UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10599
NAME OF REGISTRANT: Tax-Managed Small-Cap Value
Portfolio
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place
Boston, MA 02110
NAME AND ADDRESS OF AGENT FOR SERVICE: Maureen A. Gemma, Esq.
Two International Place
Boston, MA 02110
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Tax-Managed Small-Cap Value Portfolio
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 933939677
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VINOD M. KHILNANI Mgmt For For
REX MARTIN Mgmt For For
C.J. MURPHY III Mgmt For For
TIMOTHY K. OZARK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda Number: 933929638
--------------------------------------------------------------------------------------------------------------------------
Security: 831865209
Meeting Type: Annual
Meeting Date: 07-Apr-2014
Ticker: AOS
ISIN: US8318652091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLOSTER B. CURRENT, JR. Mgmt For For
WILLIAM P. GREUBEL Mgmt For For
IDELLE K. WOLF Mgmt For For
GENE C. WULF Mgmt For For
2. PROPOSAL TO APPROVE, BY NONBINDING ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE CORPORATION.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 933947840
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE L. FOTIADES Mgmt For For
KING W. HARRIS Mgmt For For
PETER H. PFEIFFER Mgmt For For
DR. JOANNE C. SMITH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE 2014 STOCK AWARDS PLAN Mgmt For For
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
ASPEN INSURANCE HOLDINGS LIMITED Agenda Number: 933933699
--------------------------------------------------------------------------------------------------------------------------
Security: G05384105
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: AHL
ISIN: BMG053841059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. CHRISTOPHER O'KANE* Mgmt For For
MR. LIAQUAT AHAMED* Mgmt For For
MR. ALBERT BEER* Mgmt For For
MR. JOHN CAVOORES* Mgmt For For
MS. HEIDI HUTTER* Mgmt For For
MR. GARY GREGG# Mgmt For For
MR. BRET PEARLMAN# Mgmt For For
2. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING THE COMPANY'S EXECUTIVE
COMPENSATION ("SAY-ON-PAY VOTE").
3. TO RE-APPOINT KPMG AUDIT PLC ("KPMG"), Mgmt For For
LONDON, ENGLAND, TO ACT AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND AUDITOR FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2014 AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS THROUGH THE
AUDIT COMMITTEE TO SET THE REMUNERATION FOR
KPMG.
--------------------------------------------------------------------------------------------------------------------------
BARNES GROUP INC. Agenda Number: 933949399
--------------------------------------------------------------------------------------------------------------------------
Security: 067806109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: B
ISIN: US0678061096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM S. BRISTOW, JR. Mgmt For For
PATRICK J. DEMPSEY Mgmt For For
HASSELL H. MCCLELLAN Mgmt For For
JOANNA SOHOVICH Mgmt For For
2. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE THE COMPANY'S EXECUTIVE
COMPENSATION.
4. APPROVE THE 2014 BARNES GROUP INC. STOCK Mgmt For For
AND INCENTIVE AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
BRIDGE CAPITAL HOLDINGS Agenda Number: 933986272
--------------------------------------------------------------------------------------------------------------------------
Security: 108030107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: BBNK
ISIN: US1080301070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE OWEN BROWN Mgmt For For
HOWARD N. GOULD Mgmt For For
DR. FRANCIS J. HARVEY Mgmt For For
ALLAN C. KRAMER, M.D. Mgmt For For
ROBERT P. LATTA Mgmt For For
DANIEL P. MYERS Mgmt For For
CHRISTOPHER B. PAISLEY Mgmt For For
THOMAS M. QUIGG Mgmt For For
THOMAS A. SA Mgmt For For
TERRY SCHWAKOPF Mgmt For For
BARRY A. TURKUS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF VAVRINEK, Mgmt For For
TRINE, DAY & CO. LLP AS INDEPENDENT
ACCOUNTANTS FOR THE COMPANY'S 2014 FISCAL
YEAR.
--------------------------------------------------------------------------------------------------------------------------
CAI INTERNATIONAL, INC. Agenda Number: 934007332
--------------------------------------------------------------------------------------------------------------------------
Security: 12477X106
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: CAP
ISIN: US12477X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTOR GARCIA Mgmt For For
GARY SAWKA Mgmt For For
MARVIN DENNIS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CALGON CARBON CORPORATION Agenda Number: 933949957
--------------------------------------------------------------------------------------------------------------------------
Security: 129603106
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CCC
ISIN: US1296031065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RANDALL S. DEARTH Mgmt For For
JOHN J. PARO Mgmt For For
TIMOTHY G. RUPERT Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF CALGON CARBON CORPORATION AS
DESCRIBED UNDER THE HEADING ENTITLED
"EXECUTIVE AND DIRECTOR COMPENSATION" IN
THE PROXY STATEMENT FOR THE 2014 ANNUAL
MEETING OF STOCKHOLDERS.
4. APPROVAL OF THE AMENDED AND RESTATED CALGON Mgmt For For
CARBON CORPORATION 2008 EQUITY INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL INC Agenda Number: 933909852
--------------------------------------------------------------------------------------------------------------------------
Security: 14057J101
Meeting Type: Annual
Meeting Date: 21-Jan-2014
Ticker: CFFN
ISIN: US14057J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
JEFFREY M. JOHNSON Mgmt For For
MICHAEL T. MCCOY, M.D. Mgmt For For
MARILYN S. WARD Mgmt For For
II ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
III THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS CAPITOL FEDERAL
FINANCIAL, INC'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL FINANCIAL CORPORATION Agenda Number: 933954427
--------------------------------------------------------------------------------------------------------------------------
Security: 14149F109
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: CFNL
ISIN: US14149F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA B. LANG# Mgmt For For
B.G. BECK* Mgmt For For
WILLIAM G. BUCK* Mgmt For For
SIDNEY O. DEWBERRY* Mgmt For For
WILLIAM E. PETERSON* Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CENTER BANCORP, INC. Agenda Number: 934024578
--------------------------------------------------------------------------------------------------------------------------
Security: 151408101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: CNBC
ISIN: US1514081017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALEXANDER BOL Mgmt For For
LAWRENCE B. SEIDMAN Mgmt For For
ANTHONY C. WEAGLEY Mgmt For For
FREDERICK FISH Mgmt For For
HOWARD KENT Mgmt For For
NICHOLAS MINOIA Mgmt For For
HAROLD SCHECHTER Mgmt For For
WILLIAM THOMPSON Mgmt For For
RAYMOND VANARIA Mgmt For For
2 TO APPROVE AN AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JANUARY 20, 2014, BY AND
BETWEEN CENTER AND CONNECTONE BANCORP,
INC., PROVIDING FOR THE MERGER OF
CONNECTONE WITH AND INTO CENTER AND THE
AUTOMATIC CONVERSION OF ALL OF THE
OUTSTANDING SHARES OF COMMON STOCK OF
CONNECTONE INTO SHARES OF CENTER COMMON
STOCK AT AN EXCHANGE RATIO OF 2.6:1.
3 TO APPROVE THE ADOPTION OF AN AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION THAT
WILL INCREASE OUR AUTHORIZED SHARES OF
COMMON STOCK FROM 25,000,000 TO 50,000,000
AND CHANGE OUR NAME, UPON CONSUMMATION OF
THE MERGER, TO "CONNECTONE BANCORP, INC".
4 TO APPROVE A PROPOSAL TO ADJOURN THE CENTER Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
MERGER.
5 TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS CENTER'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
6 TO APPROVE, ON AN ADVISORY BASIS, CERTAIN Mgmt Against Against
COMPENSATION PAYABLE AS A RESULT OF THE
CONSUMMATION OF THE PROPOSED MERGER.
7 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION OF OUR EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CLECO CORPORATION Agenda Number: 933934615
--------------------------------------------------------------------------------------------------------------------------
Security: 12561W105
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: CNL
ISIN: US12561W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM L. MARKS Mgmt For For
PETER M. SCOTT III Mgmt For For
WILLIAM H. WALKER, JR. Mgmt For For
2. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF THE FIRM OF DELOITTE & TOUCHE LLP AS
CLECO CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF CLECO CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. MANAGEMENT PROPOSAL TO REAPPROVE THE Mgmt For For
MATERIAL TERMS OF THE PERFORMANCE GOALS
UNDER THE CLECO CORPORATION 2010 LONG-TERM
INCENTIVE COMPENSATION PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
CONNECTONE BANCORP, INC Agenda Number: 934025861
--------------------------------------------------------------------------------------------------------------------------
Security: 20786U101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: CNOB
ISIN: US20786U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE PROPOSED AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JANUARY 20, 2014, BY
AND BETWEEN THE COMPANY AND CENTER BANCORP,
INC. ("CENTER") AND THE MERGER OF THE
COMPANY AND CENTER PROVIDED FOR THEREIN.
2. TO APPROVE A PROPOSAL TO ADJOURN THE Mgmt For For
COMPANY'S MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF THE MERGER.
3. DIRECTOR
FRANK CAVUOTO Mgmt For For
FRANK HUTTLE III Mgmt For For
JOSEPH PARISI, JR. Mgmt For For
4. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 933980686
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: STUART W. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: GARY F. COLTER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT G. GROSS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS B. PERKINS Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY L. TEPNER Mgmt For For
1G. ELECTION OF DIRECTOR: RANDOLPH I. THORNTON Mgmt For For
1H. ELECTION OF DIRECTOR: J. MICHAEL WALSH Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO INCREASE THE NUMBER OF SHARES AVAILABLE Mgmt For For
FOR AWARDS UNDER THE 2010 LONG-TERM
INCENTIVE PLAN BY 450,000 SHARES.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS CORE-MARK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 933937344
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: CR
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: E. THAYER BIGELOW Mgmt For For
1.2 ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1.3 ELECTION OF DIRECTOR: MAX H. MITCHELL Mgmt For For
2. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CST BRANDS, INC. Agenda Number: 933992085
--------------------------------------------------------------------------------------------------------------------------
Security: 12646R105
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: CST
ISIN: US12646R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROGER G. BURTON Mgmt For For
1.2 ELECTION OF DIRECTOR: STEPHEN A. SMITH Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG, LLP AS CST Mgmt For For
BRANDS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE AMENDED AND RESTATED 2013 Mgmt For For
OMNIBUS STOCK AND INCENTIVE PLAN ("AMENDED
OMNIBUS PLAN").
4. TO APPROVE, BY ADVISORY VOTE, A RESOLUTION Mgmt For For
ON EXECUTIVE COMPENSATION.
5. TO RECOMMEND, BY ADVISORY VOTE, THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DANA HOLDING CORP Agenda Number: 933936304
--------------------------------------------------------------------------------------------------------------------------
Security: 235825205
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: DAN
ISIN: US2358252052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA A. KAMSKY Mgmt For For
TERRENCE J. KEATING Mgmt For For
R. BRUCE MCDONALD Mgmt For For
JOSEPH C. MUSCARI Mgmt For For
MARK A. SCHULZ Mgmt For For
KEITH E. WANDELL Mgmt For For
ROGER J. WOOD Mgmt For For
2. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DARLING INTERNATIONAL INC. Agenda Number: 933892019
--------------------------------------------------------------------------------------------------------------------------
Security: 237266101
Meeting Type: Special
Meeting Date: 26-Nov-2013
Ticker: DAR
ISIN: US2372661015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED,
TO INCREASE THE TOTAL NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, PAR VALUE $0.01,
FROM 150,000,000 TO 250,000,000.
--------------------------------------------------------------------------------------------------------------------------
DARLING INTERNATIONAL INC. Agenda Number: 933948575
--------------------------------------------------------------------------------------------------------------------------
Security: 237266101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DAR
ISIN: US2372661015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RANDALL C. STUEWE Mgmt For For
1.2 ELECTION OF DIRECTOR: O. THOMAS ALBRECHT Mgmt For For
1.3 ELECTION OF DIRECTOR: D. EUGENE EWING Mgmt For For
1.4 ELECTION OF DIRECTOR: DIRK KLOOSTERBOER Mgmt For For
1.5 ELECTION OF DIRECTOR: CHARLES MACALUSO Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN D. MARCH Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL URBUT Mgmt For For
2. PROPOSAL TO AMEND THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION, AS AMENDED,
TO CHANGE THE COMPANY'S CORPORATE NAME FROM
DARLING INTERNATIONAL INC. TO DARLING
INGREDIENTS INC.
3. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 3, 2015.
4. ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP, INC. Agenda Number: 933970700
--------------------------------------------------------------------------------------------------------------------------
Security: 268948106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: EGBN
ISIN: US2689481065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LESLIE M. ALPERSTEIN Mgmt For For
DUDLEY C. DWORKEN Mgmt For For
HARVEY M. GOODMAN Mgmt For For
RONALD D. PAUL Mgmt For For
ROBERT P. PINCUS Mgmt Withheld Against
NORMAN R. POZEZ Mgmt For For
DONALD R. ROGERS Mgmt Withheld Against
LELAND M. WEINSTEIN Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
STEGMAN & COMPANY AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. NON-BINDING ADVISORY RESOLUTION APPROVING Mgmt Against Against
THE COMPENSATION OF OUR EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ELIZABETH ARDEN, INC. Agenda Number: 933885494
--------------------------------------------------------------------------------------------------------------------------
Security: 28660G106
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: RDEN
ISIN: US28660G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A. SALMAN AMIN Mgmt For For
1B. ELECTION OF DIRECTOR: E. SCOTT BEATTIE Mgmt For For
1C. ELECTION OF DIRECTOR: FRED BERENS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MAURA J. CLARK Mgmt Against Against
1E. ELECTION OF DIRECTOR: RICHARD C.W. MAURAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM M. TATHAM Mgmt Against Against
1G. ELECTION OF DIRECTOR: J.W. NEVIL THOMAS Mgmt Against Against
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014
4. SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr Against For
ANIMALS IN PRODUCT TESTING
--------------------------------------------------------------------------------------------------------------------------
EMCOR GROUP, INC. Agenda Number: 934001479
--------------------------------------------------------------------------------------------------------------------------
Security: 29084Q100
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: EME
ISIN: US29084Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEPHEN W. BERSHAD Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID A.B. BROWN Mgmt For For
1.3 ELECTION OF DIRECTOR: LARRY J. BUMP Mgmt For For
1.4 ELECTION OF DIRECTOR: ANTHONY J. GUZZI Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD F. HAMM, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVID H. LAIDLEY Mgmt For For
1.7 ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1.8 ELECTION OF DIRECTOR: JERRY E. RYAN Mgmt For For
1.9 ELECTION OF DIRECTOR: MICHAEL T. YONKER Mgmt For For
2. APPROVAL BY NON-BINDING ADVISORY VOTE OF Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC. Agenda Number: 933939564
--------------------------------------------------------------------------------------------------------------------------
Security: 29355X107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: NPO
ISIN: US29355X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEPHEN E. MACADAM Mgmt For For
THOMAS M. BOTTS Mgmt For For
PETER C. BROWNING Mgmt For For
FELIX M. BRUECK Mgmt For For
B. BERNARD BURNS, JR. Mgmt For For
DIANE C. CREEL Mgmt For For
GORDON D. HARNETT Mgmt For For
DAVID L. HAUSER Mgmt For For
KEES VAN DER GRAAF Mgmt For For
2 ON AN ADVISORY BASIS, TO APPROVE THE Mgmt For For
COMPENSATION TO OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED EQUITY
COMPENSATION PLAN.
4 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 933968971
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MARVIN D. BURKETT Mgmt For For
1.3 ELECTION OF DIRECTOR: R. NICHOLAS BURNS Mgmt For For
1.4 ELECTION OF DIRECTOR: DANIEL W. CHRISTMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES F. GENTILCORE Mgmt For For
1.6 ELECTION OF DIRECTOR: BERTRAND LOY Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL L.H. OLSON Mgmt For For
1.8 ELECTION OF DIRECTOR: BRIAN F. SULLIVAN Mgmt For For
2 RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, Mgmt For For
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3 APPROVAL OF THE COMPENSATION PAID TO Mgmt For For
ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS
(ADVISORY VOTE).
--------------------------------------------------------------------------------------------------------------------------
FINISH LINE, INC. Agenda Number: 933843345
--------------------------------------------------------------------------------------------------------------------------
Security: 317923100
Meeting Type: Annual
Meeting Date: 18-Jul-2013
Ticker: FINL
ISIN: US3179231002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN GOLDSMITH Mgmt For For
CATHERINE A. LANGHAM Mgmt For For
NORMAN H. GURWITZ Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S
FISCAL YEAR ENDING MARCH 1, 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 933963438
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEROME J. SMITH Mgmt For For
GERALD L. KILCOYNE Mgmt For For
BARBARA H. STEPHENS Mgmt For For
2. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt For For
VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 933947561
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEAN A. HUBBARD Mgmt For For
BARBARA A. MITZEL Mgmt For For
JAMES L. ROHRS Mgmt For For
2. TO CONSIDER AND APPROVE A NON-BINDING Mgmt For For
ADVISORY VOTE ON FIRST DEFIANCE'S EXECUTIVE
COMPENSATION.
3. TO CONSIDER AND VOTE ON A PROPOSAL TO Mgmt For For
RATIFY THE APPOINTMENT OF CROWE HORWATH LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FIRST DEFIANCE FOR THE
YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL HOLDINGS, INC. Agenda Number: 933941456
--------------------------------------------------------------------------------------------------------------------------
Security: 32023E105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SCBT
ISIN: US32023E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
LUTHER J. BATTISTE, III Mgmt For For
PAULA HARPER BETHEA Mgmt For For
ROBERT R. HILL, JR. Mgmt For For
R. WAYNE HALL Mgmt For For
THOMAS J. JOHNSON Mgmt For For
RALPH W. NORMAN, JR. Mgmt For For
ALTON C. PHILLIPS Mgmt For For
RICHARD W. SALMONS, JR. Mgmt For For
B. ED SHELLEY, JR. Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
CHANGE THE NAME OF THE COMPANY FROM FIRST
FINANCIAL HOLDINGS, INC. TO SOUTH STATE
CORPORATION.
03 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt Against Against
NON-BINDING VOTE, THE EXCLUSIVE FORUM
SELECTION PROVISION IN THE COMPANY'S
BYLAWS.
04 PROPOSAL TO APPROVE, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
05 PROPOSAL TO RATIFY, AS AN ADVISORY, Mgmt For For
NON-BINDING VOTE, APPOINTMENT OF DIXON
HUGHES GOODMAN LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
06 PROPOSAL TO GRANT THE CHAIRMAN OF THE Mgmt For For
ANNUAL MEETING THE AUTHORITY TO ADJOURN OR
POSTPONE THE ANNUAL MEETING, IF NECESSARY,
IN ORDER TO SOLICIT ADDITIONAL PROXIES IN
THE EVENT THAT THERE ARE NOT SUFFICIENT
AFFIRMATIVE VOTES PRESENT AT THE ANNUAL
MEETING TO ADOPT THE AMENDMENT TO THE
COMPANY'S ARTICLES OF INCORPORATION OR TO
CHANGE THE NAME OF THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
FTD COMPANIES, INC. Agenda Number: 934001823
--------------------------------------------------------------------------------------------------------------------------
Security: 30281V108
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: FTD
ISIN: US30281V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TRACEY L. BELCOURT Mgmt For For
JOSEPH W. HARCH Mgmt For For
MICHAEL J. SILVERSTEIN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE THE MATERIAL TERMS FOR Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE FTD
COMPANIES, INC. AMENDED AND RESTATED 2013
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 933963084
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTINA M. ERNST Mgmt For For
M. DARREN ROOT Mgmt For For
MARK A. SCHROEDER Mgmt For For
2. CONSIDER APPROVAL ON AN ADVISORY BASIS OF Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. CONSIDER APPROVAL ON AN ADVISORY BASIS OF Mgmt For For
THE APPOINTMENT OF CROWE HORWATH LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 933930617
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOBBY J. GRIFFIN Mgmt For For
JAMES C. JOHNSON Mgmt For For
JESSICA T. MATHEWS Mgmt For For
ROBERT F. MORAN Mgmt For For
J. PATRICK MULCAHY Mgmt For For
RONALD L. NELSON Mgmt For For
RICHARD A. NOLL Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
ANN E. ZIEGLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR HANESBRANDS' 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION Agenda Number: 933963262
--------------------------------------------------------------------------------------------------------------------------
Security: 440327104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HMN
ISIN: US4403271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY H. FUTRELL Mgmt For For
1B ELECTION OF DIRECTOR: STEPHEN J. Mgmt For For
HASENMILLER
1C ELECTION OF DIRECTOR: RONALD J. HELOW Mgmt For For
1D ELECTION OF DIRECTOR: BEVERLEY J. MCCLURE Mgmt For For
1E ELECTION OF DIRECTOR: GABRIEL L. SHAHEEN Mgmt For For
1F ELECTION OF DIRECTOR: ROGER J. STEINBECKER Mgmt For For
1G ELECTION OF DIRECTOR: ROBERT STRICKER Mgmt For For
1H ELECTION OF DIRECTOR: STEVEN O. SWYERS Mgmt For For
1I ELECTION OF DIRECTOR: MARITA ZURAITIS Mgmt For For
2 APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE NAMED EXECUTIVE OFFICERS'
COMPENSATION.
3 RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HORNBECK OFFSHORE SERVICES, INC. Agenda Number: 934000833
--------------------------------------------------------------------------------------------------------------------------
Security: 440543106
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: HOS
ISIN: US4405431069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TODD M. HORNBECK Mgmt Withheld Against
PATRICIA B. MELCHER Mgmt Withheld Against
NICHOLAS L. SWYKA, JR. Mgmt Withheld Against
2. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS
FOR THE FISCAL YEAR 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS SET FORTH IN
THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC. Agenda Number: 933846062
--------------------------------------------------------------------------------------------------------------------------
Security: 451055107
Meeting Type: Annual
Meeting Date: 22-Jul-2013
Ticker: ICON
ISIN: US4510551074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL COLE Mgmt For For
BARRY EMANUEL Mgmt Withheld Against
DREW COHEN Mgmt For For
F. PETER CUNEO Mgmt Withheld Against
MARK FRIEDMAN Mgmt Withheld Against
JAMES A. MARCUM Mgmt For For
LAURENCE N. CHARNEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF BDO USA, Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC. Agenda Number: 933999154
--------------------------------------------------------------------------------------------------------------------------
Security: 45774N108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: IPHS
ISIN: US45774N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GARY CAPPELINE Mgmt For For
AMADO CAVAZOS Mgmt For For
RANDOLPH GRESS Mgmt For For
LINDA MYRICK Mgmt For For
KAREN OSAR Mgmt For For
JOHN STEITZ Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL OF COMPENSATION OF NAMED EXECUTIVE Mgmt For For
OFFICERS AS DISCLOSED IN THE INNOPHOS
HOLDINGS, INC. PROXY STATEMENT PURSUANT TO
ITEM 402 OF REGULATION S-K OF THE
SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
INVENTURE FOODS INC Agenda Number: 933988238
--------------------------------------------------------------------------------------------------------------------------
Security: 461212102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SNAK
ISIN: US4612121024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ASHTON D. ASENSIO Mgmt For For
TIMOTHY A. COLE Mgmt For For
MACON BRYCE EDMONSON Mgmt For For
HAROLD S. EDWARDS Mgmt Withheld Against
PAUL J. LAPADAT Mgmt For For
TERRY MCDANIEL Mgmt For For
DAVID L. MEYERS Mgmt For For
2. RATIFY SELECTION OF MOSS ADAMS LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 933932596
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JON E. ELIASSEN Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY E. PRUITT Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL V. PULLI Mgmt For For
1.4 ELECTION OF DIRECTOR: CHARLES H. GAYLORD, Mgmt For For
JR.
2. PROPOSAL TO APPROVE THE ITRON, INC. AMENDED Mgmt For For
AND RESTATED 2010 STOCK INCENTIVE PLAN.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933966268
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNST N. CSISZAR Mgmt For For
JULIA L. JOHNSON Mgmt For For
JORGE MAS Mgmt For For
DANIEL RESTREPO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION REGARDING THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 933917443
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: MMS
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RUSSELL A. BELIVEAU Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN J. HALEY Mgmt For For
1.3 ELECTION OF DIRECTOR: MARILYN R. SEYMANN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR OUR 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC. Agenda Number: 933940074
--------------------------------------------------------------------------------------------------------------------------
Security: 635309107
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: NCMI
ISIN: US6353091076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
KURT C. HALL Mgmt For For
LAWRENCE A. GOODMAN Mgmt For For
SCOTT N. SCHNEIDER Mgmt For For
2 TO APPROVE ON AN ADVISORY BASIS, NATIONAL Mgmt For For
CINEMEDIA, INC.'S EXECUTIVE COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NATIONAL CINEMEDIA, INC.'S
INDEPENDENT AUDITORS FOR THE 2014 FISCAL
YEAR ENDING JANUARY 1, 2015.
--------------------------------------------------------------------------------------------------------------------------
NICE-SYSTEMS LTD. Agenda Number: 933863715
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 27-Aug-2013
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DAVID KOSTMAN Mgmt For For
1B ELECTION OF DIRECTOR: JOSEPH ATSMON Mgmt For For
1C ELECTION OF DIRECTOR: RIMON BEN-SHAOUL Mgmt For For
1D ELECTION OF DIRECTOR: YEHOSHUA (SHUKI) Mgmt For For
EHRLICH
1E ELECTION OF DIRECTOR: ZEEV BREGMAN Mgmt For For
1F ELECTION OF DIRECTOR: LEO APOTHEKER Mgmt For For
1G ELECTION OF DIRECTOR: JOSEPH (JOE) COWAN Mgmt For For
2A RE-ELECTION OF OUTSIDE DIRECTOR: DAN FALK Mgmt For For
2B RE-ELECTION OF OUTSIDE DIRECTOR: YOCHEVED Mgmt For For
DVIR
3 TO APPROVE THE ANNUAL FEE PAID TO THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4 TO APPROVE THE GRANT OF OPTIONS TO THE Mgmt For For
COMPANY'S NON-EXECUTIVE DIRECTORS
5 TO APPROVE CERTAIN COMPONENTS OF OUR CHIEF Mgmt For For
EXECUTIVE OFFICER'S COMPENSATION
6 TO APPROVE THE SEPARATION BONUS FOR THE Mgmt For For
FORMER CHAIRMAN OF THE BOARD OF DIRECTORS
7 TO APPROVE A COMPENSATION POLICY FOR THE Mgmt For For
COMPANY'S DIRECTORS AND OFFICERS
8 TO RE-APPOINT THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS AND TO AUTHORIZE THE COMPANY'S
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
NICE-SYSTEMS LTD. Agenda Number: 934007837
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DAVID KOSTMAN Mgmt For For
1.2 ELECTION OF DIRECTOR: JOSEPH ATSMON Mgmt For For
1.3 ELECTION OF DIRECTOR: RIMON BEN-SHAOUL Mgmt For For
1.4 ELECTION OF DIRECTOR: YEHOSHUA (SHUKI) Mgmt For For
EHRLICH
1.5 ELECTION OF DIRECTOR: LEO APOTHEKER Mgmt For For
1.6 ELECTION OF DIRECTOR: JOSEPH (JOE) COWAN Mgmt For For
2. TO APPROVE THE GRANT OF OPTIONS TO THE Mgmt For For
COMPANY'S NON-EXECUTIVE DIRECTORS.
3. TO APPROVE OUR CHIEF EXECUTIVE OFFICER'S Mgmt For For
COMPENSATION.
4. TO RE-APPOINT THE COMPANY'S INDEPENDENT Mgmt For For
AUDITORS AND TO AUTHORIZE THE COMPANY'S
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 933992186
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EARL E. CONGDON Mgmt For For
DAVID S. CONGDON Mgmt For For
J. PAUL BREITBACH Mgmt For For
JOHN R. CONGDON, JR. Mgmt For For
ROBERT G. CULP, III Mgmt For For
JOHN D. KASARDA Mgmt For For
LEO H. SUGGS Mgmt For For
D. MICHAEL WRAY Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda Number: 933865771
--------------------------------------------------------------------------------------------------------------------------
Security: 682128103
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: OVTI
ISIN: US6821281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHAW HONG Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING APRIL 30, 2014.
3. APPROVAL OF CERTAIN AMENDMENTS OF THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 4,900,000 SHARES.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2009 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE THEREUNDER BY 2,500,000 SHARES.
5. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 933935213
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WALTER M. FIEDEROWICZ Mgmt For For
JOSEPH A. FIORITA, JR. Mgmt For For
LIANG-CHOO HSIA Mgmt For For
CONSTANTINE MACRICOSTAS Mgmt For For
GEORGE MACRICOSTAS Mgmt For For
MITCHELL G. TYSON Mgmt For For
2 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
NOVEMBER 2, 2014.
3 TO APPROVE AN AMENDMENT TO THE PHOTRONICS Mgmt For For
INC. 2007 LONG TERM EQUITY INCENTIVE PLAN,
AS PREVIOUSLY AMENDED, TO INCREASE THE
AUTHORIZED SHARES AVAILABLE FOR ISSUANCE
FROM 6,000,000 TO 9,000,000 AND TO AMEND
THE AMOUNT OF RESTRICTED STOCK ALLOWED TO
BE ISSUED THEREUNDER FROM 15% TO 1,000,000
SHARES.
4 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC CO Agenda Number: 933951700
--------------------------------------------------------------------------------------------------------------------------
Security: 736508847
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: POR
ISIN: US7365088472
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. BALLANTINE Mgmt For For
RODNEY L. BROWN, JR. Mgmt For For
JACK E. DAVIS Mgmt For For
DAVID A. DIETZLER Mgmt For For
KIRBY A. DYESS Mgmt For For
MARK B. GANZ Mgmt For For
KATHRYN J. JACKSON Mgmt For For
NEIL J. NELSON Mgmt For For
M. LEE PELTON Mgmt For For
JAMES J. PIRO Mgmt For For
CHARLES W. SHIVERY Mgmt For For
2. TO APPROVE, BY A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLES OF INCORPORATION TO IMPLEMENT
MAJORITY VOTING IN UNCONTESTED DIRECTOR
ELECTIONS.
4. TO RATIFY THE APPOINTMENT OF DELOITTE AND Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
PROASSURANCE CORPORATION Agenda Number: 933965343
--------------------------------------------------------------------------------------------------------------------------
Security: 74267C106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PRA
ISIN: US74267C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT E. FLOWERS Mgmt For For
S.A. DI PIAZZA, JR. Mgmt For For
ANN F. PUTALLAZ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 933939881
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM H. FAGAN, M.D. Mgmt For For
WILLIAM T. LUEDKE IV Mgmt For For
P. MUELLER, JR., D.D.S. Mgmt For For
HARRISON STAFFORD II Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
PROTECTIVE LIFE CORPORATION Agenda Number: 933976219
--------------------------------------------------------------------------------------------------------------------------
Security: 743674103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PL
ISIN: US7436741034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT O. BURTON Mgmt For For
1B. ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS L. HAMBY Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1E. ELECTION OF DIRECTOR: VANESSA LEONARD Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN J. MCMAHON, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: HANS H. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: MALCOLM PORTERA Mgmt For For
1J. ELECTION OF DIRECTOR: C. DOWD RITTER Mgmt For For
1K. ELECTION OF DIRECTOR: JESSE J. SPIKES Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM A. TERRY Mgmt For For
1M. ELECTION OF DIRECTOR: W. MICHAEL WARREN, Mgmt For For
JR.
1N. ELECTION OF DIRECTOR: VANESSA WILSON Mgmt For For
2. ADVISORY VOTE REGARDING THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN ITS PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANT.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 933871419
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 10-Oct-2013
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID A. DABERKO Mgmt Withheld Against
CRAIG S. MORFORD Mgmt For For
FRANK C. SULLIVAN Mgmt Withheld Against
THOMAS C. SULLIVAN Mgmt Withheld Against
2. APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AIRLINES INC. Agenda Number: 934005706
--------------------------------------------------------------------------------------------------------------------------
Security: 848577102
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: SAVE
ISIN: US8485771021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. BEN BALDANZA Mgmt For For
ROBERT L. FORNARO Mgmt For For
H. MCINTYRE GARDNER Mgmt For For
2. TO RATIFY THE SELECTION, BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS, OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR ITS YEAR ENDING DECEMBER 31,
2014.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN OUR 2014
PROXY STATEMENT PURSUANT TO EXECUTIVE
COMPENSATION DISCLOSURE RULES UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS
AMENDED.
--------------------------------------------------------------------------------------------------------------------------
STAGE STORES, INC. Agenda Number: 933999887
--------------------------------------------------------------------------------------------------------------------------
Security: 85254C305
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: SSI
ISIN: US85254C3051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ALAN BAROCAS Mgmt For For
1.2 ELECTION OF DIRECTOR: DIANE ELLIS Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL GLAZER Mgmt For For
1.4 ELECTION OF DIRECTOR: GABRIELLE GREENE Mgmt For For
1.5 ELECTION OF DIRECTOR: EARL HESTERBERG Mgmt For For
1.6 ELECTION OF DIRECTOR: LISA KRANC Mgmt For For
1.7 ELECTION OF DIRECTOR: WILLIAM MONTGORIS Mgmt For For
1.8 ELECTION OF DIRECTOR: C. CLAYTON REASOR Mgmt For For
1.9 ELECTION OF DIRECTOR: RALPH SCOZZAFAVA Mgmt For For
2 ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
STONE ENERGY CORPORATION Agenda Number: 933966004
--------------------------------------------------------------------------------------------------------------------------
Security: 861642106
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SGY
ISIN: US8616421066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE R. CHRISTMAS Mgmt For For
1B. ELECTION OF DIRECTOR: B.J. DUPLANTIS Mgmt For For
1C. ELECTION OF DIRECTOR: PETER D. KINNEAR Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. LAWRENCE Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT S. MURLEY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD E. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: KAY G. PRIESTLY Mgmt For For
1I. ELECTION OF DIRECTOR: PHYLLIS M. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID H. WELCH Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933955544
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE BABICH, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. COOK Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN K. KLASKO Mgmt For For
1D. ELECTION OF DIRECTOR: BENSON F. SMITH Mgmt For For
2. APPROVAL OF THE TELEFLEX INCORPORATED 2014 Mgmt For For
STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC. Agenda Number: 933967880
--------------------------------------------------------------------------------------------------------------------------
Security: 88224Q107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TCBI
ISIN: US88224Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. KEITH CARGILL Mgmt For For
PETER B. BARTHOLOW Mgmt For For
JAMES H. BROWNING Mgmt For For
PRESTON M. GEREN III Mgmt For For
FREDERICK B. HEGI, JR. Mgmt For For
LARRY L. HELM Mgmt For For
JAMES R. HOLLAND, JR. Mgmt For For
CHARLES S. HYLE Mgmt For For
W.W. MCALLISTER III Mgmt For For
ELYSIA HOLT RAGUSA Mgmt For For
STEVEN P. ROSENBERG Mgmt For For
GRANT E. SIMS Mgmt For For
ROBERT W. STALLINGS Mgmt For For
DALE W. TREMBLAY Mgmt For For
IAN J. TURPIN Mgmt For For
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt Against Against
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE BANCORP, INC. Agenda Number: 933951875
--------------------------------------------------------------------------------------------------------------------------
Security: 05969A105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TBBK
ISIN: US05969A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL G. COHEN Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER T. BEACH Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. BRADLEY Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. CHRYSTAL Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW COHN Mgmt For For
1G. ELECTION OF DIRECTOR: HERSH KOZLOV Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM H. LAMB Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK M. MASTRANGELO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. MCENTEE III Mgmt For For
1K. ELECTION OF DIRECTOR: MEI-MEI TUAN Mgmt For For
2. PROPOSAL TO APPROVE A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPANY'S 2013 COMPENSATION
PROGRAM FOR ITS NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO APPROVE THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION Agenda Number: 933919916
--------------------------------------------------------------------------------------------------------------------------
Security: 904214103
Meeting Type: Special
Meeting Date: 25-Feb-2014
Ticker: UMPQ
ISIN: US9042141039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT AND APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF SEPTEMBER 11, 2013,
BY AND BETWEEN STERLING FINANCIAL
CORPORATION AND UMPQUA HOLDINGS
CORPORATION, PURSUANT TO WHICH STERLING
WILL MERGE WITH AND INTO UMPQUA.
2. TO AMEND THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION OF UMPQUA HOLDINGS
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF NO PAR VALUE COMMON
STOCK TO 400,000,000.
3. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
PROPOSAL AND/OR THE ARTICLES AMENDMENT
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
VAALCO ENERGY, INC. Agenda Number: 933993556
--------------------------------------------------------------------------------------------------------------------------
Security: 91851C201
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: EGY
ISIN: US91851C2017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
STEVEN P. GUIDRY Mgmt For For
W. RUSSELL SCHEIRMAN Mgmt For For
FREDERICK W. BRAZELTON Mgmt For For
O. DONALDSON CHAPOTON Mgmt For For
JAMES B. JENNINGS Mgmt For For
JOHN J. MYERS, JR. Mgmt For For
2 PROPOSAL TO APPROVE AND RATIFY THE VAALCO Mgmt For For
ENERGY, INC. 2014 LONG TERM INCENTIVE PLAN.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE, LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY.
4 PROPOSAL TO APPROVE BY NON-BINDING, Mgmt For For
ADVISORY VOTE, THE COMPANY'S EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda Number: 933944844
--------------------------------------------------------------------------------------------------------------------------
Security: 955306105
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: WST
ISIN: US9553061055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK A. BUTHMAN Mgmt For For
WILLIAM F. FEEHERY Mgmt For For
THOMAS W. HOFMANN Mgmt For For
PAULA A. JOHNSON Mgmt For For
MYLA P. LAI-GOLDMAN Mgmt For For
DOUGLAS A. MICHELS Mgmt For For
DONALD E. MOREL JR. Mgmt For For
JOHN H. WEILAND Mgmt For For
ANTHONY WELTERS Mgmt For For
PATRICK J. ZENNER Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
4 TO TRANSACT ANY OTHER BUSINESS THAT MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING AND ANY
ADJOURNMENT OR POSTPONEMENT.
--------------------------------------------------------------------------------------------------------------------------
YADKIN FINANCIAL CORPORATION Agenda Number: 934025619
--------------------------------------------------------------------------------------------------------------------------
Security: 984305102
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: YDKN
ISIN: US9843051023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JANUARY 27, 2014, AS
AMENDED, BY AND AMONG YADKIN FINANCIAL
CORPORATION, VANTAGESOUTH BANCSHARES, INC.,
AND PIEDMONT COMMUNITY BANK HOLDINGS, INC.
PURSUANT TO WHICH VANTAGESOUTH BANCSHARES,
INC. AND PIEDMONT COMMUNITY BANK HOLDINGS,
INC. WILL EACH MERGE WITH AND INTO YADKIN
FINANCIAL CORPORATION (WHICH WE REFER TO
COLLECTIVELY AS THE "MERGERS").
2. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION OF YADKIN FINANCIAL
CORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK TO
75,000,000 SHARES.
3A. ELECTION OF DIRECTOR: NOLAN G. BROWN Mgmt For For
3B. ELECTION OF DIRECTOR: HARRY M. DAVIS Mgmt For For
3C. ELECTION OF DIRECTOR: THOMAS J. HALL Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES A. HARRELL, JR. Mgmt For For
3E. ELECTION OF DIRECTOR: LARRY S. HELMS Mgmt For For
3F. ELECTION OF DIRECTOR: DAN W. HILL, III Mgmt For For
3G. ELECTION OF DIRECTOR: ALISON J. SMITH Mgmt For For
3H. ELECTION OF DIRECTOR: HARRY C. SPELL Mgmt For For
3I. ELECTION OF DIRECTOR: JOSEPH H. TOWELL Mgmt For For
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DIXON Mgmt For For
HUGHES GOODMAN LLP, AS YADKIN FINANCIAL
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
5. PROPOSAL TO ADJOURN THE YADKIN FINANCIAL Mgmt For For
CORPORATION ANNUAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL #1 AND/OR PROPOSAL #2
HEREIN.
6. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION.
7. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF YADKIN
FINANCIAL CORPORATION MAY RECEIVE IN
CONNECTION WITH THE MERGERS PURSUANT TO
EXISTING AGREEMENTS OR ARRANGEMENTS WITH
YADKIN FINANCIAL CORPORATION.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Value Portfolio
By (Signature) /s/ Thomas E. Faust Jr.
Name Thomas E. Faust Jr.
Title President
Date 08/14/2014