UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21279
NAME OF REGISTRANT: The Merger Fund VL
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Westchester Capital Management,
LLC
100 Summit Lake Drive
Valhalla, NY 10595
NAME AND ADDRESS OF AGENT FOR SERVICE: Bruce Rubin
The Merger Fund VL
100 Summit Lake Drive
Valhalla, NY 10595
REGISTRANT'S TELEPHONE NUMBER: 914-741-5600
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
THE MERGER FUND VL
--------------------------------------------------------------------------------------------------------------------------
99 CENTS ONLY STORES Agenda Number: 933536750
--------------------------------------------------------------------------------------------------------------------------
Security: 65440K106
Meeting Type: Special
Meeting Date: 12-Jan-2012
Ticker: NDN
ISIN: US65440K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 11, 2011, BY
AND AMONG NUMBER HOLDINGS, INC., NUMBER
MERGER SUB, INC., AND 99 CENTS ONLY STORES,
INCLUDING THE PRINCIPAL TERMS OF THE MERGER
AGREEMENT, THE STATUTORY MERGER AGREEMENT,
AND THE MERGER PURSUANT TO WHICH NUMBER
MERGER SUB, INC. WILL BE MERGED WITH AND
INTO 99 CENTS ONLY STORES, WITH 99 CENTS ONLY STORES
CONTINUING AS THE SURVIVING ENTITY
02 TO ADJOURN OR POSTPONE THE SPECIAL MEETING Mgmt Take No Action
TO ANOTHER TIME AND/OR PLACE FOR THE
PURPOSE OF SOLICITING ADDITIONAL PROXIES IN
FAVOR OF THE PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER, IF NECESSARY.
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933560408
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - TRANSPARENCY IN Shr Abstain Against
ANIMAL RESEARCH
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Abstain Against
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Abstain Against
CHAIR
7. SHAREHOLDER PROPOSAL - TAX GROSS-UPS Shr Abstain Against
8. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr Abstain Against
HEDGING
9. SHAREHOLDER PROPOSAL - INCENTIVE Shr Abstain Against
COMPENSATION
10. SHAREHOLDER PROPOSAL - BAN ACCELERATED Shr Abstain Against
VESTING OF AWARDS UPON A CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
ALIBABA.COM LTD Agenda Number: 703752863
--------------------------------------------------------------------------------------------------------------------------
Security: G01717100
Meeting Type: EGM
Meeting Date: 25-May-2012
Ticker:
ISIN: KYG017171003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0423/LTN20120423828.pdf
1 Approval of share capital reduction Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE FROM 24 MAY 2 012 TO
10 MAY 2012. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETU RN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THAN K YOU.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA.COM LTD Agenda Number: 703755679
--------------------------------------------------------------------------------------------------------------------------
Security: G01717100
Meeting Type: CRT
Meeting Date: 25-May-2012
Ticker:
ISIN: KYG017171003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE IS Non-Voting
AVAILABLE BY CLICKING ON THE URL LINK:
http://www.hkexnews.hk/listedco/listconews/
sehk/2012/0423/LTN20120423824.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 For the purpose of considering and, if Mgmt For For
thought fit, approving (with or without
modification) the Scheme of Arrangement
dated April 24, 2012 (the "Scheme") between
the Company and the holders of Scheme
Shares (as defined in the Scheme) as
referred to in the notice dated April 24,
2012 convening the Court Meeting, and at
such Court Meeting (or at any adjournment
thereof)
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 933575726
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: Y
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN G. FOOS Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM K. LAVIN Mgmt For For
1C. ELECTION OF DIRECTOR: PHILLIP M. MARTINEAU Mgmt For For
1D. ELECTION OF DIRECTOR: RAYMOND L.M. WONG Mgmt For For
2. PROPOSAL TO APPROVE THE 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN OF ALLEGHANY CORPORATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ALLEGHANY CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2012.
4. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF ALLEGHANY CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
ARDEA BIOSCIENCES, INC. Agenda Number: 933645268
--------------------------------------------------------------------------------------------------------------------------
Security: 03969P107
Meeting Type: Special
Meeting Date: 19-Jun-2012
Ticker: RDEA
ISIN: US03969P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 21, 2012, BY AND AMONG
ARDEA BIOSCIENCES, INC. ("ARDEA"), ZENECA
INC., A WHOLLY OWNED SUBSIDIARY OF
ASTRAZENECA PLC, AND QAM CORP., A WHOLLY
OWNED SUBSIDIARY OF ZENECA INC.
2. TO APPROVE ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO ARDEA'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER,
INCLUDING THE AGREEMENTS AND UNDERSTANDINGS
PURSUANT TO WHICH SUCH COMPENSATION MAY BE
PAID OR BECOME PAYABLE.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF PROPOSAL NO.
1.
--------------------------------------------------------------------------------------------------------------------------
ASTRAL MEDIA INC. Agenda Number: 933624909
--------------------------------------------------------------------------------------------------------------------------
Security: 046346201
Meeting Type: Special
Meeting Date: 24-May-2012
Ticker: AAIAF
ISIN: CA0463462014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PASS THE SPECIAL RESOLUTION APPROVING THE Mgmt For For
ACQUISITION BY BCE INC. OF ALL OF THE
OUTSTANDING CLASS A NON-VOTING SHARES,
CLASS B SUBORDINATE VOTING SHARES AND
SPECIAL SHARES OF ASTRAL BY WAY OF A
STATUTORY ARRANGEMENT PURSUANT TO SECTION
192 OF THE CANADA BUSINESS CORPORATIONS
ACT, AS SET FORTH IN APPENDIX "A" TO
ASTRAL'S MANAGEMENT INFORMATION CIRCULAR
DATED APRIL 19, 2012.
02 IN CONNECTION WITH THE ACQUISITION OF Mgmt For For
ASTRAL BY BCE INC., PASS THE ORDINARY
RESOLUTION APPROVING THE ALLOCATION, WHICH
IS APPROVED BY BCE INC., FROM THE BONUS AND
RETENTION PLAN TO ASTRAL'S PRESIDENT AND
CHIEF EXECUTIVE OFFICER, AS SET FORTH IN
APPENDIX "D" TO ASTRAL'S MANAGEMENT
INFORMATION CIRCULAR DATED APRIL 19, 2012,
SUCH BONUS BEING PAYABLE ONLY IF THE
ACQUISITION OF ASTRAL BY BCE INC. REFERRED
TO IN ITEM 1 ABOVE IS COMPLETED.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933559049
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. AMEND CERTIFICATE OF INCORPORATION. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Abstain Against
6. LIMIT WIRELESS NETWORK MANAGEMENT. Shr Abstain Against
7. INDEPENDENT BOARD CHAIRMAN. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BARNES & NOBLE, INC. Agenda Number: 933507797
--------------------------------------------------------------------------------------------------------------------------
Security: 067774109
Meeting Type: Annual
Meeting Date: 28-Oct-2011
Ticker: BKS
ISIN: US0677741094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
GEORGE CAMPBELL JR. Mgmt For For
WILLIAM J. LYNCH, JR. Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP, AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING APRIL 28, 2012.
--------------------------------------------------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB, INC. Agenda Number: 933495815
--------------------------------------------------------------------------------------------------------------------------
Security: 05548J106
Meeting Type: Special
Meeting Date: 09-Sep-2011
Ticker: BJ
ISIN: US05548J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE MERGER AGREEMENT, DATED AS OF Mgmt For For
JUNE 28, 2011, AS IT MAY BE AMENDED FROM
TIME TO TIME, BY AND AMONG BJ'S WHOLESALE
CLUB, INC., BEACON HOLDING INC. AND BEACON
MERGER SUB INC.
02 TO APPROVE, ON A NONBINDING ADVISORY BASIS, Mgmt For For
THE "GOLDEN PARACHUTE" COMPENSATION THAT
MAY BE PAYABLE TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
03 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
TO APPROVE THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BLACKBOARD INC. Agenda Number: 933496057
--------------------------------------------------------------------------------------------------------------------------
Security: 091935502
Meeting Type: Special
Meeting Date: 16-Sep-2011
Ticker: BBBB
ISIN: US0919355026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JUNE 30, 2011, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG
BULLDOG HOLDINGS, LLC, A DELAWARE LIMITED
LIABILITY COMPANY, BULLDOG ACQUISITION SUB,
INC., A DELAWARE CORPORATION AND A WHOLLY
OWNED SUBSIDIARY OF BULLDOG HOLDINGS, LLC,
AND BLACKBOARD INC., A DELAWARE
CORPORATION.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
03 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE "GOLDEN PARACHUTE" COMPENSATION
PAYABLE UNDER EXISTING AGREEMENTS WITH THE
COMPANY THAT CERTAIN EXECUTIVE OFFICERS OF
THE COMPANY WILL OR MAY RECEIVE IN
CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
BLUE COAT SYSTEMS, INC. Agenda Number: 933542664
--------------------------------------------------------------------------------------------------------------------------
Security: 09534T508
Meeting Type: Special
Meeting Date: 13-Feb-2012
Ticker: BCSI
ISIN: US09534T5083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER DATED AS OF DECEMBER 8, 2011,
AMONG PROJECT BARBOUR HOLDINGS CORPORATION,
A CONTROLLED AFFILIATE OF THOMA BRAVO, LLC
AND ITS CO-INVESTORS, PROJECT BARBOUR
MERGER CORP., A WHOLLY-OWNED SUBSIDIARY OF
PROJECT BARBOUR HOLDINGS CORPORATION, AND
BLUE COAT, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
02 TO APPROVE, BY AN ADVISORY VOTE, THE Mgmt For For
AGREEMENTS & UNDERSTANDINGS OF BLUE COAT
AND ITS NAMED EXECUTIVE OFFICERS CONCERNING
COMPENSATION THAT IS BASED ON OR OTHERWISE
RELATES TO MERGER, AND THE AGGREGATE TOTAL
OF ALL SUCH COMPENSATION THAT MAY BE PAID
OR BECOME PAYABLE TO OR ON BEHALF OF SUCH
EXECUTIVE OFFICERS, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE THE ADJOURNMENT OR POSTPONEMENT Mgmt For For
OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, FOR, AMONG OTHER REASONS, THE
SOLICITATION OF ADDITIONAL PROXIES IN THE
EVENT THAT THERE ARE NOT SUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO ADOPT
AND APPROVE THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 933567921
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 12-Apr-2012
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt No vote
ACCOUNTS.
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt No vote
REPORT.
3 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. Mgmt No vote
4 TO RE-ELECT MR I C CONN AS A DIRECTOR. Mgmt No vote
5 TO ELECT DR B GILVARY AS A DIRECTOR. Mgmt No vote
6 TO RE-ELECT DR B E GROTE AS A DIRECTOR. Mgmt No vote
7 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR. Mgmt No vote
8 TO RE-ELECT MR F L BOWMAN AS A DIRECTOR. Mgmt No vote
9 TO RE-ELECT MR A BURGMANS AS A DIRECTOR. Mgmt No vote
10 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR. Mgmt No vote
11 TO RE-ELECT MR G DAVID AS A DIRECTOR. Mgmt No vote
12 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR. Mgmt No vote
13 TO ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt No vote
DIRECTOR.
14 TO RE-ELECT MR B R NELSON AS A DIRECTOR. Mgmt No vote
15 TO RE-ELECT MR F P NHLEKO AS A DIRECTOR. Mgmt No vote
16 TO ELECT MR A B SHILSTON AS A DIRECTOR. Mgmt No vote
17 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR. Mgmt No vote
18 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt No vote
AND AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION.
S19 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt No vote
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY.
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt No vote
UP TO A SPECIFIED AMOUNT.
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt No vote
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS.
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt No vote
CALLING OF GENERAL MEETINGS (EXCLUDING
ANNUAL GENERAL MEETINGS) BY NOTICE OF AT
LEAST 14 CLEAR DAYS.
--------------------------------------------------------------------------------------------------------------------------
CC MEDIA HOLDINGS INC Agenda Number: 933607751
--------------------------------------------------------------------------------------------------------------------------
Security: 12502P102
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: CCMO
ISIN: US12502P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID C. ABRAMS Mgmt For For
IRVING L. AZOFF Mgmt For For
STEVEN W. BARNES Mgmt For For
RICHARD J. BRESSLER Mgmt For For
CHARLES A. BRIZIUS Mgmt For For
JOHN P. CONNAUGHTON Mgmt For For
BLAIR E. HENDRIX Mgmt For For
JONATHON S. JACOBSON Mgmt For For
IAN K. LORING Mgmt For For
MARK P. MAYS Mgmt For For
RANDALL T. MAYS Mgmt For For
ROBERT W. PITTMAN Mgmt For For
SCOTT M. SPERLING Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933600846
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVE CHARTER AMENDMENT TO DECLASSIFY OUR Mgmt For For
BOARD OF DIRECTORS.
1B. APPROVE CHARTER AMENDMENT TO INCREASE OUR Mgmt For For
AUTHORIZED SHARES.
2. DIRECTOR
FRED R. NICHOLS Mgmt For For
HARVEY P. PERRY Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2012.
4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
5A. SHAREHOLDER PROPOSAL REGARDING BONUS Shr Abstain Against
DEFERRALS.
5B. SHAREHOLDER PROPOSAL REGARDING Shr Abstain Against
PERFORMANCE-BASED RESTRICTED STOCK.
5C. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Abstain Against
CONTRIBUTIONS REPORTS.
--------------------------------------------------------------------------------------------------------------------------
CEPHALON, INC. Agenda Number: 933482072
--------------------------------------------------------------------------------------------------------------------------
Security: 156708109
Meeting Type: Special
Meeting Date: 14-Jul-2011
Ticker: CEPH
ISIN: US1567081096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER BY AND AMONG CEPHALON, INC., TEVA
PHARMACEUTICAL INDUSTRIES LTD. AND COPPER
ACQUISITION CORP. AS IT MAY BE AMENDED FROM
TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO Mgmt For For
A LATER DATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL NUMBER 1 AT THE TIME OF THE
SPECIAL MEETING.
03 NON-BINDING PROPOSAL TO APPROVE CERTAIN Mgmt For For
COMPENSATION ARRANGEMENTS FOR CEPHALON,
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED IN
THE AGREEMENT AND PLAN OF MERGER BY AND
AMONG CEPHALON, INC., TEVA PHARMACEUTICAL
INDUSTRIES LTD. AND COPPER ACQUISITION
CORP. AS IT MAY BE AMENDED FROM TIME TO
TIME.
--------------------------------------------------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY Agenda Number: 933536495
--------------------------------------------------------------------------------------------------------------------------
Security: 201723103
Meeting Type: Annual
Meeting Date: 03-Feb-2012
Ticker: CMC
ISIN: US2017231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
HAROLD L. ADAMS Mgmt No vote
JOSEPH ALVARADO Mgmt No vote
ANTHONY A. MASSARO Mgmt No vote
02 VOTE TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt No vote
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL
YEAR.
03 VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt No vote
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 ICAHN GROUP PROPOSAL REGARDING NON-BINDING Shr No vote
RESOLUTION FOR REDEMPTION OF OUTSTANDING
RIGHTS.
06 ICAHN GROUP PROPOSAL REGARDING BYLAW Shr No vote
AMENDMENT TO REQUIRE STOCKHOLDER APPROVAL
OF RIGHTS PLANS.
07 ICAHN GROUP PROPOSAL REGARDING BYLAW REPEAL Shr No vote
AMENDMENTS.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933579659
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shr Abstain Against
WETLANDS).
5. ACCIDENT RISK MITIGATION. Shr Abstain Against
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Abstain Against
7. GREENHOUSE GAS REDUCTION TARGETS. Shr Abstain Against
8. GENDER EXPRESSION NON-DISCRIMINATION. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION ENERGY GROUP, INC. Agenda Number: 933516099
--------------------------------------------------------------------------------------------------------------------------
Security: 210371100
Meeting Type: Special
Meeting Date: 17-Nov-2011
Ticker: CEG
ISIN: US2103711006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER WITH EXELON Mgmt For For
CORPORATION ON SUBSTANTIALLY THE TERMS SET
FORTH IN THE MERGER AGREEMENT.
02 ADVISORY VOTE ON COMPENSATION THAT MAY Mgmt For For
BECOME PAYABLE TO NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE COMPLETION OF THE
PROPOSED MERGER.
03 ADJOURNMENT OF THE SPECIAL MEETING OF Mgmt For For
SHAREHOLDERS, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
DAYLIGHT ENERGY LTD Agenda Number: 703448933
--------------------------------------------------------------------------------------------------------------------------
Security: 239590201
Meeting Type: SGM
Meeting Date: 05-Dec-2011
Ticker:
ISIN: CA2395902018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 899107 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 To consider, pursuant to the Interim Order Mgmt For For
and, if thought advisable, to pass, with or
without variation, a special resolution
(the "Special Resolution"), the full text
of which is set forth in Appendix A to the
accompanying information circular and proxy
statement dated November 1, 2011 (the
"Information Circular"), to approve a plan
of arrangement under Section 193 of the
Business Corporations Act (Alberta) (the
"Arrangement"), all as more particularly
described in the Information Circular
2 To transact such other business, including Non-Voting
amendments to the foregoing, as may
properly be brought before the Meeting or
any adjournment or postponement thereof
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
MODIFICATION IN THE COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
DAYLIGHT ENERGY LTD. Agenda Number: 933524515
--------------------------------------------------------------------------------------------------------------------------
Security: 239590201
Meeting Type: Special
Meeting Date: 15-Dec-2011
Ticker: DAYYF
ISIN: CA2395902018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A SPECIAL RESOLUTION (THE "SPECIAL Mgmt For For
RESOLUTION"), THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX A TO THE ACCOMPANYING
INFORMATION CIRCULAR AND PROXY STATEMENT OF
THE CORPORATION DATED NOVEMBER 1, 2011 (THE
"INFORMATION CIRCULAR"), TO APPROVE A PLAN
OF ARRANGEMENT UNDER SECTION 193 OF THE
BUSINESS CORPORATIONS ACT (ALBERTA) (THE
"ARRANGEMENT"), ALL AS MORE PARTICULARLY
DESCRIBED IN THE INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
DELPHI FINANCIAL GROUP, INC. Agenda Number: 933553287
--------------------------------------------------------------------------------------------------------------------------
Security: 247131105
Meeting Type: Special
Meeting Date: 13-Mar-2012
Ticker: DFG
ISIN: US2471311058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF DECEMBER 21, 2011,
AMONG DELPHI FINANCIAL GROUP, INC., TOKIO
MARINE HOLDINGS, INC. AND TM INVESTMENT
(DELAWARE) INC. (AS AMENDED FROM TIME TO
TIME).
2. TO ADOPT AN AMENDMENT TO DELPHI FINANCIAL Mgmt For For
GROUP, INC.'S CERTIFICATE OF INCORPORATION
TO PERMIT HOLDERS OF CLASS B COMMON STOCK
TO RECEIVE HIGHER CONSIDERATION THAN
HOLDERS OF CLASS A COMMON STOCK IN THE
MERGER AS CONTEMPLATED BY THE MERGER
AGREEMENT.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO DELPHI FINANCIAL GROUP,
INC.'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
4. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR DESIRABLE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT AND APPROVE THE
MERGER AGREEMENT OR ADOPT THE CERTIFICATE
AMENDMENT.
--------------------------------------------------------------------------------------------------------------------------
DEMANDTEC, INC. Agenda Number: 933543882
--------------------------------------------------------------------------------------------------------------------------
Security: 24802R506
Meeting Type: Special
Meeting Date: 14-Feb-2012
Ticker: DMAN
ISIN: US24802R5063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF DECEMBER 7,
2011, BY AND AMONG INTERNATIONAL BUSINESS
MACHINES CORPORATION {"IBM"), A NEW YORK
CORPORATION, CUDGEE ACQUISITION CORP, A
DELAWARE CORPORATION AND WHOLLY-OWNED
SUBSIDIARY OF IBM, AND DEMANDTEC, INC., A
DELAWARE CORPORATION, AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME.
02 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN THE EVENT THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF ADOPTION OF THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
03 THE PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, CERTAIN "GOLDEN
PARACHUTE" COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO DEMANDTEC, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, INCLUDING THE AGREEMENTS AND
UNDERSTANDINGS WITH DEMANDTEC, INC.
PURSUANT TO WHICH SUCH COMPENSATION MAY BE
PAID OR BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR THRIFTY AUTOMOTIVE GROUP, INC. Agenda Number: 933623604
--------------------------------------------------------------------------------------------------------------------------
Security: 256743105
Meeting Type: Annual
Meeting Date: 07-Jun-2012
Ticker: DTG
ISIN: US2567431059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS P. CAPO Mgmt For For
MARYANN N. KELLER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
RICHARD W. NEU Mgmt For For
JOHN C. POPE Mgmt For For
SCOTT L. THOMPSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2012.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENTS TO THE DOLLAR Mgmt For For
THRIFTY AUTOMOTIVE GROUP, INC. SECOND
AMENDED AND RESTATED LONG-TERM INCENTIVE
PLAN AND DIRECTOR EQUITY PLAN.
5. APPROVAL OF AN AMENDMENT TO DOLLAR THRIFTY Mgmt For For
AUTOMOTIVE GROUP, INC.'S CERTIFICATE OF
INCORPORATION TO INCREASE THE AUTHORIZED
COMMON SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
DPL INC. Agenda Number: 933496146
--------------------------------------------------------------------------------------------------------------------------
Security: 233293109
Meeting Type: Annual
Meeting Date: 23-Sep-2011
Ticker: DPL
ISIN: US2332931094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL M. BARBAS Mgmt For For
BARBARA S. GRAHAM Mgmt For For
GLENN E. HARDER Mgmt For For
02 ADOPTION OF AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED APRIL 19, 2011, BY AND AMONG DPL, THE
AES CORPORATION AND DOLPHIN SUB, INC.
03 AN AMENDMENT TO REGULATIONS APPROVED BY OUR Mgmt For For
BOARD THAT REDUCES PERCENTAGE OF
SHAREHOLDER VOTES NEEDED TO AMEND
REGULATIONS.
04 A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN 2011 PROXY
STATEMENT.
05 TO RECOMMEND BY NON-BINDING ADVISORY Mgmt 1 Year For
RESOLUTION, THE FREQUENCY FOR HOLDING
NON-BINDING ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
06 NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
COMPENSATION TO BE RECEIVED BY NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH
MERGER.
07 RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER DPL'S 2006 EQUITY
PERFORMANCE AND INCENTIVE PLAN.
08 RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANT.
09 TO APPROVE THE ADJOURNMENT OF THE ANNUAL Mgmt For For
MEETING TO ANOTHER TIME AND PLACE, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ANNUAL MEETING TO ADOPT MERGER AGREEMENT
AND APPROVE MERGER, OR ACT ON ANY OF THE
OTHER PROPOSALS PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
EL PASO CORPORATION Agenda Number: 933550712
--------------------------------------------------------------------------------------------------------------------------
Security: 28336L109
Meeting Type: Special
Meeting Date: 09-Mar-2012
Ticker: EP
ISIN: US28336L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AGREEMENT AND PLAN OF MERGER, BY AND AMONG Mgmt For For
EL PASO CORPORATION ("EL PASO"), SIRIUS
HOLDINGS MERGER CORPORATION, SIRIUS MERGER
CORPORATION, KINDER MORGAN, INC., SHERPA
MERGER SUB, INC. AND SHERPA ACQUISITION,
LLC (MERGER AGREEMENT) AND AGREEMENT & PLAN
OF MERGER BY AND AMONG EL PASO, SIRIUS
HOLDINGS MERGER CORPORATION & SIRIUS MERGER
CORPORATION (FIRST MERGER AGREEMENT)
2. TO APPROVE ANY ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT AND THE FIRST
MERGER AGREEMENT
3. TO APPROVE ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO EL PASO'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE PROPOSED TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933555394
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 16-Apr-2012
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: K. BAICKER Mgmt For For
1B ELECTION OF DIRECTOR: J.E. FYRWALD Mgmt For For
1C ELECTION OF DIRECTOR: E.R. MARRAM Mgmt For For
1D ELECTION OF DIRECTOR: D.R. OBERHELMAN Mgmt For For
2 RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2012.
3 APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4 APPROVE AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION TO PROVIDE FOR ANNUAL
ELECTION OF ALL DIRECTORS.
5 APPROVE AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION TO ELIMINATE ALL
SUPERMAJORITY VOTING REQUIREMENTS.
6 PROPOSAL BY SHAREHOLDERS REQUESTING THAT Shr Abstain Against
THE COMPANY ESTABLISH A MAJORITY VOTE
COMMITTEE.
7 PROPOSAL BY SHAREHOLDERS ON TRANSPARENCY IN Shr Abstain Against
ANIMAL RESEARCH.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933561501
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 01-May-2012
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1G ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt For For
1H ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1I ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1J ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
02 RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2012, AS DESCRIBED
IN EMC'S PROXY STATEMENT.
03 ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXCO RESOURCES, INC. Agenda Number: 933501290
--------------------------------------------------------------------------------------------------------------------------
Security: 269279402
Meeting Type: Annual
Meeting Date: 06-Oct-2011
Ticker: XCO
ISIN: US2692794025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DOUGLAS H. MILLER Mgmt Withheld Against
STEPHEN F. SMITH Mgmt For For
JEFFREY D. BENJAMIN Mgmt For For
EARL E. ELLIS Mgmt For For
B. JAMES FORD Mgmt For For
MARK MULHERN Mgmt For For
T. BOONE PICKENS Mgmt For For
JEFFREY S. SEROTA Mgmt For For
ROBERT L. STILLWELL Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE TO DETERMINE THE FREQUENCY OF Mgmt 2 Years Against
THE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
04 PROPOSAL TO AMEND THE EXCO RESOURCES, INC. Mgmt Against Against
2005 LONG-TERM INCENTIVE PLAN TO INCREASE
THE TOTAL NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER SUCH PLAN BY
5,500,000 SHARES.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt Abstain Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EXCO RESOURCES, INC. Agenda Number: 933611748
--------------------------------------------------------------------------------------------------------------------------
Security: 269279402
Meeting Type: Annual
Meeting Date: 31-May-2012
Ticker: XCO
ISIN: US2692794025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS H. MILLER Mgmt Withheld Against
STEPHEN F. SMITH Mgmt For For
JEFFREY D. BENJAMIN Mgmt For For
EARL E. ELLIS Mgmt For For
B. JAMES FORD Mgmt For For
MARK MULHERN Mgmt For For
T. BOONE PICKENS Mgmt For For
WILBUR L. ROSS, JR. Mgmt For For
JEFFREY S. SEROTA Mgmt For For
ROBERT L. STILLWELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933610001
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: MYRTLE S. POTTER Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1L. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE COMPANY'S CURRENT FISCAL YEAR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr Against For
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 933490889
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Annual
Meeting Date: 18-Aug-2011
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DR. ALEXANDER J. DENNER Mgmt For *
DR. RICHARD MULLIGAN Mgmt For *
PROF. LUCIAN A. BEBCHUK Mgmt For *
DR. ERIC J. ENDE Mgmt For *
MGT NOM N. BASGOZ, M.D. Mgmt For *
MGT NOM C. J. COUGHLIN Mgmt For *
MGT NOM G. M. LIEBERMAN Mgmt For *
MGT NOM L. OLANOFF M.D. Mgmt For *
MGT NOM B. L. SAUNDERS Mgmt For *
MGT NOM P. ZIMETBAUM MD Mgmt For *
02 A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against *
BASIS, THE COMPENSATION OF FOREST
LABORATORIES' NAMED EXECUTIVE OFFICERS.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year *
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF BDO USA, Mgmt For *
LLP, AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
GEORGIA GULF CORPORATION Agenda Number: 933611469
--------------------------------------------------------------------------------------------------------------------------
Security: 373200302
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: GGC
ISIN: US3732003021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PAUL D. CARRICO Mgmt For For
1.2 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. FLEMING Mgmt For For
1.4 ELECTION OF DIRECTOR: ROBERT M. GERVIS Mgmt For For
1.5 ELECTION OF DIRECTOR: WAYNE C. SALES Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP TO SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL INDUSTRIES, LTD. Agenda Number: 933521812
--------------------------------------------------------------------------------------------------------------------------
Security: 379336100
Meeting Type: Special
Meeting Date: 30-Nov-2011
Ticker: GLBL
ISIN: US3793361003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF SEPTEMBER
11, 2011, AMONG GLOBAL INDUSTRIES, LTD.
("GLOBAL INDUSTRIES"), TECHNIP S.A.
("TECHNIP"), AND APOLLON MERGER SUB B,
INC., AN INDIRECT, WHOLLY OWNED SUBSIDIARY
OF TECHNIP, AS SUCH MAY BE AMENDED FROM
TIME TO TIME (THE "MERGER AGREEMENT").
02 PROPOSAL TO APPROVE AND ADOPT AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
REMOVE THE LIMITATION ON NON-U.S. OWNERSHIP
OF GLOBAL INDUSTRIES' COMMON STOCK
CONTAINED IN THE EXISTING ARTICLES OF
INCORPORATION OF GLOBAL INDUSTRIES.
03 NON-BINDING, ADVISORY PROPOSAL TO APPROVE Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
GLOBAL INDUSTRIES' NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER CONTEMPLATED
BY THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH CORPORATION Agenda Number: 933551283
--------------------------------------------------------------------------------------------------------------------------
Security: 382388106
Meeting Type: Special
Meeting Date: 13-Mar-2012
Ticker: GR
ISIN: US3823881061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 21, 2011, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME
IN ACCORDANCE WITH ITS TERMS, BY AND AMONG
UNITED TECHNOLOGIES CORPORATION, CHARLOTTE
LUCAS CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF UNITED TECHNOLOGIES
CORPORATION, AND GOODRICH CORPORATION.
2. APPROVE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
THE COMPENSATION TO BE PAID TO GOODRICH'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
HEALTHSPRING, INC. Agenda Number: 933536421
--------------------------------------------------------------------------------------------------------------------------
Security: 42224N101
Meeting Type: Special
Meeting Date: 12-Jan-2012
Ticker: HS
ISIN: US42224N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 24, 2011, BY AND AMONG
CIGNA CORPORATION, THE COMPANY AND CIGNA
MAGNOLIA CORP., AN INDIRECT WHOLLY-OWNED
SUBSIDIARY OF CIGNA (AS IT MAY BE AMENDED
FROM TIME TO TIME, THE "MERGER AGREEMENT").
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE IN THE
VIEW OF THE BOARD OF DIRECTORS, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO ADOPT THE MERGER AGREEMENT.
03 TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION TO BE PAID BY
THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 933567301
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER R. HUNTSMAN Mgmt For For
WAYNE A. REAUD Mgmt For For
ALVIN V. SHOEMAKER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HUNTSMAN CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 933571122
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 18-Apr-2012
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BARY BAILEY Mgmt For *
DWIGHT CRANE, PH.D. Mgmt For *
MICHAEL GRIFFITH Mgmt For *
JAY HUNT Mgmt For *
02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Abstain *
YOUNG LLP AS ILLUMINA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Abstain *
EXECUTIVE COMPENSATION OF ILLUMINA'S NAMED
EXECUTIVE OFFICERS.
04 ROCHE'S PROPOSAL TO AMEND ILLUMINA'S BYLAWS Mgmt For *
TO INCREASE THE SIZE OF THE BOARD OF
DIRECTORS BY TWO MEMBERS FROM NINE
DIRECTORS TO ELEVEN DIRECTORS.
05 ROCHE'S PROPOSAL TO AMEND ILLUMINA'S BYLAWS Mgmt For *
TO AUTHORIZE ONLY STOCKHOLDERS TO FILL
NEWLY CREATED DIRECTORSHIPS ON THE BOARD OF
DIRECTORS.
6A ROCHE'S PROPOSAL TO ELECT THE INDEPENDENT Mgmt For *
CANDIDATES LISTED BELOW TO FILL NEWLY
CREATED DIRECTORSHIPS ON THE BOARD OF
DIRECTORS THAT WOULD RESULT FROM THE
INCREASE IN THE SIZE OF THE BOARD OF
DIRECTORS PURSUANT TO PROPOSAL 4 EARL
(DUKE) COLLIER, JR.
6B ROCHE'S PROPOSAL TO ELECT THE INDEPENDENT Mgmt For *
CANDIDATES LISTED BELOW TO FILL NEWLY
CREATED DIRECTORSHIPS ON THE BOARD OF
DIRECTORS THAT WOULD RESULT FROM THE
INCREASE IN THE SIZE OF THE BOARD OF
DIRECTORS PURSUANT TO PROPOSAL 4 DAVID DODD
7 ROCHE'S PROPOSAL TO AMEND ILLUMINA'S BYLAWS Mgmt For *
TO REPEAL ANY AMENDMENTS TO THE BYLAWS THAT
WERE ADOPTED BY THE BOARD OF DIRECTORS
WITHOUT STOCKHOLDER APPROVAL AFTER APRIL
22, 2010.
--------------------------------------------------------------------------------------------------------------------------
KINETIC CONCEPTS, INC. Agenda Number: 933511746
--------------------------------------------------------------------------------------------------------------------------
Security: 49460W208
Meeting Type: Special
Meeting Date: 28-Oct-2011
Ticker: KCI
ISIN: US49460W2089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(THE "MERGER AGREEMENT"), DATED AS OF JULY
12, 2011, BY AND AMONG KINETIC CONCEPTS,
INC., CHIRON HOLDINGS, INC. AND CHIRON
MERGER SUB, INC., A WHOLLY OWNED SUBSIDIARY
OF CHIRON HOLDINGS, INC., AND APPROVE THE
TRANSACTIONS CONTEMPLATED THEREBY.
02 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF ADOPTING THE
MERGER AGREEMENT AND APPROVING THE
TRANSACTIONS CONTEMPLATED THEREBY AT THE
TIME OF THE SPECIAL MEETING.
03 TO APPROVE A NON-BINDING PROPOSAL REGARDING Mgmt For For
CERTAIN MERGER- RELATED EXECUTIVE
COMPENSATION ARRANGEMENTS.
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933593609
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY Mgmt For For
NAME.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS.
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shr Abstain Against
REPORT.
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED Shr Abstain Against
PRODUCER RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
MAGMA DESIGN AUTOMATION, INC. Agenda Number: 933543666
--------------------------------------------------------------------------------------------------------------------------
Security: 559181102
Meeting Type: Special
Meeting Date: 16-Feb-2012
Ticker: LAVA
ISIN: US5591811022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED NOVEMBER 30, 2011, BY AND
AMONG SYNOPSYS, INC., LOTUS ACQUISITION
CORP., AND MAGMA DESIGN AUTOMATION, INC.,
AS SUCH AGREEMENT MAY BE AMENDED FROM TIME
TO TIME, AND AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
02 APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
03 APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE "GOLDEN PARACHUTE"
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO MAGMA'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER, INCLUDING
THE AGREEMENTS AND UNDERSTANDINGS PURSUANT
TO WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC. Agenda Number: 933528385
--------------------------------------------------------------------------------------------------------------------------
Security: 58405U102
Meeting Type: Special
Meeting Date: 21-Dec-2011
Ticker: MHS
ISIN: US58405U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 20, 2011, AS AMENDED ON
NOVEMBER 7, 2011 AND AS IT MAY BE AMENDED
FROM TIME TO TIME (THE "MERGER AGREEMENT"),
BY AND AMONG EXPRESS SCRIPTS, INC., MEDCO
HEALTH SOLUTIONS, INC., ARISTOTLE HOLDING,
INC., ARISTOTLE MERGER SUB, INC., AND PLATO
MERGER SUB, INC.
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
03 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION ARRANGEMENTS FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGERS CONTEMPLATED BY
THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
MINEFINDERS CORPORATION LTD. Agenda Number: 933554897
--------------------------------------------------------------------------------------------------------------------------
Security: 602900102
Meeting Type: Special
Meeting Date: 26-Mar-2012
Ticker: MFN
ISIN: CA6029001022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER, AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS, A SPECIAL RESOLUTION APPROVING THE
ARRANGEMENT UNDER SECTION 182 OF THE
BUSINESS CORPORATIONS ACT (ONTARIO)
INVOLVING PAN AMERICAN SILVER CORP.,
MINEFINDERS CORPORATION LTD.
("MINEFINDERS") AND THE SHAREHOLDERS AND
OPTIONHOLDERS OF MINEFINDERS, THE FULL TEXT
OF WHICH IS SET FORTH IN APPENDIX A TO THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR OF MINEFINDERS.
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA MOBILITY HOLDINGS, INC. Agenda Number: 933517988
--------------------------------------------------------------------------------------------------------------------------
Security: 620097105
Meeting Type: Special
Meeting Date: 17-Nov-2011
Ticker: MMI
ISIN: US6200971058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF AUGUST 15, 2011, BY AND AMONG
GOOGLE INC., A DELAWARE CORPORATION, RB98
INC., A DELAWARE CORPORATION AND A WHOLLY
OWNED SUBSIDIARY OF GOOGLE INC., AND
MOTOROLA MOBILITY AS IT MAY BE AMENDED FROM
TIME TO TIME
02 TO APPROVE ANY MOTION TO ADJOURN THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR TIME, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO ADOPT THE MERGER AGREEMENT
03 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO MOTOROLA MOBILITY'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, INCLUDING THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE
--------------------------------------------------------------------------------------------------------------------------
NALCO HOLDING COMPANY Agenda Number: 933522547
--------------------------------------------------------------------------------------------------------------------------
Security: 62985Q101
Meeting Type: Special
Meeting Date: 30-Nov-2011
Ticker: NLC
ISIN: US62985Q1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF JULY 19, 2011 AMONG ECOLAB,
INC., SUSTAINABILITY PARTNERS CORPORATION,
A WHOLLY-OWNED SUBSIDIARY OF ECOLAB INC.
AND NALCO HOLDING COMPANY.
02 VOTE, ON A NON-BINDING ADVISORY BASIS, TO Mgmt For For
APPROVE THE COMPENSATION THAT MAY BECOME
PAYABLE TO NALCO'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE COMPLETION OF THE
TRANSACTIONS IN THE MERGER.
03 ADJOURN THE NALCO SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
NATIONWIDE HEALTH PROPERTIES, INC. Agenda Number: 933462006
--------------------------------------------------------------------------------------------------------------------------
Security: 638620104
Meeting Type: Special
Meeting Date: 01-Jul-2011
Ticker: NHP
ISIN: US6386201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 27, 2011, BY AND AMONG
VENTAS, INC., ITS WHOLLY OWNED SUBSIDIARY,
NEEDLES ACQUISITION LLC, AND NATIONWIDE
HEALTH PROPERTIES, INC. (NHP), AND APPROVE
THE MERGER OF NHP WITH AND INTO NEEDLES
ACQUISITION LLC AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------------------------------------------------
NEO MATL TECHNOLOGIES INC Agenda Number: 703805626
--------------------------------------------------------------------------------------------------------------------------
Security: 64045Y108
Meeting Type: MIX
Meeting Date: 30-May-2012
Ticker:
ISIN: CA64045Y1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.8 AND
2". THANK YOU.
1.1 Election of Gary E. German as a Director Mgmt For For
1.2 Election of Ho Soo Ching as a Director Mgmt For For
1.3 Election of James J. Jackson as a Director Mgmt For For
1.4 Election of Constantine E. Karayannopoulos Mgmt For For
as a Director
1.5 Election of Claire M.C. Kennedy as a Mgmt For For
Director
1.6 Election of William E. Macfarlane as a Mgmt For For
Director
1.7 Election of Peter E. O'Connor as a Director Mgmt For For
1.8 Election of John E. Pearson as a Director Mgmt For For
2 Re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants as auditors of NEM and
authorizing the directors to fix their
remuneration
3 To pass, with or without variation, a Mgmt For For
special resolution (the "Arrangement
Resolution "), the full text of which is
set forth in Appendix D to the accompanying
management proxy circular (the "Circular
"), approving an arrangement (the
"Arrangement ") pursuant to Section 192 of
the Canada Business Corporations Act , as
amended (the "CBCA "), all as more
particularly described in the Circular
--------------------------------------------------------------------------------------------------------------------------
NETLOGIC MICROSYSTEMS, INC. Agenda Number: 933519108
--------------------------------------------------------------------------------------------------------------------------
Security: 64118B100
Meeting Type: Special
Meeting Date: 22-Nov-2011
Ticker: NETL
ISIN: US64118B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 11, 2011, BY AND
AMONG NETLOGIC MICROSYSTEMS, INC., BROADCOM
CORPORATION AND I&N ACQUISITION CORP., A
WHOLLY OWNED SUBSIDIARY OF BROADCOM
CORPORATION (THE "MERGER AGREEMENT").
02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT.
03 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO NAMED EXECUTIVE OFFICERS
OF NETLOGIC MICROSYSTEMS, INC. IN
CONNECTION WITH THE MERGER, INCLUDING THE
AGREEMENTS AND UNDERSTANDINGS PURSUANT TO
WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYSTEMS, INC. Agenda Number: 933589698
--------------------------------------------------------------------------------------------------------------------------
Security: 670008101
Meeting Type: Special
Meeting Date: 10-May-2012
Ticker: NVLS
ISIN: US6700081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF (I) THE MERGER OF BLMS INC., A Mgmt For For
WHOLLY-OWNED SUBSIDIARY OF LAM RESEARCH
CORPORATION, WITH AND INTO NOVELLUS
SYSTEMS, INC. AND (II) THE AGREEMENT AND
PLAN OF MERGER BY AND AMONG LAM RESEARCH
CORPORATION, BLMS INC. AND NOVELLUS
SYSTEMS, INC., AND THE PRINCIPAL TERMS
THEREOF.
2. THE ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY AND APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL 1.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF NOVELLUS' NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933456837
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Special
Meeting Date: 07-Jul-2011
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF FEBRUARY 15, 2011,
AS AMENDED, BY AND AMONG DEUTSCHE BORSE AG,
NYSE EURONEXT, ALPHA BETA NETHERLANDS
HOLDING N.V. ("HOLDCO") AND POMME MERGER
CORPORATION, AND APPROVE THE TRANSACTIONS
CONTEMPLATED BY THE BUSINESS COMBINATION
AGREEMENT.
2A TO INCLUDE PROVISIONS IN THE HOLDCO Mgmt For For
ARTICLES OF ASSOCIATION TO AMEND THE HOLDCO
ARTICLES OF ASSOCIATION AND TO APPROVE
CERTAIN EXTRAORDINARY TRANSACTIONS OF
HOLDCO.
2B TO INCLUDE PROVISIONS IN THE HOLDCO Mgmt For For
ARTICLES OF ASSOCIATION TO ELECT DIRECTORS
IN CERTAIN CIRCUMSTANCES AND REMOVE
DIRECTORS.
2C TO INCLUDE PROVISIONS IN THE HOLDCO Mgmt For For
ARTICLES OF ASSOCIATION PROVIDING FOR THE
APPOINTMENT OF DIRECTORS TO THE HOLDCO
BOARD, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
03 APPROVE ANY PROPOSAL, IF MADE BY CHAIRMAN Mgmt For For
OF THE NYSE EURONEXT BOARD, TO ADJOURN OR
POSTPONE THE SPECIAL MEETING IN ORDER TO
(1) SOLICIT ADDITIONAL PROXIES WITH RESPECT
TO ABOVE-MENTIONED PROPOSALS &/OR (2) HOLD
SPECIAL MEETING ON A DATE THAT IS ON OR
ABOUT DATE OF EXPIRATION OF OFFER
ACCEPTANCE PERIOD FOR EXCHANGE OFFER, IN
EVENT THAT SUCH DATE OF EXPIRATION IS
EXTENDED.
--------------------------------------------------------------------------------------------------------------------------
NYSE EURONEXT Agenda Number: 933582757
--------------------------------------------------------------------------------------------------------------------------
Security: 629491101
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: NYX
ISIN: US6294911010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDRE BERGEN Mgmt For For
1B. ELECTION OF DIRECTOR: ELLYN L. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: MARSHALL N. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: DOMINIQUE CERUTTI Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY Mgmt For For
1F. ELECTION OF DIRECTOR: SIR GEORGE COX Mgmt For For
1G. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1H. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1I. ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1K. ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER Mgmt For For
1L. ELECTION OF DIRECTOR: RICARDO SALGADO Mgmt For For
1M. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt For For
1O. ELECTION OF DIRECTOR: RIJNHARD VAN TETS Mgmt For For
1P. ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NYSE
EURONEXT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (THE "SAY-ON-PAY"
PROPOSAL).
4. THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF Shr Abstain Against
10% OF THE OUTSTANDING COMMON STOCK THE
POWER TO CALL A SPECIAL STOCKHOLDER MEETING
(THE STEINER PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda Number: 933614059
--------------------------------------------------------------------------------------------------------------------------
Security: 697900108
Meeting Type: Special
Meeting Date: 15-May-2012
Ticker: PAAS
ISIN: CA6979001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROSS J. BEATY Mgmt For For
GEOFFREY A. BURNS Mgmt For For
MICHAEL L. CARROLL Mgmt For For
MICHAEL J.J. MALONEY Mgmt For For
ROBERT P. PIROOZ Mgmt For For
DAVID C. PRESS Mgmt For For
WALTER T. SEGSWORTH Mgmt For For
CHRISTOPHER NOEL DUNN Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS OF THE CORPORATION AND AUTHORIZING
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION APPROVING THE
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION, THE COMPLETE TEXT OF WHICH IS
SET OUT IN THE INFORMATION CIRCULAR FOR THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933560472
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION Shr Abstain Against
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Abstain Against
WRITTEN CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Abstain Against
SHAREHOLDER MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Abstain Against
VOTE ON DIRECTOR PAY.
--------------------------------------------------------------------------------------------------------------------------
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. Agenda Number: 933522597
--------------------------------------------------------------------------------------------------------------------------
Security: 717124101
Meeting Type: Special
Meeting Date: 30-Nov-2011
Ticker: PPDI
ISIN: US7171241018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF OCTOBER 2, 2011, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG PHARMACEUTICAL PRODUCT DEVELOPMENT,
INC., JAGUAR HOLDINGS, LLC AND JAGUAR
MERGER SUB, INC.
02 TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE "GOLDEN PARACHUTE" COMPENSATION
THAT MIGHT BE RECEIVED BY THE COMPANY'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
03 TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE AGREEMENT
AND PLAN OF MERGER.
--------------------------------------------------------------------------------------------------------------------------
PILOT GOLD INC, VANCOUVER, BC Agenda Number: 703718619
--------------------------------------------------------------------------------------------------------------------------
Security: 72154R103
Meeting Type: AGM
Meeting Date: 10-May-2012
Ticker:
ISIN: CA72154R1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "2.1 TO 2.6 AND
3". THANK YOU.
1 To set the number of Directors at 6 Mgmt For For
2.1 Election of Director: John Dorward Mgmt For For
2.2 Election of Director: Matthew Lennox-King Mgmt For For
2.3 Election of Director: Donald McInnes Mgmt For For
2.4 Election of Director: Mark O'Dea Mgmt For For
2.5 Election of Director: Robert Pease Mgmt For For
2.6 Election of Director: Sean Tetzlaff Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
PILOT GOLD INC. Agenda Number: 933600911
--------------------------------------------------------------------------------------------------------------------------
Security: 72154R103
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: PLGTF
ISIN: CA72154R1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 6. Mgmt For For
02 DIRECTOR
JOHN DORWARD Mgmt For For
MATTHEW LENNOX-KING Mgmt For For
DONALD MCINNES Mgmt For For
MARK O'DEA Mgmt For For
ROBERT PEASE Mgmt For For
SEAN TETZLAFF Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda Number: 933488682
--------------------------------------------------------------------------------------------------------------------------
Security: 743263105
Meeting Type: Special
Meeting Date: 23-Aug-2011
Ticker: PGN
ISIN: US7432631056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE PLAN OF MERGER CONTAINED IN Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF JANUARY 8, 2011, BY AND AMONG DUKE
ENERGY CORPORATION, DIAMOND ACQUISITION
CORPORATION AND PROGRESS ENERGY, INC., AS
IT MAY BE AMENDED FROM TIME TO TIME, AND
THE MERGER DESCRIBED THEREIN.
02 TO ADJOURN THE PROGRESS ENERGY, INC. Mgmt For For
SPECIAL MEETING OF SHAREHOLDERS, IF
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT ENERGY LTD. Agenda Number: 933554099
--------------------------------------------------------------------------------------------------------------------------
Security: 74386V100
Meeting Type: Special
Meeting Date: 27-Mar-2012
Ticker: PVX
ISIN: CA74386V1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH IN APPENDIX A TO THE
ACCOMPANYING JOINT MANAGEMENT INFORMATION
CIRCULAR AND PROXY STATEMENT DATED FEBRUARY
17, 2012 OF PROVIDENT ENERGY LTD.
("PROVIDENT") AND PEMBINA PIPELINE
CORPORATION ("PEMBINA") (THE "CIRCULAR"),
TO APPROVE A PLAN OF ARRANGEMENT UNDER
SECTION 193 OF THE BUSINESS CORPORATIONS
ACT (ALBERTA) INVOLVING PROVIDENT,
PROVIDENT SHAREHOLDERS, PEMBINA AND PEMBINA
ACQUISITIONCO INC., A WHOLLY-OWNED
SUBSIDIARY OF PEMBINA, ALL AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
RSC HOLDINGS INC Agenda Number: 933580145
--------------------------------------------------------------------------------------------------------------------------
Security: 74972L102
Meeting Type: Special
Meeting Date: 27-Apr-2012
Ticker: RRR
ISIN: US74972L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 15, 2011, BY AND
BETWEEN RSC HOLDINGS INC. ("RSC") AND
UNITED RENTALS, INC.
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, CERTAIN AGREEMENTS OR UNDERSTANDINGS
WITH, AND ITEMS OF COMPENSATION PAYABLE TO,
RSC'S NAMED EXECUTIVE OFFICERS THAT ARE
BASED ON OR OTHERWISE RELATED TO THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF RSC STOCKHOLDERS, IF NECESSARY
OR APPROPRIATE, TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE
ADOPTION OF THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SARA LEE CORPORATION Agenda Number: 933506214
--------------------------------------------------------------------------------------------------------------------------
Security: 803111103
Meeting Type: Annual
Meeting Date: 27-Oct-2011
Ticker: SLE
ISIN: US8031111037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1C ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1E ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F ELECTION OF DIRECTOR: LAURETTE T. KOELLNER Mgmt For For
1G ELECTION OF DIRECTOR: CORNELIS J.A. VAN Mgmt For For
LEDE
1H ELECTION OF DIRECTOR: DR. JOHN MCADAM Mgmt For For
1I ELECTION OF DIRECTOR: SIR IAN PROSSER Mgmt For For
1J ELECTION OF DIRECTOR: NORMAN R. SORENSEN Mgmt For For
1K ELECTION OF DIRECTOR: JEFFREY W. UBBEN Mgmt For For
1L ELECTION OF DIRECTOR: JONATHAN P. WARD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 ADVISORY VOTE ON THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
05 VOTE ON A STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SOLUTIA INC. Agenda Number: 933648416
--------------------------------------------------------------------------------------------------------------------------
Security: 834376501
Meeting Type: Special
Meeting Date: 29-Jun-2012
Ticker: SOA
ISIN: US8343765017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 26, 2012, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG SOLUTIA INC., EASTMAN CHEMICAL
COMPANY AND EAGLE MERGER SUB CORPORATION.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO SOLUTIA INC.'S
NAMED EXECUTIVE OFFICERS THAT IS BASED ON
OR OTHERWISE RELATES TO THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN UNION COMPANY Agenda Number: 933522458
--------------------------------------------------------------------------------------------------------------------------
Security: 844030106
Meeting Type: Special
Meeting Date: 09-Dec-2011
Ticker: SUG
ISIN: US8440301062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE AND ADOPT THE SECOND AMENDED AND Mgmt For For
RESTATED AGREEMENT AND PLAN OF MERGER,
DATED AS OF JULY 19, 2011, BY AND AMONG
ENERGY TRANSFER EQUITY, L.P., SIGMA
ACQUISITION CORPORATION AND SOUTHERN UNION
COMPANY, AS IT MAY BE AMENDED FROM TIME TO
TIME, ALL AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
02 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION TO BE RECEIVED BY
SOUTHERN UNION COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
03 TO APPROVE ANY ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
TALEO CORPORATION Agenda Number: 933564456
--------------------------------------------------------------------------------------------------------------------------
Security: 87424N104
Meeting Type: Special
Meeting Date: 05-Apr-2012
Ticker: TLEO
ISIN: US87424N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF FEBRUARY 8, 2012,
AMONG TALEO CORPORATION, A DELAWARE
CORPORATION ("TALEO"), OC ACQUISITION LLC
("ORACLE ACQUISITION ENTITY"), TIGER
ACQUISITION CORPORATION AND ORACLE
CORPORATION, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
2. A PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION THAT MAY
BECOME PAYABLE TO TALEO'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE COMPLETION
OF THE MERGER.
3. A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
SPECIAL MEETING TO A LATER DATE OR TIME IF
CHAIRMAN OF SPECIAL MEETING DETERMINES THAT
IT IS NECESSARY OR APPROPRIATE & IS
PERMITTED BY MERGER AGREEMENT, INCLUDING TO
SOLICIT ADDITIONAL PROXIES IF THERE IS NOT
A QUORUM PRESENT OR IF TALEO HAS NOT
OBTAINED SUFFICIENT AFFIRMATIVE STOCKHOLDER
VOTES TO ADOPT MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC. Agenda Number: 933536786
--------------------------------------------------------------------------------------------------------------------------
Security: 879433860
Meeting Type: Special
Meeting Date: 13-Jan-2012
Ticker: TDSS
ISIN: US8794338603
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 REVISED SHARE CONSOLIDATION AMENDMENT - Mgmt For For
STATUTORY VOTE
02 REVISED SHARE CONSOLIDATION AMENDMENT - Mgmt For For
RATIFICATION VOTE
04 REVISED VOTE AMENDMENT - RATIFICATION VOTE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELUS CORPORATION Agenda Number: 933603688
--------------------------------------------------------------------------------------------------------------------------
Security: 87971M202
Meeting Type: Annual and Special
Meeting Date: 09-May-2012
Ticker: TU
ISIN: CA87971M2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PASS, WITH OR WITHOUT VARIATION, A SPECIAL Mgmt For For
RESOLUTION, THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX C TO THE MANAGEMENT
INFORMATION CIRCULAR OF TELUS CORPORATION
DATED MARCH 22, 2012 (THE "CIRCULAR"),
APPROVING A PLAN OF ARRANGEMENT PURSUANT TO
DIVISION 5, PART 9 OF THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA)
INVOLVING TELUS CORPORATION, ITS
SHAREHOLDERS AND THE OTHER PERSONS NAMED
THEREIN AS MORE PARTICULARLY DESCRIBED IN
THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
TEMPLE-INLAND INC. Agenda Number: 933524402
--------------------------------------------------------------------------------------------------------------------------
Security: 879868107
Meeting Type: Special
Meeting Date: 07-Dec-2011
Ticker: TIN
ISIN: US8798681073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF SEPTEMBER 6, 2011, AMONG
TEMPLE-INLAND, INTERNATIONAL PAPER COMPANY,
AND METAL ACQUISITION INC., A WHOLLY-OWNED
SUBSIDIARY OF INTERNATIONAL PAPER COMPANY,
AS IT MAY BE AMENDED FROM TIME TO TIME.
02 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION TO BE PAID TO
TEMPLE-INLAND'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR TIME, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933512712
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 16-Nov-2011
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G ELECTION OF DIRECTOR: GARY G. MICHAEL Mgmt For For
1H ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1J ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
04 RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
05 STOCKHOLDER PROPOSAL ON INDEPENDENT Shr Abstain Against
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933585195
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL G. KIRK, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1E. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1I. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2012
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK Agenda Number: 933630368
--------------------------------------------------------------------------------------------------------------------------
Security: 713278109
Meeting Type: Special
Meeting Date: 30-May-2012
Ticker: PBY
ISIN: US7132781094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
(THE "MERGER AGREEMENT"), DATED AS OF
JANUARY 29, 2012, BY AND AMONG THE PEP BOYS
- MANNY, MOE & JACK, AUTO ACQUISITION
COMPANY, LLC AND AUTO MERGERSUB, INC., A
WHOLLY OWNED SUBSIDIARY OF AUTO ACQUISITION
COMPANY, LLC, AND APPROVE THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES IN FAVOR OF ADOPTING THE
MERGER AGREEMENT AND APPROVING THE
TRANSACTIONS CONTEMPLATED THEREBY,
INCLUDING THE MERGER, AT THE TIME OF THE
SPECIAL MEETING.
3. TO APPROVE A NON-BINDING PROPOSAL REGARDING Mgmt For For
CERTAIN EXECUTIVE COMPENSATION THAT MAY BE
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933595211
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C ELECTION OF DIRECTOR: IRL F. ENGELHARDT Mgmt For For
1D ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1G ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1H ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1I ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1J ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2012
03 APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
THOMAS & BETTS CORPORATION Agenda Number: 933590766
--------------------------------------------------------------------------------------------------------------------------
Security: 884315102
Meeting Type: Special
Meeting Date: 02-May-2012
Ticker: TNB
ISIN: US8843151023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF JANUARY 29, 2012 AMONG THOMAS &
BETTS CORPORATION, ABB LTD AND EDISON
ACQUISITION CORPORATION, AS IT MAY BE
AMENDED FROM TIME TO TIME.
2. TO APPROVE AN ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING OF SHAREHOLDERS IF NECESSARY OR
APPROPRIATE, IN THE VIEW OF THE BOARD OF
DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IN
FAVOR OF PROPOSAL 1 IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE PROPOSAL 1.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION TO BE PAID BY
THOMAS & BETTS CORPORATION TO ITS NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
TMX GROUP INC Agenda Number: 703746973
--------------------------------------------------------------------------------------------------------------------------
Security: 87261X108
Meeting Type: MIX
Meeting Date: 11-May-2012
Ticker:
ISIN: CA87261X1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "1.1 to 1.12
AND 2". THANK YOU.
1.1 Election of director : Tullio Cedraschi Mgmt For For
1.2 Election of director : Raymond Chan Mgmt For For
1.3 Election of director : Denyse Chicoyne Mgmt For For
1.4 Election of director : Wayne C. Fox Mgmt For For
1.5 Election of director : John A. Hagg Mgmt For For
1.6 Election of director : Harry A. Jaako Mgmt For For
1.7 Election of director : Thomas A. Kloet Mgmt For For
1.8 Election of director : J. Spencer Lanthier Mgmt For For
1.9 Election of director : Jean Martel Mgmt For For
1.10 Election of director : John P. Mulvihill Mgmt For For
1.11 Election of director : Kathleen M. O'Neill Mgmt For For
1.12 Election of director : Gerri B. Sinclair Mgmt For For
2 Appointment of KPMG LLP as our auditor at a Mgmt For For
remuneration to be fixed by the directors
3 Approval on an advisory basis of the Mgmt For For
approach to executive compensation
disclosed in our Management Information
Circular delivered in advance of the
Meeting
--------------------------------------------------------------------------------------------------------------------------
TRANSATLANTIC HOLDINGS, INC. Agenda Number: 933543375
--------------------------------------------------------------------------------------------------------------------------
Security: 893521104
Meeting Type: Special
Meeting Date: 06-Feb-2012
Ticker: TRH
ISIN: US8935211040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF NOVEMBER 20, 2011, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG
TRANSATLANTIC, ALLEGHANY CORPORATION AND
SHORELINE MERGER SUB, INC. (FORMERLY,
SHORELINE MERGER SUB, LLC).
02 ADJOURN THE TRANSATLANTIC SPECIAL MEETING, Mgmt For For
IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
SUCH ADJOURNMENT TO APPROVE SUCH PROPOSAL.
03 APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO TRANSATLANTIC'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, AND THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 933634722
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 08-Jun-2012
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENNE K. BRITELL Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: BOBBY J. GRIFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. KNEELAND Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1F. ELECTION OF DIRECTOR: SINGLETON B. Mgmt For For
MCALLISTER
1G. ELECTION OF DIRECTOR: BRIAN D. MCAULEY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN S. MCKINNEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES H. OZANNE Mgmt For For
1J. ELECTION OF DIRECTOR: JASON D. PAPASTAVROU Mgmt For For
1K. ELECTION OF DIRECTOR: FILIPPO PASSERINI Mgmt For For
1L. ELECTION OF DIRECTOR: DONALD C. ROOF Mgmt For For
1M. ELECTION OF DIRECTOR: KEITH WIMBUSH Mgmt For For
2. AMENDMENT TO OUR AMENDED AND RESTATED 2010 Mgmt For For
LONG TERM INCENTIVE PLAN
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4. RESOLUTION APPROVING THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS ON AN ADVISORY
BASIS
5. STOCKHOLDER PROPOSAL REGARDING "EXCLUSIVE Shr Abstain Against
FORUM" BYLAW
--------------------------------------------------------------------------------------------------------------------------
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. Agenda Number: 933487565
--------------------------------------------------------------------------------------------------------------------------
Security: 922207105
Meeting Type: Special
Meeting Date: 11-Aug-2011
Ticker: VSEA
ISIN: US9222071055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 3, 2011, BY & AMONG
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES,
INC., A DELAWARE CORPORATION, APPLIED
MATERIALS, INC., A DELAWARE CORPORATION,
AND BARCELONA ACQUISITION CORP., A DELAWARE
CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
APPLIED MATERIALS, INC., AS IT MAY BE
AMENDED FROM TIME TO TIME.
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO ALLOW FOR THE
SOLICITATION OF ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
03 PROPOSAL TO APPROVE, BY NON-BINDING, Mgmt For For
ADVISORY VOTE, "GOLDEN PARACHUTE"
COMPENSATION THAT CERTAIN EXECUTIVE
OFFICERS OF VARIAN SEMICONDUCTOR EQUIPMENT
ASSOCIATES, INC. WILL RECEIVE IN CONNECTION
WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933561739
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1B. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1C. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1E. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1F. ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For
1K. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. DISCLOSURE OF PRIOR GOVERNMENT SERVICE Shr Abstain Against
5. DISCLOSURE OF LOBBYING ACTIVITIES Shr Abstain Against
6. VESTING OF PERFORMANCE STOCK UNITS Shr Abstain Against
7. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Abstain Against
8. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr Abstain Against
9. NETWORK NEUTRALITY FOR WIRELESS BROADBAND Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
VITERRA INC, REGINA SK Agenda Number: 703803266
--------------------------------------------------------------------------------------------------------------------------
Security: 92849T108
Meeting Type: SGM
Meeting Date: 29-May-2012
Ticker:
ISIN: CA92849T1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1". THANK YOU.
1 To consider, pursuant to an interim order Mgmt For For
of the Ontario Superior Court of Justice
dated April 23, 2012 and, if thought
advisable, to pass with or without
variation, a special resolution of
shareholders (the "Arrangement
Resolution"), the full text of which is set
forth in Appendix A to the Circular, to
approve a plan of arrangement under section
192 of the Canada Business Corporations
Act, and related transactions, including
but not limited to the reorganization of
the Company's and its subsidiaries'
business, operations and assets, all as
more particularly described in the Circular
--------------------------------------------------------------------------------------------------------------------------
VITERRA INC. Agenda Number: 933628729
--------------------------------------------------------------------------------------------------------------------------
Security: 92849T108
Meeting Type: Special
Meeting Date: 29-May-2012
Ticker: VTRAF
ISIN: CA92849T1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER, PURSUANT TO AN INTERIM ORDER Mgmt For For
OF THE ONTARIO SUPERIOR COURT OF JUSTICE
DATED APRIL 23, 2012 AND, IF THOUGHT
ADVISABLE, TO PASS WITH OR WITHOUT
VARIATION, A SPECIAL RESOLUTION OF
SHAREHOLDERS (THE "ARRANGEMENT
RESOLUTION"), THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX A TO THE CIRCULAR, TO
APPROVE A PLAN OF ARRANGEMENT UNDER SECTION
192 OF THE CANADA BUSINESS CORPORATIONS
ACT, AND RELATED TRANSACTIONS, INCLUDING
BUT NOT LIMITED TO THE REORGANIZATION OF
VITERRA INC.'S AND ITS SUBSIDIARIES'
BUSINESS, OPERATIONS AND ASSETS.
--------------------------------------------------------------------------------------------------------------------------
WINN-DIXIE STORES, INC. Agenda Number: 933550697
--------------------------------------------------------------------------------------------------------------------------
Security: 974280307
Meeting Type: Special
Meeting Date: 09-Mar-2012
Ticker: WINN
ISIN: US9742803078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A PROPOSAL TO APPROVE THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF DECEMBER 16,
2011, AMONG OPAL HOLDINGS, LLC, OPAL MERGER
SUB, INC., AND WINN-DIXIE STORES, INC.
2. A PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
BASIS, THE COMPENSATION THAT MAY BECOME
PAYABLE TO OUR NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER.
3. A PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
(IF NECESSARY OR APPROPRIATE), TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SPECIAL
MEETING TO APPROVE THE MERGER AGREEMENT.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Merger Fund VL
By (Signature) /s/ Bruce Rubin
Name Bruce Rubin
Title President
Date 08/06/2012