UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10065
NAME OF REGISTRANT: Tax-Managed Small-Cap Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
Tax-Managed Small-Cap Portfolio
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AEROVIRONMENT, INC. Agenda Number: 933498582
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 29-Sep-2011
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH F. ALIBRANDI Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 AMENDMENT AND RESTATEMENT OF Mgmt For For
AEROVIRONMENT'S 2006 EQUITY INCENTIVE PLAN.
04 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
05 ADVISORY VOTE ON FREQUENCY OF EXECUTIVE Mgmt 1 Year Against
COMPENSATION ADVISORY VOTES.
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ALLIED WORLD ASSURANCE CO Agenda Number: 933501404
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Special
Meeting Date: 20-Sep-2011
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A TO APPROVE THE INCREASE TO ALLIED WORLD'S Mgmt For For
ORDINARY SHARE CAPITAL PURSUANT TO ARTICLE
3A(A) OF ALLIED WORLD'S ARTICLES OF
ASSOCIATION, ONLY IN CONNECTION WITH THE
MERGER WITH TRANSATLANTIC HOLDINGS, INC.
("TRANSATLANTIC").
B TO APPROVE THE INCREASE TO ALLIED WORLD'S Mgmt For For
CONDITIONAL SHARE CAPITAL PURSUANT TO
ARTICLE 5(A) OF ALLIED WORLD'S ARTICLES OF
ASSOCIATION, ONLY IN CONNECTION WITH THE
MERGER WITH TRANSATLANTIC.
C TO APPROVE THE INCREASE TO ALLIED WORLD'S Mgmt For For
AUTHORIZED SHARE CAPITAL PURSUANT TO
ARTICLE 6(A) OF ALLIED WORLD'S ARTICLES OF
ASSOCIATION, ONLY IN CONNECTION WITH THE
MERGER WITH TRANSATLANTIC.
D TO APPROVE THE ISSUANCE OF ALLIED WORLD Mgmt For For
SHARES TO TRANSATLANTIC STOCKHOLDERS
PURSUANT TO THE MERGER AND AS CONTEMPLATED
BY THE MERGER AGREEMENT AS REQUIRED BY NEW
YORK STOCK EXCHANGE RULES.
E TO APPROVE THE AMENDMENT TO ALLIED WORLD'S Mgmt For For
ARTICLES OF ASSOCIATION TO CHANGE ALLIED
WORLD'S NAME TO TRANSALLIED GROUP HOLDINGS,
AG ("TRANSALLIED") IMMEDIATELY FOLLOWING,
AND CONDITIONED UPON, COMPLETION OF THE
MERGER.
F TO APPROVE A CAPITAL REDUCTION TO ALLOW FOR Mgmt For For
PAYMENT OF A DIVIDEND TO THE COMBINED
COMPANY'S SHAREHOLDERS AFTER THE COMPLETION
OF THE MERGER.
G1 ELECTION OF CLASS II DIRECTOR OF Mgmt For For
TRANSALLIED TO SERVE UNTIL ANNUAL
SHAREHOLDER MEETING IN 2012: IAN H.
CHIPPENDALE
G2 ELECTION OF CLASS II DIRECTOR OF Mgmt For For
TRANSALLIED TO SERVE UNTIL ANNUAL
SHAREHOLDER MEETING IN 2012: JOHN L.
MCCARTHY
H1 ELECTION OF CLASS III DIRECTOR OF Mgmt For For
TRANSALLIED TO SERVE UNTIL ANNUAL
SHAREHOLDER MEETING IN 2013: STEPHEN P.
BRADLEY
H2 ELECTION OF CLASS III DIRECTOR OF Mgmt For For
TRANSALLIED TO SERVE UNTIL ANNUAL
SHAREHOLDER MEETING IN 2013: JOHN G. FOOS
I1 ELECTION OF CLASS I DIRECTOR OF TRANSALLIED Mgmt For For
TO SERVE UNTIL ANNUAL SHAREHOLDER MEETING
IN 2014: SCOTT A. CARMILANI
I2 ELECTION OF CLASS I DIRECTOR OF TRANSALLIED Mgmt For For
TO SERVE UNTIL ANNUAL SHAREHOLDER MEETING
IN 2014: RICHARD S. PRESS
I3 ELECTION OF CLASS I DIRECTOR OF TRANSALLIED Mgmt For For
TO SERVE UNTIL ANNUAL SHAREHOLDER MEETING
IN 2014: MICHAEL C. SAPNAR
J1 ELECTION OF DIRECTOR OF TRANSALLIED: Mgmt For For
BARBARA T. ALEXANDER
J2 ELECTION OF DIRECTOR OF TRANSALLIED: JAMES Mgmt For For
F. DUFFY
J3 ELECTION OF DIRECTOR OF TRANSALLIED: BART Mgmt For For
FRIEDMAN
J4 ELECTION OF DIRECTOR OF TRANSALLIED: SCOTT Mgmt For For
HUNTER
J5 ELECTION OF DIRECTOR OF TRANSALLIED: MARK Mgmt For For
R. PATTERSON
J6 ELECTION OF DIRECTOR OF TRANSALLIED: Mgmt For For
PATRICK DE SAINT-AIGNAN
J7 ELECTION OF DIRECTOR OF TRANSALLIED: SAMUEL Mgmt For For
J. WEINHOFF
K TO APPROVE THE TRANSALLIED GROUP HOLDINGS, Mgmt For For
AG FOURTH AMENDED AND RESTATED 2004 STOCK
INCENTIVE PLAN, EFFECTIVE UPON COMPLETION
OF THE MERGER.
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ALLIED WORLD ASSURANCE CO Agenda Number: 933570524
--------------------------------------------------------------------------------------------------------------------------
Security: H01531104
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: AWH
ISIN: CH0121032772
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt For For
UNTIL THE COMPANY'S ANNUAL SHAREHOLDER
MEETING IN 2015: SCOTT A. CARMILANI
1.2 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt For For
UNTIL THE COMPANY'S ANNUAL SHAREHOLDER
MEETING IN 2015: JAMES F. DUFFY
1.3 ELECTION OF CLASS II DIRECTOR TO SERVE Mgmt For For
UNTIL THE COMPANY'S ANNUAL SHAREHOLDER
MEETING IN 2015: BART FRIEDMAN
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE THE ALLIED WORLD ASSURANCE Mgmt For For
COMPANY HOLDINGS, AG 2012 OMNIBUS INCENTIVE
COMPENSATION PLAN.
4. TO APPROVE A NEW $500 MILLION SHARE Mgmt Against Against
REPURCHASE PROGRAM.
5. TO APPROVE THE RECLASSIFICATION OF "FREE Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS" TO THE
"GENERAL LEGAL RESERVE FROM CAPITAL
CONTRIBUTIONS" ON THE BALANCE SHEET OF THE
COMPANY'S AUDITED STATUTORY FINANCIAL
STATEMENTS FOR THE YEAR ENDED DECEMBER 31,
2011.
6. TO APPROVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ITS CONSOLIDATED FINANCIAL STATEMENTS AND
STATUTORY FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2011.
7. TO APPROVE THE COMPANY'S RETENTION OF Mgmt For For
DISPOSABLE PROFITS.
8. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO REDUCE THE
COMPANY'S SHARE CAPITAL AND PARTICIPATION
CAPITAL THROUGH THE CANCELLATION OF A
PORTION OF SHARES HELD IN TREASURY.
9. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO ELIMINATE THE
CONDITIONAL SHARE CAPITAL RELATING TO
CERTAIN SHAREHOLDER WARRANTS.
10. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO EXTEND THE BOARD
OF DIRECTORS' ABILITY TO ISSUE AUTHORIZED
SHARE CAPITAL UNTIL MAY 3, 2014.
11. TO APPROVE THE PAYMENT OF DIVIDENDS TO THE Mgmt For For
COMPANY'S SHAREHOLDERS IN THE FORM OF A PAR
VALUE REDUCTION.
12. TO ELECT DELOITTE & TOUCHE LTD. AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR AND DELOITTE
AG AS THE COMPANY'S STATUTORY AUDITOR TO
SERVE UNTIL THE COMPANY'S ANNUAL
SHAREHOLDER MEETING IN 2013.
13. TO ELECT PRICEWATERHOUSECOOPERS AG AS THE Mgmt For For
COMPANY'S SPECIAL AUDITOR TO SERVE UNTIL
THE COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2013.
14. TO APPROVE A DISCHARGE OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
FROM LIABILITIES FOR THEIR ACTIONS DURING
THE YEAR ENDED DECEMBER 31, 2011.
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AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 933577706
--------------------------------------------------------------------------------------------------------------------------
Security: 024835100
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: ACC
ISIN: US0248351001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. BAYLESS JR. Mgmt For For
R.D. BURCK Mgmt For For
G. STEVEN DAWSON Mgmt For For
CYDNEY C. DONNELL Mgmt For For
EDWARD LOWENTHAL Mgmt For For
WINSTON W. WALKER Mgmt For For
2. RATIFICATION OF ERNST & YOUNG AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2012
3. TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM
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AMERICAN PUBLIC EDUCATION, INC. Agenda Number: 933578746
--------------------------------------------------------------------------------------------------------------------------
Security: 02913V103
Meeting Type: Annual
Meeting Date: 11-May-2012
Ticker: APEI
ISIN: US02913V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WALLACE E. BOSTON, Mgmt For For
JR.
1.2 ELECTION OF DIRECTOR: J. CHRISTOPHER Mgmt For For
EVERETT
1.3 ELECTION OF DIRECTOR: BARBARA G. FAST Mgmt For For
1.4 ELECTION OF DIRECTOR: F. DAVID FOWLER Mgmt For For
1.5 ELECTION OF DIRECTOR: JEAN C. HALLE Mgmt For For
1.6 ELECTION OF DIRECTOR: TIMOTHY J. LANDON Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY T. WEGLICKI Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE COMPANY'S PROXY
STATEMENT FOR THE 2012 ANNUAL MEETING.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY & PULLEN, LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
--------------------------------------------------------------------------------------------------------------------------
ANALOGIC CORPORATION Agenda Number: 933535479
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 23-Jan-2012
Ticker: ALOG
ISIN: US0326572072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
04 TO HOLD AN ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES.
05 TO APPROVE AN AMENDED AND RESTATED 2009 Mgmt For For
STOCK INCENTIVE PLAN.
06 TO APPROVE AN AMENDED AND RESTATED Mgmt For For
NON-EMPLOYEE DIRECTOR STOCK PLAN.
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ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 933620595
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 22-Jun-2012
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STAN A. ASKREN Mgmt For For
KEVIN R. BURNS Mgmt For For
MATTHEW J. ESPE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
TAO HUANG Mgmt For For
MICHAEL F. JOHNSTON Mgmt For For
JEFFREY LIAW Mgmt For For
LARRY S. MCWILLIAMS Mgmt For For
JAMES C. MELVILLE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JOHN J. ROBERTS Mgmt For For
RICHARD E. WENZ Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
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ASTEC INDUSTRIES, INC. Agenda Number: 933561195
--------------------------------------------------------------------------------------------------------------------------
Security: 046224101
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: ASTE
ISIN: US0462241011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DANIEL K. FRIERSON Mgmt For For
GLEN E. TELLOCK Mgmt For For
JAMES B. BAKER Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2012.
--------------------------------------------------------------------------------------------------------------------------
BALCHEM CORPORATION Agenda Number: 933623616
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 14-Jun-2012
Ticker: BCPC
ISIN: US0576652004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PAUL D. COOMBS Mgmt For For
EDWARD L. MCMILLAN Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY & PULLEN, LLP, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2012.
3 NON-BINDING ADVISORY APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICERS COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
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BIG LOTS, INC. Agenda Number: 933598166
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
JAMES R. CHAMBERS Mgmt For For
STEVEN S. FISHMAN Mgmt For For
PETER J. HAYES Mgmt For For
BRENDA J. LAUDERBACK Mgmt For For
PHILIP E. MALLOTT Mgmt For For
RUSSELL SOLT Mgmt For For
JAMES R. TENER Mgmt For For
DENNIS B. TISHKOFF Mgmt For For
2. THE APPROVAL OF THE BIG LOTS 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN.
3. THE APPROVAL OF THE COMPENSATION OF BIG Mgmt Against Against
LOTS' NAMED EXECUTIVE OFFICERS, AS
DISCLOSED IN THE PROXY STATEMENT PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND THE NARRATIVE
DISCUSSION ACCOMPANYING THE TABLES.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS BIG LOTS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2012 FISCAL YEAR.
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BRUKER CORPORATION Agenda Number: 933602636
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KNISS Mgmt Withheld Against
JOERG C. LAUKIEN Mgmt For For
WILLIAM A. LINTON Mgmt Withheld Against
CHRIS VAN INGEN Mgmt For For
2. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RATIFY, CONFIRM AND APPROVE THE SELECTION
OF ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER
CORPORATION FOR FISCAL 2012.
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CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933618386
--------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Annual
Meeting Date: 04-Jun-2012
Ticker: CHSI
ISIN: US14888B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN B. EPSTEIN Mgmt For For
MICHAEL R. MCDONNELL Mgmt For For
DALE B. WOLF Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
3. TO OBTAIN APPROVAL BY THE SHAREHOLDERS, ON Mgmt For For
AN ADVISORY BASIS, OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS COMPENSATION AS
DISCLOSED PURSUANT TO ITEM 402 OF
REGULATION S-K OR ANY SUCCESSOR THERETO
(THE "SAY ON PAY" VOTE).
--------------------------------------------------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC. Agenda Number: 933570168
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: CHD
ISIN: US1713401024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: T. ROSIE ALBRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: RAVICHANDRA K. Mgmt For For
SALIGRAM
1C. ELECTION OF DIRECTOR: ROBERT K. SHEARER Mgmt For For
2. APPROVAL OF OUR AMENDED AND RESTATED ANNUAL Mgmt For For
INCENTIVE PLAN.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
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CIRRUS LOGIC, INC. Agenda Number: 933475382
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 28-Jul-2011
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MICHAEL L. HACKWORTH Mgmt For For
JOHN C. CARTER Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
JASON P. RHODE Mgmt For For
ALAN R. SCHUELE Mgmt For For
WILLIAM D. SHERMAN Mgmt For For
ROBERT H. SMITH Mgmt For For
SUSAN WANG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2012.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year Against
FREQUENCY OF ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
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COLFAX CORP Agenda Number: 933539035
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Special
Meeting Date: 05-Jan-2012
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE (I) THE ISSUANCE TO THE BDT Mgmt For For
INVESTOR OF 14,756,945 SHARES OF COMMON
STOCK AND 13,877,552 SHARES OF SERIES A
PREFERRED STOCK, IN ACCORDANCE WITH THE
TERMS OF THE BDT PURCHASE AGREEMENT TO FUND
A PORTION OF THE ACQUISITION AND (II) THE
ISSUANCE OF SHARES OF OUR COMMON STOCK UPON
CONVERSION OF SUCH SERIES A PREFERRED
STOCK.
02 TO APPROVE THE ISSUANCE OF 2,170,139 SHARES Mgmt For For
OF COMMON STOCK TO MITCHELL P. RALES,
2,170,139 SHARES OF COMMON STOCK TO STEVEN
M. RALES AND 1,085,070 SHARES OF COMMON
STOCK TO MARKEL CORPORATION IN ACCORDANCE
WITH THE TERMS OF THE OTHER PURCHASE
AGREEMENTS TO FUND A PORTION OF THE
ACQUISITION.
03 TO APPROVE THE ISSUANCE OF UP TO 20,832,469 Mgmt For For
SHARES OF COMMON STOCK AS PART
CONSIDERATION FOR THE ACQUISITION IN
ACCORDANCE WITH THE TERMS OF THE
IMPLEMENTATION AGREEMENT.
04 TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR CERTIFICATE OF INCORPORATION TO (I)
INCREASE THE NUMBER OF SHARES OF AUTHORIZED
CAPITAL STOCK FROM 210,000,000 TO
420,000,000 & (II) MAKE OTHER CHANGES TO
THE CERTIFICATE OF INCORPORATION TO SET
FORTH CERTAIN RIGHTS OF THE BDT INVESTOR TO
BE GRANTED IN CONNECTION WITH BDT
INVESTMENT, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
05 ADJOURN OR POSTPONE THE SPECIAL MEETING TO Mgmt For For
A LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN EVENT THERE ARE INSUFFICIENT VOTES TO
APPROVE OTHER PROPOSALS.
--------------------------------------------------------------------------------------------------------------------------
COLFAX CORP Agenda Number: 933604185
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1B. ELECTION OF DIRECTOR: CLAY H. KIEFABER Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. ALLENDER Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH O. BUNTING III Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For
1F. ELECTION OF DIRECTOR: RHONDA L. JORDAN Mgmt For For
1G. ELECTION OF DIRECTOR: SAN W. ORR, III Mgmt For For
1H. ELECTION OF DIRECTOR: CLAYTON PERFALL Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN E. SIMMS Mgmt For For
1J. ELECTION OF DIRECTOR: RAJIV VINNAKOTA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COLFAX CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR 2012.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COLFAX CORPORATION 2008 OMNIBUS
INCENTIVE PLAN.
4. TO APPROVE THE MATERIAL TERMS OF PAYMENT OF Mgmt For For
INCENTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC. Agenda Number: 933570459
--------------------------------------------------------------------------------------------------------------------------
Security: 20451N101
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: CMP
ISIN: US20451N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID J. D'ANTONI Mgmt For For
PERRY W. PREMDAS Mgmt For For
ALLAN R. ROTHWELL Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS COMPASS MINERALS' INDEPENDENT REGISTERED
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CORN PRODUCTS INTERNATIONAL, INC. Agenda Number: 933587543
--------------------------------------------------------------------------------------------------------------------------
Security: 219023108
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: CPO
ISIN: US2190231082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD J. ALMEIDA Mgmt For For
LUIS ARANGUREN-TRELLEZ Mgmt For For
PAUL HANRAHAN Mgmt For For
WAYNE M. HEWETT Mgmt For For
GREGORY B. KENNY Mgmt For For
JAMES M. RINGLER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE THE
COMPANY'S NAME TO INGREDION INCORPORATED.
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY AND ITS
SUBSIDIARIES, IN RESPECT OF THE COMPANY'S
OPERATIONS IN 2012.
--------------------------------------------------------------------------------------------------------------------------
CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 933575562
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 11-May-2012
Ticker: CY
ISIN: US2328061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt For For
ERIC A. BENHAMOU Mgmt For For
LLOYD CARNEY Mgmt For For
JAMES R. LONG Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
J.D. SHERMAN Mgmt For For
WILBERT VAN DEN HOEK Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2012.
3. ANNUAL ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ELSTER GROUP SE (ELT) Agenda Number: 933610188
--------------------------------------------------------------------------------------------------------------------------
Security: 290348101
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: ELT
ISIN: US2903481016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. RESOLUTION ON THE APPROPRIATION OF THE NET Mgmt For
PROFIT OF ELSTER GROUP SE
3. RESOLUTION ON THE RATIFICATION OF THE ACTS Mgmt For
OF THE MEMBERS OF THE ADMINISTRATIVE BOARD
IN THE FINANCIAL YEAR 2011
4. RESOLUTION ON THE RATIFICATION OF THE ACTS Mgmt For
OF THE MANAGING DIRECTORS IN THE FINANCIAL
YEAR 2011
5. RESOLUTION ON THE APPOINTMENT OF THE Mgmt For
AUDITOR FOR THE ANNUAL FINANCIAL STATEMENTS
AND THE CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FINANCIAL YEAR 2012 AS WELL AS FOR
THE REVIEW OF THE COMPANY'S QUARTERLY
REPORTS
6. RESOLUTION ON THE ELECTION OF A NEW MEMBER Mgmt Against
OF THE ADMINISTRATIVE BOARD
7. RESOLUTION ON THE APPROVAL OF THE SYSTEM Mgmt For
FOR THE REMUNERATION OF THE MANAGING
DIRECTORS (SAY-ON-PAY VOTE)
8. RESOLUTION ON THE AMENDMENT OF THE ARTICLES Mgmt For
OF ASSOCIATION REGARDING THE APPROPRIATION
OF PROFITS
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 933587074
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PAUL S. ALTHASEN Mgmt For For
LU M. CORDOVA Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG, Mgmt For For
LLP AS EURONET'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXAMWORKS GROUP, INC (EXAM) Agenda Number: 933577162
--------------------------------------------------------------------------------------------------------------------------
Security: 30066A105
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: EXAM
ISIN: US30066A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER B. BACH Mgmt For For
PETER M. GRAHAM Mgmt For For
WILLIAM A. SHUTZER Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2012.
--------------------------------------------------------------------------------------------------------------------------
FEI COMPANY Agenda Number: 933573772
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: FEIC
ISIN: US30241L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LAWRENCE A. BOCK Mgmt For For
ARIE HUIJSER Mgmt For For
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt For For
JAN C. LOBBEZOO Mgmt For For
GERHARD H. PARKER Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
HOMA BAHRAMI Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
2 TO AMEND FEI'S 1995 STOCK INCENTIVE PLAN: Mgmt For For
(I) TO INCREASE THE NUMBER OF SHARES OF OUR
COMMON STOCK RESERVED FOR ISSUANCE UNDER
THE PLAN BY 250,000 SHARES, AND (II) TO
EXPAND THE LIST OF PERFORMANCE GOALS FROM
WHICH THE COMPENSATION COMMITTEE MAY CHOOSE
IN DESIGNING AND GRANTING INCENTIVE AWARDS,
ALL AS MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S EMPLOYEE SHARE PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
5 TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORESTAR GROUP, INC Agenda Number: 933583038
--------------------------------------------------------------------------------------------------------------------------
Security: 346233109
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: FOR
ISIN: US3462331097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOUIS R. BRILL Mgmt For For
WILLIAM G. CURRIE Mgmt For For
JAMES A. RUBRIGHT Mgmt For For
CARL A. THOMPSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
FTI CONSULTING, INC. Agenda Number: 933613033
--------------------------------------------------------------------------------------------------------------------------
Security: 302941109
Meeting Type: Annual
Meeting Date: 06-Jun-2012
Ticker: FCN
ISIN: US3029411093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENIS J. CALLAGHAN Mgmt For For
JACK B. DUNN, IV Mgmt For For
GERARD E. HOLTHAUS Mgmt Withheld Against
CLAUDIO COSTAMAGNA Mgmt For For
SIR VERNON ELLIS Mgmt For For
MARC HOLTZMAN Mgmt For For
H. DE CAMPOS MEIRELLES Mgmt For For
2. RATIFY THE RETENTION OF KPMG LLP AS FTI Mgmt For For
CONSULTING, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY (NON-BINDING) VOTE ON NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION AS DESCRIBED
IN THE PROXY STATEMENT FOR THE 2012 ANNUAL
MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933558112
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 19-Apr-2012
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW CLAERHOUT Mgmt Withheld Against
DAVID B. KAPLAN Mgmt Withheld Against
AMY B. LANE Mgmt For For
RICHARD J. WALLACE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2012 FISCAL
YEAR.
3. THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2011, AS DISCLOSED IN
THE ACCOMPANYING PROXY MATERIALS.
4. A RECOMMENDATION, BY NON-BINDING VOTE, OF Mgmt 1 Year For
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 933612081
--------------------------------------------------------------------------------------------------------------------------
Security: 382410405
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: GDP
ISIN: US3824104059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY GOODRICH Mgmt For For
PATRICK E. MALLOY, III Mgmt For For
MICHAEL J. PERDUE Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2012.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 933604200
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMMANUEL T. BALLASES Mgmt For For
JUDY C. BOZEMAN Mgmt For For
FRANK J. BRAMANTI Mgmt For For
WALTER M. DUER Mgmt For For
JAMES C. FLAGG, PH.D. Mgmt For For
THOMAS M. HAMILTON Mgmt For For
LESLIE S. HEISZ Mgmt For For
JOHN N. MOLBECK JR. Mgmt For For
ROBERT A. ROSHOLT Mgmt For For
J. MIKESELL THOMAS Mgmt For For
CHRISTOPHER JB WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2012.
--------------------------------------------------------------------------------------------------------------------------
HFF, INC. Agenda Number: 933631221
--------------------------------------------------------------------------------------------------------------------------
Security: 40418F108
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: HF
ISIN: US40418F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN P. MCGALLA Mgmt For For
LENORE M. SULLIVAN Mgmt For For
2. NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF INDEPENDENT, REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 933623678
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106
Meeting Type: Annual
Meeting Date: 21-Jun-2012
Ticker: HOS
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY D. HORNBECK Mgmt For For
STEVEN W. KRABLIN Mgmt For For
JOHN T. RYND Mgmt For For
2 RATIFICATION OF SELECTION OF AUDITORS - TO Mgmt For For
RATIFY THE REAPPOINTMENT OF ERNST & YOUNG,
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS AND AUDITORS FOR THE
FISCAL YEAR 2012.
3 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
JOHN WILEY & SONS, INC. Agenda Number: 933493811
--------------------------------------------------------------------------------------------------------------------------
Security: 968223206
Meeting Type: Annual
Meeting Date: 15-Sep-2011
Ticker: JWA
ISIN: US9682232064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARI J. BAKER Mgmt For For
RAYMOND W. MCDANIEL, JR Mgmt For For
WILLIAM B. PLUMMER Mgmt For For
KALPANA RAINA Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS.
03 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
04 APPROVAL, ON AN ADVISORY BASIS, TO CONDUCT Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION EVERY YEAR.
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 933577528
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BOB G. GOWER Mgmt For For
1.2 ELECTION OF DIRECTOR: MONTE J. MILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: JOSEPH H. PYNE Mgmt For For
2. APPROVAL OF AMENDMENTS TO KIRBY'S 2005 Mgmt For For
STOCK AND INCENTIVE PLAN.
3. APPROVAL OF AN AMENDMENT TO KIRBY'S 2000 Mgmt For For
NONEMPLOYEE DIRECTOR STOCK PLAN.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS KIRBY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
5. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF KIRBY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KODIAK OIL & GAS CORP. Agenda Number: 933643377
--------------------------------------------------------------------------------------------------------------------------
Security: 50015Q100
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: KOG
ISIN: CA50015Q1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: LYNN A. PETERSON Mgmt For For
1B JAMES E. CATLIN Mgmt For For
1C RODNEY D. KNUTSON Mgmt For For
1D HERRICK K. LIDSTONE, JR. Mgmt For For
1E WILLIAM J. KRYSIAK Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
03 APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933575980
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ASHISH BHUTANI Mgmt For For
STEVEN J. HEYER Mgmt For For
SYLVIA JAY Mgmt For For
VERNON E. JORDAN, JR. Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
AND AUTHORIZATION OF LAZARD LTD'S BOARD OF
DIRECTORS, ACTING BY THE AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
3. NON-BINDING ADVISORY VOTE REGARDING Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933566436
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 07-May-2012
Ticker: LKQX
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
KEVIN F. FLYNN Mgmt For For
RONALD G. FOSTER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
PAUL M. MEISTER Mgmt For For
JOHN F. O'BRIEN Mgmt For For
ROBERT L. WAGMAN Mgmt For For
WILLIAM M. WEBSTER, IV Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2012.
3. APPROVAL OF AN AMENDMENT TO THE LKQ Mgmt For For
CORPORATION 1998 EQUITY INCENTIVE PLAN TO
EXPLICITLY ALLOW PARTICIPATION BY
NON-EMPLOYEE DIRECTORS AND TO INCREASE THE
NUMBER OF SHARES OF LKQ COMMON STOCK
AVAILABLE FOR ISSUANCE UNDER THE PLAN BY
544,417, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
4. APPROVAL OF AN AMENDMENT TO THE LKQ Mgmt For For
CORPORATION LONG TERM INCENTIVE PLAN TO
ALLOW ADJUSTMENTS TO THE TARGET GOALS
THEREUNDER DUE TO UNUSUAL, ATYPICAL OR
NON-RECURRING ITEMS, AS DESCRIBED IN THE
PROXY STATEMENT FOR THE ANNUAL MEETING.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LKQ CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
LSB INDUSTRIES, INC. Agenda Number: 933627664
--------------------------------------------------------------------------------------------------------------------------
Security: 502160104
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: LXU
ISIN: US5021601043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT C. BROWN Mgmt For For
BARRY H. GOLSEN Mgmt For For
DAVID R. GOSS Mgmt For For
GAIL P. LAPIDUS Mgmt For For
JOHN A. SHELLEY Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2012.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 933571588
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
CESAR L. ALVAREZ Mgmt For For
WALDEMAR A. CARLO, M.D. Mgmt For For
MICHAEL B. FERNANDEZ Mgmt For For
ROGER K. FREEMAN, M.D. Mgmt For For
PAUL G. GABOS Mgmt For For
P.J. GOLDSCHMIDT, M.D. Mgmt For For
MANUEL KADRE Mgmt For For
ROGER J. MEDEL, M.D. Mgmt For For
DONNA E. SHALALA PH.D. Mgmt For For
ENRIQUE J. SOSA PH.D. Mgmt For For
2 PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE MEDNAX, INC. 2008
INCENTIVE COMPENSATION PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM.
4 PROPOSAL TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda Number: 933629264
--------------------------------------------------------------------------------------------------------------------------
Security: 587200106
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: MENT
ISIN: US5872001061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH L. BARNES Mgmt For For
SIR PETER L. BONFIELD Mgmt Withheld Against
GREGORY K. HINCKLEY Mgmt Withheld Against
J. DANIEL MCCRANIE Mgmt For For
KEVIN C. MCDONOUGH Mgmt Withheld Against
PATRICK B. MCMANUS Mgmt Withheld Against
DR. WALDEN C. RHINES Mgmt Withheld Against
DAVID S. SCHECHTER Mgmt For For
2. SHAREHOLDER ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RE-APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE VARIABLE INCENTIVE PLAN.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING JANUARY 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
MF GLOBAL HOLDINGS LTD Agenda Number: 933488086
--------------------------------------------------------------------------------------------------------------------------
Security: 55277J108
Meeting Type: Annual
Meeting Date: 11-Aug-2011
Ticker: MF
ISIN: US55277J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID P. BOLGER Mgmt For For
1B ELECTION OF DIRECTOR: JON S. CORZINE Mgmt For For
1C ELECTION OF DIRECTOR: EILEEN S. FUSCO Mgmt For For
1D ELECTION OF DIRECTOR: DAVID GELBER Mgmt For For
1E ELECTION OF DIRECTOR: MARTIN J. GLYNN Mgmt For For
1F ELECTION OF DIRECTOR: EDWARD L. GOLDBERG Mgmt For For
1G ELECTION OF DIRECTOR: DAVID I. SCHAMIS Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT S. SLOAN Mgmt For For
02 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF THE OFFICERS DISCLOSED IN THIS PROXY
STATEMENT, OR A "SAY-ON-PAY" VOTE.
03 ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE SAY-ON-PAY VOTES, OR A
"SAY-WHEN-ON-PAY" VOTE.
04 APPROVAL OF THE 2011 EXECUTIVE INCENTIVE Mgmt For For
PLAN.
05 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012.
06 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
COMMON STOCK UPON THE EXERCISE OF WARRANTS
ISSUED IN CONNECTION WITH OUR 1.875%
CONVERTIBLE SENIOR NOTES DUE 2016 IN EXCESS
OF NEW YORK STOCK EXCHANGE LIMITS FOR
ISSUANCE WITHOUT SHAREHOLDER APPROVAL.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 933605668
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. ERIC BOLTON, JR. Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JOHN S. GRINALDS Mgmt For For
RALPH HORN Mgmt For For
PHILIP W. NORWOOD Mgmt For For
W. REID SANDERS Mgmt For For
WILLIAM B. SANSOM Mgmt For For
GARY SHORB Mgmt For For
2. AMENDMENT TO THE CHARTER TO INCREASE THE Mgmt For For
NUMBER OF AUTHORIZED SHARES OF COMMON STOCK
TO 100,000,000.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
MOLYCORP, INC. Agenda Number: 933604654
--------------------------------------------------------------------------------------------------------------------------
Security: 608753109
Meeting Type: Annual
Meeting Date: 31-May-2012
Ticker: MCP
ISIN: US6087531090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN T. DOLAN Mgmt For For
JOHN GRAELL Mgmt For For
MARK A. SMITH Mgmt For For
2. TO APPROVE THE MOLYCORP, INC. 2012 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 933565395
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACK L. ALEXANDER Mgmt For For
BETTY R. JOHNSON Mgmt For For
MAURICE E. MOORE Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
CORPORATION'S EXECUTIVE COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
AND YOUNG LLP AS THE CORPORATION'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 933576057
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DUY-LOAN T. LE Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS NI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION Agenda Number: 933534833
--------------------------------------------------------------------------------------------------------------------------
Security: 646025106
Meeting Type: Annual
Meeting Date: 25-Jan-2012
Ticker: NJR
ISIN: US6460251068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD L. CORRELL Mgmt For For
M. WILLIAM HOWARD, JR. Mgmt For For
J. TERRY STRANGE Mgmt For For
GEORGE R. ZOFFINGER Mgmt For For
02 TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2012.
--------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. Agenda Number: 933488543
--------------------------------------------------------------------------------------------------------------------------
Security: N6748L102
Meeting Type: Annual
Meeting Date: 16-Aug-2011
Ticker: OFIX
ISIN: ANN6748L1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES F. GERO Mgmt For For
GUY J. JORDAN Mgmt For For
MICHAEL R. MAINELLI Mgmt For For
ALAN W. MILINAZZO Mgmt For For
MARIA SAINZ Mgmt For For
DAVEY S. SCOON Mgmt For For
ROBERT S. VATERS Mgmt For For
WALTER P. VON WARTBURG Mgmt For For
KENNETH R. WEISSHAAR Mgmt For For
02 APPROVAL OF THE BALANCE SHEET AND INCOME Mgmt For For
STATEMENT AT AND FOR THE YEAR ENDED
DECEMBER 31, 2010.
03 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ORTHOFIX AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
04 APPROVAL OF AN ADVISORY AND NON-BINDING Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
05 RECOMMENDATION, BY ADVISORY AND NON-BINDING Mgmt 1 Year For
VOTE, REGARDING THE FREQUENCY OF FUTURE
VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ORTHOFIX INTERNATIONAL N.V. Agenda Number: 933630990
--------------------------------------------------------------------------------------------------------------------------
Security: N6748L102
Meeting Type: Annual
Meeting Date: 21-Jun-2012
Ticker: OFIX
ISIN: ANN6748L1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES F. GERO Mgmt For For
GUY J. JORDAN Mgmt For For
MICHAEL R. MAINELLI Mgmt For For
DAVEY S. SCOON Mgmt For For
ROBERT S. VATERS Mgmt For For
WALTER P. VON WARTBURG Mgmt For For
KENNETH R. WEISSHAAR Mgmt For For
2. APPROVAL OF THE ORTHOFIX INTERNATIONAL N.V. Mgmt For For
2012 LONG-TERM INCENTIVE PLAN.
3. APPROVAL OF THE BALANCE SHEET AND INCOME Mgmt For For
STATEMENT AT AND FOR THE YEAR ENDED
DECEMBER 31, 2011.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ORTHOFIX AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
5. APPROVAL OF AN ADVISORY AND NON-BINDING Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PARAMETRIC TECHNOLOGY CORPORATION Agenda Number: 933545355
--------------------------------------------------------------------------------------------------------------------------
Security: 699173209
Meeting Type: Annual
Meeting Date: 07-Mar-2012
Ticker: PMTC
ISIN: US6991732099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD K. GRIERSON Mgmt For For
JAMES E. HEPPELMANN Mgmt For For
RENATO ZAMBONINI Mgmt For For
02 ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
03 APPROVE AN AMENDMENT TO OUR ARTICLES OF Mgmt For For
ORGANIZATION TO CHANGE OUR CORPORATE NAME
TO PTC WITH AN APPROPRIATE CORPORATE
INDICATOR SELECTED BY THE BOARD OF
DIRECTORS.
04 CONFIRM THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS PTC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
PETROLEUM DEVELOPMENT CORPORATION Agenda Number: 933618792
--------------------------------------------------------------------------------------------------------------------------
Security: 716578109
Meeting Type: Annual
Meeting Date: 07-Jun-2012
Ticker: PETD
ISIN: US7165781094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANTHONY J. CRISAFIO Mgmt For For
KIMBERLY LUFF WAKIM Mgmt For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
03 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
SECOND AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO CHANGE THE NAME OF THE
COMPANY TO PDC ENERGY, INC.
04 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
POSEIDON CONCEPTS CORP. Agenda Number: 933619857
--------------------------------------------------------------------------------------------------------------------------
Security: 73731R103
Meeting Type: Special
Meeting Date: 17-May-2012
Ticker: POOSF
ISIN: CA73731R1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE RESOLUTION APPOINTING KPMG LLP AS Mgmt Abstain Against
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION.
02 THE RESOLUTION FIXING THE NUMBER OF Mgmt Abstain Against
DIRECTORS FOR THE ENSUING YEAR AT SIX (6)
AND ELECTING THE DIRECTORS OF THE
CORPORATION FOR THE ENSUING YEAR.
03 THE RESOLUTION TO APPROVE THE REDUCTION OF Mgmt For For
THE CORPORATION'S SHARE CAPITAL FOR
ACCOUNTING PURPOSES, WITHOUT PAYMENT OF OR
REDUCTION TO THE CORPORATION'S STATED
CAPITAL OR PAID-UP CAPITAL, BY THE AMOUNT
OF THE CONSOLIDATED ACCOUNTING DEFICIT OF
THE CORPORATION ON JANUARY 1, 2012.
--------------------------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda Number: 933587125
--------------------------------------------------------------------------------------------------------------------------
Security: 69360J107
Meeting Type: Annual
Meeting Date: 30-Apr-2012
Ticker: PSB
ISIN: US69360J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD L. HAVNER, JR. Mgmt For For
JOSEPH D. RUSSELL, JR. Mgmt For For
JENNIFER H. DUNBAR Mgmt For For
JAMES H. KROPP Mgmt For For
SARA GROOTWASSINK LEWIS Mgmt For For
MICHAEL V. MCGEE Mgmt For For
GARY E. PRUITT Mgmt For For
PETER SCHULTZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF PS
BUSINESS PARKS, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. APPROVE PS BUSINESS PARKS, INC. 2012 EQUITY Mgmt For For
AND PERFORMANCE-BASED INCENTIVE
COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUANTUM CORPORATION Agenda Number: 933483985
--------------------------------------------------------------------------------------------------------------------------
Security: 747906204
Meeting Type: Annual
Meeting Date: 17-Aug-2011
Ticker: QTM
ISIN: US7479062041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL R. AUVIL III Mgmt For For
RICHARD E. BELLUZZO Mgmt For For
MICHAEL A. BROWN Mgmt Withheld Against
THOMAS S. BUCHSBAUM Mgmt For For
ELIZABETH A. FETTER Mgmt For For
JON W. GACEK Mgmt For For
JOSEPH A. MARENGI Mgmt For For
DAVID E. ROBERSON Mgmt For For
DENNIS P. WOLF Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2012.
03 NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
04 NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933492338
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 07-Sep-2011
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
DR. AMIR FAGHRI# Mgmt For For
DR. M.J. HARTNETT# Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR 2012.
03 TO APPROVE THE EXECUTIVE OFFICER Mgmt For For
PERFORMANCE BASED COMPENSATION PLAN.
04 TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt Against Against
EXECUTIVE COMPENSATION.
05 TO APPROVE A NON-BINDING ADVISORY VOTE ON Mgmt 1 Year Against
THE FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
--------------------------------------------------------------------------------------------------------------------------
SAVVIS INC. Agenda Number: 933481044
--------------------------------------------------------------------------------------------------------------------------
Security: 805423308
Meeting Type: Special
Meeting Date: 13-Jul-2011
Ticker: SVVS
ISIN: US8054233080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 26, 2011, AMONG
CENTURYLINK, INC., MIMI ACQUISITION
COMPANY, A WHOLLY OWNED SUBSIDIARY OF
CENTURYLINK, AND SAVVIS, INC., AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME
(THE "MERGER AGREEMENT").
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
03 PROPOSAL TO APPROVE, THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION ON COMPENSATION TO
BE PAID TO NAMED EXECUTIVE OFFICERS THAT IS
BASED ON OR OTHERWISE RELATES TO THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION Agenda Number: 933607395
--------------------------------------------------------------------------------------------------------------------------
Security: 81616X103
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: SCSS
ISIN: US81616X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN L. GULIS, JR. Mgmt For For
BRENDA J. LAUDERBACK Mgmt For For
ERVIN R. SHAMES Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE RATIFICATION OF THE Mgmt For For
SELECTION OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
29, 2012.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933558679
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KATHRYN A. BYRNE Mgmt For For
ALFONSE M. D'AMATO Mgmt For For
JEFFREY W. MESHEL Mgmt For For
2 TO APPROVE THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2012.
3 ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SM ENERGY COMPANY Agenda Number: 933593407
--------------------------------------------------------------------------------------------------------------------------
Security: 78454L100
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: SM
ISIN: US78454L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BARBARA M. BAUMANN Mgmt For For
1B ELECTION OF DIRECTOR: ANTHONY J. BEST Mgmt For For
1C ELECTION OF DIRECTOR: LARRY W. BICKLE Mgmt For For
1D ELECTION OF DIRECTOR: STEPHEN R. BRAND Mgmt For For
1E ELECTION OF DIRECTOR: WILLIAM J. GARDINER Mgmt For For
1F ELECTION OF DIRECTOR: JULIO M. QUINTANA Mgmt For For
1G ELECTION OF DIRECTOR: JOHN M. SEIDL Mgmt For For
1H ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN Mgmt For For
2 THE PROPOSAL TO RATIFY THE APPOINTMENT BY Mgmt For For
THE AUDIT COMMITTEE OF DELOITTE & TOUCHE
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933542943
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Special
Meeting Date: 07-Feb-2012
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
SUPERIOR COMMON STOCK TO COMPLETE
STOCKHOLDERS PURSUANT TO THE MERGER
AGREEMENT.
02 ADOPTION OF AN AMENDMENT TO SUPERIOR'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF SUPERIOR
COMMON STOCK FROM 125,000,000 SHARES TO
250,000,000 SHARES.
03 AUTHORIZATION OF SUPERIOR'S BOARD OF Mgmt For For
DIRECTORS, IN ITS DISCRETION, TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE OR
DATES, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO APPROVE THE ISSUANCE OF SHARES
OF SUPERIOR COMMON STOCK TO COMPLETE
STOCKHOLDERS, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SYCAMORE NETWORKS, INC. Agenda Number: 933530316
--------------------------------------------------------------------------------------------------------------------------
Security: 871206405
Meeting Type: Annual
Meeting Date: 10-Jan-2012
Ticker: SCMR
ISIN: US8712064059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL E. SMITH Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SYCAMORE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2012.
03 TO HOLD AN ADVISORY VOTE ON SYCAMORE'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
04 TO HOLD AN ADVISORY VOTE REGARDING THE Mgmt 1 Year Against
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF SYCAMORE'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 933502735
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 29-Sep-2011
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PHILIP J. HAWK Mgmt For For
LOUIS A. WATERS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG, LLP, Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS, AS AUDITORS
FOR THE COMPANY FOR THE YEAR ENDING MAY 31,
2012.
03 TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
04 TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF HOLDING SHAREHOLDER ADVISORY
VOTES ON THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
05 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
TEXAS ARTICLES OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
06 TO APPROVE THE REINCORPORATION OF THE Mgmt For For
COMPANY IN DELAWARE.
07 TO APPROVE AN INCREASE IN THE NUMBER OF Mgmt For For
AUTHORIZED SHARES UNDER THE TEAM, INC. 2006
STOCK INCENTIVE PLAN, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933581642
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEORGE F. JONES, JR. Mgmt For For
PETER B. BARTHOLOW Mgmt For For
JAMES H. BROWNING Mgmt For For
JOSEPH M. (JODY) GRANT Mgmt Withheld Against
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
W.W. MCALLISTER III Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
GRANT E. SIMS Mgmt For For
ROBERT W. STALLINGS Mgmt For For
DALE W. TREMBLAY Mgmt For For
IAN J. TURPIN Mgmt For For
2 ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 933587163
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2015: FREDERICK H. EPPINGER
1.2 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2015: JOSEPH R. RAMRATH
1.3 ELECTION OF DIRECTOR FOR THREE-YEAR TERM Mgmt For For
EXPIRING IN 2015: HARRIETT "TEE" TAGGART
2. APPROVAL OF THE 2006 LONG-TERM INCENTIVE Mgmt For For
PLAN TO COMPLY WITH SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE HANOVER INSURANCE GROUP, INC.
FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 933476562
--------------------------------------------------------------------------------------------------------------------------
Security: 886423102
Meeting Type: Annual
Meeting Date: 14-Jul-2011
Ticker: TDW
ISIN: US8864231027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
M. JAY ALLISON Mgmt For For
JAMES C. DAY Mgmt For For
RICHARD T. DU MOULIN Mgmt For For
MORRIS E. FOSTER Mgmt For For
J. WAYNE LEONARD Mgmt For For
JON C. MADONNA Mgmt For For
JOSEPH H. NETHERLAND Mgmt For For
RICHARD A. PATTAROZZI Mgmt For For
NICHOLAS J. SUTTON Mgmt For For
CINDY B. TAYLOR Mgmt For For
DEAN E. TAYLOR Mgmt For For
JACK E. THOMPSON Mgmt For For
02 SAY ON PAY VOTE - AN ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (AS
DISCLOSED IN THE PROXY STATEMENT).
03 FREQUENCY VOTE - AN ADVISORY VOTE ON HOW Mgmt 1 Year For
OFTEN THE COMPANY SHOULD HOLD THE SAY ON
PAY VOTE.
04 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 933564850
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK H. MERLOTTI, JR. Mgmt For For
PATRICIA B. ROBINSON Mgmt For For
2. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS TREX COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2012 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 933559671
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GLEN A. BARTON Mgmt For For
DANIEL P. NEARY Mgmt For For
KENNETH E. STINSON Mgmt For For
CATHERINE JAMES PAGLIA Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 RATIFYING THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2012.
--------------------------------------------------------------------------------------------------------------------------
WALTER INVESTMENT MGMT. CORP Agenda Number: 933598041
--------------------------------------------------------------------------------------------------------------------------
Security: 93317W102
Meeting Type: Annual
Meeting Date: 03-May-2012
Ticker: WAC
ISIN: US93317W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MARK O'BRIEN Mgmt For For
SHANNON SMITH Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3 APPROVAL AND RATIFICATION OF REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTING FIRM. PROPOSAL
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S REGISTERED CERTIFIED
PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
WMS INDUSTRIES INC. Agenda Number: 933517394
--------------------------------------------------------------------------------------------------------------------------
Security: 929297109
Meeting Type: Annual
Meeting Date: 08-Dec-2011
Ticker: WMS
ISIN: US9292971093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT J. BAHASH Mgmt For For
BRIAN R. GAMACHE Mgmt For For
PATRICIA M. NAZEMETZ Mgmt For For
LOUIS J. NICASTRO Mgmt For For
NEIL D. NICASTRO Mgmt For For
EDWARD W. RABIN, JR. Mgmt For For
IRA S. SHEINFELD Mgmt For For
BOBBY L. SILLER Mgmt For For
WILLIAM J. VARESCHI, JR Mgmt For For
KEITH R. WYCHE Mgmt For For
02 THE RATIFICATION OF ERNST & YOUNG AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2012.
03 THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
04 THE APPROVAL OF THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Portfolio
By (Signature) /s/ Nancy B. Tooke
Name Nancy B. Tooke
Title President
Date 08/07/2012