UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10065
NAME OF REGISTRANT: Tax-Managed Small-Cap Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Tax-Managed Small-Cap Portfolio
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ALLIED WORLD ASSURANCE CO Agenda Number: 933880141
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Security: H01531104
Meeting Type: Special
Meeting Date: 17-Oct-2013
Ticker: AWH
ISIN: CH0121032772
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF ERIC S. SCHWARTZ AS A CLASS I Mgmt For For
DIRECTOR OF THE COMPANY TO SERVE UNTIL THE
COMPANY'S ANNUAL SHAREHOLDER MEETING IN
2014.
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ANALOGIC CORPORATION Agenda Number: 933908660
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Security: 032657207
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: ALOG
ISIN: US0326572072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BERNARD C. BAILEY Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY P. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES W. GREEN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES J. JUDGE Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN C. MELIA Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. MODIC Mgmt For For
1G. ELECTION OF DIRECTOR: FRED B. PARKS Mgmt For For
1H. ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD F. VOBORIL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSE COOPERS LLP AS OUR ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION
4. TO APPROVE AN AMENDED AND RESTATED 2009 Mgmt For For
STOCK INCENTIVE PLAN
5. TO APPROVE AN AMENDED AND RESTATED EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
6. TO APPROVE THE 2014 ANNUAL INCENTIVE Mgmt For For
COMPENSATION PLAN
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ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 933996350
--------------------------------------------------------------------------------------------------------------------------
Security: 04247X102
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: AWI
ISIN: US04247X1028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STAN A. ASKREN Mgmt For For
MATTHEW J. ESPE Mgmt For For
JAMES J. GAFFNEY Mgmt For For
TAO HUANG Mgmt For For
MICHAEL F. JOHNSTON Mgmt For For
JEFFREY LIAW Mgmt For For
LARRY S. MCWILLIAMS Mgmt For For
JAMES C. MELVILLE Mgmt For For
JAMES J. O'CONNOR Mgmt For For
JOHN J. ROBERTS Mgmt For For
RICHARD E. WENZ Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. TO PROVIDE ADVISORY APPROVAL OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
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AVIS BUDGET GROUP INC. Agenda Number: 933961826
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Security: 053774105
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CAR
ISIN: US0537741052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD L. NELSON Mgmt For For
1B. ELECTION OF DIRECTOR: ALUN CATHCART Mgmt For For
1C. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1D. ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY H. FOX Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN D. HARDY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: LYNN KROMINGA Mgmt For For
1H. ELECTION OF DIRECTOR: EDUARDO G. MESTRE Mgmt For For
1I. ELECTION OF DIRECTOR: F. ROBERT SALERNO Mgmt For For
1J. ELECTION OF DIRECTOR: STENDER E. SWEENEY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AVIS BUDGET GROUP, INC. Mgmt For For
AMENDED AND RESTATED EQUITY AND INCENTIVE
PLAN.
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BALCHEM CORPORATION Agenda Number: 934005516
--------------------------------------------------------------------------------------------------------------------------
Security: 057665200
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: BCPC
ISIN: US0576652004
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID B. FISCHER Mgmt For For
PERRY W. PREMDAS Mgmt For For
DR. JOHN Y. TELEVANTOS Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
MCGLADREY, LLP, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR 2014.
3 NON-BINDING ADVISORY APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION AS
DESCRIBED IN THE PROXY STATEMENT.
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BOISE CASCADE CO Agenda Number: 933963399
--------------------------------------------------------------------------------------------------------------------------
Security: 09739D100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BCC
ISIN: US09739D1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: THOMAS E. CARLILE Mgmt For For
2. ELECTION OF DIRECTOR: DUANE C. MCDOUGALL Mgmt For For
3. TO PROVIDE A NON-BINDING ADVISORY VOTE ON Mgmt 1 Year For
THE PROPOSED TIMELINE FOR SEEKING EXECUTIVE
COMPENSATION ADVISORY VOTES IN THE FUTURE.
4. TO PROVIDE A NON-BINDING ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION PROGRAM.
5. TO RATIFY THE APPOINTMENT OF KPMG AS THE Mgmt For For
COMPANY'S EXTERNAL AUDITORS FOR 2014.
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BRUKER CORPORATION Agenda Number: 933990055
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BRKR
ISIN: US1167941087
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEPHEN W. FESIK Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE COMPENSATION PAID Mgmt For For
TO OUR NAMED EXECUTIVE OFFICERS.
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CHARLES RIVER LABORATORIES INTL., INC. Agenda Number: 933963337
--------------------------------------------------------------------------------------------------------------------------
Security: 159864107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CRL
ISIN: US1598641074
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. FOSTER Mgmt For For
ROBERT J. BERTOLINI Mgmt For For
STEPHEN D. CHUBB Mgmt For For
DEBORAH T. KOCHEVAR Mgmt For For
GEORGE E. MASSARO Mgmt For For
GEORGE M. MILNE, JR. Mgmt For For
C. RICHARD REESE Mgmt For For
CRAIG B. THOMPSON Mgmt For For
RICHARD F. WALLMAN Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
OUR EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING DECEMBER 27,
2014.
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CHURCH & DWIGHT CO., INC. Agenda Number: 933937318
--------------------------------------------------------------------------------------------------------------------------
Security: 171340102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: CHD
ISIN: US1713401024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. CRAIGIE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. LEBLANC Mgmt For For
1C. ELECTION OF DIRECTOR: JANET S. VERGIS Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
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COHEN & STEERS, INC. Agenda Number: 933946583
--------------------------------------------------------------------------------------------------------------------------
Security: 19247A100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CNS
ISIN: US19247A1007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN COHEN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT H. STEERS Mgmt For For
1C. ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD P. SIMON Mgmt For For
1E. ELECTION OF DIRECTOR: EDMOND D. VILLANI Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK T. CONNOR Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
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CYNOSURE INC. Agenda Number: 933954958
--------------------------------------------------------------------------------------------------------------------------
Security: 232577205
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CYNO
ISIN: US2325772059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. DAVIN Mgmt For For
MR. BIAGIONI Mgmt For For
2. TO APPROVE, ON AN ADVISORY, NON-BINDING Mgmt Against Against
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS CYNOSURE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
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CYPRESS SEMICONDUCTOR CORPORATION Agenda Number: 933944539
--------------------------------------------------------------------------------------------------------------------------
Security: 232806109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: CY
ISIN: US2328061096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.J. RODGERS Mgmt For For
W. STEVE ALBRECHT Mgmt For For
ERIC A. BENHAMOU Mgmt For For
JAMES R. LONG Mgmt For For
ROBERT Y.L. MAO Mgmt For For
J.D. SHERMAN Mgmt For For
WILBERT VAN DEN HOEK Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3 ANNUAL ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
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CYTEC INDUSTRIES INC. Agenda Number: 933930605
--------------------------------------------------------------------------------------------------------------------------
Security: 232820100
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CYT
ISIN: US2328201007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1B. ELECTION OF DIRECTOR: SHANE D. FLEMING Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND P. SHARPE Mgmt For For
2. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITORS FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
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DANA HOLDING CORP Agenda Number: 933936304
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: DAN
ISIN: US2358252052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA A. KAMSKY Mgmt For For
TERRENCE J. KEATING Mgmt For For
R. BRUCE MCDONALD Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
MARK A. SCHULZ Mgmt For For
KEITH E. WANDELL Mgmt For For
ROGER J. WOOD Mgmt For For
2. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
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DSW INC. Agenda Number: 933870607
--------------------------------------------------------------------------------------------------------------------------
Security: 23334L102
Meeting Type: Special
Meeting Date: 14-Oct-2013
Ticker: DSW
ISIN: US23334L1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED CLASS A COMMON SHARES, WITHOUT
PAR VALUE, FROM 170,000,000 TO 250,000,000
AND TO CORRESPONDINGLY INCREASE THE NUMBER
OF SHARES WHICH THE COMPANY IS AUTHORIZED
TO HAVE OUTSTANDING FROM 370,000,000 TO
450,000,000.
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO EFFECT A TWO-FOR-ONE
FORWARD STOCK SPLIT OF CLASS A COMMON
SHARES, WITHOUT PAR VALUE AND CLASS B
COMMON SHARES, WITHOUT PAR VALUE, ALL AS
MORE FULLY DESCRIBED IN THE PROXY
STATEMENT.
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DSW INC. Agenda Number: 934001520
--------------------------------------------------------------------------------------------------------------------------
Security: 23334L102
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: DSW
ISIN: US23334L1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: CAROLEE Mgmt For For
FRIEDLANDER
1B. ELECTION OF CLASS I DIRECTOR: HARVEY L. Mgmt For For
SONNENBERG
1C. ELECTION OF CLASS I DIRECTOR: ALLAN J. Mgmt For For
TANENBAUM
2. TO APPROVE THE 2005 EQUITY INCENTIVE PLAN. Mgmt For For
3. TO APPROVE THE 2005 CASH INCENTIVE Mgmt For For
COMPENSATION PLAN.
4. TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. Mgmt Against Against
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
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ENDURANCE SPECIALTY HOLDINGS LTD. Agenda Number: 933963767
--------------------------------------------------------------------------------------------------------------------------
Security: G30397106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ENH
ISIN: BMG303971060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN T. BAILY Mgmt For For
1.2 ELECTION OF DIRECTOR: NORMAN BARHAM Mgmt For For
1.3 ELECTION OF DIRECTOR: GALEN R. BARNES Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM H. BOLINDER Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN R. CHARMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: SUSAN S. FLEMING Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT D. MOORE Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT A. SPASS Mgmt For For
2. TO APPOINT ERNST & YOUNG LTD. AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014 AND TO AUTHORIZE THE
BOARD OF DIRECTORS, ACTING THROUGH THE
AUDIT COMMITTEE, TO SET THE FEES FOR ERNST
& YOUNG LTD.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
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EURONET WORLDWIDE, INC. Agenda Number: 933962133
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: EEFT
ISIN: US2987361092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. ANDRZEJ OLECHOWSKI Mgmt For For
ERIBERTO R. SCOCIMARA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS EURONET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
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FEI COMPANY Agenda Number: 933946064
--------------------------------------------------------------------------------------------------------------------------
Security: 30241L109
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: FEIC
ISIN: US30241L1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HOMA BAHRAMI Mgmt For For
ARIE HUIJSER Mgmt For For
DON R. KANIA Mgmt For For
THOMAS F. KELLY Mgmt For For
JAN C. LOBBEZOO Mgmt For For
JAMI K. NACHTSHEIM Mgmt For For
GERHARD H. PARKER Mgmt For For
JAMES T. RICHARDSON Mgmt For For
RICHARD H. WILLS Mgmt For For
2 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S 1995 STOCK INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES OF OUR COMMON STOCK
RESERVED FOR ISSUANCE UNDER THE PLAN BY
250,000 SHARES.
3 TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND Mgmt For For
FEI'S EMPLOYEE SHARE PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF OUR COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN
BY 250,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
APPOINTMENT OF KPMG LLP AS FEI'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
5 TO APPROVE, ON AN ADVISORY BASIS, FEI'S Mgmt For For
EXECUTIVE COMPENSATION.
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FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933941456
--------------------------------------------------------------------------------------------------------------------------
Security: 32023E105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SCBT
ISIN: US32023E1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LUTHER J. BATTISTE, III Mgmt For For
PAULA HARPER BETHEA Mgmt For For
ROBERT R. HILL, JR. Mgmt For For
R. WAYNE HALL Mgmt For For
THOMAS J. JOHNSON Mgmt For For
RALPH W. NORMAN, JR. Mgmt For For
ALTON C. PHILLIPS Mgmt For For
RICHARD W. SALMONS, JR. Mgmt For For
B. ED SHELLEY, JR. Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
CHANGE THE NAME OF THE COMPANY FROM FIRST
FINANCIAL HOLDINGS, INC. TO SOUTH STATE
CORPORATION.
03 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt Against Against
NON-BINDING VOTE, THE EXCLUSIVE FORUM
SELECTION PROVISION IN THE COMPANY'S
BYLAWS.
04 PROPOSAL TO APPROVE, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, APPOINTMENT OF DIXON
HUGHES GOODMAN LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
06 PROPOSAL TO GRANT THE CHAIRMAN OF THE Mgmt For For
ANNUAL MEETING THE AUTHORITY TO ADJOURN OR
POSTPONE THE ANNUAL MEETING, IF NECESSARY,
IN ORDER TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THAT THERE ARE NOT SUFFICIENT
AFFIRMATIVE VOTES PRESENT AT THE ANNUAL
MEETING TO ADOPT THE AMENDMENT TO THE
COMPANY'S ARTICLES OF INCORPORATION OR TO
CHANGE THE NAME OF THE COMPANY.
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FLIR SYSTEMS, INC. Agenda Number: 933934590
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIAM W. CROUCH Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. HALLIGAN Mgmt For For
1.3 ELECTION OF DIRECTOR: ANGUS L. MACDONALD Mgmt For For
1.4 ELECTION OF DIRECTOR: CATHY STAUFFER Mgmt For For
1.5 ELECTION OF DIRECTOR: ANDREW C. TEICH Mgmt For For
2 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED UNDER THE 2011
PLAN BY 5,000,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
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FOSTER WHEELER AG Agenda Number: 933965696
--------------------------------------------------------------------------------------------------------------------------
Security: H27178104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: FWLT
ISIN: CH0018666781
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
CLAYTON C. DALEY, JR.
1B. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
STEVEN J. DEMETRIOU
1C. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
EDWARD G. GALANTE
1D. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
JOHN M. MALCOLM
1E. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
J. KENT MASTERS
1F. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
STEPHANIE S. NEWBY
1G. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
HENRI PHILIPPE REICHSTUL
1H. RE-ELECTION OF DIRECTOR FOR ONE-YEAR TERM: Mgmt For For
MAUREEN B. TART-BEZER
2. ELECTION OF STEVEN J. DEMETRIOU AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS.
3A. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt For For
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: CLAYTON C. DALEY, JR.
3B. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt For For
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: EDWARD G. GALANTE
3C. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt For For
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: HENRI PHILIPPE REICHSTUL
3D. ELECTION OF THE COMPENSATION AND EXECUTIVE Mgmt For For
DEVELOPMENT COMMITTEE OF THE BOARD OF
DIRECTORS: MAUREEN B. TART-BEZER
4. RE-ELECTION OF PRICEWATERHOUSECOOPERS AG, Mgmt For For
ZURICH, SWITZERLAND, AS OUR INDEPENDENT
AUDITOR FOR 2014.
5. RATIFICATION (ON A NON-BINDING BASIS) OF Mgmt For For
THE APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
6. ADVISORY APPROVAL OF EXECUTIVE Mgmt Against Against
COMPENSATION.
7. ELECTION OF SANDRO TOBLER AS INDEPENDENT Mgmt For For
PROXY.
8. APPROVAL OF OUR 2013 SWISS ANNUAL REPORT Mgmt For For
(INCLUDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITED
STATUTORY FINANCIAL STATEMENTS OF FOSTER
WHEELER AG FOR 2013).
9. APPROVAL OF RELEASE FROM CAPITAL Mgmt For For
CONTRIBUTIONS RESERVES AND DISTRIBUTION OF
DIVIDEND.
10. GRANT OF DISCHARGE FROM LIABILITY TO FOSTER Mgmt For For
WHEELER AG'S BOARD OF DIRECTORS AND
EXECUTIVE OFFICERS FOR 2013.
11. BY MARKING THE BOX TO THE RIGHT, I INSTRUCT Mgmt Against Against
THE INDEPENDENT PROXY (OR THE SUBSTITUTE
PROXY APPOINTED BY THE BOARD OF DIRECTORS
IF THE INDEPENDENT PROXY IS INCAPABLE OF
ACTING) TO VOTE FOR OR AGAINST THE VOTING
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
IN CASE OF NEW OR AMENDED PROPOSALS, AS
WELL AS NEW AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARA 3 OF THE SWISS CODE OF
OBLIGATIONS, OR TO ABSTAIN FROM SUCH NEW OR
AMENDED PROPOSALS OR NEW AGENDA ITEMS.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 934003613
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
BENNETT MORGAN Mgmt For For
TODD A. ADAMS Mgmt For For
RALPH CASTNER Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE GENERAC HOLDINGS INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL CASH ACCESS HOLDINGS, INC. Agenda Number: 933986044
--------------------------------------------------------------------------------------------------------------------------
Security: 378967103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GCA
ISIN: US3789671035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAM CHARY Mgmt For For
FRED C. ENLOW Mgmt For For
2 TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE ACCOMPANYING PROXY STATEMENT.
3 TO APPROVE THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
OF GLOBAL CASH ACCESS HOLDINGS, INC.
4 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION Agenda Number: 933990815
--------------------------------------------------------------------------------------------------------------------------
Security: 382410405
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GDP
ISIN: US3824104059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSIAH T. AUSTIN Mgmt For For
PETER D. GOODSON Mgmt For For
GENE WASHINGTON Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDED DECEMBER 31, 2014.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE THE SECOND AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED 2006 LONG-TERM INCENTIVE
PLAN (THE "2006 PLAN").
5. REAPPROVE THE MATERIAL TERMS OF THE 2006 Mgmt For For
PLAN FOR PURPOSES OF COMPLYING WITH SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
GRAMERCY PROPERTY TRUST INC Agenda Number: 934017852
--------------------------------------------------------------------------------------------------------------------------
Security: 38489R100
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: GPT
ISIN: US38489R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALLAN J. BAUM Mgmt For For
GORDON F. DUGAN Mgmt For For
MARC HOLLIDAY Mgmt For For
GREGORY F. HUGHES Mgmt For For
JEFFREY E. KELTER Mgmt For For
CHARLES S. LAVEN Mgmt For For
WILLIAM H. LENEHAN Mgmt For For
2. TO APPROVE CERTAIN ISSUANCES OF OUR COMMON Mgmt For For
STOCK UPON EXCHANGE OF OUR 3.75%
EXCHANGEABLE SENIOR NOTES DUE 2019.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CHARTER INCREASING THE AMOUNT OF COMMON
STOCK THE COMPANY IS AUTHORIZED TO ISSUE TO
200,000,000 SHARES.
4. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
HCC INSURANCE HOLDINGS, INC. Agenda Number: 933976752
--------------------------------------------------------------------------------------------------------------------------
Security: 404132102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HCC
ISIN: US4041321021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMMANUEL T. BALLASES Mgmt For For
FRANK J. BRAMANTI Mgmt For For
WALTER M. DUER Mgmt For For
JAMES C. FLAGG, PH.D. Mgmt For For
THOMAS M. HAMILTON Mgmt For For
JOHN N. MOLBECK, JR. Mgmt For For
SUSAN RIVERA Mgmt For For
HANS D. ROHLF Mgmt For For
ROBERT A. ROSHOLT Mgmt For For
J. MIKESELL THOMAS Mgmt For For
CHRISTOPHER JB WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
HFF, INC. Agenda Number: 934014440
--------------------------------------------------------------------------------------------------------------------------
Security: 40418F108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HF
ISIN: US40418F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK D. GIBSON Mgmt For For
GEORGE L. MILES, JR. Mgmt For For
JOE B. THORNTON, JR. Mgmt For For
2. NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF INDEPENDENT, REGISTERED Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS
--------------------------------------------------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION Agenda Number: 933963262
--------------------------------------------------------------------------------------------------------------------------
Security: 440327104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HMN
ISIN: US4403271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY H. FUTRELL Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN J. Mgmt For For
HASENMILLER
1C ELECTION OF DIRECTOR: RONALD J. HELOW Mgmt For For
1D ELECTION OF DIRECTOR: BEVERLEY J. MCCLURE Mgmt For For
1E ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN Mgmt For For
1F ELECTION OF DIRECTOR: ROGER J. STEINBECKER Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT STRICKER Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN O. SWYERS Mgmt For For
1I ELECTION OF DIRECTOR: MARITA ZURAITIS Mgmt For For
2 APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 933936493
--------------------------------------------------------------------------------------------------------------------------
Security: 458665304
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: TILE
ISIN: US4586653044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. BURKE Mgmt Withheld Against
EDWARD C. CALLAWAY Mgmt Withheld Against
ANDREW B. COGAN Mgmt Withheld Against
CARL I. GABLE Mgmt Withheld Against
DANIEL T. HENDRIX Mgmt Withheld Against
JUNE M. HENTON Mgmt Withheld Against
CHRISTOPHER G. KENNEDY Mgmt Withheld Against
K. DAVID KOHLER Mgmt Withheld Against
JAMES B. MILLER, JR. Mgmt Withheld Against
HAROLD M. PAISNER Mgmt Withheld Against
2. APPROVAL OF EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVAL OF THE INTERFACE, INC. EXECUTIVE Mgmt For For
BONUS PLAN.
4. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
INVENSENSE,INC. Agenda Number: 933861886
--------------------------------------------------------------------------------------------------------------------------
Security: 46123D205
Meeting Type: Annual
Meeting Date: 13-Sep-2013
Ticker: INVN
ISIN: US46123D2053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. DOUGLAS NORBY Mgmt Withheld Against
TIM WILSON Mgmt Withheld Against
2. PROPOSAL TO APPROVE THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
3. PROPOSAL TO RATIFY THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR
FISCAL YEAR ENDING MARCH 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 933949995
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. ALARIO Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID W. GRZEBINSKI Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD R. STEWART Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS KIRBY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF KIRBY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
KODIAK OIL & GAS CORP. Agenda Number: 934012080
--------------------------------------------------------------------------------------------------------------------------
Security: 50015Q100
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: KOG
ISIN: CA50015Q1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LYNN A. PETERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES E. CATLIN Mgmt For For
1.3 ELECTION OF DIRECTOR: RODNEY D. KNUTSON Mgmt For For
1.4 ELECTION OF DIRECTOR: HERRICK K. LIDSTONE, Mgmt For For
JR.
1.5 ELECTION OF DIRECTOR: WILLIAM J. KRYSIAK Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KRISPY KREME DOUGHNUTS, INC. Agenda Number: 934003106
--------------------------------------------------------------------------------------------------------------------------
Security: 501014104
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: KKD
ISIN: US5010141043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. STEPHEN LYNN Mgmt Withheld Against
MICHAEL H. SUTTON Mgmt Withheld Against
LIZANNE THOMAS Mgmt Withheld Against
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN OUR 2014 PROXY STATEMENT.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ITS FISCAL YEAR ENDING FEBRUARY 1,
2015.
--------------------------------------------------------------------------------------------------------------------------
LAZARD LTD Agenda Number: 933948082
--------------------------------------------------------------------------------------------------------------------------
Security: G54050102
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: LAZ
ISIN: BMG540501027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH M. JACOBS Mgmt For For
PHILIP A. LASKAWY Mgmt For For
MICHAEL J. TURNER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS LAZARD LTD'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
AND AUTHORIZATION OF LAZARD LTD'S BOARD OF
DIRECTORS, ACTING BY THE AUDIT COMMITTEE,
TO SET THEIR REMUNERATION.
3. NON-BINDING ADVISORY VOTE REGARDING Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEDNAX, INC. Agenda Number: 933943260
--------------------------------------------------------------------------------------------------------------------------
Security: 58502B106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: MD
ISIN: US58502B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CESAR L. ALVAREZ Mgmt For For
WALDEMAR A. CARLO, M.D. Mgmt For For
MICHAEL B. FERNANDEZ Mgmt For For
ROGER K. FREEMAN, M.D. Mgmt For For
PAUL G. GABOS Mgmt For For
P.J. GOLDSCHMIDT, M.D. Mgmt For For
MANUEL KADRE Mgmt For For
ROGER J. MEDEL, M.D. Mgmt For For
DONNA E. SHALALA, PH.D. Mgmt For For
ENRIQUE J. SOSA, PH.D. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
3. PROPOSAL TO APPROVE, BY NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MENTOR GRAPHICS CORPORATION Agenda Number: 934017927
--------------------------------------------------------------------------------------------------------------------------
Security: 587200106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: MENT
ISIN: US5872001061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEITH L. BARNES Mgmt For For
SIR PETER L. BONFIELD Mgmt For For
GREGORY K. HINCKLEY Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
PATRICK B. MCMANUS Mgmt For For
WALDEN C. RHINES Mgmt For For
DAVID S. SCHECHTER Mgmt For For
JEFFREY M. STAFEIL Mgmt For For
2. SHAREHOLDER ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Shr For For
1987 RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR MAJORITY VOTING IN UNCONTESTED
ELECTIONS OF DIRECTORS.
4. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
UNDER THE PLAN.
5. SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
1989 EMPLOYEE STOCK PURCHASE PLAN AND
FOREIGN SUBSIDIARY EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER EACH OF THE
PLANS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 933872740
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Special
Meeting Date: 27-Sep-2013
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AGREEMENT & PLAN OF MERGER, DATED AS OF Mgmt For For
JUNE 3, 2013, BY & AMONG MID-AMERICA
APARTMENT COMMUNITIES, INC. ("MAA"),
MID-AMERICA APARTMENTS, L.P., MARTHA MERGER
SUB, LP, COLONIAL PROPERTIES TRUST
("COLONIAL"), AND COLONIAL REALTY LIMITED
PARTNERSHIP PURSUANT TO WHICH COLONIAL WILL
MERGE WITH & INTO MAA, WITH MAA CONTINUING
AS THE SURVIVING CORPORATION (THE "PARENT
MERGER").
2. TO APPROVE THE MID-AMERICA APARTMENT Mgmt For For
COMMUNITIES, INC. 2013 STOCK INCENTIVE
PLAN.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF THE MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 934004881
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTOR K. LEE Mgmt For For
JAMES C. MOYER Mgmt For For
2. VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 933935136
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
HENRY W. FAYNE Mgmt For For
GARY R. JOHNSON Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 APPROVAL OF THE MYR GROUP INC. 2007 Mgmt For For
LONG-TERM INCENTIVE PLAN (AMENDED AND
RESTATED AS OF MAY 1, 2014).
4 APPROVAL OF THE MYR GROUP INC. SENIOR Mgmt For For
MANAGEMENT INCENTIVE PLAN (AMENDED AND
RESTATED AS OF MAY 1, 2014).
5 APPROVAL OF AN AMENDMENT TO THE MYR GROUP Mgmt For For
INC. RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE MAXIMUM SIZE OF THE BOARD.
6 RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda Number: 933959732
--------------------------------------------------------------------------------------------------------------------------
Security: 636518102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NATI
ISIN: US6365181022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY L. KODOSKY Mgmt For For
DR. DONALD M. CARLTON Mgmt For For
MICHAEL E. MCGRATH Mgmt For For
2. TO INCREASE THE NUMBER OF SHARES RESERVED Mgmt For For
UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE
PLAN BY 3,000,000 SHARES.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
(NON-BINDING) PROPOSAL CONCERNING OUR
EXECUTIVE COMPENSATION PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933907783
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Special
Meeting Date: 13-Jan-2014
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 22, 2013, BY AND BETWEEN
PACWEST AND CAPITALSOURCE, INC. AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME
2. TO ADOPT AN AMENDMENT TO THE PACWEST Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF PACWEST
COMMON STOCK FROM 75 MILLION SHARES TO 200
MILLION SHARES
3. TO APPROVE THE ISSUANCE OF PACWEST COMMON Mgmt For For
STOCK IN THE MERGER
4. TO (I) APPROVE AN AMENDMENT TO THE PACWEST Mgmt Against Against
2003 STOCK INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF PACWEST
COMMON STOCK AUTHORIZED FOR GRANT
THEREUNDER FROM 6.5 MILLION SHARES TO 9
MILLION SHARES AND TO EXTEND THE EXPIRATION
OF THE PLAN FROM MAY 31, 2017 TO MAY 31,
2019 AND (II) RE-APPROVE THE ... (DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
5. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt Against Against
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF PACWEST IN CONNECTION WITH THE
MERGER
6. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
PACWEST SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES IN
FAVOR OF PROPOSALS 1 THROUGH 4
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 933995752
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG A. CARLSON Mgmt For For
JOHN M. EGGEMEYER Mgmt For For
BARRY C. FITZPATRICK Mgmt For For
ANDREW B. FREMDER Mgmt For For
C. WILLIAM HOSLER Mgmt For For
SUSAN E. LESTER Mgmt For For
DOUGLAS H. (TAD) LOWREY Mgmt For For
TIMOTHY B. MATZ Mgmt For For
ROGER H. MOLVAR Mgmt For For
JAMES J. PIECZYNSKI Mgmt For For
DANIEL B. PLATT Mgmt For For
ROBERT A. STINE Mgmt For For
MATTHEW P. WAGNER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. TO CONSIDER AND ACT UPON A PROPOSAL TO Mgmt For For
APPROVE, IF NECESSARY, AN ADJOURNMENT OR
POSTPONEMENT OF THE ANNUAL MEETING TO
SOLICIT ADDITIONAL PROXIES.
5. TO CONSIDER AND ACT UPON SUCH OTHER Mgmt Against Against
BUSINESS AND MATTERS OR PROPOSALS AS MAY
PROPERLY COME BEFORE THE ANNUAL MEETING OR
ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY INC Agenda Number: 933993392
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH E. CASABONA Mgmt For For
DAVID C. PARKE Mgmt For For
JEFFREY C. SWOVELAND Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE AND ADOPT THE FOURTH AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 100,000,000 TO
150,000,000.
--------------------------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda Number: 933960913
--------------------------------------------------------------------------------------------------------------------------
Security: 69360J107
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: PSB
ISIN: US69360J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONALD L. HAVNER, JR. Mgmt For For
JOSEPH D. RUSSELL, JR. Mgmt For For
JENNIFER HOLDEN DUNBAR Mgmt For For
JAMES H. KROPP Mgmt For For
SARA GROOTWASSINK LEWIS Mgmt For For
MICHAEL V. MCGEE Mgmt For For
GARY E. PRUITT Mgmt For For
ROBERT S. ROLLO Mgmt For For
PETER SCHULTZ Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, TO AUDIT THE ACCOUNTS OF PS
BUSINESS PARKS, INC. FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED Agenda Number: 933862143
--------------------------------------------------------------------------------------------------------------------------
Security: 75524B104
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: ROLL
ISIN: US75524B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MITCHELL I. QUAIN* Mgmt For For
DR. THOMAS J. O'BRIEN# Mgmt For For
EDWARD D. STEWART# Mgmt For For
DANIEL A. BERGERON# Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014
3. TO APPROVE THE COMPANY'S 2013 LONG TERM Mgmt For For
INCENTIVE PLAN WITH THE NUMBER OF
AUTHORIZED SHARES TO BE ISSUED UNDER THE
2013 LONG TERM INCENTIVE PLAN EQUAL TO
1,500,000
4. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
RESTORATION HARDWARE HOLDINGS, INC. Agenda Number: 934019969
--------------------------------------------------------------------------------------------------------------------------
Security: 761283100
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: RH
ISIN: US7612831005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KATIE MITIC Mgmt For For
THOMAS MOTTOLA Mgmt Withheld Against
BARRY STERNLICHT Mgmt Withheld Against
2. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
RIVERBED TECHNOLOGY, INC. Agenda Number: 933959011
--------------------------------------------------------------------------------------------------------------------------
Security: 768573107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RVBD
ISIN: US7685731074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARK S. LEWIS Mgmt Against Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4. TO APPROVE OUR 2014 EQUITY INCENTIVE PLAN. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 933934552
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SCOTT A. SHAY Mgmt For For
ALFRED B. DELBELLO Mgmt For For
JOSEPH J. DEPAOLO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS THE INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOVRAN SELF STORAGE, INC. Agenda Number: 933978681
--------------------------------------------------------------------------------------------------------------------------
Security: 84610H108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SSS
ISIN: US84610H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ATTEA Mgmt For For
KENNETH F. MYSZKA Mgmt For For
ANTHONY P. GAMMIE Mgmt For For
CHARLES E. LANNON Mgmt For For
JAMES R. BOLDT Mgmt For For
STEPHEN R. RUSMISEL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 933966220
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNAUD AJDLER Mgmt For For
GLENN C. CHRISTENSON Mgmt For For
ROBERT L. CLARKE Mgmt For For
LAURIE C. MOORE Mgmt For For
DR. W. ARTHUR PORTER Mgmt For For
2. ADVISORY APPROVAL REGARDING THE Mgmt For For
COMPENSATION OF STEWART INFORMATION
SERVICES CORPORATION'S NAMED EXECUTIVE
OFFICERS (SAY-ON-PAY).
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS STEWART INFORMATION SERVICES
CORPORATION'S INDEPENDENT AUDITORS FOR
2014.
4. APPROVAL OF THE STEWART INFORMATION Mgmt For For
SERVICES CORPORATION 2014 LONG TERM
INCENTIVE PLAN.
5. APPROVAL OF THE STEWART INFORMATION Mgmt For For
SERVICES CORPORATION ANNUAL BONUS PLAN.
6. APPROVAL OF AN AMENDMENT TO THE STEWART Mgmt For For
INFORMATION SERVICES CORPORATION AMENDED
AND RESTATED CERTIFICATE OF INCORPORATION
TO ELIMINATE CUMULATIVE VOTING IN ORDER TO
ADOPT A MAJORITY VOTING STANDARD.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 933963197
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG ROTH Mgmt For For
JAMES L. BIERMAN Mgmt For For
MARY R. GREALY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TEAM, INC. Agenda Number: 933871712
--------------------------------------------------------------------------------------------------------------------------
Security: 878155100
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: TISI
ISIN: US8781551002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EMMETT J. LESCROART Mgmt For For
SIDNEY B. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP, AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
YEAR ENDING MAY 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO APPROVE THE PROPOSED AMENDMENT TO Mgmt For For
INCREASE THE AUTHORIZED SHARES OF COMMON
STOCK AS DISCLOSED IN THIS PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 933972223
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1B ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1C ELECTION OF DIRECTOR: EDWIN J. GILLIS Mgmt For For
1D ELECTION OF DIRECTOR: TIMOTHY E. GUERTIN Mgmt For For
1E ELECTION OF DIRECTOR: MARK E. JAGIELA Mgmt For For
1F ELECTION OF DIRECTOR: PAUL J. TUFANO Mgmt For For
1G ELECTION OF DIRECTOR: ROY A. VALLEE Mgmt For For
2 TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE COMPANY'S PROXY STATEMENT UNDER THE
HEADINGS "COMPENSATION DISCUSSION AND
ANALYSIS" AND "EXECUTIVE COMPENSATION
TABLES".
3 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TERRENO REALTY CORPORATION Agenda Number: 933958538
--------------------------------------------------------------------------------------------------------------------------
Security: 88146M101
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: TRNO
ISIN: US88146M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
W. BLAKE BAIRD Mgmt For For
MICHAEL A. COKE Mgmt For For
LEROY E. CARLSON Mgmt For For
PETER J. MERLONE Mgmt For For
DOUGLAS M. PASQUALE Mgmt For For
DENNIS POLK Mgmt For For
2. ADOPTION OF A RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF CERTAIN EXECUTIVES, AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE TERRENO REALTY CORPORATION 2010 EQUITY
INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933967880
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. KEITH CARGILL Mgmt For For
PETER B. BARTHOLOW Mgmt For For
JAMES H. BROWNING Mgmt For For
PRESTON M. GEREN III Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
CHARLES S. HYLE Mgmt For For
W.W. MCALLISTER III Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
GRANT E. SIMS Mgmt For For
ROBERT W. STALLINGS Mgmt For For
DALE W. TREMBLAY Mgmt For For
IAN J. TURPIN Mgmt For For
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 933885002
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
IRWIN D. SIMON Mgmt For For
RICHARD C. BERKE Mgmt For For
JACK FUTTERMAN Mgmt For For
MARINA HAHN Mgmt For For
ANDREW R. HEYER Mgmt For For
ROGER MELTZER Mgmt Withheld Against
SCOTT M. O'NEIL Mgmt For For
LAWRENCE S. ZILAVY Mgmt For For
2 TO VOTE, ON AN ADVISORY BASIS, FOR THE Mgmt Against Against
COMPENSATION AWARDED TO THE NAMED EXECUTIVE
OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30,
2013, AS SET FORTH IN THIS PROXY STATEMENT.
3 TO APPROVE THE AMENDMENT OF THE AMENDED AND Mgmt For For
RESTATED 2002 LONG TERM INCENTIVE AND STOCK
AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS REGISTERED INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR THE FISCAL
YEAR ENDING JUNE 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
THE RYLAND GROUP, INC. Agenda Number: 933936354
--------------------------------------------------------------------------------------------------------------------------
Security: 783764103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: RYL
ISIN: US7837641031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM L. JEWS Mgmt For For
1B. ELECTION OF DIRECTOR: NED MANSOUR Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT E. MELLOR Mgmt For For
1D. ELECTION OF DIRECTOR: NORMAN J. METCALFE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY T. NICHOLSON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS W. TOOMEY Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT G. VAN Mgmt For For
SCHOONENBERG
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PROGRAM FOR RYLAND'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS RYLAND'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC. Agenda Number: 933892805
--------------------------------------------------------------------------------------------------------------------------
Security: 911163103
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: UNFI
ISIN: US9111631035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: GAIL A. Mgmt For For
GRAHAM (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
1B. ELECTION OF CLASS II DIRECTOR: ANN TORRE Mgmt For For
BATES (TO SERVE UNTIL THE 2016 ANNUAL
MEETING OF STOCKHOLDERS OR, IF PROPOSALS 4
AND 5 ARE APPROVED, THE 2014 ANNUAL MEETING
OF STOCKHOLDERS)
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
AUGUST 2, 2014.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AMENDMENTS TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY THE BOARD.
5. APPROVAL OF AMENDMENTS TO OUR BYLAWS TO Mgmt For For
DECLASSIFY THE BOARD.
6. A SHAREHOLDER PROPOSAL REGARDING SIMPLE Shr For Against
MAJORITY VOTING.
7. A SHAREHOLDER PROPOSAL REGARDING Shr For Against
LIMITATIONS ON ACCELERATED VESTING OF
EQUITY AWARDS UPON A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 933937281
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
WALTER SCOTT, JR. Mgmt For For
CLARK T. RANDT, JR. Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFYING THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
WESCO AIRCRAFT HOLDINGS, INC. Agenda Number: 933908925
--------------------------------------------------------------------------------------------------------------------------
Security: 950814103
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: WAIR
ISIN: US9508141036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ADAM J. PALMER Mgmt Withheld Against
NORTON A. SCHWARTZ Mgmt Withheld Against
RANDY J. SNYDER Mgmt Withheld Against
2. APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2014.
--------------------------------------------------------------------------------------------------------------------------
WEX INC. Agenda Number: 933995233
--------------------------------------------------------------------------------------------------------------------------
Security: 96208T104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WEX
ISIN: US96208T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL E. DUBYAK Mgmt For For
1B. ELECTION OF DIRECTOR: ERIC DUPRAT Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD T. MAHEU Mgmt For For
1D. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
2. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Portfolio
By (Signature) /s/ Nancy B. Tooke
Name Nancy B. Tooke
Title President
Date 08/14/2014