOIL"
according to Appendix No.2
6.1 To pay remuneration to each of the members of Mgmt For For
the Audit Commission of OAO "LUKOIL" in
the amount established by decision of the Annual
General Shareholders Meeting of OAO
"LUKOIL" of 26 June 2008 (Minutes No. 1):
2,600,000 roubles
6.2 To establish remuneration for newly elected Mgmt For For
members of the Audit Commission of OAO "LUKOIL"
in the amount of 2,730,000 roubles
7 To approve the independent auditor of OAO "LUKOIL"-Closed Mgmt For For
Joint Stock Company KPMG
8 To approve a new version of the Charter of Open Mgmt For For
Joint Stock Company "Oil company "LUKOIL"
pursuant to the appendix hereto
9 To approve amendments to the Regulations on Mgmt For For
the Procedure for Preparing and Holding the
General Shareholders Meeting of OAO "LUKOIL",
pursuant to the appendix hereto
10 To approve an interested-party transaction - Mgmt For For
Policy (contract) on insuring the liability
of directors, officers and corporations between
OAO "LUKOIL" and OAO Kapital Strakhovanie,
on the terms and conditions indicated in the
appendix hereto
--------------------------------------------------------------------------------------------------------------------------
OJSC OC ROSNEFT Agenda Number: 703090794
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M108
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: US67812M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Company Annual Report Mgmt For For
2 Approval of the Company Annual Accounting Statements, Mgmt For For
including Profit and Loss Statements (Profit
and Loss Accounts)
3 Approval of distribution of the Company profits Mgmt For For
based on the results of the year 2010
4 On amounts, timing, and form of payment of dividends Mgmt For For
in accordance with the results of the year
2010
5 On remuneration and reimbursement of expenses Mgmt For For
for members of the Board of Directors of the
Company
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTIONS REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE THAT
ONLY A VOTE "FOR" THE DIRECTOR WILL BE CUMULATED.
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
6.1 Election of member of the Board of Directors Mgmt Against Against
of the Company: Bogdanov, Vladimir Leonidovich
6.2 Election of member of the Board of Directors Mgmt Against Against
of the Company: Kostin, Andrey Leonidovich
6.3 Election of member of the Board of Directors Mgmt Against Against
of the Company: Nekipelov, Alexander Dmitrievich
6.4 Election of member of the Board of Directors Mgmt Against Against
of the Company: Petrov, Yury Alexandrovich
6.5 Election of member of the Board of Directors Mgmt For For
of the Company: Rudloff, Hans-Joerg
6.6 Election of member of the Board of Directors Mgmt Against Against
of the Company: Tokarev, Nikolay Petrovich
6.7 Election of member of the Board of Directors Mgmt Against Against
of the Company: Khudainatov, Eduard Yurievich
6.8 Election of member of the Board of Directors Mgmt Against Against
of the Company: Shishin, Sergey Vladimirovich
6.9 Election of member of the Board of Directors Mgmt Against Against
of the Company: Shugayev, Dmitry Evgenievich
7.1 Election of member of the Internal Audit Commission Mgmt For For
of the Company: Baronova, Irina Sergeevna
7.2 Election of member of the Internal Audit Commission Mgmt For For
of the Company: Nozadze, Georgy Avtandilovich
7.3 Election of member of the Internal Audit Commission Mgmt For For
of the Company: Pakhomov, Sergey Alexandrovich
7.4 Election of member of the Internal Audit Commission Mgmt For For
of the Company: Fisenko, Tatiana Vladimirovna
7.5 Election of member of the Internal Audit Commission Mgmt For For
of the Company: Yugov, Alexander Sergeevich
8 Approval of the external auditor of the Company Mgmt For For
9 Amendment and supplementation of the Company's Mgmt For For
Charter. Draft Clause 7.5, Article 7 to read
as follows: "7.5 The timeframe for the payment
of dividends on the results of the first quarter,
half-year, nine months of the fiscal year,
and on the results of the fiscal year shall
be 60 days from the date of adoption of the
respective resolution to pay (declare) dividends.
The payment of declared dividends on each category
(type) of shares shall be effected simultaneously
to all holders of the shares of that category
(type)." Draft Clause 7.6, Article 7 to read
as follows: "7.6 In the event that declared
dividends are not paid within the timeframe
determined in accordance with Clause 7.5, Article
7 of the Charter of OJSC "OC "Rosneft" to a
person included on the list of persons entitled
to receive dividends, said person shall be
entitled to file a claim with the Company within
five years of the expiration of the aforementioned
timeframe seeking payment of said declared
dividends
10.1 Approval of the related party transactions: Mgmt For For
Rendering by LLC "RN-Yuganskneftegaz" of services
(works) involving hydrocarbon production at
oil-and-gas fields to which the Company holds
the respective development licenses, including:
oil in the amount of 65,646 thousand tons,
petroleum gas in the amount of 4,273 million
cubic meters, for a maximum total amount of
146,700,000.0 thousand roubles, and the transfer
of produced hydrocarbons to the Company for
subsequent sale
10.2 Approval of the related party transactions: Mgmt For For
Leasing by the Company to LLC "RN-Yuganskneftegaz"
of fixed assets (moveable and immovable property
required for LLC "RN-Yuganskneftegaz" production
operations) owned by the Company for a maximum
total leasing fee of 63,000,000.0 thousand
roubles
10.3 Approval of the related party transactions: Mgmt For For
Rendering by OJSC "JSC Transneft" of services
to the Company involving the transportation
of 116,000.0 thousand tons of crude oil by
trunk pipelines for a maximum total fee of
200,000,000.0 thousand roubles
10.4 Approval of the related party transactions: Mgmt For For
Conclusion by the Company, within the scope
of the Framework Agreement on General Terms
of Deposit Operations, of transactions with
OJSC "VTB Bank" involving the placement by
the Company of cash funds in Russian roubles
and/or USA dollars and/or EURO in the maximum
total amount of 493,000,000.0 thousand roubles
on the following conditions: term-from one
day to one year; interest rate: for roubles-no
lower than Mosibor for the respective term
minus 20%; for USA dollars-no lower than Libor
(USA dollars) for the respective term minus
10%; for EURO-no lower than Libor (EURO) for
the respective term minus 10%
10.5 Approval of the related party transactions: Mgmt For For
Conclusion by the Company, within the scope
of the Framework Agreement on General Terms
of Deposit Operations, of transactions with
OJSC "All-Russia Regional Development Bank"
involving the placement by the Company of cash
funds in Russian roubles and/or USA dollars
and/or EURO in the maximum total amount of
493,000,000.0 thousand roubles on the following
conditions: term-from one day to one year;
interest rate: for roubles-no lower than Mosibor
for the respective term minus 20%; for USA
dollars-no lower than Libor (USA dollars) for
the respective term minus 10%; for EURO-no
lower than Libor (EURO) for the respective
term minus 10%
10.6 Approval of the related party transactions: Mgmt For For
Conclusion by the Company, within the scope
of the Framework Agreement on General Terms
of Conversion Operations using the "Reuter
Dealing" system / "BS-Client" system, of transactions
with OJSC "VTB Bank" involving foreign currency
sale and purchase (conversion operations) with
USA dollar/rouble, EURO/rouble, and EURO/USA
dollar currency pairs in the maximum total
amount of 578,000,000.0 thousand roubles at
the following exchange rates: for transactions
with the USA dollar/rouble pair-no lower than
weighted average rate at MICEX as at the day
of settlements minus 0.7 roubles, for transactions
with the EURO/rouble pair-no lower than weighted
average rate at MICEX as at the day of settlements
minus 0.8 roubles, for transactions with the
EURO/USA dollar pair-no lower than weighted
average rate at MICEX as at the day of settlements
minus 0.5 EURO
10.7 Approval of the related party transactions: Mgmt For For
Conclusion by the Company with OJSC "All-Russia
Regional Development Bank" of an Agreement
on the Procedure for Concluding Credit Transactions
using the "Reuter Dealing" system, as well
as the conclusion, within the scope of said
Agreement, of transactions involving the attraction
by the Company of credits from OJSC "All-Russia
Regional Development Bank" in roubles and/or
USA dollars and/or EURO in the maximum total
amount of 216,000,000.0 thousand roubles on
the following conditions: term: up to 30 days;
interest rate: for roubles-no higher than Mosibor
for the respective term plus 20%; for USA dollars-no
higher than Libor for the respective term plus
10%; for EURO-no higher than Libor for the
respective term plus 5%
10.8 Approval of the related party transactions: Mgmt For For
Conclusion by the Company, within the scope
of the Agreement on the Procedure for Concluding
Credit Transactions using the "Reuter Dealing"
system and other remote banking-service systems,
of transactions with OJSC "VTB Bank" involving
the attraction by the Company of credits from
OJSC "VTB Bank" in roubles and/or USA dollars
and/or EURO in the maximum total amount of
216,000,000.0 thousand roubles on the following
conditions: term: up to 30 days; interest rate:
for roubles-no higher than Mosibor for the
respective term plus 20%; for USA dollars-no
higher than Libor for the respective term plus
10%; for EURO-no higher than Libor for the
respective term plus 5%
10.9 Approval of the related party transactions: Mgmt For For
Conclusion by the Company, within the scope
of the Framework Agreement on General Terms
of Conversion Operations, of transactions with
OJSC "All-Russia Regional Development Bank"
involving the sale and purchase of foreign
currency (conversion operations) with USA dollar/rouble,
EURO/rouble, and EURO/USA dollar currency pairs
in the maximum total amount of 238,000,000.0
thousand roubles at the following exchange
rates: for transactions with the USA dollar/rouble
pair-no lower than weighted average rate at
MICEX as at the day of settlements minus 0.7
roubles, for transactions with the EURO/rouble
pair-no lower than weighted average rate at
MICEX as at the day of settlements minus 0.8
roubles, for transactions with the EURO/USA
dollar pair-no lower than weighted average
rate at MICEX as at the day of settlements
minus 0.5 EURO
--------------------------------------------------------------------------------------------------------------------------
OJSC OC ROSNEFT Agenda Number: 703093687
--------------------------------------------------------------------------------------------------------------------------
Security: X7394C106
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: RU000A0J2Q06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 795974 DUE TO RECEIPT OF DIRECTORS AND AUDIT
COMMISSION NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND YOU
WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 Approval of annual report Mgmt Abstain Against
2 Approval of balance sheet, profit and loss statement Mgmt Abstain Against
3 Approval of profit distribution for the year Mgmt Abstain Against
2010
4 On dividends distribution for the year 2010 Mgmt Abstain Against
at RUB 2.76 per ordinary share
5 On remuneration and compensation to be paid Mgmt Abstain Against
to the members of the Board of Directors
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
6.1 Election of the Board of Directors: Bogdanov Mgmt Abstain Against
VL
6.2 Election of the Board of Directors: Kostin AL Mgmt Abstain Against
6.3 Election of the Board of Directors: Nekipelov Mgmt Abstain Against
AD
6.4 Election of the Board of Directors: Petrov YA Mgmt Abstain Against
6.5 Election of the Board of Directors: Rudloff Mgmt Abstain Against
Khans-Yorg
6.6 Election of the Board of Directors: Tokarev Mgmt Abstain Against
NP
6.7 Election of the Board of Directors: Khudaynatov Mgmt Abstain Against
EU
6.8 Election of the Board of Directors: Shishin Mgmt Abstain Against
SV
6.9 Election of the Board of Directors: Shugaev Mgmt Abstain Against
DE
7.1 Election of the Audit Commission: Baronova IS Mgmt Abstain Against
7.2 Election of the Audit Commission: Nozadze GA Mgmt Abstain Against
7.3 Election of the Audit Commission: Pakhomov SA Mgmt Abstain Against
7.4 Election of the Audit Commission: Fisenko TV Mgmt Abstain Against
7.5 Election of the Audit Commission: Yugov AS Mgmt Abstain Against
8 Approval of the Auditor Mgmt Abstain Against
9 Introduction of amendments and addenda into Mgmt Abstain Against
the charter of the company
10 Approval of transactions with an interest Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
OJSC POLYUS GOLD Agenda Number: 933313467
--------------------------------------------------------------------------------------------------------------------------
Security: 678129107
Meeting Type: Special
Meeting Date: 24-Aug-2010
Ticker: OPYGY
ISIN: US6781291074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 1) TO DECLARE INTERIM DIVIDEND UPON THE RESULTS Mgmt For For
OF 1ST HALF OF 2010 IN THE AMOUNT OF RUR 8.52
PER ORDINARY SHARE IN OJSC POLYUS GOLD, AND
TO RESOLVE THAT DIVIDENDS SHALL BE PAID WITHIN
60 DAYS OF THE DATE OF THE RESOLUTION. 2) TO
SET THE DIVIDEND PAYMENT METHODS: BANK AND
POSTAL MONEY TRANSFERS.
--------------------------------------------------------------------------------------------------------------------------
OTP BANK PLC, BUDAPEST Agenda Number: 702888530
--------------------------------------------------------------------------------------------------------------------------
Security: X60746181
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: HU0000061726
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1.A The 2010 business report of the board of directors, Mgmt For For
financial statements of OTP Bank PLC. on
2010, proposal for the distribution of the
2010 profit after tax of OTP Bank PLC
1.B Report of the supervisory board on 2010 financial Mgmt For For
reports and proposal for distribution of
after tax profit of the bank
1.C Report of the audit committee on 2010 financial Mgmt For For
reports and proposal for distribution
of after tax profit of the bank
1.D Report of the auditor on the results of the Mgmt For For
audit of the 2010 financial reports
2 Decision on the approval of the report on corporate Mgmt For For
governance
3 Evaluation of the activities of the management Mgmt For For
in the business year, decision on granting
discharge of liability
4 Report of the board of directors on the bank Mgmt Abstain Against
s business policy for 2011
5 Election of the company's auditor, approval Mgmt For For
of the appointment of official responsible
for auditing, setting the remuneration
6 Proposal to modify the bylaws (sections 8.18, Mgmt For For
8.33.4, 8.33.15, 9.13.b, 9.13.c, 11.1,
11.11 and 11/a)
7 Modification of the rules of procedure of the Mgmt For For
supervisory board
8 Election of the members of the board of directors Mgmt For For
9 Election of the members of the supervisory board Mgmt For For
(and the members of the audit committee)
10 Approving the remuneration guidelines of OTP Mgmt For For
Bank
11 Establishing the remuneration of the members Mgmt For For
of the board of directors, the supervisory
board (and the audit committee)
12 Authorization of the board of directors to the Mgmt For For
acquisition of own shares
--------------------------------------------------------------------------------------------------------------------------
PARKSON RETAIL GROUP LTD Agenda Number: 702961067
--------------------------------------------------------------------------------------------------------------------------
Security: G69370115
Meeting Type: AGM
Meeting Date: 20-May-2011
Ticker:
ISIN: KYG693701156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110414/LTN20110414412.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive the audited consolidated financial Mgmt For For
statements and the reports of the Directors
and auditors for the year ended 31 December
2010
2 To approve the declaration of a final dividend Mgmt For For
of RMB0.10 per share
3.i.a To re-elect Cheng Yoong Choong as a Director Mgmt For For
of the Company
3.i.b To re-elect Werner Josef Studer as a Director Mgmt For For
of the Company
3.ii To authorize the Board Of Directors to fix the Mgmt For For
Directors' remuneration
4 To re-appoint Messrs. Ernst & Young as auditors Mgmt For For
and authorize the Board Of Directors to
fix their remuneration
5A Ordinary Resolution - To grant a general mandate Mgmt For For
to the Directors to repurchase shares
up to a maximum of 10percent of the existing
issued share capital of the Company
5B Ordinary Resolution - To grant a general mandate Mgmt Against Against
to the Directors to allot, issue or deal
with new shares up to a maximum of 20percent
of the existing issued share capital of
the Company
5C Ordinary Resolution - To extend the general Mgmt For For
mandate granted to the Directors to issue
new shares by the number of shares repurchased
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PDG RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702631703
--------------------------------------------------------------------------------------------------------------------------
Security: P7649U108
Meeting Type: EGM
Meeting Date: 04-Nov-2010
Ticker:
ISIN: BRPDGRACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I Split of all the common shares issued by the Mgmt For For
Company, in such a way that, if it is approved,
for each nominative, book entry common share
with no par value issued by the company,
from here onwards common share, there will
be created and attributed to the owner one
new common share, with the same integral
rights and advantages as the pre-existing common
shares, with it being the case that each
common share will come to be represented by
two common shares after the share split,
with the depositary shares continuing to represent
two common shares after the split
II To amend Article 5 and its paragraphs of the Mgmt For For
corporate bylaws of the Company, as a result
of the share split proposed and of the issuances
carried out by the board of directors to
this date within the authorized capital
III To confirm and ratify all the acts that have Mgmt For For
been done by the management prior to the
date of the general meeting related to the
matters contained in this agenda
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 25TH OCT TO 04TH NOV 2010.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PDG RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702933296
--------------------------------------------------------------------------------------------------------------------------
Security: P7649U108
Meeting Type: AGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BRPDGRACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To take knowledge of the directors accounts, Mgmt For Split
to examine, discuss and approve the company's
consolidated financial statements for the fiscal
year ending December 31, 2010
II To vote that the financial statements of the Mgmt For Split
company come to be published in the regional
editions of the Rio De Janeiro, which is where
the head office of the company is located,
and Sao Paulo, which is where the securities
of the company are traded on an exchange,
of the major circulation newspaper, seeking
to decrease costs for the company
III To approve the distribution of net profits from Mgmt For Split
the 2010 fiscal year and the distribution
of dividends
IV To elect the members of the board of directors Mgmt For Split
V To set the total annual remuneration for the Mgmt Against Against
members of the board of directors
elected, and for the executive committee
VI To elect the principal and substitute members Mgmt For Split
of the finance committee
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA CO LTD Agenda Number: 702889873
--------------------------------------------------------------------------------------------------------------------------
Security: Y6883Q138
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: CNE1000007Q1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110331/LTN20110331790.pdf
1 To consider and approve the Report of the Board Mgmt For For
of Directors of the Company for the year
2010
2 To consider and approve the Report of the Supervisory Mgmt For For
Committee of the Company for the year
2010
3 To consider and approve the Audited Financial Mgmt For For
Statements of the Company for the year 2010
4 To consider and approve the declaration and Mgmt For For
payment of the final dividends for the year
ended 31 December 2010 in the amount and in
the manner recommended by the Board
of Directors
5 To consider and approve the authorisation of Mgmt For For
the Board of Directors to determine
the distribution of interim dividends for the
year 2011
6 To consider and approve the continuation of Mgmt For For
appointment of PricewaterhouseCoopers,
Certified Public Accountants, as the international
auditors of the Company and PricewaterhouseCoopers
Zhong Tian CPAs Company Limited, Certified
Public Accountants, as the domestic auditors
of the Company, for the year 2011 and
to authorise the Board of Directors to fix
their remuneration
7.A To consider and approve the election of Mr. Mgmt For For
Jiang Jiemin as Director of the Company
7.B To consider and approve the election of Mr. Mgmt For For
Zhou Jiping as Director of the Company
7.C To consider and approve the election of Mr. Mgmt For For
Wang Yilin as Director of the Company
7.D To consider and approve the election of Mr. Mgmt For For
Li Xinhua as Director of the Company
7.E To consider and approve the election of Mr. Mgmt For For
Liao Yongyuan as Director of the Company
7.F To consider and approve the election of Mr. Mgmt For For
Wang Guoliang as Director of the Company
7.G To consider and approve the election of Mr. Mgmt For For
Wang Dongjin as Director of the Company
7.H To consider and approve the election of Mr. Mgmt For For
Yu Baocai as Director of the Company
7.I To consider and approve the election of Mr. Mgmt For For
Ran Xinquan as Director of the Company
7.J To consider and approve the election of Mr. Mgmt For For
Liu Hongru as independent Director
of the Company
7.K To consider and approve the election of Mr. Mgmt For For
Franco Bernabe as independent Director
of the Company
7.L To consider and approve the election of Mr. Mgmt For For
Li Yongwu as independent Director of the Company
7.M To consider and approve the election of Mr. Mgmt For For
Cui Junhui as independent Director
of the Company
7.N To consider and approve the election of Mr. Mgmt For For
Chen Zhiwu as independent Director
of the Company
8.A To consider and approve the election of Mr. Mgmt For For
Chen Ming as Supervisor of the Company
8.B To consider and approve the election of Mr. Mgmt For For
Guo Jinping as Supervisor of the Company
8.C To consider and approve the election of Mr. Mgmt For For
Wen Qingshan as Supervisor of the Company
8.D To consider and approve the election of Mr. Mgmt For For
Sun Xianfeng as Supervisor of the Company
8.E To consider and approve the election of Mr. Mgmt For For
Li Yuan as independent Supervisor of the Company
8.F To consider and approve the election of Mr. Mgmt For For
Wang Daocheng as independent Supervisor
of the Company
9 To consider and approve, by way of special resolution, Mgmt Against Against
to grant a general mandate to the Board
of Directors to separately or concurrently
issue, allot and deal with additional domestic
shares and overseas listed foreign shares
in the Company not exceeding 20% of each of
its existing domestic shares and overseas
listed foreign shares of the Company in issue
10 To consider and approve, by way of special resolution, Mgmt For For
to unconditionally grant a general mandate
to determine and handle the issue of debt of
financing instruments of the Company
in the outstanding balance amount of up to
RMB100 billion, upon such terms and conditions
to be determined by the Board of Directors
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933496829
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Mgmt Split 39% For Split
CORPORATE FINANCE & RECOVERY LTDA. ("PWC"),
TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS
FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS)
ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT
(THE "VALUATION REPORT"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
02 APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH Mgmt Split 39% For Split
THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN
THE VALUATION REPORT (THE "VALUATION CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS Mgmt Split 39% For Split
OF THE COMPANY TO RATIFY THE FINAL VALUE OF
EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION
REPORT PURSUANT TO THE VALUATION CRITERIA
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933354095
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 07-Dec-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt Split 36% For Split
SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND
THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt Split 36% For Split
SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A.
AND THE COMPANY ON 11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES Mgmt Split 36% For Split
BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS
FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM
PARTICIPACOES S.A. ("ASSESSMENT REPORTS"),
UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227
OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG Mgmt Split 36% For Split
AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE
ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES
S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES Mgmt Split 36% For Split
S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO
THE COMPANY, WITH NO INCREASE TO THE COMPANY'S
JOINT STOCK
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933365113
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 31-Jan-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. Mgmt Split 53% For Split
("UPB") AND OF COMPERJ PET S.A. ("PET") INTO
PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
B APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' Mgmt Split 53% For Split
BYLAWS, UNDER THE TERMS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933486905
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE Mgmt No vote
20 OF THE COMPANY'S BYLAWS, BY EXCLUDING THE
WORD "UP TO", AND ESTABLISHING THE NUMBER OF
DIRECTORS.
02 MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933430376
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V101
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PBRA
ISIN: US71654V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Mgmt No vote
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND Mgmt No vote
THEIR RESPECTIVE SUBSTITUTES
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933430364
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THE MANAGEMENT REPORT, FINANCIAL STATEMENTS Mgmt No vote
AND FISCAL BOARD'S REPORT OF FISCAL YEAR OF
2010
O2 CAPITAL BUDGET FOR 2011 Mgmt No vote
O3 DISTRIBUTION OF THE INCOME OF YEAR 2010 Mgmt No vote
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Mgmt No vote
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt No vote
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND Mgmt No vote
THEIR RESPECTIVE SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT Mgmt No vote
AND EFFECTIVE MEMBERS OF THE FISCAL BOARD
E1 CAPITAL INCREASE Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA, RIO DE JANEIRO Agenda Number: 702741819
--------------------------------------------------------------------------------------------------------------------------
Security: P78331132
Meeting Type: EGM
Meeting Date: 31-Jan-2011
Ticker:
ISIN: BRPETRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A.1 Merger of comperj basic petrochemicals s.a. Mgmt For For
upb and of comperj pet s.a. pet into petrobras:
approve the protocol of merger and justification
signed between comperj petroquimicos
basicos s.a. and the company on 11/24/2010
A.2 Merger of comperj basic petrochemicals s.a. Mgmt For For
upb and of comperj pet s.a. pet into petrobras:
approve the protocol of merger and justification
signed between comperj pet s.a. and the
company on 11.24.2010
A.3 Merger of comperj basic petrochemicals s.a. Mgmt For For
upb and of comperj pet s.a. pet into petrobras:
ratify the companys hiring of KPMG auditores
independentes to prepare the appraisal reports
for comperj petroquimicos basicos s.a. and
comperj pet s.a. appraisal reports, pursuant
to paragraph 1 of article 227 of act 6404.76,
as amended
A.4 Merger of comperj basic petrochemicals s.a. Mgmt For For
upb and of comperj pet s.a. pet into petrobras:
approve the appraisal reports prepared by KPMG
auditores independentes at book value
to assess the stockholders equity of comperj
petroquimicos basicos s.a. and comperj
pet s.a.
A.5 Merger of comperj basic petrochemicals s.a. Mgmt For For
upb and of comperj pet s.a. pet into petrobras:
approve the merger of comperj petroquimicos
basicos s.a. and comperj pet s.a. into the
company, without increasing its capital stock
B.1 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: amend
article 4, main section, of the bylaws in order
to establish that the company's capital
stock be listed as BRL 205,357,103,148.30.
Two hundred five billion three hundred
fifty seven million, one hundred three
thousand one hundred forty eight REAIS and
thirty cents divided into 13,044,496,930
thirteen billion, forty four million, four
hundred ninety six thousand, nine hundred
thirty shares, all nominative, book entry,
without nominal value, being 7,442,454,142
seven billion, four hundred forty two
million, four hundred fifty four thousand,
one hundred forty two common shares,
all nominative, book entry, without nominal
value, and 5,602,042,788 five billion, six
hundred two CONTD
CONT CONTD million, forty two thousand seven hundred Non-Voting No vote
eighty eight preferred shares, all nominative,
book entry, without nominal value, and 5,602,042,788
five billion, six hundred two million, forty
two thousand seven hundred eighty eight
preferred shares, all nominative, book-entry,
without nominal value
B.2 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: exclude
paragraphs 1, 2, and 3 of article 4 of the
bylaws to remove the authorized capital
limit for ordinary and preferred shares issued
by the company which, pursuant to act no.
6404, of December 15 1976 joint stock
company act, would allow, under certain circumstances,
the increase of the companys share capital,
regardless of a statutory reform, by a decision
of the board of directors
B.3 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: insert
a new paragraph 1 in article 4 of the bylaws,
in such a way as to establish that the capital
increases via share issuing be previously
submitted to the general meeting as follows,
paragraph 1 capital increases made via the
issuing shares will be previously submitted
to the general meeting
B.4 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: renumber
as paragraph 2 the current paragraph 4 of article
4 of the bylaws
B.5 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: renumber
as paragraph 3 the current paragraph 5 of article
4 of the bylaws
B.6 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: exclude
item IX of article 28 of the bylaws, which
foresees the board of directors power to decide
on capital increases within the authorized
limit, since the company will no longer
have authorized capital
B.7 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: amend
subsection III of article 40 of the bylaws,
which defines the general meeting as the
authority to increase the capital stock by
eliminating the exception to cases of authorized
capital, which will no longer exist
B.8 Approve the proposed amendment to petrobras Mgmt For For
bylaws, under the following terms: exclude
article 62 of the bylaws, which defines the
transitional provisions approved by the
EGM held on 06.22.10
CMMT PLEASE BE ADVISED THAT IN ORDER TO PERMIT FOREIGN Non-Voting No vote
SHAREHOLDERS TO PARTICIPATE IN SHAREHOLDERS'
MEETINGS, ARGENTINEAN COMPANIES MAY REQUEST
FOREIGN SHAREHOLDERS TO PROVIDE PROOF OF THEIR
REGISTRATION AT THE SUPERINTENDENCY OF CORPORATIONS
[INSPECCION GENERAL DE JUSTICIA].
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 702606661
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: EGM
Meeting Date: 01-Nov-2010
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100914/LTN20100914492.pdf
1 Approve the adjustment of remuneration of domestic Mgmt For For
persons of the Company acting as the Independent
Non-executive Directors
2.1 Approve the means of the major asset restructuring, Mgmt For For
object of the transaction and parties to the
transaction
2.2 Approve the transaction price and basis of pricing Mgmt For For
involved in the major asset restructuring
2.3 Approve the vesting of profit or loss arising Mgmt For For
from the relevant assets from the base date
of asset pricing to the completion date
2.4 Approve the contract obligations and default Mgmt For For
liabilities under the transfer of ownership
of the relevant assets
2.5 Approve the validity period of the resolution Mgmt For For
of the major asset restructuring
3 Approve the supplemental agreement to the Share Mgmt For For
Subscription Agreement entered into
between the Company and SDB
4 Approve the profits forecast compensation agreement Mgmt For For
entered into between the Company and SDB
5 Authorize the Board to process matters relating Mgmt For For
to the major asset restructuring
of the Company at the general meeting
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 702923776
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 16-Jun-2011
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN201104061332.pdf
1 To consider and approve the report of the Board Mgmt For For
of Directors of the Company for the year
ended December 31, 2010
2 To consider and approve the report of the Supervisory Mgmt For For
Committee of the Company for the year
ended December 31, 2010
3 To consider and approve the annual report of Mgmt For For
the Company and its summary for the year ended
December 31, 2010
4 To consider and approve the report of the auditors Mgmt For For
and audited financial statements of the
Company for the year ended December 31, 2010
5 To consider and approve the profit distribution Mgmt For For
plan and the recommendation for the final
dividend for the year ended December 31, 2010
6 To consider and approve the re-appointment of Mgmt For For
Ernst & Young Hua Ming as the PRC auditors
and Ernst & Young as the international auditors
of the Company to hold office until the conclusion
of the next annual general meeting and to authorize
the Board of Directors to fix their remuneration
7 To consider and approve the re-designation of Mgmt For For
Mr. Cheung Chi Yan, Louis as a Non-executive
Director of the Company
8 To consider and approve the appointment of Mr. Mgmt For For
Woo Ka Biu, Jackson as an Independent
Non-executive Director of the Company
9 To consider and approve the proposed amendments Mgmt For For
to the Articles of Association of
the Company, and to authorize the Board of
Directors to make further amendments to the
Articles of Association of the Company that
it considers necessary, appropriate or
expedient in accordance with the applicable
laws and regulations, and the requirements
of China Insurance Regulatory Commission
and other relevant regulatory authorities
--------------------------------------------------------------------------------------------------------------------------
PKO BK POLSKI SA Agenda Number: 703175198
--------------------------------------------------------------------------------------------------------------------------
Security: X6919X108
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: PLPKO0000016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 851707 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Opening of the ordinary general meeting Mgmt Abstain Against
2 Election of the chairperson of the ordinary Mgmt Abstain Against
general meeting
3 Declaring that the ordinary general meeting Mgmt Abstain Against
has been duly convened and is capable of adopting
valid resolutions
4 Adoption of the agenda Mgmt Abstain Against
5 Examination of the report of the management Mgmt Abstain Against
board of the bank on the activities of PKO
Bank Polski Sa in 2010, and also examining
the financial statements of Powszechna Kasa
Oszczednosci Bank Polski Spolka Akcyjna for
the year ended on 31 December 2010 and the
motion of the bank's management board on the
distribution of the profit earned by Pko Bank
Polski Sa in 2010
6 Examination of the report of the management Mgmt Abstain Against
board of the bank on the activities of PKO
Bank Polski Sa capital group for 2010 and the
consolidated financial statements of Powszechna
Kasa Oszczednosci Bank Polski Spolka Akcyjna
Capital group for the year ended on 31 December
2010
7 Examination of the report of the supervisory Mgmt Abstain Against
board of Powszechna Kasa Oszczednosci Bank
Polski Spolka Akcyjna containing the results
of evaluation of the financial statements of
Pko Bp Sa for 2010, the report of the management
board of the bank on the activities of Pko
Bp Sa for 2010, the motion of the management
board of the bank on the distribution of profit
earned by Pko Bp Sa in 2010 and the report
on the activities of the supervisory board
as a Company body in 2010
8.A Approving the report of the management board Mgmt Abstain Against
of the bank on the activities of PKO Bank Polski
Sa for 2010
8.B Approving the financial statements of Powszechna Mgmt Abstain Against
Kasa Oszczednosci Bank Polski Spolka Akcyjna
for the year ended on 31 December 2010
8.C Approving the report of the management board Mgmt Abstain Against
of the bank on the activities of PKO Bank Polski
Sa capital group for 2010
8.D Approving the consolidated financial statements Mgmt Abstain Against
of Powszechna Kasa Oszczednosci Bank Polski
Spolka Akcyjna Capital group for the year ended
on 31 December 2010
8.E Approving the report of the supervisory board Mgmt Abstain Against
of Powszechna Kasa Oszczednosci Bank Polski
Spolka Akcyjna for 2010
8.F Distribution of the profit earned by Pko Bank Mgmt Abstain Against
Polski Sa in 2010
8.G Payment of dividend for 2010 Mgmt Abstain Against
8.H.1 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Zbigniew Jagiello
8.H.2 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Piotr Alicki
8.H.3 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Bartosz Drabikowski
8.H.4 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Krzysztof Dresler
8.H.5 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Jaroslaw Myjak
8.H.6 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Wojciech Papierak
8.H.7 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Jakub Papierski
8.H.8 Granting a vote of acceptance to member of the Mgmt Abstain Against
management board of the bank for 2010: Mr.
Mariusz Zarzycki
8.I.1 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Cezary Banasinski
8.I.2 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Tomasz Zganiacz
8.I.3 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Jan Bossak
8.I.4 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Miroslaw Czekaj
8.I.5 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Ireneusz Fafara
8.I.6 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Blazej Lepczynski
8.I.7 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Piotr Marczak
8.I.8 Granting a vote of acceptance to member of the Mgmt Abstain Against
supervisory board of the bank for 2010: Mr.
Alojzy Zbigniew Nowak
9 Adopting resolutions on granting approval for Mgmt Abstain Against
applying for admission of the bank's shares
to trading on a regulated market, dematerialisation
of the bank's shares and registration of the
bank's shares in the depository for securities,
as well as for conclusion of agreements aiming
at ensuring successful sale of the bank's shares
by the state treasury and bank Gospodarstwa
Krajowego
10 Adopting resolutions on the amendments to the Mgmt Abstain Against
articles of association of Powszechna Kasa
Oszczednosci Bank Polski Spolka Akcyjna
11 Adopting resolutions on appointment of members Mgmt Abstain Against
of the supervisory board of the bank
12 Adopting resolution on acceptance of the rules Mgmt Abstain Against
and regulations of the general meeting of Powszechna
Kasa Oszczednosci Bank Polski Spolka Akcyjna
13 Presentation of the report of the supervisory Mgmt Abstain Against
board of the bank on the outcome of the completed
selection procedure for the positions of the
president and vice presidents of the management
board of the bank
14 Presentation of the report of the supervisory Mgmt Abstain Against
board of the bank on the process of selling
training and recreation centers
15 Closure of the meeting Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
POLSKI KONCERN NAFTOWY ORLEN S A Agenda Number: 703160298
--------------------------------------------------------------------------------------------------------------------------
Security: X6922W204
Meeting Type: OGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: PLPKN0000018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 848572 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Opening of the Shareholders Meeting Mgmt Abstain Against
2 Election of the Chairman of the Shareholders Mgmt Abstain Against
Meeting
3 Confirmation of the proper convention of the Mgmt Abstain Against
Shareholders Meeting and its ability to adopt
resolutions
4 Adoption of the agenda Mgmt Abstain Against
5 Election of the Tellers Committee Mgmt Abstain Against
6 Examination of the report of the Management Mgmt Abstain Against
Board on the Company's activities, the Company's
financial statement, the motion of the Management
Board regarding the allocation of profit for
the financial year 2010, the report of the
Supervisory Board regarding the opinion on
the report of the Management Board on the Company's
activities and the Company's financial statement
in terms of their compliance with books, records,
and facts, and the motion of the Management
Board regarding the distribution of profit
for the financial year 2010
7 Examination of the report of the Management Mgmt Abstain Against
Board on the ORLEN Capital Group's activities
and the ORLEN Capital Group's consolidated
financial statement for the financial year
2010, and examination of the opinion of the
Supervisory Board regarding the report of the
Management Board on the ORLEN Capital Group's
activities and the ORLEN Capital Group's consolidated
financial statement for the financial year
2010
8 Examination of the report of the Supervisory Mgmt Abstain Against
Board for 2010 compliant with the requirements
of the Best Practices of Companies Listed on
the Warsaw Stock Exchange
9 Adoption of the resolution regarding the approval Mgmt Abstain Against
of the report of the Management Board on the
Company's activities and the Company's financial
statement for the financial year 2010
10 Adoption of the resolution regarding the approval Mgmt Abstain Against
of the report of the Management Board on the
ORLEN Capital Group's activities and the ORLEN
Capital Group's consolidated financial statement
for the financial year 2010
11 Adoption of the resolution regarding the distribution Mgmt Abstain Against
of profit for the financial year 2010
12.1 Adoption of a resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Dariusz Jacek
Krawiec a member of the Company's Management
Board in 2010
12.2 Adoption of a resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Slawomir Robert
Jedrzejczyk a member of the Company's Management
Board in 2010
12.3 Adoption of a resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Wojciech Robert
Kotlarek a member of the Company's Management
Board in 2010
12.4 Adoption of a resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Krystian Pater
a member of the Company's Management Board
in 2010
12.5 Adoption of a resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Marek Serafin
a member of the Company's Management Board
in 2010
13.1 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Maciej Damian
Mataczynski a member of the Company's Supervisory
Board in 2010
13.2 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Marek Karabula
a member of the Company's Supervisory Board
in 2010
13.3 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Grzegorz Borowiec
a member of the Company's Supervisory Board
in 2010
13.4 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Krzysztof Kolach
a member of the Company's Supervisory Board
in 2010
13.5 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Piotr Jan Wielowieyski
a member of the Company's Supervisory Board
in 2010
13.6 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Ms. Angelina Anna
Sarota a member of the Company's Supervisory
Board in 2010
13.7 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Jaroslaw Stanislaw
Roclawski a member of the Company's Supervisory
Board in 2010
13.8 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Janusz Zielinski
a member of the Company's Supervisory Board
in 2010
13.9 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Artur Gabor
a member of the Company's Supervisory Board
in 2010
13.10 Adoption of the resolution regarding the acknowledgement Mgmt Abstain Against
of fulfillment of duties by Mr. Leszek Jerzy
Pawlowicz a member of the Company's Supervisory
Board in 2010
14 Examination of the motion and adoption of the Mgmt Abstain Against
resolutions regarding amendments to the Company's
Articles of Association and establishing the
unified text of the amended Articles of Association
15 Examination of the motion and adoption of the Mgmt Abstain Against
resolution regarding amendments to the Rules
of Procedure for the General Shareholders Meeting
and establishing the unified text of the amended
Rules of Procedure for the General Shareholders
Meeting
16 Conclusion of the Shareholders Meeting Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
POLY (HONG KONG) INVESTMENTS LTD Agenda Number: 702732288
--------------------------------------------------------------------------------------------------------------------------
Security: Y70620102
Meeting Type: EGM
Meeting Date: 30-Dec-2010
Ticker:
ISIN: HK0119000674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101213/LTN20101213183.pdf
a To approve, ratify and confirm the renewal of Mgmt For For
the Financial Framework Agreement (as
defined in the circular of the Company dated
14 December 2010 ("Circular")
b To approve the proposed annual caps in relation Mgmt For For
to the deposits and the secured loan
financing for the three years ending on 31
December 2013
c To approve, ratify and confirm the renewal of Mgmt For For
the Construction Agreement (as defined in
the Circular)
d To approve the proposed annual caps in relation Mgmt For For
to the construction fee for the two years
ending on 31 December 2012
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN NUMBERING. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
POLY (HONG KONG) INVESTMENTS LTD Agenda Number: 702887300
--------------------------------------------------------------------------------------------------------------------------
Security: Y70620102
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: HK0119000674
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110330/LTN20110330415.pdf
1 To receive and consider the audited financial Mgmt For For
statements and the reports of the directors
and auditors for the year ended 31st December,
2010
2 To declare a final dividend Mgmt For For
3.a To re-elect Mr. Wang Xu as a director Mgmt For For
3.b To re-elect Mr. Han Qing Tao as a director Mgmt For For
3.c To re-elect Mr. Yao Kang, J.P. as a director Mgmt For For
3.d To re-elect Ms. Leung Sau Fan, Sylvia as a director Mgmt For For
3.e To authorise the board of directors to fix the Mgmt For For
remuneration of the directors
4 To appoint auditor and to authorise the board Mgmt For For
of directors to fix their remuneration
5.A To grant a general mandate to the directors Mgmt Against Against
to issue and allot additional shares not
exceeding 20% of the aggregate nominal amount
of the share capital of the Company in issue
as at the date of this resolution
5.B To grant a general mandate to the directors Mgmt For For
to repurchase shares in the capital of
the Company not exceeding 10% of the aggregate
nominal amount of the share capital of the
Company in issue as at the date of this resolution
5.C To extend the general mandate granted to the Mgmt Against Against
directors under Resolution No. 5(A) by adding
the aggregate nominal amount of the shares
repurchased by the Company under Resolution
5(B)
6 To approve the increase of authorised share Mgmt Against Against
capital
--------------------------------------------------------------------------------------------------------------------------
POLYUS GOLD OJSC, MOSCOW Agenda Number: 702555244
--------------------------------------------------------------------------------------------------------------------------
Security: X59432108
Meeting Type: EGM
Meeting Date: 24-Aug-2010
Ticker:
ISIN: RU000A0JNAA8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the dividends for shares of OJSC Polyus Mgmt For For
Gold according to results of the first half
of FY 2010, the OJSC Polyus Gold Board of Directors
recommends to declare the dividend on the outcome
of activities of OJSC Polyus Gold in the first
half of FY 2010 in the amount of RUB 8,52 per
ordinary share of OJSC Polyus Gold to set out
hat the dividends shall be paid within the
period of 60 days of the date of the resolution
and to define the following ways of payment
of the dividends: by postal orders and by bank
transfers
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
ADDITIONAL TEXT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 702776521
--------------------------------------------------------------------------------------------------------------------------
Security: Y70750115
Meeting Type: AGM
Meeting Date: 25-Feb-2011
Ticker:
ISIN: KR7005490008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT
IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S
REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO SEE IF THE RECIPIENT OF
YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN"
AS A VALID VOTE OPTION
1 Approval of financial statements Mgmt For For
2 Approval of partial amendment to articles of Mgmt For For
incorporation
3.1.1 Election of Yong Nam as an outside director Mgmt For For
3.1.2 Election of Dae Gyu Byun as an outside director Mgmt For For
3.1.3 Election of Sang Gil Park as an outside director Mgmt For For
3.2.1 Election of Byung Gi Kim as an audit committee Mgmt For For
member
3.2.2 Election of Sang Gil Park as an audit committee Mgmt For For
member
3.3 Election of Jong Tae Choi as an inside director Mgmt For For
4 Approval of limit of remuneration for directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNO CI BANK POLSKI SA Agenda Number: 702848625
--------------------------------------------------------------------------------------------------------------------------
Security: X6919X108
Meeting Type: EGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: PLPKO0000016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Opening of the meeting Mgmt Abstain Against
2 Appointment of the meeting's chairman Mgmt Abstain Against
3 Statement of the meeting's legal validity Mgmt Abstain Against
4 Approval of the agenda Mgmt Abstain Against
5 Adoption of the resolution on the amendments Mgmt Abstain Against
to the articles of association of the company
6 Closure of the meeting Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA Agenda Number: 703046335
--------------------------------------------------------------------------------------------------------------------------
Security: X6919T107
Meeting Type: EGM
Meeting Date: 01-Jun-2011
Ticker:
ISIN: PLPZU0000011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Opening of EGM Mgmt Abstain Against
2 Approval of chairman of meeting Mgmt For For
3 Approval of correctness of calling meeting and Mgmt Abstain Against
its ability to approve resolutions
4 Acceptance of meeting order Mgmt For For
5 Taking resolution on changes in company statue Mgmt Against Against
6 Closing of EGM Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA Agenda Number: 703157138
--------------------------------------------------------------------------------------------------------------------------
Security: X6919T107
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: PLPZU0000011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 Open Meeting Mgmt Split 50% Against 50% Abstain Against
2 Election of Meeting Chairman Mgmt For Split
3 Acknowledge Proper Convening of Meeting Mgmt Split 50% Against 50% Abstain Against
4 Approve Agenda of Meeting Mgmt For Split
5 Receive Financial Statements Mgmt Split 50% Against 50% Abstain Against
6 Receive Management Board Report on Company's Mgmt Split 50% Against 50% Abstain Against
Operations in Fiscal 2010
7 Receive Consolidated Financial Statements Mgmt Split 50% Against 50% Abstain Against
8 Receive Management Board Report on Group's Operations Mgmt Split 50% Against 50% Abstain Against
in Fiscal 2010
9 Receive Supervisory Board Report on Board's Mgmt Split 50% Against 50% Abstain Against
Review of Financial Statements, Management
Board Report on Company's Operations in Fiscal
2010, and Management Board Proposal
on Allocation of Income
10 Receive Supervisory Board Report on Board's Mgmt Split 50% Against 50% Abstain Against
Work in Fiscal 2010
11 Approve Financial Statements Mgmt For Split
12 Approve Management Board Report on Company's Mgmt For Split
Operations in Fiscal 2010
13 Approve Consolidated Financial Statements Mgmt For Split
14 Approve Management Board Report on Group's Operations Mgmt For Split
in Fiscal 2010
15 Receive Management Board Report on Company's Mgmt Split 50% For 50% Abstain Split
Dividend Policy
16 Approve Allocation of Income and Dividends of Mgmt For Split
PLN 26 per Share
17.1 Approve Discharge of Przemyslaw Dabrowski (Management Mgmt For Split
Board Member)
17.2 Approve Discharge of Dariusz Filar (Management Mgmt For Split
Board Member)
17.3 Approve Discharge of Witold Jaworski (Management Mgmt For Split
Board Member)
17.4 Approve Discharge of Andrzej Klesyk (Management Mgmt For Split
Board Member)
17.5 Approve Discharge of Rafal Stankiewicz (Management Mgmt For Split
Board Member)
18.1 Approve Discharge of Alfred Biec (Supervisory Mgmt For Split
Board Member)
18.2 Approve Discharge of Zbigniew Cwiakalski (Supervisory Mgmt For Split
Board Member)
18.3 Approve Discharge of Krzysztof Dresler (Supervisory Mgmt For Split
Board Member)
18.4 Approve Discharge of Dariusz Filar (Supervisory Mgmt For Split
Board Member)
18.5 Approve Discharge of Tomasz Gruszecki (Supervisory Mgmt For Split
Board Member)
18.6 Approve Discharge of Piotr Maciej Kaminski (Supervisory Mgmt For Split
Board Member)
18.7 Approve Discharge of Waldemar Maj (Supervisory Mgmt For Split
Board Member)
18.8 Approve Discharge of Marcin Majeranowski (Supervisory Mgmt For Split
Board Member)
18.9 Approve Discharge of Grazyna Piotrowska-Oliwa Mgmt For Split
(Supervisory Board Member)
18.10 Approve Discharge of Marzena Piszczek (Supervisory Mgmt For Split
Board Member)
18.11 Approve Discharge of Tomasz Przeslawski (Supervisory Mgmt For Split
Board Member)
18.12 Approve Discharge of Jurgen B. J. Stegmann (Supervisory Mgmt For Split
Board Member)
18.13 Approve Discharge of Marco Vet (Supervisory Mgmt For Split
Board Member)
19 Fix Number of Supervisory Board Members Mgmt For Split
20 Election of Supervisory Board Member(s) Mgmt For Split
21 Appointment of General Meeting's Proxy to Fulfill Mgmt For Split
Informational Requirement Resulting from
Law on Insurance Activity
22 Close Meeting Mgmt Split 50% Against 50% Abstain Against
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 702742291
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: EGM
Meeting Date: 28-Jan-2011
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval to increase paid in and paid out capital Mgmt For For
by rights issue source, ksei, 28 DEC 2010
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF TEXT IN RESOLUTION 1 AND CHANGE IN MEETING
TIME. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK Agenda Number: 703052643
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: AGM
Meeting Date: 23-May-2011
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the Annual Report and Ratification Mgmt For For
of the Consolidated Financial Statements of
the Company, Approval on the Board of Commissioner
Supervision Report and also the Annual Report
on the Partnership and Community
Development Program (Program Kemitraan dan
Bina Lingkungan) for the financial year ended
on December 31, 2010
2 Approval for the use of the net profit of the Mgmt For For
Company for the financial year ended on December
31, 2010
3 Approval on the determination of the Public Mgmt For For
Accountant Office to audit the Company's
Financial Report and the Annual Report on the
Partnership and Community Development
Program (Program Kemitraan dan Bina Lingkungan)
for the financial year ended on December 31,
2011
4 Approval on the remuneration of the Board of Mgmt For For
Directors, honorarium of the Board of Commissioners
and tantieme for the members of the Board of
Directors and the Board of Commissioners of
the Company
5 Approval on the capital participation of the Mgmt For For
Company in the form of an acquisition
of newly issued shares of PT Asuransi Dharma
Bangsa as well as the acquisition plan in
connection with such acquisition
6 Approval on the increase of the pension benefits Mgmt Against Against
for the members of Dana Pensiun Bank Mandiri
Satu up to Dana Pensiun Bank Mandiri Empat
7 Approval on the alteration of the composition Mgmt Against Against
of the management of the Company
8 Others: Realization report on the utilization Mgmt Against Against
of the net proceeds from Limited Public
Offering to the shareholders of the Company
in the context of Rights Issue of 2011
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN TEXT OF RESOLUTIONS 3 AND 8. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PT BK MANDIRI PERSERO TBK Agenda Number: 702528211
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123S108
Meeting Type: EGM
Meeting Date: 05-Jul-2010
Ticker:
ISIN: ID1000095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve to change the composition of the Company's Mgmt For Split
Board Members
--------------------------------------------------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA PERSERO TBK Agenda Number: 702853258
--------------------------------------------------------------------------------------------------------------------------
Security: Y7136Y118
Meeting Type: EGM
Meeting Date: 06-Apr-2011
Ticker:
ISIN: ID1000111602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amendment of the Company's Articles of Association Mgmt Against Against
2 Change in the composition of the Board Members Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA PERSERO TBK Agenda Number: 703086858
--------------------------------------------------------------------------------------------------------------------------
Security: Y7136Y118
Meeting Type: AGM
Meeting Date: 27-Jun-2011
Ticker:
ISIN: ID1000111602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval on company's annual report and partnership Mgmt For For
and local community development program
report and also commissioner's report
2 Ratification of financial statement report including Mgmt For For
partnership and local community development
program and also acquit et de charge to company's
board
3 Appropriation of company's net profit for year Mgmt For For
2010
4 Appointment of public accountant for year 2011 Mgmt For For
5 Determination of remuneration for company's Mgmt For For
board
--------------------------------------------------------------------------------------------------------------------------
PUBLIC BANK BHD Agenda Number: 702795103
--------------------------------------------------------------------------------------------------------------------------
Security: Y71497104
Meeting Type: AGM
Meeting Date: 14-Mar-2011
Ticker:
ISIN: MYL1295OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2010 and the Reports of the Directors and Auditors
thereon
2 To re-elect Dato' Sri Lee Kong Lam as a Director Mgmt For For
who retire by rotation pursuant to Article
111 of the Company's Articles of Association
3 To re-elect Dato' Haji Abdul Aziz bin Dato' Mgmt For For
Dr. Omar as a Director who retire by rotation
pursuant to Article 111 of the Company's Articles
of Association
4 That Tan Sri Dato' Sri Dr. Teh Hong Piow, retiring Mgmt For For
pursuant to Section 129 of the Companies Act,
1965, be and is hereby re-appointed a Director
of the Company to hold office until the
next Annual General Meeting
5 That Tan Sri Datuk Seri Utama Thong Yaw Hong, Mgmt For For
retiring pursuant to Section 129 of the
Companies Act, 1965, be and is hereby re-appointed
a Director of the Company to hold office
until the next Annual General Meeting
6 To approve the payment of Directors' fees of Mgmt For For
MYR 1,595,000 for the financial year ended
31 December 2010
7 To re-appoint Messrs KPMG as Auditors of the Mgmt For For
Company for the financial year ending 31
December 2011 and to authorise the Directors
to fix the Auditors' remuneration
8 That, subject to the Companies Act, 1965, the Mgmt For For
Memorandum and Articles of Association
of the Company and the requirements of Bank
Negara Malaysia, Bursa Malaysia Securities
Berhad (Bursa Malaysia) and any other relevant
authorities, the Company be and is hereby
authorised to purchase such number of ordinary
shares of MYR1.00 each in PBB as may be determined
by the Directors from time to time
through Bursa Malaysia upon such terms and
conditions as the Directors may deem
fit in the interest of the Company provided
that the aggregate number of shares purchased
pursuant to this resolution does not
exceed ten per centum of the total issued and
paid-up share capital of the Company; and
that an amount not exceeding PBB's total
audited retained profits and share premium
account at the time of purchase be allocated
by PBB CONTD
CONT CONTD for the Proposed Share Buy-Back. Based Non-Voting No vote
on the latest audited financial statements
of PBB as at 31 December 2010, the retained
profits and the share premium account of PBB
amounted to approximately MYR3,437,380,000
(after deducting the second interim franked
cash dividend and single tier cash dividend
of MYR936,824,000) and MYR1,073,310,000 respectively;
and that the authority conferred by this
resolution shall commence immediately upon
the passing of this resolution and shall
continue to be in force until: i. the conclusion
of the next Annual General Meeting of the Company,
at which time it will lapse, unless renewed
by an ordinary resolution passed by the
shareholders of the Company in a general
meeting; or ii. revoked or varied by an ordinary
resolution passed by the shareholders of the
Company in a general CONTD
CONT CONTD meeting; whichever is the earlier; and Non-Voting No vote
that the Directors be and are hereby authorised
to act and to take all steps and do all things
as they may deem necessary or expedient in
order to implement, finalise and give full
effect to the Proposed Share Buy-Back and
further that authority be and is hereby
given to the Directors to decide in their absolute
discretion to either retain the ordinary
shares of MYR1.00 each in PBB purchased by
PBB pursuant to the Proposed Share Buy-Back
as treasury shares to be either distributed
as share dividends or resold on Bursa Malaysia
or subsequently cancelled, or to cancel
the shares so purchased, or a combination of
both
S.1 That the existing Article 134 of the Articles Mgmt For For
of Association of the Company be and is hereby
deleted in its entirety and be substituted
thereof with a new Article 134 as follows:
Existing Article 134 Dividends payable by cheque
or warrant Any dividend, interest, or other
money payable in cash in respect of shares
may be paid by cheque or warrant sent through
the post to the last registered address of
the Member or person entitled thereto or to
such person and to such address as the Member
or person entitled thereto may in writing
direct. Every such cheque or warrant shall
be made payable to the order of the Member
or person entitled thereto, and the payment
of any such cheque or warrant shall operate
as a good discharge of the Company's obligation
in respect of dividend represented thereby,
notwithstanding that it may CONTD
CONT CONTD subsequently appear that the same has Non-Voting No vote
been stolen or that the endorsement
thereon has been forged. Every such cheque
or warrant shall be sent at the risk of
the person entitled to the money thereby represented.
New Article 134 Mode of payment of dividend
Any dividend, interest, or other money
payable in cash in respect of shares may be
paid by cheque or warrant sent through the
post to the last registered address of the
Member or person entitled thereto or paid
by direct transfer or such other electronic
means to the bank account provided by the Member
whose name appears in the Record of Depositors.
Every such cheque or warrant shall be made
payable to the order of the Member or person
entitled thereto, and the payment of any such
cheque or warrant or the payment by direct
transfer or such other electronic CONTD
CONT CONTD means to the bank account provided by Non-Voting No vote
the Member whose name appears in the Record
of Depositors shall operate as a good discharge
of the Company's obligation in respect of
dividend represented thereby, notwithstanding
that it may subsequently appear that the
cheque has been stolen or that the endorsement
thereon or the instruction for the payment
by direct transfer or such other electronic
means has been forged. Every such cheque or
warrant sent or payment by direct transfer
or such other electronic means shall be at
the risk of the person entitled to the dividend
thereby represented
--------------------------------------------------------------------------------------------------------------------------
PUBLIC BANK BHD Agenda Number: 702796345
--------------------------------------------------------------------------------------------------------------------------
Security: Y71497112
Meeting Type: AGM
Meeting Date: 14-Mar-2011
Ticker:
ISIN: MYF1295O1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 To receive the Audited Financial Statements Mgmt For For
for the financial year ended 31 December
2010 and the Reports of the Directors and Auditors
thereon
O.2 To re-elect the following Director who retires Mgmt For For
by rotation pursuant to Article 111
of the Company's Articles of Association: Dato'
Sri Lee Kong Lam
O.3 To re-elect the following Director who retires Mgmt For For
by rotation pursuant to Article 111
of the Company's Articles of Association: Dato'
Haji Abdul Aziz bin Dato' Dr. Omar
O.4 To consider and if thought fit, to pass the Mgmt For For
following Ordinary Resolutions in accordance
with Section 129 of the Companies Act, 1965:
That Tan Sri Dato' Sri Dr. Teh Hong Piow,
retiring pursuant to Section 129 of the Companies
Act, 1965, be and is hereby re-appointed a
Director of the Company to hold office until
the next Annual General Meeting
O.5 To consider and if thought fit, to pass the Mgmt For For
following Ordinary Resolutions in accordance
with Section 129 of the Companies Act, 1965:
That Tan Sri Datuk Seri Utama Thong Yaw
Hong, retiring pursuant to Section 129 of the
Companies Act, 1965, be and is hereby re-appointed
a Director of the Company to hold office
until the next Annual General Meeting
O.6 To approve the payment of Directors' fees of Mgmt For For
MYR1,595,000 for the financial year ended
31 December 2010
O.7 To re-appoint Messrs KPMG as Auditors of the Mgmt For For
Company for the financial year ending 31
December 2011 and to authorise the Directors
to fix the Auditors' remuneration
O.8 That, subject to the Companies Act, 1965, the Mgmt For For
Memorandum and Articles of Association
of the Company and the requirements of Bank
Negara Malaysia, Bursa Malaysia Securities
Berhad (Bursa Malaysia) and any other relevant
authorities, the Company be and is hereby
authorised to purchase such number of ordinary
shares of MYR1.00 each in PBB as may be determined
by the Directors from time to time
through Bursa Malaysia upon such terms and
conditions as the Directors may deem
fit in the interest of the Company provided
that the aggregate number of shares purchased
pursuant to this resolution does not
exceed ten per centum of the total issued and
paid-up share capital of the Company; and
that an amount not exceeding PBB's total
audited retained profits and share premium
account at the time of purchase be allocated
by PBB CONTD
CONT CONTD for the Proposed Share Buy-Back. Based Non-Voting No vote
on the latest audited financial statements
of PBB as at 31 December 2010, the retained
profits and the share premium account of PBB
amounted to approximately MYR3,437,380,000
(after deducting the second interim franked
cash dividend and single tier cash dividend
of MYR936,824,000) and MYR1,073,310,000 respectively;
and that the authority conferred by this
resolution shall commence immediately upon
the passing of this resolution and shall
continue to be in force until: i. the conclusion
of the next Annual General Meeting of the Company,
at which time it will lapse, unless renewed
by an ordinary resolution passed by the
shareholders of the Company in a general
meeting; or ii. revoked or varied by an ordinary
resolution passed by the shareholders of the
Company CONTD
CONT CONTD in a general meeting; whichever is the Non-Voting No vote
earlier; and that the Directors be and are
hereby authorised to act and to take all steps
and do all things as they may deem necessary
or expedient in order to implement, finalise
and give full effect to the Proposed Share
Buy-Back and further that authority be and
is hereby given to the Directors to decide
in their absolute discretion to either retain
the ordinary shares of MYR1.00 each in PBB
purchased by PBB pursuant to the Proposed
Share Buy-Back as treasury shares to be either
distributed as share dividends or resold
on Bursa Malaysia or subsequently cancelled,
or to cancel the shares so purchased, or a
combination of both
S.1 That the existing Article 134 of the Articles Mgmt For For
of Association of the Company be and is hereby
deleted in its entirety and be substituted
thereof with a new Article 134 as follows:
Existing Article 134: Dividends payable by
cheque or warrant Any dividend, interest, or
other money payable in cash in respect of
shares may be paid by cheque or warrant sent
through the post to the last registered address
of the Member or person entitled thereto or
to such person and to such address as the Member
or person entitled thereto may in writing
direct. Every such cheque or warrant shall
be made payable to the order of the Member
or person entitled thereto, and the payment
of any such cheque or warrant shall operate
as a good discharge of the Company's obligation
in respect of dividend represented thereby,
notwithstanding that it CONTD
CONT CONTD may subsequently appear that the same Non-Voting No vote
has been stolen or that the endorsement
thereon has been forged. Every such cheque
or warrant shall be sent at the risk of
the person entitled to the money thereby represented.
New Article 134: Mode of payment of dividend
Any dividend, interest, or other money
payable in cash in respect of shares may be
paid by cheque or warrant sent through the
post to the last registered address of the
Member or person entitled thereto or paid
by direct transfer or such other electronic
means to the bank account provided by the Member
whose name appears in the Record of Depositors.
Every such cheque or warrant shall be made
payable to the order of the Member or person
entitled thereto, and the payment of any such
cheque or warrant or the payment by direct
transfer or such other CONTD
CONT CONTD electronic means to the bank account provided Non-Voting No vote
by the Member whose name appears in the Record
of Depositors shall operate as a good discharge
of the Company's obligation in respect of
dividend represented thereby,
notwithstanding that it may subsequently appear
that the cheque has been stolen or that
the endorsement thereon or the instruction
for the payment by direct transfer or such
other electronic means has been forged. Every
such cheque or warrant sent or payment by
direct transfer or such other electronic means
shall be at the risk of the person entitled
to the dividend thereby represented
--------------------------------------------------------------------------------------------------------------------------
QGEP PARTICIPACOES SA Agenda Number: 702965394
--------------------------------------------------------------------------------------------------------------------------
Security: P7920K100
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRQGEPACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A Resolution regarding the company stock option Mgmt For For
plan
B Resolution regarding the change of the address Mgmt For For
of the head office of the company to Avenida
Almirante Barroso, Number 52, Room 1301, Part,
Downtown, Rio De Janeiro, Rio De Janeiro,
Zip Code 20031.918 and, as a result of the
proposed resolution, to amend the wording
of Article 2 of the corporate bylaws
of the company, in accordance with a proposal
from the executive committee
C Examination, discussion and voting on the aggregate Mgmt For For
remuneration of the managers of QGEPP
for the 2011 fiscal year
--------------------------------------------------------------------------------------------------------------------------
QGEP PARTICIPACOES SA Agenda Number: 702965774
--------------------------------------------------------------------------------------------------------------------------
Security: P7920K100
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRQGEPACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
A To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements and independent auditor's report
relating to fiscal year ending December 31,
2010
B Destination of the year end results of 2010 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAUBEX GROUP LIMITED Agenda Number: 702570133
--------------------------------------------------------------------------------------------------------------------------
Security: S68353101
Meeting Type: AGM
Meeting Date: 08-Oct-2010
Ticker:
ISIN: ZAE000093183
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adopt the annual financial statements Mgmt For For
2.1 Re-elect MC Matjila as a Director Mgmt For For
2.2 Re-elect RJ Fourie as a Director Mgmt For For
2.3 Re-elect F Diedrechsen as a Director Mgmt For For
2.4 Re-elect F Kenney as a Director Mgmt For For
2.5 Re-elect LA Maxwell as a Director Mgmt For For
2.6 Re-elect JE Raubenheimer as a Director Mgmt For For
3 Approve that not to fill the vacated office Mgmt For For
of MB Swana at this AGM
4 Approve the Auditor's remuneration Mgmt For For
5 Re-appointment of PricewaterhouseCoopers Inc Mgmt For For
as the Auditors of the Company
6 Approve the payment of remuneration to the Directors Mgmt For For
7.O.1 Approve the placement of the unissued shares Mgmt For For
under the Directors control
8.O.2 Grant authority to issue shares for case Mgmt For For
9.O.3 Approve the Raubex Group Limited Deferred Stock Mgmt For For
Scheme
10.O4 Approve the limits of the Raubex Scheme Mgmt For For
11.S1 Grant authority to repurchase shares Mgmt For For
12.O5 Approve the signature of documentation Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE INDS LTD Agenda Number: 703048149
--------------------------------------------------------------------------------------------------------------------------
Security: Y72596102
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: INE002A01018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 Adoption of Accounts, Reports of the Board of Mgmt For For
Directors and Auditors
2 Declaration of Dividend on Equity Shares Mgmt For For
3.a Re-appointment of the following Director retiring Mgmt For For
by rotation: Shri Ramniklal H. Ambani
3.b Re-appointment of the following Director retiring Mgmt For For
by rotation: Shri Nikhil R. Meswani
3.c Re-appointment of the following Director retiring Mgmt For For
by rotation: Prof. Ashok Misra
3.d Re-appointment of the following Director retiring Mgmt For For
by rotation: Shri Yogendra P. Trivedi
4 Appointment of Auditors: M/s. Chaturvedi & Shah, Mgmt For For
Chartered Accountants, (Registration
No. 101720W), M/s. Deloitte Haskins & Sells,
Chartered Accountants (Registration
No. 117366W) and M/s. Rajendra & Co., Chartered
Accountants (Registration No. 108355W)
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD. Agenda Number: 933377132
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: Annual
Meeting Date: 18-Mar-2011
Ticker: SSNHY
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF BALANCE SHEET, INCOME STATEMENT, Mgmt For For
AND STATEMENT OF APPROPRIATION OF RETAINED
EARNINGS (DRAFT) FOR THE 42ND FISCAL YEAR (FROM
JANUARY 1, 2010 TO DECEMBER 31, 2010). - CASH
DIVIDENDS (EXCLUDING INTERIM DIVIDENDS); DIVIDEND
PER SHARE: KRW 5,000 (COMMON) KRW 5,050 (PREFERRED)
02 APPROVAL OF THE COMPENSATION CEILING FOR THE Mgmt For For
DIRECTORS. PROPOSED REMUNERATION CEILING FOR
THE 43RD FISCAL YEAR: KRW 37 BILLION. REMUNERATION
CEILING APPROVED IN THE 42ND FISCAL YEAR: KRW
52 BILLION.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRS LTD Agenda Number: 702799377
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO LTD, SEOUL Agenda Number: 703051792
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H108
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: KR7000810002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of directors (2) : Dae Seob Ji (inside Mgmt For For
director), Dong Yeob Shin (outside director)
3 Approval of limit of remuneration for directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO LTD, SEOUL Agenda Number: 702805031
--------------------------------------------------------------------------------------------------------------------------
Security: Y7474M106
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7010140002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of directors candidates: Joowon Park, Mgmt For For
Taeheung Jun, Hangsoon Choi
3 Election of the member of audit committee, who Mgmt For For
is the external director. candidate: Hangsoon
Choi
4 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SASOL LTD Agenda Number: 702696660
--------------------------------------------------------------------------------------------------------------------------
Security: 803866102
Meeting Type: AGM
Meeting Date: 26-Nov-2010
Ticker:
ISIN: ZAE000006896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the annual financial Mgmt For For
statements of the Company and of the group
for the year ended 30 June 2010, together with
the reports of the Directors and Auditors
2 To receive the Audit Committee report on its Mgmt For For
statutory duties for the YE 30 JUN 2010
3.1 To elect Directors, retiring, in terms of Article Mgmt For For
75(d) and 75(e) of the Company's Articles
of Association, and who are eligible and offer
themselves for re-election: LPA Davies
3.2 To elect Directors, retiring, in terms of Article Mgmt For For
75(d) and 75(e) of the Company's Articles
of Association, and who are eligible and offer
themselves for re-election: MSV Gantsho
3.3 To elect Directors, retiring, in terms of Article Mgmt For For
75(d) and 75(e) of the Company's Articles
of Association, and who are eligible and offer
themselves for re-election: TH Nyasulu
3.4 To elect Directors, retiring, in terms of Article Mgmt For For
75(d) and 75(e) of the Company's Articles
of Association, and who are eligible and offer
themselves for re-election: KC Ramon
4.1 To elect Directors, retiring in terms of Article Mgmt For For
75(i) of the Company's Articles of Association,
who are eligible and offer themselves for
re-election: VN Fakude
4.2 To elect Directors, retiring in terms of Article Mgmt For For
75(i) of the Company's Articles of Association,
who are eligible and offer themselves for
re-election: IN Mkhize
5 To elect Directors, retiring in terms of Article Mgmt For For
75(h) of the Company's Articles of Association,
who are eligible and offer themselves for
re-election: GA Lewin
6 To re-appoint the Auditors, KPMG Inc. Mgmt For For
7.S.1 To authorize Directors to approve a general Mgmt For For
repurchase of the Company's ordinary
shares
8.S.2 To amend the Articles of Association of the Mgmt For For
Company by the insertion of a new Article 86(i)
9.O.1 To approve the Company's remuneration policy Mgmt For For
for the year ending 30 June 2011
10O.2 To approve the revised annual emoluments payable Mgmt For For
by the Company or its subsidiaries to
Non-Executive Directors of the Company
--------------------------------------------------------------------------------------------------------------------------
SASOL LTD Agenda Number: 702696216
--------------------------------------------------------------------------------------------------------------------------
Security: 803866102
Meeting Type: OGM
Meeting Date: 26-Nov-2010
Ticker:
ISIN: ZAE000006896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Amendment to the Sasol Articles to provide for Mgmt For For
the insertion of new definitions for purpose
of new Articles 162, 163, 164.1 and 165 to
169
S.2 Amendment to the Sasol Articles to provide for Mgmt For For
the bulk dematerialisation
S.3 Amendment to the Sasol Articles to provide the Mgmt For For
continued application of the cash contract
and/or the new cash contract in respect of
Sasol BEE ordinary shares that are not dematerialised
pursuant to the bulk dematerialisation
O.1 In the event that any Sasol BEE ordinary are Mgmt For For
listed on the proposed BEE segment the authorisation
of the transfer secretories, to replace share
certificates of all the election shareholders
and to issue them with new share certificates
reflecting the new alpha code and ISIN
S.4 Amendment to the Sasol Articles to incorporate Mgmt For For
the additional terms
S.5 Amendment to the Sasol Articles to revise the Mgmt For For
rights, privileges and restrictions applicable
to the Sasol BEE ordinary shares so as to allow
the holdings of such shares either in certificated
or dematerialised form and to take account
of the listing on the proposed BEE segment
S.6 Amendment to the Sasol Articles to provide for Mgmt For For
the manner in which holders of Sasol BEE Ordinary
Shares will hold their shares either in certificated
or dematerialised form and to provide that
any "proof of participation" document issued
by the Company to any holder of certificated
Sasol BEE Ordinary Shares will cease to be
of any force or effect from the date of the
dematerialisation of such holder's Sasol BEE
Ordinary Shares
S.7 Amendment to the Sasol Articles to provide the Mgmt For For
limited circumstances in which the Company
will be entitled to delist the Sasol BEE Ordinary
Shares from the proposed BEE Segment
S.8 Amendment of the Sasol Articles to permit the Mgmt For For
release of contact information by a CSD Participant,
Broker and/or Nominee Company of a Sasol Shareholder
to Sasol
S.9 Approval of the potential granting of financial Mgmt For For
assistance to the Sasol Inzalo public facilitation
trust by the Company
--------------------------------------------------------------------------------------------------------------------------
SEVERSTAL JT STK CO Agenda Number: 702706435
--------------------------------------------------------------------------------------------------------------------------
Security: X7803S106
Meeting Type: EGM
Meeting Date: 20-Dec-2010
Ticker:
ISIN: RU0009046510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the interim dividends for the nine Mgmt Abstain Against
months of 2010 at RUB 4.29 per ordinary share
2 Approval of the new edition of the charter of Mgmt Abstain Against
the company
3 On joining the Company to the Russian Union Mgmt Abstain Against
of Industrialists and Entrepreneurs
--------------------------------------------------------------------------------------------------------------------------
SEVERSTAL JT STK CO Agenda Number: 703098738
--------------------------------------------------------------------------------------------------------------------------
Security: X7803S106
Meeting Type: AGM
Meeting Date: 27-Jun-2011
Ticker:
ISIN: RU0009046510
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of members to the Board of directors Mgmt Abstain Against
2 Approval of the company's annual report, annual Mgmt Abstain Against
financial statements, incl. the profit and
loss account on results of 2010 FY
3 Allocation of the profit and loss account and Mgmt Abstain Against
dividends payment on results of 2010 FY
4 On dividends payment on results of the first Mgmt Abstain Against
quarter of 2011
5 Election of members to the Auditing commission Mgmt Abstain Against
6 Approval of the company's Auditor Mgmt Abstain Against
7 On amendment to the decision of the amount of Mgmt Abstain Against
remuneration and compensation to be paid
to the members of the company's Board of directors,
approved by the AGM on June 11, 2010
--------------------------------------------------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO LTD, SEOUL Agenda Number: 702799442
--------------------------------------------------------------------------------------------------------------------------
Security: Y7749X101
Meeting Type: AGM
Meeting Date: 23-Mar-2011
Ticker:
ISIN: KR7055550008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of Financial Statements (Statement Mgmt For For
of Financial Position, Statement of Income
and Statement of Appropriation of Retained
Earnings) for fiscal year 2010 (January
1, 2010 - December 31, 2010)
2 Approval of Revision to Articles of Incorporation Mgmt For For
3 Approval of Director Remuneration Limit Mgmt For For
4.1 Appointment of Executive Director Candidate: Mgmt For For
Mr. Dong Woo Han
4.2 Appointment of Non-executive Director Candidate: Mgmt For For
Mr. Jin Won Suh
4.3 Appointment of Outside Director Candidate: Mr. Mgmt For For
Tae Eun Kwon
4.4 Appointment of Outside Director Candidate: Mr. Mgmt For For
Kee Young Kim
4.5 Appointment of Outside Director Candidate: Mr. Mgmt For For
Seok Won Kim
4.6 Appointment of Outside Director Candidate: Mr. Mgmt For For
Hoon Namkoong
4.7 Appointment of Outside Director Candidate: Mr. Mgmt For For
Jae Kun Yoo
4.8 Appointment of Outside Director Candidate: Mr. Mgmt For For
Ke Sop Yun
4.9 Appointment of Outside Director Candidate: Mr. Mgmt For For
Jung Il Lee
4.10 Appointment of Outside Director Candidate: Mr. Mgmt For For
Sun Tae Hwang
4.11 Appointment of Outside Director Candidate: Mr. Mgmt For For
Haruki Hirakawa
4.12 Appointment of Outside Director Candidate: Mr. Mgmt For For
Philippe Aguignier
5.1 Appointment of Audit Committee Member Candidate: Mgmt For For
Mr. Tae Eun Kwon
5.2 Appointment of Audit Committee Member Candidate: Mgmt For For
Mr. Seok Won Kim
5.3 Appointment of Audit Committee Member Candidate: Mgmt For For
Mr. Ke Sop Yun
5.4 Appointment of Audit Committee Member Candidate: Mgmt For For
Mr. Sun Tae Hwang
--------------------------------------------------------------------------------------------------------------------------
SHINSEGAE CO LTD, SEOUL Agenda Number: 702797272
--------------------------------------------------------------------------------------------------------------------------
Security: Y77538109
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7004170007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of stock split Mgmt For For
3 Approval of partial amendment to articles of Mgmt For For
incorporation
4 Election of In Chul Huh as a director and Dae Mgmt For For
Hyung Kang, Young Rea Son, Jong Shin Kim as
the inside directors
5 Election of audit committee members: Dae Hyung Mgmt For For
Kang, Young Rea Son
6 Approval of limit of remuneration for directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOPRITE HLDGS LTD Agenda Number: 702628629
--------------------------------------------------------------------------------------------------------------------------
Security: S76263102
Meeting Type: AGM
Meeting Date: 25-Oct-2010
Ticker:
ISIN: ZAE000012084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolved that the annual financial statements Mgmt For For
of the Company and the group for the year
ended 20100630 circulated with this notice,
including the reports of the directors
and independent Auditors, be and are hereby
approved
2 Resolved that the annual remuneration of the Mgmt For For
non-executive Directors for the year ended
20100630, be approved
3 Resolved that Pricewaterhousecoopers Inc (pwc) Mgmt For For
be re-elected as independent registered Auditors
of the Company for the period until the next
Annual General Meeting of the Company
(noting that Mr. H Doman is the individual
registered Auditor of pwc who will undertake
the audit) as recommended by the Company s
Audit and Risk Committee
4 Resolved that the declaration and payment of Mgmt For For
the ordinary dividend as recommended
by the Directors of the Company be and is hereby
confirmed
5 Resolved that Mr. EC Kieswetter, who retires Mgmt For For
by rotation as a Director in terms of Article
13.2 of the Articles of Association of the
Company and has offered himself for re-election
to the board of the Company, be and is hereby
re- elected
6 Resolved that Mr. B Harisunker, who retires Mgmt For For
by rotation as a Director in terms of
Article 14.1of the Articles of Association
of the Company and has offered himself for
re-election to the board of the Company, be
and is hereby re- elected
7 Resolved that Mr. JW Basson who retires by rotation Mgmt For For
as a Director in terms of Article 14.1 of the
Articles of Association of the Company and
has offered himself for re-election to the
board of the Company, be and is hereby
re-elected
8 Resolved that Mr. CG Goosen who retires by rotation Mgmt For For
as a Director in terms of Article 14.1 of the
Articles of Association of the Company and
has offered himself for re-election to the
board of the Company, be and is hereby
re-elected
9 Resolved that 27,2 million (5 percent of the Mgmt For For
issued share capital that includes treasury
shares) of the authorized but unissued shares
in the capital of the Company be and
are hereby placed under the control and
authority of the Directors of the Company
until the next Annual General Meeting
and that the Directors of the Company be and
are hereby authorized and empowered to allot
and issue such shares to such person or persons
on such terms and conditions and at such
times as the Directors of the Company my
from time to time and in their discretion deem
fit, subject to the provisions of the
Act, the Articles of Association of the Company
and JSE Limited (JSE)Listings Requirements,
when applicable, and any other exchange on
which the shares of the Company may be quoted
or listed from time to time
10 Resolved that, the Directors of the Company Mgmt For For
be and are hereby Authorized by way of a
general authority, to issue all or any of the
authorized but unissued shares in the
capital of the Company, for cash, as and when
they in their discretion deem fit, subject
to the Act, the Articles of Association of
the Company, the JSE Listings Requirements
and any other exchange on which the shares
of the Company may be quoted from time to time,
when applicable, subject to the following
limitations, namely that the number of shares
issued for cash shall not in the aggregate
in any 1 (one) financial year, exceed 5 percent
(five percent) of the Company s issued share
capital of ordinary shares, and that this
authority be valid until the Company s next
Annual General meeting CONTD
CONT CONTD provided that it shall not extend beyond Non-Voting No vote
15 (fifteen) months from the date that this
authority is given
11 Resolved that, the Company and or any subsidiary Mgmt For For
of the Company be and is hereby authorized
by way of a general approval contemplated in
sections 85 and 89 of the Act, to acquire
the issued ordinary shares of the Company,
upon such terms and conditions and in such
numbers as the Directors of the Company may
from time to time determine, but subject to
the Articles of Association of the Company,
the provisions of the Act and the JSE Listings
Requirements and any other exchange on which
the shares of the Company may be quoted or
listed from time to time, where applicable,
and provided that this general authority
shall be valid until the Company s next Annual
General Meeting, provided that it, shall
not extend beyond 15 (fifteen) months from
the date of passing of this special resolution
CONTD
CONT CONTD the acquisitions of ordinary shares in Non-Voting No vote
the aggregate in any 1 (one) financial
year do not exceed 5 percent (five percent)
of the Company s issued ordinary share capital
from the date of this general authority
--------------------------------------------------------------------------------------------------------------------------
SIAM COML BK PUB LTD Agenda Number: 702795088
--------------------------------------------------------------------------------------------------------------------------
Security: Y7905M113
Meeting Type: EGM
Meeting Date: 16-Mar-2011
Ticker:
ISIN: TH0015010018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and approve the acquisition of the Mgmt For For
business of Siam Commercial New York Life
Public Company Limited (SCNYL)
2 To consider and approve the delegation of authority Mgmt For For
to the executive committee, or the
chairman of the executive committee, or person(s)
appointed by the executive committee, to consider
and execute on behalf of the Siam Commercial
Bank PLC (SCB) any other actions with respect
to the acquisition of the business of SCNYL
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING Non-Voting No vote
SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA
DURING THE MEETING,WE WILL VOTE THAT AGENDA
AS ABSTAIN.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SIAM COML BK PUB LTD Agenda Number: 702839866
--------------------------------------------------------------------------------------------------------------------------
Security: Y7905M113
Meeting Type: AGM
Meeting Date: 05-Apr-2011
Ticker:
ISIN: TH0015010018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 793677 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING Non-Voting No vote
SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA
DURING THE MEETING, WE WILL VOTE THAT AGENDA
AS ABSTAIN.
1 To consider and adopt the minutes of the annual Mgmt For For
general meeting of shareholders no.187 held
on 2 April 2010
2 To acknowledge the annual report of the board Mgmt Abstain Against
of directors
3 To consider and approve the financial statements Mgmt For For
for the year ended 31 december 2010
4 To consider and approve the allocation of profit Mgmt For For
from the bank operational results of year 2010
and dividend payment
5 To consider and approve the distribution of Mgmt For For
directors remuneration for the year 2011 and
the allocation of directors bonus for year
2010
6A To consider and elect the director in replacement Mgmt For For
of those retired by rotation: Mr. Robert Ralph
Parks
6B To consider and elect the director in replacement Mgmt For For
of those retired by rotation: Khunying Jada
Wattanasiritham
6C To consider and elect the director in replacement Mgmt For For
of those retired by rotation: M.R. Disnadda
Diskul
6D To consider and elect the director in replacement Mgmt For For
of those retired by rotation: Mr. Chirayu Isarangkun
Na Ayuthaya
6E To consider and elect the director in replacement Mgmt For For
of those retired by rotation: Mr. Ekamol Kiriwat
7 To consider and appoint the auditors and fix Mgmt For For
the auditing fee
8 To consider and approve the amendment to the Mgmt For For
bank articles of association
9 To consider and approve the amendment to clause Mgmt For For
4 of the bank memorandum of association in
order for it to be line with the conversion
of preferred shares into ordinary shares in
the year 2010
--------------------------------------------------------------------------------------------------------------------------
SILICONWARE PRECISION INDS LTD Agenda Number: 703107272
--------------------------------------------------------------------------------------------------------------------------
Security: Y7934R109
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: TW0002325008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 804866 DUE TO DUE TO RECEIPT OF DIRECTORS'
AND SUPERVISORS' NAMES. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution. Proposed cash Mgmt For For
dividend: TWD 1.62 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 The revision to the rules of the election of Mgmt For For
the directors and supervisors
B.5 The revision to the procedures of endorsement Mgmt For For
and guarantee
B.611 The election of the Director: Bough Lin Shareholder Mgmt For For
No.3
B.612 The election of the Director: Chi-Wen Tsai Shareholder Mgmt For For
No.6
B.613 The election of the Director: Wen-Lung Lin Shareholder Mgmt For For
No.18
B.614 The election of the Director: Yen-Chun Chang Mgmt For For
Shareholder No.5
B.615 The election of the Director: Wen-Jung Lin Shareholder Mgmt For For
No.30
B.616 The election of the Director: Cheng-Chich Huang Mgmt For For
Shareholder No.1859
B.617 The election of the Director: Ing-Dar Liu Shareholder Mgmt For For
No.165941
B.618 The election of the Director: Jing-Shan Aur Mgmt For For
Shareholder No.245652
B.619 The election of the Director: Hsiao-Yu Lo Shareholder Mgmt For For
No.77800
B.621 The election of the Supervisor: Wen-Lung Cheng Mgmt For For
Shareholder No.8
B.622 The election of the Supervisor: Wen-Ching Lin Mgmt For For
Shareholder No.36
B.623 The election of the Supervisor: Yu-Hu Liu Shareholder Mgmt For For
No.12
B.7 The proposal to release the prohibition on directors Mgmt For For
from participation in competitive business
B.8 Extraordinary motions Mgmt Split 50% For 50% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
SILICONWARE PRECISION INDUSTRIES CO LTD. Agenda Number: 933467892
--------------------------------------------------------------------------------------------------------------------------
Security: 827084864
Meeting Type: Annual
Meeting Date: 22-Jun-2011
Ticker: SPIL
ISIN: US8270848646
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A ADOPTION OF FY 2010 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2B ADOPTION OF FY 2010 PROFIT DISTRIBUTION PLAN. Mgmt For For
3A APPROVAL TO THE PROPOSED AMENDMENTS TO THE COMPANY'S Mgmt For For
"ARTICLES OF INCORPORATION".
3B APPROVAL TO THE PROPOSED AMENDMENTS TO THE COMPANY'S Mgmt For For
"RULES FOR DIRECTOR AND SUPERVISOR ELECTIONS".
3C APPROVAL TO THE PROPOSED AMENDMENTS TO THE COMPANY'S Mgmt For For
"RULES FOR MAKING ENDORSEMENTS AND GUARANTEES".
3D DIRECTOR
BOUGH LIN* Mgmt For For
CHI-WEN TSAI* Mgmt For For
WEN-LUNG LIN* Mgmt For For
YEN-CHUN CHANG* Mgmt For For
WEN-JUNG LIN* Mgmt For For
CHENG-CHICH HUANG* Mgmt For For
ING-DAR LIU* Mgmt For For
JING-SHAN AUR* Mgmt For For
HSIAO-YU LO* Mgmt For For
WEN-LUNG CHENG** Mgmt For For
YU-HU LIU** Mgmt For For
WEN-CHING LIN** Mgmt For For
3E APPROVAL TO THE PROPOSED RELEASE OF RESTRICTION Mgmt For For
OF COMPETITION ON NEWLY-ELECTED DIRECTORS IMPOSED
UNDER ARTICLE 209 OF THE COMPANY LAW.
--------------------------------------------------------------------------------------------------------------------------
SM INVTS CORP Agenda Number: 702848978
--------------------------------------------------------------------------------------------------------------------------
Security: Y80676102
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: PHY806761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Call to order Mgmt Abstain Against
2 Certification of notice and quorum Mgmt Abstain Against
3 Approval of minutes of annual meeting of stockholders Mgmt For For
held on April 28, 2010
4 Annual report for the year 2010 Mgmt For For
5 General ratification of the acts of the board Mgmt For For
of directors and the management from the date
of the last annual stockholders' meeting up
to the date of this meeting
6.1 Election of Director for 2011-2012: Henry Sy, Mgmt For For
Sr
6.2 Election of Director for 2011-2012: Teresita Mgmt For For
T. Sy
6.3 Election of Director for 2011-2012: Henry T. Mgmt For For
Sy, Jr
6.4 Election of Director for 2011-2012: Harley T. Mgmt For For
Sy
6.5 Election of Director for 2011-2012: Jose T. Mgmt For For
Sio
6.6 Election of Director for 2011-2012: Vicente Mgmt For For
S. Perez, Jr (Independent Director)
6.7 Election of Director for 2011-2012: Ah Doo Lim Mgmt For For
(Independent Director)
6.8 Election of Director for 2011-2012: Josephn Mgmt For For
R. Higdon (Independent Director)
7 Appointment of external auditors Mgmt For For
8 Adjournment Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 933408420
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERMAN LARREA MOTA-V. Mgmt For For
OSCAR GONZALEZ ROCHA Mgmt For For
EMILIO CARRILLO GAMBOA Mgmt For For
ALFREDO CASAR PEREZ Mgmt For For
LUIS CASTELAZO MORALES Mgmt For For
E.C. SANCHEZ MEJORADA Mgmt For For
A. DE LA PARRA ZAVALA Mgmt For For
X. GARCIA DE QUEVEDO T. Mgmt For For
G. LARREA MOTA-VELASCO Mgmt For For
D. MUNIZ QUINTANILLA Mgmt For For
L.M. PALOMINO BONILLA Mgmt For For
G.PEREZALONSO CIFUENTES Mgmt For For
JUAN REBOLLEDO GOUT Mgmt For For
CARLOS RUIZ SACRISTAN Mgmt For For
02 RATIFY THE AUDIT COMMITTEE'S SELECTION OF GALAZ, Mgmt For For
YAMAZAKI, RUIZ URQUIZA, S.C., MEMBER FIRM OF
DELOITTE TOUCHE TOHMATSU LIMITED, AS INDEPENDENT
ACCOUNTANTS FOR 2011.
03 APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN CEMENT CORP Agenda Number: 703080767
--------------------------------------------------------------------------------------------------------------------------
Security: Y8415D106
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: TW0001101004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations and financial statements Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
A.3 The establishment of the code of conduct Non-Voting No vote
A.4 The code of business integrity Non-Voting No vote
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution. proposed cash Mgmt For For
dividend: TWD2 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN FERTILIZER CO LTD Agenda Number: 703087189
--------------------------------------------------------------------------------------------------------------------------
Security: Y84171100
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: TW0001722007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
B.1 The 2010 financial statements Mgmt For For
B.2 The 2010 profit distribution. proposed cash Mgmt For For
dividend: TWD2.2 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 Extraordinary motions Mgmt Split 50% For 50% Abstain Split
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG CO LTD Agenda Number: 703051944
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK
YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution. Proposed cash Mgmt For For
dividend: TWD 3 per share
B.3 The revision to the procedures of monetary loans, Mgmt For For
endorsement and guarantee
B.4 Resolution of the spin off tsmc's solar business Mgmt For For
and solid state lighting business(become 100pct
owned subsidiaries by tsmc) , according to
the local regulations,if shareholder does not
agree the resolution of the spin off, he/she
can submit a dissension in written before shareholders'meeting.
with company confirmation,their proposed resolution
of spin off tsmc's solar business and solid
state lighting business applies to above mentioned
regulations
B.5.1 The election of independent director: Gregory Mgmt Against Against
C.Chow / Shareholder No.: 214553970
B.5.2 The election of independent director: Kok-Choo Mgmt Against Against
Chen / Shareholder No.: 9546
B.6 Extraordinary motions Mgmt Abstain For
CMMT PLEASE NOTE IF YOU WISH TO DISSENT PLEASE CONTACT Non-Voting No vote
YOUR GLOBAL CUSTODIAN. THANK YOU.
CMMT PLEASE NOTE THERE ARE TWO PARTS TO THIS MEETING Non-Voting No vote
ANNUAL SHAREHOLDER MEETING AS WELL AS MERGER
OR SPIN OFF. PLEASE CONTACT YOUR GLOBAL CUSTODIAN
CLIENT IF YOU WISH TO PARTICIPATE IN THE SPIN
OFF EVENT.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933454213
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ACCEPT 2010 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
02 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2010 PROFITS
03 TO REVISE INTERNAL RULES AS FOLLOWS: (A) PROCEDURES Mgmt For For
FOR LENDING FUNDS TO OTHER PARTIES (B) PROCEDURES
FOR ENDORSEMENT AND GUARANTEE
04 TO APPROVE THE TRANSFER OF TSMC'S SOLAR BUSINESS Mgmt For For
AND SOLID STATE LIGHTING BUSINESS INTO TWO
NEW TSMC WHOLLY OWNED COMPANIES RESPECTIVELY,
AND TO FURTHER APPROVE THE "SOLAR BUSINESS
TRANSFER PLAN" AND "SOLID STATE LIGHTING BUSINESS
TRANSFER PLAN."
05 DIRECTOR
GREGORY C. CHOW Mgmt For For
KOK-CHOO CHEN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TALAAT MOUSTAFA GROUP HOLDING, CAIRO Agenda Number: 702840124
--------------------------------------------------------------------------------------------------------------------------
Security: M8763H108
Meeting Type: OGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: EGS691S1C011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 The management board report regarding company's Mgmt Abstain Against
activity for the financial year ended on
31 of December 2010
2 Company's auditor report regarding companys Mgmt Abstain Against
activity and financial statements for the financial
year ended on 31 of December 2010
3 Approving company's financial statements for Mgmt Abstain Against
the financial year ended on 31 of December
2010
4 The discharge of the management board members Mgmt Abstain Against
regarding the financial year 2010
5 Approving the donations made during the financial Mgmt Abstain Against
year 2010
6 Appointing company's auditor and determining Mgmt Abstain Against
his fees for the financial year ending on
31st of December 2011
7 Determining board meetings attendance allowance Mgmt Abstain Against
and board members bonuses and transportation
allowance for year 2011
8 Licensing the chairman or his delegate to make Mgmt Abstain Against
donations exceeding EGP 1000 during year
2011
9 Delegating the management board to sign compensation Mgmt Abstain Against
contracts
--------------------------------------------------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LTD Agenda Number: 702523386
--------------------------------------------------------------------------------------------------------------------------
Security: Y85279100
Meeting Type: AGM
Meeting Date: 02-Jul-2010
Ticker:
ISIN: INE467B01029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the audited profit and loss Mgmt For For
account for the YE 31 MAR 2010 and the balance
sheet as at that date together with the reports
of the Board of Directors and the Auditors
thereon
2 Approve the payment of the Interim Dividends Mgmt For For
on Equity Shares for the year 2009-10 an
declare final dividend and a special dividend
for the year 2009-10 on Equity Shares
3 Declare a dividend for the year 2009-10 on Redeemable Mgmt For For
Preference Shares es
4 Re-appoint Dr. Ron Sommer as a Director, who Mgmt For For
retires by rotation
5 Re-appoint Mrs. Laura M. Cha as a Director, Mgmt For For
who retires by rotation
6 Re-appointment of Mr. R. N. Tata as a Director, Mgmt For For
who retires by rotation
7 Appointment of Auditors and fix their remuneration Mgmt For For
8 PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Split 50% For 50% Against Split
appointment of Mr. S. Ramadorai as an
Additional Director of the Company, who was
appointed by the Board of Directors, with
effect from 06 OCT 2009 and who holds office
up to the date of this AGM of the Company
in terms of Section 260 of the Companies Act,
1956 and in respect of whom the Company has
received a notice in writing from a Member
under Section 257 of the Act proposing his
candidature for the office of Director of
the Company
9 PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Split 50% For 50% Against Split
appointment of Dr. Vijay Kelkar as an Additional
Director of the Company, who was appointed
by the Board of Directors, with effect
from 05 JAN 2010 and who holds office up to
the date of this AGM of the Company in terms
of Section 260 of the Companies Act, 1956
and in respect of whom the Company has received
a notice in writing from a Member under Section
257 of the Act proposing his candidature for
the office of Director of the Company
10 PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Split 50% For 50% Against Split
appointment of Mr. Ishaat Hussain as an
Additional Director of the Company, who was
appointed by the Board of Directors, with
effect from 05 JAN 2010 and who holds office
up to the date of this AGM of the Company
in terms of Section 260 of the Companies Act,
1956 and in respect of whom the Company has
received a notice in writing from a Member
under Section 257 of the Act proposing his
candidature for the office of Director of
the Company
11 Approve, pursuant to the provisions of Section Mgmt For For
198, 269, 309 and other applicable provisions,
if any, of the Companies Act, 1956, read with
Schedule XIII to the Article, the appointment
and terms of remuneration of Mr. N. Chandrasekaran
as the Chief Executive Officer and Managing
Director of the Company for a period of
5 years with effect from 06 OCT 2009 upon the
terms and conditions as specified including
the remuneration to be paid in the event
of loss or inadequacy of profits in any FY
during the tenure of his appointment with
liberty to the Directors to alter and vary
the terms and conditions of the said appointment
in such manner as may be agreed to between
the Directors and Mr. N. Chandrasekaran; authorize
the Board or a Committee thereof to take
all such steps as may be necessary, proper
and expedient to give effect to this resolution
to give effect to this resolution
S.12 Approve, pursuant to Section 31 and other applicable Mgmt For For
provisions, if any, of the Companies Act,
1956, and subject to the approval of the Central
Government, if any, to substitute
the Article 71 of the Articles of
Association of the Company as specified
eting of
the Company and subject to the provisions of
Section 252 of the act, the number of Directors
shall not be less than 3 and more than 15;
the Directors are not required to hold any
qualification shares
13 Authorize the Board, pursuant to the provisions Mgmt For For
of Section 228 and other applicable provisions,
if any, of the Companies Act, 1956 ('Act'),
to appoint as the Branch Auditors of any branch
office of the Company, whether existing or
which may be opened/acquired hereafter, in
India or abroad, in consultation
with the Company's Auditors, any person s
qualified to act as Branch Auditor within
the provisions of Section 228 of the Act and
to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
TATA STEEL LTD, MUMBAI Agenda Number: 702559874
--------------------------------------------------------------------------------------------------------------------------
Security: Y8547N139
Meeting Type: AGM
Meeting Date: 13-Aug-2010
Ticker:
ISIN: INE081A01012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL THE
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 711840 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1. Receive and adopt the Audited profit and loss Mgmt For For
account for the YE 31 MAR 2010 and the balance
sheet as at that date together with the report
of the Board of Directors and the Auditors
thereon
2. Declare the interim dividend on the 2% Cumulative Mgmt For For
Convertible Preference Shares
3. Declare a dividend on ordinary shares Mgmt For For
4. Re-appoint Mr. S.M. Palia as a Director, who Mgmt For For
retires by rotation
5. Re-appoint Mr. Suresh Krishna as a Director, Mgmt For For
who retires by rotation
6. Re-appoint Mr. Ishaat Hussain as a Director, Mgmt For For
who retires by rotation
7. Re-appoint Mr. Andrew Robb as a Director, who Mgmt For For
retires by rotation
8. Appointment of the Auditors and approve to fix Mgmt For For
their remuneration
9. PLEASE NOTE THAT THIS IS A SHAREHOLDERS RESOLUTION Mgmt For For
BUT THE MANAGEMENT BOARD OF THE COMPANY RECOMMENDS
THAT THE SHAREHOLDERS VOTE "FOR" THIS RESOLUTION:
Appointment of Mr. B. Muthuraman as a Director,
who was appointed an Additional Director of
the Company by the Board of Directors With
effect from 01 OCT 2009 under Section 260 of
the Companies Act, 1956, the Act and who holds
office up to the date of the forthcoming AGM
but who is eligible for appointment and in
respect of whom the Company has received in
writing from a Member proposing his candidature
for the office of Director under the provisions
of Section 257 of the Act
10. Approve, pursuant to Sections 198, 269, 309 Mgmt For For
and other applicable provisions, if any, of
the Companies Act, 1956 the Act , as amended
or re-enacted from time to time, read with
Schedule XIII of the Act, the appointment and
terms of remuneration of Mr. H. M. Nerurkar,
Managing Director of the Company for the period
from 01 OCT 2009 to 31 OCT 2013 as specified,
including the remuneration to be paid in the
event of loss or in adequacy of profits in
any FY, with liberty to the Directors to alter
and vary the terms and conditions of the said
appointment in such manner as may be agreed
to between the Directors and Mr. H. M. Nerurkar;
authorize the Board to take all such steps
as may be necessary, proper and expedient to
give effect to this resolution
11. Re-appoint, pursuant to the provisions of Section Mgmt For For
228 and other applicable provisions, if any,
of the Companies Act, 1956, the Act , Messrs.
Deloitte & Touche, Singapore, as the Branch
Auditors of the Singapore Branch of the Company
to hold office from the conclusion of this
meeting up to the conclusion of the next AGM
of the Company and to examine and Audit the
books of account of the Branch Office of the
Company located at Singapore for the FY 2010-11
on such remuneration as may be mutually agreed
upon between the Board of Directors and the
Branch Auditors, plus reimbursement of applicable
taxes, out-of-pocket, traveling and living
expenses, incurred in connection with the Audit;
authorize the Board of Directors of the Company,
pursuant to the provisions of Section 228 and
other applicable provisions, if any, of the
Act, to appoint as Branch Auditors of any branch
office which may be opened hereafter in India
or abroad in consultation with the Company's
Auditors, any person qualified to act as Branch
Auditor within the provisions of the said Section
228 of the Act and to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
TATA STL LTD Agenda Number: 702716296
--------------------------------------------------------------------------------------------------------------------------
Security: Y8547N139
Meeting Type: OTH
Meeting Date: 22-Dec-2010
Ticker:
ISIN: INE081A01012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 766084 DUE TO RECEIPT OF PAST RECORD DATE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. Non-Voting No vote
A PHYSICAL MEETING IS NOT BEING HELD FOR THIS
COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS
ARE NOT VALID FOR THIS MEETING. IF YOU WISH
TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS
BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE
THAT ABSTAIN IS NOT A VALID VOTE OPTION AT
POSTAL BALLOT MEETINGS. THANK YOU.
1 Ordinary Resolution for increase in the Authorized Mgmt Against Against
Share Capital of the Company from INR 8000,00,00,000
(Rupees Eight Thousand Crores) to INR 8350,00,00,000
(Rupees Eight Thousand Three Hundred Fifty
Crores) by creation of 35,00,00,000 (Thirty-five
Thousand Crores) 'A' Ordinary Shares of INR
10 (Ten) each
2 Special Resolution for alternation of the Memorandum Mgmt Against Against
and Articles of Association of the Company
for increase in the Authorized Share Capital
(as above) and for incorporation of provisions
relating to 'A' Ordinary Shares
3 Special Resolution for raising of additional Mgmt Against Against
long term resources not exceeding INR 7000,00,00,000
(Rupees Seven Thousand Crores)
--------------------------------------------------------------------------------------------------------------------------
TAV HAVALIMANLARI HLDGS A S Agenda Number: 702969289
--------------------------------------------------------------------------------------------------------------------------
Security: M8782T109
Meeting Type: AGM
Meeting Date: 13-May-2011
Ticker:
ISIN: TRETAVH00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and formation of the presidency board Mgmt Abstain Against
2 Authorization of the presidency board to sign Mgmt Abstain Against
the meeting minutes
3 Reading and approval of the reports prepared Mgmt Abstain Against
by the board and auditors
4 Reading ,discussion and approval of the balance Mgmt Abstain Against
sheet and income statements pertaining to
year 2010
5 Decision taking for not dividend distribution Mgmt Abstain Against
6 Release of the board and auditors Mgmt Abstain Against
7 Election of the auditors whose term of office Mgmt Abstain Against
has expired and determination of their term
of office and wages
8 Approval of the independent audit firm Mgmt Abstain Against
9 Informing shareholders about transactions made Mgmt Abstain Against
within the related parties
10 Informing the shareholders about donations made Mgmt Abstain Against
in year 2010
11 Informing shareholders about given collaterals, Mgmt Abstain Against
mortgages, pawns and pledges given to the
third parties
12 Permitting the board members as per items 334 Mgmt Abstain Against
and 335 of Turkish commercial code
13 Wishes and hopes Mgmt Abstain Against
14 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TELEKOMUNIKASI INDONESIA TBK Agenda Number: 702724267
--------------------------------------------------------------------------------------------------------------------------
Security: Y71474137
Meeting Type: EGM
Meeting Date: 17-Dec-2010
Ticker:
ISIN: ID1000099104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Changing in the composition of Company's Board Mgmt Against Against
2 Adjustment to service period of Company's Board Mgmt For For
who is still in duty
--------------------------------------------------------------------------------------------------------------------------
TENCENT HLDGS LTD Agenda Number: 702901504
--------------------------------------------------------------------------------------------------------------------------
Security: G87572148
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: KYG875721485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110401/LTN201104011546.pdf
1 To receive and consider the audited Financial Mgmt For For
Statements and the Reports of the Directors
and Auditor for the year ended 31 December
2010
2 To declare a final dividend Mgmt For For
3i.a To re-elect Mr Lau Chi Ping Martin as director Mgmt For For
3i.b To re-elect Mr Antonie Andries Roux as director Mgmt For For
3.ii To authorise the Board of Directors to fix the Mgmt For For
Directors' remuneration
4 To re-appoint Auditor and to authorise the Board Mgmt For For
of Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares (Ordinary Resolution
5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new shares Mgmt Against Against
by adding the number of shares repurchased
(Ordinary Resolution 7 as set out in the notice
of the AGM)
8 To authorize the Board of Directors to establish Mgmt Against Against
further employee incentive schemes
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 933450493
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 CONSIDERATION AND APPROVAL OF THE BOARD AND Mgmt For For
INDEPENDENT AUDITOR'S REPORTS ON THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER
31, 2010, 2009 AND 2008.
A2 CONSIDERATION AND APPROVAL OF THE BOARD & INDEPENDENT Mgmt For For
AUDITOR'S REPORTS ON THE ANNUAL ACCOUNTS AS
AT DECEMBER 31, 2010.
A3 ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND Mgmt For For
PAYMENT.
A4 DISCHARGE TO THE MEMBERS OF THE BOARD FOR THE Mgmt For For
EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR
ENDED DECEMBER 31, 2010.
A5 ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For
A6 COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS.
A7 APPOINTMENT OF THE INDEPENDENT AUDITORS FOR Mgmt For For
THE FISCAL YEAR ENDING DECEMBER 31, 2011 AND
APPROVAL OF THEIR FEES.
A8 AUTHORIZATION TO THE BOARD TO DELEGATE THE DAY-TO-DAY Mgmt For For
MANAGEMENT OF THE COMPANY'S BUSINESS TO ONE
OR MORE OF ITS MEMBERS.
A9 AUTHORIZATION TO THE BOARD OF DIRECTORS TO APPOINT Mgmt For For
ONE OR MORE OF ITS MEMBERS AS THE COMPANY'S
ATTORNEY-IN-FACT.
E1 ADAPTATION OF ARTICLES OF ASSOCIATION TO THE Mgmt For For
ABOLISHMENT OF THE LAW OF JULY 31, 1929, AND
THE TERMINATION OF THE HOLDING COMPANY STATUS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
E2 CHANGE OF THE DATE OF THE ANNUAL GENERAL MEETING Mgmt For For
OF SHAREHOLDERS SO THAT IT BE HELD ON THE FIRST
WEDNESDAY OF MAY OF EACH YEAR AT 2:30 P.M.,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE DAEGU BANK LTD Agenda Number: 702663990
--------------------------------------------------------------------------------------------------------------------------
Security: Y1859G115
Meeting Type: EGM
Meeting Date: 31-Jan-2011
Ticker:
ISIN: KR7005270004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT
IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S
REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO SEE IF THE RECIPIENT OF
YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN"
AS A VALID VOTE OPTION.
1 Approval of stocks swap Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING DATE FROM 21 JAN TO 31 JAN 2011.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
THE DAEGU BANK LTD Agenda Number: 702743217
--------------------------------------------------------------------------------------------------------------------------
Security: Y1859G115
Meeting Type: EGM
Meeting Date: 31-Jan-2011
Ticker:
ISIN: KR7005270004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 755613 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE
WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS.
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS
WILL TREAT "ABSTAIN" AS A VALID VOTE OPTION.
1 Approval of stock transfer Mgmt For For
2 Approval of amendment of conditions of stock Mgmt For For
options
--------------------------------------------------------------------------------------------------------------------------
THE DAEGU BANK LTD Agenda Number: 702803190
--------------------------------------------------------------------------------------------------------------------------
Security: Y1859G115
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7005270004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement (expected cash Mgmt For For
div : KRW 300 per 1 share)
2 Election of Directors (6) Non Outside Director Mgmt For For
: Byung Woon G Jin, Chang Mo Jung - Outside
Director : Choong Young Ahn, Jung Do Lee, Nak
In Sung, Ji Un Lee
3 Election of Audit Committee Members (2) - Audit Mgmt For For
Committee Member Nominee as Non Outside Director:
Chang Mo Jung - Audit Committee Member as Outside
Director : Jung Do Lee
--------------------------------------------------------------------------------------------------------------------------
THE HONG KONG AND CHINA GAS COMPANY LIMITED Agenda Number: 703020139
--------------------------------------------------------------------------------------------------------------------------
Security: Y33370100
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: HK0003000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110421/LTN20110421590.pdf
1 To receive and consider the statement of accounts Mgmt For For
for the financial year ended 31st December
2010 and the reports of the Directors and Auditors
thereon
2 To declare a final dividend Mgmt For For
3.I To re-elect Dr. the Hon. Lee Shau Kee as Director Mgmt For For
3.II To re-elect Mr. Colin Lam Ko Yin as Director Mgmt For For
3.III To re-elect Dr. the Hon. David Li Kwok Po as Mgmt For For
Director
3.IV To re-elect Mr. Alfred Chan Wing Kin as Director Mgmt For For
4 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Directors to fix their
remuneration
5.I To approve the issue of Bonus Shares Mgmt For For
5.II To approve the renewal of the general mandate Mgmt For For
to the Directors for repurchase of Shares
5.III To approve the renewal of the general mandate Mgmt For For
to the Directors for the issue of additional
Shares
5.IV To authorise the Board of Directors to allot, Mgmt For For
issue or otherwise deal with additional Shares
equal to the number of Shares repurchased under
Resolution 5(II)
5.V To approve the amendments to the Company's Articles Mgmt For For
of Association
--------------------------------------------------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC CO LTD Agenda Number: 703103250
--------------------------------------------------------------------------------------------------------------------------
Security: Y7905M113
Meeting Type: EGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: TH0015010018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING Non-Voting No vote
SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA
DURING THE MEETING,WE WILL VOTE THAT AGENDA
AS ABSTAIN.
1 To consider and adopt the minutes of the extraordinary Mgmt For For
general shareholders meeting no. 1/2011,
held on 16 March 2011
2 To consider and adopt the minutes of the annual Mgmt For For
general shareholders meeting no. 188, held
on 5 April 2011
3 To consider and approve the acquisition of the Mgmt Against Against
business of the Siam Industrial Credit
Public Company Limited (SICCO) by making a
tender offer for the delisting of SICCO securities
from the set
4 To consider and approve making a tender offer Mgmt Against Against
for all securities of SICCO Securities
Public Company Limited (SSEC) from other shareholders
of SSEC after the bank has purchased shares
in SICCO pursuant to the tender offer for all
securities of SICCO until the bank's shareholding
percentage in SICCO increases up to 50pct
or more of the total votes in SICCO
5 To consider and approve authorizing the executive Mgmt Against Against
committee, or the chairman of the executive
committee, or the president, or the person(s)
whom the executive committee may assign,
to have power and authority to determine
conditions and other details relating to
and/or in connection with the tender offers
for all SICCO securities and SSEC securities
to be carried out by the bank
--------------------------------------------------------------------------------------------------------------------------
TURK SISE CAM Agenda Number: 702852737
--------------------------------------------------------------------------------------------------------------------------
Security: M9013U105
Meeting Type: AGM
Meeting Date: 15-Apr-2011
Ticker:
ISIN: TRASISEW91Q3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Election of presidency board and authorizing Mgmt Take No Action Against
presidency board to sign the minutes of
meeting
2 Reading the reports of board members, auditors Mgmt Take No Action Against
and independent audit firm
3 Discussing and approval of balance sheet and Mgmt Take No Action Against
income statement
4 Take a decision of dividend distribution type Mgmt Take No Action Against
and date
5 Approval of elected board members Mgmt Take No Action Against
6 Release of board members and auditors Mgmt Take No Action Against
7 Election of board members Mgmt Take No Action Against
8 Election of auditors Mgmt Take No Action Against
9 Permitting board members as per items 334 and Mgmt Take No Action Against
335 of TCC
10 Determination on wages of board members Mgmt Take No Action Against
11 Determination on wages of auditors Mgmt Take No Action Against
12 Informing shareholders about donations Mgmt Take No Action Against
13 Informing about pledges, pawns, collaterals Mgmt Take No Action Against
and mortgages given to third parties
--------------------------------------------------------------------------------------------------------------------------
TURK TELEKOMUNIKASYON Agenda Number: 703022486
--------------------------------------------------------------------------------------------------------------------------
Security: Y90033104
Meeting Type: OGM
Meeting Date: 24-May-2011
Ticker:
ISIN: TRETTLK00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and election of the presidential board Mgmt Abstain Against
2 Delegating authority to chairmanship to sign Mgmt Abstain Against
the minutes of the meeting
3 Concerning the activities and accounts of 2010, Mgmt Abstain Against
the reading and deliberation of the board
of directors' report
4 Concerning the activities and accounts of 2010, Mgmt Abstain Against
the reading and deliberation of the auditors'
report
5 Concerning the activities and accounts of 2010, Mgmt Abstain Against
the reading and deliberation of the independent
auditors' report
6 Reading, deliberation and approval of the balance Mgmt Abstain Against
sheet and income statements for the year 2010
7 Election of the board of directors regarding Mgmt Abstain Against
the 10th article of the main agreement
and 315th article of the Turkish Commercial
Code
8 Election of the auditors regarding 351th article Mgmt Abstain Against
of the Turkish Commercial Code
9 Absolving the board members for the activities Mgmt Abstain Against
of 2010
10 Absolving the auditors for the activities of Mgmt Abstain Against
2010
11 Decision on the profit distribution proposal Mgmt Abstain Against
of the board of directors
12 Decision on the independent auditing firm and Mgmt Abstain Against
signing agreement with company auditing firm
Guney Bagimsiz Denetim Ve SMMM A.S.
13 Decision on the monthly gross salaries of board Mgmt Abstain Against
of directors and auditors
14 Presentation of information to the shareholders Mgmt Abstain Against
about the profit distribution policy of the
company regarding corporate governance principle
15 Reading of the report of the independent audit Mgmt Abstain Against
firm
16 Presentation of information to the general assembly Mgmt Abstain Against
about the donations and contributions made
during the year
17 Presentation of information to the shareholders Mgmt Abstain Against
about the transactions made with the concerned
parties during the year
18 Deliberation and voting for the person/people Mgmt Abstain Against
who will be authorized by board of directors
for the company purchases up limited to EUR
300 million
19 Deliberation and voting for authorizing board Mgmt Abstain Against
of directors in order to create companies for
private purposes for such company purchases
20 Presentation of information to the shareholders Mgmt Abstain Against
about the assurances, mortgages and
depositions given to the third parties
21 Authorizing board members according to the articles Mgmt Abstain Against
334 and 335 of the Turkish Commercial
Code
22 Wishes and closure Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI A S Agenda Number: 702832165
--------------------------------------------------------------------------------------------------------------------------
Security: M4752S106
Meeting Type: OGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: TRAGARAN91N1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and formation of the Board of Presidency Mgmt Abstain Against
2 Authorization of the Board of Presidency for Mgmt Abstain Against
the execution of the minutes of the Ordinary
General Shareholder's Meeting
3 Reading and discussion of the Board of Directors' Mgmt Abstain Against
Annual Report and Auditors' Reports
4 Reading, discussion and ratification of the Mgmt Abstain Against
Balance sheet and Profit and Loss Accounts
and acceptance or rejection by discussion of
the Board of Directors' proposal regarding
the dividend distribution
5 Amendment to Articles 7.,9.,10.,12.,14., 49., Mgmt Abstain Against
Provisional Article and Provisional Article
2 of the Articles of Association of the Bank
6 Release of members of the Board of Directors Mgmt Abstain Against
and Auditors
7 Determination of the remuneration of the members Mgmt Abstain Against
of the Board of Directors and Auditors
8 Informing the shareholders with regard to the Mgmt Abstain Against
past year's charitable donations
9 Authorization of the members of the Board of Mgmt Abstain Against
Directors to do business with the Bank (provisions
of the Banking Law to remain reserved) in accordance
with Articles 334 and 335 of Turkish Commercial
Code
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF ARTICLE NUMBER IN RESOLUTION 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TURKIYE HALK BANKASI A S Agenda Number: 702784895
--------------------------------------------------------------------------------------------------------------------------
Security: M9032A106
Meeting Type: OGM
Meeting Date: 01-Mar-2011
Ticker:
ISIN: TRETHAL00019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and election of the presidential board Mgmt Abstain Against
2 Delegating authority to chairmanship to sign Mgmt Abstain Against
the minutes of the meeting
3 Concerning the activities and accounts of 2010, Mgmt Abstain Against
the reading and deliberation of the board
of directors and auditors reports submitting
the independent auditing report for general
assembly's approval
4 Reading, deliberation and approval of the balance Mgmt Abstain Against
sheet, income statements and profit loss
distribution table for the year 2010
5 Submitting the assignments made to the board Mgmt Abstain Against
membership according to the 315th article of
the Turkish commercial code; approval of board
member appointments
6 Absolving the members of the board of directors Mgmt Abstain Against
and the auditors
7 Determining the monthly gross salaries of the Mgmt Abstain Against
board of directors and auditors
8 Authorization of board of directors to issue Mgmt Abstain Against
equity securities, bonds and other debt
instruments
9 Authorizing board of directors to move the headquarters Mgmt Abstain Against
to Istanbul
10 Presentation of information about the donations Mgmt Abstain Against
and contributions to the general assembly
11 Wishes and closure Mgmt Abstain Against
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF TEXT IN RESOLUTION 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TURKIYE IS BANKASI AS Agenda Number: 702821439
--------------------------------------------------------------------------------------------------------------------------
Security: M8933F115
Meeting Type: OGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: TRAISCTR91N2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and election of the presidential board,delegating Mgmt Abstain Against
authority to chairmanship to sign the
minutes of the meeting
2 Reading and deliberation of the board of directors Mgmt Abstain Against
and auditor's reports, brief independent
auditing report
3 Analyse and approval of balance sheet and income Mgmt Abstain Against
statements of 2010
4 Absolving the members of the board of directors Mgmt Abstain Against
for the company's activities accounts in 2010
5 Absolving the auditors for the companys activities Mgmt Abstain Against
and accounts in 2010
6 Decision on profit distribution, its method Mgmt Abstain Against
and date
7 Election of the board of directors members Mgmt Abstain Against
8 Election of auditors Mgmt Abstain Against
9 Determining the salaries of members of board Mgmt Abstain Against
of directors
10 Determining the salaries of auditors Mgmt Abstain Against
11 Authorizing board of directors according to Mgmt Abstain Against
the 334th and 335th articles of Turkish commercial
code
12 Presenting of information to the shareholders Mgmt Abstain Against
about the donations made during year 2010
--------------------------------------------------------------------------------------------------------------------------
TURKIYE PETROL RAFINERILERI A S Agenda Number: 702809825
--------------------------------------------------------------------------------------------------------------------------
Security: M8966X108
Meeting Type: OGM
Meeting Date: 01-Apr-2011
Ticker:
ISIN: TRATUPRS91E8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and election of the presiding board Mgmt For Split
of the general assembly meeting
2 Concerning the activities and accounts of 2010, Mgmt For Split
the reading and deliberation of the board
of directors and auditor's reports, the brief
independent auditing report by the independent
auditing company, namely Guney Bagimsiz
Denetim Ve Serbest Muhasebeci Mali Musavirlik
A.S. a member of Ernst Young global limited,
the acceptance, acceptance through modification
or rejection of the recommendation by the
board of directors concerning the balance sheet
and income table for 2010
3 Absolve of the board members and board auditors Mgmt For Split
for the company's accounts and activities
of the year 2010
4 Decision on board of directors number and election Mgmt For Split
of board of directors according to the
number
5 Decision on auditors number and election of Mgmt Split 50% For 50% Against Split
auditors according to the number
6 Determining the salaries of the board of directors Mgmt For Split
and auditors
7 The acceptance, acceptance through modification Mgmt For Split
or rejection of the recommendation
by the board of directors concerning the distribution
of the income of 2010
8 Presentation of information to the shareholders Mgmt Split 50% Against 50% Abstain Against
about the profit distribution policy for the
year 2011 and following years
9 Presentation of information to the shareholders Mgmt Split 50% Against 50% Abstain Against
about the ethical policy of the company
10 Presentation of information to the shareholders Mgmt Split 50% Against 50% Abstain Against
about the donations for the year 2010
11 Presentation of information to the shareholders Mgmt Split 50% Against 50% Abstain Against
about the concerned parties
12 Decision on the election of the independent Mgmt For Split
auditing firm elected by the board of
directors according to the rules of capital
markets board
13 In accordance with the commercial law article Mgmt For Split
334 and 335, give permission to the board members
to perform business activities within the fields
of activity of the company by himself
or on the behalf of others and to be a
partner in any company performing similar activities
and to make other transactions
14 Signing the minute book by the presiding board Mgmt For Split
and authorising the presiding board to sign
in the name and behalf of the attendants
15 Wishes and comments of our shareholders Mgmt Split 50% Against 50% Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TURKIYE SINAI KALKINMA BANKASI A.S., ISTANBUL Agenda Number: 702804798
--------------------------------------------------------------------------------------------------------------------------
Security: M8973M103
Meeting Type: OGM
Meeting Date: 25-Mar-2011
Ticker:
ISIN: TRATSKBW91N0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening, formation of presidency board and authorising Mgmt Abstain Against
board members to sign the minutes of the meeting
2 Reading and discussion of presidency and audit Mgmt Abstain Against
boards and independent audit firm reports
3 Election of board members in replacement of Mgmt Abstain Against
those who had resigned throughout the year
4 Reading and approval of balance sheet and profit Mgmt Abstain Against
and loss reports
5 Determination on dividend distribution Mgmt Abstain Against
6 Release of board members and auditors Mgmt Abstain Against
7 Election of auditors Mgmt Abstain Against
8 Determination on wages of board members and Mgmt Abstain Against
auditors
9 Informing shareholders about information policy Mgmt Abstain Against
and ethical rules of company
10 Informing shareholders about donations Mgmt Abstain Against
11 Permitting the board members as per items 334 Mgmt Abstain Against
and 335 of TCC
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES S A Agenda Number: 702952929
--------------------------------------------------------------------------------------------------------------------------
Security: P94396101
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BRUGPAACNPR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM 4 AND 5 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To examine, discuss and vote upon the board Non-Voting No vote
of directors' annual report, the financial
statements and independent auditor's and finance
committee report relating to fiscal year
ending December 31, 2010
2 To consider the proposal for the capital budget Non-Voting No vote
for the year 2011
3 To decide on the allocation of the net profits Non-Voting No vote
from the fiscal year ended on December 31,
2010
4 To elect the members of the board of directors Mgmt Abstain Against
and set their remuneration
5 To elect the members of the finance committee, Mgmt Abstain Against
and set their remuneration
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES S A Agenda Number: 933475104
--------------------------------------------------------------------------------------------------------------------------
Security: 90400P101
Meeting Type: Special
Meeting Date: 28-Jun-2011
Ticker: UGP
ISIN: US90400P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CONVERSION OF ALL PREFERRED SHARES ISSUED BY Mgmt For For
THE COMPANY INTO COMMON SHARES, AT A RATIO
OF 1 (ONE) PREFERRED SHARE FOR 1 (ONE) COMMON
SHARE
02 CONFIRMATION THAT THE NEW PROVISIONS RELATED Mgmt For For
TO THE RIGHTS OF ALL COMPANY'S SHAREHOLDERS
IN THE EVENT OF A CHANGE IN CONTROL (TAG ALONG),
PURSUANT TO THE DRAFT PROPOSED BYLAWS AND THE
RULES OF THE NOVO MERCADO, ARE EQUIVALENT TO
THE PROVISIONS OF THE COMPANY'S CONTROLLING
SHAREHOLDERS' AGREEMENT OF MARCH 22ND, 2000.
--------------------------------------------------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES S A Agenda Number: 703093613
--------------------------------------------------------------------------------------------------------------------------
Security: P94396101
Meeting Type: SGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: BRUGPAACNPR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ALL ITEMS. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Conversion of all of the preferred shares of Mgmt For For
the company into common shares, in the proportion
of one preferred share for one common share
2 Equivalency of rights assured to all of the Mgmt For For
shareholders in the event of disposition
of control of the company in accordance with
the terms of the draft of the corporate
bylaws proposed and of the Novo Mercado regulations,
to that provided for in the controlling shareholders
agreement of the company of March 22, 2000
--------------------------------------------------------------------------------------------------------------------------
UNIMICRON TECHNOLOGY CORP Agenda Number: 703139091
--------------------------------------------------------------------------------------------------------------------------
Security: Y90668107
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: TW0003037008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 804922 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
A.3 The status of investment in People's Republic Non-Voting No vote
of China
A.4 The revision to the rules of the board meeting Non-Voting No vote
A.5 The status of buyback treasury stock Non-Voting No vote
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution. Proposed cash Mgmt For For
dividend: TWD 2.6 per share
B.3 The revision to the procedures of monetary loans Mgmt For For
B.4 The revision to the procedures of endorsement Mgmt For For
and guarantee
B.511 The election of the director: Tzyy Jang Tseng Mgmt For For
/ Shareholder No.: 1162
B.512 The election of the director: Umc / Shareholder Mgmt For For
No.: 3 Representative: Chitung Liu
B.513 The election of the director: Teresa Wang / Mgmt For For
Shareholder No.: 148876
B.514 The election of the director: Yen-Shen Hsieh Mgmt For For
/ Shareholder No.: 22085
B.515 The election of the director: David Lee / Shareholder Mgmt For For
No.: 82031
B.516 The election of the director: Steve Chiang / Mgmt For For
Shareholder No.: 36483
B.521 The election of the independent director: Ching-Shen Mgmt For For
Su / Id No.: E100978375
B.522 The election of the independent director: Kris Mgmt For For
Peng / Id No.: H120213065
B.523 The election of the independent director: Ling-Ling Mgmt For For
Wu / Id No.: E221904180
B.531 The election of the supervisor: Hsan Chieh Corp. Mgmt For For
Ltd. / Shareholder No.: 22084
B.532 The election of the supervisor: Chien Chih Liu Mgmt For For
/ Shareholder No.: 22591
B.533 The election of the supervisor: Sheng Yui Wang Mgmt For For
/ Shareholder No.: 1967
B.6 The proposal to release the prohibition on directors Mgmt For For
from participation in competitive business
B.7 Other issues and extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
URALKALI JSC Agenda Number: 702543299
--------------------------------------------------------------------------------------------------------------------------
Security: X9519W108
Meeting Type: EGM
Meeting Date: 17-Sep-2010
Ticker:
ISIN: RU0007661302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 722469 DUE TO RECEIPT OF DIRECTOR NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 Approve the order of conducting EGM of shareholders Mgmt For For
2 Approve the new edition of Charter of the Company Mgmt For For
3 Grant discharge to the Board of Directors Mgmt For For
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
4.1 Election of Anton Borisovich Averin to the Board Mgmt Against Against
of Directors
4.2 Election of Alexander Stalyevich Voloshin to Mgmt Against Against
the Board of Directors
4.3 Election of Pavel Sergeevich Grachev to the Mgmt Against Against
Board of Directors
4.4 Election of Aleksander Efimovich Malah to the Mgmt Against Against
Board of Directors
4.5 Election of Alexander Ilyich Mosionzhik to the Mgmt Against Against
Board of Directors
4.6 Election of Anna Alekseevna Kolonchina to the Mgmt Against Against
Board of Directors
4.7 Election of Alexander Natanovich Nesis to the Mgmt Against Against
Board of Directors
4.8 Election of Hans Jochum Horn to the Board of Mgmt For For
Directors
4.9 Election of Ilya A. Yuzhanov to the Board of Mgmt For For
Directors
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN DIRECTOR NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
URALKALI JSC Agenda Number: 702746869
--------------------------------------------------------------------------------------------------------------------------
Security: 91688E206
Meeting Type: EGM
Meeting Date: 04-Feb-2011
Ticker:
ISIN: US91688E2063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the transaction/series of inter-related Mgmt For For
transactions for the placement of Exchange-Traded
Bonds by the Company as a major transaction
on the following terms: a) The class, category,
number value of the Exchange-Traded
Bonds being placed: 50,000,000 (fifty million)
non-convertible interest-bearing
certificated exchange-traded bearer bonds
with mandatory centralized custodianship
Series BO-01 with call feature at the request
of holders and at the discretion of the Issuer
with a total face value of 1000 (one thousand)
rubles each, with a total face value of
50,000,000,000 (fifty billion) rubles
with a term of redemption on the 1,092nd
(one thousand ninety second) day after the
start of the placement of the Exchange-Traded
Bonds. b) Subject matter of the transaction:
The placement of Series BO-01 Exchange-Traded
Bonds CONTD.
CONT CONTD by open subscription at the price of 100 Non-Voting No vote
(one hundred) percent of the face value of
the Series BO-01 Exchange-Traded Bonds, which
is 1,000 rubles per 1 Series BO-01 Exchange-Traded
Bond (starting from the second day after
the placement the purchasers shall but also
pay the accumulated coupon income).
Placement of the Exchange-Traded Bonds shall
take place through the conclusion of purchase
and sale agreements at the Exchange-Traded
Bond Placement Price, as determined
in the Resolution on the Issuance of
Securities. During placement of the Exchange-Traded
Bonds, the transactions to be concluded with
MICEX through filling the offers to purchase
the Exchange-Traded Bonds, submitted
using the trading systems of the Exchange in
accordance with the MICEX trading rules. The
placement of the Exchange-Traded Bonds CONTD.
CONT CONTD may take place in the form of a competition Non-Voting No vote
for determining the interest rate for
the first coupon or at a fixed price and the
interest rate for the first coupon as determined
earlier by the Issuer using the procedures
provided for in the Resolution on the Issuance
of Securities and the Securities Prospectus.
c) Parties to the transaction/series of inter-related
transactions for the placement of the Exchange-Traded
Bonds: The Exchange-Traded Bond
Issuer - OJSC Uralkali, and individuals and
legal entities who are the purchasers
of the Exchange-Traded Bonds during their
placement by open subscription. d) Price
of the transaction for the placement of Exchange-Traded
Bonds: the price of the transaction for the
placement of Exchange-Traded Bonds shall
be determined based upon (i) the total face
value of the Exchange-Traded Bonds CONTD.
CONT CONTD in the amount of 50,000,000,000 (fifty Non-Voting No vote
billion) rubles, and the (ii) aggregate coupon
income paid by the Issuer to the holders of
the Exchange-Traded Bonds for
the entire period that the Exchange-Traded
Bonds are in circulation. The amounts of
the coupon income (interest rate) shall be
determined by the Issuer using the procedures
and on the terms provided for by the Resolution
on the Issuance of Securities and the Securities
Prospectus, but in a case they shall
be no more than 15% (fifteen percent) annual
interest. e) Other transaction terms: Method
for the placement of the Exchange-Traded Bonds:
open subscription. Placement of the Exchange-Traded
Bonds shall take place through concluding
purchase and sale transactions at the Exchange-Traded
Bond placement price. During placement of the
Exchange-Traded Bonds, CONTD.
CONT CONTD the transactions to be concluded with Non-Voting No vote
Closed Joint Stock Company MICEX Stock Exchange
(hereinafter -"MICEX") through filling the
offers to purchase the Exchange-Traded Bonds,
submitted using the trading systems of the
Exchange in accordance with the MICEX
trading rules. Exchange- Traded Bonds Placement
Price: The placement price for the Exchange-Traded
Bonds shall be established equal to 1000
(one thousand) rubles per Exchange-Traded Bonds
(100% (one hundred percent) of the face
value). Starting on the second day after
the placement of the Exchange-Traded Bonds,
when purchasing Exchange-Traded
Bonds, the buyer shall also pay the accumulated
coupon interest for the corresponding
number of days. The accumulated coupon income
(ACI) per Exchange-Traded Bond shall be calculated
using the following CONTD.
CONT CONTD formula: ACI = Nom * C * ((T-T0)/365)/ Non-Voting No vote
100%, where Nom - the face value of one
Exchange-Traded Bond, rubles, C - the interest
rate of the first coupon ( annual percentage
rate), T - the placement date of the
Exchange-Traded Bonds; T0 - the start
date for the placement of the Exchange-Traded
Bonds. Form of payment for the Exchange-Traded
Bonds to be placed: The Exchange-Traded
Bonds shall be paid for in monetary form in
the currency of the Russian Federation by
bank transfer. No possibility for an extension
for payments for the securities of the issue
has been provided for. No possibility for payments
for the securities using non-monetary means
has been provided for. Exchange-Traded Bond
Redemption Term: start date - the 1092nd
(one thousand ninety second) day after the
placement of the Exchange-Traded
Bond issue. CONTD.
CONT CONTD The redemption start date and end date Non-Voting No vote
for the Exchange-Traded Bonds of the issue
coincide. Form and procedures for Exchange-Traded
Bond redemption: redemption of the
Exchange-Traded Bonds shall take place in
monetary form in the currency of the Russian
Federation by bank transfer. The possibility
for Exchange-Traded Bond holders to choose
the form of redemption of the Exchange-Traded
Bonds has not been provided for. The possibility
of early redemption under a requirement
from the Exchange-Traded Bond holders and
at the discretion of the Issuer has been provided
for. The early redemption of Exchange-Traded
Bonds shall be allowed only after they have
been paid for in full and the placement
has been completed, except for redemption
in cases when all categories and types of shares
and/or all bonds of the Issuer of the Exchange-
CONTD.
CONT CONTD Traded Bonds are removed from the list Non-Voting No vote
of securities which are admitted to
trading on all the stock exchanges, carrying
out the admission of the Exchange- Traded Bonds
to trading (except for cases of bond de-listing
due to the expiry of their term circulation
or their redemption). Early redemption
type: at the request of the holders of the
Issuer's Exchange-Traded Bonds.
A) The holders of the Exchange-Traded Bonds
shall acquire the right to present the
Exchange-Traded Bonds which belong to them
for early redemption if all categories and
types of shares and/or all the bonds of
the Issuer of the Exchange-Traded Bonds of
this issue admitted to trading on the financial
markets are excluded from the list of securities
which are admitted to trading on all the
stock exchanges carrying out the admission
of the Exchange-Traded CONTD.
CONT CONTD Bonds to trading (except for cases of Non-Voting No vote
bond de-listing due to the expiry of
their term circulation or their redemption).
Early Redemption of the Exchange-Traded
Bonds shall be carried out for the unredeemed
portion at face value. Moreover an accumulated
coupon income shall be paid calculated as of
the date of the early redemption of the Exchange-Traded
Bonds in accordance with the terms
of the Resolution on the Issuance of Securities.
B) The holders of the Exchange-Traded Bonds
of this issue shall acquire the rights
to present the Exchange-Traded Bonds which
belong to them for early redemption should
any of the following events occur: - a delay
of more than 7 (seven) days in the Issuer's
delay of its performance of its obligations
for paying the coupon income for the Exchange-Traded
Bonds of this issue from the payment CONTD.
CONT CONTD date of the relevant coupon income established Non-Voting No vote
in accordance with the Resolution on the Issuance
of Securities and the Securities Prospectus;
- a delay of more than 7 (seven) days in
the Issuer's delay of its performance of its
obligations for paying the coupon income for
any bonds issued by the Issuer on the
territory of the Russian Federation from the
payment date of the relevant coupon income
established in accordance with the Resolution
on the Issuance of Securities and the Securities
Prospectus; - a declaration by the Issuer
of its inability to perform the financial obligations
under the Exchange-Traded Bonds of this
issue or in regard to other bonds issued by
the Issuer on the territory of the Russian
Federation; - the delay of more than 30 (thirty)
days by the Issuer in its obligations to redeem
(including early CONTD.
CONT CONTD redemption) of any obligations issued Non-Voting No vote
by the Issuer on the territory of the Russian
Federation; - the presentation of other ruble
bonds of the Issuer for early redemption
under the calls for redemption of the holders,
both those already placed as well as those
to be placed in the future (the purchase
of any bonds of the Issuer in circulation by
agreement with their holders and/or under
a requirements of the holders with the possibility
of their subsequent circulation shall not
entail the right to require the early redemption
of the Exchange-Traded Bonds of this issue).
Early redemption type: callable by the
Issuer. A) The possibility or impossibility
of early redemption of the Exchange-Traded
Bonds during the period of circulation at
the discretion of the Issuer shall be determined
by a resolution of the Issuer before
CONTD.
CONT CONTD the Exchange- Traded Bonds placement start Non-Voting No vote
date. Moreover, if the Issuer has adopted
a resolution on the possibility of the early
redemption of the Exchange-Traded Bonds at
its discretion, then in this resolution the
Issuer shall determine the date on which
the early redemption of the Exchange-Traded
Bonds is possible at the discretion of the
Issuer. This resolution shall be taken
by the Issuer's sole executive body. Should
a resolution be adopted regarding the
possibility of the early redemption of the
Exchange-Traded Bonds at the discretion of
the Issuer, the Issuer may adopt a resolution
regarding the early redemption of the Exchange-Traded
Bonds no later than 20 (twenty) business
days before the date determined in the Issuer's
resolution on the possibility of the early
redemption of the Exchange- Traded Bonds
is possible at CONTD.
CONT CONTD the discretion of the Issuer in which Non-Voting No vote
the early redemption of the Exchange-Traded
Bonds is possible at the discretion of the
Issuer. This resolution shall be taken
by the Issuer's authorized body. Early redemption
of the Exchange-Traded Bonds shall take place
in monetary form in the currency of
the Russian Federation by bank transfer. The
possibility for Exchange-Traded Bond holders
to choose the form of early redemption of the
Exchange-Traded Bonds has not been provided
for. Early Redemption of the Exchange-Traded
Bonds shall be carried out for the unredeemed
portion at face value. Moreover the ACI shall
be paid calculated as of the date of the early
redemption of the Exchange-Traded Bonds in
accordance with the terms of the Resolution
on the Issuance of Securities. B) Before the
Exchange-Traded Bonds placement start date,
the CONTD.
CONT CONTD Issuer may adopt a resolution regarding Non-Voting No vote
the early partial redemption of the Exchange-Traded
Bonds on the date that the next coupon period(s)
ends. Moreover the Issuer must determine the
number of coupon period(s) on the end date
of which the Issuer is to carry out the early
redemption of a certain portion of the face
value of the Exchange-Traded Bonds, as well
as the percentage of the face value
of which is to be redeemed on the end date
of this coupon period. This resolution shall
be taken by the Issuer's sole executive
body. Should a resolution be adopted regarding
the early partial redemption of the Exchange-Traded
Bonds, then the purchase of the
Exchange-Traded Bonds shall signify the Exchange-Traded
Bond purchaser's consent with the possibility
of their early redemption at the discretion
of the Issuer. The early CONTD.
CONT CONTD partial redemption of the Exchange-Traded Non-Voting No vote
Bonds at the discretion of the Issuer shall
be carried out at the same percentage of the
face value of the Exchange-Traded Bonds in
relation to all of the bonds of the issue.
C) The Issuer shall have the right to adopt
a resolution on the early redemption of the
Exchange-Traded Bonds on the date of the end
of the j-th coupon period (j<6) preceding the
coupon period, and its interest rate will be
determined after the MICEX disclose information
regarding the results of the Exchange-Traded
Bond issuance and the federal executive branch
authority for the securities markets has been
duly notified. This resolution shall be taken
by the Issuer's sole executive body. Purchase
of the Exchange-Traded Bonds shall signify
the consent of the Exchange-Traded Bond purchaser
CONTD.
CONT CONTD to the possibility of their early redemption Non-Voting No vote
at the discretion of the Issuer. Early redemption
of the Exchange-Traded Bonds shall take place
in monetary form in the currency of the
Russian Federation by bank transfer. The possibility
for Exchange-Traded Bond holders to choose
the form of early redemption of the Exchange-Traded
Bonds has not been provided for. Early
redemption of the Exchange-Traded Bonds shall
take place at the discretion of the Issuer
for all Exchange-Traded Bonds of issue. The
expenses connected with making entry records
regarding the crediting of the placed securities
to a depot account at the depository (which
is maintaining the centralized custodianship
of the Exchange-Traded Bonds) for their first
holders (purchases), shall be borne
by the first holders (purchases) of the
securities
2 To approve the transaction/series of inter-related Mgmt For For
transactions for a planned cross-currency interest
rate swap and pledge agreement securing the
cross-currency interest rate swap
as a major transaction on the following
terms: 2.1 Cross-currency Interest Rate Swap:
a) Subject of the Cross-currency
Interest Rate Swap: an initial cross-payment
by the Counterparty and OJSC Uralkali
of Nominal Amounts in rubles and U.S. Dollars
(the Counterparty shall pay OJSC Uralkali
the ruble equivalent of the Nominal Amount
in U.S. Dollars, and OJSC Uralkali shall pay
the Counterparty the Nominal Amount in
rubles) on the Initial Payment Date and a final
cross-payment by the Counterparty
and OJSC Uralkali of Nominal Amounts in
rubles and U.S. Dollars (the Counterparty
shall pay OJSC Uralkali the Nominal Amount
in rubles, and CONTD.
CONT CONTD OJSC Uralkali shall pay the Counterparty Non-Voting No vote
the ruble equivalent of the Nominal Amount
in U.S. Dollars) on the Final Payment Date,
and the Counterparty shall pay OJSC
Uralkali Fixed Amounts based on the Nominal
Amount in rubles and agreed Fixed Rates
in rubles, with OJSC Uralkali paying the Counterparty
the ruble equivalent of the Fixed Amounts based
on the Nominal Amount in U.S. Dollars
and agreed Fixed Rates in U.S. Dollars
(hereinafter - the "Cross-currency Interest
Rate Swap"). The Cross-currency Interest
Rate Swap shall be governed by the written
confirmation of the parties regarding
the conclusion of cross-currency interest swap
transactions on the basis of the General Agreement
on Derivative Transactions in the Financial
Markets concluded between OJSC Uralkali and
the Counterparty in accordance with the
Model CONTD.
CONT CONTD Terms for an Agreement on Derivatives Non-Voting No vote
in the Financial Markets which was published
on the Internet on the official Internet pages
of the Association of Russian Banks,
the National Foreign Exchange Association and
the Russian National Association of Securities
Market Participants. (b) Parties to the
Cross-currency Interest Rate Swap: OJSC Uralkali,
on the one part, and one or several of the
following, on the other part: Barclays Bank
plc, or Citibank N.A., or Credit Suisse (Europe)
Ltd, or Deutsche Bank AG, or HSBC Bank plc,
or Royal Bank of Scotland plc, or UBS AG, or
VTB Bank, or VTB Capital, or Rosselkhozbank,
or any other Russian or foreign international
financial institution duly licensed and
having all the necessary permits under
applicable law to perform the operations envisaged
under the cross-currency interest
CONTD.
CONT CONTD rate swap (hereinafter - the "Counterparty"). Non-Voting No vote
c) Price and other material terms: the
Cross-currency Interest Rate Swap Price shall
be determined on the basis of the
Fixed Rate in U.S. Dollars and the Nominal
Amount in U.S. Dollars. The Nominal Amount
in rubles shall not be more than 50,000,000,000
(fifty billion) rubles. The Nominal Amount
in U.S. Dollars is equal to the quotient of
the Nominal Amount in rubles and the official
U.S. Dollar-to-ruble exchange rate of the
Central Bank of Russia on the Transaction
Date. The Fixed Amount in rubles shall be paid
by the Counterparty. The ruble
equivalent of the Fixed Amount in U.S. Dollars
shall be paid by OJSC Uralkali. The Fixed
Amount in rubles is equal to the coupon payments
for the Exchange-Traded Bonds for a 6-month
coupon period multiplied by the number of coupon
periods CONTD.
CONT CONTD under the Exchange-Traded Bonds. The Fixed Non-Voting No vote
Amount in US dollars is equal to an interest
payment in an amount not less than the amount
of the interest payment for the Nominal
Amount in dollars at the rate of no more
than 10.00% annual interest for a 6-month
coupon period multiplied by the number
of coupon periods for the Exchange-Traded Bonds.
The term of the Cross-currency Interest
Rate Swap is no more than 40 (forty) months
from the Commencement Date. Payments under
the Cross-currency Interest Rate Swap
between OJSC Uralkali and the Counterparty
shall be in rubles at the official U.S. Dollar-to-ruble
exchange rate of the Central Bank of Russia
on the payment date. Payment terms -
parties shall effect cross-payment of the
Nominal Amount in rubles and the Nominal
Amount in U.S. Dollars, and of the Fixed
Amount in rubles and the CONTD.
CONT CONTD Fixed Amount in U.S. Dollars on payment Non-Voting No vote
netting terms as set forth in the General
Agreement on Derivative Transactions in the
Financial Markets between OJSC Uralkali
and the Counterparty, i.e., one party to the
Cross-currency Interest Rate Swap
will pay the other party only the
difference between such cross-payments, rather
than a full delivery of the respective amount.
2.2 Pledge Agreement securing the Cross-currency
Interest Rate Swap: a) Subject of the Pledge
Agreement: pledge of securities by the Company
in favor of the Counterparty to secure the
obligations of the Company under the Cross-currency
Interest Rate Swap; b) Parties to the Pledge
Agreement: the Company as pledgor and
the Counterparty as pledge; C) Price and
other material terms of the Pledge Agreement
Pledged property: the securities listed
in the List of CONTD.
CONT CONTD Securities, which are the subject of the Non-Voting No vote
pledge under the Pledge Agreement (attached).
The value of the pledged property will be determined
in the pledge agreement based upon the market
value of the pledge as determined according
to the data of the trading session of the stock
exchange on which the trading of the relevant
debt instrument takes place on the date preceding
the date of execution of the pledge agreement,
and if there are several such exchanges, then
on the MICEX on the date preceding the date
on which the pledge agreement conclusion
was concluded. The obligations secured by the
pledge and their amount: all monetary obligations
of the Company for the Cross-currency
Interest Rate Swap in favor of the Counterparty,
including all costs and losses, as well as
any expenses incurred by the pledgee in
connection CONTD.
CONT CONTD with having to sell the property pledged Non-Voting No vote
under the pledge agreement. The Pledge Agreement
is governed by the law of the Russian Federation.
The Pledged Object is located with the Company
acting as Pledgor. The Pledge Agreement
shall remain in force until the Company has
discharged all of its obligations under the
Cross-currency Interest Rate Swap
3 To approve the major transaction/series of inter-related Mgmt For For
transactions for the purchase of the shares
of Open Joint Stock Company Silvinit by the
Company. a) The Parties to the transaction:
the Company as the buyer, and Otkritie
Bank OJSC and/or its affiliate(s) as the seller.
b) Subject matter of the transaction: the
seller agrees to sell to the buyer up to 1,565,151
(one million five hundred sixty-five thousand
one hundred fifty-one) common registered
uncertificated shares of Open Joint Stock Company
Silvinit (state registration number 1-02-00282-A),
which constitutes up to 19.99998% of the
outstanding common shares of Open Joint Stock
Company Silvinit. c) Price of the transaction:
the total price of the common registered uncertificated
shares of Open Joint Stock Company Silvinit
purchased under the purchase and sale agreement
CONTD.
CONT CONTD will amount to no more than 1,400,000,000 Non-Voting No vote
(one billion four hundred million) U.S.
Dollars. The shares being purchased shall be
paid for in monetary form. d) Other
material terms of the transaction the closing
of the sale and purchase transaction for the
shares of Open Joint Stock Company Silvinit
is subject to, (i) adoption of a resolution
on approval of the purchase by OJSC Uralkali
of the shares of Open Joint Stock Company Silvinit,
and (ii) completion of the placement by the
Company of the Series BO-01 Exchange-Traded
Bonds; the seller shall provide the Company
with representations and warranties
in regard to the shares being sold. The
Company and Otkritie Bank OJSC and/or its
affiliate(s) shall have the right to sign
other agreements, transactions and documents
directly related to that which has been specified
CONTD.
CONT CONTD in this clause of the purchase and sale Non-Voting No vote
agreement or which is otherwise related
to the purchase of the shares of Open Joint
Stock Company Silvinit by the Company
4 Reorganization of the Company in the form of Mgmt For For
the merger of Open Joint Stock Company Silvinit
into OJSC Uralkali, including approval of the
agreement on merger of Open Joint Stock Company
Silvinit into OJSC Uralkali. Decision: 4.1
To reorganize OJSC Uralkali in the form of
the merger of Open Joint Stock Company
Silvinit into OJSC Uralkali (hereinafter likewise
- the "Transferring Company") on the terms
provided for by the agreement on merger of
Open Joint Stock Company Silvinit into OJSC
Uralkali (hereinafter - the "Merger
Agreement"), under which all of the property,
rights and obligations of the Transferring
Company will be transferred to OJSC Uralkali
and the operations of the Transferring Company
will be terminated. 4.2 To approve the Merger
Agreement (attached). 4.3 During the merger
of Open Joint Stock Company CONTD.
CONT CONTD Silvinit into OJSC Uralkali, the shares Non-Voting No vote
of the Transferring Company are to be converted
into (i) shares of OJSC Uralkali bought back
from shareholders of OJSC Uralkali
in accordance with the provisions of Clause
3.1.6 of the Merger Agreement, and/or (ii)
additional shares of OJSC Uralkali placed for
purposes of the conversion. The following shall
be converted into 1 (one) common registered
uncertificated share of OJSC Uralkali with
a par value of 0.5 (zero point five) rubles
each: 0,007495 common registered uncertificated
shares of Open Joint Stock Company Silvinit
with a par value of 50 (fifty) rubles 00
kopecks each; 0,019297 preferred registered
uncertificated type A shares of Open
Joint Stock Company Silvinit with a par value
of 50 (fifty) rubles kopecks each; In those
cases established by Art. 17.4 of the CONTD.
CONT CONTD Federal Law on Joint Stock Companies, Non-Voting No vote
the shares of OJSC Uralkali and/or shares
of the Transferring Company are to be cancelled
during the consolidation of the Transferring
Company into OJSC Uralkali. The number of
shares of OJSC Uralkali that each shareholder
of the Transferring Company will receive
is calculated by dividing the number of the
relevant class of shares of the Transferring
Company held by such shareholder by the
corresponding conversion ratio. Should
the number of shares of OJSC Uralkali to be
offered to the shareholder of the Transferring
Company upon conversion of the shares of the
Transferring Company held by such shareholder
into shares of OJSC Uralkali come to
a fraction, such number shall be rounded up
or down to a whole number of shares of OJSC
Uralkali offered under the conversion.
CONTD.
CONT CONTD The procedure for rounding the number Non-Voting No vote
of shares represented by a fraction up
or down is carried out under the rules of arithmetic
rounding. The rules for mathematical rounding
should be understood to mean mathematical rounding,
where the value of a whole share(s) does not
change if the first digit after the rounded
digit has a value between 0 through 4, and
it will be increased by one if the first digit
after the rounded digit has a value between
5 through 9. Moreover, if the number of shares
of OJSC Uralkali to be offered to a shareholder
of Open Joint Stock Company Silvinit upon conversion
of the shares of Open Joint Stock Company Silvinit
held by such shareholder into shares of OJSC
Uralkali come to a fraction smaller than one,
such number of shares is rounded up to one
whole share. If the shareholder of the
Transferring CONTD.
CONT CONTD Company holds common registered uncertificated Non-Voting No vote
shares and Class A preferred registered
uncertificated shares of the Transferring Company,
the number of shares of OJSC Uralkali that
such shareholder is entitled to receive
upon the conversion of its common registered
uncertificated shares and Class A preferred
registered uncertificated shares of the Transferring
Company are combined for purposes of rounding,
in accordance with this clause. 4.4
To establish that within three business days
after adopting the resolution on reorganization,
Open Joint Stock Company Silvinit shall inform
the authority which carries out the state
registration of legal entities of the commencement
of the procedure for the reorganization of
the Company and Open Joint Stock Company
Silvinit. After an entry has been made in the
Unified State Register of Legal CONTD.
CONT CONTD Entities regarding the commencement of Non-Voting No vote
reorganization procedures Open Joint Stock
Company Silvinit shall twice place a notice
regarding its reorganization, on behalf
of both companies participating in the
reorganization, with an interval of
one between the two, in the mass media outlets
in which information on the state registration
of legal entities and notices on reorganization
are published
5 Approval of the agreement on merger of Open Mgmt For For
Joint Stock Company Silvinit into OJSC Uralkali
as a major transaction. Decision: a) The Parties
to the transaction: the Transferring
Company: Open Joint Stock Company Silvinit.
The Company into which the merger is being
carried out: OJSC Uralkali b) Subject matter
of the transaction: determination of the terms
and procedures for the reorganization in the
form of the merger of Open Joint Stock Company
Silvinit into OJSC Uralkali, as well as the
conversion procedures and the conversion
ratio for the shares of the Transferring Company
into the shares of OJSC Uralkali. c) Price
of the transaction: the total price of the
property that may be alienated/acquired as
a result of concluding and executing a major
transaction - the Merger Agreement - is
calculated based upon the balance CONTD.
CONT CONTD sheet value of the property of Open Joint Non-Voting No vote
Stock Company Silvinit, as determined based
upon the financial statements of the Transferring
Company, compiled in accordance with RAS
on December 1, 2010. d) Other material terms
of the transaction The Transferring Company
shall transfer to OJSC Uralkali all the property,
rights and obligations that it has under a
transfer instrument approved by the
Transferring Company using the procedures
established under Russian law. During
the merger of Open Joint Stock Company Silvinit
into OJSC Uralkali, the shares of the Transferring
Company are to be converted into (i) shares
of OJSC Uralkali bought back from shareholders
of OJSC Uralkali in accordance with the provisions
of Clause 3.1.6 of the Merger Agreement, and/or
(ii) additional shares of OJSC Uralkali placed
for purposes CONTD.
CONT CONTD of the conversion. The following shall Non-Voting No vote
be converted into 1 (one) common registered
uncertificated share of OJSC Uralkali with
a par value of 0.5 (zero point five) rubles
each: 0,007495 common registered uncertificated
shares of Open Joint Stock Company Silvinit
with a par value of 50 (fifty) rubles 00
kopecks each; 0,019297 preferred registered
uncertificated type A shares of Open Joint
Stock Company Silvinit with a par value of
50 (fifty) rubles 00 kopecks each; In those
cases established by Art. 17.4 of the
Federal Law on Joint Stock Companies, the
shares of OJSC Uralkali and/or shares
of the Transferring Company are to be cancelled
during the consolidation of the
Transferring Company into OJSC Uralkali. The
number of shares of OJSC Uralkali that each
shareholder of the Transferring Company
will receive is CONTD.
CONT CONTD calculated by dividing the number of the Non-Voting No vote
relevant class of shares of the Transferring
Company held by such shareholder by the corresponding
conversion ratio. Should the number
of shares of OJSC Uralkali to be offered to
the shareholder of the Transferring Company
upon conversion of the shares of the Transferring
Company held by such shareholder into shares
of OJSC Uralkali come to a fraction, such
number shall be rounded up or down to a
whole number of shares of OJSC Uralkali offered
under the conversion. The procedure for
rounding the number of shares represented by
a fraction up or down is carried out under
the rules of arithmetic rounding. The rules
for mathematical rounding should be understood
to mean mathematical rounding, where the
value of a whole share(s) does not change if
the first digit after the rounded CONTD.
CONT CONTD digit has a value between 0 through 4, Non-Voting No vote
and it will be increased by one if the first
digit after the rounded digit has a value between
5 through 9. Moreover, if the number of shares
of OJSC Uralkali to be offered to a
shareholder of Open Joint Stock Company Silvinit
upon conversion of the shares of Open
Joint Stock Company Silvinit held by such shareholder
into shares of OJSC Uralkali come to a
fraction smaller than one, such number of
shares is rounded up to one whole share. If
the shareholder of the Transferring
Company holds common registered uncertificated
shares and Class A preferred registered uncertificated
shares of the Transferring Company, the number
of shares of OJSC Uralkali that such shareholder
is entitled to receive upon the conversion
of its common registered uncertificated shares
and Class A preferred CONTD.
CONT CONTD registered uncertificated shares of the Non-Voting No vote
Transferring Company are combined for
purposes of rounding, in accordance with this
clause
6 To increase the number of authorized shares, Mgmt For For
which the Company shall have the right to place
in addition to the shares placed by 1 200 000
000 (one billion two hundred million) common
registered uncertificated shares with a par
value of 0.5 rubles each (hereinafter - "declared
shares") for a total amount of 600 000 000
(six hundred million) rubles at par value.
To determine that the shares declared for
placement provide their owners with the same
rights as the common registered uncertificated
shares of the Company which have been placed
7 To increase the Company's charter capital through Mgmt For For
placing 1 200 000 000 (one billion two hundred
million) of the Company's common registered
uncertificated shares with a
par value of 0.5 rubles each for a total amount
of 600 000 000 (six hundred million) rubles
at par value on the following terms: 7.1
Method for the placement: conversion of the
common registered uncertificated shares
and the privileged registered uncertificated
Class A shares of Open Joint Stock Company
Silvinit into the common registered
uncertificated shares of OJSC Uralkali. 7.2
To determine the following procedures
and terms for conversion: The following shall
be converted into 1 (one) common registered
uncertificated share of OJSC Uralkali with
a par value of 0.5 (zero point five) rubles
each: 0,007495 common registered uncertificated
shares of Open CONTD.
CONT CONTD Joint Stock Company Silvinit with a par Non-Voting No vote
value of 50 (fifty) rubles 00 kopecks each;
0,019297 preferred registered uncertificated
type A shares of Open Joint Stock Company
Silvinit with a par value of 50 (fifty) rubles
00 kopecks each; In those cases established
by Art. 17.4 of the Federal Law on Joint
Stock Companies, the shares of OJSC Uralkali
and/or shares of the Transferring Company
are to be cancelled during the consolidation
of the Transferring Company into OJSC
Uralkali. The number of shares of OJSC
Uralkali that each shareholder of the Transferring
Company will receive is calculated by dividing
the number of the relevant class of shares
of the Transferring Company held by such
shareholder by the corresponding conversion
ratio. Should the number of shares of OJSC
Uralkali to be offered to the shareholder
CONTD.
CONT CONTD of the Transferring Company upon conversion Non-Voting No vote
of the shares of the Transferring Company
held by such shareholder into shares of OJSC
Uralkali come to a fraction, such number
shall be rounded up or down to a whole number
of shares of OJSC Uralkali offered under the
conversion. The procedure for rounding the
number of shares represented by a fraction
up or down is carried out under the rules of
arithmetic rounding. The rules for mathematical
rounding should be understood to mean
mathematical rounding, where the value of
a whole share(s) does not change if the first
digit after the rounded digit has a value
between 0 through 4, and it will be increased
by one if the first digit after the rounded
digit has a value between 5 through 9.
Moreover, if the number of shares of OJSC
Uralkali to be offered to a shareholder
of Open CONTD.
CONT CONTD Joint Stock Company Silvinit upon conversion Non-Voting No vote
of the shares of Open Joint Stock Company
Silvinit held by such shareholder into shares
of OJSC Uralkali come to a fraction smaller
than one, such number of shares is rounded
up to one whole share. If the shareholder of
the Transferring Company holds common registered
uncertificated shares and Class A preferred
registered uncertificated shares
of the Transferring Company, the number of
shares of OJSC Uralkali that such shareholder
is entitled to receive upon the conversion
of its common registered uncertificated shares
and Class A preferred registered uncertificated
shares of the Transferring Company are combined
for purposes of rounding, in accordance with
this clause. 7.3 The shares of the Transferring
Company to be recognized to be converted into
the common registered CONTD.
CONT CONTD uncertificated shares of OJSC Uralkali Non-Voting No vote
on the day that an entry on the termination
of the activity of the Transferring Company
is made in the United States Registry of Legal
Entities on the basis of the information from
the shareholder registry of the Transferring
Company on this day
8 To amend the Charter of OJSC Uralkali and approve Mgmt For For
the new version of the Charter of OJSC
Uralkali (attached)
9 To approve the Regulations on the Board of Directors Mgmt For For
of OJSC Uralkali (attached)
10 To approve the Regulations on Compensation and Mgmt Against Against
Reimbursements paid to the members of the
Board of Directors of OJSC Uralkali (attached)
--------------------------------------------------------------------------------------------------------------------------
URALKALI JSC Agenda Number: 703123668
--------------------------------------------------------------------------------------------------------------------------
Security: X9519W108
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: RU0007661302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 On order of general meeting holding of the Company Mgmt Abstain Against
2 On approval of the Company's Annual Report on Mgmt Abstain Against
2010
3 On approval of annual financial statements, Mgmt Abstain Against
including the income statement (profit and
loss accounts) of the Company for 2010
4 On allocation of the Company's profit including Mgmt Abstain Against
dividend payment for 2010 as well. BOD's recommendations:
to pay RUB 4.55 for 1 ord share
5 On election of members to the Company's Auditing Mgmt Abstain Against
Commission
6 On approval of the Company's Auditor for accounting Mgmt Abstain Against
prepared in accordance with IAS
7 On approval of the Company's Auditor for accounting Mgmt Abstain Against
prepared in accordance with Russian standards
of accounting
8 On approval of the Regulation on general meetings Mgmt Abstain Against
of the Company in new wording
9 On approval of the Regulation on BOD of the Mgmt Abstain Against
Company in new wording
10 On approval of changes to the Regulation on Mgmt Abstain Against
remuneration and compensation paid to BOD's
Members
11 On termination of Company's participation in Mgmt Abstain Against
non-profit organization All-Russian
association of own organization
12 On termination of Company's participation in Mgmt Abstain Against
non-profit organization Association
of fertilizer's vendors
13 On termination of Company's participation in Mgmt Abstain Against
non-profit organization Union of vendors and
exporters of potassium and salt
14 On approval of interested party transactions Mgmt Abstain Against
which may be concluded by the Company in
the normal course of business
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS
15.1 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Bumgertner Vladislav Arturovich
15.2 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Voloshin Alexander Stalievich
15.3 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Grachev Pavel Sergeevich
15.4 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Kolonchina Anna Alexeevna
15.5 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Malakh Alexander Efimovich
15.6 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Margetts Robert
15.7 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Mosionzhik Alexander Iliich
15.8 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Nesis Alexander Natanovich
15.9 On election of member to the Board of Directors Mgmt Abstain Against
of the Company: Osting Paul
--------------------------------------------------------------------------------------------------------------------------
URALKALI JSC Agenda Number: 703171102
--------------------------------------------------------------------------------------------------------------------------
Security: 91688E206
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: US91688E2063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the procedure of the Annual General Mgmt For For
Meeting of Shareholders of OJSC "Uralkali"
2 To approve the annual report of OJSC "Uralkali" Mgmt For For
for the year 2010
3 To approve the annual financial statements of Mgmt For For
OJSC "Uralkali" for the year 2010
4 To approve the distribution of profits of OJSC Mgmt For For
"Uralkali" based on the results of the
year 2010 as follows: 1. To pay dividends based
on the results of the year 2010 in the amount
of 4.55 rubles per each ordinary share of OJSC
"Uralkali". 2. Not to pay remuneration to the
members of the Revision Commission
as provided by the Regulations on the Revision
Commission of OJSC "Uralkali". To pay the
members of the Revision Commission remuneration
in the amount of 287.4 thousand rubles. 3.
Not to distribute the remainder of the profits
and to record it in the books of the Company
as undistributed profits
5.1 To elect the individual to the Revision Commission Mgmt For For
of OJSC "Uralkali": Natalia Zhuravleva
5.2 To elect the individual to the Revision Commission Mgmt For For
of OJSC "Uralkali": Valery Lepekhin
5.3 To elect the individual to the Revision Commission Mgmt For For
of OJSC "Uralkali": Alexandra Orlova
5.4 To elect the individual to the Revision Commission Mgmt For For
of OJSC "Uralkali": Natalia Prokopova
5.5 To elect the individual to the Revision Commission Mgmt For For
of OJSC "Uralkali": Elena Radaeva
6 To approve the Closed Joint Stock Company "PricewaterhouseCoopersMgmt For For
Audit" as the auditor of the financial statements
of OJSC "Uralkali" prepared in compliance
with the International Financial Reporting
Standards (IFRS) for the year 2011
7 To approve the Company "Bukhgalterskiye Auditorskiye Mgmt For For
Traditsii-Audit" (LLC Auditor Firm "BAT-Audit")
as the auditor of the financial statements
of OJSC "Uralkali" prepared in compliance
with the Russian Standards of Accounting
(RSA) for the year 2011
8 To ratify the new edition of the Regulations Mgmt For For
on the General Meeting of Shareholders
of OJSC "Uralkali"
9 To ratify the new edition of the Regulations Mgmt For For
on the Board of Directors of OJSC "Uralkali"
10 To approve the amendments to the Regulations Mgmt For For
on Remuneration and Compensations
paid to the members of the Board of Directors
of OJSC "Uralkali"
11 To terminate the membership of OJSC "Uralkali" Mgmt For For
in the non-commercial organization
"All-Russian Association of Privatized and
Private Enterprises"
12 To terminate the membership of OJSC "Uralkali" Mgmt For For
in the non-commercial organization
"Association of Fertilizer Producers"
13 To terminate the membership of OJSC "Uralkali" Mgmt For For
in the non-commercial organization
"Union of Producers and Exporters of Potash
and Salt"
14.1 To approve the conclusion of contractor agreements Mgmt For For
(including agreements for project and research
works), agreements for services on a non-gratis
basis, agreements to conduct scientific and
research works, testing and construction and
technological works between OJSC "Uralkali"
(Customer) and the Open Joint Stock Company
"Ural Scientific and Research Project Institute
of Galurgia" (Contractor) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 1,200
million rubles
14.2 To approve the conclusion of contractor agreements Mgmt For For
(including agreements for project and research
works), agreements for services on a non-gratis
basis, agreements to conduct scientific and
research works, testing and construction and
technological works between OJSC "Uralkali"
(Customer) and the Closed Joint Stock Company
"VNII Galurgii" (Contractor) as interested-party
transactions which may be concluded
in the future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions
as 500 million rubles
14.3 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and the Limited Liability
Company "Stroitelno-montazhny trust "Bereznikovskoye
shakhtostroitelnoye upravleniye" (Contractor)
as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 4,500 million rubles
14.4 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and "Solikamsky Stroitelny
Trust" (Contractor) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 3,000 million
rubles
14.5 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and the Closed Joint-Stock
Company "Novaya Nedvizhimost" (Contractor)
as interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 320 million rubles
14.6 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and the Open Joint Stock
Company "Baltiysky Balkerny Terminal" (Contractor)
as interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 1,400 million rubles
14.7 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and the Limited Liability
Company "Wagon Depot Balakhontsy" (Contractor)
as interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 1,800 million rubles
14.8 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Contractor) and the Limited Liability
Company "Wagon Depot Balakhontsy" (Customer)
as interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 30 million rubles
14.9 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Customer) and
the Closed Joint Stock Company "Registrator
Intrako" (Contractor) as interested-party
transactions which may be concluded
in the future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions
as 10 million rubles
14.10 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Customer) and
the Limited Liability Company "Polyclinic Uralkali-Med"
(Contractor) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions
as 70 million rubles
14.11 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Contractor)
and the Limited Liability Company "Polyclinic
Uralkali-Med" (Customer) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions
as 1 million rubles
14.12 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Customer) and
the Closed Joint Stock Company "Avtrotranskali"
(Contractor) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the indicated
transactions as 1,300 million rubles
14.13 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Contractor)
and the Closed Joint Stock Company "Avtrotranskali"
(Customer) as interested-party transactions
which may be concluded in the future in
the course of ordinary business of OJSC
"Uralkali" and to establish the maximum value
of the indicated transactions as
1 million rubles
14.14 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and the Limited Liability
Company "Satellite-Service" (Contractor) as
interested-party transactions which may be
concluded in the future in the course of ordinary
business of OJSC "Uralkali" and to establish
the maximum value of the indicated transactions
as 250 million rubles
14.15 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Contractor) and the Limited Liability
Company "Satellite-Service" (Customer) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 5
million rubles
14.16 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Customer) and
the Limited Liability Company "Media-Sphera"
(Contractor) as interested-party transactions
which may be concluded in the future in
the course of ordinary business of OJSC
"Uralkali" and to establish the maximum value
of the indicated transactions as 1 million
rubles
14.17 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Contractor)
and the Limited Liability Company "SP
Kama" (Customer) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the indicated
transactions as 0.1 million rubles
14.18 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Customer) and
the Limited Liability Company "Vodokanal" (Contractor)
as interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the indicated
transactions as 0.1 million rubles
14.19 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and the Limited Liability
Company "Security agency "Sheriff-Berezniki"
(Contractor) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC
"Uralkali" and to establish the maximum value
of the indicated transactions as 285 million
rubles
14.20 To approve the conclusion of contractor agreements Mgmt For For
and agreements for the provision of services
on a non-gratis basis between OJSC "Uralkali"
(Customer) and the Open Joint Stock
Company "Solikamsky Magnievy Zavod" (Contractor)
as interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 30 million rubles
14.21 To approve the conclusion of agreements for Mgmt For For
the provision of services on a non-gratis
basis between OJSC "Uralkali" (Customer) and
the Limited Liability Company "Solikamskavto"
(Contractor) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the indicated
transactions as 55 million rubles
14.22 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Buyer)
and "Solikamsky Stroitelny Trust" (Seller)
as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 175 million rubles
14.23 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Limited Liability Company "Wagon Depot
Balakhontsy" (Buyer) as interested-party
transactions which may be concluded in the
future in the course of ordinary business of
OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 135
million rubles
14.24 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Limited Liability Company "Polyclinic
Uralkali-Med" (Buyer) as interested-party
transactions which may be concluded in the
future in the course of ordinary business of
OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 1 million
rubles
14.25 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Buyer)
and the Closed Joint Stock Company "Belarusian
Potash Company" (Buyer) as interested-party
transactions which may be concluded in the
future in the course of ordinary business of
OJSC "Uralkali" and to establish the
maximum value of the indicated transactions
as 40,000 million rubles
14.26 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Limited Liability Company Stroitelnomontazhny
trust "Bereznikovskoye shakhtostroitelnoye
upravleniye" (Buyer) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 750
million rubles
14.27 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Buyer)
and the Limited Liability Company Stroitelno-montazhny
trust "Bereznikovskoye shakhtostroitelnoye
upravleniye" (Seller) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 25
million rubles
14.28 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Closed Joint Stock Company "Avtotranskali"
(Buyer) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 500 million rubles
14.29 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Limited Liability Company "Satellite-
Service" (Buyer) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 10 million rubles
14.30 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Buyer)
and the Limited Liability Company "Satellite-
Service" (Seller) as interested-party transactions
which may be concluded in the future
in the course of ordinary business of OJSC
"Uralkali" and to establish the maximum value
of the indicated transactions as 50 million
rubles
14.31 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Limited Liability Company "Media- Sphera"
(Buyer) as interested-party transactions which
may be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 0.1 million rubles
14.32 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Limited Liability Company "Vodokanal"
(Buyer) as interested-party transactions which
may be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 15 million rubles
14.33 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Buyer)
and the Limited Liability Company "Vodokanal"
(Seller) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 10 million rubles
14.34 To approve the conclusion of sale and purchase Mgmt For For
agreements between OJSC "Uralkali" (Seller)
and the Open Joint Stock Company "Solikamsky
Magnievy Zavod" (Buyer) as interested-party
transactions which may be concluded in the
future in the course of ordinary business of
OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 400
million rubles
14.35 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Open Joint Stock Company "Ural Scientific
and Research Project Institute of Galurgia"
(Tenant) as interested-party transactions
which may be concluded in the future in
the course of ordinary business of OJSC
"Uralkali" and to establish the maximum value
of the indicated transactions as
1 million rubles
14.36 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Tenant) and the Open
Joint Stock Company "Ural Scientific and Research
Project Institute of Galurgia" (Landlord)
as interested-party transactions which may
be concluded in the future in the course of
ordinary business of OJSC "Uralkali"
and to establish the maximum value of the indicated
transactions as 1 million rubles
14.37 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Closed Joint Stock Company "Solikamsky
stroitelny trust" (Tenant) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 35 million
rubles
14.38 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "Silvinit-Transport"
(Tenant) as interested-party transactions which
may be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 1 million rubles
14.39 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "Wagon Depot
Balakhontsy" (Tenant) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 100
million rubles
14.40 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "Polyclinic
Uralkali- Med"(Tenant) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 30 million
rubles
14.41 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "Stroitelno-montazhny
trust "Bereznikovskoye shakhtostroitelnoye
upravleniye" (Tenant) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 300
million rubles
14.42 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and Closed Joint Stock Company "Avtotranskali"
(Tenant) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 200 million rubles
14.43 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "Satellite-Service"
(Tenant) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 10 million rubles
14.44 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "SP Kama"
(Tenant) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 12 million rubles
14.45 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Tenant) and the Limited
Liability Company "SP Kama" (Landlord) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions
as 1 million rubles
14.46 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "Security
Agency "Sheriff-Berezniki"
(Tenant) as interested-party transactions which
may be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 3 million rubles
14.47 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Closed Joint Stock Company "Novaya
Nedvizhimost"(Tenant) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 10
million rubles
14.48 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company "Vodokanal"
(Tenant) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 30 million rubles
14.49 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Limited Liability Company Investment
Company "Silvinit-Resource" (Tenant)
as interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
transactions as 1 million rubles
14.50 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Open Joint Stock Company "Kamskaya
Gornaya Kompaniya" (Tenant) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 1 million
rubles
14.51 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Open Joint Stock Company "Solikamsky
Magnievy Zavod" (Tenant) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 300
million rubles
14.52 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Tenant) and the Open
Joint Stock Company "Solikamsky Magnievy Zavod"
(Landlord) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 10 million rubles
14.53 To approve the conclusion of rent agreements Mgmt For For
between OJSC "Uralkali" (Landlord)
and the Open Joint Stock Company "Kopeysky
Mashinostroitelny Zavod" (Tenant) as
interested-party transactions which may be
concluded in the future in the course of
ordinary business of OJSC "Uralkali" and to
establish the maximum value of the indicated
transactions as 1 million rubles
14.54 To approve the conclusion of loan agreements Mgmt For For
between OJSC "Uralkali" (Lender) and the Closed
Joint Stock Company "Solikasmky stroitelny
trust" (Borrower) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 50 million rubles
14.55 To approve the conclusion of loan agreements Mgmt For For
between OJSC "Uralkali" (Lender) and the Limited
Liability Company "Polyclinic Uralkali- Med"
(Borrower) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 10 million rubles
14.56 To approve the conclusion of loan agreements Mgmt For For
between OJSC "Uralkali" (Lender) and the Limited
Liability Company "SP Kama" (Borrower) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions
as 300 million rubles
14.57 To approve the conclusion of loan agreements Mgmt For For
between OJSC "Uralkali" (Lender) and the Open
Joint Stock Company "Kamskaya Gornaya Kompaniya"
(Borrower) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 45,000 million rubles
14.58 To approve the conclusion of surety agreements Mgmt For For
between OJSC "Uralkali" (Guarantor)
and the Open Joint Stock Company "Kamskaya
Gornaya Kompaniya" (Debtor) as interested-party
transactions which may be concluded in the
future in the course of ordinary business
of OJSC "Uralkali" and to establish the maximum
value of the indicated transactions as 45,000
million rubles
14.59 To approve the conclusion of licensing agreements Mgmt For For
between OJSC "Uralkali" (Licensee) and
the Limited Liability Company "Satellite- Service"
(Licensor) as interested-party transactions
which may be concluded in the future in the
course of ordinary business of OJSC "Uralkali"
and to establish the maximum value of the
indicated transactions as 20 million rubles
14.60 To approve the making of contributions into Mgmt For For
the property of the following subsidiaries
of OJSC "Uralkali" by OJSC "Uralkali": (1)
Limited Liability Company "Media-Sphera"
and/or (2) Limited Liability Company "Avtotranskali"
and/or (3) Limited Liability Company Investment
Company "Silvinit-Resource" and/or (4) Limited
Liability Company "Stroitelno-montazhny trust
"Bereznikovskoye Shakhtostroitelnoye
Upravleniye" and/or (5) Limited Liability
Company "Wagon Depot Balakhontsy" and/or (6)
Limited Liability Company "Polyclinic
Uralkali-Med" and/or (7) Limited Liability
Company "Satellite-Service" and/or (8)
Limited Liability Company "SP Kama" as
interested-party transactions which may
be concluded in the future in the course
of ordinary business of OJSC "Uralkali" and
to establish the maximum value of the indicated
CONTD
CONT CONTD transactions as 1,000 million rubles Non-Voting No vote
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
15.1 To elect the individual to the Board of Director Mgmt Against Against
of OJSC Uralkali: Vladislav Baumgertner
15.2 To elect the individual to the Board of Director Mgmt Against Against
of OJSC Uralkali: Alexander Voloshin
15.3 To elect the individual to the Board of Director Mgmt Against Against
of OJSC Uralkali: Pavel Grachev
15.4 To elect the individual to the Board of Director Mgmt Against Against
of OJSC Uralkali: Anna Kolonchina
15.5 To elect the individual to the Board of Director Mgmt Against Against
of OJSC Uralkali: Alexander Malakh
15.6 To elect the individual to the Board of Director Mgmt For For
of OJSC Uralkali: Sir Robert John Margetts
15.7 To elect the individual to the Board of Director Mgmt Against Against
of OJSC Uralkali: Alexander Mosionzhik
15.8 To elect the individual to the Board of Director Mgmt Against Against
of OJSC Uralkali: Alexander Nesis
15.9 To elect the individual to the Board of Director Mgmt For For
of OJSC Uralkali: Paul James Ostling
--------------------------------------------------------------------------------------------------------------------------
URALKALIY OJSC, BEREZNIKI Agenda Number: 702736313
--------------------------------------------------------------------------------------------------------------------------
Security: X9519W108
Meeting Type: EGM
Meeting Date: 04-Feb-2011
Ticker:
ISIN: RU0007661302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE BE ADVISED THAT IF YOU VOTE AGAINST COMPANY'S Non-Voting No vote
REORGANIZATION OR WILL NOT VOTE AT ALL AND
THE EGM APPROVES THIS ITEM OF AGENDA YOU WILL
HAVE RIGHT TO USE A BUY-BACK OFFER AND SELL
YOUR SHARES BACK TO THE ISSUER. THANK YOU.
1 Approval of the large scale transactions Mgmt Abstain Against
2 Approval of the large scale transactions Mgmt Abstain Against
3 Approval of the large scale transactions Mgmt Abstain Against
4 On reorganization of the company in form of Mgmt Abstain Against
joining
5 Approval of the large scale transaction Mgmt Abstain Against
6 On approval of quantity, nominal value, category Mgmt Abstain Against
and rights of the placed shares
7 On increase of the charter capital of the company Mgmt Abstain Against
8 Alteration and approval of the new edition of Mgmt Abstain Against
the charter of the company
9 Approval of the new edition of the provision Mgmt Abstain Against
on the board of directors
10 Approval of the new edition of the provision Mgmt Abstain Against
on the board of directors rewards and
compensations
PLESAE NOTE THAT THE AGENDA INCLUDES A QUESTION Non-Voting No vote
ABOUT REORGANIZATION OF URALKALIY IN FORM OF
AFFILIATION TO SILVINIT ISIN RU0007661302 THE
RATIO TO BE AS FOLLOWS 1 ORDINARY SHARE OF
URALKALIY ISIN RU0007661302 FOR 0.007495 ORDINARY
SHARES OF SILVINIT ISIN RU0009018469 1ORDINARY
SHARE OF URALKALIY ISIN RU0007661302 FOR 0.019297
PREFERRED SHARES OF SILVINIT ISIN RU0006936200.
THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
URBI DESARROLLOS URBANOS S A DE C V Agenda Number: 702938462
--------------------------------------------------------------------------------------------------------------------------
Security: P9592Y103
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: MX01UR000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation and approval, if deemed appropriate, Mgmt For For
of the reports and opinions that are referred
to in Article 28, Part IV, of the securities
market law for the fiscal year that ended on
December 31, 2010
II Presentation of the report regarding the fulfillment Mgmt For For
of the fiscal obligations of the
company that is referred to in Article 86,
Part XX, of the income tax law
III Resolution, if deemed appropriate, regarding Mgmt For For
the allocation of profit
IV Designation or ratification of the members of Mgmt Against Against
the board of directors and resolution,
if deemed appropriate, regarding the remuneration
of the same
V Designation or ratification of the chairpersons Mgmt Against Against
of the audit and corporate practices committees
VI Determination of the maximum amount of funds Mgmt For For
that can be allocated to the acquisition
of shares of the company
VII Designation of special delegates of the meeting Mgmt For For
to carry out and formalize its resolutions
--------------------------------------------------------------------------------------------------------------------------
USINAS SIDERURGICAS DE MINAS GERAIS S A -USIMINAS Agenda Number: 702604059
--------------------------------------------------------------------------------------------------------------------------
Security: P9632E125
Meeting Type: EGM
Meeting Date: 27-Sep-2010
Ticker:
ISIN: BRUSIMACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve to decide regarding the proposal for Mgmt For For
the split of the shares issued by the Company
in the proportion of 1 new share for each existing
share with the consequent amendment of Article
5 of the Corporate Bylaws of the Company
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933405246
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 19-Apr-2011
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt Split 61% For Split
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010
O1B PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt Split 61% For Split
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET FOR VALE, PURSUANT TO ARTICLE 196 OF
THE BRAZILIAN CORPORATE LAW
O1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt Split 61% For Split
O1D APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Mgmt Split 61% For Split
O1E ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Mgmt Split 61% Against Against
MANAGEMENT AND FISCAL COUNCIL MEMBERS
E2A PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt Split 61% For Split
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF VALE'S BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933405246
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E204
Meeting Type: Special
Meeting Date: 19-Apr-2011
Ticker: VALEP
ISIN: US91912E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt No vote
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010
O1B PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt No vote
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET FOR VALE, PURSUANT TO ARTICLE 196 OF
THE BRAZILIAN CORPORATE LAW
O1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt No vote
O1D APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Mgmt No vote
O1E ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Mgmt No vote
MANAGEMENT AND FISCAL COUNCIL MEMBERS
E2A PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt No vote
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF VALE'S BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
VALE SA, RIO DE JANEIRO Agenda Number: 702860924
--------------------------------------------------------------------------------------------------------------------------
Security: P9661Q148
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: BRVALEACNPA3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ALL RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To examine, discuss and vote upon the board Mgmt Abstain Against
of directors annual report, the financial
statements, relating to fiscal year ended December
31, 2010
2 Distribution of the fiscal years net profits Mgmt Abstain Against
and to approval of the budget of capital of
the company
3 To elect the members of the board of directors Mgmt Abstain Against
4 To elect the members of the finance committee Mgmt Abstain Against
5 To set the directors and finance committees Mgmt Abstain Against
remuneration
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO S A DE C V Agenda Number: 702803380
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: OGM
Meeting Date: 10-Mar-2011
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report from the board of directors Mgmt For For
II Report from the general director Mgmt For For
III Report from the audit and corporate practices Mgmt For For
committees
IV Approval of the financial information to December Mgmt For For
31, 2010
V Report regarding the situation of the share Mgmt For For
repurchase fund
VI Approval of the plan to cancel shares repurchased Mgmt For For
by the company that are currently treasury
shares
VII Amendment of section 5 of the Corporate Bylaw Mgmt For For
VIII Approval of the plan for allocation of results Mgmt For For
for the period from January 1 to December
31, 2010
IX Approval of the plan for the payment of a dividend Mgmt For For
of MXN 0.38 per share and the payment of an
extraordinary dividend of MXN 0.17 per share
X Report regarding the fulfillment of fiscal obligations Mgmt For For
XI Report regarding the personnel share plan Mgmt For For
XII Report from the Wal Mart De Mexico Foundation Mgmt For For
XIII Ratification of the acts of the board of directors Mgmt For For
during 2010
XIV Appointment or ratification of the members of Mgmt For For
the board of directors
XV Appointment or ratification of the chairpersons Mgmt For For
of the audit and corporate practices committees
XVI Approval of the resolutions that are contained Mgmt Abstain Against
in the minutes of the general meeting that
is held
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING TYPE FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
WPG HOLDING CO LTD Agenda Number: 703130752
--------------------------------------------------------------------------------------------------------------------------
Security: Y9698R101
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: TW0003702007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 806844 DUE TO RECEIPT OF DIRECTORS' NAMES.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution Mgmt For For
B.3 The proposal of cash dividend distribution from Mgmt For For
capital reserves. Proposed cash dividend: TWD
2.1 per share
B.4 The issuance of new shares from capital reserves. Mgmt For For
Proposed bonus issue: 90 for 1,000 shs held
B.5 The revision to the procedures of endorsement Mgmt For For
and guarantee
B.611 The election of a director: Simon Huang / Shareholder Mgmt For For
No.: 1
B.612 The election of a director: Mike Chang / Shareholder Mgmt For For
No.: 5
B.613 The election of a director: T.L. Lin / Shareholder Mgmt For For
No.: 2
B.614 The election of a director: K.Y. Chen / Shareholder Mgmt For For
No.: 3
B.615 The election of a director: Thomas Pai / Shareholder Mgmt For For
No.: 6
B.616 The election of a director: Fullerton Technology Mgmt For For
Co. / Shareholder No.: 4 Representative: David
Lai
B.617 The election of a director: Ken Hsu Shareholder Mgmt For For
No.: 9
B.618 The election of a director: Liang Xin Finance Mgmt For For
Co., Ltd. / Shareholder No.: 20375 Representative:
Henry Shaw
B.619 The election of a director: Kai-Lu Cheng Shareholder Mgmt For For
No.: 70962
B6110 The election of a director: M N M Capital Co., Mgmt For For
Ltd. / Shareholder No.: 104678 Representative:
Ming-Jen Hsu
B6111 The election of a director: K.D. Tseng / Shareholder Mgmt For For
No.: 134074
B6112 The election of a director: Peter Huang / Shareholder Mgmt For For
No.: 134081
B.621 The election of an independent director: Jack Mgmt For For
J. T. Huang / Id No.: A100320106
B.622 The election of an independent director: Chin-Yeong Mgmt For For
Hwang / Id No.: G120051153
B.623 The election of an independent director: Rong-Ruey Mgmt For For
Duh / Id No.: D101417129
B.624 The election of an independent director: Yung-Hong Mgmt For For
Yu / Id No.: F121292344
B.625 The election of an independent director: Chao-Tang Mgmt For For
Yue / Id No.: E101392306
B.7 The proposal to release the prohibition on directors Mgmt For For
from participation in competitive business
B.8 Extraordinary motions Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
X5 RETAIL GROUP N.V. Agenda Number: 933475255
--------------------------------------------------------------------------------------------------------------------------
Security: 98387E106
Meeting Type: Annual
Meeting Date: 20-Jun-2011
Ticker:
ISIN: US98387E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
05 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL Mgmt Abstain
YEAR 2010
06 DETERMINATION OF THE ALLOCATION OF THE PROFITS Mgmt Abstain
EARNED IN THE FINANCIAL YEAR 2010
07 DISCHARGE FROM LIABILITY OF THE (FORMER) MEMBERS Mgmt Abstain
OF THE MANAGEMENT BOARD
08 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE Mgmt Abstain
SUPERVISORY BOARD
09 APPOINTMENT OF MR. A GUSEV AS MEMBER OF THE Mgmt Abstain
MANAGEMENT BOARD AND CEO
10 RE-APPOINTMENT OF MR. F. LHOEST FOR A NEW TERM Mgmt Abstain
AS MEMBER OF THE MANAGEMENT BOARD AND COMPANY
SECRETARY
11 ADJUSTMENT OF THE COMPANY'S REMUNERATION POLICY Mgmt Abstain
FOR MEMBERS OF THE MANAGEMENT BOARD AND EXECUTIVE
BOARD
12 REMUNERATION OF THE SUPERVISORY BOARD Mgmt Abstain
13 DESIGNATION OF THE SUPERVISORY BOARD AS THE Mgmt Abstain
CORPORATE BODY AUTHORISED TO ISSUE NEW SHARES
OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES
14 DESIGNATION OF THE SUPERVISORY BOARD AS THE Mgmt Abstain
CORPORATE BODY AUTHORISED TO RESTRICT OR EXCLUDE
THE PRE-EMPTIVE RIGHTS UPON ISSUE OF NEW SHARES
OR GRANTING OF RIGHTS TO SUBSCRIBE FOR SHARES
15 AUTHORISATION OF THE MANAGEMENT BOARD TO HAVE Mgmt Abstain
THE COMPANY ACQUIRING SHARES OR GDRS IN ITS
OWN CAPITAL
16 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Mgmt Abstain
OF THE COMPANY (THE "ARTICLES OF ASSOCIATION")
17 APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE Mgmt Abstain
FINANCIAL YEAR 2011
--------------------------------------------------------------------------------------------------------------------------
ZEE ENTERTAINMENT ENTERPRISES LIMITED Agenda Number: 702536636
--------------------------------------------------------------------------------------------------------------------------
Security: Y98893152
Meeting Type: CRT
Meeting Date: 20-Jul-2010
Ticker:
ISIN: INE256A01028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve the proposed arrangement embodied in Mgmt For For
the scheme of arrangement between INX
Media Private Limited and Zee Entertainment
Enterprises Limited and their respective
shareholders
--------------------------------------------------------------------------------------------------------------------------
ZTE CORP Agenda Number: 702952563
--------------------------------------------------------------------------------------------------------------------------
Security: Y0004F121
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: CNE000000TK5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 807622 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICES IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN20110411481.pdf
1 To consider and approve the financial statements Mgmt For For
for the year ending 31 December 2010 audited
by the PRC and Hong Kong auditors
2 To consider and approve the report of the Board Mgmt For For
of Directors of the Company for the year ending
31 December 2010
3 To consider and approve the report of the Supervisory Mgmt For For
Committee of the Company for the year ending
31 December 2010
4 To consider and approve the report of the President Mgmt For For
of the Company for the year ending 31 December
2010
5 To consider and approve the final financial Mgmt For For
accounts of the Company for the year ending
31 December 2010
6.1 To consider and approve the resolutions on the Mgmt For For
proposed applications by the Company for composite
credit facilities: To consider and approve
the resolution of the Company proposing the
application to Bank of China Limited, Shenzhen
Branch for a composite credit facility amounting
to MYR 23.0 billion
6.2 To consider and approve the resolutions on the Mgmt For For
proposed applications by the Company for composite
credit facilities: To consider and approve
the resolution of the Company proposing the
application to China Development Bank Corporation,
Shenzhen Branch for a composite credit facility
amounting to USD 4.5 billion
7.1 To consider and approve the resolutions on the Mgmt For For
appointment of the PRC auditors and the Hong
Kong auditors of the Company for the year ending
31 December 2011: To consider and approve the
resolutions on the appointment of the PRC auditors
and the Hong Kong auditors of the Company for
the year ending 31 December 2011
7.2 To consider and approve the resolutions on the Mgmt For For
appointment of the PRC auditors and the Hong
Kong auditors of the Company for the year ending
31 December 2011: To consider the re-appointment
of Ernst & Young as the Hong Kong auditors
of the Company for 2011 and a proposal be made
to the 2010 AGM to authorise the Board of Directors
to determine the audit fees of Ernst & Young
for 2011 based on the specific audit work to
be conducted
8.1 To consider and approve the resolution on the Mgmt For For
Application for Investment Limits in Derivative
Products of the Company in 2011: To consider
and approve the authorisation for the Company
to invest in derivative products for value
protection against its US Dollar risk exposure
for an amount not exceeding USD 800 million
(such limit may be applied on a revolving basis
during the effective period of the authorisation).
The authorisation shall be effective from the
date on which it is approved by way of resolution
at the general meeting to the date on which
the next annual general meeting of the Company
closes or to the date on which this authorisation
is modified or revoked at a general meeting,
whichever is earlier
8.2 To consider and approve the resolution on the Mgmt For For
Application for Investment Limits in Derivative
Products of the Company in 2011: To consider
and approve the authorisation for Company to
invest in derivative products for value protection
against its Euro risk exposure for an amount
not exceeding EUR 150 million (such limit may
be applied on a revolving basis during the
effective period of the authorisation). The
authorisation shall be effective from the date
on which it is approved by way of resolution
at the general meeting to the date on which
the next annual general meeting of the Company
closes or to the date on which this authorisation
is modified or revoked at a general meeting,
whichever is earlier
8.3 To consider and approve the resolution on the Mgmt For For
Application for Investment Limits in Derivative
Products of the Company in 2011: To consider
and approve the authorisation for Company to
invest in fixed income derivative products
for an amount not exceeding USD 1,000 million
(such limit may be applied on a revolving basis
during the effective period of the authorisation).
The authorisation shall be effective from the
date on which it is approved by way of resolution
at the general meeting to the date on which
the next annual general meeting of the Company
closes or to the date on which this authorisation
is modified or revoked at a general meeting,
whichever is earlier
9 To consider and approve the resolution on the Mgmt For For
Company's Investment in, and the proposed investment
agreement related to, the Research and Development
Base in Yuhuatai District of Nanjing
10 To consider and approve the resolutions on Profit Mgmt For For
Distribution and Capitalisation from Capital
Reserves of the Company for 2010
11 To consider and approve the resolution on the Mgmt Against Against
General Mandate for 2011 to be granted to the
Board
12.1 To consider and approve the resolution on the Mgmt For For
Amendment to Relevant Clauses of the Articles
of Association: The amendment to the clause
relating to third-party guarantees in Article
160 of Chapter 10 of the Articles of Association
12.2 To consider and approve the resolution on the Mgmt For For
Amendment to Relevant Clauses of the Articles
of Association: The amendment to the clause
specifying that the board of directors may
determine the types of derivative investment
at its discretion in Article 160 of Chapter
10 of the Articles of Association
13.1 To consider and approve Matters relating to Mgmt For For
Debt Financing of ZTE (H.K.) Limited: To consider
and approve the provision of a guarantee by
ZTE in relation to the overseas medium/long-term
debt financing of ZTE (H.K.) Limited (''ZTE
(H.K.)''), a wholly-owned subsidiary (a) To
consider and approve the provision of a guarantee
in the form of joint liability assurance by
the Company in relation to the overseas debt
financing (including but not limited to syndicate
loans, bank facilities and the issue of corporate
bonds) of ZTE (H.K.) for an amount of not more
than USD 900 million and a period of not more
than 5 years (from the date on which the debt
financing agreement takes effect); (b) To consider
and approve and the authorisation of Mr. Hou
Weigui, the legal representative of the Company,
or his authorised signatory to determine the
specific amount and period of guarantee based
on the results of negotiations between ZTE
(H.K.) and the relevant debt financing parties
subject to the aforesaid limit and period of
guarantee; negotiate with the relevant debt
financing parties and execute all guarantee
agreements and other related legal contracts
and documents which are related to the said
guarantee; and deal with other matters relating
to such guarantee
13.2 To consider and approve Matters relating to Mgmt For For
Debt Financing of ZTE (H.K.) Limited: To consider
and approve the authorisation of the conduct
of interest rate swap transactions by ZTE (H.K.)
with a nominal principal amount of not more
than USD 900 million at selected timing for
the medium/long-term debt financing, with matched
time limits between the interest rate swap
transactions and the medium/long-term debt
financing
Managers Global Bond Fund
--------------------------------------------------------------------------------------------------------------------------
Report contains no data for selected criteria.
Managers International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 933411554
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2A APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL
STATEMENTS FOR 2010
2B CONSULTATIVE VOTE ON THE 2010 REMUNERATION REPORT Mgmt For For
03 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
04 APPROPRIATION OF AVAILABLE EARNINGS AND CONVERSION Mgmt For For
OF CAPITAL CONTRIBUTION RESERVE
05 CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL Mgmt For For
IN CONNECTION WITH EMPLOYEE PARTICIPATION
06 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For
7A RE-ELECTION OF ROGER AGNELLI Mgmt For For
7B RE-ELECTION OF LOUIS R. HUGHES Mgmt For For
7C RE-ELECTION OF HANS ULRICH MAERKI Mgmt For For
7D RE-ELECTION OF MICHEL DE ROSEN Mgmt For For
7E RE-ELECTION OF MICHAEL TRESCHOW Mgmt For For
7F RE-ELECTION OF JACOB WALLENBERG Mgmt For For
7G RE-ELECTION OF HUBERTUS VON GRUNBERG Mgmt For For
7H ELECTION OF MS. YING YEH TO THE BOARD OF DIRECTORS Mgmt For For
08 RE-ELECTION OF THE AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 702920516
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 750820, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
2.1 Approval of the annual report, the consolidated Mgmt For For
financial statements, and the annual financial
statements for 2010
2.2 Consultative vote on the 2010 remuneration report Mgmt For For
3 Discharge of the Board of Directors and the Mgmt For For
persons entrusted with management
4 Appropriation of available earnings and conversion Mgmt For For
of capital contribution reserve
5 Creation of additional contingent share capital Mgmt For For
in connection with employee participation
6 Renewal of authorized share capital Mgmt For For
7.1.1 Re-election to the Board of Directors: Roger Mgmt For For
Agnelli
7.1.2 Re-election to the Board of Directors: Louis Mgmt For For
R. Hughes
7.1.3 Re-election to the Board of Directors: Hans Mgmt For For
Ulrich Marki
7.1.4 Re-election to the Board of Directors: Michel Mgmt For For
de Rosen
7.1.5 Re-election to the Board of Directors: Michael Mgmt For For
Treschow
7.1.6 Re-election to the Board of Directors: Jacob Mgmt For For
Wallenberg
7.1.7 Re-election to the Board of Directors: Hubertus Mgmt For For
von Grunberg
7.2 Election to the Board of Directors: Ying Yeh Mgmt For For
8 Re-election of the auditors: Ernst & Young AG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 702941522
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 814047 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 750820, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL THE RESOLUTIONS.
THANK YOU.
2.1 Approval of the annual report, the consolidated Mgmt No vote
financial statements, and the annual financial
statements for 2010
2.2 Consultative vote on the 2010 remuneration report Mgmt No vote
3 Discharge of the Board of Directors and the Mgmt No vote
persons entrusted with management
4 Appropriation of available earnings and conversion Mgmt No vote
of capital contribution reserve
5 Creation of additional contingent share capital Mgmt No vote
in connection with employee participation
6 Renewal of authorized share capital Mgmt No vote
7.1.1 Re-election to the Board of Directors: Roger Mgmt No vote
Agnelli
7.1.2 Re-election to the Board of Directors: Louis Mgmt No vote
R. Hughes
7.1.3 Re-election to the Board of Directors: Hans Mgmt No vote
Ulrich Marki
7.1.4 Re-election to the Board of Directors: Michel Mgmt No vote
de Rosen
7.1.5 Re-election to the Board of Directors: Michael Mgmt No vote
Treschow
7.1.6 Re-election to the Board of Directors: Jacob Mgmt No vote
Wallenberg
7.1.7 Re-election to the Board of Directors: Hubertus Mgmt No vote
von Grunberg
7.2 Election to the Board of Directors: Ying Yeh Mgmt No vote
8 Re-election of the auditors: Ernst & Young AG Mgmt No vote
9 Ad-hoc Motions Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ACTELION LTD Agenda Number: 702952323
--------------------------------------------------------------------------------------------------------------------------
Security: H0032X135
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: CH0010532478
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 754778, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
CMMT SUPPORTIVE STATEMENT FROM SHAREHOLDER (GERMAN): Non-Voting No vote
HTTP://WWW1.ACTELION.COM/DOCUMENTS/CORPORATE/MEDIA_RELEASES/110307_STATEMENT_DR_MAAG_D.PDF
1 Approval of the Business Report consisting of Mgmt For For
the Annual Report as well as of the Annual
Statutory Accounts and Consolidated Accounts
as of 31 December 2010
2 Appropriation of Available Earnings and Distribution Mgmt For For
Against Reserve from Capital Contribution
3.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Agenda item submitted by The Liverpool
Limited Partnership and Elliott International,
L.P. ("Elliott"): Request for Special Investigation
4 Discharge of the Board of Directors and of the Mgmt For For
Senior Management
5 Approval of Share Buy-Back Mgmt For For
6.1 Amendments of the Articles of Association: Introduction Mgmt For For
of a Consultative Vote on the Compensation
Report
6.2 Amendments of the Articles of Association: Implementation Mgmt For For
of the Book Entry Securities Act
6.3 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Amendments of the Articles of Association:
Agenda item submitted by Elliott: Removal of
Maximum Number of Board Members
6.4 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Amendments of the Articles of Association:
Agenda item submitted by Elliott: Reduction
of Term of Office of Board Members
6.5 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Amendments of the Articles of Association:
Agenda item submitted by Elliott: Election
of Chairman by the Shareholders Meeting
7.A.a PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Agenda item submitted by Elliott:
Removal of Board Member: Removal of Mr. Robert
E. Cawthorn
7.A.b PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Agenda item submitted by Elliott:
Removal of Board Member: Removal of Mr. Werner
Henrich
7.A.c PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Agenda item submitted by Elliott:
Removal of Board Member: Removal of Dr. Michael
Jacobi
7.A.d PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Agenda item submitted by Elliott:
Removal of Board Member: Removal of Dr. Armin
Kessler
7.A.e PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Agenda item submitted by Elliott:
Removal of Board Member: Removal of Mr. Jean
Malo
8.1aa Board Election: Re-Election of Board Member: Mgmt For For
Re-Election of Dr. Jean-Paul Clozel
8.1bb Board Election: Re-Election of Board Member: Mgmt For For
Re-Election of Mr. Juhani Anttila
8.1cc Board Election: Re-Election of Board Member: Mgmt For For
Re-Election of Mr. Carl Feldbaum
8.2Aa Election of New Board Member: Nominated by Board Mgmt For For
of Directors: Dr. Jean-Pierre Garnier
8.2Ab Election of New Board Member: Nominated by Board Mgmt For For
of Directors: Mr. Robert Bertolini
8.2Ba PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Election of New Board Member: Nominated
by Elliott: Dr. James Shannon
8.2Bb PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Election of New Board Member: Nominated
by Elliott: Mr. Peter Allen
8.2Bc PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Election of New Board Member: Nominated
by Elliott: Dr. Anders Haerfstrand
8.2Bd PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Election of New Board Member: Nominated
by Elliott: Dr. Robert H.O. Hock
8.2Be PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Election of New Board Member: Nominated
by Elliott: Mr. Elmar Schnee
8.2Bf PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Election of New Board Member: Nominated
by Elliott: Mr. Hans-Christian Semmler
8.3.A PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Agenda item submitted by Elliott:
Election of Chairman: Nominated by Elliott:
Dr. James Shannon
8.3.B Election of Chairman: Nominated by Board of Mgmt For For
Directors: Mr. Robert E. Cawthorn
9 Election of Ernst & Young AG, Basel, as the Mgmt For For
Statutory Auditors for the Business Year 2011
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG Agenda Number: 702856040
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting No vote
04 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Submission of the audited financial statements Non-Voting No vote
of Adidas Ag and the approved consolidated
financial statements 31 December 2010, the
annual report for Adidas Ag and the consolidated
management report
2. Resolution on the appropriation of profits Mgmt For For
3. Resolution on the approval of the executive Mgmt For For
board for the fiscal year 2010
4. Resolution on the approval of the supervisory Mgmt For For
board for fiscal year 2010
5. Resolution on the cancellation of the authorized Mgmt For For
capital in accordance with section 3 of the
statute on the establishment of a new authorized
capital and the authorization to exclude subscription
rights and the corresponding amendment
6. Appointment of the auditor and group auditor Mgmt For For
for the fiscal year 2011 and the auditors for
any audit review of the interim financial report
--------------------------------------------------------------------------------------------------------------------------
AEGON NV, DEN HAAG Agenda Number: 702890977
--------------------------------------------------------------------------------------------------------------------------
Security: N00927298
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: NL0000303709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
3.2 Annual Accounts 2010: Proposal to adopt the Mgmt For For
Annual Accounts 2010
5 Proposal to release the members of the Executive Mgmt For For
Board from liability for their duties
6 Proposal to release the members of the Supervisory Mgmt For For
Board from liability for their duties
7 Proposal to appoint Ernst & young as the independent Mgmt For For
auditor for the Annual Accounts 2011
8 Proposal to adopt a new Executive Board Remuneration Mgmt Against Against
Policy
9 Proposal to reappoint Mr. A.R. Wynaendts to Mgmt For For
the Executive Board
10 Proposal to reappoint Mr. A. Burgmans to the Mgmt For For
Supervisory Board
11 Proposal to reappoint Mrs. K.M.H. Peijs to the Mgmt For For
Supervisory Board
12 Proposal to reappoint Mr. L.M. van Wijk to the Mgmt For For
Supervisory Board
13 Proposal to authorize the Executive Board to Mgmt For For
issue common shares
14 Proposal to authorize the Executive Board to Mgmt For For
restrict or exclude pre-emptive rights upon
issuing common shares
15 Proposal to authorize the Executive Board to Mgmt For For
issue common shares under incentive
plans
16 Proposal to authorize the Executive Board to Mgmt For For
acquire shares in the Company
--------------------------------------------------------------------------------------------------------------------------
AGRIUM INC Agenda Number: 702900083
--------------------------------------------------------------------------------------------------------------------------
Security: 008916108
Meeting Type: AGM
Meeting Date: 10-May-2011
Ticker:
ISIN: CA0089161081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1.1 Election of Director: Ralph S. Cunningham Mgmt For For
1.2 Election of Director: Russell K. Girling Mgmt For For
1.3 Election of Director: Susan A. Henry Mgmt For For
1.4 Election of Director: Russell J. Horner Mgmt For For
1.5 Election of Director: David J. Lesar Mgmt For For
1.6 Election of Director: John E. Lowe Mgmt For For
1.7 Election of Director: A. Anne McLellan Mgmt For For
1.8 Election of Director: Derek G. Pannell Mgmt For For
1.9 Election of Director: Frank W. Proto Mgmt For For
1.10 Election of Director: Michael M. Wilson Mgmt For For
1.11 Election of Director: Victor J. Zaleschuk Mgmt For For
2 The appointment of KPMG LLP, Chartered Accountants, Mgmt For For
as auditors of the Corporation
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD Agenda Number: 702874466
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110325/LTN20110325262.pdf
1 To receive and consider the audited consolidated Mgmt For For
financial statements of the Company, the Report
of the Directors and the Independent Auditors'
Report for the year ended 30 November 2010
2 To re-elect Mr. Edmund Sze Wing Tse as Non-executive Mgmt For For
Director of the Company
3 To re-elect Mr. Mark Edward Tucker as Executive Mgmt For For
Director of the Company
4 To re-appoint PricewaterhouseCoopers as auditors Mgmt For For
of the Company for the term from the passing
of this resolution until the conclusion of
the next annual general meeting and to authorise
the board of directors of the Company (the
"Board") to fix their remuneration
5.A To grant a general mandate to the Directors Mgmt Split 41% For 59% Against Split
to allot, issue, grant and deal with additional
shares of the Company, not exceeding twenty
per cent (20%) of the issued share capital
of the Company at the date of this Resolution
5.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company,
not exceeding ten per cent (10%) of the issued
share capital of the Company at the date of
this Resolution
5.C Conditional on the passing of Resolutions 5(A) Mgmt Split 41% For 59% Against Split
and 5(B), to authorise the Directors to
exercise the powers to allot, issue, grant
and deal with additional shares of
the Company under Resolution 5(A) in respect
of the aggregate nominal amount of the
shares repurchased by the Company
5.D To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme approved and adopted
by the Company on 28 September 2010
--------------------------------------------------------------------------------------------------------------------------
AIXTRON SE, AACHEN Agenda Number: 702938400
--------------------------------------------------------------------------------------------------------------------------
Security: D0198L143
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: DE000A0WMPJ6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE TO Non-Voting No vote
BE RECEIVED IN WRITTEN FORM FOR VOTING RIGHTS
TO BE EXERCISED AT THIS MEETING. IF YOU WISH
TO VOTE, PLEASE EMAIL GERMANMARKET.QUERIES@BROADRIDGE.COM
TO REQUEST THE NECESSARY FORMS. WHEN REQUESTING
FORMS, PLEASE STATE YOUR PROXYEDGE INSTITUTION
ID TO MAKE SURE YOU RECEIVE THE CORRECT DOCUMENTATION
FOR YOUR ACCOUNTS. IF YOU ONLY WANT TO VOTE
A SUBSET OF YOUR ACCOUNTS, PLEASE LIST ALL
ACCOUNTS TO BE VOTED IN ADDITION TO YOUR PROXYEDGE
ID. VOTES INPUT INTO PROXYEDGE WILL BE RECORDED
FOR RECORD KEEPING PURPOSES BUT WILL NOT BE
PROCESSED. PLEASE NOTE THAT THE ORIGINAL COMPLETED
PROXY FORM MUST BE RETURNED TO THE RESPECTIVE
SUB CUSTODIAN BY THE DEADLINE AS INDICATED
ON THE PROXY FORM. PLEASE NOTE THAT THE VOTE
ENTITLEMENT IS DETERMINED BY THE RECORD DATE.
PLEASE NOTE THAT BROADRIDGE WILL PROVIDE THE
PROXY FORMS VIA EMAIL AS EARLY AS RECORD DATE,
12.04.2011, TO ENABLE YOU TO LIST ONLY THE
VOTE ENTITLED SHARE AMOUNT ON THE PROXY FORM.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04.05.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT
ON PROXYEDGE.
1. Presentation of the financial statements and Non-Voting No vote
annual report for the 2010 financial year with
the report of the Supervisory Board, the group
financial statements and group annual report
as well as the report by the Board of MDs pursuant
to Sections 289(4) and 315(4) of the German
Commercial Code
2. Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 124,910,037.47 as follows: Payment
of a dividend of EUR 0.60 per no-par share
EUR 64,202,117.87 shall be carried forward
Ex-dividend and payable date: May 20, 2011
3. Ratification of the acts of the Board of MDs Mgmt For For
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5.1 Elections to the Supervisory Board: Wolfgang Mgmt For For
Blaettchen
5.2 Elections to the Supervisory Board: Petra Denk Mgmt For For
5.3 Elections to the Supervisory Board: Holger Juergensen Mgmt For For
5.4 Elections to the Supervisory Board: Karl-Hermann Mgmt For For
Kuklies
5.5 Elections to the Supervisory Board: Ruediger Mgmt For For
von Rosen
5.6 Elections to the Supervisory Board: Kim Schindelhauer Mgmt For For
6. Resolution on the remuneration for the first Mgmt For For
Supervisory Board The members of the first
Supervisory Board shall receive a remuneration
of EUR 18,000, the chairman shall receive three
times the amount and his deputy one and a half
times the amount for the period of December
22 & December 31, 2010. The members of the
first Supervisory Board shall receive a remuneration
of EUR 25,000, the chairman shall receive three
times the amount and his deputy one and a half
times the amount for the period of January
1 & May 19, 2011
7. Resolution on the adjustment of the remuneration Mgmt For For
for the new elected Supervisory Board, and
the corresponding amendments to the articles
of association Section 17(3) shall be amended
in respect of the members of the Supervisory
Board receiving an annual remuneration of EUR
25,000, the chairman three times the amount
and his deputy one and a half times the amount.
Section 17(4) shall be amended in respect of
each ordinary member of the Supervisory Board
receiving an attendance fee of EUR 2,000 per
attended committee meeting, the chairman receiving
three times the amount
8. Appointment of auditors for the 2011 financial Mgmt For For
year: Deloitte Touche GmbH, Dusseldorf
9. Resolution on the creation of new authorized Mgmt For For
capital and the corresponding amendment to
the articles of association a) The Board of
MDs shall be authorized, with the consent of
the Supervisory Board, to increase the share
capital by up to EUR 40,471,946 through the
issue of new registered no-par shares against
payment in cash and/or kind, on or before May
18, 2016 (authorized capital 2011). Shareholders
shall be granted subscription rights except
for the compensation of residual amounts, to
satisfy conversion and/ or option rights for
the protection against dilution, and for the
increase of share capital for the issue of
shares for acquisition purposes
10.a Amendment of paragraph 11 and 17 of the statute Mgmt For For
of Aixtron se: repeal and amendment of 11 paragraph
2 of the statute
10.b Amendment of paragraph 11 and 17 of the statute Mgmt For For
of Aixtron se: repeal of paragraph 11 paragraph
3 and.17 paragraph 6 of the statute
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 702877842
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT PURSUANT TO THE ARTICLES OF Non-Voting No vote
ASSOCIATION OF THE ISSUER THE DISCLOSURE OF
THE BENEFICIAL OWNER DATA WILL BE REQUIRED
WHEN EXCEEDING A CERTAIN LIMIT OF SHARE HOLDINGS
OF THE STATUTORY SHARE CAPITAL. THEREFORE BROADRIDGE
WILL BE DISCLOSING THE BENEFICIAL OWNER DATA
FOR ALL VOTED ACCOUNTS TO THE RESPECTIVE LOCAL
SUB CUSTODIAN. PLEASE NOTE THAT DEPENDING ON
THE PROCESSING OF THE LOCAL SUB CUSTODIAN BLOCKING
MAY APPLY. THE VOTE DEADLINE AS DISPLAYED ON
PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE
UPDATED AS SOON AS BROADRIDGE HAS OBTAINED
ALL LOCAL SUB CUSTODIANS' CONFIRMATIONS REGARDING
THEIR DEADLINE FOR INSTRUCTIONS. FOR ANY QUERIES
PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE.
THANK YOU.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT IN SOME CASES DEPENDING ON Non-Voting No vote
THE PROCESSING OF THE LOCAL SUB CUSTODIAN THESE
SHARES MAY BE BLOCKED. PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING
INFORMATION FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 19.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT
ON PROXYEDGE.
1. Presentation of the approved Annual Financial Non-Voting No vote
Statements and the approved Consolidated Financial
Statements as at December 31, 2010, and of
the Management Reports for Allianz SE and for
the Group, the Explanatory Reports on the information
pursuant to paragraph 289 (4), paragraph 315
(4) and paragraph 289 (5) of the German Commercial
Code (HGB), as well as the Report of the Supervisory
Board for fiscal year 2010
2. Appropriation of net earnings Mgmt For For
3. Approval of the actions of the members of the Mgmt For For
Management Board
4. Approval of the actions of the members of the Mgmt For For
Supervisory Board
5. By-election to the Supervisory Board: Franz Mgmt For For
Heiss
6. Amendment to the Statutes on Supervisory Board Mgmt For For
remuneration
7. Approval of profit transfer agreement between Mgmt For For
Allianz SE and Allianz Global Investors AG
8. Approval of the spin-off agreement between Allianz Mgmt For For
SE and Allianz Deutschland AG
--------------------------------------------------------------------------------------------------------------------------
ASAHI GLASS COMPANY,LIMITED Agenda Number: 702820817
--------------------------------------------------------------------------------------------------------------------------
Security: J02394120
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: JP3112000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Amend the Compensation to be received by Directors Mgmt For For
5. Delegation to the Board of Directors of the Mgmt For For
authority to decide matters concerning the
offering of stock acquisition rights issued
as stock options to employees of the Company
and Directors and employees of the Company's
subsidiaries, etc.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 702846962
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's Accounts and the Reports Mgmt For For
of the Directors and Auditor for the year ended
31 December 2010
2 To confirm dividends Mgmt For For
3 To re-appoint KPMG Audit Plc, London as Auditor Mgmt For For
4 To authorise the Directors to agree the remuneration Mgmt For For
of the Auditor
5.a To elect or re-elect Louis Schweitzer as a Director Mgmt For For
5.b To elect or re-elect David Brennan as a Director Mgmt For For
5.c To elect or re-elect Simon Lowth as a Director Mgmt For For
5.d To elect or re-elect Bruce Burlington as a Director Mgmt For For
5.e To elect or re-elect Jean-Philippe Courtois Mgmt For For
as a Director
5.f To elect or re-elect Michele Hooper as a Director Mgmt For For
5.g To elect or re-elect Rudy Markham as a Director Mgmt For For
5.h To elect or re-elect Nancy Rothwell as a Director Mgmt For For
5.i To elect or re-elect Shriti Vadera as a Director Mgmt For For
5.j To elect or re-elect John Varley as a Director Mgmt For For
5.k To elect or re-elect Marcus Wallenberg as a Mgmt Against Against
Director
6 To approve the Directors' Remuneration Report Mgmt For For
for the year ended 31 December 2010
7 To authorise limited EU political donations Mgmt For For
8 To authorise the Directors to allot shares Mgmt For For
9 To authorise the Directors to disapply pre-emption Mgmt For For
rights
10 To authorise the Company to purchase its own Mgmt For For
shares
11 To reduce the notice period for general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AU OPTRONICS CORP. Agenda Number: 933446901
--------------------------------------------------------------------------------------------------------------------------
Security: 002255107
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: AUO
ISIN: US0022551073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3A ACCEPTANCE ITEM: TO ACCEPT THE 2010 BUSINESS Mgmt For For
REPORT AND FINANCIAL STATEMENTS
3B ACCEPTANCE ITEM: TO ACCEPT THE PROPOSAL FOR Mgmt For For
THE DISTRIBUTION OF 2010 PROFITS
4A DISCUSSION ITEM: TO APPROVE THE REVISIONS TO Mgmt For For
THE ARTICLES OF INCORPORATION
4B DISCUSSION ITEM: TO APPROVE THE PROPOSAL OF Mgmt For For
RELEASING DIRECTORS FROM NON-COMPETITION RESTRICTIONS
--------------------------------------------------------------------------------------------------------------------------
AUTONOMY CORP PLC Agenda Number: 702804166
--------------------------------------------------------------------------------------------------------------------------
Security: G0669T101
Meeting Type: AGM
Meeting Date: 24-Mar-2011
Ticker:
ISIN: GB0055007982
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the accounts of the Company Mgmt For For
for the financial year ended 31 December 2010
together with the directors' report and the
auditors' report on those accounts
2 To approve the directors' remuneration report Mgmt For For
included in the Annual Report and Accounts
for the year ended 31 December 2010
3 To re-elect Robert Webb as a director of the Mgmt For For
Company
4 To elect Jonathan Bloomer as a director of the Mgmt For For
Company
5 To re-elect Richard Gaunt as a director of the Mgmt For For
Company
6 To re-elect Sushovan Hussain as a director of Mgmt For For
the Company
7 To elect Frank Kelly as a director of the Company Mgmt For For
8 To re-elect Michael Lynch as a director of the Mgmt For For
Company
9 To re-elect John McMonigall as a director of Mgmt For For
the Company
10 To re-appoint Deloitte LLP as auditors of the Mgmt For For
Company
11 To authorise the directors to determine the Mgmt For For
auditors' remuneration for the ensuing year
12 To authorise the directors to allot equity securities Mgmt For For
in accordance with the limitations set out
in the Notice of Meeting
13 To authorise the directors to allot equity securities Mgmt For For
for cash in accordance with the limitations
set out in the Notice of Meeting
14 To authorise the Company to make market purchases Mgmt For For
of ordinary shares in accordance with
the limitations set out in the Notice of Meeting
15 That a general meeting, other than an annual Mgmt For For
general meeting, may be called on not less
than 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BAE SYS PLC Agenda Number: 702886118
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Remuneration Report Mgmt Against Against
3 Final Dividend Mgmt For For
4 Re-elect Paul Anderson Mgmt For For
5 Re-elect Michael Hartnall Mgmt For For
6 Re-elect Linda Hudson Mgmt For For
7 Re-elect Ian King Mgmt For For
8 Re-elect Sir Peter Mason Mgmt For For
9 Re-elect Richard Olver Mgmt For For
10 Re-elect Roberto Quarta Mgmt For For
11 Re-elect Nicholas Rose Mgmt For For
12 Re-elect Carl Symon Mgmt For For
13 Elect Harriet Green Mgmt For For
14 Elect Peter Lynas Mgmt For For
15 Elect Paula Rosput Reynolds Mgmt For For
16 Re-appointment of auditors Mgmt For For
17 Remuneration of auditors Mgmt For For
18 Political donations up to specified limits Mgmt For For
19 Restricted Share Plan 2011 Mgmt Against Against
20 Authority to allot new shares Mgmt For For
21 Disapplication of pre-emption rights Mgmt For For
22 Purchase own shares Mgmt For For
23 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL S A MEDIUM TERM NTS BOOK ENTRY 144A Agenda Number: 702880849
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To receive the administrators accounts, to examine, Mgmt For For
discuss and vote on the administrations report,
the financial statements and the accounting
statements accompanied by the independent
auditors report regarding the fiscal
year ending on December 31, 2010
II To deliberate on the distribution of the fiscal Mgmt For For
years net profits and distribution
of dividends
III To elect members of the finance committee Mgmt For For
IV To set the members of finance committee remuneration Mgmt For For
V To elect the members of the Board of Directors Mgmt For For
VI To set the directors remuneration Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANCO DO BRASIL S A MEDIUM TERM NTS BOOK ENTRY 144A Agenda Number: 703078988
--------------------------------------------------------------------------------------------------------------------------
Security: P11427112
Meeting Type: EGM
Meeting Date: 31-May-2011
Ticker:
ISIN: BRBBASACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Acquisition, by Banco Do Brasil S.A. of 835,855 Mgmt For For
shares of the American Financial Institution
Eurobank, located in Coral Gables, Miami Dade
County, State of Florida, corresponding to
100 percent of the voting share capital, in
light of the provision in part i of article
256 and line b of the sole paragraph of article
247, both from law 6404 of December 15, 1976,
from here onwards the Brazilian Corporate
Law
2 Ratification of the share purchase agreement Mgmt For For
and of the valuation report of Eurobank,
in accordance with the terms of paragraph 1,
article 256, of law 6404 of December 15,
1976
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
OF TEXT IN RESOLUTION 1. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA, SAO PAULO Agenda Number: 702742342
--------------------------------------------------------------------------------------------------------------------------
Security: P1505Z160
Meeting Type: EGM
Meeting Date: 28-Jan-2011
Ticker:
ISIN: BRSANBCDAM13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A To move the current vice chairperson of the Mgmt For For
board of directors of the company,
Mr. Fabio Colletti Barbosa, to the position
of chairperson of the board of directors
of the company
B To move the current chairperson of the board Mgmt For For
of directors of the company, Mr. Marcial Angel
Portela Alvarez, to the position of vice chairperson
of the board of directors of the company
C Because of that which was resolved on in the Mgmt For For
previous items, to confirm the composition
of the board of directors of the company
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S A Agenda Number: 702885685
--------------------------------------------------------------------------------------------------------------------------
Security: P1505Z129
Meeting Type: EGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BRSANBACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A) To resolve regarding the change of the period Mgmt For For
for the payment of dividends and or interest
on shareholder equity specifically relative
to the 2011 fiscal year, to up to 180
days from the date of their declaration by
the board of directors of the company
and, in any case within this fiscal year,
that, if approved by the shareholders of the
company, will be applicable, including,
to the payment of interest on shareholder equity
approved by the board of directors at a meeting
held on March 24, 2011, in accordance with
the proposal from the board of directors
at a meeting also held on March 24 2011
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S A Agenda Number: 702953286
--------------------------------------------------------------------------------------------------------------------------
Security: P1505Z129
Meeting Type: AGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BRSANBACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A To receive the administrators accounts, to examine Mgmt For For
discuss and vote on the administration report,
the financial statements and the accounting
statements accompanied by the independent auditors
report and audit committee report regarding
the fiscal year ending on December 31, 2010
B Destination of the year end results of 2010 Mgmt For For
and the distribution of dividends
C To elect the current members of the board of Mgmt For For
directors for a new mandate
D To set the global remuneration of the board Mgmt For For
of directors and the audit committee
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER S A GLOBAL MEDIUM TERM NTS BOOK ENTRY REG S Agenda Number: 702888237
--------------------------------------------------------------------------------------------------------------------------
Security: P1505Z160
Meeting Type: AGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BRSANBCDAM13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A To receive the administrators accounts, to examine Mgmt For For
discuss and vote on the administration report,
the financial statements and the accounting
statements accompanied by the independent auditors
report and audit committee report regarding
the fiscal year ending on December 31, 2010
B Destination of the year end results of 2010 Mgmt For For
and the distribution of dividends
C To elect the current members of the board of Mgmt For For
directors for a new mandate
D To set the global remuneration of the board Mgmt For For
of directors and the audit committee
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER S A GLOBAL MEDIUM TERM NTS BOOK ENTRY REG S Agenda Number: 702891690
--------------------------------------------------------------------------------------------------------------------------
Security: P1505Z160
Meeting Type: EGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: BRSANBCDAM13
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A To resolve regarding the change of the period Mgmt For For
for the payment of dividends and or interest
on shareholder equity specifically relative
to the 2011 fiscal year, to up to 180
days from the date of their declaration by
the board of directors of the company
and, in any case within this fiscal year,
that, if approved by the shareholders of the
company, will be applicable, including,
to the payment of interest on shareholder equity
approved by the board of directors at a meeting
held on March 24, 2011, in accordance with
the proposal from the board of directors
at a meeting also held on March 24 2011
--------------------------------------------------------------------------------------------------------------------------
BANK CHINA LTD Agenda Number: 702544760
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 20-Aug-2010
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN201007021317.pdf
S.1.1 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; type and nominal value of the rights
shares
S.1.2 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; proportion and number of the rights
shares to be issued
S.1.3 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; subscription price for the rights
shares
S.1.4 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; target subscribers for the rights
issue
S.1.5 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; use of proceeds
S.1.6 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; effective period of the resolution
S.1.7 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC
laws and regulations in order to issue new
shares pursuant to the rights issue as specified
in the circular issued by the Bank to the
shareholders dated 02 JUL 2010 the ''Circular''
; subject to the fulfillment of
the conditions in respect of the rights issue
as specified in the Circular, the issue by
way of rights of the ordinary shares the ''rights
shares'' of RMB 1.00 each in the capital of
the Bank, on the following structure
and terms; authorization for the rights issue
2 Approve all shareholders after the completion Mgmt For For
of the rights issue will be entitled to
share the accumulated undistributed profits
of the Bank prior to the rights issue in proportion
to their shareholding, further details of
which are set out in the Circular as specified
3 Approve the proposal in relation to the feasibility Mgmt For For
analysis report the ''Feasibility Analysis
Report'' on the use of proceeds raised from
the rights issue was approved by the
Board of Directors of the Bank the
''Board'' , further details of which are
set out in the Circular as specified;
the Feasibility Analysis Report
4 Approve, pursuant to the applicable laws and Mgmt For For
regulations of the PRC, a report has been prepared
by the Board on the use of proceeds raised
from the previous issuance of securities
by the Bank ''Report on the use of proceeds
raised from previous issuance'' , further
details of which are specified in the Circular;
the report on the use of proceeds raised from
previous issuance
5.1 Approve the re-election of Ms. Hong Zhihua as Mgmt For For
a Non-Executive Director
5.2 Approve the re-election of Ms. Huang Haibo as Mgmt For For
a Non-Executive Director
5.3 Approve the re-election of Mr. Cai Haoyi as Mgmt For For
a Non-Executive Director
5.4 Approve the election of Ms. Sun Zhijun as a Mgmt For For
Non-Executive Director
5.5 Approve the election of Ms. Liu Lina as a Non-Executive Mgmt For For
Director
5.6 Approve the election of Ms. Jiang Yansong as Mgmt For For
a Non-Executive Director
5.7 Approve the election of Mr. Chow Man Yiu, Paul Mgmt For For
as an Independent Non-Executive
Director
6 Approve the proposal in relation to the remuneration Mgmt For For
plan for the Chairman, Executive Directors,
Chairman of Board of Supervisors and Supervisors
of 2009 by the Board ''remuneration plan for
the Chairman, Executive Directors, Chairman
of Board of Supervisors and Supervisors of
2009'' , further details of which are specified
in the Circular; the remuneration plan for
the Chairman, Executive Directors,
Chairman of Board of Supervisors and
Supervisors of 2009
--------------------------------------------------------------------------------------------------------------------------
BANK CHINA LTD Agenda Number: 702542247
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: CLS
Meeting Date: 20-Aug-2010
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN201007021323.pdf
S.1.1 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Type and nominal value
of the Rights Shares
S.1.2 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Proportion and number
of the Rights Shares to be issued
S.1.3 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Subscription Price for
the Rights Shares
S.1.4 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Target subscribers for
the Rights Issue
S.1.5 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Use of Proceeds
S.1.6 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares (the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Effective period of the
resolution
S.1.7 Approve the Bank has complied with the relevant Mgmt For For
qualification requirements under the PRC laws
and regulations in order to issue new shares
pursuant to the Rights Issue (as defined in
the circular issued by the Bank to the shareholders
dated 02 JUL 2010 (the "Circular")) and subject
to the fulfillment of the conditions in respect
of the Rights Issue as set out in the Circular,
the issue by way of rights of the ordinary
shares(the "Rights Shares") of RMB 1.00 each
in the capital of the Bank, on the following
structure and terms: Authorization for the
Rights Issue
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 702850721
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the year
ended 31st December 2010
2 To approve the Remuneration Report for the year Mgmt For For
ended 31st December 2010
3 To re elect Alison Carnwath as a Director of Mgmt For For
the Company
4 To re elect Dambisa Moyo as a Director of the Mgmt For For
Company
5 To re elect Marcus Agius as a Director of the Mgmt For For
Company
6 To re elect David Booth as a Director of the Mgmt For For
Company
7 To re elect Sir Richard Broadbent as a Director Mgmt For For
of the Company
8 To re elect Fulvio Conti as a Director of the Mgmt For For
Company
9 To re elect Robert E Diamond Jr as a Director Mgmt For For
of the Company
10 To re-elect Simon Fraser as a Director of the Mgmt For For
Company
11 To re-elect Reuben Jeffery III as a Director Mgmt For For
of the Company
12 To re elect Sir Andrew Likierman as a Director Mgmt For For
of the Company
13 To re-elect Chris Lucas as a Director of the Mgmt For For
Company
14 To re elect Sir Michael Rake as a Director of Mgmt For For
the Company
15 To re-elect Sir John Sunderland as a Director Mgmt For For
of the Company
16 To re appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
17 To authorise the Directors to set the remuneration Mgmt For For
of the Auditors
18 To authorise the Company and its subsidiaries Mgmt For For
to make political donations and incur political
expenditure
19 To authorise the Directors to allot securities Mgmt For For
20 To authorise the Directors to allot equity securities Mgmt For For
for cash other than on a pro rata basis to
shareholders or to sell treasury shares
21 To authorise the Company to purchase its own Mgmt For For
shares
22 To authorise the Directors to call general meetings Mgmt For For
other than an AGM on not less than 14 clear
days notice
23 To approve and adopt the rules of the Barclays Mgmt For For
Group Long Term Incentive Plan
24 To approve and adopt the rules of the Barclays Mgmt For For
Group Share Value Plan
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORP Agenda Number: 702885243
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 804634 DUE TO CHANGE IN VOTING STATUS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "1.1 TO 1.14 AND 2". THANK YOU.
1.1 Election of director: H. L. Beck Mgmt For For
1.2 Election of director: C. W. D. Birchall Mgmt For For
1.3 Election of director: D. J. Carty Mgmt For For
1.4 Election of director: G. Cisneros Mgmt For For
1.5 Election of director: P.A. Crossgrove Mgmt For For
1.6 Election of director: R. M. Franklin Mgmt For For
1.7 Election of director: J. B. Harvey Mgmt For For
1.8 Election of director: D. Moyo Mgmt For For
1.9 Election of director: B. Mulroney Mgmt For For
1.10 Election of director: A. Munk Mgmt For For
1.11 Election of director: P. Munk Mgmt For For
1.12 Election of director: A. W. Regent Mgmt For For
1.13 Election of director: N.P. Rothschild Mgmt For For
1.14 Election of director: S. J. Shapiro Mgmt For For
2 Resolution approving the appointment of PricewaterhouseCoopersMgmt For For
LLP as the auditors of Barrick and authorizing
the directors to fix their remuneration
3 Advisory resolution on executive compensation Mgmt For For
approach
4 To vote at the discretion of the proxyholder Non-Voting No vote
on any amendments or variations to the foregoing
and on any other matters (other than matters
which are to come before the meeting and which
are the subject of another proxy executed by
the undersigned) which may properly come before
the meeting or any postponement or adjournment
thereof
--------------------------------------------------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED Agenda Number: 702565714
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV13369
Meeting Type: AGM
Meeting Date: 01-Sep-2010
Ticker:
ISIN: INE397D01024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive, consider and adopt the audited balance Mgmt For For
sheet of the Company as at 31 MAR 2010, the
profit & loss account and the cash flow statement
for the YE on that date and the reports of
the Board of Directors and the Auditors thereon
2 Declare dividend on equity shares Mgmt For For
3 Re-appoint Mr. Pulak Chandan Prasad as a Director, Mgmt For For
who retires by rotation
4 Re-appoint Ms. Chua Sock Koong as a Director, Mgmt For For
who retires by rotation
5 Re-appoint Mr. Rajan Bharti Mittal as a Director, Mgmt For For
who retires by rotation
6 Re-appoint Mr. Rakesh Bharti Mittal as a Director, Mgmt For For
who retires by rotation
7 Appointment of M/s. S. R. Batliboi & Associates, Mgmt For For
Chartered Accountants, Gurgaon, as the
Statutory Auditors of the Company to hold office
from the conclusion of this AGM until the
conclusion of the next AGM and to authorize
the Board / Audit Committee to fix their remuneration
S.8 Authorize the Directors of the Company, pursuant Mgmt For For
to the provisions of Section 314 and other
applicable provisions, if any, of the Companies
Act, 1956 or any other law for the time
being in force, for appointment of Mr. Shravin
Mittal, son of Mr. Sunil Bharti Mittal,
Chairman and Managing Director of the Company,
to hold office as an employee with M/s. Bharti
Airtel International Netherlands B.V., Netherlands,
a wholly owned Subsidiary Company of Bharti
Airtel Limited, hereinafter referred to as
BAIN or any of its step down Subsidiary
Company, at any time on or after 28 APR 2010,
at such remuneration and on such other terms
and conditions, as may be decided by the respective
employer Company, provided however that the
aggregate amount of remuneration CONTD.
CONT CONTD. inclusive of salary, allowances, perquisites, Non-Voting No vote
incentives, bonuses, retirement benefits,
facilities, social securities etc. shall not
exceed Euros 250,000 per annum or equivalent
amount in any other currency; in addition
to the above remuneration, Mr. Shravin Mittal
would also be eligible for grant of stock options
as per the terms of the respective Stock Option
Scheme for the time being in force; authorize
the Board of Directors of the Company which
expression shall also include a duly constituted
Committee thereof to do all such acts,
deeds and things as may be required to give
effect to the above resolution
S.9 Approve, pursuant to the provisions of Section Mgmt For For
198, 309, 310 and other applicable provisions,
if any, of the Companies Act, 1956 and any
other law for the time being in force, and
in accordance with provisions of Articles of
Association of the Company, for payment of
commission to its Non-executive Directors
not exceeding 1% of the net profits of the
Company, calculated in accordance with the
provisions of Section 349 and 350 and other
applicable provisions, if any, of the Companies
Act 1956 for each FY, effective from the FY
2010-11 in such manner as the Board of Directors
in its absolute discretion may decide
from time to time; authorize the Board of Directors
of the Company which expression shall also
include a duly CONTD.
CONT CONTD.constituted Committee thereof to do all Non-Voting No vote
such acts, deeds and things as may be required
to give effect to the above resolution
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF VOTING OPTION COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS, PARIS Agenda Number: 702830604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 11-May-2011
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0309/201103091100594.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2010 and distribution
of the dividend
O.4 Special report of the Statutory Auditors on Mgmt For For
the Agreements and Undertakings pursuant
to Articles L.225-38 et seq. of the Commercial
Code, including those concluded between a company
and its corporate officers and also between
companies of a group and mutual corporate
managers
O.5 Authorization for BNP Paribas to repurchase Mgmt For For
its own shares
O.6 Renewal of Mr. Jean-Francois Lepetit's term Mgmt For For
as Board member
O.7 Renewal of Mrs. Helene Ploix's term as Board Mgmt For For
member
O.8 Renewal of Mr. Baudouin Prot's term as Board Mgmt For For
member
O.9 Renewal of Mrs. DanielaWeber-Rey's term as Board Mgmt For For
member
O.10 Appointment of Mrs. Fields Wicker-Miurin as Mgmt For For
Board member
E.11 Approval of the merger-absorption of Banque Mgmt For For
de Bretagne by BNP Paribas
E.12 Approval of the simplified cross-border merger Mgmt For For
of BNP Paribas International BV by BNP Paribas
SA
E.13 Approval of the merger-absorption of the company Mgmt For For
Cerenicim by BNP Paribas
E.14 Approval of the merger-absorption of the company Mgmt For For
SAS Noria by BNP Paribas
E.15 Authorization to carry out allocations of performance Mgmt For For
shares in favor of employees and corporate
officers of the group
E.16 Authorization to grant options to subscribe Mgmt For For
for or purchase shares in favor of employees
and corporate officers of the group
E.17 Authorization to be granted to the Board of Mgmt For For
Directors to reduce the capital by cancellation
of shares
E.18 Powers for the formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES SA Agenda Number: 702819547
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 21-Apr-2011
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0304/201103041100547.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0401/201104011100932.pdf
O.1 Approval of the annual corporate financial statements Mgmt For For
and operations for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
and operations for the financial year
2010
O.3 Allocation of income and setting the dividend Mgmt For For
O.4 Approval of the regulated Agreements and Undertakings Mgmt Against Against
O.5 Renewal of Mrs. Patricia Barbizet's term as Mgmt Against Against
Board member
O.6 Renewal of Mr. Herve Le Bouc's term as Board Mgmt For For
member
O.7 Renewal of Mr. Helman le Pas de Secheval's term Mgmt For For
as Board member
O.8 Renewal of Mr. Nonce Paolini's term as Board Mgmt For For
member
O.9 Authorization granted to the Board of Directors Mgmt For For
to allow the Company to trade its own shares
E.10 Authorization granted to the Board of Directors Mgmt For For
to reduce the share capital by cancellation
of treasury shares held by the Company
E.11 Delegation of authority granted to the Board Mgmt For For
of Directors to increase the share capital
with preferential subscription rights, by issuing
shares or securities giving access to shares
of the Company or a subsidiary's
E.12 Delegation of authority granted to the Board Mgmt For For
of Directors to increase the share capital
by incorporation of premiums, reserves or profits
E.13 Delegation of authority granted to the Board Mgmt Against Against
of Directors to increase the share capital
by way of a public offer with cancellation
of preferential subscription rights, by
issuing shares or securities giving access
to shares of the Company or a subsidiary's
E.14 Delegation of authority granted to the Board Mgmt Against Against
of Directors to issue, by way of an offer pursuant
to Article L.411-2, II of the Monetary and
Financial Code, shares and securities giving
access to the capital of the Company with
cancellation of preferential subscription
rights of shareholders
E.15 Authorization granted to the Board of Directors Mgmt Against Against
to set the issue price of equity securities
to be issued immediately or in the future without
preferential subscription rights,
according to the terms decided by the
General Meeting, by way of a public offer
or an offer pursuant to Article L.411-2,
II of the Monetary and Financial Code
E.16 Authorization granted to the Board of Directors Mgmt Against Against
to increase the number of securities to
be issued in the event of capital increase
with or without preferential subscription
rights
E.17 Delegation of powers granted to the Board of Mgmt For For
Directors to increase the share capital, in
consideration for in-kind contributions granted
to the Company and composed of equity securities
or securities giving access to the capital
of another company, outside of public exchange
offer
E.18 Delegation of authority granted to the Board Mgmt Against Against
of Directors to increase the share capital,
without preferential subscription rights, in
consideration for contributions of securities
in case or public exchange offer initiated
by the Company
E.19 Delegation of authority granted to the Board Mgmt Against Against
of Directors to issue shares as a result of
the issuance of securities by a subsidiary,
giving access to shares of the Company
E.20 Delegation of authority granted to the Board Mgmt For For
of Directors to issue any securities
entitling to the allotment of debts securities
E.21 Delegation of authority granted to the Board Mgmt Against Against
of Directors to increase the share capital
in favor of employees or corporate officers
of the Company or related companies participating
in a company savings plan
E.22 Authorization granted to the Board of Directors Mgmt Against Against
to grant options to subscribe for or purchase
shares
E.23 Delegation of authority granted to the Board Mgmt Against Against
of Directors to issue equity warrants during
a public offer involving stocks of the Company
E.24 Authorization granted to the Board of Directors Mgmt Against Against
to increase the share capital during a public
offer involving stocks of the Company
E.25 Powers for the formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 702820754
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 29-Mar-2011
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
5. Presentation of Remuneration by Stock Options Mgmt For For
to the Members of the Board
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERN TOB PLC Agenda Number: 702877640
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2010 Report and Accounts Mgmt For For
2 Approval of the 2010 Remuneration Report Mgmt For For
3 Declaration of the final dividend for 2010 Mgmt For For
4 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
the companies auditors
5 Authority for the Directors to agree the Auditors' Mgmt For For
remuneration
6 Re-election of Richard Burrows as a Director Mgmt For For
(N)
7 Re-election of Karen de Segundo as a Director Mgmt For For
(C, N, R)
8 Re-election of Nicandro Durante as a Director Mgmt For For
9 Re-election of Robert Lerwill as a Director Mgmt For For
(A, N, R)
10 Re-election of Christine Morin-Postel as a Director Mgmt For For
(A, N, R)
11 Re-election of Gerry Murphy as a Director (C, Mgmt For For
N, R)
12 Re-election of Anthony Ruys as a Director (A, Mgmt For For
N, R)
13 Re-election of Sir Nicholas Scheele as a Director Mgmt For For
(A, N, R)
14 Re-election of Ben Stevens as a Director Mgmt For For
15 Election of John Daly as a Director who has Mgmt For For
been appointed since the last Annual General
Meeting
16 Election of Kieran Poynter as a Director (C, Mgmt For For
N) who has been appointed Since the last Annual
General Meeting
17 Renewal of the Directors' authority to allot Mgmt For For
shares
18 Renewal of the Directors' authority to disapply Mgmt For For
pre-emption rights
19 Authority for the Company to purchase its own Mgmt For For
shares
20 Authority to amend the British American Tobacco Mgmt For For
2007 Long Term Incentive Plan
21 Notice period for General Meetings Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAIRN ENERGY PLC Agenda Number: 702966031
--------------------------------------------------------------------------------------------------------------------------
Security: G17528251
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB00B59MW615
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for the year Mgmt For For
ended 31 December 2010
2 To approve the director's remuneration report Mgmt For For
contained in the report and accounts
3 To re appoint Ernst & Young LLP as auditors Mgmt For For
4 To authorise the directors to fix the auditor's Mgmt For For
remuneration
5 To elect Alexander Berger as a director Mgmt For For
6 To elect M. Jacqueline Sheppard QC as a director Mgmt For For
7 To re-elect Sir Bill Gammell as a director Mgmt For For
8 To authorise the Company to allot relevant securities Mgmt For For
pursuant to section 551 of the Companies Act
2006
9 To authorise the Company to allot equity securities Mgmt For For
or sell treasury shares pursuant to section
570 of the Companies Act 2006
10 To authorise the Company to make market purchases Mgmt For For
of the ordinary share capital of the
Company
11 To authorise the Company to call a general meeting Mgmt For For
other than an Annual General Meeting on not
less than 14 clear days notice
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LTD, CALGARY AB Agenda Number: 702875634
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "1B.1 TO 1B.14 AND 2". THANK YOU.
1B.1 Election of Director: Catherine M. Best Mgmt For For
1B.2 Election of Director: N. Murray Edwards Mgmt For For
1B.3 Election of Director: Timothy W. Faithfull Mgmt For For
1B.4 Election of Director: Honourable Gary A. Filmon Mgmt For For
1B.5 Election of Director: Christopher L. Fong Mgmt For For
1B.6 Election of Director: Ambassador Gordon D. Giffin Mgmt For For
1B.7 Election of Director: Wilfred A. Gobert Mgmt For For
1B.8 Election of Director: Steve W. Laut Mgmt For For
1B.9 Election of Director: Keith A. J. MacPhail Mgmt For For
1B.10 Election of Director: Allan P. Markin Mgmt For For
1B.11 Election of Director: Honourable Frank J. McKenna Mgmt For For
1B.12 Election of Director: James S. Palmer Mgmt For For
1B.13 Election of Director:Eldon R. Smith Mgmt For For
1B.14 Election of Director: David A. Tuer Mgmt For For
2 The appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Accountants, Calgary, Alberta,
as auditors of the Corporation for the ensuing
year and the authorization of the Audit Committee
of the Board of Directors of the Corporation
to fix their remuneration
3 At the discretion of the said Proxy, to vote Mgmt Abstain For
on any permitted amendments to or variations
of any matters identified in the Notice of
Meeting enclosed herewith or other matters
that may properly be brought before the Meeting
or any adjournments thereof
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN TEXT OF RESOLUTION 1B.3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAP GEMINI SA, PARIS Agenda Number: 702922368
--------------------------------------------------------------------------------------------------------------------------
Security: F13587120
Meeting Type: MIX
Meeting Date: 26-May-2011
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINKS:
https://balo.journal-officiel.gouv.fr/pdf/2011/0406/201104061101097.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0509/201105091102011.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 Regulated Agreements Mgmt For For
O.4 Allocation of income and dividend Mgmt For For
O.5 Attendance allowances allocated to the Board Mgmt For For
members
O.6 Authorization for a share repurchase program Mgmt For For
- within the limit of a maximum number of
shares equal to 10% of its share capital
E.7 Authorization granted to the Board of Directors Mgmt For For
to cancel shares repurchased by the Company
under the share repurchase program
E.8 Delegation of powers granted to the Board of Mgmt For For
Directors to carry out a capital increase reserved
for members of company savings plans of the
Capgemini Group
E.9 Delegation of powers granted to the Board of Mgmt For For
Directors to carry out a capital increase reserved
for employees of some foreign subsidiaries
under similar conditions than those offered
under the previous resolution
E.10 Delegation of powers granted to the Board of Mgmt For For
Directors to issue redeemable share subscription
and/or purchase warrants (BSAAR) in favor of
employees and corporate officers of the Company
and of its subsidiaries without
shareholders' preferential subscription rights
E.11 Authorization granted to the Board of Directors Mgmt For For
to carry out an allocation of shares under
performance condition to employees and corporate
officers of the Company and its French and
foreign subsidiaries
E.12 Amendment of Article 11 of the Statutes to allow Mgmt For For
the appointment of a shareholder employee
as Board member
E.13 Powers to accomplish all formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 702861128
--------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: AGM
Meeting Date: 25-Apr-2011
Ticker:
ISIN: SG1J27887962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report and Mgmt For For
Audited Financial Statements for the year
ended 31 December 2010 and the Auditors' Report
thereon
2 To declare a first and final 1-tier dividend Mgmt For For
of SGD0.06 per share for the year ended
31 December 2010
3 To approve Directors' fees of SGD1,409,220 for Mgmt For For
the year ended 31 December 2010 (2009:
SGD1,183,331)
4(a) To re-appoint the following Director, who are Mgmt For For
retiring under Section 153(6) of the Companies
Act, Cap. 50 of Singapore (the "Companies Act"),
to hold office from the date of this Annual
General Meeting until the next Annual General
Meeting: Dr Hu Tsu Tau
4(b) To re-appoint the following Director, who are Mgmt For For
retiring under Section 153(6) of the Companies
Act, Cap. 50 of Singapore (the "Companies Act"),
to hold office from the date of this Annual
General Meeting until the next Annual General
Meeting: Mr Richard Edward Hale
5(a) To re-elect the following Director, who are Mgmt For For
retiring by rotation pursuant to Article 95
of the Articles of Association of the Company
and who, being eligible, offer themselves
for re-election: Mr James Koh Cher Siang
5(b) To re-elect the following Director, who are Mgmt For For
retiring by rotation pursuant to Article 95
of the Articles of Association of the Company
and who, being eligible, offer themselves
for re-election: Mrs Arfat Pannir Selvam
6 To re-elect Mr Simon Claude Israel, a Director Mgmt For For
who is retiring pursuant to Article 101
of the Articles of Association of the Company
and who, being eligible, offers himself
for re-election
7 To re-appoint Messrs KPMG LLP as Auditors of Mgmt For For
the Company and to authorise the Directors
to fix their remuneration
8 To transact such other ordinary business as Mgmt Against Against
may be transacted at an Annual General Meeting
of the Company
9A That pursuant to Section 161 of the Companies Mgmt For For
Act, authority be and is hereby given to the
Directors of the Company to: (a) (i) issue
shares in the capital of the Company ("shares")
whether by way of rights, bonus or otherwise;
and/or (ii) make or grant offers, agreements
or options (collectively, "Instruments")
that might or would require shares to be issued,
including but not limited to the creation and
issue of (as well as adjustments to)
warrants, debentures or other instruments
convertible into shares, at any time and
upon such terms and conditions and for such
purposes and to such persons as the Directors
may in their absolute discretion deem fit;
and (b) (notwithstanding the authority conferred
by this Resolution may have ceased to be
in force) issue shares in pursuance of any
Instrument made or granted by the Directors
CONTD
CONT CONTD while this Resolution was in force, provided Non-Voting No vote
that: (1) the aggregate number of shares
to be issued pursuant to this Resolution (including
shares to be issued in pursuance of Instruments
made or granted pursuant to this Resolution)
does not exceed fifty per cent. (50%) of the
total number of issued shares (excluding
treasury shares) in the capital of the Company
(as calculated in accordance with sub-paragraph
(2) below), of which the aggregate
number of shares to be issued other than on
a pro rata basis to shareholders of the
Company (including shares to be issued in pursuance
of Instruments made or granted pursuant
to this Resolution) does not exceed ten per
cent. (10%) of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with subparagraph (2) below); CONTD
CONT CONTD (2) (subject to such manner of calculation Non-Voting No vote
as may be prescribed by the Singapore Exchange
Securities Trading Limited ("SGX-ST")) for
the purpose of determining the aggregate number
of shares that may be issued under
subparagraph (1) above, the total number
of issued shares (excluding treasury shares)
shall be based on the total number of issued
shares (excluding treasury shares) in
the capital of the Company at the time this
Resolution is passed, after adjusting for:
(i) new shares arising from the conversion
or exercise of any convertible securities
or share options or vesting of share awards
which are outstanding or subsisting at the
time this Resolution is passed; and (ii)
any subsequent bonus issue, consolidation or
subdivision of shares; (3) in exercising the
authority conferred by this Resolution, the
Company shall CONTD
CONT CONTD comply with the provisions of the Listing Non-Voting No vote
Manual of the SGX-ST for the time being in
force (unless such compliance has been waived
by the SGX-ST) and the Articles of Association
for the time being of the Company; and (4)
(unless revoked or varied by the Company
in general meeting) the authority conferred
by this Resolution shall continue in force
until the conclusion of the next Annual General
Meeting of the Company or the date by which
the next Annual General Meeting of the Company
is required by law to be held, whichever
is the earlier
9B That the Directors of the Company be and are Mgmt For For
hereby authorised to: (a) grant awards in
accordance with the provisions of the CapitaLand
Performance Share Plan 2010 (the "Performance
Share Plan") and/or the CapitaLand Restricted
Share Plan 2010 (the "Restricted Share
Plan"); and (b) allot and issue from time
to time such number of shares in the capital
of the Company as may be required to be
issued pursuant to the vesting of awards under
the Performance Share Plan and/or the Restricted
Share Plan, provided that the aggregate
number CONTD
CONT CONTD of shares to be issued, when aggregated Non-Voting No vote
with existing shares (including treasury shares
and cash equivalents) delivered and/or to be
delivered pursuant to the Performance
Share Plan, the Restricted Share Plan and all
shares, options or awards granted under
any other share schemes of the Company
then in force, shall not exceed eight per cent.
(8%) of the total number of issued shares
(excluding treasury shares) in the capital
of the Company from time to time
9C That: (a) for the purposes of Sections 76C and Mgmt For For
76E of the Companies Act, the exercise by
the Directors of the Company of all the powers
of the Company to purchase or otherwise acquire
ordinary shares in the capital of the Company
("ordinary shares") not exceeding in aggregate
the Maximum Limit (as hereafter defined),
at such price or prices as may be determined
by the Directors of the Company from
time to time up to the Maximum Price (as
hereafter defined), whether by way of:
(i) market purchase(s) on the SGX-ST and/or
any other stock exchange on which the ordinary
shares may for the time being be listed and
quoted ("Other Exchange"); and/or (ii) off-market
purchase(s) (if effected otherwise
than on the SGX-ST or, as the case may be,
Other Exchange) in accordance with any equal
access scheme(s) as may be determined
or formulated CONTD
CONT CONTD by the Directors of the Company as they Non-Voting No vote
consider fit, which scheme(s) shall satisfy
all the conditions prescribed by the Companies
Act, and otherwise in accordance with
all other laws and regulations and rules of
the SGX-ST or, as the case may be, Other Exchange
as may for the time being be applicable,
be and is hereby authorised and approved generally
and unconditionally (the Share Purchase
Mandate); (b) unless varied or revoked by the
Company in general meeting, the authority conferred
on the Directors of the Company pursuant
to the Share Purchase Mandate may be exercised
by the Directors of the Company at any time
and from time to time during the period commencing
from the date of the passing of this Resolution
and expiring on the earlier of: (i) the
date on which the next Annual General Meeting
of the Company is held; CONTD
CONT CONTD and (ii) the date by which the next Annual Non-Voting No vote
General Meeting of the Company is required
by law to be held; (c) in this Resolution:
"Average Closing Price" means the average
of the last dealt prices of an ordinary
share for the five consecutive Market Days
on which the ordinary shares are transacted
on the SGX-ST or, as the case may be, Other
Exchange immediately preceding the date of
market purchase by the Company or, as the case
may be, the date of the making of the offer
pursuant to the off-market purchase, and deemed
to be adjusted in accordance with the listing
rules of the SGX-ST for any corporate action
which occurs after the relevant five-day period;
"date of the making of the offer" means the
date on which the Company makes an offer
for the purchase or acquisition of ordinary
shares from shareholders, stating therein
CONTD
CONT CONTD the purchase price (which shall not be Non-Voting No vote
more than the Maximum Price) for each ordinary
share and the relevant terms of the equal access
scheme for effecting the off-market purchase;
"Market Day" means a day on which the
SGX-ST is open for trading in securities; "Maximum
Limit" means that number of ordinary shares
representing two per cent. (2%) of the issued
ordinary shares as at the date of the passing
of this Resolution (excluding any ordinary
shares which are held as treasury shares);
and "Maximum Price" in relation to an ordinary
share to be purchased or acquired, means the
purchase price (excluding brokerage, commission,
applicable goods and services tax and other
related expenses) which shall not exceed: (i)
in the case of a market purchase of an ordinary
share, one hundred and five per cent. (105%)
of the Average CONTD
CONT CONTD Closing Price of the ordinary shares; Non-Voting No vote
and (ii) in the case of an off-market
purchase of an ordinary share pursuant to an
equal access scheme, one hundred and ten per
cent. (110%) of the Average Closing Price of
the ordinary shares; and (d) the Directors
of the Company and/or any of them be and
are hereby authorised to complete and do all
such acts and things (including executing
such documents as may be required) as they
and/or he may consider expedient or necessary
to give effect to the transactions
contemplated and/or authorised by this Resolution
--------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD Agenda Number: 702885572
--------------------------------------------------------------------------------------------------------------------------
Security: Y1122V105
Meeting Type: AGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: SG1Z05950543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report and Mgmt For For
Audited Financial Statements for the year
ended 31 December 2010 and the Auditors' Report
thereon
2 To declare a first and final 1-tier dividend Mgmt For For
of SGD0.02 per share for the year ended
31 December 2010
3 To approve Directors' fees of SGD818,161 for Mgmt For For
the year ended 31 December 2010. (2009: SGD86,200)
4.i To re-elect Mr Lim Tse Ghow Olivier as a Director Mgmt For For
who retires by rotation pursuant to Article
95 of the Articles of Association of the Company
and who, being eligible, offer himself for
re-election
4.ii To re-elect Mr Lim Beng Chee as a Director who Mgmt For For
retires by rotation pursuant to Article 95
of the Articles of Association of the Company
and who, being eligible, offer himself for
re-election
4.iii To re-elect Mr Sunil Tissa Amarasuriya as a Mgmt For For
Director who retires by rotation pursuant
to Article 95 of the Articles of Association
of the Company and who, being eligible, offer
themselves for re-election
5 To re-appoint Messrs KPMG LLP as Auditors of Mgmt For For
the Company and to authorise the Directors
to fix their remuneration
6 To transact such other ordinary business as Mgmt Against Against
may be transacted at an AGM of the Company
7A That pursuant to Section 161 of the Companies Mgmt For For
Act, Cap. 50 of Singapore, authority be
and is hereby given to the Directors of the
Company to: (a) (i) issue shares in the capital
of the Company ("shares") whether by way of
rights, bonus or otherwise; and/or (ii)
make or grant offers, agreements or options
(collectively, "Instruments") that might or
would require shares to be issued, including
but not limited to the creation and issue of
(as well as adjustments to) securities, warrants,
debentures or other instruments convertible
into shares, at any time and upon such terms
and conditions and for such purposes and
to such persons as the Directors may in their
absolute discretion deem fit; CONTD
CONT CONTD and (b) (notwithstanding the authority Non-Voting No vote
conferred by this Resolution may have ceased
to be in force) issue shares in pursuance of
any Instrument made or granted by the Directors
while this Resolution was in force, provided
that: (1) the aggregate number of shares
to be issued pursuant to this Resolution
(including shares to be issued in pursuance
of Instruments made or granted pursuant to
this Resolution) shall not exceed fifty per
cent. (50%) of the total number of issued
shares (excluding treasury shares, if any)
(as calculated in accordance with sub-paragraph
(2) below), of which the aggregate
number of shares to be issued other than on
a pro rata basis to shareholders of the
Company (including shares to be issued in pursuance
of Instruments made or granted pursuant
to this Resolution) CONTD
CONT CONTD shall not exceed twenty per cent. (20%) Non-Voting No vote
of the total number of issued shares (excluding
treasury shares, if any) (as calculated in
accordance with sub-paragraph (2) below);
(2) (subject to such manner of calculation
as may be prescribed by the Singapore Exchange
Securities Trading Limited (the "SGX-ST"))
for the purpose of determining the aggregate
number of shares that may be issued under subparagraph
(1) above, the total number of issued shares
(excluding treasury shares, if any) shall be
based on the total number of issued shares
(excluding treasury shares, if any) at the
time this Resolution is passed, after adjusting
for: (I) any new shares arising from the
conversion or exercise of any convertible
securities or share options or vesting
of share awards which are outstanding or subsisting
CONTD
CONT CONTD at the time this Resolution is passed; Non-Voting No vote
and (II) any subsequent bonus issue, consolidation
or subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the provisions
of the Listing Manual of the SGX-ST for the
time being in force (unless such compliance
has been waived by the SGX-ST) and the Articles
of Association for the time being of the
Company; and (4) (unless revoked or varied
by the Company in a general meeting) the authority
conferred by this Resolution shall continue
in force until (i) the conclusion of the next
AGM of the Company or (ii) the date by which
the next AGM of the Company is required
by law to be held, whichever is the earlier
7B That the Directors be and are hereby authorised Mgmt Against Split
to: (a) grant awards to employees (including
executive directors) and non-executive directors
of the Company and/or its parent company,
subsidiaries, associated companies and the
subsidiaries of the parent company who are
eligible to participate in the CapitaMalls
Asia Performance Share Plan (the "Performance
Share Plan") and/or the CapitaMalls Asia Restricted
Stock Plan (the "Restricted Stock Plan")
CONTD
CONT CONTD (the Performance Share Plan and the Restricted Non-Voting No vote
Stock Plan together being referred to
as the "Share Plans"), in accordance with the
provisions of the Share Plans; and (b) allot
and issue from time to time such number of
fully paid shares in the Company as may
be required to be issued pursuant to the vesting
of awards granted under the Share Plans, provided
that the aggregate number of new shares
to be issued pursuant to the vesting of awards
granted under the Share Plans shall not exceed
fifteen per cent. (15%) of the total number
of issued shares (excluding treasury shares,
if any) from time to time
--------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD Agenda Number: 702885596
--------------------------------------------------------------------------------------------------------------------------
Security: Y1122V105
Meeting Type: EGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: SG1Z05950543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That in connection with the Listing, the new Mgmt For For
Articles of Association (the "New Articles")
of the Company (a copy of which is marked "A"
and signed by the chairman of the meeting
and produced to the meeting for identification
purposes), which contain all the proposed
amendments to the existing Articles of the
Company as set out in Appendix 5 to the Circular,
be and are hereby approved and shall be
adopted and take effect as the new Articles
of the Company in substitution for and
to the exclusion of all the existing Articles
of the Company upon the Listing
2 That in connection with the Listing, the Chinese Mgmt For For
name "As specified" be and is hereby adopted
as the Company's secondary name and the Company
and any Director be and is hereby authorised
to exercise such discretion, to complete and
do all such acts and things, including without
limitation, to sign, to seal, execute and
deliver all such documents and deeds, and to
approve any amendment, alteration or modification
to any document, as they may consider necessary,
desirable or expedient to give effect to this
resolution as they may think fit
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINANCIAL Agenda Number: 933463464
--------------------------------------------------------------------------------------------------------------------------
Security: 14915V106
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: CHYYY
ISIN: US14915V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 TO RECOGNIZE THE BUSINESS OPERATIONS REPORT Mgmt For
AND FINANCIAL STATEMENTS FOR THE YEAR 2010.
A2 TO RECOGNIZE THE EARNINGS DISTRIBUTION FOR THE Mgmt For
YEAR 2010.
B1 TO DISCUSS THE ISSUANCE OF NEW SHARES IN 2011. Mgmt For
B2 TO DISCUSS AMENDMENTS TO THE "ARTICLES OF INCORPORATION". Mgmt For
B3 TO DISCUSS THE ACQUISITION OF 100% THE EQUITY Mgmt For
OF CATHAY SECURITIES INVESTMENT TRUST CO. AND
IT BECOMING A WHOLLY-OWNED SUBSIDIARY.
B4 TO DISCUSS THE RELIEF FOR CERTAIN DIRECTORS Mgmt For
FROM THEIR NON-COMPETITION OBLIGATION.
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINL HLDG LTD Agenda Number: 703065195
--------------------------------------------------------------------------------------------------------------------------
Security: Y11654103
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: TW0002882008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I.1 To recognize the business operations report Non-Voting No vote
and financial statements for the year 2010
I.2 To recognize the earnings distribution for the Non-Voting No vote
year 2010
II.1 To discuss the issuance of new shares in 2011 Mgmt For For
II.2 To discuss amendments to the "Articles of Incorporation" Mgmt For For
II.3 To discuss the acquisition of 100% of the equity Mgmt For For
of Cathay Securities Investment Trust Co. and
it becoming a wholly-owned subsidiary
II.4 To discuss the relief for certain directors Mgmt For For
from their non-competition obligation
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC Agenda Number: 702880988
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR ALL
RESOLUTIONS NUMBERS.THANK YOU
1.1 Election of Director : Ralph S. Cunningham Mgmt For For
1.2 Election of Director : Patrick D. Daniel Mgmt For For
1.3 Election of Director : Ian W. Delaney Mgmt For For
1.4 Election of Director : Brian C. Ferguson Mgmt For For
1.5 Election of Director : Michael A. Grandin Mgmt For For
1.6 Election of Director : Valerie A.A. Nielsen Mgmt For For
1.7 Election of Director : Charles M. Rampacek Mgmt For For
1.8 Election of Director : Colin Taylor Mgmt For For
1.9 Election of Director : Wayne G. Thomson Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Chartered Mgmt For For
Accountants, as auditor of the Corporation
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INS CO LTD Agenda Number: 703085678
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 802244 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN20110408222.pdf
AND http://www.hkexnews.hk/listedco/listconews/sehk/20110518/LTN20110518188.pdf
1 To consider and approve the Report of the Board Mgmt For For
of Directors of the Company for the Year 2010
2 To consider and approve the Report of the Supervisory Mgmt For For
Committee of the Company for the Year 2010
3 To consider and approve the Audited Financial Mgmt For For
Statements of the Company and the Auditors'
Report for the Year ended 31 December 2010
4 To consider and approve the Profit Distribution Mgmt For For
and Cash Dividend Distribution Plan of the
Company for the Year 2010
5 To consider and approve the Resolution on the Mgmt For For
Remuneration of Directors and Supervisors of
the Company
6 To consider and approve the Resolution on the Mgmt For For
Re-appointment of PricewaterhouseCoopers Zhong
Tian Certified Public Accountants Limited Company
and PricewaterhouseCoopers, respectively, as
the PRC auditor and international auditor of
the Company for the year 2011 and to authorize
the Board of Directors to determine their remuneration
7 To consider and approve the Continued Donations Mgmt For For
to the China Life Charity Fund
8 To consider and approve the proposed amendments Mgmt Against Against
to the Articles of Association
9 To consider and approve the appointment of Mr. Mgmt For For
Yuan Li as an Executive Director of the Company
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HLDGS INTL CO LTD Agenda Number: 703017916
--------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: HK0144000764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN20110426233.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To receive and consider the Audited Consolidated Mgmt For For
Financial Statements for the year ended 31
December 2010 together with the Report of the
Directors and the Independent Auditor's Report
2 To declare a final dividend of 78 HK cents per Mgmt For For
share for the year ended 31 December 2010
in scrip form with cash option
3.i To re-elect Mr. Li Jianhong as a Director Mgmt For For
3.ii To re-elect Mr. Hu Zheng as a Director Mgmt Against Against
3.iii To re-elect Mr. Kut Ying Hay as a Director Mgmt For For
3.iv To re-elect Mr. Lee Yip Wah Peter as a Director Mgmt For For
3.v To re-elect Mr. Li Kwok Heem John as a Director Mgmt For For
3.vi To re-elect Mr. Li Ka Fai David as a Director Mgmt For For
3.vii To authorise the Board to fix the remuneration Mgmt For For
of the Directors
4 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Board to fix their remuneration
5.A To grant a general mandate to the Directors Mgmt Against Against
to allot shares as set out in item 5A of
the AGM Notice
5.B To grant a general mandate to the Directors Mgmt For For
for the repurchase of shares as set out in
item 5B of the AGM Notice
5.C To add the nominal amount of the shares repurchased Mgmt Against Against
under resolution no. 5B to the mandate granted
to the Directors under resolution no. 5A
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BKG CORP LTD Agenda Number: 702850101
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: CLS
Meeting Date: 04-May-2011
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110318/LTN20110318586.pdf
1.1 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Type of
securities to be issued
1.2 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Issue size
1.3 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Par value
and issue price
1.4 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Term
1.5 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Interest
rate
1.6 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Method and
timing of interest payment
1.7 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Conversion
period
1.8 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Determination
and adjustment of the CB Conversion Price
1.9 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Downward
adjustment to CB Conversion Price
1.10 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Method for
determining the number of Shares for conversion
1.11 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Terms of
redemption
1.12 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Terms of
sale back
1.13 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Entitlement
to dividend of the year of conversion
1.14 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Method of
issuance and target investors
1.15 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Subscription
arrangement for the existing holders of A Shares
1.16 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: CB Holders
and CB Holders' meetings
1.17 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Use of proceeds
from the issuance of the Convertible Bonds
1.18 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Special
provisions in relation to supplementary capital
1.19 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Guarantee
and security
1.20 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: The validity
period of the resolution in respect of the
issuance of the Convertible Bonds
1.21 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following item of
the issuance of A Share Convertible Bonds of
the Company be and are hereby individually
approved and be implemented upon the
approvals of relevant government authorities
in the People's Republic of China: Matters
relating to authorization in connection with
the issuance of the Convertible Bonds
2.1 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Class of Shares
2.2 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Size of issuance
2.3 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Target investor
2.4 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Pricing
2.5 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Accumulated profit
2.6 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Use of proceeds
2.7 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: The validity period of the
resolution
2.8 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following item of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Matters relating to authorization
in connection with the issuance of the H
Shares
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 1. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BKG CORP LTD Agenda Number: 702852218
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: EGM
Meeting Date: 04-May-2011
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110318/LTN20110318561.pdf
1.1 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Type of
securities to be issued
1.2 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Issue size
1.3 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Par value
and issue price
1.4 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Term
1.5 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Interest
rate
1.6 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Method and
timing of interest payment
1.7 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Conversion
period
1.8 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Determination
and adjustment of the CB Conversion Price
1.9 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Downward
adjustment to CB Conversion Price
1.10 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Method for
determining the number of Shares for conversion
1.11 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Terms of
redemption
1.12 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Terms of
sale back
1.13 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Entitlement
to dividend of the year of conversion
1.14 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Method of
issuance and target investors
1.15 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Subscription
arrangement for the existing holders of A
Shares
1.16 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: CB Holders
and CB Holders' meetings
1.17 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Use of proceeds
from the issuance of the Convertible
Bonds
1.18 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Special
provisions in relation to supplementary capital
1.19 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Guarantee
and security
1.20 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: The validity
period of the resolution in respect of
the issuance of the Convertible Bonds
1.21 To consider and approve the resolution in respect Mgmt For For
of the issuance of A Share Convertible Bonds
by the Company. That: the following items of
the issuance of A Share Convertible Bonds
of the Company be and are hereby individually
approved and be implemented upon the approvals
of relevant government authorities
in the People's Republic of China: Matters
relating to authorization in connection
with the issuance of the Convertible Bonds
2.1 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Class of Shares
2.2 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Size of issuance
2.3 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Target investor
2.4 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Pricing
2.5 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Accumulated profit
2.6 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Use of proceeds
2.7 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: The validity period of the
resolution
2.8 To consider and approve the resolution in respect Mgmt For For
of the issuance of new H Shares by the Company.
That: the following items of the issuance of
new H Shares of the Company be and are
hereby individually approved and be
implemented upon the approvals of relevant
government authorities in the People's
Republic of China: Matters relating to authorization
in connection with the issuance of the H
Shares
3 To consider and approve the resolution in respect Mgmt For For
of the statement on the use of proceeds from
the previous fund raising activities
4 To consider and approve the resolution in respect Mgmt For For
of the proposal on the use of proceeds raised
from the issuance of A Share Convertible Bonds
and issuance of new H Shares
O.1 To consider and approve the resolution in respect Mgmt For For
of the Capital Management Programming (2011
- 2013) of China Minsheng Banking Corp., Ltd
--------------------------------------------------------------------------------------------------------------------------
CHINA MINSHENG BKG CORP LTD Agenda Number: 703056336
--------------------------------------------------------------------------------------------------------------------------
Security: Y1495M112
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: CNE100000HF9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 833273 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE ARE AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN20110407881.pdf
and http://www.hkexnews.hk/listedco/listconews/sehk/20110509/LTN20110509280.pdf
1 To consider and approve the annual report of Mgmt For For
the Company for 2010
2 To consider and approve the work report of the Mgmt For For
Board of Directors of the Company for 2010
3 To consider and approve the work report of the Mgmt For For
Supervisory Board of the Company for 2010
4 To consider and approve the audited accounts Mgmt For For
of the Company for 2010
5 To consider and approve the proposed profit Mgmt For For
appropriation plan of the Company for 2010
6 To consider and approve the annual budgets of Mgmt For For
the Company for 2011
7 To consider and approve the revised "Administrative Mgmt For For
Measures of Connected Transactions of China
Minsheng Banking Corp., Ltd"
8 To consider and approve the statement on the Mgmt For For
use of proceeds from the previous fund raising
activities of the Company
9 To consider and approve the authorization to Mgmt For For
the Board of Directors to issue the RMB bonds
in Hong Kong at an appropriate time
10 To consider and approve the amendments to certain Mgmt For For
provisions of the "Articles of Association
of China Minsheng Banking Corp., Ltd."
11 To consider and approve the change of registered Mgmt For For
capital of the Company
12 To consider and approve the appointment of the Mgmt For For
auditing firms of the Company for 2011 and
their remuneration
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LD & INVT LTD Agenda Number: 702937446
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN20110412225.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and adopt the Audited Financial Statements Mgmt For For
and the Reports of the Directors and the Independent
Auditor's Report for the year ended 31 December
2010
2 To approve the declaration of a final dividend Mgmt For For
for the year ended 31 December 2010 of HK17
cents per share
3.a To re-elect Mr. Hao Jian Min as Director Mgmt For For
3.b To re-elect Mr. Wu Jianbin as Director Mgmt For For
3.c To re-elect Mr. Chen Bin as Director Mgmt Against Against
3.d To re-elect Dr. the Hon. David Li Kwok-po as Mgmt Against Against
Director
3.e To re-elect Dr. Fan Hsu Lai Tai, Rita as Director Mgmt For For
4 To authorise the Board to fix the remuneration Mgmt For For
of the Directors
5 To approve the re-appointment of Deloitte Touche Mgmt For For
Tohmatsu as the Auditors and to authorise the
Board to fix their remuneration
6 To approve the granting to the Directors the Mgmt For For
general and unconditional mandate to
repurchase shares in the capital of the Company
up to 10% of the issued share capital of
the Company
7 To approve the granting to the Directors the Mgmt Against Against
general and unconditional mandate to
allot, issue and deal with new shares not exceeding
20% of the issued share capital of the
Company
8 To approve the extension of the authority granted Mgmt Against Against
to the Directors by Resolution 7 above
by adding the number of shares repurchased
pursuant to the authority granted to the Directors
by Resolution 6 above
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD Agenda Number: 702947055
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C121
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: CNE100000767
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110410/LTN20110410027.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors
of the Company for the year ended 31 December
2010
2 To consider and, if thought fit, to approve Mgmt For For
the report of the board of supervisors
of the Company for the year ended 31 December
2010
3 To consider and, if thought fit, to approve Mgmt For For
the audited financial statements of the Company
for the year ended 31 December 2010
4 To consider and, if thought fit, to approve Mgmt For For
the Company's profit distribution plan for
the year ended 31 December 2010: i.e. final
dividend for the year ended 31 December
2010 in the amount of RMB 0.75 per share (inclusive
of tax) be declared and distributed, the aggregate
amount of which is approximately RMB 14,917
million, and to authorise a committee comprising
of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and
Mr. Ling Wen to implement the above mentioned
profit distribution plan and to deal with
matters in relation to tax with-holding
as required by relevant laws, regulations and
regulatory authorities
5 To consider and, if thought fit, to approve Mgmt For For
the remuneration of the directors and supervisors
of the Company for the year ended 31 December
2010: i.e. aggregate remuneration of the
executive directors is in the amount of RMB
1,685,067.81; aggregate remuneration of
the non-executive directors is in the amount
of RMB 1,575,000, of which the aggregate remuneration
of the independent non-executive directors
is in the amount of RMB 1,575,000, the non-executive
directors (other than the independent non-executive
directors) are remunerated by Shenhua Group
Corporation Limited and are not remunerated
by the Company in cash; remuneration of the
supervisors is in the amount of RMB 1,309,928.19
6 To consider and, if thought fit, to approve Mgmt For For
the re-appointment of external auditors
of the Company for 2011: i.e. re-appointment
of KPMG Huazhen and KPMG as the PRC and
international auditors respectively of the
Company for 2011, the term of such re-appointment
shall continue until the next annual general
meeting, and to authorise a committee comprising
of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr.
Ling Wen and Mr. Gong Huazhang all being directors
of the Company, to determine their remuneration
7 To consider and, if thought fit, to:- (1) approve Mgmt Against Against
a general mandate to the board of directors
to, by reference to market conditions and in
accordance with needs of the Company, to
allot, issue and deal with, either separately
or concurrently, additional domestic shares
(A shares) and overseaslisted foreign invested
shares (H shares) not exceeding 20% of each
of the number of domestic shares (A shares)
and the number of overseas-listed foreign invested
shares (H shares) in issue at the time of passing
this resolution at annual general meeting.
Pursuant to PRC laws and regulations, the Company
will seek further approval from its shareholders
in general meeting for each issuance of domestic
shares (A shares) even where this general mandate
is approved. (2) the board of directors
be authorised to (including but CONTD
CONT CONTD not limited to the following):- (i) formulate Non-Voting No vote
and implement detailed issuance plan, including
but not limited to the class of shares to be
issued, pricing mechanism and/or issuance price
(including price range), number of shares
to be issued, allottees and use of proceeds,
time of issuance, period of issuance and whether
to issue shares to existing shareholders; (ii)
approve and execute, on behalf of the
Company, agreements related to share issuance,
including but not limited to underwriting agreement
and engagement agreements of professional
advisers; (iii) approve and execute, on behalf
of the Company, documents related to share
issuance for submission to regulatory authorities,
and to carry out approval procedures required
by regulatory authorities and venues in
which the Company is listed; (iv) amend, as
CONTD
CONT CONTD required by regulatory authorities within Non-Voting No vote
or outside China, agreements and statutory
documents referred to in (ii) and (iii) above;
(v) engage the services of professional advisers
for share issuance related matters, and to
approve and execute all acts, deeds, documents
or other matters necessary, appropriate
or required for share issuance; (vi) increase
the registered capital of the Company
after share issuance, and to make corresponding
amendments to the articles of association
of the Company relating to share capital
and shareholdings etc, and to carry out statutory
registrations and filings within and outside
China. The above general mandate will expire
on the earlier of ("Relevant Period"):-
(a) the conclusion of the annual general meeting
of the Company CONTD
CONT CONTD for 2011; (b) the expiration of a period Non-Voting No vote
of twelve months following the passing of this
special resolution at the annual general meeting
for 2010; or (c) the date on which the authority
conferred by this special resolution is revoked
or varied by a special resolution of shareholders
at a general meeting, except where the
board of directors has resolved to issue domestic
shares (A shares) or overseas-listed foreign
invested shares (H shares) during the
Relevant Period and the share issuance is to
be continued or implemented after the
Relevant Period
8 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and overseas-listed
foreign invested shares (H shares):- (1)
approve a general mandate to the board of directors
to, by reference to market conditions and
in accordance with needs of the Company,
to repurchase domestic shares (A shares) not
exceeding 10% of the number of domestic
shares (A shares) in issue at the time when
this resolution is passed at annual
general meeting and the relevant resolutions
are passed at class meetings of shareholders.
Pursuant to PRC laws and regulations,
and for repurchases of domestic shares (A shares),
the Company will seek further approval from
its shareholders in general meeting for each
repurchase of domestic shares (A shares) even
where the general mandate is granted, CONTD
CONT CONTD but will not be required to seek shareholders' Non-Voting No vote
approval at class meetings of domestic
share (A share) shareholders or overseas-listed
foreign invested share (H share) shareholders.
(2) approve a general mandate to the board
of directors to, by reference to market conditions
and in accordance with needs of the Company,
to repurchase overseas-listed foreign invested
shares (H shares) not exceeding 10% of
the number of overseas-listed foreign invested
shares (H shares) in issue at the time when
this resolution is passed at annual general
meeting and the relevant resolutions are passed
at class meetings of shareholders. (3) the
board of directors be authorised to (including
but not limited to the following):- (i) formulate
and implement detailed repurchase plan,
including but not limited to repurchase price,
number of CONTD
CONT CONTD shares to repurchase, time of repurchase Non-Voting No vote
and period of repurchase etc; (ii) notify
creditors in accordance with the PRC Company
Law and articles of association of the Company;
(iii) open overseas share accounts and to carry
out related change of foreign exchange registration
procedures; (iv) carry out relevant approval
procedures required by regulatory authorities
and venues in which the Company is listed,
and to carry out filings with the China
Securities Regulatory Commission; (v) carry
out cancelation procedures for repurchased
shares, decrease registered capital, and to
make corresponding amendments
to the articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory registrations
and filings within and outside China; (vi)
approve and execute, on behalf of the CONTD
CONT CONTD Company, documents and matters related Non-Voting No vote
to share repurchase. The above general mandate
will expire on the earlier of ("Relevant Period"):-
(a) the conclusion of the annual general
meeting of the Company for 2011; (b) the
expiration of a period of twelve months following
the passing of this special resolution at the
annual general meeting for 2010, the first
A shareholders' class meeting in 2011 and
the first H shareholders' class meeting in
2011; or (c) the date on which the authority
conferred by this special resolution is revoked
or varied by a special resolution of shareholders
at a general meeting, or a special resolution
of shareholders at a class meeting of
domestic share (A share) shareholders or
a class meeting of overseas-listed foreign
invested share (H share) shareholders, except
where CONTD
CONT CONTD the board of directors has resolved to Non-Voting No vote
repurchase domestic shares (A shares) or
overseas-listed foreign invested shares (H
shares) during the Relevant Period and
the share repurchase is to be continued or
implemented after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD Agenda Number: 702949605
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110410/LTN20110410027.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To consider and, if thought fit, to approve Mgmt For For
the report of the board of directors
of the Company for the year ended 31 December
2010
2 To consider and, if thought fit, to approve Mgmt For For
the report of the board of supervisors
of the Company for the year ended 31 December
2010
3 To consider and, if thought fit, to approve Mgmt For For
the audited financial statements of the Company
for the year ended 31 December 2010
4 To consider and, if thought fit, to approve Mgmt For For
the Company's profit distribution plan for
the year ended 31 December 2010: i.e. final
dividend for the year ended 31 December
2010 in the amount of RMB 0.75 per share (inclusive
of tax) be declared and distributed, the aggregate
amount of which is approximately RMB 14,917
million, and to authorise a committee comprising
of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and
Mr. Ling Wen to implement the above mentioned
profit distribution plan and to deal with
matters in relation to tax with-holding
as required by relevant laws, regulations and
regulatory authorities
5 To consider and, if thought fit, to approve Mgmt For For
the remuneration of the directors and supervisors
of the Company for the year ended 31 December
2010: i.e. aggregate remuneration of the
executive directors is in the amount of RMB
1,685,067.81; aggregate remuneration of
the non-executive directors is in the amount
of RMB 1,575,000, of which the aggregate remuneration
of the independent non-executive
directors is in the amount of RMB 1,575,000,
the non-executive directors (other than
the independent non-executive directors) are
remunerated by Shenhua Group Corporation Limited
and are not remunerated by the Company in
cash; remuneration of the supervisors is in
the amount of RMB 1,309,928.19
6 To consider and, if thought fit, to approve Mgmt For For
the re-appointment of external auditors
of the Company for 2011: i.e. re-appointment
of KPMG Huazhen and KPMG as the PRC and
international auditors respectively of the
Company for 2011, the term of such re-appointment
shall continue until the next annual general
meeting, and to authorise a committee comprising
of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr.
Ling Wen and Mr. Gong Huazhang all being directors
of the Company, to determine their remuneration
7 To consider and, if thought fit, to:- (1) approve Mgmt Against Against
a general mandate to the board of directors
to, by reference to market conditions and in
accordance with needs of the Company, to
allot, issue and deal with, either separately
or concurrently, additional domestic shares
(A shares) and overseaslisted foreign invested
shares (H shares) not exceeding 20% of each
of the number of domestic shares (A shares)
and the number of overseas-listed foreign invested
shares (H shares) in issue at the time of passing
this resolution at annual general meeting.
Pursuant to PRC laws and regulations, the Company
will seek further approval from its shareholders
in general meeting for each issuance of domestic
shares (A shares) even where this general mandate
is approved. (2) the board of CONTD
CONT CONTD directors be authorised to (including Non-Voting No vote
but not limited to the following):-
(i) formulate and implement detailed issuance
plan, including but not limited to the class
of shares to be issued, pricing mechanism and/or
issuance price (including price range), number
of shares to be issued, allottees and
use of proceeds, time of issuance, period of
issuance and whether to issue shares
to existing shareholders; (ii) approve and
execute, on behalf of the Company, agreements
related to share issuance, including but not
limited to underwriting agreement and engagement
agreements of professional advisers;
(iii) approve and execute, on behalf of the
Company, documents related to share issuance
for submission to regulatory authorities, and
to carry out approval procedures required by
regulatory authorities and venues in which
the CONTD
CONT CONTD Company is listed; (iv) amend, as required Non-Voting No vote
by regulatory authorities within or outside
China, agreements and statutory documents referred
to in (ii) and (iii) above; (v) engage the
services of professional advisers for share
issuance related matters, and to approve and
execute all acts, deeds, documents or other
matters necessary, appropriate or required
for share issuance; (vi) increase the
registered capital of the Company after share
issuance, and to make corresponding amendments
to the articles of association of the Company
relating to share capital and shareholdings
etc, and to carry out statutory registrations
and filings within and outside China. The above
general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the Company
for 2011; (b) the CONTD
CONT CONTD expiration of a period of twelve months Non-Voting No vote
following the passing of this special resolution
at the annual general meeting for 2010; or
(c) the date on which the authority conferred
by this special resolution is revoked or varied
by a special resolution of shareholders at
a general meeting, except where the board
of directors has resolved to issue domestic
shares (A shares) or overseas-listed foreign
invested shares (H shares) during the Relevant
Period and the share issuance is to be continued
or implemented after the Relevant Period
8 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and overseas-listed
foreign invested shares (H shares):- (1)
approve a general mandate to the board of directors
to, by reference to market conditions and
in accordance with needs of the Company,
to repurchase domestic shares (A shares) not
exceeding 10% of the number of domestic
shares (A shares) in issue at the time when
this resolution is passed at annual
general meeting and the relevant resolutions
are passed at class meetings of shareholders.
Pursuant to PRC laws and regulations,
and for repurchases of domestic shares (A shares),
the Company will seek further approval from
its shareholders in general meeting for each
repurchase of CONTD
CONT CONTD domestic shares (A shares) even where Non-Voting No vote
the general mandate is granted, but will
not be required to seek shareholders' approval
at class meetings of domestic share (A share)
shareholders or overseas-listed foreign invested
share (H share) shareholders. (2) approve
a general mandate to the board of directors
to, by reference to market conditions and in
accordance with needs of the Company, to repurchase
overseas-listed foreign invested shares (H
shares) not exceeding 10% of the number
of overseas-listed foreign invested shares
(H shares) in issue at the time when this resolution
is passed at annual general meeting and
the relevant resolutions are passed at class
meetings of shareholders. (3) the board
of directors be authorised to (including
but not limited to the following):- (i) formulate
and implement detailed CONTD
CONT CONTD repurchase plan, including but not limited Non-Voting No vote
to repurchase price, number of shares to repurchase,
time of repurchase and period of repurchase
etc; (ii) notify creditors in accordance
with the PRC Company Law and articles of association
of the Company; (iii) open overseas share accounts
and to carry out related change of foreign
exchange registration procedures; (iv) carry
out relevant approval procedures required
by regulatory authorities and venues
in which the Company is listed, and to carry
out filings with the China Securities
Regulatory Commission; (v) carry out cancelation
procedures for repurchased shares, decrease
registered capital, and to make
corresponding amendments to the articles
of association of the Company relating
to share capital and shareholdings etc, and
to carry out statutory registrations and
CONTD
CONT CONTD filings within and outside China; (vi) Non-Voting No vote
approve and execute, on behalf of the Company,
documents and matters related to share repurchase.
The above general mandate will expire on the
earlier of ("Relevant Period"):- (a) the
conclusion of the annual general meeting of
the Company for 2011; (b) the expiration
of a period of twelve months following the
passing of this special resolution at the annual
general meeting for 2010, the first A shareholders'
class meeting in 2011 and the first H shareholders'
class meeting in 2011; or (c) the date on which
the authority conferred by this special resolution
is revoked or varied by a special resolution
of shareholders at a general meeting,
or a special resolution of shareholders at
a class meeting of domestic share (A
share) shareholders or a class meeting of overseas-listed
CONTD
CONT CONTD foreign invested share (H share) shareholders, Non-Voting No vote
except where the board of directors has resolved
to repurchase domestic shares (A shares) or
overseas-listed foreign invested shares
(H shares) during the Relevant Period and the
share repurchase is to be continued or implemented
after the Relevant Period
--------------------------------------------------------------------------------------------------------------------------
CHINA SHENHUA ENERGY CO LTD Agenda Number: 702953313
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: CLS
Meeting Date: 27-May-2011
Ticker:
ISIN: CNE1000002R0
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110410/LTN20110410031.pdf
1 To consider and, if thought fit, to approve Mgmt For For
the following general mandate to repurchase
domestic shares (A shares) and overseas-listed
foreign invested shares (H shares):- (1)
approve a general mandate to the board of directors
to, by reference to market conditions and
in accordance with needs of the Company,
to repurchase domestic shares (A shares) not
exceeding 10% of the number of domestic
shares (A shares) in issue at the time when
this resolution is passed at annual
general meeting and the relevant resolutions
are passed at class meetings of shareholders.
Pursuant to PRC laws and regulations,
and for repurchases of domestic shares (A shares),
the Company will seek further approval from
its shareholders in general meeting for each
repurchase of domestic shares (A shares) even
where the general CONTD
CONT CONTD mandate is granted, but will not be required Non-Voting No vote
to seek shareholders' approval at class
meetings of domestic share (A share) shareholders
or overseas-listed foreign invested
share (H share) shareholders. (2) approve a
general mandate to the board of directors
to, by reference to market conditions
and in accordance with needs of the Company,
to repurchase overseas-listed foreign
invested shares (H shares) not exceeding 10%
of the number of overseas-listed foreign
invested shares (H shares) in issue at the
time when this resolution is passed at annual
general meeting and the relevant resolutions
are passed at class meetings of shareholders.
(3) the board of directors be authorised
to (including but not limited to the
following):- (i) formulate and implement
detailed repurchase plan, including but not
limited to CONTD
CONT CONTD repurchase price, number of shares to Non-Voting No vote
repurchase, time of repurchase and period
of repurchase etc; (ii) notify creditors in
accordance with the PRC Company Law and
articles of association of the Company; (iii)
open overseas share accounts and to
carry out related change of foreign exchange
registration procedures; (iv) carry out relevant
approval procedures required by regulatory
authorities and venues in which the Company
is listed, and to carry out filings with
the China Securities Regulatory Commission;
(v) carry out cancelation procedures for repurchased
shares, decrease registered capital,
and to make corresponding amendments to the
articles of association of the Company relating
to share capital and shareholdings etc, and
to carry CONTD
CONT CONTD out statutory registrations and filings Non-Voting No vote
within and outside China; (vi) approve and
execute, on behalf of the Company, documents
and matters related to share repurchase. The
above general mandate will expire on the earlier
of ("Relevant Period"):- (a) the conclusion
of the annual general meeting of the Company
for 2011; (b) the expiration of a period of
twelve months following the passing of this
special resolution at the annual general meeting
for 2010, the first A shareholders' class
meeting in 2011 and the first H shareholders'
class meeting in 2011; or (c) the date on which
the authority conferred by this special resolution
is revoked or varied by a special resolution
of shareholders at a general CONTD
CONT CONTD meeting, or a special resolution of shareholders Non-Voting No vote
at a class meeting of domestic share (A share)
shareholders or a class meeting of overseas-listed
foreign invested share (H share) shareholders,
except where the board of directors has
resolved to repurchase domestic shares (A shares)
or overseas-listed foreign invested
shares (H shares) during the Relevant Period
and the share repurchase is to be continued
or implemented after the Relevant Period
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
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CHINA SHENHUA ENERGY COMPANY LTD Agenda Number: 702741960
--------------------------------------------------------------------------------------------------------------------------
Security: Y1504C113
Meeting Type: EGM
Meeting Date: 25-Feb-2011
Ticker:
ISIN: CNE1000002R0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101229/LTN20101229149.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU
1 To consider and, if thought fit, to approve Mgmt For For
the following agreements and the transactions
contemplated thereunder: (1) the equity transfer
agreement dated 20 December 2010 entered into
between the Company and Shenhua Group
Corporation Limited, pursuant to which
the Company agreed to purchase 56.61% equity
interest of Shenhua Baorixile Energy Co Ltd
from Shenhua Group Corporation Limited,
and the transactions contemplated thereunder;
(2) the equity transfer agreement dated
20 December 2010 entered into between the
Company and Beijing Guohua Power Co Ltd,
pursuant to which the Company agreed to purchase
80.00% equity interest of Inner Mongolia Guohua
Hulunbeier Power Generation Co Ltd from Beijing
Guohua Power Co Ltd, and the transactions
contemplated thereunder; CONTD
CONT CONTD (3) the equity transfer agreement dated Non-Voting No vote
20 December 2010 entered into between the
Company, Shenhua International Trading Co Ltd
and Shenhua Baorixile Energy Co Ltd,
pursuant to which the Company agreed to purchase
39.10% and 21.00% equity interest of Hulunbeier
Shenhua Clean Coal Co Ltd from Shenhua
International Trading Co Ltd and Shenhua Baorixile
Energy Co Ltd respectively, and the transactions
contemplated thereunder; (4) the equity
transfer agreement dated 20 December 2010 entered
into between the Company, Guohua Energy Investment
Co Ltd and Beijing Jihua Industry Coal Co Ltd,
pursuant to which the Company agreed
to purchase 80.00% and 15.00% equity interest
of Shaanxi Jihua Chaijiagou Mining Co Ltd CONTD
CONT CONTD from Guohua Energy Investment Co Ltd and Non-Voting No vote
Beijing Jihua Industry Coal Co Ltd respectively,
and the transactions contemplated thereunder;
(5) the equity transfer agreement dated
20 December 2010 entered into between the
Company, Shenhua Group Corporation Limited,
Guohua Energy Investment Co Ltd and China
Shenhua Coal-to-liquid Chemical Co Ltd, pursuant
to which the Company agreed to purchase
39.29%, 12.86% and 7.14% equity interest of
Shenhua Finance Co Ltd from Shenhua
Group Corporation Limited, Guohua Energy Investment
Co Ltd and China Shenhua Coal-to-liquid Chemical
Co Ltd respectively, and the transactions
contemplated thereunder; (6) the equity
transfer agreement dated 20 December 2010 entered
into between the Company, Shenhua Group Corporation
Limited and Shenhua International Trading Co
Ltd CONTD
CONT CONTD pursuant to which the Company agreed to Non-Voting No vote
purchase 98.71% and 1.29% equity interest
of Shenhua Material Trading Co Ltd from Shenhua
Group Corporation Limited and Shenhua
International Trading Co Ltd respectively,
and the transactions contemplated thereunder;
(7) the equity transfer agreement dated
20 December 2010 entered into between the Company
and Shenhua Group Corporation Limited, pursuant
to which the Company agreed to purchase 100.00%
equity interest of Shenhua Tianhong Trading
Co Ltd from Shenhua Group Corporation Limited,
and the transactions contemplated thereunder;
(8) the equity transfer agreement dated
20 December 2010 entered into between the
Company and Shenhua Group Corporation Limited
CONTD
CONT CONTD pursuant to which the Company agreed to Non-Voting No vote
purchase 80.00% equity interest of Shenhua
Hollysys Information Technology Co Ltd from
Shenhua Group Corporation Limited,
and the transactions contemplated thereunder;
(9) the equity transfer agreement dated
20 December 2010 entered into between the
Company and Shenhua Group Corporation Limited,
pursuant to which the Company agreed to purchase
100.00% equity interest of Shenhua (Beijing)
Remote Sensing Exploration Co Ltd from
Shenhua Group Corporation Limited, and the
transactions contemplated thereunder; (10)
the assets transfer agreement dated 20
December 2010 entered into between the Company
and Shenhua Group Baotou Mining Co Ltd
pursuant with the Company agreed to purchase
certain assets and their related liabilities
CONTD
CONT CONTD (details of which are disclosed in the Non-Voting No vote
announcement of the Company dated 20 December
2010) from Shenhua Group Baotou Mining Co Ltd,
and the transactions contemplated thereunder;
(11) the financial services agreement dated
20 December 2010 entered into between the Company
and Shenhua Group Corporation Limited,
pursuant to which the Company agreed to provide
financial services to Shenhua Group
Corporation Limited and its subsidiaries and
associates (other than the Company and its
subsidiaries) through Shenhua Finance Co Ltd,
and the transactions contemplated thereunder
and the following proposed caps CONTD
CONT CONTD (a) the following annual caps on amount Non-Voting No vote
of guarantee provided by Shenhua Finance
Co Ltd to or for the benefit of Shenhua Group
Corporation Limited and its subsidiaries
and associates (other than the Company and
its subsidiaries): (i) RMB2,500,000,000 for
the year ending 31 December 2011; (ii)
RMB2,500,000,000 for the year ending 31 December
2012; (iii) RMB2,500,000,000 for
the year ending 31 December 2013; (b) the following
annual caps on amount of bill acceptance
and discount services provided by Shenhua
Finance Co Ltd to Shenhua Group Corporation
Limited and its subsidiaries and
associates (other than the Company and its
subsidiaries): (i) RMB9,000,000,000 for
the year ending 31 December 2011; (ii)
RMB12,000,000,000 for the year ending
31 December 2012; (iii) RMB15,000,000,000
for the year ending 31 December 2013 CONTD
CONT CONTD (c) the following caps on maximum daily Non-Voting No vote
balance (including interests accrued thereon)
of deposits placed by Shenhua Group Corporation
Limited and its subsidiaries and associates
(other than the Company and its subsidiaries)
with Shenhua Finance Co Ltd: (i) RMB35,000,000,000
for the year ending 31 December 2011; (ii)
RMB40,000,000,000 for the year ending 31 December
2012; (iii) RMB45,000,000,000 for the year
ending 31 December 2013; (d) the following
caps on maximum balance of loans, consumer
credit facilities, buyer's credit and
financial leasing (including interests accrued
thereon) at any one point of time provided
by Shenhua Finance Co Ltd to Shenhua Group
Corporation Limited and its subsidiaries
and associates (other than the Company
and its subsidiaries) CONTD
CONT CONTD (i) RMB24,000,000,000 for the year ending Non-Voting No vote
31 December 2011; (ii) RMB28,000,000,000
for the year ending 31 December 2012;
(iii)RMB28,000,000,000 for
the year ending 31 December 2013; (e) the
following caps on maximum balance of
entrustment loan (including interests accrued
thereon) at any one point of time between members
of Shenhua Group Corporation Limited and
its subsidiaries and associates (other than
the Company and its subsidiaries) handled
by Shenhua Finance Co Ltd: (i) RMB80,000,000,000
for the year ending 31 December 2011; (ii)
RMB100,000,000,000 for the
year ending 31 December 2012; (iii)
RMB100,000,000,000 for the year ending
31 December 2013 CONTD
CONT CONTD (f) the following caps on amount of interest Non-Voting No vote
payable by the Company and its subsidiaries
to Shenhua Group Corporation Limited and its
subsidiaries in respect of entrustment loans
advanced by Shenhua Group Corporation Limited
and its subsidiaries to the Company and
its subsidiaries through Shenhua Finance
Co Ltd: (i) RMB70,000,000 for the year ending
31 December 2011; (ii) RMB70,000,000 for the
year ending 31 December 2012; (iii) RMB70,000,000
for the year ending 31 December 2013; (12)
A committee comprising of Mr. Zhang Xiwu,
Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong
Huazhang, all being directors of the
Company CONTD
CONT CONTD is hereby approved and authorized to take Non-Voting No vote
required actions in connection with
the above transactions, including but not limited
to execute, supplement, amend and implement
documents in relation to the above
transactions, carry out procedures for the
obtaining of government approvals, authorise
and make disclosure pursuant to the listing
rule requirements of venues in which the
Company is listed, and proceed with all registration
matters on change of ownership of relevant
assets ownership at their absolute discretion
2 To consider and, if thought fit, to approve Mgmt For For
the amendments to the articles of association
of the Company as set out in the announcement
of the Company dated 20 December 2010
and a committee comprising of Mr. Zhang Xiwu,
Mr. Zhang Yuzhuo and Mr. Ling Wen, all
being directors of the Company, is hereby
authorized to make amendments to the proposed
amendments of the articles of association
of the Company deemed as necessary and appropriate
in accordance with the amendment requirements
made by the relevant regulatory authorities
from time to time when reporting to the relevant
regulatory authorities for approving the
articles of association of the Company upon
the passing of this resolution
3 To consider and, if thought fit, to approve Mgmt For For
the amendments to the rules of procedure
of general meeting of the Company as set out
in the announcement of the Company dated 20
December 2010 and a committee comprising of
Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr.
Ling Wen, all being directors of the Company,
is hereby authorized to make amendments to
the proposed amendments of the rules of
procedure of general meeting of the Company
deemed as necessary and appropriate in accordance
with the amendment requirements made by the
relevant regulatory authorities from
time to time when reporting to the relevant
regulatory authorities for approving the rules
of procedure of general meeting of the
Company upon the passing of this resolution
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN SPLIT VOTING FROM "N" TO "Y". IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINATRUST FINANCIAL HOLDINGS COMPANY LTD Agenda Number: 703079093
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: TW0002891009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT,
WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT
IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING
AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN
RESPECT OF THE RELEVANT PROPOSAL. THANK YOU
1.1 The 2010 business reports Non-Voting No vote
1.2 The 2010 audit committees report Non-Voting No vote
1.3 The status report of the private placement Non-Voting No vote
1.4 The status report of ethical corporate management Non-Voting No vote
best practice principles
2.1 To accept the 2010 financial statements Mgmt For For
2.2 To accept the 2010 earnings distribution: 2010 Mgmt For For
profits distribution proposals cash dividend:
TWD 0.73 per share stock dividend: 72/1000
shs
3.1 Discussion on the amendment of articles of incorporation Mgmt For For
3.2 Discussion on increasing capital and issuing Mgmt For For
of new stocks
4.1 Election of the four-term board of director: Mgmt For For
Jeffrey L. S. Koo-Representative of Yi Kao
Investment Co., Ltd. Shareholder / ID No. 630032
4.2 Election of the four-term board of director: Mgmt For For
Wen-Long Yen. Shareholder / ID No. 686
4.3 Election of the four-term board of director: Mgmt For For
H. Steve Hsieh-Representative of Yi Kao Investment
Co., Ltd. Shareholder / ID No. 630032
4.4 Election of the four-term board of director: Mgmt For For
Song-Chi Chien-Representative of Yi Kao Investment
Co., Ltd. Shareholder / ID No. 630032
4.5 To release the duty of the four-term board of Mgmt For For
director: Yann-Ching Tsai-Representative of
Chung Cheng Investment Co., Ltd. Shareholder
/ ID No. 355101
4.6 Election of the four-term board of director: Mgmt For For
Paul T. C. Liang-Representative of Chang Chi
Investment Ltd. Shareholder / ID No. 800826
4.7 Election of the four-term independent director: Mgmt For For
Chung-Yu Wang. Shareholder / ID No. A101021362
4.8 Election of the four-term independent director: Mgmt For For
Wen-Chih Lee. Shareholder / ID No. E121520459
4.9 Election of the four-term independent director: Mgmt For For
Jie-Haun Lee. Shareholder / ID No. G120002463
5 To release the duty of the four-term board of Mgmt For For
directors and independent directors
6 Questions and motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
CHUO MITSUI TRUST HOLDINGS,INC. Agenda Number: 703142288
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Reduction of the Legal Capital Surplus Mgmt For Split
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For Split
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
4. Appoint Additional Accounting Auditors Mgmt For For
5. Determine the Amount of Remuneration and Substance Mgmt Against Split
of Share Acquisition Rights to be Allocated
to Directors as Stock Options
--------------------------------------------------------------------------------------------------------------------------
CIELO S A Agenda Number: 702888403
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To receive the administrators' accounts, to Mgmt For For
examine, discuss and vote on the administrations'
report, the financial statements and the accounting
statements accompanied by the independent
auditors' report, the finance committee
report and auditors' committee report regarding
the fiscal year ending on December 31,
2010
II To decide on the allocation of the net profits Mgmt For For
to ratify the early distributions
of dividends and to consider the proposal for
the capital budget
III To elect members of the finance committee Mgmt For For
IV To set the global remuneration of the company Mgmt For For
directors
--------------------------------------------------------------------------------------------------------------------------
CIELO S A Agenda Number: 702885495
--------------------------------------------------------------------------------------------------------------------------
Security: P2859E100
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRCIELACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To vote regarding the increase of the share Mgmt For For
capital of the company through the capitalization
of the capital budget reserve and legal reserve,
attributing to the shareholders,
free of charge, as a bonus, one new common
share for each lot of five common shares
that they own at the end of the day on April
29, 2011, with it being the case that from
May 2, 2011, inclusive, the shares will be
traded without the right to the bonus, with
the consequent amendment of article 5 of the
corporate bylaws of the company
II To vote regarding the reverse split of the shares Mgmt For For
of the company, in the proportion of three
shares for each one share representative of
the share capital after the reverse split,
and the consequent amendment of article 5 of
the corporate bylaws of the company in regard
to the number of shares
III Amendment of the authorized capital of the company, Mgmt For For
with the consequent amendment of article
6 of the corporate bylaws
IV Change of the deadline for the presentation Mgmt For For
of documents, by the shareholders,
to the company, for participation in general
meetings, and the consequent amendment of
paragraph 4 of article 7 of the corporate bylaws
of the company
V Amendment of line VII of article 9 of the corporate Mgmt For For
bylaws of the company to include within the
authority of a general meeting the amendment
of company stock option plans
VI Amendment of the company stock option plan Mgmt For For
VII Amendment of line XIV of article 17 of the corporate Mgmt For For
bylaws, which deals with the authority of the
board of directors to authorize acts that result
in a disbursement, by the company, of an
amount greater than 0.5 percent of the net
revenue of the company calculated in the most
recent approved balance sheet
VIII Amendment of the list of forbidden acts whose Mgmt For For
effects are null and without force in relation
to the company, with the consequent amendment
of article 22 of the corporate bylaws of the
company, also inserting in said article a sole
paragraph
--------------------------------------------------------------------------------------------------------------------------
CIELO S A Agenda Number: 702973365
--------------------------------------------------------------------------------------------------------------------------
Security: P3063Y106
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRVNETACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 824222 DUE TO CHANGE IN MEETING TYPE. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
V Resolve on the Company's capital stock increase Mgmt For For
upon capitalization of the Capital Budget Reserve
and Legal Reserve, attributing to shareholders,
free of charge, as a bonus, 1 (one) new common
share for each 5 (five) common shares held
as of April 29, 2011. As of May 2, 2011 on,
the shares will be traded ex-rights, with the
consequent amendment of Article 5 of the Company's
Bylaws
VI Resolve on the Company's reverse stock split, Mgmt For For
in the proportion of 3 (three) shares for each
1 (one) share that represents the capital stock
after the reverse split, and the consequent
amendment of Article 5 of the Company's Bylaws
with respect to the number of shares
VII Change of the Company's authorized capital limit, Mgmt For For
with the consequent amendment of Article 6
of the Bylaws
VIII Change of the deadline for shareholders to present Mgmt For For
to the Company the necessary documents for
participation in the General Meeting, and consequent
amendment of the Article 7, paragraph 4 of
the Company's Bylaws
IX Change of item "vii" of Article 9 of the Company's Mgmt For For
Bylaws to include the change of option granting
plans of the Company's shares
X Change of the option granting plans for the Mgmt For For
Company's shares
XI Change of item "xiv" of Article 17 of the Bylaws Mgmt For For
which establishes the competence of the Board
of Directors to approve acts which involve
disbursements, by the Company, higher than
0.5% (one half percent) of the Company's net
income verified in the last approved balance
sheet; and
XII Change the set of prohibited acts with void Mgmt For For
and ineffective results concerning the Company,
with the consequent amendment of Article 22
of the Company's Bylaws, and the addition of
a sole paragraph in the same Article
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC, CHERTSEY SURREY Agenda Number: 702738038
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 03-Feb-2011
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the Directors' Annual Report Mgmt For For
and Accounts and the Auditors' Report thereon
2 Receive and adopt the Directors' Remuneration Mgmt For For
Report
3 Declare a final dividend on the ordinary shares Mgmt For For
4 To re-elect Sir Roy Gardner as a Director of Mgmt For For
the Company
5 To re-elect Richard Cousins as a Director of Mgmt For For
the Company
6 To re-elect Gary Green as a Director of the Mgmt For For
Company
7 To re-elect Andrew Martin as a Director of the Mgmt For For
Company
8 To re-elect Sir James Crosby as a Director of Mgmt For For
the Company
9 To re-elect Steve Lucas as a Director of the Mgmt For For
Company
10 To re-elect Susan Murray as a Director of the Mgmt For For
Company
11 To re-elect Don Robert as a Director of the Mgmt For For
Company
12 To re-elect Sir Ian Robinson as a Director of Mgmt For For
the Company
13 Re-appoint Deloitte LLP as Auditors Mgmt For For
14 Authorise the directors to agree the Auditors' Mgmt For For
remuneration
15 Donations to EU political organizations Mgmt For For
16 Authority to allot shares (s.551) Mgmt For For
17 Authority to allot shares for cash (s.561) Mgmt For For
18 Authority to purchase shares Mgmt For For
19 Reduce general meeting notice periods Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG N Y BRH MEDIUM TERM SR BK NTS BOOK ENTRY Agenda Number: 702880318
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 729304, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 729304, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR HOLDINGS MUST BE NOTIFIED TO THE COMPANY
REGISTRAR IN EITHER THE NOMINEE NAME OR THE
BENEFICIAL OWNER NAME BEFORE THE REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU
1.1 Presentation of the annual report, the parent Non-Voting No vote
company's 2010 financial statements, the Group's
2010 consolidated financial statements and
the 2010 remuneration report
1.2 Consultative vote on the 2010 remuneration report Mgmt No vote
1.3 Approval of the annual report, the parent company's Mgmt No vote
2010 financial statements and the Group's 2010
consolidated financial statements
2 Discharge of the acts of the Members of the Mgmt No vote
Board of Directors and Executive Board
3.1 Resolution on the appropriation of retained Mgmt No vote
earnings
3.2 Resolution on the distribution against reserves Mgmt No vote
from capital contributions
4.1 Changes in share capital: Increase of conditional Mgmt No vote
capital for the purpose of contingent convertible
bonds
4.2 Changes in share capital: Renewing the authorized Mgmt No vote
capital
5.1 Other amendments to the articles of association: Mgmt No vote
Voting and election procedures at the General
Meeting of Shareholders
5.2 Other amendments to the articles of association: Mgmt No vote
Deletion of provisions concerning contributions
in kind
6.1.1 Re-election of Peter Brabeck-Letmathe to the Mgmt No vote
Board of Directors
6.1.2 Re-election of Jean Lanier to the Board of Directors Mgmt No vote
6.1.3 Re-election of Anton van Rossum to the Board Mgmt No vote
of Directors
6.2 Election of the independent auditors: KPMG AG, Mgmt No vote
Zurich
6.3 Election of the special auditors Mgmt No vote
7 If voting or elections takes place on proposals Mgmt No vote
that have not been submitted until the Annual
General Meeting itself as defined in Article
700 paragraphs 3 and 4 of the Swiss Code of
Obligations, I hereby authorize the independent
proxy to vote in favor of the proposal of the
Board of Directors
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIPACOES, SAO PAULO Agenda Number: 702606433
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 05-Oct-2010
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Approve the amendment of the stock option plan Mgmt Split 50% For 50% Abstain Split
Cyrela in action, of the stock option executive
plan and of the stock option plan, approved
at the EGM's held on 30 APR 2007, 08 OCT
2007, and 29 APR 2008, from here onwards the
plans, so that they state that I) in the
event of the death of the participants
elected in accordance with the terms of the
plans, after at least two years have passed
from the granting date, the rights that are
not yet exercisable in accordance with the
respective option contract, on the date
of their death, will have their lock up period
accelerated, and those rights may be exercised
at any time after the death so long as the
maximum deadlines for exercise provided
for in the plans are respected by the heirs
or legal successors of the respective participant,
CONT
CONT CONT II) in the case of termination of the employment Non-Voting No vote
of the participants elected in accordance
with the terms of the plans because of permanent
disability, after at least two years
have passed from the granting date, the rights
that are not yet exercisable in accordance
with the respective option contract, on the
date of the termination of the employee, will
have their lock up period accelerated,
and those rights may be exercised at any time
after the termination of employment, so
long as the maximum deadlines for exercise
provided for in the plans are respected
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIPACOES, SAO PAULO Agenda Number: 702965596
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and vote upon the board Mgmt Split 50% For 50% Abstain Split
of directors annual report, the financial
statements relating to fiscal year ending December
31, 2010
II Destination of the year end results of 2010 Mgmt Split 50% For 50% Abstain Split
and distribution of dividends
III To elect the members of the board of directors Mgmt Split 50% For 50% Abstain Split
IV To decide on the newspapers in which company Mgmt Split 50% For 50% Abstain Split
notices will be published
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL REALTY SA EMPREENDIMENTOS E PARTICIPACOES, SAO PAULO Agenda Number: 702972262
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 To set the global remuneration of the company Mgmt For For
directors for the 2011
--------------------------------------------------------------------------------------------------------------------------
CYRELA BRAZIL RLTY S A EMPREENDIMENTOS E PARTICIPACOES Agenda Number: 702556335
--------------------------------------------------------------------------------------------------------------------------
Security: P34085103
Meeting Type: EGM
Meeting Date: 06-Aug-2010
Ticker:
ISIN: BRCYREACNOR7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
1 Election of the new Member of the Board of Directors Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 702816957
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 13-Apr-2011
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29.03.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the adopted Company financial Non-Voting No vote
statements, the approved consolidated financial
statements, and the combined management report
for Daimler AG and the Group for the 2010 financial
year, the report of the Supervisory Board and
the explanatory reports on the information
required pursuant to Section 289, Subsection
4, Section 315, Subsection 4 and Section 289,
Subsection 5 of the German Commercial Code
(Handelsgesetzbuch)
2. Resolution on the allocation of unappropriated Mgmt For For
profit
3. Resolution on ratification of Board of Management Mgmt For For
members' actions in the 2010 financial year
4. Resolution on ratification of Supervisory Board Mgmt For For
members' actions in the 2010 financial year
5. Resolution on the approval of the system of Mgmt For For
remuneration for the members of the Board of
Management
6. Resolution on the appointment of auditors for Mgmt For For
the Company and the Group for the 2011 financial
year
7. Resolution on the adjustment of the remuneration Mgmt For For
for the Supervisory Board and corresponding
amendment to the Articles of Incorporation
8.A. Resolution on the election of new members of Mgmt For For
the Supervisory Board: Dr. Manfred Bischoff
8.B. Resolution on the election of new members of Mgmt For For
the Supervisory Board: Lynton R. Wilson
8.C. Resolution on the election of new members of Mgmt For For
the Supervisory Board: Petraea Heynike
--------------------------------------------------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO.,LTD. Agenda Number: 703145878
--------------------------------------------------------------------------------------------------------------------------
Security: J11508124
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3505000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
3. Approve Payment of Bonuses to Corporate Officers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC. Agenda Number: 703132821
--------------------------------------------------------------------------------------------------------------------------
Security: J11718111
Meeting Type: AGM
Meeting Date: 25-Jun-2011
Ticker:
ISIN: JP3502200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2. Approve Issuance of Share Acquisition Rights Mgmt For For
as Stock Options
--------------------------------------------------------------------------------------------------------------------------
DANONE, PARIS Agenda Number: 702819600
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 28-Apr-2011
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0304/201103041100550.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2010 and setting the
dividend at EUR 1.30 per share
O.4 Ratification of the co-optation of Mr. Yoshihiro Mgmt For For
Kawabata as Board member
O.5 Renewal of Mr. Bruno Bonnell's term as Board Mgmt For For
member
O.6 Renewal of Mr. Bernard Hours's term as Board Mgmt For For
member
O.7 Renewal of Mr. Yoshihiro Kawabata's term as Mgmt For For
Board member
O.8 Renewal of Mr. Jacques Vincent's term as Board Mgmt For For
member
O.9 Appointment of Mrs. Isabelle Seillier as Board Mgmt For For
member
O.10 Appointment of Mr. Jean-Michel Severino as Board Mgmt For For
member
O.11 Approval of the Agreements referred to in the Mgmt For For
Statutory Auditors' special report
O.12 Approval of the Agreements and Undertakings Mgmt For For
pursuant to Articles L.225-38 and L.225-42-l
of the Commercial Code relating to Mr. Bernard
Hours
O.13 Authorization to be granted to the Board of Mgmt For For
Directors to purchase, hold or transfer
Company's shares
E.14 Delegation of authority to the Board of Directors Mgmt For For
to issue ordinary shares of the Company and
securities giving access to the capital of
the Company, with preferential subscription
rights of shareholders
E.15 Delegation of authority to the Board of Directors Mgmt For For
to issue ordinary shares of the Company and
securities giving access to the capital of
the Company, with cancellation of preferential
subscription rights of shareholders, but with
obligation to grant a priority right
E.16 Delegation of authority to the Board of Directors Mgmt For For
in the event of capital increase with or
with cancellation of preferential subscription
rights of shareholders to increase the
amount of issuable securities
E.17 Delegation of authority to the Board of Directors Mgmt For For
to issue ordinary shares and securities
giving access to the capital of the Company,
in the event of public exchange offer initiated
by the Company
E.18 Delegation of powers to the Board of Directors Mgmt For For
to issue ordinary shares, in consideration
for in-kind contributions granted to the Company
and composed of equity securities or securities
giving access to the capital
E.19 Delegation of authority to the Board of Directors Mgmt For For
to increase the Company's capital by incorporation
of reserves, profits or premiums or other amounts
which capitalization is authorized
E.20 Delegation of authority to the Board of Directors Mgmt For For
to carry out capital increases reserved
for employees participating in a company savings
plan and/or transfers of reserved securities
E.21 Authorization granted to the Board of Directors Mgmt For For
to reduce capital by cancellation
of shares
E.22 Powers for formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DANSKE BANK AS, COPENHAGEN Agenda Number: 702838179
--------------------------------------------------------------------------------------------------------------------------
Security: K22272114
Meeting Type: AGM
Meeting Date: 29-Mar-2011
Ticker:
ISIN: DK0010274414
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 767621 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS Non-Voting No vote
IN DENMARK REQUIRE THE SHARES TO BE REGISTERED
IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE
IN ORDER TO PROVIDE VOTING SERVICE. PLEASE
CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF
THIS REQUIREMENT APPLIES TO YOUR SHARES AND,
IF SO, YOUR SHARES ARE REGISTERED IN A SEGREGATED
ACCOUNT FOR THIS GENERAL MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD Non-Voting No vote
OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH
IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT
THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY
WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST
VOTES ARE REPRESENTED AT THE MEETING IS TO
SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN
BANKS OFFER REPRESENTATION SERVICES FOR AN
ADDED FEE IF REQUESTED. THANK YOU
a.1 Approval of the annual report and proposal for Mgmt For For
allocation of profits
a.2 The General Meeting states that it does not Mgmt For For
want to consider a type of winding-up
a.3 If proposal A2 is not approved: The General Mgmt Abstain Against
Meeting states that Danske Bank will use a
winding-up scheme consisting in a transfer
of Danske Bank's assets and part of its liabilities
to a subsidiary of Finansiel Stabilitet A/S
b.1 Election of members to the Board of Directors: Mgmt For For
The Board of Directors proposal to reduce the
number of members of the Board of Directors
to eight. If the General Meeting adopts the
Board of Directors' proposal for eight members
of the Board of Directors, any votes for more
than eight candidates will be considered void
b.2.1 Election of members to the Board of Directors: Mgmt Abstain Against
Eivind Kolding
b.2.2 Election of members to the Board of Directors: Mgmt Abstain Against
Ole Gjesso Andersen
b.2.3 Election of members to the Board of Directors: Mgmt Abstain Against
Michael Fairey
b.2.4 Election of members to the Board of Directors: Mgmt Abstain Against
Peter Hojland
b.2.5 Election of members to the Board of Directors: Mgmt Abstain Against
Mats Jansson
b.2.6 Election of members to the Board of Directors: Mgmt Abstain Against
Majken Schultz
b.2.7 Election of members to the Board of Directors: Mgmt Abstain Against
Claus Vastrup
b.2.8 Election of members to the Board of Directors: Mgmt Abstain Against
Niels Bjorn Christiansen
b.3.9 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Abstain Against
PROPOSAL: Election of members to the Board
of Directors: - Egon Geertsen
c Appointment of external auditors: The Board Mgmt For For
of Directors proposes re-appointment of Grant
Thornton, Statsautoriseret Revisionsaktieselskab,
and KPMG Statsautoriseret Revisionspartnerselskab
d.1 Proposal by the Board of Directors to renew Mgmt For For
for the next five yProposals by the Board of
Directors to amend Danske Bank's Articles of
Association : Addition to article 11.1 on the
deadline for postal ballot or voting by proxy
d.2 Proposals by the Board of Directors to amend Mgmt Against Against
Danske Bank's Articles of Association : Addition
of new article 15.4 on the maximum age for
members of the Board of Directors
d.3 Proposals by the Board of Directors to amend Mgmt For For
Danske Bank's Articles of Association : Addition
of new article 17.6 on the delegation of authority
to committees
e Proposal by the Board of Directors to renew Mgmt For For
for the next five years Danske Bank's authority
to trade in Danske Bank shares and to own holdings
of and receive Danske Bank shares as collateral
etc
f Proposal by the Board of Directors for a remuneration Mgmt For For
policy and guidelines for performance-based
pay programmes
g.1 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Mr. Egon Geertsen, a shareholder,
has submitted the following proposal for amendments
to the Articles of association: For every vote
that is not taken by ballot, the chairman of
the general meeting must give the grounds for
his opinion that there is a majority for or
against a proposal. Steps must be taken to
ensure that non-shareholders do not vote. Specific
knowledge as to whether APM, ATP or Realdania
intends to vote for or against a proposal must
now be available
g.2 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Mr. Egon Geertsen, a shareholder,
has submitted the following proposal for amendments
to the Articles of association: The General
Meeting should be open to the press throughout
the meeting, and it should be permitted to
film the entire event and take photos. The
General Meeting must be transmitted simultaneously
from Danske Bank's website. The General Meeting
must also be videotaped and be permanently
available on Danske Bank's website that must
be available to all. The Board of Directors
is urged to let this proposal take effect at
this General Meeting
g.3 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Mr. Egon Geertsen, a shareholder,
has submitted the following proposal for amendments
to the Articles of association: At least two
members of the Board of Directors must be shareholders
who each of them holds less than DKK 2 million
of Danske Bank's share capital
g.4 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Mr. Egon Geertsen, a shareholder,
has submitted the following proposal for amendments
to the Articles of association: If Danske Bank
loses more than 50% of its share capital, an
extraordinary general meeting must be convened
at which all members of the Board of Directors
offer their resignation
g.5 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Mr. Egon Geertsen, a shareholder,
has submitted the following proposal for amendments
to the Articles of association: IT development
in India is closed down, and activities are
resumed in Denmark, where actual IT development
is initiated. Mainly local staff should be
employed in order also to both increase quality
and create openings for trainees
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 702887576
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the directors report Mgmt For For
and audited accounts for the year ended
31 December 2010 and the auditors report thereon
2.a To declare a one tier tax exempt final dividend Mgmt For For
of 28 cents per ordinary share, for the
year ended 31 December 2010
2.b To declare a one tier tax exempt final dividend Mgmt For For
of 2 cents per non voting convertible preference
share, for the year ended 31 December 2010
2.c To declare a one tier tax exempt final dividend Mgmt For For
of 2 cents per non voting redeemable convertible
preference share, for the year ended 31 December
2010
3 Sanction the amount of SGD 2,842,442 proposed Mgmt For For
as directors fees for 2010
4 PricewaterhouseCoopers LLP as auditors of the Mgmt For For
company and to authorize the directors to
fix their remuneration
5.a Re elect the director, who is retiring under Mgmt For For
article 95 of the companys articles of
association: Dr Bart Joseph Broadman
5.b Re elect the director, who is retiring under Mgmt For For
article 95 of the companys articles of
association: Ms Euleen Goh Yiu Kiang
5.c Re elect the director, who is retiring under Mgmt For For
article 95 of the companys articles of
association: Mr. Christopher Cheng Wai Chee
6 To re elect Mr. Danny Teoh Leong Kay, who is Mgmt For For
retiring under article 101 of the company's
articles of association
7.A That the board of directors of the company be Mgmt For For
and is hereby authorized to (a) allot and issue
from time to time such number of ordinary shares
in the capital of the company as may
be required to be issued pursuant to the
exercise of options under the DBSH share
option plan, and (b) offer and grant awards
in accordance with the provisions of the DBSH
share plan and to allot and issue from time
to time such number of DBSH ordinary shares
as may be required to be issued pursuant
to the vesting of awards under the DBSH share
plan, provided always that (1) the aggregate
number of new dbsh ordinary shares to
be issued pursuant to the exercise of options
granted under the DBSH share option plan
and the vesting of awards granted or to be
granted under the DBSH share plan shall
not exceed CONTD
CONT CONTD 7.5 per cent of the total number of issued Non-Voting No vote
shares in the capital of the company from time
to time, and, (2) the aggregate number of new
DBSH ordinary shares under a wards to be granted
pursuant to the DBSH share plan during the
period commencing from the date of this AGM
of the company and ending on the date of the
next AGM of the Company or the date by which
the next AGM of the company is required by
law to be held, whichever is the earlier, shall
not exceed 2 per cent of the total number
of issued shares in the capital of the company
from time to time
7.B That authority be and is hereby given to the Mgmt For For
directors of the company to (a) (i) issue
shares in the capital of the company whether
by way of rights, bonus or otherwise,
and/or (ii) make or grant offers, agreements
or options that might or would require shares
to be issued, including but not limited to
the creation and issue of warrants, debentures
or other instruments convertible
into shares, at any time and upon such terms
and conditions and for such purposes and
to such persons as the directors may in their
absolute discretion deem fit, and (b) issue
shares in pursuance of any instrument made
or granted by the directors while this resolution
was in force, provided that (1) the aggregate
number of shares to be issued pursuant to this
resolution does not. exceed 50pct of the
total CONTD
CONT CONTD number of issued shares in the capital Non-Voting No vote
of the company of which the aggregate
number of shares to be issued other than on
a pro rata basis to shareholders of the
company does not exceed 10pct of the total
number of issued shares in the capital
of the company, (2) for the purpose of
determining the aggregate number of shares
that may be issued under paragraph (1) above,
the percentage of issued shares shall be based
on the total number of issued shares in the
capital of the company at the time this resolution
is passed, after adjusting for (i) new shares
arising from the conversion or exercise
of any convertible securities or share options
or vesting of share awards which are outstanding
or subsisting at the time this resolution is
passed, and (ii) any subsequent bonus issue,
consolidation CONTD
CONT CONTD or subdivision of shares, (3) in exercising Non-Voting No vote
the authority conferred by this resolution,
the company shall comply with the provisions
of the listing manual of the SGX ST for the
time being in force and the articles of
association for the time being of the
company, and (4) the authority conferred
by this resolution shall continue in force
until the conclusion of the next AGM of the
company or the date by which the next AGM of
the company is required by law to be held,
whichever is the earlier
7.C That authority be and is hereby given to the Mgmt For For
directors of the company to allot and
issue from time to time such number of new
ordinary shares, new non voting non redeemable
preference shares and new non voting redeemable
preference shares in the capital of
the company as may be required to be allotted
and issued pursuant to the DBSH scrip dividend
scheme
--------------------------------------------------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD, SINGAPORE Agenda Number: 702920249
--------------------------------------------------------------------------------------------------------------------------
Security: Y20246107
Meeting Type: EGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: SG1L01001701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That (a) for the purposes of Sections 76C and Mgmt For For
76E of the Companies Act, Chapter 50
(the Companies Act) , the exercise by the Directors
of DBSH of all the powers of DBSH to purchase
or otherwise acquire issued ordinary shares
in the capital of DBSH (Ordinary Shares) not
exceeding in aggregate the Maximum Percentage,
at such price or prices as may be determined
by the Directors from time to time up to
the Maximum Price, whether by way of (i) market
purchase(s) on the SGXST and/or any other
securities exchange on which the Ordinary
Shares may for the time being be listed and
quoted (Other Exchange), and/or (ii) off market
purchase(s) in accordance with any equal access
scheme(s) as may be determined or formulated
by the Directors as they consider fit,
which scheme(s) shall satisfy all the conditions
CONTD
CONT CONTD prescribed by the Companies Act, and otherwise Non-Voting No vote
in accordance with all other laws and regulations
and rules of the SGXST or, as the case may
be, Other Exchange as may for the time
being be applicable, be and is hereby
authorized and approved generally and unconditionally
(the Share Purchase Mandate), (b) unless
varied or revoked by DBSH in general meeting,
the authority conferred on the Directors
of DBSH pursuant to the Share Purchase Mandate
may be exercised by the Directors at any time
and from time to time during the period commencing
from the date of the passing of this Resolution
and expiring on the earlier of (i) the date
on which the next AGM of DBSH is held, and
(ii) the date by which the next AGM of DBSH
is required by law to be held, CONTD
CONT CONTD (iii) the date on which purchases and Non-Voting No vote
acquisitions of Ordinary Shares pursuant
to the Share Purchase Mandate are carried out
to the full extent mandated, (c) in this
Resolution (i) in the case of a market purchase
of an Ordinary Share , 105pct of the Average
Closing Price of the Ordinary Shares, and
(ii) in the case of an off market purchase
of an Ordinary Share , 105pct of the Average
Closing Price of the Ordinary Shares, and (d)
the Directors of the Company and/or any of
them be and are hereby authorized to complete
and do all such acts and things as they and/or
he may consider expedient or necessary
to give effect to the transactions contemplated
and/or authorized by this Resolution
--------------------------------------------------------------------------------------------------------------------------
DELHAIZE GROUP SA Agenda Number: 702874149
--------------------------------------------------------------------------------------------------------------------------
Security: B33432129
Meeting Type: EGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: BE0003562700
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Amend article 9 re: authorize repurchase of Mgmt No vote
up to 10 percent of issued share capital
2 Amend article 19 re: board committees Mgmt No vote
3 Amend article 29 re: ownership threshold to Mgmt No vote
submit agenda items
4 Amend article 30 re: meeting materials Mgmt No vote
5 Amend article 31 re: registration requirements Mgmt No vote
6 Amend article 32 re: proxy voting Mgmt No vote
7 Amend article 33 re: general meeting Mgmt No vote
8 Amend article 34 re: postponement of meetings Mgmt No vote
9 Amend article 36 re: electronic voting Mgmt No vote
10 Amend article 38 re: fiscal year Mgmt No vote
11 Amend article 39 re: questions at general meetings Mgmt No vote
12 Delete article 47 re: disclosure of significant Mgmt No vote
shareholdings
13 Approve condition precedent Mgmt No vote
14 Authorize implementation of approved resolutions Mgmt No vote
and filing of required documents/formalities
at trade registry
CMMT SHAREHOLDERS REPRESENTING AT LEAST 50% OF THE Non-Voting No vote
SHARE CAPITAL OF THE COMPANY MUST ATTEND THE
EXTRAORDINARY GENERAL MEETING ON APRIL 27,
2011 TO ALLOW THE SHAREHOLDERS TO CONSIDER
AND VOTE UPON ITEMS 1 TO 13 SET FORTHE BELOW.
IF THIS QUORUM REQUIREMENT IS NOT SATISFIED,
AS IT WAS THE CASE IN PREVIOUS YEARS, THESE
AGENDA ITEMS WILL BE RE-PROPOSED ALONG WITH
ORDINARY GENERAL MEETING AGENDA ITEMS AT AN
ORDINARY AND EXTRAORDINARY GENERAL MEETING
OF SHAREHOLDERS TO BE HELD ON MAY 26, 2011
AT 3.00 P.M. C.E.T. AT THE SAME LOCATION, WITHOUT
ANY QUORUM REQUIREMENT. THANK YOU.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
26 MAY 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT
YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM
IS MET OR THE MEETING IS CANCELLED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF SECOND CALL DATE. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DELHAIZE GROUP SA Agenda Number: 703040472
--------------------------------------------------------------------------------------------------------------------------
Security: B33432129
Meeting Type: OGM
Meeting Date: 26-May-2011
Ticker:
ISIN: BE0003562700
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Presentation of the management report of the Non-Voting No vote
Board of Directors on the financial
year ended December 31, 2010
2 Presentation of the report of the statutory Non-Voting No vote
auditor on the financial year ended December
31, 2010
3 Communication of the consolidated annual accounts Non-Voting No vote
as of December 31, 2010
4 Approve the non-consolidated annual accounts Mgmt No vote
as of December 31, 2010, including
the allocation of profits, and approve the
distribution of a gross dividend of EUR 1.72
per share
5 Approve the discharge of liability of persons Mgmt No vote
who served as directors of the Company during
the financial year ended December 31, 2010
6 Approve the discharge of liability of the statutory Mgmt No vote
auditor of the Company for the financial
year ended December 31, 2010
7.1 Renew the mandate of Mr. Hugh G. Farrington Mgmt No vote
as director for a period of three years that
will expire at the end of the ordinary general
meeting that will be requested to approve
the annual accounts relating to the financial
year 2013
7.2 Renew the mandate of Baron Luc Vansteenkiste Mgmt No vote
as director for a period of four years that
will expire at the end of the ordinary general
meeting that will be requested to approve
the annual accounts relating to the financial
year 2014
7.3 Renew the mandate of Mr. Jacques de Vaucleroy Mgmt No vote
as director for a period of four years
that will expire at the end of the ordinary
general meeting that will be requested to
approve the annual accounts relating to the
financial year 2014
7.4 Appoint Mr. Jean-Pierre Hansen as director for Mgmt No vote
a period of three years that will expire
at the end of the ordinary general meeting
that will be requested to approve the annual
accounts relating to the financial year 2013
7.5 Appoint Mr. William G. McEwan as director for Mgmt No vote
a period of three years that will expire
at the end of the ordinary general meeting
that will be requested to approve the annual
accounts relating to the financial year 2013
7.6 Appoint Mr. Mats Jansson as director for a period Mgmt No vote
of three years that will expire at the end
of the ordinary general meeting that will be
requested to approve the annual accounts
relating to the financial year 2013
8.1 Upon proposal of the Board of Directors, acknowledge Mgmt No vote
that Baron Luc Vansteenkiste, whose
mandate is proposed to be renewed until the
end of the ordinary general meeting that
will be requested to approve the annual
accounts relating to the financial year
2014, satisfies the requirements of independence
set forth by the Belgian Company Code for the
assessment of independence of directors,
and renew his mandate as independent director
pursuant to the criteria of the Belgian
Company Code
8.2 Upon proposal of the Board of Directors, acknowledge Mgmt No vote
that Mr. Jacques de Vaucleroy, whose mandate
is proposed to be renewed until the end of
the ordinary general meeting that will
be requested to approve the annual
accounts relating to the financial year 2014,
satisfies the requirements of independence
set forth by the Belgian Company Code for the
assessment of independence of directors,
and renew his mandate as independent director
pursuant to the criteria of the Belgian
Company Code
8.3 Upon proposal of the Board of Directors, acknowledge Mgmt No vote
that Mr. Jean-Pierre Hansen, whose appointment
as director is proposed until the end of the
ordinary general meeting that will be
requested to approve the annual accounts
relating to the financial year 2013, satisfies
the requirements of independence set forth
by the Belgian Company Code for the assessment
of independence of directors, and appoint
him as independent director pursuant to the
criteria of the Belgian Company Code
8.4 Upon proposal of the Board of Directors, acknowledge Mgmt No vote
that Mr. William G. McEwan, whose appointment
as director is proposed until the end of the
ordinary general meeting that will be
requested to approve the annual accounts
relating to the financial year 2013, satisfies
the requirements of independence set forth
by the Belgian Company Code for the assessment
of independence of directors, and appoint
him as independent director pursuant to the
criteria of the Belgian Company Code
8.5 Upon proposal of the Board of Directors, acknowledge Mgmt No vote
that Mr. Mats Jansson, whose appointment
as director is proposed until the end of the
ordinary general meeting that will be
requested to approve the annual accounts
relating to the financial year 2013,
satisfies the requirements of independence
set forth by the Belgian Company Code for the
assessment of independence of directors,
and appoint him as independent director pursuant
to the criteria of the Belgian Company Code
9 Renew the mandate of Deloitte Bedrijfsrevisoren Mgmt No vote
/ Reviseurs d'Entreprises S.C. s.f.d. S.C.R.L.,
avenue Louise 240, 1050 Brussels, Belgium,
as statutory auditor, represented by Mr. Michel
Denayer, auditor, or in the event of
inability of Mr. Denayer, by any other partner
of the statutory auditor agreed upon
by the Company, for a period of three years
that will expire at the end of the ordinary
general meeting that will be requested to approve
the annual accounts relating to the financial
year 2013, and approve the yearly audit fees
of the statutory auditor amounting to EUR 726,398
10 Pursuant to article 556 of the Belgian Company Mgmt No vote
Code, approve the provision granting to
the holders of the bonds, convertible bonds
or medium-term notes that the Company may
issue within the 12 months following the ordinary
shareholders meeting of May 2011, in
one or several offerings and tranches, with
a maturity or maturities not exceeding 30 years,
for a maximum equivalent aggregate
amount of EUR 1.5 billion, the right to obtain
the redemption, or the right to require
the repurchase, of such bonds or notes for
an amount not in excess of 101% of the outstanding
principal amount plus accrued and unpaid interest
of such bonds or notes, in the event of a change
of control of the Company, as would be provided
in the terms and conditions relating to such
bonds and/or notes. Any such bond or note CONTD
CONT CONTD issue will be disclosed through a press Non-Voting No vote
release, which will summarize the applicable
change of control provision and mention the
total amount of bonds and notes already
issued by the Company that are subject to a
change of control provision approved under
this resolution
11 Pursuant to article 556 of the Belgian Company Mgmt No vote
Code, approve the "Change in Control" clause
(and any other clause falling within the scope
of Article 556 of the Belgian Company Code)
as set out in the EUR 600 million five-year
revolving credit facility dated 15 April
2011 entered into among inter alios the Company,
Delhaize America, LLC, Delhaize Griffin SA,
Delhaize The Lion Coordination Center SA,
as Borrowers and Guarantors, the subsidiary
guarantors party thereto, the lenders
party thereto, and Fortis Bank SA/NV, Banc
of America Securities Limited, JP Morgan PLC
and Deutsche Bank AG, London Branch,
as Bookrunning Mandated Lead Arrangers. The
"Change in Control" clause provides
that, in case any person (or persons acting
in concert) gains control over the Company
or becomes the owner of more than 50 per cent
CONTD
CONT CONTD of the issued share capital of the Company, Non-Voting No vote
this will lead to a mandatory prepayment
and cancellation under the credit facility
12.1 Approve the continuation by Delhaize America Mgmt No vote
of grants of Restricted Stock Unit Awards
that are delivered to certain members of the
Executive Committee of the Company in equal
installments of one fourth starting at the
end of the second year over a five-year period
following their grant date under the Delhaize
America Restricted Stock Unit Plan
12.2 Approve the continuation by the Company of grants Mgmt No vote
of options to certain members of the
Executive Committee of the Company vesting
in equal installments of one third
over a three-year period following their grant
date under the U.S. Delhaize Group 2002 Stock
Incentive Plan
13 Provide, as from the year 2011, (i) to the directors Mgmt No vote
in compensation for their positions as
directors, an amount of up to EUR 80,000 per
year per director and (ii) to the Chairman
of the Board, an amount up to EUR 160,000
per year. The above-mentioned amounts will
be increased by an amount of up to EUR 10,000
per year for each member of any standing committee
of the Board of Directors (other than the chair
of the committee), and increased by an amount
of up to EUR 15,000 per year for the Chairman
of any standing committee of the Board of
Directors. The amount to be distributed to
each director shall be decided by the Board
of Directors, within the limits set forth in
the preceding sentence
--------------------------------------------------------------------------------------------------------------------------
DELHAIZE GROUP SA Agenda Number: 703039873
--------------------------------------------------------------------------------------------------------------------------
Security: B33432129
Meeting Type: EGM
Meeting Date: 26-May-2011
Ticker:
ISIN: BE0003562700
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Amendment to the article 9 of the articles of Mgmt No vote
association of the Company
2 Amendment to the article 19 of the articles Mgmt No vote
of association of the Company
3 Amendment to the article 29 of the articles Mgmt No vote
of association of the Company
4 Amendment to the article 30 of the articles Mgmt No vote
of association of the Company
5 Amendment to the article 31 of the articles Mgmt No vote
of association of the Company
6 Amendment to the article 32 of the articles Mgmt No vote
of association of the Company
7 Amendment to article 33 of the articles of association Mgmt No vote
of the Company
8 Amendment to the article 34 of the articles Mgmt No vote
of association of the Company
9 Amendment to the article 36 of the articles Mgmt No vote
of association of the Company
10 Amendment to the article 38 of the articles Mgmt No vote
of association of the Company
11 Amendment to the article 39 of the articles Mgmt No vote
of association of the Company
12 Removal of the article 47 of the articles of Mgmt No vote
association of the Company
13 Amendment to the provisional measure of the Mgmt No vote
articles of association of the Company
14 Powers to implement the shareholders resolutions Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE Agenda Number: 702878058
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the approved annual and consolidated Non-Voting No vote
annual financial statements, the management
report of Deutsche Boerse Aktiengesellschaft
and the Group management report as at 31 December
2010, the report of the Supervisory Board,
the explanatory report of the Executive Board
on disclosures pursuant to sections 289 (4)
and (5), 315 (2) no. 5 and (4) of the German
Commercial Code (Handelsgesetzbuch - HGB) and
the proposal for the use of unappropriated
profits
2. Use of unappropriated profits Mgmt For For
3. Resolution to approve the acts of the members Mgmt For For
of the Executive Board
4. Resolution to approve the acts of the members Mgmt For For
of the Supervisory Board
5. Rescission of the existing Authorized Capital Mgmt For For
I, creation of a new Authorized Capital I with
the option of excluding subscription rights
and amendments to the Articles of Incorporation
6. Authorization to acquire own shares even under Mgmt For For
the exclusion of rights of tender in accordance
with section 71 (1) no. 8 of the AktG and to
use them, even under the exclusion of subscription
rights, including authorization to redeem acquired
own shares and to implement a capital reduction
and to rescind the existing authorization to
acquire own shares
7. Authorization to use derivatives in the acquisition Mgmt For For
of own shares in accordance with section 71
(1) no. 8 of the AktG and to exclude subscription
rights and tender rights including the authorization
to cancel acquired own shares and to implement
a capital reduction
8. Amendments of paragraph 18 of the Articles of Mgmt Against Against
Incorporation
9. Election of the auditor and Group auditor for Mgmt For For
financial year 2011 as well as the auditor
for the review of the condensed financial statements
and the interim management report for the first
half of financial year 2011
--------------------------------------------------------------------------------------------------------------------------
DNB NOR ASA, OSLO Agenda Number: 702933335
--------------------------------------------------------------------------------------------------------------------------
Security: R1812S105
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: NO0010031479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Opening of the general meeting by the chairman Non-Voting No vote
of the supervisory board
2 Approval of the notice of the general meeting Mgmt No vote
and the agenda
3 Election of a person to sign the minutes of Mgmt No vote
the general meting along with the chairman
4 Approval of remuneration rates for members of Mgmt No vote
the supervisory board, control committee and
election committee
5 Approval of the auditors remuneration Mgmt No vote
6 Approval of the 2010 annual report and accounts, Mgmt No vote
including the distribution of dividends and
group contributions
7 Election of 10 members and 14 deputies to the Mgmt No vote
supervisory board
8 Election of four members and two deputies to Mgmt No vote
the control committee, and among these the
committee chairman and vice-chairman
9 Authorisation to the board of directors for Mgmt No vote
the repurchase of shares
10 Statement from the board of directors in connection Mgmt No vote
with remuneration to senior executives
11 Amendments to the articles of association Mgmt No vote
12 Changes in the instructions for the election Mgmt No vote
committee
13 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr No vote
PROPOSAL: Items notified to the board of directors
by shareholder Sverre T. Evensen: A. Financial
stability - role distribution and impartialityl;
B. A financial structure for a new real economy;
C. Financial services innovation in the best
interests of the atomic customer; D. Shared
economic responsibility and common interests
--------------------------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF Agenda Number: 702858032
--------------------------------------------------------------------------------------------------------------------------
Security: D24914133
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: DE000ENAG999
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the adopted Annual Financial Non-Voting No vote
Statements and the approved Consolidated Financial
Statements for the 2010 financial year, along
with the Management Report Summary for E.ON
AG and the E.ON Group and the Report of the
Supervisory Board as well as the Explanatory
Report of the Board of Management regarding
the statements pursuant to Sections 289 para.
4, 315 para. 4 and Section 289 para. 5 German
Commercial Code (Handelsgesetzbuch - HGB)
2. Appropriation of balance sheet profits from Mgmt For For
the 2010 financial year
3. Discharge of the Board of Management for the Mgmt For For
2010 financial year
4. Discharge of the Supervisory Board for the 2010 Mgmt For For
financial year
5. Approval of the compensation system applying Mgmt For For
to the Members of the Board of Management
6.a Elections for the Supervisory Board: Baroness Mgmt For For
Denise Kingsmill CBE
6.b Elections for the Supervisory Board: B rd Mikkelsen Mgmt For For
6.c Elections for the Supervisory Board: Ren Obermann Mgmt For For
7.a Election of the auditor for the 2011 financial Mgmt For For
year as well as for the inspection of financial
statements: Election of PricewaterhouseCoopers
Aktiengesellschaft Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the annual
as well as the consolidated financial statements
for the 2011 financial year
7.b Election of the auditor for the 2011 financial Mgmt For For
year as well as for the inspection of financial
statements: Election of PricewaterhouseCoopers
Aktiengsellschaft Wirtschaftspruefungsgesellschaft,
Duesseldorf, as the auditor for the inspection
of the abbreviated financial statements and
the interim management report for the first
half of the 2011 financial year
8. Resolution on the modification of Supervisory Mgmt For For
Board compensation and amendment of Articles
of Association
9.a Approval of amendment agreement regarding the Mgmt For For
control and profit and loss transfer agreement
between E.ON AG and E.ON Beteiligungsverwaltungs
GmbH
9.b Approval of amendment agreement regarding the Mgmt For For
control and profit and loss transfer agreement
between E.ON AG and E.ON Energy Trading Holding
GmbH
9.c Approval of amendment agreement regarding the Mgmt For For
control and profit and loss transfer agreement
between E.ON AG and E.ON Finanzanlagen GmbH
9.d Approval of amendment agreement regarding the Mgmt For For
control and profit and loss transfer agreement
between E.ON AG and E.ON Ruhrgas Holding GmbH
--------------------------------------------------------------------------------------------------------------------------
ENCANA CORP Agenda Number: 702860239
--------------------------------------------------------------------------------------------------------------------------
Security: 292505104
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: CA2925051047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTIONS
NUMBERS "1.1 TO 1.11 AND 2". THANK YOU.
1.1 Election of director: Peter A. Dea Mgmt For For
1.2 Election of director: Randall K. Eresman Mgmt For For
1.3 Election of director: Claire S. Farley Mgmt For For
1.4 Election of director: Fred J. Fowler Mgmt For For
1.5 Election of director: Barry W. Harrison Mgmt For For
1.6 Election of director: Suzanne P. Nimocks Mgmt For For
1.7 Election of director: David P. O'Brien Mgmt For For
1.8 Election of director: Jane L. Peverett Mgmt For For
1.9 Election of director: Allan P. Sawin Mgmt For For
1.10 Election of director: Bruce G. Waterman Mgmt For For
1.11 Election of director: Clayton H. Woitas Mgmt For For
2 Appointment of auditor - PricewaterhouseCoopers Mgmt For For
LLP at a remuneration to be fixed by the
board of directors
3 Advisory vote approving the corporation's approach Mgmt For For
to executive compensation
--------------------------------------------------------------------------------------------------------------------------
ERICSSON L M TEL CO Agenda Number: 702844146
--------------------------------------------------------------------------------------------------------------------------
Security: W26049101
Meeting Type: AGM
Meeting Date: 13-Apr-2011
Ticker:
ISIN: SE0000108649
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
1 The Nomination Committee proposes the Chairman Non-Voting No vote
of the Board of Directors, Michael Treschow,
be elected Chairman of the Meeting
2 Preparation and approval of the voting list Non-Voting No vote
3 Approval of the agenda of the Meeting Non-Voting No vote
4 Determination whether the Meeting has been properly Non-Voting No vote
convened
5 Election of two persons approving the minutes Non-Voting No vote
6 Presentation of the annual report, the auditors' Non-Voting No vote
report, the consolidated accounts, the
auditors' report on the consolidated accounts
and the auditors' presentation of the audit
work during 2010
7 The President's speech and questions by the Non-Voting No vote
shareholders to the Board of Directors
and the management
8.1 Resolution with respect to: adoption of the Mgmt For For
income statement and the balance sheet, the
consolidated income statement and the consolidated
balance sheet
8.2 Resolution with respect to: discharge of liability Mgmt For For
for the members of the Board of Directors
and the President
8.3 The Board of Directors proposes a dividend of Mgmt For For
SEK 2.25 per share and Monday, April 18, 2011,
as record date for dividend. Assuming this
date will be the record day, Euroclear Sweden
AB is expected to disburse dividends on
Thursday, April 21, 2010
9.1 The number of Board members to be elected by Mgmt For For
the Meeting shall remain twelve and no Deputy
Directors be elected
9.2 Determination of the fees payable to non-employed Mgmt For For
members of the Board of Directors elected
by the Meeting and non-employed members of
the Committees of the Board of Directors
elected by the Meeting: the fees to the
non-employed Board members and to
the non-employed members of the Committees
to the Board of Directors elected by the Meeting
be paid as follows: SEK 3,750,000 to the
Chairman of the Board of Directors (unchanged);
SEK 825,000 each to the other Board members
(previously SEK 750,000); SEK 350,000 to the
Chairman of the Audit Committee (unchanged);
SEK 250,000 each to the other members CONTD
CONT CONTD of the Audit Committee (unchanged); SEK Non-Voting No vote
200,000 each to the Chairmen of the Finance
and the Remuneration Committee (previously
SEK 125,000); and SEK 175,000 each to the
other members of the Finance and the Remuneration
Committee (previously SEK 125,000)
9.3 Election of the Chairman of the Board of Directors, Mgmt For For
other Board members and Deputies of the Board
of Directors: Chairman of the Board of Directors:
Chairman of the Board of Directors The
Nomination Committee proposes Leif Johansson
be elected new Chairman of the Board of Directors
(Michael Treschow, presently Chairman
of the Board, has declined re-election). Other
members of the Board of Directors The Nomination
Committee proposes re-election of
Roxanne S. Austin, Sir Peter L. Bonfield, Borje
Ekholm, Ulf J. Johansson, Sverker Martin-Lof,
Nancy McKinstry, Anders Nyren, Carl-Henric
Svanberg, Hans Vestberg and Michelangelo
Volpi and election of Jacob Wallenberg
as new Board member (Marcus Wallenberg has
declined re-election)
9.4 Resolution on the procedure on appointment of Mgmt For For
the members of the Nomination Committee and
determination of the assignment of the Committee
9.5 Determination of the fees payable to the members Mgmt For For
of the Nomination Committee
9.6 Determination of the fees payable to the Auditor Mgmt For For
9.7 Election of Auditor: The Nomination Committee Mgmt For For
proposes PricewaterhouseCoopers be appointed
Auditor for the period as of the end of the
Annual General Meeting 2011 until the
end of the Annual General Meeting 2012
10 Resolution on the guidelines for remuneration Mgmt For For
to senior management
11.1 Long-Term Variable Remuneration Program 2011: Mgmt For For
Resolutionon implementation of the Stock Purchase
Plan
11.2 Long-Term Variable Remuneration Program 2011: Mgmt For For
Resolution on transfer of treasury stock
for the Stock Purchase Plan
11.3 Long-Term Variable Remuneration Program 2011: Mgmt Against Against
Resolution on Equity Swap Agreement in
relation to the Stock Purchase Plan
11.4 Long-Term Variable Remuneration Program 2011: Mgmt For For
Resolution on implementation of the Key Contributor
Retention Plan
11.5 Long-Term Variable Remuneration Program 2011: Mgmt For For
Resolution on transfer of treasury stock
for the Key Contributor Retention Plan
11.6 Long-Term Variable Remuneration Program 2011: Mgmt Against Against
Resolution on Equity Swap Agreement in
relation to the Key Contributor Retention Plan
11.7 Long-Term Variable Remuneration Program 2011: Mgmt For For
Resolution on implementation of the Executive
Performance Stock Plan
11.8 Long-Term Variable Remuneration Program 2011: Mgmt For For
Resolution on transfer of treasury stock
for the Executive Performance Stock Plan
11.9 Long-Term Variable Remuneration Program 2011: Mgmt Against Against
Resolution on Equity Swap Agreement in
relation to the Executive Performance Stock
Plan
12 Resolution on transfer of treasury stock in Mgmt For For
relation to the resolutions on the Long-Term
Variable Remuneration Programs 2007, 2008,
2009 and 2010
13 Resolution on amendment of the Articles of Association Mgmt For For
14 Resolution on Einar Hellbom's proposal for the Mgmt For For
Meeting to delegate to the Board of Directors
to review how shares are to be given equal
voting rights and to present a proposal to
that effect at the next Annual General Meeting
15 Close of the Meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
ESPRIT HLDGS LTD Agenda Number: 702659408
--------------------------------------------------------------------------------------------------------------------------
Security: G3122U145
Meeting Type: AGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: BMG3122U1457
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101026/LTN20101026257.pdf
1 To receive and consider the audited consolidated Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Group for the
year ended 30 June 2010
2 To approve a final dividend of 0.67 Hong Kong Mgmt For For
dollar per share for the year ended 30 June
2010
3.i To re-elect Mr. Paul Cheng Ming Fun as Director Mgmt For For
3.ii To re-elect Mr. Alexander Reid Hamilton as Director Mgmt For For
3.iii To re-elect Mr. Raymond Or Ching Fai as Director Mgmt For For
3.iv To authorize the Board to fix the Directors' Mgmt For For
fees
4 To re-appoint Messrs. PricewaterhouseCoopers Mgmt For For
as Auditors and authorize the Directors
to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to purchase shares not exceeding 10% of the
issued share capital of the Company as at the
date of passing of the resolution
6 Subject to restriction on discount at 10% or Mgmt For For
more and restriction on refreshment
as stated in the circular to the shareholders
of the Company dated 26 October 2010,
to grant a general mandate to the Directors
to issue, allot and deal with additional shares
not exceeding 5% of the issued share capital
of the Company as at the date of passing of
the resolution
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EVERGRANDE REAL ESTATE GROUP LTD Agenda Number: 703017928
--------------------------------------------------------------------------------------------------------------------------
Security: G3225A103
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: KYG3225A1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN20110426031.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and adopt the audited consolidated Mgmt For For
financial statements and the reports of
the directors of the Company ("Directors")
and the auditors for the year ended 31 December
2010
2 To declare a final dividend of RMB0.1268 per Mgmt For For
share for the year ended 31 December 2010
3a To re-elect Mr. Hui Kai Yan as an executive Mgmt For For
Director
3b To re-elect Mr. Xia Haijun as an executive Director Mgmt For For
3c To re-elect Mr. Lai Lixin as an executive Director Mgmt For For
3d To re-elect Ms. He Miaoling as an executive Mgmt For For
Director
4 To authorise the Board to fix the remuneration Mgmt For For
of the Directors
5 To approve the re-appointment of PricewaterhouseCoopers Mgmt For For
as the auditors of the Company and to authorise
the Board to fix their remuneration
6 To approve the granting to the Directors the Mgmt Against Against
general and unconditional mandate to
allot, issue and deal with new shares not exceeding
20% of the issued share capital of the
Company
7 To approve the granting to the Directors the Mgmt For For
general and unconditional mandate to
repurchase shares in the capital of the Company
of up to 10% of the issued share capital
of the Company
8 To approve the extension of the authority granted Mgmt Against Against
to the Directors by Resolution 6 above
by adding the number of shares repurchased
pursuant to the authority granted to the Directors
by Resolution 7 above
--------------------------------------------------------------------------------------------------------------------------
FANUC LTD. Agenda Number: 703169018
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Change Official Company Name Mgmt For For
to FANUC CORPORATION, Increase Board Size to
16
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
3.13 Appoint a Director Mgmt For For
3.14 Appoint a Director Mgmt For For
3.15 Appoint a Director Mgmt For For
3.16 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FAR EASTN NEW CENTURY CORP Agenda Number: 703101876
--------------------------------------------------------------------------------------------------------------------------
Security: Y24374103
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: TW0001402006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 financial statements Non-Voting No vote
A.3 The 2010 audited reports Non-Voting No vote
A.4 The revision to the rules of the board meeting Non-Voting No vote
A.5 The status of issuing corporate bonds Non-Voting No vote
B.1 The 2010 financial statements Mgmt For For
B.2 The 2010 profit distribution, proposed cash Mgmt For For
dividend: TWD 2 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 The issuance of new shares from retained earnings, Mgmt For For
proposed bonus issue: 30 for 1,000 shs held
B.5 The revision to the procedures of the election Mgmt For For
of the directors and supervisors
B.6 Extraordinary motions Mgmt Abstain For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN TEXT OF RESOLUTION NO. B.2 AND B.4. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION, ESPOO Agenda Number: 702779464
--------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: FI0009007132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
1 Opening of the meeting Non-Voting No vote
2 Calling the meeting to order Non-Voting No vote
3 Election of persons to scrutinize the minutes Non-Voting No vote
and to supervise to supervise the counting
of votes
4 Recording the legality of the meeting Non-Voting No vote
5 Recording the attendance at the meeting and Non-Voting No vote
adoption of the list of votes
6 Presentation of the financial statements, the Non-Voting No vote
operating and financial review, the auditor's
report and the statement of the supervisory
board for the year 2010
7 Adoption of the financial statements and consolidated Mgmt For For
financial statements
8 Resolution on the use of the profit shown on Mgmt For For
the balance sheet and the payment of dividend.
the board proposes that a dividend of EUR 1.00
per share be paid
9 Resolution on the discharge from liability of Mgmt For For
the members of the supervisory board, the
members of the board of directors and the managing
director
10 Resolution on the remuneration of the members Mgmt For For
of the supervisory board
11 Resolution on the number of members of the supervisory Mgmt For For
board
12 Election of the chairman, the deputy chairman Mgmt For For
and the members of the supervisory
board
13 Resolution on the remuneration of the members Mgmt For For
of the board of directors
14 Resolution on the number of members of the board Mgmt For For
of directors. the shareholders nomination
committee proposes that the board shall consist
of seven members
15 Election of the chairman, deputy chairman and Mgmt For For
members of the board of directors.
the shareholders nomination committee proposes:
S.Baldauf be elected as chairman, C.Ramm-Schmidt
as deputy chairman, and the members E.Aho,
I.Ervasti-Vaintola, J.Larson be re-elected
and M.Akhtarzand, H-W.Binzel be elected
as new members
16 Resolution on the remuneration of the auditor Mgmt For For
17 Election of auditor. the board proposes that Mgmt For For
Deloitte and Touche Ltd is elected as
the auditor
18 Proposal to dissolve the supervisory board and Mgmt For For
thereto relating proposal to amend the articles
of association the state of Finland and the
Finnish shareholders association propose
to dissolve supervisory board and amend the
articles of association accordingly
19 Proposal by the state of Finland to appoint Mgmt For For
a nomination board
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN AMOUNT IN RESOLUTION 8 AND ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT PLEASE NOTE THAT THE BOARD DOES NOT MAKE ANY Non-Voting No vote
RECOMMENDATION ON RESOLUTION 15. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MED CARE AKTIENGESELLSCHAFT Agenda Number: 702939058
--------------------------------------------------------------------------------------------------------------------------
Security: D2734Z107
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE0005785802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 21.04.2011, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT
ON PROXYEDGE.
1. Presentation of the annual financial statements Mgmt For For
and consolidated group financial statements
each approved by the Supervisory Board, the
management reports for Fresenius Medical Care
AG & Co. KGaA and the consolidated group, the
report by the General Partner with regard to
the information pursuant to sections 289 (4),
315 (4) of the German Commercial Code (Handelsgesetzbuch
- HGB) and the report of the Supervisory Board
of Fresenius Medical Care AG & Co. KGaA for
fiscal year 2010; resolution on the approval
of the annual financial statements of Fresenius
Medical Care AG & Co. KGaA for fiscal year
2010
2. Resolution on the allocation of distributable Mgmt For For
profit
3. Resolution on the approval of the actions of Mgmt For For
the General Partner
4. Resolution on the approval of the actions of Mgmt For For
the members of the Supervisory Board
5. Resolution on the approval of the revised system Mgmt For For
of compensation of the Management Board members
of the General Partner
6. Election of the auditors and consolidated group Mgmt For For
auditors for fiscal year 2011
7.1 Elections to the Supervisory Board and to the Mgmt For For
Joint Committee. All candidates will be elected
individually: Election of Dr Gerd Krick to
the Supervisory Board
7.2 Elections to the Supervisory Board and to the Mgmt For For
Joint Committee. All candidates will be elected
individually: Election of Dr Dieter Schenk
to the Supervisory Board
7.3 Elections to the Supervisory Board and to the Mgmt For For
Joint Committee. All candidates will be elected
individually: Election of Prof Dr Bernd Fahrholz
to the Supervisory Board
7.4 Elections to the Supervisory Board and to the Mgmt For For
Joint Committee. All candidates will be elected
individually: Election of Dr Walter L. Weisman
to the Supervisory Board (additionally nominated
for election into the Joint Committee)
7.5 Elections to the Supervisory Board and to the Mgmt For For
Joint Committee. All candidates will be elected
individually: Election of William P. Johnston
to the Supervisory Board (additionally nominated
for election into the Joint Committee)
7.6 Elections to the Supervisory Board and to the Mgmt For For
Joint Committee. All candidates will be elected
individually: Election of Rolf A. Classon to
the Supervisory Board
8. Resolution on modifications of the remuneration Mgmt For For
of the Supervisory Board and its committees
and on the corresponding amendments to Articles
13 and 13e of the Articles of Association
9. Resolutions on the cancellation of conditional Mgmt For For
capitals and a corresponding amendment to the
Articles of Association as well as on authorizing
the granting of options to managerial staff
members (F hrungskr fte) and members of the
management of Fresenius Medical Care AG & Co.
KGaA or an affiliate (Stock Option Program
2011) and the creation of conditional capital
to provide for the Stock Option Program 2011
and a corresponding amendment to the Articles
of Association
10. Resolution on the authorization to purchase Mgmt For For
and use treasury shares pursuant to section
71 (1) No. 8 AktG and on the exclusion of subscription
rights
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 703112805
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
2. Appoint a Corporate Auditor Mgmt For For
3. Approve Payment of Bonuses to Corporate Officers Mgmt For For
4. Amend the Compensation to be received by Corporate Mgmt For For
Auditors
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155033
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854106 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854107 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
1 Approve the Annual Report of OAO Gazprom for Mgmt For For
2010
2 Approve the annual accounting statements, including Mgmt For For
the profit and loss report of the Company based
on the results of 2010
3 Approve the distribution of profit of the Company Mgmt For For
based on the results of 2010
4 Approve the amount of, time for and form of Mgmt For For
payment of annual dividends on the Company's
shares that have been recommended by the Board
of Directors of the Company
5 Approve Closed Joint Stock Company PricewaterhouseCoopers Mgmt For For
Audit as the Company's external auditor
6 Approve amendments to the Charter of OAO Gazprom Mgmt For For
7 Pay remuneration to members of the Board of Mgmt Against Against
Directors in the amounts recommended by the
Board of Directors of the Company
8 Pay remuneration to members of the Audit Commission Mgmt For For
in the amounts recommended by the Board of
Directors of the Company
9.1 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company) regarding receipt
by OAO Gazprom of funds with a maximum amount
of 500 million U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars/Euros
and at a rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of entry
into the applicable loan agreement, plus 3%
per annum, in the case of loans in Rubles
9.2 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO regarding receipt by OAO Gazprom
of funds with a maximum amount of 1.5 billion
U.S. Dollars or its equivalent in Rubles or
Euros, for a term not exceeding five years,
with interest for using the loans to be paid
at a rate not exceeding 12% per annum in the
case of loans in U.S. Dollars/Euros and at
a rate not exceeding the Bank of Russia's refinancing
rate in effect on the date of entry into the
applicable loan agreement, plus 3% per annum,
in the case of loans in Rubles
9.3 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Bank
VTB regarding receipt by OAO Gazprom of funds
with a maximum amount of one billion U.S. Dollars
or its equivalent in Rubles or Euros, for a
term not exceeding five years, with interest
for using the loans to be paid at a rate not
exceeding 12% per annum in the case of loans
in U.S. Dollars/Euros and at a rate not exceeding
the Bank of Russia's refinancing rate in effect
on the date of entry into the applicable loan
agreement, plus 3% per annum, in the case of
loans in Rubles
9.4 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and State Corporation
"Bank for Development and Foreign Economic
Affairs (Vnesheconombank)" regarding receipt
by OAO Gazprom of funds with a maximum amount
of one billion U.S. Dollars or its equivalent
in Rubles or Euros, for a term not exceeding
five years, with interest for using the loans
to be paid at a rate not exceeding 12% per
annum in the case of loans in U.S. Dollars/Euros
and at a rate not exceeding the Bank of Russia's
refinancing rate in effect on the date of entry
into the applicable loan agreement, plus 3%
per annum, in the case of loans in Rubles
9.5 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Gazprombank
(Open Joint Stock Company), to be entered into
under a loan facility agreement between OAO
Gazprom and the bank, involving receipt by
OAO Gazprom of funds with a maximum amount
of 25 billion Rubles, for a term not exceeding
30 calendar days, with interest for using the
loans to be paid at a rate not exceeding the
reference offered rate for Ruble loans (deposits)
in the Moscow money market (MosPrime Rate)
established for loans with a maturity equal
to a period of using the applicable loan, quoted
as of the date of entry into the applicable
transaction, increased by 2%
9.6 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and Sberbank
of Russia OAO, to be entered into under a loan
facility agreement between OAO Gazprom and
the bank, involving receipt by OAO Gazprom
of funds with a maximum amount of 17 billion
Rubles, for a term not exceeding 30 calendar
days, with interest for using the loans to
be paid at a rate not exceeding the reference
offered rate for Ruble loans (deposits) in
the Moscow money market (MosPrime Rate) established
for loans with a maturity equal to the period
of using the applicable loan, quoted as of
the date of entry into the applicable transaction,
increased by 4%
9.7 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO Bank
VTB, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of five billion Rubles, for
a term not exceeding 30 calendar days, with
interest for using the loans to be paid at
a rate not exceeding the reference offered
rate for Ruble loans (deposits) in the Moscow
money market (MosPrime Rate) established for
loans with a maturity equal to the period of
using the applicable loan, quoted as of the
date of entry into the applicable transaction,
increased by 4%
9.8 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Transactions between OAO Gazprom and OAO BANK
ROSSIYA, to be entered into under a loan facility
agreement between OAO Gazprom and the bank,
involving receipt by OAO Gazprom of funds with
a maximum amount of 100 million U.S. Dollars,
for a term not exceeding 30 calendar days,
with interest for using the loans to be paid
at a rate not exceeding the London Interbank
Offered Rate (LIBOR) established for loans
with a maturity equal to the period of using
the applicable loan, quoted as of the date
of entry into the applicable transaction, increased
by 4%
9.9 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
Gazprombank (Open Joint Stock Company) will
accept and credit, upon the terms and conditions
announced by it, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts, acting upon OAO Gazprom's
instructions, as well as agreements between
OAO Gazprom and Gazprombank (Open Joint Stock
Company) regarding maintenance in the account
of a non-reducible balance with a maximum amount
not exceeding 20 billion Rubles or its equivalent
in a foreign currency for each transaction,
with interest to be paid by the bank at a rate
not lower than 0.1% per annum in the relevant
currency
9.10 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, OAO Bank VTB, and OAO BANK ROSSIYA,
pursuant to which the banks will accept and
credit, upon the terms and conditions announced
by the banks, funds transferred to accounts
opened by OAO Gazprom and conduct operations
through the accounts acting upon OAO Gazprom's
instructions
9.11 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), Sberbank of Russia
OAO, OAO Bank VTB and OAO BANK ROSSIYA, pursuant
to which the banks will provide services to
OAO Gazprom making use of electronic payments
system of the respective bank, including receipt
from OAO Gazprom of electronic payment documents
for executing payment operations through the
accounts, provision of electronic statements
of accounts and conduct of other electronic
document processing, and OAO Gazprom will make
payment for the services provided at the tariffs
of the respective bank effective at the time
of the provision of the services
9.12 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Foreign currency purchase/sale transactions
between OAO Gazprom and Gazprombank (Open Joint
Stock Company), to be entered into under the
General Agreement on the Conduct of Conversion
Operations No. 3446 between OAO Gazprom and
the bank dated September 12, 2006, with a maximum
amount of 500 million U.S. Dollars or its equivalent
in Rubles, Euros or other currency for each
transaction
9.13 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Gazprombank (Open Joint
Stock Company) with respect to the bank's guarantees
issued to the Russian Federation's tax authorities
in connection with the subsidiary companies
challenging such tax authorities' claims in
court, with an aggregate maximum amount equivalent
to 500 million U.S. Dollars and for a period
not exceeding 14 months
9.14 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Sberbank
of Russia OAO, pursuant to which OAO Gazprom
will grant suretyships to secure performance
by OAO Gazprom's subsidiary companies of their
obligations to Sberbank of Russia OAO with
respect to the bank's guarantees issued to
the Russian Federation's tax authorities in
connection with the subsidiary companies challenging
such tax authorities' claims in court, with
an aggregate maximum amount equivalent to 500
million U.S. Dollars and for a period not exceeding
14 months
9.15 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will issue suretyships to secure
performance by OAO Gazprom's subsidiary companies
of their obligations to Sberbank of Russia
OAO with respect to the bank's guarantees issued
to the Russian Federation's tax authorities
to secure obligations of the abovementioned
companies to pay excise taxes in connection
with exports of excisable oil products and
eventual penalties, with a maximum amount of
1.8 billion Rubles and for a period not exceeding
18 months
9.16 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
the infrastructure facilities of the railway
stations of the Surgutskiy Condensate Stabilization
Plant, of the Sernaya railway station and of
the Tvyordaya Sera railway station, the facilities
of the railway station situated in the town
of Slavyansk-na-Kubani, the facilities of the
railway line from the Obskaya station to the
Karskaya station (properties' inventory Nos.
330652-330672), as well as the software and
hardware solutions "System for Managing OAO
Gazprom's Property and Other Assets at OOO
Gazpromtrans Level (ERP)" and "Registration
and Analysis of Data on Non-Core Assets (RADA)
within the OAO Gazprom System at OOO Gazpromtrans
Level" for a period not exceeding 12 months,
and OOO Gazpromtrans will make payment for
using such property up to a maximum amount
of 919 million Rubles
9.17 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which OAO Gazprom
will grant ZAO Gazprom Neft Orenburg temporary
possession and use of the wells and downhole
and above-ground well equipment within the
Eastern Segment of the Orenburgskoye oil and
gas-condensate field for a period not exceeding
12 months, and ZAO Gazprom Neft Orenburg will
make payment for using such property up to
a maximum amount of 1.63 billion Rubles
9.18 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and DOAO Tsentrenergogaz
of OAO Gazprom, pursuant to which OAO Gazprom
will grant DOAO Tsentrenergogaz of OAO Gazprom
temporary possession and use of the building
and equipment of the repair and machining shop
at the home base of the oil and gas production
department for the Zapolyarnoye gas-oil-condensate
field, situated in the Yamalo-Nenetskiy Autonomous
Area, Tazovskiy District, township of Novozapolyarnyi,
and the building and equipment of the repair
and machining shop at the Southern Regional
Repair Base, situated in the Stavropolskiy
Province, town of Izobilnyi, for a period not
exceeding 12 months, and DOAO Tsentrenergogaz
of OAO Gazprom will make payment for using
such property up to a maximum amount of 113.2
million Rubles
9.19 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tsentrgaz,
pursuant to which OAO Gazprom will grant OAO
Tsentrgaz temporary possession and use of the
facilities of a preventative clinic situated
in the Tula Region, Shchekinsky District, township
of Grumant, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Tsentrgaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Tsentrgaz Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Tsentrgaz
Level" and "Electronic Archive Module at OAO
Tsentrgaz Level" for a period not exceeding
12 months, and OAO Tsentrgaz will make payment
for using such property up to a maximum amount
of 38.4 million Rubles
9.20 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom will
grant OAO Gazprom Promgaz temporary possession
and use of experimental prototypes of gas-using
equipment (self-contained modular boiler installation,
recuperative air heater, mini-boiler unit,
radiant panel heating system, U-shaped radiant
tube, modularized complete full-function small-sized
gas and water treatment installations for coal
bed methane extraction wells, well-head equipment,
borehole enlargement device, and pressure core
sampler) located in the Rostov Region, town
of Kamensk-Shakhtinsky, and the Kemerov Region,
city of Novokuznetsk, an aerospace data processing
software and equipment complex, as well as
experimental model "Automated Information System
"Monitoring" for a period not exceeding 12
months, and OAO Gazprom Promgaz will make payment
for using such property up to a maximum amount
of 7.3 million Rubles
9.21 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
OAO Gazprom will grant Gazprombank (Open Joint
Stock Company) temporary possession and use
of the non-residential premises in a building
that are situated at 31 Lenina Street, Yugorsk,
Tyumen Region and are used to house a branch
of Gazprombank (Open Joint Stock Company),
with a total floor space of 810.6 square meters,
and the plot of land occupied by the building
and required for the use of that building,
with an area of 3,371 square meters, for a
period not exceeding 12 months, and Gazprombank
(Open Joint Stock Company) will make payment
for using such property up to a maximum amount
of 2.5 million Rubles
9.22 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neftekhim Salavat, pursuant to which OAO Gazprom
will grant OAO Gazprom Neftekhim Salavat temporary
possession and use of the gas condensate pipeline
running from the Karachaganakskoye gas condensate
field to the Orenburg Gas Refinery for a period
not exceeding 12 months, and OAO Gazprom Neftekhim
Salavat will make payment for using such property
up to a maximum amount of 309,000 Rubles
9.23 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
pursuant to which OAO Gazprom will grant OAO
Vostokgazprom temporary possession and use
of an M-468R specialpurpose communications
installation for a period not exceeding 12
months, and OAO Vostokgazprom will make payment
for using such property up to a maximum amount
of 274,000 Rubles
9.24 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OAO Gazprom will
grant OOO Gazprom Export temporary possession
and use of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Export Level" and "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Export Level" for a period not exceeding 12
months, and OOO Gazprom Export will make payment
for using such property up to a maximum amount
of 3.53 million Rubles
9.25 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will grant
OAO Gazprom Neft temporary possession and use
of an M-468R special-purpose communications
installation, as well as the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Neft
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OAO
Gazprom Neft Level", "System of Reporting and
Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OAO Gazprom
Neft Level" and "Electronic Archive Module
at OAO Gazprom Neft Level" for a period not
exceeding 12 months, and OAO Gazprom Neft will
make payment for using such property up to
a maximum amount of 15.8 million Rubles
9.26 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
will grant OAO Gazprom Space Systems temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OAO Gazprom Space
Systems Level (ERP)", "OAO Gazprom Long-Term
Investments Reporting and Analysis System (LTIAA)
at OAO Gazprom Space Systems Level" and "Electronic
Archive Module at OAO Gazprom Space Systems
Level" for a period not exceeding 12 months,
and OAO Gazprom Space Systems will make payment
for using such property up to a maximum amount
of 15.6 million Rubles
9.27 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which OAO Gazprom will grant ZAO
Yamalgazinvest temporary possession and use
of the software and hardware solutions "System
for Managing OAO Gazprom's Property and Other
Assets at ZAO Yamalgazinvest Level (ERP)" and
"Electronic Archive Module at ZAO Yamalgazinvest
Level" for a period not exceeding 12 months,
and ZAO Yamalgazinvest will make payment for
using such property up to a maximum amount
of 12.1 million Rubles
9.28 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which OAO Gazprom will
grant ZAO Gazprom Invest Yug temporary possession
and use of the software and hardware solutions
"System for Managing OAO Gazprom's Property
and Other Assets at ZAO Gazprom Invest Yug
Level (ERP)" and "Electronic Archive Module
at ZAO Gazprom Invest Yug Level" for a period
not exceeding 12 months, and ZAO Gazprom Invest
Yug will make payment for using such property
up to a maximum amount of 5.3 million Rubles
9.29 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will grant OOO Gazprom Mezhregiongaz temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Mezhregiongaz
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Mezhregiongaz Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Mezhregiongaz Level" and "Electronic Archive
Module at OOO Gazprom Mezhregiongaz Level"
for a period not exceeding 12 months, and OOO
Gazprom Mezhregiongaz will make payment for
using such property up to a maximum amount
of 9.8 million Rubles
9.30 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsiya, pursuant to which OAO Gazprom
will grant OOO Gazprom Komplektatsiya temporary
possession and use of the software and hardware
solutions "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Komplektatsiya
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Komplektatsiya Level", "System of Reporting
and Analysis of Information on Non-Core Assets
within OAO Gazprom System (RAINCA) at OOO Gazprom
Komplektatsiya Level" and "Electronic Archive
Module at OOO Gazprom Komplektatsiya Level"
for a period not exceeding 12 months, and OAO
Gazprom Komplektatsiya will make payment for
using such property up to a maximum amount
of 15.7 million Rubles
9.31 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OAO Gazprom
will grant OOO Gazprom Tsentrremont temporary
possession and use of the software and hardware
complexes "System for Managing OAO Gazprom's
Property and Other Assets at OOO Gazprom Tsentrremont
Level (ERP)", "OAO Gazprom Long-Term Investments
Reporting and Analysis System (LTIAA) at OOO
Gazprom Tsentrremont Level", and "Electronic
Archive Module at OOO Gazprom Tsentrremont
Level" for a period not exceeding 12 months,
and OOO Gazprom Tsentrremont will make payment
for using such property up to a maximum amount
of 16.1 million Rubles
9.32 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which OAO Gazprom will grant ZAO
Gaztelecom temporary possession and use of
communications facilities comprised of buildings,
communications lines, communications networks,
cable duct systems and equipment, which are
located in the city of Moscow, the city of
Saint Petersburg, the city of Maloyaroslavets,
the city of Rostov-on-Don, the city of Kaliningrad,
the Moscow Region and the Smolensk Region of
the Russian Federation, and in the territory
of the Republic of Belarus, as well as the
software and hardware solutions "System for
Managing OAO Gazprom's Property and Other Assets
at ZAO Gaztelecom Level (ERP)" and "Electronic
Archive Module at ZAO Gaztelecom Level" for
a period not exceeding 12 months, and ZAO Gaztelecom
will make payment for using such property up
to a maximum amount of 360.5 million Rubles
9.33 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
will grant OAO Gazprom Gazoraspredeleniye temporary
possession and use of the property complex
of a gas-distribution system comprised of facilities
intended for the transportation and feeding
of gas directly to consumers (gas pipeline
branches, distribution gas pipelines, inter-township
and intra-street gas pipelines, high-, medium-,
and low-pressure gas pipelines, gas control
units, and buildings), and use of the software
and hardware solutions "System for Managing
OAO Gazprom's Property and Other Assets at
OAO Gazpromregiongaz Level (ERP) ", "OAO Gazprom
Long-Term Investments Reporting and Analysis
System (LTIAA) (Second Phase) at OAO Gazpromregiongaz
Level", and "Electronic Archive Module at OAO
Gazpromregiongaz Level" for a period not exceeding
12 months, and OAO Gazprom Gazoraspredeleniye
will make payment for using such property up
to a maximum amount of 935.7 million Rubles
9.34 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Druzhba,
pursuant to which OAO Gazprom will grant OAO
Druzhba temporary possession and use of the
facilities of Druzhba vacation center (hotels,
effluent treatment facilities, transformer
substations, entrance checkpoints, cottages,
utility networks, metal fences, parking areas,
ponds, roads, pedestrian crossings, sites,
sewage pumping station, sports center, roofed
ground-level arcade, servicing station, diesel-generator
station, boiler house extension, storage facility,
Fisherman's Lodge, garage, garage with administrative
and amenity building, stela, as well as service
machinery, equipment, furniture and accessories)
situated in the Moscow Region, Naro-Fominsk
District, village of Rogozinino, for a period
not exceeding 12 months, and OAO Druzhba will
make payment for using such property up to
a maximum amount of 278.32 million Rubles
9.35 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank, acting as a customs broker, will
issue guarantees to the Russian Federation's
customs authorities in respect of OAO Gazprom's
obligations to pay customs duties and eventual
interest and penalties, with a maximum amount
equivalent to one million Euros, with a fee
due to the bank at a rate not exceeding 1%
per annum of the amount of the guarantee
9.36 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
undertakes, acting on behalf of OOO Gazprom
Mezhregiongaz and upon its instructions, to
declare for customs purposes the natural gas
transported by pipeline across the customs
border of the Russian Federation, and OOO Gazprom
Mezhregiongaz undertakes to pay for such services
in the amount not exceeding 3,000 Rubles per
cargo customs declaration, as well as the value
added tax at the rate required by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 170,000 Rubles
9.37 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom undertakes, acting
on behalf of OAO NOVATEK and upon its instructions,
to declare for customs purposes the natural
gas transported by pipeline across the customs
border of the Russian Federation, and OAO NOVATEK
undertakes to pay for such services in the
amount not exceeding 1.58 Rubles per thousand
cubic meters of natural gas, as well as the
value added tax at the rate required by the
effective legislation of the Russian Federation,
on the basis of the monthly volume of the transported
natural gas, up to an aggregate maximum amount
of 42.7 million Rubles
9.38 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom undertakes,
acting on behalf of OAO Gazprom Neft and upon
its instructions, to declare for customs purposes
the natural gas transported by pipeline across
the customs border of the Russian Federation,
and OAO Gazprom Neft undertakes to pay for
such services in the amount not exceeding 1.58
Rubles per thousand cubic meters of natural
gas, as well as the value added tax at the
rate required by the effective legislation
of the Russian Federation, on the basis of
the monthly volume of the transported natural
gas, up to an aggregate maximum amount of 960,000
Rubles
9.39 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz undertakes, acting upon OAO Gazprom's
instructions, for a total fee not exceeding
476.43 million Rubles, in its own name, but
for OAO Gazprom's account, to accept gas produced
by OAO Gazprom and the latter's affiliates
and sell it through the electronic trading
site of OOO Gazprom Mezhregiongaz and at a
commodity exchange in the amount not exceeding
21.25 billion cubic meters for the sum not
exceeding 47.64 billion Rubles
9.40 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OOO Gazprom
Mezhregiongaz will deliver and OAO Gazprom
will accept (take off) gas purchased by OOO
Gazprom Mezhregiongaz from independent entities
in the amount not exceeding 12 billion cubic
meters and will make payment for the gas up
to an aggregate maximum amount of 43.9 billion
Rubles
9.41 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Export, pursuant to which OOO Gazprom Export
undertakes, acting upon OAO Gazprom's instructions
and for a total fee not exceeding 300 million
Rubles, in its own name, but for OAO Gazprom's
account, to accept commercial products owned
by OAO Gazprom, including crude oil, gas condensate,
sulphur and refined products (gasoline, liquefied
gases, diesel oil, fuel oil etc.) and sell
them in the market outside the territory of
the Russian Federation, in the amount not exceeding
5.5 million tons for the sum not exceeding
60 billion Rubles
9.42 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Northgas,
pursuant to which ZAO Northgas will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 60 million cubic
meters, deliverable on a monthly basis, and
OAO Gazprom will make payment for the gas up
to an aggregate maximum amount of 61 million
Rubles
9.43 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Severneftegazprom,
pursuant to which OAO Severneftegazprom will
deliver, and OAO Gazprom will accept (take
off), gas in the amount not exceeding 17 billion
cubic meters, and OAO Gazprom will make payment
for the gas up to an aggregate maximum amount
of 30.09 billion Rubles
9.44 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg will deliver, and OAO Gazprom
will accept (take off), unstable crude oil
in the amount not exceeding 800 thousand tons,
and OAO Gazprom will make payment for the crude
oil up to an aggregate maximum amount of 7
billion Rubles
9.45 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO NOVATEK will deliver,
and OAO Gazprom will accept (take off), gas
in the amount not exceeding 41 billion cubic
meters, and OAO Gazprom will make payment for
the gas up to an aggregate maximum amount of
72.57 billion Rubles
9.46 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Tomskgazprom,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 3.6
billion cubic meters, and OAO Tomskgazprom
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 2 billion Rubles
9.47 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of gas in a total amount
not exceeding 82 billion cubic meters across
the territory of the Russian Federation and
the Republic of Kazakhstan, and OOO Gazprom
Mezhregiongaz will make payment for the services
related to arranging for the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 157.3 billion Rubles
9.48 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Neft, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 7 billion
cubic meters and OAO Gazprom Neft will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 5.047 billion Rubles
9.49 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas in a total amount not exceeding 57.9
billion cubic meters and OAO NOVATEK will make
payment for the services related to arranging
for the transportation of gas via trunk gas
pipelines up to an aggregate maximum amount
of 89.7 billion Rubles
9.50 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO NOVATEK,
pursuant to which OAO Gazprom will provide
services related to arranging for the injection
of gas owned by OAO NOVATEK into underground
gas storage facilities and its storage in such
facilities in the amount not exceeding 3.45
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for gas injection and storage up to an aggregate
maximum amount of 2.35 billion Rubles, as well
as OAO Gazprom will provide services related
to arranging for the off-taking from underground
gas storage facilities of the gas owned by
OAO NOVATEK in the amount not exceeding 1.95
billion cubic meters, and OAO NOVATEK will
make payment for the services related to arranging
for the off-taking of gas up to an aggregate
maximum amount of 66.518 million Rubles
9.51 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and a/s Latvijas
Gaze, pursuant to which OAO Gazprom will sell,
and a/s Latvijas Gaze will purchase, gas in
the amount not exceeding 1.37 billion cubic
meters for an aggregate maximum amount of 424.7
million Euros in 2012 and pursuant to which
a/s Latvijas Gaze will provide services related
to injection into and storage in the Incukalna
underground gas storage facility of gas owned
by OAO Gazprom, and related to its off-taking
and transportation across the territory of
the Republic of Latvia in 2012 in the following
amounts: services related to the injection
of gas into storage facility and services related
to storage of gas and its off-taking - in the
amount not exceeding 900 million cubic meters,
and services related to the transportation
of gas - in the amount not exceeding 1.8 billion
cubic meters, and OAO Gazprom will make payment
for such services up to an aggregate maximum
amount of 22.1 million Euros
9.52 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AB Lietuvos
Dujos, pursuant to which OAO Gazprom will sell,
and AB Lietuvos Dujos will purchase, gas in
the amount not exceeding 1.72 billion cubic
meters with an aggregate maximum amount of
535 million Euros in 2012 and pursuant to which
AB Lietuvos Dujos will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Lithuania
in the amount not exceeding 2.5 billion cubic
meters in 2012 and OAO Gazprom will make payment
for the gas transportation services up to an
aggregate maximum amount of 12.35 million Euros
9.53 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and UAB Kauno
termofikacijos elektrine, pursuant to which
OAO Gazprom will sell, and UAB Kauno termofikacijos
elektrine will purchase, gas in the amount
not exceeding 410 million cubic meters for
an aggregate maximum amount of 127.1 million
Euros in 2012
9.54 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and AO Moldovagaz,
pursuant to which OAO Gazprom will sell and
AO Moldovagaz will purchase gas in the amount
not exceeding 10.4 billion cubic meters for
an aggregate maximum amount of 3.3 billion
U.S. Dollars in 2012-2014 and pursuant to which
AO Moldovagaz will provide services related
to the transportation of gas in transport mode
across the territory of the Republic of Moldova
in the amount not exceeding 70 billion cubic
meters in 2012-2014, and OAO Gazprom will make
payment for services related to the transportation
of gas via trunk gas pipelines up to an aggregate
maximum amount of 170 million U.S. Dollars
9.55 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and KazRosGaz
LLP, pursuant to which OAO Gazprom will provide
services related to arranging for the transportation
of gas owned by KazRosGaz LLP across the territory
of the Russian Federation as follows: in 2011
- in the amount not exceeding 10.5 billion
cubic meters, and KazRosGaz LLP will make payment
for the services related to arranging for the
transportation of gas via trunk gas pipelines
up to an aggregate maximum amount of 43.5 million
U.S. Dollars, in 2012 - in the amount not exceeding
15 billion cubic meters, and KazRosGaz LLP
will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 58 million U.S. Dollars
9.56 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and GAZPROM
Germania GmbH, pursuant to which OAO Gazprom
will provide services related to arranging
for the transportation of natural gas owned
by GAZPROM Germania GmbH across the territory
of the Republic of Kazakhstan, the Republic
of Uzbekistan, the Russian Federation, and
the Republic of Belarus in the amount not exceeding
63.3 billion cubic meters, and GAZPROM Germania
GmbH will make payment for the services related
to arranging for the transportation of gas
via trunk gas pipelines up to an aggregate
maximum amount of 1.8 billion U.S. Dollars
9.57 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
acting upon OAO Gazprom's instructions and
for a fee with an aggregate maximum amount
of 200,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
work, including work required for the performance
of start-up and commissioning work
9.58 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, acting upon OAO Gazprom's instructions
and for a fee with an aggregate maximum amount
of 900,000 Rubles, in its own name, but for
the account of OAO Gazprom, to ensure in 2011-2012
arrangement of operations related to the development
and assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities commissioned under investment project
implementation contracts, as well as other
operations, including those of preparatory
and support nature, required for the performance
of start-up and commissioning work and the
commissioning of OAO Gazprom's facilities
9.59 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, acting upon OAO Gazprom's
instructions and for a fee with an aggregate
maximum amount of 450,000 Rubles, in its own
name, but for the account of OAO Gazprom, to
ensure in 2011-2012 arrangement of operations
related to the development and assessment of
cost estimate documentation, start-up and commissioning
work at OAO Gazprom's facilities, commissioned
under investment project implementation contracts,
in the "under-load" mode as well as other work,
required for the performance of "under-load"
start-up and commissioning work
9.60 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
acting upon OAO Gazprom's instructions, for
a fee with an aggregate maximum amount of 950,000
Rubles, in its own name, but for the account
of OAO Gazprom, to ensure in 2011-2012 arrangement
of operations related to the development and
assessment of cost estimate documentation,
start-up and commissioning work at OAO Gazprom's
facilities, commissioned under investment project
implementation contracts, in the "under-load"
mode as well as other work, required for the
performance of "under-load" start-up and commissioning
work
9.61 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Komplektatsia, pursuant to which OOO Gazprom
Komplektatsia undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, for
a total fee not exceeding 25.42 million Rubles
to provide services related to supplies of
well-repair equipment for the specialized subsidiaries
of OAO Gazprom
9.62 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Space Systems, pursuant to which OAO Gazprom
Space Systems undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to the implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 1.7 million
Rubles
9.63 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 29,593.7 million Rubles
9.64 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Neft Orenburg, pursuant to which ZAO Gazprom
Neft Orenburg undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 228.5 million
Rubles
9.65 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gazprom
Invest Yug, pursuant to which ZAO Gazprom Invest
Yug undertakes, during the period between July
1, 2011 and December 31, 2012, acting upon
OAO Gazprom's instructions, to provide services
related to implementation of OAO Gazprom's
investment projects involving construction
and commissioning of facilities, and OAO Gazprom
undertakes to pay for such services up to a
maximum amount of 6,733.2 million Rubles
9.66 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OOO Gazpromtrans undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to maximum amount
of 2,261.6 million Rubles
9.67 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OOO Gazprom
Tsentrremont, pursuant to which OOO Gazprom
Tsentrremont undertakes, during the period
between July 1, 2011 and December 31, 2012,
acting upon OAO Gazprom's instructions, to
provide services related to implementation
of OAO Gazprom's investment projects involving
construction and commissioning of facilities,
and OAO Gazprom undertakes to pay for such
services up to a maximum amount of 3,754 million
Rubles
9.68 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Gaztelecom,
pursuant to which ZAO Gaztelecom undertakes,
during the period between July 1, 2011 and
December 31, 2012, acting upon OAO Gazprom's
instructions, to provide services related to
implementation of OAO Gazprom's investment
projects involving construction and commissioning
of facilities, and OAO Gazprom undertakes to
pay for such services up to a maximum amount
of 71.55 million Rubles
9.69 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of loss or destruction of, or damage
to, including deformation of the original geometrical
dimensions of the structures or individual
elements of, machinery or equipment; linear
portions, technological equipment and fixtures
of trunk gas pipelines, petroleum pipelines
or refined product pipelines; property forming
part of wells; natural gas held at facilities
of the Unified Gas Supply System in the course
of transportation or storage in underground
gas storage reservoirs ("insured property"),
as well as in the event of losses incurred
by OAO Gazprom as a result of an interruption
in production operations due to destruction
or loss of or damage to insured property ("insured
events"), to make payment of insurance compensation
to OAO Gazprom or OAO Gazprom's subsidiary
companies to which the insured property has
been leased (beneficiaries) up to the aggregate
insurance amount not exceeding 10 trillion
Rubles in respect of all insured events, and
OAO Gazprom undertakes to pay OAO SOGAZ an
insurance premium with an aggregate maximum
amount of 5.5 billion Rubles, with each agreement
having a term of one year
CMMT PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON Non-Voting No vote
MEETING 854107, WHICH WILL CONTAIN RESOLUTION
ITEMS 9.70 TO 11.11. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155045
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE Non-Voting No vote
AGENDA [153 RESOLUTIONS] FOR THE GAZPROM OF
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN
UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING
IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN
OUT ARE AS FOLLOWS: MEETING ID 854106 [RESOLUTIONS
1 THROUGH 9.69] AND MID 854107 [RESOLUTIONS
9.70 THROUGH 11.11]. IN ORDER TO VOTE ON THE
COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE
ON BOTH THE MEETINGS.
9.70 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that harm is caused to the life,
health or property of other persons or the
natural environment as a result of an emergency
or incident occurring, among other things,
as a result of a terrorist act at a hazardous
industrial facility operated by OAO Gazprom
("insured events"), to make an insurance payment
to physical persons whose life, health or property
has been harmed, to legal entities whose property
has been harmed or to the state, acting through
those authorized agencies of executive power
whose competence includes environmental protection
management, in the event that harm is caused
to the natural environment (beneficiaries)
up to an aggregate insurance amount not exceeding
30 million Rubles, and OAO Gazprom undertakes
to pay an insurance premium with an aggregate
maximum amount of 100,000 Rubles, with each
agreement having a term of one year
9.71 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes-in the
event that any harm is caused to the life or
health of OAO Gazprom's employees ("insured
persons") as a result of an accident that occurs
during the insured period or a disease having
been diagnosed during the effective period
of the respective agreements ("insured events"),
to make an insurance payment to the insured
person or to the person designated by him (her)
as his (her) beneficiary or to the heirs of
the insured person (beneficiaries), up to an
aggregate insurance amount of 680 billion Rubles,
while OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount of 60 million Rubles, with each agreement
having a term of one year
9.72 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any employees of OAO Gazprom
or members of their families or retired former
employees of OAO Gazprom or members of their
families (insured persons who are beneficiaries)
apply to a health care institution for medical
services ("insured events"), to arrange and
pay for such medical services to the insured
persons up to the aggregate insurance amount
not exceeding 550 billion Rubles, and OAO Gazprom
undertakes to pay OAO SOGAZ an insurance premium
with an aggregate maximum amount of 1.3 billion
Rubles, with each agreement having a term of
one year
9.73 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of: assertion of claims against members
of the Board of Directors or the Management
Committee of OAO Gazprom who are not persons
holding state positions in the Russian Federation
or positions in the state civil service (insured
persons) by physical persons or legal entities
for whose benefit the agreement will be entered
into and who could suffer harm, including shareholders
of OAO Gazprom, debtors and creditors of OAO
Gazprom, employees of OAO Gazprom, as well
as the Russian Federation represented by its
authorized agencies and representatives (third
parties (beneficiaries)) for compensation of
losses resulting from unintentional erroneous
actions (omissions) by insured persons in the
conduct by them of their management activities;
incurrence by insured persons of judicial or
other costs to settle such claims; assertion
of claims against OAO Gazprom by third persons
(beneficiaries) for compensation of losses
resulting from unintentional erroneous actions
(omissions) by insured persons in the conduct
by them of their management activities on the
basis of claims asserted with respect to OAO
Gazprom's securities, as well as claims originally
asserted against insured persons; incurrence
by OAO Gazprom of judicial or other costs to
settle such claims ("insured events"), to make
an insurance payment to third parties (beneficiaries)
whose interests have been harmed, as well as
insured persons and/or OAO Gazprom in the event
of incurrence of judicial or other costs to
settle claims for compensation of losses, up
to the aggregate insurance amount not exceeding
the Ruble equivalent of 100 million U.S. Dollars,
and OAO Gazprom undertakes to pay OAO SOGAZ
an insurance premium with an aggregate maximum
amount equal to the Ruble equivalent of two
million U.S. Dollars, with such agreement having
a term of one year
9.74 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreement between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event of any liability incurred by OAO
Gazprom in its capacity as a customs broker
as a result of any harm caused to the assets
of any third persons represented by OAO Gazprom
in connection with the conduct of customs operations
(beneficiaries) or as a consequence of any
breaches of the contracts signed with such
persons ("insured events"), to make an insurance
payment to the persons concerned in an aggregate
maximum amount of 20 million Rubles payable
in each insured event, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium in an
aggregate maximum amount of one million Rubles,
with such agreement having a term of three
years
9.75 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO SOGAZ,
pursuant to which OAO SOGAZ undertakes, in
the event that any harm (damage or destruction)
is caused to a transportation vehicle owned
by OAO Gazprom or that such vehicle is stolen
or hijacked or that any of the individual components,
parts, units, devices, and supplementary equipment
installed on such transportation vehicle is
stolen ("insured events"), to make an insurance
payment to OAO Gazprom (as the beneficiary)
up to the aggregate insurance amount of 1,180.7
million Rubles, and OAO Gazprom undertakes
to pay OAO SOGAZ an insurance premium with
an aggregate maximum amount of 22.44 million
Rubles, with each agreement having a term of
one year
9.76 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Vostokgazprom,
Gazprombank (Open Joint Stock Company), ZAO
Gaztelecom, OAO Gazprom Promgaz, OAO Gazprom
Gazoraspredeleniye, OOO Gazprom Export, OOO
Gazpromtrans, ZAO Gazprom Invest Yug, OAO Gazprom
Space Systems, OOO Gazprom Komplektatsiya,
OAO Gazprom Neft, ZAO Gazprom Neft Orenburg,
OAO Druzhba, OOO Gazprom Mezhregiongaz, OAO
Gazprom Neftekhim Salavat, OAO SOGAZ, DOAO
Tsentrenergogaz of OAO Gazprom, OAO Tsentrgaz,
OOO Gazprom Tsentrremont, and ZAO Yamalgazinvest
(the "Contractors"), pursuant to which the
Contractors undertake to provide from August
30, 2011 to December 31, 2011, acting upon
OAO Gazprom's instructions, the services of
arranging for and carrying out a stocktaking
of fixed assets of OAO Gazprom that are to
be leased to the Contractors, and OAO Gazprom
undertakes to make payment for such services
up to a maximum amount of three million Rubles
9.77 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, pre-investment
research work for OAO Gazprom covering the
following subjects: "Substantiation of investments
in the commercial development and utilization
of methane in coal beds on the basis of results
obtained from the pilot and experimental-commercial
development of first-in-line fields over 2010-2012",
"Substantiation of investments in the reconstruction
of a gas supply system at the Cherepovets industrial
hub", and "Feasibility study of the possibility
to make additional supplies of gas to the south-western
areas of the Krasnodar Province in the amounts
of up to five billion cubic meters per annum"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 145
million Rubles
9.78 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the cost analysis of design and surveying
works as part of the estimated value of the
construction project in accordance with the
approved project documents with due regard
for the type and capacity of the respective
facility on the basis of the relevant methods
approved by OAO Gazprom Promgaz, normative-cost
support for the Comprehensive Plan of Measures
to Optimize the Costs of OAO Gazprom, research
to analyze the effective regulatory frameworks
and draft a program for the preparation of
further regulatory documents for the designing
of facilities of OAO Gazprom in 2011-2012,
expert reviews of cost estimates for design
and surveying works, as submitted by customers
in regard to the implementation of investment
projects contemplated by OAO Gazprom upon being
prepared on the basis of the relevant methods
approved by OAO Gazprom Promgaz, the production
of collected cost estimates for serial equipment,
logistical support, and human resources by
the concentrated construction clusters to the
extent concerning OAO Gazprom facilities as
at January 1, 2012, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 112.1 million Rubles
9.79 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of three years
after their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in the implementation of programs for the scientific
and technical cooperation of OAO Gazprom with
foreign partner companies, and OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of two million
Rubles
9.80 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Feasibility study of options for underground
coal gasification (UCG) enterprises to generate
electricity and produce a synthetic substitute
natural gas (SNG)" and "Process operational
diagram for the development of the Chikansky
gas-condensate field in the Irkutsk Region"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 25
million Rubles
9.81 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of technical proposals for efficient
power plant use on the basis of renewable energy
sources and non-conventional hydrocarbon energy
resources", "Improvements to the regulatory
and methodological basis for increases in the
energy efficiency of buildings and structures
and to the utilization of fuel and energy resources
at OAO Gazprom facilities", "Analysis of the
possibility to employ innovative heat-recycling
technologies for the compressor stations of
OAO Gazprom with a view to raising energy efficiency",
"Assessment of potential damage to the natural
environment (wildlife, flora, water biological,
forest, land, and other resources), including,
but not limited to, the effects of accidents,
and the preparation of an integral program
of nature-conservation and countervailing nature-conservation
measures for all OAO Gazprom facilities during
the development of gas-producing, gas-transportation,
gas processing, and gas-chemical capacities
in Eastern Siberian and Far Eastern regions",
and "Preparation of proposals to increase the
efficiency of using gas pipeline branches and
gas distribution systems" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 82.68 million Rubles
9.82 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Assessment of the possibility to use liquefied
natural gas with a view to evening out seasonal
vacillations in gas-distribution systems",
"Preparation of circuit designs and proposals
for the future use of heat-pump devices using
gas drives and new environmentally-friendly
cooling agents at OAO Gazprom facilities and
in the regional energy sectors", "Preparation
of a program for the reconstruction and technical
re-equipment of gas facilities at the Gazprom
group in 2012", and "Preparation of collected
labor cost estimates for the purposes of calculating
the values of design and surveying works at
OAO Gazprom facilities" and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 89 million Rubles
9.83 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of methods for the assessment
of financial and economic efficiency in the
development of coal-methanol fields with due
regard for public and regional effects", "Guidelines
for improvements to the regulatory base governing
the use of liquefied hydrocarbon, liquefied
natural and compressed natural gas for gasification
purposes", "Preparation of regulatory documents
to govern research to analyze technical risks
in gas distribution systems and proposals to
reduce damage from accidents and emergencies",
and "Preparation of recommendations on methods
to determine optimum periods for phasing out
gas-transportation system facilities for reconstruction"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 117
million Rubles
9.84 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of procedures for preparing a
reclamation plan for the construction of gas-transportation
facilities" and "Projections regarding the
commissioning of gas pipeline branches in the
years up to 2030" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 144 million Rubles
9.85 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Scientific support for the development of
coal-methanol fields in Kuzbass" and "Preparation
of a master plan for gas supplies and conversion
to gas services in the Kemerovo Region" and
to deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 222.9
million Rubles
9.86 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes during the period of two years after
their execution, acting upon OAO Gazprom's
instructions, to provide services involved
in maintaining the information portal of the
Office for Conversion to Gas Services and Gas
Uses in order to monitor, diagnose, and manage
gas facilities, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 8.3 million Rubles
9.87 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Studies of information about oil and gas occurrence,
and assessments of hydrocarbon resources, in
the Republic of Buryatia, determinations of
outlook and guidelines for geological exploration,
and proposals regarding mineral-commodity base
identification. Opinion on the hydrocarbon
resources available in the Republic of Buryatia
and the possibility to use the same for the
purposes of changing over to gas services",
"Research into the possibility to use non-conventional
gas-supply sources (coal-bed methane, gas hydrates,
shale gas, smallsized fields, etc.) in the
Republic of Buryatia for its conversion to
gas services. Relevant recommendations", and
"Market research and determinations of the
possible sales volumes, timing, prices, and
target markets in regard to products of gas
processing. Opinion on the advisability of
building a gas-condensate processing factory
in the Republic of Buryatia and proposals relating
to the program for extending the network of
gas filling stations and bottled-gas driven
automobile fleets" and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 71.5 million Rubles
9.88 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, to provide services
involved in the preparation of proposals to
enlist partner companies in the development
of hydrocarbon fields the economic indicators
concerning which fail to meet corporate requirements
for returns on investments, scientific and
methodological support for implementation of
the Program for increasing the efficiency of
air ventilation and air conditioning systems
at OAO Gazprom entities, the preparation of
an updated Program for the years until 2015,
scientific and methodological support for programs
to reconstruct the heat-supply systems of OAO
Gazprom (boiler equipment, recyclers, heat-supply
networks, instrumented lighting, and water-treatment
facilities), and the preparation of an integral
program for the reconstruction of heat-supply
facilities at OAO Gazprom in the years until
2018, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 70.7 million Rubles
9.89 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the Gazprom Corporate Standard
'Operating rules for the water-supply and water-disposal
systems of OAO Gazprom'", "Preparation of the
Gazprom Corporate Standard 'Regulations on
the start-up and commissioning of the heat-and-power
equipment of heat-supply systems'", "Preparation
of the Gazprom Corporate Standard 'Regulations
on the array of preventive maintenance repairs
on the heat-and-power equipment of heat-supply
systems'", "Preparation of the Gazprom Corporate
Standard 'Uniform technical requirements for
the choice of basic boiler equipment for the
heat-supply systems of OAO Gazprom'", and "Proposals
for first-in-line facilities for the use of
coal-bed methane on the basis of the master
scheme for gas supplies and conversion to gas
services in the Kemerovo Region" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 75 million Rubles
9.90 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of three
years after their execution, acting upon OAO
Gazprom's instructions, services involved in
the conduct of analysis and the preparation
of proposals regarding the participation of
OAO Gazprom in the activities of the International
Gas Union and the performance of a due diligence
review of cost estimate documentation on the
commissioning of OAO Gazprom facilities, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 117.7 million Rubles
9.91 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of options for power supplies
to priority customers among remote townships
in the Yamalo-Nenetsky Autonomous District
(Muzhi, Yar-Sale, Gyda, and Tolka)", "Concept
for the comprehensive development of power
supplies in the Yamalo-Nenetsky Autonomous
District", "Program for power supplies and
for increases in their energy efficiency in
the city of Salekhard", "Concept for the development
of the gas-chemical industry in the Yamalo-Nenetsky
Autonomous District", and "Development of basic
principles and methods for the exploration,
opening-up, and exploitation of minor-reserve
fields in order to optimize hydrocarbon production
costs", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 145 million Rubles
9.92 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform to perform during the
period of three years after their execution,
acting upon OAO Gazprom's instructions, research
work for OAO Gazprom covering the following
subjects: "Drafting of a regulatory document
on the safety of autonomous systems for liquefied
hydrocarbon gas supplies to private households",
"Preparation of a multitier integrated model
for the dispatcher control of gas flows", "Development
of methodological approaches to the diagnostic
maintenance, and the evaluation and forecasting
of the technical condition, of the gas pipeline
branches of OAO Gazprom and the situation with
their technical diagnosis", "Development of
methods and ways for the assessment of the
technically feasible throughput capacity and
productivity of trunk gas distribution pipelines
and gas pipeline branches", "Preparation of
recommendations for substantiating the parameters
of trunk gas transport systems at the pre-design
stage to ensure the adaptability of such facilities
upon the materialization of different risk
factors", and "Analysis of the efficiency of
conversion to gas services, and the reconstruction
and operation of gas-distribution organizations"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 220.92
million Rubles
9.93 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory-methodological documents
for the development of the System for the management
of the technical condition and integrity of
the gastransportation system", "Preparation
of regulatory documents for the Integrated
System for Labor Protection and Industrial
Safety at OAO Gazprom", "Preparation of a complex
of technical decisions towards the efficient
use of low-pressure gas at the later stage
in field development, and methods for the long-term
(three to five years) planning of geological
and technical measures relating to the well
stock of OAO Gazprom", "Development of technical
requirements for polymer, composite, and geotextile
materials, and proposals for their use during
the construction, reconstruction, and overhaul
of gas pipelines under different natural and
climatic conditions", "Preparation of methods
for the assessment of the operating reliability,
risks, and safe service life of the multiplex
trunk gas pipeline being built between Bovanenkovo
and Ukhta in challenging northern natural and
climatic conditions and in regions of multi-year
frozen rocks", and "Preparation of a model
and methods for calculating gas flows planned
to go by different sections of the gas-transportation
system of the Integrated Gas-supply Network
over the short-term period for operational
dispatch management purposes" and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 325.5 million
Rubles
9.94 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of the document 'Standardization
Systems of OAO Gazprom', establishing procedures
for the distribution of environmental-protection
functions between the customer and the contractor
during the construction and overhauling of
facilities", "Preparation of methods for the
identification and assessment of ecological
aspects with due regard for the need to expand
the scope of application of OAO Gazprom's ecological
management system", "Technical requirements,
ways, and means for preventing the degradation
of landscapes in the Far Northern territories
being developed by OAO Gazprom", "Preparation
of regulatory documents on the organization
and exercise of production-related ecological
supervision and monitoring during geological-exploration,
drilling, and hydrocarbon-field infrastructuredevelopment,
exploitation, and closure operations in the
Far North and on the Arctic shelf", and "Development
of methods to project demand for gas in Russia
with due regard for different scenarios for
the development of the gas-transportation network
and distribution systems for gas supplies,
and the impact of gas-price changes compared
with movements in prices for alternative fuel"
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 88.8
million Rubles
9.95 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of a regulatory base to govern
the system for the metrological support of
geophysical well research at hydrocarbon fields
and in the underground gas storages of OAO
Gazprom", "Analysis and generalization of geological
and geophysical information, and the identification
of regional regularities in the variability
of the structure and properties of the geological
environment on the north-eastern shelf of the
Sakhalin island. Creation of a standing regional
digital geological and geophysical model of
the north-eastern shelf of the Sakhalin island",
"Drafting of an array of regulatory documents
on geophysical research and the prospecting,
exploration, and development of hydrocarbon
fields and the construction and operation of
the underground gas storages of OAO Gazprom",
and "Development of technologies for multiwave
seismic research for mapping purposes and permafrost
zone studies at hydrocarbon fields", and to
deliver the research results to OAO Gazprom,
while OAO Gazprom undertakes to accept the
research results and to make payment for them
up to an aggregate maximum amount of 192.66
million Rubles
9.96 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on energy-related
reviews of OAO Gazprom subsidiaries", "Preparation
of regulatory documents on energy conservation
at OAO Gazprom in accordance with the applicable
requirements of Federal Law No. 261-FZ 'On
Energy Conservation, Increases in Energy Efficiency,
and Amendments to Certain Legislative Acts
of the Russian Federation', dated November
23, 2009", "Drafting of a strategic program
for the development of innovative technologies
for the large-scale production of hydrogen-based
energy carriers", "Development of methods for
the fixing of rates applicable to electric
power uses for the user's own and technological
needs at the gas production and processing
facilities of OAO Gazprom", "Development of
technological solutions to raise the energy
efficiency of technical facilities for the
processing of gas, gas condensate, and oil",
"Preparation of a regulatory base to govern
energy conservation and increases in energy
efficiency during the drilling and overhauling
of wells at OAO Gazprom", and "Reviews of materials
published in the foreign scientific, technical,
and economic informational sources, and the
preparation of recommendations on its use in
gas technologies", and to deliver the research
results to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 160.1 million Rubles
9.97 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of proposals concerning the level
of increasing factors applicable to the prices
set in Price List No. 26-05-28 'Wholesale Prices
for the Capital Repairing, Diagnostics, and
Maintenance of Equipment and Structures at
OAO Gazprom Facilities in 2012'", "Preparation
of recommendations on gas-price differentiation
for industrial customers depending on seasonal
fluctuations in gas consumption", "Preparation
of recommendations on improvements to the pricing
formula for gas supplied to industrial customers
in the Russian Federation", "Preparation of
recommendations on the development of schemes
for and the efficiency assessment of gas supplies
from different suppliers to consumers", and
"Identification of risks associated with movements
in prices and demand for gas for the implementation
of the long-term strategy of OAO Gazprom on
external markets, and the preparation of recommendations
on the minimizing of such risks", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 83.1 million
Rubles
9.98 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Geographical analysis and projection of increases
in the use of natural gas by power-generating
facilities in Russian regions with account
taken of the existing uncertainty about the
future situation on the market of electric
power and generating capacity, and the preparation
of proposals to make gas-balance forecasts
more dependable and accurate", "Analysis of
new technologies for the generation and consumption
of energy, and assessments of potential related
consequences for the fuel-and-energy balance
and the strategic development of OAO Gazprom",
"Preparation of methodological and mathematical
support, algorithms, and a set of indicators
for domestic energy market analysis and prognosis
and for optimizing OAO Gazprom operations on
domestic energy markets", and to deliver the
research results to OAO Gazprom, while OAO
Gazprom undertakes to accept the research results
and to make payment for them up to an aggregate
maximum amount of 120 million Rubles
9.99 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents to establish
requirements for the startup and commissioning
of OAO Gazprom facilities", "Preparation of
a regulatory and methodological basis for project
and program management at OAO Gazprom", "Preparation
of recommendations on methods to evaluate the
efficiency of pre-investment research", "Integrated
assessment of the best existing and prospective
technologies to ensure the ecologically safe
production, treatment, transportation, storage,
and processing of hydrocarbons at OAO Gazprom",
and "Setting of normatives regarding caps on
the costs of capital repairs of different types
of fixed assets at the gas-producing organizations
of OAO Gazprom in 2012-2014", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 60.756 million
Rubles
9.100 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on improvements
to the management of energy facilities", "Drafting
regulations on investigations to look into
the causes behind disruptions in the operations
of energy facilities at OAO Gazprom", "Preparation
of technical regulatory documents on the maintenance
and repair of equipment at the electrical facilities
of OAO Gazprom", "Development of complete equipment
modules for power supplies on the basis of
power plants using solid-polymer fuel elements
to provide electricity to OAO Gazprom facilities",
"Development of technical requirements for
generating units and power stations with due
regard for the experience of operating power
stations at OAO Gazprom in order to meet its
own needs", and "Preparation of proposals to
optimize power loans on gas-transportation
facilities at OAO Gazprom with due regard for
the special features of the respective technologies",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 138.618
million Rubles
9.101 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of large-tonnage technologies
for the combined production of liquefied natural
gas and helium concentrate/helium during the
processing of gas from fields in Eastern Siberia
and the Far East", "Development of technologies
for the production of a mix of liquid gasoline
and diesel hydrocarbons (light synthetic oil)
from natural gas", "Drafting of regulations
on the designing of a pilot gas-production
and gas-processing / gas-chemical complex on
the basis of the Chikansky gas-condensate field",
"Technical and economic analysis of the processes
of recovering helium from the gas flows directed
to local consumers in Eastern Siberia and the
Far East", and "Drafting of a program for the
implementation of the Strategy for the Development
of the Helium Industry on the Basis of the
Helium Fields of OAO Gazprom", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 212 million
Rubles
9.102 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Analysis of production, technical, and economic
indicators to be achieved in the development
of the processing capacities of OAO Gazprom
in the period until the year 2030", "Technical
and economic assessment of the efficiency of
projects to launch synthetic liquid fuel production
operations", "Development and technical and
economic analysis of technologies for the comprehensive
refining of matrix oil with the maximum extraction
of valuable products", and "Improvements to
technologies for the low-tonnage production
of liquefied natural gas used as a motor fuel
with a view to obtaining products of the requisite
quality", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 262 million Rubles
9.103 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of regulatory documents on the
technical maintenance and repair of equipment
and structures at the underground gas storages
of OAO Gazprom", "Preparation of scientific
and technical proposals for the all-round development
of the Kirinsky block of the Sakhalin-3 project",
"Preparation of regulatory documents on the
operation of concentric-tubing wells sunk at
the Valanginian deposits in the Nadym-Pur-Tazovsky
region", "Preparation of regulatory documents
on an industrial-safety system for underground
gas storages", "Analysis of results attained
in the reconstruction and technical re-equipment
of gasproduction facilities over 2011-2013,
and the preparation of regulatory documents
on the technological monitoring of field infrastructure
development facilities", "Preparation of an
array of technical solutions for the development
of gas and gas-condensate wells at the later
stage in field development", "Drafting of regulations
on the technological audit of equipment at
facilities for the production of gas and gas
condensate and for the preparation of those
commodities for transportation", "Preparation
of methodological support for the monitoring
of geological and economic indicators in geological
exploration and for the differentiated calculation
of efficiency indicators in geological exploration
with a breakdown by the operating areas of
OAO Gazprom", and "Development of technical
and technological solutions for hydrofracturing
in slightly sloping and flat wells with due
regard for the respective bottom-hole designs",
and to deliver the research results to OAO
Gazprom, while OAO Gazprom undertakes to accept
the research results and to make payment for
them up to an aggregate maximum amount of 224.31
million Rubles
9.104 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Development of comprehensive geophysical technologies
for the exercise of control over the tapping
of hydrocarbon fields and the operation of
underground gas storages", "Preparation of
proposals on arrangements to monitor basic
indicators concerning the consumption and technological
losses of hydrocarbons (natural combustible
gas, gas condensate, oil, and casinghead gas)
at fields developed by the producing subsidiaries
of OAO Gazprom", "Drafting of a comprehensive
earmarked program for the development of Senonian-Turonian
gas deposits in the north of Western Siberia",
"Development of technical solutions for hydrocarbon
field exploitation on particularly shallow,
freezing shelves in the Russian Federation
(on the example of the Primayalsky shelf in
the Kara Sea)", "Development of methods and
technologies for the integrated analysis of
geological and geophysical data arrays with
a view to ensuring qualitative improvements
to the accuracy of geological exploration",
and "Development of technical and technological
solutions for the construction of prospecting
and exploration wells on the Semakovsky, Antipayutinsky,
and Tota-Yakhinsky license sites", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 225.238 million
Rubles
9.105 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Stratification of Achimovskoye field laydowns
on the license sites and fields of OAO Gazprom
in the Yamalo-Nenetsky Autonomous District",
"Preparation of proposals for the typification
of collectors with due regard for special mass-transfer
features as part of efforts to work out methods
for the differentiated assessment of gas-condensate
yields from different types of collectors,
among them low-permeability ones, and recommendations
for the remaining reserves of complex-structure
fields to be developed", "Drafting of an all-round
earmarked program for the development of non-conventional
gas resources (gas hydrates, shale and coal
gases, and close-grained collector gas)", "Preparation
of recommendations on methods to model technological
regimes for the operation of systems for the
collection, intra-field transportation, and
field treatment of Cenomanian-deposit gas during
the exploitation, field infrastructure development,
and reconstruction of fields", and "Calculation
of commercial reserves at, and the preparation
of a plan for the commercial development of,
the southern part of the Vuktylsky oil-and
gas-condensate field for the combined production
and exploitation of residual hydrocarbons and
oilfield industrial waters", and to deliver
the research results to OAO Gazprom, while
OAO Gazprom undertakes to accept the research
results and to make payment for them up to
an aggregate maximum amount of 233.95 million
Rubles
9.106 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Preparation of recommendations on the development
of complex-research methods for bedded structures
during the choice of plans and methods to exploit
under-gas-cap oil fringes on the basis of experimental
work and hydrodynamic computations", "Technical
and economic assessment of the existing condition
of and development prospects for shale-gas
production operations in Russia and elsewhere
in the world", "Study of the status and prognosis
of operations to develop the mineral-commodity
base and the producing and exporting potential
of the gas industry in CIS countries in the
years up to 2035", "Development of a concept
and plans for the ecologically safe development
of license sites in territories under special
protection", and "Improvements to technologies
for the construction of wells on Western Siberian
fields", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 255.478 million Rubles
9.107 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the following subjects:
"Substantiation of the more promising directions
in searches for hydrocarbon fields in Eastern
Siberia on the basis of findings from the integrated
analysis of the latest geological and geophysical
data and the results of prospecting and exploration
efforts over the preceding period", and "Forecast
for the development of the raw-material basis
of Russia's industry in the period till the
year 2050", and to deliver the research results
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research results and to make
payment for them up to an aggregate maximum
amount of 213.785 million Rubles
9.108 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to perform during the period of
three years after their execution, acting upon
OAO Gazprom's instructions, research work for
OAO Gazprom covering the subject: "Upgrades
to the technology for natural gas conversion
using a bi-functional catalyst to produce synthetic
liquid fuel, and proposals for the implementation
of resulting solutions on a pilot-commercial
scale", and to deliver the research result
to OAO Gazprom, while OAO Gazprom undertakes
to accept the research result and to make payment
for it up to an aggregate maximum amount of
360 million Rubles
9.109 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and ZAO Yamalgazinvest,
pursuant to which ZAO Yamalgazinvest transfers
its exclusive invention rights to the invention
"Cellular-structure space frame for ground
reinforcement (options) and tape for its manufacture
(options)" and to the utility models "Weak-foundation
road-embankment coupling (options)", "Design
of top dressings for motor roads (options)",
and "Design of a soil side slope fortification"
(for the purposes of their joint holding) to
OAO Gazprom, and OAO Gazprom undertakes to
pay fees to ZAO Yamalgazinvest for the transfer
of those exclusive rights to the above invention
and utility models for their joint possession
up to an aggregate maximum amount of 80,000
Rubles
9.110 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide during the period from
the execution date of the agreement till July
1, 2014, acting upon OAO Gazprom's instructions,
services involved in the evaluation of the
situation for the time being in evidence with
the conversion of the Russian Federation's
regions to the use of gas, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 23.4 million
Rubles
9.111 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of one year
after its execution, acting upon OAO Gazprom's
instructions, services involved in the updating
of information about the extent to which gas
pipeline branches and township-to-township
gas distribution pipelines are loaded, while
OAO Gazprom undertakes to make payment for
such services up to an aggregate maximum amount
of 9 million Rubles
9.112 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, services
involved in the production of a reference book
on the legislative and other legal regulation
of gas distribution operations, while OAO Gazprom
undertakes to make payment for such services
up to an aggregate maximum amount of 7.5 million
Rubles
9.113 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Promgaz, pursuant to which OAO Gazprom Promgaz
undertakes to provide for a period of 18 months
after the execution date of the agreement,
acting upon OAO Gazprom's instructions, consultancy
services relating to the development of gas-distribution
organizations and the switchover to the use
of gas, while OAO Gazprom undertakes to make
payment for such services up to an aggregate
maximum amount of 10.5 million Rubles
9.114 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide during
the period from the execution date of the agreement
till December 31, 2013, acting upon OAO Gazprom's
instructions, services involved in the production
of a report on the rehabilitation of facilities
making part of the Moscow gas pipeline ring,
while OAO Gazprom undertakes to make payment
for such services up to an aggregate maximum
amount of 1.5 million Rubles
9.115 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Gazoraspredeleniye, pursuant to which OAO Gazprom
Gazoraspredeleniye undertakes to provide for
a period of 18 months after the execution date
of the agreement, acting upon OAO Gazprom's
instructions, services involved in the organization
and conduct of a conference on distribution
and gas consumption, while OAO Gazprom undertakes
to make payment for such services up to an
aggregate maximum amount of 1.5 million Rubles
9.116 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and ZAO Yamalgazinvest,
ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat,
and the Gazpromipoteka foundation ("Licensees"),
pursuant to which OAO Gazprom will grant the
Licensees an ordinary (non-exclusive) license
to use its trademarks [Gazprom], "Gazprom"
and , as registered in the State Register of
Trade Marks and Service Marks of the Russian
Federation, on goods and on the labels or packaging
of goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including, but not
limited to, that related to introduction of
goods into civil turnover, or in offers to
sell goods, perform work, or provide services,
or in announcements or advertisements, or in
connection with charitable or sponsored events,
or in printed publications, or on official
letterheads, or on signs, including signs on
administrative buildings, industrial facilities,
multi-functional refueling complexes providing
accompanying types of roadside service, shops,
car washing stations, cafes, car service /
tire fitting businesses, and recreational services
centers, or on transportation vehicles, or
on clothes or individual protective gear, or
on the Licensees' corporate seals, or in the
Internet, or in the Licensees' trade names,
and the Licensees will pay license fees to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks with respect to each transaction
in an amount not exceeding 300 times the minimum
statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, up to an aggregate
maximum amount of 16.992 million Rubles
9.117 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreement between OAO Gazprom and OAO Gazprom
Neft (the "Licensee"), pursuant to which the
Licensee is entitled, subject to prior written
consent from OAO Gazprom, to enter into sublicense
agreements with third persons ("Sublicensees")
to use the specified trademarks of OAO Gazprom
as registered in the blue, azure, and white
color /color combination in the State Register
of Trade Marks and Service Marks of the Russian
Federation, subject to the rights and ways
to make such uses, which are available to the
Licensee under the respective license agreement,
and the Licensee will pay a license fee to
OAO Gazprom in the form of quarterly payments
for the right to use each of OAO Gazprom's
foregoing trademarks under each sublicense
agreement in an amount not exceeding 300 times
the minimum statutory wage established by the
effective legislation of the Russian Federation
as on the execution date of the respective
transfer and acceptance acts, plus value added
tax at the rate established by the effective
legislation of the Russian Federation, up to
an aggregate maximum amount of 566.4 million
Rubles
9.118 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom, on the one
hand, and OOO Gazprom Mezhregiongaz and OAO
Gazprom Gazoraspredeleniye ("Licensees"), on
the other hand, pursuant to which OAO Gazprom
will grant the Licensees an ordinary (non-exclusive)
license to use its trademarks [Gazprom], "Gazprom"
and, as registered in the State Register of
Trade Marks and Service Marks of the Russian
Federation, on goods and on the labels or packaging
of goods which are produced, offered for sale,
sold, or displayed at exhibitions or fairs,
or otherwise introduced into civil turnover
in the territory of the Russian Federation,
or are stored or transported for such purposes,
or are brought into the territory of the Russian
Federation, or during the performance of work
or the provision of services, including the
development of oil and gas fields and the construction
of oil and gas pipelines, on covering, business,
or other documentation, including documentation
related to introduction of goods into civil
turnover, or in offers to sell goods, perform
work, or provide services, or in announcements
or advertisements, or in connection with charitable
or sponsored events, or in printed publications,
or on official letterheads, or on signs, including
signs on administrative buildings, industrial
facilities, multi-functional refueling complexes
providing accompanying types of roadside service,
shops, car washing stations, cafes, car service
/ tire fitting businesses, and recreational
services centers, or on transportation vehicles,
as well as on clothes and individual protective
gear, or on the Licensees' corporate seals,
or in the Internet, or in the Licensees' trade
names, as well as with the right-subject to
prior written consent from OAO Gazprom-to enter
into sublicense agreements with third persons
("Sublicensees") to use the foregoing trademarks
subject to the rights and ways to use the same,
which are available to the Licensees under
the respective license agreements, while the
Licensees will pay license fees to OAO Gazprom
in the form of quarterly payments for the right
of use of each of OAO Gazprom's above trademarks
with respect to each transaction up to an aggregate
maximum amount not exceeding 300 times the
minimum statutory wage established by the effective
legislation of the Russian Federation as on
the execution date of the respective transfer
and acceptance acts, plus value added tax at
the rate established by the effective legislation
of the Russian Federation, as well as quarterly
payments for the right to use each of OAO Gazprom's
above trademarks under each sublicense agreement
up to an aggregate maximum amount not exceeding
300 times the minimum statutory wage established
by the effective legislation of the Russian
Federation as on the execution date of the
respective transfer and acceptance acts, plus
value added tax at the rate established by
the effective legislation of the Russian Federation
up to an aggregate maximum amount of 552.24
million Rubles
9.119 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
Agreements between OAO Gazprom and Gazprom
EP International B.V. (the "Licensee"), pursuant
to which OAO Gazprom will provide the Licensee
with an ordinary (non-exclusive) license to
use its trademarks, as registered with the
World Intellectual Property Organization, on
goods and on the labels or packaging of goods,
or during the performance of work or the provision
of services, on covering, business, or other
documentation, or in advertising, printed publications,
or on official letterheads, or on signboards,
or during the demonstration of exhibits at
exhibitions and fairs, or in the Internet,
or in the Licensees' trade name, or in the
Licensee's corporate seal, as well as with
the right-subject to prior written consent
from OAO Gazprom-to enter into sublicense agreements
with third persons ("Sublicensees") to use
the foregoing trademarks subject to the rights
and ways to use the same, which are available
to the Licensee under the respective license
agreement, while the Licensees will pay a license
fee to OAO Gazprom up to an aggregate maximum
amount of 640,000 U.S. Dollars
9.120 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazprom
Mezhregiongaz, pursuant to which OAO Gazprom
will deliver, and OOO Gazprom Mezhregiongaz
will accept (take off), gas in an aggregate
maximum amount of 302.3 billion cubic meters
(subject to applicable monthly delivery deadlines)
with an aggregate maximum amount of 1.143 trillion
Rubles
9.121 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OAO Beltransgaz,
pursuant to which OAO Gazprom sells, and OAO
Beltransgaz buys, gas in 2012-2014 in the amount
not exceeding 69 billion cubic meters with
an aggregate maximum amount of 17.25 billion
U.S. Dollars and pursuant to which OAO Beltransgaz
in 2012-2014 will provide gas-transportation
services in the transit mode in the territory
of the Republic of Belarus in an aggregate
maximum amount of 142 billion cubic meters,
while OAO Gazprom will make payment for such
services of transporting gas by trunk gas pipelines
up to an aggregate maximum amount of 1.8 billion
U.S. Dollars
9.122 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and OOO Gazpromtrans,
pursuant to which OAO Gazprom will grant OOO
Gazpromtrans temporary possession and use of
facilities comprising the railway line from
the Obskaya station to the Karskaya station
(except for the properties on record under
Inventory Nos. 330652-330672) for the period
not exceeding 20 years, while OOO Gazpromtrans
will make payment for the use of those assets
up to an aggregate maximum amount of 200 billion
Rubles
9.123 Approve, in accordance with Chapter XI of the Mgmt For For
Federal Law "On Joint Stock Companies" and
Chapter IX of the Charter of OAO Gazprom, the
agreements between OAO Gazprom and Gazprombank
(Open Joint Stock Company), pursuant to which
the bank will provide guarantees to the customs
authorities of the Russian Federation in regard
to the obligations of OAO Gazprom as a customs
broker (representative) to the extent concerning
the payment of customs duties and eventual
interest and penalties up to a maximum amount
of 50 million Rubles, with a fee due to the
bank at a rate not exceeding 1% per annum of
the amount of the guarantee
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
10.1 Election of Andrei Igorevich Akimov to the Board Mgmt Against Against
of Directors of OAO Gazprom
10.2 Election of Aleksandr Georgievich Ananenkov Mgmt Against Against
to the Board of Directors of OAO Gazprom
10.3 Election of Farit Rafikovich Gazizullin to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.4 Election of Viktor Alekseevich Zubkov to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.5 Election of Elena Evgenievna Karpel to the Board Mgmt Against Against
of Directors of OAO Gazprom
10.6 Election of Aleksei Borisovich Miller to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.7 Election of Valery Abramovich Musin to the Board Mgmt For Split
of Directors of OAO Gazprom
10.8 Election of Elvira Sakhipzadovna Nabiullina Mgmt Against Split
to the Board of Directors of OAO Gazprom
10.9 Election of Mikhail Leonidovich Sereda to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.10 Election of Sergei Ivanovich Shmatko to the Mgmt Against Against
Board of Directors of OAO Gazprom
10.11 Election of Igor Khanukovich Yusufov to the Mgmt Against Against
Board of Directors of OAO Gazprom
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 11 CANDIDATES Non-Voting No vote
TO BE ELECTED TO THE AUDIT COMMISSION, THERE
ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED
AT THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE REQUIRED TO VOTE FOR ONLY 9 OF THE
11 CANDIDATES. THANK YOU.
11.1 Election of Dmitry Aleksandrovich Arkhipov to Mgmt For For
the Audit Commission of OAO Gazprom
11.2 Election of Andrei Viktorovich Belobrov to the Mgmt No vote
Audit Commission of OAO Gazprom
11.3 Election of Vadim Kasymovich Bikulov to the Mgmt For For
Audit Commission of OAO Gazprom
11.4 Election of Aleksei Borisovich Mironov to the Mgmt No vote
Audit Commission of OAO Gazprom
11.5 Election of Lidiya Vasilievna Morozova to the Mgmt No vote Against
Audit Commission of OAO Gazprom
11.6 Election of Anna Borisovna Nesterova to the Mgmt No vote Against
Audit Commission of OAO Gazprom
11.7 Election of Yury Stanislavovich Nosov to the Mgmt For For
Audit Commission of OAO Gazprom
11.8 Election of Karen Iosifovich Oganyan to the Mgmt No vote Against
Audit Commission of OAO Gazprom
11.9 Election of Konstantin Valerievich Pesotsky Mgmt For For
to the Audit Commission of OAO Gazprom
11.10 Election of Maria Gennadievna Tikhonova to the Mgmt For For
Audit Commission of OAO Gazprom
11.11 Election of Aleksandr Sergeyevich Yugov to the Mgmt For For
Audit Commission of OAO Gazprom
CMMT REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE Non-Voting No vote
FULL MEETING AGENDA YOU MUST ALSO VOTE ON MEETING
ID 854106 WHICH CONTAINS RESOULTIONS 1 TO 9.69.
--------------------------------------------------------------------------------------------------------------------------
GAZPROM O A O Agenda Number: 703155057
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: EGM
Meeting Date: 30-Jun-2011
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Early terminate powers of the members of the Mgmt For For
Board of Directors of OAO Gazprom
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS.
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEASE NOTE THAT ONLY A VOTE
"FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY QUESTIONS.
2.1 Election of Akimov Andrey Igorevich to the Board Mgmt Against Split
of Directors of OAO Gazprom
2.2 Election of Ananenkov Alexander Georgievich Mgmt Against Split
to the Board of Directors of OAO Gazprom
2.3 Election of Gazizullin Farit Rafikovich to the Mgmt Against Split
Board of Directors of OAO Gazprom
2.4 Election of Karpel Elena Evgenievna to the Board Mgmt Against Split
of Directors of OAO Gazprom
2.5 Election of Kulibaev Timur to the Board of Directors Mgmt Against Split
of OAO Gazprom
2.6 Election of Martynov Viktor Georgievich to the Mgmt Against Split
Board of Directors of OAO Gazprom
2.7 Election of Mau Vladimir Alexandrovich to the Mgmt Against Split
Board of Directors of OAO Gazprom
2.8 Election of Miller Alexey Borisovich to the Mgmt Against Split
Board of Directors of OAO Gazprom
2.9 Election of Musin Valery Abramovich to the Board Mgmt For For
of Directors of OAO Gazprom
2.10 Election of Sereda Mikhail Leonidovich to the Mgmt Against Split
Board of Directors of OAO Gazprom
2.11 Election of Yusufov Igor Khanukovich to the Mgmt Against Split
Board of Directors of OAO Gazprom
2.12 Election of Zubkov Viktor Alexeevich to the Mgmt Against Split
Board of Directors of OAO Gazprom
--------------------------------------------------------------------------------------------------------------------------
GEMALTO NV Agenda Number: 702847471
--------------------------------------------------------------------------------------------------------------------------
Security: N3465M108
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: NL0000400653
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening Non-Voting No vote
2 2010 Annual Report Non-Voting No vote
3 Adoption of the 2010 Financial Statements Mgmt For For
4.a Dividend policy Non-Voting No vote
4.b Proposal to distribute a dividend in cash of Mgmt For For
EUR 0.28 per share for the 2010 financial
year
5.a Discharge of Board members for the fulfilment Mgmt For For
of their duties during the 2010 financial year:
Discharge of the Chief Executive Officer
5.b Discharge of Board members for the fulfilment Mgmt For For
of their duties during the 2010 financial year:
Discharge of the Non-executive Board members
6.a Reappointment of Mr. Alex Mandl as Non-executive Mgmt For For
Board member until the close of the 2015 AGM
6.b Reappointment of Mr. Michel Soublin as Non-executive Mgmt For For
Board member until the close of the 2015
AGM
7 Renewal of the authorization of the Board to Mgmt For For
repurchase shares in the share capital of
Gemalto
8 Reappointment of PricewaterhouseCoopers Accountants Mgmt For For
N.V. as external auditor for the 2011 financial
year
9 Questions Non-Voting No vote
10 Adjournment Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF RESOLUTION 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GKN PLC Agenda Number: 702889861
--------------------------------------------------------------------------------------------------------------------------
Security: G39004232
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0030646508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors report and accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re elect as a Director Mr R D Brown Mgmt For For
4 To re elect as a Director Sir Kevin Smith Mgmt For For
5 To re elect as a Director Mr M J S Bryson Mgmt For For
6 To re elect as a Director Mr A Reynolds Smith Mgmt For For
7 To re elect as a Director Mr W C Seeger Mgmt For For
8 To re elect as a Director Mr N M Stein Mgmt For For
9 To elect as a Director Mrs S C R Jemmett Page Mgmt For For
10 To re elect as a Director Mr R Parry Jones Mgmt For For
11 To re elect as a Director Mr J N Sheldrick Mgmt For For
12 To re elect as a Director Mr M J Turner Mgmt For For
13 To reappoint the auditors Mgmt For For
14 To authorise the Directors to determine the Mgmt For For
auditors remuneration
15 To authorise the Directors to allot shares in Mgmt For For
the Company
16 To authorise the Directors to disapply pre emption Mgmt For For
rights
17 To approve the Directors remuneration report Mgmt For For
18 To authorise the Company to make political donations Mgmt For For
19 To authorise the Company to purchase its own Mgmt For For
shares
20 To retain a notice period of not less than 14 Mgmt For For
days in respect of general meetings other
than AGMs
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 702855024
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report and Mgmt For For
the Financial Statements for the year ended
31st December 2010
2 To approve the Remuneration Report for the year Mgmt For For
ended 31st December 2010
3 To elect Mr. Simon Dingemans as a Director Mgmt For For
4 To elect Ms. Stacey Cartwright as a Director Mgmt For For
5 To elect Ms. Judy Lewent as a Director Mgmt For For
6 To re-elect Sir Christopher Gent as a Director Mgmt For For
7 To re-elect Mr. Andrew Witty as a Director Mgmt For For
8 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
9 To re-elect Dr. Stephanie Burns as a Director Mgmt For For
10 To re-elect Mr. Larry Culp as a Director Mgmt For For
11 To re-elect Sir Crispin Davis as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Director Mgmt For For
13 To re-elect Mr. James Murdoch as a Director Mgmt For For
14 To re-elect Dr. Daniel Podolsky as a Director Mgmt For For
15 To re-elect Dr. Moncef Slaoui as a Director Mgmt For For
16 To re-elect Mr. Tom de Swaan as a Director Mgmt For For
17 To re-elect Sir Robert Wilson as a Director Mgmt For For
18 To authorise the Audit & Risk Committee to re-appoint Mgmt For For
PricewaterhouseCoopers LLP as Auditors to
the company to hold office from the end of
the Meeting to the end of the next Meeting
at which accounts are laid before the company
19 To authorise the Audit & Risk Committee to determine Mgmt For For
the remuneration of the Auditors
20 That, in accordance with section 366 and section Mgmt For For
367 of the Companies Act 2006 (the "Act")
the company is, and all companies that are,
at any time during the period for which
this resolution has effect, subsidiaries of
the company as defined in the Act are, authorised
in aggregate: (a) to make political donations,
as defined in section 364 of the Act, to political
parties and/or independent electoral
candidates, as defined in section 363 of the
Act, not exceeding GBP 50,000 in total; (b)
to make political donations to political
organisations other than political parties,
as defined in section 363 of the Act,
not exceeding GBP 50,000 in total; and (c)
to incur political expenditure, as defined
in section 365 of the Act, CONTD
CONT CONTD not exceeding GBP 50,000 in total, in Non-Voting No vote
each case during the period beginning
with the date of passing this resolution and
ending at the end of the next Annual General
Meeting of the company to be held in 2012 or,
if earlier, on 30th June 2012. In any
event, the aggregate amount of political
donations and political expenditure made or
incurred under this authority shall not
exceed GBP 100,000
21 That the Directors be and are hereby generally Mgmt For For
and unconditionally authorised,
in accordance with section 551 of the Act,
in substitution for all subsisting authorities,
to exercise all powers of the company to allot
shares in the company and to grant rights
to subscribe for or convert any security
into shares in the company up to an aggregate
nominal amount of GBP 432,263,373, and so
that the Directors may impose any limits or
make such exclusions or other arrangements
as they consider expedient in relation to
treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems under the laws of, or the requirements
of any relevant regulatory body or stock
exchange in any territory, or CONTD
CONT CONTD any matter whatsoever, which authority Non-Voting No vote
shall expire at the end of the next Annual
General Meeting of the company to be held in
2012 or, if earlier, on 30th June 2012 (unless
previously revoked or varied by the company
in general meeting)save that under such
authority the company may, before such expiry,
make an offer or agreement which would or might
require shares to be allotted or rights to
subscribe for or convert securities into shares
to be granted after such expiry and the Directors
may allot shares or grant rights to subscribe
for or convert any security into shares in
pursuance of such an offer or agreement as
if the relevant authority conferred hereby
had not expired
22 That subject to resolution 21 being passed, Mgmt For For
in substitution for all subsisting
authorities, the Directors be and are hereby
empowered to allot equity securities (as
defined in the Act) for cash pursuant to the
authority conferred on the Directors by resolution
21 and/or where such allotment constitutes
an allotment of equity securities under section
560(3) of the Act, free of the restrictions
in section 561(1) of the Act, provided that
this power shall be limited: (a) to the
allotment of equity securities in connection
with an offer or issue of equity securities:
(i) to ordinary shareholders in proportion
(as nearly as may be practicable) to their
existing holdings; and (ii) to holders
of other equity securities, as required
by the rights of CONTD
CONT CONTD those securities or as the Board otherwise Non-Voting No vote
considers necessary, but so that the Directors
may impose any limits or make such exclusions
or other arrangements as they consider
expedient in relation to treasury shares,
fractional entitlements, record dates,
legal, regulatory or practical problems
under the laws of, or the requirements of any
relevant regulatory body or stock exchange,
in any territory, or any matter whatsoever;
and (b) to the allotment (otherwise than
pursuant to sub-paragraph (a) above) of
equity securities up to an aggregate nominal
amount of GBP 64,845,990, and shall expire
at the end of the next Annual General Meeting
of the company to be held in 2012 CONTD
CONT CONTD (or, if earlier, at the close of business Non-Voting No vote
on 30th June 2012) save that the company may,
before such expiry, make an offer or agreement
which would or might require equity securities
to be allotted after such expiry and the
Directors may allot equity securities in pursuance
of such an offer or agreement as if
the power conferred hereby had not expired
23 That the company be and is hereby generally Mgmt For For
and unconditionally authorised for the purposes
of section 701 of the Act to make market purchases
(within the meaning of section 693(4) of
the Act) of its own Ordinary shares of 25
pence each provided that: (a) the maximum
number of Ordinary shares hereby authorised
to be purchased is 518,767,924; (b) the minimum
price, exclusive of expenses, which may be
paid for each Ordinary share is 25 pence; (c)
the maximum price, exclusive of expenses,
which may be paid for each Ordinary share
shall be the higher of (i) an amount equal
to 5% above the average market value for
the company's Ordinary shares for the five
business days immediately preceding the
day on which the Ordinary share is contracted
to be purchased; and CONTD
CONT CONTD (ii) the higher of the price of the last Non-Voting No vote
independent trade and the highest current
independent bid on the London Stock Exchange
Official List at the time the purchase is carried
out; and (d) the authority conferred by this
resolution shall, unless renewed prior to such
time, expire at the end of the next Annual
General Meeting of the company to be held in
2012 or, if earlier, on 30th June 2012 (provided
that the company may, before such expiry, enter
into a contract for the purchase of Ordinary
shares, which would or might be completed
wholly or partly after such expiry and the
company may purchase Ordinary shares pursuant
to any such contract under this authority)
24 That: (a) in accordance with section 506 of Mgmt For For
the Act, the name of the person who signs
the Auditors reports to the company's members
on the annual accounts and auditable
reports of the company for the year ending
31st December 2011 as senior statutory
auditor (as defined in section 504 of the
Act) for and on behalf of the company's Auditors,
should not be stated in published copies
of the reports (such publication being as defined
in section 505 of the Act) and the copy of
the reports to be delivered to the registrar
of companies under Chapter 10 of Part 15of
the Act; and CONTD
CONT CONTD (b) the company considers on reasonable Non-Voting No vote
grounds that statement of the name of the
senior statutory auditor would create or be
likely to create a serious risk that the
senior statutory auditor, or any other person,
would be subject to violence or intimidation
25 That a general meeting of the company other Mgmt For For
than an Annual General Meeting may be called
on not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 702623150
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: AGM
Meeting Date: 02-Nov-2010
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of financial statements Mgmt For For
2 Resolved that KPMG Inc. was appointed, in place Mgmt For For
of PricewaterhouseCoopers Inc., with effect
from 20100701, by the Board of Directors to
fill a casual vacancy in terms of section 273
of the Companies Act, subject to the approval
by the shareholders
3 Re-election of Dr. MA Ramphele as a Director Mgmt For For
4 Re-election of Mr. PA Schmidt as a Director Mgmt For For
5 Re-election of Mr. RL Pennant-Rea as a Director Mgmt For For
6 Re-election of Mr. DMJ Ncube as a Director Mgmt For For
7 Placement of ordinary shares under the control Mgmt For For
of the Directors
8 Placement of non-convertible redeemable preference Mgmt For For
shares under the control of the Directors
9 Issuing equity securities for cash Mgmt For For
10 Termination of the awarding of rights to Non-Executive Mgmt For For
Directors under The Gold Fields Limited
2005 Non-executive share plan
11 Increase of non-executive Directors' fees Mgmt For For
S.1 Acquisition of Company's own shares Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITORS NAME IN RESOLUTION 2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 702643265
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: OGM
Meeting Date: 02-Nov-2010
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Allotment and issue of ESOP Shares to Thusano Mgmt For For
Share Trust
O.2 Allotment and issue of Invictus Transformation Mgmt For For
Shares to Invictus
O.3 Allotment and issue of the South Deep Community Mgmt For For
Trust Transformation Shares to the South Deep
Community Trust
S.1 Granting of financial assistance by Gold Fields Mgmt For For
and GFIMSA
O.4 Authority to give effect to the above resolutions Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 702930353
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 815858 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART Non-Voting No vote
A RESOLUTIONS IF THE COMPANIES ACT 71 OF 2008,
AS AMENDED ("2008 ACT") HAS TAKEN EFFECT PRIOR
TO OR ON THE DATE OF THE MEETING
O.1 Re-appointment of KPMG Inc. as the auditors Mgmt For For
O.2 Election of director: Mr MS Moloko Mgmt For For
O.3 Re-election of director: Mr K Ansah Mgmt For For
O.4 Re-election of director: Mr DN Murray Mgmt For For
O.5 Re-election of director: Ms GM Wilson Mgmt For For
O.6 Election of the Audit Committee - Election of Mgmt For For
Ms GM Wilson (Chair)
O.7 Election of the Audit Committee - Election of Mgmt For For
Mr RP Menell
O.8 Election of the Audit Committee - Election of Mgmt For For
Mr DMJ Ncube
O.9 Election of the Audit Committee - Election of Mgmt For For
Mr RL Pennant-Rea
O.10 Approval for the issue of authorised but unissued Mgmt For For
ordinary shares
O.11 Approval for the issue of authorised but unissued Mgmt For For
non-convertible redeemable preference shares
O.12 Issuing equity securities for cash Mgmt For For
O.13 Endorsement of the Remuneration Policy Mgmt For For
S.1 Increase of Audit Committee non-executive directors' Mgmt For For
fees
S.2 Acquisition of company's own shares Mgmt For For
CMMT PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART Non-Voting No vote
B RESOLUTIONS IF THE COMPANIES ACT, 81 OF 1973,
AS AMENDED ("1973 ACT") IS STILL IN EFFECT
AS AT THE DATE OF THE MEETING
O.1 Adoption of the financial statements Mgmt For For
O.2 Re-appointment of KPMG Inc. as the auditors Mgmt For For
O.3 Election of director: Mr MS Moloko Mgmt For For
O.4 Re-election of director: Mr K Ansah Mgmt For For
O.5 Re-election of director: Mr DN Murray Mgmt For For
O.6 Re-election of director: Ms GM Wilson Mgmt For For
O.7 Placement of Unissued ordinary shares under Mgmt For For
the control of the directors
O.8 Placement of non-convertible redeemable preference Mgmt For For
shares under the control of the directors
O.9 Issuing equity securities for cash Mgmt For For
O.10 Increase of Audit Committee non-executive directors' Mgmt For For
fees
S.1 Acquisition of company's own shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LTD NEW Agenda Number: 703077102
--------------------------------------------------------------------------------------------------------------------------
Security: S31755101
Meeting Type: OGM
Meeting Date: 20-Jun-2011
Ticker:
ISIN: ZAE000018123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Financial assistance in terms of section 45 Mgmt For For
of the Act
O.1 Approval for the proposed acquisition Mgmt For For
O.2 Authority to give effect to the above Resolutions Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC NEW Agenda Number: 702930947
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: MIX
Meeting Date: 18-May-2011
Ticker:
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"c, d, e" AND 'IN FAVOR' OR 'ABSTAIN' ONLY
FOR RESOLUTION NUMBERS "a.1 TO a.10
AND b". THANK YOU.
A.1 In respect of the election of following director: Mgmt For For
Ian W. Telfer
A.2 In respect of the election of following director: Mgmt For For
Douglas M. Holtby
A.3 In respect of the election of following director: Mgmt For For
Charles A. Jeannes
A.4 In respect of the election of following director: Mgmt For For
John P. Bell
A.5 In respect of the election of following director: Mgmt For For
Lawrence I. Bell
A.6 In respect of the election of following director: Mgmt For For
Beverley A. Briscoe
A.7 In respect of the election of following director: Mgmt For For
Peter J. Dey
A.8 In respect of the election of following director: Mgmt For For
P. Randy Reifel
A.9 In respect of the election of following director: Mgmt For For
A. Dan Rovig
A.10 In respect of the election of following director: Mgmt For For
Kenneth F. Williamson
B In respect of the appointment of Deloitte & Mgmt For For
Touche LLP, Chartered Accountants,
as Auditors of the Company and authorizing
the Directors to fix their remuneration
C A resolution approving an amended and restated Mgmt For For
stock option plan for the Company
D A resolution amending the articles of the Company Mgmt For For
to increase the maximum number of Directors
from 10 to 12
E PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Be it resolved: Pursuant to Goldcorp's
own Human Rights Assessment, the company halt
all land acquisitions, exploration activities,
mine expansion projects, or conversion of
exploration to exploitation licenses, until
it complies with international law; the Board
of Directors require that Goldcorp's Human
Rights Assessment be made easily available
on Goldcorp's main web site; the Board of Directors
announce its commitment to voluntarily implement
recommendations of international
human rights bodies; the company suspend operations
at the Marlin mine in accordance with
the recommendations of the Inter-American
Commission on Human Rights
F Voted on such other business as may properly Mgmt Abstain For
come before the Meeting or any adjournment
thereof
--------------------------------------------------------------------------------------------------------------------------
HANA FINANCIAL GROUP INC, SEOUL Agenda Number: 702834739
--------------------------------------------------------------------------------------------------------------------------
Security: Y29975102
Meeting Type: AGM
Meeting Date: 25-Mar-2011
Ticker:
ISIN: KR7086790003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Approval of proposed disposition of retained Mgmt For For
earning
3 Amendment of the article of incorporation Mgmt For For
4.1 Election of inside directors (5 executive directors, Mgmt For For
6 outside directors): Seung Yoo Kim, Jong
Yul Kim, Jung Tse Kim, Ji Wan Kim, Yong Ro
Yoon, Hae Wang Jung, Jung Nam Cho, Byung Taek
Yoo, Ku Tae Lee, Kyung Sub Kim, Young Rok Jung
4.2 Election of audit committee members as outside Mgmt For For
directors (4 audit committee members): Kyung
Sub Kim, Hae Wang Jung, Kyung Kyu Choi, Young
Rok Jung
5 Approval of remuneration limit of directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG GROUP LTD Agenda Number: 702628871
--------------------------------------------------------------------------------------------------------------------------
Security: Y30148111
Meeting Type: AGM
Meeting Date: 20-Oct-2010
Ticker:
ISIN: HK0010000088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 730795 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100916/LTN20100916296.pdf
1. To receive the audited financial statements Mgmt For For
and reports of the Directors and Auditors for
the Year ended 30 JUN 2010
2. To declare a final dividend Mgmt For For
3.a To re-elect Dr. Hon Kwan Cheng as a Director Mgmt For For
3.b To re-elect Mr. Simon Sik On Ip as a Director Mgmt For For
3.c To re-elect Mr. Philip Nan Lok Chen as a Director Mgmt For For
3.d To re-elect Mr. William Pak Yau Ko as a Director Mgmt For For
3.e To re-elect Mr. Hau Cheong Ho as a Director Mgmt For For
3.f To authorize the Board of Directors to fix Directors' Mgmt For For
fees
4. To re-appoint KPMG as Auditors of the Company Mgmt For For
and authorize the Directors to fix Auditors'
remuneration
5. To give general mandate to Directors to purchase Mgmt For For
the Company's shares
6. To give general mandate to Directors to issue Mgmt Against Against
additional shares
7. To approve the addition of repurchased shares Mgmt Against Against
to be included under the general mandate in
resolution No. 6
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG PPTYS LTD Agenda Number: 702606798
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 20-Oct-2010
Ticker:
ISIN: HK0101000591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100916/LTN20100916237.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 Receive the audited financial statements and Mgmt For For
reports of the Directors and Auditors for
the YE 30 JUN 2010
2 Declare a final dividend Mgmt For For
3.A Re-elect Mr. Dominic Chiu Fai Ho as a Director Mgmt For For
3.B Re-elect Mr. Ronnie Chichung Chan as a Director Mgmt For For
3.C Re-elect Mr. Philip Nan Lok Chen as a Director Mgmt For For
3.D Re-elect Mr. William Pak Yau Ko as a Director Mgmt For For
3.E Re-elect Mr. Henry Tze Yin Yiu as a Director Mgmt For For
3.F Authorize the Board of Directors to fix Directors' Mgmt For For
fees
4 Re-appoint KPMG as the Auditors of the Company Mgmt For For
and authorize the Directors to fix Auditors'
remuneration
5 Authorize the Directors to purchase the Company's Mgmt For For
shares
6 Authorize the Directors to issue additional Mgmt Against Against
shares
7 Approve the addition of repurchased shares to Mgmt Against Against
be included under the general mandate in
Resolution no. 6
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG PPTYS LTD Agenda Number: 702628883
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 20-Oct-2010
Ticker:
ISIN: HK0101000591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 730796 DUE TO ADDITIONAL RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100916/LTN20100916237.pdf
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1. Receive the audited financial statements and Mgmt For For
reports of the Directors and Auditors for the
YE 30 JUN 2010
2. Declare a final dividend Mgmt For For
3.A Re-elect Mr. Dominic Chiu Fai Ho as a Director Mgmt For For
3.B Re-elect Mr. Ronnie Chichung Chan as a Director Mgmt For For
3.C Re-elect Mr. Philip Nan Lok Chen as a Director Mgmt For For
3.D Re-elect Mr. William Pak Yau Ko as a Director Mgmt For For
3.E Re-elect Mr. Henry Tze Yin Yiu as a Director Mgmt For For
3.F Re-elect Mr. Hau Cheong Ho as a Director Mgmt For For
3.G Authorize the Board of Directors to fix Directors' Mgmt For For
fees
4. Re-appoint KPMG as the Auditors of the Company Mgmt For For
and authorize the Directors to fix Auditors'
remuneration
5. Authorize the Directors to purchase the Company's Mgmt For For
shares
6. Authorize the Directors to issue additional Mgmt Against Against
shares
7. Approve the addition of repurchased shares to Mgmt Against Against
be included under the general mandate in Resolution
no. 6
--------------------------------------------------------------------------------------------------------------------------
HEINEKEN NV Agenda Number: 702830818
--------------------------------------------------------------------------------------------------------------------------
Security: N39427211
Meeting Type: AGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: NL0000009165
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
0 Opening Non-Voting No vote
1a Report for the financial year 2010 Non-Voting No vote
1b Adoption of the financial statements for the Mgmt For For
financial year 2010
1c Decision on the appropriation of the balance Mgmt For For
of the income statement in accordance
with Article 12 paragraph 7 of the Company's
Articles of Association
1d Discharge of the members of the Executive Board Mgmt For For
1e Discharge of the members of the Supervisory Mgmt For For
Board
2a Authorisation of the Executive Board to acquire Mgmt For For
own shares
2b Authorisation of the Executive Board to issue Mgmt For For
(rights to) shares
2c Authorisation of the Executive Board to restrict Mgmt For For
or exclude shareholders' pre-emptive rights
3 Amendments to the Articles of Association Mgmt For For
4a Adjustments to the remuneration policy for the Mgmt Against Against
Executive Board
4b Related amendment to the long-term incentive Mgmt Against Against
for the Executive Board
4c Related amendment to the short-term incentive Mgmt Against Against
for the Executive Board
5 Remuneration Supervisory Board Mgmt For For
6 Composition Executive Board (non-binding nomination): Mgmt For For
Re-appointment of Mr. D.R. Hooft Graafland
as member of the Executive Board
7 Composition Supervisory Board (non-binding nomination): Mgmt For For
Re-appointment of Mr. M.R. de Carvalho as member
of the Supervisory Board
0 Closing Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT CO LTD Agenda Number: 702965623
--------------------------------------------------------------------------------------------------------------------------
Security: Y31476107
Meeting Type: AGM
Meeting Date: 09-Jun-2011
Ticker:
ISIN: HK0012000102
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110415/LTN20110415071.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To receive and consider the Audited Accounts Mgmt For For
and the Reports of the Directors and Auditor
for the year ended 31 December 2010
2 To declare a Final Dividend Mgmt For For
3.a.1 To re-elect Mr. Wong Ho Ming, Augustine as director Mgmt Against Against
3.a.2 To re-elect Mr. Lee Ka Kit as director Mgmt For For
3.a.3 To re-elect Mr. Lee Ka Shing as director Mgmt For For
3.a.4 To re-elect Mr. Suen Kwok Lam as director Mgmt For For
3.a.5 To re-elect Mr. Kwok Ping Ho, Patrick as director Mgmt For For
3.a.6 To re-elect Mrs. Lee Pui Ling, Angelina as director Mgmt For For
3.a.7 To re-elect Mr. Wu King Cheong as director Mgmt For For
3.b To approve the Remuneration Committee Members' Mgmt For For
remuneration
4 To re-appoint Auditor and authorise the Directors Mgmt For For
to fix Auditor's remuneration
5.A To approve the Ordinary Resolution in item 5 Mgmt For For
of the Notice of Annual General Meeting :
To give a general mandate to the Directors
to repurchase shares
5.B To approve the Ordinary Resolution in item 5 Mgmt Against Against
of the Notice of Annual General Meeting :
To give a general mandate to the Directors
to allot new shares
5.C To approve the Ordinary Resolution in item 5 Mgmt Against Against
of the Notice of Annual General Meeting :
To authorise the Directors to allot new shares
equal to the aggregate nominal amount
of share capital purchased by the Company
6 To amend the Articles of Association of the Mgmt For For
Company in the manner as set out in item 6
of the Notice of Annual General Meeting
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HENKEL AG & CO. KGAA, DUESSELDORF Agenda Number: 702805283
--------------------------------------------------------------------------------------------------------------------------
Security: D32051126
Meeting Type: AGM
Meeting Date: 11-Apr-2011
Ticker:
ISIN: DE0006048432
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD.
THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 21 MAR 11 , WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 Non-Voting No vote
MAR 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING.
1. Presentation of the annual financial statements Non-Voting No vote
and the consolidated financial statements as
endorsed by the supervisory board and of the
management reports relating to Henkel Ag Co
KGAA and TEH Group and the presentation of
the corporate governance.and remuneration reports,
of the information required according to clause
289 (4), clause 315 (4), clause 289 (5) and
clause 315 (2) German commercial code (HGB)
end of the report to the supervisory board
for fiscal 2010. resolution to approve the
annual.financial statements of Henkel Ag Co
KGAA for fiscal 2010
2. Resolution for the appropriation of profit Non-Voting No vote
3. Resolution to approve and ratify the actions Non-Voting No vote
of the personally liable partner
4. Resolution to approve and ratify the actions Non-Voting No vote
of the supervisory board
5. Resolution to approve and ratify the actions Non-Voting No vote
of the shareholders committee
6. Appointment of auditors for the 2011 financial Non-Voting No vote
year: KPMG AG, Berlin
7. Election of Norbert Reithofer to the shareholders' Non-Voting No vote
committee
8. Approval of an amendment to the existing control Non-Voting No vote
and profit transfer agreements with the company's
wholly-owned subsidiaries: a) CHEMPHAR Handels-+Exportgesellschaft
mbH, b) Clynol GmbH, c) Hans Schwarzkopf +
Henkel GmbH, d) Henkel Erste Verwaltungsgesellschaft
mbH, e) Henkel Loctite KID GmbH, f) Henkel
Management AG, g) Henkel Wasch- und Reinigungsmittel
GmbH, h) Indola GmbH, and i) Schwarzkopf +
Henkel GmbH
--------------------------------------------------------------------------------------------------------------------------
HOCHTIEF AG, ESSEN Agenda Number: 702894292
--------------------------------------------------------------------------------------------------------------------------
Security: D33134103
Meeting Type: AGM
Meeting Date: 12-May-2011
Ticker:
ISIN: DE0006070006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 21.04.2011, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN THE BALLOT
ON PROXYEDGE.
1. Presentation of the adopted annual financial Non-Voting No vote
statements of HOCHTIEF Aktiengesellschaft and
the approved consolidated financial statements
as of December 31, 2010, the combined management
report of HOCHTIEF Aktiengesellschaft and the
Group, the report of the Supervisory Board
for the 2010 fiscal year as well as the explanatory
report by the Executive Board on the disclosures
pursuant to Sections 289 (4), 289 (5), 315
(4) and 315 (2) 5 of the German Commercial
Code (HGB)
2. Use of the unappropriated net profit Mgmt For For
3. Ratification of the Executive Board members Mgmt For For
4. Ratification of the Supervisory Board members Mgmt For For
5. Resolution on the approval of the compensation Mgmt For For
system of the Executive Board members
6. Appointment of the auditor and Group auditor Mgmt For For
7. Authorization of the company to acquire treasury Mgmt For For
shares also under exclusion of a right to sell
shares and to use these also under exclusion
of the shareholders' statutory subscription
rights, and authorization to redeem treasury
shares acquired and to reduce the company's
share capital and to cancel any existing authorization
8. Authorization to issue warrant-linked and convertible Mgmt For For
bonds, profit participation rights or participating
bonds or a combination of these instruments
and to exclude subscription rights for these
warrant-linked and convertible bonds, profit
participation rights or participating bonds
or a combination of these instruments together
with the simultaneous creation of conditional
capital and an amendment to the Articles of
Association
9. Resolution on the creation of authorized capital Mgmt For For
and the relevant amendments to the Articles
of Association
10.a Supervisory Board elections: Yousuf Al Hammadi Mgmt Against Against
10.b Supervisory Board elections: Angel Garc a Altozano Mgmt Against Against
10.c Supervisory Board elections: Detlev Bremkamp Mgmt Against Against
10.d Supervisory Board elections: Professor Dr.-Ing. Mgmt Against Against
Dr.-Ing. E.h. Hans-Peter Keitel
10.e Supervisory Board elections: Professor Dr. jur. Mgmt For For
Dr.-Ing. E.h. Heinrich v. Pierer
10.f Supervisory Board elections: Professor Dr. rer. Mgmt For For
nat. Dipl.-Chem. Wilhelm Simson
10.g Supervisory Board elections: Marcelino Fernandez Mgmt Against Against
Verdes
10.h Supervisory Board elections: Manfred Wennemer Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES & CLEARING LTD Agenda Number: 702919638
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110316/LTN20110316321.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive the Audited Accounts for the year Mgmt For For
ended 31 December 2010 together with the Reports
of the Directors and Auditor thereon
2 To declare a final dividend of HKD 2.31 per Mgmt For For
share
3.a To elect Dr Kwok Chi Piu, Bill as Director Mgmt For For
3.b To elect Mr Lee Kwan Ho, Vincent Marshall as Mgmt Against Against
Director
4 To re-appoint PricewaterhouseCoopers as Auditor Mgmt For For
and to authorise the Directors to
fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of Hkex, not exceeding
10% of the issued share capital of Hkex as
at the date of this Resolution
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of Hkex, not exceeding 10% (5% where
the shares are to be allotted for cash) of
the issued share capital of Hkex as at the
date of this Resolution, and the discount for
any shares to be issued shall not exceed 5%
7.a To approve the remuneration of HKD 550,000 and Mgmt For For
HKD 385,000 per annum be payable to the
Chairman and each of the other non-executive
Directors respectively
7.b To approve, in addition to the attendance fee Mgmt For For
of HKD 2,500 per meeting, the remuneration
of HKD 100,000 and HKD 70,000 per annum be
payable to the chairman and each of
the other members (excluding executive Director)
of certain Board committees respectively
8 To approve the amendments to the Articles of Mgmt For For
Association relating to Hkex's corporate
communications
9 To approve the amendments to the Articles of Mgmt For For
Association relating to the notice period
for shareholders' nomination of Directors
10 To approve the amendments to the Articles of Mgmt For For
Association relating to minor housekeeping
amendments
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 2.IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 703029252
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. Non-Voting No vote
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY,
YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
1 To discuss the 2010 results and other matter Non-Voting No vote
of interest
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 702962259
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 27-May-2011
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts for 2010 Mgmt For For
2 To approve the directors' remuneration report Mgmt For For
for 2010
3.a To re-elect S A Catz a director Mgmt For For
3.b To re-elect L M L Cha a director Mgmt For For
3.c To re-elect M K T Cheung a director Mgmt For For
3.d To re-elect J D Coombe a director Mgmt For For
3.e To re-elect R A Fairhead a director Mgmt For For
3.f To re-elect D J Flint a director Mgmt For For
3.g To re-elect A A Flockhart a director Mgmt For For
3.h To re-elect S T Gulliver a director Mgmt For For
3.i To re-elect J W J Hughes-Hallett a director Mgmt For For
3.j To re-elect W S H Laidlaw a director Mgmt For For
3.k To re-elect J R Lomax a director Mgmt For For
3.l To re-elect I J Mackay a director Mgmt For For
3.m To re-elect G Morgan a director Mgmt For For
3.n To re-elect N R N Murthy a director Mgmt For For
3.o To re-elect Sir Simon Robertson a director Mgmt For For
3.p To re-elect J L Thornton a director Mgmt For For
3.q To re-elect Sir Brian Williamson a director Mgmt For For
4 To reappoint the auditor at remuneration to Mgmt For For
be determined by the group audit committee
5 To authorise the directors to allot shares Mgmt For For
6 To disapply pre-emption rights Mgmt For For
7 To approve the HSBC share plan 2011 Mgmt For For
8 To approve fees payable to non-executive directors Mgmt For For
9 To approve general meetings (other than annual Mgmt For For
general meetings) being called on 14 clear
days' notice
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 933333192
--------------------------------------------------------------------------------------------------------------------------
Security: 452553308
Meeting Type: Annual
Meeting Date: 19-Oct-2010
Ticker: IMPUY
ISIN: US4525533083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Mgmt For
FOR THE YEAR ENDED JUNE 30, 2010.
02 TO CONSIDER AND APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For
WITH JP VAN STADEN AS THE DESIGNATED PARTNER,
AS THE EXTERNAL AUDITORS UNTIL THE NEXT ANNUAL
MEETING.
03 TO ELECT DIRECTORS IN PLACE OF THOSE RETIRING Mgmt For
IN TERMS OF THE ARTICLES OF ASSOCIATION
3A RE-APPOINTMENT: TO RE-ELECT MR JM MCMAHON AS Mgmt For
A DIRECTOR
3B NEW-APPOINTMENT: TO APPOINT MR PA DUNNE AS A Mgmt For
DIRECTOR
3C NEW-APPOINTMENT: TO APPOINT MR TP GOODLACE AS Mgmt For
A DIRECTOR
3D NEW-APPOINTMENT: TO APPOINT M POOE AS A DIRECTOR Mgmt For
04 TO DETERMINE THE REMUNERATION OF THE DIRECTORS. Mgmt For
05 CONTROL OF UNISSUED CAPITAL: TO PLACE 5% OF Mgmt For
THE ISSUED SHARE CAPITAL UNDER THE CONTROL
OF THE DIRECTORS.
06 SPECIAL BUSINESS: SHARE BUY-BACK Mgmt For
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOB GROUP PLC Agenda Number: 702732721
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 02-Feb-2011
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and Accounts Mgmt For For
2 Directors Remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To re-elect Dr. K.M. Burnett Mgmt For For
5 To re-elect Mrs. A.J. Cooper Mgmt For For
6 To re-elect Mr. R. Dyrbus Mgmt For For
7 To re-elect Mr. M.H.C. Herlihy Mgmt For For
8 To re-elect Dr. P.H. Jungels Mgmt For For
9 To re-elect Ms. S.E. Murray Mgmt For For
10 To re-elect Mr. I.J.G Napier Mgmt For For
11 To re-elect Mr. B. Setrakian Mgmt For For
12 To re-elect Mr. M.D. Williamson Mgmt For For
13 Reappointment of Auditors Mgmt For For
14 Remuneration of Auditors Mgmt For For
15 Donations to political organisations Mgmt For For
16 Sharesave plan renewal Mgmt For For
17 Authority to allot securities Mgmt For For
18 Disapplication of pre emption rights Mgmt For For
19 Purchase of own shares Mgmt For For
20 Notice period for general meetings Mgmt For For
21 Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INCITEC PIVOT LTD Agenda Number: 702711830
--------------------------------------------------------------------------------------------------------------------------
Security: Q4887E101
Meeting Type: AGM
Meeting Date: 21-Dec-2010
Ticker:
ISIN: AU000000IPL1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY
THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT
TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (4 ), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S
AND YOU COMPLY WITH THE VOTING EXCLUSION.
1 To re-elect Mr. Paul Brasher as a Director Mgmt For For
2 To re-elect Mr. Allan McCallum as a Director Mgmt For For
3 To re-elect Mr. John Marlay as a Director Mgmt For For
4 Approval of issue to Managing Director, Mr. Mgmt For For
James Fazzino, under the Incitec Pivot Performance
Rights Plan
5 That the Company's Constitution be amended Mgmt For For
6 To adopt the Remuneration Report for the Company Mgmt For For
for the year ended 30 September 2010
(Vote on this resolution is advisory only)
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 702563316
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: CLS
Meeting Date: 21-Sep-2010
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100729/LTN201007291043.pdf
S.1.1 Approve the types and nominal value of securities Mgmt For For
to be issued
S.1.2 Approve the proportion and number of Shares Mgmt For For
to be issued
S.1.3 Approve the subscription Price and the basis Mgmt For For
for price determination
S.1.4 Approve the target subscribers for the Rights Mgmt For For
Issue
S.1.5 Approve the amount and use of proceeds Mgmt For For
S.1.6 Approve the effective period of the resolutions Mgmt For For
S.1.7 Authorize the Rights Issue Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING DATE FROM 15 SEP TO 21 SEP 2010.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 702600380
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: EGM
Meeting Date: 21-Sep-2010
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 737137 DUE TO DUE TO ADDITION OF RESOLUTION
ALONG WITH CHANGE IN MEETING DATE. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN20100907631.pdf
http://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN20100907617.pdf
s.1.1 Approve the types and nominal value of securities Mgmt For For
to be issued on the proposed rights issue of
A Shares and H Shares by the Bank
s.1.2 Approve the proportion and number of Shares Mgmt For For
to be issued on the proposed rights issue of
A Shares and H Shares by the Bank
s.1.3 Approve the subscription Price and the basis Mgmt For For
for price determination on the proposed rights
issue of A Shares and H Shares by the Bank
s.1.4 Approve the target subscribers for the Rights Mgmt For For
Issue on the proposed rights issue of A Shares
and H Shares by the Bank
s.1.5 Approve the amount and use of proceeds on the Mgmt For For
proposed rights issue of A Shares and H Shares
by the Bank
s.1.6 Approve the effective period of the resolutions Mgmt For For
on the proposed rights issue of A Shares and
H Shares by the Bank
s.1.7 Approve the authorization for the rights issue Mgmt For For
on the proposed rights issue of A Shares and
H Shares by the Bank
2 Approve the arrangements for the accumulated Mgmt For For
undistributed profits of the Bank prior to
the completion of the rights issue of A Shares
and H Shares
3 Approve the feasibility analysis report on use Mgmt For For
of proceeds from the rights issue of A Shares
and H Shares as specified in Appendix 1 to
the circular of the Bank dated 29 JUL 2010
4 Approve the report on utilization of proceeds Mgmt For For
from previous issuances as set out in Appendix
2 to the circular of the Bank dated 29 JUL
2010
5 Approve the payment of remuneration to Directors Mgmt For For
and Supervisors for 2009
6 Election of Mr. Xu Shanda as an Independent Mgmt For For
Non-Executive Director
7 Appointment of Mr. Li Xiaopeng as an Executive Mgmt For For
Director of the Bank
8 Approve and consider the Report of Industrial Mgmt For For
and Commercial Bank of China Limited on Utilization
of Proceeds from Previous Issuance [A Share
Convertible Corporate Bonds] as set out in
Appendix 1 to the supplemental circular of
the Bank dated 7 SEP 2010
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Agenda Number: 703090910
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV10686
Meeting Type: AGM
Meeting Date: 31-May-2011
Ticker:
ISIN: CNE1000003G1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 832685 DUE TO ADDITION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN20110412644.pdf
AND http://www.hkexnews.hk/listedco/listconews/sehk/20110427/LTN20110427957.pdf
AND http://www.hkexnews.hk/listedco/listconews/sehk/20110519/LTN20110519353.pdf
1 To consider and approve the 2010 Work Report Mgmt For For
of the Board of Directors of the Bank
2 To consider and approve the 2010 Work Report Mgmt For For
of the Board of Supervisors of the Bank
3 To consider and approve the Bank's 2010 audited Mgmt For For
accounts
4 To consider and approve the Bank's 2010 profit Mgmt For For
distribution plan
5 To consider and approve the proposal on the Mgmt For For
purchase of office premises by the Shanghai
Branch
6 To consider and approve the Bank's 2011 fixed Mgmt For For
assets investment budget
7 To consider and approve the re-appointment of Mgmt For For
Ernst & Young and Ernst & Young Hua Ming as
external auditors of the Bank for 2011 for
the term from the passing of this resolution
until the conclusion of the next annual general
meeting and to fix the aggregate audit fees
for 2011 at RMB 159.60 million
8 To consider and appoint Mr. Zhao Lin as a shareholder Mgmt For For
supervisor of the Bank
9 To consider and approve the payment of remuneration Mgmt For For
to directors and supervisors of the bank for
2010
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N V / ING BK N V / ING VERZEKERINGEN N V Agenda Number: 702639090
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: EGM
Meeting Date: 24-Nov-2010
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE
CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE.
THANK YOU
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening and announcements Non-Voting No vote
2 Activities of stichting ing aandelen in 2009 Non-Voting No vote
and 2010 (till present)
3 Any other business and closure Non-Voting No vote
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN MEETING TYPE FROM AGM TO EGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N V / ING BK N V / ING VERZEKERINGEN N V Agenda Number: 702857472
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E413
Meeting Type: AGM
Meeting Date: 09-May-2011
Ticker:
ISIN: NL0000303600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 790296 DUE TO DELETION OF A RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED WITH THIS
MEETING. THANK YOU
1 Opening remarks and announcements Non-Voting No vote
2.A Report of the Executive Board for 2010 Non-Voting No vote
2.B Report of the Supervisory Board for 2010 Non-Voting No vote
2.C Annual Accounts for 2010 Mgmt For For
3 Profit retention and distribution policy Non-Voting No vote
4.A Remuneration report Non-Voting No vote
4.B Remuneration policy for members of the Executive Mgmt Against Against
Board
5.A Corporate Governance Non-Voting No vote
5.B Amendment Articles of Association A Mgmt For For
5.C Amendment Articles of Association B Mgmt For For
6 Corporate Responsibility Non-Voting No vote
7.A Discharge of the members of the Executive Board Mgmt For For
in respect of the duties performed during the
year 2010
7.B Discharge of the members of the Supervisory Mgmt For For
Board in respect of the duties performed during
the year 2010
8 Composition of the Executive Board: Reappointment Mgmt For For
of Koos Timmermans
9.A Composition of the Supervisory Board: Reappointment Mgmt For For
of Peter Elverding
9.B Composition of the Supervisory Board: Reappointment Mgmt For For
of Henk Breukink
9.C Composition of the Supervisory Board: Appointment Mgmt For For
of Sjoerd van Keulen
9.D Composition of the Supervisory Board: Appointment Mgmt For For
of Joost Kuiper
9.E Composition of the Supervisory Board: Appointment Mgmt For For
of Luc Vandewalle
10.A Authorization to issue ordinary shares with Mgmt For For
or without pre-emptive rights
10.B Authorization to issue ordinary shares with Mgmt For For
or without pre-emptive rights in connection
with a merger, takeover of a business or a
company, or for the safeguard or conservation
of the Company's capital position
11.A Authorization to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital
11.B Authorization to acquire ordinary shares or Mgmt For For
depositary receipts for ordinary shares in
the Company's own capital in connection with
a major capital restructuring
12 Any other business and conclusion Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
INPEX CORPORATION Agenda Number: 703156934
--------------------------------------------------------------------------------------------------------------------------
Security: J2467E101
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3294460005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt Against Against
2.3 Appoint a Corporate Auditor Mgmt Against Against
2.4 Appoint a Corporate Auditor Mgmt Against Against
2.5 Appoint a Corporate Auditor Mgmt Against Against
3. Approve Payment of Bonuses to Corporate Officers Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA Agenda Number: 702903914
--------------------------------------------------------------------------------------------------------------------------
Security: P5968U113
Meeting Type: AGM
Meeting Date: 25-Apr-2011
Ticker:
ISIN: BRITUBACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting No vote
CAN VOTE ON ITEM 3 ONLY. THANK YOU.
1 Accept Financial Statements and Statutory Reports Non-Voting No vote
for Fiscal Year Ended Dec. 31, 2010
2 Approve Allocation of Income and Dividends Non-Voting No vote
3 Elect Directors and Fiscal Council Members Mgmt For For
4 Approve Remuneration of Executive Officers, Non-Voting No vote
Non-Executive Directors, and Fiscal Council
Members
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT A
CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/
OR ABSTAIN ARE ALLOWED. THANK YOU
PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION Non-Voting No vote
OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 703140955
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Adopt Reduction of Liability Mgmt For For
System for All Directors and All Auditors
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
3.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JFE HOLDINGS,INC. Agenda Number: 703112730
--------------------------------------------------------------------------------------------------------------------------
Security: J2817M100
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3386030005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Approve Payment of Bonuses to Corporate Officers Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
4. Appoint a Corporate Auditor Mgmt Against Against
5. Appoint a Substitute Corporate Auditor Mgmt For For
6. Approve Continuance of the Policy Regarding Mgmt Against Against
Large-scale Purchases of the Company's Shares
--------------------------------------------------------------------------------------------------------------------------
JS GROUP CORPORATION Agenda Number: 703132643
--------------------------------------------------------------------------------------------------------------------------
Security: J2855M103
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3626800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Amend Articles to: Change the corporate governance Mgmt For For
system to a "Company with Committees" and Establish
Articles Related to "Company with Committees",
Adopt Reduction of Liability System for Executive
Auditors
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KAJIMA CORPORATION Agenda Number: 703159308
--------------------------------------------------------------------------------------------------------------------------
Security: J29223120
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3210200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KB FINL GROUP INC Agenda Number: 702453945
--------------------------------------------------------------------------------------------------------------------------
Security: Y46007103
Meeting Type: EGM
Meeting Date: 13-Jul-2010
Ticker:
ISIN: KR7105560007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" Non-Voting No vote
IS DETERMINED TO BE ACCEPTABLE OR NOT
IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S
REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO SEE IF THE RECIPIENT OF
YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN"
AS A VALID VOTE OPTION.
1 Elect Yun-Dae EO as a director Mgmt For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTOR NAME. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
KB FINL GROUP INC Agenda Number: 702786281
--------------------------------------------------------------------------------------------------------------------------
Security: Y46007103
Meeting Type: AGM
Meeting Date: 25-Mar-2011
Ticker:
ISIN: KR7105560007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statement Mgmt For For
2 Election of directors: candidates: Byungdeok Mgmt For For
Min, Youngrok Lim, Vaughn Richtor, (external)
Youngjin Kim, Jaewook Bae, Jongcheon Lee and
Sangmoon Ham
3 Election of audit committee members who are Mgmt For For
external directors: candidates: Seungeui Koh,
Jaewook Bae, Kyungjae Lee, Jongcheon Lee and
Sangmoon Ham
4 Approval of limit of remuneration for directors Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF DIRECTORS AND AUDIT COMMITTEE MEMBERS' NAMES.
IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA, BRUXELLES Agenda Number: 702917141
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: MIX
Meeting Date: 28-Apr-2011
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) MAY
BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN
OF EACH BENEFICIAL OWNER NAME, ADDRESS AND
SHARE POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED
IN ORDER FOR YOUR VOTE TO BE LODGED
A.1 Review of the combined annual report of the Non-Voting No vote
Board of Directors of KBC Group NV on the
company and consolidated annual accounts for
the financial year ending on 31 December
2010
A.2 Review of the auditor's reports on the company Non-Voting No vote
and the consolidated annual accounts of
KBC Group NV for the financial year ending
on 31 December 2010
A.3 Review of the consolidated annual accounts of Non-Voting No vote
KBC Group NV for the financial year ending
on 31 December 2010
A.4 Motion to approve the company annual accounts Mgmt No vote
of KBC Group NV for the financial year
ending on 31 December 2010
A.5 Motion to approve the proposed appropriation Mgmt No vote
of the profit earned by KBC Group NV in
the financial year ending on 31 December 2010;
motion to pay a gross dividend of 0.75 EUR
per share, except the 13 360 577 repurchased
KBC Group NV shares whose dividend certificates
will be cancelled at the meeting pursuant
to Article 622 of the Companies Code
A.6 Motion to grant discharge to the directors of Mgmt No vote
KBC Group NV for the performance
of their mandate during the 2010 financial
year
A.7 Motion to grant discharge to the former directors Mgmt No vote
of Fidabel NV for the performance of
their mandate in Fidabel NV during the period
from 1 January 2010 to 29 April 2010, date
of the merger by acquisition of Fidabel NV
by KBC Group NV
A.8 Motion to grant discharge to the auditor of Mgmt No vote
KBC Group NV for the performance of his mandate
during the 2010 financial year
A.9 Motion to grant discharge to the auditor of Mgmt No vote
Fidabel NV for the performance of his mandate
during the period from 1 January 2010 to 29
April 2010, date of the merger by acquisition
of Fidabel NV by KBC Group NV
A.10a Motion to confirm the appointment of Mr Luc Mgmt No vote
Discry (co-opted by the Board of Directors
on 23 September 2010) as director for a period
of four years, i.e. until after the Annual
General Meeting of 2015
A.10b Motion to reappoint Mr Franky Depickere as director Mgmt No vote
for a period of four years, i.e. until
after the Annual General Meeting of 2015
A.10c Motion to reappoint Mr Frank Donck as director Mgmt No vote
for a period of four years, i.e. until after
the Annual General Meeting of 2015
A.10d Motion to appoint Mr John Hollows as director Mgmt No vote
for a period of four years, i.e. until
after the Annual General Meeting of 2015
A.10e Motion to appoint Mr Thomas Leysen as director Mgmt No vote
for a period of four years, i.e. until after
the Annual General Meeting of 2015
A.10f Motion to appoint Mr Luc Popelier as director Mgmt No vote
for a period of four years, i.e. until
after the Annual General Meeting of 2015, to
replace Mr Luc Philips, who resigns
when the present Annual General Meeting has
ended
A.11 Other business Non-Voting No vote
E.1 Motion to delete the last paragraph of Article Mgmt No vote
5 with effect from 1 January 2012, subject
to the suspensive conditions of the publication
and entry into effect of the Act concerning
the exercise of certain rights of shareholders
of listed companies
E.2 Presentation of the report of the Board of Directors Non-Voting No vote
drawn up pursuant to Article 604 in conjunction
with Article 607 of the Companies Code with
a view to renewing the authorisation to increase
capital following notification from the Belgian
Financial Services and Markets Authority with
regard to public bids
E.3 Motion to renew for a period of three years Mgmt No vote
starting from 28 April 2011 the special authorisation
granted to the Board of Directors, as currently
set out in Article 7C of the Articles of Association,
to carry out capital increases subject to
the limits of the authorisation detailed in
Articles 7A and 7B, even after the date
of receipt of notification from the Belgian
Financial and Markets Authority that it has
been apprised of a public bid for the
securities of the company
E.4 Motion to replace the third and fourth paragraphs Mgmt No vote
of Article 17 with the following text:
'If the reports are recorded on loose leaves,
the latter shall be numbered per meeting.
Copies of and extracts from the reports shall
be validly signed by the chairman, by two
directors, by the secretary to the Board of
Directors, by the secretary to the Executive
Committee or by the Group Secretary.'
E.5 Motion to replace the last paragraph of Article Mgmt No vote
20 with the following text: 'Copies of and
extracts from the decisions of the Executive
Committee shall be validly signed by the
chairman, by two members of the Executive Committee,
by the secretary to the Executive Committee
or by the Group Secretary'
E.6 Motion to replace the first paragraph of Article Mgmt No vote
24 with effect from 1 January 2012,
subject to the suspensive conditions of the
publication and entry into effect of the
Act concerning the exercise of certain rights
of shareholders of listed companies, with
the following text: 'A General Meeting shall
be held annually at the registered office of
the company or at any other place indicated
in the convening notice, on the first Thursday
of May at 10 a.m., or, if this day is a statutory
public holiday or bank holiday, on the business
day immediately preceding it, at 10 a.m'
E.7 Motion to replace Article 26 with effect from Mgmt No vote
1 January 2012, subject to the suspensive
conditions of the publication and entry into
effect of the Act concerning the exercise
of certain rights of shareholders of listed
companies, with the following text:
'Shareholders who exercise their statutory
right to put items on the agenda of the General
Meeting, must include in their request
the text of the items to be included and the
corresponding draft resolutions. Shareholders
who exercise their statutory right to table
draft resolutions regarding items included
on the agenda of the general meeting, must
include in their request the text of the draft
resolutions'
E.8 Motion to replace Article 27 with effect from Mgmt No vote
1 January 2012, subject to the suspensive
conditions of the publication and entry into
effect of the Act concerning the exercise
of certain rights of shareholders of listed
companies, with the following text:
'The right of a shareholder to attend the General
Meeting and to exercise his voting rights is
only granted based on the accounting registration
of the shares in the name of the shareholder
on the record date, namely on the fourteenth
day before the General Meeting at midnight
Belgian time, either by entry of the shares
in the register of registered shares,
or by their entry on the accounts of a recognised
account holder or of a clearing house, or
by presenting the bearer shares to a
financial intermediary, and this regardless
of the number of shares that the shareholder
CONTD
CONT CONTD possesses on the day of the General Meeting. Non-Voting No vote
The right of a holder of bonds, warrants
or certificates issued in co-operation with
the company to attend the General Meeting,
is similarly only granted based on the accounting
registration of these securities in his name
on the record date. 'Every shareholder
and every holder of bonds, warrants or certificates
issued in co-operation with the company,
who wishes to attend the General Meeting,
must, on the sixth day before the day of
the General Meeting at the latest, inform
accordingly the company or a person so designated
by the company, of the number of securities
with which he wishes to participate. If he
wishes to attend the General Meeting with securities
in bearer or book-entry form, then he must
ensure that the company or a person so designated
by the company, CONTD
CONT CONTD receives the same day at the latest a Non-Voting No vote
certificate supplied by the financial
intermediary, the recognised account holder
or clearing house, which states with how
many bearer securities or book-entry securities
that have been submitted or have been registered
in his name to his account on the registration
date he wishes to attend the General Meeting'
The provisions of this Article also apply
to the holders of profit-sharing certificates,
insofar as they are in registered or
book-entry form, in the cases where they are
entitled to attend the General Meeting'
E.9 Motion to replace Article 28 with effect from Mgmt No vote
1 January 2012, subject to the suspensive
conditions of the publication and entry into
effect of the Act concerning the exercise
of certain rights of shareholders of listed
companies, with the following text:
'Unless specified otherwise by law, every shareholder,
every holder of bonds, warrants and certificates
issued in co-operation with the company
and, in the event, every holder of
profit-sharing certificates, whether a
private individual or legal entity, may
arrange to be represented at the General Meeting
by a single proxy. The Board of Directors
will determine the form to be used when voting
by proxy. The company must be in receipt
of the proxy on the sixth day before the
General Meeting at the latest'
E.10 Motion to replace Article 34, first paragraph Mgmt No vote
with effect from 1 January 2012, subject
to the suspensive conditions of the publication
and entry into effect of the Act concerning
the exercise of certain rights of shareholders
of listed companies, with the following text:
The Board of Directors is entitled, prior
to any ordinary, special or extraordinary General
Meeting, to postpone or cancel the meeting.
This is in addition to the legal right for
the Board of Directors to postpone any ordinary,
special or extraordinary General Meeting
for five weeks due to an announcement regarding
a significant participation, and during the
meeting to postpone for five weeks the decision
regarding the approval of the annual accounts
E.11 Motion to grant authorisation to co-ordinate, Mgmt No vote
sign and file the Articles of Association
following the decisions to amend the Articles
of Association with respect to the draft resolutions
mentioned under the agenda points 3, 4 and
5
E.12 Motion to grant authorisation to draw up, sign Mgmt No vote
and file a second co-ordinated version of the
Articles of Association, which shall come into
effect as of 1 January 2012, following the
decisions to amend the Articles of Association
with respect to the draft resolutions mentioned
under the agenda points 1, 6, 7, 8, 9 and 10,
and to do this as soon as the suspensive conditions
foreseen in these decisions have been met
E.13 Motion to grant authorisations for the implementation Mgmt No vote
of the decisions taken and the completion
of the formalities relating to the Crossroads
Bank for Enterprises (Kruispuntbank van
Ondernemingen) and the tax authorities
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORP Agenda Number: 702575688
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: SGM
Meeting Date: 15-Sep-2010
Ticker:
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
NUMBER "1". THANK YOU.
1 Approve the issuance of Kinross common shares Mgmt Against Against
the ''Kinross Shares'' and warrants to
purchase Kinross Shares (the ''Warrants''),
including the Kinross Shares issuable upon
exercise of (i) Warrants, and (ii) Kinross
options which replace outstanding options of
Red Back Mining Inc. ''Red Back'' , in each
case, in connection with a court-approved
plan of arrangement of Red Back under section
192 of the Canada Business Corporations Act,
pursuant to which Red Back will become a wholly-owned
subsidiary of Kinross, in accordance with the
arrangement agreement dated 02 AUG 2010, entered
into between Kinross and Red Back, as specified
0 Transact such other business Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION Agenda Number: 933321781
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: Special
Meeting Date: 15-Sep-2010
Ticker: KGC
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 WITHOUT LIMITING THE GENERAL POWERS HEREBY CONFERRED, Mgmt Against Against
YOU HEREBY DIRECT YOUR PROXYHOLDER TO VOTE
YOUR KINROSS COMMON SHARES REPRESENTED BY THIS
VOTING INSTRUCTION FORM IN RESPECT OF THE ORDINARY
RESOLUTION SET OUT IN SCHEDULE A TO THE INFORMATION
CIRCULAR OF KINROSS DATED AUGUST 16, 2010.
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORPORATION Agenda Number: 933413724
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: Annual and Special
Meeting Date: 04-May-2011
Ticker: KGC
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BROUGH Mgmt For For
TYE W. BURT Mgmt For For
JOHN K. CARRINGTON Mgmt For For
RICHARD P. CLARK Mgmt For For
JOHN M.H. HUXLEY Mgmt For For
JOHN A. KEYES Mgmt For For
C. MCLEOD-SELTZER Mgmt For For
GEORGE F. MICHALS Mgmt For For
JOHN E. OLIVER Mgmt For For
TERENCE C.W. REID Mgmt For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR
THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
TO FIX THEIR REMUNERATION.
03 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, Mgmt For For
WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING
THE SHARE INCENTIVE PLAN OF THE COMPANY TO
INCREASE THE NUMBER OF COMMON SHARES RESERVED
FOR ISSUANCE THEREUNDER FROM 22,833,333 TO
26,833,333.
04 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, Mgmt For For
WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING
THE RESTRICTED SHARE PLAN OF THE COMPANY TO
INCREASE THE NUMBER OF COMMON SHARES RESERVED
FOR ISSUANCE THEREUNDER FROM 8,000,000 TO 20,000,000.
05 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, Mgmt For For
AN ADVISORY RESOLUTION ON KINROSS' APPROACH
TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY,LIMITED Agenda Number: 702820728
--------------------------------------------------------------------------------------------------------------------------
Security: 497350108
Meeting Type: AGM
Meeting Date: 29-Mar-2011
Ticker:
ISIN: JP3258000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Corporate Officers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KONINKLIJKE DSM NV Agenda Number: 702834537
--------------------------------------------------------------------------------------------------------------------------
Security: N5017D122
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: NL0000009827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
3 Financial Statements for 2010 Mgmt For For
4.b Adoption of the dividend for 2010 Mgmt For For
5.a Release from liability of the members of the Mgmt For For
Managing Board
5.b Release from liability of the members of the Mgmt For For
Supervisory Board
6.a Reappointment of Mr. S.B. Tanda as a member Mgmt For For
of the Managing Board
6.b Appointment of Mr. S. Doboczky as a member of Mgmt For For
the Managing Board
7 Appointment of Mrs. P.F.M. van der Meer Mohr Mgmt For For
as a member of the Supervisory Board
8 Remuneration of the Supervisory Board Mgmt For For
9.a Extension of the period during which the Managing Mgmt For For
Board is authorized to issue ordinary
shares
9.b Extension of the period during which the Managing Mgmt For For
Board is authorized to limit or exclude
the preferential right when issuing ordinary
shares
10 Authorization of the Managing Board to have Mgmt For For
the company repurchase shares
11 Reduction of the issued capital by cancelling Mgmt For For
shares
12 Amendment of Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'AIR LIQUIDE, PARIS Agenda Number: 702800055
--------------------------------------------------------------------------------------------------------------------------
Security: F5493Z836
Meeting Type: MIX
Meeting Date: 04-May-2011
Ticker:
ISIN: FR0010970137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 Allocation of income for the financial year Mgmt For For
2010; setting the dividend
O.4 Authorization granted for 18 months to the Board Mgmt For For
of Directors to allow the Company to trade
its own shares
O.5 Renewal of Mr. Gerard de La Martiniere's term Mgmt For For
as Board member
O.6 Renewal of Mr. Cornelis van Lede's term as Board Mgmt For For
member
O.7 Appointment of Mrs. Sian Herbert-Jones as Board Mgmt For For
member
O.8 Approval of the Agreement pursuant to Articles Mgmt For For
L. 225-38 et seq. of the Commercial Code
and approval of the Statutory Auditors' special
report relating to Air Liquide International
O.9 Setting the amount of attendance allowances Mgmt For For
E.10 Authorization granted for 24 months to the Board Mgmt For For
of Directors to reduce the capital by cancellation
of treasury shares
E.11 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary Air Liquide
France Industrie for its activity of
supply and marketing industrial gases
E.12 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary Air Liquide
Advanced Technologies responsible for
designing and manufacturing equipment in space,
aeronautics and cryogenics fields
E.13 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary Cryopal responsible
for manufacturing and marketing cryogenic
containers
E.14 Approval of partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary Air Liquide
Engineering responsible for technical expertise
activities conducted at the Blanc-Mesnil site
E.15 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary Air Liquide
Services responsible for development,
installation and operation of industrial
information systems
E.16 Delegation of authority granted for 18 months Mgmt Against Against
to the Board of Directors to carry out free
issuance of share subscription warrants in
the event of public offer involving the Company
E.17 Delegation of authority granted for 26 months Mgmt For For
to the Board of Directors to increase the
share capital by issuing ordinary shares or
securities giving access, immediately and/or
in the future to the capital of the Company
with preferential subscription rights of
shareholders for a maximum amount of 390 million
Euros in nominal
E.18 Authorization granted for 26 months to the Board Mgmt For For
of Directors to increase the amount of issuances
of shares or securities in the event of surplus
demands
E.19 Delegation of authority granted for 26 months Mgmt For For
to the Board of Directors to carry out capital
increases reserved for members of a company
savings plan or group savings plan
E.20 Delegation of authority granted for 18 months Mgmt For For
to the Board of Directors to carry out capital
increases reserved for a category of beneficiaries
O.21 Powers to accomplish the formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L'AIR LIQUIDE, PARIS Agenda Number: 702798907
--------------------------------------------------------------------------------------------------------------------------
Security: F5493ZAF6
Meeting Type: MIX
Meeting Date: 04-May-2011
Ticker:
ISIN: FR0010096123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 Allocation of income for the financial your Mgmt For For
2010; Dotting the dividend
O.4 Authorization granted for 18 months to the Board Mgmt For For
of Directors to allow the Company to trade
its own shares
O.5 Renewal of Mr. Gerard de La Martiniere's term Mgmt For For
as Board member
O.6 Renewal of Mr. Cornelis van Lede's term as Board Mgmt For For
member
O.7 Appointment of Mrs. Sian Herbert-Jones as Board Mgmt For For
member
O.8 Approval of the Agreement pursuant to Articles Mgmt For For
L. 225-38 et seq. of the Commercial Code
and approval of the Statutory Auditors' special
report relating to Air Liquide International
O.9 Setting the amount of attendance allowances Mgmt For For
E.10 Authorization granted for 24 months to the Board Mgmt For For
of Directors to reduce the capital by cancellation
of treasury shares
E.11 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary AIR LIQUIDE
FRANCE INDUSTRIE for its activity of
supply and marketing industrial gases
E.12 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary AIR LIQUIDE
ADVANCED TECHNOLOGIES responsible for
designing and manufacturing equipment in space,
aeronautics and cryogenics fields
E.13 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary CRYOPAL responsible
for manufacturing and marketing cryogenic
containers
E.14 Approval of partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary AIR LIQUIDE
ENGINEERING responsible for technical expertise
activities conducted at the Blanc-Mesnil site
E.15 Approval of a partial asset contribution Agreement Mgmt For For
subject to the system of divisions granted
by the Company to its subsidiary AIR LIQUIDE
SERVICES responsible for development,
installation and operation of industrial
information systems
E.16 Delegation of authority granted for 18 months Mgmt Against Against
to the Board of Directors to carry out free
issuance of share subscription warrants in
the event of public offer involving the Company
E.17 Delegation of authority granted for 26 months Mgmt For For
to the Board of Directors to increase the
share capital by issuing ordinary shares or
securities giving access, immediately and/or
in the future to the capital of the Company
with preferential subscription rights of
shareholders for a maximum amount of 390 million
Euros in nominal
E.18 Authorization granted for 26 months to the Board Mgmt For For
of Directors to increase the amount of issuances
of shares or securities in the event of surplus
demands
E.19 Delegation of authority granted for 26 months Mgmt For For
to the Board of Directors to carry out capital
increases reserved for members of a company
savings plan or group savings plan
E.20 Delegation of authority granted for 18 months Mgmt For For
to the Board of Directors to carry out capital
increases reserved for a category of beneficiaries
O.21 Powers to accomplish the formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAGARDERE SCA, PARIS Agenda Number: 702873806
--------------------------------------------------------------------------------------------------------------------------
Security: F5485U100
Meeting Type: MIX
Meeting Date: 10-May-2011
Ticker:
ISIN: FR0000130213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0325/201103251100886.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0422/201104221101525.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the year ended December 31, 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the year ended December 31, 2010
O.3 The shareholders' meeting approves the recommendations Mgmt For For
of the management and resolves that the income
for the fiscal year be appropriated as follows:
the earnings for the financial year are of
EUR 373,526,611.13 the prior retained earnings
of EUR 1,202,164,994.24 i.e. a distributable
income of EUR 1,575,691,605.24. The shareholders'
meeting decides to withdraw from the distributable
income the amount of EUR 1,632,25 0.00, equal
to 1 per cent of the net consolidated income
group share in favour of the active partners,
said dividend will entitle to the 40 per cent
deduction provided by the French General Tax
Code. The shareholders will receive a net dividend
of EUR 1.30 per share, and will entitle to
the 40 per cent deduction provided by the French
General Tax Code. This dividend will be paid
starting from May 23, 2011. As required by
law, it is reminded that, for the last three
financial years, the dividends paid, were as
follows: EUR 1.30 for fiscal year 2007, EUR
1.30 for fiscal year 2008 and EUR 1.30 for
fiscal year 2009
O.4 Setting of the total directors' attendance fees Mgmt For For
for members of the Supervisory Board
O.5 Renewal of the appointment of Ernst & Young Mgmt For For
et Autres as statutory auditors and appointment
of Auditex as the new standby statutory auditor
vice Mr Gilles Puissochet, tenure ended
O.6 Appointment of Mrs Susan M. Tolson as a member Mgmt For For
of the Supervisory Board vice Mr Bernard Mirat,
resigned
O.7 Authorisation to be given to management to trade Mgmt For For
for eighteen months in the Company's shares
E.8 Authorisation to be given to management for Mgmt For For
a period of eighteen months to issue transferable
securities giving, or capable of giving, immediately
or at some future date, only to debt securities
and/or to a share in the authorised capital
of companies other than Lagardere SCA, and
limited to EUR 1.5 billion for the resultant
loans
E.9 Authorisation to be given to management for Mgmt For For
a period of twenty-six months to issue, with
a preferential right of subscription for existing
shareholders, shares and transferable securities
giving access to the Company's authorised
capital, capped at EUR 265 million for capital
increases and EUR 1.5 billion for debt securities
E.10 Authorisation to be given to management for Mgmt For For
a period of twenty-six months to issue by
means of a public offer without a preferential
right of subscription for existing shareholders,
shares and transferable securities giving access
to the Company's authorised capital, capped
at EUR 160 million for capital increases
with a priority right, EUR 120 million for
capital increases without a priority
right and EUR 1.5 billion for debt securities
E.11 Authorisation to be given to management for Mgmt For For
a period of twenty-six months to issue by
private placement to qualified investors or
to a restricted group of investors, with the
preferential right of subscription cancelled,
shares and transferable securities giving
access to the Company's authorised capital,
capped at EUR 120 million for capital increases
and EUR 1.5 billion for debt securities
E.12 Authorisation to be given to management to increase Mgmt For For
the value of issues, decided if an issue
is oversubscribed
E.13 The shareholders' meeting: authorizes the management Mgmt For For
to increase the share capital on one or more
occasions, to a maximum nominal amount of EUR
120,000,000.00 (i.e. around 15 per cent of
the actual capital), by way of issuing shares
or securities giving access to the company's
share capital, in consideration for securities
tendered in a public exchange offer concerning
the shares of another company, authorizes the
management to increase the share capital on
one or more occasions, up to EUR 80,000,000.00
(i.e. per around 10 cent of the share capital),
by way of issuing shares or securities giving
access to the capital, in consideration for
the contributions in kind granted to the company
and comprised of capital securities or securities
giving access to the share capital of another
company. The shareholders' preferential subscription
rights concerning the securities above mentioned
are cancelled. The shareholders' meeting: decides
that the nominal amount of the debt securities
issue d shall not exceed EUR 1,500,000,000.00,
delegates all powers to the management to take
all necessary measures and accomplish all necessary
formalities. The present delegation is given
for a 26-month period. It supersedes the delegation
granted by the shareholders' meeting of April
28, 2009
E.14 Overall cap of EUR 160 million (issue premia Mgmt For For
excluded) for capital increases resulting
from issues made with the preferential right
of subscription for existing shareholders
cancelled and capped at EUR 1.5 billion for
debt securities included in issues under
earlier resolutions
E.15 Authorisation to be given to management, for Mgmt For For
a period of twenty-six months, to increase
the authorised capital by incorporation of
reserves or issue premia and free allocations
of shares to shareholders, or by increasing
the face value of existing shares, capped
at EUR 300 million
E.16 Amendment to article 25 of the Articles of Association Mgmt For For
in order to allow as an extraordinary distribution,
a payment in kind to Shareholders
O.17 Powers to accomplish the necessary legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LEIGHTON HLDG LTD Agenda Number: 702624467
--------------------------------------------------------------------------------------------------------------------------
Security: Q55190104
Meeting Type: AGM
Meeting Date: 04-Nov-2010
Ticker:
ISIN: AU000000LEI5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Financial Report and Reports Mgmt For For
of the Directors and Auditor for the year
ended 30 June 2010
2 To adopt the Remuneration Report for the year Mgmt Against Against
ended 30 June 2010
3.1 To re-elect Mr. Robert Douglas Humphris as a Mgmt For For
Director
3.2 To elect Mr. Stephen Paul Johns as a Director Mgmt For For
3.3 To re-elect Dr. Herbert Hermann Lutkestratkotter Mgmt For For
as a Director
3.4 To re-elect Mr. Ian John Macfarlane as a Director Mgmt For For
3.5 To re-elect Dr. Peter Michael Noe as a Director Mgmt For For
3.6 To re-elect Mr. David Paul Robinson as a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LG ELECTRONICS INC, SEOUL Agenda Number: 702808633
--------------------------------------------------------------------------------------------------------------------------
Security: Y5275H177
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7066570003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorp. Mgmt For For
3 Election of 2 inside directors: Bon June Koo Mgmt For For
and Do Hyun Jung; and 1 other non executive
director: Yoo Sik Kang
4 Approval of remuneration for director Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATIONS Non-Voting No vote
IN NOMINEE NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC Agenda Number: 702917343
--------------------------------------------------------------------------------------------------------------------------
Security: G5542W106
Meeting Type: AGM
Meeting Date: 18-May-2011
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the reports and accounts Mgmt For For
2 Approval of the directors' remuneration report Mgmt Against Against
3 Election of Ms. A M Frew Mgmt For For
4 Election if Mr. a Horto-Osorio Mgmt For For
5 Re-election of Sir Winfried Bischoff Mgmt For For
6 Re-election of Sir Julian Horn-Smith Mgmt For For
7 Re-election of Lord Leitch Mgmt For For
8 Re-election of Mr. G R M Moreno Mgmt For For
9 Re-election Mr. D L Roberts Mgmt For For
10 Re-election of Mr. T J Ryan, Jr. Mgmt For For
11 Re-election of Mr. M A Sicluna Mgmt For For
12 Re-election of Mr. G T Tate Mgmt For For
13 Re-election of Mr. T J W Tookey Mgmt For For
14 Re-election of Mr. A Watson Mgmt For For
15 Re-appointment of the auditors: PricewaterhouseCoopers Mgmt For For
LLP
16 Authority to set the remuneration of the auditors Mgmt For For
17 Directors' authority to allot shares Mgmt For For
18 Approval of the Lloyds Banking Group Deferred Mgmt For For
Bonus Plan 2008
19 Limited disapplication of pre-emption rights Mgmt For For
20 Authority for the company to purchase its ordinary Mgmt For For
shares
21 Authority for the company to purchase its existing Mgmt For For
preference shares
22 Notice period for general meeting Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LONZA GROUP AG Agenda Number: 702852890
--------------------------------------------------------------------------------------------------------------------------
Security: H50524133
Meeting Type: AGM
Meeting Date: 12-Apr-2011
Ticker:
ISIN: CH0013841017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 801541, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1 Consolidated financial statements of Lonza Group Mgmt No vote
for 2010 report of the statutory auditors
2 Annual activity report and financial statements Mgmt No vote
of Lonza Group ltd for 2010, report of the
statutory auditors
3 Remuneration report Mgmt No vote
4 Appropriation of available earnings / reserves Mgmt No vote
from contribution of capital
5 Ratification of the acts of the members of the Mgmt No vote
board of directors
6 Amendments of the articles of association (article Mgmt No vote
4ter)
7.1 Re-election of Julia Higgins to the board of Mgmt No vote
directors
7.2 Re-election of Patrick Aebischer to the board Mgmt No vote
of directors
7.3 Re-election of Gerhard Mayr to the board of Mgmt No vote
directors
7.4 Re-election of Rolf Soiron to the board of directors Mgmt No vote
7.5 Re-election of Richard Sykes to the board of Mgmt No vote
directors
7.6 Re-election of Peter Wilden to the board of Mgmt No vote
directors
7.7 Election of Jean-Daniel Gerber to the board Mgmt No vote
of directors
8 Election of the statutory auditors KPMG Ltd, Mgmt No vote
Zurich
9 Ad-hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 933408949
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRANK STRONACH Mgmt For For
HON. J. TREVOR EYTON Mgmt For For
MICHAEL D. HARRIS Mgmt Withheld Against
LADY BARBARA JUDGE Mgmt For For
LOUIS E. LATAIF Mgmt Withheld Against
KURT J. LAUK Mgmt For For
DONALD RESNICK Mgmt Withheld Against
DONALD J. WALKER Mgmt For For
LAWRENCE D. WORRALL Mgmt For For
WILLIAM YOUNG Mgmt For For
02 RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
AUDITOR OF THE CORPORATION AND AUTHORIZATION
OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT
AUDITOR'S REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTL INC Agenda Number: 702900211
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTIONS
NUMBERS. THANK YOU.
1.1 Election of Director: Frank Stronach Mgmt For For
1.2 Election of Director: Hon. J. Trevor Eyton Mgmt For For
1.3 Election of Director: Michael D. Harris Mgmt Abstain Against
1.4 Election of Director: Lady Barbara Judge Mgmt For For
1.5 Election of Director: Louis E. Lataif Mgmt Abstain Against
1.6 Election of Director: Kurt J. Lauk Mgmt For For
1.7 Election of Director: Donald Resnick Mgmt Abstain Against
1.8 Election of Director: Donald J. Walker Mgmt For For
1.9 Election of Director: Lawrence D. Worrall Mgmt For For
1.10 Election of Director: William Young Mgmt For For
2 Re-appointment of Ernst & Young LLP as the independent Mgmt For For
auditor of the Corporation and authorization
of the Audit Committee to fix the independent
auditor's remuneration
--------------------------------------------------------------------------------------------------------------------------
MARKS & SPENCER GROUP P L C Agenda Number: 702524326
--------------------------------------------------------------------------------------------------------------------------
Security: G5824M107
Meeting Type: AGM
Meeting Date: 14-Jul-2010
Ticker:
ISIN: GB0031274896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive annual report and accounts Mgmt For For
2 Approve the remuneration report Mgmt For For
3 Declare final dividend Mgmt For For
4 Re-elect Sir Stuart Rose Mgmt For For
5 Election of Marc Bolland Mgmt For For
6 Election of John Dixon Mgmt For For
7 Re-elect Martha Lane Fox Mgmt For For
8 Re-elect Steven Holliday Mgmt For For
9 Re-appoint PWC as the Audtors Mgmt For For
10 Authorize the Audit Committee to determine Auditor's Mgmt For For
remuneration
11 Authorize the allotment of shares Mgmt For For
S.12 Approve to disapply pre-emption rights Mgmt For For
S.13 Authorize the purchase of own shares Mgmt For For
S.14 Approve to call general meetings on 14 days' Mgmt For For
notice
15 Authorize the Company and its subsidiaries to Mgmt For For
make political donations
S.16 Adopt new Articles of Association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
METRO AG, DUESSELDORF Agenda Number: 702861039
--------------------------------------------------------------------------------------------------------------------------
Security: D53968125
Meeting Type: AGM
Meeting Date: 06-May-2011
Ticker:
ISIN: DE0007257503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 15 APRIL 2011, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1. Presentation of the financial statements and Mgmt For For
annual report for the 2010 financial year with
the report of the Supervisory Board, the group
financial statements and group annual report
as well as the report by the Board of MDs pursuant
to Sections 289(4), 289 (5) and 315(4) of the
German Commercial Code as well as the resolution
on the appropriation of the distributable profit
of EUR 455,927,593.93 as follows: a) Payment
of a dividend of EUR 1.35 per no-par share
b) Payment of a dividend of EUR 1.485 per preferred
share EUR 14,402,904.37 shall be carried forward
Ex-dividend and payable date: May 9, 2011
2. Ratification of the acts of the Board of MDs Mgmt For For
3. Ratification of the acts of the Supervisory Mgmt For For
Board
4. Approval of the remuneration system for the Mgmt For For
Board of MDs
5. Appointment of auditors for the 2011 financial Mgmt For For
year: KPMG AG, Berlin
6.a Election to the Supervisory Board: Peter Kuepfer Mgmt For For
6.b Election to the Supervisory Board: Ann-Kristin Mgmt For For
Achleitner
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI CORPORATION Agenda Number: 703128973
--------------------------------------------------------------------------------------------------------------------------
Security: J43830116
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3898400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
4. Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ESTATE COMPANY,LIMITED Agenda Number: 703142353
--------------------------------------------------------------------------------------------------------------------------
Security: J43916113
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3899600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI HEAVY INDUSTRIES,LTD. Agenda Number: 703115469
--------------------------------------------------------------------------------------------------------------------------
Security: J44002129
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3900000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 703150831
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUI & CO.,LTD. Agenda Number: 703128959
--------------------------------------------------------------------------------------------------------------------------
Security: J44690139
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3893600001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 703142341
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
3.3 Appoint a Corporate Auditor Mgmt Against Against
4. Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENGESELLSCHAFT IN MUENCHEN, MUENC Agenda Number: 702847116
--------------------------------------------------------------------------------------------------------------------------
Security: D55535104
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: DE0008430026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that shareholders must be registered Non-Voting No vote
in beneficial owner name to be eligible to
vote at this meeting. Broadridge will disclose
the beneficial owner information for voted
accounts and blocking may apply. Please contact
your client service representative for further
details. The vote deadline as displayed is
still subject to change as we are currently
still awaiting confirmation on the sub custodian
vote deadlines and will be updating this information
on PE accordingly.
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05.04.2011. Non-Voting No vote
FURTHER INFORMATION ON COUNTER PROPOSALS CAN
BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE
REFER TO THE MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
1.a Submission of the report of the Supervisory Non-Voting No vote
Board and the corporate governance report including
the remuneration report for the financial year
2010
1.b Submission of the adopted Company financial Non-Voting No vote
statements and management report for the financial
year 2010, the approved consolidated financial
statements and management report for the Group
for the financial year 2010, and the explanatory
report on the information in accordance with
Sections 289 para. 4 and 315 para. 4 of the
German Commercial Code
2. Resolution on the appropriation of the net retained Mgmt For For
profits from the financial year 2010
3. Resolution to approve the actions of the Board Mgmt For For
of Management
4. Resolution to approve the actions of the Supervisory Mgmt For For
Board
5. Resolution to approve the remuneration system Mgmt Against Against
for the Board of Management
6. Resolution to appoint a member of the Supervisory Mgmt For For
Board: Annika Falkengren
7. Resolution to authorise the buy-back and utilisation Mgmt For For
of own shares as well as the option to exclude
subscription and tender rights
8. Resolution to authorise the buy-back of own Mgmt For For
shares using derivatives as well as the option
to exclude subscription and tender rights
9. Resolution to cancel the existing authorisation Mgmt For For
for increasing the share capital under "Authorised
Capital Increase 2006", to replace this with
a new authorisation "Authorised Capital Increase
2011" for the issue of employee shares, and
to make the relevant amendments to the Articles
of Association
--------------------------------------------------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LTD Agenda Number: 702707728
--------------------------------------------------------------------------------------------------------------------------
Security: Q65336119
Meeting Type: AGM
Meeting Date: 16-Dec-2010
Ticker:
ISIN: AU000000NAB4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSALS 4.A TO 4.C, 5 AND 6.A TO 6.D AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY
WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS
(4.A TO 4.C, 5 AND 6.A TO 6.D), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY
WITH THE VOTING EXCLUSION.
2.A Re-election of Mrs. Patricia Cross as a Director Mgmt For For
2.B Re-election of Mr. Danny Gilbert as a Director Mgmt For For
2.C Re-election of Ms. Jillian Segal as a Director Mgmt For For
2.D Re-election of Sir Malcolm Williamson as a Director Mgmt For For
2.E Re-election of Mr. Anthony Yuen as a Director Mgmt For For
3 Remuneration Report Mgmt For For
4.A That the grants of shares to the Group Chief Mgmt For For
Executive Officer, Mr. Cameron Clyne, under
the Company's short term incentive and long
term incentive plans as described in the Explanatory
Notes be approved
4.B That the grants of shares to Mr. Mark Joiner Mgmt For For
(an Executive Director) under the Company's
short term incentive and long term incentive
plans as described in the Explanatory Notes
be approved
4.C That the grants of shares to Mr. Michael Ullmer Mgmt For For
(an Executive Director) under the Company's
short term incentive and long term incentive
plans as described in the Explanatory Notes
be approved
5 Termination Benefit Approval Mgmt For For
CMMT HOLDERS OF NATIONAL INCOME SECURITIES ARE ONLY Non-Voting No vote
ENTITLED TO VOTE IN THAT CAPACITY ON
THE FOLLOWING ITEMS
6.A Redemption of Stapled Securities - (a) selective Mgmt For For
buy-back of 2008 Stapled Securities
6.B Redemption of Stapled Securities - (b) selective Mgmt For For
reduction of capital of 2008 Stapled Securities
6.C Redemption of Stapled Securities - (c) selective Mgmt For For
buy-back of 2009 Stapled Securities
6.D Redemption of Stapled Securities - (d) selective Mgmt For For
reduction of capital of 2009 Stapled Securities
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 702493177
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 26-Jul-2010
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the annual report and accounts Mgmt For For
2 Declare a final dividend Mgmt For For
3 Re-elect Sir John Parker Mgmt For For
4 Re-elect Steve Holliday Mgmt For For
5 Re-elect Ken Harvey Mgmt For For
6 Re-elect Steve Lucas Mgmt For For
7 Re-elect Stephen Pettit Mgmt For For
8 Re-elect Nick Winser Mgmt For For
9 Re-elect George Rose Mgmt For For
10 Re-elect Tom King Mgmt For For
11 Re-elect Maria Richter Mgmt For For
12 Re-elect John Allan Mgmt For For
13 Re-elect Linda Adamany Mgmt For For
14 Re-elect Mark Fairbairn Mgmt For For
15 Re-elect Philip Aiken Mgmt For For
16 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors
17 Authorize the Directors to set the Auditors' Mgmt For For
remuneration
18 Approve the Directors remuneration report Mgmt For For
19 Authorize the Directors to allot ordinary shares Mgmt For For
S.20 Approve to disapply pre-emptive rights Mgmt For For
S.21 Authorize the Company to purchase its own ordinary Mgmt For For
shares
S.22 Authorize the Directors to hold general meetings Mgmt For For
on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE S A Agenda Number: 702847596
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 799253 DUE TO DELETION OF RESOLUTION. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 741313, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the financial Mgmt No vote Split
statements of Nestle S.A. and the consolidated
financial statements of the Nestle group for
2010
1.2 Acceptance of the Compensation Report 2010 (advisory Mgmt No vote Split
vote)
2 Release of the members of the Board of Directors Mgmt No vote Split
and of the Management
3 Appropriation of profits resulting from the Mgmt No vote Split
balance sheet of Nestle S.A.
4.1.1 Re-election to the Board of Directors: Mr. Paul Mgmt No vote Split
Bulcke
4.1.2 Re-election to the Board of Directors: Mr. Andreas Mgmt No vote Split
Koopmann
4.1.3 Re-election to the Board of Directors: Mr. Rolf Mgmt No vote Split
Hanggi
4.1.4 Re-election to the Board of Directors: Mr. Jean-Pierre Mgmt No vote Split
Meyers
4.1.5 Re-election to the Board of Directors: Mrs. Mgmt No vote Split
Naina Lal Kidwai
4.1.6 Re-election to the Board of Directors: Mr. Beat Mgmt No vote Split
Hess
4.2 Election to the Board of Directors: Ms. Ann Mgmt No vote Split
Veneman (for a term of three years)
4.3 Re-election of the statutory auditors: KPMG Mgmt No vote Split
S.A., Geneva branch (for a term of one year)
5 Cancellation of 165 000 000 shares repurchased Mgmt No vote Split
under the share buy-back programmes, and reduction
of the share capital by CHF 16 500 000
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEPARTMENT STORE CHINA LTD Agenda Number: 702535773
--------------------------------------------------------------------------------------------------------------------------
Security: G65007109
Meeting Type: EGM
Meeting Date: 27-Jul-2010
Ticker:
ISIN: KYG650071098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 Approve and ratify the acquisition agreement Mgmt For For
as specified in the circular of the Company
dated 30 JUN 2010 (the ''Circular'') , as specified
and the transactions contemplated under
the acquisition agreement and the
implementation and authorize any one Director
of the Company, or any two Directors of
the Company if the affixation of the common
seal is necessary, for and on behalf of the
Company to execute all such other documents
and agreements and do all such acts and
things as he/she or they may in his/her or
their absolute discretion consider to be necessary,
desirable, appropriate or expedient to implement
and/or give effect to the acquisition agreement
and the transactions contemplated there under
and all matters incidental to, ancillary
or incidental thereto
2 Approve and ratify the supplemental master leasing Mgmt For For
agreement as specified in the Circular , as
specified and the transactions contemplated
under the supplemental master leasing
agreement and the implementation thereof and
the revised annual caps as specified in the
Circular and authorize any one Director
of the Company, or any two Directors of the
Company if the affixation of the
common seal is necessary, for and on behalf
of the Company to execute all such other documents
and agreements and do all such acts and things
as he/she or they may in his/her or their absolute
discretion consider to be necessary, desirable,
appropriate or expedient to implement and/or
give effect to the supplemental master leasing
agreement and the transactions contemplated
there under and all matters incidental to,
ancillary or incidental thereto
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEPT STORE CHINA LTD Agenda Number: 702656628
--------------------------------------------------------------------------------------------------------------------------
Security: G65007109
Meeting Type: EGM
Meeting Date: 23-Nov-2010
Ticker:
ISIN: KYG650071098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR THE
BELOW RESOLUTION. THANK YOU.
1 That,(a) the Framework Agreement (as defined Mgmt For For
and described in the circular of the Company
dated 25 October 2010 (the 'Circular'), a copy
of the Circular marked 'A' together with
a copy of the Framework Agreement marked 'B'
are tabled before the Meeting and initialled
by the chairman of the Meeting for identification
purpose) and the transaction contemplated under
the Framework Agreement and the implementation
thereof be and are hereby approved, ratified
and confirmed; and ,(b) any one director of
the Company, or any two directors of the Company
if the affixation of the common seal is
CONT CONTD. necessary, be and is/are hereby authorized Non-Voting No vote
for and on behalf of the Company to execute
all such other documents and agreements and
do all such acts and things as he/she or
they may in his/her or their absolute discretion
consider to be necessary, desirable, appropriate
or expedient to implement and/or give effect
to the Framework Agreement and the transaction
contemplated thereunder and all
matters incidental to, ancillary or
incidental thereto
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEPT STORE CHINA LTD Agenda Number: 702656731
--------------------------------------------------------------------------------------------------------------------------
Security: G65007109
Meeting Type: AGM
Meeting Date: 23-Nov-2010
Ticker:
ISIN: KYG650071098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20101025/LTN20101025605.pdf
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS.
THANK YOU.
1 To receive and consider the audited financial Mgmt For For
statements for the year ended 30 June 2010,
the report of the Directors and the Independent
Auditor's report
2 To declare a final dividend Mgmt For For
3.a To re-elect Dr. Cheng Kar-shun, Henry as a Director Mgmt For For
3.b To re-elect Mr. Cheng Chi-kong, Adrian as a Mgmt For For
Director
3.c To re-elect Mr. Au Tak-cheong as a Director Mgmt For For
3.d To re-elect Ms. Ngan Man-ying, Lynda as a Director Mgmt For For
3.e To authorize the Board of Directors to fix the Mgmt For For
remuneration of Directors
4 To re-appoint PricewaterhouseCoopers as Auditor Mgmt For For
and authorize the Board of Directors to fix
their remuneration
5.1 To approve a general mandate to the Directors Mgmt Against Against
to issue shares not exceeding 20% of the existing
issued share capital of the Company
5.2 To approve a general mandate to the Directors Mgmt For For
to repurchase shares not exceeding 10% of the
existing share capital of the Company
5.3 To extend the general mandate to issue shares Mgmt Against Split
granted to the Directors pursuant to Resolution
no. 5.(1) above
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 702621334
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 28-Oct-2010
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting No vote
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY
THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD
NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE
THAT YOU HAVE OBTAINED BENEFIT OR EXPECT
TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (4), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S
AND YOU COMPLY WITH THE VOTING EXCLUSION.
1 To receive and consider the Financial Report Mgmt Abstain Against
of the Company and its controlled
entities for the year ended 30 June 2010 and
the reports of the Directors and Auditors
thereon
2.a To re-elect as a Director Mr. Richard Lee, who Mgmt For For
retires by rotation in accordance with
Rule 69 of the Company's Constitution and,
being eligible, offers himself for re-election
2.b To re-elect as a Director Mr. John Spark, who Mgmt For For
retires by rotation in accordance
with Rule 69 of the Company's Constitution
and, being eligible, offers himself for
re-election
2.c To re-elect as a Director Mr. Tim Poole, who Mgmt For For
retires by rotation in accordance
with Rule 69 of the Company's Constitution
and, being eligible, offers himself for
re-election
2.d To re-elect as a Director Mr. Greg Robinson, Mgmt For For
who retires by rotation in accordance
with Rule 69 of the Company's Constitution
and, being eligible, offers himself for
re-election
3 That the Remuneration Report for the Company Mgmt For For
included in the report of the Directors
for the year ended 30 June 2010 be adopted
4 That the aggregate sum per annum available for Mgmt For For
payment to the Non-Executive Directors of
the Company in accordance with Rule 58 of the
Company's Constitution and ASX Listing
Rule 10.17, as remuneration for their services,
be increased by AUD 900,000 from AUD 1,800,000
up to a maximum sum of AUD 2,700,000 per
annum
5 To transact any other business that may be legally Non-Voting No vote
brought forward
--------------------------------------------------------------------------------------------------------------------------
NEXEN INC Agenda Number: 702875507
--------------------------------------------------------------------------------------------------------------------------
Security: 65334H102
Meeting Type: AGM
Meeting Date: 27-Apr-2011
Ticker:
ISIN: CA65334H1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS
"3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY
FOR RESOLUTION NUMBERS "1.1 TO 1.12
AND 2". THANK YOU.
1.1 To elect as a Director: W.B. Berry Mgmt Abstain Against
1.2 To elect as a Director: R.G. Bertram Mgmt Abstain Against
1.3 To elect as a Director: D.G. Flanagan Mgmt Abstain Against
1.4 To elect as a Director: S.B. Jackson Mgmt Abstain Against
1.5 To elect as a Director: K.J. Jenkins Mgmt Abstain Against
1.6 To elect as a Director: A.A. McLellan Mgmt Abstain Against
1.7 To elect as a Director: E.P. Newell Mgmt Abstain Against
1.8 To elect as a Director: T.C. O'Neill Mgmt Abstain Against
1.9 To elect as a Director: M.F. Romanow Mgmt Abstain Against
1.10 To elect as a Director: F.M. Saville Mgmt Abstain Against
1.11 To elect as a Director: J.M. Willson Mgmt Abstain Against
1.12 To elect as a Director: V.J. Zaleschuk Mgmt Abstain Against
2 To appoint Deloitte & Touche LLP as independent Mgmt For For
auditors for 2011
3 To approve the continuation, amendment and restatement Mgmt Against Against
of the shareholder rights plan
4 To approve the advisory vote on Nexen's approach Mgmt Against Against
to executive compensation
5 To consider and act on any other business that Mgmt Abstain Split
may properly come before the meeting
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 703115558
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
2.3 Appoint a Corporate Auditor Mgmt Against Against
2.4 Appoint a Corporate Auditor Mgmt For For
2.5 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NISSAN MOTOR CO.,LTD. Agenda Number: 703142202
--------------------------------------------------------------------------------------------------------------------------
Security: J57160129
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3672400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Delegation to the Board of Directors to determine Mgmt For For
the terms and conditions of issuing Shinkabu-Yoyakuken
(Share Option) without consideration to employees
of the Company and directors and employees
of its affiliates
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOMURA HOLDINGS, INC. Agenda Number: 703129026
--------------------------------------------------------------------------------------------------------------------------
Security: J59009159
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3762600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
2. Amend Articles to: Expand Business Lines and Mgmt For For
others
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702775632
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 22-Feb-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 750908, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
A.1 The Board of Directors proposes approval of Mgmt No vote Split
the Annual Report, the Financial Statements
of Novartis AG and the Group Consolidated Financial
Statements for the Business Year 2010
A.2 The Board of Directors proposes discharge from Mgmt No vote Split
liability of its members and those of the Executive
Committee for the business year 2010
A.3 The Board of Directors proposes appropriation Mgmt No vote Split
of the available earnings of CHF 7,027,682,826
as: Dividend: CHF 5,452,130,559; Transfer to
free reserves: CHF 1,575,552,267; the total
dividend payment of CHF 5,452,130,559 is equivalent
to a gross dividend of CHF 2.20 per registered
share of CHF 0.50 nominal value entitled to
dividends
A.4 The Board of Directors proposes that the Compensation Mgmt No vote Split
System of Novartis be endorsed (non-binding
consultative vote)
A.5.1 At this Annual General Meeting, Alexandre F. Non-Voting No vote
Jetzer-Chung and Hans-Joerg Rudloff are retiring
from the Board of Directors, having reached
the age limit set in the Articles of Incorporation
A52.1 The Board of Directors proposes the re-election Mgmt No vote Split
of Ann Fudge for a three-year term
A52.2 The Board of Directors proposes the re-election Mgmt No vote Split
of Pierre Landolt for a three-year term
A52.3 The Board of Directors proposes the re-election Mgmt No vote Split
of Ulrich Lehner, Ph.D., for a three-year term
A.5.3 The Board of Directors proposes the election Mgmt No vote Split
of Enrico Vanni, Ph.D., for a three-year term
A.6 The Board of Directors proposes the election Mgmt No vote Split
of PricewaterhouseCoopers as auditor of Novartis
AG for one year
B If shareholders at the Annual General Meeting Mgmt No vote Split
propose additional and/or counterproposals,
I/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 702821528
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: EGM
Meeting Date: 08-Apr-2011
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 793761, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
A.1.1 Under this item, the Board of Directors proposes Mgmt No vote Split
approval of the merger agreement between Alcon,
Inc. ("Alcon") and Novartis AG ("Novartis"
or "Company") dated December 14, 2010
A.1.2 Under this item, the Board of Directors proposes Mgmt No vote Split
the creation of authorised capital through
the issuance of up to 108 million new shares
for the purpose of completing the merger of
Alcon into Novartis by means of the following
new Article 4a of the Articles of Incorporation:
Article 4a Authorised Capital in favor of Alcon,
Inc 1 Up to 8 April 2013, the Board of Directors
shall be authorised to increase the share capital
in connection with the merger of Alcon, Inc.
into the Company by a maximum amount of CHF
54,000,000 nominal value through the issuance
of maximally 108,000,000 fully paid-in registered
shares with a nominal value of CHF 0.50 each.
The pre-emptive rights of the existing shareholders
shall not apply. The Board of Directors shall
determine the issue price in accordance with
the merger agreement between Alcon, Inc. and
Novartis AG dated 14 December 2010. The new
shares shall be entitled to dividends as from
the financial year in which they are issued
and shall be subject to the registration requirements
set forth in Article 5 of the Articles of Incorporation
B If shareholders at the Extraordinary General Mgmt No vote Split
Meeting propose additional and/or counter-proposals,
l/we instruct the Independent Proxy to vote
according to the proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
NTT DOCOMO,INC. Agenda Number: 703101864
--------------------------------------------------------------------------------------------------------------------------
Security: J59399105
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: JP3165650007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt Against Against
4.3 Appoint a Corporate Auditor Mgmt For For
4.4 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 933479710
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 30-Jun-2011
Ticker: OGZPY
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE ANNUAL REPORT OF OAO GAZPROM FOR Mgmt For For
2010.
02 APPROVE THE ANNUAL ACCOUNTING STATEMENTS, INCLUDING Mgmt For For
THE PROFIT AND LOSS REPORT OF THE COMPANY BASED
ON THE RESULTS OF 2010.
03 APPROVE THE DISTRIBUTION OF PROFIT OF THE COMPANY Mgmt For For
BASED ON THE RESULTS OF 2010.
04 APPROVE THE AMOUNT OF, TIME FOR AND FORM OF Mgmt For For
PAYMENT OF ANNUAL DIVIDENDS ON THE COMPANY'S
SHARES THAT HAVE BEEN RECOMMENDED BY THE BOARD
OF DIRECTORS OF THE COMPANY.
05 APPROVE CLOSED JOINT STOCK COMPANY PRICEWATERHOUSECOOPERS Mgmt For For
AUDIT AS THE COMPANY'S EXTERNAL AUDITOR.
06 APPROVE AMENDMENTS TO THE CHARTER OF OAO GAZPROM. Mgmt For For
07 PAY REMUNERATION TO MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS IN THE AMOUNTS RECOMMENDED BY THE
BOARD OF DIRECTORS OF THE COMPANY.
08 PAY REMUNERATION TO MEMBERS OF THE AUDIT COMMISSION Mgmt For For
IN THE AMOUNTS RECOMMENDED BY THE BOARD OF
DIRECTORS OF THE COMPANY.
9A AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt For For
(OPEN JOINT STOCK COMPANY) REGARDING RECEIPT
BY OAO GAZPROM OF FUNDS WITH A MAXIMUM AMOUNT
OF 500 MILLION U.S. DOLLARS OR ITS EQUIVALENT
IN RUBLES OR EUROS, FOR A TERM NOT EXCEEDING
FIVE YEARS, WITH INTEREST FOR USING THE LOANS
TO BE PAID AT A RATE NOT EXCEEDING 12% PER
ANNUM IN THE CASE OF LOANS IN U.S. DOLLARS
/ EUROS AND AT A RATE NOT EXCEEDING THE BANK
OF RUSSIA'S REFINANCING RATE IN EFFECT ON THE
DATE OF ENTRY INTO THE APPLICABLE LOAN AGREEMENT,
PLUS 3% PER ANNUM, IN THE CASE OF LOANS IN
RUBLES.
9B AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For For
OF RUSSIA OAO REGARDING RECEIPT BY OAO GAZPROM
OF FUNDS WITH A MAXIMUM AMOUNT OF 1.5 BILLION
U.S. DOLLARS OR ITS EQUIVALENT IN RUBLES OR
EUROS, FOR A TERM NOT EXCEEDING FIVE YEARS,
WITH INTEREST FOR USING THE LOANS TO BE PAID
AT A RATE NOT EXCEEDING 12% PER ANNUM IN THE
CASE OF LOANS IN U.S. DOLLARS / EUROS AND AT
A RATE NOT EXCEEDING THE BANK OF RUSSIA'S REFINANCING
RATE IN EFFECT ON THE DATE OF ENTRY INTO THE
APPLICABLE LOAN AGREEMENT, PLUS 3% PER ANNUM,
IN THE CASE OF LOANS IN RUBLES.
9C AGREEMENTS BETWEEN OAO GAZPROM AND OAO BANK Mgmt For For
VTB REGARDING RECEIPT BY OAO GAZPROM OF FUNDS
WITH A MAXIMUM AMOUNT OF ONE BILLION U.S. DOLLARS
OR ITS EQUIVALENT IN RUBLES OR EUROS, FOR A
TERM NOT EXCEEDING FIVE YEARS, WITH INTEREST
FOR USING THE LOANS TO BE PAID AT A RATE NOT
EXCEEDING 12% PER ANNUM IN THE CASE OF LOANS
IN U.S. DOLLARS / EUROS AND AT A RATE NOT EXCEEDING
THE BANK OF RUSSIA'S REFINANCING RATE IN EFFECT
ON THE DATE OF ENTRY INTO THE APPLICABLE LOAN
AGREEMENT, PLUS 3% PER ANNUM, IN THE CASE OF
LOANS IN RUBLES.
9D AGREEMENTS BETWEEN OAO GAZPROM AND STATE CORPORATION Mgmt For For
"BANK FOR DEVELOPMENT AND FOREIGN ECONOMIC
AFFAIRS (VNESHECONOMBANK)" REGARDING RECEIPT
BY OAO GAZPROM OF FUNDS WITH A MAXIMUM AMOUNT
OF ONE BILLION U.S. DOLLARS OR ITS EQUIVALENT
IN RUBLES OR EUROS, FOR A TERM NOT EXCEEDING
FIVE YEARS, WITH INTEREST FOR USING LOANS TO
BE PAID AT A RATE NOT EXCEEDING 12% PER ANNUM
IN CASE OF LOANS IN U.S. DOLLARS/EUROS & AT
A RATE NOT EXCEEDING BANK OF RUSSIA'S REFINANCING
RATE IN EFFECT ON DATE OF ENTRY INTO APPLICABLE
LOAN AGREEMENT, PLUS 3% PER ANNUM.
9E TRANSACTIONS BETWEEN OAO GAZPROM AND GAZPROMBANK, Mgmt For For
TO BE ENTERED INTO UNDER A LOAN FACILITY AGREEMENT
BETWEEN OAO GAZPROM AND THE BANK, INVOLVING
RECEIPT BY OAO GAZPROM OF FUNDS WITH A MAXIMUM
AMOUNT OF 25 BILLION RUBLES, FOR A TERM NOT
EXCEEDING 30 CALENDAR DAYS, WITH INTEREST FOR
USING THE LOANS TO BE PAID AT A RATE NOT EXCEEDING
THE REFERENCE OFFERED RATE FOR RUBLE LOANS
IN THE MOSCOW MONEY MARKET ESTABLISHED FOR
LOANS WITH A MATURITY EQUAL TO A PERIOD OF
USING THE APPLICABLE LOAN, QUOTED AS OF THE
DATE OF ENTRY INTO THE APPLICABLE TRANSACTION,
INCREASED BY 2%.
9F TRANSACTIONS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For For
OF RUSSIA OAO, TO BE ENTERED INTO UNDER A LOAN
FACILITY AGREEMENT BETWEEN OAO GAZPROM AND
THE BANK, INVOLVING RECEIPT BY OAO GAZPROM
OF FUNDS WITH A MAXIMUM AMOUNT OF 17 BILLION
RUBLES, FOR A TERM NOT EXCEEDING 30 CALENDAR
DAYS, WITH INTEREST FOR USING THE LOANS TO
BE PAID AT A RATE NOT EXCEEDING THE REFERENCE
OFFERED RATE FOR RUBLE LOANS IN MOSCOW MONEY
MARKET ESTABLISHED FOR LOANS WITH A MATURITY
EQUAL TO PERIOD OF USING APPLICABLE LOAN, QUOTED
AS OF DATE OF ENTRY INTO APPLICABLE TRANSACTION,
INCREASED BY 4%.
9G TRANSACTIONS BETWEEN OAO GAZPROM AND OAO BANK Mgmt For For
VTB, TO BE ENTERED INTO UNDER A LOAN FACILITY
AGREEMENT BETWEEN OAO GAZPROM AND THE BANK,
INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS WITH
A MAXIMUM AMOUNT OF FIVE BILLION RUBLES, FOR
A TERM NOT EXCEEDING 30 CALENDAR DAYS, WITH
INTEREST FOR USING THE LOANS TO BE PAID AT
A RATE NOT EXCEEDING THE REFERENCE OFFERED
RATE FOR RUBLE LOANS IN THE MOSCOW MONEY MARKET
ESTABLISHED FOR LOANS WITH A MATURITY EQUAL
TO THE PERIOD OF USING THE APPLICABLE LOAN,
QUOTED AS OF DATE OF ENTRY INTO THE APPLICABLE
TRANSACTION, INCREASED BY 4%.
9H TRANSACTIONS BETWEEN OAO GAZPROM AND OAO BANK Mgmt For For
ROSSIYA, TO BE ENTERED INTO UNDER A LOAN FACILITY
AGREEMENT BETWEEN OAO GAZPROM AND THE BANK,
INVOLVING RECEIPT BY OAO GAZPROM OF FUNDS WITH
A MAXIMUM AMOUNT OF 100 MILLION U.S. DOLLARS,
FOR A TERM NOT EXCEEDING 30 CALENDAR DAYS,
WITH INTEREST FOR USING THE LOANS TO BE PAID
AT A RATE NOT EXCEEDING THE LONDON INTERBANK
OFFERED RATE (LIBOR) ESTABLISHED FOR LOANS
WITH A MATURITY EQUAL TO THE PERIOD OF USING
THE APPLICABLE LOAN, QUOTED AS OF THE DATE
OF ENTRY INTO THE APPLICABLE TRANSACTION, INCREASED
BY 4%.
9I AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt For For
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
GAZPROMBANK (OPEN JOINT STOCK COMPANY) WILL
ACCEPT AND CREDIT, UPON THE TERMS AND CONDITIONS
ANNOUNCED BY IT, FUNDS TRANSFERRED TO ACCOUNTS
OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS
THROUGH THE ACCOUNTS, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, AS WELL AS AGREEMENTS BETWEEN
OAO GAZPROM AND GAZPROMBANK (OPEN JOINT STOCK
COMPANY) REGARDING MAINTENANCE IN THE ACCOUNT
OF A NON-REDUCIBLE BALANCE WITH A MAXIMUM AMOUNT
NOT EXCEEDING 20 BILLION RUBLES OR ITS EQUIVALENT
9J AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For For
OF RUSSIA OAO, OAO BANK VTB, AND OAO BANK ROSSIYA,
PURSUANT TO WHICH THE BANKS WILL ACCEPT AND
CREDIT, UPON THE TERMS AND CONDITIONS ANNOUNCED
BY THE BANKS, FUNDS TRANSFERRED TO ACCOUNTS
OPENED BY OAO GAZPROM AND CONDUCT OPERATIONS
THROUGH THE ACCOUNTS ACTING UPON OAO GAZPROM'S
INSTRUCTIONS.
9K AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK, Mgmt For For
SBERBANK OF RUSSIA OAO, OAO BANK VTB AND OAO
BANK ROSSIYA, PURSUANT TO WHICH THE BANKS WILL
PROVIDE SERVICES TO OAO GAZPROM MAKING USE
OF ELECTRONIC PAYMENTS SYSTEM OF THE RESPECTIVE
BANK, INCLUDING RECEIPT FROM OAO GAZPROM OF
ELECTRONIC PAYMENT DOCUMENTS FOR EXECUTING
PAYMENT OPERATIONS THROUGH THE ACCOUNTS, PROVISION
OF ELECTRONIC STATEMENTS OF ACCOUNTS AND CONDUCT
OF OTHER ELECTRONIC DOCUMENT PROCESSING, AND
OAO GAZPROM WILL MAKE PAYMENT FOR THE SERVICES
PROVIDED AT TARIFFS OF RESPECTIVE BANK.
9L FOREIGN CURRENCY PURCHASE/SALE TRANSACTIONS Mgmt For For
BETWEEN OAO GAZPROM AND GAZPROMBANK (OPEN JOINT
STOCK COMPANY), TO BE ENTERED INTO UNDER THE
GENERAL AGREEMENT ON THE CONDUCT OF CONVERSION
OPERATIONS NO. 3446 BETWEEN OAO GAZPROM AND
THE BANK DATED SEPTEMBER 12, 2006, WITH A MAXIMUM
AMOUNT OF 500 MILLION U.S. DOLLARS OR ITS EQUIVALENT
IN RUBLES, EUROS OR OTHER CURRENCY FOR EACH
TRANSACTION.
9M AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt For For
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
OAO GAZPROM WILL GRANT SURETYSHIPS TO SECURE
PERFORMANCE BY OAO GAZPROM'S SUBSIDIARY COMPANIES
OF THEIR OBLIGATIONS TO GAZPROMBANK (OPEN JOINT
STOCK COMPANY) WITH RESPECT TO THE BANK'S GUARANTEES
ISSUED TO THE RUSSIAN FEDERATION'S TAX AUTHORITIES
IN CONNECTION WITH THE SUBSIDIARY COMPANIES
CHALLENGING SUCH TAX AUTHORITIES' CLAIMS IN
COURT, WITH AN AGGREGATE MAXIMUM AMOUNT EQUIVALENT
TO 500 MILLION U.S. DOLLARS AND FOR A PERIOD
NOT EXCEEDING 14 MONTHS.
9N AGREEMENTS BETWEEN OAO GAZPROM AND SBERBANK Mgmt For For
OF RUSSIA OAO, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT SURETYSHIPS TO SECURE PERFORMANCE
BY OAO GAZPROM'S SUBSIDIARY COMPANIES OF THEIR
OBLIGATIONS TO SBERBANK OF RUSSIA OAO WITH
RESPECT TO THE BANK'S GUARANTEES ISSUED TO
THE RUSSIAN FEDERATION'S TAX AUTHORITIES IN
CONNECTION WITH THE SUBSIDIARY COMPANIES CHALLENGING
SUCH TAX AUTHORITIES' CLAIMS IN COURT, WITH
AN AGGREGATE MAXIMUM AMOUNT EQUIVALENT TO 500
MILLION U.S. DOLLARS AND FOR A PERIOD NOT EXCEEDING
14 MONTHS.
9O AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt For For
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
OAO GAZPROM WILL ISSUE SURETYSHIPS TO SECURE
PERFORMANCE BY OAO GAZPROM'S SUBSIDIARY COMPANIES
OF THEIR OBLIGATIONS TO SBERBANK OF RUSSIA
OAO WITH RESPECT TO THE BANK'S GUARANTEES ISSUED
TO THE RUSSIAN FEDERATION'S TAX AUTHORITIES
TO SECURE OBLIGATIONS OF THE ABOVEMENTIONED
COMPANIES TO PAY EXCISE TAXES IN CONNECTION
WITH EXPORTS OF EXCISABLE OIL PRODUCTS & EVENTUAL
PENALTIES, WITH MAXIMUM AMOUNT OF 1.8 BILLION
RUBLES AND FOR A PERIOD NOT EXCEEDING 18 MONTHS.
9P AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OOO
GAZPROMTRANS TEMPORARY POSSESSION AND USE OF
THE INFRASTRUCTURE FACILITIES OF THE RAILWAY
STATIONS OF THE SURGUTSKIY CONDENSATE STABILIZATION
PLANT, OF THE SERNAYA RAILWAY STATION AND OF
THE TVYORDAYA SERA RAILWAY STATION, THE FACILITIES
OF THE RAILWAY STATION SITUATED IN THE TOWN
OF SLAVYANSK-NA-KUBANI, THE FACILITIES OF THE
RAILWAY LINE FROM THE OBSKAYA STATION TO THE
KARSKAYA STATION, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
9Q AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt For For
NEFT ORENBURG, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT ZAO GAZPROM NEFT ORENBURG TEMPORARY
POSSESSION AND USE OF THE WELLS AND DOWNHOLE
AND ABOVE-GROUND WELL EQUIPMENT WITHIN THE
EASTERN SEGMENT OF THE ORENBURGSKOYE OIL AND
GAS-CONDENSATE FIELD FOR A PERIOD NOT EXCEEDING
12 MONTHS, AND ZAO GAZPROM NEFT ORENBURG WILL
MAKE PAYMENT FOR USING SUCH PROPERTY UP TO
A MAXIMUM AMOUNT OF 1.63 BILLION RUBLES.
9R AGREEMENTS BETWEEN OAO GAZPROM AND DOAO TSENTRENERGOGAZ Mgmt For For
OF OAO GAZPROM, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT DOAO TSENTRENERGOGAZ OF OAO GAZPROM
TEMPORARY POSSESSION AND USE OF THE BUILDING
AND EQUIPMENT OF THE REPAIR AND MACHINING SHOP
AT THE HOME BASE OF THE OIL AND GAS PRODUCTION
DEPARTMENT FOR THE ZAPOLYARNOYE GAS-OIL-CONDENSATE
FIELD, SITUATED IN THE YAMALO-NENETSKIY AUTONOMOUS
AREA, TAZOVSKIY DISTRICT, TOWNSHIP OF NOVOZAPOLYARNYI,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9S AGREEMENTS BETWEEN OAO GAZPROM AND OAO TSENTRGAZ, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO
TSENTRGAZ TEMPORARY POSSESSION AND USE OF THE
FACILITIES OF A PREVENTATIVE CLINIC SITUATED
IN THE TULA REGION, SHCHEKINSKY DISTRICT, TOWNSHIP
OF GRUMANT, AS WELL AS THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OAO TSENTRGAZ
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OAO
TSENTRGAZ LEVEL", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
9T AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM WILL
GRANT OAO GAZPROM PROMGAZ TEMPORARY POSSESSION
AND USE OF EXPERIMENTAL PROTOTYPES OF GAS-USING
EQUIPMENT LOCATED IN THE ROSTOV REGION, TOWN
OF KAMENSK-SHAKHTINSKY, AND THE KEMEROVO REGION,
CITY OF NOVOKUZNETSK, AEROSPACE DATA PROCESSING
SOFTWARE AND EQUIPMENT COMPLEX, AS WELL AS
EXPERIMENTAL MODEL "AUTOMATED INFORMATION SYSTEM
"MONITORING" FOR A PERIOD NOT EXCEEDING 12
MONTHS, AND OAO GAZPROM PROMGAZ WILL MAKE PAYMENT
FOR USING SUCH PROPERTY.
9U AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt For For
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
OAO GAZPROM WILL GRANT GAZPROMBANK TEMPORARY
POSSESSION AND USE OF THE NON-RESIDENTIAL PREMISES
IN A BUILDING THAT ARE SITUATED AT 31 LENINA
STREET, YUGORSK, TYUMEN REGION AND ARE USED
TO HOUSE A BRANCH OF GAZPROMBANK, WITH A TOTAL
FLOOR SPACE OF 810.6 SQUARE METERS, AND THE
PLOT OF LAND OCCUPIED BY BUILDING & REQUIRED
FOR USE OF THAT BUILDING, WITH AN AREA OF 3,371
SQUARE METERS, FOR A PERIOD NOT EXCEEDING 12
MONTHS, & GAZPROMBANK WILL MAKE PAYMENT FOR
USING PROPERTY.
9V AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
NEFTEKHIM SALAVAT, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OAO GAZPROM NEFTEKHIM SALAVAT TEMPORARY
POSSESSION AND USE OF THE GAS CONDENSATE PIPELINE
RUNNING FROM THE KARACHAGANAKSKOYE GAS CONDENSATE
FIELD TO THE ORENBURG GAS REFINERY FOR A PERIOD
NOT EXCEEDING 12 MONTHS, AND OAO GAZPROM NEFTEKHIM
SALAVAT WILL MAKE PAYMENT FOR USING SUCH PROPERTY
UP TO A MAXIMUM AMOUNT OF 309,000 RUBLES.
9W AGREEMENTS BETWEEN OAO GAZPROM AND OAO VOSTOKGAZPROM, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO
VOSTOKGAZPROM TEMPORARY POSSESSION AND USE
OF AN M-468R SPECIALPURPOSE COMMUNICATIONS
INSTALLATION FOR A PERIOD NOT EXCEEDING 12
MONTHS, AND OAO VOSTOKGAZPROM WILL MAKE PAYMENT
FOR USING SUCH PROPERTY UP TO A MAXIMUM AMOUNT
OF 274,000 RUBLES.
9X AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
EXPORT, PURSUANT TO WHICH OAO GAZPROM WILL
GRANT OOO GAZPROM EXPORT TEMPORARY POSSESSION
AND USE OF AN M-468R SPECIALPURPOSE COMMUNICATIONS
INSTALLATION, AS WELL AS THE SOFTWARE AND HARDWARE
SOLUTIONS "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM EXPORT LEVEL" AND "SYSTEM OF REPORTING
AND ANALYSIS OF INFORMATION ON NON-CORE ASSETS
WITHIN OAO GAZPROM SYSTEM (RAINCA) AT OOO GAZPROM
EXPORT LEVEL" FOR A PERIOD NOT EXCEEDING 12
MONTHS.
9Y AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
NEFT, PURSUANT TO WHICH OAO GAZPROM WILL GRANT
OAO GAZPROM NEFT TEMPORARY POSSESSION AND USE
OF AN M-468R SPECIALPURPOSE COMMUNICATIONS
INSTALLATION, AS WELL AS THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OAO GAZPROM NEFT
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OAO
GAZPROM NEFT LEVEL", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
9Z AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
SPACE SYSTEMS, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OAO GAZPROM SPACE SYSTEMS TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OAO GAZPROM SPACE
SYSTEMS LEVEL (ERP)", "OAO GAZPROM LONG-TERM
INVESTMENTS REPORTING AND ANALYSIS SYSTEM (LTIAA)
AT OAO GAZPROM SPACE SYSTEMS LEVEL" AND "ELECTRONIC
ARCHIVE MODULE AT OAO GAZPROM SPACE SYSTEMS
LEVEL" FOR A PERIOD NOT EXCEEDING 12 MONTHS.
9AA AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL GRANT ZAO
YAMALGAZINVEST TEMPORARY POSSESSION AND USE
OF THE SOFTWARE AND HARDWARE SOLUTIONS "SYSTEM
FOR MANAGING OAO GAZPROM'S PROPERTY AND OTHER
ASSETS AT ZAO YAMALGAZINVEST LEVEL (ERP)" AND
"ELECTRONIC ARCHIVE MODULE AT ZAO YAMALGAZINVEST
LEVEL" FOR A PERIOD NOT EXCEEDING 12 MONTHS,
AND ZAO YAMALGAZINVEST WILL MAKE PAYMENT FOR
USING SUCH PROPERTY UP TO A MAXIMUM AMOUNT
OF 12.1 MILLION RUBLES.
9AB AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt For For
INVEST YUG, PURSUANT TO WHICH OAO GAZPROM WILL
GRANT ZAO GAZPROM INVEST YUG TEMPORARY POSSESSION
AND USE OF THE SOFTWARE AND HARDWARE SOLUTIONS
"SYSTEM FOR MANAGING OAO GAZPROM'S PROPERTY
AND OTHER ASSETS AT ZAO GAZPROM INVEST YUG
LEVEL (ERP)" AND "ELECTRONIC ARCHIVE MODULE
AT ZAO GAZPROM INVEST YUG LEVEL" FOR A PERIOD
NOT EXCEEDING 12 MONTHS, AND ZAO GAZPROM INVEST
YUG WILL MAKE PAYMENT FOR USING SUCH PROPERTY
UP TO A MAXIMUM AMOUNT OF 5.3 MILLION RUBLES.
9AC AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
MEZHREGIONGAZ, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OOO GAZPROM MEZHREGIONGAZ TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OOO GAZPROM MEZHREGIONGAZ
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM MEZHREGIONGAZ LEVEL", "SYSTEM OF REPORTING
AND ANALYSIS OF INFORMATION ON NON-CORE ASSETS
WITHIN OAO GAZPROM SYSTEM (RAINCA) AT OOO GAZPROM
MEZHREGIONGAZ LEVEL"
9AD AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
KOMPLEKTATSIYA, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OOO GAZPROM KOMPLEKTATSIYA TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
SOLUTIONS "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OOO GAZPROM KOMPLEKTATSIYA
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM KOMPLEKTATSIYA LEVEL", "SYSTEM OF REPORTING
AND ANALYSIS OF INFORMATION ON NON-CORE ASSETS
WITHIN OAO GAZPROM SYSTEM (RAINCA) AT OOO GAZPROM
KOMPLEKTATSIYA LEVEL"
9AE AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
TSENTRREMONT, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OOO GAZPROM TSENTRREMONT TEMPORARY
POSSESSION AND USE OF THE SOFTWARE AND HARDWARE
COMPLEXES "SYSTEM FOR MANAGING OAO GAZPROM'S
PROPERTY AND OTHER ASSETS AT OOO GAZPROM TSENTRREMONT
LEVEL (ERP)", "OAO GAZPROM LONG-TERM INVESTMENTS
REPORTING AND ANALYSIS SYSTEM (LTIAA) AT OOO
GAZPROM TSENTRREMONT LEVEL", AND "ELECTRONIC
ARCHIVE MODULE AT OOO GAZPROM TSENTRREMONT
LEVEL" FOR A PERIOD NOT EXCEEDING 12 MONTHS.
9AF AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZTELECOM, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL GRANT ZAO
GAZTELECOM TEMPORARY POSSESSION AND USE OF
COMMUNICATIONS FACILITIES COMPRISED OF BUILDINGS,
COMMUNICATIONS LINES, COMMUNICATIONS NETWORKS,
CABLE DUCT SYSTEMS AND EQUIPMENT, WHICH ARE
LOCATED IN THE CITY OF MOSCOW, THE CITY OF
SAINT PETERSBURG, THE CITY OF MALOYAROSLAVETS,
THE CITY OF ROSTOV-ON-DON, THE CITY OF KALININGRAD,
THE MOSCOW REGION AND THE SMOLENSK REGION OF
THE RUSSIAN FEDERATION, AND IN THE TERRITORY
OF THE REPUBLIC OF BELARUS.
9AG AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
GAZORASPREDELENIYE, PURSUANT TO WHICH OAO GAZPROM
WILL GRANT OAO GAZPROM GAZORASPREDELENIYE TEMPORARY
POSSESSION AND USE OF THE PROPERTY COMPLEX
OF A GAS-DISTRIBUTION SYSTEM COMPRISED OF FACILITIES
INTENDED FOR THE TRANSPORTATION AND FEEDING
OF GAS DIRECTLY TO CONSUMERS, AND USE OF THE
SOFTWARE AND HARDWARE SOLUTIONS "SYSTEM FOR
MANAGING OAO GAZPROM'S PROPERTY AND OTHER ASSETS
AT OAO GAZPROMREGIONGAZ LEVEL (ERP) ", "OAO
GAZPROM LONG-TERM INVESTMENTS REPORTING AND
ANALYSIS SYSTEM (LTIAA)
9AH AGREEMENTS BETWEEN OAO GAZPROM AND OAO DRUZHBA, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL GRANT OAO
DRUZHBA TEMPORARY POSSESSION AND USE OF THE
FACILITIES OF DRUZHBA VACATION CENTER SITUATED
IN THE MOSCOW REGION, NARO-FOMINSK DISTRICT,
VILLAGE OF ROGOZININO, FOR A PERIOD NOT EXCEEDING
12 MONTHS, AND OAO DRUZHBA WILL MAKE PAYMENT
FOR USING SUCH PROPERTY UP TO A MAXIMUM AMOUNT
OF 278.32 MILLION RUBLES.
9AI AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROMBANK Mgmt For For
(OPEN JOINT STOCK COMPANY), PURSUANT TO WHICH
THE BANK, ACTING AS A CUSTOMS BROKER, WILL
ISSUE GUARANTEES TO THE RUSSIAN FEDERATION'S
CUSTOMS AUTHORITIES IN RESPECT OF OAO GAZPROM'S
OBLIGATIONS TO PAY CUSTOMS DUTIES AND EVENTUAL
INTEREST AND PENALTIES, WITH A MAXIMUM AMOUNT
EQUIVALENT TO ONE MILLION EUROS, WITH A FEE
DUE TO THE BANK AT A RATE NOT EXCEEDING 1%
PER ANNUM OF THE AMOUNT OF THE GUARANTEE
9AJ AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
MEZHREGIONGAZ, PURSUANT TO WHICH OAO GAZPROM
UNDERTAKES, ACTING ON BEHALF OF OOO GAZPROM
MEZHREGIONGAZ AND UPON ITS INSTRUCTIONS, TO
DECLARE FOR CUSTOMS PURPOSES THE NATURAL GAS
TRANSPORTED BY PIPELINE ACROSS THE CUSTOMS
BORDER OF THE RUSSIAN FEDERATION, AND OOO GAZPROM
MEZHREGIONGAZ UNDERTAKES TO PAY FOR SUCH SERVICES
IN THE AMOUNT NOT EXCEEDING 3,000 RUBLES PER
CARGO CUSTOMS DECLARATION, AS WELL AS THE VALUE
ADDED TAX AT THE RATE REQUIRED BY THE EFFECTIVE
LEGISLATION OF THE RUSSIAN FEDERATION.
9AK AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM UNDERTAKES, ACTING
ON BEHALF OF OAO NOVATEK AND UPON ITS INSTRUCTIONS,
TO DECLARE FOR CUSTOMS PURPOSES THE NATURAL
GAS TRANSPORTED BY PIPELINE ACROSS THE CUSTOMS
BORDER OF THE RUSSIAN FEDERATION, AND OAO NOVATEK
UNDERTAKES TO PAY FOR SUCH SERVICES IN AMOUNT
NOT EXCEEDING 1.58 RUBLES PER THOUSAND CUBIC
METERS OF NATURAL GAS, AS WELL AS VALUE ADDED
TAX AT THE RATE REQUIRED BY EFFECTIVE LEGISLATION
OF RUSSIAN FEDERATION, ON BASIS OF MONTHLY
VOLUME OF TRANSPORTED NATURAL GAS.
9AL AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
NEFT, PURSUANT TO WHICH OAO GAZPROM UNDERTAKES,
ACTING ON BEHALF OF OAO GAZPROM NEFT AND UPON
ITS INSTRUCTIONS, TO DECLARE FOR CUSTOMS PURPOSES
THE NATURAL GAS TRANSPORTED BY PIPELINE ACROSS
THE CUSTOMS BORDER OF THE RUSSIAN FEDERATION,
AND OAO GAZPROM NEFT UNDERTAKES TO PAY FOR
SUCH SERVICES IN THE AMOUNT NOT EXCEEDING 1.58
RUBLES PER THOUSAND CUBIC METERS OF NATURAL
GAS, AS WELL AS THE VALUE ADDED TAX AT THE
RATE REQUIRED BY THE EFFECTIVE LEGISLATION
OF THE RUSSIAN FEDERATION.
9AM AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
MEZHREGIONGAZ, PURSUANT TO WHICH OOO GAZPROM
MEZHREGIONGAZ UNDERTAKES, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, FOR A TOTAL FEE NOT EXCEEDING
476.43 MILLION RUBLES, IN ITS OWN NAME, BUT
FOR OAO GAZPROM'S ACCOUNT, TO ACCEPT GAS PRODUCED
BY OAO GAZPROM AND THE LATTER'S AFFILIATES
AND SELL IT THROUGH THE ELECTRONIC TRADING
SITE OF OOO GAZPROM MEZHREGIONGAZ AND AT A
COMMODITY EXCHANGE IN THE AMOUNT NOT EXCEEDING
21.25 BILLION CUBIC METERS FOR THE SUM NOT
EXCEEDING 47.64 BILLION RUBLES.
9AN AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
MEZHREGIONGAZ, PURSUANT TO WHICH OOO GAZPROM
MEZHREGIONGAZ WILL DELIVER AND OAO GAZPROM
WILL ACCEPT (TAKE OFF) GAS PURCHASED BY OOO
GAZPROM MEZHREGIONGAZ FROM INDEPENDENT ENTITIES
IN THE AMOUNT NOT EXCEEDING 12 BILLION CUBIC
METERS AND WILL MAKE PAYMENT FOR THE GAS UP
TO AN AGGREGATE MAXIMUM AMOUNT OF 43.9 BILLION
RUBLES.
9AO AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
EXPORT, PURSUANT TO WHICH OOO GAZPROM EXPORT
UNDERTAKES, ACTING UPON OAO GAZPROM'S INSTRUCTIONS
AND FOR A TOTAL FEE NOT EXCEEDING 300 MILLION
RUBLES, IN ITS OWN NAME, BUT FOR OAO GAZPROM'S
ACCOUNT, TO ACCEPT COMMERCIAL PRODUCTS OWNED
BY OAO GAZPROM, INCLUDING CRUDE OIL, GAS CONDENSATE,
SULPHUR AND REFINED PRODUCTS AND SELL THEM
IN THE MARKET OUTSIDE THE TERRITORY OF THE
RUSSIAN FEDERATION, IN THE AMOUNT NOT EXCEEDING
5.5 MILLION TONS FOR THE SUM NOT EXCEEDING
60 BILLION RUBLES.
9AP AGREEMENTS BETWEEN OAO GAZPROM AND ZAO NORTHGAS, Mgmt For For
PURSUANT TO WHICH ZAO NORTHGAS WILL DELIVER,
AND OAO GAZPROM WILL ACCEPT (TAKE OFF), GAS
IN THE AMOUNT NOT EXCEEDING 60 MILLION CUBIC
METERS, DELIVERABLE ON A MONTHLY BASIS, AND
OAO GAZPROM WILL MAKE PAYMENT FOR THE GAS UP
TO AN AGGREGATE MAXIMUM AMOUNT OF 61 MILLION
RUBLES.
9AQ AGREEMENTS BETWEEN OAO GAZPROM AND OAO SEVERNEFTEGAZPROM, Mgmt For For
PURSUANT TO WHICH OAO SEVERNEFTEGAZPROM WILL
DELIVER, AND OAO GAZPROM WILL ACCEPT (TAKE
OFF), GAS IN THE AMOUNT NOT EXCEEDING 17 BILLION
CUBIC METERS, AND OAO GAZPROM WILL MAKE PAYMENT
FOR THE GAS UP TO AN AGGREGATE MAXIMUM AMOUNT
OF 30.09 BILLION RUBLES.
9AR AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt For For
NEFT ORENBURG, PURSUANT TO WHICH ZAO GAZPROM
NEFT ORENBURG WILL DELIVER, AND OAO GAZPROM
WILL ACCEPT (TAKE OFF), UNSTABLE CRUDE OIL
IN THE AMOUNT NOT EXCEEDING 800 THOUSAND TONS,
AND OAO GAZPROM WILL MAKE PAYMENT FOR THE CRUDE
OIL UP TO AN AGGREGATE MAXIMUM AMOUNT OF 7
BILLION RUBLES.
9AS AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt For For
PURSUANT TO WHICH OAO NOVATEK WILL DELIVER,
AND OAO GAZPROM WILL ACCEPT (TAKE OFF), GAS
IN THE AMOUNT NOT EXCEEDING 41 BILLION CUBIC
METERS, AND OAO GAZPROM WILL MAKE PAYMENT FOR
THE GAS UP TO AN AGGREGATE MAXIMUM AMOUNT OF
72.57 BILLION RUBLES.
9AT AGREEMENTS BETWEEN OAO GAZPROM AND OAO TOMSKGAZPROM, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT NOT EXCEEDING 3.6
BILLION CUBIC METERS, AND OAO TOMSKGAZPROM
WILL MAKE PAYMENT FOR THE SERVICES RELATED
TO ARRANGING FOR THE TRANSPORTATION OF GAS
VIA TRUNK GAS PIPELINES UP TO AN AGGREGATE
MAXIMUM AMOUNT OF 2 BILLION RUBLES.
9AU AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
MEZHREGIONGAZ, PURSUANT TO WHICH OAO GAZPROM
WILL PROVIDE SERVICES RELATED TO ARRANGING
FOR THE TRANSPORTATION OF GAS IN A TOTAL AMOUNT
NOT EXCEEDING 82 BILLION CUBIC METERS ACROSS
THE TERRITORY OF THE RUSSIAN FEDERATION AND
THE REPUBLIC OF KAZAKHSTAN, AND OOO GAZPROM
MEZHREGIONGAZ WILL MAKE PAYMENT FOR THE SERVICES
RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS VIA TRUNK GAS PIPELINES UP TO AN AGGREGATE
MAXIMUM AMOUNT OF 157.3 BILLION RUBLES.
9AV AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
NEFT, PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT NOT EXCEEDING 7 BILLION
CUBIC METERS AND OAO GAZPROM NEFT WILL MAKE
PAYMENT FOR THE SERVICES RELATED TO ARRANGING
FOR THE TRANSPORTATION OF GAS VIA TRUNK GAS
PIPELINES UP TO AN AGGREGATE MAXIMUM AMOUNT
OF 5.047 BILLION RUBLES.
9AW AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS IN A TOTAL AMOUNT NOT EXCEEDING 57.9
BILLION CUBIC METERS AND OAO NOVATEK WILL MAKE
PAYMENT FOR THE SERVICES RELATED TO ARRANGING
FOR THE TRANSPORTATION OF GAS VIA TRUNK GAS
PIPELINES UP TO AN AGGREGATE MAXIMUM AMOUNT
OF 89.7 BILLION RUBLES.
9AX AGREEMENTS BETWEEN OAO GAZPROM AND OAO NOVATEK, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE INJECTION
OF GAS OWNED BY OAO NOVATEK INTO UNDERGROUND
GAS STORAGE FACILITIES AND ITS STORAGE IN SUCH
FACILITIES IN THE AMOUNT NOT EXCEEDING 3.45
BILLION CUBIC METERS, AND OAO NOVATEK WILL
MAKE PAYMENT FOR THE SERVICES RELATED TO ARRANGING
FOR GAS INJECTION AND STORAGE UP TO AN AGGREGATE
MAXIMUM AMOUNT OF 2.35 BILLION RUBLES, ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9AY AGREEMENTS BETWEEN OAO GAZPROM AND A/S LATVIJAS Mgmt For For
GAZE, PURSUANT TO WHICH OAO GAZPROM WILL SELL,
AND A/S LATVIJAS GAZE WILL PURCHASE, GAS IN
THE AMOUNT NOT EXCEEDING 1.37 BILLION CUBIC
METERS FOR AN AGGREGATE MAXIMUM AMOUNT OF 424.7
MILLION EUROS IN 2012 AND PURSUANT TO WHICH
A/S LATVIJAS GAZE WILL PROVIDE SERVICES RELATED
TO INJECTION INTO AND STORAGE IN THE INCUKALNA
UNDERGROUND GAS STORAGE FACILITY OF GAS OWNED
BY OAO GAZPROM, AND RELATED TO ITS OFF-TAKING
AND TRANSPORTATION ACROSS THE TERRITORY OF
THE REPUBLIC OF LATVIA IN 2012 IN THE AMOUNTS.
9AZ AGREEMENTS BETWEEN OAO GAZPROM AND AB LIETUVOS Mgmt For For
DUJOS, PURSUANT TO WHICH OAO GAZPROM WILL SELL,
AND AB LIETUVOS DUJOS WILL PURCHASE, GAS IN
THE AMOUNT NOT EXCEEDING 1.72 BILLION CUBIC
METERS WITH AN AGGREGATE MAXIMUM AMOUNT OF
535 MILLION EUROS IN 2012 AND PURSUANT TO WHICH
AB LIETUVOS DUJOS WILL PROVIDE SERVICES RELATED
TO THE TRANSPORTATION OF GAS IN TRANSPORT MODE
ACROSS THE TERRITORY OF THE REPUBLIC OF LITHUANIA
IN THE AMOUNT NOT EXCEEDING 2.5 BILLION CUBIC
METERS IN 2012 AND OAO GAZPROM WILL MAKE PAYMENT
FOR THE GAS TRANSPORTATION SERVICES.
9BA AGREEMENTS BETWEEN OAO GAZPROM AND UAB KAUNO Mgmt For For
TERMOFIKACIJOS ELEKTRINE, PURSUANT TO WHICH
OAO GAZPROM WILL SELL, AND UAB KAUNO TERMOFIKACIJOS
ELEKTRINE WILL PURCHASE, GAS IN THE AMOUNT
NOT EXCEEDING 410 MILLION CUBIC METERS FOR
AN AGGREGATE MAXIMUM AMOUNT OF 127.1 MILLION
EUROS IN 2012.
9BB AGREEMENTS BETWEEN OAO GAZPROM AND AO MOLDOVAGAZ, Mgmt For For
PURSUANT TO WHICH OAO GAZPROM WILL SELL AND
AO MOLDOVAGAZ WILL PURCHASE GAS IN THE AMOUNT
NOT EXCEEDING 10.4 BILLION CUBIC METERS FOR
AN AGGREGATE MAXIMUM AMOUNT OF 3.3 BILLION
U.S. DOLLARS IN 2012 - 2014 AND PURSUANT TO
WHICH AO MOLDOVAGAZ WILL PROVIDE SERVICES RELATED
TO THE TRANSPORTATION OF GAS IN TRANSPORT MODE
ACROSS THE TERRITORY OF THE REPUBLIC OF MOLDOVA
IN THE AMOUNT NOT EXCEEDING 70 BILLION CUBIC
METERS IN 2012-2014, & OAO GAZPROM WILL MAKE
PAYMENT FOR SERVICES RELATED TO TRANSPORTATION
OF GAS.
9BC AGREEMENTS BETWEEN OAO GAZPROM AND KAZROSGAZ Mgmt For For
LLP, PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS OWNED BY KAZROSGAZ LLP ACROSS THE TERRITORY
OF THE RUSSIAN FEDERATION AS FOLLOWS: IN 2011
- IN THE AMOUNT NOT EXCEEDING 10.5 BILLION
CUBIC METERS, AND KAZROSGAZ LLP WILL MAKE PAYMENT
FOR THE SERVICES RELATED TO ARRANGING FOR THE
TRANSPORTATION OF GAS VIA TRUNK GAS PIPELINES
UP TO AN AGGREGATE MAXIMUM AMOUNT OF 43.5 MILLION
U.S. DOLLARS, IN 2012 - IN THE AMOUNT NOT EXCEEDING
15 BILLION CUBIC METERS.
9BD AGREEMENTS BETWEEN OAO GAZPROM AND GAZPROM GERMANIA Mgmt For For
GMBH, PURSUANT TO WHICH OAO GAZPROM WILL PROVIDE
SERVICES RELATED TO ARRANGING FOR THE TRANSPORTATION
OF NATURAL GAS OWNED BY GAZPROM GERMANIA GMBH
ACROSS THE TERRITORY OF THE REPUBLIC OF KAZAKHSTAN,
THE REPUBLIC OF UZBEKISTAN, THE RUSSIAN FEDERATION,
AND THE REPUBLIC OF BELARUS IN THE AMOUNT NOT
EXCEEDING 63.3 BILLION CUBIC METERS, AND GAZPROM
GERMANIA GMBH WILL MAKE PAYMENT FOR THE SERVICES
RELATED TO ARRANGING FOR THE TRANSPORTATION
OF GAS VIA TRUNK GAS PIPELINES.
9BE AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS, Mgmt For For
PURSUANT TO WHICH OOO GAZPROMTRANS UNDERTAKES,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS AND
FOR A FEE WITH AN AGGREGATE MAXIMUM AMOUNT
OF 200,000 RUBLES, IN ITS OWN NAME, BUT FOR
THE ACCOUNT OF OAO GAZPROM, TO ENSURE IN 2011-2012
ARRANGEMENT OF OPERATIONS RELATED TO THE DEVELOPMENT
AND ASSESSMENT OF COST ESTIMATE DOCUMENTATION,
START-UP AND COMMISSIONING WORK AT OAO GAZPROM'S
FACILITIES COMMISSIONED UNDER INVESTMENT PROJECT
IMPLEMENTATION CONTRACTS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
9BF AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt For For
INVEST YUG, PURSUANT TO WHICH ZAO GAZPROM INVEST
YUG UNDERTAKES, ACTING UPON OAO GAZPROM'S INSTRUCTIONS
AND FOR A FEE WITH AN AGGREGATE MAXIMUM AMOUNT
OF 900,000 RUBLES, IN ITS OWN NAME, BUT FOR
THE ACCOUNT OF OAO GAZPROM, TO ENSURE IN 2011-2012
ARRANGEMENT OF OPERATIONS RELATED TO THE DEVELOPMENT
AND ASSESSMENT OF COST ESTIMATE DOCUMENTATION,
START-UP AND COMMISSIONING WORK AT OAO GAZPROM'S
FACILITIES COMMISSIONED UNDER INVESTMENT PROJECT
IMPLEMENTATION CONTRACTS.
9BG AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
TSENTRREMONT, PURSUANT TO WHICH OOO GAZPROM
TSENTRREMONT UNDERTAKES, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS AND FOR A FEE WITH AN AGGREGATE
MAXIMUM AMOUNT OF 450,000 RUBLES, IN ITS OWN
NAME, BUT FOR THE ACCOUNT OF OAO GAZPROM, TO
ENSURE IN 2011-2012 ARRANGEMENT OF OPERATIONS
RELATED TO THE DEVELOPMENT AND ASSESSMENT OF
COST ESTIMATE DOCUMENTATION, START-UP AND COMMISSIONING
WORK AT OAO GAZPROM'S FACILITIES, COMMISSIONED
UNDER INVESTMENT PROJECT IMPLEMENTATION CONTRACTS,
IN THE "UNDER-LOAD" MODE.
9BH AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST, Mgmt For For
PURSUANT TO WHICH ZAO YAMALGAZINVEST UNDERTAKES,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, FOR
A FEE WITH AN AGGREGATE MAXIMUM AMOUNT OF 950,000
RUBLES, IN ITS OWN NAME, BUT FOR THE ACCOUNT
OF OAO GAZPROM, TO ENSURE IN 2011-2012 ARRANGEMENT
OF OPERATIONS RELATED TO THE DEVELOPMENT AND
ASSESSMENT OF COST ESTIMATE DOCUMENTATION,
START-UP AND COMMISSIONING WORK AT OAO GAZPROM'S
FACILITIES, COMMISSIONED UNDER INVESTMENT PROJECT
IMPLEMENTATION CONTRACTS, IN THE "UNDER-LOAD"
MODE.
9BI AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
KOMPLEKTATSIA, PURSUANT TO WHICH OOO GAZPROM
KOMPLEKTATSIA UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, FOR
A TOTAL FEE NOT EXCEEDING 25.42 MILLION RUBLES
TO PROVIDE SERVICES RELATED TO SUPPLIES OF
WELL-REPAIR EQUIPMENT FOR THE SPECIALIZED SUBSIDIARIES
OF OAO GAZPROM.
9BJ AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
SPACE SYSTEMS, PURSUANT TO WHICH OAO GAZPROM
SPACE SYSTEMS UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, TO
PROVIDE SERVICES RELATED TO THE IMPLEMENTATION
OF OAO GAZPROM'S INVESTMENT PROJECTS INVOLVING
CONSTRUCTION AND COMMISSIONING OF FACILITIES,
AND OAO GAZPROM UNDERTAKES TO PAY FOR SUCH
SERVICES UP TO A MAXIMUM AMOUNT OF 1.7 MILLION
RUBLES.
9BK AGREEMENTS BETWEEN OAO GAZPROM AND ZAO YAMALGAZINVEST, Mgmt For For
PURSUANT TO WHICH ZAO YAMALGAZINVEST UNDERTAKES,
DURING THE PERIOD BETWEEN JULY 1, 2011 AND
DECEMBER 31, 2012, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES RELATED TO
IMPLEMENTATION OF OAO GAZPROM'S INVESTMENT
PROJECTS INVOLVING CONSTRUCTION AND COMMISSIONING
OF FACILITIES, AND OAO GAZPROM UNDERTAKES TO
PAY FOR SUCH SERVICES UP TO A MAXIMUM AMOUNT
OF 29,593.7 MILLION RUBLES.
9BL AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt For For
NEFT ORENBURG, PURSUANT TO WHICH ZAO GAZPROM
NEFT ORENBURG UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, TO
PROVIDE SERVICES RELATED TO IMPLEMENTATION
OF OAO GAZPROM'S INVESTMENT PROJECTS INVOLVING
CONSTRUCTION AND COMMISSIONING OF FACILITIES,
AND OAO GAZPROM UNDERTAKES TO PAY FOR SUCH
SERVICES UP TO A MAXIMUM AMOUNT OF 228.5 MILLION
RUBLES.
9BM AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZPROM Mgmt For For
INVEST YUG, PURSUANT TO WHICH ZAO GAZPROM INVEST
YUG UNDERTAKES, DURING THE PERIOD BETWEEN JULY
1, 2011 AND DECEMBER 31, 2012, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, TO PROVIDE SERVICES
RELATED TO IMPLEMENTATION OF OAO GAZPROM'S
INVESTMENT PROJECTS INVOLVING CONSTRUCTION
AND COMMISSIONING OF FACILITIES, AND OAO GAZPROM
UNDERTAKES TO PAY FOR SUCH SERVICES UP TO A
MAXIMUM AMOUNT OF 6,733.2 MILLION RUBLES.
9BN AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROMTRANS, Mgmt For For
PURSUANT TO WHICH OOO GAZPROMTRANS UNDERTAKES,
DURING THE PERIOD BETWEEN JULY 1, 2011 AND
DECEMBER 31, 2012, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES RELATED TO
IMPLEMENTATION OF OAO GAZPROM'S INVESTMENT
PROJECTS INVOLVING CONSTRUCTION AND COMMISSIONING
OF FACILITIES, AND OAO GAZPROM UNDERTAKES TO
PAY FOR SUCH SERVICES UP TO MAXIMUM AMOUNT
OF 2,261.6 MILLION RUBLES.
9BO AGREEMENTS BETWEEN OAO GAZPROM AND OOO GAZPROM Mgmt For For
TSENTRREMONT, PURSUANT TO WHICH OOO GAZPROM
TSENTRREMONT UNDERTAKES, DURING THE PERIOD
BETWEEN JULY 1, 2011 AND DECEMBER 31, 2012,
ACTING UPON OAO GAZPROM'S INSTRUCTIONS, TO
PROVIDE SERVICES RELATED TO IMPLEMENTATION
OF OAO GAZPROM'S INVESTMENT PROJECTS INVOLVING
CONSTRUCTION AND COMMISSIONING OF FACILITIES,
AND OAO GAZPROM UNDERTAKES TO PAY FOR SUCH
SERVICES UP TO A MAXIMUM AMOUNT OF 3,754 MILLION
RUBLES.
9BP AGREEMENTS BETWEEN OAO GAZPROM AND ZAO GAZTELECOM, Mgmt For For
PURSUANT TO WHICH ZAO GAZTELECOM UNDERTAKES,
DURING THE PERIOD BETWEEN JULY 1, 2011 AND
DECEMBER 31, 2012, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES RELATED TO
IMPLEMENTATION OF OAO GAZPROM'S INVESTMENT
PROJECTS INVOLVING CONSTRUCTION AND COMMISSIONING
OF FACILITIES, AND OAO GAZPROM UNDERTAKES TO
PAY FOR SUCH SERVICES UP TO A MAXIMUM AMOUNT
OF 71.55 MILLION RUBLES.
9BQ AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt For For
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT OF LOSS OR DESTRUCTION OF, OR DAMAGE
TO, INCLUDING DEFORMATION OF THE ORIGINAL GEOMETRICAL
DIMENSIONS OF STRUCTURES OR INDIVIDUAL ELEMENTS
OF, MACHINERY OR EQUIPMENT; LINEAR PORTIONS,
TECHNOLOGICAL EQUIPMENT AND FIXTURES OF TRUNK
GAS PIPELINES, PETROLEUM PIPELINES OR REFINED
PRODUCT PIPELINES; PROPERTY FORMING PART OF
WELLS; NATURAL GAS HELD AT FACILITIES OF THE
UNIFIED GAS SUPPLY SYSTEM IN THE COURSE OF
TRANSPORTATION OR STORAGE IN UNDERGROUND GAS
STORAGE RESERVOIRS.
9BR AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt For For
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT THAT HARM IS CAUSED TO THE LIFE,
HEALTH OR PROPERTY OF OTHER PERSONS OR THE
NATURAL ENVIRONMENT AS A RESULT OF AN EMERGENCY
OR INCIDENT OCCURRING, AMONG OTHER THINGS,
AS A RESULT OF A TERRORIST ACT AT A HAZARDOUS
INDUSTRIAL FACILITY OPERATED BY OAO GAZPROM
("INSURED EVENTS"), TO MAKE AN INSURANCE PAYMENT
TO PHYSICAL PERSONS WHOSE LIFE, HEALTH OR PROPERTY
HAS BEEN HARMED, TO LEGAL ENTITIES WHOSE PROPERTY
HAS BEEN HARMED OR TO THE STATE.
9BS AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt For For
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES - IN
THE EVENT THAT ANY HARM IS CAUSED TO THE LIFE
OR HEALTH OF OAO GAZPROM'S EMPLOYEES ("INSURED
PERSONS") AS A RESULT OF AN ACCIDENT THAT OCCURS
DURING THE INSURED PERIOD OR A DISEASE HAVING
BEEN DIAGNOSED DURING THE EFFECTIVE PERIOD
OF THE RESPECTIVE AGREEMENTS ("INSURED EVENTS"),
TO MAKE AN INSURANCE PAYMENT TO THE INSURED
PERSON OR TO THE PERSON DESIGNATED BY HIM (HER)
AS HIS (HER) BENEFICIARY OR TO THE HEIRS OF
THE INSURED PERSON (BENEFICIARIES).
9BT AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt For For
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT THAT ANY EMPLOYEES OF OAO GAZPROM
OR MEMBERS OF THEIR FAMILIES OR RETIRED FORMER
EMPLOYEES OF OAO GAZPROM OR MEMBERS OF THEIR
FAMILIES (INSURED PERSONS WHO ARE BENEFICIARIES)
APPLY TO A HEALTH CARE INSTITUTION FOR MEDICAL
SERVICES ("INSURED EVENTS"), TO ARRANGE AND
PAY FOR SUCH MEDICAL SERVICES TO THE INSURED
PERSONS UP TO THE AGGREGATE INSURANCE AMOUNT
NOT EXCEEDING 550 BILLION RUBLES, AND OAO GAZPROM
UNDERTAKES TO PAY OAO SOGAZ AN INSURANCE PREMIUM.
9BU AGREEMENT BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt For For
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT OF: ASSERTION OF CLAIMS AGAINST MEMBERS
OF THE BOARD OF DIRECTORS OR THE MANAGEMENT
COMMITTEE OF OAO GAZPROM WHO ARE NOT PERSONS
HOLDING STATE POSITIONS IN THE RUSSIAN FEDERATION
OR POSITIONS IN THE STATE CIVIL SERVICE (INSURED
PERSONS) BY PHYSICAL PERSONS OR LEGAL ENTITIES
FOR WHOSE BENEFIT THE AGREEMENT WILL BE ENTERED
INTO AND WHO COULD SUFFER HARM, INCLUDING SHAREHOLDERS
OF OAO GAZPROM, DEBTORS AND CREDITORS OF OAO
GAZPROM.
9BV AGREEMENT BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt For For
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT OF ANY LIABILITY INCURRED BY OAO
GAZPROM IN ITS CAPACITY AS A CUSTOMS BROKER
AS A RESULT OF ANY HARM CAUSED TO THE ASSETS
OF ANY THIRD PERSONS REPRESENTED BY OAO GAZPROM
IN CONNECTION WITH THE CONDUCT OF CUSTOMS OPERATIONS
(BENEFICIARIES) OR AS A CONSEQUENCE OF ANY
BREACHES OF THE CONTRACTS SIGNED WITH SUCH
PERSONS, TO MAKE AN INSURANCE PAYMENT TO THE
PERSONS CONCERNED IN AN AGGREGATE MAXIMUM AMOUNT
OF 20 MILLION RUBLES PAYABLE IN EACH INSURED
EVENT.
9BW AGREEMENTS BETWEEN OAO GAZPROM AND OAO SOGAZ, Mgmt For For
PURSUANT TO WHICH OAO SOGAZ UNDERTAKES, IN
THE EVENT THAT ANY HARM (DAMAGE OR DESTRUCTION)
IS CAUSED TO A TRANSPORTATION VEHICLE OWNED
BY OAO GAZPROM OR THAT SUCH VEHICLE IS STOLEN
OR HIJACKED OR THAT ANY OF THE INDIVIDUAL COMPONENTS,
PARTS, UNITS, DEVICES, AND SUPPLEMENTARY EQUIPMENT
INSTALLED ON SUCH TRANSPORTATION VEHICLE IS
STOLEN ("INSURED EVENTS"), TO MAKE AN INSURANCE
PAYMENT TO OAO GAZPROM (AS THE BENEFICIARY)
UP TO THE AGGREGATE INSURANCE AMOUNT OF 1,180.7
MILLION RUBLES.
9BX AGREEMENTS BETWEEN OAO GAZPROM AND OAO VOSTOKGAZPROM, Mgmt For For
GAZPROMBANK (OPEN JOINT STOCK COMPANY), ZAO
GAZTELECOM, OAO GAZPROM PROMGAZ, OAO GAZPROM
GAZORASPREDELENIYE, OOO GAZPROM EXPORT, OOO
GAZPROMTRANS, ZAO GAZPROM INVEST YUG, OAO GAZPROM
SPACE SYSTEMS, OOO GAZPROM KOMPLEKTATSIYA,
OAO GAZPROM NEFT, ZAO GAZPROM NEFT ORENBURG,
OAO DRUZHBA, OOO GAZPROM MEZHREGIONGAZ, OAO
GAZPROM NEFTEKHIM SALAVAT, OAO SOGAZ, DOAO
TSENTRENERGOGAZ OF OAO GAZPROM, OAO TSENTRGAZ,
OOO GAZPROM TSENTRREMONT, AND ZAO YAMALGAZINVEST
(THE "CONTRACTORS").
9BY AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, PRE-INVESTMENT
RESEARCH WORK FOR OAO GAZPROM COVERING THE
FOLLOWING SUBJECTS: "SUBSTANTIATION OF INVESTMENTS
IN THE COMMERCIAL DEVELOPMENT AND UTILIZATION
OF METHANE IN COAL BEDS ON THE BASIS OF RESULTS
OBTAINED FROM THE PILOT AND EXPERIMENTAL-COMMERCIAL
DEVELOPMENT OF FIRST-IN-LINE FIELDS OVER 2010-2012".
9BZ AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES DURING THE PERIOD OF THREE YEARS
AFTER THEIR EXECUTION, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES INVOLVED
IN THE COST ANALYSIS OF DESIGN AND SURVEYING
WORKS AS PART OF THE ESTIMATED VALUE OF THE
CONSTRUCTION PROJECT IN ACCORDANCE WITH THE
APPROVED PROJECT DOCUMENTS WITH DUE REGARD
FOR THE TYPE AND CAPACITY OF THE RESPECTIVE
FACILITY ON THE BASIS OF THE RELEVANT METHODS
APPROVED BY OAO GAZPROM PROMGAZ.
9CA AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES DURING THE PERIOD OF THREE YEARS
AFTER THEIR EXECUTION, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES INVOLVED
IN THE IMPLEMENTATION OF PROGRAMS FOR THE SCIENTIFIC
AND TECHNICAL COOPERATION OF OAO GAZPROM WITH
FOREIGN PARTNER COMPANIES, AND OAO GAZPROM
UNDERTAKES TO MAKE PAYMENT FOR SUCH SERVICES
UP TO AN AGGREGATE MAXIMUM AMOUNT OF TWO MILLION
RUBLES
9CB AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"FEASIBILITY STUDY OF OPTIONS FOR UNDERGROUND
COAL GASIFICATION (UCG) ENTERPRISES TO GENERATE
ELECTRICITY AND PRODUCE A SYNTHETIC SUBSTITUTE
NATURAL GAS (SNG)" AND "PROCESS OPERATIONAL
DIAGRAM FOR THE DEVELOPMENT OF THE CHIKANSKY
GAS-CONDENSATE FIELD IN THE IRKUTSK REGION".
9CC AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF TECHNICAL PROPOSALS FOR EFFICIENT
POWER PLANT USE ON THE BASIS OF RENEWABLE ENERGY
SOURCES AND NON-CONVENTIONAL HYDROCARBON ENERGY
RESOURCES", ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
9CD AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"ASSESSMENT OF THE POSSIBILITY TO USE LIQUEFIED
NATURAL GAS WITH A VIEW TO EVENING OUT SEASONAL
VACILLATIONS IN GAS-DISTRIBUTION SYSTEMS",
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9CE AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF METHODS FOR THE ASSESSMENT
OF FINANCIAL AND ECONOMIC EFFICIENCY IN THE
DEVELOPMENT OF COAL-METHANOL FIELDS WITH DUE
REGARD FOR PUBLIC AND REGIONAL EFFECTS", ALL
AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9CF AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF PROCEDURES FOR PREPARING A
RECLAMATION PLAN FOR THE CONSTRUCTION OF GAS-TRANSPORTATION
FACILITIES" AND "PROJECTIONS REGARDING THE
COMMISSIONING OF GAS PIPELINE BRANCHES IN THE
YEARS UP TO 2030" AND TO DELIVER THE RESEARCH
RESULTS TO OAO GAZPROM.
9CG AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"SCIENTIFIC SUPPORT FOR THE DEVELOPMENT OF
COAL-METHANOL FIELDS IN KUZBASS" AND "PREPARATION
OF A MASTER PLAN FOR GAS SUPPLIES AND CONVERSION
TO GAS SERVICES IN THE KEMEROVO REGION" AND
TO DELIVER THE RESEARCH RESULTS TO OAO GAZPROM,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
9CH AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES DURING THE PERIOD OF TWO YEARS AFTER
THEIR EXECUTION, ACTING UPON OAO GAZPROM'S
INSTRUCTIONS, TO PROVIDE SERVICES INVOLVED
IN MAINTAINING THE INFORMATION PORTAL OF THE
OFFICE FOR CONVERSION TO GAS SERVICES AND GAS
USES IN ORDER TO MONITOR, DIAGNOSE, AND MANAGE
GAS FACILITIES, WHILE OAO GAZPROM UNDERTAKES
TO MAKE PAYMENT FOR SUCH SERVICES UP TO AN
AGGREGATE MAXIMUM AMOUNT OF 8.3 MILLION RUBLES.
9CI AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"STUDIES OF INFORMATION ABOUT OIL AND GAS OCCURRENCE,
AND ASSESSMENTS OF HYDROCARBON RESOURCES, IN
THE REPUBLIC OF BURYATIA, DETERMINATIONS OF
OUTLOOK AND GUIDELINES FOR GEOLOGICAL EXPLORATION,
AND PROPOSALS REGARDING MINERAL-COMMODITY BASE
IDENTIFICATION.
9CJ AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, TO PROVIDE SERVICES
INVOLVED IN THE PREPARATION OF PROPOSALS TO
ENLIST PARTNER COMPANIES IN THE DEVELOPMENT
OF HYDROCARBON FIELDS THE ECONOMIC INDICATORS
CONCERNING WHICH FAIL TO MEET CORPORATE REQUIREMENTS
FOR RETURNS ON INVESTMENTS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
9CK AGREEMENTS BETWEEN OAO GAZPROM AND OAO GAZPROM Mgmt For For
PROMGAZ, PURSUANT TO WHICH OAO GAZPROM PROMGAZ
UNDERTAKES TO PERFORM DURING THE PERIOD OF
THREE YEARS AFTER THEIR EXECUTION, ACTING UPON
OAO GAZPROM'S INSTRUCTIONS, RESEARCH WORK FOR
OAO GAZPROM COVERING THE FOLLOWING SUBJECTS:
"PREPARATION OF THE GAZPROM CORPORATE STANDARD
'OPERATING RULES FOR THE WATER-SUPPLY AND WATER-DISPOSAL
SYSTEMS OF OAO GAZPROM'", "PREPARATION OF THE
GAZPROM CORPORATE STANDARD 'REGULATIONS ON
THE START-UP AND COMMISSIONING OF HEAT-AND-POWER
EQUIPMENT OF HEAT-SUPPLY SYSTEMS
ZZZ THIS IS A NON VOTEABLE RESOLUTION. Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
OAO GAZPROM Agenda Number: 933479671
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: Consent
Meeting Date: 30-Jun-2011
Ticker: OGZPY
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 EARLY TERMINATE POWERS OF THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS OF OAO GAZPROM.
2A ELECTION OF DIRECTOR: AKIMOV ANDREY IGOREVICH Mgmt Split 92% For
2B ELECTION OF DIRECTOR: ANANENKOV ALEXANDER GEORGIEVICH Mgmt Split 92% For
RECOMMENDED
2C ELECTION OF DIRECTOR: GAZIZULLIN FARIT RAFIKOVICH Mgmt Split 92% For
2D ELECTION OF DIRECTOR: KARPEL ELENA EVGENIEVNA Mgmt Split 92% For
RECOMMENDED
2E ELECTION OF DIRECTOR: KULIBAEV TIMUR Mgmt Split 92% For
2F ELECTION OF DIRECTOR: MARTYNOV VIKTOR GEORGIEVICH Mgmt Split 92% For
2G ELECTION OF DIRECTOR: MAU VLADIMIR ALEXANDROVICH Mgmt Split 92% For
2H ELECTION OF DIRECTOR: MILLER ALEXEY BORISOVICH Mgmt Split 92% For
RECOMMENDED
2I ELECTION OF DIRECTOR: MUSIN VALERY ABRAMOVICH Mgmt Split 92% For
RECOMMENDED
2J ELECTION OF DIRECTOR: SEREDA MIKHAIL LEONIDOVICH Mgmt Split 92% For
2K ELECTION OF DIRECTOR: YUSUFOV IGOR KHANUKOVICH Mgmt Split 92% For
2L ELECTION OF DIRECTOR: ZUBKOV VIKTOR ALEXEEVICH Mgmt Split 92% For
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 933467119
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: Consent
Meeting Date: 23-Jun-2011
Ticker: LUKOY
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ANNUAL REPORT OF OAO "LUKOIL" Mgmt For For
FOR 2010 AND THE ANNUAL FINANCIAL STATEMENTS,
INCLUDING THE INCOME STATEMENTS (PROFIT AND
LOSS ACCOUNTS) OF THE COMPANY, AND THE DISTRIBUTION
OF PROFITS, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
2A ELECTION OF DIRECTOR: ALEKPEROV, VAGIT YUSUFOVICH Mgmt No vote
2B ELECTION OF DIRECTOR: BELIKOV, IGOR VYACHESLAVOVICH Mgmt No vote
2C ELECTION OF DIRECTOR: BLAZHEEV, VICTOR VLADIMIROVICH Mgmt No vote
2D ELECTION OF DIRECTOR: GRAYFER, VALERY ISAAKOVICH Mgmt No vote
2E ELECTION OF DIRECTOR: GREF, HERMAN OSKAROVICH Mgmt
2F ELECTION OF DIRECTOR: IVANOV, IGOR SERGEEVICH Mgmt No vote
2G ELECTION OF DIRECTOR: MAGANOV, RAVIL ULFATOVICH Mgmt No vote
2H ELECTION OF DIRECTOR: MATZKE, RICHARD Mgmt No vote
2I ELECTION OF DIRECTOR: MIKHAILOV, SERGEI ANATOLIEVICH Mgmt No vote
2J ELECTION OF DIRECTOR: MOBIUS, MARK Mgmt
2K ELECTION OF DIRECTOR: MOSCATO, GUGLIELMO ANTONIO Mgmt No vote
CLAUDIO
2L ELECTION OF DIRECTOR: SHOKHIN, ALEXANDER NIKOLAEVICH Mgmt No vote
03 TO APPOINT VAGIT YUSUFOVICH ALEKPEROV PRESIDENT Mgmt For For
OF OAO "LUKOIL"
4A TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: KONDRATIEV, PAVEL GENNADIEVICH
4B TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: NIKITENKO, VLADIMIR NIKOLAEVICH
4C TO ELECT THE AUDIT COMMISSION FROM THE LIST Mgmt For For
OF CANDIDATES APPROVED BY THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ON 4 FEBRUARY 2011 (MINUTES
NO. 3).: SHENDRIK, MIKHAIL MIKHAILOVICH
5A TO PAY REMUNERATION AND REIMBURSE EXPENSES TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF OAO "LUKOIL"
ACCORDING TO APPENDIX NO.1.
5B TO ESTABLISH REMUNERATION FOR NEWLY ELECTED Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF OAO "LUKOIL"
ACCORDING TO APPENDIX NO.2.
6A TO PAY REMUNERATION TO EACH OF THE MEMBERS OF Mgmt For For
THE AUDIT COMMISSION OF OAO "LUKOIL" IN THE
AMOUNT ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL"
OF 26 JUNE 2008 (MINUTES NO. 1): 2,600,000
ROUBLES.
6B TO ESTABLISH REMUNERATION FOR NEWLY ELECTED Mgmt For For
MEMBERS OF THE AUDIT COMMISSION OF OAO "LUKOIL"
IN THE AMOUNT OF 2,730,000 ROUBLES.
07 TO APPROVE THE INDEPENDENT AUDITOR OF OAO "LUKOIL"- Mgmt For For
CLOSED JOINT STOCK COMPANY KPMG.
08 TO APPROVE A NEW VERSION OF THE CHARTER OF OPEN Mgmt For For
JOINT STOCK COMPANY "OIL COMPANY "LUKOIL" PURSUANT
TO THE APPENDIX HERETO.
09 TO APPROVE AMENDMENTS TO THE REGULATIONS ON Mgmt For For
THE PROCEDURE FOR PREPARING AND HOLDING THE
GENERAL SHAREHOLDERS MEETING OF OAO "LUKOIL",
PURSUANT TO THE APPENDIX HERETO.
10 TO APPROVE AN INTERESTED-PARTY TRANSACTION - Mgmt For For
POLICY (CONTRACT) ON INSURING THE LIABILITY
OF DIRECTORS, OFFICERS AND CORPORATIONS BETWEEN
OAO "LUKOIL" AND OAO KAPITAL STRAKHOVANIE,
ON THE TERMS AND CONDITIONS INDICATED IN THE
APPENDIX HERETO.
--------------------------------------------------------------------------------------------------------------------------
OIL CO LUKOIL Agenda Number: 703102171
--------------------------------------------------------------------------------------------------------------------------
Security: 677862104
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: US6778621044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Annual Report of OAO "LUKOIL" Mgmt For For
for 2010 and the annual financial
statements, including the income statements
(profit and loss accounts) of the Company,
and the distribution of profits: The net profit
of OAO "LUKOIL" for distribution for 2010
was equal to 140,037,510,000 roubles. To distribute
50,183,232,000 roubles to the payment of dividends
for 2010. The rest of the net profit shall
be left undistributed. To pay dividends for
the 2010 financial year in the amount of 59
roubles per ordinary share. Payment of
dividends to be made in cash from the account
of OAO "LUKOIL", with the term of dividend
payment not exceeding 60 days from the date
the payment decision is taken. If the dividends
transferred by OAO "LUKOIL" are returned
due to incorrect banking details in the shareholder
register of OAO "LUKOIL" or CONTD
CONT CONTD the death of a shareholder, repeat payment Non-Voting No vote
of dividends will be performed after
information is provided to OAO Registrator
NIKoil (hereinafter the "Registrar")
on changes in payment and other details and
the relevant amendments are made to the shareholder
register of OAO "LUKOIL". If dividends sent
by postal money order are returned, repeat
payment will be made through wire transfer
to the shareholder bank account after the latter
provides the Registrar with information on
its banking details and this information
is entered into the shareholder register of
OAO "LUKOIL". The costs on the transfer
of dividends, regardless of the means, will
be paid by OAO "LUKOIL"
CMMT PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO Non-Voting No vote
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN
REMOVED FOR THIS MEETING. PLEASE NOTE
THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.
2.1 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": ALEKPEROV, Vagit Yusufovich
2.2 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": BELIKOV, Igor Vyacheslavovich
2.3 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": BLAZHEEV, Victor Vladimirovich
2.4 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": GRAYFER, Valery Isaakovich
2.5 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": GREF, Herman Oskarovich
2.6 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": IVANOV, Igor Sergeevich
2.7 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": MAGANOV, Ravil Ulfatovich
2.8 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": MATZKE, Richard
2.9 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": MIKHAILOV, Sergei Anatolievich
2.10 To elect a member of the Board of Directors Mgmt For For
of OAO "LUKOIL": MOBIUS, Mark
2.11 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": MOSCATO, Guglielmo
Antonio Claudio
2.12 To elect a member of the Board of Directors Mgmt Against Against
of OAO "LUKOIL": SHOKHIN, Alexander
Nikolaevich
3 To appoint Vagit Yusufovich ALEKPEROV President Mgmt For For
of OAO "LUKOIL"
4.1 To elect the Audit Commission candidate approved Mgmt For For
by the Board of Directors of OAO "LUKOIL":
KONDRATIEV, Pavel Gennadievich
4.2 To elect the Audit Commission candidate approved Mgmt For For
by the Board of Directors of OAO "LUKOIL":
NIKITENKO, Vladimir Nikolaevich
4.3 To elect the Audit Commission candidate approved Mgmt For For
by the Board of Directors of OAO "LUKOIL":
SHENDRIK, Mikhail Mikhailovich
5.1 To pay remuneration and reimburse expenses to Mgmt For For
members of the Board of Directors of
OAO "LUKOIL" according to Appendix No.1
5.2 To establish remuneration for newly elected Mgmt For For
members of the Board of Directors of OAO "LUKOIL"
according to Appendix No.2
6.1 To pay remuneration to each of the members of Mgmt For For
the Audit Commission of OAO "LUKOIL" in
the amount established by decision of the Annual
General Shareholders Meeting of OAO
"LUKOIL" of 26 June 2008 (Minutes No. 1):
2,600,000 roubles
6.2 To establish remuneration for newly elected Mgmt For For
members of the Audit Commission of OAO "LUKOIL"
in the amount of 2,730,000 roubles
7 To approve the independent auditor of OAO "LUKOIL"-Closed Mgmt For For
Joint Stock Company KPMG
8 To approve a new version of the Charter of Open Mgmt For For
Joint Stock Company "Oil company "LUKOIL"
pursuant to the appendix hereto
9 To approve amendments to the Regulations on Mgmt For For
the Procedure for Preparing and Holding the
General Shareholders Meeting of OAO "LUKOIL",
pursuant to the appendix hereto
10 To approve an interested-party transaction - Mgmt For For
Policy (contract) on insuring the liability
of directors, officers and corporations between
OAO "LUKOIL" and OAO Kapital Strakhovanie,
on the terms and conditions indicated in the
appendix hereto
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE Agenda Number: 702877222
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: EGM
Meeting Date: 15-Apr-2011
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That: (a) for the purposes of Sections 76C and Mgmt For For
76E of the Companies Act, Chapter 50 of
Singapore (the "Companies Act"), the exercise
by the Directors of the Bank of all the powers
of the Bank to purchase or otherwise acquire
issued ordinary shares in the capital of
the Bank ("Ordinary Shares") not exceeding
in aggregate the Maximum Limit (as hereafter
defined), at such price or prices as may
be determined by the Directors from time to
time up to the Maximum Price (as hereafter
defined), whether by way of: (i) market
purchase(s) on the Singapore Exchange Securities
Trading Limited ("SGX-ST") and/or any other
stock exchange on which the Ordinary Shares
may for the time being be listed and quoted
("Other Exchange"); and/or (ii) off-market
purchase(s) (if effected otherwise
than on the SGX-ST or, as the case may be,
Other CONTD
CONT CONTD Exchange) in accordance with any equal Non-Voting No vote
access scheme(s) as may be determined
or formulated by the Directors as they consider
fit, which scheme(s) shall satisfy
all the conditions prescribed by the Companies
Act, and otherwise in accordance with all
other laws and regulations and rules of the
SGX-ST or, as the case may be, Other Exchange
as may for the time being be applicable,
be and is hereby authorised and approved generally
and unconditionally (the "Share Purchase
Mandate"); (b) unless varied or revoked by
the Bank in general meeting, the authority
conferred on the Directors of the Bank pursuant
to the Share Purchase Mandate may be exercised
by the Directors at anytime and from
time to time during the period commencing from
the date of the passing of this Resolution
and expiring on the earliest of: (i) the
date CONTD
CONT CONTD on which the next Annual General Meeting Non-Voting No vote
of the Bank is held; (ii) the date by which
the next Annual General Meeting of the Bank
is required by law to be held; and (iii) the
date on which purchases and acquisitions of
Ordinary Shares pursuant to the Share
Purchase Mandate are carried out to the full
extent mandated; (c) in this Resolution: "Average
Closing Price" means the average of the last
dealt prices of an Ordinary Share for the five
consecutive market days on which the
Ordinary Shares are transacted on the SGX-ST
or, as the case may be, Other Exchange immediately
preceding the date of market purchase by the
Bank or, as the case may be, the date of the
making of the offer pursuant to the off-market
purchase, and deemed to be adjusted in accordance
with the listing rules of the SGX-ST for any
corporate action CONTD
CONT CONTD which occurs after the relevant five-day Non-Voting No vote
period; "date of the making of the offer" means
the date on which the Bank announces its intention
to make an offer for the purchase or acquisition
of Ordinary Shares from holders of Ordinary
Shares, stating therein the purchase price
(which shall not be more than the Maximum
Price) for each Ordinary Share and the relevant
terms of the equal access scheme for effecting
the off-market purchase; "Maximum Limit"
means that number of Ordinary Shares representing
5% of the issued Ordinary Shares as at the
date of the passing of this Resolution (excluding
any Ordinary Shares which are held as
treasury shares as at that date); and
"Maximum Price" in relation to an Ordinary
Share to be purchased or acquired, means the
purchase price (excluding brokerage, commission,
applicable goods CONTD
CONT CONTD and services tax and other related expenses) Non-Voting No vote
which shall not exceed: (i) in the case
of a market purchase of an Ordinary Share,
105% of the Average Closing Price of
the Ordinary Shares; and (ii) in the case of
an off-market purchase of an Ordinary
Share pursuant to an equal access scheme,
110% of the Average Closing Price of the Ordinary
Shares; and (d) the Directors of the
Bank and/or any of them be and are hereby authorised
to complete and do all such acts and things
(including executing such documents as may
be required) as they and/or he may consider
expedient or necessary to give effect to the
transactions contemplated and/or authorised
by this Resolution
2 That pursuant to Rule 16.1 of the Rules of the Mgmt For For
OCBC Share Option Scheme 2001 (the "OCBC SOS
2001"), the extension of the duration of the
OCBC SOS 2001 for a period of 10 years from
3 August 2011 up to 2 August 2021 be and is
hereby approved
--------------------------------------------------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LTD, SINGAPORE Agenda Number: 702902582
--------------------------------------------------------------------------------------------------------------------------
Security: Y64248209
Meeting Type: AGM
Meeting Date: 15-Apr-2011
Ticker:
ISIN: SG1S04926220
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS.
THANK YOU.
1 Adoption of Reports and Accounts Mgmt For For
2.A Re-appointment of Mr Lee Seng Wee Mgmt For For
2.B Re-appointment of Mr Patrick Yeoh Khwai Hoh Mgmt For For
3.a Re-election of Dr Cheong Choong Kong Mgmt For For
3.b Re-election of Dr Lee Tih Shih Mgmt For For
3.c Re-election of Mr Pramukti Surjaudaja Mgmt For For
4 Re-election of Mr Lai Teck Poh Mgmt For For
5 Approval of final one-tier tax exempt dividend Mgmt For For
6.a Approval of amount proposed as Directors' Fees Mgmt For For
in cash
6.b Approval of allotment and issue of ordinary Mgmt For For
shares to certain non-executive Directors
7 Appointment of Auditors and fixing their remuneration Mgmt For For
8.a Authority to allot and issue ordinary shares Mgmt For For
on a pro rata basis
8.b Authority to make or grant instruments that Mgmt For For
might or would require ordinary shares to be
issued on a non pro rata basis
9 Authority to grant options and/or rights to Mgmt For For
subscribe for ordinary shares and allot and
issue ordinary shares (OCBC Share Option Scheme
2001 and OCBC Employee Share Purchase Plan)
10 Authority to allot and issue ordinary shares Mgmt For For
pursuant to OCBC Scrip Dividend Scheme
11 Authority to allot and issue preference shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 703112564
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
1.16 Appoint a Director Mgmt For For
1.17 Appoint a Director Mgmt For For
1.18 Appoint a Director Mgmt For For
1.19 Appoint a Director Mgmt For For
1.20 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt Against Against
2.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PARKSON RETAIL GROUP LTD Agenda Number: 702961067
--------------------------------------------------------------------------------------------------------------------------
Security: G69370115
Meeting Type: AGM
Meeting Date: 20-May-2011
Ticker:
ISIN: KYG693701156
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110414/LTN20110414412.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive the audited consolidated financial Mgmt For For
statements and the reports of the Directors
and auditors for the year ended 31 December
2010
2 To approve the declaration of a final dividend Mgmt For For
of RMB0.10 per share
3.i.a To re-elect Cheng Yoong Choong as a Director Mgmt For For
of the Company
3.i.b To re-elect Werner Josef Studer as a Director Mgmt For For
of the Company
3.ii To authorize the Board Of Directors to fix the Mgmt For For
Directors' remuneration
4 To re-appoint Messrs. Ernst & Young as auditors Mgmt For For
and authorize the Board Of Directors to
fix their remuneration
5A Ordinary Resolution - To grant a general mandate Mgmt For For
to the Directors to repurchase shares
up to a maximum of 10percent of the existing
issued share capital of the Company
5B Ordinary Resolution - To grant a general mandate Mgmt Against Against
to the Directors to allot, issue or deal
with new shares up to a maximum of 20percent
of the existing issued share capital of
the Company
5C Ordinary Resolution - To extend the general Mgmt Against Against
mandate granted to the Directors to issue
new shares by the number of shares repurchased
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PEARSON PLC Agenda Number: 702874214
--------------------------------------------------------------------------------------------------------------------------
Security: G69651100
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: GB0006776081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of financial statements Mgmt For For
2 Final dividend Mgmt For For
3 Re-election of David Arculus Mgmt For For
4 Re-election of Patrick Cescau Mgmt For For
5 Re-election of Will Ethridge Mgmt For For
6 Re-election of Rona Fairhead Mgmt For For
7 Re-election of Robin Freestone Mgmt For For
8 Re-election of Susan Fuhrman Mgmt For For
9 Re-election of Ken Hydon Mgmt For For
10 Re-election of John Makinson Mgmt For For
11 Re-election of Glen Moreno Mgmt For For
12 Re-election of Marjorie Scardino Mgmt For For
13 Reappointment of Joshua Lewis Mgmt For For
14 Approval of report on directors remuneration' Mgmt For For
15 Reappointment of auditors Mgmt For For
16 Remuneration of auditors Mgmt For For
17 Allotment of shares Mgmt For For
18 Waiver of pre-emption rights Mgmt For For
19 Authority to purchase own shares Mgmt For For
20 Notice of meetings Mgmt For For
21 Approval of Long-Term Incentive Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PENN WEST ENERGY TRUST Agenda Number: 702711854
--------------------------------------------------------------------------------------------------------------------------
Security: 707885109
Meeting Type: SGM
Meeting Date: 14-Dec-2010
Ticker:
ISIN: CA7078851093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTIONS
"1 AND 2". THANK YOU.
1 To approve a plan of arrangement under Section Mgmt For For
193 of the Business Corporations
Act (Alberta) and related matters, which will
result in the reorganization of Penn West
into a corporation ("New Penn West"), all as
more particularly described in the Information
Circular
2 To approve a stock option plan for New Penn Mgmt Against Against
West, all as more particularly described
in the Information Circular
3 At the discretion of the said proxyholder, upon Non-Voting No vote
any amendment or variation of the above matters
or any other matter that may be properly brought
before the Meeting or any adjournment thereof
in such manner as such proxy, in such
proxyholder's sole judgment, may determine
--------------------------------------------------------------------------------------------------------------------------
PERSIMMON Agenda Number: 702854630
--------------------------------------------------------------------------------------------------------------------------
Security: G70202109
Meeting Type: AGM
Meeting Date: 21-Apr-2011
Ticker:
ISIN: GB0006825383
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' and Auditor's Mgmt For For
Reports and Financial Statements for
the year ended 31 December 2010
2 To declare a final dividend of 4.5p per ordinary Mgmt For For
share
3 To approve the Directors' Remuneration Report Mgmt For For
for the year ended 31 December 2010
4 To re-elect Mike Farley as a director Mgmt For For
5 To re-elect Mike killoran as a director Mgmt For For
6 To re-elect Jeff Fairburn as a director Mgmt For For
7 To re-elect Nicholas Wrigley as a director Mgmt For For
8 To re-elect David Thompson as a director Mgmt For For
9 To re-elect Neil Davidson as a director Mgmt For For
10 To re-elect Richard Pennycook as a director Mgmt For For
11 To re-elect Jonathan Davie as a director Mgmt For For
12 To re-appoint KPMG Audit Plc as a auditor of Mgmt For For
the company and to authorise the directors
to determine their remuneration
13 To renew the authority to the Directors to allot Mgmt For For
shares
14 To renew the authority to the Directors to disapply Mgmt For For
pre-emption rights
15 To authorise the company to purchase its own Mgmt For For
shares
16 To authorise the calling of a general meeting Mgmt For For
on not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
PETROFAC LTD Agenda Number: 702931937
--------------------------------------------------------------------------------------------------------------------------
Security: G7052T101
Meeting Type: AGM
Meeting Date: 13-May-2011
Ticker:
ISIN: GB00B0H2K534
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts Mgmt For For
2 To approve the final dividend Mgmt For For
3 To approve the directors' remuneration report Mgmt For For
4 To appoint Roxanne Decyk as a non-executive Mgmt For For
director
5 To appoint Norman Murray as a non-executive Mgmt For For
director
6 To appoint Andy Inglis as an executive director Mgmt For For
7 To re-appoint Thomas Thune Andersen as a non-executive Mgmt For For
director
8 To re-appoint Stefano Cao as a non-executive Mgmt For For
director
9 To re-appoint Rijnhard Van Tets as a non-executive Mgmt For For
director
10 To re-appoint Ayman Asfari as an executive director Mgmt For For
11 To re-appoint Maroun Semaan as an executive Mgmt For For
director
12 To re-appoint Keith Roberts as an executive Mgmt For For
director
13 To re-appoint Ernst and Young LLP as auditors Mgmt For For
of the Company
14 To authorise the directors to fix the remuneration Mgmt For For
of the auditors
15 To authorise the directors to allot shares Mgmt For For
16 To renew the authority to allot shares without Mgmt For For
rights of pre-emption
17 To authorise the Company to purchase and hold Mgmt For For
its own shares
18 To authorise 14-day notice period for general Mgmt For For
meetings
19 To amend the Articles of Association Mgmt For For
20 To amend the rules of the Deferred Bonus Share Mgmt For For
Plan
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN THE TEXT OF THE RESOLUTION 9. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933496829
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 12-Aug-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFYING THE ENGAGEMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
CORPORATE FINANCE & RECOVERY LTDA. ("PWC"),
TO PREPARE A VALUATION REPORT OF 4 (FOUR) LETRAS
FINANCEIRAS DO TESOURO (FEDERAL TREASURY BILLS)
ISSUED BY THE BRAZILIAN FEDERAL GOVERNMENT
(THE "VALUATION REPORT"), ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT
02 APPROVING THE CRITERIA AND METHODOLOGY TO ESTABLISH Mgmt For For
THE VALUE OF THE LFTS, AS PROPOSED BY PWC IN
THE VALUATION REPORT (THE "VALUATION CRITERIA")
03 DELEGATING AUTHORITY TO THE BOARD OF DIRECTORS Mgmt For For
OF THE COMPANY TO RATIFY THE FINAL VALUE OF
EACH OF THE LFTS SERIES, AS APPEAR IN THE VALUATION
REPORT PURSUANT TO THE VALUATION CRITERIA
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933354095
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 07-Dec-2010
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt For For
SIGNED BETWEEN MARLIM PARTICIPACOES S.A. AND
THE COMPANY ON 11/04/2010
02 APPROVE THE INCORPORATION PROTOCOL AND JUSTIFICATION Mgmt For For
SIGNED BETWEEN NOVA MARLIM PARTICIPACOES S.A.
AND THE COMPANY ON 11/04/2010
03 RATIFY THE HIRING OF KPMG AUDITORES INDEPENDENTES Mgmt For For
BY THE COMPANY TO PREPARE THE ASSESSMENT REPORTS
FOR MARLIM PARTICIPACOES S.A. AND NOVA MARLIM
PARTICIPACOES S.A. ("ASSESSMENT REPORTS"),
UNDER THE TERMS OF PARAGRAPH 1 OF ARTICLE 227
OF ACT 6404/76, AS AMENDED
04 APPROVE THE ASSESSMENT REPORTS PREPARED BY KPMG Mgmt For For
AUDITORES INDEPENDENTES AT BOOK VALUE FOR THE
ASSESSMENT OF THE NET WORTH OF MARLIM PARTICIPACOES
S.A. AND OF NOVA MARLIM PARTICIPACOES S.A.
05 APPROVE THE INCORPORATION OF MARLIM PARTICIPACOES Mgmt For For
S.A. AND NOVA MARLIM PARTICIPACOES S.A. INTO
THE COMPANY, WITH NO INCREASE TO THE COMPANY'S
JOINT STOCK
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933365113
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 31-Jan-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A MERGER OF COMPERJ BASIC PETROCHEMICALS S.A. Mgmt For For
("UPB") AND OF COMPERJ PET S.A. ("PET") INTO
PETROBRAS, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
B APPROVE THE PROPOSED AMENDMENT TO PETROBRAS' Mgmt For For
BYLAWS, UNDER THE TERMS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933486905
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 04-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CHANGE IN THE WORDING OF THE CAPUT OF ARTICLE Mgmt For For
20 OF THE COMPANY'S BYLAWS, BY EXCLUDING THE
WORD "UP TO", AND ESTABLISHING THE NUMBER OF
DIRECTORS.
02 MERGER OF COMPANHIA MEXILHAO DO BRASIL TO PETROBRAS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 933430364
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THE MANAGEMENT REPORT, FINANCIAL STATEMENTS Mgmt For For
AND FISCAL BOARD'S REPORT OF FISCAL YEAR OF
2010
O2 CAPITAL BUDGET FOR 2011 Mgmt For For
O3 DISTRIBUTION OF THE INCOME OF YEAR 2010 Mgmt For For
O4 ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS Mgmt Against Against
O5 ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For
O6 ELECTION OF MEMBERS TO THE FISCAL BOARD AND Mgmt For For
THEIR RESPECTIVE SUBSTITUTES
O7 ESTABLISHMENT OF THE COMPENSATION OF MANAGEMENT Mgmt For For
AND EFFECTIVE MEMBERS OF THE FISCAL BOARD
E1 CAPITAL INCREASE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA PETROBRAS Agenda Number: 702565396
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: SGM
Meeting Date: 12-Aug-2010
Ticker:
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1. Ratify the engagement of PricewaterhouseCoopers Mgmt For For
Corporate Finance and Recovery Ltda to Prepare
valuation report of four federal treasury bills
to be used by shareholders to pay for shares
subscribed in primary public offering
2. Approve the PricewaterhouseCoopers Corporate Mgmt For For
Finance and Recovery Ltda's valuation report
3. Authorize the Board to ratify and execute approved Mgmt For For
resolutions
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA PETROBRAS Agenda Number: 702757672
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: SGM
Meeting Date: 31-Jan-2011
Ticker:
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Merger of comperj basic petrochemicals s.a. Mgmt For For
("upb") and of comperj pet s.a. ("pet") into
petrobras, all as more fully described in the
proxy statement
2 Approve the proposed amendment to petrobras' Mgmt For For
bylaws, under the terms, all as more fully
described in the proxy statement
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA, RIO DE JANEIRO Agenda Number: 702890268
--------------------------------------------------------------------------------------------------------------------------
Security: P78331132
Meeting Type: AGM
Meeting Date: 28-Apr-2011
Ticker:
ISIN: BRPETRACNOR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE Non-Voting No vote
TO ELECT A MEMBER MUST INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS
TO VOTE ON THIS ITEM IS RECEIVED WITHOUT
A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED
IN FAVOR OR AGAINST OF THE DEFAULT COMPANY'S
CANDIDATE. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
I To examine, discuss and vote upon the Board Mgmt For For
of Directors annual report, the financial
statements and independent auditors report
relating to fiscal year ending December 31,
2010
II Approval of the capital budget relating to the Mgmt For For
fiscal year 2011
III Destination of the year end results of 2010 Mgmt For For
IV To elect the members of the board of directors Mgmt Against Against
V To elect the chairman of the board of directors Mgmt For For
VI Election of the members of the finance committee, Mgmt For For
and their respective substitutes
VII To set the total annual payment for the members Mgmt For For
of the board of directors and the payment for
the members of the finance committee
--------------------------------------------------------------------------------------------------------------------------
PHILIPS ELECTRS N V Agenda Number: 702796206
--------------------------------------------------------------------------------------------------------------------------
Security: N6817P109
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: NL0000009538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING IS NOT A REQUIREMENT IMPOSED BY ROYAL Non-Voting No vote
PHILIPS ELECTRONICS. PLEASE NOTE THAT BLOCKING
CONDITIONS MAY APPLY DEPENDING ON THE SYSTEMS
OF THE CUSTODIAN BANK(S).
CMMT VOTE INSTRUCTIONS RECEIVED AFTER VOTE DEADLINE Non-Voting No vote
DATE ARE CONSIDERED LATE. LATE VOTES ARE PROCESSED
ON A BEST EFFORT BASIS.
1 President's Speech Non-Voting No vote
2.a Proposal to adopt the 2010 financial statements Mgmt For For
2.b Explanation of policy on additions to reserves Non-Voting No vote
and dividends
2.c Proposal to adopt a dividend of EUR 0.75 per Mgmt For For
common share in cash or shares, at the option
of the shareholder, against the net income
for 2010 of the Company
2.d Proposal to discharge the members of the Board Mgmt For For
of Management for their responsibilities
2.e Proposal to discharge the members of the Supervisory Mgmt For For
Board for their responsibilities
3.a Proposal to appoint Mr F.A. van Houten as President/CEO Mgmt For For
and member of the Board of Management of the
Company with effect from April 1, 2011
3.b Proposal to appoint Mr R.H. Wirahadiraksa as Mgmt For For
member of the Board of Management of the Company
with effect from April 1, 2011
3.c Proposal to appoint Mr P.A.J. Nota as member Mgmt For For
of the Board of Management of the Company with
effect from April 1, 2011
4.a Proposal to re-appoint Mr C.J.A. van Lede as Mgmt For For
a member of the Supervisory Board of the Company
with effect from March 31, 2011
4.b Proposal to re-appoint Mr J.M. Thompson as a Mgmt For For
member of the Supervisory Board of the Company
with effect from March 31, 2011
4.c Proposal to re-appoint Mr H. von Prondzynski Mgmt For For
as a member of the Supervisory Board of the
Company with effect from March 31, 2011
4.d Proposal to appoint Mr J.P. Tai as a member Mgmt For For
of the Supervisory Board of the Company with
effect from March 31, 2011
5 Proposal to re-appoint KPMG Accountants N.V. Mgmt For For
as external auditor of the Company
6.a Proposal to authorize the Board of Management Mgmt For For
for a period of 18 months, per March 31, 2011,
as the body which is authorized, with the approval
of the Supervisory Board, to issue shares or
grant rights to acquire shares within the limits
laid down in the Articles of Association of
the Company. The authorization referred to
will be limited to a maximum of 10% of the
number of issued shares per March 31, 2011,
plus 10% of the issued capital per that same
date in connection with or on the occasion
of mergers and acquisitions
6.b Proposal to authorize the Board of Management Mgmt For For
for a period of 18 months, per March 31, 2011,
as the body which is authorized, with the approval
of the Supervisory Board, to restrict or exclude
the pre-emption rights accruing to Shareholders
7 Proposal to authorize the Board of Management Mgmt For For
for a period of 18 months, per March 31, 2011,
within the limits of the law and the Articles
of Association, to acquire, with the approval
of the Supervisory Board, for valuable consideration,
on the stock exchange or otherwise, shares
in the Company at a price between, on the one
hand, an amount equal to the par value of the
shares and, on the other hand, an amount equal
to 110% of the market price of these shares
on the Official Segment of Euronext Amsterdam;
the market price being the average of the highest
price on each of the five days of trading prior
to the date of acquisition, as shown in the
Official Price List of Euronext Amsterdam.
The maximum number of shares the Company may
hold, will not exceed 10% of the issued share
capital per March 31, 2011, which number may
be increased by 10% of the issued capital as
of that same date in connection with the execution
of share repurchase programs for capital reduction
purposes
8 Any other business Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC, LONDON Agenda Number: 702930719
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 19-May-2011
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Directors' Report and the Financial Mgmt For For
Statements
2 To approve the Directors' remuneration Report Mgmt For For
3 To declare a final dividend Mgmt For For
4 To elect Sir Howard Davies as a director Mgmt For For
5 To elect Mr John Foley as a director Mgmt For For
6 To elect Mr Paul Manduca as a director Mgmt For For
7 To elect Mr Michael Wells as a director Mgmt For For
8 To re-elect Mr Keki Dadiseth as a director Mgmt For For
9 To re-elect Mr Robert Devey as a director Mgmt For For
10 To re-elect Mr Michael Garrett as a director Mgmt For For
11 To re-elect Ms Ann Godbehere as a director Mgmt For For
12 To re-elect Mrs Bridget Macaskill as a director Mgmt For For
13 To re-elect Mr Harvey McGrath as a director Mgmt For For
14 To re-elect Mr Michael McLintock as a director Mgmt For For
15 To re-elect Mr Nicolaos Nicandrou as a director Mgmt For For
16 To re-elect Ms Kathleen O'Donovan as a director Mgmt For For
17 To re-elect Mr Barry Stowe as a director Mgmt For For
18 To re-elect Mr Tidjane Thiam as a director Mgmt For For
19 To re-elect Lord Turnbull as a director Mgmt For For
20 To re-appoint KPMG Audit Plc as auditor Mgmt For For
21 To authorise the directors to determine the Mgmt For For
amount of the auditor's remuneration
22 Renewal of authority to make political donations Mgmt For For
23 Renewal of authority to allot ordinary shares Mgmt For For
24 Extension of authority to allot ordinary shares Mgmt For For
to include re-purchased shares
25 Renewal of authority for disapplication of pre-emption Mgmt For For
rights
26 Renewal of authority for purchase of own shares Mgmt For For
27 Renewal of authority in respect of notice for Mgmt For For
general meetings
28 To authorise the change in the rules of the Mgmt For For
Prudential International Savings Related Share
Option Scheme
29 To authorise the change in the rules of the Mgmt For For
Prudential International Assurance Sharesave
Plan
--------------------------------------------------------------------------------------------------------------------------
REDECARD SA, SAO PAULO Agenda Number: 702725726
--------------------------------------------------------------------------------------------------------------------------
Security: P79941103
Meeting Type: EGM
Meeting Date: 20-Dec-2010
Ticker:
ISIN: BRRDCDACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' Non-Voting No vote
IN THE SAME AGENDA ITEM ARE NOT ALLOWED.
ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST
AND/ OR ABSTAIN ARE ALLOWED. THANK YOU
A The increase of the share capital of the Company, Mgmt For For
from BRL 473,551,217.67 to BRL 568,261,461.20,
without the issuance of shares, through capitalization
of the amount of BRL 94,710,243.53, recorded
in the legal reserve account
B The consequent amendment of the main part of Mgmt For For
Article 5 of the corporate bylaws, to
record the new amount of the share capital
C The consolidation of the corporate bylaws, with Mgmt For For
the mentioned amendment
--------------------------------------------------------------------------------------------------------------------------
REDECARD SA, SAO PAULO Agenda Number: 702930086
--------------------------------------------------------------------------------------------------------------------------
Security: P79941103
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: BRRDCDACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
1 To examine, discuss and vote upon the board Mgmt For For
of directors annual report, the financial
statements and independent auditors and finance
committee report relating to fiscal year
ending December 31,2010
2 To decide regarding the proposal for the allocation Mgmt For For
of the net profit from the fiscal
3 To set the global remuneration of the board Mgmt For For
of directors, the independent auditors
and directors
--------------------------------------------------------------------------------------------------------------------------
RENAULT SA, BOULOGNE BILLANCOURT Agenda Number: 702822568
--------------------------------------------------------------------------------------------------------------------------
Security: F77098105
Meeting Type: MIX
Meeting Date: 29-Apr-2011
Ticker:
ISIN: FR0000131906
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0307/201103071100551.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0314/201103141100733.pdf
O.1 Approval of the consolidated financial statements Mgmt For For
O.2 Approval of the annual financial statements Mgmt For For
O.3 Allocation of income Mgmt For For
O.4 Agreements pursuant to Article L. 225-38 of Mgmt For For
the Commercial Code
O.5 Report of the Statutory Auditors on the factors Mgmt For For
used to determine the remuneration
of participating securities
0.6 Renewal of Mr. Philippe Lagayette's term as Mgmt For For
Board member
O.7 Renewal of Mr. Alexis Kohler's term as State Mgmt For For
representative Board member
O.8 Setting the amount of attendance allowances Mgmt For For
O.9 Authorization to trade the Company's shares Mgmt For For
E.10 Authorization to cancel repurchased shares Mgmt For For
E.11 Authorization granted to the Board of Directors Mgmt For For
to allocate options to subscribe for
or purchase Renault shares to some employees
and corporate officers
E.12 Authorization granted to the Board of Directors Mgmt For For
to carry out the allocation of free shares
to eligible employees and corporate officers
of the Company and related companies
E.13 Capital increase by issuing shares reserved Mgmt For For
for employees
O.14 Powers to accomplish the formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL IN URL COMMENT AND CHANGE
IN MEETING TIME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 702872549
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 14-Apr-2011
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2010 Annual report Mgmt For For
2 Approval of the Remuneration report Mgmt For For
3 To re-elect Tom Albanese as a director Mgmt For For
4 To re-elect Robert Brown as a director Mgmt For For
5 To re-elect Vivienne Cox as a director Mgmt For For
6 To re-elect Jan du Plessis as a director Mgmt For For
7 To re-elect Guy Elliott as a director Mgmt For For
8 To re-elect Michael Fitzpatrick as a director Mgmt For For
9 To re-elect Ann Godbehere as a director Mgmt For For
10 To re-elect Richard Goodmanson as a director Mgmt For For
11 To re-elect Andrew Gould as a director Mgmt For For
12 To re-elect Lord Kerr as a director Mgmt For For
13 To re-elect Paul Tellier as a director Mgmt For For
14 To re-elect Sam Walsh as a director Mgmt For For
15 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: To elect Stephen Mayne as a director
16 Re-appointment and remuneration of auditors Mgmt For For
17 Amendments to the Rules of the Performance Share Mgmt For For
Plan
18 Renewal of and amendments to the Share Ownership Mgmt For For
Plan
19 General authority to allot shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Authority to purchase Rio Tinto plc shares Mgmt For For
22 Notice period for general meetings other than Mgmt For For
annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROCHE HOLDING AG Agenda Number: 702770125
--------------------------------------------------------------------------------------------------------------------------
Security: H69293217
Meeting Type: AGM
Meeting Date: 01-Mar-2011
Ticker:
ISIN: CH0012032048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting No vote
RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD
BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK
YOU
1.1 The Board of Directors proposes that the Annual Non-Voting No vote
Report, Annual Financial Statements and Consolidated
Financial Statements for 2010 be approved
1.2 The Board of Directors proposes that the Remuneration Non-Voting No vote
Report (see Annual Report pages 91-101) be
approved. This document contains the principles
governing the remuneration paid to the Board
of Directors and Corporate Executive Committee
and reports on the amounts paid to the members
of both bodies in 2010. This vote is purely
consultative
2 The Board of Directors proposes that the actions Non-Voting No vote
taken by its members in 2010 be affirmed and
ratified
3 Vote on the appropriation of available earnings Non-Voting No vote
4 Amendment to the articles of incorporation Non-Voting No vote
5.1 The re-election of Prof. Pius Baschera to the Non-Voting No vote
Board for the term as provided by the Articles
of Incorporation
5.2 The re-election of Prof. Bruno Gehrig to the Non-Voting No vote
Board for the term as provided by the Articles
of Incorporation
5.3 The re-election of Mr Lodewijk J.R. de Vink Non-Voting No vote
to the Board for the term as provided by the
Articles of Incorporation
5.4 The re-election of Dr Andreas Oeri to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
5.5 The election of Mr Paul Bulcke to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
5.6 The election of Mr Peter R. Voser to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
5.7 The election of Dr Christoph Franz to the Board Non-Voting No vote
for the term as provided by the Articles of
Incorporation
6 The Board of Directors proposes that KPMG Ltd. Non-Voting No vote
be elected as Statutory Auditors for the 2011
financial year
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AGENDA. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 702962297
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A118
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: GB00B03MM408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the Company's annual accounts for the financial Mgmt For For
year ended December 31, 2010, together with
the Directors' report and the Auditor's report
on those accounts, be received
2 That the Remuneration Report for the year ended Mgmt For For
December 31, 2010, set out in the Annual Report
and Accounts 2010 and summarised in the Annual
Review and Summary Financial Statements 2010,
be approved
3 That Linda G. Stuntz be appointed as a Director Mgmt For For
of the Company with effect from June 1,2011
4 That Josef Ackermann be re-appointed as a Director Mgmt For For
of the Company
5 That Malcolm Brinded be re-appointed as a Director Mgmt For For
of the Company
6 That Guy Elliott be re-appointed as a Director Mgmt For For
of the Company
7 That Simon Henry be re-appointed as a Director Mgmt For For
of the Company
8 That Charles O. Holliday be re-appointed as Mgmt For For
a Director of the Company
9 That Lord Kerr of Kinlochard be re-appointed Mgmt For For
as a Director of the Company
10 That Gerard Kleisterlee be re-appointed as a Mgmt For For
Director of the Company
11 That Christine Morin-Postel be re-appointed Mgmt For For
as a Director of the Company
12 That Jorma Ollila be re-appointed as a Director Mgmt For For
of the Company
13 That Jeroen van der Veer be re-appointed as Mgmt For For
a Director of the Company
14 That Peter Voser be re-appointed as a Director Mgmt For For
of the Company
15 That Hans Wijers be re-appointed as a Director Mgmt For For
of the Company
16 That PricewaterhouseCoopers LLP be re-appointed Mgmt For For
as Auditors of the Company
17 That the Board be authorised to settle the remuneration Mgmt For For
of the Auditors for 2011
18 That the Board be generally and unconditionally Mgmt For For
authorised, in substitution for all subsisting
authorities, to allot shares in the Company,
to grant rights to subscribe for or convert
any security into shares in the Company,
in either case up to a nominal amount of EUR146
million, and to list such shares or rights
on any stock exchange, such authorities to
apply until the end of next year's AGM (or,
if earlier, until the close of business on
August 17, 201 2) (unless previously revoked
or varied by the Company in general meeting)
but, in each case, during this period the Company
may make offers and enter into agreements
which would, or might, require shares to be
allotted or rights to subscribe for
or convert securities into shares to be granted
after the authority ends and the Board may
allot shares or grant CONTD
CONT CONTD rights to subscribe for or convert securities Non-Voting No vote
into shares under any such offer or agreement
as if the authority had not ended
19 That if Resolution 18 is passed, the Board be Mgmt For For
given power to allot equity securities
(as defined in the Companies Act 2006) for
cash under the authority given by
that resolution and/or to sell ordinary shares
held by the Company as treasury shares for
cash as if Section 561 of the Companies Act
2006 did not apply to any such allotment
or sale, such power to be limited: (A) to
the allotment of equity securities and sale
of treasury shares for cash in connection
with an offer of, or invitation to apply for,
equity securities: (i) to ordinary shareholders
in proportion (as nearly as may be practicable)
to their existing holdings; and to (ii) holders
of other equity securities, as required by
the rights of those securities or, as the Board
otherwise considers necessary, and so that
the Board may impose any limits or restrictions
and CONTD
CONT CONTD make any arrangements which it considers Non-Voting No vote
necessary or appropriate to deal with treasury
shares, fractional entitlements, record dates,
or legal or practical problems arising in any
overseas territory, the requirements of any
regulatory body or stock exchange or any other
matter whatsoever; and (B) in the case of
the authority granted under Resolution 18 and/or
in the case of any sale of treasury shares
for cash, to the allotment (otherwise than
under paragraph (A) above) of equity securities
or sale of treasury shares up to a nominal
amount of EUR 21 million, such power to apply
until the end of next year's AGM (or, if
earlier, until the close of business on August
17, 2012) but, in each case, during this
period the Company may make offers and enter
into agreements which would, or might, require
equity securities CONTD
CONT CONTD to be allotted (and treasury shares to Non-Voting No vote
be sold) after the power ends, and the Board
may allot equity securities (and sell treasury
shares) under any such offer or agreement
as if the power had not ended
20 That the Company be authorised for the purposes Mgmt For For
of Section 701 of the Companies Act
2006 to make one or more market purchases (as
defined in Section 693(4) of the Companies
Act 2006) of its ordinary shares of EUR 0.07
each ("Ordinary Shares"), such power to be
limited: (A) to a maximum number of 625 million
Ordinary Shares; (B) by the condition that
the minimum price which may be paid for an
Ordinary Share is EUR0.07 and the maximum price
which may be paid for an Ordinary Share
is the higher of (i) an amount equal to 5%
above the average market value of an Ordinary
Share for the five business days immediately
preceding the day on which that Ordinary Share
is contracted to be purchased; (ii) and the
higher of the price of the last independent
trade and the highest current independent bid
on the trading venues where the purchase
CONTD
CONT CONTD is carried out, in each case, exclusive Non-Voting No vote
of expenses; such power to apply until
the end of next year's Annual General Meeting
(or, if earlier, August 17, 2012) but in
each case so that the Company may enter into
a contract to purchase Ordinary Shares
which will or may be completed or executed
wholly or partly after the power ends and the
Company may purchase Ordinary Shares pursuant
to any such contract as if the power had not
ended
21 That, in accordance with Section 366 of the Mgmt For For
Companies Act 2006 and in substitution
for any previous authorities given to the Company
(and its subsidiaries), the Company (and
all companies that are subsidiaries of the
Company at any time during the period for
which this resolution has effect) be authorised
to: (A) make political donations to political
organisations other than political parties
not exceeding EUR200,000 in total per annum;
and (B) incur political expenditure not exceeding
EUR200,000 in total per annum, during the
period beginning with the date of the passing
of this resolution and ending on June 30,
2012 or, if earlier, at the conclusion of the
next Annual General Meeting of the Company.
In this resolution, the terms "political
donation", "political parties", CONTD
CONT CONTD "political organisation" and "political Non-Voting No vote
expenditure" have the meanings given to them
by Sections 363 to 365 of the Companies Act
2006
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 702962247
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 17-May-2011
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Adoption of Annual Report & Accounts Mgmt For For
2 Approval of Remuneration Report Mgmt For For
3 Appointment of Linda G Stuntz as a Director Mgmt For For
of the Company
4 Re-appointment of Josef Ackermann as a Director Mgmt For For
of the Company
5 Re-appointment of Malcolm Brinded as a Director Mgmt For For
of the Company
6 Re-appointment of Guy Elliott as a Director Mgmt For For
of the Company
7 Re-appointment of Simon Henry as a Director Mgmt For For
of the Company
8 Re-appointment of Charles O Holliday as a Director Mgmt For For
of the Company
9 Re-appointment of Lord Kerr of Kinlochard as Mgmt For For
a Director of the Company
10 Re-appointment of Gerard Kleisterlee as a Director Mgmt For For
of the Company
11 Re-appointment of Christine Morin-Postel as Mgmt For For
a Director of the Company
12 Re-appointment of Jorma Ollila as a Director Mgmt For For
of the Company
13 Re-appointment of Jeroen Van Der Veer as a Director Mgmt For For
of the Company
14 Re-appointment of Peter Voser as a Director Mgmt For For
of the Company
15 Re-appointment of Hans Wijers as a Director Mgmt For For
of the Company
16 That PricewaterhouseCoopers LLP be re-appointed Mgmt For For
as Auditors of the Company
17 Remuneration of Auditors Mgmt For For
18 Authority to allot shares Mgmt For For
19 Disapplication of pre-emption rights Mgmt For For
20 Authority to purchase own shares Mgmt For For
21 Authority for certain donations and expenditure Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SABMILLER PLC Agenda Number: 702532830
--------------------------------------------------------------------------------------------------------------------------
Security: G77395104
Meeting Type: AGM
Meeting Date: 22-Jul-2010
Ticker:
ISIN: GB0004835483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive and adopt the financial statements for Mgmt For For
the YE 31 MAR 2010, together with the reports
of the Directors and Auditors therein
2 Receive and approve the Directors' remuneration Mgmt For For
report 2010 contained in the annual report
for the YE 31 MAR 2010
3 Election of Mr. M.H. Armour as a Director of Mgmt For For
the Company
4 Election of Mr. H.A. Willard as a Director of Mgmt For For
the Company
5 Re-elect Mr. J.M. Kahn as a Director of the Mgmt For For
Company
6 Re-elect Mr. P.J. Manser as a Director of the Mgmt For For
Company
7 Re-elect Mr. D.S. Devitre as a Director of the Mgmt For For
Company
8 Re-elect Mr. M.Q. Morland as a Director of the Mgmt For For
Company
9 Re-elect Mr. M.C. Ramaphosa as a Director of Mgmt For For
the Company
10 Re-elect Mr. M.I. Wyman as a Director of the Mgmt For For
Company
11 Declare a final dividend of 51 US cents per Mgmt For For
share
12 Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors
13 Authorize the Directors to determine the remuneration Mgmt For For
of the Auditors
14 Authorize the Directors to allot shares Mgmt For For
S.15 Authorize the Directors to allot shares for Mgmt For For
cash otherwise than pro rata to all shareholders
S.16 Authorize the Directors to make market purchases Mgmt For For
of ordinary shares of USD 0.10 each in the
capital of the Company
S.17 Approve the calling of general meetings, other Mgmt For For
than an AGM, on not less than 14 clear days'
notice
S.18 Approve the adoption of new Articles of Association Mgmt For For
of the Company
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRS LTD Agenda Number: 702799377
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 18-Mar-2011
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANOFI-AVENTIS, PARIS Agenda Number: 702847370
--------------------------------------------------------------------------------------------------------------------------
Security: F5548N101
Meeting Type: MIX
Meeting Date: 06-May-2011
Ticker:
ISIN: FR0000120578
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0316/201103161100708.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0413/201104131101269.pdf
O.1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
O.2 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
O.3 Allocation of income and setting the dividend Mgmt For For
O.4 Agreements and Undertakings pursuant to Articles Mgmt For For
L. 225- 38 et seq. of the Commercial Code
O.5 Setting the amount of attendance allowances Mgmt For For
O.6 Ratification of the co-optation of Mrs. Carole Mgmt For For
Piwnica as Board member
O.7 Appointment of Mrs. Suet-Fern Lee as Board member Mgmt For For
O.8 Renewal of Mr. Thierry Desmarest's term as Board Mgmt For For
member
O.9 Renewal of Mr. Igor Landau's term as Board member Mgmt For For
O.10 Renewal of Mr. Gerard Van Kemmel's term as Board Mgmt For For
member
O.11 Renewal of Mr. Serge Weinberg's term as Board Mgmt For For
member
O.12 Renewal of term of the company PricewaterhouseCoopers Mgmt For For
Audit as principal Statutory Auditor
O.13 Appointment of Mr. Yves Nicolas as deputy Statutory Mgmt For For
Auditor
O.14 Authorization to be granted to the Board of Mgmt For For
Directors to trade the Company's shares
E.15 Delegation of authority to be granted to the Mgmt For For
Board of Directors to decide to increase capital
by issuing - with preferential subscription
rights - shares and/or securities giving access
to the capital of the Company and/or by
issuing securities entitling to the allotment
of debt securities
E.16 Delegation of authority to be granted to the Mgmt For For
Board of Directors to decide to increase capital
by issuing - without preferential subscription
rights - shares and/or securities giving
access to the capital of the Company and/or
by issuing securities entitling to the allotment
of debt securities by way of a public offer
E.17 Option to issue shares or securities giving Mgmt For For
access to the capital without preferential
subscription rights, in consideration for in-kind
contributions of equity securities or securities
giving access to the capital
E.18 Delegation of authority to be granted to the Mgmt For For
Board of Directors to increase the number
of issuable securities in the event of capital
increase with or without preferential subscription
rights
E.19 Delegation of authority to be granted to the Mgmt For For
Board of Directors to decide increase the
share capital by incorporation of premiums,
reserves, profits or other amounts
E.20 Delegation of authority to be granted to the Mgmt For For
Board of Directors to decide to increase the
share capital by issuing shares or securities
giving access to the capital reserved for
members of savings plans with cancellation
of preferential subscription rights
in favor of the latter
E.21 Delegation of authority to be granted to the Mgmt Against Against
Board of Directors to grant options to
subscribe for or purchase shares
E.22 Delegation to be granted to the Board of Directors Mgmt For For
to reduce the share capital by cancellation
of treasury shares
E.23 Amendment of Article 11 of the Statutes Mgmt For For
E.24 Amendment of Article 12 of the Statutes Mgmt For For
E.25 Amendment of Article 19 of the Statutes Mgmt For For
E.26 Change in the name of the Company and consequential Mgmt For For
amendment of the Statutes
E.27 Powers for the formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 702969140
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 25-May-2011
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS
IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 04 MAY 2011, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting No vote
MAY 2011. FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION OF
THE APPLICATION). IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED
IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual financial Non-Voting No vote
statements and the approved group financial
statements, the combined management report
and group management report of SAP AG, including
the Executive Board's explanatory notes relating
to the information provided pursuant to Sections
289 (4) and (5) and 315 (4) of the German Commercial
Code (HGB), and the Supervisory Board's report,
each for fiscal year 2010
2. Resolution on the appropriation of the retained Mgmt For For
earnings of fiscal year 2010
3. Resolution on the formal approval of the acts Mgmt For For
of the Executive Board in fiscal year 2010
4. Resolution on the formal approval of the acts Mgmt For For
of the Supervisory Board in fiscal year 2010
5. Appointment of the auditors of the financial Mgmt For For
statements and group financial statements for
fiscal year 2011
6. Resolution on the amendment to Section 4 of Mgmt For For
the Articles of Incorporation to reflect changes
in the capital structure since the Articles
of Incorporation were last amended as well
as on the cancellation of Contingent Capital
VI and the corresponding amendment to Section
4 of the Articles of Incorporation
7. Resolution on the authorization of the Executive Mgmt For For
Board to issue convertible and/or warrant-linked
bonds, the option to exclude shareholders'
subscription rights, the cancellation of Contingent
Capital IV and Contingent Capital IVa, the
creation of new Contingent Capital IV and the
corresponding amendment to Section 4 of the
Articles of Incorporation
8. Resolution on the approval of a Control and Mgmt For For
Profit Transfer Agreement between SAP AG and
a subsidiary
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SA, RUEIL MALMAISON Agenda Number: 702853981
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 21-Apr-2011
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 794804 DUE TO DELETION OF A RESOLUTION.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST".
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
O.1 Approval of 2010 parent company financial statements Mgmt For For
O.2 Approval of 2010 consolidated financial statements Mgmt For For
O.3 Appropriation of profit for the year, dividend Mgmt For For
and dividend reinvestment option
O.4 Approval of the report on regulated agreements Mgmt For For
signed in 2010 and previous years
O.5 Ratification of the co-optation of Mr. Anand Mgmt Against Against
Mahindra and his appointment as a member of
the Supervisory Board
O.6 Appointment of Ms. Betsy Atkins as a member Mgmt For For
of the Supervisory Board
O.7 Appointment of Mr. Jeong H. Kim as a member Mgmt For For
of the Supervisory Board
O.8 Appointment of Ms. Dominique Senequier as a Mgmt For For
member of the Supervisory Board
O.9 Determination of the amount of attendance fees Mgmt For For
awarded to the members of the Supervisory Board
O.10 Authorization to trade in the Company's shares: Mgmt For For
maximum purchase price EUR 150
E.11 Statutory changes: the statutory age limit for Mgmt For For
members of the Supervisory Board is replaced
by a restriction to two years (renewable) of
the period of appointment of members aged over
70
E.12 Statutory changes: possibility of appointing Mgmt For For
a third non-voting member
E.13 Statutory changes: division by two of the par Mgmt For For
value of the Company's shares
E.14 Authorization to (i) increase the capital by Mgmt For For
a maximum of EUR 800 million by issuing common
shares or securities convertible, redeemable,
exchangeable or otherwise exercisable for common
shares of the Company or one of its subsidiaries,
subject to preemptive subscription rights;
or (ii) issue securities providing for the
attribution of debt securities, subject to
preemptive subscription rights
E.15 Authorization to increase the Company's capital Mgmt For For
by capitalizing reserves, earnings or additional
paid-in capital
E.16 Authorization to (i) increase the capital by Mgmt For For
a maximum of EUR 217 million, by issuing common
shares or securities convertible, redeemable,
exchangeable or otherwise exercisable for common
shares of the Company or one of its subsidiaries;
or (ii) issue securities providing for the
attribution of debt securities; in both cases,
by means of public offerings and subject to
the waiver by existing shareholders of their
preemptive subscription rights
E.17 Authorization to increase the amount of an initial Mgmt For For
share issue, with or without preemptive subscription
rights, determined pursuant to the fourteenth
and sixteenth resolutions respectively where
an issue is oversubscribed
E.18 Option to use the authorization to increase Mgmt For For
the capital without preemptive subscription
rights in payment for shares in the case of
a public exchange offer or share equivalents
relating to the shares of other companies
E.19 Authorization, through an offering governed Mgmt For For
by article L.411-2 II of the French Monetary
and Financial Code, in all cases without preemptive
subscription rights, at a price set by the
Management Board in accordance with procedures
approved by shareholders at this Meeting to
(i) increase the capital by a maximum of EUR
108 million (i.e. 5% of share capital), by
issuing common shares or securities of the
Company or one of its subsidiaries or (ii)
to issue convertible debt securities
E.20 Authorization given to the Management Board Mgmt For For
to grant options to purchase new or existing
shares to employees and corporate officers
of the Company and its affiliates
E.21 Authorization given to the Management Board Mgmt For For
to grant free share allocations (based on existing
shares or shares to be issued), subject where
applicable to performance criteria, to employees
and corporate officers of the Company and its
affiliates
E.22 Authorization to issue shares to employees who Mgmt For For
are members of the Employee Stock Purchase
Plan
E.23 Authorization to carry out a share issue restricted Mgmt For For
to employees of the foreign companies in the
Group
E.24 Authorization given to the Management Board Mgmt For For
to cancel, where applicable, company shares
purchased in accordance with the conditions
determined by the Shareholders' Meeting, up
to a maximum of 10% of capital
E.25 Powers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEKISUI HOUSE,LTD. Agenda Number: 702901061
--------------------------------------------------------------------------------------------------------------------------
Security: J70746136
Meeting Type: AGM
Meeting Date: 26-Apr-2011
Ticker:
ISIN: JP3420600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Approve Payment of Bonuses to Corporate Officers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SES S.A., LUXEMBOURG Agenda Number: 702880116
--------------------------------------------------------------------------------------------------------------------------
Security: L8300G135
Meeting Type: AGM
Meeting Date: 07-Apr-2011
Ticker:
ISIN: LU0088087324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
cmmt PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 805154 DUE TO RECEIPT OF ADDITIONAL RESOLUTIONS.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN ADDITION TO YOUR INSTRUCTION, A VOTING CERTIFICATE Non-Voting No vote
MUST BE FILLED OUT BY THE BENEFICIAL OWNER
AND BE SENT TO: BANQUE ET CAISSE D'EPARGNE
DE L'ETAT, LUXEMBOURG SECURITIES DEPARTMENT
V MESSRS. PAULO RIBEIRO AND PASCAL KOPP URG
L-2954 LUXEMBOURG ALBERT II FAX +352 400 093
MAIL : CORPORATEACTIONS.SEC(AT)BCEE.LU
1 Attendance list, quorum and adoption of the Mgmt No vote
agenda
2 Nomination of a secretary and of two scrutineers Mgmt No vote
3 Presentation by the Chairman of the Board of Mgmt No vote
Directors of the 2010 activities report of
the Board
4 Presentation on the main developments during Mgmt No vote
2010 and perspectives
5 Presentation of the 2010 financial results Mgmt No vote
6 Presentation of the audit report Mgmt No vote
7 Approval of the balance sheet and of the profit Mgmt No vote
and loss accounts as of December 31, 2010
8 Decision on allocation of 2010 profits Mgmt No vote
9 Transfers between reserve accounts Mgmt No vote
10 Discharge of the members of the Board of Directors Mgmt No vote
11 Discharge of the auditor Mgmt No vote
12 Appointment of the auditor for the year 2011 Mgmt No vote
and determination of its remuneration
13 Resolution on company acquiring own FDRs and/or Mgmt No vote
own A- or B-shares
14.a Renewal of the Board of Directors: Determination Mgmt No vote
of the number of Board members
14.b Renewal of the Board of Directors: Determination Mgmt No vote
of the duration of the mandate of Board members
14c.1 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Marc Beuls
14c.2 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Marcus Bicknell
14c.3 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mrs.
Bridget Cosgrave
14c.4 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Hadelin de Liedekerke Beaufort
14c.5 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Jacques Espinasse
14c.6 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Robert W. Ross
14c.7 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Karim Sabbagh
14c.8 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Christian Schaack
14c.9 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Terry Seddon
14c10 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Marc Speeckaert
14c11 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Gerd Tenzer
14c12 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category A Mr.
Francois Tesch
14c13 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Serge Allegrezza
14c14 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Jean-Claude Finck
14c15 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Gaston Reinesch
14c16 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Victor Rod
14c17 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Rene Steichen
14c18 Appointment of the Board members: Candidates Mgmt No vote
representing shareholders of category B Mr.
Jean-Paul Zens
14d.1 Determination of the duration of the mandate Mgmt No vote
of each appointed Board member: 1 year term:
Mr. Hadelin de Liedekerke Beaufort, Mr. Christian
Schaack, Mr. Marc Speeckaert, Mr. Gerd Tenzer,
Mr. Serge Allegrezza, Mr. Victor Rod
14d.2 Determination of the duration of the mandate Mgmt No vote
of each appointed Board member: 2 year term:
Mr. Jacques Espinasse, Mr. Robert W. Ross,
Mr. Terry Seddon, Mr. Francois Tesch, Mr. Jean-Claude
Finck, Mr. Gaston Reinesch
14d.3 Determination of the duration of the mandate Mgmt No vote
of each appointed Board member: 3 year term:
Mr. Marc Beuls, Mr. Marcus Bicknell, Mrs. Bridget
Cosgrave, Mr. Karim Sabbagh, Mr. Rene Steichen,
Mr. Jean-Paul Zens
14.e Determination of the remuneration of Board members Mgmt No vote
15 Miscellaneous Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 703040066
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 26-May-2011
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
3. Entrusting to the Company's Board of Directors Mgmt For For
determination of the subscription requirements
for the share subscription rights, as stock
options for stock-linked compensation issued
to the executive officers of the Company, as
well as the directors and executive officers
of the Company's subsidiaries
--------------------------------------------------------------------------------------------------------------------------
SHARP CORPORATION Agenda Number: 703112817
--------------------------------------------------------------------------------------------------------------------------
Security: J71434112
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: JP3359600008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Approve Payment of Bonuses to Corporate Officers Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
5. Continuation of Plan Regarding Large-Scale Purchases Mgmt Against Against
of Sharp Corporation Shares (Takeover Defense
Plan)
--------------------------------------------------------------------------------------------------------------------------
SHIMIZU CORPORATION Agenda Number: 703159346
--------------------------------------------------------------------------------------------------------------------------
Security: J72445117
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3358800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Profits Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIEMENS A G Agenda Number: 702738545
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 25-Jan-2011
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting No vote
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
1. To receive and consider the Report of the supervisory Non-Voting No vote
Board, the corporate Governance Report and
the Compensation Report as well as the Compliance
Report for fiscal year 2010
2. To receive and consider the adopted Annual Financial Non-Voting No vote
Statements of Siemens AG and the approved Consolidated
Financial Statements, together with the Combined
Management's Discussion and Analysis of Siemens
AG and the Siemens Group, including the Explanatory
Report on the information required pursuant
to section 289 (4) and (5) and section 315
(4) of the German Code (HGB) as of September
30, 2010
3. To resolve on the allocation of net income of Mgmt For For
siemens AG to pay a dividend
4. To ratify the acts of the members of the Managing Mgmt For For
Board
5. To ratify the acts of the members of the Supervisory Mgmt For For
Board
6. To resolve on the approval of the compensation Mgmt For For
system for Managing Board members
7. To resolve on the appointment of independent Mgmt For For
auditors for the audit of the Annual Financial
Statements and the Consolidated Financial Statements
and for the review of the Interim Financial
Statements
8. To resolve on the authorization to repurchase Mgmt For For
and use Siemens shares and to exclude shareholders'
subscription and tender rights
9. To resolve on the authorization to use derivatives Mgmt For For
in connection with the repurchase of Siemens
shares pursuant to section 71 (1), no. 8, of
the German Corporation Act (AktG), and to exclude
shareholders' subscription and tender rights
10. To resolve on the creation of an Authorized Mgmt For For
Capital 2011 reserved for the issuance to employees
with shareholders' subscription rights excluded,
and related amendments to the Articles of Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and the related amendments
to the Articles of Association
12. To resolve on the approval of a profit-and-loss Mgmt For For
transfer agreement between Siemens AG and a
subsidiary
13. To resolve on the authorization of the managing Mgmt For For
Board to issue convertible bonds and/or warrant
bonds and exclude shareholders' subscription
rights, and to resolve on the creation of a
Conditional Capital 2011 and related amendments
to the Articles of Association
14. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Resolution on an amendment to section 2 of
the Articles of Association of Siemens AG
--------------------------------------------------------------------------------------------------------------------------
SJM HOLDINGS LTD Agenda Number: 702860861
--------------------------------------------------------------------------------------------------------------------------
Security: Y8076V106
Meeting Type: AGM
Meeting Date: 29-Apr-2011
Ticker:
ISIN: HK0880043028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110324/LTN20110324502.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
1 To receive and adopt the audited financial statements Mgmt For For
and the reports of the directors and the auditors
of the Company and its subsidiaries for the
year ended 31 December 2010
2 To declare a final dividend of HK30 cents per Mgmt For For
ordinary share for the year ended 31 December
2010 to the shareholders of the Company
3.i To re-elect Dr. So Shu Fai as an executive director Mgmt For For
of the Company
3.ii To re-elect Mr. Rui Jose da Cunha as an executive Mgmt For For
director of the Company
3.iii To re-elect Ms. Leong On Kei, Angela as an executive Mgmt For For
director of the Company
3.iv To re-elect Dato' Dr. Cheng Yu Tung as a non-executive Mgmt Against Against
director of the Company
3.v To re-elect Mr. Fok Tsun Ting, Timothy as an Mgmt For For
executive director of the Company
4 To authorise the board of directors of the Company Mgmt For For
to fix the remuneration for each of the
directors of the Company
5 To re-appoint Messrs. Deloitte Touche Tohmatsu, Mgmt For For
Certified Public Accountants and H.C. Watt
& Company Limited as the joint auditors of
the Company and authorise the board of
directors of the Company to fix their remuneration
6 To grant an unconditional mandate to the directors Mgmt For For
of the Company to purchase the shares of the
Company in the manner as described in the circular
of the Company dated 25 March 2011
--------------------------------------------------------------------------------------------------------------------------
SOCIETE GENERALE, PARIS Agenda Number: 702846950
--------------------------------------------------------------------------------------------------------------------------
Security: F43638141
Meeting Type: OGM
Meeting Date: 24-May-2011
Ticker:
ISIN: FR0000130809
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINKS: https://balo.journal-officiel.gouv.fr/pdf/2011/0316/201103161100717.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0422/201104221101544.pdf
1 Approval of the corporate financial statements Mgmt For For
for the financial year 2010
2 Allocation of income for 2010. Setting the dividend Mgmt For For
and the date of payment
3 Option for payment of the dividend in new shares Mgmt For For
4 Approval of the consolidated financial statements Mgmt For For
for the financial year 2010
5 Renewal of Mr. Frederic Oudea's term as Board Mgmt For For
member
6 Renewal of Mr. Anthony Wyand's term as Board Mgmt For For
member
7 Renewal of Mr. Jean-Martin Folz's term as Board Mgmt For For
member
8 Appointment of Mrs. Kyra Hazou as Board member Mgmt For For
9 Appointment of Mrs. Ana Maria Llopis Rivas as Mgmt For For
Board member
10 Increase of the overall amount of attendance Mgmt For For
allowances
11 Authorization granted to the Board of Directors Mgmt For For
to trade the Company's shares within the limit
of 10% of the capital
12 Powers Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 703146010
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
1.14 Appoint a Director Mgmt For For
1.15 Appoint a Director Mgmt For For
2. To issue Stock Acquisition Rights for the purpose Mgmt For For
of granting stock options
--------------------------------------------------------------------------------------------------------------------------
STANDARD CHARTERED PLC, LONDON Agenda Number: 702874238
--------------------------------------------------------------------------------------------------------------------------
Security: G84228157
Meeting Type: AGM
Meeting Date: 05-May-2011
Ticker:
ISIN: GB0004082847
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare the final dividend Mgmt For For
3 To approve the directors' remuneration report Mgmt For For
4 To re-elect Mr S P Bertamini, an executive director Mgmt For For
5 To re-elect Mr J S Bindra, an executive director Mgmt For For
6 To re-elect Mr R Delbridge, a non-executive Mgmt For For
director
7 To re-elect Mr J F T Dundas, a non-executive Mgmt For For
director
8 To re-elect Miss V F Gooding CBE, a non-executive Mgmt For For
director
9 To re-elect Dr Han Seung-soo KBE, a non-executive Mgmt For For
director
10 To re-elect Mr S J Lowth, a non-executive director Mgmt For For
11 To re-elected Mr R H P Markham, a non-executive Mgmt For For
director
12 To re-elect Ms R Markland, a non-executive director Mgmt For For
13 To re-elect Mr R H Meddings, an executive director Mgmt For For
14 To re-elect Mr J G H Paynter, a non-executive Mgmt For For
director
15 To re-elect Mr J W Peace, as Chairman Mgmt For For
16 To re-elect Mr A M G Rees, an executive director Mgmt For For
17 To re-elect Mr P A Sands, an executive director Mgmt For For
18 To re-elect Mr P D Skinner, a non-executive Mgmt For For
director
19 To re-elect Mr O H J Stocken, a non-executive Mgmt For For
director
20 To re-appoint KPMG Audit Plc as Auditor to the Mgmt For For
company from the end of the agm until the end
of next year's agm
21 To authorise the Board to set the auditor's Mgmt For For
fees
22 To authorise the Company and its subsidiaries Mgmt For For
to make political donations
23 To authorise the board to allot shares Mgmt For For
24 To extend the authority to allot shares Mgmt For For
25 To approve the 2011 Standard Chartered Share Mgmt For For
Plan
26 To disapply pre-emption rights Mgmt For For
27 To authorise the Company to buy back its ordinary Mgmt For For
shares
28 To authorise the Company to buy back its preference Mgmt For For
shares
29 To authorise the Company to call a general meeting Mgmt For For
other than an annual general meeting
on not less than 14 clear days' notice
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME IN RESOLUTION 20. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STRAITS ASIA RES LTD Agenda Number: 702695125
--------------------------------------------------------------------------------------------------------------------------
Security: Y81705108
Meeting Type: EGM
Meeting Date: 19-Nov-2010
Ticker:
ISIN: SG1U11932563
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That a new share option scheme to be known as Mgmt Against Against
the "Straits Asia Employee Share Option
Plan" (the "ESOP"), under which options ("Options")
will be granted to selected employees
of the Company and its subsidiaries (the
"Group") to subscribe for shares in the
capital of the Company (the "Shares"),
details of which are set out in the Circular
to Shareholders dated 2 November 2010 be and
is hereby approved; the Directors of the Company
be and are hereby authorized:- to establish
and administer the ESOP; to modify and/or
amend the ESOP from time to time provided that
such modification and/or amendment is
effected in accordance with the provisions
of the ESOP and to do all such acts and
to enter into all such transactions, arrangement
and agreements as may be necessary or expedient
in order to give CONTD.
CONT CONTD full effect to the ESOP; and the Directors Non-Voting No vote
of the Company be and are hereby authorised
to offer and grant Options in accordance with
the provisions of the ESOP and to
allot and issue from time to time such number
of Shares as may be required to be issued
pursuant to the exercise of the Options
under the ESOP, provided that the aggregate
number of new Shares granted under the
ESOP shall be limited to 15% of the issued
share capital of the Company from time to time
and the aggregate number of Shares to be issued
pursuant to the ESOP, the Straits Asia Executive
Share Acquisition Plan and other share-based
incentive schemes of the Company shall not
exceed 15% of the total number of issued
Shares outstanding from time to time
2 That a new share plan to be known as the "Straits Mgmt Against Against
Asia Executive Share Acquisition Plan" (the
"ExSAP"), under which awards ("Awards") of
fully-paid Shares will be issued to selected
employees or directors of the Group with executive
responsibilities, details of which are set
out in the Circular to Shareholders dated 2
November 2010, be and is hereby approved; the
Directors of the Company be and are hereby
authorized:- to establish and administer the
ExSAP; to modify and/or amend the ExSAP from
time to time provided that such modification
and/or amendment is effected in accordance
with the provisions of the ExSAP and to do
all such acts and to enter into all such transactions,
arrangement and agreements as may be necessary
or expedient in order to give full effect to
the ExSAP; and CONTD
CONT CONTD. the Directors of the Company be and are Non-Voting No vote
hereby authorized to offer and grant Awards
in accordance with the provisions of the ExSAP
and to allot and issue from time to time such
number of Shares as may be required to be issued
pursuant to the acceptance of Awards under
the ExSAP, provided that the aggregate number
of new Shares granted under the ExSAP shall
be limited to 15% of the issued share capital
of the Company from time to time and the aggregate
number of Shares to be issued pursuant to the
ExSAP, the ESOP and other share-based incentive
schemes of the Company shall not exceed 15%
of the total number of issued Shares outstanding
from time to time
3 That the aggregate number of new Shares represented Mgmt Against Against
by Options and/or Awards granted under the
respective Straits Asia Share Plans to Parent
Participants shall not exceed 20% of all the
new Shares available under each of the
respective Straits Asia Share Plans and
the aggregate number of new Shares represented
by Options and/or Awards granted under the
respective Straits Asia Share Plans to
each Parent Participant shall not exceed 5%
of all the new Shares which are available
to all such Parent Participants under the
respective Straits Asia Share Plan
--------------------------------------------------------------------------------------------------------------------------
STRAITS ASIA RES LTD Agenda Number: 702874442
--------------------------------------------------------------------------------------------------------------------------
Security: Y81705108
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: SG1U11932563
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report and Mgmt For For
the Audited Accounts of the Company for
the year ended 31 December 2010 together with
the Auditors' Report thereon
2 To declare a final dividend of 2.85 US cents Mgmt For For
per share (equivalent to approximately
Singapore 3.61 cents per share), tax exempt
for the year ended 31 December 2010 (2009:
US 2.03 cents)
3 To re-elect Mr. Martin David Purvis as a director Mgmt For For
retiring pursuant to articles 94 of
the company's articles of association
4 To re-elect Dr. Chua Yong Hai as a director Mgmt For For
retiring pursuant to articles 94 of the company's
articles of association
5 To re-elect Mr.Peerachat Pinprayong as a director Mgmt For For
retiring pursuant to articles 100 of
the company's articles of association
6 To re-elect Ms. Julie Therese Hall as a director Mgmt For For
retiring pursuant to articles 100 of
the company's articles of association
7 To approve the payment of director's fees of Mgmt For For
up to SGD 650,000 payable by the Company for
the year ending 31 December 2011
8 To re-appoint Messrs PricewaterhouseCoopers Mgmt For For
LLP as the Company's Auditors and to authorise
the Directors to fix their remuneration
9 That pursuant to Section 161 of the Companies Mgmt For For
Act, Cap. 50 ("CA") and Rule 806 of the
Listing Manual of the Singapore Exchange Securities
Trading Limited ("SGX-ST"), the Directors
of the Company be authorised and empowered
to: (a) (i) issue shares in the Company ("shares")
whether by way of rights, bonus or otherwise;
and/or (ii) make or grant offers, agreements
or options (collectively, "Instruments")
that might or would require shares to be
issued, including but not limited to the
creation and issue of (as well as adjustments
to) options, warrants, debentures or other
instruments convertible into shares,
at any time and upon such terms and conditions
and for such purposes and to such persons
as the Directors of the Company may in their
absolute discretion deem fit; and (b) (notwithstanding
the authority conferred by this CONTD
CONT CONTD Resolution may have ceased to be in force) Non-Voting No vote
issue shares in pursuance of any Instruments
made or granted by the Directors of the Company
while this Resolution was in force, provided
that: (1) t he aggregate number of shares
(including shares to be issued in pursuance
of the Instruments, made or granted pursuant
to this Resolution) to be issued pursuant to
this Resolution shall not exceed fifty per
cent. (50%) of the total number of issued shares
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with sub-paragraph (2) below), of which the
aggregate number of shares to be issued
other than on a pro rata basis to shareholders
of the Company shall not exceed twenty
per cent. (20%) of the total number of issued
shares (excluding treasury shares) in the capital
of the Company (as calculated in CONTD
CONT CONTD accordance with sub-paragraph (2) below); Non-Voting No vote
(2) (subject to such manner of calculation
as may be prescribed by the SGX-ST) for the
purpose of determining the aggregate
number of shares that may be issued under
sub-paragraph (1) above, the total
number of issued shares (excluding
treasury shares) shall be based on the total
number of issued shares (excluding
treasury shares) in the capital of the Company
at the time of the passing of this Resolution,
after adjusting for: (a) new shares arising
from the conversion or exercise of any convertible
securities; (b) new shares arising from
the exercise of share options or vesting of
share awards which are outstanding or subsisting
at the time of the passing of this Resolution;
and (c) any subsequent bonus issue, consolidation
or subdivision of shares; (3) in exercising
the authority CONTD
CONT CONTD conferred by this Resolution, the Company Non-Voting No vote
shall comply with the provisions of
the Listing Manual of the SGX-ST for the time
being in force (unless such compliance has
been waived by the SGX-ST) and the Articles
of Association of the Company; and (4) unless
revoked or varied by the Company in a general
meeting, such authority shall continue in force
until the conclusion of the next Annual
General Meeting of the Company or the date
by which the next Annual General Meeting
of the Company is required by law to be held,
whichever is the earlier
10 That pursuant to Section 161 of the CA, the Mgmt For For
Directors of the Company be authorised
and empowered to offer and grant options under
the rules of the Option Plan and to issue
from time to time such number of shares in
the capital of the Company as may be
required to be issued pursuant to the
exercise of the options granted under the
Option Plan, whether granted during the subsistence
of this authority or otherwise, provided always
that the aggregate number of additional
shares to be issued under this Option Plan
and all other share option, share incentive,
performance share and restricted share
plans implemented by the Company shall not
exceed fifteen per centum (15%) of the total
number of issued shares in the capital of the
Company (excluding treasury shares) from
time to time and that such authority CONTD
CONT CONTD shall, unless revoked or varied by the Non-Voting No vote
Company in a general meeting, continue in
force until the conclusion of the next Annual
General Meeting of the Company or the date
by which the next Annual General Meeting of
the Company is required by law to be
held, whichever is earlier
11 That pursuant to Section 161 of the CA, the Mgmt For For
Directors of the Company be authorised
and empowered to offer and grant awards under
the rules of the Share Plan and to issue
from time to time such number of shares in
the capital of the Company as may be
required to be issued pursuant to awards
granted under the Share Plan, whether granted
during the subsistence of this authority or
otherwise, provided always that the aggregate
number of additional shares to be
issued pursuant to this Share Plan and all
other share option, share incentive, performance
share and restricted share plans CONTD
CONT CONTD implemented by the Company shall not exceed Non-Voting No vote
fifteen per centum (15%) of the total number
of issued shares in the capital of the Company
(excluding treasury shares) from time to
time and that such authority shall, unless
revoked or varied by the Company in a
general meeting, continue in force until
the conclusion of the next Annual General Meeting
of the Company or the date by which the next
Annual General Meeting of the Company is required
by law to be held, whichever is earlier
12 That authority be and is hereby given to the Mgmt For For
Directors to offer and grant share options
in accordance with the terms set out in the
Addendum and to allot and issue an aggregate
number of up to 280,000 shares in the capital
of the Company pursuant to the exercise of
such share options to the Non-executive
Directors as follows: (a) 77,236 ordinary shares
to Dr. Chitrapongse Kwangsukstith;
(b) 67,073 ordinary shares to Dr. Chua Yong
Hai; (c) 50,813 ordinary shares to Mr. Han
Eng Juan; (d) 48,780 ordinary shares to Mr.
Apisit Rujikeatkamjorn; and (e) 30,488 ordinary
shares to Mr. Peerachat Pinprayong, and that
any Director or Company Secretary be authorised
to do all things necessary or appropriate
to give effect to this Resolution as he may
deem fit
13 That: (a) the name of the Company "Straits Asia Mgmt For For
Resources Limited" be changed to "Tiger Energy
Resources Limited" and that the name "Tiger
Energy Resources Limited" be substituted for
"Straits Asia Resources Limited" wherever the
latter name appears in the Company's Memorandum
and Articles of Association; and (b) any Director
of the Company and/or the Company Secretary
be and are hereby authorised to complete
and do all such acts and things (including
executing or amending all such documents
as may be required) as he may consider
expedient or necessary or appropriate to give
effect to this Resolution
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES,LTD. Agenda Number: 703128858
--------------------------------------------------------------------------------------------------------------------------
Security: J77411114
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3407400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
3. Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP,INC. Agenda Number: 703157025
--------------------------------------------------------------------------------------------------------------------------
Security: J7771X109
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3890350006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO.,LTD. Agenda Number: 703143381
--------------------------------------------------------------------------------------------------------------------------
Security: J77841112
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3409000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO RUBBER INDUSTRIES,LTD. Agenda Number: 702823368
--------------------------------------------------------------------------------------------------------------------------
Security: J77884112
Meeting Type: AGM
Meeting Date: 30-Mar-2011
Ticker:
ISIN: JP3404200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3. Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 702666097
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 02-Dec-2010
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101028/LTN20101028150.pdf
1 To receive and consider the audited financial Mgmt For For
statements and the reports of the Directors
and auditors for the year ended 30 June 2010
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Dr. Fung Kwok Lun, William as Director Mgmt For For
3.i.b To re-elect Dr. Lee Shau Kee as Director Mgmt For For
3.i.c To re-elect Mr. Wong Yick -Kam, Michael as Director Mgmt For For
3.i.d To re-elect Mr. Kwok Ping -Luen, Raymond as Mgmt For For
Director
3.i.e To re-elect Mr. Chan Kai -Ming as Director Mgmt For For
3.i.f To re-elect Mr. Chan Kui- Yuen, Thomas as Director Mgmt For For
3.i.g To re-elect Mr. Kwong Chun as Director Mgmt Against Against
3.ii To fix Directors' fees, The proposed fees to Mgmt For For
be paid to each Director, each Vice Chairman
and the Chairman for the financial year ending
30 June 2011 are HKD 100,000, HKD 110,000 and
HKD 120,000 respectively
4 To re-appoint auditors and to authorise the Mgmt For For
Board of Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares Ordinary Resolution
No. 5 as set out in the notice of the AGM
6 To grant a general mandate to the Directors Mgmt Against Against
to issue new shares Ordinary Resolution
No. 6 as set out in the notice of the AGM
7 To extend the general mandate to issue new shares Mgmt Against Against
by adding the number of shares repurchased
Ordinary Resolution No. 7 as set out in the
notice of the AGM
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC NEW Agenda Number: 702830072
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: AGM
Meeting Date: 03-May-2011
Ticker:
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting No vote
ID 794807 DUE TO CHANGE IN CORP NAME AND ADDITION
OF PAST RECORD DATE. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION
"3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBERS "1.1 TO 1.13 AND 2". THANK YOU.
1.1 Election of Mel E. Benson as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
1.2 Election of Dominic D'Alessandro as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.3 Election of John T. Ferguson as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.4 Election of W. Douglas Ford as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.5 Election of Richard L. George as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.6 Election of Paul Haseldonckx as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.7 Election of John R. Huff as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
1.8 Election of Jacques Lamarre as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.9 Election of Brian F. MacNeill as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.10 Election of Maureen McCaw as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
1.11 Election of Michael W. O'Brien as a Director Mgmt For For
of Suncor Energy Inc. until the close of the
next annual general meeting
1.12 Election of James W. Simpson as a Director of Mgmt For For
Suncor Energy Inc. until the close of the next
annual general meeting
1.13 Election of Eira Thomas as a Director of Suncor Mgmt For For
Energy Inc. until the close of the next annual
general meeting
2 Re-appointment of PricewaterhouseCoopers LLP Mgmt For For
as auditor of Suncor Energy Inc. for the ensuing
year and authorize the directors to fix their
remuneration as such
3 To accept the approach to executive compensation Mgmt For For
disclosed in the accompanying management proxy
circular
--------------------------------------------------------------------------------------------------------------------------
SUZUKI MOTOR CORPORATION Agenda Number: 703112843
--------------------------------------------------------------------------------------------------------------------------
Security: J78529138
Meeting Type: AGM
Meeting Date: 29-Jun-2011
Ticker:
ISIN: JP3397200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3. Approve Payment of Bonuses to Corporate Officers Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SWISS REINS CO Agenda Number: 702859212
--------------------------------------------------------------------------------------------------------------------------
Security: H84046137
Meeting Type: AGM
Meeting Date: 15-Apr-2011
Ticker:
ISIN: CH0012332372
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 804695, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
1.1 Consultative vote on the compensation report Mgmt No vote Split
1.2 Approval of the annual report, annual and consolidated Mgmt No vote Split
financial statements for the 2010 financial
year
2 Allocation of disposable profit to other reserves Mgmt No vote Split
3 Withholding tax exempt repayment of legal reserves Mgmt No vote Split
from capital contributions of CHF 2.75 per
registered share and prior reclassification
into other reserves
4 Discharge of the members of the Board of Directors Mgmt No vote Split
5.1.1 Re-election of Raymund Breu to the Board of Mgmt No vote Split
Directors
5.1.2 Re-election of Mathis Cabiallavetta to the Board Mgmt No vote Split
of Directors
5.1.3 Re-election of Raymond K. F. Ch'ien to the Board Mgmt No vote Split
of Directors
5.1.4 Re-election of Rajna Gibson Brandon to the Board Mgmt No vote Split
of Directors
5.1.5 Re-election of Hans Ulrich Maerki to the Board Mgmt No vote Split
of Directors
5.1.6 Election of Renato Fassbind to the Board of Mgmt No vote Split
Directors
5.2 Re-election of the Auditor: PricewaterhouseCoopers Mgmt No vote Split
ltd, Zurich
6.1 Changes to share capital: Reduction and adaptation Mgmt No vote Split
of the authorised capital
6.2 Changes to share capital: Cancellation of the Mgmt No vote Split
conditional capital for employee participation
pursuant to art. 3b of the Articles of Association
6.3 Changes to share capital: Cancellation of the Mgmt No vote Split
conditional capital in favour of Berkshire
Hathaway Inc. pursuant to art. 3c of the Articles
of Association
6.4 Changes to share capital: Increase and adaptation Mgmt No vote Split
of the conditional capital pursuant to art
3a of the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG Agenda Number: 933387018
--------------------------------------------------------------------------------------------------------------------------
Security: 87160AMKH
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE ANNUAL REPORT, INCLUDING THE Mgmt Take No Action
ANNUAL FINANCIAL STATEMENTS, AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR
2010
1B CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM Mgmt For For
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
AND THE EXECUTIVE COMMITTEE
03 REDUCTION OF SHARE CAPITAL BY CANCELLATION OF Mgmt For For
REPURCHASED SHARES
4A APPROPRIATION OF AVAILABLE EARNINGS 2010 Mgmt For For
4B CONVERSION AND APPROPRIATION OF RESERVES FROM Mgmt For For
CAPITAL CONTRIBUTIONS (DIVIDEND FROM RESERVES
FROM CAPITAL CONTRIBUTIONS)
5A RE-ELECTION OF MARTIN TAYLOR Mgmt Take No Action
5B RE-ELECTION OF PETER THOMPSON Mgmt For For
5C RE-ELECTION OF ROLF WATTER Mgmt For For
5D RE-ELECTION OF FELIX A. WEBER Mgmt For For
06 ELECTION OF THE EXTERNAL AUDITOR Mgmt For For
07 PROPOSALS OF THE BOARD OF DIRECTORS IN CASE Mgmt For For
ADDITIONAL AND/OR COUNTER-PROPOSALS ARE PRESENTED
AT THE MEETING
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG Agenda Number: 702839020
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 751532, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, including the Mgmt No vote
annual financial statements and the group consolidated
financial statements for the year 2010
1.2 Consultative vote on the compensation system Mgmt No vote
2 Discharge of the members of the board of directors Mgmt No vote
and the executive committee
3 Reduction of share capital by cancellation of Mgmt No vote
repurchased shares
4.1 Appropriation of available earnings 2010 Mgmt No vote
4.2 Conversion and appropriation of reserves from Mgmt No vote
capital contributions (dividend from reserves
from capital contributions)
5.1 Re-election of Martin Taylor to the board of Mgmt No vote
directors
5.2 Re-election of Peter Thompson to the board of Mgmt No vote
directors
5.3 Re-election of Rolf Watter to the board of directors Mgmt No vote
5.4 Re-election of Felix A. Weber to the board of Mgmt No vote
directors
6 Election of the auditors: Ernst and Young Ag Mgmt No vote
7 Ad-hoc Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
T&D HOLDINGS, INC. Agenda Number: 703142339
--------------------------------------------------------------------------------------------------------------------------
Security: J86796109
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3539220008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Reduction in the Amount of Additional Paid-in Mgmt For For
Capital
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
4. Appoint a Corporate Auditor Mgmt For For
5. Appoint a Substitute Corporate Auditor Mgmt For For
6. Approve Provision of Retirement Allowance for Mgmt Against Against
Retiring Directors and Retiring Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
TAIWAN FERTILIZER CO LTD Agenda Number: 703087189
--------------------------------------------------------------------------------------------------------------------------
Security: Y84171100
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: TW0001722007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
B.1 The 2010 financial statements Mgmt For For
B.2 The 2010 profit distribution. proposed cash Mgmt For For
dividend: TWD2.2 per share
B.3 The revision to the articles of incorporation Mgmt For For
B.4 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 933454213
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ACCEPT 2010 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
02 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2010 PROFITS
03 TO REVISE INTERNAL RULES AS FOLLOWS: (A) PROCEDURES Mgmt For For
FOR LENDING FUNDS TO OTHER PARTIES (B) PROCEDURES
FOR ENDORSEMENT AND GUARANTEE
04 TO APPROVE THE TRANSFER OF TSMC'S SOLAR BUSINESS Mgmt For For
AND SOLID STATE LIGHTING BUSINESS INTO TWO
NEW TSMC WHOLLY OWNED COMPANIES RESPECTIVELY,
AND TO FURTHER APPROVE THE "SOLAR BUSINESS
TRANSFER PLAN" AND "SOLID STATE LIGHTING BUSINESS
TRANSFER PLAN."
05 DIRECTOR
GREGORY C. CHOW Mgmt For For
KOK-CHOO CHEN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TECHNIP NEW Agenda Number: 702858688
--------------------------------------------------------------------------------------------------------------------------
Security: F90676101
Meeting Type: MIX
Meeting Date: 28-Apr-2011
Ticker:
ISIN: FR0000131708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON
THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2011/0323/201103231100803.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0411/201104111101149.pdf
O.1 Approval of the annual financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.2 Allocation of income for the financial year Mgmt For For
ended December 31, 2010; setting the dividend
and date of payment
O.3 Approval of the consolidated financial statements Mgmt For For
for the financial year ended on December
31, 2010
O.4 Approval of the special report of the Statutory Mgmt For For
Auditors on regulated Agreements pursuant
to Articles L. 225-38 et seq. of the Commercial
Code
O.5 Ratification of the co-optation of Ms. Marie-Ange Mgmt For For
Debon as Board member
O.6 Renewal of Mr. Thierry Pilenko's term as Board Mgmt Against Against
member
O.7 Renewal of Mr. Olivier Appert's term as Board Mgmt For For
member
O.8 Renewal of Mr. Pascal Colombani's term as Board Mgmt Against Against
member
O.9 Renewal of Mr. John O'Leary's term as Board Mgmt For For
member
O.10 Appointment of C. Maury Devine as Board member Mgmt For For
O.11 Appointment of Ms. Leticia Costa as Board member Mgmt For For
O.12 Authorization granted to the Board of Directors Mgmt For For
to purchase shares of the Company
E.13 Delegation of authority to the Board of Directors Mgmt For For
to increase share capital and issue securities
entitling to the allotment of debt securities
while maintaining shareholders' preferential
subscription rights
E.14 Delegation of authority to the Board of Directors Mgmt For For
to increase capital and issue securities
entitling to the allotment of debt securities
without shareholders' preferential subscription
rights (with option to grant a priority
period) and by way of a public offer
E.15 Delegation of authority to the Board of Directors Mgmt For For
to increase capital and issue securities
entitling to the allotment of debt securities
without shareholders' preferential subscription
rights (with option to grant a priority
period) and through private investment
E.16 Authorization granted to the Board of Directors Mgmt For For
to carry out allocations of performance shares,
on one hand to staff members employed by Technip
and, on the other hand to related companies'
staff members and corporate officers pursuant
to Article L.225-197-2 of the Commercial Code
E.17 Authorization granted to the Board of Directors Mgmt For For
to carry out allocations of performance shares
to the Chairman of the Board of Directors and/or
the Executive Officer of Technip, corporate
officer of the Company and main officers
of the Group
E.18 Authorization granted to the Board of Directors Mgmt For For
to carry out an allocation of options to subscribe
for or purchase shares, on one hand to Technip's
staff members and, on the other hand to related
companies' staff members and corporate
officers pursuant to Article L.225-180 of the
Commercial Code
E.19 Authorization granted to the Board of Directors Mgmt For For
to carry out an allocation of options to subscribe
for or purchase shares to the Chairman of the
Board of Directors and/or the Executive Officer
of Technip, corporate officer of the Company
and main officers of the Group
E.20 Delegation of authority to the Board of Directors Mgmt For For
to increase share capital in favor of members
of a company savings plan
OE21 Powers to accomplish formalities Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TELECOM ITALIA SPA, MILANO Agenda Number: 702852826
--------------------------------------------------------------------------------------------------------------------------
Security: T92778108
Meeting Type: MIX
Meeting Date: 09-Apr-2011
Ticker:
ISIN: IT0003497168
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting No vote
REACH QUORUM, THERE WILL BE A SECOND CALL ON
11 APR 2011 (AND A THIRD CALL ON 12 APR 2011).
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. THANK YOU.
cmmt PLEASE NOTE THAT THE SHAREHOLDERS WHO INDIVIDUALLY Non-Voting No vote
OR JOINTLY, REPRESENT AT LEAST 2.5 PCT OF THE
CORPORATE CAPITAL, ARE ENTITLED TO REQUEST
BY 10 MARCH 2011, THE INTEGRATION TO THE ITEMS
TO BE DISCUSSED BY QUOTING IN THEIR REQUEST
THE ADDITIONAL PROPOSED SUBJECTS. THE INTEGRATION
IS NOT PERMITTED WITH REGARD TO SUBJECTS ON
WHICH THE SHAREHOLDERS MEETING DELIBERATES
AS PER LAW ON PROPOSAL OF THE BOARD OF DIRECTORS
OR ON THE BASIS OF A PROJECT OR REPORT ARRANGED
BY THEM [DIFFERENT FROM THOSE OF ART. 125 TER,
COMMA I, OF D.LGS N 58 1998 OF TUF]. SHAREHOLDERS
HOLDING INDIVIDUALLY OR JOINTLY AT LEAST 1
PCT OF THE SHARE CAPITAL WITH VOTING RIGHT
ARE ENTITLED TO SUBMIT SLATES. SUBMITTED SLATES
MUST BE DEPOSITED, ALONG WITH THE REQUIRED
DOCUMENTATION, AT THE COMPANY'S REGISTERED
OFFICE BY 15 MARCH 2011. THANK YOU.
a.1 Financial statement as of 31 December 2010. Mgmt For For
Related and consequential resolutions
PLEASE NOTE THAT ALTHOUGH THERE ARE 3 SLATES Non-Voting No vote
TO BE ELECTED, THERE IS ONLY 1 VACANCY AVAILABLE
TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS
FOR THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE ON ONLY 1
OF THE 3 SLATES. THANK YOU
a.2.1 Appointment of the board of directors: List Shr No vote Against
presented by Telco S.p.A, holding 22.40% of
company stock capital: 1. Mr. Cesar Alierta
Izuel, 2. Mr. Tarak Ben Ammar, 3. Mr. Franco
Bernabe, 4. Mr. Elio Cosimo Catania, 5. Mr.
Jean Paul Fitoussi, 6. Mr. Gabriele Galateri
di Genola, 7. Mr. Julio Linares Lopez, 8. Mr.
Gaetano Micciche, 9. Mr. Aldo Minucci, 10.
Mr. Renato Pagliaro, 11. Mr. Marco Patauno,
12. Mr. Mauro Sentinelli, 13. Mr. Francesco
Coatti, 14. Mr. Filippo Bruno and 15. Mr. Oliviero
Edoardo Pessi
a.2.2 Appointment of the board of directors: List Shr No vote
presented by Findim Group S.p.A. currently
holding 4.90% of company stock capital: 1.
Mr. Gianemilio Osculati, 2.Mr. Paolo Carlo
Renato Dal Pino and 3.Mr. Carlos Manuel De
Lucena e Vasconcelos Cruz
a.2.3 Appointment of the board of directors: List Shr For Against
presented by a group of S.G.R. and some Foreign
Institutional Investors: 1. Mr. Luigi Zingales,
2.Mr. Ferdinando Falco Beccalli and 3.Mr. Francesco
Profumo
a.3 Updating of the economic status of the auditing Mgmt For For
for the period 2011 2018. Related and consequential
resolutions
a.4 Authorisation to purchase and dispose own shares Mgmt For For
a.5 Long term incentive plan 2011. Related and consequential Mgmt For For
resolutions
a.6 Amendments of the meeting regulations. Related Mgmt For For
and consequential resolutions
e.1 Amendments of art 15, 18 and 19 of company's Mgmt For For
corporate bylaws. Related and consequential
resolutions
e.2 Granting authority to increase the corporate Mgmt For For
capital versus payment and free of payment
for a maximum of EUR 15,500,000 in relation
to the long term incentive plan 2011. Related
and consequential resolutions
--------------------------------------------------------------------------------------------------------------------------
TELEFON AB L M ERICSSON Agenda Number: 702842015
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 13-Apr-2011
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting No vote
ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK
YOU
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 The Nomination Committee proposes the Chairman Non-Voting No vote
of the Board of Directors, Michael Treschow,
be elected Chairman of the Meeting
2 Preparation and approval of the voting list Non-Voting No vote
3 Approval of the agenda of the Meeting Non-Voting No vote
4 Determination whether the Meeting has been properly Non-Voting No vote
convened
5 Election of two persons approving the minutes Non-Voting No vote
6 Presentation of the annual report, the auditors' Non-Voting No vote
report, the consolidated accounts, the auditors'
report on the consolidated accounts and the
auditors' presentation of the audit work during
2010
7 The President's speech and questions by the Non-Voting No vote
shareholders to the Board of Directors and
the management
8.1 Resolution with respect to: adoption of the Mgmt For For
income statement and the balance sheet, the
consolidated income statement and the consolidated
balance sheet
8.2 Resolution with respect to: discharge of liability Mgmt For For
for the members of the Board of Directors and
the President
8.3 The Board of Directors proposes a dividend of Mgmt For For
SEK 2.25 per share and Monday, April 18, 2011,
as record date for dividend. Assuming this
date will be the record day, Euroclear Sweden
AB is expected to disburse dividends on Thursday,
April 21, 2010
9.1 The number of Board members to be elected by Mgmt For For
the Meeting shall remain twelve and no Deputy
Directors be elected
9.2 The fees to the non-employed Board members and Mgmt For For
to the non-employed members of the Committees
to the Board of Directors elected by the Meeting
be paid as follows: SEK 3,750,000 to the Chairman
of the Board of Directors (unchanged); SEK
825,000 each to the other Board members (previously
SEK 750,000); SEK 350,000 to the Chairman of
the Audit Committee (unchanged); SEK 250,000
each to the other members of the Audit Committee
(unchanged); SEK 200,000 each to the Chairmen
of the Finance and the Remuneration Committee
(previously SEK 125,000); and SEK 175,000 each
to the other members of the Finance and the
Remuneration Committee (previously SEK 125,000).
Fees in the form of synthetic shares: The Nomination
Committee proposes the Directors should be
offered, on unchanged terms, the possibility
to receive part of the fees in respect of their
Board assignment (however, not in respect of
committee work) in the form of synthetic shares.
A synthetic share signifies a right to receive
future payment of an amount corresponding to
the market price of a share of series B in
the Company on NASDAQ OMX Stockholm at the
time of payment. The following principal terms
and conditions shall apply. A nominated Director
shall have the possibility of choosing to receive
the fee in respect of his or her Board assignment,
according to the following four alternatives:
25 percent in cash – 75 percent in synthetic
shares; 50 percent in cash – 50 percent
in synthetic shares; 75 percent in cash –
25 percent in synthetic shares; and 100 percent
in cash. The number of synthetic shares allocated
to the Director shall be based on a volume
weighted average of the market price of shares
of series B on NASDAQ OMX Stockholm during
the five trading days immediately following
the publication of the Company's interim report
for the first quarter of 2011. The synthetic
shares are vested during the term of office,
with 25 percent per quarter of the year. The
synthetic shares entail a right to receive
payment, following the publication of Ericsson's
year-end financial statement in 2016, of a
cash amount per synthetic share corresponding
to the market price of shares of series B in
the Company at the time of payment. Dividend
in respect of shares of series B in the Company,
which the General Meeting of Shareholders has
resolved on during the holding period, shall
be disbursed at the same time as the cash amount.
Should the Director's assignment to the Board
of Directors come to an end not later than
during the third calendar year after the year
in which the General Meeting of Shareholders
resolved on allocation of the synthetic shares,
payment may take place the year after the assignment
came to an end. The number of synthetic shares
may be subject to recalculation in the event
of bonus issues, split, rights issues and similar
measures, under the terms and conditions of
the synthetic shares. The intention is that
the Company's future commitment to pay with
regard to the synthetic shares, as set out
above, should be hedged by the Company, either
through repurchased own shares which are sold
on the market in connection with payments to
the Directors or through a hedging agreement
with a bank. Due to the hedging measures, the
financial difference for the Company, should
all Directors receive part of their fees in
the form of synthetic shares compared with
the fees being paid in cash only, is assessed
to be very limited
9.3 Chairman of the Board of Directors: The Nomination Mgmt For For
Committee proposes Leif Johansson be elected
new Chairman of the Board of Directors (Michael
Treschow, presently Chairman of the Board,
has declined re-election). Other members of
the Board of Directors: The Nomination Committee
proposes re-election of Roxanne S. Austin,
Sir Peter L. Bonfield, Borje Ekholm, Ulf J.
Johansson, Sverker Martin-Lof, Nancy McKinstry,
Anders Nyr n, Carl-Henric Svanberg, Hans Vestberg
and Michelangelo Volpi and election of Jacob
Wallenberg as new Board member (Marcus Wallenberg
has declined re-election)
9.4 Procedure on appointment of the Nomination Committe Mgmt For For
and determination of the assignment of the
Committee: The Nomination Committee proposes
a procedure on appointment of the Nomination
Committee, in substance as follows: The Company
shall have a Nomination Committee of no less
than five members. One member shall be the
chairman of the Board of Directors. Based on
the shareholding statistics the Company receives
from Euroclear Sweden AB as per the last bank
day of the month in which the Annual General
Meeting is held, the Nomination Committee shall,
without unnecessary delay, identify the four
largest shareholders by voting power of the
Company. As soon as reasonably feasible, the
Nomination Committee shall, in a suitable manner,
contact the identified four largest shareholders
and request them, within reasonable time considering
the circumstances, however not exceeding 30
days, to provide in writing to the Nomination
Committee the name of the person the shareholder
wish to appoint member of the Nomination Committee.
The chairman of the Nomination Committee shall
be the member that represents the largest shareholder(s)
by voting power, provided the Nomination Committee
does not unanimously resolve to appoint another
member, appointed by a shareholder, chairman
of the Nomination Committee. In case a shareholder
considers its shareholding in the Company is
of such significance that it justifies a participation
in the Nomination Committee, the shareholder
may inform in writing the Nomination Committee
thereof and in connection hereto adequately
verify its shareholding. Upon receipt of such
a request no later than December 31, and provided
the Nomination Committee considers the reported
shareholding be adequately verified, the Nomination
Committee shall confirm this to the shareholder,
who will then be entitled to appoint a supplemental
member of the Nomination Committee. In case
the Nomination Committee receives a notification
from a shareholder past the date of December
31, no action is required to be taken. The
assignment covers to provide proposals for
chairman at the Annual General Meeting; chairman
of the Board of Directors and other members
of the Board of Directors appointed by the
Annual General Meeting; fees payable to non-employed
members of the Board of Directors; and fees
payable to the auditors as well as, when applicable,
election of auditors. Henceforth, no remuneration
shall be paid to the members of the Nomination
Committee. However, the Company shall bear
the reasonable expenses reasonably related
to the assignment of the Nomination Committee
9.5 Fees payable to the members of the Nomination Mgmt For For
Committee: The Nomination Committee proposes
no remuneration be paid to the Nomination Committee
members
9.6 Fees payable to the Auditor: The Nomination Mgmt For For
Committee proposes, like previous years, the
Auditor fees be paid against approved account
9.7 Election of Auditor: The Nomination Committee Mgmt For For
proposes PricewaterhouseCoopers be appointed
Auditor for the period as of the end of the
Annual General Meeting 2011 until the end of
the Annual General Meeting 2012
10 Guidelines for remuneration to senior management: Mgmt For For
The Board of Directors proposes the Annual
General Meeting resolves on the following guidelines
for remuneration and other employment terms
for the senior management for the period up
to the 2012 Annual General Meeting. The guidelines
proposed do not comprise any material changes
compared to the principles resolved by the
2010 Annual General Meeting. 2011 Remuneration
Policy: Remuneration at Ericsson is based on
the principles of performance, competitiveness
and fairness. These principles and good practice
in Sweden guide our policy to: Attract and
retain highly competent, performing and motivated
people that have the ability, experience and
skill to deliver on the Ericsson strategy;
Encourage behavior consistent with Ericsson's
culture and core values of professionalism,
respect and perseverance; Ensure fairness in
reward by delivering total remuneration that
is appropriate but not excessive; Ensure a
total compensation mix of fixed and variable
remuneration and benefits that reflects the
Company's principles and is competitive where
Ericsson competes for talent; Encourage variable
remuneration which, first, aligns employees
with clear and relevant targets, second, reinforces
performance and, third, enables flexible remuneration
costs; Ensure that all variable remuneration
plans have maximum award and vesting limits;
Encourage employees to deliver sustained performance
and build up a personal shareholding in Ericsson,
aligning the interests of shareholders and
employees; Communicate clearly to both employees
and shareholders how Ericsson translates remuneration
principles and policy into practice. Group
Management: For Group Management consisting
of the Executive Leadership Team, including
the President and CEO, in the following referred
to as the "Group Management", total remuneration
consists of fixed salary, short- and long-term
variable remuneration, pension and other benefits.
Furthermore, the following guidelines apply
for Group Management: Variable remuneration
is through cash and stock-based programs awarded
against specific business targets derived from
the long term business plan approved by the
Board of Directors. Targets may include financial
targets at either corporate or unit level,
operational targets, employee motivation targets
and customer satisfaction targets; With the
current composition of Group Management, the
Company's cost during 2011 for the variable
remuneration of Group Management can, at a
constant share price, amount to between 0 and
150 percent of the aggregate fixed salary cost,
all excluding social security costs; All benefits,
including pension benefits, follow the competitive
practice in the home country taking total compensation
into account. The retirement age is normally
60 to 65 years of age; By way of exception,
additional arrangements can be made when deemed
required. Such additional arrangement shall
be limited in time and shall not exceed a period
of 36 months and two times the remuneration
that the individual concerned would have received
had no additional arrangement been made; The
mutual notice period may be no more than six
months. Upon termination of employment by the
Company, severance pay amounting to a maximum
of 18 months fixed salary is paid. Notice of
termination given by the employee due to significant
structural changes, or other events that in
a determining manner affect the content of
work or the condition for the position, is
equated with notice of termination served by
the Company
11.1 Implementation of the Stock Purchase Plan: All Mgmt For For
employees within the Ericsson Group, except
for what is mentioned in the fourth paragraph
below, will be offered to participate in the
Stock Purchase Plan. Employees who participate
in the Stock Purchase Plan shall, during a
12 month period from the implementation of
the plan, be able to invest up to 7.5 percent
of gross fixed salary in shares of series B
in the Company on NASDAQ OMX Stockholm or in
ADSs on NASDAQ. The CEO shall have the right
to invest up to 10 percent of gross fixed salary
and 10 percent of short term variable remuneration
for purchase of shares. If the purchased shares
are retained by the employee for three years
from the investment date and the employment
with the Ericsson Group continues during that
time, the employee will be given a corresponding
number of shares of series B or ADSs, free
of consideration. Participation in the Stock
Purchase Plan presupposes that such participation
is legally possible in the various jurisdictions
concerned and that the administrative costs
and financial efforts are reasonable in the
opinion of the Company
11.2 Transfer of treasury stock for the Stock Purchase Mgmt For For
Plan: a) Transfer of treasury stock to employees
Transfer of no more than 9,800,000 shares of
series B in the Company may occur on the following
terms and conditions: The right to acquire
shares shall be granted to such persons within
the Ericsson Group covered by the terms and
conditions of the Stock Purchase Plan. Furthermore,
subsidiaries within the Ericsson Group shall
have the right to acquire shares, free of consideration,
and such subsidiaries shall be obligated to
immediately transfer, free of consideration,
shares to their employees covered by the terms
and conditions of the Stock Purchase Plan;
The employee shall have the right to receive
shares during the period when the employee
is entitled to receive shares pursuant to the
terms and conditions of the Stock Purchase
Plan, i.e. during the period from November
2011 up to and including November 2015; Employees
covered by the terms and conditions of the
Stock Purchase Plan shall receive shares of
series B in the Company, free of consideration.
b) Transfer of treasury stock on an exchange
The Company shall have the right to, prior
to the Annual General Meeting in 2012, transfer
no more than 1,900,000 shares of series B in
the Company, in order to cover certain expenses,
mainly social security payments. Transfer of
the shares shall be effected on NASDAQ OMX
Stockholm at a price within the at each time
prevailing price interval for the share
11.3 Equity Swap Agreement with third party in relation Mgmt Against Against
to the Stock Purchase Plan: In the event that
the required majority is not reached under
item 11.2 above, the financial exposure of
the Stock Purchase Plan shall be hedged by
the Company entering into an equity swap agreement
with a third party, under which the third party
shall, in its own name, acquire and transfer
shares in the Company to employees covered
by the Stock Purchase Plan
11.4 Implementation of the Key Contributor Retention Mgmt For For
Plan: In addition to the regular matching of
one share pursuant to the Stock Purchase Plan
described above, up to 10 percent of the employees
(presently approximately 9,000) are selected
as key contributors and will be offered an
additional matching of shares, free of consideration,
within the Key Contributor Retention Plan.
If the shares purchased in accordance with
the terms and conditions of the Stock Purchase
Plan are retained by an employee for three
years from the investment date and the employment
with the Ericsson Group continues during that
time, the employee will be entitled to an additional
matching share, free of consideration, for
every share purchased, in addition to the regular
matching of one share. Participation in the
Key Contributor Retention Plan presupposes
that such participation is legally possible
in the various jurisdictions concerned and
that the administrative costs and financial
efforts are reasonable in the opinion of the
Company. The Board of Directors shall however
be entitled, but not obligated, to arrange
for an alternative cash plan for key contributors
in specific jurisdictions, should any of the
aforementioned presuppositions prove not to
be at hand. Such alternative cash plan shall,
as far as practical correspond to the terms
and conditions of the Key Contributor Retention
Plan
11.5 Transfer of treasury stock for the Key Contributor Mgmt For For
Retention Plan: a) Transfer of treasury stock
to employees Transfer of no more than 6,100,000
shares of series B in the Company may occur
on the following terms and conditions; The
right to acquire shares shall be granted to
such persons within the Ericsson Group covered
by the terms and conditions of the Key Contributor
Retention Plan. Furthermore, subsidiaries within
the Ericsson Group shall have the right to
acquire shares, free of consideration, and
such subsidiaries shall be obligated to immediately
transfer, free of consideration, shares to
their employees covered by the terms and conditions
of the Key Contributor Retention Plan; The
employee shall have the right to receive shares
during the period when the employee is entitled
to receive shares pursuant to the terms and
conditions of the Key Contributor Retention
Plan, i.e. during the period from November
2011 up to and including November 2015; Employees
covered by the terms and conditions of the
Key Contributor Retention Plan shall receive
shares of series B in the Company, free of
consideration. b) Transfer of treasury stock
on an exchange The Company shall have the right
to, prior to the Annual General Meeting in
2012, transfer no more than 1,200,000 shares
of series B in the Company, in order to cover
certain expenses, mainly social security payments.
Transfer of the shares shall be effected on
NASDAQ OMX Stockholm at a price within the
at each time prevailing price interval for
the share
11.6 Equity Swap Agreement with third party in relation Mgmt Against Against
to the Contributor Retention Plan: In the event
that the required majority is not reached under
item 11.5 above, the financial exposure of
the Key Contributor Retention Plan shall be
hedged by the Company entering into an equity
swap agreement with a third party, under which
the third party shall, in its own name, acquire
and transfer shares in the Company to employees
covered by the Key Contributor Retention Plan
11.7 Implementation of the Executive Performance Mgmt For For
Stock Plan: In addition to the regular matching
of shares pursuant to the Stock Purchase Plan
described above, senior managers, up to 0.5
percent of employees (presently approximately
450, although it is anticipated that the number
of participants will be significantly lower)
will be offered an additional matching of shares,
free of consideration, within the Executive
Performance Stock Plan. If the shares purchased
in accordance with the terms and conditions
of the Stock Purchase Plan are retained by
an employee for three years from the investment
date and the employment with the Ericsson Group
continues during that time, the employee will
be entitled to the following matching of shares,
free of consideration, in addition to the regular
matching of one share: The President may be
entitled to an additional performance match
of up to nine shares for each one purchased
; Other senior managers may be entitled to
an additional performance match of up to either
four or six shares for each one purchased;
The nomination of senior managers will be on
the basis of position, seniority and performance
at the discretion of the Remuneration Committee,
which will approve participation and matching
share opportunity. The terms and conditions
of the additional performance match under the
Executive Performance Stock Plan will be based
on the outcome of three targets, which are
independent of each other and have equal weighting:
Up to one third of the award shall vest provided
the compound annual growth rate (CAGR) of consolidated
net sales between year 0 (2010 financial year)
and year 3 (2013 financial year) is between
4 and 10 percent. Matching will begin at a
threshold level of 4 percent CAGR and increase
on a linear scale to full vesting of this third
of the award at 10 percent CAGR; Up to one
third of the award shall vest provided the
compound annual growth rate (CAGR) of consolidated
operating income between year 0 (2010 financial
year) and year 3 (2013 financial year) is between
5 and 15 percent. Income from joint ventures
and restructuring charges will be included
though restructuring charges for 2010 will
be excluded. Matching will begin at a threshold
level of 5 percent CAGR and increase on a linear
scale to full vesting of this third of the
award at 15 percent CAGR; Up to one third of
the award will be based on the cash conversion
during each of the years during the performance
period, calculated as cash flow from operating
activities divided by net income reconciled
to cash. One ninth of the total award will
vest for any year, i.e. financial years 2011,
2012 and 2013, if cash conversion is at or
above 70 percent. The Board of Directors considers
that long-term value creation will be reflected
in the success of these targets, aligning executives
with long-term shareholder interests. There
will be no allocation of shares if none of
the threshold levels have been achieved, i.e.
CAGR is less than 4 percent for net sales and
less than 5 percent for operating income, and
a 70 percent cash conversion has not been achieved
during the performance period. The minimum
matching at the threshold levels is 0. The
maximum number of performance matching shares
- 4 shares, 6 shares and 9 shares respectively
- will be allocated if the maximum performance
levels of CAGR of 10 percent for net sales
and 15 percent for operating income have been
achieved, or exceeded, and a cash conversion
of 70 percent or more has been achieved each
year during the period.Before the number of
performance shares to be matched are finally
determined, the Board of Directors shall examine
whether the performance matching is reasonable
considering the Company's financial results
and position, conditions on the stock market
and other circumstances, and if not, as determined
by the Board of Directors, reduce the number
of performance shares to be matched to the
lower number of shares deemed appropriate by
the Board of Directors. When undertaking its
evaluation of performance outcomes the Board
of Directors will consider, in particular,
the impact of larger acquisitions, divestitures,
the creation of joint ventures and any other
significant capital event on the three targets
on a case by case basis
11.8 Transfer of treasury stock for the Executive Mgmt For For
Performance Stock Plan: a) Transfer of treasury
stock to employees: Transfer of no more than
3,500,000 shares of series B in the Company
may occur on the following terms and conditions:
The right to acquire shares shall be granted
to such persons within the Ericsson Group covered
by the terms and conditions of the Executive
Performance Stock Plan. Furthermore, subsidiaries
within the Ericsson Group shall have the right
to acquire shares, free of consideration, and
such subsidiaries shall be obligated to immediately
transfer, free of consideration, shares to
their employees covered by the terms and conditions
of the Executive Performance Stock Plan; The
employee shall have the right to receive shares
during the period when the employee is entitled
to receive shares pursuant to the terms and
conditions of the Executive Performance Stock
Plan, i.e. during the period from November
2011 up to and including November 2015; Employees
covered by the terms and conditions of the
Executive Performance Stock Plan shall receive
shares of series B in the Company, free of
consideration. b) Transfer of treasury stock
on an exchange:The Company shall have the right
to, prior to the Annual General Meeting in
2012, transfer no more than 900,000 shares
of series B in the Company, in order to cover
certain expenses, mainly social security payments.
Transfer of the shares shall be effected on
NASDAQ OMX Stockholm at a price within the
at each time prevailing price interval for
the share
11.9 Equity Swap Agreement with third party in relation Mgmt Against Against
to the Executive Performance Stock Plan: In
the event that the required majority is not
reached under item 11.8 above, the financial
exposure of the Executive Performance Stock
Plan shall be hedged by the Company entering
into an equity swap agreement with a third
party, under which the third party shall, in
its own name, acquire and transfer shares in
the Company to employees covered by the Executive
Performance Stock Plan. Majority rules: The
resolutions of the Annual General Meeting implementation
of the three plans according to items 11.1,
11.4 and 11.7 above require that more than
half of the votes cast at the General Meeting
approve the proposals. The General Meeting's
resolutions on transfers of treasury stock
to employees and on an exchange according to
items 11.2, 11.5 and 11.8 above, shall be adopted
as one resolution for each of the three items,
and require that shareholders representing
at least nine-tenths of the votes cast as well
as the shares represented at the General Meeting
approve the proposals. A valid resolution in
accordance with the proposals for an equity
swap agreement under items 11.3, 11.6 and 11.9
above requires that more than half of the votes
cast at the General Meeting approve the proposals.
Description of ongoing variable remuneration
programs: The Company's ongoing variable remuneration
programs are described in detail in the Annual
Report 2010 in the note to the Consolidated
Financial Statements, Note C29 and on the Company's
website. The Remuneration Report published
in the Annual Report outlines how the Company
implements its remuneration policy in line
with corporate governance best practice
12 The Board of Directors' proposal for resolution Mgmt For For
on transfer of treasury stock in relation to
the resolutions on the Long-Term Variable Remuneration
Programs 2007, 2008, 2009 and 2010: Background:
The Extraordinary General Meeting 2007 as well
as the Annual General Meetings 2008, 2009 and
2010 resolved on a right for the Company to
transfer in total not more than 14,280,0003
shares of series B in the Company on a stock
exchange to cover certain payments, mainly
social security charges, that may occur in
relation to the Long-Term Variable Remuneration
Programs 2007, 2008, 2009 and 2010. Each resolution
has for legal reasons only been valid up to
the following Annual General Meeting. Resolutions
on transfer of treasury stock for the purpose
of the above mentioned plan and programs have
therefore been repeated at the subsequent Annual
General Meeting. In accordance with the resolutions
on transfer of in total not more than 14,280,000
shares, 504,800 shares of series B have been
transferred up to March 1, 2011. Proposal:
The Board of Directors proposes that the Annual
General Meeting resolve that the Company shall
have the right to transfer, prior to the Annual
General Meeting 2012, not more than 13,775,200
shares of series B in the Company, or the lower
number of shares of series B, which as per
April 13, 2011 remains of the original 14,280,000
shares, for the purpose of covering certain
payments, primarily social security charges
that may occur in relation to the Long-Term
Variable Remuneration Programs 2007, 2008,
2009 and 2010. Transfer of shares shall be
effected on NASDAQ OMX Stockholm at a price
within the, at each time, prevailing price
interval for the share. Majority rules: The
resolution of the Annual General Meeting on
a transfer of treasury stock requires that
shareholders holding at least two-thirds of
the votes cast as well as the shares represented
at the Meeting vote in favor of the proposal
13 The Board of Directors' proposal for resolution Mgmt For For
on amendment of the Articles of Association:
The Board of Directors proposes the Articles
of Association (Article 2) be amended to adjust
the description of the object's of the Company
to the Company's strategy to expand into new
industry segments, such as governments, health
industry, transport, utilities and mobile money
as specified
14 Resolution on Einar Hellbom's proposal for the Mgmt For For
Meeting to delegate to the Board of Directors
to review how shares are to be given equal
voting rights and to present a proposal to
that effect at the next Annual General Meeting
15 Close of the Meeting Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 702967780
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 18-May-2011
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Review and approval of the individual and consolidated Mgmt For For
annual accounts and the management report,
as well as of the proposed allocation of losses
profits and the management of its board
room
2 Compensation of shareholders, distribution to Mgmt For For
be charged to unrestricted reserves
3.1 Amendment of the art. of the bylaws, art 1,6.2,7,14,16.1,17.4,Mgmt For For
18.4,31bis and 36
3.2 Addition of a new paragraph 5 to art 16 of the Mgmt For For
bylaws
3.3 Addition of a new art.26bis to the bylaws Mgmt For For
4.1 Amendment of the art 5,8.1,11, 13.1 of the G. Mgmt For For
meeting regulations
4.2 Amendment of the art 14.1 of the G. meeting Mgmt For For
regulations
5.1 Re-election of Mr.Isidro Faine Mgmt Against Against
5.2 Re-election of Mr.Vitalino Manuel Nafria Azanar Mgmt Against Against
5.3 Re-election of Mr.Julio Linares Mgmt Against Against
5.4 Re-election of Mr.David Arcolus Mgmt For For
5.5 Re-election of Mr.Carlos Colomer Mgmt For For
5.6 Re-election of Mr.Peter Erskine Mgmt Against Against
5.7 Re-election of Mr.Alfonso Ferrari Mgmt For For
5.8 Re-election of Mr.A.Massanell Mgmt Against Against
5.9 Appointment of Chang Xiaobing Mgmt Against Against
6 Authorization to increase the share capital Mgmt For For
pursuant up to 5 year
7 Re-election of auditor Mgmt For For
8 Long term incentive Plan based on Telefonica Mgmt For For
shares to executives team and executives
directors
9 Restricted Share Plan of Telefonica, S.A. Approval Mgmt For For
of a long-term incentive restricted Plan consisting
of the delivery of shares of Telefonica, S.A.
aimed at Employees and Executive Personnel
and linked to their continued employment in
the Telefonica Group
10 Global incentive share purchase Plan of Telefonica, Mgmt For For
S.A. Approval of an incentive share purchase
Global Plan for the Employees of the Telefonica
Group
11 Delegation of powers Mgmt For For
cmmt PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
OF TEXT IN RESOLUTION 9 AND 10. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF EAST ASIA, LTD, HONG KONG Agenda Number: 702848889
--------------------------------------------------------------------------------------------------------------------------
Security: Y06942109
Meeting Type: AGM
Meeting Date: 19-Apr-2011
Ticker:
ISIN: HK0023000190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110317/LTN20110317248.pdf
1 To adopt the Audited Accounts and the Report Mgmt For For
of the Directors and the Independent
Auditor's Report for the year ended 31st December,
2010
2 To declare a final dividend of HKD 0.56 per Mgmt For For
share (with scrip option) for the year ended
31st December, 2010
3.a To re-elect Director: Professor Arthur Li Kwok-cheung Mgmt For For
3.b To re-elect Director: Mr. Thomas Kwok Ping-kwong Mgmt Against Against
3.c To re-elect Director: Mr. Richard Li Tzar-kai Mgmt For For
3.d To re-elect Director: Mr. William Doo Wai-hoi Mgmt For For
3.e To re-elect Director: Mr. Kuok Khoon-ean Mgmt For For
4 To re-appoint KPMG as Auditors of the Bank and Mgmt For For
authorize the Directors to fix their remuneration
5 Special resolution on item 5 (To approve the Mgmt For For
Amendments to the Articles of Association)
6 Ordinary resolution on item 6 (To approve termination Mgmt For For
of the operation of the Staff Share Option
Scheme 2007 and adoption of the Staff Share
Option Scheme 2011)
7 Ordinary resolution on item 7 (To grant a general Mgmt Against Against
mandate to the Directors to issue additional
shares)
8 Ordinary resolution on item 8 (To grant a general Mgmt For For
mandate to the Directors to repurchase the
Bank's own shares)
9 Ordinary resolution on item 9 (To extend the Mgmt Against Against
general mandate granted to the Directors
pursuant to item 7)
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting No vote
IN THE LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF YOKOHAMA,LTD. Agenda Number: 703104808
--------------------------------------------------------------------------------------------------------------------------
Security: J04242103
Meeting Type: AGM
Meeting Date: 21-Jun-2011
Ticker:
ISIN: JP3955400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2. Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE DAI-ICHI LIFE INSURANCE COMPANY,LIMITED Agenda Number: 703141274
--------------------------------------------------------------------------------------------------------------------------
Security: J09748104
Meeting Type: AGM
Meeting Date: 27-Jun-2011
Ticker:
ISIN: JP3476480003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2. Appoint a Director Mgmt For For
3. Amend the Compensation to be received by Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE HONG KONG AND CHINA GAS COMPANY LIMITED Agenda Number: 703020139
--------------------------------------------------------------------------------------------------------------------------
Security: Y33370100
Meeting Type: AGM
Meeting Date: 03-Jun-2011
Ticker:
ISIN: HK0003000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE Non-Voting No vote
OF "ABSTAIN" WILL BE TREATED THE SAME AS A
"TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110421/LTN20110421590.pdf
1 To receive and consider the statement of accounts Mgmt For For
for the financial year ended 31st December
2010 and the reports of the Directors and Auditors
thereon
2 To declare a final dividend Mgmt For For
3.I To re-elect Dr. the Hon. Lee Shau Kee as Director Mgmt For For
3.II To re-elect Mr. Colin Lam Ko Yin as Director Mgmt Against Against
3.III To re-elect Dr. the Hon. David Li Kwok Po as Mgmt Against Against
Director
3.IV To re-elect Mr. Alfred Chan Wing Kin as Director Mgmt For For
4 To re-appoint PricewaterhouseCoopers as Auditors Mgmt For For
and to authorise the Directors to fix their
remuneration
5.I To approve the issue of Bonus Shares Mgmt For For
5.II To approve the renewal of the general mandate Mgmt For For
to the Directors for repurchase of Shares
5.III To approve the renewal of the general mandate Mgmt Against Against
to the Directors for the issue of additional
Shares
5.IV To authorise the Board of Directors to allot, Mgmt Against Against
issue or otherwise deal with additional Shares
equal to the number of Shares repurchased under
Resolution 5(II)
5.V To approve the amendments to the Company's Articles Mgmt For For
of Association
--------------------------------------------------------------------------------------------------------------------------
THE TOKYO ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 703157087
--------------------------------------------------------------------------------------------------------------------------
Security: J86914108
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3585800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Election of a Director Mgmt For For
1.2 Election of a Director Mgmt For For
1.3 Election of a Director Mgmt For For
1.4 Election of a Director Mgmt For For
1.5 Election of a Director Mgmt For For
1.6 Election of a Director Mgmt For For
1.7 Election of a Director Mgmt For For
1.8 Election of a Director Mgmt For For
1.9 Election of a Director Mgmt For For
1.10 Election of a Director Mgmt For For
1.11 Election of a Director Mgmt For For
1.12 Election of a Director Mgmt For For
1.13 Election of a Director Mgmt For For
1.14 Election of a Director Mgmt For For
1.15 Election of a Director Mgmt For For
1.16 Election of a Director Mgmt For For
1.17 Election of a Director Mgmt For For
2.1 Election of an Auditor Mgmt For For
2.2 Election of an Auditor Mgmt For For
3. Shareholders' Proposals : Partial Amendments Shr Against For
to the Articles of Incorporation
--------------------------------------------------------------------------------------------------------------------------
THYSSENKRUPP AG, DUISBURG/ESSEN Agenda Number: 702730905
--------------------------------------------------------------------------------------------------------------------------
Security: D8398Q119
Meeting Type: AGM
Meeting Date: 21-Jan-2011
Ticker:
ISIN: DE0007500001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC Non-Voting No vote
CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC
ITEMS OF THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT
COMPLIED WITH ANY OF YOUR MANDATORY VOTING
RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN
SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE
ANY QUESTIONS OR DOUBTS IN THIS REGARD, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU
DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT
OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 31 DEC 2010, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU
1. Presentation of the adopted financial statements Non-Voting No vote
of ThyssenKrupp AG and the consolidated financial
statements for the period ended September 30,
2010, the management reports on ThyssenKrupp
AG and the Group for the 2009/2010 fiscal year,
the report by the Supervisory Board and the
explanatory report by the Executive Board on
the information pursuant to para 289. 4 and
para 315. 4 German Commercial Code (HGB)
2. Resolution on the disposition of unappropriated Mgmt For For
net income
3. Resolution on the ratification of the acts of Mgmt For For
the members of the Executive Board
4. Resolution on the ratification of the acts of Mgmt For For
the members of the Supervisory Board
5. Resolution on the approval of the new system Mgmt For For
of compensation for the members of the Executive
Board
6. Resolution on the election of a Supervisory Mgmt Against Against
Board member Dr. -Ing. Ekkehard D. Schulz
7. Resolution on the election of KPMG AG, Berlin Mgmt For For
as the auditors for the 2010/2011 financial
year
--------------------------------------------------------------------------------------------------------------------------
TIM PARTICIPACOES SA Agenda Number: 933480244
--------------------------------------------------------------------------------------------------------------------------
Security: 88706P106
Meeting Type: Special
Meeting Date: 22-Jun-2011
Ticker: TSU
ISIN: US88706P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 BY VIRTUE OF THE COMPANY'S MIGRATION TO THE Mgmt For For
SPECIAL LISTING SEGMENT 'NOVO MERCADO' OF BM&FBOVESPA
- BOLSA DE VALORES, MERCADORIAS E FUTUROS S.A.,
RATIFY THE RESOLUTION THAT APPROVES THE CONVERSION
OF ALL PREFERRED SHARES INTO COMMON SHARES
ISSUED BY THE COMPANY WITH THE CONVERSION RATIO
OF 0.8406 COMMON SHARES NEWLY ISSUED BY THE
COMPANY FOR EACH PREFERRED SHARE.
--------------------------------------------------------------------------------------------------------------------------
TINGYI CAYMAN IS HLDG CORP Agenda Number: 702651907
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: EGM
Meeting Date: 11-Nov-2010
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTIONS
"1 AND 2". THANK YOU.
1 To approve and authorize (i) the TZCI Supply Mgmt For For
Agreement (as defined in the circular of
the Company dated 20 October 2010 (the "Circular"))
and the transactions contemplated thereunder;
(ii) the annual caps in relation to the TZCI
Supply Agreement; and (iii) any one director
of the Company for and on behalf of the Company
to execute all such other documents, instruments
and agreements and make any amendments to
the TZCI Supply Agreement and any other documents
and to do all such acts or things deemed by
him/them to be incidental to, ancillary
to or in connection with the matters contemplated
under the TZCI Supply Agreement
2 To approve and authorize (i) the TFS Supply Mgmt For For
Agreement (as defined in the Circular)
and the transactions contemplated thereunder;
(ii) the annual caps in relation to the TFS
Supply Agreement; and (iii) any one director
of the Company for and on behalf of the
Company to execute all such other documents,
instruments and agreements and make any amendments
to the TFS Supply Agreement and any
other documents and to do all such acts or
things deemed by him/them to be incidental
to, ancillary to or in connection with the
matters contemplated under the TFS Supply
Agreement
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20101020/LTN20101020021.pdf
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION Non-Voting No vote
OF URL COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TINGYI CAYMAN IS HLDG CORP Agenda Number: 702891347
--------------------------------------------------------------------------------------------------------------------------
Security: G8878S103
Meeting Type: AGM
Meeting Date: 10-Jun-2011
Ticker:
ISIN: KYG8878S1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE Non-Voting No vote
BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20110331/LTN20110331287.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL
RESOLUTIONS. THANK YOU.
1 To receive and consider the audited accounts Mgmt For For
and the reports of the directors and auditors
for the year ended 31 December 2010
2 To declare the payment of a final dividend for Mgmt For For
the year ended 31 December 2010
3.1 To re-elect the retiring director and authorise Mgmt For For
the Directors to fix their remuneration:
Mr. Ryo Yoshizawa
3.2 To re-elect the retiring director and authorise Mgmt For For
the Directors to fix their remuneration:
Mr. Wu Chung-Yi
3.3 To re-elect the retiring director and authorise Mgmt For For
the Directors to fix their remuneration:
Mr. Junichiro Ida
4 To re-appoint Mazars CPA Limited as auditors Mgmt For For
of the Company and authorise the directors
to fix their remuneration
5 To consider and approve the general mandate Mgmt Against Against
for issue of shares
6 To consider and approve the general mandate Mgmt For For
to repurchase shares in the capital of
the Company
7 To consider and approve that the aggregate nominal Mgmt Against Against
amount of shares which are repurchased by the
Company shall be added to the aggregate nominal
amount of the shares which may be alloted
pursuant to the general mandate for issue of
shares
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting No vote
OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TORAY INDUSTRIES,INC. Agenda Number: 703115332
--------------------------------------------------------------------------------------------------------------------------
Security: J89494116
Meeting Type: AGM
Meeting Date: 24-Jun-2011
Ticker:
ISIN: JP3621000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Appropriation of Retained Earnings Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt Against Against
3.4 Appoint a Corporate Auditor Mgmt For For
4. Appoint a Substitute Corporate Auditor Mgmt Against Against
5. Approve Payment of Bonuses to Corporate Officers Mgmt For For
6. Approve Retirement Allowance for Retiring Director, Mgmt For For
and Payment of Accrued Benefits associated
with Abolition of Retirement Benefit System
for Current Corporate Officers
7. Amend the Compensation to be received by Directors Mgmt For For
and Corporate Auditors
8. Amount and Details of Compensation Concerning Mgmt For For
Stock Acquisition Rights as Stock Compensation-type
Stock Options for Directors
--------------------------------------------------------------------------------------------------------------------------
TOSHIBA CORPORATION Agenda Number: 703112766
--------------------------------------------------------------------------------------------------------------------------
Security: J89752117
Meeting Type: AGM
Meeting Date: 22-Jun-2011
Ticker:
ISIN: JP3592200004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
2. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
3. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
4. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
5. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
6. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
evidential documents of improper billing and
unfair receipt of the research labor expenses
for the research commissioned by the New Energy
and Industrial Technology Development Organization
(NEDO)
7. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
8. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
9. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
10. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
11. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
facts of improper billing and unfair receipt
of the research labor expenses for the research
commissioned by the New Energy and Industrial
Technology Development Organization (NEDO)
12. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding answers by the Company
to questions from shareholders
13. Shareholders' Proposals: Amendments to the Articles Shr For Against
of Incorporation regarding exercise of voting
rights at general meetings of shareholders
14. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding claims for damages
against the directors
15. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of the
sanction imposed on the officers (directors
and executive officers)
16. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of personalized
information of each director and executive
officer of the Company
17. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding individual disclosure
of information of each advisor to the board,
advisor and shayu of the Company
18. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding disclosure of information
concerning employees who entered the Company
from a ministry or agency of government or
other public organizations
19. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding conditions of employment
for temporary employees
20. Shareholders' Proposals: Amendments to the Articles Shr Against For
of Incorporation regarding Retained Earnings
21.1 Shareholders' Proposals: Appoint a Director Shr Against For
21.2 Shareholders' Proposals: Appoint a Director Shr Against For
21.3 Shareholders' Proposals: Appoint a Director Shr Against For
21.4 Shareholders' Proposals: Appoint a Director Shr Against For
21.5 Shareholders' Proposals: Appoint a Director Shr Against For
21.6 Shareholders' Proposals: Appoint a Director Shr Against For
21.7 Shareholders' Proposals: Appoint a Director Shr Against For
21.8 Shareholders' Proposals: Appoint a Director Shr Against For
21.9 Shareholders' Proposals: Appoint a Director Shr Against For
21.10 Shareholders' Proposals: Appoint a Director Shr Against For
21.11 Shareholders' Proposals: Appoint a Director Shr Against For
21.12 Shareholders' Proposals: Appoint a Director Shr Against For
21.13 Shareholders' Proposals: Appoint a Director Shr Against For
21.14 Shareholders' Proposals: Appoint a Director Shr Against For
21.15 Shareholders' Proposals: Appoint a Director Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 703112576
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 17-Jun-2011
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1. Approve Distribution of Surplus Mgmt For For
2. Approve Partial Amendment of the Articles of Mgmt For For
Incorporation: Allow Discontinue The position
of the Senior Managing Director, Allow Reduce
the number of directors of the board
3.1 Election of a Director Mgmt For For
3.2 Election of a Director Mgmt For For
3.3 Election of a Director Mgmt For For
3.4 Election of a Director Mgmt For For
3.5 Election of a Director Mgmt For For
3.6 Election of a Director Mgmt For For
3.7 Election of a Director Mgmt For For
3.8 Election of a Director Mgmt For For
3.9 Election of a Director Mgmt For For
3.10 Election of a Director Mgmt For For
3.11 Election of a Director Mgmt For For
4.1 Election of a Corporate Auditor Mgmt For For
4.2 Election of a Corporate Auditor Mgmt For For
4.3 Election of a Corporate Auditor Mgmt For For
4.4 Election of a Corporate Auditor Mgmt For For
5. Approve Revision of the Amount of Remuneration Mgmt For For
for Directors
6. Approve Payment of Executive Bonuses Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TURKIYE IS BANKASI AS Agenda Number: 702821439
--------------------------------------------------------------------------------------------------------------------------
Security: M8933F115
Meeting Type: OGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: TRAISCTR91N2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: POWER Non-Voting No vote
OF ATTORNEY (POA) REQUIRMENTS VARY BY CUSTODIAN.
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH
WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER
POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
1 Opening and election of the presidential board,delegating Mgmt No vote
authority to chairmanship to sign the
minutes of the meeting
2 Reading and deliberation of the board of directors Mgmt No vote
and auditor's reports, brief independent
auditing report
3 Analyse and approval of balance sheet and income Mgmt No vote
statements of 2010
4 Absolving the members of the board of directors Mgmt No vote
for the company's activities accounts in 2010
5 Absolving the auditors for the companys activities Mgmt No vote
and accounts in 2010
6 Decision on profit distribution, its method Mgmt No vote
and date
7 Election of the board of directors members Mgmt No vote
8 Election of auditors Mgmt No vote
9 Determining the salaries of members of board Mgmt No vote
of directors
10 Determining the salaries of auditors Mgmt No vote
11 Authorizing board of directors according to Mgmt No vote
the 334th and 335th articles of Turkish commercial
code
12 Presenting of information to the shareholders Mgmt No vote
about the donations made during year 2010
--------------------------------------------------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP, YONGKANG CITY, TAINAN COUNTY Agenda Number: 703087038
--------------------------------------------------------------------------------------------------------------------------
Security: Y91475106
Meeting Type: AGM
Meeting Date: 23-Jun-2011
Ticker:
ISIN: TW0001216000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS Non-Voting No vote
US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED
AT A SHAREHOLDERS MEETING AND THE VOTING WITH
RESPECT TO SUCH PROPOSAL IS DONE BY
BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE
BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE
WITH THE CLIENTS INSTRUCTIONS. HOWEVER,
IF THE VOTING AT THE SHAREHOLDERS MEETING IS
DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL
NOT TAKE ANY ACTION IN RESPECT OF THE
RELEVANT PROPOSAL. THANK YOU
A.1 The 2010 business operations Non-Voting No vote
A.2 The 2010 audited reports Non-Voting No vote
A.3 The status of endorsement and guarantee Non-Voting No vote
A.4 The status of the local corporate bonds Non-Voting No vote
B.1 The 2010 business reports and financial statements Mgmt For For
B.2 The 2010 profit distribution. proposed cash Mgmt For For
dividend: TWD1.4 per share
B.3 The increase on indirect investment in people's Mgmt For For
republic of China
B.4 The issuance of new shares. Proposed stock dividend:60 Mgmt For For
for 1,000 SHS held
B.5 The proposal of capital injection by issuing Mgmt For For
new shares or global depositary receipt
B.6 The revision to the articles of incorporation Mgmt For For
B.7 The revision to the rules of director meeting Mgmt For For
B.8 The revision to the rules of election of the Mgmt For For
directors and supervisors
B.9 The revision to the rules of shareholder meeting Mgmt For For
B.10 Extraordinary motions Mgmt Abstain Split
--------------------------------------------------------------------------------------------------------------------------
UNICREDIT SPA, ROMA Agenda Number: 702885091
--------------------------------------------------------------------------------------------------------------------------
Security: T95132105
Meeting Type: MIX
Meeting Date: 29-Apr-2011
Ticker:
ISIN: IT0000064854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT Non-Voting No vote
OF MEETING FROM 27 APR TO 29 APR 2011. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
A.1 Presentation of the balance sheet as of 31 December Mgmt For For
2010, along with the board of directors
and auditing company's reports. Report of the
board of auditors. Presentation of the
consolidated balance sheet
A.2 Allocation of profits Mgmt For For
A.3 Appointment of a director to integrate the Board Mgmt Abstain Against
of Directors, upon reduction from 23 to 22
of the members of the Board of Directors
A.4 Redetermination of the total emolument to the Mgmt For For
directors for the activities executed by
them within the council committee and within
other bodies of the company
A.5 Integration of the office tenor and of the compensation Mgmt For For
of the auditing company KPMG SPA for
business year 2011 and 2012
A.6 Emolument of the common representative of the Mgmt For For
saving shareholders
A.7 Unicredit meeting regulations amendments to Mgmt For For
art. 1, 2, 3, 4, 5, 7, 8, 9, 10, 11, 12, 16
and 17. Elimination of art. 18 and 19 with
consequential renumbering of the
subsequent articles. Amendment to current Article
22 ( renumbered as 20)
A.8 Group retributive policy Mgmt For For
A.9 Group retributive systems 2011 Mgmt For For
A.10 Shareholding 2011 plan for group Unicredit employees Mgmt For For
E.1 Amendments to art. 1, 2, 3, 5, 6, 7, 8, 9, 10, Mgmt For For
11, 12, 13, 14, 15, 16, 17, 18, 19, 20,
21, 22, 23, 24, 25, 26, 27, 28, 29, 30 and
32 of the corporate bylaws
E.2 Granting authorities to the Board of Directors, Mgmt For For
as per art. 2443 of the Italian civil
code, to deliberate, if necessary in more tranches
and for a maximum period of 5 years from
the meeting resolution, a bonus capital
increase, as per art. 2349 of the Italian
civil code, for a maximum par value of EUR
103,000,000 corresponding to a maximum number
of 206,000,000 Unicredit ordinary shares par
value EUR 0.50 each, to allocate to the employees
of the parent company, of its bank and companies
of the group, holding relevant offices
with the purpose of achieving inclusive group
aims. Related statutory amendments
E.3 Granting authorities to the board of directors, Mgmt For For
as per art. 2443 of the Italian civil
code, to deliberate, if necessary in more tranches
and for a maximum period of 5 years from
the meeting resolution, a capital increase
versus payment, with the exclusion of the
option right, as per art. 2441, item 8
of the Italian civil code, for a maximum par
value of EUR 34,000,000 in service of right
exercise for subscription of a maximum number
of 68,000,000 Unicredit ordinary shares
par value EUR 0.50 each, to reserve to the
employees of the parent company, of its bank
and companies of the group, holding relevant
offices with the purpose of achieving inclusive
group aims. Related statutory amendments
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 702620015
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 08-Oct-2010
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. Non-Voting No vote
SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY,
YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING
YOUR CLIENT REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT BLOCKING WILL NOT APPLY WHEN Non-Voting No vote
THERE IS A RECORD DATE ASSOCIATED
WITH THIS MEETING. THANK YOU
1 Opening and announcements Non-Voting No vote
2 Report and annual accounts for the period 01 Non-Voting No vote
JUL 2009 - 30 JUN 2010
3 Composition board Non-Voting No vote
4 Recent legislative changes registration date Non-Voting No vote
and convocation period
5 Any other business Non-Voting No vote
6 End Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 702887184
--------------------------------------------------------------------------------------------------------------------------
Security: G92087165
Meeting Type: AGM
Meeting Date: 11-May-2011
Ticker:
ISIN: GB00B10RZP78
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts for the year Mgmt For For
ended 31 December 2010
2 To approve the Directors' Remuneration Report Mgmt For For
for the year ended 31 December 2010
3 To re-elect Mr P G J M Polman as a Director Mgmt For For
4 To re-elect Mr R J-M S Huet as a Director Mgmt For For
5 To re-elect Professor L O Fresco as a Director Mgmt For For
6 To re-elect Ms A M Fudge as a Director Mgmt For For
7 To re-elect Mr C E Golden as a Director Mgmt For For
8 To re-elect Dr B E Grote as a Director Mgmt For For
9 To re-elect Ms H Nyasulu as a Director Mgmt For For
10 To re-elect The Rt Hon Sir Malcolm Rifkind MP Mgmt For For
as a Director
11 To re-elect Mr K J Storm as a Director Mgmt For For
12 To re-elect Mr M Treschow as a Director Mgmt For For
13 To re-elect Mr P Walsh as a Director Mgmt For For
14 To elect Mr S Bharti Mittal as a Director Mgmt For For
15 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
16 To authorise the Directors to fix the remuneration Mgmt For For
of the Auditors
17 To renew the authority to Directors to issue Mgmt For For
shares
18 To renew the authority to Directors to disapply Mgmt For For
pre-emption rights
19 To renew the authority to the Company to purchase Mgmt For For
its own shares
20 To authorise Political Donations and Expenditure Mgmt For For
21 To shorten the Notice period for General Meetings Mgmt For For
22 To amend the Articles of Association in relation Mgmt For For
to the Directors' power to borrow money and
give security
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION Non-Voting No vote
IN TEXT OF RESOLUTIONS 14 AND 20 AND CHANGE
IN MEETING DATE FROM 09 MAY 2011 TO 11 MAY
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 933405246
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E204
Meeting Type: Special
Meeting Date: 19-Apr-2011
Ticker: VALEP
ISIN: US91912E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1A APPRECIATION OF THE MANAGEMENTS' REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010
O1B PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET FOR VALE, PURSUANT TO ARTICLE 196 OF
THE BRAZILIAN CORPORATE LAW
O1C APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
O1D APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL Mgmt For For
O1E ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR Mgmt Abstain Against
MANAGEMENT AND FISCAL COUNCIL MEMBERS
E2A PROPOSAL FOR A CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt For For
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF VALE'S BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
VIVENDI SA Agenda Number: 702819573
--------------------------------------------------------------------------------------------------------------------------
Security: F97982106
Meeting Type: MIX
Meeting Date: 21-Apr-2011
Ticker:
ISIN: FR0000127771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting No vote
VALID VOTE OPTIONS ARE "FOR" AND "AGAINST"
A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST"
VOTE.
CMMT French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary
card, account details and directions. The
following applies to Non-Resident Shareowners:
Proxy Cards: Voting instructions will be
forwarded to the Global Custodians that have
become Registered Intermediaries, on the
Vote Deadline Date. In capacity as
Registered Intermediary, the Global Custodian
will sign the Proxy Card and forward to
the local custodian. If you are unsure whether
your Global Custodian acts as Registered
Intermediary, please contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting No vote
INFORMATION IS AVAILABLE BY CLICKING ON THE
MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2011/0304/201103041100553.pdf
AND https://balo.journal-officiel.gouv.fr/pdf/2011/0330/201103301100972.pdf
O.1 Approval of the reports and annual financial Mgmt For For
statements for the financial year 2010
O.2 Approval of the reports and consolidated financial Mgmt For For
statements for the financial year 2010
O.3 Approval of the Statutory Auditors' special Mgmt For For
report on new regulated Agreements
and Undertakings concluded during the financial
year 2010
O.4 Allocation of income for the financial year Mgmt For For
2010, setting the dividend and the date
of payment
O.5 Renewal of Mr. Jean-Yves Charlier's term as Mgmt For For
Supervisory Board member
O.6 Renewal of Mr. Henri Lachmann's term as Supervisory Mgmt For For
Board member
O.7 Renewal of Mr. Pierre Rodocanachi's term as Mgmt For For
Supervisory Board member
O.8 Appointment of the company KPMG SA as principal Mgmt For For
statutory auditor
O.9 Appointment of the company KPMG Audit Is SAS Mgmt For For
as deputy statutory auditor
O.10 Authorization to be granted to the Executive Mgmt For For
Board to allow the Company to purchase its
own shares
E.11 Authorization to be granted to the Executive Mgmt For For
Board to reduce the share capital by
cancellation of shares
E.12 Authorization to be granted to the Executive Mgmt For For
Board to grant options to subscribe
for shares of the Company
E.13 Authorization to be granted to the Executive Mgmt For For
Board to carry out the allocation
of performance shares existing or to be issued
E.14 Delegation granted to the Executive Board to Mgmt For For
increase capital by issuing ordinary shares
or any securities giving access to the capital
with preferential subscription rights
of shareholders
E.15 Delegation granted to the Executive Board to Mgmt For For
increase capital by issuing ordinary shares
or any securities giving access to the capital
without preferential subscription rights
of shareholders
E.16 Authorization to be granted to the Executive Mgmt For For
Board to increase the number of issuable securities
in the event of surplus demand with a capital
increase with or without preferential subscription
rights, within the limit of 15% of the original
issuance and within the limits set under the
fourteenth and fifteenth resolutions
E.17 Delegation granted to the Executive Board to Mgmt For For
increase the share capital, within the
limit of 10% of the capital and within the
limits set under the fourteenth and fifteenth
resolutions, in consideration for in-kind
contributions of equity securities
or securities giving access to the capital
of third party companies outside of a public
exchange offer
E.18 Delegation granted to the Executive Board to Mgmt For For
increase the share capital in favor of employees
and retired employees participating in the
Group Savings Plan
E.19 Delegation granted to the Executive Board to Mgmt For For
decide to increase the share capital in
favor of employees of Vivendi foreign subsidiaries
participating in the Group Savings Plan and
to implement any similar plan
E.20 Delegation granted to the Executive Board to Mgmt For For
increase the capital by incorporation
of premiums, reserves, profits or other amounts
E.21 Amendment of Article 10 of the Statutes "Organizing Mgmt For For
the Supervisory Board", by adding a new 6th
paragraph: Censors
E.22 Powers to accomplish the formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 702501708
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 27-Jul-2010
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receive the Company's accounts and reports of Mgmt For For
the Directors and the Auditor for the YE 31
MAR 2010
2 Re-elect Sir John Bond as a Director Mgmt For For
3 Re-elect John Buchanan as a Director Mgmt For For
4 Re-elect Vittorio Colao as a Director Mgmt For For
5 Re-elect Michel Combes as a Director Mgmt For For
6 Re-elect Andy Halford as a Director Mgmt For For
7 Re-elect Stephen Pusey as a Director Mgmt For For
8 Re-elect Alan Jebson as a Director Mgmt For For
9 Re-elect Samuel Jonah as a Director Mgmt For For
10 Re-elect Nick Land as a Director Mgmt For For
11 Re-elect Anne Lauvergeon as a Director Mgmt For For
12 Re-elect Luc Vandevelde as a Director Mgmt For For
13 Re-elect Anthony Watson as a Director Mgmt For For
14 Re-elect Philip Yea as a Director Mgmt For For
15 Approve a final dividend of 5.65p per ordinary Mgmt For For
share
16 Approve the remuneration report Mgmt For For
17 Re-appoint Deloitte LLP as the Auditors Mgmt For For
18 Authorize the Audit Committee to determine the Mgmt For For
remuneration of the Auditors
19 Authorize the Directors to allot shares Mgmt For For
S.20 Authorize the Directors to dis-apply pre-emption Mgmt For For
rights
S.21 Authorize the Company to purchase its own shares Mgmt For For
[Section 701, (Companies Act 2006]
S.22 Adopt new Articles of Association Mgmt For For
S.23 Authorize the calling of a general meeting other Mgmt For For
than an AGM on not less than 14 clear days'
notice
24 Approve the continued operation of the Vodafone Mgmt For For
Share Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETE LTD Agenda Number: 702850113
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 20-Apr-2011
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.a Re-election of Mr Michael Chaney as a Director Mgmt For For
2.b Re-election of Mr David Ian McEvoy as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Modification to Constitution Mgmt For For
5 PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Amendment to Constitution (Climate
Advocacy Shareholder Group)
--------------------------------------------------------------------------------------------------------------------------
XSTRATA PLC Agenda Number: 702882906
--------------------------------------------------------------------------------------------------------------------------
Security: G9826T102
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: GB0031411001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider and, if thought fit, Mgmt For For
adopt the Annual Report and Financial
Statements of the Company, and the reports
of the directors and auditors thereon,
for the year ended 31 December 2010
2 To declare a final dividend of USD 0.20 per Mgmt For For
Ordinary Share in respect of the year ended
31 December 2010
3 To receive and consider and, if thought fit, Mgmt Split 56% For 44% Against Split
to approve the directors' Remuneration
Report (on pages 119 to 129 of the Annual Report)
for the year ended 31 December 2010
4 To re-elect Mick Davis as a director Mgmt For For
5 To re-elect Dr Con Fauconnier as a director Mgmt For For
6 To re-elect Ivan Glasenberg as a director Mgmt For For
7 To re-elect Peter Hooley as a director Mgmt For For
8 To re-elect Claude Lamoureux as a director Mgmt For For
9 To re-elect Trevor Reid as a director Mgmt For For
10 To re-elect Sir Steve Robson as a director Mgmt For For
11 To re-elect David Rough as a director Mgmt For For
12 To re-elect Ian Strachan as a director Mgmt For For
13 To re-elect Santiago Zaldumbide as a director Mgmt For For
14 To elect Sir John Bond as a director Mgmt For For
15 To elect Aristotelis Mistakidis as a director Mgmt For For
16 To elect Tor Peterson as a director Mgmt For For
17 To re-appoint Ernst & Young LLP as auditors Mgmt For For
to the Company to hold office until the
conclusion of the next general meeting at which
accounts are laid before the Company and
to authorise the directors to determine the
remuneration of the auditors
18 That the directors be generally and unconditionally Mgmt For For
authorised pursuant to section 551 of the
Companies Act 2006 to: (i) allot shares in
the Company, and to grant rights to subscribe
for or to convert any security into shares
in the Company: (A) up to an aggregate nominal
amount of USD 494,115,346; and (B) comprising
equity securities (as defined in section 560
of the Companies Act 2006) up to an aggregate
nominal amount of USD 988,230,692 (including
within such limit any shares issued or
rights granted under paragraph (A) above)
in connection with an offer by way of a rights
issue: (I) to holders of ordinary shares
in proportion (as nearly as may be practicable)
to their existing holdings; and (II) to people
who are holders of other equity securities
if this is required by the rights of those
securities or, if the CONTD
CONT CONTD directors consider it necessary, as permitted Non-Voting No vote
by the rights of those securities, and so
that the directors may impose any limits or
restrictions and make any arrangements which
they consider necessary or appropriate to
deal with treasury shares, fractional entitlements,
record dates, legal, regulatory or practical
problems in, or under, the laws of, any territory
or any other matter; for a period expiring
(unless previously renewed, varied or revoked
by the Company in a general meeting) at the
end of the next Annual General Meeting of
the Company after the date on which this resolution
is passed; and (ii) make an offer or agreement
which would or might require shares to
be allotted, or rights to subscribe for or
convert any security into shares to be
granted, after expiry of this authority and
the directors may CONTD
CONT CONTD allot shares and grant rights in pursuance Non-Voting No vote
of that offer or agreement as if this authority
had not expired. (b) That, subject to paragraph
(c) below, all existing authorities given
to the directors to allot shares in the Company,
and to grant rights to subscribe for or to
convert any security into shares in the Company
be revoked by this resolution. (c) That paragraph
(b) above shall be without prejudice to the
continuing authority of the directors to allot
shares, or grant rights to subscribe for or
convert any securities into shares, pursuant
to an offer or agreement made by the Company
before the expiry of the authority pursuant
to which such offer or agreement was made
19 That, subject to the passing of resolution 18 Mgmt For For
in the Notice of Annual General Meeting, the
directors be generally empowered pursuant to
section 570 and section 573 of the Companies
Act 2006 to allot equity securities (as defined
in section 560 of the Companies Act 2006)
for cash, pursuant to the authority conferred
by resolution 18 in the Notice of Annual General
Meeting as if section 561(1) of the Companies
Act 2006 did not apply to the allotment. This
power: (a) expires (unless previously renewed,
varied or revoked by the Company in a
general meeting) at the end of the next Annual
General Meeting of the Company after the
date on which this resolution is passed, but
the Company may make an offer or agreement
which would or might require equity securities
to be allotted after expiry of this power and
the directors may CONTD
CONT CONTD allot equity securities in pursuance of Non-Voting No vote
that offer or agreement as if this power
had not expired; and (b) shall be limited to
the allotment of equity securities in
connection with an offer of equity securities
(but in the case of the authority granted
under resolution 18 (a)(i)(B), by way of a
rights issue only): (i) to the ordinary shareholders
in proportion (as nearly as may be practicable)
to their existing holdings; and (ii) to people
who hold other equity securities, if this
is required by the rights of those securities
or, if the directors consider it necessary,
as permitted by the rights of those securities,
and so that the directors may impose any limits
or restrictions and make any arrangements
which they consider necessary or appropriate
to deal with treasury shares, fractional entitlements,
record dates, CONTD
CONT CONTD legal, regulatory or practical problems Non-Voting No vote
in, or under the laws of, any territory or
any other matter; and (c) in the case of the
authority granted under resolution 18 (a)(i)(A)
shall be limited to the allotment of equity
securities for cash otherwise than pursuant
to paragraph (b) above up to an aggregate
nominal amount of USD 74,117,301. This power
applies in relation to a sale of shares which
is an allotment of equity securities by virtue
of section 560(3) of the Act as if the
first paragraph of this resolution the words
"pursuant to the authority conferred by resolution
18 in the Notice of Annual General Meeting"
were omitted
20 That any Extraordinary General Meeting of the Mgmt For For
Company (asdefined in the Company's Articles
of Association as a general meeting other than
an Annual General Meeting) may be called
on not less than 20 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC Agenda Number: 702939894
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: AGM
Meeting Date: 04-May-2011
Ticker:
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO Non-Voting No vote
'IN FAVOR' OR 'ABSTAIN' FOR ALL RESOLUTION
NUMBERS. THANK YOU.
a.1 In respect of the election of the following Mgmt For For
director: Peter Marrone
a.2 In respect of the election of the following Mgmt For For
director: Patrick J. Mars
a.3 In respect of the election of the following Mgmt For For
director: John Begeman
a.4 In respect of the election of the following Mgmt For For
director: Alexander Davidson
a.5 In respect of the election of the following Mgmt For For
director: Richard Graff
a.6 In respect of the election of the following Mgmt For For
director: Robert Horn
a.7 In respect of the election of the following Mgmt For For
director: Nigel Lees
a.8 In respect of the election of the following Mgmt For For
director: Juvenal Mesquita Filho
a.9 In respect of the election of the following Mgmt For For
director: Carl Renzoni
a.10 In respect of the election of the following Mgmt For For
director: Antenor F. Silva, Jr.
a.11 In respect of the election of the following Mgmt For For
director: Dino Titaro
b In respect of the appointment of Deloitte & Mgmt For For
Touche LLP as auditors
--------------------------------------------------------------------------------------------------------------------------
YAMATO HOLDINGS CO.,LTD. Agenda Number: 703132908
--------------------------------------------------------------------------------------------------------------------------
Security: J96612114
Meeting Type: AGM
Meeting Date: 28-Jun-2011
Ticker:
ISIN: JP3940000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting No vote
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZURICH FINL SVCS Agenda Number: 702821213
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 31-Mar-2011
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting No vote
REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES
AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY.
UPON RECEIPT OF THE VOTING INSTRUCTION, IT
IS POSSIBLE THAT A MARKER MAY BE PLACED ON
YOUR SHARES TO ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting No vote
MEETING NOTICE SENT UNDER MEETING 795595, INCLUDING
THE AGENDA. TO VOTE IN THE UPCOMING MEETING,
YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR
AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS
THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL
BE PROCESSED ON A BEST EFFORT BASIS. THANK
YOU.
1.1 Approval of the annual report, the Annual financial Mgmt No vote Split
statements and the consolidated financial statements
for 2010
1.2 Advisory vote on the remuneration system according Mgmt No vote Split
to the remuneration report
2.1 Appropriation of available earnings for 2010, Mgmt No vote Split
allocation to reserves from capital contributions
2.2 Allocation to and appropriation of reserves Mgmt No vote Split
from capital contributions
3 Discharge of members of the board of directors Mgmt No vote Split
and of the group executive committee
4.1 Change to the articles of incorporation.(deletion Mgmt No vote Split
of article 25 para. 2)
4.2 Change to the articles of incorporation. (deletion Mgmt No vote Split
of article 27bis)
5.1.1 Re-election of Mr Manfred Gentz Mgmt No vote Split
5.1.2 Re-election of Mr Fred Kindle Mgmt No vote Split
5.1.3 Re-election of Mr Tom De Swaan Mgmt No vote Split
5.2 Re-election of auditors Pricewaterhouse Coopers Mgmt No vote Split
Ltd, Zurich
6 Ad-hoc Mgmt No vote Against
Managers Money Market Fund
--------------------------------------------------------------------------------------------------------------------------
Report contains no data for selected criteria.
Managers Special Equity Fund
--------------------------------------------------------------------------------------------------------------------------
99 CENTS ONLY STORES Agenda Number: 933314990
--------------------------------------------------------------------------------------------------------------------------
Security: 65440K106
Meeting Type: Annual
Meeting Date: 14-Sep-2010
Ticker: NDN
ISIN: US65440K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ERIC G. FLAMHOLTZ Mgmt For For
1B ELECTION OF DIRECTOR: LAWRENCE GLASCOTT Mgmt For For
1C ELECTION OF DIRECTOR: DAVID GOLD Mgmt Split 67% For 33% Against Split
1D ELECTION OF DIRECTOR: JEFF GOLD Mgmt Split 67% For 33% Against Split
1E ELECTION OF DIRECTOR: MARVIN HOLEN Mgmt Split 67% For 33% Against Split
1F ELECTION OF DIRECTOR: ERIC SCHIFFER Mgmt Split 67% For 33% Against Split
1G ELECTION OF DIRECTOR: PETER WOO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, Mgmt For For
LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR OUR FISCAL YEAR ENDING APRIL 2, 2011
03 PROPOSAL TO APPROVE THE 99 Cents ONLY STORES 2010 Mgmt For For
EQUITY INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL - LIMITS FOR DIRECTORS Shr Split 33% For 67% Against Split
RECEIVING 20% IN AGAINST VOTES
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 933375342
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 11-Apr-2011
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GLOSTER B. CURRENT, JR. Mgmt For For
ROBERT J. O'TOOLE Mgmt For For
IDELLE K. WOLF Mgmt For For
GENE C. WULF Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Against Against
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION.
03 PROPOSAL TO APPROVE BY NON-BINDING ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 PROPOSAL TO RECOMMEND BY NON-BINDING ADVISORY Mgmt 1 Year For
VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION Agenda Number: 933412582
--------------------------------------------------------------------------------------------------------------------------
Security: 003881307
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: ACTG
ISIN: US0038813079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD W. FRYKMAN Mgmt For For
WILLIAM S. ANDERSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ACI WORLDWIDE, INC. Agenda Number: 933442991
--------------------------------------------------------------------------------------------------------------------------
Security: 004498101
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: ACIW
ISIN: US0044981019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALFRED R. BERKELEY, III Mgmt For For
JOHN D. CURTIS Mgmt For For
PHILIP G. HEASLEY Mgmt For For
JAMES C. MCGRODDY Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
JOHN M. SHAY, JR. Mgmt For For
JOHN E. STOKELY Mgmt For For
JAN H. SUWINSKI Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACME PACKET, INC. Agenda Number: 933391699
--------------------------------------------------------------------------------------------------------------------------
Security: 004764106
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: APKT
ISIN: US0047641065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY J. BOWEN Mgmt For For
ROBERT C. HOWER Mgmt For For
2 APPROVE AN ADVISORY PROPOSAL REGARDING ACME Mgmt For For
PACKET'S 2010 EXECUTIVE COMPENSATION.
3 APPROVE AN ADVISORY PROPOSAL REGARDING THE FREQUENCY Mgmt 1 Year For
OF ACME PACKET'S ADVISORY PROPOSAL ON ITS EXECUTIVE
COMPENSATION.
4 APPROVE AND ADOPT ACME PACKET'S 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
5 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Mgmt Split 53% For 47% Against Split
ACME PACKET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC. Agenda Number: 933441064
--------------------------------------------------------------------------------------------------------------------------
Security: 00484M106
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: ACOR
ISIN: US00484M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RON COHEN, M.D. Mgmt For For
LORIN J. RANDALL Mgmt For For
STEVEN M. RAUSCHER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
04 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
ACXIOM CORPORATION Agenda Number: 933303377
--------------------------------------------------------------------------------------------------------------------------
Security: 005125109
Meeting Type: Annual
Meeting Date: 02-Aug-2010
Ticker: ACXM
ISIN: US0051251090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY D. GRAMAGLIA Mgmt For For
1B ELECTION OF DIRECTOR: CLARK M. KOKICH Mgmt For For
1C ELECTION OF DIRECTOR: KEVIN M. TWOMEY Mgmt For For
02 APPROVAL OF THE 2010 EXECUTIVE CASH INCENTIVE Mgmt For For
PLAN OF ACXIOM CORPORATION
03 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt Against Against
PUBLIC ACCOUNTANT
--------------------------------------------------------------------------------------------------------------------------
ADTRAN INC Agenda Number: 933400424
--------------------------------------------------------------------------------------------------------------------------
Security: 00738A106
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: ADTN
ISIN: US00738A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS R. STANTON Mgmt For For
H. FENWICK HUSS Mgmt For For
ROSS K. IRELAND Mgmt For For
WILLIAM L. MARKS Mgmt For For
JAMES E. MATTHEWS Mgmt Withheld Against
BALAN NAIR Mgmt For For
ROY J. NICHOLS Mgmt For For
2A SAY-ON-PAY RESOLUTIONS, NON-BINDING APPROVAL Mgmt For For
OF THE EXECUTIVE COMPENSATION POLICIES AND
PROCEDURES OF ADTRAN AS WELL AS THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
2B SAY-ON-PAY RESOLUTIONS, NON-BINDING RECOMMENDATION Mgmt 1 Year
FOR THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
03 THE ADOPTION OF THE RESTATED ADTRAN,INC. VARIABLE Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
AIR METHODS CORPORATION Agenda Number: 933453146
--------------------------------------------------------------------------------------------------------------------------
Security: 009128307
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: AIRM
ISIN: US0091283079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMUEL H. GRAY Mgmt Withheld Against
MORAD TAHBAZ Mgmt For For
AARON D. TODD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 APPROVE THE PROPOSED ADVISORY VOTE ON THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 933439653
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID E. COLLINS Mgmt For For
JOSEPH LACOB Mgmt For For
C. RAYMOND LARKIN, JR. Mgmt For For
GEORGE J. MORROW Mgmt For For
DR. DAVID C. NAGEL Mgmt For For
THOMAS M. PRESCOTT Mgmt For For
GREG J. SANTORA Mgmt For For
WARREN S. THALER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS: PROPOSAL TO RATIFY THE
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS
ALIGN TECHNOLOGY, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVE AMENDMENT TO 2005 INCENTIVE PLAN: PROPOSAL Mgmt For For
TO APPROVE AMENDMENT TO 2005 EQUITY INCENTIVE
PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALTISOURCE PORTFOLIO SOLUTIONS S.A. Agenda Number: 933405955
--------------------------------------------------------------------------------------------------------------------------
Security: L0175J104
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ASPS
ISIN: LU0445408270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM C. ERBEY Mgmt For For
WILLIAM B. SHEPRO Mgmt For For
ROLAND MULLER-INEICHEN Mgmt For For
TIMO VATTO Mgmt For For
W. MICHAEL LINN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO BE OUR INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011 AND DELOITTE S.A.
TO BE OUR CERTIFIED AUDITOR FOR ALL STATUTORY
ACCOUNTS AS REQUIRED BY LUXEMBOURG LAW FOR
THE SAME PERIOD
03 PROPOSAL TO APPROVE AND RATIFY THE DIRECTORS' Mgmt For For
REPORT FOR THE YEAR ENDED DECEMBER 31, 2010
04 PROPOSAL TO APPROVE THE LUXEMBOURG STATUTORY Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2010
AND TO ALLOCATE THE RESULTS OF THE YEAR ENDED
DECEMBER 31, 2010
05 PROPOSAL TO DISCHARGE EACH OF THE CURRENT AND Mgmt For For
PAST DIRECTORS OF ALTISOURCE PORTFOLIO SOLUTIONS
S.A. FOR THE PERFORMANCE OF THEIR MANDATE DURING
THE YEAR ENDED DECEMBER 31, 2010
06 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
07 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
08 PROPOSAL TO APPROVE A CHANGE IN DIRECTORS' COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMEDISYS, INC. Agenda Number: 933453778
--------------------------------------------------------------------------------------------------------------------------
Security: 023436108
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: AMED
ISIN: US0234361089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM F. BORNE Mgmt For For
RONALD A. LABORDE Mgmt For For
JAKE L. NETTERVILLE Mgmt For For
DAVID R. PITTS Mgmt For For
PETER F. RICCHIUTI Mgmt For For
DONALD A. WASHBURN Mgmt Split 93% For 7% Withheld Split
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt Split 93% For 7% Against Split
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 AN ADVISORY VOTE ON THE COMPENSATION PAID TO Mgmt Split 7% For 93% Against Split
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE COMPANY'S 2011 PROXY STATEMENT
(SAY ON PAY VOTE).
04 AN ADVISORY VOTE ON THE FREQUENCY (EVERY 1 YEAR, Mgmt 1 Year For
2 YEARS OR 3 YEARS) OF FUTURE STOCKHOLDER SAY
ON PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC. Agenda Number: 933324662
--------------------------------------------------------------------------------------------------------------------------
Security: 03062T105
Meeting Type: Annual
Meeting Date: 13-Oct-2010
Ticker: CRMT
ISIN: US03062T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TILMAN FALGOUT, III Mgmt For For
JOHN DAVID SIMMONS Mgmt For For
WILLIAM M. SAMS Mgmt For For
WILLIAM H. HENDERSON Mgmt For For
DANIEL J. ENGLANDER Mgmt For For
WILLIAM A. SWANSTON Mgmt For For
ROBERT CAMERON SMITH Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2011.
03 TO APPROVE THE AMENDMENT TO THE AMERICA'S CAR-MART, Mgmt For For
INC. 2007 STOCK OPTION PLAN TO INCREASE TO
1,500,000 THE NUMBER OF OPTIONS TO PURCHASE
OUR COMMON STOCK THAT MAY BE ISSUED UNDER THE
OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORPORATION Agenda Number: 933304343
--------------------------------------------------------------------------------------------------------------------------
Security: 030111108
Meeting Type: Annual
Meeting Date: 06-Aug-2010
Ticker: AMSC
ISIN: US0301111086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY J. YUREK Mgmt For For
VIKRAM S. BUDHRAJA Mgmt For For
PETER O. CRISP Mgmt For For
RICHARD DROUIN Mgmt For For
DAVID R. OLIVER, JR. Mgmt For For
JOHN B. VANDER SANDE Mgmt For For
JOHN W. WOOD, JR. Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS AMERICAN SUPERCONDUCTOR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AMERIGROUP CORPORATION Agenda Number: 933398718
--------------------------------------------------------------------------------------------------------------------------
Security: 03073T102
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: AGP
ISIN: US03073T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES G. CARLSON Mgmt For For
JEFFREY B. CHILD Mgmt For For
RICHARD D. SHIRK Mgmt For For
JOHN W. SNOW Mgmt For For
ADM. JOSEPH W. PRUEHER Mgmt Split 41% For 59% Withheld Split
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt Split 41% For 59% Against Split
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
3 TO APPROVE, IN AN ADVISORY AND NON-BINDING VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY STATEMENT.
4 TO RECOMMEND, IN AN ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
WITH WHICH A NON-BINDING STOCKHOLDER VOTE APPROVING
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS SHOULD OCCUR.
5 TO APPROVE THE COMPANY'S EMPLOYEE STOCK PURCHASE Mgmt Split 59% For 41% Against Split
PLAN.
--------------------------------------------------------------------------------------------------------------------------
AMERISTAR CASINOS, INC. Agenda Number: 933449832
--------------------------------------------------------------------------------------------------------------------------
Security: 03070Q101
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: ASCA
ISIN: US03070Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LARRY A. HODGES Mgmt For For
LUTHER P. COCHRANE Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
2009 STOCK INCENTIVE PLAN TO INCREASE THE SHARES
AVAILABLE FOR ISSUANCE THEREUNDER TO 9,100,000.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.
05 PROPOSAL TO INDICATE, ON AN ADVISORY BASIS, Mgmt 1 Year Against
THE PREFERRED FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC. Agenda Number: 933415261
--------------------------------------------------------------------------------------------------------------------------
Security: 031652100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: AMKR
ISIN: US0316521006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES J. KIM Mgmt For For
KENNETH T. JOYCE Mgmt For For
ROGER A. CAROLIN Mgmt For For
WINSTON J. CHURCHILL Mgmt Withheld Against
JOHN T. KIM Mgmt For For
JOHN F. OSBORNE Mgmt For For
DONG HYUN PARK Mgmt For For
JAMES W. ZUG Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 933356710
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
1J ELECTION OF DIRECTOR: GERALD L. WILSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS ANALOGIC CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2011.
03 TO ACT UPON ANY AND ALL MATTERS INCIDENTAL TO Mgmt Against Against
ANY OF THE FOREGOING AND TRANSACT SUCH OTHER
BUSINESS AS MAY LEGALLY COME BEFORE THE MEETING
OR ANY ADJOURNED SESSION OR SESSIONS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
ANCESTRY.COM INC Agenda Number: 933408723
--------------------------------------------------------------------------------------------------------------------------
Security: 032803108
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: ACOM
ISIN: US0328031085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID GOLDBERG Mgmt For For
VICTOR PARKER Mgmt Split 43% For 57% Withheld Split
MICHAEL SCHROEPFER Mgmt For For
02 TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF ANCESTRY.COM'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN ITS PROXY STATEMENT.
03 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 57% 1 Year 43% 3 Years Split
OF HOLDING A NON-BINDING VOTE ON EXECUTIVE
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS ANCESTRY.COM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ANIXTER INTERNATIONAL INC. Agenda Number: 933412823
--------------------------------------------------------------------------------------------------------------------------
Security: 035290105
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: AXE
ISIN: US0352901054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LORD JAMES BLYTH Mgmt For For
FREDERIC F. BRACE Mgmt For For
LINDA WALKER BYNOE Mgmt For For
ROBERT J. ECK Mgmt For For
ROBERT W. GRUBBS Mgmt For For
F. PHILIP HANDY Mgmt For For
MELVYN N. KLEIN Mgmt For For
GEORGE MUNOZ Mgmt For For
STUART M. SLOAN Mgmt For For
MATTHEW ZELL Mgmt For For
SAMUEL ZELL Mgmt For For
02 ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE TO SELECT THE FREQUENCY OF THE Mgmt 1 Year Against
ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt Against Against
AUDITORS FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
ANN INC. Agenda Number: 933409371
--------------------------------------------------------------------------------------------------------------------------
Security: 035623107
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ANN
ISIN: US0356231078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DALE W. HILPERT Mgmt Against Against
1B ELECTION OF DIRECTOR: RONALD W. HOVSEPIAN Mgmt Against Against
1C ELECTION OF DIRECTOR: LINDA A. HUETT Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF THE STOCKHOLDER VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 933327365
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105
Meeting Type: Annual
Meeting Date: 26-Oct-2010
Ticker: AIT
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM G. BARES Mgmt For For
L. THOMAS HILTZ Mgmt For For
EDITH KELLY-GREEN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
APPROACH RESOURCES, INC. Agenda Number: 933438233
--------------------------------------------------------------------------------------------------------------------------
Security: 03834A103
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: AREX
ISIN: US03834A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN D. BELL Mgmt For For
SHELDON B. LUBAR Mgmt For For
CHRISTOPHER J. WHYTE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
04 REAPPROVE CERTAIN MATERIAL TERMS OF THE COMPANY'S Mgmt For For
2007 STOCK INCENTIVE PLAN TO COMPLY WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE
05 RATIFY THE APPOINTMENT OF HEIN & ASSOCIATES Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
ARCSIGHT, INC. Agenda Number: 933318835
--------------------------------------------------------------------------------------------------------------------------
Security: 039666102
Meeting Type: Annual
Meeting Date: 20-Sep-2010
Ticker: ARST
ISIN: US0396661029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
E. STANTON MCKEE, JR. Mgmt For For
THOMAS REILLY Mgmt For For
ROGER S. SIBONI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ARCSIGHT, INC. FOR ITS FISCAL YEAR
ENDING APRIL 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
ARIAD PHARMACEUTICALS, INC. Agenda Number: 933453817
--------------------------------------------------------------------------------------------------------------------------
Security: 04033A100
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: ARIA
ISIN: US04033A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAY R. LAMARCHE Mgmt For For
NORBERT G. RIEDEL, PHD. Mgmt For For
ROBERT M. WHELAN, JR. Mgmt For For
02 TO RE-APPROVE THE PERFORMANCE OBJECTIVES AND Mgmt For For
OTHER APPLICABLE PROVISIONS SET FORTH IN OUR
2006 LONG-TERM INCENTIVE PLAN, AS AMENDED,
FOR PURPOSES OF COMPLYING WITH SECTION 162(M)
OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED
03 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
04 TO CONSIDER AN ADVISORY VOTE ON COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED
IN THE PROXY STATEMENT
05 TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF HOLDING AN ADVISORY VOTE ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ARIBA, INC. Agenda Number: 933357394
--------------------------------------------------------------------------------------------------------------------------
Security: 04033V203
Meeting Type: Annual
Meeting Date: 18-Jan-2011
Ticker: ARBA
ISIN: US04033V2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT M. CALDERONI Mgmt For For
ROBERT E. KNOWLING, JR. Mgmt For For
2 TO APPROVE AN AMENDMENT TO ARIBA'S 1999 EQUITY Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE UNDER THE PLAN BY
8,000,000 SHARES AND TO APPROVE THE MATERIAL
TERMS OF THIS PLAN FOR TAX PURPOSES.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011
--------------------------------------------------------------------------------------------------------------------------
ARQULE, INC. Agenda Number: 933447232
--------------------------------------------------------------------------------------------------------------------------
Security: 04269E107
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: ARQL
ISIN: US04269E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD M. LINDSAY Mgmt For For
WILLIAM G. MESSENGER Mgmt For For
PATRICK J. ZENNER Mgmt For For
02 TO APPROVE AMENDMENTS TO OUR AMENDED AND RESTATED Mgmt For For
1994 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR AWARDS GRANTED UNDER THE PLAN BY 3,000,000
FROM 12,500,000 TO 15,500,000 SHARES OF COMMON
STOCK AND TO INCORPORATE OTHER CHANGES DESCRIBED
IN OUR PROXY STATEMENT.
03 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt Against Against
1996 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR PURCHASE BY PARTICIPANTS IN SUCH PLAN BY
400,000 FROM 2,000,000 TO 2,400,000 SHARES
OF COMMON STOCK.
04 TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED Mgmt For For
1996 DIRECTOR STOCK OPTION PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
FOR AWARDS UNDER SUCH PLAN BY 200,000 FROM
750,500 TO 950,500 SHARES OF COMMON STOCK.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT OUR FINANCIAL STATEMENTS FOR
THE YEAR ENDING DECEMBER 31, 2011.
06 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
07 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF VOTES APPROVING EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ARRAY BIOPHARMA INC. Agenda Number: 933329244
--------------------------------------------------------------------------------------------------------------------------
Security: 04269X105
Meeting Type: Annual
Meeting Date: 04-Nov-2010
Ticker: ARRY
ISIN: US04269X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID L. SNITMAN, PH.D. Mgmt For For
GIL J. VAN LUNSEN Mgmt For For
JOHN L. ZABRISKIE, PH.D Mgmt Withheld Against
02 APPROVAL OF AN AMENDMENT TO THE ARRAY BIOPHARMA Mgmt Against Against
INC. EMPLOYEE STOCK PURCHASE PLAN (THE "ESPP")
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE ESPP
BY 600,000 SHARES, TO AN AGGREGATE OF 3,450,000
SHARES.
03 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA FOR EXECUTIVE INCENTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE
30, 2011.
--------------------------------------------------------------------------------------------------------------------------
ARUBA NETWORKS, INC. Agenda Number: 933340402
--------------------------------------------------------------------------------------------------------------------------
Security: 043176106
Meeting Type: Annual
Meeting Date: 10-Dec-2010
Ticker: ARUN
ISIN: US0431761065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOMINIC P. ORR Mgmt For For
KEERTI G. MELKOTE Mgmt For For
BERNARD GUIDON Mgmt For For
EMMANUEL HERNANDEZ Mgmt For For
MICHAEL R. KOUREY Mgmt For For
DOUGLAS LEONE Mgmt For For
WILLEM P. ROELANDTS Mgmt For For
DANIEL WARMENHOVEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ATHENAHEALTH INC Agenda Number: 933439778
--------------------------------------------------------------------------------------------------------------------------
Security: 04685W103
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: ATHN
ISIN: US04685W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JONATHAN BUSH Mgmt For For
BRANDON H. HULL Mgmt For For
WILLIAM WINKENWERDER,JR Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS ATHENAHEALTH, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2007 STOCK OPTION AND INCENTIVE PLAN.
04 TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC. Agenda Number: 933395003
--------------------------------------------------------------------------------------------------------------------------
Security: 054540109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: ACLS
ISIN: US0545401095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD H. BRAUN Mgmt For For
R. JOHN FLETCHER Mgmt For For
STEPHEN R. HARDIS Mgmt For For
PATRICK H. NETTLES Mgmt For For
H. BRIAN THOMPSON Mgmt For For
GEOFFREY WILD Mgmt For For
02 PROPOSAL TO RATIFY INDEPENDNET PUBLIC ACOCUNTING Mgmt For For
FIRM FOR 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
B&G FOODS, INC. Agenda Number: 933406870
--------------------------------------------------------------------------------------------------------------------------
Security: 05508R106
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: BGS
ISIN: US05508R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT C. CANTWELL Mgmt Withheld Against
CYNTHIA T. JAMISON Mgmt For For
CHARLES F. MARCY Mgmt For For
DENNIS M. MULLEN Mgmt For For
CHERYL M. PALMER Mgmt For For
ALFRED POE Mgmt For For
STEPHEN C. SHERRILL Mgmt For For
DAVID L. WENNER Mgmt For For
2 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
3 RECOMMENDATION, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year For
FOR THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
4 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 933297322
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JIM C. COWART Mgmt For For
ARTHUR E. WEGNER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL
YEAR.
03 PROPOSAL TO ADOPT AMENDMENTS TO THE COMPANY'S Mgmt For For
1994 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED
AND RESTATED.
--------------------------------------------------------------------------------------------------------------------------
BELDEN INC. Agenda Number: 933398629
--------------------------------------------------------------------------------------------------------------------------
Security: 077454106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: BDC
ISIN: US0774541066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID ALDRICH Mgmt Withheld Against
LANCE C. BALK Mgmt For For
JUDY L. BROWN Mgmt For For
BRYAN C. CRESSEY Mgmt For For
GLENN KALNASY Mgmt Withheld Against
MARY S. MCLEOD Mgmt Withheld Against
GEORGE MINNICH Mgmt For For
JOHN M. MONTER Mgmt Withheld Against
BERNARD G. RETHORE Mgmt Withheld Against
JOHN S. STROUP Mgmt For For
DEAN YOOST Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 PROPOSAL TO APPROVE THE BELDEN INC. 2011 LONG Mgmt Against Against
TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BIGLARI HOLDINGS INC. Agenda Number: 933383452
--------------------------------------------------------------------------------------------------------------------------
Security: 08986R101
Meeting Type: Annual
Meeting Date: 07-Apr-2011
Ticker: BH
ISIN: US08986R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SARDAR BIGLARI Mgmt For For
PHILIP L. COOLEY Mgmt For For
KENNETH R. COOPER Mgmt For For
RUTH J. PERSON Mgmt For For
JOHN W. RYAN Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
03 NON-BINDING ADVISORY VOTE ON THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION, AS DESCRIBED IN THESE
PROXY MATERIALS.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year Against
HOLDING FUTURE SHAREHOLDER ADVISORY VOTES ON
THE CORPORATION'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIO-REFERENCE LABORATORIES, INC. Agenda Number: 933302921
--------------------------------------------------------------------------------------------------------------------------
Security: 09057G602
Meeting Type: Annual
Meeting Date: 22-Jul-2010
Ticker: BRLI
ISIN: US09057G6026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC D. GRODMAN M.D. Mgmt For For
HOWARD DUBINETT Mgmt For For
02 IN THEIR DISCRETION, ON ALL OTHER MATTERS AS Mgmt Against Against
SHALL PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC. Agenda Number: 933396651
--------------------------------------------------------------------------------------------------------------------------
Security: 09061G101
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: BMRN
ISIN: US09061G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEAN-JACQUES BIENAIME Mgmt For For
MICHAEL GREY Mgmt For For
ELAINE J. HERON Mgmt For For
PIERRE LAPALME Mgmt For For
V. BRYAN LAWLIS Mgmt For For
RICHARD A. MEIER Mgmt For For
ALAN J. LEWIS Mgmt For For
WILLIAM D. YOUNG Mgmt For For
KENNETH M. BATE Mgmt For For
02 TO VOTE ON AN ADVISORY BASIS TO APPROVE THE Mgmt For For
COMPENSATION OF BIOMARIN'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN ITS PROXY STATEMENT.
03 TO VOTE ON AN ADVISORY BASIS AS TO THE FREQUENCY Mgmt 1 Year For
AT WHICH EXCECUTIVE COMPENSATION WILL BE SUBJECT
TO FUTURE ADVISORY STOCKHOLDER VOTES.
04 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR BIOMARIN
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC. Agenda Number: 933454148
--------------------------------------------------------------------------------------------------------------------------
Security: 09180C106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: BJRI
ISIN: US09180C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GERALD W. DEITCHLE Mgmt For For
JAMES A. DAL POZZO Mgmt For For
J. ROGER KING Mgmt For For
LARRY D. BOUTS Mgmt For For
JOHN F. GRUNDHOFER Mgmt For For
PETER A. BASSI Mgmt For For
WILLIAM L. HYDE, JR. Mgmt For For
LEA ANNE S. OTTINGER Mgmt For For
02 RATIFICATION AND APPROVAL OF OUR 2011 PERFORMANCE Mgmt For For
INCENTIVE PLAN.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 APPROVAL OF AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
BLUE COAT SYSTEMS, INC. Agenda Number: 933322745
--------------------------------------------------------------------------------------------------------------------------
Security: 09534T508
Meeting Type: Annual
Meeting Date: 07-Oct-2010
Ticker: BCSI
ISIN: US09534T5083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRIAN M. NESMITH Mgmt For For
DAVID W. HANNA Mgmt For For
JAMES A. BARTH Mgmt For For
KEITH GEESLIN Mgmt For For
JAMES R. TOLONEN Mgmt For For
CAROL G. MILLS Mgmt For For
2 TO RATIFY THE APPOINMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 30, 2011.
3 TO AMEND THE SHARE RESERVE UNDER THE COMPANY'S Mgmt For For
2007 STOCK INCENTIVE PLAN AS DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
BRAVO BRIO RESTAURANT GROUP, INC. Agenda Number: 933377637
--------------------------------------------------------------------------------------------------------------------------
Security: 10567B109
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: BBRG
ISIN: US10567B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Mgmt For For
1B ELECTION OF DIRECTOR: JAMES S. GULMI Mgmt For For
1C ELECTION OF DIRECTOR: SAED MOHSENI Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDED 12/25/2011.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF A VOTE ON EXECUTIVE COMPENSATION.
04 ADVISORY VOTE FOR COMPENSATION OF EXECUTIVE Mgmt For For
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BRIGHAM EXPLORATION COMPANY Agenda Number: 933462208
--------------------------------------------------------------------------------------------------------------------------
Security: 109178103
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: BEXP
ISIN: US1091781039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BEN M. BRIGHAM Mgmt For For
DAVID T. BRIGHAM Mgmt For For
HAROLD D. CARTER Mgmt For For
STEPHEN C. HURLEY Mgmt For For
STEPHEN P. REYNOLDS Mgmt For For
HOBART A. SMITH Mgmt For For
DR. SCOTT W. TINKER Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS IN 2010.
04 DETERMINATION OF, BY A NON-BINDING ADVISORY Mgmt 3 Years For
VOTE, THE FREQUENCY OF SUBMISSION TO STOCKHOLDERS
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF THE AMENDMENT TO THE 1997 DIRECTOR Mgmt For For
STOCK OPTION PLAN TO EXTEND THE TERM OF FUTURE
OPTIONS TO BE GRANTED PURSUANT TO THE PLAN
FROM SEVEN YEARS TO TEN YEARS.
06 APPROVAL OF THE GRANT OF 1,500 SHARES OF COMMON Mgmt For For
STOCK TO EACH OF OUR NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION Agenda Number: 933390798
--------------------------------------------------------------------------------------------------------------------------
Security: 117043109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: BC
ISIN: US1170431092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CAMBRIA W. DUNAWAY Mgmt For For
1B ELECTION OF DIRECTOR: DUSTAN E. MCCOY Mgmt For For
1C ELECTION OF DIRECTOR: RALPH C. STAYER Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt 1 Year For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 THE RATIFICATION OF THE SELECTION OF ERNST & Mgmt Against Against
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CACI INTERNATIONAL INC Agenda Number: 933334978
--------------------------------------------------------------------------------------------------------------------------
Security: 127190304
Meeting Type: Annual
Meeting Date: 17-Nov-2010
Ticker: CACI
ISIN: US1271903049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAN R. BANNISTER Mgmt For For
PAUL M. COFONI Mgmt For For
GORDON R. ENGLAND Mgmt For For
JAMES S. GILMORE III Mgmt For For
GREGORY G. JOHNSON Mgmt For For
RICHARD L. LEATHERWOOD Mgmt For For
J. PHILLIP LONDON Mgmt For For
JAMES L. PAVITT Mgmt For For
WARREN R. PHILLIPS Mgmt For For
CHARLES P. REVOILE Mgmt For For
WILLIAM S. WALLACE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Split 42% For 58% Against Split
AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL
YEAR 2011.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against
COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
CAL-MAINE FOODS, INC. Agenda Number: 933327442
--------------------------------------------------------------------------------------------------------------------------
Security: 128030202
Meeting Type: Annual
Meeting Date: 15-Oct-2010
Ticker: CALM
ISIN: US1280302027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FRED R. ADAMS, JR. Mgmt Withheld Against
RICHARD K. LOOPER Mgmt For For
ADOLPHUS B. BAKER Mgmt For For
TIMOTHY A. DAWSON Mgmt Withheld Against
LETITIA C. HUGHES Mgmt For For
JAMES E. POOLE Mgmt For For
STEVE W. SANDERS Mgmt For For
02 RATIFICATION OF FRAZER FROST LLP AS INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY.
03 ADOPTION OF THE RESOLUTION PROPOSED BY THE HUMANE Shr For Against
SOCIETY OF THE UNITED STATES CONCERNING DISCLOSURE
BY THE COMPANY OF POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
CANTEL MEDICAL CORP. Agenda Number: 933355302
--------------------------------------------------------------------------------------------------------------------------
Security: 138098108
Meeting Type: Annual
Meeting Date: 13-Jan-2011
Ticker: CMN
ISIN: US1380981084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. BARBANELL Mgmt For For
ALAN R. BATKIN Mgmt For For
JOSEPH M. COHEN Mgmt For For
CHARLES M. DIKER Mgmt For For
MARK N. DIKER Mgmt For For
GEORGE L. FOTIADES Mgmt For For
ALAN J. HIRSCHFIELD Mgmt For For
ANDREW A. KRAKAUER Mgmt For For
P.J. PRONOVOST, MD, PHD Mgmt For For
BRUCE SLOVIN Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
CARBO CERAMICS INC. Agenda Number: 933408052
--------------------------------------------------------------------------------------------------------------------------
Security: 140781105
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CRR
ISIN: US1407811058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SIGMUND L. CORNELIUS Mgmt For For
JAMES B. JENNINGS Mgmt For For
GARY A. KOLSTAD Mgmt For For
H.E. LENTZ, JR. Mgmt For For
RANDY L. LIMBACHER Mgmt For For
WILLIAM C. MORRIS Mgmt For For
ROBERT S. RUBIN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND, BY ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 933420236
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AMY WOODS BRINKLEY Mgmt For For
MICHAEL D. CASEY Mgmt For For
A. BRUCE CLEVERLY Mgmt For For
JEVIN S. EAGLE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
04 APPROVAL OF THE COMPANY'S AMENDED AND RESTATED Mgmt For For
EQUITY INCENTIVE PLAN.
05 APPROVAL OF THE COMPANY'S AMENDED AND RESTATED Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
06 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933436746
--------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: CHSI
ISIN: US14888B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID T. BLAIR Mgmt For For
DANIEL J. HOUSTON Mgmt For For
KENNETH A. SAMET Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF CATALYST HEALTH SOLUTIONS, INC. FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011.
03 THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS COMPENSATION AS DISCLOSED
PURSUANT TO ITEM 402 OF REGULATION S-K OR ANY
SUCCESSOR THERETO (THE "SAY ON PAY" VOTE).
04 THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S Mgmt 1 Year For
RECOMMENDATION REGARDING THE FREQUENCY OF THE
"SAY ON PAY" VOTE ON A TRIENNIAL BASIS.
--------------------------------------------------------------------------------------------------------------------------
CAVIUM NETWORKS, INC. Agenda Number: 933431328
--------------------------------------------------------------------------------------------------------------------------
Security: 14965A101
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: CAVM
ISIN: US14965A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY J. PANTUSO Mgmt For For
C.N. REDDY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF CAVIUM NETWORKS,
INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF CAVIUM NETWORK, INC.'S NAMED EXECUTIVE OFFICERS.
04 TO INDICATE ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF CAVIUM NETWORKS, INC.'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CEPHEID Agenda Number: 933382208
--------------------------------------------------------------------------------------------------------------------------
Security: 15670R107
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: CPHD
ISIN: US15670R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. EASTON Mgmt For For
HOLLINGS C. RENTON Mgmt For For
GLENN D. STEELE, JR. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Split 71% For 29% Against Split
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF CEPHEID FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
04 TO VOTE ON A NON-BINDING ADVISORY RESOLUTION Mgmt Split 29% 1 Year 71% 2 Years Split
ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 933423751
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SAMUEL F. THOMAS Mgmt For For
W. DOUGLAS BROWN Mgmt For For
RICHARD E. GOODRICH Mgmt For For
STEVEN W. KRABLIN Mgmt For For
MICHAEL W. PRESS Mgmt For For
JAMES M. TIDWELL Mgmt For For
THOMAS L. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 933415540
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 16-May-2011
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN J. MCNAMARA Mgmt For For
JOEL F. GEMUNDER Mgmt Split 17% For 83% Withheld Split
PATRICK P. GRACE Mgmt For For
THOMAS C. HUTTON Mgmt For For
WALTER L. KREBS Mgmt For For
ANDREA R. LINDELL Mgmt For For
THOMAS P. RICE Mgmt For For
DONALD E. SAUNDERS Mgmt For For
GEORGE J. WALSH III Mgmt Split 17% For 83% Withheld Split
FRANK E. WOOD Mgmt Split 83% For 17% Withheld Split
02 RATIFICATION OF AUDIT COMMITTEE'S SELECTION Mgmt Split 17% For 83% Against Split
OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 17% For 83% Against Split
04 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
--------------------------------------------------------------------------------------------------------------------------
CHEMSPEC INTERNATIONAL LTD. Agenda Number: 933331073
--------------------------------------------------------------------------------------------------------------------------
Security: 163868102
Meeting Type: Annual
Meeting Date: 18-Oct-2010
Ticker: CPC
ISIN: US1638681023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
02 RATIFICATION OF THE CANCELLATION OF CONDITIONAL Mgmt Against Against
SHARE OPTIONS PREVIOUSLY GRANTED TO CERTAIN
EMPLOYEES AND THE GRANT OF FULLY-VESTED UNCONDITIONAL
SHARE OPTION GRANTS TO SUCH EMPLOYEES.
--------------------------------------------------------------------------------------------------------------------------
CHINA VALVES TECHNOLOGY INC Agenda Number: 933306347
--------------------------------------------------------------------------------------------------------------------------
Security: 169476207
Meeting Type: Annual
Meeting Date: 09-Jul-2010
Ticker: CVVT
ISIN: US1694762071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SIPING FANG Mgmt For For
ZENGBIAO YU Mgmt For For
PETER LI Mgmt For For
WILLIAM HAUS Mgmt For For
BINJIE FANG Mgmt For For
02 RATIFICATION OF APPOINTMENT OF FRAZER FROST Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933405892
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN S. CHARLESWORTH Mgmt For For
MONTGOMERY F. MORAN Mgmt For For
02 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
2011 STOCK INCENTIVE PLAN.
03 APPROVAL OF THE CHIPOTLE MEXICAN GRILL, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
05 AN ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY Mgmt 3 Years For
VOTES.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 933369868
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 23-Mar-2011
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HARVEY B. CASH Mgmt For For
1B ELECTION OF DIRECTOR: JUDITH M. O'BRIEN Mgmt For For
1C ELECTION OF DIRECTOR: GARY B. SMITH Mgmt For For
2 APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES Mgmt For For
OF OUR COMMON STOCK THAT MAY BE ISSUED UPON
CONVERSION OF OUR OUTSTANDING 4.0% CONVERTIBLE
SENIOR NOTES DUE 2015.
3 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2011.
4 ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION, Mgmt For For
AS DESCRIBED IN THESE PROXY MATERIALS.
5 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER Mgmt 3 Years For
ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION
IN THE FUTURE.
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 933291813
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 23-Jul-2010
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. HACKWORTH Mgmt For For
JOHN C. CARTER Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
D. JAMES GUZY Mgmt For For
JASON P. RHODE Mgmt For For
WILLIAM D. SHERMAN Mgmt For For
ROBERT H. SMITH Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 26, 2011.
--------------------------------------------------------------------------------------------------------------------------
CLAYTON WILLIAMS ENERGY, INC. Agenda Number: 933392146
--------------------------------------------------------------------------------------------------------------------------
Security: 969490101
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: CWEI
ISIN: US9694901011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVIS L. FORD Mgmt For For
ROBERT L. PARKER Mgmt Split 18% For 82% Withheld Split
JORDAN R. SMITH Mgmt Split 18% For 82% Withheld Split
02 ADVISORY VOTE ON THE SELECTION OF KPMG LLP AS Mgmt Split 18% For 82% Against Split
INDEPENDENT AUDITORS FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 933420630
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EUGENE BANUCCI Mgmt For For
EDWARD G. GALANTE Mgmt For For
JOHN F. KASLOW Mgmt For For
THOMAS J. SHIELDS Mgmt For For
02 TO AMEND THE COMPANY'S ARTICLES OF ORGANIZATION Mgmt Split 38% For 62% Against Split
PRIMARILY TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, $.01 PAR VALUE, FROM
40,000,000 TO 80,000,000.
03 TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND FUTURE VOTES ON APPROVAL OF EXECUTIVE Mgmt 1 Year For
COMPENSATION OCCUR EVERY.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE COMPANY'S BOARD OF DIRECTORS OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON THE FUTURE Shr For Against
MANNER OF ELECTING DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION Agenda Number: 933390279
--------------------------------------------------------------------------------------------------------------------------
Security: 18538R103
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: CLW
ISIN: US18538R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FREDRIC W. CORRIGAN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM T. WEYERHAEUSER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG, LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 SAY-ON-PAY ADVISORY VOTE. Mgmt For For
04 FREQUENCY OF SAY-ON-PAY ADVISORY VOTE. Mgmt 1 Year Against
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 933386268
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ROBERT J. SHILLMAN Mgmt Split 47% For 53% Withheld Split
JERALD G. FISHMAN Mgmt For For
THEODOR KRANTZ Mgmt For For
ROBERT J. WILLETT Mgmt Split 47% For 53% Withheld Split
2 TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt For For
THE COMPENSATION OF COGNEX'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY STATEMENT
INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE DISCUSSION
("SAY-ON-PAY").
3 TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt Split 53% 1 Year 47% 3 Years Split
THE FREQUENCY OF "SAY-ON-PAY" PROPOSALS.
4 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS COGNEX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS, INC. Agenda Number: 933410021
--------------------------------------------------------------------------------------------------------------------------
Security: 19247A100
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CNS
ISIN: US19247A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARTIN COHEN Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT H. STEERS Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD E. BRUCE Mgmt For For
1D ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1E ELECTION OF DIRECTOR: RICHARD P. SIMON Mgmt Split 68% For 32% Against Split
1F ELECTION OF DIRECTOR: EDMOND D. VILLANI Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION Mgmt Split 68% For 32% Against Split
OF THE NAMED EXECUTIVE OFFICERS.
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER VOTES ON NAMED EXECUTIVE OF
THE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COHERENT, INC. Agenda Number: 933375758
--------------------------------------------------------------------------------------------------------------------------
Security: 192479103
Meeting Type: Annual
Meeting Date: 31-Mar-2011
Ticker: COHR
ISIN: US1924791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN R. AMBROSEO Mgmt For For
SUSAN JAMES Mgmt For For
L. WILLIAM KRAUSE Mgmt For For
GARRY ROGERSON Mgmt For For
LAWRENCE TOMLINSON Mgmt For For
SANDEEP VIJ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 1,
2011.
03 TO APPROVE OUR 2011 EQUITY INCENTIVE PLAN. Mgmt Against Against
04 TO RECEIVE AN ADVISORY VOTE ON OUR EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year *
OF EXECUTIVE COMPENSATION VOTES. THERE IS NO
MANAGEMENT RECOMMENDATION FOR PROPOSAL 5. IF
NO DIRECTION IS MADE OR GIVEN, THIS PROPOSAL
WILL BE VOTED AS ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
COLLECTIVE BRANDS, INC. Agenda Number: 933422230
--------------------------------------------------------------------------------------------------------------------------
Security: 19421W100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: PSS
ISIN: US19421W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. MORAN Mgmt For For
MATTHEW A. OUIMET Mgmt For For
MATTHEW E. RUBEL Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC. Agenda Number: 933406349
--------------------------------------------------------------------------------------------------------------------------
Security: 205306103
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: CPSI
ISIN: US2053061030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST F. LADD, III Mgmt For For
DAVID A. DYE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO ADOPT A RESOLUTION APPROVING, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE
COMMISSION.
04 TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CONCUR TECHNOLOGIES, INC. Agenda Number: 933369161
--------------------------------------------------------------------------------------------------------------------------
Security: 206708109
Meeting Type: Annual
Meeting Date: 15-Mar-2011
Ticker: CNQR
ISIN: US2067081099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY T. MCCABE Mgmt For For
EDWARD P. GILLIGAN Mgmt For For
RAJEEV SINGH Mgmt For For
02 AMENDMENTS TO 2007 EQUITY INCENTIVE PLAN Mgmt For For
03 APPROVAL OF 2010 CASH INCENTIVE PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM
05 APPROVAL OF, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
06 RECOMMENDATION OF, BY NON-BINDING VOTE, THE Mgmt 3 Years For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HLDGS, INC. Agenda Number: 933402353
--------------------------------------------------------------------------------------------------------------------------
Security: 209034107
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: CNSL
ISIN: US2090341072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. CURREY Mgmt For For
MARIBETH S. RAHE Mgmt For For
02 APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 EXECUTIVE COMPENSATION - AN ADVISORY VOTE ON Mgmt For For
THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 APPROVE THE AMENDMENT TO THE CERTIFICATION OF Mgmt For For
INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
CONSTANT CONTACT, INC. Agenda Number: 933432178
--------------------------------------------------------------------------------------------------------------------------
Security: 210313102
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: CTCT
ISIN: US2103131023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS ANDERSON Mgmt For For
SHARON T. ROWLANDS Mgmt For For
02 TO APPROVE OUR 2011 STOCK INCENTIVE PLAN. Mgmt For For
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO HOLD FUTURE STOCKHOLDER ADVISORY VOTES ON Mgmt 1 Year For
EXECUTIVE COMPENSATION AT THE FOLLOWING INTERVAL.
--------------------------------------------------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY Agenda Number: 933391322
--------------------------------------------------------------------------------------------------------------------------
Security: 216831107
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: CTB
ISIN: US2168311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN M. CHAPMAN Mgmt Withheld Against
RICHARD L. WAMBOLD Mgmt For For
02 TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO DETERMINE, BY NON-BINDING VOTE, WHETHER AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL
OCCUR EVERY 1, 2, OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE INC Agenda Number: 933338849
--------------------------------------------------------------------------------------------------------------------------
Security: 22410J106
Meeting Type: Annual
Meeting Date: 01-Dec-2010
Ticker: CBRL
ISIN: US22410J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT V. DALE Mgmt For For
RICHARD J. DOBKIN Mgmt For For
ROBERT C. HILTON Mgmt For For
CHARLES E. JONES, JR. Mgmt For For
B.F. "JACK" LOWERY Mgmt For For
MARTHA M. MITCHELL Mgmt For For
ANDREA M. WEISS Mgmt For For
JIMMIE D. WHITE Mgmt For For
MICHAEL A. WOODHOUSE Mgmt For For
02 TO APPROVE THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 TO APPROVE THE CRACKER BARREL 2010 OMNIBUS INCENTIVE Mgmt Against Against
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CREDIT ACCEPTANCE CORPORATION Agenda Number: 933402593
--------------------------------------------------------------------------------------------------------------------------
Security: 225310101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: CACC
ISIN: US2253101016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD A. FOSS Mgmt For For
GLENDA J. FLANAGAN Mgmt For For
BRETT A. ROBERTS Mgmt For For
THOMAS N. TRYFOROS Mgmt Withheld Against
SCOTT J. VASSALLUZZO Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
CROCS, INC Agenda Number: 933448551
--------------------------------------------------------------------------------------------------------------------------
Security: 227046109
Meeting Type: Annual
Meeting Date: 28-Jun-2011
Ticker: CROX
ISIN: US2270461096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. SMACH Mgmt For For
JOHN P. MCCARVEL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011.
03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt Against Against
OUR 2007 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC. Agenda Number: 933417392
--------------------------------------------------------------------------------------------------------------------------
Security: 126349109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: CSGS
ISIN: US1263491094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. COOPER Mgmt For For
JOHN L.M. HUGHES Mgmt For For
BERNARD W. REZNICEK Mgmt For For
DONALD V. SMITH Mgmt For For
02 APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 APPROVAL OF PERFORMANCE GOALS UNDER THE PERFORMANCE Mgmt Against Against
BONUS PROGRAM.
05 APPROVAL OF THE AMENDED AND RESTATED 2005 STOCK Mgmt Against Against
INCENTIVE PLAN.
06 APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
1996 EMPLOYEE STOCK PURCHASE PLAN.
07 RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
CUBIC CORPORATION Agenda Number: 933362876
--------------------------------------------------------------------------------------------------------------------------
Security: 229669106
Meeting Type: Annual
Meeting Date: 22-Feb-2011
Ticker: CUB
ISIN: US2296691064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER J. ZABLE Mgmt For For
WALTER C. ZABLE Mgmt For For
BRUCE G. BLAKLEY Mgmt For For
WILLIAM W. BOYLE Mgmt For For
EDWIN A. GUILES Mgmt For For
DR. ROBERT S. SULLIVAN Mgmt For For
DR. JOHN H. WARNER, JR. Mgmt For For
02 CONFIRM ERNST & YOUNG LLP AS INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS OF THE CORPORATION FOR FISCAL YEAR
2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
DANA HOLDING CORP Agenda Number: 933400549
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN M. DEVINE Mgmt For For
TERRENCE J. KEATING Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
RICHARD F. WALLMAN Mgmt For For
KEITH E. WANDELL Mgmt For For
02 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Mgmt For For
APPROVING EXECUTIVE COMPENSATION
03 APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL Mgmt 1 Year For
REGARDING THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 933421238
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANGEL R. MARTINEZ Mgmt For For
REX A. LICKLIDER Mgmt For For
JOHN M. GIBBONS Mgmt For For
JOHN G. PERENCHIO Mgmt For For
MAUREEN CONNERS Mgmt For For
RUTH M. OWADES Mgmt For For
KARYN O. BARSA Mgmt For For
MICHAEL F. DEVINE, III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt Split 40% For 60% Against Split
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2011.
03 TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER OUR 2006 EQUITY INCENTIVE PLAN.
04 TO APPROVE, BY ADVISORY VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION PROGRAM VOTES.
--------------------------------------------------------------------------------------------------------------------------
DELUXE CORPORATION Agenda Number: 933381030
--------------------------------------------------------------------------------------------------------------------------
Security: 248019101
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: DLX
ISIN: US2480191012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD C. BALDWIN Mgmt For For
CHARLES A. HAGGERTY Mgmt For For
DON J. MCGRATH Mgmt For For
C.E. MAYBERRY MCKISSACK Mgmt For For
NEIL J. METVINER Mgmt For For
STEPHEN P. NACHTSHEIM Mgmt For For
MARY ANN O'DWYER Mgmt For For
MARTYN R. REDGRAVE Mgmt For For
LEE J. SCHRAM Mgmt For For
02 RESOLVED, THAT THE SHAREHOLDERS APPROVE, ON Mgmt For For
AN ADVISORY BASIS, THE COMPENSATION OF DELUXE'S
NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS SECTION,
THE COMPENSATION TABLES AND THE NARRATIVE DISCLOSURES
THAT ACCOMPANY THE COMPENSATION TABLES SET
FORTH IN THIS PROXY STATEMENT.
03 THE PREFERRED FREQUENCY WITH WHICH DELUXE IS Mgmt 1 Year For
TO HOLD A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS IS EVERY 1
YEAR, EVERY 2 YEARS OR EVERY 3 YEARS.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Split 61% For 39% Against Split
LLP AS DELUXE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 933425541
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JONATHAN T. LORD, M.D. Mgmt For For
ERIC TOPOL, M.D. Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
04 TO RECOMMEND A NON-BINDING ADVISORY RESOLUTION Mgmt 3 Years For
ON THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 933431289
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD W. STACK Mgmt For For
LAWRENCE J. SCHORR Mgmt For For
JACQUALYN A. FOUSE Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DIODES INCORPORATED Agenda Number: 933414360
--------------------------------------------------------------------------------------------------------------------------
Security: 254543101
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: DIOD
ISIN: US2545431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.H. CHEN Mgmt Split 60% For 40% Withheld Split
MICHAEL R. GIORDANO Mgmt For For
L.P. HSU Mgmt For For
KEH-SHEW LU Mgmt Split 60% For 40% Withheld Split
RAYMOND SOONG Mgmt Split 60% For 40% Withheld Split
JOHN M. STICH Mgmt For For
MICHAEL K.C. TSAI Mgmt For For
02 APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
04 TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP Mgmt Split 60% For 40% Against Split
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 933428092
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
DAVID A.B. BROWN Mgmt For For
LARRY J. BUMP Mgmt For For
ALBERT FRIED, JR. Mgmt For For
ANTHONY J. GUZZI Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
DAVID H. LAIDLEY Mgmt For For
FRANK T. MACINNIS Mgmt For For
JERRY E. RYAN Mgmt For For
MICHAEL T. YONKER Mgmt For For
02 APPROVAL BY NON-BINDING ADVISORY VOTE OF EXECUTIVE Mgmt For For
COMPENSATION.
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
ENDOLOGIX, INC. Agenda Number: 933352584
--------------------------------------------------------------------------------------------------------------------------
Security: 29266S106
Meeting Type: Special
Meeting Date: 09-Dec-2010
Ticker: ELGX
ISIN: US29266S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE ISSUANCE OF COMMON STOCK PURSUANT TO Mgmt For For
(A) AGREEMENT AND PLAN OF MERGER & REORGANIZATION
BY & AMONG ENDOLOGIX, INC., NELLIX, INC., NEPAL
ACQUISITION CORPORATION, CERTAIN STOCKHOLDERS
OF NELLIX, INC. & ESSEX WOODLANDS HEALTH VENTURES,
INC., & (B) SECURITIES PURCHASE AGREEMENT BY
AND BETWEEN ENDOLOGIX, INC. & ESSEX WOODLANDS
HEALTH VENTURES FUND VII, L.P.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
TO PERMIT FURTHER SOLICITATION OF VOTES.
--------------------------------------------------------------------------------------------------------------------------
ENDOLOGIX, INC. Agenda Number: 933444286
--------------------------------------------------------------------------------------------------------------------------
Security: 29266S106
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: ELGX
ISIN: US29266S1069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL LEMAITRE Mgmt For For
02 RESOLVED, THAT THE STOCKHOLDERS APPROVE, ON Mgmt For For
AN ADVISORY BASIS, COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF ENDOLOGIX, INC. AS DISCLOSED
PURSUANT TO COMPENSATION DISCLOSURE RULES OF
SEC IN COMPENSATION DISCUSSION & ANALYSIS,
RELATED COMPENSATION TABLES & NARRATIVE DISCUSSION
TO THOSE TABLES SET FORTH IN ENDOLOGIX, INC.S
PROXY STATEMENT FOR 2011 ANNUAL MEETING OF
STOCKHOLDERS.
03 RESOLVED, THAT THE STOCKHOLDERS DETERMINE, ON Mgmt 1 Year For
AN ADVISORY BASIS, THAT THE FREQUENCY WITH
WHICH ENDOLOGIX, INC. SHOULD SUBMIT AN ADVISORY
VOTE ON COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO THE SECS
COMPENSATION DISCLOSURE RULES, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 933302957
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 22-Jul-2010
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN D. CRAIG Mgmt For For
HOWARD I. HOFFEN Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
02 TO APPROVE, RATIFY AND ADOPT THE ENERSYS 2010 Mgmt Split 74% For 26% Against Split
EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS ENERSYS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
EPOCRATES INC Agenda Number: 933410817
--------------------------------------------------------------------------------------------------------------------------
Security: 29429D103
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: EPOC
ISIN: US29429D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSEMARY A. CRANE Mgmt For For
PATRICK S. JONES Mgmt For For
PETER C. BRANDT Mgmt For For
P.O. CHAMBON, M.D, PH.D Mgmt For For
THOMAS L. HARRISON Mgmt For For
JOHN E. VORIS Mgmt For For
MARK A. WAN Mgmt For For
02 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
03 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 3 Years For
OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
04 PROPOSAL TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS, INC. Agenda Number: 933444806
--------------------------------------------------------------------------------------------------------------------------
Security: 30219E103
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: EXPR
ISIN: US30219E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID C. DOMINIK Mgmt Withheld Against
SAM K. DUNCAN Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS EXPRESS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 933429878
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN R. COLE Mgmt For For
MARVIN R. SAMBUR, PH.D. Mgmt For For
JAY W. FREELAND Mgmt For For
02 THE RATIFICATION OF GRANT THORNTON LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011
03 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
04 NON-BINDING VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
SHAREHOLDERS WILL VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL ENGINES, INC Agenda Number: 933395483
--------------------------------------------------------------------------------------------------------------------------
Security: 317485100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: FNGN
ISIN: US3174851002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BLAKE R. GROSSMAN Mgmt For For
ROBERT A. HURET Mgmt For For
JEFFREY N. MAGGIONCALDA Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS FINANCIAL Mgmt For For
ENGINES' INDEPENDENT REGISTERED ACCOUNTANTS.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FOCUS MEDIA HOLDING LIMITED Agenda Number: 933341428
--------------------------------------------------------------------------------------------------------------------------
Security: 34415V109
Meeting Type: Annual
Meeting Date: 26-Nov-2010
Ticker: FMCN
ISIN: US34415V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A APPROVAL OF THE RE-ELECTION OF JASON NANCHUN Mgmt For For
JIANG AS DIRECTOR TO SERVE ON THE BOARD OF
DIRECTORS FOR A FURTHER THREE YEAR TERM OR
UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED
AND DULY QUALIFIED, AS SET FORTH IN THE COMPANY'S
NOTICE OF MEETING ENCLOSED HEREWITH.
1B APPROVAL OF THE RE-ELECTION OF NEIL NANPENG Mgmt For For
SHEN AS DIRECTOR TO SERVE ON THE BOARD OF DIRECTORS
FOR A FURTHER THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED AND DULY QUALIFIED,
AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING
ENCLOSED HEREWITH.
1C APPROVAL OF THE RE-ELECTION OF DAVID YING ZHANG Mgmt For For
AS DIRECTOR TO SERVE ON THE BOARD OF DIRECTORS
FOR A FURTHER THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED AND DULY QUALIFIED,
AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING
ENCLOSED HEREWITH.
1D APPROVAL OF THE RE-ELECTION OF FUMIN ZHUO AS Mgmt For For
DIRECTOR TO SERVE ON THE BOARD OF DIRECTORS
FOR A FURTHER THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED AND DULY QUALIFIED,
AS SET FORTH IN THE COMPANY'S NOTICE OF MEETING
ENCLOSED HEREWITH.
02 APPROVAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
TOUCHE TOHMATSU CPA LTD. AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
--------------------------------------------------------------------------------------------------------------------------
FORTINET INC. Agenda Number: 933443929
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN WALECKA Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL XIE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS FORTINET'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
3 TO APPROVE THE FORTINET, INC. 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 933397425
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101
Meeting Type: Annual
Meeting Date: 09-May-2011
Ticker: FWRD
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD W. ALLEN Mgmt For For
BRUCE A. CAMPBELL Mgmt For For
C. ROBERT CAMPBELL Mgmt For For
RICHARD W. HANSELMAN Mgmt For For
C. JOHN LANGLEY, JR. Mgmt For For
TRACY A. LEINBACH Mgmt For For
LARRY D. LEINWEBER Mgmt For For
G. MICHAEL LYNCH Mgmt For For
RAY A. MUNDY Mgmt For For
GARY L. PAXTON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY.
03 TO APPROVE REVISED PERFORMANCE CRITERIA WHICH Mgmt For For
MAY APPLY TO PERFORMANCE-BASED STOCK AWARDS
GRANTED UNDER THE AMENDED AND RESTATED STOCK
OPTION AND INCENTIVE PLAN.
04 TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY VOTE).
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING A Mgmt 1 Year Against
SAY ON PAY VOTE IN THE FUTURE.
--------------------------------------------------------------------------------------------------------------------------
FOSSIL, INC. Agenda Number: 933417277
--------------------------------------------------------------------------------------------------------------------------
Security: 349882100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: FOSL
ISIN: US3498821004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELAINE AGATHER Mgmt For For
JEFFREY N. BOYER Mgmt For For
KOSTA N. KARTSOTIS Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
JAL S. SHROFF Mgmt For For
JAMES E. SKINNER Mgmt For For
MICHAEL STEINBERG Mgmt For For
DONALD J. STONE Mgmt For For
JAMES M. ZIMMERMAN Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED Mgmt For For
IN THESE MATERIALS.
03 ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON Mgmt Split 30% 3 Years 70% 1 Year Split
EXECUTIVE COMPENSATION SHOULD BE HELD EVERY
ONE, TWO OR THREE YEARS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt Split 61% For 39% Against Split
AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD. Agenda Number: 933448816
--------------------------------------------------------------------------------------------------------------------------
Security: 36237H101
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: GIII
ISIN: US36237H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORRIS GOLDFARB Mgmt For For
SAMMY AARON Mgmt For For
THOMAS J. BROSIG Mgmt For For
ALAN FELLER Mgmt For For
JEFFREY GOLDFARB Mgmt For For
CARL KATZ Mgmt For For
LAURA POMERANTZ Mgmt For For
WILLEM VAN BOKHORST Mgmt For For
RICHARD WHITE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP.
--------------------------------------------------------------------------------------------------------------------------
GAMCO INVESTORS, INC. Agenda Number: 933427521
--------------------------------------------------------------------------------------------------------------------------
Security: 361438104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: GBL
ISIN: US3614381040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWIN L. ARTZT Mgmt For For
RAYMOND C. AVANSINO, JR Mgmt For For
RICHARD L. BREADY Mgmt For For
MARIO J. GABELLI Mgmt Withheld Against
EUGENE R. MCGRATH Mgmt For For
ROBERT S. PRATHER, JR. Mgmt For For
ELISA M. WILSON Mgmt Withheld Against
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2011.
03 ADVISORY VOTE ON THE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against
VOTES ON THE NAMED EXECUTIVE OFFICER COMPENSATION.
05 TO RE-APPROVE THE AMENDED AND RESTATED EMPLOYMENT Mgmt Against Against
AGREEMENT WITH MARIO J. GABELLI, THE COMPANY'S
CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
06 WHETHER OUR BOARD OF DIRECTORS SHOULD CONSIDER Mgmt For
THE CONVERSION AND RECLASSIFICATION OF OUR
SHARES OF CLASS B COMMON STOCK INTO CLASS A
COMMON STOCK AT A RATIO IN THE RANGE BETWEEN
1.10 TO 1.20 SHARES OF CLASS A COMMON STOCK
FOR EACH SHARE OF CLASS B COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933431265
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORTIMER B. FULLER III Mgmt For For
JOHN C. HELLMANN Mgmt For For
ROBERT M. MELZER Mgmt For For
02 PROPOSAL TO RATIFY THE ADOPTION OF THE SECOND Mgmt For For
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE
PLAN.
03 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION.
04 SAY ON PAY - A NON-BINDING, ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
05 SAY WHEN ON PAY - A NON-BINDING, ADVISORY VOTE Mgmt 3 Years For
ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
06 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL SOURCES LTD. Agenda Number: 933458603
--------------------------------------------------------------------------------------------------------------------------
Security: G39300101
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: GSOL
ISIN: BMG393001018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MR. DAVID F JONES Mgmt Withheld Against
MR. JAMES A WATKINS Mgmt Withheld Against
MR. YAM KAM HON PETER Mgmt Withheld Against
03 TO FIX THE MAXIMUM NUMBER OF DIRECTORS THAT Mgmt For For
COMPRISE THE WHOLE BOARD AT NINE (9) PERSONS,
DECLARE ANY VACANCIES ON THE BOARD TO BE CASUAL
VACANCIES AND AUTHORIZE THE BOARD TO FILL THESE
VACANCIES ON THE BOARD AS AND WHEN IT DEEMS
FIT.
04 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS UNTIL THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM CORPORATION Agenda Number: 933301688
--------------------------------------------------------------------------------------------------------------------------
Security: 384556106
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: GHM
ISIN: US3845561063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JERALD D. BIDLACK Mgmt For For
JAMES J. MALVASO Mgmt For For
02 RATIFICATION AND APPROVAL OF THE GRAHAM CORPORATION Mgmt Against Against
EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 933417443
--------------------------------------------------------------------------------------------------------------------------
Security: 390607109
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: GLDD
ISIN: US3906071093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER R. DEUTSCH Mgmt For For
NATHAN D. LEIGHT Mgmt For For
DOUGLAS B. MACKIE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GREEN DOT CORPORATION Agenda Number: 933432267
--------------------------------------------------------------------------------------------------------------------------
Security: 39304D102
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: GDOT
ISIN: US39304D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSS E. KENDELL Mgmt For For
WILLIAM H. OTT, JR. Mgmt For For
02 THE APPROVAL OF A NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
03 NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF GREEN DOT CORPORATION FOR
THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC. Agenda Number: 933395089
--------------------------------------------------------------------------------------------------------------------------
Security: 398905109
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: GPI
ISIN: US3989051095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LOUIS E. LATAIF Mgmt For For
STEPHEN D. QUINN Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year
COMPENSATION ADVISORY VOTES.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HARBIN ELECTRIC, INC. Agenda Number: 933307527
--------------------------------------------------------------------------------------------------------------------------
Security: 41145W109
Meeting Type: Annual
Meeting Date: 26-Jul-2010
Ticker: HRBN
ISIN: US41145W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIANFU YANG Mgmt For For
LANXIANG GAO Mgmt For For
CHING CHUEN CHAN Mgmt For For
BOYD PLOWMAN Mgmt For For
DAVID GATTON Mgmt For For
YUNYUE YE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF FRAZER Mgmt For For
FROST, LLP (A SUCCESSOR ENTITY OF MOORE STEPHENS
WURTH FRAZER AND TORBET, LLP) AS THE COMPANY'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
HEICO CORPORATION Agenda Number: 933375316
--------------------------------------------------------------------------------------------------------------------------
Security: 422806109
Meeting Type: Annual
Meeting Date: 28-Mar-2011
Ticker: HEI
ISIN: US4228061093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADOLFO HENRIQUES Mgmt For For
SAMUEL L. HIGGINBOTTOM Mgmt For For
MARK H. HILDEBRANDT Mgmt For For
WOLFGANG MAYRHUBER Mgmt For For
ERIC A. MENDELSON Mgmt For For
LAURANS A. MENDELSON Mgmt For For
VICTOR H. MENDELSON Mgmt For For
DR. ALAN SCHRIESHEIM Mgmt For For
FRANK J. SCHWITTER Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 3 Years For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
OCTOBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 933388058
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOEL S. BECKMAN Mgmt For For
DAVID E. BERGES Mgmt For For
LYNN BRUBAKER Mgmt For For
JEFFREY C. CAMPBELL Mgmt For For
SANDRA L. DERICKSON Mgmt For For
W. KIM FOSTER Mgmt For For
THOMAS A. GENDRON Mgmt For For
JEFFREY A. GRAVES Mgmt For For
DAVID C. HILL Mgmt For For
DAVID L. PUGH Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3 ADVISORY VOTE ON FREQUENCY OF CONDUCTING AN Mgmt 1 Year For
ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION
4 APPROVAL OF MANAGEMENT INCENTIVE COMPENSATION Mgmt For For
PLAN
5 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
HIBBETT SPORTS, INC. Agenda Number: 933441228
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALBERT C. JOHNSON Mgmt For For
RALPH T. PARKS Mgmt For For
02 SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED Mgmt Against Against
PUBLIC ACCOUNTING FIRM FOR FISCAL 2012.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 RE-APPROVAL OF PERFORMANCE-BASED COMPENSATION Mgmt For For
UNDER THE AMENDED AND RESTATED 2006 EXECUTIVE
OFFICER CASH BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
HIGHER ONE HOLDINGS, INC. Agenda Number: 933411112
--------------------------------------------------------------------------------------------------------------------------
Security: 42983D104
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: ONE
ISIN: US42983D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK VOLCHEK Mgmt For For
DAVID CROMWELL Mgmt For For
STEWART GROSS Mgmt For For
02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 RESOLUTION APPROVING, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE COMPENSATION DISCUSSION
AND ANALYSIS, SUMMARY COMPENSATION TABLE, AND
OTHER RELATED TABLES AND DISCLOSURES IN THE
COMPANY'S PROXY STATEMENT.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
HNI CORPORATION Agenda Number: 933406135
--------------------------------------------------------------------------------------------------------------------------
Security: 404251100
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: HNI
ISIN: US4042511000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MIGUEL M. CALADO Mgmt For For
1B ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1C ELECTION OF DIRECTOR: LARRY B. PORCELLATO Mgmt For For
1D ELECTION OF DIRECTOR: BRIAN E. STERN Mgmt For For
02 RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERSMgmt Against Against
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR FISCAL 2011.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt Against Against
04 ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HOME BANCSHARES, INC. Agenda Number: 933386523
--------------------------------------------------------------------------------------------------------------------------
Security: 436893200
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: HOMB
ISIN: US4368932004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN W. ALLISON Mgmt For For
C. RANDALL SIMS Mgmt For For
RANDY E. MAYOR Mgmt For For
ROBERT H. ADCOCK, JR. Mgmt For For
RICHARD H. ASHLEY Mgmt For For
DALE A. BRUNS Mgmt For For
RICHARD A. BUCKHEIM Mgmt For For
JACK E. ENGELKES Mgmt For For
JAMES G. HINKLE Mgmt For For
ALEX R. LIEBLONG Mgmt For For
WILLIAM G. THOMPSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF BKD, LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE NEXT FISCAL YEAR.
03 ADVISORY (NON-BINDING) VOTE APPROVING THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION Agenda Number: 933408139
--------------------------------------------------------------------------------------------------------------------------
Security: 440327104
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: HMN
ISIN: US4403271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY H. FUTRELL Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN J. HASENMILLER Mgmt For For
1C ELECTION OF DIRECTOR: PETER H. HECKMAN Mgmt For For
1D ELECTION OF DIRECTOR: RONALD J. HELOW Mgmt For For
1E ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN Mgmt For For
1F ELECTION OF DIRECTOR: ROGER J. STEINBECKER Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT STRICKER Mgmt For For
1H ELECTION OF DIRECTOR: CHARLES R. WRIGHT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY'S AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2011
03 APPROVAL OF THE ADVISORY RESOLUTION ON NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICERS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HSN, INC Agenda Number: 933398631
--------------------------------------------------------------------------------------------------------------------------
Security: 404303109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: HSNI
ISIN: US4043031099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREGORY R. BLATT Mgmt Withheld Against
P. BOUSQUET-CHAVANNE Mgmt For For
MICHAEL C. BOYD Mgmt For For
WILLIAM COSTELLO Mgmt Withheld Against
JAMES M. FOLLO Mgmt For For
MINDY GROSSMAN Mgmt Withheld Against
STEPHANIE KUGELMAN Mgmt For For
ARTHUR C. MARTINEZ Mgmt Withheld Against
THOMAS J. MCINERNEY Mgmt Withheld Against
JOHN B. (JAY) MORSE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
PAID TO OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HUB GROUP, INC. Agenda Number: 933391601
--------------------------------------------------------------------------------------------------------------------------
Security: 443320106
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: HUBG
ISIN: US4433201062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID P. YEAGER Mgmt For For
MARK A. YEAGER Mgmt For For
GARY D. EPPEN Mgmt For For
CHARLES R. REAVES Mgmt For For
MARTIN P. SLARK Mgmt For For
02 THE APPROVAL OF THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS.
03 THE FREQUENCY OF A STOCKHOLDER VOTE TO APPROVE Mgmt 1 Year For
THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HUMAN GENOME SCIENCES, INC. Agenda Number: 933412102
--------------------------------------------------------------------------------------------------------------------------
Security: 444903108
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: HGSI
ISIN: US4449031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD J. DANZIG Mgmt For For
COLIN GODDARD, PH.D. Mgmt For For
MAXINE GOWEN, PH.D. Mgmt For For
TUAN HA-NGOC Mgmt For For
JERRY KARABELAS, PH.D. Mgmt For For
JOHN L. LAMATTINA, PH.D Mgmt For For
AUGUSTINE LAWLOR Mgmt For For
GEORGE J. MORROW Mgmt For For
GREGORY NORDEN Mgmt For For
H. THOMAS WATKINS Mgmt For For
ROBERT C. YOUNG, M.D. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE THE AMENDMENT OF THE COMPANY'S STOCK Mgmt Against Against
INCENTIVE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
05 TO ADVISE ON THE FREQUENCY OF THE ADVISORY VOTE Mgmt 3 Years For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 933303048
--------------------------------------------------------------------------------------------------------------------------
Security: 45103T107
Meeting Type: Annual
Meeting Date: 19-Jul-2010
Ticker: ICLR
ISIN: US45103T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
O2 TO RE-ELECT DR. BRUCE GIVEN Mgmt For For
O3 TO RE-ELECT MR. THOMAS LYNCH Mgmt For For
O4 TO RE-ELECT MR. DECLAN MCKEON Mgmt For For
O5 TO AUTHORISE THE FIXING OF THE AUDITORS' REMUNERATION Mgmt For For
S6 TO AUTHORISE THE COMPANY TO ALLOT SHARES Mgmt For For
S7 TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS Mgmt For For
S8 TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES Mgmt For For
OF SHARES
S9 TO AMEND THE ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
S10 TO ALLOW AN EXTRAORDINARY GENERAL MEETING OF Mgmt For For
THE COMPANY TO BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ICU MEDICAL, INC. Agenda Number: 933414497
--------------------------------------------------------------------------------------------------------------------------
Security: 44930G107
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: ICUI
ISIN: US44930G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN J. CONNORS Mgmt For For
MICHAEL T. KOVALCHIK Mgmt For For
JOSEPH R. SAUCEDO Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS AUDITORS FOR THE COMPANY.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
05 TO APPROVE THE ICU MEDICAL, INC. 2011 STOCK Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
IDENIX PHARMACEUTICALS, INC. Agenda Number: 933443309
--------------------------------------------------------------------------------------------------------------------------
Security: 45166R204
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: IDIX
ISIN: US45166R2040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CHARLES W. CRAMB Mgmt For For
WAYNE T. HOCKMEYER, PHD Mgmt For For
THOMAS R. HODGSON Mgmt For For
TAMAR D. HOWSON Mgmt For For
ROBERT E. PELZER Mgmt For For
D. POLLARD-KNIGHT, PH.D Mgmt For For
RONALD C. RENAUD, JR. Mgmt For For
ANTHONY ROSENBERG Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED, INCREASING
THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FROM 125,000,000 SHARES TO 200,000,000 SHARES.
03 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR ENDING DECEMBER 31, 2011.
04 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
05 TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933324181
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Special
Meeting Date: 28-Sep-2010
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. DEMIRIAN Mgmt For For
I. MARTIN POMPADUR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMAX CORPORATION Agenda Number: 933446646
--------------------------------------------------------------------------------------------------------------------------
Security: 45245E109
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: IMAX
ISIN: CA45245E1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC A. DEMIRIAN Mgmt For For
DAVID W. LEEBRON Mgmt For For
MARTIN POMPADUR Mgmt For For
MARC A. UTAY Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE:
VOTING WITHHOLD IS THE EQUIVALENT TO VOTING
ABSTAIN.
03 ADVISORY RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY CIRCULAR AND PROXY
STATEMENT.
04 ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE Mgmt 2 Years For
ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
IMMUNOMEDICS, INC. Agenda Number: 933338267
--------------------------------------------------------------------------------------------------------------------------
Security: 452907108
Meeting Type: Annual
Meeting Date: 01-Dec-2010
Ticker: IMMU
ISIN: US4529071080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID M. GOLDENBERG Mgmt For For
1B ELECTION OF DIRECTOR: CYNTHIA L. SULLIVAN Mgmt For For
1C ELECTION OF DIRECTOR: MORTON COLEMAN Mgmt For For
1D ELECTION OF DIRECTOR: BRIAN A. MARKISON Mgmt For For
1E ELECTION OF DIRECTOR: MARY E. PAETZOLD Mgmt For For
1F ELECTION OF DIRECTOR: DON C. STARK Mgmt For For
1G ELECTION OF DIRECTOR: KENNETH J. ZUERBLIS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
IMPAX LABORATORIES, INC. Agenda Number: 933402947
--------------------------------------------------------------------------------------------------------------------------
Security: 45256B101
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: IPXL
ISIN: US45256B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LESLIE Z. BENET, PH.D. Mgmt For For
ROBERT L. BURR Mgmt For For
ALLEN CHAO, PH.D. Mgmt For For
NIGEL TEN FLEMING, PHD. Mgmt For For
LARRY HSU, PH.D. Mgmt For For
MICHAEL MARKBREITER Mgmt For For
PETER R. TERRERI Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
INFORMATICA CORPORATION Agenda Number: 933410540
--------------------------------------------------------------------------------------------------------------------------
Security: 45666Q102
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: INFA
ISIN: US45666Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARK A. BERTELSEN Mgmt For For
1B ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1C ELECTION OF DIRECTOR: GODFREY R. SULLIVAN Mgmt For For
02 TO APPROVE AMENDMENTS TO INFORMATICA'S 2009 Mgmt For For
EQUITY INCENTIVE PLAN TO (I) INCREASE THE NUMBER
OF SHARES OF INFORMATICA'S COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER BY 2,500,000 SHARES
AND (II) INCREASE THE RATIO BY WHICH FULL VALUE
AWARDS COUNT AGAINST THE SHARE RESERVE TO 2.37
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INFORMATICA'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS INC. Agenda Number: 933438524
--------------------------------------------------------------------------------------------------------------------------
Security: 45773H102
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: INO
ISIN: US45773H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
AVTAR S. DHILLON, M.D. Mgmt For For
J. JOSEPH KIM, PH.D. Mgmt For For
SIMON X. BENITO Mgmt For For
MORTON COLLINS, PH.D. Mgmt For For
KEITH H. WELLS, PH.D. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF INOVIO FOR THE YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE, BY A NON-BINDING VOTE, THE RESOLUTION Mgmt For For
CONTAINED IN INOVIO'S PROXY STATEMENT REGARDING
COMPENSATION OF INOVIO'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT.
04 TO DETERMINE, BY A NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
WITH WHICH INOVIO WILL SUBMIT TO ITS STOCKHOLDERS
FOR APPROVAL THE COMPENSATION OF INOVIO'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INPHI CORPORATION Agenda Number: 933434615
--------------------------------------------------------------------------------------------------------------------------
Security: 45772F107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: IPHI
ISIN: US45772F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID J. LADD Mgmt For For
LIP-BU TAN Mgmt For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 AN ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 3 Years For
AN ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 933406553
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SALLY CRAWFORD Mgmt For For
REGINA SOMMER Mgmt For For
JOSEPH ZAKRZEWSKI Mgmt For For
02 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO APPROVE A NON-BINDING, ADVISORY RESOLUTION Mgmt 3 Years For
REGARDING THE FREQUENCY OF FUTURE NON-BINDING,
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 933427735
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. Mgmt For For
1B ELECTION OF DIRECTOR: KEITH BRADLEY Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD E. CARUSO Mgmt For For
1D ELECTION OF DIRECTOR: STUART M. ESSIG Mgmt For For
1E ELECTION OF DIRECTOR: NEAL MOSZKOWSKI Mgmt For For
1F ELECTION OF DIRECTOR: RAYMOND G. MURPHY Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTIAN S. SCHADE Mgmt For For
1H ELECTION OF DIRECTOR: JAMES M. SULLIVAN Mgmt Split 41% For 59% Against Split
1I ELECTION OF DIRECTOR: ANNE M. VANLENT Mgmt For For
02 THE PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt Split 41% For 59% Against Split
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2011
03 A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt Split 41% For 59% Against Split
OF OUR NAMED EXECUTIVE OFFICERS
04 A NON-BINDING PROPOSAL ON THE FREQUENCY OF THE Mgmt 1 Year
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
INTERDIGITAL, INC. Agenda Number: 933425604
--------------------------------------------------------------------------------------------------------------------------
Security: 45867G101
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: IDCC
ISIN: US45867G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GILBERT F. AMELIO Mgmt For For
STEVEN T. CLONTZ Mgmt For For
EDWARD B. KAMINS Mgmt For For
JEAN F. RANKIN Mgmt For For
02 AMENDMENT OF THE ARTICLES OF INCORPORATION TO Mgmt For For
IMPLEMENT A MAJORITY VOTING STANDARD FOR ALL
DIRECTOR ELECTIONS OTHER THAN CONTESTED ELECTIONS.
03 APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF INTERDIGITAL, INC. FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 933411263
--------------------------------------------------------------------------------------------------------------------------
Security: 458665106
Meeting Type: Annual
Meeting Date: 23-May-2011
Ticker: IFSIA
ISIN: US4586651063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DIANNE DILLON-RIDGLEY Mgmt For For
JUNE M. HENTON Mgmt For For
CHRISTOPHER G. KENNEDY Mgmt For For
K. DAVID KOHLER Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE Mgmt 1 Year Against
COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt Against Against
LLP AS INDEPENDENT AUDITORS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
INTERMUNE, INC. Agenda Number: 933425820
--------------------------------------------------------------------------------------------------------------------------
Security: 45884X103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: ITMN
ISIN: US45884X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES I. HEALY, MD, PHD Mgmt For For
LOUIS DRAPEAU Mgmt For For
02 VOTE TO RATIFY ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 VOTE TO AMEND OUR AMENDED AND RESTATED 2000 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK AUTHORIZED
FOR ISSUANCE UNDER SUCH PLAN BY 1,950,000 SHARES.
04 VOTE TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
05 DETERMINATION, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
INVACARE CORPORATION Agenda Number: 933415211
--------------------------------------------------------------------------------------------------------------------------
Security: 461203101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: IVC
ISIN: US4612031017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL F. DELANEY Mgmt For For
C. MARTIN HARRIS, M.D. Mgmt For For
A. MALACHI MIXON, III Mgmt Withheld Against
02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt Against Against
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
03 AN ADVISORY VOTE ON THE COMPENSATION OF INVACARE'S Mgmt For For
NAMED EXECUTIVE OFFICERS
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON THE COMPENSATION OF INVACARE'S
NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION Agenda Number: 933431568
--------------------------------------------------------------------------------------------------------------------------
Security: 462044108
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: IO
ISIN: US4620441083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL C. JENNINGS Mgmt For For
ROBERT P. PEEBLER Mgmt For For
JOHN N. SEITZ Mgmt For For
02 APPROVAL OF CERTAIN AMENDMENTS TO ION'S 2004 Mgmt For For
LONG-TERM INCENTIVE PLAN TO PROVIDE FOR ENFORCEABILITY
OF OUR COMPENSATION RECOUPMENT ("CLAWBACK")
POLICY AND TO INCREASE THE TOTAL NUMBER OF
SHARES OF ION'S COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER THE PLAN FROM 10,200,000 SHARES
TO 15,200,000 SHARES.
03 ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
04 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION EVERY.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS ION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM (INDEPENDENT AUDITORS) FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
IPC THE HOSPITALIST COMPANY, INC Agenda Number: 933415704
--------------------------------------------------------------------------------------------------------------------------
Security: 44984A105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: IPCM
ISIN: US44984A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ADAM D. SINGER, M.D. Mgmt For For
THOMAS P. COOPER, M.D. Mgmt For For
CHUCK TIMPE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
03 SAY ON PAY - A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE APPROVAL OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - A NON-BINDING ADVISORY VOTE Mgmt 1 Year For
ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
05 APPROVAL OF THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED IPC THE HOSPITALIST COMPANY, INC.
NONQUALIFIED EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 933432027
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 31-May-2011
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
V.P. GAPONTSEV, PH.D. Mgmt For For
EUGENE SCHERBAKOV, PHD Mgmt For For
IGOR SAMARTSEV Mgmt For For
ROBERT A. BLAIR Mgmt For For
MICHAEL C. CHILD Mgmt For For
MICHAEL R. KAMPFE Mgmt For For
HENRY E. GAUTHIER Mgmt For For
WILLIAM S. HURLEY Mgmt For For
WILLIAM F. KRUPKE, PHD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF IPG PHOTONICS CORPORATION FOR 2011.
03 TO APPROVE THE AMENDMENTS TO THE 2006 STOCK Mgmt Split 74% For 26% Against Split
INCENTIVE PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE Mgmt For For
COMPENSATION.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 44% 3 Years 56% 1 Year Split
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
IROBOT CORPORATION Agenda Number: 933433776
--------------------------------------------------------------------------------------------------------------------------
Security: 462726100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: IRBT
ISIN: US4627261005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GAIL DEEGAN Mgmt For For
ANDREA GEISSER Mgmt For For
JACQUES S. GANSLER, PHD Mgmt For For
02 TO APPROVE OUR SENIOR EXECUTIVE INCENTIVE COMPENSATION Mgmt For For
PLAN, AS AMENDED AND RESTATED.
03 TO RATIFY THE APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
05 TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 3 Years For
OF HOLDING FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 933437801
--------------------------------------------------------------------------------------------------------------------------
Security: 46333X108
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: IRWD
ISIN: US46333X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRYAN E. ROBERTS Mgmt For For
PETER M. HECHT Mgmt For For
DAVID E. SHAW Mgmt For For
02 APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE COMPANY'S AMENDED AND RESTATED
2010 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY
INCENTIVE PLAN.
05 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
IXIA Agenda Number: 933429448
--------------------------------------------------------------------------------------------------------------------------
Security: 45071R109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: XXIA
ISIN: US45071R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LAURENT ASSCHER Mgmt For For
ATUL BHATNAGAR Mgmt For For
JONATHAN FRAM Mgmt For For
ERROL GINSBERG Mgmt For For
GAIL HAMILTON Mgmt For For
JON F. RAGER Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED 2008 EQUITY INCENTIVE PLAN, AS
AMENDED, INCLUDING AN INCREASE IN THE NUMBER
OF SHARES AVAILABLE FOR AWARDS AND THE ADDITION
OF A FUNGIBLE SHARE COUNTING FEATURE.
05 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL COMMUNICATIONS, INC. Agenda Number: 933412885
--------------------------------------------------------------------------------------------------------------------------
Security: 46626E205
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: JCOM
ISIN: US46626E2054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS Y. BECH Mgmt For For
ROBERT J. CRESCI Mgmt For For
W. BRIAN KRETZMER Mgmt For For
RICHARD S. RESSLER Mgmt Withheld Against
JOHN F. RIELEY Mgmt Withheld Against
STEPHEN ROSS Mgmt For For
MICHAEL P. SCHULHOF Mgmt For For
02 TO RATIFY THE APPOINTMENT OF SINGERLEWAK LLP Mgmt For For
TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS
FOR FISCAL 2011.
03 TO APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING OR ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS, INC. Agenda Number: 933420286
--------------------------------------------------------------------------------------------------------------------------
Security: 472147107
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: JAZZ
ISIN: US4721471070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL L. BERNS Mgmt For For
BRYAN C. CRESSEY Mgmt For For
PATRICK G. ENRIGHT Mgmt Withheld Against
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt Against Against
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS JAZZ PHARMACEUTICALS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE THE INTERNAL REVENUE CODE SECTION Mgmt Against Against
162(M) PERFORMANCE CRITERIA AND AWARD LIMITS
UNDER JAZZ PHARMACEUTICALS, INC.'S 2007 EQUITY
INCENTIVE PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF JAZZ PHARMACEUTICALS, INC.'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
05 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year Against
FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION
OF JAZZ PHARMACEUTICALS, INC.'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JO-ANN STORES, INC. Agenda Number: 933374807
--------------------------------------------------------------------------------------------------------------------------
Security: 47758P307
Meeting Type: Special
Meeting Date: 18-Mar-2011
Ticker: JAS
ISIN: US47758P3073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF DECEMBER 23, 2010 (THE "MERGER AGREEMENT"),
AS IT MAY BE AMENDED FROM TIME TO TIME, BY
AND AMONG JO-ANN STORES, INC., AN OHIO CORPORATION,
NEEDLE HOLDINGS INC., A DELAWARE CORPORATION,
AND NEEDLE MERGER SUB CORP., AN OHIO CORPORATION.
02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY Mgmt For For
OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
JOS. A. BANK CLOTHIERS, INC. Agenda Number: 933453970
--------------------------------------------------------------------------------------------------------------------------
Security: 480838101
Meeting Type: Annual
Meeting Date: 17-Jun-2011
Ticker: JOSB
ISIN: US4808381010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. NEAL BLACK Mgmt For For
ROBERT N. WILDRICK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 28, 2012.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
K12 INC Agenda Number: 933354665
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 16-Dec-2010
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG R. BARRETT Mgmt For For
GUILLERMO BRON Mgmt For For
NATHANIEL A. DAVIS Mgmt For For
STEVEN B. FINK Mgmt For For
MARY H. FUTRELL Mgmt For For
RONALD J. PACKARD Mgmt For For
JANE M. SWIFT Mgmt For For
ANDREW H. TISCH Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED 2007 EQUITY Mgmt For For
INCENTIVE AWARD PLAN AND APPROVAL OF PERFORMANCE
CRITERIA
03 RATIFICATION OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2011
--------------------------------------------------------------------------------------------------------------------------
K12 INC Agenda Number: 933362307
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Special
Meeting Date: 27-Jan-2011
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF CONVERSION RIGHTS AND VOTING RIGHTS Mgmt For For
FOR THE SERIES A SPECIAL STOCK PURSUANT TO
THE RULES OF THE NEW YORK STOCK EXCHANGE
02 APPROVAL OF ADJOURNMENTS OR POSTPONEMENTS OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY, INCLUDING
TO SOLICIT ADDITIONAL PROXIES
--------------------------------------------------------------------------------------------------------------------------
KAYDON CORPORATION Agenda Number: 933412126
--------------------------------------------------------------------------------------------------------------------------
Security: 486587108
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: KDN
ISIN: US4865871085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK A. ALEXANDER Mgmt For For
DAVID A. BRANDON Mgmt Withheld Against
PATRICK P. COYNE Mgmt For For
WILLIAM K. GERBER Mgmt For For
TIMOTHY J. O'DONOVAN Mgmt For For
JAMES O'LEARY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP, THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, FOR THE YEAR ENDING DECEMBER 31,
2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt Against Against
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
KENSEY NASH CORPORATION Agenda Number: 933344234
--------------------------------------------------------------------------------------------------------------------------
Security: 490057106
Meeting Type: Annual
Meeting Date: 01-Dec-2010
Ticker: KNSY
ISIN: US4900571062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. BOBB Mgmt For For
02 PROPOSAL TO APPROVE THE EIGHTH AMENDED AND RESTATED Mgmt For For
KENSEY NASH CORPORATION EMPLOYEE INCENTIVE
COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT AUDITORS OF
THE COMPANY'S FINANCIAL STATEMENTS.
--------------------------------------------------------------------------------------------------------------------------
KFORCE INC. Agenda Number: 933445264
--------------------------------------------------------------------------------------------------------------------------
Security: 493732101
Meeting Type: Annual
Meeting Date: 21-Jun-2011
Ticker: KFRC
ISIN: US4937321010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN N. ALLRED Mgmt For For
RICHARD M. COCCHIARO Mgmt For For
A. GORDON TUNSTALL Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS KFORCE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
04 NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 3 Years For
OF FUTURE SHAREHOLDER NON-BINDING ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KNOLL, INC. Agenda Number: 933397463
--------------------------------------------------------------------------------------------------------------------------
Security: 498904200
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: KNL
ISIN: US4989042001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANDREW B. COGAN Mgmt Withheld Against
STEPHEN F. FISHER Mgmt Withheld Against
SARAH E. NASH Mgmt For For
02 TO RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt Against Against
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KODIAK OIL & GAS CORP. Agenda Number: 933448791
--------------------------------------------------------------------------------------------------------------------------
Security: 50015Q100
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: KOG
ISIN: CA50015Q1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LYNN A. PETERSON Mgmt For For
JAMES E. CATLIN Mgmt For For
RODNEY D. KNUTSON Mgmt For For
HERRICK K. LIDSTONE, JR Mgmt For For
WILLIAM J. KRYSIAK Mgmt For For
02 APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 3 Years For
VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AMENDMENT NO. 2 TO THE KODIAK OIL Mgmt Against Against
& GAS CORP. 2007 STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 933397196
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CYNTHIA A. BALDWIN Mgmt For For
ALBERT J. NEUPAVER Mgmt For For
WALTER W. TURNER Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION
03 PROPOSAL TO SELECT BY ADVISORY (NON-BINDING) Mgmt 1 Year For
VOTE THE FREQUENCY OF FUTURE ADVISORY VOTES
ON EXECUTIVE COMPENSATION
04 PROPOSAL TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
KRATON PERFORMANCE POLYMERS, INC. Agenda Number: 933423383
--------------------------------------------------------------------------------------------------------------------------
Security: 50077C106
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: KRA
ISIN: US50077C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BROWN Mgmt For For
02 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2009 EQUITY INCENTIVE PLAN.
03 ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER Mgmt 1 Year For
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.
05 RATIFY APPOINTMENT OF KPMG, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION Agenda Number: 933338192
--------------------------------------------------------------------------------------------------------------------------
Security: 513847103
Meeting Type: Annual
Meeting Date: 15-Nov-2010
Ticker: LANC
ISIN: US5138471033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KENNETH L. COOKE Mgmt For For
ALAN F. HARRIS Mgmt For For
ZUHEIR SOFIA Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
JUNE 30, 2011.
03 TO APPROVE THE LANCASTER COLONY CORPORATION Mgmt For For
AMENDED AND RESTATED 2005 STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 933419663
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DARIN G. BILLERBECK Mgmt For For
DAVID E. CORESON Mgmt For For
PATRICK S. JONES Mgmt For For
W. RICHARD MARZ Mgmt For For
GERHARD H. PARKER Mgmt For For
HANS SCHWARZ Mgmt For For
02 PROPOSAL TO APPROVE THE LATTICE SEMICONDUCTOR Mgmt Against Against
CORPORATION 2011 NON-EMPLOYEE DIRECTOR EQUITY
INCENTIVE PLAN.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER Mgmt 1 Year Against
VOTE.
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
LINDSAY CORPORATION Agenda Number: 933364440
--------------------------------------------------------------------------------------------------------------------------
Security: 535555106
Meeting Type: Annual
Meeting Date: 31-Jan-2011
Ticker: LNN
ISIN: US5355551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL N. CHRISTODOLOU Mgmt For For
W. THOMAS JAGODINSKI Mgmt For For
J. DAVID MCINTOSH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR
ENDING AUGUST 31, 2011.
03 NON-BINDING VOTE ON RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 NON-BINDING VOTE ON WHETHER A STOCKHOLDER VOTE Mgmt 3 Years Against
TO APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS SHOULD BE TAKEN EVERY
YEAR, EVERY SECOND YEAR OR EVERY THIRD YEAR.
--------------------------------------------------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC. Agenda Number: 933368094
--------------------------------------------------------------------------------------------------------------------------
Security: 53635B107
Meeting Type: Annual
Meeting Date: 16-Feb-2011
Ticker: LQDT
ISIN: US53635B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILLIP A. CLOUGH Mgmt For For
GEORGE H. ELLIS Mgmt For For
JAIME MATEUS-TIQUE Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011.
03 APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 933382664
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 29-Apr-2011
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
T.J. CHUNG Mgmt For For
JOHN P. DRISCOLL Mgmt For For
ANTHONY GRILLO Mgmt For For
GORDON HUNTER Mgmt For For
JOHN E. MAJOR Mgmt For For
WILLIAM P. NOGLOWS Mgmt For For
RONALD L. SCHUBEL Mgmt For For
02 APPROVE AND RATIFY THE APPOINTMENT OF ERNST Mgmt Against Against
AND YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 RECOMMEND BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LSB INDUSTRIES, INC. Agenda Number: 933451596
--------------------------------------------------------------------------------------------------------------------------
Security: 502160104
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: LXU
ISIN: US5021601043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN J. GOLSEN Mgmt Withheld Against
BERNARD G. ILLE Mgmt Withheld Against
DONALD W. MUNSON Mgmt For For
RONALD V. PERRY Mgmt For For
TONY M. SHELBY Mgmt Withheld Against
02 PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING Mgmt Against Against
FIRM FOR 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 933440529
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL CASEY Mgmt For For
ROANN COSTIN Mgmt For For
R. BRAD MARTIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 29, 2012.
03 TO ADOPT A NON-BINDING RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
04 TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY Mgmt 3 Years For
OF HOLDING A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS.
05 TO APPROVE THE PERFORMANCE GOALS AND GRANT LIMITS Mgmt For For
CONTAINED IN OUR 2007 EQUITY INCENTIVE PLAN.
06 TO APPROVE THE MATERIAL TERMS OF OUR EXECUTIVE Mgmt For For
BONUS PLAN.
07 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO EFFECT A TWO-FOR-ONE FORWARD
STOCK SPLIT, WITH A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON
STOCK AND SPECIAL VOTING STOCK AND A PROPORTIONATE
REDUCTION IN THE PAR VALUE OF SUCH STOCK.
--------------------------------------------------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS INC Agenda Number: 933414904
--------------------------------------------------------------------------------------------------------------------------
Security: 55003T107
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: LL
ISIN: US55003T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY W. GRIFFITHS Mgmt For For
PETER B. ROBINSON Mgmt For For
MARTIN F. ROPER Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE 2011 EQUITY COMPENSATION PLAN. Mgmt For For
04 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC. Agenda Number: 933423814
--------------------------------------------------------------------------------------------------------------------------
Security: 562750109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: MANH
ISIN: US5627501092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN J. CASSIDY Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE MANHATTAN Mgmt For For
ASSOCIATES, INC. 2007 STOCK INCENTIVE PLAN,
AS AMENDED, TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK ISSUABLE UNDER THE PLAN.
03 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Split 67% For 33% Against Split
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 933431037
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD M. MCVEY Mgmt For For
DR. SHARON BROWN-HRUSKA Mgmt For For
ROGER BURKHARDT Mgmt For For
STEPHEN P. CASPER Mgmt For For
DAVID G. GOMACH Mgmt For For
CARLOS M. HERNANDEZ Mgmt Split 73% For 27% Withheld Split
RONALD M. HERSCH Mgmt For For
JEROME S. MARKOWITZ Mgmt For For
T. KELLEY MILLET Mgmt For For
NICOLAS S. ROHATYN Mgmt For For
JOHN STEINHARDT Mgmt For For
02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE 2011 PROXY STATEMENT.
04 ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 933443715
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. STEVEN J. BARKER Mgmt For For
MR. SANFORD FITCH Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT THORNTON LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL
YEAR 2011.
03 TO APPROVE BY ADVISORY (NONBINDING) VOTE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO RECOMMEND, BY ADVISORY (NONBINDING) VOTE, Mgmt 3 Years For
THE FREQUENCY OF THE APPROVE OF THE COMPANY'S
EXECUTIVE COMPENSATION.
05 A STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTING Shr For Against
STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
MATERION CORPORATION Agenda Number: 933397499
--------------------------------------------------------------------------------------------------------------------------
Security: 576690101
Meeting Type: Annual
Meeting Date: 04-May-2011
Ticker: MTRN
ISIN: US5766901012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. KEITHLEY Mgmt For For
N. MOHAN REDDY Mgmt For For
CRAIG S. SHULAR Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED MATERION Mgmt For For
CORPORATION 2006 STOCK INCENTIVE PLAN
03 TO APPROVE THE AMENDED AND RESTATED MATERION Mgmt For For
CORPORATION 2006 NON-EMPLOYEE DIRECTOR EQUITY
PLAN
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY
05 TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
06 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
MATTSON TECHNOLOGY, INC. Agenda Number: 933420565
--------------------------------------------------------------------------------------------------------------------------
Security: 577223100
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: MTSN
ISIN: US5772231008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. HANS-GEORG BETZ Mgmt For For
MR. DAVID DUTTON Mgmt For For
MR. KENNETH SMITH Mgmt For For
02 TO VOTE ON A NON-BINDING, ADVISORY RESOLUTION Mgmt For For
REGARDING EXECUTIVE COMPENSATION.
03 TO VOTE ON A NON-BINDING PROPOSAL REGARDING Mgmt 1 Year For
THE FREQUENCY OF THE ADVISORY VOTE REGARDING
EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 933368119
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 18-Mar-2011
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RUSSELL A. BELIVEAU Mgmt For For
JOHN J. HALEY Mgmt Split 86% For 14% Withheld Split
MARILYN R. SEYMANN Mgmt For For
02 TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
03 TO CAST AN ADVISORY VOTE ON WHETHER SHAREHOLDERS Mgmt 1 Year Against
WILL VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION
EVERY ONE, TWO OR THREE YEARS.
04 THE RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS
FOR OUR 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC. Agenda Number: 933395394
--------------------------------------------------------------------------------------------------------------------------
Security: 577767106
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: MXWL
ISIN: US5777671067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT GUYETT Mgmt For For
DAVID J. SCHRAMM Mgmt For For
YON YOON JORDEN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF MCGLADREY Mgmt For For
& PULLEN, LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
MEDICIS PHARMACEUTICAL CORPORATION Agenda Number: 933397437
--------------------------------------------------------------------------------------------------------------------------
Security: 584690309
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: MRX
ISIN: US5846903095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SPENCER DAVIDSON Mgmt For For
1B ELECTION OF DIRECTOR: STUART DIAMOND Mgmt For For
1C ELECTION OF DIRECTOR: PETER S. KNIGHT, ESQ. Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF MEDICIS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE PROXY MATERIALS.
04 ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE Mgmt Split 54% 3 Years 46% 1 Year Split
VOTES ON OUR EXECUTIVE COMPENSATION.
05 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE MEDICIS 2006 INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 933438738
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTON J. LEVY Mgmt Withheld Against
MICHAEL SPENCE Mgmt Withheld Against
MARIO EDUARDO VAZQUEZ Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& CO. S.R.L. AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC. Agenda Number: 933412417
--------------------------------------------------------------------------------------------------------------------------
Security: 603158106
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: MTX
ISIN: US6031581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAULA H.J. CHOLMONDELEY Mgmt For For
DUANE R. DUNHAM Mgmt For For
STEVEN J. GOLUB Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
MONOTYPE IMAGING HOLDING INC Agenda Number: 933417152
--------------------------------------------------------------------------------------------------------------------------
Security: 61022P100
Meeting Type: Annual
Meeting Date: 13-May-2011
Ticker: TYPE
ISIN: US61022P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. LENTZ Mgmt For For
DOUGLAS J. SHAW Mgmt For For
PETER J. SIMONE Mgmt For For
02 AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION.
03 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
04 APPROVAL OF THE COMPANY'S AMENDED AND RESTATED Mgmt Against Against
2007 STOCK OPTION AND INCENTIVE PLAN.
05 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NABI BIOPHARMACEUTICALS Agenda Number: 933434348
--------------------------------------------------------------------------------------------------------------------------
Security: 629519109
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: NABI
ISIN: US6295191091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JASON M. ARYEH Mgmt For For
DAVID L. CASTALDI Mgmt For For
GEOFFREY F. COX, PH.D. Mgmt For For
PETER B. DAVIS Mgmt For For
RAAFAT E.F. FAHIM, PH.D Mgmt For For
RICHARD A. HARVEY, JR. Mgmt For For
TIMOTHY P. LYNCH Mgmt For For
02 TO APPROVE AN ADVISORY VOTE ON THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO PROVIDE AN ADVISORY VOTE FOR YOUR PREFERENCE Mgmt 1 Year Against
AS TO HOW FREQUENTLY TO INCLUDE FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NACCO INDUSTRIES, INC. Agenda Number: 933389733
--------------------------------------------------------------------------------------------------------------------------
Security: 629579103
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: NC
ISIN: US6295791031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
OWSLEY BROWN II Mgmt For For
DENNIS W. LABARRE Mgmt Withheld Against
RICHARD DE J. OSBORNE Mgmt For For
ALFRED M. RANKIN, JR. Mgmt For For
MICHAEL E. SHANNON Mgmt For For
BRITTON T. TAPLIN Mgmt For For
DAVID F. TAPLIN Mgmt Withheld Against
JOHN F. TURBEN Mgmt For For
EUGENE WONG Mgmt For For
02 PROPOSAL TO APPROVE, FOR PURPOSES OF SECTION Mgmt For For
303A.08 OF THE NEW YORK STOCK EXCHANGE'S LISTING
STANDARDS, THE NACCO INDUSTRIES, INC. NON-EMPLOYEE
DIRECTORS' EQUITY COMPENSATION PLAN (AMENDED
AND RESTATED EFFECTIVE MAY 11, 2011).
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Split 33% For 67% Against Split
COMPENSATION PAID TO NACCO INDUSTRIES, INC'S.
NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO THE COMPENSATION DISCLOSURE RULES OF THE
SEC, INCLUDING THE COMPENSATION DISCUSSION
AND ANALYSIS, THE COMPENSATION TABLES AND NARRATIVE
DISCUSSION.
04 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year Against
FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION
OF NACCO INDUSTRIES, INC.'S NAMED EXECUTIVE
OFFICERS.
05 PROPOSAL TO CONFIRM THE APPOINTMENT OF THE INDEPENDENT Mgmt Split 33% For 67% Against Split
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION Agenda Number: 933406301
--------------------------------------------------------------------------------------------------------------------------
Security: 637372103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: NRCI
ISIN: US6373721033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOANN M. MARTIN Mgmt For For
PAUL C. SCHORR III Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
SHAREHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 933445226
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 17-Jun-2011
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TIMOTHY S. JENKS Mgmt For For
BJORN OLSSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 3 Years For
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC. Agenda Number: 933343155
--------------------------------------------------------------------------------------------------------------------------
Security: 64107N206
Meeting Type: Annual
Meeting Date: 29-Nov-2010
Ticker: UEPS
ISIN: US64107N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. SERGE C.P. BELAMANT Mgmt For For
HERMAN G. KOTZE Mgmt For For
C.S. SEABROOKE Mgmt For For
ANTONY C. BALL Mgmt For For
ALASDAIR J.K. PEIN Mgmt For For
PAUL EDWARDS Mgmt For For
TOM C. TINSLEY Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Mgmt For For
& TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
NETEZZA CORPORATION Agenda Number: 933338419
--------------------------------------------------------------------------------------------------------------------------
Security: 64111N101
Meeting Type: Special
Meeting Date: 10-Nov-2010
Ticker: NZ
ISIN: US64111N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF SEPTEMBER 19, 2010,
BY AND AMONG INTERNATIONAL BUSINESS MACHINES
CORPORATION, A NEW YORK CORPORATION ("IBM"),
ONYX ACQUISITION CORP., A DELAWARE CORPORATION
AND WHOLLY OWNED SUBSIDIARY OF IBM, AND NETEZZA,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
ADOPTION OF THE MERGER AGREEMENT AT THE TIME
OF THE SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NETLOGIC MICROSYSTEMS, INC. Agenda Number: 933443133
--------------------------------------------------------------------------------------------------------------------------
Security: 64118B100
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: NETL
ISIN: US64118B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD JANKOV Mgmt For For
NORMAN GODINHO Mgmt For For
MARVIN BURKETT Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING VOTE, 2010 EXECUTIVE Mgmt For For
COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF FUTURE VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF A STOCKHOLDER PROPOSAL TO REQUEST Shr Against For
THE BOARD OF DIRECTORS TO INITIATE AN APPROPRIATE
PROCESS TO AMEND THE COMPANY'S CERTIFICATE
OF INCORPORATION AND/OR BYLAWS TO PROVIDE THAT
UNCONTESTED DIRECTOR NOMINEES SHALL BE ELECTED
BY THE AFFIRMATIVE VOTE OF THE MAJORITY OF
VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
NETSUITE INC. Agenda Number: 933443006
--------------------------------------------------------------------------------------------------------------------------
Security: 64118Q107
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: N
ISIN: US64118Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ZACHARY NELSON Mgmt For For
KEVIN THOMPSON Mgmt For For
02 APPROVAL OF 2007 EQUITY INCENTIVE PLAN (AS AMENDED). Mgmt Split 35% For 65% Against Split
03 APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For
OF NETSUITE INC.'S NAMED EXECUTIVE OFFICERS.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt Split 65% 3 Years 35% 1 Year Split
FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 933429688
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KEVIN C. GORMAN Mgmt Withheld Against
GARY A. LYONS Mgmt Withheld Against
WILLIAM H. RASTETTER Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE THE COMPENSATION PAID Mgmt For For
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 TO APPROVE THE COMPANY'S 2011 EQUITY INCENTIVE Mgmt Against Against
PLAN.
5 TO CONSIDER A STOCKHOLDER PROPOSAL TO DECLASSIFY Shr For Against
THE BOARD OF DIRECTORS.
6 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION Agenda Number: 933378362
--------------------------------------------------------------------------------------------------------------------------
Security: 651587107
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: NEU
ISIN: US6515871076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHYLLIS L. COTHRAN Mgmt For For
MARK M. GAMBILL Mgmt For For
BRUCE C. GOTTWALD Mgmt For For
THOMAS E. GOTTWALD Mgmt For For
PATRICK D. HANLEY Mgmt Withheld Against
JAMES E. ROGERS Mgmt For For
CHARLES B. WALKER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS OF NEWMARKET
CORPORATION.
04 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For
OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEWPORT CORPORATION Agenda Number: 933406022
--------------------------------------------------------------------------------------------------------------------------
Security: 651824104
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: NEWP
ISIN: US6518241046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
OLEG KHAYKIN Mgmt For For
PETER J. SIMONE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS NEWPORT'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF NEWPORT'S 2011 STOCK INCENTIVE PLAN. Mgmt Against Against
04 ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION Mgmt For For
OF NEWPORT'S NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES Mgmt 1 Year Against
ON THE APPROVAL OF THE COMPENSATION OF NEWPORT'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda Number: 933367357
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 01-Mar-2011
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. KEITHLEY Mgmt For For
MARY G. PUMA Mgmt For For
WILLIAM L. ROBINSON Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Split 36% For 64% Against Split
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2011.
03 TO APPROVE, AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, THE FREQUENCY WITH WHICH SHAREHOLDERS Mgmt 1 Year For
ARE PROVIDED AN ADVISORY VOTE ON EXECUTIVE
COMPENSTION.
--------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC. Agenda Number: 933438043
--------------------------------------------------------------------------------------------------------------------------
Security: 67018T105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: NUS
ISIN: US67018T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NEVIN N. ANDERSEN Mgmt Split 32% For 68% Withheld Split
DANIEL W. CAMPBELL Mgmt Split 32% For 68% Withheld Split
E.J. "JAKE" GARN Mgmt For For
M. TRUMAN HUNT Mgmt Split 32% For 68% Withheld Split
ANDREW D. LIPMAN Mgmt For For
STEVEN J. LUND Mgmt Split 32% For 68% Withheld Split
PATRICIA A. NEGRON Mgmt Split 32% For 68% Withheld Split
THOMAS R. PISANO Mgmt Split 32% For 68% Withheld Split
BLAKE M. RONEY Mgmt Split 32% For 68% Withheld Split
SANDRA N. TILLOTSON Mgmt Split 32% For 68% Withheld Split
DAVID D. USSERY Mgmt For For
02 ADVISORY VOTE AS TO THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
03 ADVISORY VOTE AS TO THE FREQUENCY OF SHAREHOLDER Mgmt 1 Year For
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Split 32% For 68% Against Split
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
NXSTAGE MEDICAL, INC. Agenda Number: 933449604
--------------------------------------------------------------------------------------------------------------------------
Security: 67072V103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: NXTM
ISIN: US67072V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JEFFREY H. BURBANK Mgmt For For
PHILIPPE O. CHAMBON Mgmt For For
DANIEL A. GIANNINI Mgmt For For
NANCY J. HAM Mgmt For For
EARL R. LEWIS Mgmt For For
CRAIG W. MOORE Mgmt For For
REID S. PERPER Mgmt For For
DAVID S. UTTERBERG Mgmt For For
02 AMENDING OUR 2005 STOCK INCENTIVE PLAN TO, AMONG Mgmt For For
OTHER THINGS, INCREASE THE NUMBER OF SHARES
OF OUR COMMON STOCK THAT MAY BE ISSUED PURSUANT
TO THE PLAN BY AN ADDITIONAL 4,000,000 SHARES.
03 ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
04 ADVISORY VOTE TO APPROVE THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICERS'
COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 933389632
--------------------------------------------------------------------------------------------------------------------------
Security: 674215108
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: OAS
ISIN: US6742151086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TED COLLINS, JR. Mgmt For For
DOUGLAS E. SWANSON, JR. Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3A ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
3B ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 933429335
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EARL E. CONGDON Mgmt Withheld Against
DAVID S. CONGDON Mgmt Withheld Against
JOHN R. CONGDON Mgmt Withheld Against
J. PAUL BREITBACH Mgmt For For
JOHN R. CONGDON, JR. Mgmt Withheld Against
ROBERT G. CULP, III Mgmt For For
JOHN D. KASARDA Mgmt For For
LEO H. SUGGS Mgmt For For
D. MICHAEL WRAY Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN Shr For Against
OF THE BOARD.
05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC. Agenda Number: 933417912
--------------------------------------------------------------------------------------------------------------------------
Security: 683399109
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: ONXX
ISIN: US6833991093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
N. ANTHONY COLES, M.D. Mgmt For For
MAGNUS LUNDBERG Mgmt For For
WILLIAM R. RINGO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000
TO 200,000,000 SHARES.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED IN THIS PROXY STATEMENT.
04 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
05 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
OPENTABLE, INC. Agenda Number: 933433930
--------------------------------------------------------------------------------------------------------------------------
Security: 68372A104
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: OPEN
ISIN: US68372A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. WILLIAM GURLEY Mgmt For For
DANIEL MEYER Mgmt For For
02 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDED DECEMBER 31, 2011.
03 ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY Mgmt 1 Year For
VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. Agenda Number: 933335057
--------------------------------------------------------------------------------------------------------------------------
Security: 68375Q403
Meeting Type: Annual
Meeting Date: 10-Nov-2010
Ticker: OPLK
ISIN: US68375Q4038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH Y. LIU Mgmt For For
02 VOTE TO RATIFY BURR PILGER MAYER, INC. AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL
2011.
--------------------------------------------------------------------------------------------------------------------------
OSI SYSTEMS, INC. Agenda Number: 933337900
--------------------------------------------------------------------------------------------------------------------------
Security: 671044105
Meeting Type: Annual
Meeting Date: 30-Nov-2010
Ticker: OSIS
ISIN: US6710441055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DEEPAK CHOPRA Mgmt For For
AJAY MEHRA Mgmt For For
STEVEN C. GOOD Mgmt For For
MEYER LUSKIN Mgmt For For
DAVID T. FEINBERG Mgmt For For
WILLIAM F. BALLHAUS Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF MOSS ADAMS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
3 APPROVE THE AMENDED AND RESTATED 2006 EQUITY Mgmt For For
PARTICIPATION PLAN OF OSI SYSTEMS, INC., TO
INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN BY 1,350,000 SHARES
AND TO INCREASE THE LIMIT ON THE NUMBER OF
SHARES THAT MAY BE GRANTED UNDER THE PLAN AS
RESTRICTED STOCK BY 675,000 SHARES.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 933458538
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309
Meeting Type: Annual
Meeting Date: 15-Jun-2011
Ticker: OXM
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. REESE LANIER Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS M. LOVE Mgmt For For
1C ELECTION OF DIRECTOR: CLYDE C. TUGGLE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM DURING FISCAL
2011.
03 PROPOSAL TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS A RESOLUTION APPROVING THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RECOMMEND ON AN ADVISORY (NON-BINDING) Mgmt 1 Year For
BASIS THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OYO GEOSPACE CORPORATION Agenda Number: 933364515
--------------------------------------------------------------------------------------------------------------------------
Security: 671074102
Meeting Type: Annual
Meeting Date: 24-Feb-2011
Ticker: OYOG
ISIN: US6710741025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS L. DAVIS, PH.D. Mgmt For For
RICHARD C. WHITE Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF UHY LLP, INDEPENDENT
PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITORS
FOR THE YEAR ENDING SEPTEMBER 30, 2011.
03 TO APPROVE THE FOLLOWING NON-BINDING, ADVISORY Mgmt For For
RESOLUTION: RESOLVED, THAT THE STOCKHOLDERS
APPROVE THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S
2011 PROXY STATEMENT PURSUANT TO THE DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE COMMISSION,
ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
04 TO CAST A NON-BINDING, ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PALOMAR MEDICAL TECHNOLOGIES, INC. Agenda Number: 933399633
--------------------------------------------------------------------------------------------------------------------------
Security: 697529303
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: PMTI
ISIN: US6975293035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. CARUSO Mgmt For For
JEANNE COHANE Mgmt For For
NICHOLAS P. ECONOMOU Mgmt For For
JAMES G. MARTIN Mgmt For For
A. NEIL PAPPALARDO Mgmt For For
LOUIS P. VALENTE Mgmt For For
02 TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.
04 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
PANERA BREAD COMPANY Agenda Number: 933429830
--------------------------------------------------------------------------------------------------------------------------
Security: 69840W108
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: PNRA
ISIN: US69840W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD M. SHAICH Mgmt For For
FRED K. FOULKES Mgmt For For
02 APPROVE A NON-BINDING ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, IN A NON-BINDING ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF ADVISORY STOCKHOLDER VOTES ON
EXECUTIVE COMPENSATION.
04 APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE
FROM 87,000,000 SHARES TO 124,500,000 SHARES.
05 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2011.
--------------------------------------------------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION Agenda Number: 933367713
--------------------------------------------------------------------------------------------------------------------------
Security: 699173209
Meeting Type: Annual
Meeting Date: 09-Mar-2011
Ticker: PMTC
ISIN: US6991732099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. RICHARD HARRISON Mgmt Withheld Against
02 APPROVE AN INCREASE TO 26,800,000 IN THE TOTAL Mgmt Against Against
NUMBER OF SHARES ISSUABLE UNDER THE 2000 EQUITY
INCENTIVE PLAN.
03 APPROVE THE PERFORMANCE GOALS UNDER THE 2000 Mgmt For For
EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE TO APPROVE THE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
06 CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS PTC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION Agenda Number: 933341074
--------------------------------------------------------------------------------------------------------------------------
Security: 699462107
Meeting Type: Annual
Meeting Date: 09-Dec-2010
Ticker: PRXL
ISIN: US6994621075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
A. DANA CALLOW, JR. Mgmt For For
CHRISTOPHER J. LINDOP Mgmt For For
JOSEF H. VON RICKENBACH Mgmt For For
2 TO APPROVE THE ADOPTION OF THE 2010 STOCK INCENTIVE Mgmt For For
PLAN.
3 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt Split 54% For 46% Against Split
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP. Agenda Number: 933434069
--------------------------------------------------------------------------------------------------------------------------
Security: 700666100
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: PKOH
ISIN: US7006661000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KEVIN R. GREENE Mgmt For For
A. MALACHI MIXON III Mgmt For For
DAN T. MOORE III Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2011.
03 APPROVAL OF THE PARK-OHIO HOLDINGS CORP. ANNUAL Mgmt For For
CASH BONUS PLAN.
04 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC. Agenda Number: 933396942
--------------------------------------------------------------------------------------------------------------------------
Security: 70959W103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: PAG
ISIN: US70959W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN D. BARR Mgmt For For
MICHAEL R. EISENSON Mgmt For For
ROBERT H. KURNICK, JR. Mgmt For For
WILLIAM J. LOVEJOY Mgmt For For
KIMBERLY J. MCWATERS Mgmt Withheld Against
YOSHIMI NAMBA Mgmt For For
LUCIO A. NOTO Mgmt Withheld Against
ROGER S. PENSKE Mgmt For For
RICHARD J. PETERS Mgmt For For
RONALD G. STEINHART Mgmt For For
H. BRIAN THOMPSON Mgmt Withheld Against
02 FOR RATIFICATION OF THE SELECTION OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS OUR INDEPENDENT AUDITING FIRM
FOR 2011.
03 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For
04 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against Against
COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
PF CHANG'S CHINA BISTRO, INC. Agenda Number: 933380165
--------------------------------------------------------------------------------------------------------------------------
Security: 69333Y108
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: PFCB
ISIN: US69333Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1B ELECTION OF DIRECTOR: F. LANE CARDWELL, JR. Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD L. FEDERICO Mgmt For For
1D ELECTION OF DIRECTOR: LESLEY H. HOWE Mgmt For For
1E ELECTION OF DIRECTOR: DAWN E. HUDSON Mgmt For For
1F ELECTION OF DIRECTOR: M. ANN RHOADES Mgmt For For
1G ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1H ELECTION OF DIRECTOR: R. MICHAEL WELBORN Mgmt For For
1I ELECTION OF DIRECTOR: KENNETH J. WESSELS Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JANUARY 1, 2012.
03 APPROVAL OF REVISED PERFORMANCE CRITERIA UNDER Mgmt For For
THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE
PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
06 APPROVAL OF ADJOURNMENT OF ANNUAL MEETING TO Mgmt For For
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
PIER 1 IMPORTS, INC. Agenda Number: 933452740
--------------------------------------------------------------------------------------------------------------------------
Security: 720279108
Meeting Type: Annual
Meeting Date: 28-Jun-2011
Ticker: PIR
ISIN: US7202791080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CLAIRE H. BABROWSKI Mgmt For For
1B ELECTION OF DIRECTOR: JOHN H. BURGOYNE Mgmt For For
1C ELECTION OF DIRECTOR: HAMISH A. DODDS Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL R. FERRARI Mgmt For For
1E ELECTION OF DIRECTOR: BRENDAN L. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: TERRY E. LONDON Mgmt For For
1G ELECTION OF DIRECTOR: ALEXANDER W. SMITH Mgmt For For
1H ELECTION OF DIRECTOR: CECE SMITH Mgmt For For
02 APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS Mgmt For For
UNDER THE 2006 STOCK INCENTIVE PLAN FOR PURPOSES
OF COMPENSATION DEDUCTIBILITY UNDER SECTION
162(M) OF THE INTERNAL REVENUE CODE.
03 NON-BINDING, ADVISORY VOTE APPROVING THE COMPENSATION Mgmt For For
OF PIER 1 IMPORTS' NAMED EXECUTIVE OFFICERS.
04 NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year For
OF FUTURE VOTING ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
05 RATIFY AUDIT COMMITTEE'S APPROVAL TO ENGAGE Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2012.
--------------------------------------------------------------------------------------------------------------------------
PLANTRONICS, INC. Agenda Number: 933301208
--------------------------------------------------------------------------------------------------------------------------
Security: 727493108
Meeting Type: Annual
Meeting Date: 27-Jul-2010
Ticker: PLT
ISIN: US7274931085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARV TSEU Mgmt For For
KEN KANNAPPAN Mgmt For For
BRIAN DEXHEIMER Mgmt For For
GREGG HAMMANN Mgmt For For
JOHN HART Mgmt For For
MARSHALL MOHR Mgmt For For
ROGER WERY Mgmt For For
2 RATIFY AND APPROVE AMENDMENTS TO THE 2003 STOCK Mgmt For For
PLAN.
3 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Split 28% For 72% Against Split
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PLANTRONICS FOR FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
POLARIS INDUSTRIES INC. Agenda Number: 933377764
--------------------------------------------------------------------------------------------------------------------------
Security: 731068102
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: PII
ISIN: US7310681025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY E. HENDRICKSON Mgmt For For
JOHN R. MENARD Mgmt Split 38% For 62% Withheld Split
R.M. (MARK) SCHRECK Mgmt Split 38% For 62% Withheld Split
WILLIAM GRANT VAN DYKE Mgmt Split 38% For 62% Withheld Split
2 APPROVAL OF AMENDED AND RESTATED 2007 OMNIBUS Mgmt Split 62% For 38% Against Split
INCENTIVE PLAN.
3 APPROVAL OF THE MATERIAL TERMS OF THE AMENDED Mgmt Split 62% For 38% Against Split
LONG TERM INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt Split 38% For 62% Against Split
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
5 ADVISORY VOTE ON APPROVAL OF THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
6 ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
POLYONE CORPORATION Agenda Number: 933398681
--------------------------------------------------------------------------------------------------------------------------
Security: 73179P106
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: POL
ISIN: US73179P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. DOUGLAS CAMPBELL Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt For For
RICHARD H. FEARON Mgmt For For
GORDON D. HARNETT Mgmt For For
RICHARD A. LORRAINE Mgmt For For
EDWARD J. MOONEY Mgmt For For
STEPHEN D. NEWLIN Mgmt For For
WILLIAM H. POWELL Mgmt For For
FARAH M. WALTERS Mgmt For For
02 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Mgmt Split 47% For 53% Against Split
ON NAMED EXECUTIVE OFFICER COMPENSATION.
03 PROPOSAL TO APPROVE HOLDING AN ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION EVERY
ONE, TWO OR THREE YEARS, AS INDICATED.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt Split 53% For 47% Against Split
& YOUNG LLP AS POLYONE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
POLYPORE INTERNATIONAL INC. Agenda Number: 933416910
--------------------------------------------------------------------------------------------------------------------------
Security: 73179V103
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: PPO
ISIN: US73179V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL GRAFF Mgmt For For
W. NICHOLAS HOWLEY Mgmt Withheld Against
02 TO APPROVE THE AMENDED AND RESTATED POLYPORE Mgmt For For
INTERNATIONAL, INC. 2007 STOCK INCENTIVE PLAN
03 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
05 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PORTFOLIO RECOVERY ASSOCIATES, INC. Agenda Number: 933425832
--------------------------------------------------------------------------------------------------------------------------
Security: 73640Q105
Meeting Type: Annual
Meeting Date: 10-Jun-2011
Ticker: PRAA
ISIN: US73640Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES M. VOSS Mgmt For For
SCOTT M. TABAKIN Mgmt For For
2 APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED Mgmt For For
AND RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
THE COMPANY'S COMMON STOCK
3 APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Mgmt For For
COMPANY'S 2011 EXECUTIVE COMPENSATION
4 APPROVE, ON A NON-BINDING ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE SHAREHOLDERS' VOTES ON
EXECUTIVE COMPENSATION
5 RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
POWELL INDUSTRIES, INC. Agenda Number: 933365529
--------------------------------------------------------------------------------------------------------------------------
Security: 739128106
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: POWL
ISIN: US7391281067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EUGENE L. BUTLER Mgmt For For
CHRISTOPHER E. CRAGG Mgmt For For
BONNIE V. HANCOCK Mgmt For For
02 TO HOLD A STOCKHOLDER ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF EXECUTIVES, AS DISCLOSED PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SECURITIES
AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES
AND ANY RELATED MATERIAL DISCLOSED IN THIS
PROXY STATEMENT ("SAY-ON-PAY").
03 TO HOLD A VOTE ON WHETHER THE COMPANY WILL CONDUCT Mgmt 1 Year Against
FUTURE SAY-ON-PAY VOTES EVERY YEAR, EVERY TWO
YEARS OR EVERY THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS, INC. Agenda Number: 933307399
--------------------------------------------------------------------------------------------------------------------------
Security: 74112D101
Meeting Type: Annual
Meeting Date: 03-Aug-2010
Ticker: PBH
ISIN: US74112D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MATTHEW M. MANNELLY Mgmt For For
JOHN E. BYOM Mgmt For For
GARY E. COSTLEY Mgmt For For
CHARLES J. HINKATY Mgmt For For
PATRICK M. LONERGAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF PRESTIGE BRANDS HOLDINGS, INC. FOR
THE FISCAL YEAR ENDING MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. Agenda Number: 933429587
--------------------------------------------------------------------------------------------------------------------------
Security: 742962103
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: PVTB
ISIN: US7429621037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH B. MANDELL Mgmt For For
C. MAYBERRY MCKISSACK Mgmt For For
EDWARD W. RABIN Mgmt For For
LARRY D. RICHMAN Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 PROPOSAL FOR AN ADVISORY (NON-BINDING) VOTE Mgmt For For
TO APPROVE 2010 EXECUTIVE COMPENSATION.
04 PROPOSAL TO APPROVE THE PRIVATEBANCORP, INC. Mgmt For For
2011 INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 933389036
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 19-Apr-2011
Ticker: PRSP
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM H. FAGAN, M.D. Mgmt For For
P. MUELLER, JR., D.D.S. Mgmt For For
JAMES D. ROLLINS III Mgmt For For
HARRISON STAFFORD II Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2011.
03 APPROVAL OF THE ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. ("SAY-ON-PAY")
04 APPROVAL OF THE ADVISORY PROPOSAL ON THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
("SAY-ON-FREQUENCY")
--------------------------------------------------------------------------------------------------------------------------
PROVIDENCE SERVICE CORPORATION Agenda Number: 933434451
--------------------------------------------------------------------------------------------------------------------------
Security: 743815102
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: PRSC
ISIN: US7438151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WARREN S. RUSTAND Mgmt For For
02 TO REAPPROVE THE EXISTING PERFORMANCE CRITERIA Mgmt For For
UNDER THE PROVIDENCE SERVICE CORPORATION 2006
LONG-TERM INCENTIVE PLAN, AS AMENDED.
03 A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING A NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC. Agenda Number: 933416895
--------------------------------------------------------------------------------------------------------------------------
Security: 74731Q103
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: PZN
ISIN: US74731Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD S. PZENA Mgmt For For
JOHN P. GOETZ Mgmt For For
WILLIAM L. LIPSEY Mgmt For For
STEVEN M. GALBRAITH Mgmt For For
JOEL M. GREENBLATT Mgmt For For
RICHARD P. MEYEROWICH Mgmt For For
RONALD W. TYSOE Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR OUR COMPANY FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION Mgmt For For
OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS.
04 VOTE ON AN ADVISORY BASIS ON THE FREQUENCY OF Mgmt 1 Year Against
SUBMISSION TO STOCKHOLDERS OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QLOGIC CORPORATION Agenda Number: 933311502
--------------------------------------------------------------------------------------------------------------------------
Security: 747277101
Meeting Type: Annual
Meeting Date: 26-Aug-2010
Ticker: QLGC
ISIN: US7472771010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: H.K. DESAI Mgmt For For
1B ELECTION OF DIRECTOR: JOEL S. BIRNBAUM Mgmt For For
1C ELECTION OF DIRECTOR: JAMES R. FIEBIGER Mgmt For For
1D ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER Mgmt For For
1E ELECTION OF DIRECTOR: KATHRYN B. LEWIS Mgmt For For
1F ELECTION OF DIRECTOR: GEORGE D. WELLS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORP Agenda Number: 933367686
--------------------------------------------------------------------------------------------------------------------------
Security: 747619104
Meeting Type: Annual
Meeting Date: 24-Feb-2011
Ticker: NX
ISIN: US7476191041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SUSAN F. DAVIS Mgmt For For
JOSEPH D. RUPP Mgmt For For
CURTIS M. STEVENS Mgmt For For
02 TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM.
03 TO PROVIDE A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
PROPOSED TIMELINE FOR SEEKING EXECUTIVE COMPENSATION
ADVISORY VOTES IN THE FUTURE.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2008 Mgmt Against Against
OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN.
05 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS THE COMPANY'S EXTERNAL AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 933417809
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GRAHAM WESTON Mgmt For For
PALMER MOE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE Mgmt 3 Years For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933313998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 08-Sep-2010
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD CROWELL Mgmt For For
ALAN LEVINE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR 2011.
3 TO APPROVE AN AMENDMENT TO THE RBC BEARINGS Mgmt For For
INCORPORATED 2005 LONG-TERM INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN
FROM 2,239,170 TO 2,939,170.
--------------------------------------------------------------------------------------------------------------------------
RENAISSANCE LEARNING, INC. Agenda Number: 933389214
--------------------------------------------------------------------------------------------------------------------------
Security: 75968L105
Meeting Type: Annual
Meeting Date: 27-Apr-2011
Ticker: RLRN
ISIN: US75968L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH AMES PAUL Mgmt For For
TERRANCE D. PAUL Mgmt For For
GLENN R. JAMES Mgmt For For
RANDALL J. ERICKSON Mgmt For For
JOHN H. GRUNEWALD Mgmt For For
HAROLD E. JORDAN Mgmt For For
MARK D. MUSICK Mgmt For For
ADDISON L. PIPER Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
RENESOLA LTD Agenda Number: 933312869
--------------------------------------------------------------------------------------------------------------------------
Security: 75971T103
Meeting Type: Annual
Meeting Date: 20-Aug-2010
Ticker: SOL
ISIN: US75971T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE, CONSIDER & APPROVE THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2009,
TOGETHER WITH REPORTS OF AUDITORS.
02 TO RE-ELECT MARTIN BLOOM AS A DIRECTOR OF THE Mgmt For For
COMPANY, WHO IS RETIRING BY ROTATION AND OFFERING
HIMSELF FOR RE-ELECTION IN ACCORDANCE WITH
THE COMPANY'S ARTICLES OF ASSOCIATION.
03 TO AUTHORISE THE DIRECTORS TO RE-APPOINT DELOITTE Mgmt For For
TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY
TO HOLD OFFICE UNTIL THE CONCLUSION OF NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID.
04 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS.
05 THAT THE MAXIMUM NUMBER OF SHARES THE COMPANY Mgmt For For
IS AUTHORISED TO ISSUE BE INCREASED FROM 250,000,000
SHARES OF NO PAR VALUE TO 500,000,000 SHARES
OF NO PAR VALUE HAVING THE RIGHTS SET OUT IN
THE MEMORANDUM AND ARTICLES OF ASSOCIATION.
06 THAT THE 2007 SHARE INCENTIVE PLAN BE AMENDED Mgmt For For
SO AS TO INCREASE THE NUMBER OF RESERVED SHARES
WHICH MAY BE ISSUED IN ACCORDANCE WITH THE
RULES OF THE 2007 SHARE INCENTIVE PLAN FROM
7,500,000 SHARES OF NO PAR VALUE TO 12,500,000
SHARES OF NO PAR VALUE.
07 THAT THE ADMISSION OF THE SHARES OF NO PAR VALUE Mgmt For For
TRADING ON AIM, A MARKET OPERATED BY LONDON
STOCK EXCHANGE PLC, BE CANCELLED.
--------------------------------------------------------------------------------------------------------------------------
REVLON, INC. Agenda Number: 933423371
--------------------------------------------------------------------------------------------------------------------------
Security: 761525609
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: REV
ISIN: US7615256093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD O. PERELMAN Mgmt For For
ALAN S. BERNIKOW Mgmt For For
PAUL J. BOHAN Mgmt For For
ALAN T. ENNIS Mgmt For For
MEYER FELDBERG Mgmt For For
DAVID L. KENNEDY Mgmt For For
DEBRA L. LEE Mgmt For For
TAMARA MELLON Mgmt For For
BARRY F. SCHWARTZ Mgmt Withheld Against
RICHARD J. SANTAGATI Mgmt For For
KATHI P. SEIFERT Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011.
03 PROPOSAL TO APPROVE, BY NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPANY'S EXECUTIVE COMPENSATION,
AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION
S-K, INCLUDING AS DISCLOSED IN THE "COMPENSATION
DISCUSSION AND ANALYSIS," COMPENSATION TABLES
AND ACCOMPANYING NARRATIVE SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
04 PROPOSAL TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt 1 Year Against
NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RF MICRO DEVICES, INC. Agenda Number: 933304949
--------------------------------------------------------------------------------------------------------------------------
Security: 749941100
Meeting Type: Annual
Meeting Date: 04-Aug-2010
Ticker: RFMD
ISIN: US7499411004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WALTER H. WILKINSON, JR Mgmt For For
ROBERT A. BRUGGEWORTH Mgmt For For
DANIEL A. DILEO Mgmt For For
JEFFERY R. GARDNER Mgmt For For
JOHN R. HARDING Mgmt For For
MASOOD A. JABBAR Mgmt For For
CASIMIR S. SKRZYPCZAK Mgmt For For
ERIK H. VAN DER KAAY Mgmt For For
02 TO AMEND THE EMPLOYEE STOCK PURCHASE PLAN TO Mgmt Against Against
INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE.
03 TO (A) AMEND THE 2003 STOCK INCENTIVE PLAN TO Mgmt For For
INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE AND (B) APPROVE CERTAIN TERMS DESIGNED
TO PRESERVE THE TAX DEDUCTIBILITY OF CERTAIN
COMPENSATION PAID UNDER THE 2003 STOCK INCENTIVE
PLAN, PURSUANT TO THE PROVISIONS OF SECTION
162(M) OF THE INTERNAL REVENUE CODE OF 1986,
AS AMENDED.
04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS RFMD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2011.
--------------------------------------------------------------------------------------------------------------------------
RIGHTNOW TECHNOLOGIES, INC. Agenda Number: 933436556
--------------------------------------------------------------------------------------------------------------------------
Security: 76657R106
Meeting Type: Annual
Meeting Date: 14-Jun-2011
Ticker: RNOW
ISIN: US76657R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. LANSING Mgmt For For
ALLEN E. SNYDER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011.
03 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO APPROVE ON AN ADVISORY BASIS THE FREQUENCY Mgmt 1 Year For
OF CONDUCTING FUTURE STOCKHOLDER ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC. Agenda Number: 933428105
--------------------------------------------------------------------------------------------------------------------------
Security: 768573107
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: RVBD
ISIN: US7685731074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL R. KOUREY Mgmt For For
1B ELECTION OF DIRECTOR: MARK S. LEWIS Mgmt For For
1C ELECTION OF DIRECTOR: STEVEN MCCANNE, PH.D. Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF RIVERBED TECHNOLOGY, INC. FOR ITS FISCAL
YEAR ENDING DECEMBER 31, 2011.
03 TO APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY STATEMENT.
04 TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, Mgmt 1 Year Against
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROCK-TENN COMPANY Agenda Number: 933359083
--------------------------------------------------------------------------------------------------------------------------
Security: 772739207
Meeting Type: Annual
Meeting Date: 28-Jan-2011
Ticker: RKT
ISIN: US7727392075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. POWELL BROWN Mgmt Split 52% For 48% Withheld Split
ROBERT M. CHAPMAN Mgmt For For
RUSSELL M. CURREY Mgmt For For
G. STEPHEN FELKER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Split 48% For 52% Against Split
TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF ROCK-TENN COMPANY.
03 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROCK-TENN COMPANY Agenda Number: 933447561
--------------------------------------------------------------------------------------------------------------------------
Security: 772739207
Meeting Type: Special
Meeting Date: 27-May-2011
Ticker: RKT
ISIN: US7727392075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF ROCK-TENN Mgmt For For
COMPANY COMMON STOCK TO SMURFIT-STONE CONTAINER
CORPORATION STOCKHOLDERS PURSUANT TO THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF JANUARY 23,
2011 (AS IT MAY BE AMENDED FROM TIME TO TIME),
AMONG ROCK-TENN COMPANY, SMURFIT-STONE CONTAINER
CORPORATION, AND SAM ACQUISITION, LLC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING Mgmt For For
FOR ANY PURPOSE, INCLUDING TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE PROPOSAL DESCRIBED ABOVE.
--------------------------------------------------------------------------------------------------------------------------
ROCKWOOD HOLDINGS, INC. Agenda Number: 933396726
--------------------------------------------------------------------------------------------------------------------------
Security: 774415103
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ROC
ISIN: US7744151033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRIAN F. CARROLL Mgmt Split 61% For 39% Withheld Split
TODD A. FISHER Mgmt Split 61% For 39% Withheld Split
DOUGLAS L. MAINE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE, Mgmt Split 29% 3 Years 71% 1 Year Split
WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
ROFIN-SINAR TECHNOLOGIES INC. Agenda Number: 933369894
--------------------------------------------------------------------------------------------------------------------------
Security: 775043102
Meeting Type: Annual
Meeting Date: 16-Mar-2011
Ticker: RSTI
ISIN: US7750431022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. PETER WIRTH Mgmt Withheld Against
DR. STEPHEN D. FANTONE Mgmt For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2011.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE ROFIN-SINAR Mgmt For For
TECHNOLOGIES INC. 2007 INCENTIVE STOCK PLAN.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 EXECUTIVE COMPENSATION FREQUENCY SHAREHOLDER Mgmt 1 Year Against
VOTE (NON-BINDING).
--------------------------------------------------------------------------------------------------------------------------
ROSETTA RESOURCES, INC. Agenda Number: 933394176
--------------------------------------------------------------------------------------------------------------------------
Security: 777779307
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: ROSE
ISIN: US7777793073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. BECKLER Mgmt For For
MATTHEW D. FITZGERALD Mgmt For For
PHILIP L. FREDERICKSON Mgmt For For
D. HENRY HOUSTON Mgmt For For
RANDY L. LIMBACHER Mgmt For For
JOSIAH O. LOW III Mgmt For For
DONALD D. PATTESON, JR. Mgmt For For
02 RESOLVED, THAT THE STOCKHOLDERS OF THE COMPANY Mgmt For For
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS DISCLOSED
IN THE COMPENSATION DISCUSSION AND ANALYSIS,
THE SUMMARY COMPENSATION TABLE AND THE OTHER
RELATED COMPENSATION TABLES, NOTES AND NARATIVE
IN THE PROXY STATEMENT FOR THE COMPANY'S 2011
ANNUAL MEETING OF STOCKHOLDERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF EXECUTIVE COMPENSATION VOTES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
RPC, INC. Agenda Number: 933386535
--------------------------------------------------------------------------------------------------------------------------
Security: 749660106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: RES
ISIN: US7496601060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. RANDALL ROLLINS Mgmt For For
HENRY B. TIPPIE Mgmt For For
JAMES B. WILLIAMS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO AMEND THE CERTIFICATE OF INCORPORATON OF Mgmt For For
COMPANY TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CAPITAL STOCK TO 350,000,000 SHARES.
04 TO APPROVE THE PERFORMANCE-BASED INCENTIVE CASH Mgmt For For
COMPENSATION PLAN FOR THE EXECUTIVE OFFICERS.
05 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
06 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
--------------------------------------------------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC. Agenda Number: 933358702
--------------------------------------------------------------------------------------------------------------------------
Security: 79546E104
Meeting Type: Annual
Meeting Date: 28-Jan-2011
Ticker: SBH
ISIN: US79546E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHLEEN J. AFFELDT Mgmt For For
WALTER L. METCALFE, JR. Mgmt Withheld Against
EDWARD W. RABIN Mgmt For For
GARY G. WINTERHALTER Mgmt Withheld Against
02 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2011.
03 APPROVAL OF THE COMPENSATION OF THE CORPORATION'S Mgmt For For
EXECUTIVE OFFICERS INCLUDING THE CORPORATION'S
COMPENSATION PRACTICES AND PRINCIPLES AND THEIR
IMPLEMENTATION.
04 FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
--------------------------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda Number: 933357205
--------------------------------------------------------------------------------------------------------------------------
Security: 800907206
Meeting Type: Annual
Meeting Date: 20-Jan-2011
Ticker: SANM
ISIN: US8009072062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NEIL R. BONKE Mgmt For For
1B ELECTION OF DIRECTOR: JOHN P. GOLDSBERRY Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH G. LICATA, JR. Mgmt For For
1D ELECTION OF DIRECTOR: JEAN MANAS Mgmt Against Against
1E ELECTION OF DIRECTOR: MARIO M. ROSATI Mgmt Against Against
1F ELECTION OF DIRECTOR: A. EUGENE SAPP, JR. Mgmt For For
1G ELECTION OF DIRECTOR: WAYNE SHORTRIDGE Mgmt For For
1H ELECTION OF DIRECTOR: JURE SOLA Mgmt For For
1I ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF SANMINA-SCI CORPORATION FOR ITS FISCAL YEAR
ENDING OCTOBER 1, 2011
03 PROPOSAL TO APPROVE THE RESERVATION OF 2,000,000 Mgmt For For
SHARES OF COMMON STOCK FOR ISSUANCE UNDER THE
2009 INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SAUER-DANFOSS INC. Agenda Number: 933441761
--------------------------------------------------------------------------------------------------------------------------
Security: 804137107
Meeting Type: Annual
Meeting Date: 17-Jun-2011
Ticker: SHS
ISIN: US8041371076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NIELS B. CHRISTIANSEN Mgmt For For
JORGEN M. CLAUSEN Mgmt For For
KIM FAUSING Mgmt For For
RICHARD J. FREELAND Mgmt For For
PER HAVE Mgmt For For
WILLIAM E. HOOVER, JR. Mgmt For For
JOHANNES F. KIRCHHOFF Mgmt For For
SVEN RUDER Mgmt For For
ANDERS STAHLSCHMIDT Mgmt For For
STEVEN H. WOOD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 TO REAPPROVE THE COMPANY'S 2006 OMNIBUS INCENTIVE Mgmt For For
PLAN.
04 TO CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SAVVIS INC. Agenda Number: 933407149
--------------------------------------------------------------------------------------------------------------------------
Security: 805423308
Meeting Type: Annual
Meeting Date: 12-May-2011
Ticker: SVVS
ISIN: US8054233080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RANDY E. DOBBS Mgmt For For
CLYDE A. HEINTZELMAN Mgmt For For
THOMAS E. MCINERNEY Mgmt For For
JAMES E. OUSLEY Mgmt For For
JAMES P. PELLOW Mgmt For For
DAVID C. PETERSCHMIDT Mgmt For For
MERCEDES A. WALTON Mgmt For For
PATRICK J. WELSH Mgmt For For
02 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN.
03 PROPOSAL TO APPROVE THE SAVVIS, INC. 2011 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt 1 Year Against
FREQUENCY OF EXECUTIVE COMPENSATION APPROVAL.
06 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION Agenda Number: 933396207
--------------------------------------------------------------------------------------------------------------------------
Security: 81616X103
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SCSS
ISIN: US81616X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KATHY NEDOROSTEK Mgmt For For
MICHAEL A. PEEL Mgmt For For
JEAN-MICHEL VALETTE Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE RATIFICATION OF THE SELECTION Mgmt For For
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SHOE CARNIVAL, INC. Agenda Number: 933459631
--------------------------------------------------------------------------------------------------------------------------
Security: 824889109
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: SCVL
ISIN: US8248891090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J. WAYNE WEAVER Mgmt For For
GERALD W. SCHOOR Mgmt For For
02 PROPOSAL TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt Against Against
VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
03 PROPOSAL TO CONSIDER, IN AN ADVISORY (NON-BINDING) Mgmt 1 Year Against
VOTE, THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY
VOTES ON THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
04 PROPOSAL TO RE-APPROVE THE SHOE CARNIVAL, INC. Mgmt For For
2006 EXECUTIVE INCENTIVE COMPENSATION PLAN,
AS AMENDED.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
FISCAL 2011.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERFLY INC Agenda Number: 933416718
--------------------------------------------------------------------------------------------------------------------------
Security: 82568P304
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SFLY
ISIN: US82568P3047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIP A. MARINEAU Mgmt For For
BRIAN T. SWETTE Mgmt For For
02 TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 3 Years For
OF THE ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
04 RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933378716
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SCOTT A. SHAY Mgmt For For
JOSEPH J. DEPAOLO Mgmt For For
ALFRED B. DELBELLO Mgmt Split 65% For 35% Withheld Split
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, INDEPENDENT Mgmt Split 65% For 35% Against Split
REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011.
03 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS INC. Agenda Number: 933434831
--------------------------------------------------------------------------------------------------------------------------
Security: 827048109
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: SLGN
ISIN: US8270481091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
D. GREG HORRIGAN Mgmt Withheld Against
JOHN W. ALDEN Mgmt For For
02 TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
GOALS UNDER THE SILGAN HOLDINGS INC. SENIOR
EXECUTIVE PERFORMANCE PLAN, AS AMENDED.
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Against Against
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SILICON IMAGE, INC. Agenda Number: 933431532
--------------------------------------------------------------------------------------------------------------------------
Security: 82705T102
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: SIMG
ISIN: US82705T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM RADUCHEL Mgmt For For
CAMILLO MARTINO Mgmt For For
02 VOTE TO AMEND OUR 1999 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE THEREUNDER
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
05 VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011
--------------------------------------------------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC. Agenda Number: 933369096
--------------------------------------------------------------------------------------------------------------------------
Security: 82966C103
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: SIRO
ISIN: US82966C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM K. HOOD Mgmt For For
THOMAS JETTER Mgmt For For
H.M. JANSEN KRAEMER, JR Mgmt Withheld Against
JEFFREY T. SLOVIN Mgmt Withheld Against
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG AG, Mgmt For For
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT,
GERMANY AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011.
03 TO RECOMMEND, BY NON-BINDING VOTE, APPROVAL Mgmt For For
OF THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF A VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SOLUTIA INC. Agenda Number: 933378273
--------------------------------------------------------------------------------------------------------------------------
Security: 834376501
Meeting Type: Annual
Meeting Date: 18-Apr-2011
Ticker: SOA
ISIN: US8343765017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM T. MONAHAN Mgmt For For
ROBERT A. PEISER Mgmt For For
JEFFRY N. QUINN Mgmt For For
02 ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE Mgmt For For
COMPENSATION ADVISORY VOTE.
03 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SOTHEBY'S Agenda Number: 933391055
--------------------------------------------------------------------------------------------------------------------------
Security: 835898107
Meeting Type: Annual
Meeting Date: 05-May-2011
Ticker: BID
ISIN: US8358981079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN M. ANGELO Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL BLAKENHAM Mgmt For For
1C ELECTION OF DIRECTOR: THE DUKE OF DEVONSHIRE Mgmt Against Against
1D ELECTION OF DIRECTOR: DANIEL MEYER Mgmt For For
1E ELECTION OF DIRECTOR: JAMES MURDOCH Mgmt For For
1F ELECTION OF DIRECTOR: ALLEN QUESTROM Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM F. RUPRECHT Mgmt For For
1H ELECTION OF DIRECTOR: MARSHA SIMMS Mgmt For For
1I ELECTION OF DIRECTOR: MICHAEL I. SOVERN Mgmt For For
1J ELECTION OF DIRECTOR: DONALD M. STEWART Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1L ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1M ELECTION OF DIRECTOR: DENNIS M. WEIBLING Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2011.
03 APPROVE, BY ADVISORY VOTE (NON-BINDING), 2010 Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 RECOMMEND, BY ADVISORY VOTE (NON-BINDING), THE Mgmt 1 Year Against
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION
ADVISORY VOTES.
--------------------------------------------------------------------------------------------------------------------------
SOURCEFIRE, INC. Agenda Number: 933414459
--------------------------------------------------------------------------------------------------------------------------
Security: 83616T108
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: FIRE
ISIN: US83616T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN C. BURRIS Mgmt For For
TIM A. GULERI Mgmt For For
MARTIN F. ROESCH Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE COMPANY
FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM PHARMACEUTICALS, INC. Agenda Number: 933457144
--------------------------------------------------------------------------------------------------------------------------
Security: 84763A108
Meeting Type: Annual
Meeting Date: 13-Jun-2011
Ticker: SPPI
ISIN: US84763A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KRISHAN K. ARORA Mgmt Withheld Against
STUART M. KRASSNER Mgmt Withheld Against
LUIGI LENAZ Mgmt Withheld Against
ANTHONY E. MAIDA Mgmt Withheld Against
DILIP J. MEHTA Mgmt Withheld Against
RAJESH C. SHROTRIYA Mgmt Withheld Against
02 TO APPROVE THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SPECTRUM'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against
VOTE ON EXECUTIVE COMPENSATION.
05 TO APPROVE AN AMENDMENT TO SPECTRUM'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK FROM 100,000,000
TO 175,000,000.
--------------------------------------------------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC. Agenda Number: 933447460
--------------------------------------------------------------------------------------------------------------------------
Security: 78467J100
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: SSNC
ISIN: US78467J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
NORMAND A. BOULANGER Mgmt Withheld Against
CAMPBELL R. DYER Mgmt Withheld Against
DAVID A. VARSANO Mgmt For For
02 THE APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
03 THE RECOMMENDATION OF THE FREQUENCY OF A SHAREHOLDER Mgmt 1 Year Against
VOTE TO APPROVE THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
04 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
STEC, INC. Agenda Number: 933405602
--------------------------------------------------------------------------------------------------------------------------
Security: 784774101
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: STEC
ISIN: US7847741011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MANOUCH MOSHAYEDI Mgmt For For
MARK MOSHAYEDI Mgmt For For
F. MICHAEL BALL Mgmt For For
RAJAT BAHRI Mgmt For For
CHRISTOPHER W. COLPITTS Mgmt For For
KEVIN C. DALY, PH.D. Mgmt For For
MATTHEW L. WITTE Mgmt Withheld Against
02 TO APPROVE AN AMENDMENT TO INCREASE THE SHARE Mgmt Against Against
RESERVE UNDER OUR 2010 INCENTIVE AWARD PLAN.
03 TO CONDUCT AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
04 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year Against
OF AN ADVISORY VOTE ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
05 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP BY THE BOARD OF DIRECTORS AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
STERIS CORPORATION Agenda Number: 933300422
--------------------------------------------------------------------------------------------------------------------------
Security: 859152100
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: STE
ISIN: US8591521005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD C. BREEDEN Mgmt For For
CYNTHIA L. FELDMANN Mgmt For For
JACQUELINE B. KOSECOFF Mgmt For For
DAVID B. LEWIS Mgmt For For
KEVIN M. MCMULLEN Mgmt For For
WALTER M ROSEBROUGH, JR Mgmt For For
MOHSEN M. SOHI Mgmt For For
JOHN P. WAREHAM Mgmt For For
LOYAL W. WILSON Mgmt For For
MICHAEL B. WOOD Mgmt For For
02 APPROVING THE STERIS CORPORATION SENIOR EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN, AS AMENDED AND
RESTATED EFFECTIVE APRIL 1, 2010.
03 APPROVING A NON-BINDING ADVISORY PROPOSAL REGARDING Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION POLICIES
AND PROCEDURES.
04 RATIFYING THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt Split 29% For 71% Against Split
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 933418382
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108
Meeting Type: Annual
Meeting Date: 27-May-2011
Ticker: SHOO
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD R ROSENFELD Mgmt For For
JOHN L MADDEN Mgmt For For
PETER MIGLIORINI Mgmt For For
RICHARD P RANDALL Mgmt For For
RAVI SACHDEV Mgmt For For
THOMAS H SCHWARTZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN
MADDEN, LTD PROXY STATEMENT.
04 TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, Mgmt Split 84% 1 Year 16% 3 Years Split
THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 933423941
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 27-Jun-2011
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRUCE A. BEDA* Mgmt For For
FREDERICK O. HANSER* Mgmt For For
RONALD J. KRUSZEWSKI* Mgmt For For
THOMAS P. MULROY* Mgmt For For
THOMAS W. WEISEL* Mgmt For For
KELVIN R. WESTBROOK* Mgmt For For
ALTON F. IRBY III** Mgmt For For
MICHAEL W. BROWN *** Mgmt For For
ROBERT E. GRADY*** Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT AND RESTATEMENT Mgmt Against Against
TO THE STIFEL FINANCIAL CORP. 2001 INCENTIVE
STOCK PLAN.
03 PROPOSAL FOR AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Mgmt 3 Years For
VOTING ON EXECUTIVE COMPENSATION.
05 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2011.
--------------------------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY Agenda Number: 933417861
--------------------------------------------------------------------------------------------------------------------------
Security: 86074Q102
Meeting Type: Annual
Meeting Date: 03-May-2011
Ticker: SWC
ISIN: US86074Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRAIG L. FULLER Mgmt For For
PATRICK M. JAMES Mgmt For For
STEVEN S. LUCAS Mgmt For For
FRANCIS R. MCALLISTER Mgmt For For
MICHAEL S. PARRETT Mgmt For For
SHERYL K. PRESSLER Mgmt For For
MICHAEL SCHIAVONE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING
FIRM FOR 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
05 PROPOSAL TO APPROVE CHANGES TO THE CERTIFICATE Mgmt Against Against
OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
STR HOLDINGS INC. Agenda Number: 933436049
--------------------------------------------------------------------------------------------------------------------------
Security: 78478V100
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: STRI
ISIN: US78478V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS L. JILOT Mgmt Withheld Against
SCOTT S. BROWN Mgmt For For
ROBERT M. CHISTE Mgmt For For
JOHN A. JANITZ Mgmt Withheld Against
DR. UWE KRUEGER Mgmt For For
ANDREW M. LEITCH Mgmt For For
JASON L. METAKIS Mgmt Withheld Against
DOMINICK J. SCHIANO Mgmt Withheld Against
SUSAN C. SCHNABEL Mgmt Withheld Against
RYAN M. SPROTT Mgmt Withheld Against
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt 1 Year Against
04 APPROVAL OF STR HOLDINGS, INC. 2010 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
05 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
SUCCESSFACTORS, INC. Agenda Number: 933430213
--------------------------------------------------------------------------------------------------------------------------
Security: 864596101
Meeting Type: Annual
Meeting Date: 03-Jun-2011
Ticker: SFSF
ISIN: US8645961017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM H. HARRIS, JR. Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM E. MCGLASHAN, Mgmt For For
JR.
02 TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT.
03 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year For
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933429727
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt For For
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
E.E. "WYN" HOWARD, III Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
02 APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY AN ADVISORY VOTE, THE FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
04 RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011.
05 ADOPT THE PROPOSED 2011 STOCK INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SVB FINANCIAL GROUP Agenda Number: 933379376
--------------------------------------------------------------------------------------------------------------------------
Security: 78486Q101
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: SIVB
ISIN: US78486Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GREG W. BECKER Mgmt For For
ERIC A. BENHAMOU Mgmt For For
DAVID M. CLAPPER Mgmt For For
ROGER F. DUNBAR Mgmt For For
JOEL P. FRIEDMAN Mgmt For For
G. FELDA HARDYMON Mgmt For For
ALEX W. 'PETE' HART Mgmt For For
C. RICHARD KRAMLICH Mgmt For For
LATA KRISHNAN Mgmt For For
KATE D. MITCHELL Mgmt For For
JOHN F. ROBINSON Mgmt For For
KYUNG H. YOON Mgmt For For
02 TO APPROVE THE COMPANY'S 2006 EQUITY INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, TO RESERVE AN
ADDITIONAL 425,000 SHARES OF COMMON STOCK FOR
ISSUANCE THEREUNDER.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
04 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt For For
ON THE COMPANY'S EXECUTIVE COMPENSATION ("SAY
ON PAY").
05 TO APPROVE AN ADVISORY (NON-BINDING) PROPOSAL Mgmt 1 Year For
ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES.
06 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Mgmt Against
COME BEFORE THE MEETING AND ANY POSTPONEMENTS
OR ADJOURNMENTS THEREOF, ACCORDING TO THE PROXY
HOLDERS' DECISION AND IN THEIR DISCRETION.
--------------------------------------------------------------------------------------------------------------------------
SXC HEALTH SOLUTIONS CORP. Agenda Number: 933403367
--------------------------------------------------------------------------------------------------------------------------
Security: 78505P100
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: SXCI
ISIN: CA78505P1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARK THIERER Mgmt For For
STEVEN D. COSLER Mgmt For For
TERRENCE C. BURKE Mgmt For For
WILLIAM J. DAVIS Mgmt For For
PHILIP R. REDDON Mgmt For For
CURTIS J. THORNE Mgmt For For
ANTHONY R. MASSO Mgmt For For
02 TO CONSIDER AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED BYLAWS TO INCREASE
THE QUORUM REQUIREMENT FOR SHAREHOLDER MEETINGS.
03 TO CONSIDER AND APPROVE AN AMENDMENT TO THE Mgmt For For
SXC HEALTH SOLUTIONS CORP. LONG TERM INCENTIVE
PLAN TO INCREASE THE MAXIMUM NUMBER OF COMMON
SHARES WE MAY ISSUE UNDER THE PLAN BY 1,800,000.
04 TO HOLD A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THIS PROXY CIRCULAR
AND PROXY STATEMENT.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt Split 86% 1 Year 14% 3 Years Split
OF EXECUTIVE COMPENSATION VOTES.
06 TO APPOINT AUDITORS AND TO AUTHORIZE THE DIRECTORS Mgmt For For
TO FIX THE AUDITORS REMUNERATION AND TERMS
OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 933326767
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 19-Oct-2010
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
THOMAS J. TIERNAN Mgmt For For
2 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against
CERTIFICATE OF INCORPORATION TO INCREASE THE
TOTAL NUMBER OF THE COMPANY'S AUTHORIZED SHARES
OF COMMON STOCK FROM 60,000,000 TO 120,000,000.
3 PROPOSAL TO APPROVE THE COMPANY'S 2010 INCENTIVE Mgmt Against Against
COMPENSATION PLAN TO REPLACE THE COMPANY'S
EXPIRING 2001 INCENTIVE COMPENSATION PLAN.
4 PROPOSAL TO APPROVE THE COMPANY'S 2010 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO REPLACE THE COMPANY'S
EXPIRING 2001 EMPLOYEE STOCK PURCHASE PLAN.
5 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
SYNCHRONOSS TECHNOLOGIES, INC. Agenda Number: 933409143
--------------------------------------------------------------------------------------------------------------------------
Security: 87157B103
Meeting Type: Annual
Meeting Date: 10-May-2011
Ticker: SNCR
ISIN: US87157B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS J. HOPKINS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO AMEND THE COMPANY'S 2006 EQUITY INCENTIVE Mgmt For For
PLAN.
04 TO APPROVE ON A NON-BINDING ADVISORY BASIS THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
05 TO HOLD A NON-BINDING ADVISORY VOTE REGARDING Mgmt 1 Year For
THE FREQUENCY OF VOTING ON THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TALEO CORPORATION Agenda Number: 933434122
--------------------------------------------------------------------------------------------------------------------------
Security: 87424N104
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: TLEO
ISIN: US87424N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICK GROSS Mgmt For For
JEFFREY SCHWARTZ Mgmt Withheld Against
JEFFREY STIEFLER Mgmt For For
02 AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
03 AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY Mgmt 1 Year For
OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS TALEO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
TARGACEPT, INC. Agenda Number: 933431253
--------------------------------------------------------------------------------------------------------------------------
Security: 87611R306
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: TRGT
ISIN: US87611R3066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAMES BARRETT Mgmt For For
JULIA R. BROWN Mgmt For For
J. DONALD DEBETHIZY Mgmt For For
JOHN P. RICHARD Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL, INC. Agenda Number: 933381838
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: EVELYN S. DILSAVER Mgmt For For
1B ELECTION OF DIRECTOR: FRANK DOYLE Mgmt For For
1C ELECTION OF DIRECTOR: JOHN A. HEIL Mgmt For For
1D ELECTION OF DIRECTOR: PETER K. HOFFMAN Mgmt For For
1E ELECTION OF DIRECTOR: SIR PAUL JUDGE Mgmt For For
1F ELECTION OF DIRECTOR: NANCY F. KOEHN Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO Mgmt For For
1H ELECTION OF DIRECTOR: P. ANDREWS MCLANE Mgmt For For
1I ELECTION OF DIRECTOR: MARK SARVARY Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Mgmt Split 51% For 49% Against Split
AUDITORS
03 AN ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES
--------------------------------------------------------------------------------------------------------------------------
TENNECO INC. Agenda Number: 933400640
--------------------------------------------------------------------------------------------------------------------------
Security: 880349105
Meeting Type: Annual
Meeting Date: 18-May-2011
Ticker: TEN
ISIN: US8803491054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHARLES W. CRAMB Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS J. LETHAM Mgmt For For
1C ELECTION OF DIRECTOR: HARI N. NAIR Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: DAVID B. PRICE, JR. Mgmt For For
1F ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
1G ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1H ELECTION OF DIRECTOR: MITSUNOBU TAKEUCHI Mgmt For For
1I ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
02 APPROVE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2011.
03 APPROVE EXECUTIVE COMPENSATION IN AN ADVISORY Mgmt For For
VOTE.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933409030
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE F. JONES, JR. Mgmt For For
PETER B. BARTHOLOW Mgmt For For
JAMES H. BROWNING Mgmt For For
JOSEPH M. (JODY) GRANT Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
W.W. MCALLISTER III Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
ROBERT W. STALLINGS Mgmt For For
IAN J. TURPIN Mgmt For For
02 ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS.
03 FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION Mgmt 1 Year For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 933406616
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JAMES R. RAMSEY Mgmt For For
JAMES R. ZARLEY Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING Mgmt For For
FIRM FOR 2011.
3 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
4 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TEXTAINER GROUP HOLDINGS LIMITED Agenda Number: 933431859
--------------------------------------------------------------------------------------------------------------------------
Security: G8766E109
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: TGH
ISIN: BMG8766E1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: NEIL I. JOWELL Mgmt Against Against
1B ELECTION OF DIRECTOR: CECIL JOWELL Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. NUREK Mgmt Against Against
02 PROPOSAL TO APPROVE THE COMPANY'S ANNUAL AUDITED Mgmt For For
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2010.
03 PROPOSAL TO APPROVE THE RE-APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO ACT AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011
AND THE AUTHORIZATION FOR THE COMPANY'S BOARD,
ACTING THROUGH THE AUDIT COMMITTEE, TO FIX
THE REMUNERATION OF THE INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC. Agenda Number: 933422165
--------------------------------------------------------------------------------------------------------------------------
Security: 100557107
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: SAM
ISIN: US1005571070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. BURWICK Mgmt For For
PEARSON C. CUMMIN, III Mgmt Split 46% For 54% Withheld Split
JEAN-MICHEL VALETTE Mgmt Split 46% For 54% Withheld Split
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
03 SHAREHOLDER ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTE.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 933392300
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AMENDMENTS TO THE AMENDED AND RESTATED Mgmt For For
ARTICLES OF INCORPORATION RELATING TO THE SIZE
OF THE BOARD OF DIRECTORS.
02 DIRECTOR
MARC C. BRESLAWSKY Mgmt For For
MICHAEL T. DAN Mgmt For For
03 APPROVE THE AMENDED AND RESTATED KEY EMPLOYEES Mgmt For For
INCENTIVE PLAN.
04 APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING Mgmt For For
TO THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
05 PROVIDE A NON-BINDING ADVISORY VOTE AS TO THE Mgmt 1 Year For
FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF
THE NON-BINDING SHAREHOLDER VOTE ON THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS.
06 APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION Mgmt For For
OF KPMG LLP AS AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE
COMPANY AND ITS SUBSIDIARIES FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
THE CATO CORPORATION Agenda Number: 933434033
--------------------------------------------------------------------------------------------------------------------------
Security: 149205106
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: CATO
ISIN: US1492051065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BRYAN F. KENNEDY, III Mgmt For For
THOMAS B. HENSON Mgmt For For
02 PROPOSAL TO APPROVE THE COMPENSATION OF EXECUTIVE Mgmt For For
OFFICERS.
03 PROPOSAL FOR A NON-BINDING VOTE ON THE FREQUENCY Mgmt 1 Year Against
IN YEARS OF A SAY ON PAY VOTE.
04 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERSMgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR
FISCAL YEAR ENDING JANUARY 28, 2012.
05 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Mgmt Abstain Against
TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY
COME BEFORE THE MEETING OR ANY ADJOURNMENTS
THEREOF.
--------------------------------------------------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED Agenda Number: 933423410
--------------------------------------------------------------------------------------------------------------------------
Security: 163072101
Meeting Type: Annual
Meeting Date: 01-Jun-2011
Ticker: CAKE
ISIN: US1630721017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID OVERTON Mgmt For For
1B ELECTION OF DIRECTOR: ALLEN J. BERNSTEIN Mgmt For For
1C ELECTION OF DIRECTOR: ALEXANDER L. CAPPELLO Mgmt For For
1D ELECTION OF DIRECTOR: THOMAS L. GREGORY Mgmt For For
1E ELECTION OF DIRECTOR: JEROME I. KRANSDORF Mgmt For For
1F ELECTION OF DIRECTOR: DAVID B. PITTAWAY Mgmt For For
1G ELECTION OF DIRECTOR: HERBERT SIMON Mgmt For For
02 TO APPROVE THE AMENDMENT TO THE 2010 STOCK INCENTIVE Mgmt For For
PLAN TO INCREASE AUTHORIZED SHARES.
03 TO RATIFY OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2011, ENDING JANUARY 3, 2012.
04 TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
05 TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC. Agenda Number: 933418522
--------------------------------------------------------------------------------------------------------------------------
Security: 168905107
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: PLCE
ISIN: US1689051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSEPH ALUTTO Mgmt For For
1B ELECTION OF DIRECTOR: JAMIE IANNONE Mgmt For For
1C ELECTION OF DIRECTOR: JOSEPH GROMEK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE CHILDREN'S PLACE RETAIL STORES,
INC. FOR THE FISCAL YEAR ENDING JANUARY 28,
2012.
03 TO APPROVE THE CHILDREN'S PLACE RETAIL STORES, Mgmt For For
INC. 2011 EQUITY INCENTIVE PLAN.
04 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION Mgmt For For
AS DESCRIBED IN THE PROXY STATEMENT.
05 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE "SAY-ON-PAY" COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION Agenda Number: 933402757
--------------------------------------------------------------------------------------------------------------------------
Security: 596278101
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: MIDD
ISIN: US5962781010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SELIM A. BASSOUL Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT B. LAMB Mgmt For For
1C ELECTION OF DIRECTOR: RYAN LEVENSON Mgmt For For
1D ELECTION OF DIRECTOR: JOHN R. MILLER III Mgmt For For
1E ELECTION OF DIRECTOR: GORDON O'BRIEN Mgmt For For
1F ELECTION OF DIRECTOR: PHILIP G. PUTNAM Mgmt For For
1G ELECTION OF DIRECTOR: SABIN C. STREETER Mgmt For For
02 APPROVAL OF THE ADOPTION OF THE COMPANY'S 2011 Mgmt Split 69% For 31% Against Split
LONG-TERM INCENTIVE PLAN.
03 APPROVAL OF THE ADOPTION OF THE COMPANY'S VALUE Mgmt For For
CREATION INCENTIVE PLAN.
04 APPROVAL, BY AN ADVISORY VOTE, OF THE 2010 COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS,
AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE COMMISSION
("SEC").
05 SELECTION, BY AN ADVISORY VOTE, OF THE FREQUENCY Mgmt Split 31% 1 Year 69% 3 Years Split
OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt Split 69% For 31% Against Split
TOUCHE LLP AS THE COMPANY'S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
THE TIMBERLAND COMPANY Agenda Number: 933417176
--------------------------------------------------------------------------------------------------------------------------
Security: 887100105
Meeting Type: Annual
Meeting Date: 26-May-2011
Ticker: TBL
ISIN: US8871001058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SIDNEY W. SWARTZ Mgmt For For
JEFFREY B. SWARTZ Mgmt For For
CATHERINE E. BUGGELN Mgmt For For
ANDRE J. HAWAUX Mgmt For For
KENNETH T. LOMBARD Mgmt For For
EDWARD W. MONEYPENNY Mgmt For For
PETER R. MOORE Mgmt For For
BILL SHORE Mgmt For For
TERDEMA L. USSERY, II Mgmt For For
CARDEN N. WELSH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCH Mgmt Split 36% For 64% Against Split
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
04 AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
SHOULD BE HELD.
--------------------------------------------------------------------------------------------------------------------------
THE WARNACO GROUP, INC. Agenda Number: 933424082
--------------------------------------------------------------------------------------------------------------------------
Security: 934390402
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: WRC
ISIN: US9343904028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID A. BELL Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT A. BOWMAN Mgmt For For
1C ELECTION OF DIRECTOR: RICHARD KARL GOELTZ Mgmt For For
1D ELECTION OF DIRECTOR: JOSEPH R. GROMEK Mgmt For For
1E ELECTION OF DIRECTOR: SHEILA A. HOPKINS Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES R. PERRIN Mgmt For For
1G ELECTION OF DIRECTOR: NANCY A. REARDON Mgmt For For
1H ELECTION OF DIRECTOR: DONALD L. SEELEY Mgmt For For
1I ELECTION OF DIRECTOR: CHERYL NIDO TURPIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WARNACO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO CAST AN ADVISORY VOTE ON THE COMPENSATION Mgmt For For
OF WARNACO'S NAMED EXECUTIVE OFFICERS.
04 TO CAST AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE STOCKHOLDER ADVISORY VOTES REGARDING
THE COMPENSATION OF WARNACO'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TIBCO SOFTWARE INC. Agenda Number: 933379439
--------------------------------------------------------------------------------------------------------------------------
Security: 88632Q103
Meeting Type: Annual
Meeting Date: 14-Apr-2011
Ticker: TIBX
ISIN: US88632Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
VIVEK Y. RANADIVE Mgmt For For
NANCI E. CALDWELL Mgmt For For
ERIC C.W. DUNN Mgmt For For
NARENDRA K. GUPTA Mgmt For For
PETER J. JOB Mgmt For For
PHILIP K. WOOD Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Split 55% For 45% Against Split
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Split 55% For 45% Against Split
LLP AS TIBCO SOFTWARE INC.'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
TORNIER NV Agenda Number: 933465317
--------------------------------------------------------------------------------------------------------------------------
Security: N87237108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: TRNX
ISIN: NL0009693746
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF PASCAL E.R. GIRIN OR ALAIN TORNIER Mgmt For For
FOR DIRECTOR. MARK "FOR" TO ELECT GIRIN, MARK
"AGAINST" TO ELECT TORNIER.
1B ELECTION OF ALAN TORNIER OR ELIZABETH H. WEATHERMAN Mgmt For For
FOR DIRECTOR. MARK "FOR" TO ELECT TORNIER,
MARK "AGAINST" TO ELECT WEATHERMAN.
1C ELECTION OF ELIZABETH H. WEATHERMAN OR KEVIN Mgmt Against Against
M. KLEMZ FOR DIRECTOR. MARK "FOR" TO ELECT
WEATHERMAN, MARK "AGAINST" TO ELECT KLEMZ.
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING JANUARY 1, 2012.
03 ADVISORY PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
04 ADVISORY PROPOSAL ON HOW OFTEN TO VOTE ON THE Mgmt 3 Years For
APPROVAL OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
05 THE ADOPTION OF THE COMPANY'S STATUTORY ANNUAL Mgmt For For
ACCOUNTS.
06 THE RELEASE OF THE MEMBERS OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS FROM LIABILITY WITH RESPECT
TO THE EXERCISE OF THEIR DUTIES DURING THE
FISCAL YEAR ENDED JANUARY 2, 2011.
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933315283
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Special
Meeting Date: 09-Sep-2010
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S CERTIFICATE OF INCORPORATION
TO ELIMINATE THE RESTRICTION ON THE NUMBER
OF SHARES OF CLASS B COMMON STOCK THAT THE
BOARD OF DIRECTORS CAN CONVERT INTO SHARES
OF CLASS A COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933337140
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Annual
Meeting Date: 12-Nov-2010
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN J. GABARRO Mgmt For For
1B ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1C ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1D ELECTION OF DIRECTOR: MARK V. MACTAS Mgmt For For
1E ELECTION OF DIRECTOR: MARK MASELLI Mgmt For For
1F ELECTION OF DIRECTOR: GAIL E. MCKEE Mgmt For For
1G ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
1H ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt For For
1I ELECTION OF DIRECTOR: GILBERT T. RAY Mgmt For For
1J ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For
1K ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For
02 RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
--------------------------------------------------------------------------------------------------------------------------
TPC GROUP INC. Agenda Number: 933338938
--------------------------------------------------------------------------------------------------------------------------
Security: 89236Y104
Meeting Type: Annual
Meeting Date: 02-Dec-2010
Ticker: TPCG
ISIN: US89236Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES A. CACIOPPO Mgmt For For
MICHAEL E. DUCEY Mgmt For For
KENNETH E. GLASSMAN Mgmt For For
RICHARD B. MARCHESE Mgmt For For
JEFFREY M. NODLAND Mgmt For For
CHARLES W. SHAVER Mgmt For For
JEFFREY A. STRONG Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE SIX-MONTH TRANSITION PERIOD
ENDING DECEMBER 31, 2010.
--------------------------------------------------------------------------------------------------------------------------
TPC GROUP INC. Agenda Number: 933429537
--------------------------------------------------------------------------------------------------------------------------
Security: 89236Y104
Meeting Type: Annual
Meeting Date: 08-Jun-2011
Ticker: TPCG
ISIN: US89236Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EUGENE R. ALLSPACH Mgmt For For
JAMES A. CACIOPPO Mgmt For For
MICHAEL E. DUCEY Mgmt For For
RICHARD B. MARCHESE Mgmt For For
MICHAEL T. MCDONNELL Mgmt For For
JEFFREY M. NODLAND Mgmt For For
JEFFREY A. STRONG Mgmt For For
02 APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
03 RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF Mgmt 1 Year Against
FUTURE ADVISORY VOTES ON COMPENSATION FOR OUR
NAMED EXECUTIVE OFFICERS.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933383248
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. WRIGHT Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
WILLIAM BASS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
CYNTHIA T. JAMISON Mgmt For For
GEORGE MACKENZIE Mgmt Withheld Against
EDNA K. MORRIS Mgmt For For
02 AMENDMENT TO CERTIFICATE OF INCORPORATION TO Mgmt For For
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK FROM 100,000,000 TO 200,000,000.
03 SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRAVELZOO INC. Agenda Number: 933450328
--------------------------------------------------------------------------------------------------------------------------
Security: 89421Q106
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: TZOO
ISIN: US89421Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HOLGER BARTEL Mgmt Withheld Against
RALPH BARTEL Mgmt For For
DAVID EHRLICH Mgmt Withheld Against
DONOVAN NEALE-MAY Mgmt For For
KELLY URSO Mgmt For For
02 APPROVAL OF STOCK OPTIONS. Mgmt For For
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TREEHOUSE FOODS, INC. Agenda Number: 933381256
--------------------------------------------------------------------------------------------------------------------------
Security: 89469A104
Meeting Type: Annual
Meeting Date: 28-Apr-2011
Ticker: THS
ISIN: US89469A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ANN M. SARDINI Mgmt For For
1B ELECTION OF DIRECTOR: DENNIS F. O'BRIEN Mgmt For For
1C ELECTION OF DIRECTOR: SAM K. REED Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS
03 AMENDMENT OF THE TREEHOUSE FOODS, INC. RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS
THE RIGHT TO CALL SPECIAL MEETINGS OF STOCKHOLDERS
04 AMENDMENT OF THE TREEHOUSE FOODS, INC. RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO REDUCE THE
STOCKHOLDER VOTE REQUIRED TO REMOVE A DIRECTOR
FOR CAUSE
05 ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
06 ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TRIDENT MICROSYSTEMS, INC. Agenda Number: 933445531
--------------------------------------------------------------------------------------------------------------------------
Security: 895919108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: TRID
ISIN: US8959191086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RAYMOND K. OSTBY Mgmt For For
PHILIPPE GEYRES Mgmt For For
02 TO AMEND TRIDENT'S CERTIFICATE OF INCORPORATION Mgmt For For
AS AMENDED, TO REDUCE FROM FOUR TO TWO THE
NUMBER OF DIRECTORS THAT THE HOLDERS OF TRIDENT'S
SERIES B PREFERRED STOCK MAY ELECT AND TO MAKE
CERTAIN RELATED CHANGES TO THE RIGHTS, PREFERENCES
AND PRIVILEGES OF TRIDENT'S SERIES B PREFERRED
STOCK.
03 TO AMEND TRIDENT'S 2010 EQUITY INCENTIVE PLAN Mgmt For For
TO INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 35,000,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS TRIDENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
05 ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE A RESOLUTION ON THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda Number: 933323735
--------------------------------------------------------------------------------------------------------------------------
Security: 896818101
Meeting Type: Annual
Meeting Date: 28-Sep-2010
Ticker: TGI
ISIN: US8968181011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL BOURGON Mgmt For For
ELMER L. DOTY Mgmt For For
RALPH E. EBERHART Mgmt For For
RICHARD C. GOZON Mgmt For For
RICHARD C. III Mgmt For For
CLAUDE F. KRONK Mgmt For For
ADAM J. PALMER Mgmt For For
JOSEPH M. SILVESTRI Mgmt For For
GEORGE SIMPSON Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS TRIUMPH'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933399114
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E. V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: CLIFFORD J. GRUM Mgmt For For
1F ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1G ELECTION OF DIRECTOR: BOB MARBUT Mgmt For For
1H ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1I ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Mgmt For For
1J ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1K ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1L ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1M ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR Mgmt For For
1N ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION PROGRAM
4 ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING Mgmt 1 Year Against
ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM
--------------------------------------------------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC. Agenda Number: 933428004
--------------------------------------------------------------------------------------------------------------------------
Security: 90337L108
Meeting Type: Annual
Meeting Date: 17-May-2011
Ticker: USPH
ISIN: US90337L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL C. ARNOLD Mgmt For For
CHRISTOPHER J. READING Mgmt For For
LAWRANCE W. MCAFEE Mgmt For For
JERALD L. PULLINS Mgmt For For
MARK J. BROOKNER Mgmt For For
BRUCE D. BROUSSARD Mgmt For For
HARRY S. CHAPMAN Mgmt For For
DR. B.A. HARRIS, JR. Mgmt For For
MARLIN W. JOHNSTON Mgmt For For
REGINALD E. SWANSON Mgmt For For
CLAYTON K. TRIER Mgmt For For
02 APPROVAL OF THE NON-BINDING VOTE OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Mgmt 1 Year Against
FREQUENCY OF NON-BINDING EXECUTIVE COMPENSATION
VOTES.
04 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011.
--------------------------------------------------------------------------------------------------------------------------
ULTA SALON, COSMETICS & FRAGRANCE, INC Agenda Number: 933449553
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 02-Jun-2011
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS K. ECK Mgmt For For
CHARLES J. PHILIPPIN Mgmt For For
KENNETH T. STEVENS Mgmt Split 79% For 21% Withheld Split
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt Split 79% For 21% Against Split
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt Split 79% 3 Years 21% 1 Year Split
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF 2011 INCENTIVE AWARD PLAN. Mgmt Split 79% For 21% Against Split
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933399013
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C ELECTION OF DIRECTOR: HOWARD L. CLARK, JR. Mgmt For For
1D ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1F ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER Mgmt For For
1G ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1J ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1K ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt Against Against
03 ADVISORY APPROVAL OF THE RESOLUTION APPROVING Mgmt For For
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
AS DISCLOSED IN THE PROXY STATEMENT.
04 ADVISORY SELECTION OF VOTING FREQUENCY FOR FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 933437128
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 23-Jun-2011
Ticker: PANL
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEVEN V. ABRAMSON Mgmt Withheld Against
LEONARD BECKER Mgmt For For
ELIZABETH H. GEMMILL Mgmt For For
C. KEITH HARTLEY Mgmt For For
LAWRENCE LACERTE Mgmt For For
SIDNEY D. ROSENBLATT Mgmt Withheld Against
SHERWIN I. SELIGSOHN Mgmt Withheld Against
02 APPROVAL OF A PROPOSAL TO INCREASE THE NUMBER Mgmt Against Against
OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE
EQUITY COMPENSATION PLAN
03 APPROVAL OF A NON-BINDING, ADVISORY RESOLUTION Mgmt Against Against
REGARDING EXECUTIVE COMPENSATION
04 NON-BINDING, ADVISORY VOTE REGARDING THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
05 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt Against Against
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC. Agenda Number: 933366709
--------------------------------------------------------------------------------------------------------------------------
Security: 913915104
Meeting Type: Annual
Meeting Date: 23-Feb-2011
Ticker: UTI
ISIN: US9139151040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CONRAD A. CONRAD Mgmt For For
1B ELECTION OF DIRECTOR: ALAN E. CABITO Mgmt For For
1C ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UTI WORLDWIDE INC. Agenda Number: 933459617
--------------------------------------------------------------------------------------------------------------------------
Security: G87210103
Meeting Type: Annual
Meeting Date: 13-Jun-2011
Ticker: UTIW
ISIN: VGG872101032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERIC W. KIRCHNER Mgmt For For
LEON J. LEVEL Mgmt For For
02 ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
04 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
VALUECLICK, INC. Agenda Number: 933390611
--------------------------------------------------------------------------------------------------------------------------
Security: 92046N102
Meeting Type: Annual
Meeting Date: 06-May-2011
Ticker: VCLK
ISIN: US92046N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES R. ZARLEY Mgmt For For
DAVID S. BUZBY Mgmt For For
MARTIN T. HART Mgmt For For
JEFFREY F. RAYPORT Mgmt For For
JAMES R. PETERS Mgmt Withheld Against
JAMES A. CROUTHAMEL Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2002 STOCK Mgmt For For
INCENTIVE PLAN.
03 TO APPROVE, BY NON-BINDING VOTE, THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year Against
OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VANCEINFO TECHNOLOGIES INC. Agenda Number: 933337354
--------------------------------------------------------------------------------------------------------------------------
Security: 921564100
Meeting Type: Annual
Meeting Date: 11-Nov-2010
Ticker: VIT
ISIN: US9215641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 RE-ELECTION OF MR. DANIEL MINGDONG WU AS A CLASS Mgmt For For
C DIRECTOR OF THE COMPANY
02 RE-ELECTION OF MR. SAMUELSON S.M. YOUNG AS A Mgmt For For
CLASS C DIRECTOR OF THE COMPANY
03 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITOR DELOITTE TOUCHE TOHMATSU CPA LTD. FOR
THE FISCAL YEAR 2009 AT A FEE AGREED BY THE
DIRECTORS
04 APPOINTMENT OF THE INDEPENDENT AUDITOR DELOITTE Mgmt For For
TOUCHE TOHMATSU CPA LTD. FOR THE FISCAL YEAR
2010 AT A FEE AGREED BY THE DIRECTORS
05 RATIFICATION OF INCLUSION OF FINANCIAL STATEMENTS Mgmt For For
OF FISCAL YEAR 2009 IN THE COMPANY'S 2009 ANNUAL
REPORT
06 AUTHORIZATION OF THE DIRECTORS TO TAKE ANY AND Mgmt For For
EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT
THE FOREGOING RESOLUTIONS 1 TO 5 AS SUCH DIRECTOR,
IN HIS OR HER ABSOLUTE DISCRETION, THINKS FIT
--------------------------------------------------------------------------------------------------------------------------
VANDA PHARMACEUTICALS, INC. Agenda Number: 933444907
--------------------------------------------------------------------------------------------------------------------------
Security: 921659108
Meeting Type: Annual
Meeting Date: 16-Jun-2011
Ticker: VNDA
ISIN: US9216591084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RICHARD W. DUGAN Mgmt For For
VINCENT J. MILANO Mgmt For For
02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 TO HOLD AN ADVISORY NON-BINDING VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
04 TO HOLD AN ADVISORY NON-BINDING VOTE ON THE Mgmt 1 Year Against
FREQUENCY OF HOLDING AN ADVISORY NON-BINDING
VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
VERIFONE SYSTEMS, INC. Agenda Number: 933459744
--------------------------------------------------------------------------------------------------------------------------
Security: 92342Y109
Meeting Type: Annual
Meeting Date: 29-Jun-2011
Ticker: PAY
ISIN: US92342Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT W. ALSPAUGH Mgmt For For
DOUGLAS G. BERGERON Mgmt For For
DR. LESLIE G. DENEND Mgmt For For
ALEX W. HART Mgmt For For
ROBERT B. HENSKE Mgmt For For
RICHARD A. MCGINN Mgmt For For
EITAN RAFF Mgmt For For
CHARLES R. RINEHART Mgmt For For
JEFFREY E. STIEFLER Mgmt For For
02 TO APPROVE CERTAIN AMENDMENTS TO THE VERIFONE Mgmt Split 63% For 37% Against Split
2006 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK THAT MAY BE
ISSUED THEREUNDER AND TO EFFECT CERTAIN OTHER
CHANGES THEREUNDER.
03 TO APPROVE THE AMENDED AND RESTATED VERIFONE Mgmt Split 63% For 37% Against Split
BONUS PLAN.
04 TO HOLD AN ADVISORY VOTE ON COMPENSATION OF Mgmt Split 63% For 37% Against Split
OUR NAMED EXECUTIVE OFFICERS.
05 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
06 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS VERIFONE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
OCTOBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933297043
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 29-Jul-2010
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KIERAN T. GALLAHUE Mgmt For For
ALEXIS V. LUKIANOV Mgmt For For
JOHN ONOPCHENKO Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF VOLCANO
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
--------------------------------------------------------------------------------------------------------------------------
VOLCANO CORPORATION Agenda Number: 933389149
--------------------------------------------------------------------------------------------------------------------------
Security: 928645100
Meeting Type: Annual
Meeting Date: 02-May-2011
Ticker: VOLC
ISIN: US9286451003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL J. COYLE Mgmt For For
ROY T. TANAKA Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF VOLCANO
CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER
31, 2011.
03 TO APPROVE VOLCANO'S AMENDED AND RESTATED 2005 Mgmt For For
EQUITY COMPENSATION PLAN, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
04 RESOLVED, THAT STOCKHOLDERS APPROVE, ON AN ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN PROXY STATEMENT FOR
THE 2011 ANNUAL MEETING PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE RELATED
COMPENSATION TABLES AND THE NARRATIVE DISCLOSURE
TO THOSE TABLES.
05 RESOLVED, THAT THE STOCKHOLDERS OF VOLCANO DETERMINE, Mgmt 1 Year For
ON AN ADVISORY BASIS, THAT THE FREQUENCY WITH
WHICH THE STOCKHOLDERS OF VOLCANO WISH TO HAVE
AN ADVISORY VOTE ON THE COMPENSATION OF VOLCANO'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT
TO THE SEC'S COMPENSATION DISCLOSURE RULES
IS EVERY.
--------------------------------------------------------------------------------------------------------------------------
VOLTERRA SEMICONDUCTOR CORP. Agenda Number: 933390697
--------------------------------------------------------------------------------------------------------------------------
Security: 928708106
Meeting Type: Annual
Meeting Date: 22-Apr-2011
Ticker: VLTR
ISIN: US9287081064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
FU-TAI LIOU Mgmt For For
EDWARD ROSS Mgmt For For
02 TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE Mgmt For For
COMPENSATION PAYMENTS AND PRACTICES OF THE
COMPANY AS DISCLOSED IN THE PROXY STATEMENT.
03 TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED Mgmt 1 Year For
FREQUENCY WITH WHICH THE COMPANY SHALL CONDUCT
A VOTE ON EXECUTIVE COMPENSATION.
04 TO RATIFY THE SELECTION OF THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31,
2011.
--------------------------------------------------------------------------------------------------------------------------
VONAGE HOLDINGS CORP. Agenda Number: 933443359
--------------------------------------------------------------------------------------------------------------------------
Security: 92886T201
Meeting Type: Annual
Meeting Date: 09-Jun-2011
Ticker: VG
ISIN: US92886T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC P. LEFAR* Mgmt For For
JOHN J. ROBERTS* Mgmt For For
CARL SPARKS* Mgmt For For
JOSEPH M. REDLING* Mgmt For For
DAVID C. NAGEL# Mgmt For For
02 TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011.
03 TO ADOPT, ON A NON-BINDING, ADVISORY BASIS, Mgmt Against Against
A RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS DESCRIBED UNDER
THE HEADING "COMPENSATION" IN OUR PROXY STATEMENT.
04 TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, Mgmt 1 Year Against
THE FREQUENCY OF ADVISORY VOTES ON THE EXECUTIVE
COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
W & T OFFSHORE, INC. Agenda Number: 933406565
--------------------------------------------------------------------------------------------------------------------------
Security: 92922P106
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: WTI
ISIN: US92922P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MS. VIRGINIA BOULET Mgmt For For
MR. J. F. FREEL Mgmt Withheld Against
MR. SAMIR G. GIBARA Mgmt For For
MR. ROBERT I. ISRAEL Mgmt For For
MR. STUART B. KATZ Mgmt For For
MR. TRACY W. KROHN Mgmt Withheld Against
MR. S.J. NELSON, JR. Mgmt For For
MR. B. FRANK STANLEY Mgmt For For
02 PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF Mgmt Against Against
INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF PREFERRED STOCK.
03 PROPOSAL TO APPROVE, BY NONBINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION.
04 PROPOSAL TO DETERMINE, BY NONBINDING VOTE, THE Mgmt 1 Year Against
FREQUENCY OF A NONBINDING VOTE ON EXECUTIVE
COMPENSATION.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
WABTEC CORPORATION Agenda Number: 933401109
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 11-May-2011
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EMILIO A. FERNANDEZ Mgmt For For
LEE B. FOSTER II Mgmt For For
2 APPROVAL OF ADVISORY (NON-BINDING) RESOLUTION Mgmt For For
RELATING TO 2010 NAMED EXECUTIVE OFFICER COMPENSATION.
3 ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE Mgmt 1 Year For
COMPANY SHOULD CONDUCT A STOCKHOLDER ADVISORY
VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION.
4 APPROVAL OF THE 2011 STOCK INCENTIVE PLAN. Mgmt For For
5 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON BANKING COMPANY Agenda Number: 933407036
--------------------------------------------------------------------------------------------------------------------------
Security: 937303105
Meeting Type: Annual
Meeting Date: 19-May-2011
Ticker: WBCO
ISIN: US9373031056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AN AMENDMENT TO OUR ARTICLES OF INCORPORATION Mgmt For For
THAT WOULD DECLASSIFY THE BOARD OF DIRECTORS
AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS.
02 DIRECTOR
JAY T. LIEN#* Mgmt For For
GRAGG E. MILLER# Mgmt For For
ANTHONY B. PICKERING# Mgmt For For
ROBERT T. SEVERNS# Mgmt For For
JOHN L. WAGNER# Mgmt For For
EDWARD J. WALLGREN#* Mgmt For For
03 TO CONSIDER A RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
04 TO CONSIDER AN ADVISORY VOTE ON HOW OFTEN TO Mgmt 1 Year For
HOLD THE NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
05 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WEBSENSE, INC. Agenda Number: 933438663
--------------------------------------------------------------------------------------------------------------------------
Security: 947684106
Meeting Type: Annual
Meeting Date: 07-Jun-2011
Ticker: WBSN
ISIN: US9476841062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN B. CARRINGTON Mgmt For For
BRUCE T. COLEMAN Mgmt For For
GENE HODGES Mgmt For For
JOHN F. SCHAEFER Mgmt Withheld Against
GARY E. SUTTON Mgmt Withheld Against
MARK S. ST.CLARE Mgmt Withheld Against
PETER C. WALLER Mgmt For For
02 TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE Mgmt Against Against
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF WEBSENSE FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 A NON-BINDING ADVISORY VOTE ON THE EXECUTIVE Mgmt For For
COMPENSATION.
04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF HOLDING A NON-BINDING ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 933339168
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Special
Meeting Date: 30-Nov-2010
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO RESTRICT CERTAIN ACQUISITIONS
OF THE COMPANY'S COMMON STOCK IN ORDER TO PRESERVE
THE TAX TREATMENT OF THE COMPANY'S NET OPERATING
LOSSES AND BUILT-IN LOSSES.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 933386458
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 26-Apr-2011
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN P. SANDE, III Mgmt For For
ROBERT G. SARVER Mgmt For For
SUNG WON SOHN, PH.D. Mgmt For For
DONALD D. SNYDER Mgmt For For
02 APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF EXECUTIVES, AS DISCLOSED
IN THE PROXY STATEMENT.
03 RATIFY THE APPOINTMENT OF MCGLADREY & PULLEN, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
WESTPORT INNOVATIONS INC. Agenda Number: 933304482
--------------------------------------------------------------------------------------------------------------------------
Security: 960908309
Meeting Type: Annual and Special
Meeting Date: 15-Jul-2010
Ticker: WPRT
ISIN: CA9609083097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN A. BEAULIEU Mgmt For For
WARREN J. BAKER Mgmt For For
M.A. (JILL) BODKIN Mgmt For For
DAVID R. DEMERS Mgmt For For
DEZSO J. HORVATH Mgmt For For
SARAH LIAO SAU TUNG Mgmt For For
ALBERT MARINGER Mgmt For For
GOTTFRIED (GUFF) MUENCH Mgmt For For
02 APPOINTMENT OF KPMG LLP, AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 TO APPROVE THE ADOPTION OF THE OMNIBUS INCENTIVE Mgmt For For
PLAN OF THE CORPORATION AS FULLY DESCRIBED
IN THE CORPORATION'S ACCOMPANYING INFORMATION
CIRCULAR, DATED JUNE 1, 2010 (THE "INFORMATION
CIRCULAR") AND ATTACHED THERETO AS SCHEDULE
"B".
--------------------------------------------------------------------------------------------------------------------------
WMS INDUSTRIES INC. Agenda Number: 933341113
--------------------------------------------------------------------------------------------------------------------------
Security: 929297109
Meeting Type: Annual
Meeting Date: 09-Dec-2010
Ticker: WMS
ISIN: US9292971093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. BAHASH Mgmt For For
BRIAN R. GAMACHE Mgmt For For
PATRICIA M. NAZEMETZ Mgmt For For
LOUIS J. NICASTRO Mgmt For For
NEIL D. NICASTRO Mgmt For For
EDWARD W. RABIN, JR. Mgmt For For
IRA S. SHEINFELD Mgmt For For
BOBBY L. SILLER Mgmt For For
WILLIAM J. VARESCHI, JR Mgmt For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011.
--------------------------------------------------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC. Agenda Number: 933383224
--------------------------------------------------------------------------------------------------------------------------
Security: 978097103
Meeting Type: Annual
Meeting Date: 21-Apr-2011
Ticker: WWW
ISIN: US9780971035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM K. GERBER Mgmt For For
BLAKE W. KRUEGER Mgmt For For
MICHAEL A. VOLKEMA Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL
YEAR 2011.
03 AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. Mgmt For For
04 AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION Agenda Number: 933306765
--------------------------------------------------------------------------------------------------------------------------
Security: 981419104
Meeting Type: Annual
Meeting Date: 04-Aug-2010
Ticker: WRLD
ISIN: US9814191048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. ALEXANDER MCLEAN III Mgmt For For
JAMES R. GILREATH Mgmt For For
WILLIAM S. HUMMERS, III Mgmt For For
CHARLES D. WAY Mgmt For For
KEN R. BRAMLETT, JR. Mgmt For For
MARK C. ROLAND Mgmt For For
DARRELL E. WHITAKER Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt Split 38% For 62% Against Split
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. Agenda Number: 933322086
--------------------------------------------------------------------------------------------------------------------------
Security: 981811102
Meeting Type: Annual
Meeting Date: 30-Sep-2010
Ticker: WOR
ISIN: US9818111026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
KERRII B. ANDERSON Mgmt For For
JOHN P. MCCONNELL Mgmt For For
MARY SCHIAVO Mgmt For For
02 TO APPROVE THE WORTHINGTON INDUSTRIES, INC. Mgmt For For
2010 STOCK OPTION PLAN.
03 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
WRIGHT EXPRESS CORPORATION Agenda Number: 933433841
--------------------------------------------------------------------------------------------------------------------------
Security: 98233Q105
Meeting Type: Annual
Meeting Date: 20-May-2011
Ticker: WXS
ISIN: US98233Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROWLAND T. MORIARTY Mgmt For For
RONALD T. MAHEU Mgmt For For
MICHAEL E. DUBYAK Mgmt For For
02 TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
03 TO DETERMINE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt 1 Year For
WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR
EVERY ONE, TWO OR THREE YEARS.
04 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011.
--------------------------------------------------------------------------------------------------------------------------
ZALICUS INC Agenda Number: 933429828
--------------------------------------------------------------------------------------------------------------------------
Security: 98887C105
Meeting Type: Annual
Meeting Date: 24-May-2011
Ticker: ZLCS
ISIN: US98887C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
TODD FOLEY Mgmt For For
W. JAMES O'SHEA Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2011.
03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt For For
OF EXECUTIVE COMPENSATION.
04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year Against
OF THE FREQUENCY OF FUTURE SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ZOLL MEDICAL CORPORATION Agenda Number: 933360935
--------------------------------------------------------------------------------------------------------------------------
Security: 989922109
Meeting Type: Annual
Meeting Date: 10-Feb-2011
Ticker: ZOLL
ISIN: US9899221090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JUDITH C. PELHAM Mgmt For For
BENSON F. SMITH Mgmt For For
JOHN J. WALLACE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2001 STOCK INCENTIVE PLAN,
AS AMENDED.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2006 NON-EMPLOYEE DIRECTOR
STOCK OPTION PLAN, AS AMENDED.
04 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION REGARDING EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE A NON-BINDING, ADVISORY Mgmt 3 Years For
RESOLUTION REGARDING THE FREQUENCY OF FUTURE
NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION.
06 PROPOSAL TO RATIFY THE SELECTION OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 2, 2011.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 933399342
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 25-May-2011
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS D. CAMPION Mgmt For For
1B ELECTION OF DIRECTOR: SARAH G. MCCOY Mgmt For For
02 APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
03 TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt Split 47% 1 Year 53% 3 Years Split
OF EXECUTIVE COMPENSATION VOTES.
04 PROPOSAL TO RATIFY SELECTION OF MOSS ADAMS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR ENDING JANUARY
28, 2012 (FISCAL 2011).
--------------------------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda Number: 933331910
--------------------------------------------------------------------------------------------------------------------------
Security: 989855101
Meeting Type: Annual
Meeting Date: 16-Nov-2010
Ticker: ZIGO
ISIN: US9898551018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
STEPHEN D. FANTONE Mgmt For For
SAMUEL H. FULLER Mgmt For For
CHRIS L. KOLIOPOULOS Mgmt For For
SEYMOUR E. LIEBMAN Mgmt Withheld Against
ROBERT B. TAYLOR Mgmt For For
CAROL P. WALLACE Mgmt For For
GARY K. WILLIS Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR FISCAL 2011.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Managers Funds
By (Signature) /s/ John H. Streur
Name John H. Streur
Title President
Date 08/31/2011