UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10067
NAME OF REGISTRANT: Eaton Vance Variable Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance VT-Floating Rate Income Fund, a series of Eaton Vance
Variable Trust
(Exact name of registrant
as specified in charter)
Two International Place,
Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent
for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 12/31
Date of reporting period: 7/1/11-6/30/12
Eaton Vance VT Floating-Rate Income Fund
--------------------------------------------------------------------------------------------------------------------------
BUFFETS RESTAURANTS HLDGS INC Agenda Number: 933527890
--------------------------------------------------------------------------------------------------------------------------
Security: 11988P107
Meeting Type: Annual
Meeting Date: 15-Dec-2011
Ticker: BUFR
ISIN: US11988P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM R. FLOYD, JR. Mgmt For For
1B ELECTION OF DIRECTOR: R. MICHAEL ANDREWS, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: STEVEN K. LUMPKIN Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL MARKOWITZ Mgmt For For
1E ELECTION OF DIRECTOR: DAVID C. MERRITT Mgmt For For
1F ELECTION OF DIRECTOR: WILLIAM M. VAN EPPS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
SUPERMEDIA INC Agenda Number: 933595475
--------------------------------------------------------------------------------------------------------------------------
Security: 868447103
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: SPMD
ISIN: US8684471035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. BAYONE Mgmt For For
ROBERT C. BLATTBERG Mgmt For For
CHARLES B. CARDEN Mgmt For For
THOMAS D. GARDNER Mgmt For For
DAVID E. HAWTHORNE Mgmt For For
PETER J. MCDONALD Mgmt For For
THOMAS S. ROGERS Mgmt For For
JOHN SLATER Mgmt For For
DOUGLAS D. WHEAT Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number N/A
Eaton Vance VT Large-Cap Value Fund, a series of Eaton Vance
Variable Trust
(Exact name of registrant
as specified in charter)
Two International Place,
Boston, Massachusetts, 02110
(Address of principal executive offices)
(Zip code)
Maureen A. Gemma, Esq.
Two International Place, Boston, Massachusetts, 02110
(Name and address of agent
for service)
Registrant's telephone number, including area code: (617) 482-8260
Date of fiscal year end: 12/31
Date of reporting period: 7/1/11-6/30/12
Eaton Vance VT Large-Cap Value Fund
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933540343
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 09-Feb-2012
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 ACCEPTANCE, IN A NON-BINDING VOTE, OF THE Mgmt For For
FINANCIAL STATEMENTS FOR THE TWELVE MONTH
PERIOD ENDED AUGUST 31, 2011 AS PRESENTED
2A RE-APPOINTMENT OF DIRECTOR: DINA DUBLON Mgmt For For
2B RE-APPOINTMENT OF DIRECTOR: WILLIAM D. Mgmt For For
GREEN
2C RE-APPOINTMENT OF DIRECTOR: NOBUYUKI IDEI Mgmt For For
2D RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER Mgmt For For
03 RATIFICATION, IN A NON-BINDING VOTE, OF Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS
FOR THE 2012 FISCAL YEAR AND AUTHORIZATION,
IN A BINDING VOTE, OF THE BOARD, ACTING
THROUGH THE AUDIT COMMITTEE, TO DETERMINE
KPMG'S REMUNERATION
04 APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
05 APPROVAL OF AMENDMENTS TO ACCENTURE PLC'S Mgmt For For
ARTICLES OF ASSOCIATION TO PROVIDE FOR THE
PHASED-IN DECLASSIFICATION OF THE BOARD,
BEGINNING IN 2013
06 AUTHORIZATION TO HOLD THE 2013 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND
07 AUTHORIZATION OF ACCENTURE TO MAKE Mgmt For For
OPEN-MARKET PURCHASES OF ACCENTURE PLC
CLASS A ORDINARY SHARES
08 DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933534768
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 09-Jan-2012
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AMENDMENT TO INCREASE DIVIDENDS Mgmt For For
FROM LEGAL RESERVES
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933602597
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
1.2 ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
1.3 ELECTION OF DIRECTOR: THOMAS J. NEFF Mgmt For For
2.1 APPROVAL OF THE ANNUAL REPORT Mgmt For For
2.2 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF ACE LIMITED
2.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
4. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
5. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
6.1 ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL ORDINARY GENERAL MEETING
6.2 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2012
6.3 ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL
ORDINARY GENERAL MEETING
7. APPROVAL OF THE PAYMENT OF A DIVIDEND IN Mgmt For For
THE FORM OF A DISTRIBUTION THROUGH
REDUCTION OF THE PAR VALUE OF OUR SHARES
8. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. AMENDMENT TO THE ACE LIMITED EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933535746
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 26-Jan-2012
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARIO L. BAEZA Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN K. CARTER Mgmt For For
1C ELECTION OF DIRECTOR: JOHN E. MCGLADE Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. TO RATIFY APPOINTMENT
OF KPMG LLP, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2012.
03 ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933559873
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES F. CORDES Mgmt For For
1D. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD L. SANDOR Mgmt For For
1K. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
2. APPROVAL OF THE AMERICAN ELECTRIC POWER Mgmt For For
SYSTEM SENIOR OFFICER INCENTIVE PLAN.
3. APPOINTMENT OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING DECEMBER 31,
2012.
4. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933566094
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 30-Apr-2012
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. BARSHEFSKY Mgmt For For
U.M. BURNS Mgmt For For
K.I. CHENAULT Mgmt For For
P. CHERNIN Mgmt For For
T.J. LEONSIS Mgmt For For
J. LESCHLY Mgmt For For
R.C. LEVIN Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
S.S REINEMUND Mgmt For For
R.D. WALTER Mgmt For For
R.A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF PERFORMANCE GOALS AND AWARD Mgmt For For
LIMITS UNDER 2007 INCENTIVE COMPENSATION
PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shr Against For
VOTING FOR DIRECTORS.
6. SHAREHOLDER PROPOSAL RELATING TO SEPARATION Shr Against For
OF CHAIRMAN AND CEO ROLES.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933561145
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1B. ELECTION OF DIRECTOR: WARREN D. KNOWLTON Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
2. TO APPROVE A NONBINDING ADVISORY RESOLUTION Mgmt For For
APPROVING THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2012.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933583937
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1G. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1H. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For
1J. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For
1K. ELECTION OF DIRECTOR: ADM. J. PAUL REASON, Mgmt For For
USN (RETIRED)
1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For
SCHAEFFER
1M. ELECTION OF DIRECTOR: MR. KEVIN W. SHARER Mgmt For For
1N. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2012.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. TO APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
STOCKHOLDER ACTION BY WRITTEN CONSENT.
5A. STOCKHOLDER PROPOSAL #1 (INDEPENDENT Shr For Against
CHAIRMAN OF THE BOARD).
5B. STOCKHOLDER PROPOSAL #2 (TRANSPARENCY IN Shr Against For
ANIMAL USE).
5C. STOCKHOLDER PROPOSAL #3 (REQUEST FOR Shr Against For
DISCLOSURE OF LOBBYING POLICIES AND
PRACTICES).
5D. STOCKHOLDER PROPOSAL #4 (CEO TO SERVE ON A Shr Against For
MAXIMUM OF ONE OTHER BOARD).
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933582240
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1B. ELECTION OF DIRECTOR: LUKE R. CORBETT Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: PRESTON M. GEREN III Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1K. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1L. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
3. APPROVE THE ANADARKO PETROLEUM CORPORATION Mgmt For For
2012 OMNIBUS INCENTIVE COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. STOCKHOLDER PROPOSAL-ADOPTION OF POLICY OF Shr For Against
INDEPENDENT DIRECTOR CHAIRMAN.
6. STOCKHOLDER PROPOSAL-GENDER IDENTITY Shr Against For
NON-DISCRIMINATION POLICY.
7. STOCKHOLDER PROPOSAL-ADOPTION OF POLICY ON Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS.
8. STOCKHOLDER PROPOSAL-REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
AON CORPORATION Agenda Number: 933551221
--------------------------------------------------------------------------------------------------------------------------
Security: 037389103
Meeting Type: Special
Meeting Date: 16-Mar-2012
Ticker: AON
ISIN: US0373891037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER Mgmt For For
AND REORGANIZATION, DATED AS OF JANUARY 12,
2012, BY AND BETWEEN AON CORPORATION AND
MARKET MERGECO INC.
2. TO APPROVE THE IMPLEMENTATION OF A Mgmt For For
REDUCTION OF CAPITAL OF AON UK THROUGH A
CUSTOMARY COURT-APPROVED PROCESS SO THAT IT
WILL HAVE SUFFICIENT DISTRIBUTABLE RESERVES
UNDER U.K. LAW.
3. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, COMPENSATION THAT MAY BE PAYABLE TO
CERTAIN NAMED EXECUTIVE OFFICERS OF AON
CORPORATION IN CONNECTION WITH THE MERGER
AND THEIR RELOCATION TO THE U.K.
4. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933591100
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: SCOTT D. JOSEY Mgmt For For
2. ELECTION OF DIRECTOR: GEORGE D. LAWRENCE Mgmt For For
3. ELECTION OF DIRECTOR: RODMAN D. PATTON Mgmt For For
4. ELECTION OF DIRECTOR: CHARLES J. PITMAN Mgmt For For
5. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
6. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF APACHE'S NAMED EXECUTIVE OFFICERS
7. SHAREHOLDER PROPOSAL TO REPEAL APACHE'S Shr For Against
CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933542474
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2012
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WILLIAM V. CAMPBELL Mgmt For For
TIMOTHY D. COOK Mgmt For For
MILLARD S. DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT A. IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR D. LEVINSON Mgmt For For
RONALD D. SUGAR Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
04 A SHAREHOLDER PROPOSAL ENTITLED "CONFLICT Shr Against For
OF INTEREST REPORT"
05 A SHAREHOLDER PROPOSAL ENTITLED Shr Against For
"SHAREHOLDER SAY ON DIRECTOR PAY"
06 A SHAREHOLDER PROPOSAL ENTITLED "REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS AND EXPENDITURES"
07 A SHAREHOLDER PROPOSAL ENTITLED "ADOPT A Shr For Against
MAJORITY VOTING STANDARD FOR DIRECTOR
ELECTIONS"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933559049
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
1C. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1E. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. AMEND CERTIFICATE OF INCORPORATION. Mgmt For For
5. POLITICAL CONTRIBUTIONS REPORT. Shr Against For
6. LIMIT WIRELESS NETWORK MANAGEMENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933587315
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRYCE BLAIR Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2012.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO CAST A VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING THE PREPARATION OF A
SUSTAINABILITY REPORT, IF THE PROPOSAL IS
PROPERLY PRESENTED AT THE ANNUAL MEETING OF
STOCKHOLDERS. THE BOARD OF
DIRECTORS RECOMMENDS A VOTE
"AGAINST" ABOVE PROPOSAL 4.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933558148
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
LARRY D. BRADY Mgmt For For
CLARENCE P. CAZALOT,JR. Mgmt For For
MARTIN S. CRAIGHEAD Mgmt For For
CHAD C. DEATON Mgmt For For
ANTHONY G. FERNANDES Mgmt For For
CLAIRE W. GARGALLI Mgmt For For
PIERRE H. JUNGELS Mgmt For For
JAMES A. LASH Mgmt For For
J. LARRY NICHOLS Mgmt For For
H. JOHN RILEY, JR. Mgmt For For
JAMES W. STEWART Mgmt For For
CHARLES L. WATSON Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATED TO
EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING A MAJORITY Shr Against For
VOTE STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
BED BATH & BEYOND INC. Agenda Number: 933647577
--------------------------------------------------------------------------------------------------------------------------
Security: 075896100
Meeting Type: Annual
Meeting Date: 22-Jun-2012
Ticker: BBBY
ISIN: US0758961009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARREN EISENBERG Mgmt For For
1B. ELECTION OF DIRECTOR: LEONARD FEINSTEIN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN H. TEMARES Mgmt For For
1D. ELECTION OF DIRECTOR: DEAN S. ADLER Mgmt For For
1E. ELECTION OF DIRECTOR: STANLEY F. BARSHAY Mgmt For For
1F. ELECTION OF DIRECTOR: KLAUS EPPLER Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK R. GASTON Mgmt For For
1H. ELECTION OF DIRECTOR: JORDAN HELLER Mgmt For For
1I. ELECTION OF DIRECTOR: VICTORIA A. MORRISON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. TO APPROVE, BY NON-BINDING VOTE, THE 2011 Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE 2012 INCENTIVE COMPENSATION Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LIMITED Agenda Number: 933510504
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 17-Nov-2011
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE 2011 FINANCIAL STATEMENTS Mgmt For For
AND REPORTS FOR BHP BILLITON LIMITED AND
BHP BILLITON PLC
02 TO ELECT LINDSAY MAXSTED AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
03 TO ELECT SHRITI VADERA AS A DIRECTOR OF BHP Mgmt For For
BILLITON LIMITED AND BHP BILLITON PLC
04 TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON
PLC
05 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
06 TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON
PLC
07 TO RE-ELECT DAVID CRAWFORD AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
08 TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
09 TO RE-ELECT MARIUS KLOPPERS AS A DIRECTOR Mgmt For For
OF BHP BILLITON LIMITED AND BHP BILLITON
PLC
10 TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
11 TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
12 TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
13 TO RE-ELECT JACQUES NASSER AS A DIRECTOR OF Mgmt For For
BHP BILLITON LIMITED AND BHP BILLITON PLC
14 TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR Mgmt For For
OF BHP BILLITON PLC
15 TO RENEW THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES IN BHP BILLITON PLC
16 TO APPROVE THE AUTHORITY TO ISSUE SHARES IN Mgmt For For
BHP BILLITON PLC FOR CASH
17 TO APPROVE THE REPURCHASE OF SHARES IN BHP Mgmt For For
BILLITON PLC
18 TO APPROVE THE 2011 REMUNERATION REPORT Mgmt For For
19 TO APPROVE TERMINATION BENEFITS FOR GROUP Mgmt For For
MANAGEMENT COMMITTEE MEMBERS
20 TO APPROVE THE GRANT OF AWARDS TO MARIUS Mgmt For For
KLOPPERS UNDER THE GIS AND THE LTIP
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 933579368
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LAWRENCE S. BACOW Mgmt For For
1B ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For
1C ELECTION OF DIRECTOR: DOUGLAS T. LINDE Mgmt For For
1D ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1E ELECTION OF DIRECTOR: ALAN J. PATRICOF Mgmt For For
1F ELECTION OF DIRECTOR: MARTIN TURCHIN Mgmt For For
1G ELECTION OF DIRECTOR: DAVID A. TWARDOCK Mgmt For For
2 TO APPROVE, BY NON-BINDING RESOLUTION, THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
3 TO APPROVE THE BOSTON PROPERTIES, INC. 2012 Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
4 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2012.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933600846
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. APPROVE CHARTER AMENDMENT TO DECLASSIFY OUR Mgmt For For
BOARD OF DIRECTORS.
1B. APPROVE CHARTER AMENDMENT TO INCREASE OUR Mgmt For For
AUTHORIZED SHARES.
2. DIRECTOR
FRED R. NICHOLS Mgmt For For
HARVEY P. PERRY Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2012.
4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
5A. SHAREHOLDER PROPOSAL REGARDING BONUS Shr For Against
DEFERRALS.
5B. SHAREHOLDER PROPOSAL REGARDING Shr For Against
PERFORMANCE-BASED RESTRICTED STOCK.
5C. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORTS.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933601913
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: C. HAGEL Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. EXCLUSIVE FORUM PROVISIONS Shr For Against
5. INDEPENDENT CHAIRMAN Shr For Against
6. LOBBYING DISCLOSURE Shr Against For
7. COUNTRY SELECTION GUIDELINES Shr For Against
8. HYDRAULIC FRACTURING Shr Against For
9. ACCIDENT RISK OVERSIGHT Shr Against For
10. SPECIAL MEETINGS Shr For Against
11. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933557069
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT L. JOSS Mgmt For For
1C ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1D ELECTION OF DIRECTOR: VIKRAM S. PANDIT Mgmt For For
1E ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI Mgmt For For
1F ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1H ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1I ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1J ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1K ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1L ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
CITIGROUP 2009 STOCK INCENTIVE PLAN.
04 ADVISORY APPROVAL OF CITI'S 2011 EXECUTIVE Mgmt Against Against
COMPENSATION.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN
INDIVIDUALS.
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND POLITICAL CONTRIBUTIONS.
07 STOCKHOLDER PROPOSAL REQUESTING THAT Shr For Against
EXECUTIVES RETAIN 25% OF THEIR STOCK FOR
ONE YEAR FOLLOWING TERMINATION.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
AUDIT COMMITTEE CONDUCT AN INDEPENDENT
REVIEW AND REPORT ON CONTROLS RELATED TO
LOANS, FORECLOSURES, AND SECURITIZATIONS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933605620
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 31-May-2012
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL OF THE COMCAST CORPORATION 2002 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
4. APPROVAL OF THE COMCAST - NBCUNIVERSAL 2011 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
5. TO PROVIDE FOR CUMULATIVE VOTING IN THE Shr Against For
ELECTION OF DIRECTORS
6. TO REQUIRE THAT THE CHAIRMAN OF THE BOARD Shr For Against
BE AN INDEPENDENT DIRECTOR
7. TO ADOPT A SHARE RETENTION POLICY FOR Shr For Against
SENIOR EXECUTIVES
8. TO MAKE POISON PILLS SUBJECT TO A Shr For Against
SHAREHOLDER VOTE
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933579659
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: RUTH R. HARKIN Mgmt For For
1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1K. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM K. REILLY Mgmt For For
1M. ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Mgmt For For
1N. ELECTION OF DIRECTOR: KATHRYN C. TURNER Mgmt For For
1O. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. COMPANY ENVIRONMENTAL POLICY (LOUISIANA Shr Against For
WETLANDS).
5. ACCIDENT RISK MITIGATION. Shr Against For
6. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For
7. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
8. GENDER EXPRESSION NON-DISCRIMINATION. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933546004
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 13-Mar-2012
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1D ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. Mgmt For For
1E ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE Mgmt For For
1G ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1H ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1I ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1J ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
02 APPOINT THE INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZE THE AUDIT COMMITTEE TO SET THE
AUDITORS' REMUNERATION.
03 AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
04 AUTHORIZE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF COMPANY SHARES.
S5 AUTHORIZE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES. (SPECIAL RESOLUTION)
S6 AMEND ARTICLES OF ASSOCIATION TO PROVIDE Mgmt For For
FOR ESCHEATMENT IN ACCORDANCE WITH U.S.
LAWS. (SPECIAL RESOLUTION)
S7 AMEND ARTICLES OF ASSOCIATION TO GIVE THE Mgmt For For
BOARD OF DIRECTORS AUTHORITY TO DECLARE
NON-CASH DIVIDENDS. (SPECIAL RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933577011
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.B ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.C ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.D ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For
WILLIAMS
1.E ELECTION OF DIRECTOR: MARIAN L. HEARD Mgmt For For
1.F ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.H ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Mgmt For For
1.I ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.J ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
3. PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE PROXY
STATEMENT.
4. MANAGEMENT PROPOSAL REGARDING STOCKHOLDER Mgmt For For
ACTION BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933543692
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 29-Feb-2012
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1B ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1C ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1D ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1E ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1F ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1G ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1H ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1I ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
02 NON-BINDING VOTE ON EXECUTIVE COMPENSATION Mgmt For For
03 APPROVAL OF THE NONEMPLOYEE DIRECTOR STOCK Mgmt For For
OWNERSHIP PLAN
04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2012
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933600086
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 30-May-2012
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
61)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION (PAGE 62)
4. INDEPENDENT CHAIRMAN (PAGE 64) Shr For Against
5. MAJORITY VOTE FOR DIRECTORS (PAGE 65) Shr Against For
6. REPORT ON POLITICAL CONTRIBUTIONS (PAGE 66) Shr Against For
7. AMENDMENT OF EEO POLICY (PAGE 67) Shr Against For
8. REPORT ON NATURAL GAS PRODUCTION (PAGE 69) Shr Against For
9. GREENHOUSE GAS EMISSIONS GOALS (PAGE 71) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933558073
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DARRYL F. ALLEN Mgmt For For
B. EVAN BAYH III Mgmt For For
U.L. BRIDGEMAN, JR. Mgmt For For
EMERSON L. BRUMBACK Mgmt For For
JAMES P. HACKETT Mgmt For For
GARY R. HEMINGER Mgmt For For
JEWELL D. HOOVER Mgmt For For
WILLIAM M. ISAAC Mgmt For For
KEVIN T. KABAT Mgmt For For
M.D. LIVINGSTON, PH.D. Mgmt For For
MICHAEL B. MCCALLISTER Mgmt For For
HENDRIK G. MEIJER Mgmt For For
JOHN J. SCHIFF, JR. Mgmt For For
MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2012.
3. THE PROPOSAL DESCRIBED IN THE PROXY Mgmt For For
STATEMENT TO AMEND THE ARTICLES OF
INCORPORATION AND CODE OF REGULATIONS TO
PROVIDE FOR A MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS UNLESS
CUMULATIVE VOTING IS IN EFFECT. THE
PROPOSED AMENDMENTS ARE ATTACHED AS ANNEX 1
TO THE PROXY STATEMENT AND ARE INCORPORATED
THEREIN BY REFERENCE.
4. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVES.
5. AN ADVISORY VOTE TO DETERMINE WHETHER THE Mgmt 1 Year For
SHAREHOLDER VOTE ON THE COMPENSATION OF THE
COMPANY'S EXECUTIVES WILL OCCUR EVERY 1, 2,
OR 3 YEARS.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933571499
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1I. ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. RELATING TO CUMULATIVE VOTING FOR THE Shr Against For
ELECTION OF DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933621989
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 14-Jun-2012
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ROBERT A. DAY Mgmt For For
GERALD J. FORD Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B. M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
03 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933567553
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E. ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES L. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1I. ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1J. ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF GENERAL DYNAMICS 2012 EQUITY Mgmt For For
COMPENSATION PLAN.
5. SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Against For
RIGHTS POLICY.
6. SHAREHOLDER PROPOSAL WITH REGARD TO AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933564951
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A3 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A4 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
A5 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A6 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A7 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Mgmt For For
A8 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A9 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For
A10 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A11 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A12 ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
A13 ELECTION OF DIRECTOR: ROGER S. PENSKE Mgmt For For
A14 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
B2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
B3 APPROVAL OF AN AMENDMENT TO THE GE 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For
OFFICER PERFORMANCE GOALS
C1 CUMULATIVE VOTING Shr Against For
C2 NUCLEAR ACTIVITIES Shr Against For
C3 INDEPENDENT BOARD CHAIRMAN Shr Against For
C4 SHAREOWNER ACTION BY WRITTEN CONSENT Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933570699
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: J.B. HESS Mgmt For For
1.2 ELECTION OF DIRECTOR: S.W. BODMAN Mgmt For For
1.3 ELECTION OF DIRECTOR: R. LAVIZZO MOUREY Mgmt For For
1.4 ELECTION OF DIRECTOR: C.G. MATTHEWS Mgmt For For
1.5 ELECTION OF DIRECTOR: E.H. VON METZSCH Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2012.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE 2008 Mgmt For For
LONG-TERM INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL RECOMMENDING THAT THE Shr For
BOARD OF DIRECTORS TAKE ACTION TO
DECLASSIFY THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933549834
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 21-Mar-2012
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M. L. ANDREESSEN Mgmt For For
1B ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C ELECTION OF DIRECTOR: R. L. GUPTA Mgmt For For
1D ELECTION OF DIRECTOR: J. H. HAMMERGREN Mgmt For For
1E ELECTION OF DIRECTOR: R. J. LANE Mgmt For For
1F ELECTION OF DIRECTOR: A. M. LIVERMORE Mgmt For For
1G ELECTION OF DIRECTOR: G. M. REINER Mgmt For For
1H ELECTION OF DIRECTOR: P. F. RUSSO Mgmt For For
1I ELECTION OF DIRECTOR: G. K. THOMPSON Mgmt For For
1J ELECTION OF DIRECTOR: M. C. WHITMAN Mgmt For For
1K ELECTION OF DIRECTOR: R. V. WHITWORTH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2012.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4 STOCKHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr For Against
TO RETAIN SIGNIFICANT STOCK."
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933558631
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 23-Apr-2012
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
5. POLITICAL CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 933555849
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1B ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1C ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1D ELECTION OF DIRECTOR: DAVID A. JONES, JR Mgmt For For
1E ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1F ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2012 PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933564204
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A. J. P. BELDA Mgmt For For
1B ELECTION OF DIRECTOR: W. R. BRODY Mgmt For For
1C ELECTION OF DIRECTOR: K. I. CHENAULT Mgmt For For
1D ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1E ELECTION OF DIRECTOR: D. N. FARR Mgmt For For
1F ELECTION OF DIRECTOR: S. A. JACKSON Mgmt For For
1G ELECTION OF DIRECTOR: A. N. LIVERIS Mgmt For For
1H ELECTION OF DIRECTOR: W. J. MCNERNEY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: J. W. OWENS Mgmt For For
1J ELECTION OF DIRECTOR: S. J. PALMISANO Mgmt For For
1K ELECTION OF DIRECTOR: V. M. ROMETTY Mgmt For For
1L ELECTION OF DIRECTOR: J. E. SPERO Mgmt For For
1M ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1N ELECTION OF DIRECTOR: L. H. ZAMBRANO Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shr Against For
(PAGE 73)
05 STOCKHOLDER PROPOSAL TO REVIEW POLITICAL Shr Against For
CONTRIBUTIONS - TRADE ASSOCIATIONS POLICY
(PAGE 74)
06 STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 75)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933562301
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID SATCHER Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
3. APPROVAL OF THE COMPANY'S 2012 LONG-TERM Mgmt For For
INCENTIVE PLAN
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012
5. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against
CHAIRMAN
6. SHAREHOLDER PROPOSAL ON BINDING VOTE ON Shr Against For
POLITICAL CONTRIBUTIONS
7. SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL Shr Against For
METHODS FOR TRAINING
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933581301
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. POLITICAL NON-PARTISANSHIP Shr Against For
5. INDEPENDENT DIRECTOR AS CHAIRMAN Shr For Against
6. LOAN SERVICING Shr Against For
7. CORPORATE POLITICAL CONTRIBUTIONS REPORT Shr Against For
8. GENOCIDE-FREE INVESTING Shr Against For
9. SHAREHOLDER ACTION BY WRITTEN CONSENT Shr For Against
10. STOCK RETENTION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933586779
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD P. CAMPBELL Mgmt For For
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
BILL R. SANFORD Mgmt For For
BARBARA R. SNYDER Mgmt For For
THOMAS C. STEVENS Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
3 ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4 SHAREHOLDER PROPOSAL REQUESTING CHAIRMAN BE Shr For Against
INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS INC. Agenda Number: 933593609
--------------------------------------------------------------------------------------------------------------------------
Security: 50075N104
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: KFT
ISIN: US50075N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1B. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: MACKEY J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1I. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1K. ELECTION OF DIRECTOR: J.F. VAN BOXMEER Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF AMENDMENT TO CHANGE COMPANY Mgmt For For
NAME.
4. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS.
5. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shr Against For
REPORT.
6. SHAREHOLDER PROPOSAL:REPORT ON EXTENDED Shr Against For
PRODUCER RESPONSIBILITY.
7. SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933591441
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 18-May-2012
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2,
2013.
3. APPROVAL OF MACY'S SENIOR EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING RACCOON DOG Shr Against For
FUR.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933595158
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 22-May-2012
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREHOLDER MEETINGS.
6. SHAREHOLDER PROPOSAL CONCERNING REPORT ON Shr Against For
CHARITABLE AND POLITICAL CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933574584
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN M. KEANE Mgmt For For
CATHERINE R. KINNEY Mgmt For For
HUGH B. PRICE Mgmt For For
KENTON J. SICCHITANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2012
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933510706
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 15-Nov-2011
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2 ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3 ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
5 ELECTION OF DIRECTOR: REED HASTINGS Mgmt For For
6 ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
7 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
8 ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
9 ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
10 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
11 ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year For
ON NAMED EXECUTIVE OFFICER COMPENSATION.
12 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR.
13 SHAREHOLDER PROPOSAL 1. ESTABLISHMENT OF A Shr Against For
BOARD COMMITTEE ON ENVIRONMENTAL
SUSTAINABILITY.
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 703674108
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 19-Apr-2012
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 959078 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS THE PART II OF THE Non-Voting
MEETING NOTICE SENT UNDER MEETING 935399,
INCLUDING THE AGENDA. TO VOTE IN THE
UPCOMING MEETING, YOUR NAME MUST BE
NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTRATION
DEADLINE. PLEASE NOTE THAT THOSE
INSTRUCTIONS THAT ARE SUBMITTED AFTER THE
CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
CMMT BLOCKING OF REGISTERED SHARES IS NOT A Non-Voting
LEGAL REQUIREMENT IN THE SWISS MARKET,
SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTING INSTRUCTION, IT IS POSSIBLE THAT
A MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE. IF YOU
HAVE CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1.1 Approval of the annual report, the Mgmt No vote
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2011
1.2 Acceptance of the compensation report 2011 Mgmt No vote
(advisory vote)
2 Release of the members of the board of Mgmt No vote
directors and of the management
3 Appropriation of profits resulting from the Mgmt No vote
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2011
4.1 Re-election to the board of directors of Mgmt No vote
Mr. Daniel Borel
4.2 Election to the board of directors of Mr. Mgmt No vote
Henri De Castries
4.3 Re-election of the statutory auditors KPMG Mgmt No vote
SA, Geneva Branch
5 Capital reduction (by cancellation of Mgmt No vote
shares)
6 In the event of a new or modified proposal Mgmt No vote
by a shareholder during the General
Meeting, I instruct the independent
representative to vote in favour of the
proposal of the Board of Directors
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933577768
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 04-May-2012
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1F. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1G. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1H. ELECTION OF DIRECTOR: RAY R. IRANI Mgmt For For
1I. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1J. ELECTION OF DIRECTOR: AZIZ D. SYRIANI Mgmt For For
1K. ELECTION OF DIRECTOR: ROSEMARY TOMICH Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF SELECTION OF KPMG AS Mgmt For For
INDEPENDENT AUDITORS.
4. REQUIRED NOMINATION OF DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933499813
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 12-Oct-2011
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt For For
GEORGE H. CONRADES Mgmt For For
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
DONALD L. LUCAS Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
3 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year
VOTES RELATING TO EXECUTIVE COMPENSATION.
4 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR FISCAL 2012.
5 ACT ON A STOCKHOLDER PROPOSAL REGARDING Shr For Against
EQUITY RETENTION.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 933556017
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK C. PIGOTT Mgmt For For
WARREN R. STALEY Mgmt For For
C.R WILLIAMSON Mgmt For For
2. STOCKHOLDER PROPOSAL REGARDING A DIRECTOR Mgmt For For
VOTE THRESHOLD
3. STOCKHOLDER PROPOSAL REGARDING Shr For Against
SUPERMAJORITY VOTING PROVISIONS
4. STOCKHOLDER PROPOSAL REGARDING THE ANNUAL Shr For Against
ELECTION OF ALL DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933567109
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 01-May-2012
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
M. FRANCES KEETH Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING PREPARATION Shr Against For
OF A REPORT ON LOBBYING ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933560472
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 26-Apr-2012
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: M. ANTHONY BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING PUBLICATION Shr Against For
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr For Against
WRITTEN CONSENT.
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS.
7. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For
VOTE ON DIRECTOR PAY.
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933582911
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 14-May-2012
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID R. ANDREWS Mgmt For For
1B. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1C. ELECTION OF DIRECTOR: C. LEE COX Mgmt For For
1D. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1F. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1G. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1I. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1K. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1L. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. NEUTRAL PG&E PERSONNEL POLICIES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933572136
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: J. DUDLEY FISHBURN Mgmt For For
1E. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1F. ELECTION OF DIRECTOR: GRAHAM MACKAY Mgmt For For
1G. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1H. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1I. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1K. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1L. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF THE PHILIP MORRIS INTERNATIONAL Mgmt For For
INC. 2012 PERFORMANCE INCENTIVE PLAN
5. STOCKHOLDER PROPOSAL 1 - INDEPENDENT BOARD Shr Against For
CHAIR
6. STOCKHOLDER PROPOSAL 2 - CREATE AN Shr Against For
INDEPENDENT ETHICS COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933599827
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FREDERICK M. BERNTHAL Mgmt For For
JOHN W. CONWAY Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
LOUISE K. GOESER Mgmt For For
STUART E. GRAHAM Mgmt For For
STUART HEYDT Mgmt For For
RAJA RAJAMANNAR Mgmt For For
CRAIG A. ROGERSON Mgmt For For
WILLIAM H. SPENCE Mgmt For For
NATICA VON ALTHANN Mgmt For For
KEITH W. WILLIAMSON Mgmt For For
2. APPROVAL OF THE PPL CORPORATION 2012 STOCK Mgmt For For
INCENTIVE PLAN
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
5. SHAREOWNER PROPOSAL - DIRECTOR ELECTION Shr Against For
MAJORITY VOTE STANDARD PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933584799
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt Against Against
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GASTON CAPERTON Mgmt For For
1D. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM H. GRAY III Mgmt For For
1G. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1H. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1I. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1J. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1K. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING PROVISIONS.
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933559669
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: ALBERT R. GAMPER, Mgmt For For
JR.
1B ELECTION OF DIRECTORS: CONRAD K. HARPER Mgmt For For
1C ELECTION OF DIRECTORS: WILLIAM V. HICKEY Mgmt For For
1D ELECTION OF DIRECTORS: RALPH IZZO Mgmt For For
1E ELECTION OF DIRECTORS: SHIRLEY ANN JACKSON Mgmt For For
1F ELECTION OF DIRECTORS: DAVID LILLEY Mgmt For For
1G ELECTION OF DIRECTORS: THOMAS A. RENYI Mgmt For For
1H ELECTION OF DIRECTORS: HAK CHEOL SHIN Mgmt For For
1I ELECTION OF DIRECTORS: RICHARD J. SWIFT Mgmt For For
1J ELECTION OF DIRECTORS: SUSAN TOMASKY Mgmt For For
02 ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
03 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2012.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933582505
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL W. Mgmt For For
BARTHOLOMEW, JR.
1B. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: EARNEST W. Mgmt For For
DEAVENPORT, JR.
1F. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1G. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1H. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1L. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN R. ROBERTS Mgmt For For
1P. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
4. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING POSTING A Shr Against For
REPORT, UPDATED SEMI-ANNUALLY, OF POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933577035
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: WILFORD D. GODBOLD Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS RUIZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1K. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1L. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
5. SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933582707
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1B ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1C ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1D ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1E ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1F ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1G ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2 ANNUAL ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2012.
4 APPROVAL OF THE SIMON PROPERTY GROUP 1998 Mgmt Against Against
STOCK INCENTIVE PLAN, AS AMENDED AND
RESTATED.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933587086
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 16-May-2012
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1B. ELECTION OF DIRECTOR: P. COYM Mgmt For For
1C. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1D. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1E. ELECTION OF DIRECTOR: D. GRUBER Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: R. WEISSMAN Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVE THE AMENDED AND RESTATED 2006 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE BY 15.5
MILLION THE NUMBER OF SHARES OF COMMON
STOCK.
4. RATIFY SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2012.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 933623539
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1I. ELECTION OF DIRECTOR: GREGG W. STEINHAFEL Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1K. ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE THE TARGET Mgmt For For
CORPORATION OFFICER SHORT-TERM INCENTIVE
PLAN.
4. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS,OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
5. SHAREHOLDER PROPOSAL ON ELECTRONICS Shr Against For
RECYCLING.
6. SHAREHOLDER PROPOSAL ON PROHIBITING USE OF Shr Against For
CORPORATE FUNDS FOR POLITICAL ELECTIONS OR
CAMPAIGNS.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933565977
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 30-Apr-2012
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2012.
4. REPORT ON POLITICAL AND TRADE ASSOCIATION Shr Against For
CONTRIBUTIONS.
5. ACTION BY WRITTEN CONSENT. Shr For Against
6. RETENTION OF SIGNIFICANT STOCK BY FORMER Shr For Against
EXECUTIVES.
7. EXTRAORDINARY RETIREMENT BENEFITS. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933600125
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 24-May-2012
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012
4. SHAREHOLDER PROPOSAL REGARDING CUMULATIVE Shr Against For
VOTING
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
COMPENSATION AND LONG-TERM PERFORMANCE
6. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
LOBBYING EXPENDITURES
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933563783
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE C. LINDSAY Mgmt For For
1G. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 933628995
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF MATERIAL TERMS OF EXECUTIVE Mgmt For For
OFFICER PERFORMANCE GOALS UNDER CASH
INCENTIVE PLANS.
4. ADVISORY APPROVAL OF TJX'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933596009
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE G. GRAEV Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1J. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2012.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933546434
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 13-Mar-2012
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt Against Against
1D ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt Against Against
1G ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt Against Against
1I ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt Against Against
1J ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2012.
03 TO APPROVE AN AMENDMENT TO THE 2011 STOCK Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933590172
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 23-May-2012
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1B. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1C. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1D. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2012.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933572213
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 15-May-2012
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr For Against
BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933561169
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 17-Apr-2012
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1K. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1L. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1M. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
1N. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2012
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 933499584
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Special
Meeting Date: 16-Sep-2011
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 AUTHORISATION OF THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE 6% CUMULATIVE PREFERENCE SHARES
AND 7% CUMULATIVE PREFERENCE SHARES (AND
DEPOSITARY RECEIPTS THEREOF) IN THE SHARE
CAPITAL OF UNILEVER N.V.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 933596720
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2011
FINANCIAL YEAR.
3. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2011 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
4. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2011 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
5. TO RE-APPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR.
6. TO RE-APPOINT MR R J-M S HUET AS AN Mgmt For For
EXECUTIVE DIRECTOR.
7. TO RE-APPOINT PROFESSOR L O FRESCO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
8. TO RE-APPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
9. TO RE-APPOINT MR C E GOLDEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
10. TO RE-APPOINT DR B E GROTE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
11. TO RE-APPOINT MR S B MITTAL AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
12. TO RE-APPOINT MS H NYASULU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
13. TO RE-APPOINT THE RT HON SIR MALCOLM Mgmt For For
RIFKIND MP AS A NON-EXECUTIVE DIRECTOR.
14. TO RE-APPOINT MR K J STORM AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
15. TO RE-APPOINT MR M TRESCHOW AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
16. TO RE-APPOINT MR P S WALSH AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
17. TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION.
18. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE ORDINARY SHARES AND DEPOSITARY
RECEIPTS THEREOF IN THE SHARE CAPITAL OF
THE COMPANY.
19. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
ORDINARY SHARES AND DEPOSITARY RECEIPTS
THEREOF HELD BY THE COMPANY IN ITS OWN
SHARE CAPITAL.
20. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY.
21. TO APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS AUDITORS FOR THE 2012
FINANCIAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933584294
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 10-May-2012
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For
1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For
1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
1L. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr For Against
STOCK OWNERSHIP IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933554253
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 11-Apr-2012
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF THE FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933608967
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 04-Jun-2012
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1H. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1J. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2012.
4. CONSIDERATION OF THE SHAREHOLDER PROPOSAL Shr Against For
SET FORTH IN THE PROXY STATEMENT, IF
PROPERLY PRESENTED AT THE 2012 ANNUAL
MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933480648
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Annual
Meeting Date: 26-Jul-2011
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2011 MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
02 TO ELECT GERARD KLEISTERLEE AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
03 TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF
THE NOMINATIONS AND GOVERNANCE COMMITTEE)
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
04 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
05 TO RE-ELECT MICHEL COMBES AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
06 TO RE-ELECT ANDY HALFORD AS A DIRECTOR MGMT Mgmt For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
07 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
08 TO ELECT RENEE JAMES AS A DIRECTOR MGMT Mgmt For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
09 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
11 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For
OF THE AUDIT COMMITTEE) MGMT RECOMMENDATION
= FOR, UNINSTRUCTED PROPOSAL WILL NOT BE
VOTED
12 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For
(MEMBER OF THE AUDIT COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
13 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE) (MEMBER OF THE REMUNERATION
COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
14 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For
(MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE) (MEMBER OF THE REMUNERATION
COMMITTEE) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
15 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For
(MEMBER OF THE REMUNERATION COMMITTEE) MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
16 TO APPROVE A FINAL DIVIDEND OF 6.05P PER Mgmt For
ORDINARY SHARE MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
17 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For
BOARD FOR THE YEAR ENDED 31 MARCH 2011 MGMT
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
18 TO RE-APPOINT DELOITTE LLP AS AUDITOR MGMT Mgmt For
RECOMMENDATION = FOR, UNINSTRUCTED PROPOSAL
WILL NOT BE VOTED
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For
DETERMINE THE REMUNERATION OF THE AUDITOR
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For
MGMT RECOMMENDATION = FOR, UNINSTRUCTED
PROPOSAL WILL NOT BE VOTED
S21 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For
PRE-EMPTION RIGHTS MGMT RECOMMENDATION =
FOR, UNINSTRUCTED PROPOSAL WILL NOT BE
VOTED
S22 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For
OWN SHARES (SECTION 701, COMPANIES ACT
2006) MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
S23 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For
MEETING OTHER THAN AN ANNUAL GENERAL
MEETING ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE MGMT RECOMMENDATION = FOR,
UNINSTRUCTED PROPOSAL WILL NOT BE VOTED
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933560369
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2012
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1K) ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Mgmt Against Against
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt For For
TO APPROVE THE NAMED EXECUTIVES'
COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2012.
4. STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
OF A POLICY TO REQUIRE AN INDEPENDENT
CHAIRMAN.
5. STOCKHOLDER PROPOSAL TO PROVIDE FOR Shr Against For
CUMULATIVE VOTING IN CONTESTED DIRECTOR
ELECTIONS.
6. STOCKHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For Against
BY-LAWS TO ALLOW STOCKHOLDERS TO NOMINATE
DIRECTOR CANDIDATES FOR INCLUSION IN THE
COMPANY'S PROXY MATERIALS.
7. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INVESTIGATION AND REPORT ON INTERNAL
CONTROLS FOR MORTGAGE SERVICING OPERATIONS.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933562921
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 27-Apr-2012
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RAMANI AYER Mgmt For For
1B ELECTION OF DIRECTOR: DALE R. COMEY Mgmt For For
1C ELECTION OF DIRECTOR: ROBERT R. GLAUBER Mgmt For For
1D ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2012, AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO FIX THE REMUNERATION OF
PRICEWATERHOUSECOOPERS LLP.
3 TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Variable Trust
By (Signature) /s/ Duncan W. Richardson
Name Duncan W. Richardson
Title President
Date 08/15/2012