UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09395
NAME OF REGISTRANT: Third Avenue Variable Series
Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 622 Third Avenue
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: W. James Hall III
622 Third Avenue
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-888-5222
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
Third Ave Value Portfolio
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APPLIED MATERIALS, INC. Agenda Number: 933545975
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Security: 038222105
Meeting Type: Annual
Meeting Date: 06-Mar-2012
Ticker: AMAT
ISIN: US0382221051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1D ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1E ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1F ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1I ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1J ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
02 TO APPROVE THE AMENDED & RESTATED EMPLOYEE Mgmt For For
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
04 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS.
05 RATIFY APPOINTMENT OF KPMG LLP AS APPLIED Mgmt For For
MATERIALS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
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BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 933594079
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Special
Meeting Date: 10-May-2012
Ticker: BAM
ISIN: CA1125851040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARCEL R. COUTU Mgmt For For
MAUREEN KEMPSTON DARKES Mgmt For For
LANCE LIEBMAN Mgmt For For
FRANK J. MCKENNA Mgmt For For
JACK M. MINTZ Mgmt For For
YOUSSEF A. NASR Mgmt For For
JAMES A. PATTISON Mgmt For For
DIANA L. TAYLOR Mgmt For For
02 THE APPOINTMENT OF THE EXTERNAL AUDITOR AND Mgmt For For
AUTHORIZING THE DIRECTORS TO SET ITS
REMUNERATION;
03 THE 2012 PLAN RESOLUTION; Mgmt For For
04 THE SAY ON PAY RESOLUTION. Mgmt For For
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CAPITAL SOUTHWEST CORPORATION Agenda Number: 933483771
--------------------------------------------------------------------------------------------------------------------------
Security: 140501107
Meeting Type: Annual
Meeting Date: 18-Jul-2011
Ticker: CSWC
ISIN: US1405011073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD W. BURTON Mgmt For For
GRAEME W. HENDERSON Mgmt For For
SAMUEL B. LIGON Mgmt For For
GARY L. MARTIN Mgmt For For
JOHN H. WILSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF GRANT THORNTON LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2012.
03 PROPOSAL TO APPROVE THE CAPITAL SOUTHWEST Mgmt For For
CORPORATION 2010 RESTRICTED STOCK AWARD
PLAN.
04 PROPOSAL TO APPROVE ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
05 VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Mgmt 1 Year Against
ON THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
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CENOVUS ENERGY INC. Agenda Number: 933573241
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Security: 15135U109
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: CVE
ISIN: CA15135U1093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RALPH S. CUNNINGHAM Mgmt For For
PATRICK D. DANIEL Mgmt For For
IAN W. DELANEY Mgmt For For
BRIAN C. FERGUSON Mgmt For For
MICHAEL A. GRANDIN Mgmt For For
VALERIE A.A. NIELSEN Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
COLIN TAYLOR Mgmt For For
WAYNE G. THOMSON Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION.
03 AMENDMENT AND RECONFIRMATION OF THE Mgmt Against Against
CORPORATION'S SHAREHOLDER RIGHTS PLAN AS
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 ACCEPTANCE OF THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
05 ACCEPTANCE OF THE SHAREHOLDER PROPOSAL SET Shr Against For
OUT IN APPENDIX B TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
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CHEUNG KONG HOLDINGS LTD Agenda Number: 703716071
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 25-May-2012
Ticker:
ISIN: HK0001000014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the audited Financial Mgmt For For
Statements, the Report of the Directors and
the Independent Auditor's Report for the
year ended 31st December, 2011
2 To declare a final dividend Mgmt For For
3.1 To elect Mr. Kam Hing Lam as Director Mgmt For For
3.2 To elect Ms. Woo Chia Ching, Grace as Mgmt For For
Director
3.3 To elect Mr. Fok Kin Ning, Canning as Mgmt For For
Director
3.4 To elect Mr. Frank John Sixt as Director Mgmt For For
3.5 To elect Mr. Kwok Tun-li, Stanley as Mgmt For For
Director
3.6 To elect Mr. Chow Nin Mow, Albert as Mgmt For For
Director
3.7 To elect Ms. Hung Siu-lin, Katherine as Mgmt For For
Director
4 To appoint Messrs. PricewaterhouseCoopers Mgmt For For
as the auditor of the Company and its
subsidiaries, to hold office until the
conclusion of the next annual general
meeting, and to authorise the Directors to
fix their remuneration
5.1 To give a general mandate to the Directors Mgmt For For
to issue additional shares of the Company
5.2 To give a general mandate to the Directors Mgmt For For
to repurchase shares of the Company
5.3 To extend the general mandate granted to Mgmt For For
the Directors pursuant to Ordinary
Resolution No. 5(1) to issue additional
shares of the Company
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CHONG HING BANK LTD Agenda Number: 703716019
--------------------------------------------------------------------------------------------------------------------------
Security: Y1582S105
Meeting Type: AGM
Meeting Date: 09-May-2012
Ticker:
ISIN: HK1111036765
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Financial Mgmt For For
Statements and the Reports of the
Directors and Auditors for the year ended
31 December 2011
2 To declare the final cash dividend for the Mgmt For For
year ended 31 December 2011 of HKD 0.35 per
share
3a.i To re-elect the following directors: Mr. Mgmt For For
Liu Lit Chi
3a.ii To re-elect the following directors: Mr. Mgmt For For
Timothy George Freshwater
3aiii To re-elect the following directors: Mr. Mgmt For For
Christopher Kwun Shing Liu
3a.iv To re-elect the following directors: Mr. Mgmt For For
Alfred Cheuk Yu Chow
3a.v To re-elect the following directors: Mr. Mgmt For For
Tsang Chiu Wing
3a.vi To re-elect the following directors: Mr. Mgmt For For
Wong Har Kar
3.b Fix the directors' fee for the year ending Mgmt For For
31 December 2012 at HKD 250,000 for the
Chairman, HKD 250,000 for each of the
independent non-executive directors,
HKD 250,000 for each of the non-executive
directors with committee responsibilities,
HKD 170,000 for each of the non-executive
directors without committee
responsibilities, and HKD 150,000 for each
of the other directors
4 To re-appoint Deloitte Touche Tohmatsu the Mgmt For For
Bank's auditors and to authorise the
directors to fix the auditors' remuneration
5 To approve and adopt a new share option Mgmt For For
scheme
6 To grant a general mandate to the directors Mgmt For For
to repurchase shares in the Bank not
exceeding 10 percent of its issued share
capital
7 To grant a general mandate to the directors Mgmt Against Against
to allot and issue additional shares in
the Bank not exceeding 20 percent of its
issued share capital
8 To extend the general mandate granted under Mgmt Against Against
Resolution 7 by adding the number of shares
repurchased under Resolution 6 to the
number of additional shares permitted to
be allotted and issued
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COVANTA HOLDING CORPORATION Agenda Number: 933570637
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Security: 22282E102
Meeting Type: Annual
Meeting Date: 09-May-2012
Ticker: CVA
ISIN: US22282E1029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
DAVID M. BARSE Mgmt For For
RONALD J. BROGLIO Mgmt For For
PETER C.B. BYNOE Mgmt For For
LINDA J. FISHER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
ANTHONY J. ORLANDO Mgmt For For
WILLIAM C. PATE Mgmt For For
ROBERT S. SILBERMAN Mgmt For For
JEAN SMITH Mgmt For For
SAMUEL ZELL Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COVANTA HOLDING CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE 2012 FISCAL YEAR.
3 STOCKHOLDER PROPOSAL TO AMEND THE EQUITY Shr Against For
AWARD PLAN FOR EMPLOYEES AND OFFICERS.
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DEVON ENERGY CORPORATION Agenda Number: 933612839
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Security: 25179M103
Meeting Type: Annual
Meeting Date: 06-Jun-2012
Ticker: DVN
ISIN: US25179M1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. APPROVE, IN AN ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
AUDITORS FOR 2012.
4. APPROVE AMENDING THE AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO GRANT
STOCKHOLDERS THE RIGHT TO CALL A SPECIAL
MEETING.
5. APPROVE THE 2012 INCENTIVE COMPENSATION Mgmt For For
PLAN.
6. APPROVE THE 2012 AMENDMENT TO THE 2009 Mgmt For For
LONG-TERM INCENTIVE COMPENSATION PLAN.
7. REPORT ON THE DISCLOSURE OF LOBBYING Shr Against For
POLICIES AND PRACTICES.
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ENCANA CORPORATION Agenda Number: 933575435
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Security: 292505104
Meeting Type: Annual
Meeting Date: 25-Apr-2012
Ticker: ECA
ISIN: CA2925051047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER A. DEA Mgmt For For
RANDALL K. ERESMAN Mgmt For For
CLAIRE S. FARLEY Mgmt For For
FRED J. FOWLER Mgmt For For
SUZANNE P. NIMOCKS Mgmt For For
DAVID P. O'BRIEN Mgmt For For
JANE L. PEVERETT Mgmt For For
ALLAN P. SAWIN Mgmt For For
BRUCE G. WATERMAN Mgmt For For
CLAYTON H. WOITAS Mgmt For For
02 APPOINTMENT OF AUDITOR - Mgmt For For
PRICEWATERHOUSECOOPERS LLP AT A
REMUNERATION TO BE FIXED BY THE BOARD OF
DIRECTORS.
03 ADVISORY VOTE APPROVING THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION.
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FOREST CITY ENTERPRISES, INC. Agenda Number: 933623642
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Security: 345550107
Meeting Type: Annual
Meeting Date: 13-Jun-2012
Ticker: FCEA
ISIN: US3455501078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR F. ANTON Mgmt For For
SCOTT S. COWEN Mgmt For For
MICHAEL P. ESPOSITO, JR Mgmt For For
STAN ROSS Mgmt For For
2. THE APPROVAL (ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS) OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING JANUARY 31, 2013.
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HANG LUNG GROUP LTD Agenda Number: 703338839
--------------------------------------------------------------------------------------------------------------------------
Security: Y30148111
Meeting Type: AGM
Meeting Date: 18-Oct-2011
Ticker:
ISIN: HK0010000088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the audited Mgmt For For
financial statements and reports of the
directors and auditors for the year ended
30 June 2011
2 To declare a final dividend Mgmt For For
3.a Re-election of Mr. Gerald Lokchung Chan as Mgmt For For
a director
3.b Re-election of Ms. Laura Lok Yee Chen as a Mgmt For For
director
3.c Re-election of Mr. Ronnie Chichung Chan as Mgmt For For
a director
3.d To authorize the board of directors to fix Mgmt For For
directors' fees
4 To re-appoint KPMG as auditors of the Mgmt For For
Company and authorize the directors to fix
auditors' remuneration
5 To give general mandate to directors to Mgmt For For
purchase the Company's shares
6 To give general mandate to directors to Mgmt For For
issue additional shares
7 To approve the addition of repurchased Mgmt For For
shares to be included under the
general mandate in resolution 6
8 To approve the amendments to the Company's Mgmt For For
articles of association
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HANG LUNG GROUP LTD Agenda Number: 703655312
--------------------------------------------------------------------------------------------------------------------------
Security: Y30148111
Meeting Type: AGM
Meeting Date: 18-Apr-2012
Ticker:
ISIN: HK0010000088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the audited Mgmt For For
financial statements and reports of the
directors and auditor for the six-month
period ended 31 December 2011
2 To declare a final dividend Mgmt For For
3(a) To re-elect Mr. Shang Shing Yin as a Mgmt For For
director
3(b) To re-elect Mr. Philip Nan Lok Chen as a Mgmt For For
director
3(c) To re-elect Mr. William Pak Yau Ko as a Mgmt For For
director
3(d) To authorize the board of directors to fix Mgmt For For
directors' fees
4 To re-appoint KPMG as auditor of the Mgmt For For
Company and authorize the directors to
fix auditor's remuneration
5 To give general mandate to directors to Mgmt For For
purchase the Company's shares
6 To give general mandate to directors to Mgmt For For
issue additional shares
7 To approve the addition of repurchased Mgmt For For
shares to be included under the
general mandate in resolution 6
8 To approve the adoption of new share option Mgmt For For
scheme of Hang Lung Properties Limited
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HANG LUNG PROPERTIES LTD Agenda Number: 703338827
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 18-Oct-2011
Ticker:
ISIN: HK0101000591
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the audited Mgmt For For
financial statements and reports of the
directors and auditors for the year ended
30 June 2011
2 To declare a final dividend Mgmt For For
3.a Re-election of Mr. Nelson Wai Leung Yuen as Mgmt For For
a director
3.b Re-election of Mr. Shang Shing Yin as a Mgmt For For
director
3.c Re-election of Dr. Hon Kwan Cheng as a Mgmt For For
director
3.d Re-election of Ms. Laura Lok Yee Chen as a Mgmt For For
director
3.e Re-election of Professor Pak Wai Liu as a Mgmt For For
director
3.f To authorize the board of directors to fix Mgmt For For
directors' fees
4 To re-appoint KPMG as auditors of the Mgmt For For
Company and authorize the directors to fix
auditors' remuneration
5 To give general mandate to directors to Mgmt For For
purchase the Company's shares
6 To give general mandate to directors to Mgmt For For
issue additional shares
7 To approve the addition of repurchased Mgmt For For
shares to be included under the
general mandate in resolution 6
8 To approve the amendments to the Company's Mgmt For For
articles of association
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HANG LUNG PROPERTIES LTD Agenda Number: 703655324
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 18-Apr-2012
Ticker:
ISIN: HK0101000591
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the audited Mgmt For For
financial statements and reports of the
directors and auditor for the six-month
period ended 31 December 2011
2 To declare a final dividend Mgmt For For
3.a To re-elect Mr. Ronald Joseph Arculli as a Mgmt For For
director
3.b To re-elect Mr. Ronnie Chichung Chan as a Mgmt For For
director
3.c To re-elect Mr. Henry Tze Yin Yiu as a Mgmt For For
director
3.d To re-elect Mr. Hau Cheong Ho as a director Mgmt For For
3.e To authorize the board of directors to fix Mgmt For For
directors' fees
4 To re-appoint KPMG as auditor of the Mgmt For For
Company and authorize the directors to
fix auditor's remuneration
5 To give general mandate to directors to Mgmt For For
purchase the Company's shares
6 To give general mandate to directors to Mgmt For For
issue additional shares
7 To approve the addition of repurchased Mgmt For For
shares to be included under the
general mandate in resolution 6
8 To approve the adoption of new share option Mgmt For For
scheme of the Company
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HENDERSON LAND DEVELOPMENT CO LTD Agenda Number: 703745298
--------------------------------------------------------------------------------------------------------------------------
Security: Y31476107
Meeting Type: AGM
Meeting Date: 11-Jun-2012
Ticker:
ISIN: HK0012000102
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Audited Mgmt For For
Accounts and the Reports of the Directors
and Auditor for the year ended 31 December
2011
2 To declare a Final Dividend Mgmt For For
3.(A) To re-elect Mr. Woo Ka Biu, Jackson as Mgmt For For
director
3.(B) To re-elect Dr. Lee Shau Kee as director Mgmt For For
3.(C) To re-elect Mr. Lam Ko Yin, Colin as Mgmt For For
director
3.(D) To re-elect Mr. Yip Ying Chee, John as Mgmt For For
director
3.(E) To re-elect Madam Fung Lee Woon King as Mgmt For For
director
3.(F) To re-elect Mr. Lau Yum Chuen, Eddie as Mgmt For For
director
3.(G) To re-elect Mr. Au Siu Kee, Alexander as Mgmt For For
director
3.(H) To re-elect Mr. Leung Hay Man as director Mgmt For For
3.(I) To approve each Director's fee and the Mgmt For For
remunerations of the Nomination Committee
Members and the Corporate Governance
Committee Members
4 To re-appoint Auditor and authorise the Mgmt For For
Directors to fix Auditor's remuneration
5.(A) To give a general mandate to the Directors Mgmt For For
to repurchase shares
5.(B) To give a general mandate to the Directors Mgmt Against Against
to allot new shares
5.(C) To authorise the Directors to allot new Mgmt For For
shares equal to the aggregate nominal
amount of share capital purchased by the
Company
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HUTCHISON WHAMPOA LTD Agenda Number: 703716057
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 25-May-2012
Ticker:
ISIN: HK0013000119
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Statement of Mgmt For For
Audited Accounts and Reports of the
Directors and Auditor for the year ended 31
December 2011
2 To declare a final dividend Mgmt For For
3.1 To re-elect Mr Li Ka-shing as a Director Mgmt For For
3.2 To re-elect Mrs Chow Woo Mo Fong, Susan as Mgmt For For
a Director
3.3 To re-elect Mr Lai Kai Ming, Dominic as a Mgmt For For
Director
3.4 To re-elect The Hon Sir Michael David Mgmt For For
Kadoorie as a Director
3.5 To re-elect Mrs Margaret Leung Ko May Yee Mgmt For For
as a Director
4 To appoint Auditor and authorise the Mgmt For For
Directors to fix the Auditor's remuneration
5.1 To give a general mandate to the Directors Mgmt Against Against
to issue additional shares
5.2 To approve the purchase by the Company of Mgmt For For
its own shares
5.3 To extend the general mandate in Ordinary Mgmt Abstain Against
Resolution No 5(1)
6 That the Articles of Association of the Mgmt For For
Company be altered in the following manner:
by deleting the existing Article 93 in its
entirety and substituting the following
therefor: 93. Subject to the provisions of
these presents, the Directors may meet
together for the despatch of business,
adjourn and otherwise regulate their
meetings and proceedings as they think fit.
At any time any Director may, and the
Secretary on the requisition of a Director
shall, summon a meeting of the Directors.
It shall not be necessary to give notice of
a meeting of Directors to any Director for
the time being absent from Hong Kong (and
a Director shall be deemed absent
from Hong Kong on any day if he has given
to the Secretary notice of his intention to
be absent from Hong Kong for any period
including such day and has not revoked such
notice). Any Director may waive notice of
any meeting and any such waiver may be
retrospective. The Directors may
participate in a meeting of Directors by
telephone, video or other electronic means
at which the Directors participating in the
meeting are capable of hearing each other
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INVESTOR AB Agenda Number: 703662064
--------------------------------------------------------------------------------------------------------------------------
Security: W48102102
Meeting Type: AGM
Meeting Date: 17-Apr-2012
Ticker:
ISIN: SE0000107401
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of Sven Unger as Chairman of the Non-Voting
Meeting
2 Drawing up and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of one or two persons to attest to Non-Voting
the accuracy of the minutes
5 Determination of whether the Meeting has Non-Voting
been duly convened
6 Presentation of the parent company's annual Non-Voting
report and the auditors' report, as well as
of the consolidated financial statements
and the auditors' report for the Investor
Group
7 The President's address Non-Voting
8 Report on the work of the Board of Non-Voting
Directors, the Remuneration Committee, the
Audit Committee and the Finance and Risk
Committee
9 Resolutions regarding adoption of the Mgmt No vote
income statement and the balance sheet for
the parent company, as well as of the
consolidated income statement and the
consolidated balance sheet for the Investor
Group
10 Resolution regarding discharge from Mgmt No vote
liability of the Members of the Board of
Directors and the President
11 Resolution regarding disposition of Mgmt No vote
Investor's earnings in accordance with the
approved balance sheet and determination of
a record date for dividends
12 Proposal for resolution on amendment of the Mgmt No vote
Articles of Association
13.A Decision on the number of Members and Mgmt No vote
Deputy Members of the Board of Directors:
Twelve Members of the Board of Directors
and no Deputy Members of the Board of
Directors up to May 31, 2012, and thirteen
Members of the Board of Directors and no
Deputy Members of the Board of Directors
from June 1, 2012
13.B Decision on the number of Auditors and Mgmt No vote
Deputy Auditors: One registered auditing
company
14.A Decision on the compensation that shall be Mgmt No vote
paid to the Board of Directors
14.B Decision on the compensation that shall be Mgmt No vote
paid to the Auditors
15.A Re-elect Jacob Wallenberg, Gunnar Brock, Mgmt No vote
Sune Carlsson, Borje Ekholm, Tom Johnstone,
Carola Lemne, Grace Skaugen, O. Sexton,
Hans Straberg, Lena Torell, and Peter
Wallenberg Jr as Directors; Elect Josef
Ackermann and Marcus Wallenberg as New
Directors. Jacob Wallenberg is proposed to
be re-elected as Chairman of the Board of
Directors
15.B Elect John Eriksson as Director Mgmt No vote
16 Election of Auditors and Deputy Auditors: Mgmt No vote
Re-election of the registered auditing
company KPMG AB (with the authorized
auditor Helene Willberg as the auditor in
charge until further notice) for the period
until the end of the Annual General Meeting
2013
17.A Resolution on guidelines for salary and on Mgmt No vote
other remuneration for the President and
other Members of the Management Group
17.B Resolution on a long-term variable Mgmt No vote
remuneration program for the Members of the
Management Group and other employees
18.A Proposal regarding acquisition and sale of Mgmt No vote
own shares in order to give the Board of
Directors wider freedom of action in the
work with the Company's capital structure,
in order to enable transfer of own shares
according to 18B below, and in order to
secure the costs in connection with the
long-term variable remuneration program and
the allocation of synthetic shares as part
of the remuneration to the Board of
Directors
18.B Proposal regarding sale of own shares in Mgmt No vote
order to enable the Company to transfer own
shares to employees who participate in the
long-term variable remuneration program
2012
19 The shareholder Thorwald Arvidsson proposes Shr No vote
that the Annual General Meeting resolves
that all shareholders present at the
Annual General Meeting who so wish shall
obtain the book"En finansmans bekannelser
-veni, vidi, ridi" at the Company's expense,
with the motivation that the book gives
a "both amusing and somewhat frightening"
insight into the financial world
20 Conclusion of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933586779
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 17-May-2012
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD P. CAMPBELL Mgmt For For
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
BILL R. SANFORD Mgmt For For
BARBARA R. SNYDER Mgmt For For
THOMAS C. STEVENS Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
3 ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4 SHAREHOLDER PROPOSAL REQUESTING CHAIRMAN BE Shr Against For
INDEPENDENT DIRECTOR.
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LAI SUN GARMENT INTERNATIONAL LTD Agenda Number: 703467616
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Security: Y51449174
Meeting Type: AGM
Meeting Date: 21-Dec-2011
Ticker:
ISIN: HK0191032033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and adopt the audited financial Mgmt For For
statements and the reports of the directors
and the independent auditors of the Company
for the year ended 31 July 2011
2Ai To re-elect the following Director who Mgmt For For
retire and have offered themselves for
re-election: Dr. Lam Kin Ming as an
executive Director
2Aii To re-elect the following Director who Mgmt For For
retire and have offered themselves for
re-election: Mr. Lui Siu Tsuen, Richard as
an executive Director
2Aiii To re-elect the following Director who Mgmt For For
retire and have offered themselves for
re-election: Mr. Wan Yee Hwa, Edward as a
non-executive Director
2Aiv To re-elect the following Director who Mgmt For For
retire and have offered themselves for
re-election: Mr. Lam Bing Kwan as an
independent non-executive Director
2Av To re-elect the following Director who Mgmt For For
retire and have offered themselves for
re-election: Mr. Leung Shu Yin, William as
an independent non-executive Director
2B To authorise the Board to fix the Mgmt For For
Directors' remuneration
3 To re-appoint Ernst & Young as the Mgmt For For
independent auditors of the Company for
the ensuing year and to authorise the Board
to fix their remuneration
4 To give a general mandate to the Directors Mgmt Against Against
to issue and allot additional shares
not exceeding 20% of the aggregate nominal
amount of the existing issued share
capital of the Company
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POSCO Agenda Number: 933555750
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Security: 693483109
Meeting Type: Annual
Meeting Date: 16-Mar-2012
Ticker: PKX
ISIN: US6934831099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF BALANCE SHEET (STATEMENTS OF Mgmt For For
FINANCIAL POSITION), STATEMENTS OF INCOME,
AND STATEMENTS OF APPROPRIATION OF RETAINED
EARNINGS FOR THE 44TH FISCAL YEAR
2 PARTIAL AMENDMENTS TO ARTICLES OF Mgmt For For
INCORPORATION
3A1 ELECTION OF OUTSIDE DIRECTOR: HAN, JOON-HO Mgmt For For
3A2 ELECTION OF OUTSIDE DIRECTOR: LEE, Mgmt For For
YOUNG-SUN
3A3 ELECTION OF OUTSIDE DIRECTOR: LEE, Mgmt For For
CHANG-HEE
3A4 ELECTION OF OUTSIDE DIRECTOR: JAMES B. Mgmt For For
BEMOWSKI
3B1 ELECTION OF AUDIT COMMITTEE MEMBER: LEE, Mgmt For For
YOUNG-SUN
3B2 ELECTION OF AUDIT COMMITTEE MEMBER: LEE, Mgmt For For
CHANG-HEE
3C1 ELECTION OF INSIDE DIRECTOR: CHUNG, Mgmt For For
JOON-YANG
3C2 ELECTION OF INSIDE DIRECTOR: PARK, HAN-YONG Mgmt For For
3C3 ELECTION OF INSIDE DIRECTOR: CHO, NOI-HA Mgmt For For
3C4 ELECTION OF INSIDE DIRECTOR: PARK, KI-HONG Mgmt For For
3C5 ELECTION OF INSIDE DIRECTOR: KIM, JOON-SIK Mgmt For For
4 APPROVAL OF LIMITS OF TOTAL REMUNERATION Mgmt For For
FOR DIRECTORS
5 PAYMENT OF SPECIAL REMUNERATION FOR Mgmt For For
MERITORIOUS SERVICES TO THE LATE HONORARY
CHAIRMAN PARK, TAE-JOON
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RHJ INTERNATIONAL SA Agenda Number: 703780278
--------------------------------------------------------------------------------------------------------------------------
Security: B70883101
Meeting Type: EGM
Meeting Date: 31-May-2012
Ticker:
ISIN: BE0003815322
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approve reduction in share capital Mgmt For For
1.2 Approve reduction of share premium account Mgmt For For
1.3 Approve increase of legal reserves Mgmt For For
2 Authorize implementation of approved Mgmt For For
resolutions and filing of required
management for documents/formalities at
trade registry
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RHJ INTERNATIONAL SA Agenda Number: 703839778
--------------------------------------------------------------------------------------------------------------------------
Security: B70883101
Meeting Type: AGM
Meeting Date: 19-Jun-2012
Ticker:
ISIN: BE0003815322
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the non-consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2011, including the following
allocation of results (in euro), a s
specified
2 To grant a discharge and release to Messrs. Mgmt Abstain Against
D. Ronald Daniel, Timothy C. Collins,
Leonhard Fischer, Mathias Dopfner, Gerd
Hausler, Jun Makihara, Peter Foy, Lucio A.
Noto and Konstantin von Schweinitz for the
performance of their duties as directors
during the fiscal year ended December 31,
2011
3 To resolve that the remuneration of the Mgmt For For
non-executive directors for their services
as directors during each relevant fiscal
year as set forth in Section 1.5 of the
Company's Corporate Governance Charter
(dated January 1, 2012) Shall, effective as
of June 1, 2012, be modified as follows:
All non-executive direct ors other than the
Chairman of the Board of Directors will be
paid an annual r etainer of EUR 75,000
(instead of EUR 100,000 currently). The
Chairman Will be paid an annual retainer
of EUR 150,000 (instead of EUR 250,000
currently). In addition, the Chairman of
the Audit and Compliance Committee will be
4 To grant a discharge and release to KPMG Mgmt Abstain Against
Reviseurs d'Entreprises (represented by Mr.
Olivier Macq, partner) for the performance
of its duties during the fiscal year ended
December 31, 2011
5 To approve the remuneration report for the Mgmt For For
fiscal year ended December 31, 2011 (as
set out in the Annual Report relating to
the same year
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RHJ INTERNATIONAL SA Agenda Number: 703894940
--------------------------------------------------------------------------------------------------------------------------
Security: B70883101
Meeting Type: EGM
Meeting Date: 19-Jun-2012
Ticker:
ISIN: BE0003815322
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.i To absorb EUR 202,356,882 of the losses Mgmt No vote
reflected in the non-consolidated financial
statements for the fiscal year ended
December 31, 2011, through a reduction of
the entire "available reserves" (currently
of EUR 202,356,882) reflected in such
financial statements
1.ii Subject to the shareholders having approved Mgmt No vote
resolution (i) above, to absorb the
remaining part of such losses through a
reduction of the "issuance premiums"
(currently of EUR 145,861,233) reflected in
such financial statements by an amount of
EUR 43,683,598 (such reduction of the
issuance premiums, for Belgian tax
purposes, being applied in first instance
to the taxed reserves, if any, and
subsequently to the fiscal capital)
1.iii Subject to the shareholders having approved Mgmt No vote
resolutions (i) and (ii) above, to increase
the available reserves to be reflected in
the next non-consolidated financial
statements (of EUR 0 following the approval
of resolution (i) above) to EUR 94,316,402
through (a) a reduction of the issuance
premiums (of EUR 102,177,635 following the
approval of resolution (ii) above) by an
amount of EUR 70,007,257 and (b) a
reduction of the share capital (currently
of EUR 604,562,379) by an amount of EUR
24,309,145 (such reduction of share capital
to be made without cancellation of shares)
(and both reductions, for Belgian tax
order to reflect the new amount of
share capital (of EUR 580,253,234) and
amend Article 8, paragraph 1 of the
Articles of Association in order to reduce
the amount of authorised share capital
(currently of EUR 604,562,379) to EUR
580,253,234, to align it (in accordance
with Article 603 of the Belgian Company
Code) on the new amount of share capital
2 To grant a power to the General Counsel, Mgmt No vote
with right of substitution, for the
restatement of the Articles of Association
as a result of the amendments set forth in
point 1 (iii) above and for the fulfillment
of any other formalities necessary or
useful in connection with such amendments
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SYCAMORE NETWORKS, INC. Agenda Number: 933530316
--------------------------------------------------------------------------------------------------------------------------
Security: 871206405
Meeting Type: Annual
Meeting Date: 10-Jan-2012
Ticker: SCMR
ISIN: US8712064059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DANIEL E. SMITH Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SYCAMORE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2012.
03 TO HOLD AN ADVISORY VOTE ON SYCAMORE'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
04 TO HOLD AN ADVISORY VOTE REGARDING THE Mgmt 3 Years For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF SYCAMORE'S NAMED EXECUTIVE
OFFICERS.
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TEJON RANCH CO. Agenda Number: 933589319
--------------------------------------------------------------------------------------------------------------------------
Security: 879080109
Meeting Type: Annual
Meeting Date: 08-May-2012
Ticker: TRC
ISIN: US8790801091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEOFFREY L. STACK Mgmt For For
MICHAEL H. WINER Mgmt For For
2. RATIFICATION OF ERNST & YOUNG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2012.
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TELLABS, INC. Agenda Number: 933598902
--------------------------------------------------------------------------------------------------------------------------
Security: 879664100
Meeting Type: Annual
Meeting Date: 02-May-2012
Ticker: TLAB
ISIN: US8796641004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BO HEDFORS Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL E. LAVIN Mgmt For For
1C. ELECTION OF DIRECTOR: JAN H. SUWINSKI Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
AUDITOR FOR 2012.
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THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933564898
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 10-Apr-2012
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1D. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN A. LUKE, JR Mgmt For For
1H. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1L. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF Shr Against For
A POLICY RELATED TO AN INDEPENDENT
CHAIRMAN.
5. STOCKHOLDER PROPOSAL WITH RESPECT TO Shr Against For
CUMULATIVE VOTING.
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THE WHARF (HOLDINGS) LTD Agenda Number: 703771419
--------------------------------------------------------------------------------------------------------------------------
Security: Y8800U127
Meeting Type: AGM
Meeting Date: 30-May-2012
Ticker:
ISIN: HK0004000045
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To adopt the Financial Statements and the Mgmt For For
Reports of the Directors and Auditors for
the financial year ended 31 December 2011
2.a To re-elect Mr. Peter K. C. Woo, a retiring Mgmt For For
Director, as a Director
2.b To re-elect Mr. Stephen T. H. Ng, a Mgmt For For
retiring Director, as a Director
2.c To re-elect Mr. Andrew O. K. Chow, a Mgmt For For
retiring Director, as a Director
2.d To re-elect Ms. Doreen Y. F. Lee, a Mgmt For For
retiring Director, as a Director
2.e To re-elect Mr. Paul Y. C. Tsui, a retiring Mgmt For For
Director, as a Director
2.f To re-elect Mr. Hans Michael Jebsen, a Mgmt For For
retiring Director, as a Director
2.g To re-elect Mr. James E. Thompson, a Mgmt For For
retiring Director, as a Director
3 To re-appoint KPMG as Auditors of the Mgmt For For
Company and to authorise the Directors to
fix their remuneration
4 To fix the remuneration of the Directors Mgmt For For
and Audit Committee Members
5 To give a general mandate to the Directors Mgmt For For
for share repurchases by the Company
6 To give a general mandate to the Directors Mgmt Against Against
for issue of shares
7 To approve the addition of repurchased Mgmt For For
securities to the share issue general
mandate stated under Resolution No. 6
8 To approve the proposed amendments to the Mgmt For For
existing share option scheme of the Company
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TOYOTA INDUSTRIES CORPORATION Agenda Number: 703859364
--------------------------------------------------------------------------------------------------------------------------
Security: J92628106
Meeting Type: AGM
Meeting Date: 14-Jun-2012
Ticker:
ISIN: JP3634600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director: Akira Imura Mgmt For For
2.2 Appoint a Director: Tetsuro Toyoda Mgmt For For
2.3 Appoint a Director: Kazunori Yoshida Mgmt For For
2.4 Appoint a Director: Kimpei Mitsuya Mgmt For For
2.5 Appoint a Director: Tetsuo Agata Mgmt For For
2.6 Appoint a Director: Masafumi Kato Mgmt For For
2.7 Appoint a Director: Toshiyuki Sekimori Mgmt For For
2.8 Appoint a Director: Chiaki Yamaguchi Mgmt For For
2.9 Appoint a Director: Kazue Sasaki Mgmt For For
2.10 Appoint a Director: Hirotaka Morishita Mgmt For For
2.11 Appoint a Director: Shinya Furukawa Mgmt For For
2.12 Appoint a Director: Akira Onishi Mgmt For For
2.13 Appoint a Director: Masaharu Suzuki Mgmt For For
2.14 Appoint a Director: Fujio Cho Mgmt For For
2.15 Appoint a Director: Norio Sasaki Mgmt For For
2.16 Appoint a Director: Toshifumi Ogawa Mgmt For For
2.17 Appoint a Director: Toshifumi Onishi Mgmt For For
3 Appoint a Corporate Auditor: Kakuo Ishikawa Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
WHEELOCK & CO LTD Agenda Number: 703771407
--------------------------------------------------------------------------------------------------------------------------
Security: Y9553V106
Meeting Type: AGM
Meeting Date: 31-May-2012
Ticker:
ISIN: HK0020000177
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To adopt the Financial Statements and the Mgmt For For
Reports of the Directors and Auditors for
the financial year ended 31 December 2011
2a To re-elect Mr. Peter K. C. Woo, a retiring Mgmt For For
Director, as a Director
2b To re-elect Mr. Stewart C. K. Leung, a Mgmt For For
retiring Director, as a Director
2c To re-elect Mr. Paul Y. C. Tsui, a retiring Mgmt For For
Director, as a Director
2d To re-elect Mr. Alexander S. K. Au, a Mgmt For For
retiring Director, as a Director
2e To re-elect Mr. Kenneth W. S. Ting, a Mgmt For For
retiring Director, as a Director
3 To re-appoint KPMG as Auditors of the Mgmt For For
Company and to authorise the Directors to
fix their remuneration
4 To approve an increase in the rates of fees Mgmt For For
payable to the Directors
5 To give a general mandate to the Directors Mgmt For For
for share repurchases by the Company
6 To give a general mandate to the Directors Mgmt Against Against
for issue of shares
7 To approve the addition of repurchased Mgmt Against Against
securities to the share issue general
mandate stated under Resolution No. 6
8 To approve the proposed amendments to the Mgmt For For
existing share option scheme of the Company
9 To approve the proposed amendments to the Mgmt For For
existing share option scheme of The Wharf
(Holdings) Limited
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Third Avenue Variable Series Trust
By (Signature) /s/ David M. Barse
Name David M. Barse
Title President
Date 08/28/2012