UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22057
NAME OF REGISTRANT: Cohen & Steers Global Income
Builder, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue, 10th Floor
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: Tina M. Payne
280 Park Avenue, 10th Floor
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-832-3232
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Cohen & Steers Global Income Builder, Inc.
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ACTAVIS PLC Agenda Number: 934017446
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Security: G0083B108
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED FEBRUARY 17, 2014, AMONG
ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES,
INC. (FOREST), TANGO US HOLDINGS INC.,
TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB
2 LLC (THE ACTAVIS SHARE ISSUANCE
PROPOSAL).
2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE ACTAVIS
EGM), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
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ACTAVIS PLC. Agenda Number: 933949565
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Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
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AETNA INC. Agenda Number: 933980650
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AET
ISIN: US00817Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE AMENDMENTS TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
4. TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE HOLDERS OF AT
LEAST 25% OF THE VOTING POWER OF ALL
OUTSTANDING SHARES THE RIGHT TO CALL A
SPECIAL MEETING OF SHAREHOLDERS
5. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
6. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
7A. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR
7B. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
7C. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
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ALASKA AIR GROUP, INC. Agenda Number: 933951988
--------------------------------------------------------------------------------------------------------------------------
Security: 011659109
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ALK
ISIN: US0116591092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PATRICIA M. BEDIENT Mgmt For For
1B. ELECTION OF DIRECTOR: MARION C. BLAKEY Mgmt For For
1C. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1D. ELECTION OF DIRECTOR: JESSIE J. KNIGHT, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS F. MADSEN Mgmt For For
1F. ELECTION OF DIRECTOR: BYRON I. MALLOTT Mgmt For For
1G. ELECTION OF DIRECTOR: HELVI K. SANDVIK Mgmt For For
1H. ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY D. TILDEN Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. YEAMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. APPROVE AN AMENDMENT TO THE CERTIFICATE TO Mgmt For For
INCREASE COMMON SHARES AUTHORIZED.
5. APPROVE AN AMENDMENT TO THE CERTIFICATE TO Mgmt For For
REDUCE THE PAR VALUE OF THE COMPANY'S
STOCK.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN POLICY.
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ALLIANZ SE, MUENCHEN Agenda Number: 705077623
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Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0008404005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2013, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to section 289 (4), 315 (4) and
section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2013
2. Appropriation of net earnings Mgmt For For
3. Approval of the actions of the members of Mgmt For For
the Management Board
4. Approval of the actions of the members of Mgmt For For
the Supervisory Board
5. By- Election to the Supervisory Board: Jim Mgmt For For
Hagemann Snabe
6. Creation of an Authorized Capital 2014/I, Mgmt For For
cancellation of the Authorized Capital
2010/I and corresponding amendment to the
Statutes
7. Creation of an Authorized Capital 2014/II Mgmt For For
for the issuance of shares to employees,
cancellation of the Authorized Capital
2010/II and corresponding amendment to the
Statutes
8. Approval of a new authorization to issue Mgmt For For
bonds carrying conversion and/or option
rights as well as convertible participation
rights, cancellation of the current
authorization to issue bonds carrying
conversion and/or option rights, unless
fully utilized, amendment of the existing
Conditional Capital 2010 and corresponding
amendment of the Statutes
9. Authorization to acquire treasury shares Mgmt For For
for trading purposes
10. Authorization to acquire and utilize Mgmt For For
treasury shares for other purposes
11. Authorization to use derivatives in Mgmt For For
connection with the acquisition of treasury
shares pursuant to Section 71 (1) no. 8
AktG
12. Approval to amend existing company Mgmt For For
agreements
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ALPINE GLOBAL PREMIER PPTYS FD Agenda Number: 933967602
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Security: 02083A103
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: AWP
ISIN: US02083A1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELEANOR T.M. HOAGLAND Mgmt Split 97% For 3% Withheld Split
JEFFREY E. WACKSMAN Mgmt Split 97% For 3% Withheld Split
2. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Split 69% For 29% Against 2% AbstainSplit
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENTS THEREOF.
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ALTAGAS LTD. Agenda Number: 933937712
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Security: 021361100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ATGFF
ISIN: CA0213611001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CATHERINE M. BEST Mgmt For For
DAVID W. CORNHILL Mgmt For For
ALLAN L. EDGEWORTH Mgmt For For
HUGH A. FERGUSSON Mgmt For For
DARYL H. GILBERT Mgmt For For
ROBERT B. HODGINS Mgmt For For
MYRON F. KANIK Mgmt For For
DAVID F. MACKIE Mgmt For For
M. NEIL MCCRANK Mgmt For For
02 TO APPOINT ERNST & YOUNG LLP AS AUDITORS OF Mgmt For For
THE COMPANY AND AUTHORIZE THE DIRECTORS OF
THE COMPANY TO FIX ERNST & YOUNG LLP'S
REMUNERATION IN THAT CAPACITY.
03 TO VOTE, IN AN ADVISORY, NON-BINDING Mgmt For For
CAPACITY, ON A RESOLUTION TO ACCEPT THE
COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
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AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 705103454
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Security: P0280A101
Meeting Type: SGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: MXP001691213
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ELECTION AND OR RATIFICATION, IF DEEMED Mgmt Against Against
APPROPRIATE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY WHOM THE SERIES L
SHAREHOLDERS HAVE THE RIGHT TO DESIGNATE.
RESOLUTIONS IN THIS REGARD
II DESIGNATION OF DELEGATES WHO WILL CARRY OUT Mgmt Against Against
THE RESOLUTIONS THAT ARE PASSED BY THIS
GENERAL MEETING AND, IF DEEMED APPROPRIATE,
FORMALIZE THEM AS IS CORRECT RESOLUTIONS IN
THIS REGARD
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AMERICAN EXPRESS COMPANY Agenda Number: 933945872
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AXP
ISIN: US0258161092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE LAUVERGEON Mgmt For For
1F. ELECTION OF DIRECTOR: THEODORE LEONSIS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD LEVIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD MCGINN Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL PALMISANO Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN REINEMUND Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT WALTER Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
PRIVACY, DATA SECURITY AND GOVERNMENT
REQUESTS.
6. SHAREHOLDER PROPOSAL RELATING TO ACTION BY Shr Against For
WRITTEN CONSENT.
7. SHAREHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
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AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
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AMERIPRISE FINANCIAL, INC. Agenda Number: 933942650
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AMP
ISIN: US03076C1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1C. ELECTION OF DIRECTOR: AMY DIGESO Mgmt For For
1D. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt For For
1E. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1H. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. A NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO ADOPT AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING RIGHTS AND
EFFECT CERTAIN OTHER NON-MATERIAL
AMENDMENTS.
4. TO ADOPT AND APPROVE THE AMERIPRISE Mgmt For For
FINANCIAL 2005 INCENTIVE COMPENSATION PLAN,
AS AMENDED AND RESTATED.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
6. A SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED.
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AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt For For
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt For For
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt Against Against
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt Against Against
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt Against Against
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt Against Against
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt Against Against
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt Against Against
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt For For
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt For For
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
APA GROUP Agenda Number: 704740554
--------------------------------------------------------------------------------------------------------------------------
Security: Q0437B100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000APA1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Nomination of Steven Crane for re-election Mgmt For For
as a director
2 Nomination of John Fletcher for re-election Mgmt For For
as a director
3 Proposed amendments to the Constitution of Mgmt For For
Australian Pipeline Trust
4 Proposed amendments to the Constitution of Mgmt For For
APT Investment Trust
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 705323981
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A., ROMA Agenda Number: 705034762
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: OGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 16 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Financial statements for the year ended 31 Mgmt For For
December 2013. Reports of the Board of
Directors, the Board of Statutory Auditors
and the Independent Auditors. Appropriation
of profit for the year. Presentation of
consolidated financial statements for the
year ended 31 December 2013.Related and
resulting resolutions
2 Authority, pursuant and for the purposes of Mgmt For For
articles 2357 et seq. of the Italian Civil
Code, article 132 of Legislative Decree 58
of 24 February 1998 and article 144-bis of
the CONSOB Regulation adopted with
Resolution 11971/1999, as amended, to
purchase and sell treasury shares, subject
to prior revocation of all or part of the
unused portion of the authority granted by
the General Meeting of 30 April 2013.
Related and resulting resolutions
3 Resolution on the first section of the Mgmt For For
Remuneration Report pursuant to art.
123-ter of Legislative Decree 58 of 24
February 1998
4 Changes to the 2011 Share Option Plan and Mgmt Against Against
the MBO Share Grant Plan approved on 20
April 2011, as amended on 30 April
2013.Related and resulting resolutions
5 Approval of a long-term share-based Mgmt Against Against
incentive plan for employees and executive
directors of the Company and its direct and
indirect subsidiaries. Related and
resulting resolutions
CMMT 18 MAR 2014: PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON
THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_196814.PDF
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF URL COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION Agenda Number: 933911009
--------------------------------------------------------------------------------------------------------------------------
Security: 049560105
Meeting Type: Annual
Meeting Date: 05-Feb-2014
Ticker: ATO
ISIN: US0495601058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT W. BEST Mgmt For For
1B. ELECTION OF DIRECTOR: KIM R. COCKLIN Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD W. DOUGLAS Mgmt For For
1D. ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD K. GORDON Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT C. GRABLE Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS C. MEREDITH Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY K. QUINN Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD A. SAMPSON Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN R. SPRINGER Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD WARE II Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3. PROPOSAL FOR AN ADVISORY VOTE BY Mgmt For For
SHAREHOLDERS TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR
FISCAL 2013 ("SAY ON PAY")
--------------------------------------------------------------------------------------------------------------------------
AUCKLAND INTERNATIONAL AIRPORT LTD Agenda Number: 704941384
--------------------------------------------------------------------------------------------------------------------------
Security: Q06213104
Meeting Type: SGM
Meeting Date: 12-Feb-2014
Ticker:
ISIN: NZAIAE0001S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the arrangement relating to the Mgmt For For
return of capital to shareholders
CMMT 28 JAN 2014: PLEASE NOTE THAT THE POSTAL Non-Voting
VOTE OPTION IS NOT AVAILABLE FOR THIS
MEETING
CMMT 28 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704846231
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5.A, 5.B AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Approval of Euro Preference Shares Buy-Back Mgmt For For
Scheme
5.a Approval of CPS1 First Buy-Back Scheme Mgmt For For
5.b Approval of CPS1 Second Buy-Back Scheme Mgmt For For
6 Approval of Securities Issued (ANZ Capital Mgmt For For
Notes)
7.a To elect Mr G. R. Liebelt as a Mgmt For For
Board-Endorsed Candidate
7.b To re-elect Mr I. J. Macfarlane as a Mgmt For For
Board-Endorsed Candidate
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr D.C.
Barrow
--------------------------------------------------------------------------------------------------------------------------
AVAGO TECHNOLOGIES U.S. INC. Agenda Number: 933926264
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486S104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: AVGO
ISIN: SG9999006241
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JOHN T. DICKSON Mgmt For For
1C. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1D. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1E. ELECTION OF DIRECTOR: MR. BRUNO GUILMART Mgmt For For
1F. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1G. ELECTION OF DIRECTOR: MS. JUSTINE F. LIEN Mgmt For For
1H. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1I. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AVAGO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING NOVEMBER 2, 2014,
AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX
ITS REMUNERATION.
3. TO APPROVE THE CASH COMPENSATION FOR Mgmt For For
AVAGO'S NON-EMPLOYEE DIRECTORS FOR SERVICES
RENDERED BY THEM THROUGH THE DATE OF
AVAGO'S 2015 ANNUAL GENERAL MEETING OF
SHAREHOLDERS AND FOR EACH APPROXIMATELY
12-MONTH PERIOD THEREAFTER, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
4. NON-BINDING, ADVISORY VOTE: TO APPROVE THE Mgmt For For
COMPENSATION OF AVAGO'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402
OF REGULATION S-K, SET FORTH IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND THE
ACCOMPANYING NARRATIVE DISCLOSURE UNDER
"EXECUTIVE COMPENSATION" IN AVAGO'S PROXY
STATEMENT RELATING TO ITS 2014 ANNUAL
GENERAL MEETING.
5. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF AVAGO TO ALLOT AND ISSUE
ORDINARY SHARES, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
6. TO APPROVE THE SHARE PURCHASE MANDATE Mgmt For For
AUTHORIZING THE PURCHASE OR ACQUISITION BY
AVAGO OF ITS OWN ISSUED ORDINARY SHARES, AS
SET FORTH IN AVAGO'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2014 ANNUAL
GENERAL MEETING.
7. TO APPROVE THE ADOPTION OF THE AVAGO Mgmt Against Against
TECHNOLOGIES LIMITED EXECUTIVE CASH AND
EQUITY INCENTIVE AWARD PLAN AND ITS
ADMINISTRATION AND IMPLEMENTATION BY THE
COMPENSATION COMMITTEE, AS SET FORTH IN
AVAGO'S NOTICE OF, AND PROXY STATEMENT
RELATING TO, ITS 2014 ANNUAL GENERAL
MEETING.
8. TO APPROVE THE SEVERANCE BENEFIT AGREEMENT Mgmt For For
BETWEEN AVAGO AND HOCK E. TAN, PRESIDENT
AND CHIEF EXECUTIVE OFFICER AND A DIRECTOR,
AND THE BENEFITS THAT MAY BE PROVIDED TO
MR. TAN THEREUNDER, AS SET FORTH IN AVAGO'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2014 ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 704996567
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: OGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A Examination and, if appropriate, approval Mgmt For For
of the annual accounts (balance sheet,
profit and loss statement, statement of
recognised income and expense, statement of
changes in total equity, cash flow
statement, and notes) of Banco Santander,
S.A. and its consolidated Group, all with
respect to the Financial Year ended 31
December 2013
1.B Examination and, if appropriate, approval Mgmt For For
of the corporate management for Financial
Year 2013
2 Application of results obtained during Mgmt For For
Financial Year 2013
3.A Ratification of appointment and re-election Mgmt For For
of Mr Jose Javier Marin Romano as a
director
3.B Ratification of appointment of Mr Juan Mgmt For For
Miguel Villar Mir as a director
3.C Ratification of appointment and re-election Mgmt For For
of Ms Sheila Bair as a director
3.D Re-election of Ms Ana Patricia Botin-Sanz Mgmt Against Against
de Sautuola y O'Shea as a director
3.E Re-election of Mr Rodrigo Echenique Mgmt Against Against
Gordillo as a director
3.F Re-election of Ms Esther Gimenez-Salinas i Mgmt For For
Colomer as a director
3.G Re-election of Mr Vittorio Corbo Lioi as a Mgmt Against Against
director
4 To re-elect the firm Deloitte, S.L., with a Mgmt For For
registered office in Madrid, at Plaza Pablo
Ruiz Picasso, 1, Torre Picasso, and Tax ID
Code B-79104469, as Auditor of Accounts for
verification of the annual accounts and
management report of the Bank and of the
consolidated Group for Financial Year 2014
5 Authorisation for the Bank and its Mgmt For For
subsidiary companies to acquire treasury
shares under the provisions of articles 146
and 509 of the Spanish Capital Corporations
Law (Ley de Sociedades de Capital),
depriving the authorisation granted by the
ordinary general shareholders' meeting of
11 June 2010 of effect in the portion
unused
6.A Adaptation of Bylaws to Order ECC/461/2013 Mgmt For For
and to Royal Decree-Law 14/2013: amendment
of articles 42 (qualitative composition of
the board), 58 (compensation of directors)
and 59 (transparency of the director
compensation system)
6.B Other amendments as regards corporate Mgmt For For
governance fundamentally arising out of the
requirements of Capital Requirements
Directive IV (Directive 2013/36/EU):
amendments of articles 48 (the executive
chairman), 49 (other managing directors),
50 (committees of the board of directors),
53 (audit and compliance committee), 54
(appointments and remuneration committee),
and 62 (submission of the annual accounts),
in addition to inclusion of two new
articles 49bis (coordinating director) and
54bis (risk supervision, regulation and
compliance committee)
7 Rules and Regulations for the General Mgmt For For
Shareholders' Meeting. Amendment of article
18 (information)
8 Delegation to the board of directors of the Mgmt For For
power to carry out the resolution to be
adopted by the shareholders at the meeting
to increase the share capital pursuant to
the provisions of section 297.1.a) of the
Spanish Capital Corporations Law
9 Authorisation to the board of directors Mgmt For For
such that, pursuant to the provisions of
section 297.1.b) of the Spanish Capital
Corporations Law, it may increase the share
capital on one or more occasions and at any
time, within a period of three years, by
means of cash contributions and by a
maximum nominal amount of 2,890,266,786.50
euros, all upon such terms and conditions
as it deems appropriate, depriving of
effect, to the extent of the unused amount,
the authorisation granted under resolution
Ten II) adopted at the ordinary general
shareholders' meeting of 22 March 2013.
Delegation of the power to exclude
pre-emptive rights, as provided by section
506 of the Spanish Capital Corporations Law
10.A Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution, by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights (derechos de asignacion
gratuita) at a guaranteed price and power
to use voluntary reserves from retained
earnings for such purpose. Express
provision for the possibility of less than
full allotment. Delegation of powers to the
board of directors, which may in turn
delegate such powers to the executive
committee, to establish the terms and
conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation thereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.B Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.C Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.D Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
11.A Delegation to the board of directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including warrants) that
are convertible into and/or exchangeable
for shares of the Company. Establishment of
the standards for determining the basis and
methods for the conversion and/or exchange
and grant to the board of directors of the
power to increase share capital by the
required amount, as well as to exclude the
pre-emptive rights of shareholders. To
deprive of effect, to the extent not used,
the delegation of powers approved by
resolution Twelve A II) of the shareholders
acting at the ordinary general
shareholders' meeting of 22 March 2013
11.B Delegation to the board of directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including certificates,
promissory notes and warrants) that are not
convertible into shares
12 Remuneration system: approval of maximum Mgmt For For
ratio between fixed and variable components
of total remuneration of executive
directors and other employees belonging to
categories which professional activities
impact significantly on the risk profile
13.A Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Fourth cycle of the Deferred and
Conditional Variable Remuneration Plan
(Plan de Retribucion Variable Diferida y
Condicionada)
13.B Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
First cycle of the Performance Shares plan
13.C Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom by means of options on shares of
the Bank linked to the contribution of
periodic monetary amounts and to certain
continuity requirements
13.D Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Plan for employees of Santander Insurance
Services Limited and other companies of the
Group in Ireland linked to the investment
in shares of the Bank
14 Authorisation to the board of directors to Mgmt For For
interpret, remedy, supplement, carry out
and further develop the resolutions adopted
by the shareholders at the meeting, as well
as to delegate the powers received from the
shareholders at the meeting, and grant of
powers to convert such resolutions into
notarial instruments
15 Annual report on directors' remuneration Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr Against For
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt For For
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt For For
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt For For
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt For For
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086090
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2013, as approved by the
Supervisory Board, together with the
Combined Company and Group Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 (5) and section 315 (2)
no. 5 of the German Commercial Code (HGB)
and the Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Mr. Mgmt For For
Franz Haniel
6.2 Election to the Supervisory Board: Mrs. Mgmt Against Against
Susanne Klatten
6.3 Election to the Supervisory Board: Mr Dr. Mgmt For For
h.c. Robert W. Lane
6.4 Election to the Supervisory Board: Mr Mgmt Against Against
Wolfgang Mayrhuber
6.5 Election to the Supervisory Board: Mr Mgmt Against Against
Stefan Quandt
7. Resolution on a new authorisation to Mgmt For For
acquire and use the Company's own shares as
well as to exclude subscription rights
8. Resolution on the creation of Authorised Mgmt For For
Capital 2014 (non-voting preferred stock)
excluding the statutory subscription rights
of existing shareholders and amendment to
the Articles of Incorporation
9. Resolution on the approval of the Mgmt For For
compensation system for members of the
Board of Management
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt For For
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt For For
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt For For
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt For For
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 933950099
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
A. CHARLES BAILLIE Mgmt For For
DONALD J. CARTY Mgmt For For
AMB. GORDON D. GIFFIN Mgmt For For
EDITH E. HOLIDAY Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
HON. DENIS LOSIER Mgmt For For
HON. EDWARD C. LUMLEY Mgmt For For
KEVIN G. LYNCH Mgmt For For
CLAUDE MONGEAU Mgmt For For
JAMES E. O'CONNOR Mgmt For For
ROBERT PACE Mgmt For For
ROBERT L. PHILLIPS Mgmt For For
LAURA STEIN Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 NON-BINDING ADVISORY RESOLUTION TO ACCEPT Mgmt For For
THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, THE FULL TEXT OF
WHICH RESOLUTION IS SET OUT ON P. 6 OF THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704992482
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt Against Against
3.14 Appoint a Director Mgmt Against Against
3.15 Appoint a Director Mgmt Against Against
3.16 Appoint a Director Mgmt Against Against
3.17 Appoint a Director Mgmt Against Against
3.18 Appoint a Director Mgmt For For
3.19 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For
1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2014.
3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN.
4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE.
5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: CERTAIN
BUSINESS COMBINATIONS.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 705055641
--------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: SG1J27887962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and Audited Financial Statements for the
year ended 31 December 2013 and the
Auditors' Report thereon
2 To declare a first and final 1-tier Mgmt For For
dividend of SGD 0.08 per share for the year
ended 31 December 2013
3 To approve Directors' fees of SGD 2,270,367 Mgmt For For
for the year ended 31 December 2013
comprising: (a) SGD 1,714,366.80 to be paid
in cash (2012: SGD 1,474,641.30); and (b)
SGD 556,000.20 to be paid in the form of
share awards under the CapitaLand
Restricted Share Plan 2010, with any
residual balance to be paid in cash (2012:
SGD 557,417.70)
4 To re-appoint Mr John Powell Morschel, who Mgmt For For
is retiring under Section 153(6) of the
Companies Act, Chapter 50 of Singapore, to
hold office from the date of this AGM until
the next AGM of the Company
5.a To re-elect the following Director, who are Mgmt For For
retiring by rotation pursuant to Article 95
of the Articles of Association of the
Company and who, being eligible, offer
himself for re-election: Mr James Koh Cher
Siang
5.b To re-elect the following Director, who are Mgmt For For
retiring by rotation pursuant to Article 95
of the Articles of Association of the
Company and who, being eligible, offer
himself for re-election: Mr Simon Claude
Israel
6 To re-appoint KPMG LLP as Auditors of the Mgmt For For
Company and to authorise the Directors to
fix their remuneration
7 That pursuant to Article 101 of the Mgmt For For
Articles of Association of the Company, Dr
Philip Nalliah Pillai be and is hereby
appointed as a Director of the Company with
effect from 25 April 2014
8 That pursuant to Section 161 of the Mgmt For For
Companies Act, Chapter 50 of Singapore and
Rule 806 of the Listing Manual of the
Singapore Exchange Securities Trading
Limited ("SGX-ST"), authority be and is
hereby given to the Directors of the
Company to: (a) (i) issue shares in the
capital of the Company ("shares") whether
by way of rights, bonus or otherwise;
and/or (ii) make or grant offers,
agreements or options (collectively,
"Instruments") that might or would require
shares to be issued, including but not
limited to the creation and issue of (as
well as adjustments to) securities,
warrants, debentures or other instruments
convertible into shares, at any time and
upon such terms and conditions and for such
purposes and to such persons as the
Directors may in their absolute discretion
deem fit; and (b) issue shares in pursuance
CONTD
CONT CONTD of any Instrument made or granted by Non-Voting
the Directors while this Resolution was in
force (notwithstanding the authority
conferred by this Resolution may have
ceased to be in force), provided that: (1)
the aggregate number of shares to be issued
pursuant to this Resolution (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall not exceed fifty per
cent. (50%) of the total number of issued
shares (excluding treasury shares) in the
capital of the Company (as calculated in
accordance with sub-paragraph (2) below),
of which the aggregate number of shares to
be issued other than on a pro rata basis to
shareholders of the Company (including
shares to be issued in pursuance of
Instruments made or granted pursuant to
this Resolution) shall not exceed ten per
cent. (10%) of CONTD
CONT CONTD the total number of issued shares Non-Voting
(excluding treasury shares) in the capital
of the Company (as calculated in accordance
with sub-paragraph (2) below); (2) (subject
to such manner of calculation as may be
prescribed by the SGX-ST for the purpose of
determining the aggregate number of shares
that may be issued under sub-paragraph (1)
above, the total number of issued shares
(excluding treasury shares) in the capital
of the Company shall be based on the total
number of issued shares (excluding treasury
shares) in the capital of the Company at
the time this Resolution is passed, after
adjusting for: (i) any new shares arising
from the conversion or exercise of any
convertible securities or share options or
vesting of share awards which are
outstanding or subsisting at the time this
Resolution is passed; and (ii) any CONTD
CONT CONTD subsequent bonus issue, consolidation Non-Voting
or subdivision of shares; (3) in exercising
the authority conferred by this Resolution,
the Company shall comply with the
provisions of the Listing Manual of the
SGX-ST for the time being in force (unless
such compliance has been waived by the
SGX-ST) and the Articles of Association for
the time being of the Company; and (4)
(unless revoked or varied by the Company in
general meeting) the authority conferred by
this Resolution shall continue in force
until (i) the conclusion of the next AGM of
the Company or (ii) the date by which the
next AGM of the Company is required by law
to be held, whichever is the earlier
9 That the Directors of the Company be and Mgmt For For
are hereby authorised to: (a) grant awards
in accordance with the provisions of the
CapitaLand Performance Share Plan 2010 (the
"Performance Share Plan") and/or the
CapitaLand Restricted Share Plan 2010 (the
"Restricted Share Plan"); and (b) allot and
issue from time to time such number of
shares in the capital of the Company as may
be required to be issued pursuant to the
vesting of awards granted under the
Performance Share Plan and/or the
Restricted Share Plan, provided that the
aggregate number of new shares to be
issued, when aggregated with existing
shares (including treasury shares and cash
equivalents) delivered and/or to be
delivered pursuant to the Performance Share
Plan, the Restricted Share Plan and all
shares, options or awards granted under any
other share schemes of CONTD
CONT CONTD the Company then in force, shall not Non-Voting
exceed eight per cent. (8%) of the total
number of issued shares (excluding treasury
shares) in the capital of the Company from
time to time
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND LTD Agenda Number: 705055639
--------------------------------------------------------------------------------------------------------------------------
Security: Y10923103
Meeting Type: EGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: SG1J27887962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Renewal of the Share Purchase Mandate Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933934728
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT J. MCLEAN Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT M. PROCHAZKA Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1G. ELECTION OF DIRECTOR: PHILLIP R. SMITH Mgmt For For
1H. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 705357627
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHARTER HALL RETAIL REIT Agenda Number: 704753741
--------------------------------------------------------------------------------------------------------------------------
Security: Q2308D108
Meeting Type: OGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: AU000000CQR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the re-appointment of Maurice Koop as Mgmt For For
a Director of CHRML be ratified
--------------------------------------------------------------------------------------------------------------------------
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO LTD Agenda Number: 705172120
--------------------------------------------------------------------------------------------------------------------------
Security: Y1489Q103
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: HK0144000764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416329.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0416/LTN20140416343.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH
THE REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT
2 TO DECLARE A FINAL DIVIDEND OF 55 HK CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013 IN SCRIP FORM WITH CASH OPTION
3.A.a TO RE-ELECT MR. ZHENG SHAOPING AS A Mgmt Against Against
DIRECTOR
3.A.b TO RE-ELECT MR. KUT YING HAY AS A DIRECTOR Mgmt For For
3.A.c TO RE-ELECT MR. LEE YIP WAH PETER AS A Mgmt For For
DIRECTOR
3.A.d TO RE-ELECT MR. LI KWOK HEEM JOHN AS A Mgmt For For
DIRECTOR
3.A.e TO RE-ELECT MR. LI KA FAI DAVID AS A Mgmt For For
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS
REMUNERATION
5.A TO GRANT A MANDATE TO THE DIRECTORS TO Mgmt Against Against
GRANT OPTIONS UNDER THE SHARE OPTION SCHEME
AS SET OUT IN ITEM 5A OF THE AGM NOTICE
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT SHARES AS SET OUT IN ITEM 5B OF
THE AGM NOTICE
5.C TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR THE BUY-BACK OF SHARES AS SET OUT IN
ITEM 5C OF THE AGM NOTICE
5.D TO ADD THE NUMBER OF THE SHARES BOUGHT BACK Mgmt For For
UNDER RESOLUTION NO. 5C TO THE MANDATE
GRANTED TO THE DIRECTORS UNDER RESOLUTION
NO. 5B
6 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 705134106
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408341.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408313.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY: MR. XI
GUOHUA
3.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA
YUEJIA
3.III TO RE-ELECT THE FOLLOWING PERSON AS Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY: MR. LIU
AILI
4.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: DR. LO KA SHUI
4.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: MR. PAUL CHOW MAN YIU
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AND Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE AUDITORS OF THE GROUP FOR HONG KONG
FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY, AND TO
AUTHORIZE THE DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE EXISTING
ISSUED SHARE CAPITAL IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN
THE AGM NOTICE
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED SHARE
CAPITAL IN ACCORDANCE WITH ORDINARY
RESOLUTION NUMBER 7 AS SET OUT IN THE AGM
NOTICE
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH SHARES BY THE NUMBER OF
SHARES REPURCHASED IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN
THE AGM NOTICE
9 TO AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY IN THE MANNER
SET OUT IN THE SECTION HEADED "PROPOSED
ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN
THE CIRCULAR OF THE COMPANY DATED 8 APRIL
2014
--------------------------------------------------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD, HONG KONG Agenda Number: 705123165
--------------------------------------------------------------------------------------------------------------------------
Security: Y15004107
Meeting Type: AGM
Meeting Date: 26-May-2014
Ticker:
ISIN: HK0688002218
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408291.PDF AND
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEWS/
SEHK/2014/0408/LTN20140408301.PDF
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2013
2 TO APPROVE THE DECLARATION OF A FINAL Mgmt For For
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2013 OF HKD 29 CENTS PER SHARE
3.A TO RE-ELECT MR. CHEN YI AS DIRECTOR Mgmt Against Against
3.B TO RE-ELECT MR. LUO LIANG AS DIRECTOR Mgmt Against Against
3.C TO RE-ELECT MR. NIP YUN WING AS DIRECTOR Mgmt Against Against
3.D TO RE-ELECT MR. ZHENG XUEXUAN AS DIRECTOR Mgmt Against Against
3.E TO RE-ELECT MR. LAM KWONG SIU AS DIRECTOR Mgmt Against Against
4 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
5 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AND TO AUTHORISE THE BOARD
TO FIX THEIR REMUNERATION
6 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt For For
THE GENERAL AND UNCONDITIONAL MANDATE TO
BUY-BACK SHARES OF THE COMPANY UP TO 10% OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE
7 TO APPROVE THE GRANTING TO THE DIRECTORS Mgmt For For
THE GENERAL AND UNCONDITIONAL MANDATE TO
ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT
EXCEEDING 20% OF THE NUMBER OF SHARES OF
THE COMPANY IN ISSUE
8 TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
GRANTED TO THE DIRECTORS BY RESOLUTION 7
ABOVE BY ADDING THE NUMBER OF SHARES BOUGHT
BACK PURSUANT TO THE AUTHORITY GRANTED TO
THE DIRECTORS BY RESOLUTION 6 ABOVE
9 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY IN SUBSTITUTION FOR AND TO THE
EXCLUSION OF THE EXISTING MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND
TO ABANDON THE OBJECT CLAUSE CONTAINED IN
THE EXISTING MEMORANDUM OF ASSOCIATION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933933372
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933971461
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1B. ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt For For
1C. ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For
2. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933969923
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
4. PROPOSAL TO APPROVE PERFORMANCE INCENTIVE Mgmt For For
STOCK PLAN.
5. PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704838513
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107226.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107190.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Non-exempt Continuing Mgmt For For
Connected Transactions
2 To approve the Proposed Caps for each Mgmt For For
category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 705141606
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409023.pdf
A.1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2013
A.2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
A.3 TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.4 TO RE-ELECT MR. WANG YILIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.5 TO RE-ELECT MR. LV BO AS A NON-EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
A.6 TO RE-ELECT MR. ZHANG JIANWEI AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.7 TO RE-ELECT MR. WANG JIAXIANG AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.8 TO RE-ELECT MR. LAWRENCE J. LAU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.9 TO RE-ELECT MR. KEVIN G. LYNCH AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.10 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS
A.11 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
B.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING OF THIS RESOLUTION
B.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY WHICH WOULD OR MIGHT REQUIRE THE
EXERCISE OF SUCH POWER, WHICH SHALL NOT
EXCEEDING 20% OF THE AGGREGATE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING OF THIS RESOLUTION
B.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
REPURCHASED, WHICH SHALL NOT EXCEED 10% OF
THE AGGREGATE NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933931417
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933958526
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BRETT HARVEY Mgmt For For
NICHOLAS J. DEIULIIS Mgmt For For
PHILIP W. BAXTER Mgmt For For
JAMES E. ALTMEYER, SR. Mgmt For For
ALVIN R. CARPENTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
MAUREEN E. LALLY-GREEN Mgmt For For
JOHN T. MILLS Mgmt For For
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt For For
2 RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
3 APPROVAL OF COMPENSATION PAID IN 2013 TO Mgmt For For
CONSOL ENERGY INC.'S NAMED EXECUTIVES.
4 A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
5 A SHAREHOLDER PROPOSAL REGARDING A CLIMATE Shr Against For
CHANGE REPORT.
6 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
CORIO NV, UTRECHT Agenda Number: 705005519
--------------------------------------------------------------------------------------------------------------------------
Security: N2273C104
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: NL0000288967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 Adoption of the financial statements for Mgmt For For
the 2013 financial year
5.a Establishing the dividend for the 2013 Mgmt For For
financial year: EUR 2.13 per share
5.b Offering an optional dividend Mgmt For For
6 Discharge of the Members of the Management Mgmt For For
Board for the 2013 financial year
7 Discharge of the Members of the Supervisory Mgmt For For
Board for the 2013 financial year
8 Reappointment for 4 years of Mr. Ben van Mgmt For For
der Klift as member of the Management Board
9 Re-appointment of the external auditor : Mgmt For For
PricewaterhouseCoopers
10 Authorization of the Management Board to Mgmt For For
(i) issue shares or grant rights to acquire
shares and (ii) restrict or exclude
pre-emptive rights
11 Authorization to acquire shares Mgmt For For
12 Cancellation of shares Mgmt For For
CMMT 13 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
FOR RESOLUTION NO. 5.A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 933951053
--------------------------------------------------------------------------------------------------------------------------
Security: 22002T108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: OFC
ISIN: US22002T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF TRUSTEE: THOMAS F. BRADY Mgmt For For
1B. ELECTION OF TRUSTEE: ROBERT L. DENTON Mgmt For For
1C. ELECTION OF TRUSTEE: PHILIP L. HAWKINS Mgmt For For
1D. ELECTION OF TRUSTEE: ELIZABETH A. HIGHT Mgmt For For
1E. ELECTION OF TRUSTEE: DAVID M. JACOBSTEIN Mgmt For For
1F. ELECTION OF TRUSTEE: STEVEN D. KESLER Mgmt For For
1G. ELECTION OF TRUSTEE: C. TAYLOR PICKETT Mgmt For For
1H. ELECTION OF TRUSTEE: RICHARD SZAFRANSKI Mgmt For For
1I. ELECTION OF TRUSTEE: ROGER A. WAESCHE, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933918128
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1G) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1H) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I) ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF THE INDEPENDENT AUDITORS
AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
3) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4) AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S5) DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
6) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES.
S7) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES FOR CASH WITHOUT FIRST OFFERING THEM
TO EXISTING SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 705120359
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2013 ANNUAL REPORT, THE Non-Voting
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS, THE CORRESPONDING AUDITORS'
REPORTS, AND THE 2013 COMPENSATION REPORT
1.2 CONSULTATIVE VOTE ON THE 2013 COMPENSATION Mgmt For For
REPORT
1.3 APPROVAL OF THE 2013 ANNUAL REPORT, THE Mgmt For For
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
AND THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
3.1 RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt For For
EARNINGS
3.2 RESOLUTION ON THE DISTRIBUTION AGAINST Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
TO ADAPT TO CHANGES IN COMPANY LAW
5 INCREASE IN CONDITIONAL CAPITAL FOR Mgmt Against Against
EMPLOYEE SHARES
6.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND Mgmt Against Against
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.1.2 RE-ELECTION OF JASSIM BIN HAMAD J.J. AL Mgmt For For
THANI AS MEMBER OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF NOREEN DOYLE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF JEANDANIEL GERBER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF ANDREAS N. KOOPMANN AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF ANTON VAN ROSSUM AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF RICHARD E. THORNBURGH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.111 RE-ELECTION OF JOHN TINER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.112 ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.113 ELECTION OF SEBASTIAN THRUN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.2.1 ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.2 ELECTION OF ANDREAS N. KOOPMANN AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.2.3 ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.4 ELECTION OF KAI S. NARGOLWALA AS MEMBER OF Mgmt Against Against
THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT AUDITORS: KPMG Mgmt For For
AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: ANDREAS Mgmt For For
G. KELLER LIC. IUR.
7 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION: YES
= VOTE IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS; NO = VOTE AGAINST
THE PROPOSAL OF THE BOARD OF DIRECTORS;
ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
CROMWELL PROPERTY GROUP Agenda Number: 704609633
--------------------------------------------------------------------------------------------------------------------------
Security: Q2995J103
Meeting Type: OGM
Meeting Date: 12-Jul-2013
Ticker:
ISIN: AU000000CMW8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (1), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Ratification of the placement of Stapled Mgmt For For
Securities to new and existing
institutional investors that occurred on 11
June 2013
--------------------------------------------------------------------------------------------------------------------------
CROMWELL PROPERTY GROUP Agenda Number: 704792274
--------------------------------------------------------------------------------------------------------------------------
Security: Q2995J103
Meeting Type: AGM
Meeting Date: 20-Nov-2013
Ticker:
ISIN: AU000000CMW8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5, 8, 9, 10, 11 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2 Re-election of Mr Daryl Wilson as a Mgmt For For
Director of CCL
3 Re-election of Mr Marc Wainer as a Director Mgmt For For
of CCL
4 Re-election of Ms Michelle McKellar as a Mgmt For For
Director of CCL
5 Adoption of the Remuneration Report Mgmt For For
6 Amendment to the Constitution of CCL Mgmt For For
7 Amendment to the constitution of CDPT Mgmt For For
8 Approval of the Cromwell Property Group Mgmt For For
Performance Rights Plan
9 Approval of the Cromwell property Group Mgmt For For
Employee Security Loan Plan
10 Grant of performance rights and stapled Mgmt For For
securities to Chief Executive Officer
11 Grant of performance rights and stapled Mgmt For For
Securities to Finance Director
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 933981513
--------------------------------------------------------------------------------------------------------------------------
Security: 228227104
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: CCI
ISIN: US2282271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DALE N. HATFIELD Mgmt For For
1C. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2014.
3. THE NON-BINDING, ADVISORY VOTE REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr Against For
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CYBERAGENT,INC. Agenda Number: 704853301
--------------------------------------------------------------------------------------------------------------------------
Security: J1046G108
Meeting Type: AGM
Meeting Date: 13-Dec-2013
Ticker:
ISIN: JP3311400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 933910564
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD R. HORTON Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA K. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: BRADLEY S. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL W. HEWATT Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD J. TOMNITZ Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DANONE SA, PARIS Agenda Number: 704995806
--------------------------------------------------------------------------------------------------------------------------
Security: F12033134
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120644
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013 and setting the
dividend at Euros 1.45 per share
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Renewal of term of Mr. Bruno BONNELL as Mgmt For For
board member
O.6 Renewal of term of Mr. Bernard HOURS as Mgmt For For
board member
O.7 Renewal of term of Mrs. Isabelle SEILLIER Mgmt For For
as board member
O.8 Renewal of term of Mr. Jean-Michel SEVERINO Mgmt For For
as board member
O.9 Appointment of Mrs. Gaelle OLIVIER as board Mgmt For For
member
O.10 Appointment of Mr. Lionel ZINSOU-DERLIN as Mgmt For For
board member
O.11 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code
O.12 Approval of the agreements pursuant to the Mgmt For For
provisions of articles L.225-38 et seq. of
the commercial code entered into by the
company with the JP Morgan group
O.13 Approval of the executive officer Mgmt For For
employment agreement between Mr. Bernard
HOURS and Danone trading B.V. and
consequential amendments to the agreements
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS in the
event of termination of his duties as
corporate officer
O.14 Approval of the renewal of the agreements Mgmt For For
and commitments pursuant to articles
L.225-38 and L.225-42-1 of the commercial
code relating to Mr. Bernard HOURS made by
the company and Danone trading B.V
O.15 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Franck RIBOUD, CEO for the
financial year ended on December 31, 2013
O.16 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Emmanuel FABER, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.17 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Bernard HOURS, deputy chief
executive officer, for the financial year
ended on December 31, 2013
O.18 Authorization to be granted to the board of Mgmt For For
directors to purchase, keep or transfer
shares of the company
E.19 Authorization granted to the board of Mgmt For For
directors to allocate existing shares of
the company or shares to be issued with the
cancellation of shareholders' preferential
subscription rights
E.20 Amendment to the bylaws regarding the Mgmt For For
appointment of directors representing
employees within the board of directors
E.21 Powers to carry out all legal formalities Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400473.pdf
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BANK AG, FRANKFURT AM MAIN Agenda Number: 705153005
--------------------------------------------------------------------------------------------------------------------------
Security: D18190898
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: DE0005140008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
07.05.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established Annual Non-Voting
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 289 (4)
German Commercial Code) for the 2013
financial year, the approved Consolidated
Financial Statements and Management Report
(including the explanatory report on
disclosures pursuant to Section 315 (4)
German Commercial Code) for the 2013
financial year as well as the Report of the
Supervisory Board
2. Appropriation of distributable profit Mgmt For For
3. Ratification of the acts of management of Mgmt For For
the members of the Management Board for the
2013 financial year
4. Ratification of the acts of management of Mgmt For For
the members of the Supervisory Board for
the 2013 financial year
5. Election of the auditor for the 2014 Mgmt For For
financial year, interim accounts : KPMG AG
6. Authorization to acquire own shares Mgmt For For
pursuant to Section 71 (1) No. 8 Stock
Corporation Act as well as for their use
with the possible exclusion of pre-emptive
rights
7. Authorization to use derivatives within the Mgmt For For
framework of the purchase of own shares
pursuant to Section 71 (1) No. 8 Stock
Corporation Act
8. Increase in the limit for variable Mgmt For For
compensation components for the Management
Board members
9. Increase in the limit for variable Mgmt For For
compensation components for employees and
for management body members of subsidiaries
10. Amendment to the Articles of Association to Mgmt For For
adjust the provision on Supervisory Board
compensation
11. Creation of new authorized capital for Mgmt For For
capital increases in cash (with the
possibility of excluding shareholders'
pre-emptive rights, also in accordance with
Section 186 (3) sentence 4 Stock
Corporation Act) and amendment to the
Articles of Association
12. Authorization to issue participatory notes Mgmt For For
with warrants and/or convertible
participatory notes and other hybrid debt
securities that fulfill the regulatory
requirements to qualify as Additional Tier
1 Capital (AT1 Capital), bonds with
warrants and convertible bonds (with the
possibility of excluding pre-emptive
rights), creation of conditional capital
and amendment to the Articles of
Association
13. Authorization to issue participatory notes Mgmt For For
and other Hybrid Debt Securities that
fulfill the regulatory requirements to
qualify as Additional Tier 1 Capital (AT1
Capital)
14. Approval to conclude a domination agreement Mgmt For For
between Deutsche Bank Aktiengesellschaft
(as the parent company) and Deutsche
Immobilien Leasing GmbH
15. Approval to newly conclude a domination and Mgmt For For
profit and loss transfer agreement between
Deutsche Bank Aktiengesellschaft (as the
parent company) and Deutsche Bank (Europe)
GmbH
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AG, KOELN Agenda Number: 705044294
--------------------------------------------------------------------------------------------------------------------------
Security: D1908N106
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE0008232125
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14042014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Receive financial statements and statutory Non-Voting
reports for fiscal 2013
2. Approve allocation of income and dividends Mgmt For For
of EUR 0.45 per share
3. Approval of Executive Board's acts for the Mgmt For For
2013 financial year
4. Approval of Supervisory Board s acts for Mgmt For For
the 2013 financial year
5. Approve creation of EUR 29 pool of Mgmt For For
conditional capital to guarantee option
conversion rights
6. Approve spin-off and acquisition agreement Mgmt For For
with Miles & More International GmbH
7. Approve affiliation agreements with Miles & Mgmt For For
More International GmbH
8. Ratify PricewaterhouseCoopers AG as Mgmt For For
auditors for fiscal 2014
9. Elect Monika Ribar to the supervisory board Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 704697070
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' remuneration report 2013 Mgmt For For
3 Declaration of final dividend. That a final Mgmt For For
dividend be declared on the ordinary shares
of 28101/108 pence each ('Ordinary
Share(s)') of 29.30 pence per share for the
year ended 30 June 2013
4 That PB Bruzelius be re-elected as a Mgmt For For
director
5 That LM Danon be re-elected as a director Mgmt For For
6 That Lord Davies be re-elected as a Mgmt For For
director
7 That Ho KwonPing be re-elected as a Mgmt For For
director
8 That BD Holden be re-elected as a director Mgmt For For
9 That Dr FB Humer be re-elected as a Mgmt For For
director
10 That D Mahlan be re-elected as a director Mgmt For For
11 That IM Menezes be re-elected as a director Mgmt For For
12 That PG Scott be re-elected as a director Mgmt For For
13 Appointment of auditor: That KPMG LLP be Mgmt For For
appointed as auditor of the company to hold
office from the conclusion of this AGM
until the conclusion of the next general
meeting at which accounts are laid before
the company
14 Remuneration of auditor Mgmt For For
15 Authority to allot shares Mgmt For For
16 Disapplication of pre-emption rights Mgmt For For
17 Authority to purchase own Ordinary Shares Mgmt For For
18 Authority to make political donations Mgmt For For
and/or to incur political expenditure in
the European Union ('EU'): That, in
accordance with sections 366 and 367 of the
Act, the company and all companies that are
at any time during the period for which
this resolution has effect subsidiaries of
the company be authorised to: a) make
political donations (as defined in section
364 of the Act) to political parties (as
defined in section 363 of the Act) or
independent election candidates (as defined
in section 363 of the Act), not exceeding
GBP 200,000 in total; and b) make political
donations (as defined in section 364 of the
Act) to political organisations other than
political parties (as defined in section
363 of the Act) not exceeding GBP 200,000
in total; and c) incur political
expenditure (as defined in section 365 of
the Act) CONTD
CONT CONTD not exceeding GBP 200,000 in total; Non-Voting
in each case during the period beginning
with the date of passing this resolution
and ending at the end of next year's AGM or
on 18 December 2014, whichever is the
sooner, and provided that the aggregate
amount of political donations and political
expenditure so made and incurred by the
company and its subsidiaries pursuant to
this resolution shall not exceed GBP
200,000
19 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 933941115
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS E. SINGLETON Mgmt For For
1B. ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN EARLEY Mgmt For For
1D. ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D. Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN J. KENNEDY Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. LAPERCH Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT H. ZERBST Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE DIGITAL REALTY TRUST, INC., Mgmt For For
DIGITAL SERVICES, INC. AND DIGITAL REALTY
TRUST, L.P. 2014 INCENTIVE AWARD PLAN.
4. TO ADOPT A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED
IN THE ACCOMPANYING PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 933950140
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
1E. ELECTION OF DIRECTOR: MARK J. COSTA Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1I. ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1J. ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES P. ROGERS Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN PROXY STATEMENT
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
EASYJET PLC, LUTON BEDFORDSHIRE Agenda Number: 704622249
--------------------------------------------------------------------------------------------------------------------------
Security: G3030S109
Meeting Type: EGM
Meeting Date: 11-Jul-2013
Ticker:
ISIN: GB00B7KR2P84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the New Framework Arrangements as Mgmt For For
described in the Circular to Shareholders
dated 18 June 2013, be and are approved for
the purposes of Chapter 10 of the Listing
Rules of the Financial Conduct Authority
and that the Directors (or a duly
authorised committee of the Directors) be
and are hereby authorised to: (a) do all
things as may be necessary or desirable to
complete or give effect to or otherwise in
connection with or incidental to the New
Framework Arrangements; and (b) agree to
such modifications, variations, revisions,
waivers or amendments to the New framework
Arrangements provided such modifications,
variations, revisions, waivers or
amendments are not material in either such
case as they may in their absolute
discretion think fit
--------------------------------------------------------------------------------------------------------------------------
EASYJET PLC, LUTON BEDFORDSHIRE Agenda Number: 704924213
--------------------------------------------------------------------------------------------------------------------------
Security: G3030S109
Meeting Type: AGM
Meeting Date: 13-Feb-2014
Ticker:
ISIN: GB00B7KR2P84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
for the year ended 30 September 2013
2 To approve the Directors' Remuneration Mgmt For For
Policy set out on pages 74 to 81
(inclusive) in the annual report and
accounts
3 To approve the Annual Statement by the Mgmt For For
Chairman of the Remuneration Committee and
the Annual Report on Remuneration for the
year ended 30 September 2013 set out on
pages 73, and 81 to 88 (inclusive) in the
annual report and accounts
4 To declare an ordinary dividend for the Mgmt For For
year ended 30 September 2013 of 33.5 pence
for each ordinary share in the capital of
the Company
5 To declare a special dividend of 44.1 pence Mgmt For For
for each ordinary share in the capital of
the Company
6 To elect John Barton as a Director Mgmt For For
7 To re-elect Charles Gurassa as a Director Mgmt For For
8 To re-elect Carolyn McCall OBE as a Mgmt For For
Director
9 To re-elect Chris Kennedy as a Director Mgmt For For
10 To re-elect Adele Anderson as a Director Mgmt For For
11 To re-elect David Bennett as a Director Mgmt For For
12 To re-elect John Browett as a Director Mgmt For For
13 To re-elect Professor Rigas Doganis as a Mgmt For For
Director
14 To re-elect Keith Hamill OBE as a Director Mgmt For For
15 To re-elect Andy Martin as a Director Mgmt For For
16 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company to hold office
until the conclusion of the 2015 Annual
General Meeting of the Company
17 To authorise the Directors to determine the Mgmt For For
remuneration of the auditors
18 That in accordance with Sections 366 and Mgmt For For
367 of the Companies Act 2006 (the "Act")
the Company and all companies which are
subsidiaries of the Company at the date on
which this Resolution 18 is passed or
during the period when this Resolution 18
has effect be generally and unconditionally
authorised to: (a) Make political donations
to political parties or independent
election candidates not exceeding GBP 5,000
in total; (b) Make political donations to
political organisations other than
political parties not exceeding GBP 5,000
in CONTD
CONT CONTD total; and (c) Incur political Non-Voting
expenditure not exceeding GBP 5,000 in
total,(as such terms are defined in the
Act) during the period beginning with the
date of the passing of this Resolution and
ending at the end of the 2015 Annual
General Meeting of the Company or, if
earlier, on 13 May 2015 provided that the
authorised sum referred to in paragraphs
(a), (b) and (c) above, may be comprised of
one or more amounts in different currencies
which, for the purposes of calculating the
said sum, shall be converted into pounds
CONTD
CONT CONTD sterling at the exchange rate Non-Voting
published in the London edition of the
Financial Times on the date on which the
relevant donation is made or expenditure
incurred (or the first business day
thereafter) or, if earlier, on the day in
which the Company enters into any contract
or undertaking in relation to the same
provided that, in any event, the aggregate
amount of political donations and political
expenditure made or incurred by the Company
and its subsidiaries pursuant to this
Resolution shall not exceed GBP 15,000
19 That, subject only to any limitations as to Mgmt For For
authorised share capital contained in the
Company's Articles of Association, the
Directors be and they are hereby generally
and unconditionally authorised in
accordance with Section 551 of the Act, in
substitution for all existing authorities
to the extent unused, to exercise all the
powers of the Company to allot shares in
the Company and to grant rights to
subscribe for, or to convert any security
into, shares in the Company ("Rights") up
to an aggregate nominal amount of GBP
10,824,204 provided that this authority
shall expire on the conclusion of the 2015
Annual General Meeting of the Company or,
if earlier, on 13 May 2015, save that the
Company may before such expiry make an
offer or agreement which would or might
require shares to be allotted or Rights to
be granted CONTD
CONT CONTD after such expiry and the Directors Non-Voting
may allot shares and grant Rights in
pursuance of such an offer or agreement as
if the authority conferred hereby had not
expired. All unexercised authorities
previously granted to the Directors to
allot shares and grant Rights are hereby
revoked
20 That the Directors be and they are hereby Mgmt For For
empowered pursuant to Section 570 and
Section 573 of the Act to allot equity
securities (within the meaning of Section
560 of the Act) for cash either pursuant to
the authority conferred by Resolution 19
above or by way of a sale of treasury
shares as if Section 561(1) of the Act did
not apply to any such allotment provided
that this authority shall be limited to the
allotment of equity securities: (a) In
connection with a rights issue, open offer
or other offer of securities in favour of
the holders of ordinary shares on the
register of members at such record dates as
the Directors may determine and other
persons entitled to participate therein
where the equity securities respectively
attributable to the interest of the
ordinary shareholders are in proportion (as
nearly as may be CONTD
CONT CONTD practicable) to the respective Non-Voting
numbers of ordinary shares held or deemed
to be held by them on any such record
dates, subject to such exclusions or other
arrangements as the Directors may deem
necessary or expedient to deal with
treasury shares, fractional entitlements or
legal or practical problems under the laws
of, or the requirements of any recognised
regulatory body or any stock exchange in,
any territory or by virtue of shares being
represented by depositary receipts or any
other matter whatsoever; and CONTD
CONT CONTD (b) (otherwise than pursuant to Non-Voting
sub-paragraph (a) of this Resolution 20) to
any person or persons up to the aggregate
nominal amount of GBP 5,412,102, and shall
expire upon the expiry of the general
authority conferred by Resolution 19 above,
save that the Company may before such
expiry make an offer or agreement which
would or might require equity securities to
be allotted after such expiry and the
Directors may allot equity securities in
pursuance of such offer or agreement as if
the power conferred hereby had not expired
21 That the Company be generally and Mgmt For For
unconditionally authorised to make market
purchases (within the meaning of Section
693(4) of the Act) of ordinary shares of 27
2/7 pence each of the Company, on such
terms and in such manner as the Directors
may from time to time determine, provided
that: (a) The maximum number of ordinary
shares hereby authorised to be acquired is
39,669,858 representing approximately 10%
of the issued ordinary share capital of the
Company as at 13 January 2014 (being the
latest practicable date prior to the
publication of this document); CONTD
CONT CONTD (b) the minimum price (excluding Non-Voting
expenses) which may be paid for any such
ordinary share is 27 2/7 pence; (c) the
maximum price (excluding expenses) which
may be paid for any such share is the
higher of: (i) an amount equal to 105% of
the average of the middle market quotations
for an ordinary share in the Company as
derived from the London Stock Exchange
Daily Official List for the five business
days immediately preceding the day on which
such share is contracted to be purchased;
and (ii) the amount stipulated by Article
5(1) CONTD
CONT CONTD ) of the EU Buy-back and Non-Voting
Stabilisation Regulation (being the higher
of the price of the last independent trade
and the highest current independent bid for
an ordinary share in the Company on the
trading venues where the market purchases
by the Company pursuant to the authority
conferred by this Resolution 21 will be
carried out); (d) the authority hereby
conferred shall expire on the date of the
2015 Annual General Meeting of the Company
or 13 May 2015, whichever is earlier,
unless previously renewed, varied or
revoked by the Company CONTD
CONT CONTD in general meeting; and (e) the Non-Voting
Company may make a contract to purchase its
ordinary shares under the authority hereby
conferred prior to the expiry of such
authority, which contract will or may be
executed wholly or partly after the expiry
of such authority, and may purchase its
ordinary shares in pursuance of any such
contract
22 That a general meeting, other than an Mgmt For For
Annual General Meeting, may be called on
not less than 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FUNDS Agenda Number: 933927153
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Y108
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ETV
ISIN: US27828Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VALERIE A. MOSLEY Mgmt Split 97% For 3% Withheld Split
HELEN FRAME PETERS Mgmt Split 97% For 3% Withheld Split
RALPH F. VERNI Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 933853827
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Annual
Meeting Date: 23-Aug-2013
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
ALLEN R. FREEDMAN Mgmt Split 99% For 1% Withheld Split
LYNN A. STOUT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 933999899
--------------------------------------------------------------------------------------------------------------------------
Security: 27828G107
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: EVT
ISIN: US27828G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 92% For 8% Withheld Split
WILLIAM H. PARK Mgmt Split 92% For 8% Withheld Split
HARRIETT TEE TAGGART Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED FUND Agenda Number: 933912479
--------------------------------------------------------------------------------------------------------------------------
Security: 27828U106
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: ETO
ISIN: US27828U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt Split 98% For 2% Withheld Split
ALLEN R. FREEDMAN Mgmt Split 98% For 2% Withheld Split
VALERIE A. MOSLEY Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANAGED GLOBAL Agenda Number: 933927165
--------------------------------------------------------------------------------------------------------------------------
Security: 27829C105
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ETW
ISIN: US27829C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VALERIE A. MOSLEY Mgmt Split 98% For 2% Withheld Split
HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split
RALPH F. VERNI Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 933854348
--------------------------------------------------------------------------------------------------------------------------
Security: 27829F108
Meeting Type: Annual
Meeting Date: 23-Aug-2013
Ticker: EXG
ISIN: US27829F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT E. ESTON Mgmt For For
BENJAMIN C. ESTY Mgmt For For
THOMAS E. FAUST JR. Mgmt For For
ALLEN R. FREEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933946088
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1F. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1L. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1M. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2014.
3. RE-APPROVE THE ECOLAB INC. MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN, AS AMENDED.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
EI TOWERS, LISSONE Agenda Number: 705114508
--------------------------------------------------------------------------------------------------------------------------
Security: T3606C104
Meeting Type: OGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: IT0003043418
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 294668 DUE TO RECEIPT OF SLATES
OF AUDITORS NAMES UNDER RESOLUTION 3. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_196815.PDF
1 APPROVAL OF THE FINANCIAL STATEMENTS AS OF Mgmt For For
DECEMBER 31, 2013; REPORT OF THE BOARD OF
DIRECTORS ON OPERATIONS, REPORT OF THE
INDEPENDENT AUDITORS AND REPORT OF THE
BOARD OF STATUTORY AUDITORS; PRESENTATION
OF THE CONSOLIDATED FINANCIAL STATEMENTS AS
OF DECEMBER 31, 2013
2 COMPENSATION REPORT IN ACCORDANCE WITH Mgmt For For
ARTICLE 123-TER OF THE LEGISLATIVE DECREE
NO. 58/1998
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES. THANK YOU.
3.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: APPOINTMENT OF THE
BOARD OF STATUTORY AUDITORS AND OF ITS
CHAIRMAN. LIST PRESENTED BY ELETTRONICA
INDUSTRIALE S.P.A. REPRESENTING 65.001PCT
OF COMPANY STOCK CAPITAL: EFFECTIVE
AUDITORS: FRANCESCO VITTADINI, ANNA
GIRELLO, MARCO ARMAROLLI; ALTERNATE
AUDITORS: FRANCESCO ANTONIO GIAMPAOLO,
FLAVIA DAUNIA MINUTILLO, GIANCARLO POVOLERI
3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: APPOINTMENT OF THE
BOARD OF STATUTORY AUDITORS AND OF ITS
CHAIRMAN. LIST PRESENTED BY AMBER CAPITAL
UK LLP REPRESENTING 1.20PCT AND AMBER
CAPITAL ITALIA SGR S.P.A. REPRESENTING
0.812PCT OF COMPANY STOCK CAPITAL:
EFFECTIVE AUDITORS: ANTONIO ARISTIDE
MASTRANGELO, GIULIANA SANTAMARIA AMATO,
MARCO SALVATORE; ALTERNATE AUDITORS:
FEDERICA PERLI, ATTILIO SPINELLI, PAOLO
CAMPISI
4 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD OF STATUTORY AUDITORS
5 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE PURCHASE AND SALE OF TREASURY SHARES
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 933947016
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual and Special
Meeting Date: 07-May-2014
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. ARLEDGE Mgmt For For
JAMES J. BLANCHARD Mgmt For For
J. LORNE BRAITHWAITE Mgmt For For
J. HERB ENGLAND Mgmt For For
CHARLES W. FISCHER Mgmt For For
V.M. KEMPSTON DARKES Mgmt For For
DAVID A. LESLIE Mgmt For For
AL MONACO Mgmt For For
GEORGE K. PETTY Mgmt For For
CHARLES E. SHULTZ Mgmt For For
DAN C. TUTCHER Mgmt For For
CATHERINE L. WILLIAMS Mgmt For For
02 APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS.
03 INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER OUR STOCK OPTION PLANS.
04 AMEND, CONTINUE AND APPROVE OUR SHAREHOLDER Mgmt For For
RIGHTS PLAN.
05 VOTE ON OUR APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION. WHILE THIS VOTE IS
NON-BINDING, IT GIVES SHAREHOLDERS AN
OPPORTUNITY TO PROVIDE IMPORTANT INPUT TO
OUR BOARD.
--------------------------------------------------------------------------------------------------------------------------
ENI SPA, ROMA Agenda Number: 705186573
--------------------------------------------------------------------------------------------------------------------------
Security: T3643A145
Meeting Type: MIX
Meeting Date: 08-May-2014
Ticker:
ISIN: IT0003132476
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303662 DUE TO RECEIPT OF SLATES
FOR DIRECTOR AND AUDITOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_199411.PDF
CMMT PLEASE NOTE THAT THE BOARD OF DIRECTORS Non-Voting
DOES NOT MAKE ANY RECOMMENDATIONS OF
RESOLUTION 4. THANK YOU
O.1 FINANCIAL STATEMENTS AT 31/12/2013. ANY Mgmt For For
ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL
STATEMENTS AT 31/12/2013. BOARD OF
DIRECTORS, BOARD OF AUDITORS AND
INDEPENDENT AUDITORS REPORT
O.2 TO ALLOCATE THE NET PROFIT FOR THE PERIOD Mgmt For For
OF 4,409,777,928.34 EURO, OF WHICH
2,417,239,554.69 EURO REMAINS FOLLOWING THE
DISTRIBUTION OF THE 2013 INTERIM DIVIDEND
OF 0.55 EURO PER SHARE, RESOLVED BY THE
BOARD OF DIRECTORS ON SEPTEMBER 19, 2013,
AS SPECIFIED
O.3 AUTHORIZATION TO BUY AND SELL OWN SHARES. Mgmt For For
ANY ADJOURNMENT THEREOF
E.4 AMENDMENT OF ART. 17 OF THE STATUTE AND Mgmt Against Against
INSERTION OF NEW ART. 17-BIS
E.5 AMENDMENT OF ART. 16 OF THE STATUTE Mgmt For For
O.6 DETERMINATION OF DIRECTORS NUMBER Mgmt For For
O.7 DETERMINATION OF DIRECTORS DURATION Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS DIRECTORS, THERE IS
ONLY ONE SLATE AVAILABLE TO BE FILLED AT
THE MEETING. THE STANDING INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
OF THE 2 SLATES. THANK YOU.
O.8.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: TO APPOINT
DIRECTORS: 1. EMMA MARCEGAGLIA (PRESIDENT),
2. CLAUDIO DESCALZI, 3.ANDREA GEMMA,
4.LUIGI ZINGALES, 5.DIVA MORIANI, 6.
FABRIZIO PAGANI
O.8.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: 1. LORENZI
ALESSANDRO, 2. LITVACK KARINA, 3.GUINDANI
PIETRO
O.9 APPOINTMENT OF THE BOARD OF DIRECTORS Mgmt For For
CHAIRMAN
O.10 DETERMINATION OF THE BOARD OF DIRECTORS AND Mgmt Against Against
CHAIRMAN EMOLUMENTS
O.11 RESOLUTIONS IN CONFORMITY WITH LAW 9 AUGUST Mgmt For For
2013 N.98
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN. THANK YOU.
O12.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr Against For
PROPOSAL: LISTS FILED BY THE ITALIAN
MINISTRY OF ECONOMY AND FINANCE: COLLEGIO
SINDACALE: EFFECTIVE AUDITORS: 1. MARCO
SERACINI, 2. ALBERTO FALINI, 3. PAOLA
CAMAGNI. ALTERNATE AUDITORS: 1.STEFANIA
BETTONI 2. MASSIMILIANO GALLI
O12.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: LISTS FILED BY THE ITALIAN AND
FOREIGN INSTITUTIONAL INVESTORS: EFFECTIVE
AUDITORS:1. CARATOZZOLO MATTEO, 2. LACCHINI
MARCO. ALTERNATE AUDITORS: 1.LONARDO MAURO,
2. VITALI PIERA
O.13 APPOINTMENT OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN
O.14 DETERMINATION OF THE BOARD OF AUDITORS Mgmt For For
CHAIRMAN AND REGULAR AUDITORS EMOLUMENTS
O.15 DETERMINATION OF THE MEDAL OF PRESENCE OF Mgmt For For
THE JUDGE OF THE NATIONAL AUDIT OFFICE
CONTROLLING THE FINANCIAL MANAGEMENT
O.16 LONG-TERM 2014-2016 CASH INCENTIVE PLAN Mgmt For For
O.17 REPORT CONCERNING REMUNERATION POLICIES Mgmt For For
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION O12.1. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 320874 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933953792
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For
QUANTITATIVE RISK MANAGEMENT REPORTING FOR
HYDRAULIC FRACTURING OPERATIONS, IF
PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 933889175
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Special
Meeting Date: 25-Nov-2013
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND THE COMPANY'S CHARTER TO INCREASE Mgmt For For
THE NUMBER OF SHARES OF COMMON STOCK THE
COMPANY IS AUTHORIZED TO ISSUE FROM
100,000,000 TO 200,000,000.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 933989658
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
LINDA WALKER BYNOE Mgmt For For
MARY KAY HABEN Mgmt For For
BRADLEY A. KEYWELL Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
EUROPEAN AERONAUTIC DEFENCE AND SPACE NV, SCHIPHOL Agenda Number: 705156998
--------------------------------------------------------------------------------------------------------------------------
Security: N0280E105
Meeting Type: AGM
Meeting Date: 27-May-2014
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING REPORT BY THE
BOARD OF DIRECTORS IN RESPECT OF THE: 1.
CORPORATE GOVERNANCE STATEMENT, 2. REPORT
ON THE BUSINESS AND FINANCIAL RESULTS OF
2013, 3. APPLICATION OF THE REMUNERATION
POLICY IN 2013, 4. POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR OF 2013
4.2 APPROVAL OF THE RESULT ALLOCATION AND Mgmt For For
DISTRIBUTION
4.3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
4.4 RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.5 APPOINTMENT OF KPMG ACCOUNTANTS N.V. AS Mgmt For For
AUDITOR FOR THE FINANCIAL YEAR 2014
4.6 ADOPTION OF THE AMENDMENTS TO THE Mgmt For For
COMPENSATION AND REMUNERATION POLICY OF THE
BOARD OF DIRECTORS
4.7 AMENDMENT OF ARTICLE 2 PARAGRAPH 1 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION
4.8 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP COMPANIES
4.10 RENEWAL OF THE AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO REPURCHASE SHARES OF THE
COMPANY
5 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 705357487
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
4 Appoint a Corporate Auditor Mgmt For For
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
FEDERATION CENTRES, GLEN WAVERLY VIC Agenda Number: 704748687
--------------------------------------------------------------------------------------------------------------------------
Security: Q3752X103
Meeting Type: AGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: AU000000FDC2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2.a Re-election of director - Robert (Bob) Mgmt For For
Edgar
2.b Re-election of director - Peter Day Mgmt For For
3 Non-binding advisory vote on the Mgmt For For
remuneration report
4 Approval of proposed equity grant to CEO Mgmt For For
pursuant to Federation Centres Long Term
Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
FERROVIAL SA, MADRID Agenda Number: 705323107
--------------------------------------------------------------------------------------------------------------------------
Security: E49512119
Meeting Type: OGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: ES0118900010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 JUN 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
2 ALLOCATION OF RESULTS Mgmt For For
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
4 RENEW APPOINTMENT OF DELOITTE AS AUDITOR Mgmt For For
5 INCREASE IN SHARE CAPITAL Mgmt For For
6 SECOND INCREASE IN SHARE CAPITAL Mgmt For For
7 DECREASE IN SHARE CAPITAL BY THE Mgmt For For
ACQUISITION OF OWN SHARES
8.1 AMENDMENT ARTICLE 2 AND 6 OF THE BYLAWS Mgmt For For
8.2 AMENDMENT ARTICLE 57 OF THE BYLAWS Mgmt For For
9 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE CAPITAL DURING 5 YEARS
10 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE FIXED INCOME
11 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO IMPLEMENT AGREEMENTS ADOPTED
BY SHAREHOLDERS AT THE GM
12 ANNUAL REMUNERATION REPORT OF THE BOARD OF Mgmt For For
DIRECTORS
13 INFORMATION ABOUT POWERS DELEGATED TO THE Mgmt Abstain Against
BOARD OF DIRECTORS AS PER AGREEMENT 6
CMMT 26 MAY 2014: SHAREHOLDERS HOLDING LESS THAN Non-Voting
"100" SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 26 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 4 AND RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 933970837
--------------------------------------------------------------------------------------------------------------------------
Security: 32054K103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: FR
ISIN: US32054K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MATTHEW S. DOMINSKI Mgmt For For
1.2 ELECTION OF DIRECTOR: BRUCE W. DUNCAN Mgmt For For
1.3 ELECTION OF DIRECTOR: H. PATRICK HACKETT, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: JOHN RAU Mgmt For For
1.5 ELECTION OF DIRECTOR: L. PETER SHARPE Mgmt For For
1.6 ELECTION OF DIRECTOR: W. ED TYLER Mgmt For For
2. TO APPROVE THE FIRST INDUSTRIAL REALTY Mgmt For For
TRUST, INC. 2014 STOCK INCENTIVE PLAN.
3. TO APPROVE, ON AN ADVISORY (I.E. Mgmt For For
NON-BINDING) BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST Agenda Number: 933936289
--------------------------------------------------------------------------------------------------------------------------
Security: 33738G104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: FEN
ISIN: US33738G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. KEITH (CL I) Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 933936289
--------------------------------------------------------------------------------------------------------------------------
Security: 33739B104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: FEI
ISIN: US33739B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT F. KEITH (CL I) Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 933951166
--------------------------------------------------------------------------------------------------------------------------
Security: 338478D33
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID GALE Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 933951180
--------------------------------------------------------------------------------------------------------------------------
Security: 338478100
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: FFC
ISIN: US3384781007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE A CHANGE TO THE FUNDAMENTAL Mgmt Split 96% For 4% Abstain Split
INVESTMENT POLICY REGARDING INVESTMENTS IN
COMMODITIES.
--------------------------------------------------------------------------------------------------------------------------
FLUGHAFEN ZUERICH AG, KLOTEN Agenda Number: 705057784
--------------------------------------------------------------------------------------------------------------------------
Security: H26552101
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0010567961
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
3.1 Approval of the annual report and financial Mgmt For For
statements for the 2013 business year
3.2 Consultative vote about the compensation Mgmt For For
report
4 Discharge of the members of the board of Mgmt For For
directors
5 Appropriation of the profit available for Mgmt For For
distribution
6 Amendments of the articles of association Mgmt Against Against
7.1 Approval of amounts of remuneration for the Mgmt Against Against
members of the board of directors and the
members of the executive management in the
2015 business year: aggregate maximum
amount for the board of directors
7.2 Approval of amounts of remuneration for the Mgmt Against Against
members of the board of directors and the
members of the executive management in the
2015 business year: aggregate maximum
amount for the executive board
8.1.1 Re-election to the board of directors: Mgmt Against Against
Corine Mauch
8.1.2 Re-election to the board of directors: Dr. Mgmt For For
Kaspar Schiller
8.1.3 Re-election to the board of directors: Mgmt Against Against
Andreas Schmid
8.1.4 Re-election to the board of directors: Mgmt For For
Ulrik Svensson
8.1.5 Re-election to the board of directors: Mgmt For For
Guglielmo Brentel
8.2 Elect Andreas Schmid as chairman of the Mgmt Against Against
board of directors
8.3.1 Election of the member of the nomination Mgmt Against Against
and compensation committee: Dr. Lukas
Briner
8.3.2 Election of the member of the nomination Mgmt For For
and compensation committee: Dr. Kaspar
Schiller
8.3.3 Election of the member of the nomination Mgmt Against Against
and compensation committee: Andreas Schmid
8.3.4 Election of the member of the nomination Mgmt Against Against
and compensation committee: Dr. Martin
Wetter
8.4 Election of the independent shareholder's Mgmt For For
representative for a term of one year: Dr.
Markus Meili
8.5 Election of the auditors for the 2014 Mgmt For For
business year: KPMG AG, Zurich
9 Ad-hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933946026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr Against For
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FOREST CITY ENTERPRISES, INC. Agenda Number: 933983339
--------------------------------------------------------------------------------------------------------------------------
Security: 345550107
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: FCEA
ISIN: US3455501078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARTHUR F. ANTON Mgmt For For
SCOTT S. COWEN Mgmt For For
MICHAEL P. ESPOSITO, JR Mgmt For For
STAN ROSS Mgmt For For
2. THE APPROVAL (ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS) OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST Agenda Number: 933932091
--------------------------------------------------------------------------------------------------------------------------
Security: 36242H104
Meeting Type: Special
Meeting Date: 15-Apr-2014
Ticker: GDV
ISIN: US36242H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE CONTRIBUTION OF A PORTION OF Mgmt Split 92% For 7% Against 1% AbstainSplit
GABELLI DIVIDEND TRUST'S ASSETS TO GABELLI
GLOBAL TRUST, AND DISTRIBUTION OF GABELLI
GLOBAL TRUST COMMON SHARES AS A DIVIDEND TO
COMMON SHAREHOLDERS OF GABELLI DIVIDEND
TRUST.
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST Agenda Number: 933959085
--------------------------------------------------------------------------------------------------------------------------
Security: 36242H104
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: GDV
ISIN: US36242H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK J. FAHRENKOPF, JR Mgmt Split 98% For 2% Withheld Split
ANTHONIE C. VAN EKRIS Mgmt Split 98% For 2% Withheld Split
SALVATORE J. ZIZZA Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GECINA, PARIS Agenda Number: 705009961
--------------------------------------------------------------------------------------------------------------------------
Security: F4268U171
Meeting Type: OGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0010040865
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 02 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0307/201403071400551.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0402/201404021400912.pdf AND CHANGE IN
RECORD DATE FROM 16 APR 14 TO 15 APR 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
3 Transfer to a Reserve account Mgmt For For
4 Allocation of the 2013 income and dividend Mgmt For For
distribution
5 Approval of the agreements entered into Mgmt Against Against
with Mr. Philippe Depoux, CEO, in case of
termination of his duties pursuant to
Article L.225-42-1 of the Commercial Code
6 Review of the components of the Mgmt Against Against
compensation owed or paid to Mr. Bernard
Michel, Chairman and CEO, for the 2013
financial year until June 3, 2013
7 Review of the components of the Mgmt For For
compensation owed or paid to Mr. Bernard
Michel, Chairman of the Board of Directors,
for the 2013 financial year from June 3,
2013
8 Review of the components of the Mgmt Against Against
compensation owed or paid to Mr. Philippe
Depoux, CEO, for the 2013 financial year
from June 3, 2013
9 Ratification of the cooptation of Mr. Mgmt Against Against
Eduardo Paraja Quiros as Board member
10 Ratification of the cooptation of Mrs. Mgmt For For
Sylvia Fonseca as Board member
11 Renewal of term of Mr. Bernard Michel as Mgmt Against Against
Board member
12 Renewal of term of Mr. Jacques-Yves Nicol Mgmt For For
as Board member
13 Renewal of term of Mr. Eduardo Paraja Mgmt Against Against
Quiros as Board member
14 End of term of Mrs. Elena Rivero Lopez de Mgmt Against Against
Carrizosa as Board member and appointment
of Mrs. Meka (Mahkameh) Brunel as Board
member
15 Early termination, with immediate effect of Mgmt For For
Mrs. Victoria Soler Lujan's term as Board
member
16 Early termination, with immediate effect of Mgmt For For
Mr. Vicente Fons Carrion's term as Board
member
17 Appointment of Mr. Anthony Myers as Board Mgmt Against Against
member
18 Appointment of Mr. Claude Gendron as Board Mgmt Against Against
member
19 Authorization to be granted to the Board of Mgmt Against Against
Directors to trade in Company's shares
20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC, BRENTFORD MIDDLESEX Agenda Number: 705069664
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Annual Report Mgmt For For
2 To approve the Annual Remuneration Report Mgmt For For
3 To approve the Remuneration Policy Mgmt For For
4 To re-elect Sir Christopher Gent as a Mgmt For For
Director
5 To re-elect Sir Andrew Witty as a Director Mgmt For For
6 To re-elect Professor Sir Roy Anderson as a Mgmt For For
Director
7 To re-elect Dr Stephanie Burns as a Mgmt For For
Director
8 To re-elect Stacey Cartwright as a Director Mgmt For For
9 To re-elect Simon Dingemans as a Director Mgmt For For
10 To re-elect Lynn Elsenhans as a Director Mgmt For For
11 To re-elect Judy Lewent as a Director Mgmt For For
12 To re-elect Sir Deryck Maughan as a Mgmt For For
Director
13 To re-elect Dr Daniel Podolsky as a Mgmt For For
Director
14 To re-elect Dr Moncef Slaoui as a Director Mgmt For For
15 To re-elect Tom de Swaan as a Director Mgmt For For
16 To re-elect Jing Ulrich as a Director Mgmt For For
17 To re-elect Hans Wijers as a Director Mgmt For For
18 To re-appoint auditors: Mgmt For For
PricewaterhouseCoopers LLP
19 To determine remuneration of auditors Mgmt For For
20 To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
21 To authorise allotment of shares Mgmt For For
22 To disapply pre-emption rights Mgmt For For
23 To authorise the company to purchase its Mgmt For For
own shares
24 To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
25 To authorise reduced notice of a general Mgmt For For
meeting other than an AGM
--------------------------------------------------------------------------------------------------------------------------
GLIMCHER REALTY TRUST Agenda Number: 933949541
--------------------------------------------------------------------------------------------------------------------------
Security: 379302102
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GRT
ISIN: US3793021029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL P. GLIMCHER Mgmt For For
Y. MCGEE BROWN, ESQ. Mgmt For For
NANCY J. KRAMER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS GLIMCHER REALTY TRUST'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE A NON-BINDING AND ADVISORY Mgmt For For
RESOLUTION REGARDING GLIMCHER REALTY
TRUST'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GOODMAN GROUP, SYDNEY NSW Agenda Number: 704792402
--------------------------------------------------------------------------------------------------------------------------
Security: Q4229W132
Meeting Type: AGM
Meeting Date: 22-Nov-2013
Ticker:
ISIN: AU000000GMG2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7 TO 11 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 To receive and adopt the Audited Financial Mgmt For For
Statements of Goodman Logistics (HK)
Limited for the year ended 30 June 2013
2 To re-appoint Auditors of Goodman Logistics Mgmt For For
(HK) Limited : Messrs KPMG
3 Re-election of Mr Phillip Pryke as a Mgmt For For
Director of Goodman Limited
4 Election of Mr Philip Pearce as a Director Mgmt For For
of Goodman Limited
5 Election of Mr Danny Peeters as a Director Mgmt For For
of Goodman Limited
6 Election of Mr Anthony Rozic as a Director Mgmt For For
of Goodman Limited
7 Adoption of the Remuneration Report Mgmt For For
8 Issue of Performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Gregory Goodman
9 Issue of Performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Philip Pearce
10 Issue of Performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Danny Peeters
11 Issue of performance Rights under the Long Mgmt For For
Term Incentive Plan to Mr Anthony Rozic
12 Approval of amendments to Goodman Mgmt For For
Industrial Trust constitution
CMMT 24 OCT 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION NO 2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GROUPE EUROTUNNEL, PARIS Agenda Number: 705034546
--------------------------------------------------------------------------------------------------------------------------
Security: F477AL114
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0010533075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0314/201403141400663.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401048.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Review and approval of the corporate Mgmt For For
financial statements for the financial year
ended on December 31, 2013
O.2 Allocation of income for the financial year Mgmt For For
ended on December 31, 2013
O.3 Review and approval of the consolidated Mgmt For For
financial statements for the financial year
ended on December 31, 2013
O.4 Approval of the regulated agreements Mgmt For For
entered into and commitments made by the
Company referred to in the special report
of the Statutory Auditors
O.5 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company to trade in its own shares
O.6 Renewal of term of Mr. Jacques Gounon as Mgmt For For
Board member
O.7 Renewal of term of Mr. Philippe Camu as Mgmt For For
Board member
O.8 Renewal of term of Mrs. Patricia Hewitt as Mgmt For For
Board member
O.9 Renewal of term of Mr. Robert Rochefort as Mgmt For For
Board member
O.10 Renewal of term of Mr. Philippe Vasseur as Mgmt For For
Board member
O.11 Renewal of term of Mr. Tim Yeo as Board Mgmt For For
member
O.12 Review of the compensation owed or paid to Mgmt For For
Mr. Jacques Gounon, executive corporate
officer for the 2013 financial year
E.13 Delegation of authority granted to the Mgmt For For
Board of Directors to allocate free shares
to employees other than senior managers
E.14 Long-term incentive program for managers Mgmt Against Against
and executive corporate officers: creation
of preferred shares convertible into common
shares at the end of a four-year period,
subject to performance conditions
E.15 Delegation of authority granted to the Mgmt Against Against
Board of Directors for a 12-month period to
allocate free preferred shares to certain
executive corporate officers of the Company
and to certain executives of the Company
and its subsidiaries with cancellation of
shareholders' preferential subscription
rights
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
carry out sales or capital increases by
issuing common shares or securities giving
access to capital of the Company reserved
for employees participating in a company
savings plan
E.17 Authorization granted to the Board of Mgmt For For
Directors for a 18-month period to reduce
capital by cancellation of shares
E.18 Approval of the proposed transformation of Mgmt For For
the legal form of the company and decision
to transform the Company into a European
company
E.19 Approval of the legal name of the Company Mgmt For For
under its new form as a European Company
E.20 Approval of the new bylaws Mgmt For For
E.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SA Agenda Number: 933902543
--------------------------------------------------------------------------------------------------------------------------
Security: 400506101
Meeting Type: Special
Meeting Date: 03-Dec-2013
Ticker: PAC
ISIN: US4005061019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CAUSE GRUPO AEROPORTUARIO DEL PACIFICO, Mgmt Against *
S.A.B. DE C.V. ("PAC") NOT TO RENEW THE
TECHNOLOGY TRANSFER AND TECHNICAL
ASSISTANCE AGREEMENT, DATED AUGUST 25,
1999, BETWEEN PAC AND CERTAIN OF ITS
SUBSIDIARIES, ON THE ONE HAND, AND
AEROPUERTOS MEXICANOS DEL PACIFICO, S.A.B.
DE C.V. ("AMP") AND AMP'S SHAREHOLDERS, ON
THE OTHER HAND.
02 APPOINT LEGAL REPRESENTATIVES. Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SA Agenda Number: 933942105
--------------------------------------------------------------------------------------------------------------------------
Security: 400506101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: PAC
ISIN: US4005061019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O2 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O3 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O4 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O5 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O8 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O9 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O10 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O11 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
O12 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
E1 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
E2 PLEASE SEE THE AGENDA FOR FULL RESOLUTION. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 933933423
--------------------------------------------------------------------------------------------------------------------------
Security: 40167F101
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: GOF
ISIN: US40167F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AMENDMENT OF THE FUND'S Mgmt Split 94% For 4% Against 2% AbstainSplit
AGREEMENT AND DECLARATION OF TRUST.
2A. ELECTION OF TRUSTEE (CLASS I NOMINEE): Mgmt Split 96% For 3% Against 1% AbstainSplit
RANDALL C. BARNES
2B. ELECTION OF TRUSTEE (CLASS I NOMINEE): Mgmt Split 95% For 3% Against 2% AbstainSplit
DONALD C. CACCIAPAGLIA
2C. ELECTION OF TRUSTEE (CLASS I NOMINEE): Mgmt Split 95% For 4% Against 1% AbstainSplit
DONALD A. CHUBB
2D. ELECTION OF TRUSTEE (CLASS I NOMINEE): Mgmt Split 94% For 4% Against 2% AbstainSplit
ROMAN FRIEDRICH III
2E. ELECTION OF TRUSTEE (CLASS II NOMINEE): Mgmt Split 94% For 4% Against 2% AbstainSplit
JERRY B. FARLEY
2F. ELECTION OF TRUSTEE (CLASS II NOMINEE): Mgmt Split 95% For 4% Against 1% AbstainSplit
MAYNARD F. OLIVERIUS
--------------------------------------------------------------------------------------------------------------------------
HAMMERSON PLC R.E.I.T., LONDON Agenda Number: 705034508
--------------------------------------------------------------------------------------------------------------------------
Security: G4273Q107
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: GB0004065016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Policy Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Re-elect David Atkins as Director Mgmt For For
6 Re-elect Gwyn Burr as Director Mgmt For For
7 Re-elect Peter Cole as Director Mgmt For For
8 Re-elect Timon Drakesmith as Director Mgmt For For
9 Re-elect Terry Duddy as Director Mgmt For For
10 Re-elect Jacques Espinasse as Director Mgmt For For
11 Re-elect Judy Gibbons as Director Mgmt For For
12 Re-elect Jean-Philippe Mouton as Director Mgmt For For
13 Re-elect David Tyler as Director Mgmt For For
14 Re-elect Anthony Watson as Director Mgmt For For
15 Re-appoint Deloitte LLP as Auditors Mgmt For For
16 Authorise board to fix remuneration of Mgmt For For
auditors
17 Authorise issue of equity with pre-emptive Mgmt For For
rights
18 Authorise issue of equity without Mgmt For For
pre-emptive rights
19 Authorise market purchase of ordinary Mgmt For For
shares
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933930617
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
ROBERT F. MORAN Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HANG LUNG PROPERTIES LTD Agenda Number: 705053750
--------------------------------------------------------------------------------------------------------------------------
Security: Y30166105
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: HK0101000591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321431.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321418.pdf
1 To receive and consider the audited Mgmt For For
financial statements and reports of the
directors and of the auditor for the year
ended 31 December 2013
2 To declare a final dividend Mgmt For For
3.a To re-elect Mr. Nelson Wai Leung Yuen as a Mgmt Against Against
director
3.b To re-elect Dr. Hon Kwan Cheng as a Mgmt Against Against
director
3.c To re-elect Ms. Laura Lok Yee Chen as a Mgmt Against Against
director
3.d To re-elect Professor Pak Wai Liu as a Mgmt For For
director
3.e To authorize the board of directors to fix Mgmt For For
directors' fees
4 To re-appoint KPMG as auditor of the Mgmt For For
Company and authorize the directors to fix
auditor's remuneration
5 To give general mandate to directors to buy Mgmt For For
back shares of the Company
6 To give general mandate to directors to Mgmt For For
issue additional shares of the Company
7 To approve the addition of shares of the Mgmt For For
Company bought back to be included under
the general mandate in resolution 6
8 To adopt the new articles of association of Mgmt For For
the Company in substitution of the existing
memorandum and articles of association of
the Company and to abandon the object
clause contained in the existing memorandum
of association of the Company
--------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 933934540
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 26-Apr-2014
Ticker: HOG
ISIN: US4128221086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY K. ALLEN Mgmt For For
R. JOHN ANDERSON Mgmt For For
RICHARD I. BEATTIE Mgmt For For
MICHAEL J. CAVE Mgmt For For
GEORGE H. CONRADES Mgmt For For
DONALD A. JAMES Mgmt For For
SARA L. LEVINSON Mgmt For For
N. THOMAS LINEBARGER Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
JAMES A. NORLING Mgmt For For
KEITH E. WANDELL Mgmt For For
JOCHEN ZEITZ Mgmt For For
2. APPROVAL OF THE HARLEY-DAVIDSON, INC. 2014 Mgmt For For
INCENTIVE STOCK PLAN.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO BE THE AUDITORS.
5. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933921098
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.R. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. OZZIE Mgmt For For
1H. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1I. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: J.A. SKINNER Mgmt For For
1K. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1L. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD, HONG KONG Agenda Number: 705040462
--------------------------------------------------------------------------------------------------------------------------
Security: Y3506N139
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: HK0388045442
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 19 MAR 2014: PLEASE NOTE IN THE HONG KONG Non-Voting
MARKET THAT A VOTE OF "ABSTAIN" WILL BE
TREATED THE SAME AS A "TAKE NO ACTION" VOTE
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314642.pdf And
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0314/LTN20140314630.pdf
1 To receive the audited Financial Statements Mgmt For For
for the year ended 31 December 2013
together with the Reports of the Directors
and Auditor thereon
2 To declare a final dividend of HKD 1.72 per Mgmt For For
share
3.a To elect Dr Kwok Chi Piu, Bill as Director Mgmt For For
3.b To elect Mr Lee Kwan Ho, Vincent Marshall Mgmt For For
as Director
4 To re-appoint PricewaterhouseCoopers as the Mgmt For For
Auditor and to authorise the Directors to
fix its remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares of HKEx, not exceeding
10% of the number of shares of HKEx in
issue as at the date of this Resolution
6 To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of HKEx, not exceeding 10% of the
number of shares of HKEx in issue as at the
date of this Resolution, and the discount
for any shares to be issued shall not
exceed 10%
7.a To approve the remuneration of HKD Mgmt For For
1,500,000 and HKD 700,000 per annum
respectively be payable to the Chairman and
each of the other non-executive Directors
7.b To approve, in addition to the attendance Mgmt For For
fee of HKD 3,000 per meeting, the
remuneration of HKD 180,000 and HKD 100,000
per annum respectively be payable to the
chairman and each of the other members of
Audit Committee, and the remuneration of
HKD 150,000 and HKD 100,000 per annum
respectively be payable to the chairman and
each of the other members (excluding
executive Director, if any) of Executive
Committee, Investment Advisory Committee
and Remuneration Committee
8 To approve the adoption of the new Articles Mgmt For For
of Association in substitution for, and to
the exclusion of, the existing Memorandum
and Articles of Association of HKEx
CMMT 19 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 705012603
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: SGM
Meeting Date: 08-Apr-2014
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed transfer of the Mgmt Against Against
company's listing segment from premium to
standard on the London stock exchange
CMMT 14 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
02 APR 2014 TO 04 APR 2014. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD Agenda Number: 705171560
--------------------------------------------------------------------------------------------------------------------------
Security: G4587L109
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: BMG4587L1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS AND THE INDEPENDENT AUDITORS
REPORT FOR THE YEAR ENDED 31ST DECEMBER
2013, AND TO DECLARE A FINAL DIVIDEND
2 TO RE-ELECT CHARLES ALLEN JONES AS A Mgmt Against Against
DIRECTOR
3 TO RE-ELECT JENKIN HUI AS A DIRECTOR Mgmt Against Against
4 TO RE-ELECT SIR HENRY KESWICK AS A DIRECTOR Mgmt Against Against
5 TO RE-ELECT SIMON KESWICK AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT LORD POWELL OF BAYSWATER AS A Mgmt Against Against
DIRECTOR
7 TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE Mgmt For For
THE DIRECTORS TO FIX THEIR REMUNERATION
8 TO RENEW THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO ISSUE NEW SHARES
9 TO RENEW THE GENERAL MANDATE TO THE Mgmt For For
DIRECTORS TO PURCHASE THE COMPANY'S SHARES
CMMT 22 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705152875
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: SGM
Meeting Date: 19-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 17 APR 2014: PLEASE NOT THAT THIS IS AN Non-Voting
INFORMATION MEETING ONLY FOR HONG KONG
SHAREHOLDERS. THERE ARE NO VOTEABLE
RESOLUTIONS. IF YOU WISH TO ATTEND PLEASE
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE
CARD BY CONTACTING YOUR CLIENT
REPRESENTATIVE. THANK YOU
1 TO DISCUSS THE 2013 RESULTS AND OTHER Non-Voting
MATTERS OF INTEREST
CMMT 17 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC, LONDON Agenda Number: 705077433
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2013
2 To approve the Directors' remuneration Mgmt For For
policy
3 To approve the Directors' Remuneration Mgmt For For
Report
4 To approve the Variable pay cap (see Mgmt For For
section 4 of the Explanatory Notes in the
Notice of AGM for voting threshold
applicable to this resolution)
5.a To elect Kathleen Casey as a Director Mgmt For For
5.b To elect Sir Jonathan Evans as a Director Mgmt For For
5.c To elect Marc Moses as a Director Mgmt For For
5.d To elect Jonathan Symonds as a Director Mgmt For For
5.e To re-elect Safra Catz as a Director Mgmt For For
5.f To re-elect Laura Cha as a Director Mgmt For For
5.g To re-elect Marvin Cheung as a Director Mgmt For For
5.h To re-elect Joachim Faber as a Director Mgmt For For
5.i To re-elect Rona Fairhead as a Director Mgmt For For
5.j To re-elect Renato Fassbind as a Director Mgmt For For
5.k To re-elect Douglas Flint as a Director Mgmt For For
5.l To re-elect Stuart Gulliver as a Director Mgmt For For
5.m To re-elect Sam Laidlaw as a Director Mgmt For For
5.n To re-elect John Lipsky as a Director Mgmt For For
5.o To re-elect Rachel Lomax as a Director Mgmt For For
5.p To re-elect Iain MacKay as a Director Mgmt For For
5.q To re-elect Sir Simon Robertson as a Mgmt For For
Director
6 To re-appoint KPMG Audit Plc as auditor of Mgmt For For
the Company to hold office until completion
of the audit of the consolidated accounts
for the year ending 31 December 2014
7 To authorise the Group Audit Committee to Mgmt For For
determine the auditor's remuneration
8 To authorise the Directors to allot shares Mgmt For For
9 To disapply pre-emption rights Mgmt For For
10 To authorise the Directors to allot any Mgmt For For
repurchased shares
11 To authorise the Company to purchase its Mgmt For For
own ordinary shares
12 To authorise the Directors to allot equity Mgmt For For
securities in relation to Contingent
Convertible Securities
13 To disapply pre-emption rights in relation Mgmt For For
to the issue of Contingent Convertible
Securities
14 To approve general meetings (other than Mgmt For For
annual general meetings) being called on 14
clear days' notice
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON WHAMPOA LTD, HONG KONG Agenda Number: 705123040
--------------------------------------------------------------------------------------------------------------------------
Security: Y38024108
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0013000119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407723.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407727.pdf
1 TO RECEIVE AND ADOPT THE STATEMENT OF Mgmt For For
AUDITED ACCOUNTS, REPORT OF THE DIRECTORS
AND REPORT OF THE AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.a TO RE-ELECT MR FOK KIN NING, CANNING AS A Mgmt Against Against
DIRECTOR
3.b TO RE-ELECT MR LAI KAI MING, DOMINIC AS A Mgmt Against Against
DIRECTOR
3.c TO RE-ELECT MR KAM HING LAM AS A DIRECTOR Mgmt Against Against
3.d TO RE-ELECT MR WILLIAM SHURNIAK AS A Mgmt For For
DIRECTOR
3.e TO RE-ELECT MR WONG CHUNG HIN AS A DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES
5.2 TO APPROVE THE BUY-BACK BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt For For
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES
6 TO ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
7.1 TO ADD THE CHINESE NAME OF THE COMPANY TO Mgmt For For
ITS EXISTING NAME: THE CHINESE NAME OF THE
COMPANY "AS SPECIFIED" BE ADDED TO ITS
EXISTING COMPANY NAME "HUTCHISON WHAMPOA
LIMITED" SUCH THAT THE NAME OF THE COMPANY
BECOMES "HUTCHISON WHAMPOA LIMITED "AS
SPECIFIED"
7.2 TO AMEND THE ARTICLES OF ASSOCIATION UPON Mgmt For For
THE NEW COMPANY NAME IS EFFECTIVE: ARTICLE
3
--------------------------------------------------------------------------------------------------------------------------
INTER PIPELINE LTD. Agenda Number: 933964632
--------------------------------------------------------------------------------------------------------------------------
Security: 45833V109
Meeting Type: Annual and Special
Meeting Date: 12-May-2014
Ticker: IPPLF
ISIN: CA45833V1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO FIX THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT THE MEETING AT SEVEN MEMBERS AND
TO ELECT SEVEN DIRECTORS TO HOLD OFFICE
UNTIL THE NEXT ANNUAL MEETING OF OUR
SHAREHOLDERS OR UNTIL THEIR SUCCESSORS ARE
ELECTED OR APPOINTED.
02 DIRECTOR
RICHARD SHAW Mgmt For For
DAVID FESYK Mgmt For For
LORNE BROWN Mgmt For For
DUANE KEINICK Mgmt For For
WILLIAM ROBERTSON Mgmt For For
BRANT SANGSTER Mgmt For For
ALISON TAYLOR LOVE Mgmt For For
03 THE AUDIT COMMITTEE AND THE BOARD PROPOSE Mgmt For For
THAT ERNST & YOUNG LLP (EY) BE APPOINTED AS
AUDITORS TO SERVE UNTIL THE NEXT ANNUAL
MEETING OF SHAREHOLDERS. THE AUDIT
COMMITTEE WILL RECOMMEND EY'S COMPENSATION
TO THE BOARD FOR ITS REVIEW AND APPROVAL.
04 A SPECIAL RESOLUTION AUTHORIZING AN Mgmt For For
AMENDMENT TO OUR ARTICLES TO CREATE A NEW
CLASS OF PREFERRED SHARES DESIGNATED AS
"CLASS A PREFERRED SHARES."
05 TO APPROVE THE SHAREHOLDER RIGHTS PLAN Mgmt For For
AGREEMENT WHICH GIVES EFFECT TO THE RIGHTS
PLAN AND THE ISSUANCE OF ALL RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
JAPAN PRIME REALTY INVESTMENT CORPORATION Agenda Number: 704672509
--------------------------------------------------------------------------------------------------------------------------
Security: J2741H102
Meeting Type: EGM
Meeting Date: 11-Sep-2013
Ticker:
ISIN: JP3040890000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Minor Revisions, Mgmt For For
Approve Minor Revisions Related to
Dematerialization of Shares and the other
Updated Laws and Regulations, Allow Company
to Repurchase its Own Shares
2 Appoint an Executive Director Mgmt For For
3 Appoint a Supplementary Executive Director Mgmt For For
4.1 Appoint a Supervisory Director Mgmt For For
4.2 Appoint a Supervisory Director Mgmt For For
5 Appoint a Supplementary Supervisory Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIV INC FUND Agenda Number: 933913596
--------------------------------------------------------------------------------------------------------------------------
Security: 41013V100
Meeting Type: Annual
Meeting Date: 18-Feb-2014
Ticker: HTD
ISIN: US41013V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. BOYLE Mgmt Split 97% For 3% Withheld Split
WILLIAM H. CUNNINGHAM Mgmt Split 97% For 3% Withheld Split
GRACE K. FEY Mgmt Split 97% For 3% Withheld Split
HASSELL H. MCCLELLAN Mgmt Split 97% For 3% Withheld Split
GREGORY A. RUSSO Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON ENERGY TOTAL RETURN FUND Agenda Number: 934018208
--------------------------------------------------------------------------------------------------------------------------
Security: 48660P104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: KYE
ISIN: US48660P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ELECTION OF ONE CLASS I DIRECTOR FOR A Mgmt Split 95% For 3% Against 2% AbstainSplit
TERM OF THREE YEARS AND UNTIL HIS SUCCESSOR
IS ELECTED AND QUALIFIED: GERALD I.
ISENBERG
2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2014.
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 705324072
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 705347296
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAFARGE SA, PARIS Agenda Number: 705034659
--------------------------------------------------------------------------------------------------------------------------
Security: F54432111
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000120537
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 07 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0314/201403141400662.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400986.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the transactions and annual Mgmt For For
corporate financial statements for the 2013
financial year
O.2 Approval of the transactions and Mgmt For For
consolidated financial statements for the
2013 financial year
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Regulated agreements and commitments - Mgmt For For
Special report of the Statutory Auditors
O.5 Renewal of term of Mrs. Veronique Weill as Mgmt For For
Board member
O.6 Appointment of Mrs. Mina Gerowin as Board Mgmt For For
member
O.7 Appointment of Mrs. Christine Ramon as Mgmt For For
Board member
O.8 Review of the compensation owed or paid to Mgmt For For
Mr. Bruno Lafont, CEO for the 2013
financial year
O.9 Authorization to allow the Company to Mgmt For For
purchase and sell its own shares
E.10 Amendment to the bylaws - Directors Mgmt For For
representing employees
E.11 Amendment to the bylaws - Age limit for Mgmt For For
serving as Directors
E.12 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 933999661
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES D. FORMAN Mgmt For For
GEORGE JAMIESON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLC AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED DECEMBER 31, 2014
3. TO APPROVE THE EXTENSION OF THE TERM OF THE Mgmt For For
LAS VEGAS SANDS CORP. 2004 EQUITY AWARD
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO Agenda Number: 704752218
--------------------------------------------------------------------------------------------------------------------------
Security: P63529104
Meeting Type: EGM
Meeting Date: 16-Oct-2013
Ticker:
ISIN: BRLIGTACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To vote regarding the election of one Mgmt For For
alternate member to the board of directors,
as a result of the resignation of Mr.
Marcio Luis Domingues da Silva, to serve
out the remainder of the term in office, or
in other words until the annual general
meeting that votes regarding the financial
statements prepared for the 2013 fiscal
year
--------------------------------------------------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO Agenda Number: 704843261
--------------------------------------------------------------------------------------------------------------------------
Security: P63529104
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: BRLIGTACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To vote regarding the election of a full Mgmt For For
member of the Fiscal Council, as a result
of the resignation of Mr. Eduardo Grande
Bittencourt, to serve out the remaining
term in office, or in other words, until
the annual general meeting that votes on
the financial statements in regard to the
2013 fiscal year
--------------------------------------------------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO Agenda Number: 705149400
--------------------------------------------------------------------------------------------------------------------------
Security: P63529104
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: BRLIGTACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT COMMON SHAREHOLDERS Non-Voting
SUBMITTING A VOTE TO ELECT A MEMBER FROM
THE LIST PROVIDED MUST INCLUDE THE
CANDIDATES NAME IN THE VOTE INSTRUCTION.
HOWEVER WE CANNOT DO THIS THROUGH THE
PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A
VOTE TO ELECT A CANDIDATE, CLIENTS MUST
CONTACT THEIR CSR TO INCLUDE THE NAME OF
THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST
THE DEFAULT COMPANIES CANDIDATE. THANK YOU
1 TO TAKE KNOWLEDGE OF THE DIRECTORS Mgmt For For
ACCOUNTS, TO EXAMINE, DISCUSS AND APPROVE
THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS RELATED TO FISCAL YEAR ENDED ON
DECEMBER, 31 2013
2 TO APPROVE THE DISTRIBUTION OF NET PROFITS Mgmt For For
FROM THE 2013 FISCAL YEAR AND THE
DISTRIBUTION OF DIVIDENDS
3 TO SET THE NUMBER OF MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS
4 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTOR VOTES IN GROUPS OF CANDIDATES
ONLY. CANDIDATES NOMINATED BY THE
CONTROLLER: SERGIO ALAIR BARROSO, TITULAR,
LUIZ FERNANDO ROLLA, SUBSTITUTE, HUMBERTO
EUSTAQUIO CESAR MOTA, TITULAR, CESAR VAZ DE
MELO FERNANDES, SUBSTITUTE, RAUL BELENS
JUNGMANN PINTO, TITULAR, FERNANDO HENRIQUE
SCHUFFNER NETO, SUBSTITUTE, MARIA ESTELA
KUBITSCHECK LOPES, TITULAR, CARMEM LUCIA
CLAUSSEN KANTER, SUBSTITUTE, DJALMA BASTOS
DE MORAIS, TITULAR, WILSON BORRAJO CID,
SUBSTITUTE, JOSE CARLOS ALELUIA COSTA,
TITULAR, JOSE AUGUSTO GOMES CAMPOS,
SUBSTITUTE, RUTELLY MARQUES DA SILVA,
TITULAR, MARCELO PEDREIRA DE OLIVEIRA,
SUBSTITUTE, LUIZ CARLOS DA SILVA CANTIDIO
JUNIOR, TITULAR, CARLOS ANTONIO DECEZARO,
SUBSTITUTE, DAVID ZYLBERSZTAJN, TITULAR,
ALMIR JOSE DOS SANTOS, SUBSTITUTE. ONLY TO
ORDINARY SHAREHOLDERS
5 TO INSTALL THE FISCAL COUNCIL AND TO ELECT Mgmt For For
THEIR RESPECTIVE MEMBERS. VOTES IN GROUPS
OF CANDIDATES ONLY. CANDIDATES NOMINATED BY
THE CONTROLLER: ROGERIO FERNANDO LOT,
TITULAR, ARI BARCELOS DA SILVA, SUBSTITUTE,
ARISTOTELES LUIZ MENEZES VASCONCELLOS
DRUMMOND, TITULAR, RONALD GASTAO ANDRADE
REIS, SUBSTITUTE, ALISSON ANDRADE GODINHO,
TITULAR, ALIOMAR SILVA LIMA, SUBSTITUTE,
FRANCISCO LUIZ MOREIRA PENNA, TITULAR,
FRANCISCO VICENTE SANTANA TELLES,
SUBSTITUTE. ONLY TO ORDINARY SHAREHOLDERS
6 TO SET THE TOTAL ANNUAL DIRECTORS Mgmt For For
REMUNERATION
7 TO SET THE TOTAL ANNUAL REMUNERATION FOR Mgmt For For
THE MEMBERS OF THE FISCAL COUNCIL
CMMT 14 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAME FOR
RESOLUTION NOS. 4 AND 5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
LIGHT SA, RIO DE JANEIRO Agenda Number: 705143220
--------------------------------------------------------------------------------------------------------------------------
Security: P63529104
Meeting Type: EGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: BRLIGTACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO VOTE REGARDING THE LONG TERM INCENTIVE Mgmt Against Against
PLAN FOR THE MANAGERS
2 TO ADJUST THE VARIABLE COMPENSATION OF THE Mgmt Against Against
MANAGERS FOR THE 2013 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SA, PARIS Agenda Number: 705000571
--------------------------------------------------------------------------------------------------------------------------
Security: F58485115
Meeting Type: MIX
Meeting Date: 10-Apr-2014
Ticker:
ISIN: FR0000121014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400479.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0321/201403211400714.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Approval of the regulated agreements Mgmt Against Against
O.4 Allocation of income and setting the Mgmt For For
dividend
O.5 Renewal of term of Mrs. Delphine Arnault as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Nicolas Bazire as Mgmt Against Against
Board member
O.7 Renewal of term of Mr. Antonio Belloni as Mgmt Against Against
Board member
O.8 Renewal of term of Mr. Diego Della Valle as Mgmt For For
Board member
O.9 Renewal of term of Mr. Pierre Gode as Board Mgmt Against Against
member
O.10 Renewal of term of Mrs. Marie-Josee Kravis Mgmt For For
as Board member
O.11 Renewal of term of Mr. Paolo Bulgari as Mgmt Against Against
Censor
O.12 Renewal of term of Mr. Patrick Houel as Mgmt Against Against
Censor
O.13 Renewal of term of Mr. Felix G. Rohatyn as Mgmt Against Against
Censor
O.14 Appointment of Mrs. Marie-Laure Sauty De Mgmt For For
Chalon as Board member
O.15 Reviewing the elements of compensation owed Mgmt Against Against
or paid to Mr. Bernard Arnault, Chairman of
the Board of Directors and CEO
O.16 Reviewing the elements of compensation owed Mgmt Against Against
or paid to Mr. Antonio Belloni, Managing
Director
O.17 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.18 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
E.19 Approval of the transformation of the legal Mgmt For For
form of the company by adopting the form of
a European company and approval of the
terms of the proposed transformation
E.20 Approval of the amendments to the bylaws of Mgmt For For
the Company as a European Company
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr Against For
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
MURATA MANUFACTURING COMPANY,LTD. Agenda Number: 705343680
--------------------------------------------------------------------------------------------------------------------------
Security: J46840104
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3914400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC, LONDON Agenda Number: 704601081
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 29-Jul-2013
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To re-elect Sir Peter Gershon Mgmt For For
4 To re-elect Steve Holliday Mgmt For For
5 To re-elect Andrew Bonfield Mgmt For For
6 To re-elect Tom King Mgmt For For
7 To re-elect Nick Winser Mgmt For For
8 To re-elect Philip Aiken Mgmt For For
9 To re-elect Nora Mead Brownell Mgmt For For
10 To elect Jonathan Dawson Mgmt For For
11 To re-elect Paul Golby Mgmt For For
12 To re-elect Ruth Kelly Mgmt For For
13 To re-elect Maria Richter Mgmt For For
14 To elect Mark Williamson Mgmt For For
15 To re-appoint the auditors Mgmt For For
PricewaterhouseCoopers LLP
16 To authorise the Directors to set the Mgmt For For
auditors' remuneration
17 To approve the Directors' Remuneration Mgmt For For
Report
18 To authorise the Directors to allot Mgmt For For
ordinary shares
19 To disapply pre-emption rights Mgmt For For
20 To authorise the Company to purchase its Mgmt For For
own ordinary shares
21 To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 705020763
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2013
1.2 Acceptance of the Compensation Report 2013 Mgmt For For
(advisory vote)
2 Release of the members of the Board of Mgmt For For
Directors and of the Management
3 Appropriation of profits resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2013
4 Revision of the Articles of Association. Mgmt For For
Adaptation to new Swiss Company Law
5.1.1 Re-election to the Board of Directors: Mr Mgmt Against Against
Peter Brabeck-Letmathe
5.1.2 Re-election to the Board of Directors: Mr Mgmt For For
Paul Bulcke
5.1.3 Re-election to the Board of Directors: Mr Mgmt For For
Andreas Koopmann
5.1.4 Re-election to the Board of Directors: Mr Mgmt For For
Rolf Hanggi
5.1.5 Re-election to the Board of Directors: Mr Mgmt For For
Beat Hess
5.1.6 Re-election to the Board of Directors: Mr Mgmt For For
Daniel Borel
5.1.7 Re-election to the Board of Directors: Mr Mgmt For For
Steven G. Hoch
5.1.8 Re-election to the Board of Directors: Ms Mgmt For For
Naina Lal Kidwai
5.1.9 Re-election to the Board of Directors: Ms Mgmt For For
Titia de Lange
5.110 Re-election to the Board of Directors: Mr Mgmt For For
Jean-Pierre Roth
5.111 Re-election to the Board of Directors: Ms Mgmt For For
Ann M. Veneman
5.112 Re-election to the Board of Directors: Mr Mgmt For For
Henri de Castries
5.113 Re-election to the Board of Directors: Ms Mgmt For For
Eva Cheng
5.2 Election of the Chairman of the Board of Mgmt Against Against
Directors: Mr Peter Brabeck-Letmathe
5.3.1 Election of the member of the Compensation Mgmt For For
Committee: Mr Beat Hess
5.3.2 Election of the member of the Compensation Mgmt For For
Committee: Mr Daniel Borel
5.3.3 Election of the member of the Compensation Mgmt For For
Committee: Mr Andreas Koopmann
5.3.4 Election of the member of the Compensation Mgmt For For
Committee: Mr Jean-Pierre Roth
5.4 Re-election of the statutory auditors KPMG Mgmt For For
SA, Geneva branch
5.5 Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-Law
CMMT In the event of a new or modified proposal Non-Voting
by a shareholder during the General
Meeting, I instruct the independent
representative to vote according to the
following instruction: INSTRUCT "FOR" ON
ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3 TO
SHOW WHICH VOTING OPTION YOU CHOOSE IN THE
EVENT OF NEW OR MODIFIED PROPOSALS.
INSTRUCT "CLEAR" ON THE REMAINING TWO
RESOLUTIONS
6.1 Vote in accordance with the proposal of the Mgmt No vote
Board of Directors
6.2 Vote against the proposal of the Board of Shr No vote
Directors
6.3 Abstain Shr For Against
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD Agenda Number: 704787689
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: AGM
Meeting Date: 19-Nov-2013
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1018/LTN20131018322.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1018/LTN20131018318.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To consider and adopt the audited Statement Mgmt For For
of Accounts and the Reports of the
Directors and the Independent Auditor for
the year ended 30 June 2013
2 To declare a final dividend Mgmt For For
3.a To re-elect Dr. Cheng Kar-Shun, Henry as Mgmt Against Against
Director
3.b To re-elect Mr. Cheng Chi-Kong, Adrian as Mgmt For For
Director
3.c To re-elect Mr. Au Tak-Cheong as Director Mgmt Against Against
3.d To re-elect Mr. Doo Wai-Hoi, William as Mgmt Against Against
Director
3.e To re-elect Mr. Yeung Ping-Leung, Howard as Mgmt Against Against
Director
3.f To re-elect Mr. Cha Mou-Sing, Payson as Mgmt Against Against
Director
3.g To re-elect Mr. Liang Cheung-Biu, Thomas as Mgmt Against Against
Director
3.h To authorise the Board of Directors to fix Mgmt For For
the remuneration of Directors
4 To re-appoint Messrs. Mgmt For For
PricewaterhouseCoopers as Auditor and
authorise the Board of Directors to fix
their remuneration
5 Ordinary Resolution in Item No. 5 of the Mgmt For For
Notice of Annual General Meeting (To
approve a general mandate to the Directors
to repurchase shares not exceeding 10% of
the existing issued share capital)
6 Ordinary Resolution in Item No. 6 of the Mgmt For For
Notice of Annual General Meeting (To
approve a general mandate to the Directors
to issue shares not exceeding 20% of the
existing issued share capital)
7 Ordinary Resolution in Item No. 7 of the Mgmt For For
Notice of Annual General Meeting (To extend
the general mandate to be given to the
Directors to issue shares by the addition
thereto the shares repurchased by the
Company)
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG Agenda Number: 705250102
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: EGM
Meeting Date: 22-May-2014
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0502/LTN201405021382.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0502/LTN201405021414.pdf
1 TO CONSIDER AND APPROVE THE MASTER SERVICES Mgmt For For
AGREEMENT DATED 11 APRIL 2014 ENTERED INTO
BETWEEN THE COMPANY AND MR. DOO WAI-HOI,
WILLIAM
--------------------------------------------------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT CO LTD, HONG KONG Agenda Number: 705304222
--------------------------------------------------------------------------------------------------------------------------
Security: Y63084126
Meeting Type: EGM
Meeting Date: 16-Jun-2014
Ticker:
ISIN: HK0017000149
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0516/LTN20140516832.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0516/LTN20140516828.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL AND Mgmt For For
THE RULE 13 OFFER (EACH AS DEFINED IN THE
NOTICE CONVENING THE MEETING) AND MATTERS
RELATING TO THE IMPLEMENTATION THEREOF
--------------------------------------------------------------------------------------------------------------------------
NEXT PLC, LEICESTER Agenda Number: 705156126
--------------------------------------------------------------------------------------------------------------------------
Security: G6500M106
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0032089863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ACCOUNTS AND Mgmt For For
REPORTS
2 TO APPROVE THE REMUNERATION POLICY Mgmt For For
3 TO APPROVE THE REMUNERATION REPORT Mgmt For For
4 TO DECLARE A FINAL DIVIDEND OF 93P PER Mgmt For For
SHARE
5 TO RE-ELECT JOHN BARTON AS A DIRECTOR Mgmt For For
6 TO RE-ELECT CHRISTOS ANGELIDES AS A Mgmt Against Against
DIRECTOR
7 TO RE-ELECT STEVE BARBER AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JONATHAN DAWSON AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT CAROLINE GOODALL AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DAVID KEENS AS A DIRECTOR Mgmt Against Against
11 TO ELECT MICHAEL LAW AS A DIRECTOR Mgmt Against Against
12 TO RE-ELECT FRANCIS SALWAY AS A DIRECTOR Mgmt For For
13 TO ELECT JANE SHIELDS AS A DIRECTOR Mgmt Against Against
14 TO RE-ELECT LORD WOLFSON AS A DIRECTOR Mgmt Against Against
15 TO REAPPOINT ERNST AND YOUNG LLP AS Mgmt For For
AUDITORS AND AUTHORISE THE DIRECTORS TO SET
THEIR REMUNERATION
16 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
18 AUTHORITY FOR ON-MARKET PURCHASE OF OWN Mgmt For For
SHARES
19 AUTHORITY FOR OFF-MARKET PURCHASE OF OWN Mgmt For For
SHARES
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NKSJ HOLDINGS,INC. Agenda Number: 705335796
--------------------------------------------------------------------------------------------------------------------------
Security: J58699109
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3165000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Official Company Mgmt For For
Name to Sompo Japan Nipponkoa Holdings,Inc.
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORWEGIAN PROPERTY AS, STAVANGER Agenda Number: 705064107
--------------------------------------------------------------------------------------------------------------------------
Security: R6370J108
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: NO0010317811
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
2 Approval of the notice and the agenda Mgmt For For
4 Approval of the annual accounts and the Mgmt For For
annual report
5 Election of board of directors/board Mgmt For For
members in accordance with the nomination
committee's proposal
6 Election of nomination committee/members of Mgmt Abstain Against
the nomination committee in accordance with
the nomination committee's proposal
7 Determination of remuneration to the Mgmt For For
members of the board of directors in
accordance with the nomination committee's
proposal
8 Determination of remuneration to the Mgmt For For
members of the nomination committee in
accordance with the nomination committee's
proposal
9 Approval of the auditor's fee Mgmt For For
10 The board of director's statement regarding Mgmt For For
specification of salaries and other
remuneration to the management
12.A Power of attorney for the board of Mgmt For For
directors to increase the share capital:
cash
12.B Power of attorney for the board of Mgmt For For
directors to increase the share capital:
settlement
13 Power of attorney for the board of Mgmt For For
directors to raise a convertible loan
14 Power of attorney for the board of Mgmt For For
directors to purchase own shares
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 704953238
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 25-Feb-2014
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the Annual Report, the Mgmt For For
Financial Statements of Novartis AG and the
Group Consolidated Financial Statements for
the Business Year 2013
2 Discharge from Liability of the Members of Mgmt Against Against
the Board of Directors and the Executive
Committee
3 Appropriation of Available Earnings of Mgmt For For
Novartis AG and Declaration of Dividend:
CHF 2.45 per share
4.1 Advisory Vote on Total Compensation for Mgmt For For
Members of the Board of Directors from the
Annual General Meeting 2014 to the Annual
General Meeting 2015
4.2 Advisory Vote on Total Compensation for Mgmt For For
Members of the Executive Committee for the
Performance Cycle Ending in 2013
5.1 Re-election of Joerg Reinhardt, Ph.D., and Mgmt For For
election as Chairman of the Board of
Directors
5.2 Re-election of Dimitri Azar, M.D., MBA Mgmt For For
5.3 Re-election of Verena A. Briner, M.D. Mgmt For For
5.4 Re-election of Srikant Datar, Ph.D. Mgmt For For
5.5 Re-election of Ann Fudge Mgmt For For
5.6 Re-election of Pierre Landolt, Ph.D. Mgmt For For
5.7 Re-election of Ulrich Lehner, Ph.D. Mgmt For For
5.8 Re-election of Andreas von Planta, Ph.D. Mgmt For For
5.9 Re-election of Charles L. Sawyers, M.D. Mgmt For For
5.10 Re-election of Enrico Vanni, Ph.D. Mgmt For For
5.11 Re-election of William T. Winters Mgmt For For
6.1 Election of Srikant Datar, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.2 Election of Ann Fudge as member of the Mgmt For For
Compensation Committee
6.3 Election of Ulrich Lehner, Ph.D., as member Mgmt Against Against
of the Compensation Committee
6.4 Election of Enrico Vanni, Ph.D., as member Mgmt Against Against
of the Compensation Committee
7 Re-election of the Auditor: Mgmt For For
PricewaterhouseCoopers AG
8 Election of lic. iur. Peter Andreas Zahn, Mgmt For For
Advokat, Basel, as the Independent Proxy
9 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND CONVERTIBLE INCOME Agenda Number: 933938459
--------------------------------------------------------------------------------------------------------------------------
Security: 67073B106
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: JPC
ISIN: US67073B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
WILLIAM ADAMS IV Mgmt Split 96% For 4% Withheld Split
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933970217
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1D. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1E. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1I. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2012 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt Withheld Against
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt Withheld Against
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt Withheld Against
HECTOR GARCIA-MOLINA Mgmt Withheld Against
JEFFREY O. HENLEY Mgmt Withheld Against
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt Against Against
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr For Against
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
ORIENT-EXPRESS HOTELS LTD. Agenda Number: 934016444
--------------------------------------------------------------------------------------------------------------------------
Security: G67743107
Meeting Type: Annual
Meeting Date: 30-Jun-2014
Ticker: OEH
ISIN: BMG677431071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HARSHA V. AGADI Mgmt Withheld Against
JOHN D. CAMPBELL Mgmt Withheld Against
ROLAND A. HERNANDEZ Mgmt Withheld Against
MITCHELL C. HOCHBERG Mgmt Withheld Against
RUTH A. KENNEDY Mgmt Withheld Against
PRUDENCE M. LEITH Mgmt Withheld Against
JOHN M. SCOTT III Mgmt Withheld Against
H. ROELAND VOS Mgmt For For
2. CHANGE OF THE COMPANY'S LEGAL NAME FROM Mgmt For For
ORIENT-EXPRESS HOTELS LTD. TO BELMOND LTD.
3. APPOINTMENT OF DELOITTE LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AND AUTHORIZATION OF THE
AUDIT COMMITTEE TO FIX ACCOUNTING FIRM'S
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 705343123
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
1.13 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OWENS CORNING Agenda Number: 933936253
--------------------------------------------------------------------------------------------------------------------------
Security: 690742101
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: OC
ISIN: US6907421019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANN IVERSON Mgmt For For
EDWARD F. LONERGAN Mgmt For For
JOHN D. WILLIAMS Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. TO APPROVE AMENDMENTS TO THE BYLAWS AND Mgmt For For
CERTIFICATE OF INCORPORATION OF OWENS
CORNING TO DECLASSIFY THE BOARD OF
DIRECTORS.
4. TO APPROVE, ON AN ADVISORY BASIS, 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 933936328
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. Mgmt Against Against
1.2 ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1.4 ELECTION OF DIRECTOR: MARK A. SCHULZ Mgmt Against Against
2. RESTRICTED STOCK AND DEFERRED COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SUPERMAJORITY VOTE PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971853
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYNIS A. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1F. ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON Mgmt For For
2. TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
3A. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DAVID A. JONES
3B. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: GLYNIS A. BRYAN
3C. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: T. MICHAEL GLENN
3D. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: WILLIAM T. MONAHAN
4. TO ELECT PROXY VOTING SERVICES GMBH AS THE Mgmt For For
INDEPENDENT PROXY
5. TO APPROVE THE 2013 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF
PENTAIR LTD. FOR THE YEAR ENDED DECEMBER
31, 2013
6. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS OF PENTAIR LTD. FROM
LIABILITY FOR THE YEAR ENDED DECEMBER 31,
2013
7A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING
7B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
7C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
8A. TO APPROVE THE APPROPRIATION OF RESULTS FOR Mgmt For For
THE YEAR ENDED DECEMBER 31, 2013 AS
PROPOSED BY THE BOARD OF DIRECTORS
8B. TO APPROVE THE CONVERSION AND APPROPRIATION Mgmt For For
OF RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS
9. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
10. TO APPROVE THE RENEWAL OF THE AUTHORIZED Mgmt For For
CAPITAL OF PENTAIR LTD.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971865
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q111
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT BY AND Mgmt For For
BETWEEN PENTAIR LTD. AND PENTAIR PLC.
2. TO APPROVE THE VOTING CAP ELIMINATION Mgmt For For
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO APPROVE THE RESERVES PROPOSAL AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933953805
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE PG&E CORPORATION 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 933934398
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS W. KERTESS Mgmt Split 97% For 3% Withheld Split
WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld Split
ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 933934336
--------------------------------------------------------------------------------------------------------------------------
Security: 72201B101
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: PTY
ISIN: US72201B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADFORD K. GALLAGHER Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 933894087
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld Split
HANS W. KERTESS Mgmt Split 97% For 3% Withheld Split
WILLIAM B. OGDEN, IV Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 933894075
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HANS W. KERTESS Mgmt Split 95% For 5% Withheld Split
WILLIAM B. OGDEN, IV Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FD Agenda Number: 933934350
--------------------------------------------------------------------------------------------------------------------------
Security: 72202B100
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: PKO
ISIN: US72202B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADFORD K. GALLAGHER Mgmt Split 97% For 3% Withheld Split
ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933946951
--------------------------------------------------------------------------------------------------------------------------
Security: 73755L107
Meeting Type: Annual and Special
Meeting Date: 15-May-2014
Ticker: POT
ISIN: CA73755L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C.M. BURLEY Mgmt For For
D.G. CHYNOWETH Mgmt For For
W.J. DOYLE Mgmt For For
J.W. ESTEY Mgmt For For
G.W. GRANDEY Mgmt For For
C.S. HOFFMAN Mgmt For For
D.J. HOWE Mgmt For For
A.D. LABERGE Mgmt For For
C. E. MADERE Mgmt For For
K. G. MARTELL Mgmt For For
J. J. MCCAIG Mgmt For For
M. MOGFORD Mgmt For For
E. VIYELLA DE PALIZA Mgmt For For
02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For
THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX C TO THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933961383
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK OWNERSHIP.
--------------------------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda Number: 933960913
--------------------------------------------------------------------------------------------------------------------------
Security: 69360J107
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: PSB
ISIN: US69360J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD L. HAVNER, JR. Mgmt For For
JOSEPH D. RUSSELL, JR. Mgmt For For
JENNIFER HOLDEN DUNBAR Mgmt For For
JAMES H. KROPP Mgmt For For
SARA GROOTWASSINK LEWIS Mgmt For For
MICHAEL V. MCGEE Mgmt For For
GARY E. PRUITT Mgmt For For
ROBERT S. ROLLO Mgmt For For
PETER SCHULTZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF PS
BUSINESS PARKS, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 705110257
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S ACCOUNTS AND THE REPORTS Mgmt For For
OF THE DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2013 BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION POLICY AS Mgmt For For
SET OUT ON PAGES 35 TO 40 OF THE ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
BE APPROVED
3 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013
BE APPROVED
4 THAT THE FINAL DIVIDEND RECOMMENDED BY THE Mgmt For For
DIRECTORS OF 77P PER ORDINARY SHARE FOR THE
YEAR ENDED 31 DECEMBER 2013 BE DECLARED
PAYABLE AND PAID ON 29 MAY 2014 TO ALL
SHAREHOLDERS ON THE REGISTER AT THE CLOSE
OF BUSINESS ON 21 FEBRUARY 2014
5 THAT ADRIAN BELLAMY (MEMBER OF THE Mgmt For For
NOMINATION AND REMUNERATION COMMITTEES) BE
RE-ELECTED AS A DIRECTOR
6 THAT PETER HARF (MEMBER OF THE NOMINATION Mgmt Against Against
COMMITTEE) BE RE-ELECTED AS A DIRECTOR
7 THAT ADRIAN HENNAH BE RE-ELECTED AS A Mgmt For For
DIRECTOR
8 THAT KENNETH HYDON (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
9 THAT RAKESH KAPOOR (MEMBER OF THE Mgmt Against Against
NOMINATION COMMITTEE) BE RE-ELECTED AS A
DIRECTOR
10 THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
11 THAT JUDITH SPRIESER (MEMBER OF THE Mgmt For For
NOMINATION AND REMUNERATION COMMITTEES) BE
RE-ELECTED AS A DIRECTOR
12 THAT WARREN TUCKER (MEMBER OF THE AUDIT AND Mgmt For For
NOMINATION COMMITTEES) BE RE-ELECTED AS A
DIRECTOR
13 THAT NICANDRO DURANTE (MEMBER OF THE Mgmt For For
NOMINATION COMMITTEE), WHO WAS APPOINTED TO
THE BOARD SINCE THE DATE OF THE LAST AGM,
BE ELECTED AS A DIRECTOR
14 THAT PRICEWATERHOUSECOOPERS LLP BE Mgmt For For
RE-APPOINTED AUDITORS OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
15 THAT THE DIRECTORS BE AUTHORISED TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
16 THAT IN ACCORDANCE WITH S366 AND S367 OF Mgmt For For
THE COMPANIES ACT 2006 (THE 2006 ACT) THE
COMPANY AND ANY UK REGISTERED COMPANY WHICH
IS OR BECOMES A SUBSIDIARY OF THE COMPANY
DURING THE PERIOD TO WHICH THIS RESOLUTION
RELATES BE AUTHORISED TO: A) MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR
INDEPENDENT ELECTION CANDIDATES UP TO A
TOTAL AGGREGATE AMOUNT OF GBP 50,000; B)
MAKE POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
UP TO A TOTAL AGGREGATE AMOUNT OF GBP
50,000; AND C) INCUR POLITICAL EXPENDITURE
UP TO A TOTAL AGGREGATE AMOUNT OF GBP
50,000 DURING THE PERIOD FROM THE DATE OF
THIS RESOLUTION UNTIL THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY IN 2015, PROVIDED
THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH
DONATIONS AND EXPENDITURE INCURRED BY THE
COMPANY AND ITS UK SUBSIDIARIES IN SUCH
CONTD
CONT CONTD PERIOD SHALL NOT EXCEED GBP 50,000. Non-Voting
FOR THE PURPOSE OF THIS RESOLUTION, THE
TERMS 'POLITICAL DONATIONS', 'POLITICAL
PARTIES', 'INDEPENDENT ELECTION
CANDIDATES', 'POLITICAL ORGANISATIONS' AND
'POLITICAL EXPENDITURE' HAVE THE MEANINGS
SET OUT IN S363 TO S365 OF THE 2006 ACT
17 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO EXERCISE ALL
THE POWERS OF THE COMPANY TO ALLOT SHARES
OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITY INTO SHARES OF THE COMPANY UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
20,800,000 AND SO THAT THE DIRECTORS MAY
IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE
ANY ARRANGEMENTS WHICH IT CONSIDERS
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH
AUTHORITIES TO APPLY UNTIL THE END OF NEXT
YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE
OF BUSINESS ON 30 JUNE 2015), SAVE THAT
UNDER SUCH AUTHORITY THE COMPANY MAY MAKE
OFFERS AND ENTER INTO AGREEMENTS DURING THE
RELEVANT PERIOD WHICH WOULD, OR MIGHT,
REQUIRE SHARES CONTD
CONT CONTD TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE Non-Voting
FOR OR CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS AND THE
DIRECTORS MAY ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT ENDED
18 THAT IF RESOLUTION 17 IS PASSED, THE Mgmt For For
DIRECTORS BE GIVEN POWER TO ALLOT EQUITY
SECURITIES (AS DEFINED IN THE 2006 ACT) FOR
CASH UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH AS IF S561 OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH
POWER TO BE LIMITED: A) TO THE ALLOTMENT OF
EQUITY SECURITIES AND SALE OF TREASURY
SHARES FOR CASH IN CONNECTION WITH AN OFFER
OF, OR INVITATION TO APPLY FOR, EQUITY
SECURITIES TO SHAREHOLDERS IN PROPORTION
(AS NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS AND THAT THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL CONTD
CONT CONTD PROBLEMS IN, OR UNDER THE LAWS OF, Non-Voting
ANY TERRITORY OR ANY OTHER MATTER; AND B)
IN THE CASE OF THE AUTHORITY GRANTED UNDER
PARAGRAPH (A) OF THIS RESOLUTION AND/OR IN
THE CASE OF ANY TRANSFER OF TREASURY SHARES
WHICH IS TREATED AS AN ALLOTMENT OF EQUITY
SECURITIES UNDER S560(3) OF THE 2006 ACT,
TO THE ALLOTMENT (OTHERWISE THAN UNDER
PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES
UP TO A NOMINAL AMOUNT OF GBP 3,500,000
SUCH POWER TO APPLY UNTIL THE END OF NEXT
YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE
OF BUSINESS ON 30 JUNE 2015) BUT DURING
THIS PERIOD THE COMPANY MAY MAKE OFFERS,
AND ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE POWER ENDS AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES UNDER ANY SUCH
OFFER OR AGREEMENT AS IF THE POWER HAD
CONTD
CONT CONTD NOT EXPIRED Non-Voting
19 THAT THE COMPANY BE AND IT IS HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF S701 OF THE 2006 ACT TO
MAKE MARKET PURCHASES (WITHIN THE MEANING
OF S693(4) OF THE 2006 ACT) OF ORDINARY
SHARES OF 10P EACH IN THE CAPITAL OF THE
COMPANY (ORDINARY SHARES) PROVIDED THAT: A)
THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH
MAY BE PURCHASED IS 73,000,000 ORDINARY
SHARES (REPRESENTING LESS THAN 10% OF THE
COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS
AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT
WHICH ORDINARY SHARES MAY BE PURCHASED IS
AN AMOUNT EQUAL TO THE HIGHER OF (I) 5%
ABOVE THE AVERAGE OF THE MIDDLE MARKET
QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST FOR THE FIVE BUSINESS DAYS
PRECEDING THE DATE OF PURCHASE; AND (II)
THAT STIPULATED BY ARTICLE 5(1) OF THE EU
CONTD
CONT CONTD BUYBACK AND STABILISATION REGULATIONS Non-Voting
2003 (NO. 2273/2003); AND THE MINIMUM PRICE
IS 10P PER ORDINARY SHARE, IN BOTH CASES
EXCLUSIVE OF EXPENSES; C) THE AUTHORITY TO
PURCHASE CONFERRED BY THIS RESOLUTION SHALL
EXPIRE ON THE EARLIER OF 30 JUNE 2015 OR ON
THE DATE OF THE AGM OF THE COMPANY IN 2015
SAVE THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, ENTER INTO A CONTRACT TO PURCHASE
ORDINARY SHARES UNDER WHICH SUCH PURCHASE
WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY
OR PARTLY AFTER THE EXPIRATION OF THIS
AUTHORITY AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT; AND D) ALL ORDINARY SHARES
PURCHASED PURSUANT TO THE SAID AUTHORITY
SHALL BE EITHER: I) CANCELLED IMMEDIATELY
UPON COMPLETION OF THE PURCHASE; OR II)
HELD, SOLD, TRANSFERRED OR OTHERWISE DEALT
WITH AS TREASURY SHARES IN ACCORDANCE WITH
CONTD
CONT CONTD THE PROVISIONS OF THE 2006 ACT Non-Voting
20 THAT A GENERAL MEETING OTHER THAN AN AGM Mgmt For For
MAY BE CALLED ON NOT LESS THAN 14 CLEAR
DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RED ELECTRICA CORPORACION, SA, ALCOBANDAS Agenda Number: 705119572
--------------------------------------------------------------------------------------------------------------------------
Security: E42807102
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: ES0173093115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 08 APR 2014: DELETION OF COMMENT Non-Voting
1 EXAMINATION AND APPROVAL, AS THE CASE MAY Mgmt For For
BE, OF THE FINANCIAL STATEMENTS (BALANCE
SHEET, INCOME STATEMENT, STATEMENT OF
CHANGES IN TOTAL EQUITY, STATEMENT OF
RECOGNIZED INCOME AND EXPENSE, CASH FLOW
STATEMENT, AND NOTES TO FINANCIAL
STATEMENTS) AND THE MANAGEMENT REPORT FOR
RED ELECTRICA CORPORACION, S.A. FOR THE
YEAR ENDED DECEMBER 31, 2013
2 EXAMINATION AND APPROVAL, AS THE CASE MAY Mgmt For For
BE, OF THE CONSOLIDATED FINANCIAL
STATEMENTS (CONSOLIDATED STATEMENT OF
FINANCIAL POSITION, CONSOLIDATED INCOME
STATEMENT, CONSOLIDATED OVERALL INCOME
STATEMENT, CONSOLIDATED STATEMENT OF
CHANGES IN EQUITY, CONSOLIDATED CASH FLOW
STATEMENT, AND NOTES TO THE CONSOLIDATED
FINANCIAL STATEMENT) AND THE CONSOLIDATED
MANAGEMENT REPORT OF THE CONSOLIDATED GROUP
OF RED ELECTRICA CORPORACION, S.A., AND
SUBSIDIARY COMPANIES FOR THE YEAR ENDED
DECEMBER 31, 2013
3 EXAMINATION AND APPROVAL, AS THE CASE MAY Mgmt For For
BE, OF THE APPLICATION OF THE RESULT OF RED
ELECTRICA CORPORACION, S.A., FOR THE YEAR
ENDED DECEMBER 31, 2013
4 EXAMINATION AND APPROVAL, AS THE CASE MAY Mgmt For For
BE, OF MANAGEMENT BY THE BOARD OF DIRECTORS
OF RED ELECTRICA CORPORACION, S.A., IN 2013
5.1 RATIFICATION AND APPOINTMENT OF MR. JOSE Mgmt For For
ANGEL PARTEARROYO MARTIN AS PROPRIETARY
DIRECTOR
5.2 APPOINTMENT OF MS. SOCORRO FERNANDEZ LARREA Mgmt For For
AS INDEPENDENT DIRECTOR
5.3 APPOINTMENT OF MR. ANTONIO GOMEZ CIRIA AS Mgmt For For
INDEPENDENT DIRECTOR
6.1 AUTHORIZATION FOR THE DERIVATIVE Mgmt For For
ACQUISITION OF TREASURY STOCK BY THE
COMPANY OR BY COMPANIES OF THE RED
ELECTRICA GROUP, AND FOR THE DIRECT AWARD
OF TREASURY STOCK TO EMPLOYEES AND
EXECUTIVE DIRECTORS OF THE COMPANY AND OF
THE COMPANIES OF THE RED ELECTRICA GROUP,
AS COMPENSATION
6.2 APPROVAL OF A COMPENSATION PLAN FOR MEMBERS Mgmt For For
OF MANAGEMENT AND THE EXECUTIVE DIRECTORS
OF THE COMPANY AND OF THE COMPANIES OF THE
RED ELECTRICA GROUP
6.3 REVOCATION OF PREVIOUS AUTHORIZATIONS Mgmt For For
7.1 APPROVAL OF THE ANNUAL REPORT ON Mgmt For For
COMPENSATION AND COMPENSATION POLICY FOR
THE BOARD OF DIRECTORS OF RED ELECTRICA
CORPORACION, S.A
7.2 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS OF RED ELECTRICA CORPORACION,
S.A., FOR 2013
7.3 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS OF RED ELECTRICA CORPORACION,
S.A., FOR 2014
8 DELEGATION OF AUTHORITY TO FULLY IMPLEMENT Mgmt For For
THE RESOLUTIONS ADOPTED AT THE GENERAL
SHAREHOLDERS' MEETING
9 INFORMATION TO THE GENERAL SHAREHOLDERS' Non-Voting
MEETING ON THE 2013 ANNUAL CORPORATE
GOVERNANCE REPORT OF RED ELECTRICA
CORPORACION, S.A
CMMT 21 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 5.1 AND CHANGE IN RECORD DATE
FROM 30 APRIL TO 02 MAY 2014. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933971891
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt For For
1B) ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt For For
1E) ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt For For
1F) ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1H) ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 705152988
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 20-May-2014
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF ANNUAL REPORT & ACCOUNTS Mgmt For For
2 APPROVAL OF DIRECTORS' REMUNERATION POLICY Mgmt For For
3 APPROVAL OF DIRECTORS' REMUNERATION REPORT Mgmt For For
4 APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 APPOINTMENT OF PATRICIA A. WOERTZ AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
6 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: BEN VAN BEURDEN
7 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GUY ELLIOTT
8 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: SIMON HENRY
9 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: CHARLES O.
HOLLIDAY
10 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE
11 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: JORMA OLLILA
12 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: SIR NIGEL
SHEINWALD
13 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: LINDA G. STUNTZ
14 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: HANS WIJERS
15 RE-APPOINTMENT OF THE FOLLOWING AS A Mgmt For For
DIRECTOR OF THE COMPANY: GERRIT ZALM
16 THAT PRICEWATERHOUSECOOPERS LLP IS Mgmt For For
RE-APPOINTED AS AUDITORS OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY
17 REMUNERATION OF AUDITORS Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 APPROVAL OF LONG TERM INCENTIVE PLAN Mgmt For For
22 APPROVAL OF DEFERRED BONUS PLAN Mgmt For For
23 APPROVAL OF RESTRICTED SHARE PLAN Mgmt Against Against
24 AUTHORITY FOR CERTAIN DONATIONS AND Mgmt For For
EXPENDITURE
CMMT 05 MAY 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE AND
AUDITORS' NAMES. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD, SUWON Agenda Number: 704990010
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 14-Mar-2014
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve, Audited Financial Statements Mgmt For For
for FY 2013 (45th) Approval of Statements
of Financial Position, Income, and Cash
Flow. The total dividend per share in 2013
is KRW 14,300 for common and KRW 14,350 for
preferred shares, including interim
dividend of KRW 500 per share paid in
August 2013
2 To approve, the Remuneration Limit for the Mgmt For For
Directors for FY 2014 (46th).As specified
CMMT 11 MAR 2014: PLEASE NOTE THAT BY SENDING AN Non-Voting
INSTRUCTION TO ABSTAIN FROM VOTING, YOU
PROVIDE DISCRETIONARY PROXY TO THE BOARD OF
DIRECTORS. THANK YOU.
CMMT 11 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION Agenda Number: 934011848
--------------------------------------------------------------------------------------------------------------------------
Security: 80004C101
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: SNDK
ISIN: US80004C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1B. ELECTION OF DIRECTOR: IRWIN FEDERMAN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN J. GOMO Mgmt For For
1D. ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DR. CHENMING HU Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE P. LEGO Mgmt For For
1G. ELECTION OF DIRECTOR: SANJAY MEHROTRA Mgmt For For
1H. ELECTION OF DIRECTOR: D. SCOTT MERCER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE SANDISK Mgmt For For
CORPORATION 2005 EMPLOYEE STOCK PURCHASE
PLANS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014.
4. TO PASS AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SAP AG, WALLDORF/BADEN Agenda Number: 705161103
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 30 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 Non-Voting
MAY 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP AG, INCLUDING THE EXECUTIVE
BOARD'S EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANT TO SECTIONS
289 (4) AND (5) AND 315 (4) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT, EACH
FOR FISCAL YEAR 2013
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2013: THE
DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR
7,595,363,764.58 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER
NO-PAR SHARE EUR 6,001,620,574.58 SHALL BE
CARRIED FORWARD EUR 400,000,000 EX-DIVIDEND
AND PAYABLE DATE: MAY 22, 2014
3. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2013
4. RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2013
5. APPOINTMENT OF THE AUDITORS OF THE Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2014:
KPMG AG
6.1 RESOLUTION ON THE APPROVAL OF TWO AMENDMENT Mgmt For For
AGREEMENTS TO EXISTING CONTROL AND PROFIT
AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG
AND TWO SUBSIDIARIES: THE AMENDMENT
AGREEMENT TO THE CONTROL AND PROFIT AND
LOSS TRANSFER AGREEMENT WITH SAP ERSTE
BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH
DATED MARCH 18, 2014 IS APPROVED
6.2 RESOLUTION ON THE APPROVAL OF TWO AMENDMENT Mgmt For For
AGREEMENTS TO EXISTING CONTROL AND PROFIT
AND LOSS TRANSFER AGREEMENTS BETWEEN SAP AG
AND TWO SUBSIDIARIES: THE AMENDMENT
AGREEMENT TO THE CONTROL AND PROFIT AND
LOSS TRANSFER AGREEMENT WITH SAP ZWEITE
BETEILIGUNGS-UND VERMOGENSVERWALTUNGS GMBH
DATED MARCH 18, 2014 IS APPROVED
7. RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For
PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN
SAP AG AND A SUBSIDIARY
8.1 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: THE CONVERSION PLAN DATED MARCH 21,
2014 (DEEDS OF NOTARY PUBLIC DR
HOFFMANN-REMY, WITH OFFICE IN HEIDELBERG,
NOTARY'S OFFICE 5 OF HEIDELBERG, ROLL OF
DEEDS NO. 5 UR 493/2014 AND 500/2014)
CONCERNING THE CONVERSION OF SAP AG TO A
EUROPEAN COMPANY (SOCIETAS EUROPAEA, SE) IS
APPROVED; THE ARTICLES OF INCORPORATION OF
SAP SE ATTACHED TO THE CONVERSION PLAN AS
AN ANNEX ARE ADOPTED; WITH REGARD TO
SECTION 4 (1) AND (5) THROUGH (8) OF THE
ARTICLES OF INCORPORATION OF SAP SE,
SECTION 3.5 OF THE CONVERSION PLAN SHALL
APPLY
8.2.1 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR. H. C. MULT. HASSO
PLATTNER
8.2.2 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PEKKA ALA-PIETILAE
8.2.3 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. ANJA FELDMANN
8.2.4 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR. WILHELM HAARMANN
8.2.5 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: BERNARD LIAUTAUD
8.2.6 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: DR. H. C. HARTMUT MEHDORN
8.2.7 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: DR. ERHARD SCHIPPOREIT
8.2.8 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt Against Against
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: JIM HAGEMANN SNABE
8.2.9 CONVERSION WITH CHANGE OF LEGAL FORM OF THE Mgmt For For
COMPANY TO A EUROPEAN COMPANY (SE) AND
ELECTIONS TO THE FIRST SUPERVISORY BOARD OF
SAP SE: PROF. DR-ING. E. H. KLAUS WUCHERER
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933950378
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
STEVEN E. BERNSTEIN
1.2 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
DUNCAN H. COCROFT
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt For For
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SECOM CO.,LTD. Agenda Number: 705343919
--------------------------------------------------------------------------------------------------------------------------
Security: J69972107
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3421800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Chairperson or Mgmt For For
President to Convene and Chair a
Shareholders Meeting and/or a Board
Meeting, Approve Minor Revisions, Establish
the Articles Related to Record Date for
Interim Dividends as of 30th September
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEMGROUP CORPORATION Agenda Number: 933985496
--------------------------------------------------------------------------------------------------------------------------
Security: 81663A105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SEMG
ISIN: US81663A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD A. BALLSCHMIEDE Mgmt For For
SARAH M. BARPOULIS Mgmt For For
JOHN F. CHLEBOWSKI Mgmt For For
CARLIN G. CONNER Mgmt For For
KARL F. KURZ Mgmt For For
JAMES H. LYTAL Mgmt For For
THOMAS R. MCDANIEL Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF BDO USA, LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933945923
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: KATHLEEN L. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: PABLO A. FERRERO Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1J. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1K. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SHIMAO PROPERTY HOLDINGS LIMITED Agenda Number: 705232813
--------------------------------------------------------------------------------------------------------------------------
Security: G81043104
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: KYG810431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281148.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0428/LTN201404281196.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS TOGETHER
WITH THE REPORTS OF THE DIRECTORS AND THE
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2013
2 TO DECLARE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3i TO RE-ELECT MR. HUI SAI TAN, JASON AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3ii TO RE-ELECT MR. XU YOUNONG AS AN EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
3iii TO RE-ELECT MS. KAN LAI KUEN, ALICE AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3iv TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ISSUE SHARES IN THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES IN THE
COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO ISSUE
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 704888859
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
13.01.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. To receive and consider the adopted Annual Non-Voting
Financial Statements of Siemens AG and the
approved Consolidated Financial Statements,
together with the Combined Management
Report of Siemens AG and the Siemens Group,
including the Explanatory Report on the
information required pursuant to Section
289 (4) and (5) and Section 315 (4) of the
German Commercial Code (HGB) as of
September 30, 2013, as well as the Report
of the Supervisory Board, the Corporate
Governance Report, the Compensation Report
and the Compliance Report for fiscal year
2013
2. Resolution on the Appropriation of the Mgmt For For
Distributable Profit The distributable
profit of EUR 2,643,000,000.00 as follows:
Payment of a dividend of EUR 3.00 per
no-par share for the 2012/2014 financial
year. EUR 109,961,760.00 shall be carried
forward. Ex-dividend and payable date:
January 29, 2014
3. To ratify the acts of the members of the Mgmt For For
Managing Board
4. To ratify the acts of the members of the Mgmt For For
Supervisory Board
5. To resolve on the approval of the system of Mgmt For For
Managing Board compensation
6. To resolve on the appointment of Mgmt For For
independent auditors for the audit of the
Annual Financial Statements and the
Consolidated Financial Statements and for
the review of the Interim Financial
Statements: Ernst & Young GmbH
7. To resolve on a by-election to the Mgmt For For
Supervisory Board: Jim Hagemann Snabe
8. To resolve on the creation of an Authorized Mgmt For For
Capital 2014 against contributions in cash
and / or contributions in kind with the
option of excluding subscription rights,
and related amendments to the Articles of
Association
9. To resolve on the cancelation of the Mgmt For For
authorization to issue convertible bonds
and / or warrant bonds dated January 25,
2011 and of the Conditional Capital 2011 as
well as on the creation of a new
authorization of the Managing Board to
issue convertible bonds and / or warrant
bonds and to exclude shareholders
subscription rights, and on the creation of
a Conditional Capital 2014 and related
amendments to the Articles of Association
10. To resolve on the cancelation of Mgmt For For
Conditional Capital no longer required and
related amendments to the Articles of
Association
11. To resolve on the adjustment of Supervisory Mgmt For For
Board compensation and related amendments
to the Articles of Association
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933983199
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1.5 ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1.7 ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED 1998 STOCK INCENTIVE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 705342981
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company and the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
SOVRAN SELF STORAGE, INC. Agenda Number: 933978681
--------------------------------------------------------------------------------------------------------------------------
Security: 84610H108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SSS
ISIN: US84610H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ATTEA Mgmt For For
KENNETH F. MYSZKA Mgmt For For
ANTHONY P. GAMMIE Mgmt For For
CHARLES E. LANNON Mgmt For For
JAMES R. BOLDT Mgmt For For
STEPHEN R. RUSMISEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SPX CORPORATION Agenda Number: 933948513
--------------------------------------------------------------------------------------------------------------------------
Security: 784635104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: SPW
ISIN: US7846351044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PATRICK D. CAMPBELL Mgmt For For
1.2 ELECTION OF DIRECTOR: EMERSON U. FULLWOOD Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL J. MANCUSO Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, SPX'S Mgmt For For
EXECUTIVE COMPENSATION PRACTICES.
3. TO AMEND AND RESTATE OUR CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC, CIRENCESTER GLOUCESTERSHINE Agenda Number: 705122353
--------------------------------------------------------------------------------------------------------------------------
Security: G5005D124
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: GB0007669376
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL ACCOUNTS Mgmt For For
AND REPORTS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE A FINAL DIVIDEND OF 9.58 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2013
3 TO RE-ELECT SARAH BATES AS A DIRECTOR Mgmt For For
4 TO RE-ELECT VIVIAN BAZALGETTE AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DAVID BELLAMY AS A DIRECTOR Mgmt For For
6 TO RE-ELECT IAIN CORNISH AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ANDREW CROFT AS A DIRECTOR Mgmt For For
8 TO RE-ELECT IAN GASGOIGNE AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID LAMB AS A DIRECTOR Mgmt For For
10 TO RE-ELECT PATIENCE WHEATCROFT AS A Mgmt For For
DIRECTOR
11 TO ELECT SIMON JEFFREYS AS A DIRECTOR Mgmt For For
12 TO ELECT ROGER YATES AS A DIRECTOR Mgmt For For
13 TO APPROVE THE DIRECTORS 'REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY) FOR THE YEAR ENDED 31
DECEMBER 2013
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITORS OF THE COMPANY
16 TO AUTHORIZE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF PRICEWATERHOUSECOOPERS LLP
AS AUDITORS OF THE COMPANY
17 TO AUTHORISE THE ALLOTMENT OF SHARES Mgmt For For
18 TO DIS-APPLY THE PRE-EMPTION RIGHTS ON THE Mgmt For For
COMPANY'S SHARES
19 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO AUTHORISE THE CALLING OF GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 CLEAR DAYS' NOTICE
22 TO APPROVE THE SJP 2014 PERFORMANCE SHARE Mgmt For For
PLAN AND AUTHORISE THE BOARD OF DIRECTORS
TO DO ALL SUCH THINGS NECESSARY TO GIVE
EFFECT TO THE SJP 2014 PERFORMANCE SHARE
PLAN
CMMT 09 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 6 AND 8. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933917619
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. PROHIBIT POLITICAL SPENDING. Shr Against For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS,INC. Agenda Number: 705352172
--------------------------------------------------------------------------------------------------------------------------
Security: J0752J108
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3892100003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation including Stock Mgmt For For
Options to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD, HONG KONG Agenda Number: 704766065
--------------------------------------------------------------------------------------------------------------------------
Security: Y82594121
Meeting Type: AGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: HK0016000132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010221.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1010/LTN20131010213.pdf
1 To receive and consider the audited Mgmt For For
financial statements and the reports of the
Directors and auditor for the year ended 30
June 2013
2 To declare the final dividend Mgmt For For
3.i.a To re-elect Mrs. Leung Ko May-yee, Margaret Mgmt For For
as independent Non-Executive Director
3.i.b To re-elect Mr. Kwok Ping-luen, Raymond as Mgmt Against Against
Executive Director
3.i.c To re-elect Mr. Wong Chik-wing, Mike as Mgmt For For
Executive Director
3.i.d To re-elect Dr. Li Ka-cheung, Eric as Mgmt For For
independent Non-Executive Director
3.i.e To re-elect Mr. Kwok Ping-sheung, Walter as Mgmt Against Against
Non-Executive Director
3.i.f To re-elect Sir Po-shing Woo as Mgmt Against Against
Non-Executive Director
3.i.g To re-elect Mr. Chan Kui-yuen, Thomas as Mgmt Against Against
Executive Director
3.i.h To re-elect Mr. Kwong Chun as Executive Mgmt For For
Director
3.ii To fix Directors' fees (the proposed fees Mgmt For For
to be paid to each Chairman, Vice Chairman
and other Director for the year ending 30
June 2014 be HKD 320,000, HKD 310,000 and
HKD 300,000 respectively)
4 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
auditor and to authorise the Board of
Directors to fix their remuneration
5 To grant a general mandate to the Directors Mgmt For For
to repurchase shares (Ordinary Resolution
No.5 as set out in the notice of the AGM)
6 To grant a general mandate to the Directors Mgmt For For
to issue new shares (Ordinary Resolution
No.6 as set out in the notice of the AGM)
7 To extend the general mandate to issue new Mgmt For For
shares by adding the number of shares
repurchased (Ordinary Resolution No.7 as
set out in the notice of the AGM)
--------------------------------------------------------------------------------------------------------------------------
SYDNEY AIRPORT Agenda Number: 704704130
--------------------------------------------------------------------------------------------------------------------------
Security: Q8808P103
Meeting Type: EGM
Meeting Date: 19-Sep-2013
Ticker:
ISIN: AU000000SYD9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL SAT1 AND SAT2 4 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (SAT1 AND SAT2 4), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
CMMT THE BELOW RESOLUTIONS ARE FOR THE SYDNEY Non-Voting
AIRPORT TRUST SAT1
1 Approval for Issue of SYD Securities to Mgmt For For
MTAA
2 Approval for Issue of SYD Securities to Mgmt For For
UniSuper
3 Ratification of Issue of SYD Securities to Mgmt For For
HTA
4 Ratification of Issue of SYD Securities to Mgmt For For
Future Fund
CMMT THE BELOW RESOLUTIONS ARE FOR THE SYDNEY Non-Voting
AIRPORT TRUST SAT2
1 Approval for Issue of SYD Securities to Mgmt For For
MTAA
2 Approval for Issue of SYD Securities to Mgmt For For
UniSuper
3 Ratification of Issue of SYD Securities to Mgmt For For
HTA
4 Ratification of Issue of SYD Securities to Mgmt For For
Future Fund
--------------------------------------------------------------------------------------------------------------------------
SYDNEY AIRPORT Agenda Number: 704810945
--------------------------------------------------------------------------------------------------------------------------
Security: Q8808P103
Meeting Type: OGM
Meeting Date: 22-Nov-2013
Ticker:
ISIN: AU000000SYD9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 OF SAT2 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
CMMT THE BELOW RESOLUTIONS ARE FOR THE SYDNEY Non-Voting
AIRPORT TRUST SAT1 OF GENERAL MEETING
1 Change of Responsible Entity Mgmt For For
2 Unstapling of SAT1 Units and SAT2 Units Mgmt For For
3 General Amendment to SAT1 Constitution Mgmt For For
CMMT THE BELOW RESOLUTIONS ARE FOR THE SYDNEY Non-Voting
AIRPORT TRUST SAT2 OF SCHEME MEETING AND
GENERAL MEETING
1 Amendments to SAT2 Constitution to Effect Mgmt For For
the Scheme
2 Acquisition resolution to effect the Scheme Mgmt For For
3 Unstapling of SAT1 Units and SAT2 Units Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SYNGENTA AG, BASEL Agenda Number: 705061593
--------------------------------------------------------------------------------------------------------------------------
Security: H84140112
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: CH0011037469
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 296871 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the Annual Report, including Mgmt For For
the Annual Financial Statements and the
Group Consolidated Financial Statements for
the year 2013
1.2 Consultative vote on the compensation Mgmt For For
system
2 Discharge of the members of the Board of Mgmt For For
Directors and the Executive Committee
3 Reduction of share capital by cancellation Mgmt For For
of repurchased shares
4 Appropriation of the available earnings as Mgmt For For
per Balance Sheet 2013 and dividend
decision: a gross dividend of CHF 10.00 per
share for the business year 2013
5 Revision of the Articles of Incorporation: Mgmt For For
Article 95 paragraph 3 of the Federal
Constitution
6.1 Re-election of Vinita Bali to the Board of Mgmt For For
Directors
6.2 Re-election of Stefan Borgas to the Board Mgmt For For
of Directors
6.3 Re-election of Gunnar Brock to the Board of Mgmt For For
Directors
6.4 Re-election of Michel Demare to the Board Mgmt For For
of Directors
6.5 Re-election of Eleni Gabre-Madhin to the Mgmt For For
Board of Directors
6.6 Re-election of David Lawrence to the Board Mgmt For For
of Directors
6.7 Re-election of Michael Mack to the Board of Mgmt For For
Directors
6.8 Re-election of Eveline Saupper to the Board Mgmt For For
of Directors
6.9 Re-election of Jacques Vincent to the Board Mgmt For For
of Directors
6.10 Re-election of Jurg Witmer to the Board of Mgmt For For
Directors
7 Election of Michel Demare as Chairman of Mgmt For For
the Board of Directors
8.1 Election of Eveline Saupper as member of Mgmt For For
the Compensation Committee
8.2 Election of Jacques Vincent as member of Mgmt For For
the Compensation Committee
8.3 Election of Jurg Witmer as member of the Mgmt For For
Compensation Committee
9 Election of the Independent Proxy: Prof. Mgmt For For
Dr. Lukas Handschin
10 Election of the external auditor: KPMG AG Mgmt For For
as external Auditor of Syngenta AG
11 Ad hoc Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt Against Against
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt For For
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt Against Against
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TEEKAY CORPORATION Agenda Number: 934003346
--------------------------------------------------------------------------------------------------------------------------
Security: Y8564W103
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TK
ISIN: MHY8564W1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS KUO-YUEN HSU Mgmt For For
AXEL KARLSHOEJ Mgmt For For
BJORN MOLLER Mgmt For For
PETER EVENSEN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA SA, MADRID Agenda Number: 705237039
--------------------------------------------------------------------------------------------------------------------------
Security: 879382109
Meeting Type: OGM
Meeting Date: 30-May-2014
Ticker:
ISIN: ES0178430E18
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I EXAMINATION AND APPROVAL, IF APPLICABLE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS, THE
CONSOLIDATED FINANCIAL STATEMENTS
(CONSOLIDATED ANNUAL ACCOUNTS) AND THE
MANAGEMENT REPORT OF TELEFONICA, S.A. AND
OF ITS CONSOLIDATED GROUP OF COMPANIES, AS
WELL AS OF THE PROPOSED ALLOCATION OF THE
PROFITS/LOSSES OF TELEFONICA, S.A. AND THE
MANAGEMENT OF ITS BOARD OF DIRECTORS, ALL
WITH RESPECT TO FISCAL YEAR 2013
II RE-ELECTION OF THE AUDITOR FOR FISCAL YEAR Mgmt For For
2014: ERNST YOUNG
III SHAREHOLDER COMPENSATION BY MEANS OF A Mgmt For For
SCRIP DIVIDEND. INCREASE IN SHARE CAPITAL
BY SUCH AMOUNT AS MAY BE DETERMINED
PURSUANT TO THE TERMS AND CONDITIONS OF THE
RESOLUTION, THROUGH THE ISSUANCE OF NEW
COMMON SHARES HAVING A PAR VALUE OF ONE (1)
EURO EACH, WITH NO SHARE PREMIUM, OF THE
SAME CLASS AND SERIES AS THOSE THAT ARE
CURRENTLY OUTSTANDING, WITH A CHARGE TO
RESERVES. OFFER TO PURCHASE FREE-OF-CHARGE
ALLOTMENT RIGHTS AT A GUARANTEED PRICE.
EXPRESS PROVISION FOR THE POSSIBILITY OF
LESS THAN FULL ALLOTMENT. DELEGATION OF
POWERS TO THE BOARD OF DIRECTORS, WHICH
MAY, IN TURN, DELEGATE SUCH POWERS TO THE
EXECUTIVE COMMISSION, TO SET THE TERMS AND
CONDITIONS OF THE INCREASE AS TO ALL
MATTERS NOT PROVIDED FOR BY THE
SHAREHOLDERS AT THIS GENERAL SHAREHOLDERS'
MEETING, TO TAKE SUCH ACTIONS AS MAY BE
REQUIRED FOR THE IMPLEMENTATION THEREOF, TO
AMEND THE TEXT OF SECTION 1 OF ARTICLE 5 OF
THE BY-LAWS TO REFLECT THE NEW AMOUNT OF
THE SHARE CAPITAL AND TO EXECUTE SUCH
PUBLIC AND PRIVATE DOCUMENTS AS MAY BE
NECESSARY FOR THE IMPLEMENTATION OF THE
CAPITAL INCREASE. APPLICATION TO THE
APPROPRIATE DOMESTIC AND FOREIGN
AUTHORITIES FOR ADMISSION TO TRADING OF THE
NEW SHARES ON THE MADRID, BARCELONA, BILBAO
AND VALENCIA STOCK EXCHANGES THROUGH THE
AUTOMATED QUOTATION SYSTEM (SISTEMA DE
INTERCONEXION BURSATIL) (CONTINUOUS MARKET)
AND ON THE FOREIGN STOCK EXCHANGES ON WHICH
THE SHARES OF TELEFONICA, S.A. ARE LISTED
(CURRENTLY LONDON AND BUENOS AIRES AND,
THROUGH ADSS, NEW YORK AND LIMA) IN THE
MANNER REQUIRED BY EACH OF SUCH STOCK
EXCHANGES
IV DELEGATION TO THE BOARD OF DIRECTORS OF THE Mgmt For For
POWER TO ISSUE DEBENTURES, BONDS, NOTES AND
OTHER FIXED-INCOME SECURITIES AND HYBRID
INSTRUMENTS, INCLUDING PREFERRED SHARES, BE
THEY SIMPLE, EXCHANGEABLE AND/OR
CONVERTIBLE, GRANTING THE BOARD, IN THE
LAST CASE, THE POWER TO EXCLUDE THE
PRE-EMPTIVE RIGHTS OF SHAREHOLDERS AND THE
POWER TO GUARANTEE ISSUANCES BY COMPANIES
OF THE GROUP
V AUTHORIZATION FOR THE ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES DIRECTLY OR THROUGH
COMPANIES OF THE GROUP
VI APPROVAL OF A LONG-TERM INCENTIVE PLAN Mgmt For For
CONSISTING OF THE DELIVERY OF SHARES OF
TELEFONICA, S.A. FOR THE EXECUTIVES OF THE
TELEFONICA GROUP
VII APPROVAL OF A GLOBAL INCENTIVE TELEFONICA, Mgmt For For
S.A. SHARES PURCHASE PLAN FOR THE EMPLOYEES
OF THE TELEFONICA GROUP
VIII DELEGATION OF POWERS TO FORMALIZE, Mgmt For For
INTERPRET, CORRECT AND IMPLEMENT THE
RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT
THE GENERAL SHAREHOLDERS' MEETING
IX CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
THE REMUNERATION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
THE HONG KONG AND CHINA GAS COMPANY LTD, HONG KONG Agenda Number: 705194520
--------------------------------------------------------------------------------------------------------------------------
Security: Y33370100
Meeting Type: AGM
Meeting Date: 04-Jun-2014
Ticker:
ISIN: HK0003000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0423/LTN20140423396.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0423/LTN20140423400.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31ST
DECEMBER 2013 AND THE REPORTS OF THE
DIRECTORS AND AUDITOR THEREON
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.I TO RE-ELECT DR. THE HON. DAVID LI KWOK PO Mgmt Against Against
AS DIRECTOR
3.II TO RE-ELECT MR. LEE KA KIT AS DIRECTOR Mgmt Against Against
3.III TO RE-ELECT MR. LEE KA SHING AS DIRECTOR Mgmt Against Against
3.IV TO RE-ELECT MR. PETER WONG WAI YEE AS Mgmt Against Against
DIRECTOR
4 TO APPROVE EACH DIRECTOR'S FEE, THE Mgmt For For
ADDITIONAL FEE FOR THE CHAIRMAN OF THE
BOARD AND THE FEE FOR EACH MEMBER OF (A)
AUDIT COMMITTEE; (B) REMUNERATION
COMMITTEE; AND (C) NOMINATION COMMITTEE
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
6.I TO APPROVE THE ISSUE OF BONUS SHARES Mgmt For For
6.II TO APPROVE THE RENEWAL OF THE GENERAL Mgmt For For
MANDATE TO THE DIRECTORS FOR BUY-BACK OF
SHARES
6.III TO APPROVE THE RENEWAL OF THE GENERAL Mgmt For For
MANDATE TO THE DIRECTORS FOR THE ISSUE OF
ADDITIONAL SHARES
6.IV TO AUTHORISE THE DIRECTORS TO ALLOT, ISSUE Mgmt Against Against
OR OTHERWISE DEAL WITH ADDITIONAL SHARES
EQUAL TO THE NUMBER OF SHARES BOUGHT BACK
UNDER RESOLUTION 6(II)
7 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
THE NEW AMERICA HIGH INCOME FUND, INC. Agenda Number: 933926872
--------------------------------------------------------------------------------------------------------------------------
Security: 641876800
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: HYB
ISIN: US6418768007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. BIRCH Mgmt Split 80% For 20% Withheld Split
JOSEPH L. BOWER Mgmt Split 96% For 4% Withheld Split
BERNARD J. KORMAN Mgmt Split 96% For 4% Withheld Split
STUART A. MCFARLAND Mgmt Split 97% For 3% Withheld Split
MARGUERITE PIRET Mgmt Split 97% For 3% Withheld Split
OLEG M. POHOTSKY Mgmt Split 97% For 3% Withheld Split
ELLEN E. TERRY Mgmt Split 81% For 19% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 933925084
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
WILLIAM E. BENNETT Mgmt For For
JOHN L. BRAGG Mgmt For For
AMY W. BRINKLEY Mgmt For For
W. EDMUND CLARK Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
DAVID E. KEPLER Mgmt For For
HENRY H. KETCHAM Mgmt For For
BRIAN M. LEVITT Mgmt For For
ALAN N. MACGIBBON Mgmt For For
HAROLD H. MACKAY Mgmt For For
KAREN E. MAIDMENT Mgmt For For
BHARAT B. MASRANI Mgmt For For
IRENE R. MILLER Mgmt For For
NADIR H. MOHAMED Mgmt For For
WILBUR J. PREZZANO Mgmt For For
HELEN K. SINCLAIR Mgmt For For
B APPOINTMENT OF AUDITOR NAMED IN THE Mgmt For For
MANAGEMENT PROXY CIRCULAR
C AMENDMENT TO BY-LAW NO. 1 Mgmt For For
D APPROACH TO EXECUTIVE COMPENSATION Mgmt For For
DISCLOSED IN THE REPORT OF THE HUMAN
RESOURCES COMMITTEE AND APPROACH TO
COMPENSATION SECTIONS OF THE MANAGEMENT
PROXY CIRCULAR *ADVISORY VOTE*
E SHAREHOLDER PROPOSAL A Shr Against For
F SHAREHOLDER PROPOSAL B Shr Against For
G SHAREHOLDER PROPOSAL C Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933968654
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 705335936
--------------------------------------------------------------------------------------------------------------------------
Security: J87000105
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 705121197
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 16-May-2014
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 282282 DUE TO ADDITION OF
RESOLUTIONS A, B, C, D AND E. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
14/0407/201404071400940.pdf
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
O.5 RENEWAL OF TERM OF MRS. PATRICIA BARBIZET Mgmt For For
AS BOARD MEMBER
O.6 RENEWAL OF TERM OF MRS. MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. PAUL DESMARAIS, JR. Mgmt Against Against
AS BOARD MEMBER
O.8 RENEWAL OF TERM OF MRS. BARBARA KUX AS Mgmt For For
BOARD MEMBER
O.9 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. CHRISTOPHE DE MARGERIE, CEO,
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2013
E.10 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
WHILE MAINTAINING THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS EITHER BY
ISSUING COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY, OR
BY INCORPORATING RESERVES, PROFITS,
PREMIUMS OR OTHERWISE
E.11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
EITHER BY ISSUING COMMON SHARES OR ANY
SECURITIES GIVING ACCESS TO CAPITAL WITH
THE CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN CASE OF
CAPITAL INCREASE WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.13 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL EITHER BY
ISSUING COMMON SHARES OR ANY SECURITIES
GIVING ACCESS TO CAPITAL, IN CONSIDERATION
FOR IN-KIND CONTRIBUTIONS GRANTED TO THE
COMPANY, WITH THE WAIVER BY SHAREHOLDERS OF
THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO
SHARES ISSUED AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF
THE CODE OF LABOR, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED DUE TO
THE SUBSCRIPTION FOR SHARES BY EMPLOYEES OF
THE GROUP
E.15 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR CATEGORIES OF BENEFICIARIES AS
PART OF A TRANSACTION RESERVED FOR
EMPLOYEES WITH THE CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS
E.16 AUTHORIZATION TO ALLOCATE BONUS SHARES OF Mgmt Against Against
THE COMPANY TO EMPLOYEES OF THE GROUP AND
CORPORATE OFFICERS OF THE COMPANY OR
COMPANIES OF THE GROUP, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED IN
FAVOR OF BENEFICIARIES OF SHARE ALLOCATIONS
E.17 AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR Mgmt For For
THE PURPOSE OF ESTABLISHING THE TERMS OF
APPOINTMENT OF THE BOARD
MEMBER(S)REPRESENTING EMPLOYEES UNDER THE
ACT OF JUNE 14TH, 2013 ON SECURING
EMPLOYMENT, AND INTEGRATING TECHNICAL
AMENDMENTS ON SOME PROVISIONS RELATING TO
BOARD MEMBERS REPRESENTING EMPLOYEE
SHAREHOLDERS
E.18 AMENDMENT TO ARTICLE 12 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS TO 70
E.19 AMENDMENT TO ARTICLE 15 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE GENERAL MANAGER
TO 67
E.20 AMENDMENT TO ARTICLE 17 OF THE BYLAWS TO Mgmt For For
COMPLY WITH THE ORDINANCE OF DECEMBER 9TH,
2010 TRANSPOSING THE EUROPEAN DIRECTIVE ON
SHAREHOLDERS' RIGHTS TO BE REPRESENTED BY
ANY PERSON OF THEIR CHOICE AT GENERAL
MEETINGS
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISTRIBUTION OF A
QUARTERLY NEWSLETTER BY EMPLOYEES DIRECTORS
AND DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: COMPONENTS OF
REMUNERATION OF CORPORATE OFFICERS AND
EMPLOYEES RELATED TO INDUSTRIAL SAFETY
INDICATORS
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ESTABLISHING
INDIVIDUAL SHAREHOLDING
D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: INCLUDING THE
EMPLOYEE DIRECTOR OR EMPLOYEES DIRECTORS IN
THE ORGANIZATION OF THE BOARD OF DIRECTORS
E PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISTRIBUTION OF
ATTENDANCE ALLOWANCES
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 705323880
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt Against Against
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Disposition of Own Shares through a Third
Party Allotment
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 933909117
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 31-Jan-2014
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN TYSON Mgmt For For
1B) ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For
1C) ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt For For
JR.
1D) ELECTION OF DIRECTOR: JIM KEVER Mgmt For For
1E) ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt For For
1F) ELECTION OF DIRECTOR: BRAD T. SAUER Mgmt For For
1G) ELECTION OF DIRECTOR: ROBERT THURBER Mgmt For For
1H) ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt For For
1I) ELECTION OF DIRECTOR: ALBERT C. ZAPANTA Mgmt For For
2) TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
3) TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
4) TO CONSIDER AND ACT UPON THE SHAREHOLDER Shr Against For
PROPOSAL DESCRIBED IN THE PROXY STATEMENT,
IF PROPERLY PRESENTED AT THE ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 933972665
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE S. GIBBS Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933951938
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 933950291
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD T. CARUCCI Mgmt For For
JULIANA L. CHUGG Mgmt For For
JUAN ERNESTO DE BEDOUT Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
GEORGE FELLOWS Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MATTHEW J. SHATTOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY BERKSHIRE Agenda Number: 704601512
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: AGM
Meeting Date: 23-Jul-2013
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Re-elect Gerard Kleisterlee as Director Mgmt For For
3 Re-elect Vittorio Colao as Director Mgmt For For
4 Re-elect Andy Halford as Director Mgmt For For
5 Re-elect Stephen Pusey as Director Mgmt For For
6 Re-elect Renee James as Director Mgmt For For
7 Re-elect Alan Jebson as Director Mgmt For For
8 Re-elect Samuel Jonah as Director Mgmt For For
9 Elect Omid Kordestani as Director Mgmt For For
10 Re-elect Nick Land as Director Mgmt For For
11 Re-elect Anne Lauvergeon as Director Mgmt For For
12 Re-elect Luc Vandevelde as Director Mgmt For For
13 Re-elect Anthony Watson as Director Mgmt For For
14 Re-elect Philip Yea as Director Mgmt For For
15 Approve Final Dividend Mgmt For For
16 Approve Remuneration Report Mgmt For For
17 Reappoint Deloitte LLP as Auditors Mgmt For For
18 Authorise the Audit and Risk Committee to Mgmt For For
Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
20 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary Mgmt For For
Shares
22 Authorise EU Political Donations and Mgmt For For
Expenditure
23 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933975786
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL LYNNE Mgmt For For
DAVID MANDELBAUM Mgmt For For
DANIEL R. TISCH Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING.
5 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN.
6 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
ESTABLISHING ONE CLASS OF TRUSTEES TO BE
ELECTED ANNUALLY.
7 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTING THE ACCELERATION OF EQUITY
AWARDS FOLLOWING A CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933936265
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 705023012
--------------------------------------------------------------------------------------------------------------------------
Security: P98180105
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: MXP810081010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I.A Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the board of directors
I.B Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the director general
I.C Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: from
the audit and corporate practices
committees
I.D Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the fulfillment of the tax
obligations
I.E Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the stock plan for personnel
I.F Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report:
regarding the status of the fund for the
purchase of shares of the company and of
the shares of the company that were
purchased during 2013
I.G Presentation, discussion and, if deemed Mgmt For For
appropriate, approval of the report: of the
Walmart de Mexico Foundation
II Discussion and, if deemed appropriate, Mgmt For For
approval of the audited, consolidated
financial statements to December 31, 2013
III Discussion and, if deemed appropriate, Mgmt For For
approval of the plan for the allocation of
results for the period from January 1
through December 31, 2013, and, if deemed
appropriate, for the payment of dividends
IV Discussion and, if deemed appropriate, Mgmt For For
approval of the plan to cancel shares of
the company that were purchased by the
company and that are currently held in
treasury
V Appointment or ratification of the members Mgmt Against Against
of the board of directors, of the
chairpersons of the audit and corporate
practices committees and of the
compensation that they are to receive
during the current fiscal year
VI Discussion and, if deemed appropriate, Mgmt For For
approval of the resolutions that are
contained in the minutes of the general
meeting that was held and the designation
of special delegates who will execute the
resolutions that are passed
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WERELDHAVE NV, DEN HAAG Agenda Number: 705035651
--------------------------------------------------------------------------------------------------------------------------
Security: N95060120
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: NL0000289213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Minutes of the General Meeting of Non-Voting
Shareholders on April 22, 2013
3 Report of the Board of Management Non-Voting
4 Dividend-and reserves policy Non-Voting
5 Remuneration report 2013 of the Supervisory Non-Voting
Board
6 Opportunity to ask questions to the Auditor Non-Voting
7 Adoption of the Annual Accounts for 2013 Mgmt For For
and of the proposal of a dividend per
ordinary share of EUR 3.30 in cash
8 Proposal to discharge the members of the Mgmt For For
Board of Management
9 Proposal to discharge the members of the Mgmt For For
Supervisory Board
10 Proposal to appoint B. Groenewegen as Mgmt For For
member of the Supervisory Board
11.1a Proposals to change the articles of Mgmt For For
association: Simplification protective
device: Proposal to approve the amendment
of protective devices
11.1b Proposals to change the articles of Mgmt For For
association: Simplification protective
device: Proposal to amend the articles of
association in connection with the
simplification of the protective devices
11.2a Proposals to change the articles of Mgmt For For
association: Abolition status closed-end
investment company with variable capital:
Proposal to amend the articles of
association in connection with the
potential abolition of the status as
closed-end investment company with variable
capital
112b1 Proposals to change the articles of Mgmt For For
association: Abolition status closed-end
investment company with variable capital:
Proposal to delegate the power to issue
shares to the Board of Management
112b2 Proposals to change the articles of Mgmt For For
association: Abolition status closed-end
investment company with variable capital:
Proposal to exclusion of pre-emption right
11.2c Proposals to change the articles of Mgmt For For
association: Abolition status closed-end
investment company with variable capital:
Proposal to authorise the Board of
Management to redeem own shares
11.3a Proposals to change the articles of Mgmt For For
association: Capital reduction and
amendment of the articles of association in
relation to some technical changes and
capital reduction: Proposal to reduce the
nominal value per share and to amend the
articles of association in connection with
some technical changes
11.3b Proposals to change the articles of Mgmt For For
association: Capital reduction and
amendment of the articles of association in
relation to some technical changes and
capital reduction: Proposal capital
reduction
12 Questions before closure of the meeting Non-Voting
13 Closure of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
WPP PLC, ST HELIER Agenda Number: 705411611
--------------------------------------------------------------------------------------------------------------------------
Security: G9788D103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JE00B8KF9B49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 329223 DUE TO CHANGE IN SEQUENCE
OF RESOLUTION 6, 7 & 8. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
1 ORDINARY RESOLUTION TO RECEIVE AND APPROVE Mgmt For For
THE AUDITED ACCOUNTS
2 ORDINARY RESOLUTION TO DECLARE A FINAL Mgmt For For
DIVIDEND
3 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
IMPLEMENTATION REPORT OF THE COMPENSATION
COMMITTEE
4 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
EXECUTIVE REMUNERATION POLICY
5 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
SUSTAINABILITY REPORT OF THE DIRECTORS
6 ORDINARY RESOLUTION TO RE-ELECT ROGER Mgmt For For
AGNELLI AS A DIRECTOR
7 ORDINARY RESOLUTION TO RE-ELECT DR JACQUES Mgmt For For
AIGRAIN AS A DIRECTOR
8 ORDINARY RESOLUTION TO RE-ELECT COLIN DAY Mgmt For For
AS A DIRECTOR
9 ORDINARY RESOLUTION TO RE-ELECT PHILIP Mgmt For For
LADER AS A DIRECTOR
10 ORDINARY RESOLUTION TO RE-ELECT RUIGANG LI Mgmt For For
AS A DIRECTOR
11 ORDINARY RESOLUTION TO RE-ELECT MARK READ Mgmt For For
AS A DIRECTOR
12 ORDINARY RESOLUTION TO RE-ELECT PAUL Mgmt For For
RICHARDSON AS A DIRECTOR
13 ORDINARY RESOLUTION TO RE-ELECT JEFFREY Mgmt For For
ROSEN AS A DIRECTOR
14 ORDINARY RESOLUTION TO RE-ELECT HUGO SHONG Mgmt For For
AS A DIRECTOR
15 ORDINARY RESOLUTION TO RE-ELECT TIMOTHY Mgmt For For
SHRIVER AS A DIRECTOR
16 ORDINARY RESOLUTION TO RE-ELECT SIR MARTIN Mgmt For For
SORRELL AS A DIRECTOR
17 ORDINARY RESOLUTION TO RE-ELECT SALLY Mgmt For For
SUSMAN AS A DIRECTOR
18 ORDINARY RESOLUTION TO RE-ELECT SOLOMON Mgmt For For
TRUJILLO AS A DIRECTOR
19 ORDINARY RESOLUTION TO ELECT DR JOHN HOOD Mgmt For For
AS A DIRECTOR
20 ORDINARY RESOLUTION TO ELECT CHARLENE Mgmt For For
BEGLEY AS A DIRECTOR
21 ORDINARY RESOLUTION TO ELECT NICOLE Mgmt For For
SELIGMAN AS A DIRECTOR
22 ORDINARY RESOLUTION TO ELECT DANIELA Mgmt For For
RICCARDI AS A DIRECTOR
23 ORDINARY RESOLUTION TO RE-APPOINT THE Mgmt For For
AUDITORS AND AUTHORISE THE DIRECTORS TO
DETERMINE THEIR REMUNERATION
24 ORDINARY RESOLUTION TO AUTHORISE THE Mgmt For For
DIRECTORS TO ALLOT RELEVANT SECURITIES
25 ORDINARY RESOLUTION TO APPROVE AN INCREASE Mgmt For For
IN THE NON-EXECUTIVE DIRECTORS' FEES TO GBP
3M
26 SPECIAL RESOLUTION TO AUTHORISE THE COMPANY Mgmt For For
TO PURCHASE ITS OWN SHARES
27 SPECIAL RESOLUTION TO AUTHORISE THE Mgmt For For
DISAPPLICATION OF PRE-EMPTION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
WYNN MACAU LTD Agenda Number: 705130994
--------------------------------------------------------------------------------------------------------------------------
Security: G98149100
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: KYG981491007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408421.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408417.pdf
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.98 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2013
3.a TO RE-ELECT MR. IAN MICHAEL COUGHLAN AS Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY
3.b TO RE-ELECT MR. NICHOLAS SALLNOW-SMITH AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3.c TO RE-ELECT DR. ALLAN ZEMAN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3.d TO ELECT MR. GAMAL AZIZ AS EXECUTIVE Mgmt Against Against
DIRECTOR OF THE COMPANY
3.e TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THE
AUDITORS' REMUNERATION FOR THE ENSUING YEAR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE AGGREGATE NOMINAL
AMOUNT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF
SHARES REPURCHASED BY THE COMPANY
8 TO APPROVE AND ADOPT THE EMPLOYEE OWNERSHIP Mgmt For For
SCHEME IN ACCORDANCE WITH THE RULES OF THE
EMPLOYEE OWNERSHIP SCHEME
9 TO GRANT A MANDATE TO THE DIRECTORS OF THE Mgmt For For
COMPANY TO ALLOT, ISSUE, PROCURE THE
TRANSFER OF AND OTHERWISE DEAL WITH UP TO
50,000,000 SHARES, REPRESENTING
APPROXIMATELY 0.96% OF THE AGGREGATE
NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING
THIS RESOLUTION, IN CONNECTION WITH THE
EMPLOYEE OWNERSHIP SCHEME
CMMT 12 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 934015365
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID FILO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1G. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER THE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS TO PROVIDE SHAREHOLDERS WITH THE
RIGHT TO CALL SPECIAL MEETINGS.
6. SHAREHOLDER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
7. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
DISCLOSURE, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
8. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG, ZUERICH Agenda Number: 705011334
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report, the annual Mgmt For For
financial statements and the consolidated
financial statements for 2013
1.2 Advisory vote on the remuneration system Mgmt For For
according to the remuneration report
2.1 Appropriation of available earnings for Mgmt For For
2013
2.2 Appropriation of reserves from capital Mgmt For For
contributions : Dividends of CHF 17.00 per
share
3 Discharge of members of the board of Mgmt For For
directors and of the group executive
committee
4.1.1 Re-election of Mr. Tom De Swaan as chairman Mgmt For For
of the board of directors
4.1.2 Re-election of Ms. Susan Bies as member of Mgmt For For
the board of directors
4.1.3 Re-election of Dame Alison Carnwath as Mgmt For For
member of the board of directors
4.1.4 Re-election of Mr. Rafael Del Pino as Mgmt For For
member of the board of directors
4.1.5 Re-election of Mr. Thomas K. Escher as Mgmt For For
member of the board of directors
4.1.6 Re-election of Mr. Fred Kindle as member of Mgmt For For
the board of directors
4.1.7 Re-election of Ms. Monica Maechler as Mgmt For For
member of the board of directors
4.1.8 Re-election of Mr. Don Nicolaisen as member Mgmt For For
of the board of directors
4.1.9 Election of Mr. Christoph Franz as member Mgmt For For
of the board of directors
4.2.1 Re-election of Dame Alison Carnwath as Mgmt For For
member of the remuneration committee
4.2.2 Re-election of Mr. Tom De Swaan as member Mgmt For For
of the remuneration committee
4.2.3 Re-election of Mr. Rafael Del Pino as Mgmt For For
member of the remuneration committee
4.2.4 Re-election of Mr. Thomas K. Escher as Mgmt For For
member of the remuneration committee
4.3 Election of Mr. LIC. Iur. Andreas G. Mgmt For For
Keller, attorney at law, as independent
voting rights representative
4.4 Re-election of auditors / Mgmt For For
PricewaterhouseCoopers Ltd, Zurich
5 Creation of an authorised share capital and Mgmt For For
approval of the revision of the articles of
incorporation (article 5 Bis)
6 Revision of the articles of incorporation Mgmt For For
(in conformity with legislative amendments
to Swiss company law)
7 Ad hoc Mgmt Abstain For
CMMT 13 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
IN RESOLUTION 2.2 AND MODIFICATION TO THE
TEXT OF RESOLUTION 4.2.4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cohen & Steers Global Income Builder, Inc.
By (Signature) /s/ Tina M. Payne
Name Tina M. Payne
Title Assistant Secretary
Date 08/11/2014