UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10599
NAME OF REGISTRANT: Tax-Managed Small-Cap Value
Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
Tax-Managed Small-Cap Value Portfolio
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 933738734
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 15-Apr-2013
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLOSTER B. CURRENT, JR. Mgmt For For
WILLIAM P. GREUBEL Mgmt For For
IDELLE K. WOLF Mgmt For For
GENE C. WULF Mgmt For For
2. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
4. PROPOSAL TO APPROVE AN AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK (CONDITIONED ON STOCKHOLDER
APPROVAL OF PROPOSAL 5).
5. PROPOSAL TO APPROVE AN AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECREASE AUTHORIZED SHARES
OF CLASS A COMMON STOCK (CONDITIONED ON
STOCKHOLDER APPROVAL OF PROPOSAL 4).
--------------------------------------------------------------------------------------------------------------------------
AEROPOSTALE, INC. Agenda Number: 933821983
--------------------------------------------------------------------------------------------------------------------------
Security: 007865108
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: ARO
ISIN: US0078651082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RONALD R. BEEGLE Mgmt For For
ROBERT B. CHAVEZ Mgmt For For
MICHAEL J. CUNNINGHAM Mgmt For For
EVELYN DILSAVER Mgmt For For
JANET E. GROVE Mgmt For For
JOHN N. HAUGH Mgmt For For
KARIN HIRTLER-GARVEY Mgmt For For
JOHN D. HOWARD Mgmt For For
THOMAS P. JOHNSON Mgmt For For
ARTHUR RUBINFELD Mgmt For For
DAVID B. VERMYLEN Mgmt For For
2 TO APPROVE ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 1,
2014.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 933756679
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAIN CHEVASSUS Mgmt For For
STEPHEN J. HAGGE Mgmt For For
G. KAMPOURI MONNAS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
4. APPROVAL OF THE APTARGROUP PERFORMANCE Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED Agenda Number: 933743901
--------------------------------------------------------------------------------------------------------------------------
Security: G05384105
Meeting Type: Annual
Meeting Date: 24-Apr-2013
Ticker: AHL
ISIN: BMG053841059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. RICHARD BUCKNALL Mgmt For For
MR. PETER O'FLINN Mgmt For For
MR. RONALD PRESSMAN Mgmt For For
MR. GORDON IRELAND Mgmt For For
2. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY-ON-PAY VOTE").
3. TO PROVIDE A NON-BINDING, ADVISORY VOTE ON Mgmt 1 Year For
THE FREQUENCY OF FUTURE EXECUTIVE
COMPENSATION VOTES ("SAY-ON-FREQUENCY
VOTE").
4. TO APPROVE THE 2013 SHARE INCENTIVE PLAN. Mgmt For For
5. TO RE-APPOINT KPMG AUDIT PLC ("KPMG"), Mgmt For For
LONDON, ENGLAND, TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31,
2013 AND TO AUTHORIZE THE COMPANY'S BOARD
THROUGH THE AUDIT COMMITTEE TO SET THE
REMUNERATION FOR KPMG.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 933793552
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 14-May-2013
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RUSSELL A. COLOMBO Mgmt For For
THOMAS M. FOSTER Mgmt For For
ROBERT HELLER Mgmt For For
NORMA J. HOWARD Mgmt For For
STUART D. LUM Mgmt For For
W.H. MCDEVITT, JR. Mgmt For For
MICHAELA K. RODENO Mgmt For For
JOEL SKLAR, MD Mgmt For For
BRIAN M. SOBEL Mgmt For For
J. DIETRICH STROEH Mgmt For For
JAN I. YANEHIRO Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF THE BOARD OF DIRECTORS' Mgmt For For
SELECTION OF INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. Agenda Number: 933751681
--------------------------------------------------------------------------------------------------------------------------
Security: 067806109
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: B
ISIN: US0678061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALDEN Mgmt For For
FRANCIS J. KRAMER Mgmt For For
WILLIAM J. MORGAN Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION.
4. AMEND THE COMPANY'S AMENDED AND RESTATED Mgmt For For
BY-LAWS TO PROVIDE FOR THE ANNUAL ELECTION
OF ALL DIRECTORS.
5. AMEND THE COMPANY'S RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE CERTAIN
SUPERMAJORITY VOTING REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
CAI INTERNATIONAL, INC. Agenda Number: 933815562
--------------------------------------------------------------------------------------------------------------------------
Security: 12477X106
Meeting Type: Annual
Meeting Date: 07-Jun-2013
Ticker: CAP
ISIN: US12477X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MASAAKI NISHIBORI Mgmt For For
DAVID G. REMINGTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CALGON CARBON CORPORATION Agenda Number: 933754992
--------------------------------------------------------------------------------------------------------------------------
Security: 129603106
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: CCC
ISIN: US1296031065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
J. RICH ALEXANDER Mgmt For For
LOUIS S. MASSIMO Mgmt For For
JULIE S. ROBERTS Mgmt For For
DONALD C. TEMPLIN Mgmt For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013
3 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF CALGON CARBON CORPORATION AS
DESCRIBED UNDER THE HEADING ENTITLED
"EXECUTIVE AND DIRECTOR COMPENSATION" IN
THE PROXY STATEMENT FOR THE 2013 ANNUAL
MEETING OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CLECO CORPORATION Agenda Number: 933747531
--------------------------------------------------------------------------------------------------------------------------
Security: 12561W105
Meeting Type: Annual
Meeting Date: 26-Apr-2013
Ticker: CNL
ISIN: US12561W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LOGAN W. KRUGER Mgmt For For
BRUCE A. WILLIAMSON Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF THE FIRM OF DELOITTE & TOUCHE LLP AS
CLECO CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF CLECO CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. MANAGEMENT PROPOSAL TO AMEND THE BYLAWS OF Mgmt For For
CLECO CORPORATION TO ELIMINATE CUMULATIVE
VOTING AND TO ELIMINATE THE CLASSIFICATION
OF THE BOARD OF DIRECTORS OF CLECO
CORPORATION SO AS TO REQUIRE THAT ALL
DIRECTORS BE ELECTED ANNUALLY.
5. MANAGEMENT PROPOSAL TO AMEND THE AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION OF
CLECO CORPORATION TO ELIMINATE CUMULATIVE
VOTING.
6. SHAREHOLDER PROPOSAL TO REQUIRE CLECO Shr Against For
CORPORATION TO ISSUE A SUSTAINABILITY
REPORT.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC Agenda Number: 933789680
--------------------------------------------------------------------------------------------------------------------------
Security: 20786U101
Meeting Type: Annual
Meeting Date: 08-May-2013
Ticker: CNOB
ISIN: US20786U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK SORRENTINO III Mgmt For For
FRANK W. BAIER Mgmt For For
STEVEN M. GOLDMAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 933747719
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105
Meeting Type: Annual
Meeting Date: 22-Apr-2013
Ticker: CR
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR (TERM EXPIRING 2016): Mgmt For For
RICHARD S. FORTE
1.2 ELECTION OF DIRECTOR (TERM EXPIRING 2016): Mgmt For For
ELLEN MCCLAIN HAIME
1.3 ELECTION OF DIRECTOR (TERM EXPIRING 2015): Mgmt For For
RONALD C. LINDSAY
1.4 ELECTION OF DIRECTOR (TERM EXPIRING 2016): Mgmt For For
JENNIFER M. POLLINO
1.5 ELECTION OF DIRECTOR (TERM EXPIRING 2016): Mgmt For For
JAMES L.L. TULLIS
2. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2013.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF 2013 STOCK INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DANA HOLDING CORP Agenda Number: 933747389
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA A. KAMSKY Mgmt For For
TERRENCE J. KEATING Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
S.B. SCHWARZWAELDER Mgmt For For
RICHARD F. WALLMAN Mgmt For For
KEITH E. WANDELL Mgmt For For
ROGER J. WOOD Mgmt For For
2. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. CONSIDERATION OF A SHAREHOLDER PROPOSAL Shr For Against
REGARDING EXECUTIVE STOCK RETENTION.
--------------------------------------------------------------------------------------------------------------------------
DARLING INTERNATIONAL INC. Agenda Number: 933760907
--------------------------------------------------------------------------------------------------------------------------
Security: 237266101
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: DAR
ISIN: US2372661015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RANDALL C. STUEWE Mgmt For For
1.2 ELECTION OF DIRECTOR: O. THOMAS ALBRECHT Mgmt For For
1.3 ELECTION OF DIRECTOR: D. EUGENE EWING Mgmt For For
1.4 ELECTION OF DIRECTOR: CHARLES MACALUSO Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN D. MARCH Mgmt For For
1.6 ELECTION OF DIRECTOR: MICHAEL RESCOE Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL URBUT Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2013.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP, INC. Agenda Number: 933777940
--------------------------------------------------------------------------------------------------------------------------
Security: 268948106
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: EGBN
ISIN: US2689481065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE M. ALPERSTEIN Mgmt For For
ROBERT P. PINCUS Mgmt Withheld Against
DONALD R. ROGERS Mgmt Withheld Against
LELAND M. WEINSTEIN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
STEGMAN & COMPANY AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt Against Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 933808175
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 13-Jun-2013
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN W. BERSHAD Mgmt For For
DAVID A.B. BROWN Mgmt For For
LARRY J. BUMP Mgmt For For
ALBERT FRIED, JR. Mgmt For For
ANTHONY J. GUZZI Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
DAVID H. LAIDLEY Mgmt For For
FRANK T. MACINNIS Mgmt For For
JERRY E. RYAN Mgmt For For
MICHAEL T. YONKER Mgmt For For
2. APPROVAL BY NON-BINDING ADVISORY VOTE OF Mgmt For For
EXECUTIVE COMPENSATION.
3. TO REAPPROVE THE ADOPTION OF THE KEY Mgmt For For
EXECUTIVE INCENTIVE BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 933751554
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 01-May-2013
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN E. MACADAM Mgmt For For
THOMAS M. BOTTS Mgmt For For
PETER C. BROWNING Mgmt For For
B. BERNARD BURNS, JR. Mgmt For For
DIANE C. CREEL Mgmt For For
GORDON D. HARNETT Mgmt For For
DAVID L. HAUSER Mgmt For For
WILBUR J. PREZZANO, JR. Mgmt For For
KEES VAN DER GRAAF Mgmt For For
2 ON AN ADVISORY BASIS, TO APPROVE THE Mgmt For For
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
FINISH LINE, INC. Agenda Number: 933661870
--------------------------------------------------------------------------------------------------------------------------
Security: 317923100
Meeting Type: Annual
Meeting Date: 19-Jul-2012
Ticker: FINL
ISIN: US3179231002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BILL KIRKENDALL Mgmt For For
WILLIAM P. CARMICHAEL Mgmt For For
RICHARD P. CRYSTAL Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S
FISCAL YEAR ENDING MARCH 2, 2013.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 933758457
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 23-Apr-2013
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN L. BOOKMYER Mgmt For For
STEPHEN L. BOOMER Mgmt For For
PETER A. DIEHL Mgmt For For
WILLIAM J. SMALL Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF FIRST DEFIANCE'S NAMED
EXECUTIVE OFFICERS.
3. AN ADVISORY VOTE REGARDING WHETHER Mgmt 1 Year For
EXECUTIVE COMPENSATION SHOULD BE PRESENTED
TO THE SHAREHOLDERS EVERY ONE, TWO, OR
THREE YEARS.
4. RESOLVED, THAT THE SHAREHOLDERS APPROVE THE Mgmt For For
RATIFICATION OF THE APPOINTMENT OF CROWE
HORWATH LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
GENERAL CABLE CORPORATION Agenda Number: 933763080
--------------------------------------------------------------------------------------------------------------------------
Security: 369300108
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: BGC
ISIN: US3693001089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY B. KENNY Mgmt For For
GREGORY E. LAWTON Mgmt For For
CRAIG P. OMTVEDT Mgmt For For
PATRICK M. PREVOST Mgmt For For
ROBERT L. SMIALEK Mgmt For For
JOHN E. WELSH, III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AN INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, TO AUDIT GENERAL
CABLE'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS AND INTERNAL CONTROL OVER
FINANCIAL REPORTING.
3. APPROVAL ON AN ADVISORY BASIS OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF PERFORMANCE GOALS UNDER GENERAL Mgmt For For
CABLE'S 2008 ANNUAL INCENTIVE PLAN, AS
AMENDED AND RESTATED, FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
GENESEE & WYOMING INC. Agenda Number: 933782181
--------------------------------------------------------------------------------------------------------------------------
Security: 371559105
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: GWR
ISIN: US3715591059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOTT* Mgmt For For
OIVIND LORENTZEN III* Mgmt For For
PHILIP J. RINGO* Mgmt For For
MARK A. SCUDDER* Mgmt For For
GREGORY S. LEDFORD# Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933734685
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 03-Apr-2013
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEE A. CHADEN Mgmt For For
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
HANESBRANDS INC. OMNIBUS INCENTIVE PLAN
3. TO APPROVE, BY A NON-BINDING, ADVISORY Mgmt For For
VOTE, EXECUTIVE COMPENSATION AS DESCRIBED
IN THE PROXY STATEMENT FOR THE ANNUAL
MEETING
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 933808290
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106
Meeting Type: Annual
Meeting Date: 20-Jun-2013
Ticker: HOS
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BRUCE W. HUNT Mgmt For For
KEVIN O. MEYERS Mgmt For For
BERNIE W. STEWART Mgmt For For
2 TO APPROVE THE AMENDMENT OF THE SECOND Mgmt For For
AMENDED AND RESTATED HORNBECK OFFSHORE
SERVICES, INC. INCENTIVE COMPENSATION PLAN
TO EXPAND THE LIST OF APPROVED PERFORMANCE
MEASURES.
3 TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS
FOR THE FISCAL YEAR 2013.
4 TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC. Agenda Number: 933662327
--------------------------------------------------------------------------------------------------------------------------
Security: 451055107
Meeting Type: Annual
Meeting Date: 15-Aug-2012
Ticker: ICON
ISIN: US4510551074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL COLE Mgmt Withheld Against
BARRY EMANUEL Mgmt Withheld Against
DREW COHEN Mgmt Withheld Against
F. PETER CUNEO Mgmt Withheld Against
MARK FRIEDMAN Mgmt Withheld Against
JAMES A. MARCUM Mgmt Withheld Against
LAURENCE N. CHARNEY Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2012.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
4. TO APPROVE THE ADOPTION OF THE COMPANY'S Mgmt For For
AMENDED AND RESTATED 2009 EQUITY INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC. Agenda Number: 933807096
--------------------------------------------------------------------------------------------------------------------------
Security: 45774N108
Meeting Type: Annual
Meeting Date: 17-May-2013
Ticker: IPHS
ISIN: US45774N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY CAPPELINE Mgmt For For
AMADO CAVAZOS Mgmt For For
RANDOLPH GRESS Mgmt For For
LINDA MYRICK Mgmt For For
KAREN OSAR Mgmt For For
JOHN STEITZ Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2013.
3. APPROVAL OF COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS AS DISCLOSED IN THE INNOPHOS
HOLDINGS, INC. PROXY STATEMENT PURSUANT TO
ITEM 402 OF REGULATION S-K OF THE
SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 933745169
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS S. GLANVILLE Mgmt For For
1B. ELECTION OF DIRECTOR: SHARON L. NELSON Mgmt For For
1C. ELECTION OF DIRECTOR: LYNDA L. ZIEGLER Mgmt For For
1D. ELECTION OF DIRECTOR: PHILIP C. MEZEY Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
J & J SNACK FOODS CORP. Agenda Number: 933720662
--------------------------------------------------------------------------------------------------------------------------
Security: 466032109
Meeting Type: Annual
Meeting Date: 07-Feb-2013
Ticker: JJSF
ISIN: US4660321096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SIDNEY BROWN Mgmt For For
2. ADVISORY VOTE ON APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAMS.
--------------------------------------------------------------------------------------------------------------------------
JDA SOFTWARE GROUP, INC. Agenda Number: 933693473
--------------------------------------------------------------------------------------------------------------------------
Security: 46612K108
Meeting Type: Annual
Meeting Date: 13-Nov-2012
Ticker: JDAS
ISIN: US46612K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: J. MICHAEL GULLARD Mgmt Against Against
1B ELECTION OF DIRECTOR: RICHARD HADDRILL Mgmt For For
2 TO CONSIDER AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO RE-APPROVE THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS THAT MAY BE ESTABLISHED
UNDER THE 2005 PERFORMANCE INCENTIVE PLAN
TO PRESERVE FEDERAL INCOME TAX DEDUCTIONS.
4 TO RATIFY THE APPOINTMENT OF OUR PUBLIC Mgmt For For
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER
31, 2012.
--------------------------------------------------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION Agenda Number: 933697180
--------------------------------------------------------------------------------------------------------------------------
Security: 513847103
Meeting Type: Annual
Meeting Date: 19-Nov-2012
Ticker: LANC
ISIN: US5138471033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES B. BACHMANN Mgmt For For
NEELI BENDAPUDI Mgmt For For
JOHN L. BOYLAN Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING JUNE 30, 2013.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH SERVICES, INC. Agenda Number: 933782535
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL P. RESSNER Mgmt For For
MICHAEL S. DIAMENT Mgmt For For
BARRY M. SMITH Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933779374
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 23-May-2013
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. DWYER Mgmt For For
FRANK E. JAUMOT Mgmt For For
JOSE S. SORZANO Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS MASTEC'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL
YEAR.
3. APPROVAL OF THE MASTEC, INC. BARGAINING Mgmt For For
UNITS ESPP.
4. APPROVAL OF THE MASTEC, INC. 2013 INCENTIVE Mgmt For For
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 933726866
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 20-Mar-2013
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER B. POND Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES R. THOMPSON, Mgmt For For
JR.
2. APPROVAL OF AMENDMENT TO CHARTER INCREASING Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR OUR 2013 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL FINANCIAL PARTNERS CORP. Agenda Number: 933831857
--------------------------------------------------------------------------------------------------------------------------
Security: 63607P208
Meeting Type: Special
Meeting Date: 19-Jun-2013
Ticker: NFP
ISIN: US63607P2083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER (THE "MERGER AGREEMENT"),
DATED AS OF APRIL 14, 2013, BY AND AMONG
NATIONAL FINANCIAL PARTNERS CORP. ("NFP"),
PATRIOT PARENT CORP. AND PATRIOT MERGER
CORP.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE PROXY
STATEMENT THAT MAY BE PAYABLE TO NFP'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE CONSUMMATION OF THE MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE NFP BOARD OF
DIRECTORS, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
NETGEAR, INC. Agenda Number: 933787840
--------------------------------------------------------------------------------------------------------------------------
Security: 64111Q104
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: NTGR
ISIN: US64111Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
PATRICK C.S. LO Mgmt For For
J.E. CARTER-MILLER Mgmt For For
RALPH E. FAISON Mgmt For For
A. TIMOTHY GODWIN Mgmt For For
JEF GRAHAM Mgmt For For
LINWOOD A. LACY, JR. Mgmt For For
GREGORY J. ROSSMANN Mgmt For For
BARBARA V. SCHERER Mgmt For For
JULIE A. SHIMER Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013.
3 PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS IN THE PROXY STATEMENT.
4 PROPOSAL TO APPROVE THE EXECUTIVE BONUS Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC. Agenda Number: 933789539
--------------------------------------------------------------------------------------------------------------------------
Security: 678026105
Meeting Type: Annual
Meeting Date: 15-May-2013
Ticker: OIS
ISIN: US6780261052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN A. LAMBERT Mgmt For For
MARK G. PAPA Mgmt For For
STEPHEN A. WELLS Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
CURRENT YEAR.
3. PROPOSAL TO APPROVE THE ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE EQUITY Mgmt For For
PARTICIPATION PLAN AMENDMENT PROPOSAL.
5. IN THE DISCRETION OF THE PROXIES ON ANY Mgmt Abstain Against
OTHER MATTERS AS MAY PROPERLY COME BEFORE
THE MEETING OR ANY ADJOURNMENTS(S) THEREOF.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 933808276
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 31-May-2013
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL E. CONGDON Mgmt For For
DAVID S. CONGDON Mgmt For For
JOHN R. CONGDON Mgmt For For
J. PAUL BREITBACH Mgmt For For
JOHN R. CONGDON, JR. Mgmt For For
ROBERT G. CULP, III Mgmt For For
JOHN D. KASARDA Mgmt For For
LEO H. SUGGS Mgmt For For
D. MICHAEL WRAY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
AS DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. REAPPROVAL OF MATERIAL TERMS OF THE OLD Mgmt For For
DOMINION FREIGHT LINE, INC. PERFORMANCE
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda Number: 933674461
--------------------------------------------------------------------------------------------------------------------------
Security: 682128103
Meeting Type: Annual
Meeting Date: 27-Sep-2012
Ticker: OVTI
ISIN: US6821281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH JENG Mgmt For For
DWIGHT STEFFENSEN Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2013.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 933777243
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BALLANTINE Mgmt For For
RODNEY L. BROWN, JR. Mgmt For For
JACK E. DAVIS Mgmt For For
DAVID A. DIETZLER Mgmt For For
KIRBY A. DYESS Mgmt For For
MARK B. GANZ Mgmt For For
CORBIN A. MCNEILL, JR. Mgmt For For
NEIL J. NELSON Mgmt For For
M. LEE PELTON Mgmt For For
JAMES J. PIRO Mgmt For For
ROBERT T.F. REID Mgmt For For
2. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE PERFORMANCE CRITERIA UNDER Mgmt For For
THE AMENDED AND RESTATED PORTLAND GENERAL
ELECTRIC COMPANY 2006 STOCK INCENTIVE PLAN.
4. TO APPROVE THE PORTLAND GENERAL ELECTRIC Mgmt For For
COMPANY 2008 ANNUAL CASH INCENTIVE MASTER
PLAN FOR EXECUTIVE OFFICERS.
5. TO RATIFY THE APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION Agenda Number: 933764652
--------------------------------------------------------------------------------------------------------------------------
Security: 74267C106
Meeting Type: Annual
Meeting Date: 22-May-2013
Ticker: PRA
ISIN: US74267C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. LISTWAN Mgmt For For
JOHN J. MCMAHON, JR. Mgmt For For
W. STANCIL STARNES Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
3. APPROVAL OF THE PROASSURANCE CORPORATION Mgmt For For
2014 ANNUAL INCENTIVE PLAN.
4. APPROVAL OF THE PROASSURANCE CORPORATION Mgmt For For
2014 EQUITY INCENTIVE PLAN.
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 933752378
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEAH HENDERSON* Mgmt For For
NED S. HOLMES* Mgmt For For
DAVID ZALMAN* Mgmt For For
W.R. COLLIER# Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2013.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION Agenda Number: 933787383
--------------------------------------------------------------------------------------------------------------------------
Security: 743674103
Meeting Type: Annual
Meeting Date: 13-May-2013
Ticker: PL
ISIN: US7436741034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT O. BURTON Mgmt For For
1B. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS L. HAMBY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1E. ELECTION OF DIRECTOR: VANESSA LEONARD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN J. MCMAHON, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HANS H. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: MALCOLM PORTERA Mgmt For For
1J. ELECTION OF DIRECTOR: C. DOWD RITTER Mgmt For For
1K. ELECTION OF DIRECTOR: JESSE J. SPIKES Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM A. TERRY Mgmt For For
1M. ELECTION OF DIRECTOR: W. MICHAEL WARREN, Mgmt For For
JR.
1N. ELECTION OF DIRECTOR: VANESSA WILSON Mgmt For For
2. APPROVAL OF STOCK PLAN FOR OUR NON-EMPLOYEE Mgmt For For
DIRECTORS.
3. ADVISORY VOTE REGARDING THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN ITS PROXY STATEMENT.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 933682331
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 04-Oct-2012
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. ABIZAID Mgmt For For
BRUCE A. CARBONARI Mgmt For For
THOMAS S. GROSS Mgmt For For
JOSEPH P. VIVIANO Mgmt For For
2. APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. CONSIDER A STOCKHOLDER PROPOSAL TO Shr For Against
ELIMINATE CLASSIFICATION OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 933807628
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 12-Jun-2013
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. BEN BALDANZA Mgmt For For
CARLTON D. DONAWAY Mgmt For For
DAVID G. ELKINS Mgmt For For
HORACIO SCAPPARONE Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS YEAR ENDING DECEMBER 31,
2013.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933769626
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 03-May-2013
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PATRICIA C. BARRON Mgmt For For
1B. ELECTION OF DIRECTOR: W. KIM FOSTER Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY A. GRAVES Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. ZUG Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
THE CHILDREN'S PLACE RETAIL STORES, INC. Agenda Number: 933785303
--------------------------------------------------------------------------------------------------------------------------
Security: 168905107
Meeting Type: Annual
Meeting Date: 30-May-2013
Ticker: PLCE
ISIN: US1689051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: JANE ELFERS Mgmt For For
1.2 ELECTION OF CLASS I DIRECTOR: SUSAN Mgmt For For
PATRICIA GRIFFITH
1.3 ELECTION OF CLASS I DIRECTOR: LOUIS Mgmt For For
LIPSCHITZ
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CHILDREN'S PLACE
RETAIL STORES, INC. FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt Against Against
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY Agenda Number: 933697217
--------------------------------------------------------------------------------------------------------------------------
Security: 55826P100
Meeting Type: Annual
Meeting Date: 29-Nov-2012
Ticker: MSG
ISIN: US55826P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. PARSONS Mgmt For For
ALAN D. SCHWARTZ Mgmt For For
VINCENT TESE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR FISCAL YEAR 2013.
--------------------------------------------------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC. Agenda Number: 933771114
--------------------------------------------------------------------------------------------------------------------------
Security: 88830M102
Meeting Type: Annual
Meeting Date: 16-May-2013
Ticker: TWI
ISIN: US88830M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MAURICE TAYLOR, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013
3. TO APPROVE TITAN INTERNATIONAL, INC. Mgmt For For
SHORT-TERM INCENTIVE PLAN
4. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TOWER GROUP INTERNATIONAL, LTD Agenda Number: 933765654
--------------------------------------------------------------------------------------------------------------------------
Security: G8988C105
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: TWGP
ISIN: BMG8988C1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES A. BRYAN Mgmt For For
ROBERT S. SMITH Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2013.
3. REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S SHORT TERM PERFORMANCE INCENTIVE
PLAN.
4. APPROVE THE COMPANY'S 2013 LONG TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE MATERIAL TERMS OF THE COMPANY'S Mgmt For For
2013 LONG TERM INCENTIVE PLAN.
6. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOWER GROUP, INC. Agenda Number: 933733013
--------------------------------------------------------------------------------------------------------------------------
Security: 891777104
Meeting Type: Special
Meeting Date: 12-Mar-2013
Ticker: TWGP
ISIN: US8917771045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ADOPTION OF THE MERGER AGREEMENT AND Mgmt For For
APPROVAL OF THE MERGER.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt Against Against
COMPENSATORY ARRANGEMENTS BETWEEN THE
COMPANY AND ITS NAMED EXECUTIVE OFFICERS
THAT ARE BASED ON OR OTHERWISE RELATE TO
THE MERGER.
3. ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT AND APPROVE THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
TOWERS WATSON & CO Agenda Number: 933692332
--------------------------------------------------------------------------------------------------------------------------
Security: 891894107
Meeting Type: Annual
Meeting Date: 16-Nov-2012
Ticker: TW
ISIN: US8918941076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. HEISZ Mgmt For For
1D. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA D. RABBITT Mgmt For For
1F. ELECTION OF DIRECTOR: GILBERT T. RAY Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: WILHELM ZELLER Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 933738099
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Annual
Meeting Date: 16-Apr-2013
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DAVIS Mgmt For For
1B. ELECTION OF DIRECTOR: PEGGY Y. FOWLER Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN M. GAMBEE Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. LANSING Mgmt Against Against
1F. ELECTION OF DIRECTOR: LUIS F. MACHUCA Mgmt For For
1G. ELECTION OF DIRECTOR: LAUREEN E. SEEGER Mgmt For For
1H. ELECTION OF DIRECTOR: DUDLEY R. SLATER Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN F. STEVENS Mgmt For For
1J. ELECTION OF DIRECTOR: HILLIARD C. TERRY, Mgmt For For
III
1K. ELECTION OF DIRECTOR: BRYAN L. TIMM Mgmt For For
1L. ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER Mgmt For For
2. TO RATIFY THE AUDIT AND COMPLIANCE Mgmt For For
COMMITTEE'S APPOINTMENT OF MOSS ADAMS LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO CONSIDER AND APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL REGARDING
COMPENSATION OF COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. ADOPTION OF THE NEW UMPQUA HOLDINGS Mgmt For For
CORPORATION 2013 INCENTIVE PLAN, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
VAALCO ENERGY, INC. Agenda Number: 933797283
--------------------------------------------------------------------------------------------------------------------------
Security: 91851C201
Meeting Type: Annual
Meeting Date: 05-Jun-2013
Ticker: EGY
ISIN: US91851C2017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT L. GERRY, III Mgmt For For
W. RUSSELL SCHEIRMAN Mgmt For For
ROBERT H. ALLEN Mgmt Withheld Against
FREDERICK W. BRAZELTON Mgmt For For
LUIGI CAFLISCH Mgmt For For
O. DONALDSON CHAPOTON Mgmt For For
JOHN J. MYERS, JR. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE, LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
3. PROPOSAL TO APPROVE, BY NON-BINDING, Mgmt For For
ADVISORY VOTE, OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
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WASHINGTON FEDERAL, INC. Agenda Number: 933716358
--------------------------------------------------------------------------------------------------------------------------
Security: 938824109
Meeting Type: Annual
Meeting Date: 16-Jan-2013
Ticker: WAFD
ISIN: US9388241096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS J. KELLEY Mgmt For For
BARBARA L. SMITH Mgmt For For
DAVID K. GRANT Mgmt For For
RANDALL H. TALBOT Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF Mgmt For For
WASHINGTON FEDERAL'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 933753887
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 07-May-2013
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. BUTHMAN Mgmt For For
WILLIAM F. FEEHERY Mgmt For For
THOMAS W. HOFMANN Mgmt For For
L. ROBERT JOHNSON Mgmt For For
PAULA A. JOHNSON Mgmt For For
DOUGLAS A. MICHELS Mgmt For For
DONALD E. MOREL, JR. Mgmt For For
JOHN H. WEILAND Mgmt For For
ANTHONY WELTERS Mgmt For For
PATRICK J. ZENNER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Value Portfolio
By (Signature) /s/ Duncan W. Richardson
Name Duncan W. Richardson
Title President
Date 08/15/2013