UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-3445
NAME OF REGISTRANT: The Merger Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Westchester Capital Management,
LLC
100 Summit Lake Drive
Valhalla, NY 10595
NAME AND ADDRESS OF AGENT FOR SERVICE: Bruce Rubin
The Merger Fund
100 Summit Lake Drive
Valhalla, NY 10595
REGISTRANT'S TELEPHONE NUMBER: (914)741-5600
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
THE MERGER FUND
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ALLEGION PLC Agenda Number: 934003043
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Security: G0176J109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: ALLE
ISIN: IE00BFRT3W74
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CHESSER Mgmt For For
1B. ELECTION OF DIRECTOR: CARLA CICO Mgmt For For
1C. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID D. PETRATIS Mgmt For For
1E. ELECTION OF DIRECTOR: DEAN I. SCHAFFER Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN E. WELCH III Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year For
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS.
4. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS OF THE COMPANY AND AUTHORIZE THE
AUDIT AND FINANCE COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
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AMERICAN AIRLINES GROUP, INC. Agenda Number: 933997629
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Security: 02376R102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AAL
ISIN: US02376R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1I. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF AMERICAN AIRLINES GROUP
INC.'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
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Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
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ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
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APOLLO RESIDENTIAL MORTGAGE, INC. Agenda Number: 934002899
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Security: 03763V102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: AMTG
ISIN: US03763V1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC E. BECKER Mgmt For For
MARK C. BIDERMAN Mgmt For For
THOMAS D. CHRISTOPOUL Mgmt For For
MICHAEL A. COMMAROTO Mgmt For For
FREDERICK N. KHEDOURI Mgmt For For
FREDERICK J. KLEISNER Mgmt For For
HOPE S. TAITZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOLLO RESIDENTIAL
MORTGAGE, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF APOLLO RESIDENTIAL
MORTGAGE, INC.'S NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE 2014 PROXY STATEMENT.
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ASHLAND INC. Agenda Number: 933909802
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Security: 044209104
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ASH
ISIN: US0442091049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF CLASS I DIRECTOR: STEPHEN F. Mgmt For For
KIRK
1.2 ELECTION OF CLASS I DIRECTOR: JAMES J. Mgmt For For
O'BRIEN
1.3 ELECTION OF CLASS I DIRECTOR: BARRY W. Mgmt For For
PERRY
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
2014.
3. A NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt For For
THE COMPENSATION PAID TO ASHLAND'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION.
4. A PROPOSED AMENDMENT TO ASHLAND'S THIRD Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR THE PHASED-IN DECLASSIFICATION
OF THE BOARD OF DIRECTORS.
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AT&T INC. Agenda Number: 933930807
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Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Abstain Against
6. LOBBYING REPORT. Shr Abstain Against
7. WRITTEN CONSENT. Shr Abstain Against
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AURORA OIL & GAS LTD, PERTH WA Agenda Number: 705176647
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Security: Q0698D100
Meeting Type: SCH
Meeting Date: 21-May-2014
Ticker:
ISIN: AU000000AUT1
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, PURSUANT TO AND IN ACCORDANCE WITH Mgmt For For
SECTION 411 OF THE CORPORATIONS ACT, THE
SCHEME, THE TERMS OF WHICH ARE CONTAINED IN
AND MORE PARTICULARLY DESCRIBED IN THE
SCHEME BOOKLET (OF WHICH THIS NOTICE OF
SCHEME MEETING FORMS PART) IS APPROVED
(WITH OR WITHOUT MODIFICATION AS APPROVED
BY THE COURT)
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BEAM INC. Agenda Number: 933926050
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Security: 073730103
Meeting Type: Special
Meeting Date: 25-Mar-2014
Ticker: BEAM
ISIN: US0737301038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 12,
2014 AND AS AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG SUNTORY
HOLDINGS LIMITED, A JAPANESE CORPORATION
("SUNTORY HOLDINGS"), SUS MERGER SUB
LIMITED, A DELAWARE CORPORATION AND
WHOLLY-OWNED SUBSIDIARY OF SUNTORY
HOLDINGS, AND BEAM INC., A DELAWARE
CORPORATION ("BEAM")
2 THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO BEAM'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT
3 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT
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BERRY PETROLEUM COMPANY Agenda Number: 933900979
--------------------------------------------------------------------------------------------------------------------------
Security: 085789105
Meeting Type: Special
Meeting Date: 16-Dec-2013
Ticker: BRY
ISIN: US0857891057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 20, 2013, AS
AMENDED BY AMENDMENT NO. 1 TO AGREEMENT AND
PLAN OF MERGER, DATED AS OF NOVEMBER 3,
2013, AND AMENDMENT NO. 2 TO AGREEMENT AND
PLAN OF MERGER, DATED AS OF NOVEMBER 13,
2013, BY AND AMONG BERRY PETROLEUM COMPANY
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE SPECIFIED COMPENSATION THAT
MAY BE RECEIVED BY BERRY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. APPROVAL OF ANY ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
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BMC SOFTWARE, INC. Agenda Number: 933853497
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Security: 055921100
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: BMC
ISIN: US0559211000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL Mgmt For For
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
(AS IT MAY BE AMENDED FROM TIME TO TIME,
THE "MERGER AGREEMENT"), DATED AS OF MAY 6,
2013, BY AND AMONG BOXER PARENT COMPANY
INC., BOXER MERGER SUB INC. AND BMC
SOFTWARE, INC.
2 PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF BMC SOFTWARE, INC. IN
CONNECTION WITH THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
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BP P.L.C. Agenda Number: 933965773
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Security: 055622104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: BP
ISIN: US0556221044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND Mgmt For For
ACCOUNTS.
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT.
3 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION POLICY.
4 TO RE-ELECT MR. R W DUDLEY AS A DIRECTOR. Mgmt For For
5 TO RE-ELECT MR. I C CONN AS A DIRECTOR. Mgmt For For
6 TO RE-ELECT DR. B GILVARY AS A DIRECTOR. Mgmt For For
7 TO RE-ELECT MR. P M ANDERSON AS A DIRECTOR. Mgmt For For
8 TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR.
9 TO RE-ELECT MR. A BURGMANS AS A DIRECTOR. Mgmt For For
10 TO RE-ELECT MRS. C B CARROLL AS A DIRECTOR. Mgmt For For
11 TO RE-ELECT MR. G DAVID AS A DIRECTOR. Mgmt For For
12 TO RE-ELECT MR. I E L DAVIS AS A DIRECTOR. Mgmt For For
13 TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR.
14 TO RE-ELECT MR. B R NELSON AS A DIRECTOR. Mgmt For For
15 TO RE-ELECT MR. F P NHLEKO AS A DIRECTOR. Mgmt For For
16 TO RE-ELECT MR. A B SHILSTON AS A DIRECTOR. Mgmt For For
17 TO RE-ELECT MR. C-H SVANBERG AS A DIRECTOR. Mgmt For For
18 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
TO AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION.
19 TO APPROVE THE RENEWAL OF THE EXECUTIVE Mgmt For For
DIRECTORS' INCENTIVE PLAN.
20 TO DETERMINE THE LIMIT FOR THE AGGREGATE Mgmt For For
REMUNERATION OF THE NON-EXECUTIVE
DIRECTORS.
21 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES Mgmt For For
UP TO A SPECIFIED AMOUNT.
S22 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO Mgmt For For
ALLOT A LIMITED NUMBER OF SHARES FOR CASH
FREE OF PRE-EMPTION RIGHTS.
S23 SPECIAL RESOLUTION: TO GIVE LIMITED Mgmt For For
AUTHORITY FOR THE PURCHASE OF ITS OWN
SHARES BY THE COMPANY.
S24 SPECIAL RESOLUTION: TO AUTHORIZE THE Mgmt For For
CALLING OF GENERAL MEETINGS (EXCLUDING
ANNUAL GENERAL MEETINGS) BY NOTICE OF AT
LEAST 14 CLEAR DAYS.
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CAPITALSOURCE INC. Agenda Number: 933908076
--------------------------------------------------------------------------------------------------------------------------
Security: 14055X102
Meeting Type: Special
Meeting Date: 13-Jan-2014
Ticker: CSE
ISIN: US14055X1028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 22, 2013, BY AND BETWEEN
PACWEST BANCORP AND CAPITALSOURCE, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME.
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF CAPITALSOURCE IN CONNECTION
WITH THE MERGER.
3 TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
CAPITALSOURCE SPECIAL MEETING, IF NECESSARY
OR APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE CAPITALSOURCE MERGER PROPOSAL.
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CHEGG, INC., Agenda Number: 933966686
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Security: 163092109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CHGG
ISIN: US1630921096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY MCCARTHY Mgmt For For
DAN ROSENSWEIG Mgmt For For
TED SCHLEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
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CHEMTURA CORPORATION Agenda Number: 933968642
--------------------------------------------------------------------------------------------------------------------------
Security: 163893209
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CHMT
ISIN: US1638932095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1.2 ELECTION OF DIRECTOR: TIMOTHY J. BERNLOHR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1.4 ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT A. DOVER Mgmt For For
1.6 ELECTION OF DIRECTOR: JONATHAN F. FOSTER Mgmt For For
1.7 ELECTION OF DIRECTOR: CRAIG A. ROGERSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JOHN K. WULFF Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 APPROVAL OF THE CHEMTURA CORPORATION SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
4 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
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CLEARWIRE CORP Agenda Number: 933818900
--------------------------------------------------------------------------------------------------------------------------
Security: 18538Q105
Meeting Type: Special
Meeting Date: 08-Jul-2013
Ticker: CLWR
ISIN: US18538Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt Against *
MERGER, DATED AS OF DECEMBER 17, 2012, AS
AMENDED FROM TIME TO TIME, WHICH WE REFER
TO AS THE MERGER AGREEMENT, BY AND AMONG
SPRINT NEXTEL CORPORATION ("SPRINT"),
COLLIE ACQUISITION CORP., A DELAWARE
CORPORATION AND A WHOLLY-OWNED SUBSIDIARY
OF SPRINT, AND CLEARWIRE.
2A. AMENDMENT TO CLEARWIRE'S AMENDED AND Mgmt For *
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE CLEARWIRE'S AUTHORIZED SHARES OF
CLASS A COMMON STOCK, PAR VALUE $0.0001 PER
SHARE, WHICH WE REFER TO AS THE CLASS A
COMMON STOCK, BY 1,019,162,522 SHARES.
2B. AMENDMENT TO CLEARWIRE'S AMENDED AND Mgmt Against *
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE CLEARWIRE'S AUTHORIZED SHARES OF
CLASS B COMMON STOCK, PAR VALUE $0.0001 PER
SHARE, WHICH WE REFER TO AS THE CLASS B
COMMON STOCK, BY 1,019,162,522 SHARES.
3A. AUTHORIZATION OF THE ISSUANCE OF THE CLASS Mgmt For *
A COMMON STOCK THAT MAY BE ISSUED UPON
EXCHANGE OF CLEARWIRE COMMUNICATIONS, LLC'S
AND CLEARWIRE FINANCE, INC'S 1.00%
EXCHANGEABLE NOTES DUE 2018, OR ISSUED UPON
THE EXCHANGE OF THE CLASS B INTERESTS
ISSUED UPON EXCHANGE OF THE 1.00%
EXCHANGEABLE NOTES DUE 2018 IN ACCORDANCE
WITH RULE 5635(D) OF THE NASDAQ LISTING
RULES.
3B. AUTHORIZATION OF THE ISSUANCE OF THE CLASS Mgmt For *
B COMMON STOCK THAT MAY BE ISSUED UPON
EXCHANGE OF CLEARWIRE COMMUNICATIONS, LLC'S
AND CLEARWIRE FINANCE, INC'S 1.00%
EXCHANGEABLE NOTES DUE 2018 IN ACCORDANCE
WITH RULE 5635(D) OF THE NASDAQ LISTING
RULES.
4. ADJOURNMENT OF THE SPECIAL MEETING, IF Mgmt Against *
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE MERGER AGREEMENT, THE CHARTER
AMENDMENT PROPOSAL OR THE NASDAQ
AUTHORIZATION PROPOSAL.
5. ADVISORY APPROVAL VOTE ON CERTAIN Mgmt Against *
COMPENSATION ARRANGEMENTS FOR CLEARWIRE'S
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
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COLE REAL ESTATE INVESTMENTS, INC. Agenda Number: 933912215
--------------------------------------------------------------------------------------------------------------------------
Security: 19329V105
Meeting Type: Special
Meeting Date: 23-Jan-2014
Ticker: COLE
ISIN: US19329V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE MERGER AND THE OTHER Mgmt For For
TRANSACTIONS DESCRIBED IN THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF OCTOBER 22,
2013, AS IT MAY BE AMENDED FROM TIME TO
TIME, WHICH WE REFER TO AS THE MERGER
AGREEMENT, BY AND AMONG AMERICAN REALTY
CAPITAL PROPERTIES, INC., A MARYLAND
CORPORATION, WHICH WE REFER TO AS ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
2. APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO COLE'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER
3. APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Mgmt For For
MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO APPROVE THE MERGER AND THE OTHER
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
COLONIAL PROPERTIES TRUST Agenda Number: 933872738
--------------------------------------------------------------------------------------------------------------------------
Security: 195872106
Meeting Type: Special
Meeting Date: 27-Sep-2013
Ticker: CLP
ISIN: US1958721060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE & ADOPT THE AGREEMENT & PLAN OF Mgmt For For
MERGER, DATED AS OF JUNE 3, 2013, AS IT MAY
BE AMENDED OR MODIFIED FROM TIME-TO-TIME
(THE "MERGER AGREEMENT"), BY & AMONG
MID-AMERICA APARTMENT COMMUNITIES, INC.,
COLONIAL PROPERTIES TRUST, MID-AMERICA
APARTMENTS, L.P., MARTHA MERGER SUB, LP &
COLONIAL REALTY LIMITED PARTNERSHIP, PARENT
MERGER PURSUANT TO PLAN OF MERGER.
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION PAYABLE TO CERTAIN
EXECUTIVE OFFICERS OF COLONIAL IN
CONNECTION WITH THE PARENT MERGER.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT Agenda Number: 933919942
--------------------------------------------------------------------------------------------------------------------------
Security: 203233101
Meeting Type: Consent
Meeting Date: 18-Mar-2014
Ticker: CWH
ISIN: US2032331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
REMOVE B. PORTNOY Mgmt For *
REMOVE A. PORTNOY Mgmt For *
REMOVE J. MOREA Mgmt For *
REMOVE W. LAMKIN Mgmt For *
REMOVE F. ZEYTOONJIAN Mgmt For *
REMOVE R. ARTINIAN Mgmt For *
REMOVE A. LOGAN Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT Agenda Number: 933926101
--------------------------------------------------------------------------------------------------------------------------
Security: 203233101
Meeting Type: Consent
Meeting Date: 18-Mar-2014
Ticker: CWH
ISIN: US2032331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
REMOVE B. PORTNOY Mgmt For *
REMOVE A. PORTNOY Mgmt For *
REMOVE J. MOREA Mgmt For *
REMOVE W. LAMKIN Mgmt For *
REMOVE F. ZEYTOONJIAN Mgmt For *
REMOVE R. ARTINIAN Mgmt For *
REMOVE A. LOGAN Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH REIT Agenda Number: 934011127
--------------------------------------------------------------------------------------------------------------------------
Security: 203233101
Meeting Type: Special
Meeting Date: 23-May-2014
Ticker: CWH
ISIN: US2032331017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID HELFAND Mgmt For *
1B ELECTION OF DIRECTOR: SAMUEL ZELL Mgmt For *
1C ELECTION OF DIRECTOR: JAMES CORL Mgmt For *
1D ELECTION OF DIRECTOR: EDWARD GLICKMAN Mgmt For *
1E ELECTION OF DIRECTOR: PETER LINNEMAN Mgmt For *
1F ELECTION OF DIRECTOR: JIM LOZIER Mgmt For *
1G ELECTION OF DIRECTOR: KENNETH SHEA Mgmt For *
02 ADJOURNMENT OF THE SPECIAL MEETING IF A Mgmt For *
QUORUM IS NOT PRESENT AT THE TIME OF THE
SPECIAL MEETING OR IF OTHERWISE NECESSARY
TO SOLICIT ADDITIONAL PROXIES TO ELECT THE
NOMINEES (THE "ADJOURNMENT PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933958526
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BRETT HARVEY Mgmt For For
NICHOLAS J. DEIULIIS Mgmt For For
PHILIP W. BAXTER Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt For For
ALVIN R. CARPENTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
MAUREEN E. LALLY-GREEN Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
2 RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
3 APPROVAL OF COMPENSATION PAID IN 2013 TO Mgmt For For
CONSOL ENERGY INC.'S NAMED EXECUTIVES.
4 A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
5 A SHAREHOLDER PROPOSAL REGARDING A CLIMATE Shr Against For
CHANGE REPORT.
6 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 933848458
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY FOWDEN Mgmt No vote
BARRY A. FROMBERG Mgmt No vote
ROBERT L. HANSON Mgmt No vote
JEANANNE K. HAUSWALD Mgmt No vote
JAMES A. LOCKE III Mgmt No vote
RICHARD SANDS Mgmt No vote
ROBERT SANDS Mgmt No vote
JUDY A. SCHMELING Mgmt No vote
PAUL L. SMITH Mgmt No vote
KEITH E. WANDELL Mgmt No vote
MARK ZUPAN Mgmt No vote
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2014
3. PROPOSAL TO APPROVE, BY AN ADVISORY VOTE, Mgmt No vote
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT
4. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt No vote
RESTATEMENT OF THE COMPANY'S 1989 EMPLOYEE
STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
CORRECTIONS CORPORATION OF AMERICA Agenda Number: 933960886
--------------------------------------------------------------------------------------------------------------------------
Security: 22025Y407
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CXW
ISIN: US22025Y4070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. FERGUSON Mgmt For For
1B. ELECTION OF DIRECTOR: DAMON T. HININGER Mgmt For For
1C. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN D. CORRENTI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. DENNIS Mgmt For For
1F. ELECTION OF DIRECTOR: C. MICHAEL JACOBI Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE L. MARIUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: THURGOOD MARSHALL, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: CHARLES L. OVERBY Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. PRANN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH V. RUSSELL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
D.E. MASTER BLENDERS 1753 N.V., UTRECHT Agenda Number: 704624279
--------------------------------------------------------------------------------------------------------------------------
Security: N2563N109
Meeting Type: EGM
Meeting Date: 31-Jul-2013
Ticker:
ISIN: NL0010157558
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening of the general meeting Non-Voting
2 Explanation of the recommended public offer Non-Voting
by Oak Leaf B.V. (the offeror), a company
ultimately controlled by a Joh. A.
Benckiser Led Investor Group, for all
issued and outstanding ordinary shares in
the capital. of D.E Master Blenders 1753 N.
V. (the offer )
3 Conditional amendment of the articles of Mgmt For For
association as per the settlement date,
being the date that the transfer of the
shares pursuant to the offer takes place
against payment of the offer price for the
shares (the settlement date)
4.a It is proposed to appoint B. Becht as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer made by Oak
Leaf BV is declared final and unconditional
4.b It is proposed to appoint P. Harf as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment is under the condition that the
public offer made by Oak Leaf BV is
declared final and unconditional
4.c It is proposed to (re)appoint O. Goudet as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment is made under the condition
that the public offer made by Oak Leaf BV
is declared final and unconditional
4.d It is proposed to appoint A. Van Damme as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer made by Oak
Leaf BV will be declared final and
unconditional
4.e It is proposed to appoint B. Trott as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer by Oak Leaf
BV is declared final and unconditional
4.f It is proposed to appoint A. Santo Domingo Mgmt For For
as non-executive member of the board where
all details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer made by Oak
Leaf BV is declared final and unconditional
4.g It is proposed to appoint M. Cup as Mgmt For For
executive member of the board under
condition that the public offer made by Oak
Leaf BV is declared final and unconditional
5.a Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mr J. Bennink in connection
with his conditional resignation of the
board of directors as per the settlement
date
5.b Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mr N.R. Sorensen-Valdez in
connection with his conditional resignation
of the board of directors as per the
settlement date
5.c Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mrs M.M.M. Corrales in
connection with her conditional resignation
of the board of directors as per the
settlement date
5.d Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mrs G.J.M. Picaud in
connection with her conditional resignation
of the board of directors as per the
settlement date
5.e Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mrs S.E. Taylor in connection
with her conditional resignation of the
board of directors as per the settlement
date
6.a Conditional granting of full and final Mgmt For For
discharge from liability for Mr A. Illy, in
connection with his functioning as
non-executive director until the date of
this extraordinary general meeting of
shareholders, effective as from the
settlement date
6.b Conditional granting of full and final Mgmt For For
discharge from liability for Mr R.
Zwartendijk, in connection with his
functioning as non-executive director until
the date of this extraordinary general
meeting of shareholders, effective as from
the settlement date
7.a Granting of full and final discharge from Mgmt For For
liability for Mr C.J.A. Van Lede in
connection with his functioning as
non-executive director until the date of
his resignation, being February 27, 2013
7.b Granting of full and final discharge from Mgmt For For
liability for Mr M.J. Herkemij in
connection with his functioning as
executive director until the date of his
resignation, being December 31, 2012
8 Conditional triangular legal merger with Mgmt For For
Oak Sub B.V. (as acquiring company) and new
Oak B.V. (as group company of the acquiring
company) in accordance with the merger
proposals as drawn up by the boards of
directors of the merging companies, subject
to the conditions that (i) the offer is
declared unconditional, (ii) the acceptance
level immediately after the post-closing
acceptance period is at least 80 percent
but less than 95 percent of all shares in
the share capital of the company on a fully
diluted basis and (iii) the offeror
resolves to pursue the post-closing merger
and liquidation
9 Any other business Non-Voting
10 Closing of the general meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933868373
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Special
Meeting Date: 12-Sep-2013
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 5, 2013, AS
AMENDED ON AUGUST 2, 2013, BY AND AMONG
DENALI HOLDING INC., DENALI INTERMEDIATE
INC., DENALI ACQUIROR INC. AND DELL INC.,
AS IT MAY BE FURTHER AMENDED FROM TIME TO
TIME.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF DELL INC. IN CONNECTION WITH
THE MERGER, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933881004
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 17-Oct-2013
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt For For
1B ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1C ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1F ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1H ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1I ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1J ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL INC.'S
INDEPENDENT AUDITOR FOR FISCAL 2014
3 APPROVAL, ON AN ADVISORY BASIS, OF DELL Mgmt For For
INC.'S COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4 REQUESTING THAT THE BOARD OF DIRECTORS Shr Against For
UNDERTAKE SUCH STEPS AS MAY BE NECESSARY TO
PERMIT DELL INC.'S STOCKHOLDERS TO ACT BY
WRITTEN CONSENT INSTEAD OF AT A MEETING OF
STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 933940721
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. CREMIN Mgmt For For
1B. ELECTION OF DIRECTOR: J-P.M. ERGAS Mgmt For For
1C. ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt For For
1D. ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For
1E. ELECTION OF DIRECTOR: M.F. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For
1G. ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: B.G. RETHORE Mgmt For For
1I. ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For
1J. ELECTION OF DIRECTOR: S.M. TODD Mgmt For For
1K. ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For
1L. ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. TO REAPPROVE THE PERFORMANCE CRITERIA UNDER Mgmt For For
OUR EXECUTIVE OFFICER ANNUAL INCENTIVE
PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
6. TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
7. TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
8. TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
PERMIT SHAREHOLDERS TO CALL A SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933935338
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1L. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON POLITICAL SPENDING Shr Abstain Against
5. ON HERBICIDE USE Shr Abstain Against
6. ON PLANT CLOSURE Shr Abstain Against
7. ON ACCELERATION OF EQUITY AWARDS Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda Number: 933888832
--------------------------------------------------------------------------------------------------------------------------
Security: 284131208
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker: ELN
ISIN: US2841312083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. TO AUTHORISE THE SCHEME OF ARRANGEMENT AND Mgmt For For
TO AUTHORISE THE DIRECTORS TO TAKE SUCH
ACTIONS AS THEY CONSIDER NECESSARY FOR
CARRYING THE SCHEME INTO EFFECT. (ORDINARY
RESOLUTION)
S2. TO AUTHORISE THE CANCELLATION OF THE Mgmt For For
COMPANY'S SHARES. (SPECIAL RESOLUTION)
O3. TO AUTHORISE THE DIRECTORS TO ALLOT AND Mgmt For For
ISSUE NEW, FULLY PAID UP, SHARES IN THE
COMPANY TO NEW PERRIGO IN CONNECTION WITH
EFFECTING THE SCHEME OF ARRANGEMENT.
(ORDINARY RESOLUTION)
S4. TO AUTHORISE AMENDMENTS TO THE COMPANY'S Mgmt For For
MEMORANDUM AND ARTICLES OF ASSOCIATION.
(SPECIAL RESOLUTION)
O5. TO AUTHORISE THE CREATION OF DISTRIBUTABLE Mgmt For For
RESERVES BY REDUCING SOME OR ALL OF THE
SHARE PREMIUM OF NEW PERRIGO. (ORDINARY
RESOLUTION)
O6. TO AUTHORISE AN ADJOURNMENT OF THE EGM TO Mgmt For For
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE. (ORDINARY RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda Number: 933888387
--------------------------------------------------------------------------------------------------------------------------
Security: 284131A01
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt For For
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Abstain Against
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Abstain Against
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENDO HEALTH SOLUTIONS INC. Agenda Number: 933919360
--------------------------------------------------------------------------------------------------------------------------
Security: 29264F205
Meeting Type: Special
Meeting Date: 26-Feb-2014
Ticker: ENDP
ISIN: US29264F2056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AND ADOPT THE ARRANGEMENT Mgmt For For
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREBY (INCLUDING THE MERGER).
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATORY ARRANGEMENTS
BETWEEN ENDO AND ITS NAMED EXECUTIVE
OFFICERS RELATING TO THE MERGER
CONTEMPLATED BY THE ARRANGEMENT AGREEMENT.
3. TO APPROVE THE CREATION OF "DISTRIBUTABLE Mgmt For For
RESERVES" OF NEW ENDO, WHICH ARE REQUIRED
UNDER IRISH LAW IN ORDER TO ALLOW NEW ENDO
TO MAKE DISTRIBUTIONS AND PAY DIVIDENDS AND
TO PURCHASE OR REDEEM SHARES IN THE FUTURE
BY REDUCING SOME OR ALL OF THE SHARE
PREMIUM OF NEW ENDO.
4. TO APPROVE ANY MOTION TO ADJOURN THE Mgmt For For
SPECIAL MEETING OR ANY ADJOURNMENT THEREOF,
IF NECESSARY, (I) TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT VOTES
IN FAVOR OF THE PROPOSAL AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE ARRANGEMENT
AGREEMENT AND TRANSACTIONS CONTEMPLATED
THEREBY ... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ENDO INTERNATIONAL PLC Agenda Number: 934003396
--------------------------------------------------------------------------------------------------------------------------
Security: G30401106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ENDP
ISIN: IE00BJ3V9050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1B. ELECTION OF DIRECTOR: RAJIV DE SILVA Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. DELUCCA Mgmt For For
1D. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY J. HUTSON, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: MICHAEL HYATT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM P. MONTAGUE Mgmt For For
1H. ELECTION OF DIRECTOR: JILL D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM F. SPENGLER Mgmt For For
2. TO APPROVE THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014 AND TO AUTHORIZE THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' REMUNERATION.
3. TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 934012232
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U502
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: EQIX
ISIN: US29444U5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS BARTLETT Mgmt For For
GARY HROMADKO Mgmt For For
SCOTT KRIENS Mgmt For For
WILLIAM LUBY Mgmt For For
IRVING LYONS, III Mgmt For For
CHRISTOPHER PAISLEY Mgmt For For
STEPHEN SMITH Mgmt For For
PETER VAN CAMP Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. TO APPROVE BY A NON-BINDING ADVISORY VOTE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO IMPOSE OWNERSHIP AND
TRANSFER RESTRICTIONS IN CONNECTION WITH
EQUINIX'S REAL ESTATE INVESTMENT TRUST
("REIT") CONVERSION PLAN.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
2004 EMPLOYEE STOCK PURCHASE PLAN ("ESPP")
TO EXTEND ITS TERM AND REMOVE THE ANNUAL
AUTOMATIC INCREASE IN THE NUMBER OF SHARES
AVAILABLE FOR PURCHASE UNDER ESPP.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 934021471
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 17, 2014, BY AND AMONG
ACTAVIS PLC, TANGO US HOLDINGS INC., TANGO
MERGER SUB 1 LLC, TANGO MERGER SUB 2 LLC
AND FOREST LABORATORIES, INC. APPROVAL OF
THIS PROPOSAL IS REQUIRED TO COMPLETE THE
MERGER.
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION TO BE PAID TO FOREST
LABORATORIES, INC.'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933842230
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr Abstain Against
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Abstain Against
REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD
OF DIRECTORS BE AN INDEPENDENT MEMBER OF
THE BOARD OF DIRECTORS.
6 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr Abstain Against
BY THE BOARD OF DIRECTORS OF A POLICY ON
BOARD DIVERSITY.
7 STOCKHOLDER PROPOSAL REGARDING THE Shr Abstain Against
AMENDMENT OF OUR BYLAWS TO PERMIT
STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING
COMMON STOCK TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
GARDNER DENVER, INC. Agenda Number: 933850112
--------------------------------------------------------------------------------------------------------------------------
Security: 365558105
Meeting Type: Special
Meeting Date: 16-Jul-2013
Ticker: GDI
ISIN: US3655581052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ADOPTION OF THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED MARCH 7, 2013, BY
AND AMONG GARDNER DENVER, INC., RENAISSANCE
PARENT CORP., AND RENAISSANCE ACQUISITION
CORP., AS IT MAY BE AMENDED FROM TIME TO
TIME.
2. TO APPROVE THE ADOPTION OF ANY PROPOSAL TO Mgmt For For
ADJOURN THE SPECIAL MEETING TO A LATER DATE
OR DATES IF NECESSARY OR APPROPRIATE TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3. TO APPROVE, BY NONBINDING, ADVISORY VOTE, Mgmt For For
COMPENSATION THAT WILL OR MAY BECOME
PAYABLE BY GARDNER DENVER TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. Agenda Number: 933970849
--------------------------------------------------------------------------------------------------------------------------
Security: 37247D106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GNW
ISIN: US37247D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. BOLINDER Mgmt For For
1B. ELECTION OF DIRECTOR: G. KENT CONRAD Mgmt For For
1C. ELECTION OF DIRECTOR: MELINA E. HIGGINS Mgmt For For
1D. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTINE B. MEAD Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS E. MOLONEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES A. PARKE Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Abstain Against
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS TRUST Agenda Number: 933868816
--------------------------------------------------------------------------------------------------------------------------
Security: 38141W232
Meeting Type: Special
Meeting Date: 17-Dec-2013
Ticker: FSMXX
ISIN: US38141W2329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD C. BURKE Mgmt For For
JOSEPH P. LORUSSO Mgmt For For
HERBERT J. MARKLEY Mgmt For For
JAMES A. MCNAMARA Mgmt For For
ROY W. TEMPLIN Mgmt For For
3. TO APPROVE A CHANGE TO THE FUND'S Mgmt For For
CONCENTRATION POLICY TO PERMIT (BUT NOT
REQUIRE) THE FUND TO INVEST MORE THAN 25%
OF ITS TOTAL ASSETS IN OBLIGATIONS (OTHER
THAN COMMERCIAL PAPER) ISSUED OR GUARANTEED
BY U.S. BANKS AND U.S. BRANCHES OF U.S. OR
FOREIGN BANKS AND REPURCHASE AGREEMENTS AND
SECURITIES LOANS COLLATERALIZED BY SUCH
BANK OBLIGATIONS.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 933904915
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Special
Meeting Date: 08-Jan-2014
Ticker: HMA
ISIN: US4219331026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 29, 2013, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY AND
AMONG HEALTH MANAGEMENT ASSOCIATES, INC.,
COMMUNITY HEALTH SYSTEMS, INC. AND FWCT-2
ACQUISITION CORPORATION.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO HEALTH MANAGEMENT
ASSOCIATES, INC.'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATES TO
THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
HMA SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE HMA SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC. Agenda Number: 933992655
--------------------------------------------------------------------------------------------------------------------------
Security: 42805T105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HTZ
ISIN: US42805T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL J. DURHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1.3 ELECTION OF DIRECTOR: HENRY C. WOLF Mgmt For For
2. APPROVAL, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS'
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS
4. APPROVAL OF A POTENTIAL AMENDMENT TO OUR Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO EFFECT A REVERSE STOCK
SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS
TO SELECT THE RATIO OF THE REVERSE STOCK
SPLIT AS SET FORTH IN THE AMENDMENT
5. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Abstain Against
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933894506
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CORNELIUS E. GOLDING Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
PROPOSAL ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HUNTSMAN CORPORATION Agenda Number: 933952118
--------------------------------------------------------------------------------------------------------------------------
Security: 447011107
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: HUN
ISIN: US4470111075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JON M. HUNTSMAN Mgmt For For
DR. PATRICK T. HARKER Mgmt For For
DR. MARY C. BECKERLE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HUNTSMAN CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE HUNTSMAN STOCK INCENTIVE PLAN.
5. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE CERTIFICATE OF INCORPORATION OF
HUNTSMAN CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933972362
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3 RE-APPROVAL OF MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE
INTERNATIONAL PAPER COMPANY AMENDED AND
RESTATED 2009 INCENTIVE COMPENSATION PLAN
4 A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCUSSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
5 SHAREOWNER PROPOSAL CONCERNING AN Shr Abstain Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
KNOWLES CORPORATION Agenda Number: 933966206
--------------------------------------------------------------------------------------------------------------------------
Security: 49926D109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: KN
ISIN: US49926D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. NIEW Mgmt For For
KEITH L. BARNES Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 933997439
--------------------------------------------------------------------------------------------------------------------------
Security: 512815101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: LAMR
ISIN: US5128151017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN MAXWELL HAMILTON Mgmt For For
JOHN E. KOERNER, III Mgmt For For
STEPHEN P. MUMBLOW Mgmt For For
THOMAS V. REIFENHEISER Mgmt For For
ANNA REILLY Mgmt For For
KEVIN P. REILLY, JR. Mgmt For For
WENDELL REILLY Mgmt For For
2. APPROVAL, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, OF THE COMPENSATION PAID TO THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
LEAP WIRELESS INTERNATIONAL, INC. Agenda Number: 933880470
--------------------------------------------------------------------------------------------------------------------------
Security: 521863308
Meeting Type: Special
Meeting Date: 30-Oct-2013
Ticker: LEAP
ISIN: US5218633080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 12, 2013 (AS AMENDED FROM
TIME TO TIME), BY AND AMONG LEAP WIRELESS
INTERNATIONAL, INC. ("LEAP"), AT&T INC.,
MARINER ACQUISITION SUB INC., A
WHOLLY-OWNED SUBSIDIARY OF AT&T INC., AND
LASER, INC., THE STOCKHOLDERS
REPRESENTATIVE.
02 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO LEAPS NAMED EXECUTIVE
OFFICERS BY LEAP THAT IS BASED ON OR THAT
OTHERWISE RELATES TO THE MERGER.
03 TO APPROVE ONE OR MORE ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE SPECIAL MEETING TO A
LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE PROPOSAL TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LENDER PROCESSING SERVICES, INC. Agenda Number: 933893756
--------------------------------------------------------------------------------------------------------------------------
Security: 52602E102
Meeting Type: Special
Meeting Date: 19-Dec-2013
Ticker: LPS
ISIN: US52602E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER DATED AS
OF MAY 28, 2013, AS MAY BE AMENDED FROM
TIME TO TIME, AMONG FIDELITY NATIONAL
FINANCIAL, INC., LION MERGER SUB, INC., A
SUBSIDIARY OF FIDELITY NATIONAL FINANCIAL,
INC., AND LENDER PROCESSING SERVICES, INC.
2 TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt For For
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BECOME PAYABLE TO
LENDER PROCESSING SERVICES, INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
COMPLETION OF THE MERGER.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
ADJOURN THE LENDER PROCESSING SERVICES,
INC. SPECIAL MEETING, IF NECESSARY, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE PROPOSAL NO. 1.
--------------------------------------------------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION Agenda Number: 933860973
--------------------------------------------------------------------------------------------------------------------------
Security: 53217V109
Meeting Type: Special
Meeting Date: 21-Aug-2013
Ticker: LIFE
ISIN: US53217V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 14, 2013 (THE "MERGER AGREEMENT"),
BY AND AMONG LIFE TECHNOLOGIES CORPORATION
(THE "COMPANY"), THERMO FISHER SCIENTIFIC
INC., AND POLPIS MERGER SUB CO.
02 TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt For For
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH, OR FOLLOWING,
THE CONSUMMATION OF THE MERGER.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933972641
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID E.R. DANGOOR Mgmt For For
1.5 ELECTION OF DIRECTOR: MURRAY S. KESSLER Mgmt For For
1.6 ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2008 INCENTIVE COMPENSATION Mgmt For For
PLAN AS AMENDED AND RESTATED.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Abstain Against
LOBBYING POLICIES AND PRACTICES.
6. SHAREHOLDER PROPOSAL ON ADDITIONAL Shr Abstain Against
DISCLOSURE OF THE HEALTH RISKS OF SMOKING.
--------------------------------------------------------------------------------------------------------------------------
LSI CORPORATION Agenda Number: 933939158
--------------------------------------------------------------------------------------------------------------------------
Security: 502161102
Meeting Type: Special
Meeting Date: 09-Apr-2014
Ticker: LSI
ISIN: US5021611026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 15, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG LSI
CORPORATION, AVAGO TECHNOLOGIES LIMITED,
AVAGO TECHNOLOGIES WIRELESS (U.S.A.)
MANUFACTURING INC. AND LEOPOLD MERGER SUB,
INC.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF LSI CORPORATION IN CONNECTION
WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN Agenda Number: 704810731
--------------------------------------------------------------------------------------------------------------------------
Security: G57770102
Meeting Type: AGM
Meeting Date: 13-Dec-2013
Ticker:
ISIN: KYG577701025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1029/LTN20131029479.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2013/1029/LTN20131029462.pdf
1 To receive and adopt the audited Mgmt For For
consolidated financial statements and the
reports of the directors and the auditors
of the company for the year ended 30 June
2013
2 To approve the declaration of a final Mgmt For For
dividend of approximately HK3.0 cents per
share of HKD 0.10 each in the capital of
the company for the year ended 30 June 2013
3.a To re-elect Mr. Tang Siu Kun Stephen as Mgmt For For
director
3.b To re-elect Mr. Yan Kam Tong as director Mgmt For For
3.c To re-elect Prof. Dong Yin Mao as director Mgmt For For
3.d To authorise the board of directors of the Mgmt For For
company to fix the re-elected directors'
remuneration
4 To re-appoint the company's auditors and Mgmt For For
authorise the board of directors of the
company to fix their remuneration
5.A To grant a general and unconditional Mgmt For For
mandate to the directors of the company to
allot, issue or otherwise deal with the
unissued shares of the company
5.B To grant a general mandate to the directors Mgmt For For
of the company to purchase the company's
shares
5.C To add the nominal amount of the shares Mgmt For For
repurchased by the company to the mandate
granted to the directors under resolution
no. 5(A)
--------------------------------------------------------------------------------------------------------------------------
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN Agenda Number: 704991404
--------------------------------------------------------------------------------------------------------------------------
Security: G57770102
Meeting Type: EGM
Meeting Date: 24-Mar-2014
Ticker:
ISIN: KYG577701025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228095.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228097.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To approve and give effect to the reduction Mgmt For For
of the issued share capital of the company
arising as a result of the scheme of
arrangement (the ''scheme'') dated 28
February 2014 between the company and the
scheme shareholders (as defined in the
scheme) and to authorise the directors to
do all acts and things considered by them
to be necessary or desirable in connection
with the implementation of the scheme
2 To approve the increase of the issued share Mgmt For For
capital of the company to its former amount
by allotting and issuing to L'Oreal S.A.,
credited as fully paid at par (applying the
credit arising in the books of account of
the company consequent upon the reduction
of its issued share capital), the same
number of ordinary shares of HKD 0.10 each
in the share capital of the company as the
number of shares cancelled and extinguished
3 To approve, ratify and confirm the updated Mgmt For For
and amended executive service agreement
dated 4 February 2014 entered into between
Guangzhou Qunhe Cosmetics Co., Ltd. (as
specified) and Mr. She Yu Yuan (as amended
and supplemented by an amendment agreement
dated 26 February 2014 and entered into
between the parties)
--------------------------------------------------------------------------------------------------------------------------
MAGIC HOLDINGS INTERNATIONAL LTD, GRAND CAYMAN Agenda Number: 704995820
--------------------------------------------------------------------------------------------------------------------------
Security: G57770102
Meeting Type: CRT
Meeting Date: 24-Mar-2014
Ticker:
ISIN: KYG577701025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228091.pdf;
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0228/LTN20140228093.pdf
1 For the purpose of considering and, if Mgmt For For
thought fit, approving (with or without
modifications) the Scheme of Arrangement
(the "Scheme") dated 28 February 2014
between the Company and the Scheme
Shareholders (as defined in the Scheme)
referred to in the Notice of the Court
Meeting, and at the Court Meeting (and at
any adjournment thereof)
--------------------------------------------------------------------------------------------------------------------------
MAKO SURGICAL CORP Agenda Number: 933899241
--------------------------------------------------------------------------------------------------------------------------
Security: 560879108
Meeting Type: Special
Meeting Date: 13-Dec-2013
Ticker: MAKO
ISIN: US5608791084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), DATED AS OF
SEPTEMBER 25, 2013, BY AND AMONG STRYKER
CORPORATION, A MICHIGAN CORPORATION
("STRYKER"), LAUDERDALE MERGER CORPORATION,
A DELAWARE CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF STRYKER, AND MAKO SURGICAL
CORP. (THE "COMPANY").
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL
FINANCIAL OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS OTHER THAN
THE PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933975318
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1C. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1E. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1F. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
1J. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933881864
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103
Meeting Type: Special
Meeting Date: 11-Oct-2013
Ticker: NE
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER AGREEMENT, A COPY OF Mgmt For For
WHICH IS ATTACHED TO THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 934022978
--------------------------------------------------------------------------------------------------------------------------
Security: G65431101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: NE
ISIN: GB00BFG3KF26
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SCOTT D. JOSEY BE ELECTED AS A DIRECTOR OF Mgmt For For
THE COMPANY FOR A THREE-YEAR TERM THAT WILL
EXPIRE AT THE ANNUAL GENERAL MEETING IN
2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
2. JON A. MARSHALL BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY FOR A THREE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
3. MARY P. RICCIARDELLO BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY FOR A THREE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2017 (OR IF RESOLUTION 11 IS
APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2015)
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
5. RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S UK STATUTORY AUDITOR
6. AUTHORIZATION OF AUDIT COMMITTEE TO Mgmt For For
DETERMINE UK STATUTORY AUDITORS'
COMPENSATION
7. AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
8. AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
DIRECTORS' COMPENSATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2013
9. APPROVAL OF THE COMPANY'S DIRECTORS' Mgmt For For
COMPENSATION POLICY
10. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO PERMIT DIVIDENDS IN SPECIE
OF SHARES OF PARAGON OFFSHORE LIMITED
11. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO DECLASSIFY THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 934012725
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: NOK
ISIN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7. ADOPTION OF THE ANNUAL ACCOUNTS. Mgmt For For
8. RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND.
9. RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY.
10. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS.
11. RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS.
12. DIRECTOR
VIVEK BADRINATH Mgmt For For
BRUCE BROWN Mgmt For For
ELIZABETH DOHERTY Mgmt For For
JOUKO KARVINEN Mgmt For For
MARTEN MICKOS Mgmt For For
ELIZABETH NELSON Mgmt For For
RISTO SIILASMAA Mgmt For For
KARI STADIGH Mgmt For For
DENNIS STRIGL Mgmt For For
13. RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR.
14. ELECTION OF AUDITOR. Mgmt For For
15. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES.
16. AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE ON THE ISSUANCE OF SHARES AND
SPECIAL RIGHTS ENTITLING TO SHARES.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933922280
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE
GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE BUSINESS YEAR 2013
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4.A ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
ANNUAL GENERAL MEETING 2014 TO THE ANNUAL
GENERAL MEETING 2015
4.B ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
PERFORMANCE CYCLE ENDED IN 2013
5.A RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
5.B RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO Mgmt For For
THE BOARD OF DIRECTOR
5.C RE-ELECTION OF VERENA A. BRINER, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.D RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.E RE-ELECTION OF ANN FUDGE TO THE BOARD OF Mgmt For For
DIRECTOR
5.F RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.G RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.H RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.I RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.J RE-ELECTION OF ENRICO VANNI, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.K RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
BOARD OF DIRECTOR
6.A ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.B ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.C ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.D ELECTION OF ENRICO VANNI, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7 RE-ELECTION OF THE AUDITOR Mgmt For For
8 ELECTION OF THE INDEPENDENT PROXY Mgmt For For
9 GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Abstain
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER
THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS
ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS ARE PROPOSED AT
THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
NV ENERGY, INC. Agenda Number: 933870936
--------------------------------------------------------------------------------------------------------------------------
Security: 67073Y106
Meeting Type: Special
Meeting Date: 25-Sep-2013
Ticker: NVE
ISIN: US67073Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF MAY 29, 2013, BY AND AMONG
MIDAMERICAN ENERGY HOLDINGS COMPANY, AN
IOWA CORPORATION, SILVER MERGER SUB, INC.,
A NEVADA CORPORATION AND WHOLLY OWNED
SUBSIDIARY OF MIDAMERICAN AND NV ENERGY,
INC., A NEVADA CORPORATION, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO NVE'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER.
3. THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER IF
THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL
OF THE AGREEMENT AND PLAN OF MERGER AT THE
SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Abstain Against
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Abstain Against
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Abstain Against
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Abstain Against
REPORT.
--------------------------------------------------------------------------------------------------------------------------
OFFICEMAX INCORPORATED Agenda Number: 933848232
--------------------------------------------------------------------------------------------------------------------------
Security: 67622P101
Meeting Type: Special
Meeting Date: 10-Jul-2013
Ticker: OMX
ISIN: US67622P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT AGREEMENT & PLAN OF MERGER, DATED AS Mgmt For For
OF FEBRUARY 20, 2013, BY AND AMONG OFFICE
DEPOT, INC., DOGWOOD MERGER SUB INC.,
DOGWOOD MERGER SUB LLC, MAPLEBY HOLDINGS
MERGER CORPORATION, MAPLEBY MERGER
CORPORATION AND OFFICEMAX INCORPORATED, AS
IT MAY BE AMENDED FROM TIME TO TIME, AND TO
APPROVE THE FIRST MERGER AND THE SECOND
MERGER CONTEMPLATED BY THE MERGER
AGREEMENT.
2. PROPOSAL TO APPROVE ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO OFFICEMAX
INCORPORATED'S NAMED EXECUTIVE OFFICERS
THAT IS BASED ON OR OTHERWISE RELATED TO
THE TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT
PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC. Agenda Number: 933977879
--------------------------------------------------------------------------------------------------------------------------
Security: 678026105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: OIS
ISIN: US6780261052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CINDY B. TAYLOR Mgmt For For
CHRISTOPHER T. SEAVER Mgmt For For
LAWRENCE R. DICKERSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE ADVISORY VOTE Mgmt For For
RELATING TO EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING CORPORATION Agenda Number: 934018878
--------------------------------------------------------------------------------------------------------------------------
Security: 688278100
Meeting Type: Annual and Special
Meeting Date: 30-May-2014
Ticker: OSKFF
ISIN: CA6882781009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 SPECIAL RESOLUTION TO APPROVE THE Mgmt For For
ARRANGEMENT UNDER SECTION 192 OF THE CANADA
BUSINESS CORPORATIONS ACT INVOLVING THE
COMPANY, AGNICO EAGLE MINES LIMITED AND
YAMANA GOLD INC. THE FULL TEXT OF THE
SPECIAL RESOLUTION IS SET OUT IN SCHEDULE
"A" TO THE CIRCULAR
02 RESOLUTION APPROVING THE PAYMENT OF THE Mgmt For For
OUT-OF-THE-MONEY OPTION CONSIDERATION
AMOUNT, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
03 RESOLUTION APPROVING THE NEW OSISKO STOCK Mgmt For For
OPTION PLAN, AS MORE FULLY DESCRIBED IN THE
CIRCULAR
04 RESOLUTION APPROVING THE NEW OSISKO Mgmt For For
SHAREHOLDER RIGHTS PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
05 SPECIAL RESOLUTION APPROVING THE NEW OSISKO Mgmt For For
SHARE CONSOLIDATION, ON THE BASIS OF ONE
POST-CONSOLIDATED NEW OSISKO SHARE FOR EACH
10 PRE-CONSOLIDATION NEW OSISKO SHARES, AS
MORE FULLY DESCRIBED IN THE CIRCULAR
06 DIRECTOR
VICTOR H. BRADLEY Mgmt For For
JOHN F. BURZYNSKI Mgmt For For
MARCEL COTE Mgmt For For
MICHELE DARLING Mgmt For For
JOANNE FERSTMAN Mgmt For For
S. LEAVENWORTH BAKALI Mgmt For For
WILLIAM A. MACKINNON Mgmt For For
CHARLES E. PAGE Mgmt For For
SEAN ROOSEN Mgmt For For
GARY A. SUGAR Mgmt For For
SERGE VEZINA Mgmt For For
07 RESOLUTION APPOINTING Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE DIRECTORS
OF THE COMPANY TO FIX THEIR REMUNERATION
08 RESOLUTION APPROVING UNALLOCATED RIGHTS AND Mgmt For For
ENTITLEMENTS UNDER THE OSISKO EMPLOYEE
SHARE PURCHASE PLAN, AS MORE FULLY
DESCRIBED IN THE CIRCULAR
09 RESOLUTION APPROVING UNALLOCATED OPTIONS Mgmt For For
UNDER THE OSISKO STOCK OPTION PLAN, AS MORE
FULLY DESCRIBED IN THE CIRCULAR
10 RESOLUTION - ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH, AS MORE FULLY
DESCRIBED IN THE CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PAA NATURAL GAS STORAGE, LP (PNG) Agenda Number: 933905525
--------------------------------------------------------------------------------------------------------------------------
Security: 693139107
Meeting Type: Special
Meeting Date: 31-Dec-2013
Ticker: PNG
ISIN: US6931391071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF MERGER Mgmt For For
DATED AS OF OCTOBER 21, 2013 BY AND AMONG
PLAINS ALL AMERICAN PIPELINE, L.P., PAA
ACQUISITION COMPANY LLC, PAA NATURAL GAS
STORAGE, L.P. AND PNGS GP LLC, AS IT MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), AND THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT,
INCLUDING THE MERGER.
2. TO ADJOURN THE SPECIAL MEETING FOR ANY Mgmt For For
REASON IF DETERMINED TO BE APPROPRIATE BY
PNGS GP LLC.
--------------------------------------------------------------------------------------------------------------------------
PACTERA TECHNOLOGY INT'L LTD. Agenda Number: 933904648
--------------------------------------------------------------------------------------------------------------------------
Security: 695255109
Meeting Type: Annual
Meeting Date: 23-Dec-2013
Ticker: PACT
ISIN: US6952551090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT THE RETIRING DIRECTOR, RUBY Mgmt For
RONG LU, AS A DIRECTOR OF THE COMPANY AND
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THE DIRECTOR'S REMUNERATION
2. TO RE-ELECT THE RETIRING DIRECTOR, Mgmt For
VENKATACHALAM KRISHNAKUMAR, AS A DIRECTOR
OF THE COMPANY AND TO AUTHORIZE THE BOARD
OF DIRECTORS TO FIX THE DIRECTOR'S
REMUNERATION
3. TO APPROVE THE APPOINTMENT OF THE Mgmt For
INDEPENDENT AUDITOR, DELOITTE TOUCHE
TOHMATSU LLP, FOR THE FISCAL YEAR 2013 AND
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
4. TO RATIFY THE ADOPTION OF THE AUDITED Mgmt For
FINANCIAL STATEMENTS OF FISCAL YEAR 2012
AND REPORT OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM, AND THEIR INCLUSION
IN THE COMPANY'S 2012 ANNUAL REPORT
5. TO AUTHORIZE THE BOARD OF DIRECTORS TO TAKE Mgmt For
ANY AND EVERY ACTION THAT MIGHT BE
NECESSARY TO EFFECT THE FOREGOING
RESOLUTIONS 1 TO 4 AS THE BOARD OF
DIRECTORS, IN ITS ABSOLUTE DISCRETION,
THINKS FIT
--------------------------------------------------------------------------------------------------------------------------
PACTERA TECHNOLOGY INT'L LTD. Agenda Number: 933921947
--------------------------------------------------------------------------------------------------------------------------
Security: 695255109
Meeting Type: Special
Meeting Date: 06-Mar-2014
Ticker: PACT
ISIN: US6952551090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. THAT THE AGREEMENT AND PLAN OF MERGER, Mgmt For
DATED AS OF OCTOBER 17, 2013 (THE "MERGER
AGREEMENT"), AMONG THE COMPANY, BCP
(SINGAPORE) VI CAYMAN ACQUISITION CO. LTD.
("PARENT"), BCP (SINGAPORE) VI CAYMAN
FINANCING CO. LTD. ("MIDCO") AND BCP
(SINGAPORE) VI CAYMAN MERGER CO. LTD.
("MERGER SUB"), THE PLAN ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
S2. THAT THE DIRECTORS AND OFFICERS OF THE Mgmt For
COMPANY BE AND ARE HEREBY AUTHORIZED TO DO
ALL THINGS NECESSARY TO GIVE EFFECT TO THE
MERGER AGREEMENT
O3. THAT THE CHAIRMAN OF THE EXTRAORDINARY Mgmt For
GENERAL MEETING BE INSTRUCTED TO ADJOURN
THE EXTRAORDINARY GENERAL MEETING IN ORDER
TO ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN THE EVENT THAT THERE ARE
INSUFFICIENT PROXIES RECEIVED AT THE TIME
OF THE EXTRAORDINARY GENERAL MEETING TO
PASS THE SPECIAL RESOLUTIONS ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Abstain Against
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Abstain Against
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Abstain Against
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PILOT GOLD INC, VANCOUVER, BC Agenda Number: 705146795
--------------------------------------------------------------------------------------------------------------------------
Security: 72154R103
Meeting Type: MIX
Meeting Date: 12-May-2014
Ticker:
ISIN: CA72154R1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "1, 4, 5, 6 AND 7" AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTIONS
"2.1, TO 2.6 AND 3" NUMBERS. THANK YOU.
1 TO SET THE NUMBER OF DIRECTORS AT 6 Mgmt For For
2.1 ELECTION OF DIRECTOR: JOHN DORWARD Mgmt For For
2.2 ELECTION OF DIRECTOR: MATTHEW LENNOX-KING Mgmt For For
2.3 ELECTION OF DIRECTOR: DONALD MCINNES Mgmt For For
2.4 ELECTION OF DIRECTOR: MARK O'DEA Mgmt For For
2.5 ELECTION OF DIRECTOR: ROBERT PEASE Mgmt For For
2.6 ELECTION OF DIRECTOR: SEAN TETZLAFF Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 RATIFY AND APPROVE THE CORPORATION'S Mgmt For For
ADVANCE NOTICE POLICY, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR
5 APPROVE AMENDMENTS TO THE CORPORATION'S Mgmt For For
AMENDED AND RESTATED STOCK OPTION PLAN (THE
"OPTION PLAN") AND APPROVE ALL UNALLOCATED
OPTIONS WHICH MAY BE GRANTED UNDER THE
OPTION PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING INFORMATION CIRCULAR
AND ATTACHED THERETO AS SCHEDULE "A"
6 APPROVE THE RESOLUTION AS MORE PARTICULARLY Mgmt For For
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR TO RATIFY AND APPROVE THE DEFERRED
SHARE UNIT PLAN AS ATTACHED THERETO AS
SCHEDULE "C"
7 APPROVE THE RESOLUTION AS MORE PARTICULARLY Mgmt For For
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR TO RATIFY AND APPROVE THE
RESTRICTED SHARE UNIT PLAN AS ATTACHED
THERETO AS SCHEDULE "E"
--------------------------------------------------------------------------------------------------------------------------
PILOT GOLD INC. Agenda Number: 933979366
--------------------------------------------------------------------------------------------------------------------------
Security: 72154R103
Meeting Type: Annual and Special
Meeting Date: 12-May-2014
Ticker: PLGTF
ISIN: CA72154R1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO SET THE NUMBER OF DIRECTORS AT 6. Mgmt For For
02 DIRECTOR
JOHN DORWARD Mgmt For For
MATTHEW LENNOX-KING Mgmt For For
DONALD MCINNES Mgmt For For
MARK O'DEA Mgmt For For
ROBERT PEASE Mgmt For For
SEAN TETZLAFF Mgmt For For
03 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION.
04 RATIFY AND APPROVE THE CORPORATION'S Mgmt For For
ADVANCE NOTICE POLICY, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR.
05 APPROVE AMENDMENTS TO THE CORPORATION'S Mgmt For For
AMENDED AND RESTATED STOCK OPTION PLAN (THE
"OPTION PLAN") AND APPROVE ALL UNALLOCATED
OPTIONS WHICH MAY BE GRANTED UNDER THE
OPTION PLAN, AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING INFORMATION CIRCULAR
AND ATTACHED THERETO AS SCHEDULE "A".
06 APPROVE THE RESOLUTION AS MORE PARTICULARLY Mgmt For For
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR TO RATIFY AND APPROVE THE DEFERRED
SHARE UNIT PLAN AS ATTACHED THERETO AS
SCHEDULE "C".
07 APPROVE THE RESOLUTION AS MORE PARTICULARLY Mgmt For For
DESCRIBED IN THE ACCOMPANYING INFORMATION
CIRCULAR TO RATIFY AND APPROVE THE
RESTRICTED SHARE UNIT PLAN AS ATTACHED
THERETO AS SCHEDULE "E".
--------------------------------------------------------------------------------------------------------------------------
PVR PARTNERS, L.P. Agenda Number: 933926062
--------------------------------------------------------------------------------------------------------------------------
Security: 693665101
Meeting Type: Special
Meeting Date: 20-Mar-2014
Ticker: PVR
ISIN: US6936651016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF OCTOBER 9, 2013 (AS IT MAY BE AMENDED
FROM TIME TO TIME), WHICH IS REFERRED TO AS
THE MERGER AGREEMENT, BY AND AMONG PVR, PVR
GP, LLC, THE GENERAL PARTNER OF PVR,
REGENCY ENERGY PARTNERS LP, AND REGENCY GP
LP, THE GENERAL PARTNER OF REGENCY, AND THE
TRANSACTIONS CONTEMPLATED THEREBY.
2 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE THE ADJOURNMENT OF THE PVR SPECIAL
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT AT THE TIME OF THE SPECIAL
MEETING.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
APPROVE, ON AN ADVISORY (NON-BINDING)
BASIS, THE RELATED COMPENSATION PAYMENTS
THAT WILL OR MAY BE PAID BY PVR TO ITS
NAMED EXECUTIVE OFFICERS IN CONNECTION WITH
THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
QEP RESOURCES, INC. Agenda Number: 933954922
--------------------------------------------------------------------------------------------------------------------------
Security: 74733V100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: QEP
ISIN: US74733V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. HEINEMANN Mgmt For For
ROBERT E. MCKEE Mgmt For For
DAVID A. TRICE Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR
2014.
4. TO APPROVE A NON-BINDING SHAREHOLDER Mgmt For For
PROPOSAL REGARDING DECLASSIFICATION OF THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
RDA MICROELECTRONICS INC Agenda Number: 933906084
--------------------------------------------------------------------------------------------------------------------------
Security: 749394102
Meeting Type: Special
Meeting Date: 27-Dec-2013
Ticker: RDA
ISIN: US7493941022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. AS A SPECIAL RESOLUTION, THAT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF NOVEMBER
11, 2013 (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), BY AND AMONG
TSINGHUA UNIGROUP LTD., A LIMITED LIABILITY
COMPANY ESTABLISHED UNDER THE LAWS OF THE
PEOPLE'S REPUBLIC OF CHINA ("TSINGHUA
UNIGROUP" OR "PARENT"), RDA ACQUISITION
LIMITED, AN EXEMPTED COMPANY INCORPORATED
UNDER THE LAWS OF THE CAYMAN ISLANDS AND A
MAJORITY-OWNED, INDIRECT, SUBSIDIARY OF
PARENT ("MERGER SUB") ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
O2. AS AN ORDINARY RESOLUTION, THAT THE Mgmt For For
EXTRAORDINARY GENERAL MEETING BE ADJOURNED,
IF NECESSARY OR APPROPRIATE, IN ORDER TO
ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF APPROVAL AND
AUTHORIZATION OF THE MERGER AGREEMENT AND
THE PLAN OF MERGER IN THE EVENT THAT THERE
ARE INSUFFICIENT PROXIES RECEIVED TO PASS
THE SPECIAL RESOLUTION DURING THE
EXTRAORDINARY GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
SAKS INCORPORATED Agenda Number: 933885280
--------------------------------------------------------------------------------------------------------------------------
Security: 79377W108
Meeting Type: Special
Meeting Date: 30-Oct-2013
Ticker: SKS
ISIN: US79377W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER (AS IT MAY BE AMENDED FROM TIME
TO TIME, THE "MERGER AGREEMENT"), DATED AS
OF JULY 28, 2013, BY AND AMONG HUDSON'S BAY
COMPANY, HARRY ACQUISITION INC. AND SAKS
INCORPORATED.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE COMPANY'S
PRINCIPAL EXECUTIVE OFFICER, PRINCIPAL
FINANCIAL OFFICER AND THREE MOST HIGHLY
COMPENSATED EXECUTIVE OFFICERS OTHER THAN
THE PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER IN CONNECTION
WITH THE MERGER.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SFX ENTERTAINMENT, INC. Agenda Number: 934012030
--------------------------------------------------------------------------------------------------------------------------
Security: 784178303
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: SFXE
ISIN: US7841783035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F.X. SILLERMAN Mgmt For For
D. GEOFF ARMSTRONG Mgmt For For
DR. ANDREW BAZOS Mgmt For For
JARED COHEN Mgmt For For
PASQUALE MANOCCHIA Mgmt For For
MICHAEL MEYER Mgmt For For
JOHN MILLER Mgmt For For
JOSEPH F. RASCOFF Mgmt For For
EDWARD SIMON Mgmt For For
MITCHELL SLATER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE AN AMENDMENT TO THE COMPANY'S 2013
EQUITY COMPENSATION PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE THEREUNDER BY TWO
MILLION (2,000,000) SHARES.
--------------------------------------------------------------------------------------------------------------------------
SHFL ENTERTAINMENT INC. Agenda Number: 933888628
--------------------------------------------------------------------------------------------------------------------------
Security: 78423R105
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: SHFL
ISIN: US78423R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE APPROVAL AND ADOPTION OF THE MERGER Mgmt For For
AGREEMENT, INCLUDING THE PLAN OF MERGER,
THEREBY APPROVING THE TRANSACTIONS
CONTEMPLATED THEREBY, INCLUDING THE MERGER.
2. THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE SPECIFIED COMPENSATION
ARRANGEMENTS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT THAT MAY BE PAYABLE TO
SHFL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE CONSUMMATION OF THE
MERGER.
3. THE PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE IN THE VIEW OF THE SHFL BOARD
OF DIRECTORS, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE SPECIAL MEETING TO APPROVE AND
ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC. Agenda Number: 933965557
--------------------------------------------------------------------------------------------------------------------------
Security: 82968B103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: SIRI
ISIN: US82968B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOAN L. AMBLE Mgmt For For
ANTHONY J. BATES Mgmt For For
GEORGE W. BODENHEIMER Mgmt For For
DAVID J.A. FLOWERS Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
JAMES P. HOLDEN Mgmt For For
GREGORY B. MAFFEI Mgmt For For
EVAN D. MALONE Mgmt For For
JAMES E. MEYER Mgmt For For
JAMES F. MOONEY Mgmt For For
CARL E. VOGEL Mgmt For For
VANESSA A. WITTMAN Mgmt For For
DAVID M. ZASLAV Mgmt For For
2. ADVISORY VOTE TO APPROVE THE NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 934011797
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: SLM
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL G. CHILD Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. DEPAULO Mgmt For For
1C. ELECTION OF DIRECTOR: CARTER WARREN FRANKE Mgmt For For
1D. ELECTION OF DIRECTOR: EARL A. GOODE Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD F. HUNT Mgmt For For
1F. ELECTION OF DIRECTOR: MARIANNE KELER Mgmt For For
1G. ELECTION OF DIRECTOR: JED H. PITCHER Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK C. PULEO Mgmt For For
1I. ELECTION OF DIRECTOR: RAYMOND J. QUINLAN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT S. STRONG Mgmt For For
2. ADVISORY APPROVAL OF SLM CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS SLM CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. APPROVAL OF AN AMENDMENT TO THE LIMITED Mgmt For For
LIABILITY COMPANY AGREEMENT OF NAVIENT, LLC
TO ELIMINATE THE PROVISION REQUIRING SLM
CORPORATION STOCKHOLDERS TO APPROVE CERTAIN
ACTIONS.
5. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF SLM
CORPORATION, AS AMENDED, TO ELIMINATE
CUMULATIVE VOTING.
6. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Abstain
ACCESS.
7. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For
OF LOBBYING EXPENDITURES AND CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SMITHFIELD FOODS, INC. Agenda Number: 933870049
--------------------------------------------------------------------------------------------------------------------------
Security: 832248108
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: SFD
ISIN: US8322481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF MAY 28, 2013, AMONG
SMITHFIELD FOODS, INC., SHUANGHUI
INTERNATIONAL HOLDINGS LIMITED AND SUN
MERGER SUB, INC., THE RELATED PLAN OF
MERGER AND THE MERGER.
2. PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, CERTAIN COMPENSATION THAT
WILL OR MAY BE PAID BY SMITHFIELD FOODS,
INC. TO ITS NAMED EXECUTIVE OFFICERS THAT
IS BASED ON OR OTHERWISE RELATES TO THE
MERGER.
3. PROPOSAL TO APPROVE AN ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING OF SHAREHOLDERS OF
SMITHFIELD FOODS, INC., IF NECESSARY OR
APPROPRIATE, FOR THE PURPOSE OF SOLICITING
ADDITIONAL VOTES FOR THE APPROVAL OF THE
MERGER AGREEMENT, THE RELATED PLAN OF
MERGER AND THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
SOURCEFIRE, INC. Agenda Number: 933877334
--------------------------------------------------------------------------------------------------------------------------
Security: 83616T108
Meeting Type: Special
Meeting Date: 07-Oct-2013
Ticker: FIRE
ISIN: US83616T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 22, 2013 BY AND
AMONG CISCO SYSTEMS, INC., SHASTA
ACQUISITION CORP. AND SOURCEFIRE, INC., AS
SUCH AGREEMENT MAY BE AMENDED FROM TIME TO
TIME.
2. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE "GOLDEN PARACHUTE"
COMPENSATION ARRANGEMENTS THAT MAY BE PAID
OR BECOME PAYABLE TO OUR NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER AND
THE AGREEMENTS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
--------------------------------------------------------------------------------------------------------------------------
SPREADTRUM COMMUNICATIONS, INC. Agenda Number: 933863842
--------------------------------------------------------------------------------------------------------------------------
Security: 849415203
Meeting Type: Special
Meeting Date: 04-Sep-2013
Ticker: SPRD
ISIN: US8494152031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1 AS A SPECIAL RESOLUTION, THAT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER, DATED AS OF JULY 12,
2013 (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), BY AND AMONG
TSINGHUA UNIGROUP LTD., A LIMITED LIABILITY
COMPANY ESTABLISHED UNDER THE LAWS OF THE
PEOPLE'S REPUBLIC OF CHINA ("PARENT"),
SPREADTRUM ACQUISITION LIMITED, AN EXEMPTED
COMPANY INCORPORATED UNDER THE LAWS OF THE
CAYMAN ISLANDS AND A WHOLLY OWNED,
INDIRECT, SUBSIDIARY OF PARENT ("MERGER
SUB"), AND THE COMPANY, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
O2 AS AN ORDINARY RESOLUTION, THAT THE Mgmt For For
EXTRAORDINARY GENERAL MEETING BE ADJOURNED,
IF NECESSARY OR APPROPRIATE, IN ORDER TO
ALLOW THE COMPANY TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF APPROVAL AND
AUTHORIZATION OF THE MERGER AGREEMENT AND
THE PLAN OF MERGER IN THE EVENT THAT THERE
ARE INSUFFICIENT PROXIES RECEIVED TO PASS
THE SPECIAL RESOLUTION DURING THE
EXTRAORDINARY GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST INC Agenda Number: 933963527
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. BRONSON Mgmt For For
JEFFREY F. DIMODICA Mgmt For For
JEFFREY G. DISHNER Mgmt For For
CAMILLE J. DOUGLAS Mgmt For For
BOYD W. FELLOWS Mgmt For For
BARRY S. STERNLICHT Mgmt For For
STRAUSS ZELNICK Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE ACCOMPANYING PROXY
STATEMENT.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS STARWOOD
PROPERTY TRUST, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. THE STOCKHOLDER PROPOSAL REGARDING AN Shr Abstain Against
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STERLING FINANCIAL CORPORATION Agenda Number: 933918914
--------------------------------------------------------------------------------------------------------------------------
Security: 859319303
Meeting Type: Special
Meeting Date: 25-Feb-2014
Ticker: STSA
ISIN: US8593193035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION AND APPROVAL OF THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF SEPTEMBER 11,
2013, BY AND BETWEEN STERLING FINANCIAL
CORPORATION AND UMPQUA HOLDINGS
CORPORATION, PURSUANT TO WHICH STERLING
WILL MERGE WITH AND INTO UMPQUA.
2. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION THAT IS TIED TO
OR BASED ON THE MERGER AND THAT WILL OR MAY
BE PAID TO STERLING'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. APPROVAL OF THE ADJOURNMENT OF THE STERLING Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE STERLING MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
STEWART ENTERPRISES, INC. Agenda Number: 933859413
--------------------------------------------------------------------------------------------------------------------------
Security: 860370105
Meeting Type: Special
Meeting Date: 13-Aug-2013
Ticker: STEI
ISIN: US8603701058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF MAY 28, 2013, BY AND
AMONG SERVICE CORPORATION INTERNATIONAL,
RIO ACQUISITION CORP. AND STEWART
ENTERPRISES, INC. ("STEWART") (AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO
TIME).
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, CERTAIN COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO STEWART'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER.
3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES TO APPROVE THE MERGER
AGREEMENT IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 933993431
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. MICHAEL BARNES Mgmt For For
THOMAS DANNENFELDT Mgmt For For
SRIKANT M. DATAR Mgmt For For
LAWRENCE H. GUFFEY Mgmt For For
TIMOTHEUS HOTTGES Mgmt For For
BRUNO JACOBFEUERBORN Mgmt For For
RAPHAEL KUBLER Mgmt For For
THORSTEN LANGHEIM Mgmt For For
JOHN J. LEGERE Mgmt For For
TERESA A. TAYLOR Mgmt For For
KELVIN R. WESTBROOK Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO HUMAN Shr Against For
RIGHTS RISK ASSESSMENT.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INDUSTRIES, INC. Agenda Number: 934041144
--------------------------------------------------------------------------------------------------------------------------
Security: 882491103
Meeting Type: Special
Meeting Date: 30-Jun-2014
Ticker: TXI
ISIN: US8824911031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JANUARY 27, 2014, BY
AND AMONG TXI, MARTIN MARIETTA MATERIALS,
INC. AND PROJECT HOLDINGS, INC.
2. APPROVAL OF THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. APPROVAL, ON A NON-BINDING, ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF TXI IN CONNECTION WITH THE
MERGER.
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr Abstain Against
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Abstain Against
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE TIMKEN COMPANY Agenda Number: 933951863
--------------------------------------------------------------------------------------------------------------------------
Security: 887389104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: TKR
ISIN: US8873891043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PHILLIP R. COX Mgmt For For
DIANE C. CREEL Mgmt For For
RICHARD G. KYLE Mgmt For For
JOHN A. LUKE, JR. Mgmt For For
CHRISTOPHER L. MAPES Mgmt For For
JOSEPH W. RALSTON Mgmt For For
JOHN P. REILLY Mgmt For For
FRANK C. SULLIVAN Mgmt For For
JOHN M. TIMKEN, JR. Mgmt For For
WARD J. TIMKEN, JR. Mgmt For For
JACQUELINE F. WOODS Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY RESOLUTION REGARDING NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REQUESTING THE Shr Against For
COMPANY ADOPT A POLICY REQUIRING THAT THE
CHAIRMAN OF THE BOARD BE AN INDEPENDENT
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TIVO INC. Agenda Number: 933851760
--------------------------------------------------------------------------------------------------------------------------
Security: 888706108
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: TIVO
ISIN: US8887061088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM CELLA Mgmt For For
1B ELECTION OF DIRECTOR: JEFFREY HINSON Mgmt For For
2 TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2014.
3 TO APPROVE ON A NON-BINDING, ADVISORY BASIS Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THIS PROXY
STATEMENT PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SECURITIES AND
EXCHANGE COMMISSION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 934010567
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD
2 DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2013
3 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES OF US$3.00 PER
OUTSTANDING SHARE
5 AUTHORIZED SHARE CAPITAL Mgmt For For
6 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt For For
OF BOARD OF DIRECTORS TO 11 FROM 14
7A AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS
REGARDING ELECTIONS AND RELATED MATTERS
7B AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: BINDING
SHAREHOLDER RATIFICATION OF THE
COMPENSATION OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE MANAGEMENT TEAM
7C AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE:
SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING
AN EXECUTIVE MANAGEMENT TEAM POSITION
DURING A COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS ALREADY BEEN
GRANTED
7D AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: GENERAL
PRINCIPLES AND TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7E AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: MAXIMUM
TERM AND TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM AND
NON-COMPETITION AGREEMENTS WITH MEMBERS OF
THE EXECUTIVE MANAGEMENT TEAM
7F AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE
MANDATES OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7G AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: LOANS AND
POST-RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS
8 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING THE APPLICABLE VOTE STANDARD FOR
ELECTIONS OF DIRECTORS, THE CHAIRMAN AND
THE MEMBERS OF THE COMPENSATION COMMITTEE
9 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING SHAREHOLDER AGENDA ITEM REQUESTS
PURSUANT TO SWISS LAW
10A REELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For
10B REELECTION OF DIRECTOR: GLYN A. BARKER Mgmt For For
10C REELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
10D REELECTION OF DIRECTOR: FREDERICO F. CURADO Mgmt For For
10E REELECTION OF DIRECTOR: CHAD DEATON Mgmt For For
10F REELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For
10G REELECTION OF DIRECTOR: SAMUEL MERKSAMER Mgmt For For
10H REELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
10I REELECTION OF DIRECTOR: STEVEN L. NEWMAN Mgmt For For
10J REELECTION OF DIRECTOR: TAN EK KIA Mgmt For For
10K ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
11 ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
12A ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: FREDERICO F. CURADO
12B ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MARTIN B. MCNAMARA
12C ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: TAN EK KIA
12D ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: VINCENT J. INTRIERI
13 ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT Mgmt For For
AS THE INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
14 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND
REELECTION OF ERNST & YOUNG LTD, ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
16 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LONG-TERM
INCENTIVE PLAN OF TRANSOCEAN LTD.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933991526
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD
2 DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2013
3 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES OF US$3.00 PER
OUTSTANDING SHARE
5 AUTHORIZED SHARE CAPITAL Mgmt For For
6 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt For For
OF BOARD OF DIRECTORS TO 11 FROM 14
7A AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS
REGARDING ELECTIONS AND RELATED MATTERS
7B AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: BINDING
SHAREHOLDER RATIFICATION OF THE
COMPENSATION OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE MANAGEMENT TEAM
7C AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE:
SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING
AN EXECUTIVE MANAGEMENT TEAM POSITION
DURING A COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS ALREADY BEEN
GRANTED
7D AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: GENERAL
PRINCIPLES AND TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7E AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: MAXIMUM
TERM AND TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM AND
NON-COMPETITION AGREEMENTS WITH MEMBERS OF
THE EXECUTIVE MANAGEMENT TEAM
7F AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE
MANDATES OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7G AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: LOANS AND
POST-RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS
8 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING THE APPLICABLE VOTE STANDARD FOR
ELECTIONS OF DIRECTORS, THE CHAIRMAN AND
THE MEMBERS OF THE COMPENSATION COMMITTEE
9 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING SHAREHOLDER AGENDA ITEM REQUESTS
PURSUANT TO SWISS LAW
10A REELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For
10B REELECTION OF DIRECTOR: GLYN A. BARKER Mgmt For For
10C REELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
10D REELECTION OF DIRECTOR: FREDERICO F. CURADO Mgmt For For
10E REELECTION OF DIRECTOR: CHAD DEATON Mgmt For For
10F REELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For
10G REELECTION OF DIRECTOR: SAMUEL MERKSAMER Mgmt For For
10H REELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
10I REELECTION OF DIRECTOR: STEVEN L. NEWMAN Mgmt For For
10J REELECTION OF DIRECTOR: TAN EK KIA Mgmt For For
10K ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt For For
11 ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
12A ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: FREDERICO F. CURADO
12B ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MARTIN B. MCNAMARA
12C ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: TAN EK KIA
12D ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: VINCENT J. INTRIERI
13 ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT Mgmt For For
AS THE INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
14 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND
REELECTION OF ERNST & YOUNG LTD, ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
16 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LONG-TERM
INCENTIVE PLAN OF TRANSOCEAN LTD.
--------------------------------------------------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC. Agenda Number: 933873057
--------------------------------------------------------------------------------------------------------------------------
Security: 90130A200
Meeting Type: Annual
Meeting Date: 18-Oct-2013
Ticker: FOX
ISIN: US90130A2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K. RUPERT MURDOCH Mgmt For For
1B. ELECTION OF DIRECTOR: DELPHINE ARNAULT Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. BREYER Mgmt For For
1D. ELECTION OF DIRECTOR: CHASE CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID F. DEVOE Mgmt For For
1F. ELECTION OF DIRECTOR: VIET DINH Mgmt For For
1G. ELECTION OF DIRECTOR: SIR RODERICK I. Mgmt For For
EDDINGTON
1H. ELECTION OF DIRECTOR: JAMES R. MURDOCH Mgmt For For
1I. ELECTION OF DIRECTOR: LACHLAN K. MURDOCH Mgmt For For
1J. ELECTION OF DIRECTOR: JACQUES NASSER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For
1L. ELECTION OF DIRECTOR: ALVARO URIBE Mgmt For For
2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF THE TWENTY-FIRST CENTURY FOX, Mgmt For For
INC. 2013 LONG-TERM INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL - ADOPT A POLICY THAT Shr Abstain Against
THE CHAIRMAN OF THE BOARD OF DIRECTORS BE
AN INDEPENDENT DIRECTOR.
6. STOCKHOLDER PROPOSAL - ELIMINATE THE Shr Abstain Against
COMPANY'S DUAL CLASS CAPITAL STRUCTURE.
7. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt Take No Action
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER. IF
YOU DO NOT PROVIDE A RESPONSE TO THIS ITEM
7, YOU WILL BE DEEMED TO BE A NON-U.S.
STOCKHOLDER AND THE SHARES WILL BE SUBJECT
TO THE SUSPENSION OF VOTING RIGHTS UNLESS
YOU ARE A STOCKHOLDER OF RECORD AS OF THE
RECORD DATE AND YOU PREVIOUSLY SUBMITTED A
U.S. CITIZENSHIP CERTIFICATION TO THE
COMPANY'S TRANSFER AGENT OR AUSTRALIAN
SHARE REGISTRAR.
--------------------------------------------------------------------------------------------------------------------------
TWENTY-FIRST CENTURY FOX, INC. Agenda Number: 933920894
--------------------------------------------------------------------------------------------------------------------------
Security: 90130A200
Meeting Type: Special
Meeting Date: 21-Mar-2014
Ticker: FOX
ISIN: US90130A2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE COMPANY MAKING A Mgmt For For
REQUEST FOR REMOVAL OF ITS FULL FOREIGN
LISTING FROM THE AUSTRALIAN SECURITIES
EXCHANGE.
2. CITIZENSHIP CERTIFICATION - PLEASE MARK Mgmt For
"YES" IF THE STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A U.S. STOCKHOLDER, OR MARK
"NO" IF SUCH STOCK IS OWNED OF RECORD OR
BENEFICIALLY BY A NON-U.S. STOCKHOLDER.
(PLEASE REFER TO APPENDIX A OF THE PROXY
STATEMENT FOR ADDITIONAL GUIDANCE.) IF YOU
DO NOT PROVIDE A RESPONSE TO THIS ITEM 2,
YOU WILL BE DEEMED TO BE A NON-U.S.
STOCKHOLDER AND THE SHARES WILL BE SUBJECT
TO THE SUSPENSION OF VOTING RIGHTS UNLESS
YOU ARE A STOCKHOLDER OF RECORD AS OF THE
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933938524
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Abstain Against
"ACCELERATED VESTING OF PERFORMANCE
SHARES."
5. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Abstain Against
"CLIMATE CHANGE MANAGEMENT PLAN."
6. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Abstain Against
"CORPORATE LOBBYING."
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Abstain Against
6. LOBBYING ACTIVITIES Shr Abstain Against
7. SEVERANCE APPROVAL POLICY Shr Abstain Against
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr Abstain Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Abstain Against
10. PROXY VOTING AUTHORITY Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 933909701
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W209
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VOD
ISIN: US92857W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 FOR THE COURT MEETING SCHEME. Mgmt For For
G1 TO APPROVE THE VERIZON WIRELESS TRANSACTION Mgmt For For
AND THE VODAFONE ITALY TRANSACTION.
G2 TO APPROVE THE NEW ARTICLES OF ASSOCIATION, Mgmt For For
THE CAPITAL REDUCTIONS, THE RETURN OF VALUE
AND THE SHARE CONSOLIDATION AND CERTAIN
RELATED MATTERS PURSUANT TO THE SCHEME.
G3 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES.
G4 TO AUTHORISE THE DIRECTORS TO TAKE ALL Mgmt For For
NECESSARY AND APPROPRIATE ACTIONS IN
RELATION TO RESOLUTIONS 1-3.
--------------------------------------------------------------------------------------------------------------------------
WARNER CHILCOTT PUBLIC LIMITED COMPANY Agenda Number: 933863777
--------------------------------------------------------------------------------------------------------------------------
Security: G94368100
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: WCRX
ISIN: IE00B446CM77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
E1 APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For
E2 CANCELLATION OF WARNER CHILCOTT SHARES Mgmt For For
PURSUANT TO THE SCHEME OF ARRANGEMENT.
E3 DIRECTORS' AUTHORITY TO ALLOT SECURITIES Mgmt For For
AND APPLICATION OF RESERVES.
E4 AMENDMENT TO ARTICLES OF ASSOCIATION. Mgmt For For
E5 CREATION OF DISTRIBUTABLE RESERVES OF NEW Mgmt For For
ACTAVIS.
E6 APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF SPECIFIED COMPENSATORY ARRANGEMENTS
BETWEEN WARNER CHILCOTT AND ITS NAMED
EXECUTIVE OFFICERS.
E7 ADJOURNMENT OF THE EXTRAORDINARY GENERAL Mgmt For For
MEETING.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933931203
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY Agenda Number: 933871510
--------------------------------------------------------------------------------------------------------------------------
Security: 966244204
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: WWAVB
ISIN: US9662442048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE CONVERSION, ON A Mgmt For For
ONE-FOR-ONE BASIS, OF ALL ISSUED AND
OUTSTANDING SHARES OF WHITEWAVE CLASS B
COMMON STOCK INTO SHARES OF WHITEWAVE CLASS
A COMMON STOCK.
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
WING HANG BANK LTD Agenda Number: 705070465
--------------------------------------------------------------------------------------------------------------------------
Security: Y9588K109
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: HK0302001547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327546.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327572.pdf
1 To adopt the Audited Financial Statements Mgmt For For
and the Report of the Directors and the
Independent Auditor's Report for the year
ended 31 December 2013
2 To declare a final dividend of HKD 1.62 per Mgmt For For
share for the year ended 31 December 2013
3.a To re-elect Dr Cheng Hon Kwan as director Mgmt For For
3.b To re-elect Mr TSE Hau Yin Aloysius as Mgmt For For
director
4 To authorise the Board of Directors to fix Mgmt For For
director fees
5 To re-appoint KPMG as Auditors of the Bank Mgmt For For
and authorise the Board of Directors to fix
their remuneration
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares not exceeding 20% of the aggregate
number of shares of the Bank in issue
7 To grant a general mandate to the Directors Mgmt For For
to buy back shares of the Bank not
exceeding 10% of the aggregate number of
shares of the Bank in issue
8 To extend the general mandate granted to Mgmt For For
the Directors to allot, issue and deal with
additional shares of the Bank pursuant to
Resolution No. 6 above, by the addition of
the aggregate number of shares bought back
under the authority granted pursuant to
Resolution No. 7 above
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 934015365
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID FILO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1G. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER THE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS TO PROVIDE SHAREHOLDERS WITH THE
RIGHT TO CALL SPECIAL MEETINGS.
6. SHAREHOLDER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
7. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
DISCLOSURE, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
8. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Merger Fund
By (Signature) /s/ Bruce Rubin
Name Bruce Rubin
Title President
Date 08/04/2014