UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10065
NAME OF REGISTRANT: Tax-Managed Small-Cap Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Tax-Managed Small-Cap Portfolio
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AEROVIRONMENT, INC. Agenda Number: 933680729
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Security: 008073108
Meeting Type: Annual
Meeting Date: 04-Oct-2012
Ticker: AVAV
ISIN: US0080731088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY E. CONVER Mgmt For For
ARNOLD L. FISHMAN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
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ALLIED WORLD ASSURANCE CO Agenda Number: 933753988
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Security: H01531104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: AWH
ISIN: CH0121032772
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT HUNTER Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK DE Mgmt For For
SAINT-AIGNAN
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. TO APPROVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ITS CONSOLIDATED FINANCIAL STATEMENTS AND
STATUTORY FINANCIAL STATEMENTS.
4. TO APPROVE THE COMPANY'S RETENTION OF Mgmt For For
DISPOSABLE PROFITS.
5. TO APPROVE THE PAYMENT OF DIVIDENDS TO THE Mgmt For For
SHAREHOLDERS FROM GENERAL LEGAL RESERVE
FROM CAPITAL CONTRIBUTIONS.
6. TO APPROVE AN AMENDMENT TO ARTICLES OF Mgmt For For
ASSOCIATION TO REDUCE THE SHARE CAPITAL AND
ELIMINATE ITS PARTICIPATION CAPITAL THROUGH
CANCELLATION OF A PORTION OF SHARES HELD IN
TREASURY.
7. TO ELECT DELOITTE & TOUCHE LTD. AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITOR AND DELOITTE
AG AS THE COMPANY'S STATUTORY AUDITOR TO
SERVE UNTIL THE COMPANY'S ANNUAL
SHAREHOLDER MEETING IN 2014.
8. TO ELECT PRICEWATERHOUSECOOPERS AG AS THE Mgmt For For
COMPANY'S SPECIAL AUDITOR TO SERVE UNTIL
THE ANNUAL SHAREHOLDER MEETING IN 2014.
9. TO APPROVE A DISCHARGE OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS AND EXECUTIVE OFFICERS
FROM LIABILITIES FOR THEIR ACTIONS DURING
THE YEAR ENDED DECEMBER 31, 2012.
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AMERICAN CAMPUS COMMUNITIES, INC. Agenda Number: 933763547
--------------------------------------------------------------------------------------------------------------------------
Security: 024835100
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: ACC
ISIN: US0248351001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM C. BAYLESS JR. Mgmt For For
R.D. BURCK Mgmt For For
G. STEVEN DAWSON Mgmt For For
CYDNEY C. DONNELL Mgmt For For
EDWARD LOWENTHAL Mgmt For For
OLIVER LUCK Mgmt For For
WINSTON W. WALKER Mgmt For For
2. RATIFICATION OF ERNST & YOUNG AS OUR Mgmt For For
INDEPENDENT AUDITORS FOR 2013
3. TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM
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ANALOGIC CORPORATION Agenda Number: 933718326
--------------------------------------------------------------------------------------------------------------------------
Security: 032657207
Meeting Type: Annual
Meeting Date: 22-Jan-2013
Ticker: ALOG
ISIN: US0326572072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JULY 31,
2013
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY")
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ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 933807060
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 21-Jun-2013
Ticker: AWI
ISIN: US04247X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STAN A. ASKREN Mgmt For For
KEVIN R. BURNS Mgmt For For
MATTHEW J. ESPE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
TAO HUANG Mgmt For For
MICHAEL F. JOHNSTON Mgmt For For
JEFFREY LIAW Mgmt For For
LARRY S. MCWILLIAMS Mgmt For For
JAMES C. MELVILLE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JOHN J. ROBERTS Mgmt For For
RICHARD E. WENZ Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
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BALCHEM CORPORATION Agenda Number: 933817972
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: BCPC
ISIN: US0576652004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DINO A. ROSSI Mgmt For For
DR. ELAINE R. WEDRAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY, LLP, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2013.
3. NON-BINDING ADVISORY APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
4. APPROVAL OF 1999 STOCK PLAN AS AMENDED AND Mgmt For For
RESTATED.
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BRUKER CORPORATION Agenda Number: 933784515
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WOLF-DIETER EMMERICH Mgmt For For
BRENDA J. FURLONG Mgmt For For
FRANK H. LAUKIEN Mgmt For For
RICHARD A. PACKER Mgmt For For
2. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
RATIFY, CONFIRM AND APPROVE THE SELECTION
OF ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF BRUKER
CORPORATION FOR FISCAL 2013.
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CATALYST HEALTH SOLUTIONS, INC. Agenda Number: 933655524
--------------------------------------------------------------------------------------------------------------------------
Security: 14888B103
Meeting Type: Special
Meeting Date: 02-Jul-2012
Ticker: CHSI
ISIN: US14888B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF APRIL 17, 2012, BY AND AMONG
SXC HEALTH SOLUTIONS CORP., SXC HEALTH
SOLUTIONS, INC., CATAMARAN I CORP.,
CATAMARAN II LLC AND CATALYST HEALTH
SOLUTIONS, INC.
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR
CATALYST'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING BY CATALYST'S STOCKHOLDERS IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES IN FAVOR OF
THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.
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CHURCH & DWIGHT CO., INC. Agenda Number: 933750348
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: CHD
ISIN: US1713401024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY C. IRWIN Mgmt For For
1B. ELECTION OF DIRECTOR: PENRY W. PRICE Mgmt For For
1C. ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK Mgmt For For
2. APPROVAL OF THE CHURCH & DWIGHT CO., INC. Mgmt For For
AMENDED AND RESTATED OMNIBUS EQUITY
COMPENSATION PLAN.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
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CIRRUS LOGIC, INC. Agenda Number: 933657340
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 26-Jul-2012
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN C. CARTER Mgmt For For
TIMOTHY R. DEHNE Mgmt For For
JASON P. RHODE Mgmt For For
ALAN R. SCHUELE Mgmt For For
WILLIAM D. SHERMAN Mgmt For For
SUSAN WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 30, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
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CLEAN HARBORS, INC. Agenda Number: 933754930
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: CLH
ISIN: US1844961078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. DEVILLARS Mgmt For For
DANIEL J. MCCARTHY Mgmt For For
ANDREA ROBERTSON Mgmt For For
JAMES M. RUTLEDGE Mgmt For For
2. TO APPROVE AN ADVISORY VOTE ON THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2014 CEO ANNUAL Mgmt For For
INCENTIVE PLAN.
4. TO APPROVE AN AMENDMENT TO SECTIONS 8 AND Mgmt For For
10 (I) OF THE COMPANY'S 2010 STOCK
INCENTIVE PLAN.
5. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL
YEAR.
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COLFAX CORP Agenda Number: 933771443
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: CFX
ISIN: US1940141062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN E. SIMMS Mgmt For For
1C. ELECTION OF DIRECTOR: CLAY H. KIEFABER Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK W. ALLENDER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For
1F. ELECTION OF DIRECTOR: RHONDA L. JORDAN Mgmt For For
1G. ELECTION OF DIRECTOR: SAN W. ORR, III Mgmt For For
1H. ELECTION OF DIRECTOR: A. CLAYTON PERFALL Mgmt For For
1I. ELECTION OF DIRECTOR: RAJIV VINNAKOTA Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COLFAX CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
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CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 933761391
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 10-May-2013
Ticker: CY
ISIN: US2328061096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt Withheld Against
ERIC A. BENHAMOU Mgmt Withheld Against
LLOYD CARNEY Mgmt For For
JAMES R. LONG Mgmt For For
J. DANIEL MCCRANIE Mgmt Withheld Against
J.D. SHERMAN Mgmt Withheld Against
WILBERT VAN DEN HOEK Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2013.
3 ANNUAL ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 APPROVAL OF THE AMENDED AND RESTATED 2013 Mgmt For For
STOCK PLAN WHICH: (I) RENAMES PLAN, (II)
EXTENDS TERM OF PLAN, (III) LIMITS
NON-EMPLOYEE DIRECTOR EQUITY AWARDS, (IV)
SEEKS STOCKHOLDER APPROVAL FOR
PERFORMANCE-BASED AWARDS UNDER SECTION
162(M) OF IRS CODE, AND (V) REDUCES NUMBER
OF OPTIONS/RSUS THAT MAY BE GRANTED TO AN
INDIVIDUAL IN A GIVEN FISCAL YEAR.
5 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN WHICH EXTENDS
THE TERM OF THE PLAN AND PROVIDES FOR
PARTICIPATION BY NON-U.S. EMPLOYEES.
--------------------------------------------------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. Agenda Number: 933739508
--------------------------------------------------------------------------------------------------------------------------
Security: 232820100
Meeting Type: Annual
Meeting Date: 18-Apr-2013
Ticker: CYT
ISIN: US2328201007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRIS A. DAVIS Mgmt For For
1B. ELECTION OF DIRECTOR: SHANE D. FLEMING Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS L. HOYNES JR. Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM P. POWELL Mgmt For For
2. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS FOR 2013.
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
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DANA HOLDING CORP Agenda Number: 933747389
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA A. KAMSKY Mgmt For For
TERRENCE J. KEATING Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
S.B. SCHWARZWAELDER Mgmt For For
RICHARD F. WALLMAN Mgmt For For
KEITH E. WANDELL Mgmt For For
ROGER J. WOOD Mgmt For For
2. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. CONSIDERATION OF A SHAREHOLDER PROPOSAL Shr For Against
REGARDING EXECUTIVE STOCK RETENTION.
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EURONET WORLDWIDE, INC. Agenda Number: 933791356
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. BROWN Mgmt For For
ANDREW B. SCHMITT Mgmt For For
M. JEANNINE STRANDJORD Mgmt For For
2. APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For
2006 STOCK INCENTIVE PLAN AND REAPPROVAL OF
THE PERFORMANCE GOALS.
3. RATIFICATION OF A RIGHTS AGREEMENT. Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EURONET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
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FEI COMPANY Agenda Number: 933755122
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: FEIC
ISIN: US30241L1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ARIE HUIJSER Mgmt For For
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt For For
JAN C. LOBBEZOO Mgmt For For
GERHARD H. PARKER Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
HOMA BAHRAMI Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
2 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S 1995 STOCK INCENTIVE PLAN: (I) TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES, AND (II) TO CHANGE THE
TERMS OF THE INITIAL EQUITY GRANTS TO NEW
NON-EMPLOYEE DIRECTORS AND THE ANNUAL
AUTOMATIC EQUITY GRANTS TO CONTINUING
NON-EMPLOYEE DIRECTORS.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S EMPLOYEE SHARE PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2013.
5 TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
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FLIR SYSTEMS, INC. Agenda Number: 933746325
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. CARTER Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN W. WOOD, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR 2013.
3. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
SECOND RESTATED ARTICLES OF INCORPORATION
TO ELIMINATE CLASSIFICATION OF THE
COMPANY'S BOARD OF DIRECTORS.
4. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For
SECOND RESTATED ARTICLES OF INCORPORATION
TO ADOPT A MAJORITY VOTE STANDARD TO BE
USED IN UNCONTESTED DIRECTOR ELECTIONS.
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FLOWERS FOODS, INC. Agenda Number: 933777976
--------------------------------------------------------------------------------------------------------------------------
Security: 343498101
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: FLO
ISIN: US3434981011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLEN L. SHIVER* Mgmt For For
FRANKLIN L. BURKE# Mgmt For For
GEORGE E. DEESE# Mgmt For For
MANUEL A. FERNANDEZ# Mgmt For For
MELVIN T. STITH# Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVES, AS DISCLOSED IN THE PROXY
STATEMENT.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FLOWERS FOODS, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 28, 2013.
--------------------------------------------------------------------------------------------------------------------------
FRED'S, INC. Agenda Number: 933665082
--------------------------------------------------------------------------------------------------------------------------
Security: 356108100
Meeting Type: Annual
Meeting Date: 26-Jul-2012
Ticker: FRED
ISIN: US3561081007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. HAYES Mgmt Withheld Against
JOHN R. EISENMAN Mgmt Withheld Against
ROGER T. KNOX Mgmt Withheld Against
THOMAS H. TASHJIAN Mgmt Withheld Against
B. MARY MCNABB Mgmt Withheld Against
MICHAEL T. MCMILLAN Mgmt Withheld Against
BRUCE A. EFIRD Mgmt Withheld Against
STEVEN R. FITZPATRICK Mgmt For For
2. APPROVAL OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY, AS DESCRIBED IN THE PROXY
STATEMENT.
3. APPROVAL OF THE 2012 LONG-TERM INCENTIVE Mgmt For For
PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5. APPROVAL OF THE CONTINUED USE OF THE Mgmt Against Against
SHAREHOLDERS RIGHTS PLAN.
6. NOMINATION OF A CORPORATE GOVERNANCE EXPERT Shr For Against
TO THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 933810598
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
AARON JAGDFELD Mgmt For For
JOHN D. BOWLIN Mgmt For For
TIMOTHY WALSH Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC. Agenda Number: 933766707
--------------------------------------------------------------------------------------------------------------------------
Security: 378967103
Meeting Type: Annual
Meeting Date: 25-Apr-2013
Ticker: GCA
ISIN: US3789671035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GEOFF JUDGE Mgmt For For
MICHAEL RUMBOLZ Mgmt For For
RONALD CONGEMI Mgmt For For
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
VOTE BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 933802616
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID C. PAUL Mgmt Against Against
1B. ELECTION OF DIRECTOR: DANIEL T. LEMAITRE Mgmt For For
1C. ELECTION OF DIRECTOR: ANN D. RHOADS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY-ON-PAY VOTE).
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION (THE FREQUENCY VOTE).
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933781898
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PHILIP E. MALLOTT Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
ELIMINATE THE AUTHORIZED CLASS B COMMON
STOCK, PAR VALUE OF $0.001 PER SHARE AND
PROVISIONS RELATED THERETO
3 AMENDMENT TO THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO:
SET RANGE IN SIZE OF OUR BOARD OF
DIRECTORS.
4 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DECLASSIFY OUR BOARD
OF DIRECTORS AND PROVIDE FOR ANNUAL
ELECTION OF ALL DIRECTORS
5 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO: DELETE VARIOUS
PROVISIONS RELATED TO THE COMPANY'S FORMER
"SPONSORS"
6 AMENDMENT TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO: PERMIT STOCKHOLDERS TO
TAKE ACTION BY WRITTEN CONSENT.
7 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2013 FISCAL YEAR
8 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2012, AS DISCLOSED IN
THE ACCOMPANYING PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 933796407
--------------------------------------------------------------------------------------------------------------------------
Security: 382410405
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: GDP
ISIN: US3824104059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER G. GOODRICH Mgmt For For
ROBERT C. TURNHAM, JR. Mgmt For For
STEPHEN M. STRATY Mgmt For For
ARTHUR A. SEELIGSON Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2013.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC. Agenda Number: 933784527
--------------------------------------------------------------------------------------------------------------------------
Security: 398905109
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GPI
ISIN: US3989051095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. ADAMS Mgmt For For
J. TERRY STRANGE Mgmt For For
MAX P. WATSON, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 933785428
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMMANUEL T. BALLASES Mgmt For For
JUDY C. BOZEMAN Mgmt For For
FRANK J. BRAMANTI Mgmt For For
WALTER M. DUER Mgmt For For
JAMES C. FLAGG, PH.D. Mgmt For For
THOMAS M. HAMILTON Mgmt For For
LESLIE S. HEISZ Mgmt For For
JOHN N. MOLBECK JR. Mgmt For For
ROBERT A. ROSHOLT Mgmt For For
J. MIKESELL THOMAS Mgmt For For
CHRISTOPHER JB WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
4. APPROVAL OF THE HCC INSURANCE HOLDINGS, Mgmt For For
INC. 2013 EMPLOYEE STOCK PURCHASE PLAN.
5. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE HCC INSURANCE
HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
HFF, INC. Agenda Number: 933817504
--------------------------------------------------------------------------------------------------------------------------
Security: 40418F108
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: HF
ISIN: US40418F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH H. MCANENY Mgmt For For
JOHN H. PELUSI, JR. Mgmt For For
STEVEN E. WHEELER Mgmt For For
2. NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF INDEPENDENT, REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 933808290
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: HOS
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRUCE W. HUNT Mgmt For For
KEVIN O. MEYERS Mgmt For For
BERNIE W. STEWART Mgmt For For
2 TO APPROVE THE AMENDMENT OF THE SECOND Mgmt For For
AMENDED AND RESTATED HORNBECK OFFSHORE
SERVICES, INC. INCENTIVE COMPENSATION PLAN
TO EXPAND THE LIST OF APPROVED PERFORMANCE
MEASURES.
3 TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS
FOR THE FISCAL YEAR 2013.
4 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 933788246
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER J. ARDUINI Mgmt For For
1B. ELECTION OF DIRECTOR: KEITH BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD E. CARUSO Mgmt For For
1D. ELECTION OF DIRECTOR: STUART M. ESSIG Mgmt For For
1E. ELECTION OF DIRECTOR: BARBARA B. HILL Mgmt For For
1F. ELECTION OF DIRECTOR: LLOYD W. HOWELL, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: NEAL MOSZKOWSKI Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTIAN S. SCHADE Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES M. SULLIVAN Mgmt For For
2. THE PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2013.
3. THE PROPOSAL TO APPROVE THE COMPANY'S Mgmt For For
PERFORMANCE INCENTIVE COMPENSATION PLAN.
4. A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 933759168
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. SEAN DAY Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM M. LAMONT, Mgmt For For
JR.
1.3 ELECTION OF DIRECTOR: WILLIAM M. WATERMAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS KIRBY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF KIRBY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KODIAK OIL & GAS CORP. Agenda Number: 933832239
--------------------------------------------------------------------------------------------------------------------------
Security: 50015Q100
Meeting Type: Annual
Meeting Date: 19-Jun-2013
Ticker: KOG
ISIN: CA50015Q1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: LYNN A. PETERSON Mgmt For For
1B JAMES E. CATLIN Mgmt For For
1C RODNEY D. KNUTSON Mgmt For For
1D HERRICK K. LIDSTONE, JR. Mgmt For For
1E WILLIAM J. KRYSIAK Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
03 APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS, INC. Agenda Number: 933811843
--------------------------------------------------------------------------------------------------------------------------
Security: 501014104
Meeting Type: Annual
Meeting Date: 18-Jun-2013
Ticker: KKD
ISIN: US5010141043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES A. BLIXT Mgmt Withheld Against
LYNN CRUMP-CAINE Mgmt Withheld Against
ROBERT S. MCCOY, JR. Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN OUR 2013 PROXY STATEMENT.
3. APPROVAL OF ARTICLES OF AMENDMENT TO THE Mgmt Against Against
RESTATED ARTICLES OF INCORPORATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING FEBRUARY 2,
2014.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933754043
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAURENT MIGNON Mgmt For For
RICHARD D. PARSONS Mgmt For For
HAL S. SCOTT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
AND AUTHORIZATION OF LAZARD LTD'S BOARD OF
DIRECTORS, ACTING BY THE AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
3. NON-BINDING ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
4. NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE SEPARATION OF OUR CHAIRMAN AND CHIEF
EXECUTIVE OFFICER POSITIONS.
--------------------------------------------------------------------------------------------------------------------------
LKQ CORPORATION Agenda Number: 933752621
--------------------------------------------------------------------------------------------------------------------------
Security: 501889208
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: LKQ
ISIN: US5018892084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. CLINTON ALLEN Mgmt For For
KEVIN F. FLYNN Mgmt For For
RONALD G. FOSTER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
PAUL M. MEISTER Mgmt For For
JOHN F. O'BRIEN Mgmt For For
GUHAN SUBRAMANIAN Mgmt For For
ROBERT L. WAGMAN Mgmt For For
WILLIAM M. WEBSTER, IV Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF LKQ CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2013.
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LKQ CORPORATION
1998 EQUITY INCENTIVE PLAN TO PERMIT
CERTAIN PAYMENTS UNDER THE PLAN TO QUALIFY
AS TAX-DEDUCTIBLE PERFORMANCE BASED
COMPENSATION, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
4. APPROVAL OF AN AMENDMENT TO THE LKQ Mgmt For For
CORPORATION CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 500,000,000 TO
1,000,000,000, AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
5. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LKQ CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 933751922
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 09-May-2013
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CESAR L. ALVAREZ Mgmt For For
WALDEMAR A. CARLO, M.D. Mgmt For For
MICHAEL B. FERNANDEZ Mgmt For For
ROGER K. FREEMAN, M.D. Mgmt For For
PAUL G. GABOS Mgmt For For
P.J. GOLDSCHMIDT, M.D. Mgmt For For
MANUEL KADRE Mgmt For For
ROGER J. MEDEL, M.D. Mgmt For For
DONNA E. SHALALA PH.D. Mgmt For For
ENRIQUE J. SOSA PH.D. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR.
3. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt Against Against
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda Number: 933822199
--------------------------------------------------------------------------------------------------------------------------
Security: 587200106
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: MENT
ISIN: US5872001061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH L. BARNES Mgmt For For
PETER L. BONFIELD Mgmt For For
GREGORY K. HINCKLEY Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
KEVIN C. MCDONOUGH Mgmt For For
PATRICK B. MCMANUS Mgmt For For
WALDEN C. RHINES Mgmt For For
DAVID S. SCHECHTER Mgmt For For
2. SHAREHOLDER ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For
VOTING FOR THE ELECTION OF DIRECTORS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING JANUARY 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 933791077
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 21-May-2013
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. ERIC BOLTON, JR. Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
RALPH HORN Mgmt For For
PHILIP W. NORWOOD Mgmt For For
W. REID SANDERS Mgmt For For
WILLIAM B. SANSOM Mgmt For For
GARY SHORB Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 933812251
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
HERBERT CHANG Mgmt For For
EUGEN ELMIGER Mgmt For For
MICHAEL R. HSING Mgmt For For
2 VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3 PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4 PROPOSAL TO ADOPT THE 2014 EQUITY INCENTIVE Mgmt For For
PLAN.
5 PROPOSAL TO ADOPT THE MASTER CASH Mgmt For For
PERFORMANCE BONUS PLAN.
--------------------------------------------------------------------------------------------------------------------------
MONRO MUFFLER BRAKE, INC. Agenda Number: 933668280
--------------------------------------------------------------------------------------------------------------------------
Security: 610236101
Meeting Type: Annual
Meeting Date: 07-Aug-2012
Ticker: MNRO
ISIN: US6102361010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD A. BERENSON Mgmt For For
DONALD GLICKMAN Mgmt For For
JAMES R. WILEN Mgmt For For
ELIZABETH A. WOLSZON Mgmt For For
JOHN W. VAN HEEL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 45,000,000 TO 65,000,000.
3. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 933745082
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 02-May-2013
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY F. ALTENBAUMER Mgmt For For
WILLIAM A. KOERTNER Mgmt For For
WILLIAM D. PATTERSON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
CORPORATION'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST Mgmt For For
AND YOUNG LLP AS THE CORPORATION'S
INDEPENDENT AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 933768701
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES J. TRUCHARD Mgmt For For
JOHN M. BERRA Mgmt For For
2. TO APPROVE AN AMENDMENT OF NI'S CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK BY
180,000,000.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
AS NI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY INC Agenda Number: 933801676
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY F. MAZZA Mgmt For For
JAMES M. TRIMBLE Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2013.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDED AND RESTATED 2010 Mgmt For For
LONG-TERM EQUITY COMPENSATION PLAN FOR THE
COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda Number: 933779641
--------------------------------------------------------------------------------------------------------------------------
Security: 69360J107
Meeting Type: Annual
Meeting Date: 06-May-2013
Ticker: PSB
ISIN: US69360J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD L. HAVNER, JR. Mgmt For For
JOSEPH D. RUSSELL, JR. Mgmt For For
JENNIFER HOLDEN DUNBAR Mgmt For For
JAMES H. KROPP Mgmt For For
SARA GROOTWASSINK LEWIS Mgmt For For
MICHAEL V. MCGEE Mgmt For For
GARY E. PRUITT Mgmt For For
PETER SCHULTZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF PS
BUSINESS PARKS, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUANTUM CORPORATION Agenda Number: 933663709
--------------------------------------------------------------------------------------------------------------------------
Security: 747906204
Meeting Type: Annual
Meeting Date: 15-Aug-2012
Ticker: QTM
ISIN: US7479062041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL R. AUVIL III Mgmt For For
MICHAEL A. BROWN Mgmt Withheld Against
THOMAS S. BUCHSBAUM Mgmt For For
ELIZABETH A. FETTER Mgmt For For
JON W. GACEK Mgmt For For
DAVID A. KRALL Mgmt For For
JOSEPH A. MARENGI Mgmt For For
DAVID E. ROBERSON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2013.
3. PROPOSAL TO ADOPT A RESOLUTION APPROVING, Mgmt For For
ON AN ADVISORY BASIS, THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. PROPOSAL TO APPROVE AND RATIFY AN AMENDMENT Mgmt For For
TO THE COMPANY'S 1993 LONG-TERM INCENTIVE
PLAN.
5. PROPOSAL TO APPROVE AND RATIFY AN AMENDMENT Mgmt For For
TO THE COMPANY'S EMPLOYEE STOCK PURCHASE
PLAN.
6. PROPOSAL TO APPROVE AND RATIFY AN AMENDMENT Mgmt For For
TO THE COMPANY'S EXECUTIVE OFFICER
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933672998
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 14-Sep-2012
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
ALAN B. LEVINE# Mgmt For For
RICHARD R. CROWELL# Mgmt For For
2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2013.
3 TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
REACHLOCAL INC Agenda Number: 933780149
--------------------------------------------------------------------------------------------------------------------------
Security: 75525F104
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: RLOC
ISIN: US75525F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ZORIK GORDON Mgmt For For
ROBERT DYKES Mgmt For For
ALAN SALZMAN Mgmt For For
2. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against
2008 STOCK INCENTIVE PLAN
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
GRANT THORNTON LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933744472
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JUDITH HUNTINGTON Mgmt For For
MICHAEL PAPPAGALLO Mgmt For For
JOHN TAMBERLANE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
3. TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt For For
LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOVRAN SELF STORAGE, INC. Agenda Number: 933782787
--------------------------------------------------------------------------------------------------------------------------
Security: 84610H108
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: SSS
ISIN: US84610H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ATTEA Mgmt For For
KENNETH F. MYSZKA Mgmt For For
ANTHONY P. GAMMIE Mgmt For For
CHARLES E. LANNON Mgmt For For
JAMES R. BOLDT Mgmt For For
STEPHEN R. RUSMISEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
3. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933815625
--------------------------------------------------------------------------------------------------------------------------
Security: 868157108
Meeting Type: Annual
Meeting Date: 06-Jun-2013
Ticker: SPN
ISIN: US8681571084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HAROLD J. BOUILLION Mgmt For For
ENOCH L. DAWKINS Mgmt For For
DAVID D. DUNLAP Mgmt For For
JAMES M. FUNK Mgmt For For
TERENCE E. HALL Mgmt For For
E.E. "WYN" HOWARD, III Mgmt For For
PETER D. KINNEAR Mgmt For For
MICHAEL M. MCSHANE Mgmt For For
W. MATT RALLS Mgmt For For
JUSTIN L. SULLIVAN Mgmt For For
2. AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. THE ADOPTION OF THE 2013 STOCK INCENTIVE Mgmt For For
PLAN.
4. THE ADOPTION OF THE 2013 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
5. THE ADOPTION OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE THE
LIMITATION ON NON-U.S. CITIZEN STOCK
OWNERSHIP.
6. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 933777192
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H. LYNN MASSINGALE, MD Mgmt For For
NEIL P. SIMPKINS Mgmt For For
EARL P. HOLLAND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2013.
3. APPROVAL OF TEAM HEALTH HOLDINGS, INC. Mgmt For For
AMENDED AND RESTATED 2009 STOCK INCENTIVE
PLAN.
4. APPROVAL OF TEAM HEALTH HOLDINGS, INC. Mgmt For For
AMENDED AND RESTATED ANNUAL MANAGEMENT
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 933682038
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 27-Sep-2012
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINCENT D. FOSTER Mgmt For For
JACK M. JOHNSON, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG, LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING MAY 31, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE TEAM, INC. EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933766896
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE F. JONES, JR. Mgmt For For
PETER B. BARTHOLOW Mgmt For For
JAMES H. BROWNING Mgmt For For
PRESTON M. GEREN III Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
W.W. MCALLISTER III Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
GRANT E. SIMS Mgmt For For
ROBERT W. STALLINGS Mgmt For For
DALE W. TREMBLAY Mgmt For For
IAN J. TURPIN Mgmt For For
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933748735
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION.
3. APPROVE RYLAND'S SENIOR EXECUTIVE Mgmt For For
PERFORMANCE PLAN TO COMPLY WITH THE
REQUIREMENTS OF SECTION 162(M) OF THE
INTERNAL REVENUE CODE.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 933746488
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 30-Apr-2013
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAJ DEN DAAS Mgmt For For
JAMES B. MILLIKEN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2013 STOCK PLAN. Mgmt For For
4. APPROVAL OF THE 2013 EXECUTIVE INCENTIVE Mgmt For For
PLAN.
5. RATIFYING THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2013.
--------------------------------------------------------------------------------------------------------------------------
VIEWPOINT FINANCIAL GROUP INC Agenda Number: 933787446
--------------------------------------------------------------------------------------------------------------------------
Security: 92672A101
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: VPFG
ISIN: US92672A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE W. HUNT Mgmt For For
2. SHAREHOLDER ADVISORY VOTE AS TO THE Mgmt For For
COMPENSATION OF VIEWPOINT FINANCIAL GROUP,
INC.'S EXECUTIVES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
WALTER INVESTMENT MGMT. CORP Agenda Number: 933783450
--------------------------------------------------------------------------------------------------------------------------
Security: 93317W102
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: WAC
ISIN: US93317W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEVEN R. BERRARD Mgmt For For
ELLYN L. BROWN Mgmt For For
DENMAR J. DIXON Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION FOR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3 APPROVAL OF AMENDED AND RESTATED WALTER Mgmt For For
INVESTMENT MANAGEMENT CORP. 2011 OMNIBUS
INCENTIVE PLAN.
4 AMEND THE CORPORATE CHARTER'S REIT-RELATED Mgmt For For
PROVISIONS.
5 AMEND THE CORPORATE CHARTER TO PROVIDE Mgmt For For
VARIOUS MINISTERIAL REVISIONS.
6 AMEND THE CORPORATE CHARTER TO CONFORM THE Mgmt Against Against
CHARTER TO PREVIOUSLY ADOPTED ARTICLES
SUPPLEMENTARY.
7 AMEND THE CORPORATE CHARTER TO AMEND Mgmt For For
INDEMNIFICATION PROVISIONS.
8 AMEND THE CHARTER TO PROVIDE CHANGES TO Mgmt For For
ARTICLES SIXTH, SEVENTH, AND EIGHTH TO
PROVIDE CLARIFICATIONS AND TO COMPLY WITH
MARYLAND GENERAL CORPORATION LAW.
9 APPROVAL AND RATIFICATION OF REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
WESTERN REFINING, INC. Agenda Number: 933804254
--------------------------------------------------------------------------------------------------------------------------
Security: 959319104
Meeting Type: Annual
Meeting Date: 04-Jun-2013
Ticker: WNR
ISIN: US9593191045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM D. SANDERS Mgmt For For
RALPH A. SCHMIDT Mgmt For For
JEFF A. STEVENS Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 933777572
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JOHN A. CARRIG Mgmt For For
1B ELECTION OF DIRECTOR: HENRY E. LENTZ Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM G. LOWRIE Mgmt For For
2 AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
3 AN ADVISORY VOTE ON THE APPROVAL OF THE Mgmt 1 Year For
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4 PROPOSAL TO APPROVE THE WPX ENERGY, INC. Mgmt For For
2013 INCENTIVE PLAN.
5 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2013.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Portfolio
By (Signature) /s/ Nancy B. Tooke
Name Nancy B. Tooke
Title President
Date 08/15/2013