UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-04236
NAME OF REGISTRANT: JPMorgan Trust II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 270 Park Ave
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: J.P.Morgan Investment Management
Inc
270 Park Ave
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 800-480-4111
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
February 28: JPMorgan Arizona Municipal Bond Fund, JPMorgan Core Bond Fund, JPMorgan Core Plus Bond Fund,
JPMorgan Government Bond Fund, JPMorgan High Yield Fund, JPMorgan Limited Duration Bond Fund, JPMorgan
Liquid Assets Money Market Fund, JPMorgan Michigan Municipal Bond Fund, JPMorgan Michigan Municipal
Money Market Fund, JPMorgan Mortgage-Backed Securities Fund, JPMorgan Municipal Income Fund, JPMorgan
Municipal Money Market Fund, JPMorgan Ohio Municipal Bond Fund, JPMorgan Ohio Municipal Money Market
Fund, JPMorgan Short Duration Bond Fund, JPMorgan Short-Intermediate Municipal Bond Fund, JPMorgan Tax
Free Bond Fund, JPMorgan Treasury & Agency Fund, JPMorgan U.S. Government Money Market Fund, JPMorgan
U.S. Treasury Plus Money Market Fund.
June 30: JPMorgan Mid Cap Growth Fund, JPMorgan Equity Income Fund, JPMorgan Equity Index Fund, JPMorgan
Intrepid Mid Cap Fund, JPMorgan Investor Balanced Fund, JPMorgan Investor Conservative Growth Fund,
JPMorgan Investor Growth & Income Fund, JPMorgan Investor Growth Fund, JPMorgan Large Cap Growth
Fund, JPMorgan Large Cap Value Fund, JPMorgan Market Expansion Enhanced Index Fund, JPMorgan Multi-Cap
Market Neutral Fund, JPMorgan Small Cap Growth Fund, JPMorgan Small Cap Value Fund,
October 31: JPMorgan International Equity Index Fund
Additional Information:
JPMorgan U.S. Real Estate Fund ceased operations on December 20, 2013
JPMorgan Arizona Municipal Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan Core Bond Fund
--------------------------------------------------------------------------------------------------------------------------
NORMANDY MTG LN CO LLC Agenda Number: 933930251
--------------------------------------------------------------------------------------------------------------------------
Security: 65619AAA1
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
--------------------------------------------------------------------------------------------------------------------------
STANWICH MORTGAGE LOAN COMPANY 2012-NPL4 Agenda Number: 933930225
--------------------------------------------------------------------------------------------------------------------------
Security: 85488AAA7
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
--------------------------------------------------------------------------------------------------------------------------
STANWICH MORTGAGE LOAN COMPANY 2012-NPL4 Agenda Number: 933930237
--------------------------------------------------------------------------------------------------------------------------
Security: 85488NAA9
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
--------------------------------------------------------------------------------------------------------------------------
STANWICH MTG LN CO LLC Agenda Number: 933930263
--------------------------------------------------------------------------------------------------------------------------
Security: 85487QAA3
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
JPMorgan Core Plus Bond Fund
--------------------------------------------------------------------------------------------------------------------------
CAPMARK FINANCIAL GROUP INC. Agenda Number: 933930213
--------------------------------------------------------------------------------------------------------------------------
Security: 140661109
Meeting Type: Consent
Meeting Date: 28-Mar-2014
Ticker: CPMK
ISIN: US1406611095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TRANSFER AMENDMENT: RESOLVED, THAT ARTICLE Mgmt Against Against
EIGHT OF THE AMENDED AND RESTATED ARTICLES
OF INCORPORATION OF THE COMPANY BE AMENDED
TO ADD A NEW SECTION 3 TO PROVIDE FOR
TRANSFER RESTRICTIONS TO PROTECT CERTAIN
TAX ATTRIBUTES OF THE COMPANY, AS DESCRIBED
AND SET FORTH IN THE COMPANY'S CONSENT
STATEMENT, DATED FEBRUARY 25,2014.
2. RIGHTS PLAN AMENDMENT: RESOLVED, THAT Mgmt Against Against
SECTION 2 OF ARTICLE ELEVEN OF THE AMENDED
AND RESTATED ARTICLES OF INCORPORATION OF
THE COMPANY BE AMENDED TO PERMIT THE
COMPANY TO ADOPT A STOCKHOLDER RIGHTS PLAN
OR SIMILAR AGREEMENT TO PROTECT CERTAIN TAX
BENEFITS OF THE COMPANY, AS DESCRIBED AND
SET FORTH IN THE COMPANY'S CONSENT
STATEMENT, DATED FEBRUARY 25, 2014.
--------------------------------------------------------------------------------------------------------------------------
DYNEGY INC. Agenda Number: 933965812
--------------------------------------------------------------------------------------------------------------------------
Security: 26817R108
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DYN
ISIN: US26817R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HILARY E. ACKERMANN Mgmt For For
PAUL M. BARBAS Mgmt For For
ROBERT C. FLEXON Mgmt For For
RICHARD L. KUERSTEINER Mgmt For For
JEFFREY S. STEIN Mgmt For For
JOHN R. SULT Mgmt For For
PAT WOOD III Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DYNEGY'S NAMED EXECUTIVE
OFFICERS.
3. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
DYNEGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933913964
--------------------------------------------------------------------------------------------------------------------------
Security: 281023AU5
Meeting Type: Consent
Meeting Date: 29-Jan-2014
Ticker:
ISIN: US281023AU52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT THE PLAN Mgmt For
2) OPT OUT RELEASE Mgmt Abstain
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933913964
--------------------------------------------------------------------------------------------------------------------------
Security: 281023AX9
Meeting Type: Consent
Meeting Date: 29-Jan-2014
Ticker:
ISIN: US281023AX91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT THE PLAN Mgmt For
2) OPT OUT RELEASE Mgmt Abstain
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933954287
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT JAGJEET S. BINDRA, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1B. TO ELECT MILTON CARROLL, CLASS I DIRECTOR, Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2017
1C. TO ELECT CLAIRE S. FARLEY, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1D. TO ELECT RUDY VAN DER MEER, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1E. TO ELECT ISABELLA D. GOREN, CLASS II Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2015
1F. TO ELECT NANCE K. DICCIANI, CLASS III Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2016
2A. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: KARYN F. OVELMEN
2B. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: CRAIG B. GLIDDEN
2C. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: BHAVESH V. PATEL
2D. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: PATRICK D. QUARLES
2E. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: TIMOTHY D. ROBERTS
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2013 Mgmt For For
4. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2013 FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL HELD IN TREASURY
--------------------------------------------------------------------------------------------------------------------------
NORMANDY MTG LN CO LLC Agenda Number: 933930251
--------------------------------------------------------------------------------------------------------------------------
Security: 65619AAA1
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
--------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INTERNATIONAL HOLDINGS, INC Agenda Number: 933901945
--------------------------------------------------------------------------------------------------------------------------
Security: 724481866
Meeting Type: Annual
Meeting Date: 09-Dec-2013
Ticker: PBOWO
ISIN: US7244818669
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK J. GENTILE Mgmt For For
JEFFREY SIMPSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
STANWICH MORTGAGE LOAN COMPANY 2012-NPL4 Agenda Number: 933930225
--------------------------------------------------------------------------------------------------------------------------
Security: 85488AAA7
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
--------------------------------------------------------------------------------------------------------------------------
STANWICH MORTGAGE LOAN COMPANY 2012-NPL4 Agenda Number: 933930237
--------------------------------------------------------------------------------------------------------------------------
Security: 85488NAA9
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
--------------------------------------------------------------------------------------------------------------------------
STANWICH MTG LN CO LLC Agenda Number: 933930263
--------------------------------------------------------------------------------------------------------------------------
Security: 85487QAA3
Meeting Type: Consent
Meeting Date: 11-Mar-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) CONSENT TO THE TERMS SET FORTH IN THE Mgmt For
LETTER OF DIRECTION
--------------------------------------------------------------------------------------------------------------------------
U.S. CONCRETE, INC. Agenda Number: 933952954
--------------------------------------------------------------------------------------------------------------------------
Security: 90333L201
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: USCR
ISIN: US90333L2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE I. DAVIS Mgmt Withheld Against
WILLIAM J. SANDBROOK Mgmt For For
KURT M. CELLAR Mgmt For For
MICHAEL D. LUNDIN Mgmt For For
ROBERT M. RAYNER Mgmt For For
COLIN M. SUTHERLAND Mgmt For For
THEODORE P. ROSSI Mgmt For For
2. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
JPMorgan Equity Income Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 934005213
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ARE
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOEL S. MARCUS Mgmt For For
RICHARD B. JENNINGS Mgmt For For
JOHN L. ATKINS, III Mgmt For For
MARIA C. FREIRE Mgmt For For
STEVEN R. HASH Mgmt For For
RICHARD H. KLEIN Mgmt For For
JAMES H. RICHARDSON Mgmt For For
2. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY'S AMENDED AND RESTATED 1997
STOCK AWARD AND INCENTIVE PLAN.
3. TO CAST A NON-BINDING, ADVISORY VOTE ON A Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933942650
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1C. ELECTION OF DIRECTOR: AMY DIGESO Mgmt For For
1D. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt Against Against
1E. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1H. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. A NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO ADOPT AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING RIGHTS AND
EFFECT CERTAIN OTHER NON-MATERIAL
AMENDMENTS.
4. TO ADOPT AND APPROVE THE AMERIPRISE Mgmt For For
FINANCIAL 2005 INCENTIVE COMPENSATION PLAN,
AS AMENDED AND RESTATED.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
6. A SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933920072
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B) ELECTION OF DIRECTOR: VINCENT T. ROCHE Mgmt For For
1C) ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1D) ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1F) ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1G) ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1H) ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1I) ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1J) ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2) TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3) TO APPROVE THE AMENDED AND RESTATED ANALOG Mgmt For For
DEVICES, INC. 2006 STOCK INCENTIVE PLAN.
4) TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933955950
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. APPROVAL OF ARTHUR J. GALLAGHER & CO. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933983048
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLYN F. AEPPEL Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO APPROVE PERFORMANCE GOALS UNDER THE Mgmt For For
AVALONBAY COMMUNITIES, INC. 2009 STOCK
OPTION AND INCENTIVE PLAN.
5. TO ADOPT A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING, THAT THE
BOARD OF DIRECTORS ADOPT A POLICY
ADDRESSING THE SEPARATION OF THE ROLES OF
CEO AND CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933938221
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
JAMES A. FAULKNER Mgmt For For
I. PATRICIA HENRY Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
ERIC C. KENDRICK Mgmt For For
KELLY S. KING Mgmt For For
LOUIS B. LYNN Mgmt For For
EDWARD C. MILLIGAN Mgmt For For
CHARLES A. PATTON Mgmt For For
NIDO R. QUBEIN Mgmt For For
TOLLIE W. RICH, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
EDWIN H. WELCH, PH.D. Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A "SAY ON
PAY" VOTE.
4. TO VOTE ON AN AMENDMENT TO BB&T'S ARTICLES Mgmt For For
OF INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
5. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
6. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
RECOUPMENT OF INCENTIVE COMPENSATION TO
SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933909434
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1K. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR
EQUITY-BASED COMPENSATION PLAN.
5. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S PERFORMANCE INCENTIVE
PLAN.
6. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt Against Against
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC. Agenda Number: 933880622
--------------------------------------------------------------------------------------------------------------------------
Security: 109641100
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: EAT
ISIN: US1096411004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH M. DEPINTO Mgmt For For
HARRIET EDELMAN Mgmt For For
MICHAEL A. GEORGE Mgmt For For
WILLIAM T. GILES Mgmt For For
GERARDO I. LOPEZ Mgmt For For
JON L. LUTHER Mgmt For For
JOHN W. MIMS Mgmt For For
GEORGE R. MRKONIC Mgmt For For
ROSENDO G. PARRA Mgmt For For
WYMAN T. ROBERTS Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL 2014 YEAR.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
4. TO AMEND THE COMPANY'S STOCK OPTION AND Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 933934982
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 26-Apr-2014
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM F. BAHL Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY T. BIER Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA W. Mgmt For For
CLEMENT-HOLMES
1D. ELECTION OF DIRECTOR: DIRK J. DEBBINK Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH C. Mgmt For For
LICHTENDAHL
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID P. OSBORN Mgmt For For
1I. ELECTION OF DIRECTOR: GRETCHEN W. PRICE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS R. SCHIFF Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS S. SKIDMORE Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH W. STECHER Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN F. STEELE, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: LARRY R. WEBB Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. A NONBINDING PROPOSAL TO APPROVE Mgmt For For
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RE-APPROVAL OF THE PERFORMANCE OBJECTIVES Mgmt For For
FOR THE CINCINNATI FINANCIAL CORPORATION
2009 INCENTIVE COMPENSATION PLAN.
5. A SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN UNCONTESTED DIRECTOR ELECTIONS,
IF INTRODUCED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC. Agenda Number: 933983238
--------------------------------------------------------------------------------------------------------------------------
Security: 17243V102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CNK
ISIN: US17243V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: STEVEN P. ROSENBERG Mgmt For For
1.2 ELECTION OF DIRECTOR: ENRIQUE F. SENIOR Mgmt For For
1.3 ELECTION OF DIRECTOR: DONALD G. SODERQUIST Mgmt For For
2. APPROVAL AND RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
3. APPROVAL OF THE NON-BINDING, ANNUAL Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt Against Against
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933969923
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
4. PROPOSAL TO APPROVE PERFORMANCE INCENTIVE Mgmt For For
STOCK PLAN.
5. PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 933946406
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. DENNY ALEXANDER Mgmt For For
CARLOS ALVAREZ Mgmt For For
ROYCE S. CALDWELL Mgmt For For
CRAWFORD H. EDWARDS Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
RICHARD W. EVANS, JR. Mgmt For For
PATRICK B. FROST Mgmt For For
DAVID J. HAEMISEGGER Mgmt For For
KAREN E. JENNINGS Mgmt For For
RICHARD M. KLEBERG, III Mgmt For For
CHARLES W. MATTHEWS Mgmt For For
IDA CLEMENT STEEN Mgmt For For
HORACE WILKINS, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO ACT AS INDEPENDENT AUDITORS OF
CULLEN/FROST BANKERS, INC. FOR THE FISCAL
YEAR THAT BEGAN JANUARY 1, 2014.
3. PROPOSAL TO ADOPT THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION APPROVING
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933952055
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF THE 2014 INCENTIVE COMPENSATION Mgmt For For
PLAN
5. EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
6. REPORT ON FINANCIAL RISKS TO DOMINION POSED Shr Against For
BY CLIMATE CHANGE
7. REPORT ON METHANE EMISSIONS Shr Against For
8. REPORT ON LOBBYING Shr Against For
9. REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE Shr Against For
IMPACTS OF BIOMASS
10. ADOPT QUANTITATIVE GOALS FOR REDUCING Shr Against For
GREENHOUSE GAS EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 933940846
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD M. ANDERSON Mgmt For For
LILLIAN BAUDER Mgmt For For
DAVID A. BRANDON Mgmt For For
W. FRANK FOUNTAIN, JR. Mgmt For For
CHARLES G. MCCLURE, JR. Mgmt For For
GAIL J. MCGOVERN Mgmt For For
MARK A. MURRAY Mgmt For For
JAMES B. NICHOLSON Mgmt For For
CHARLES W. PRYOR, JR. Mgmt For For
JOSUE ROBLES, JR. Mgmt For For
RUTH G. SHAW Mgmt For For
DAVID A. THOMAS Mgmt For For
JAMES H. VANDENBERGHE Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MANAGEMENT PROPOSAL TO AMEND AND RESTATE Mgmt For For
THE LONG TERM INCENTIVE PLAN
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
DUNKIN' BRANDS GROUP, INC Agenda Number: 933941901
--------------------------------------------------------------------------------------------------------------------------
Security: 265504100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DNKN
ISIN: US2655041000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
MICHAEL HINES Mgmt For For
JOSEPH UVA Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION PAID BY DUNKIN' BRANDS TO ITS
NAMED EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
DUNKIN' BRANDS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR ENDED DECEMBER 27, 2014
4. TO APPROVE THE DUNKIN' BRANDS GROUP, INC. Mgmt For For
ANNUAL MANAGEMENT INCENTIVE PLAN
5. SHAREHOLDER PROPOSAL REQUESTING REPORT ON Shr Against For
NANOMATERIALS
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933935338
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1L. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON POLITICAL SPENDING Shr Against For
5. ON HERBICIDE USE Shr Against For
6. ON PLANT CLOSURE Shr Against For
7. ON ACCELERATION OF EQUITY AWARDS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933932370
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1H. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN O. TAUSCHER Mgmt For For
1K. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933908292
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
A.A. BUSCH III# Mgmt For For
J.S. TURLEY# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 933932279
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL M. GOSTOMSKI Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For
1E. ELECTION OF DIRECTOR: HUGH L. MILLER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt For For
1G. ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt For For
1H. ELECTION OF DIRECTOR: RITA J. HEISE Mgmt For For
1I. ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 933967791
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID K. HUNT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD N. MASSEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE M. MUMA Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt For For
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE ELIMINATION OF THE Mgmt For For
SUPERMAJORITY VOTING REQUIREMENT IN ARTICLE
IV OF THE CORPORATION'S ARTICLES OF
INCORPORATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933970279
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1E. ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1G. ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
1J. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
ON JANUARY 31, 2015.
3. HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
OVERALL COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933928725
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
PAUL D. DONAHUE Mgmt For For
JEAN DOUVILLE Mgmt For For
GARY P. FAYARD Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. "JACK" GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, M.D Mgmt For For
R.C. LOUDERMILK, JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt For For
GARY W. ROLLINS Mgmt Withheld Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 933968793
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL J. MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
C. PARK SHAPER Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN M. STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS AND PIPELINE
MAINTENANCE.
5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 933959679
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1.2 ELECTION OF DIRECTOR: JEFFREY H. MIRO Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933972641
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID E.R. DANGOOR Mgmt For For
1.5 ELECTION OF DIRECTOR: MURRAY S. KESSLER Mgmt For For
1.6 ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2008 INCENTIVE COMPENSATION Mgmt For For
PLAN AS AMENDED AND RESTATED.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES.
6. SHAREHOLDER PROPOSAL ON ADDITIONAL Shr Against For
DISCLOSURE OF THE HEALTH RISKS OF SMOKING.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933931479
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt For For
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933983125
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MACY'S AMENDED AND RESTATED Mgmt For For
2009 OMNIBUS INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr Against For
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL, INC. Agenda Number: 933950239
--------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MHFI
ISIN: US5806451093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For
1F. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1G. ELECTION OF DIRECTOR: DOUGLAS L. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1K. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For
2. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933951471
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MOLEX INCORPORATED Agenda Number: 933890445
--------------------------------------------------------------------------------------------------------------------------
Security: 608554101
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: MOLX
ISIN: US6085541018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 9, 2013, AS
IT MAY BE AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG MOLEX
INCORPORATED, KOCH INDUSTRIES, INC. AND
KOCH CONNECTORS, INC
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
NON-BINDING BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF MOLEX IN CONNECTION
WITH THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT (THE "MERGER")
3. APPROVE ADJOURNMENT OF ANNUAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT TIME OF
ANNUAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT MERGER AGREEMENT
4. DIRECTOR
MICHAEL J. BIRCK Mgmt For For
ANIRUDH DHEBAR Mgmt For For
FREDERICK A. KREHBIEL Mgmt For For
MARTIN P. SLARK Mgmt For For
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITOR FOR
FISCAL 2014
6. PROPOSAL TO APPROVE THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE MOLEX
INCORPORATED ANNUAL INCENTIVE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933956611
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4. SHAREHOLDER PROPOSAL - ELIMINATE Shr For Against
SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES
OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 933961458
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. ABDOO Mgmt For For
1B. ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS Mgmt For For
1C. ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL E. JESANIS Mgmt For For
1E. ELECTION OF DIRECTOR: MARTY R. KITTRELL Mgmt For For
1F. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: DEBORAH S. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: TERESA A. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD L. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
4. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING REPORTS ON POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933929587
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt For For
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
JOSE LUIS PRADO Mgmt For For
JOHN W. ROWE Mgmt For For
MARTIN P. SLARK Mgmt For For
DAVID H. B. SMITH, JR. Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2013 Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING ADDITIONAL Shr Against For
DISCLOSURE OF POLITICAL AND LOBBYING
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt Abstain Against
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 933936328
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1.4 ELECTION OF DIRECTOR: MARK A. SCHULZ Mgmt For For
2. RESTRICTED STOCK AND DEFERRED COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SUPERMAJORITY VOTE PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933927191
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN F. ANGEL Mgmt For For
HUGH GRANT Mgmt For For
MICHELE J. HOOPER Mgmt For For
2. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
5. SHAREHOLDER PROPOSAL FOR AN INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933961383
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK OWNERSHIP.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933945923
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: KATHLEEN L. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: PABLO A. FERRERO Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1J. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1K. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933983199
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1.5 ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1.7 ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED 1998 STOCK INCENTIVE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 933937508
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1.2 ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK Mgmt For For
1.3 ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION INFORMATION" IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933936330
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MARK S. BARTLETT Mgmt For For
1B) ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1C) ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E) ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F) ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G) ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H) ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I) ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt For For
1J) ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1K) ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1L) ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2) TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3) TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933928256
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1D. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1J. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1L. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE COCA-COLA COMPANY 2014 Mgmt For For
EQUITY PLAN
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933968200
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1D. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For
1H. ELECTION OF DIRECTOR: VIRGINIA P. Mgmt For For
RUESTERHOLZ
1I. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
4. MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
COMPANY'S 2014 INCENTIVE STOCK PLAN.
5. MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL Mgmt For For
TERMS OF THE ANNUAL EXECUTIVE BONUS
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933934831
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
M.K. HABEN Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr For Against
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 933854273
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: SJM
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT B. HEISLER, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ADOPTION OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF COMMON SHARES
AUTHORIZED TO BE ISSUED.
5. ADOPTION OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED REGULATIONS TO REQUIRE ANNUAL
ELECTION OF ALL DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933944200
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E.V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G ELECTION OF DIRECTOR: ANTONIO MONTEIRO DE Mgmt For For
CASTRO
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM
3 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933969012
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933940024
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt Against Against
1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt Against Against
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
VALIDUS HOLDINGS LTD Agenda Number: 933936467
--------------------------------------------------------------------------------------------------------------------------
Security: G9319H102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: VR
ISIN: BMG9319H1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH E. CONSOLINO Mgmt For For
MATTHEW J. GRAYSON Mgmt For For
JEAN-MARIE NESSI Mgmt For For
MANDAKINI PURI Mgmt For For
2. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
3. TO APPROVE THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LTD., HAMILTON,
BERMUDA TO ACT AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr Against For
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 933950291
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD T. CARUCCI Mgmt For For
JULIANA L. CHUGG Mgmt For For
JUAN ERNESTO DE BEDOUT Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
GEORGE FELLOWS Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MATTHEW J. SHATTOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC. Agenda Number: 933965999
--------------------------------------------------------------------------------------------------------------------------
Security: 969904101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: WSM
ISIN: US9699041011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LAURA J. ALBER Mgmt For For
1.2 ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY Mgmt For For
1.3 ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1.4 ELECTION OF DIRECTOR: PATRICK J. CONNOLLY Mgmt For For
1.5 ELECTION OF DIRECTOR: ADRIAN T. DILLON Mgmt For For
1.6 ELECTION OF DIRECTOR: ANTHONY A. GREENER Mgmt For For
1.7 ELECTION OF DIRECTOR: TED W. HALL Mgmt For For
1.8 ELECTION OF DIRECTOR: MICHAEL R. LYNCH Mgmt For For
1.9 ELECTION OF DIRECTOR: LORRAINE TWOHILL Mgmt For For
2. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 1, 2015
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 933960305
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAIL KOZIARA Mgmt For For
BOUDREAUX
1B. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: BEN FOWKE Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT F. MORENO Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
POLICINSKI
1G. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS XCEL ENERGY
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, OUR EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr Against For
THE ROLE OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933851645
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B. ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. APPROVE AN AMENDMENT TO 1990 EMPLOYEE Mgmt For For
QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
3. APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Mgmt For For
EQUITY INCENTIVE PLAN TO EXTEND THE TERM BY
TEN YEARS TO DECEMBER 31, 2023.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 933939829
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CAVANAGH Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1D. ELECTION OF DIRECTOR: MIRIAN M. Mgmt For For
GRADDICK-WEIR
1E. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1F. ELECTION OF DIRECTOR: JONATHAN S. LINEN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS C. NELSON Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JING-SHYH S. SU Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RE-APPROVAL OF PERFORMANCE MEASURES OF YUM! Mgmt For For
BRANDS, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN.
JPMorgan Equity Index Fund
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 933944008
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MMM
ISIN: US88579Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS "TONY" K. Mgmt For For
BROWN
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933934641
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt Withheld Against
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INCENTIVE Shr For Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 933911592
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ACCEPT, IN A NON-BINDING VOTE, THE Mgmt For For
COMPANY'S IRISH FINANCIAL STATEMENTS FOR
THE TWELVE-MONTH PERIOD ENDED AUGUST 31,
2013, AS PRESENTED.
2A. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
JAIME ARDILA
2B. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CHARLES H. GIANCARLO
2C. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WILLIAM L. KIMSEY
2D. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
BLYTHE J. MCGARVIE
2E. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MARK MOODY-STUART
2F. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
PIERRE NANTERME
2G. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
GILLES C. PELISSON
2H. RE-APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
WULF VON SCHIMMELMANN
3. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
ACCENTURE PLC FOR A TERM EXPIRING AT OUR
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2015 AND TO AUTHORIZE, IN A BINDING VOTE,
THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S
REMUNERATION.
4. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
5. TO GRANT THE BOARD THE AUTHORITY TO ISSUE Mgmt For For
SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD THE AUTHORITY TO OPT-OUT Mgmt For For
OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH
LAW.
7. TO APPROVE A CAPITAL REDUCTION AND CREATION Mgmt For For
OF DISTRIBUTABLE RESERVES UNDER IRISH LAW.
8. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF
ACCENTURE PLC AT A LOCATION OUTSIDE OF
IRELAND AS REQUIRED UNDER IRISH LAW.
9. TO AUTHORIZE ACCENTURE TO MAKE OPEN-MARKET Mgmt For For
PURCHASES OF ACCENTURE PLC CLASS A ORDINARY
SHARES UNDER IRISH LAW.
10. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK UNDER IRISH LAW.
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933908088
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Special
Meeting Date: 10-Jan-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE PAYMENT OF DIVIDENDS FROM Mgmt For For
LEGAL RESERVES
2. ELECTION OF HOMBURGER AG AS OUR INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR 2014
ORDINARY GENERAL MEETING
3. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING I/WE HEREWITH AUTHORIZE AND
INSTRUCT THE INDEPENDENT PROXY TO VOTE AS
FOLLOWS IN RESPECT OF THE POSITION OF THE
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda Number: 933981133
--------------------------------------------------------------------------------------------------------------------------
Security: H0023R105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ACE
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ANNUAL REPORT, STANDALONE Mgmt For For
FINANCIAL STATEMENTS AND CONSOLIDATED
FINANCIAL STATEMENTS OF ACE LIMITED FOR THE
YEAR ENDED DECEMBER 31, 2013
2. ALLOCATION OF DISPOSABLE PROFIT Mgmt For For
3. DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
4A. ELECTION OF DIRECTOR: JOHN EDWARDSON Mgmt For For
4B. ELECTION OF DIRECTOR: KIMBERLY ROSS Mgmt For For
4C. ELECTION OF DIRECTOR: ROBERT SCULLY Mgmt For For
4D. ELECTION OF DIRECTOR: DAVID SIDWELL Mgmt For For
4E. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
4F. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
4G. ELECTION OF DIRECTOR: MICHAEL G. ATIEH Mgmt For For
4H. ELECTION OF DIRECTOR: MARY A. CIRILLO Mgmt For For
4I. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
4J. ELECTION OF DIRECTOR: PETER MENIKOFF Mgmt For For
4K. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
4L. ELECTION OF DIRECTOR: EUGENE B. SHANKS, JR. Mgmt For For
4M. ELECTION OF DIRECTOR: THEODORE E. SHASTA Mgmt For For
4N. ELECTION OF DIRECTOR: OLIVIER STEIMER Mgmt For For
5. ELECTION OF EVAN G. GREENBERG AS THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL
OUR NEXT ANNUAL GENERAL MEETING
6A. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MICHAEL P. CONNORS
6B. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: MARY A. CIRILLO
6C. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: JOHN EDWARDSON
6D. ELECTION OF THE COMPENSATION COMMITTEE OF Mgmt For For
THE BOARD OF DIRECTOR: ROBERT M. HERNANDEZ
7. ELECTION OF HAMBURGER AG AS INDEPENDENT Mgmt For For
PROXY UNTIL THE CONCLUSION OF OUR NEXT
ANNUAL GENERAL MEETING
8A. ELECTION OF PRICEWATERHOUSECOOPERS AG Mgmt For For
(ZURICH) AS OUR STATUTORY AUDITOR UNTIL OUR
NEXT ANNUAL GENERAL MEETING
8B. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP (UNITED STATES)
FOR PURPOSES OF UNITED STATES SECURITIES
LAW REPORTING FOR THE YEAR ENDING DECEMBER
31, 2014
8C. ELECTION OF BDO AG (ZURICH) AS SPECIAL Mgmt For For
AUDITING FIRM UNTIL OUR NEXT ANNUAL GENERAL
MEETING
9. AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
RELATING TO AUTHORIZED SHARE CAPITAL FOR
GENERAL PURPOSES
10. APPROVAL OF THE PAYMENT OF A DISTRIBUTION Mgmt For For
TO SHAREHOLDERS THROUGH REDUCTION OF THE
PAR VALUE OF OUR SHARES, SUCH PAYMENT TO BE
MADE IN FOUR QUARTERLY INSTALLMENTS AT SUCH
TIMES DURING THE PERIOD THROUGH OUR NEXT
ANNUAL GENERAL MEETING AS SHALL BE
DETERMINED BY THE BOARD OF DIRECTORS
11. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
12. IF A NEW AGENDA ITEM OR A NEW PROPOSAL FOR Mgmt For For
AN EXISTING AGENDA ITEM IS PUT BEFORE THE
MEETING, I/WE HEREBY AUTHORIZE AND INSTRUCT
THE INDEPENDENT PROXY TO VOTE AS FOLLOWS:
MARK "FOR" TO VOTE IN ACCORDANCE WITH THE
POSITION OF THE BOARD OF DIRECTORS; MARK
"AGAINST" TO VOTE AGAINST NEW ITEMS AND
PROPOSALS; MARK "ABSTAIN" TO ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934017446
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED FEBRUARY 17, 2014, AMONG
ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES,
INC. (FOREST), TANGO US HOLDINGS INC.,
TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB
2 LLC (THE ACTAVIS SHARE ISSUANCE
PROPOSAL).
2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE ACTAVIS
EGM), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC. Agenda Number: 933949565
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS, INC. Agenda Number: 933865668
--------------------------------------------------------------------------------------------------------------------------
Security: 00507K103
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: ACT
ISIN: US00507K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 19, 2013, AMONG ACTAVIS, INC.
("ACTAVIS"), WARNER CHILCOTT PUBLIC LIMITED
COMPANY ("WARNER CHILCOTT"), ACTAVIS
LIMITED ("NEW ACTAVIS"), ACTAVIS IRELAND
HOLDING LIMITED, ACTAVIS W.C. HOLDING LLC,
AND ACTAVIS W.C. HOLDING 2 LLC AND THE
MERGER.
2. TO APPROVE THE CREATION OF DISTRIBUTABLE Mgmt For For
RESERVES, BY REDUCING ALL OF THE SHARE
PREMIUM OF NEW ACTAVIS RESULTING FROM THE
ISSUANCE OF NEW ACTAVIS ORDINARY SHARES
PURSUANT TO THE SCHEME OF ARRANGEMENT BY
WHICH NEW ACTAVIS WILL ACQUIRE WARNER
CHILCOTT.
3. TO CONSIDER AND VOTE UPON, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, SPECIFIED COMPENSATORY
ARRANGEMENTS BETWEEN ACTAVIS AND ITS NAMED
EXECUTIVE OFFICERS RELATING TO THE
TRANSACTION AGREEMENT.
4. TO APPROVE ANY MOTION TO ADJOURN ACTAVIS Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, (I)
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF ACTAVIS
MEETING TO APPROVE TRANSACTION AGREEMENT &
MERGER, (II) TO PROVIDE TO ACTAVIS HOLDERS
ANY SUPPLEMENT OR AMENDMENT TO JOINT PROXY
STATEMENT (III) TO DISSEMINATE ANY OTHER
INFORMATION WHICH IS MATERIAL.
--------------------------------------------------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED Agenda Number: 933925921
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AMY L. BANSE Mgmt For For
1B. ELECTION OF DIRECTOR: KELLY J. BARLOW Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1E. ELECTION OF DIRECTOR: FRANK A. CALDERONI Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES E. DALEY Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA B. DESMOND Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES M. GESCHKE Mgmt For For
1J. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT SEDGEWICK Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. WARNOCK Mgmt For For
2. APPROVAL OF THE AMENDMENT OF THE 2003 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AVAILABLE SHARE RESERVE BY 8.85 MILLION
SHARES.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING ON NOVEMBER 28, 2014.
4. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 933768787
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 12-Jul-2013
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: BRUCE L. CLAFLIN Mgmt For For
1B ELECTION OF DIRECTOR: W. MICHAEL BARNES Mgmt For For
1C ELECTION OF DIRECTOR: JOHN E. CALDWELL Mgmt For For
1D ELECTION OF DIRECTOR: HENRY WK CHOW Mgmt For For
1E ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1F ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1G ELECTION OF DIRECTOR: MARTIN L. EDELMAN Mgmt For For
1H ELECTION OF DIRECTOR: JOHN R. HARDING Mgmt For For
1I ELECTION OF DIRECTOR: RORY P. READ Mgmt For For
1J ELECTION OF DIRECTOR: AHMED YAHIA Mgmt For For
2 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AMD'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE CURRENT
FISCAL YEAR.
3 APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2004 EQUITY INCENTIVE PLAN.
4 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 933980650
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: BARBARA HACKMAN Mgmt For For
FRANKLIN
1H. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1I. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1L. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE AMENDMENTS TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS
4. TO APPROVE AN AMENDMENT TO AETNA'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE HOLDERS OF AT
LEAST 25% OF THE VOTING POWER OF ALL
OUTSTANDING SHARES THE RIGHT TO CALL A
SPECIAL MEETING OF SHAREHOLDERS
5. APPROVAL OF THE PROPOSED AMENDMENT TO THE Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN
6. APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON A NON-BINDING ADVISORY
BASIS
7A. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For
CHAIR
7B. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS - BOARD OVERSIGHT
7C. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
AFLAC INCORPORATED Agenda Number: 933939956
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: AFL
ISIN: US0010551028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For
1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For
1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For
DRPH
1K. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For
1L. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For
1M. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For
2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt Against Against
ADVISORY PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS,
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING AS DISCLOSED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION TABLES AND
ACCOMPANYING NARRATIVE DISCUSSION IN THE
PROXY STATEMENT"
3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For
OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AGL RESOURCES INC. Agenda Number: 933938500
--------------------------------------------------------------------------------------------------------------------------
Security: 001204106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GAS
ISIN: US0012041069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SANDRA N. BANE Mgmt For For
THOMAS D. BELL, JR. Mgmt For For
NORMAN R. BOBINS Mgmt Withheld Against
CHARLES R. CRISP Mgmt For For
BRENDA J. GAINES Mgmt For For
ARTHUR E. JOHNSON Mgmt For For
WYCK A. KNOX, JR. Mgmt For For
DENNIS M. LOVE Mgmt For For
DEAN R. O'HARE Mgmt For For
ARMANDO J. OLIVERA Mgmt For For
JOHN E. RAU Mgmt For For
JAMES A. RUBRIGHT Mgmt For For
JOHN W. SOMERHALDER II Mgmt For For
BETTINA M. WHYTE Mgmt For For
HENRY C. WOLF Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. THE APPROVAL OF A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
4. THE ADOPTION OF AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF OUR AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
5. SHAREHOLDER PROPOSAL REGARDING GENDER Shr Against For
IDENTITY.
6. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE STANDARD FOR DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 933907656
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD L. MONSER Mgmt For For
1C. ELECTION OF DIRECTOR: MATTHEW H. PAULL Mgmt For For
1D. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
2. APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2014.
3. ADVISORY VOTE ON EXECUTIVE OFFICER Mgmt For For
COMPENSATION. TO APPROVE THE COMPENSATION
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION. TO AMEND THE
CERTIFICATE OF INCORPORATION TO PHASE OUT
AND ELIMINATE THE CLASSIFIED BOARD.
--------------------------------------------------------------------------------------------------------------------------
AIRGAS, INC. Agenda Number: 933856974
--------------------------------------------------------------------------------------------------------------------------
Security: 009363102
Meeting Type: Annual
Meeting Date: 06-Aug-2013
Ticker: ARG
ISIN: US0093631028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. CLANCEY Mgmt For For
RICHARD C. ILL Mgmt For For
TED B. MILLER, JR. Mgmt For For
2. APPROVAL OF THE AIRGAS EXECUTIVE BONUS Mgmt For For
PLAN.
3. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
5. A STOCKHOLDER PROPOSAL REGARDING OUR Shr Against For
CLASSIFIED BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 933959439
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MONTE FORD Mgmt For For
1.2 ELECTION OF DIRECTOR: FREDERIC SALERNO Mgmt For For
1.3 ELECTION OF DIRECTOR: STEVEN SCOPELLITE Mgmt For For
1.4 ELECTION OF DIRECTOR: BERNARDUS VERWAAYEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. TO VOTE ON A NON-BINDING SHAREHOLDER Shr For
PROPOSAL TO REPEAL OUR CLASSIFIED BOARD OF
DIRECTORS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALCOA INC. Agenda Number: 933932572
--------------------------------------------------------------------------------------------------------------------------
Security: 013817101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: AA
ISIN: US0138171014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1.3 ELECTION OF DIRECTOR: MARTIN S. SORRELL Mgmt For For
1.4 ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL (EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK).
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 933999584
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: ALXN
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LEONARD BELL Mgmt For For
1.2 ELECTION OF DIRECTOR: MAX LINK Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM R. KELLER Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN T. MOLLEN Mgmt For For
1.5 ELECTION OF DIRECTOR: R. DOUGLAS NORBY Mgmt For For
1.6 ELECTION OF DIRECTOR: ALVIN S. PARVEN Mgmt For For
1.7 ELECTION OF DIRECTOR: ANDREAS RUMMELT Mgmt For For
1.8 ELECTION OF DIRECTOR: ANN M. VENEMAN Mgmt For For
02. APPROVAL OF A NON-BINDING ADVISORY VOTE OF Mgmt For For
THE 2013 COMPENSATION PAID TO ALEXION'S
NAMED EXECUTIVE OFFICERS.
03. RATIFICATION OF APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
ALEXION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
04. TO ACT ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE BOARD TO ADOPT A RULE TO REDEEM ANY
CURRENT OR FUTURE SHAREHOLDER RIGHTS PLAN
OR AMENDMENT UNLESS SUCH PLAN IS SUBMITTED
TO A SHAREHOLDER VOTE WITHIN 12 MONTHS.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933956320
--------------------------------------------------------------------------------------------------------------------------
Security: 01741R102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ATI
ISIN: US01741R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. DIGGS Mgmt For For
J. BRETT HARVEY Mgmt For For
LOUIS J. THOMAS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. AMENDMENTS TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALLEGION PLC Agenda Number: 934003043
--------------------------------------------------------------------------------------------------------------------------
Security: G0176J109
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: ALLE
ISIN: IE00BFRT3W74
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CHESSER Mgmt For For
1B. ELECTION OF DIRECTOR: CARLA CICO Mgmt For For
1C. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID D. PETRATIS Mgmt For For
1E. ELECTION OF DIRECTOR: DEAN I. SCHAFFER Mgmt For For
1F. ELECTION OF DIRECTOR: MARTIN E. WELCH III Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year For
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE,
TWO OR THREE YEARS.
4. APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS OF THE COMPANY AND AUTHORIZE THE
AUDIT AND FINANCE COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN, INC. Agenda Number: 933947799
--------------------------------------------------------------------------------------------------------------------------
Security: 018490102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AGN
ISIN: US0184901025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER Mgmt For For
1C. ELECTION OF DIRECTOR: DEBORAH DUNSIRE, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: TREVOR M. JONES, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: LOUIS J. LAVIGNE, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER J. MCDONNELL, Mgmt For For
M.D.
1G. ELECTION OF DIRECTOR: TIMOTHY D. PROCTOR Mgmt For For
1H. ELECTION OF DIRECTOR: RUSSELL T. RAY Mgmt For For
1I. ELECTION OF DIRECTOR: HENRI A. TERMEER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO PROVIDE STOCKHOLDERS WITH
THE RIGHT TO ACT BY WRITTEN CONSENT.
5. STOCKHOLDER PROPOSAL (SEPARATE CHAIRMAN AND Shr For Against
CEO).
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933988000
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE K. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER H. BALLOU Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1.4 ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1.5 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
ALTERA CORPORATION Agenda Number: 933956685
--------------------------------------------------------------------------------------------------------------------------
Security: 021441100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ALTR
ISIN: US0214411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN P. DAANE Mgmt For For
1B. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1C. ELECTION OF DIRECTOR: A. BLAINE BOWMAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELISHA W. FINNEY Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN MCGARITY Mgmt For For
1F. ELECTION OF DIRECTOR: KRISH A. PRABHU Mgmt For For
1G. ELECTION OF DIRECTOR: SHANE V. ROBISON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN SHOEMAKER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS H. WAECHTER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE 2005 EQUITY Mgmt For For
INCENTIVE PLAN TO (I) EXTEND THE TERM OF
THE PLAN, (II) INCREASE BY 3,000,000 THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE UNDER THE PLAN AND (III) MAKE
CERTAIN OTHER CHANGES AS DESCRIBED IN MORE
DETAIL IN THE PROXY STATEMENT.
3. TO APPROVE AN AMENDMENT TO THE 1987 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE BY
1,000,000 THE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE UNDER THE PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
6. IF PROPERLY PRESENTED AT THE ANNUAL Shr For Against
MEETING, TO CONSIDER A STOCKHOLDER PROPOSAL
REGARDING AN INDEPENDENT CHAIR OF THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 933956801
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1H. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1K. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
4. SHAREHOLDER PROPOSAL - PREPARATION OF Shr Against For
HEALTH EFFECT AND CESSATION MATERIALS FOR
POOR AND LESS FORMALLY EDUCATED TOBACCO
CONSUMERS
5. SHAREHOLDER PROPOSAL - DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 933970510
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM B. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1F. ELECTION OF DIRECTOR: ALAIN MONIE Mgmt For For
1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For
STONESIFER
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING CORPORATE POLITICAL
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMEREN CORPORATION Agenda Number: 933933485
--------------------------------------------------------------------------------------------------------------------------
Security: 023608102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AEE
ISIN: US0236081024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
WARNER L. BAXTER Mgmt For For
CATHERINE S. BRUNE Mgmt For For
ELLEN M. FITZSIMMONS Mgmt For For
WALTER J. GALVIN Mgmt For For
RICHARD J. HARSHMAN Mgmt For For
GAYLE P.W. JACKSON Mgmt For For
JAMES C. JOHNSON Mgmt For For
STEVEN H. LIPSTEIN Mgmt For For
PATRICK T. STOKES Mgmt For For
THOMAS R. VOSS Mgmt For For
STEPHEN R. WILSON Mgmt For For
JACK D. WOODARD Mgmt For For
2 NON-BINDING ADVISORY APPROVAL OF Mgmt For For
COMPENSATION OF THE EXECUTIVES DISCLOSED IN
THE PROXY STATEMENT.
3 APPROVAL OF THE 2014 OMNIBUS INCENTIVE Mgmt For For
COMPENSATION PLAN.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5 SHAREHOLDER PROPOSAL REGARDING HAVING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING.
7 SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
GREENHOUSE GAS EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 933929537
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: J. BARNIE BEASLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS E. HOAGLIN Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA BEACH LIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1I. ELECTION OF DIRECTOR: LIONEL L. NOWELL III Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN Mgmt For For
1K. ELECTION OF DIRECTOR: OLIVER G. RICHARD III Mgmt For For
1L. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 933945872
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1E. ELECTION OF DIRECTOR: ANNE LAUVERGEON Mgmt Against Against
1F. ELECTION OF DIRECTOR: THEODORE LEONSIS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD LEVIN Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD MCGINN Mgmt For For
1I. ELECTION OF DIRECTOR: SAMUEL PALMISANO Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN REINEMUND Mgmt For For
1K. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT WALTER Mgmt For For
1M. ELECTION OF DIRECTOR: RONALD WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL RELATING TO ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA.
5. SHAREHOLDER PROPOSAL RELATING TO REPORT ON Shr Against For
PRIVACY, DATA SECURITY AND GOVERNMENT
REQUESTS.
6. SHAREHOLDER PROPOSAL RELATING TO ACTION BY Shr Against For
WRITTEN CONSENT.
7. SHAREHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For
RETAIN SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt Against Against
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt Against Against
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 933965735
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RAYMOND P. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD M. DYKES Mgmt For For
1C. ELECTION OF DIRECTOR: CAROLYN F. KATZ Mgmt For For
1D. ELECTION OF DIRECTOR: GUSTAVO LARA CANTU Mgmt For For
1E. ELECTION OF DIRECTOR: JOANN A. REED Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA D.A. REEVE Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID E. SHARBUTT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: SAMME L. THOMPSON Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC. Agenda Number: 933942650
--------------------------------------------------------------------------------------------------------------------------
Security: 03076C106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AMP
ISIN: US03076C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES M. CRACCHIOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1C. ELECTION OF DIRECTOR: AMY DIGESO Mgmt For For
1D. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt Against Against
1E. ELECTION OF DIRECTOR: W. WALKER LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1H. ELECTION OF DIRECTOR: H. JAY SARLES Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT F. SHARPE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. TURNER Mgmt For For
2. A NONBINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO ADOPT AND APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING RIGHTS AND
EFFECT CERTAIN OTHER NON-MATERIAL
AMENDMENTS.
4. TO ADOPT AND APPROVE THE AMERIPRISE Mgmt For For
FINANCIAL 2005 INCENTIVE COMPENSATION PLAN,
AS AMENDED AND RESTATED.
5. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
6. A SHAREHOLDER PROPOSAL RELATING TO THE Shr Against For
DISCLOSURE OF POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 933915449
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 06-Mar-2014
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN H. COLLIS Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS R. CONANT Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD C. GOZON Mgmt For For
1E. ELECTION OF DIRECTOR: LON R. GREENBERG Mgmt Against Against
1F. ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1G. ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: KATHLEEN W. HYLE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL J. LONG Mgmt For For
1J. ELECTION OF DIRECTOR: HENRY W. MCGEE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMERISOURCEBERGEN Mgmt For For
CORPORATION OMNIBUS INCENTIVE PLAN.
5. APPROVAL OF THE AMENDMENT OF Mgmt For For
AMERISOURCEBERGEN'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION.
--------------------------------------------------------------------------------------------------------------------------
AMETEK INC. Agenda Number: 933960242
--------------------------------------------------------------------------------------------------------------------------
Security: 031100100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AME
ISIN: US0311001004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANTHONY J. CONTI Mgmt For For
FRANK S. HERMANCE Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
AMETEK, INC. EXECUTIVE COMPENSATION.
3. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 933956306
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt Against Against
JR.
1C ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1D ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1E ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1G ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1H ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1I ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1J ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K ELECTION OF DIRECTOR: MS. JUDTIH C. PELHAM Mgmt For For
1L ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4 STOCKHOLDER PROPOSAL #1 (VOTE TABULATION) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AMPHENOL CORPORATION Agenda Number: 934004920
--------------------------------------------------------------------------------------------------------------------------
Security: 032095101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: APH
ISIN: US0320951017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RONALD P. BADIE Mgmt For For
1.2 ELECTION OF DIRECTOR: STANLEY L. CLARK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID P. FALCK Mgmt For For
1.4 ELECTION OF DIRECTOR: EDWARD G. JEPSEN Mgmt For For
1.5 ELECTION OF DIRECTOR: ANDREW E. LIETZ Mgmt For For
1.6 ELECTION OF DIRECTOR: MARTIN H. LOEFFLER Mgmt For For
1.7 ELECTION OF DIRECTOR: JOHN R. LORD Mgmt For For
1.8 ELECTION OF DIRECTOR: R. ADAM NORWITT Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS OF THE COMPANY.
3. TO RATIFY AND APPROVE THE 2014 AMPHENOL Mgmt For For
EXECUTIVE INCENTIVE PLAN.
4. TO RATIFY AND APPROVE THE FIRST AMENDED Mgmt For For
2009 STOCK PURCHASE AND OPTION PLAN FOR KEY
EMPLOYEES OF AMPHENOL AND SUBSIDIARIES.
5. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION Agenda Number: 933952651
--------------------------------------------------------------------------------------------------------------------------
Security: 032511107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: APC
ISIN: US0325111070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN P. CHILTON Mgmt For For
1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES W. GOODYEAR Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For
1I. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL - REPORT ON POLITICAL Shr Against For
CONTRIBUTIONS.
5. STOCKHOLDER PROPOSAL - REPORT ON CLIMATE Shr Against For
CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 933920072
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: RAY STATA Mgmt For For
1B) ELECTION OF DIRECTOR: VINCENT T. ROCHE Mgmt For For
1C) ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1D) ELECTION OF DIRECTOR: JAMES A. CHAMPY Mgmt For For
1E) ELECTION OF DIRECTOR: JOHN C. HODGSON Mgmt For For
1F) ELECTION OF DIRECTOR: YVES-ANDRE ISTEL Mgmt For For
1G) ELECTION OF DIRECTOR: NEIL NOVICH Mgmt For For
1H) ELECTION OF DIRECTOR: F. GRANT SAVIERS Mgmt For For
1I) ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1J) ELECTION OF DIRECTOR: LISA T. SU Mgmt For For
2) TO APPROVE, BY NON-BINDING "SAY-ON-PAY" Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
COMPENSATION DISCUSSION AND ANALYSIS,
EXECUTIVE COMPENSATION ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
3) TO APPROVE THE AMENDED AND RESTATED ANALOG Mgmt For For
DEVICES, INC. 2006 STOCK INCENTIVE PLAN.
4) TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt For For
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
APACHE CORPORATION Agenda Number: 933967486
--------------------------------------------------------------------------------------------------------------------------
Security: 037411105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: APA
ISIN: US0374111054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
2. ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
3. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF APACHE'S NAMED EXECUTIVE OFFICERS
6. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
APACHE'S CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT CO. Agenda Number: 933937596
--------------------------------------------------------------------------------------------------------------------------
Security: 03748R101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: AIV
ISIN: US03748R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES N. BAILEY Mgmt For For
1B ELECTION OF DIRECTOR: TERRY CONSIDINE Mgmt For For
1C ELECTION OF DIRECTOR: THOMAS L. KELTNER Mgmt For For
1D ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT A. MILLER Mgmt For For
1F ELECTION OF DIRECTOR: KATHLEEN M. NELSON Mgmt For For
1G ELECTION OF DIRECTOR: MICHAEL A. STEIN Mgmt For For
2 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP TO SERVE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR AIMCO FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Against For
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 933917140
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERHARD H. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1I. ELECTION OF DIRECTOR: WILLEM P. ROELANDTS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT H. SWAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
APPLIED MATERIALS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. STOCKHOLDER PROPOSAL TITLED "SPECIAL Shr Against For
SHAREOWNER MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934026320
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Special
Meeting Date: 23-Jun-2014
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE BUSINESS COMBINATION Mgmt For For
AGREEMENT, DATED AS OF SEPTEMBER 24, 2013,
AS AMENDED, BY AND AMONG APPLIED MATERIALS,
INC., TOKYO ELECTRON LIMITED, AND
TEL-APPLIED HOLDINGS B.V.
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN Mgmt For For
COMPENSATORY ARRANGEMENTS BETWEEN APPLIED
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS
BASED ON OR OTHERWISE RELATING TO THE
BUSINESS COMBINATION
3. APPROVAL OF ANY PROPOSAL THAT MAY BE MADE Mgmt For For
BY THE EXECUTIVE CHAIRMAN OF THE BOARD OF
DIRECTORS TO ADJOURN THE SPECIAL MEETING
(1) TO THE EXTENT NECESSARY TO ENSURE THAT
ANY SUPPLEMENT OR AMENDMENT TO THE PROXY
STATEMENT THAT IS REQUIRED BY APPLICABLE
LEGAL REQUIREMENTS IS TIMELY PROVIDED TO
... (DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933952295
--------------------------------------------------------------------------------------------------------------------------
Security: 039483102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: ADM
ISIN: US0394831020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For
1C. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For
1D. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For
1E. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For
1F. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For
1G. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: F. SANCHEZ Mgmt For For
1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For
1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For
1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 933947523
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ELAINE D. ROSEN Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD L. CARVER Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN N. CENTO Mgmt For For
1D. ELECTION OF DIRECTOR: ELYSE DOUGLAS Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE V. JACKSON Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID B. KELSO Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES J. KOCH Mgmt For For
1H. ELECTION OF DIRECTOR: JEAN-PAUL L. MONTUPET Mgmt Against Against
1I. ELECTION OF DIRECTOR: ROBERT B. POLLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: PAUL J. REILLY Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT W. STEIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, SUBJECT
TO SATISFACTORY RESOLUTION OF THE SCOPE OF
THE AUDIT ENGAGEMENT.
3. ADVISORY APPROVAL OF THE 2013 COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933904674
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Special
Meeting Date: 14-Jan-2014
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE AN AMENDMENT TO THE AUTODESK, INC. Mgmt For For
2012 EMPLOYEE STOCK PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE BY
11,350,000 AND ADD NEW PERFORMANCE GOALS.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 933993568
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CARL BASS Mgmt For For
1B. ELECTION OF DIRECTOR: CRAWFORD W. BEVERIDGE Mgmt For For
1C. ELECTION OF DIRECTOR: J. HALLAM DAWSON Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1E. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1F. ELECTION OF DIRECTOR: MARY T. MCDOWELL Mgmt For For
1G. ELECTION OF DIRECTOR: LORRIE M. NORRINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: BETSY RAFAEL Mgmt For For
1I. ELECTION OF DIRECTOR: STACY J. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS AUTODESK, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3 APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION OF AUTODESK, INC.'S
NAMED EXECUTIVE OFFICERS.
4 APPROVE THE AUTODESK, INC. EXECUTIVE Mgmt For For
INCENTIVE PLAN, AS AMENDED, PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 933881080
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ELLEN R. ALEMANY Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
LESLIE A. BRUN Mgmt For For
RICHARD T. CLARK Mgmt For For
ERIC C. FAST Mgmt For For
LINDA R. GOODEN Mgmt For For
R. GLENN HUBBARD Mgmt For For
JOHN P. JONES Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
GREGORY L. SUMME Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPOINTMENT OF DELOITTE & TOUCHE LLP. Mgmt For For
4. RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS Mgmt For For
OF THE AUTOMATIC DATA PROCESSING, INC. 2008
OMNIBUS AWARD PLAN.
--------------------------------------------------------------------------------------------------------------------------
AUTONATION, INC. Agenda Number: 933946660
--------------------------------------------------------------------------------------------------------------------------
Security: 05329W102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AN
ISIN: US05329W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MIKE JACKSON Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT J. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: RICK L. BURDICK Mgmt For For
1D ELECTION OF DIRECTOR: DAVID B. EDELSON Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For
1F ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt Against Against
1G ELECTION OF DIRECTOR: MICHAEL E. MAROONE Mgmt For For
1H ELECTION OF DIRECTOR: CARLOS A. MIGOYA Mgmt For For
1I ELECTION OF DIRECTOR: G. MIKE MIKAN Mgmt For For
1J ELECTION OF DIRECTOR: ALISON H. ROSENTHAL Mgmt For For
2 RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3 APPROVAL OF ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION
4 APPROVAL OF AUTONATION, INC. 2014 Mgmt For For
NON-EMPLOYEE DIRECTOR EQUITY PLAN
5 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shr For Against
AN INDEPENDENT BOARD CHAIRMAN
6 ADOPTION OF STOCKHOLDER PROPOSAL REGARDING Shr Against For
POLITICAL CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
AUTOZONE, INC. Agenda Number: 933891093
--------------------------------------------------------------------------------------------------------------------------
Security: 053332102
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: AZO
ISIN: US0533321024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1B. ELECTION OF DIRECTOR: LINDA A. GOODSPEED Mgmt For For
1C. ELECTION OF DIRECTOR: SUE E. GOVE Mgmt For For
1D. ELECTION OF DIRECTOR: EARL G. GRAVES, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: ENDERSON GUIMARAES Mgmt For For
1F. ELECTION OF DIRECTOR: J.R. HYDE, III Mgmt For For
1G. ELECTION OF DIRECTOR: D. BRYAN JORDAN Mgmt For For
1H. ELECTION OF DIRECTOR: W. ANDREW MCKENNA Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE R. MRKONIC, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: LUIS P. NIETO Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 933983048
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLYN F. AEPPEL Mgmt For For
ALAN B. BUCKELEW Mgmt For For
BRUCE A. CHOATE Mgmt For For
JOHN J. HEALY, JR. Mgmt For For
TIMOTHY J. NAUGHTON Mgmt For For
LANCE R. PRIMIS Mgmt For For
PETER S. RUMMELL Mgmt For For
H. JAY SARLES Mgmt For For
W. EDWARD WALTER Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A RESOLUTION APPROVING, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT
TO ITEM 402 OF REGULATION S-K, INCLUDING
THE COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND NARRATIVE
DISCUSSION SET FORTH IN THE PROXY
STATEMENT.
4. TO APPROVE PERFORMANCE GOALS UNDER THE Mgmt For For
AVALONBAY COMMUNITIES, INC. 2009 STOCK
OPTION AND INCENTIVE PLAN.
5. TO ADOPT A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING, THAT THE
BOARD OF DIRECTORS ADOPT A POLICY
ADDRESSING THE SEPARATION OF THE ROLES OF
CEO AND CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
AVERY DENNISON CORPORATION Agenda Number: 933933384
--------------------------------------------------------------------------------------------------------------------------
Security: 053611109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: AVY
ISIN: US0536111091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADLEY ALFORD Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: PETER BARKER Mgmt For For
1D. ELECTION OF DIRECTOR: ROLF BORJESSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEN HICKS Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES NOSKI Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID PYOTT Mgmt For For
1H. ELECTION OF DIRECTOR: DEAN SCARBOROUGH Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: JULIA STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: MARTHA SULLIVAN Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt Against Against
EXECUTIVE COMPENSATION.
3. APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE ANNUAL INCENTIVE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
AVON PRODUCTS, INC. Agenda Number: 933945884
--------------------------------------------------------------------------------------------------------------------------
Security: 054303102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: AVP
ISIN: US0543031027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DOUGLAS R. CONANT Mgmt For For
W. DON CORNWELL Mgmt For For
V. ANN HAILEY Mgmt For For
NANCY KILLEFER Mgmt For For
MARIA ELENA LAGOMASINO Mgmt For For
SARA MATHEW Mgmt For For
SHERI MCCOY Mgmt For For
CHARLES H. NOSKI Mgmt For For
GARY M. RODKIN Mgmt For For
PAULA STERN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. SHAREHOLDER PROPOSAL REGARDING PROHIBITION Shr Against For
OF ACCELERATED VESTING OF EQUITY AWARDS
UPON A CHANGE OF CONTROL.
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL
CARE PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED Agenda Number: 933936241
--------------------------------------------------------------------------------------------------------------------------
Security: 057224107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: BHI
ISIN: US0572241075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LARRY D. BRADY Mgmt For For
1B. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN L. ELSENHANS Mgmt For For
1E. ELECTION OF DIRECTOR: ANTHONY G. FERNANDES Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1G. ELECTION OF DIRECTOR: PIERRE H. JUNGELS Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. LASH Mgmt For For
1I. ELECTION OF DIRECTOR: J. LARRY NICHOLS Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. STEWART Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES L. WATSON Mgmt For For
2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
4. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 DIRECTOR &
OFFICER LONG-TERM INCENTIVE PLAN.
5. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
BAKER HUGHES INCORPORATED 2002 EMPLOYEE
LONG-TERM INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BALL CORPORATION Agenda Number: 933936621
--------------------------------------------------------------------------------------------------------------------------
Security: 058498106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BLL
ISIN: US0584981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN A. HAYES Mgmt For For
GEORGE M. SMART Mgmt For For
THEODORE M. SOLSO Mgmt For For
STUART A. TAYLOR II Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CORPORATION FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
4. TO CONSIDER A SHAREHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED, TO PROVIDE THAT
DIRECTOR NOMINEES SHALL BE ELECTED BY
MAJORITY VOTE.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 933948070
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1M. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1N. ELECTION OF DIRECTOR: CLAYTON S. ROSE Mgmt For For
1O. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. AN ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (SAY ON
PAY).
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
REGISTERED INDEPENDENT PUBLIC ACCOUNTING
FIRM FOR 2014.
4. APPROVAL OF AMENDMENT TO THE SERIES T Mgmt For For
PREFERRED STOCK.
5. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN Shr For Against
DIRECTOR ELECTIONS.
6. STOCKHOLDER PROPOSAL - PROXY ACCESS. Shr Against For
7. STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 933939487
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. PARKINSON, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
5. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 933938221
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER S. BANNER Mgmt For For
K. DAVID BOYER, JR. Mgmt For For
ANNA R. CABLIK Mgmt For For
RONALD E. DEAL Mgmt For For
JAMES A. FAULKNER Mgmt For For
I. PATRICIA HENRY Mgmt For For
JOHN P. HOWE III, M.D. Mgmt For For
ERIC C. KENDRICK Mgmt For For
KELLY S. KING Mgmt For For
LOUIS B. LYNN Mgmt For For
EDWARD C. MILLIGAN Mgmt For For
CHARLES A. PATTON Mgmt For For
NIDO R. QUBEIN Mgmt For For
TOLLIE W. RICH, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
THOMAS N. THOMPSON Mgmt For For
EDWIN H. WELCH, PH.D. Mgmt For For
STEPHEN T. WILLIAMS Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For
APPROVE BB&T'S EXECUTIVE COMPENSATION
PROGRAM, COMMONLY REFERRED TO AS A "SAY ON
PAY" VOTE.
4. TO VOTE ON AN AMENDMENT TO BB&T'S ARTICLES Mgmt For For
OF INCORPORATION TO IMPLEMENT A MAJORITY
VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
5. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING REPORTS WITH RESPECT TO BB&T'S
POLITICAL CONTRIBUTIONS AND RELATED
POLICIES AND PROCEDURES, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
6. TO VOTE ON A SHAREHOLDER PROPOSAL REGARDING Shr Against For
RECOUPMENT OF INCENTIVE COMPENSATION TO
SENIOR EXECUTIVES, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BEAM INC. Agenda Number: 933926050
--------------------------------------------------------------------------------------------------------------------------
Security: 073730103
Meeting Type: Special
Meeting Date: 25-Mar-2014
Ticker: BEAM
ISIN: US0737301038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JANUARY 12,
2014 AND AS AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG SUNTORY
HOLDINGS LIMITED, A JAPANESE CORPORATION
("SUNTORY HOLDINGS"), SUS MERGER SUB
LIMITED, A DELAWARE CORPORATION AND
WHOLLY-OWNED SUBSIDIARY OF SUNTORY
HOLDINGS, AND BEAM INC., A DELAWARE
CORPORATION ("BEAM")
2 THE PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION THAT MAY BE
PAID OR BECOME PAYABLE TO BEAM'S NAMED
EXECUTIVE OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER
CONTEMPLATED BY THE MERGER AGREEMENT
3 THE PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt For For
TO A LATER DATE OR TIME IF NECESSARY OR
APPROPRIATE, INCLUDING TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL
TO ADOPT THE MERGER AGREEMENT IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 933909434
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For
1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For
1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For
1K. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For
JR.
1L. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For
1M. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For
1N. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR
EQUITY-BASED COMPENSATION PLAN.
5. APPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER BD'S PERFORMANCE INCENTIVE
PLAN.
6. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
BEMIS COMPANY, INC. Agenda Number: 933941696
--------------------------------------------------------------------------------------------------------------------------
Security: 081437105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: BMS
ISIN: US0814371052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD N. PERRY Mgmt For For
TIMOTHY M. MANGANELLO Mgmt For For
PHILIP G. WEAVER Mgmt For For
HENRY J. THEISEN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE OUR EXECUTIVE COMPENSATION Mgmt For For
(SAY-ON-PAY VOTE).
4. TO REAPPROVE THE BEMIS EXECUTIVE OFFICER Mgmt For For
PERFORMANCE PLAN, AS AMENDED.
5. TO APPROVE THE BEMIS COMPANY, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 933937320
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 03-May-2014
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
DONALD R. KEOUGH Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2 NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
2014 PROXY STATEMENT.
3 NON-BINDING RESOLUTION TO DETERMINE THE Mgmt 1 Year Against
FREQUENCY (WHETHER ANNUAL, BIENNIAL OR
TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE
COMPANY SHALL BE ENTITLED TO HAVE AN
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4 SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS AND OTHER AIR EMISSIONS.
5 SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BEST BUY CO., INC. Agenda Number: 934000857
--------------------------------------------------------------------------------------------------------------------------
Security: 086516101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: BBY
ISIN: US0865161014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LISA M. CAPUTO Mgmt For For
1B. ELECTION OF DIRECTOR: RUSSELL P. FRADIN Mgmt For For
1C. ELECTION OF DIRECTOR: KATHY J. HIGGINS Mgmt For For
VICTOR
1D. ELECTION OF DIRECTOR: HUBERT JOLY Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID W. KENNY Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS L. MILLNER Mgmt For For
1G. ELECTION OF DIRECTOR: GERARD R. VITTECOQ Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2015.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE Mgmt For For
OUR NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt Against Against
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 933980193
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: BLK
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF Mgmt For For
AL-HAMAD
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1E. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1F. ELECTION OF DIRECTOR: MURRAY S. GERBER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID H. KOMANSKY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1J. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1K. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM Mgmt Against Against
DOMIT
1L. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1M. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt For For
AND RESTATED BLACKROCK, INC. 1999 STOCK
AWARD AND INCENTIVE PLAN (THE "STOCK PLAN")
AND RE-APPROVAL OF THE PERFORMANCE GOALS
UNDER THE STOCK PLAN.
3. RE-APPROVAL OF THE PERFORMANCE GOALS SET Mgmt For For
FORTH IN THE AMENDED BLACKROCK, INC. 1999
ANNUAL INCENTIVE PERFORMANCE PLAN.
4. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS, AS DISCLOSED AND DISCUSSED IN THE
PROXY STATEMENT.
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS BLACKROCK'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BMC SOFTWARE, INC. Agenda Number: 933853497
--------------------------------------------------------------------------------------------------------------------------
Security: 055921100
Meeting Type: Special
Meeting Date: 24-Jul-2013
Ticker: BMC
ISIN: US0559211000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSAL TO CONSIDER AND VOTE ON A PROPOSAL Mgmt For For
TO ADOPT THE AGREEMENT AND PLAN OF MERGER
(AS IT MAY BE AMENDED FROM TIME TO TIME,
THE "MERGER AGREEMENT"), DATED AS OF MAY 6,
2013, BY AND AMONG BOXER PARENT COMPANY
INC., BOXER MERGER SUB INC. AND BMC
SOFTWARE, INC.
2 PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, SPECIFIED COMPENSATION
THAT MAY BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF BMC SOFTWARE, INC. IN
CONNECTION WITH THE MERGER.
3 PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
BORGWARNER INC. Agenda Number: 933941773
--------------------------------------------------------------------------------------------------------------------------
Security: 099724106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: BWA
ISIN: US0997241064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAN CARLSON Mgmt For For
1.2 ELECTION OF DIRECTOR: DENNIS C. CUNEO Mgmt For For
1.3 ELECTION OF DIRECTOR: VICKI L. SATO Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
PROXY STATEMENT.
4 APPROVAL OF BORGWARNER INC. 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5 AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION.
6 STOCKHOLDER PROPOSAL CONCERNING SIMPLE Shr For Against
MAJORITY VOTING.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 933968298
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: CAROL B. EINIGER
1B. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: JACOB A. FRENKEL
1C. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: JOEL I. KLEIN
1D. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: DOUGLAS T. LINDE
1E. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MATTHEW J. LUSTIG
1F. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: ALAN J. PATRICOF
1G. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: IVAN G. SEIDENBERG
1H. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: OWEN D. THOMAS
1I. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MARTIN TURCHIN
1J. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: DAVID A. TWARDOCK
1K. ELECTION OF DIRECTOR TO SERVE FOR A Mgmt For For
ONE-YEAR TERM: MORTIMER B. ZUCKERMAN
2. TO APPROVE, BY NON-BINDING RESOLUTION, Mgmt For For
BOSTON PROPERTIES, INC'S NAMED EXECUTIVE
OFFICER COMPENSATION.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
5. STOCKHOLDER PROPOSAL CONCERNING THE Shr Against For
ADOPTION OF PROXY ACCESS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
6. STOCKHOLDER PROPOSAL CONCERNING A POLICY Shr For Against
REGARDING ACCELERATED VESTING OF EQUITY
AWARDS OF SENIOR EXECUTIVES UPON A CHANGE
IN CONTROL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda Number: 933950277
--------------------------------------------------------------------------------------------------------------------------
Security: 101137107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BSX
ISIN: US1011371077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRUCE L. BYRNES Mgmt For For
1B. ELECTION OF DIRECTOR: NELDA J. CONNORS Mgmt For For
1C. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: ERNEST MARIO Mgmt Abstain Against
1G. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: PETE M. NICHOLAS Mgmt For For
1I. ELECTION OF DIRECTOR: UWE E. REINHARDT Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID J. ROUX Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY VOTE Mgmt For For
TO APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION.
3. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2006 GLOBAL EMPLOYEE STOCK OWNERSHIP
PLAN.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL SUBMITTED BY THE PEOPLE FOR THE
ETHICAL TREATMENT OF ANIMALS CONCERNING
ACCOUNTABILITY IN ANIMAL EXPERIMENTATION.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 933943462
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: L.B. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: J.M. CORNELIUS Mgmt For For
1D. ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. Mgmt For For
1E. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: A.J. LACY Mgmt For For
1G. ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: D.C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: V.L. SATO, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: G.L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: T.D. WEST, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. SIMPLE MAJORITY VOTE. Shr For
--------------------------------------------------------------------------------------------------------------------------
BROADCOM CORPORATION Agenda Number: 933953956
--------------------------------------------------------------------------------------------------------------------------
Security: 111320107
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: BRCM
ISIN: US1113201073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. FINOCCHIO, JR Mgmt For For
NANCY H. HANDEL Mgmt For For
EDDY W. HARTENSTEIN Mgmt For For
MARIA M. KLAWE, PH.D. Mgmt For For
JOHN E. MAJOR Mgmt Withheld Against
SCOTT A. MCGREGOR Mgmt For For
WILLIAM T. MORROW Mgmt For For
HENRY SAMUELI, PH.D. Mgmt For For
ROBERT E. SWITZ Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt Against Against
COMPANY'S NAMED EXECUTIVE OFFICERS
DESCRIBED IN THE PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
C. R. BARD, INC. Agenda Number: 933942939
--------------------------------------------------------------------------------------------------------------------------
Security: 067383109
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: BCR
ISIN: US0673831097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN C. KELLY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID F. MELCHER Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. NAUGHTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN H. WEILAND Mgmt For For
1F. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
1G. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE THE 2012 LONG TERM INCENTIVE Mgmt Against Against
PLAN OF C. R. BARD, INC., AS AMENDED AND
RESTATED.
4. TO APPROVE CERTAIN PROVISIONS OF THE Mgmt For For
EXECUTIVE BONUS PLAN OF C. R. BARD, INC.
5. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
6. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
SUSTAINABILITY REPORTING.
7. A SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SEPARATING THE CHAIR AND CEO.
--------------------------------------------------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC. Agenda Number: 933945187
--------------------------------------------------------------------------------------------------------------------------
Security: 12541W209
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CHRW
ISIN: US12541W2098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT P. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT EZRILOV Mgmt For For
1C. ELECTION OF DIRECTOR: WAYNE M. FORTUN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY J STEELE Mgmt For For
GUILFOILE
1E. ELECTION OF DIRECTOR: JODEE A. KOZLAK Mgmt For For
1F. ELECTION OF DIRECTOR: REBECCA KOENIG ROLOFF Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN P. SHORT Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CA, INC. Agenda Number: 933849880
--------------------------------------------------------------------------------------------------------------------------
Security: 12673P105
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: CA
ISIN: US12673P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JENS ALDER Mgmt For For
1B. ELECTION OF DIRECTOR: RAYMOND J. BROMARK Mgmt For For
1C. ELECTION OF DIRECTOR: GARY J. FERNANDES Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE Mgmt For For
1E. ELECTION OF DIRECTOR: ROHIT KAPOOR Mgmt For For
1F. ELECTION OF DIRECTOR: KAY KOPLOVITZ Mgmt For For
1G. ELECTION OF DIRECTOR: CHRISTOPHER B. Mgmt For For
LOFGREN
1H. ELECTION OF DIRECTOR: RICHARD SULPIZIO Mgmt For For
1I. ELECTION OF DIRECTOR: LAURA S. UNGER Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR F. WEINBACH Mgmt For For
1K. ELECTION OF DIRECTOR: RENATO (RON) Mgmt For For
ZAMBONINI
2. TO RATIFY APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR ENDING MARCH 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. TO RATIFY THE STOCKHOLDER PROTECTION RIGHTS Mgmt For For
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION Agenda Number: 933976334
--------------------------------------------------------------------------------------------------------------------------
Security: 12686C109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CVC
ISIN: US12686C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH J. LHOTA Mgmt For For
THOMAS V. REIFENHEISER Mgmt Withheld Against
JOHN R. RYAN Mgmt Withheld Against
VINCENT TESE Mgmt Withheld Against
LEONARD TOW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL OF CABLEVISION SYSTEMS CORPORATION Mgmt Against Against
AMENDED AND RESTATED 2006 EMPLOYEE STOCK
PLAN.
4. NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
5. STOCKHOLDER PROPOSAL FOR A POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
6. STOCKHOLDER PROPOSAL TO ADOPT A Shr For Against
RECAPITALIZATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 933938699
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAN O. DINGES Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES R. GIBBS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. KEISER Mgmt For For
1D. ELECTION OF DIRECTOR: W. MATT RALLS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS 2014 FISCAL
YEAR.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF THE
COMPANY.
5 TO APPROVE THE CABOT OIL & GAS CORPORATION Mgmt For For
2014 INCENTIVE PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr Against For
PROVIDE A REPORT ON THE COMPANY'S POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION Agenda Number: 933961674
--------------------------------------------------------------------------------------------------------------------------
Security: 13342B105
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CAM
ISIN: US13342B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For
1.2 ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1.4 ELECTION OF DIRECTOR: JACK B. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL E. PATRICK Mgmt For For
1.6 ELECTION OF DIRECTOR: JON ERIK REINHARDSEN Mgmt For For
1.7 ELECTION OF DIRECTOR: BRUCE W. WILKINSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 933884947
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDMUND M. CARPENTER Mgmt For For
PAUL R. CHARRON Mgmt For For
BENNETT DORRANCE Mgmt For For
LAWRENCE C. KARLSON Mgmt For For
RANDALL W. LARRIMORE Mgmt For For
MARY ALICE D. MALONE Mgmt For For
SARA MATHEW Mgmt For For
DENISE M. MORRISON Mgmt For For
CHARLES R. PERRIN Mgmt For For
A. BARRY RAND Mgmt For For
NICK SHREIBER Mgmt For For
TRACEY T. TRAVIS Mgmt For For
ARCHBOLD D. VAN BEUREN Mgmt For For
LES. C. VINNEY Mgmt For For
CHARLOTTE C. WEBER Mgmt For For
2 RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 933942648
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD D. FAIRBANK Mgmt For For
1B. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against
1C. ELECTION OF DIRECTOR: ANN FRITZ HACKETT Mgmt For For
1D. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1E. ELECTION OF DIRECTOR: BENJAMIN P. JENKINS, Mgmt For For
III
1F. ELECTION OF DIRECTOR: PIERRE E. LEROY Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. RASKIND Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: BRADFORD H. WARNER Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE G. WEST Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE
FOR 2014.
3. APPROVAL OF CAPITAL ONE'S THIRD AMENDED AND Mgmt For For
RESTATED 2004 STOCK INCENTIVE PLAN.
4. ADVISORY APPROVAL OF CAPITAL ONE'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
5A. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: FUTURE
AMENDMENTS TO THE AMENDED AND RESTATED
BYLAWS AND THE RESTATED CERTIFICATE OF
INCORPORATION.
5B. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION:
REMOVING ANY DIRECTOR FROM OFFICE.
5C. APPROVAL OF AMENDMENTS TO CAPITAL ONE'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS
APPLICABLE TO THE FOLLOWING ACTION: CERTAIN
BUSINESS COMBINATIONS.
6. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN, IF PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933879782
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For
HALL
1I. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, REGARDING POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CAREFUSION CORPORATION Agenda Number: 933881016
--------------------------------------------------------------------------------------------------------------------------
Security: 14170T101
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CFN
ISIN: US14170T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KIERAN T. GALLAHUE Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1C. ELECTION OF DIRECTOR: EDWARD D. MILLER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3. APPROVAL OF A NON-BINDING ADVISORY VOTE ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REPEAL THE CLASSIFIED
BOARD.
5. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
REPEAL THE CLASSIFIED BOARD.
6. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
ADOPT MAJORITY VOTING FOR UNCONTESTED
ELECTIONS OF DIRECTORS.
7. APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO REDUCE THE
SUPERMAJORITY VOTING THRESHOLD.
8. APPROVAL OF AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
REDUCE THE SUPERMAJORITY VOTING THRESHOLD.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934010036
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 23-Jun-2014
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS J. FOLLIARD Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRA GOODMAN Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT GRAFTON Mgmt For For
1G. ELECTION OF DIRECTOR: EDGAR H. GRUBB Mgmt For For
1H. ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN AN ADVISORY (NON-BINDING) Mgmt For For
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 933926733
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
4. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
6. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
9. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
10. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
11. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE TO THE REMUNERATION
OF THE INDEPENDENT AUDITORS OF CARNIVAL
PLC.
12. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2013 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
13. TO APPROVE THE FISCAL 2013 COMPENSATION OF Mgmt Against Against
THE NAMED EXECUTIVE OFFICERS OF CARNIVAL
CORPORATION & PLC (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION A OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) FOR THE YEAR ENDED NOVEMBER 30,
2013 (IN ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
15. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt Against Against
REMUNERATION POLICY SET OUT IN SECTION A OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT FOR THE YEAR ENDED
NOVEMBER 30, 2013 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
16. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
17. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
18. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
19. TO APPROVE THE CARNIVAL PLC 2014 EMPLOYEE Mgmt For For
SHARE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934004805
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: PETER A. MAGOWAN Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVE THE CATERPILLAR INC. 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN.
5. APPROVE THE CATERPILLAR INC. EXECUTIVE Mgmt For For
SHORT-TERM INCENTIVE PLAN.
6. STOCKHOLDER PROPOSAL - REVIEW OF GLOBAL Shr Against For
CORPORATE STANDARDS.
7. STOCKHOLDER PROPOSAL - SALES TO SUDAN. Shr Against For
8. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CBRE GROUP, INC. Agenda Number: 933961206
--------------------------------------------------------------------------------------------------------------------------
Security: 12504L109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CBG
ISIN: US12504L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD C. BLUM Mgmt For For
BRANDON B. BOZE Mgmt For For
CURTIS F. FEENY Mgmt For For
BRADFORD M. FREEMAN Mgmt For For
MICHAEL KANTOR Mgmt For For
FREDERIC V. MALEK Mgmt For For
ROBERT E. SULENTIC Mgmt For For
LAURA D. TYSON Mgmt For For
GARY L. WILSON Mgmt For For
RAY WIRTA Mgmt For For
2. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION FOR 2013.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934002837
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
R.W. BARKER, D. PHIL. Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
RODMAN L. DRAKE Mgmt For For
M.A. FRIEDMAN, M.D. Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. AMENDMENT OF THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK AND TO
EFFECT A STOCK SPLIT.
4. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
2008 STOCK INCENTIVE PLAN.
5. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. STOCKHOLDER PROPOSAL DESCRIBED IN MORE Shr Against For
DETAIL IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC. Agenda Number: 933934728
--------------------------------------------------------------------------------------------------------------------------
Security: 15189T107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: CNP
ISIN: US15189T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL P. JOHNSON Mgmt For For
1C. ELECTION OF DIRECTOR: JANIECE M. LONGORIA Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT J. MCLEAN Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT M. PROCHAZKA Mgmt For For
1F. ELECTION OF DIRECTOR: SUSAN O. RHENEY Mgmt For For
1G. ELECTION OF DIRECTOR: PHILLIP R. SMITH Mgmt For For
1H. ELECTION OF DIRECTOR: R.A. WALKER Mgmt For For
1I. ELECTION OF DIRECTOR: PETER S. WAREING Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR 2014.
3. APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 933986068
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VIRGINIA BOULET Mgmt For For
PETER C. BROWN Mgmt For For
RICHARD A. GEPHARDT Mgmt Withheld Against
W. BRUCE HANKS Mgmt For For
GREGORY J. MCCRAY Mgmt For For
C.G. MELVILLE, JR. Mgmt For For
FRED R. NICHOLS Mgmt For For
WILLIAM A. OWENS Mgmt For For
HARVEY P. PERRY Mgmt For For
GLEN F. POST, III Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
LAURIE A. SIEGEL Mgmt For For
JOSEPH R. ZIMMEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT AUDITOR FOR 2014.
3. RATIFY A PROXY ACCESS BYLAW AMENDMENT. Mgmt For For
4. ADVISORY VOTE REGARDING OUR EXECUTIVE Mgmt For For
COMPENSATION.
5. SHAREHOLDER PROPOSAL REGARDING EQUITY Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 933972538
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. DANFORTH Mgmt For For
1B. ELECTION OF DIRECTOR: NEAL L. PATTERSON Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF CERNER CORPORATION FOR
2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 933960987
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM DAVISSON Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. HAGGE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT G. KUHBACH Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. SCHMITT Mgmt For For
2. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt For For
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS FROM
ARTICLE V (REMOVAL OF DIRECTORS).
3. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt For For
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS FROM
ARTICLE X (AMENDMENT OF BYLAWS).
4. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt For For
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE
SUPERMAJORITY VOTING PROVISIONS FROM
ARTICLE XI (CERTAIN AMENDMENTS TO
CERTIFICATE OF INCORPORATION).
5. APPROVAL OF AN AMENDMENT TO CF INDUSTRIES Mgmt For For
HOLDINGS, INC.'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO GRANT
HOLDERS OF NOT LESS THAN 25% OF OUR
OUTSTANDING COMMON STOCK THE RIGHT TO CALL
A SPECIAL MEETING OF STOCKHOLDERS.
6. APPROVAL OF AN ADVISORY RESOLUTION Mgmt For For
REGARDING THE COMPENSATION OF CF INDUSTRIES
HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS.
7. APPROVAL OF CF INDUSTRIES HOLDINGS, INC.'S Mgmt For For
2014 EQUITY AND INCENTIVE PLAN.
8. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS CF INDUSTRIES HOLDINGS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 934004956
--------------------------------------------------------------------------------------------------------------------------
Security: 165167107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: CHK
ISIN: US1651671075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt Against Against
1B. ELECTION OF DIRECTOR: ROBERT D. LAWLER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN J. LIPINSKI Mgmt Against Against
1D. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1E. ELECTION OF DIRECTOR: ARCHIE W. DUNHAM Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: LOUIS A. RASPINO Mgmt For For
1H. ELECTION OF DIRECTOR: MERRILL A. "PETE" Mgmt For For
MILLER, JR.
1I. ELECTION OF DIRECTOR: THOMAS L. RYAN Mgmt Against Against
2. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS.
3. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE MAXIMUM
NUMBER OF DIRECTORS THAT MAY CONSTITUTE OUR
BOARD.
4. TO APPROVE AN AMENDMENT TO OUR BYLAWS TO Mgmt For For
IMPLEMENT PROXY ACCESS.
5. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS.
6. AN ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
7. TO ADOPT A NEW LONG TERM INCENTIVE PLAN. Mgmt For For
8. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr Against For
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 933953780
--------------------------------------------------------------------------------------------------------------------------
Security: 169656105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: CMG
ISIN: US1696561059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN CHARLESWORTH Mgmt For For
MONTY MORAN Mgmt For For
KIMBAL MUSK Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE Mgmt Against Against
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN OUR PROXY STATEMENT.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. A PROPOSAL TO APPROVE THE AMENDED AND Mgmt Against Against
RESTATED CHIPOTLE MEXICAN GRILL, INC. 2011
STOCK INCENTIVE PLAN, TO AUTHORIZE THE
ISSUANCE OF AN ADDITIONAL 2,600,000 SHARES
OF COMMON STOCK UNDER THE PLAN AND MAKE
OTHER CHANGES TO THE TERMS OF THE PLAN.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE MEETING, REQUESTING
CHIPOTLE TO ISSUE AN ANNUAL SUSTAINABILITY
REPORT MEETING SPECIFIED CRITERIA.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED AT THE MEETING, REQUESTING
CHIPOTLE TO ADOPT SIMPLE MAJORITY VOTING
FOR ALL MATTERS SUBJECT TO A SHAREHOLDER
VOTE.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 933933372
--------------------------------------------------------------------------------------------------------------------------
Security: 125509109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: CI
ISIN: US1255091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ERIC J. FOSS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROMAN MARTINEZ IV Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CIGNA'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION Agenda Number: 933934982
--------------------------------------------------------------------------------------------------------------------------
Security: 172062101
Meeting Type: Annual
Meeting Date: 26-Apr-2014
Ticker: CINF
ISIN: US1720621010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM F. BAHL Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY T. BIER Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA W. Mgmt For For
CLEMENT-HOLMES
1D. ELECTION OF DIRECTOR: DIRK J. DEBBINK Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: KENNETH C. Mgmt For For
LICHTENDAHL
1G. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID P. OSBORN Mgmt For For
1I. ELECTION OF DIRECTOR: GRETCHEN W. PRICE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN J. SCHIFF, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS R. SCHIFF Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS S. SKIDMORE Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH W. STECHER Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN F. STEELE, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: LARRY R. WEBB Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. A NONBINDING PROPOSAL TO APPROVE Mgmt For For
COMPENSATION FOR THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RE-APPROVAL OF THE PERFORMANCE OBJECTIVES Mgmt For For
FOR THE CINCINNATI FINANCIAL CORPORATION
2009 INCENTIVE COMPENSATION PLAN.
5. A SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING IN UNCONTESTED DIRECTOR ELECTIONS,
IF INTRODUCED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CINTAS CORPORATION Agenda Number: 933875075
--------------------------------------------------------------------------------------------------------------------------
Security: 172908105
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: CTAS
ISIN: US1729081059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD S. ADOLPH Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE W. BARSTAD Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD T. FARMER Mgmt For For
1E. ELECTION OF DIRECTOR: SCOTT D. FARMER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES J. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH SCAMINACE Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD W. TYSOE Mgmt Against Against
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE TERM EXTENSION & MATERIAL TERMS FOR Mgmt Against Against
PERFORMANCE-BASED AWARDS UNDER CINTAS
CORPORATION 2005 EQUITY COMPENSATION PLAN.
4. TO APPROVE THE CINTAS CORPORATION Mgmt For For
MANAGEMENT INCENTIVE PLAN.
5. TO RATIFY ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 933882157
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For
1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1I. ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For
JOHNSON
1J. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1K. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1L. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE 2005 STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS CISCO'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
5. APPROVAL TO HAVE CISCO HOLD A COMPETITION Shr Against For
FOR GIVING PUBLIC ADVICE ON THE VOTING
ITEMS IN THE PROXY FILING FOR CISCO'S 2014
ANNUAL SHAREOWNERS MEETING.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 933933637
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1C. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1D. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1F. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1G. ELECTION OF DIRECTOR: JUDITH RODIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1J. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE CITIGROUP 2014 STOCK Mgmt For For
INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
EXECUTIVES RETAIN A SIGNIFICANT PORTION OF
THEIR STOCK UNTIL REACHING NORMAL
RETIREMENT AGE.
6. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD INSTITUTE A POLICY TO MAKE IT MORE
PRACTICAL TO DENY INDEMNIFICATION FOR
DIRECTORS.
8. STOCKHOLDER PROPOSAL REQUESTING PROXY Shr Against For
ACCESS FOR SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CITRIX SYSTEMS, INC. Agenda Number: 933971461
--------------------------------------------------------------------------------------------------------------------------
Security: 177376100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: CTXS
ISIN: US1773761002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1B. ELECTION OF DIRECTOR: MURRAY J. DEMO Mgmt For For
1C. ELECTION OF DIRECTOR: ASIFF S. HIRJI Mgmt For For
2. APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN Mgmt For For
3. RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 933975673
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY Mgmt For For
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN Mgmt Against Against
1F. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: LARRY G. GERDES Mgmt For For
1H. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN Mgmt For For
1I. ELECTION OF DIRECTOR: J. DENNIS HASTERT Mgmt For For
1J. ELECTION OF DIRECTOR: LEO MELAMED Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM P. MILLER II Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES E. OLIFF Mgmt For For
1M. ELECTION OF DIRECTOR: EDEMIR PINTO Mgmt For For
1N. ELECTION OF DIRECTOR: ALEX J. POLLOCK Mgmt For For
1O. ELECTION OF DIRECTOR: JOHN F. SANDNER Mgmt For For
1P. ELECTION OF DIRECTOR: TERRY L. SAVAGE Mgmt For For
1Q. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD Mgmt For For
1R. ELECTION OF DIRECTOR: DENNIS A. SUSKIND Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. DIRECTOR STOCK PLAN.
5. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE
OFFICERS.
6. APPROVAL OF AN AMENDMENT TO THE CME GROUP Mgmt For For
INC. CERTIFICATE OF INCORPORATION TO MODIFY
THE DIRECTOR ELECTION RIGHTS OF CERTAIN
CLASS B SHAREHOLDERS RESULTING IN A
REDUCTION IN THE NUMBER OF "CLASS B
DIRECTORS" FROM SIX TO THREE.
--------------------------------------------------------------------------------------------------------------------------
CMS ENERGY CORPORATION Agenda Number: 933969923
--------------------------------------------------------------------------------------------------------------------------
Security: 125896100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: CMS
ISIN: US1258961002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JON E. BARFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: KURT L. DARROW Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN E. EWING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD M. GABRYS Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. HARVEY Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID W. JOOS Mgmt For For
1G. ELECTION OF DIRECTOR: PHILIP R. LOCHNER, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: JOHN G. RUSSELL Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. WAY Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN B. YASINSKY Mgmt For For
2. ADVISORY VOTE TO APPROVE THE CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
(PRICEWATERHOUSECOOPERS LLP).
4. PROPOSAL TO APPROVE PERFORMANCE INCENTIVE Mgmt For For
STOCK PLAN.
5. PROPOSAL TO APPROVE PERFORMANCE MEASURES IN Mgmt For For
INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
COACH, INC. Agenda Number: 933881446
--------------------------------------------------------------------------------------------------------------------------
Security: 189754104
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: COH
ISIN: US1897541041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEW FRANKFORT Mgmt For For
SUSAN KROPF Mgmt For For
GARY LOVEMAN Mgmt For For
VICTOR LUIS Mgmt For For
IVAN MENEZES Mgmt For For
IRENE MILLER Mgmt For For
MICHAEL MURPHY Mgmt For For
STEPHANIE TILENIUS Mgmt For For
JIDE ZEITLIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
3. APPROVAL, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT FOR THE
2013 ANNUAL MEETING
4. APPROVAL OF THE COACH, INC. 2013 Mgmt For For
PERFORMANCE-BASED ANNUAL INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA ENTERPRISES INC. Agenda Number: 933929551
--------------------------------------------------------------------------------------------------------------------------
Security: 19122T109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CCE
ISIN: US19122T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAN BENNINK Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BROCK Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1E. ELECTION OF DIRECTOR: ORRIN H. INGRAM II Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS H. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE B. LABARGE Mgmt For For
1H. ELECTION OF DIRECTOR: VERONIQUE MORALI Mgmt For For
1I. ELECTION OF DIRECTOR: ANDREA L. SAIA Mgmt For For
1J. ELECTION OF DIRECTOR: GARRY WATTS Mgmt For For
1K. ELECTION OF DIRECTOR: CURTIS R. WELLING Mgmt For For
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, OUR Mgmt For For
EXECUTIVE OFFICERS' COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933989696
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt For For
COMPANY'S 2009 INCENTIVE COMPENSATION PLAN.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 933943993
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NIKESH ARORA Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1C. ELECTION OF DIRECTOR: IAN COOK Mgmt For For
1D. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1E. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH JIMENEZ Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1H. ELECTION OF DIRECTOR: DELANO E. LEWIS Mgmt For For
1I. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN I. SADOVE Mgmt For For
2. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
4. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION REQUIREMENT.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 933967563
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
JOSEPH J. COLLINS Mgmt For For
J. MICHAEL COOK Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
EDUARDO G. MESTRE Mgmt For For
BRIAN L. ROBERTS Mgmt For For
RALPH J. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
DR. JUDITH RODIN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES
5. TO PROHIBIT ACCELERATED VESTING UPON A Shr For Against
CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 933931417
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
COMPUTER SCIENCES CORPORATION Agenda Number: 933852697
--------------------------------------------------------------------------------------------------------------------------
Security: 205363104
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: CSC
ISIN: US2053631048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BARRAM Mgmt For For
1B. ELECTION OF DIRECTOR: ERIK BRYNJOLFSSON Mgmt For For
1C. ELECTION OF DIRECTOR: RODNEY F. CHASE Mgmt For For
1D. ELECTION OF DIRECTOR: JUDITH R. HABERKORN Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY KILLEFER Mgmt For For
1F. ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN P. MACDONALD Mgmt For For
1H. ELECTION OF DIRECTOR: CHONG SUP PARK Mgmt For For
1I. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
2. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF AN AMENDMENT TO THE 2010 Mgmt For For
NON-EMPLOYEE DIRECTOR INCENTIVE PLAN
4. APPROVAL OF AMENDMENTS TO THE 2011 OMNIBUS Mgmt For For
INCENTIVE PLAN
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
--------------------------------------------------------------------------------------------------------------------------
CONAGRA FOODS, INC. Agenda Number: 933864832
--------------------------------------------------------------------------------------------------------------------------
Security: 205887102
Meeting Type: Annual
Meeting Date: 27-Sep-2013
Ticker: CAG
ISIN: US2058871029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MOGENS C. BAY Mgmt For For
STEPHEN G. BUTLER Mgmt For For
STEVEN F. GOLDSTONE Mgmt For For
JOIE A. GREGOR Mgmt For For
RAJIVE JOHRI Mgmt For For
W.G. JURGENSEN Mgmt For For
RICHARD H. LENNY Mgmt For For
RUTH ANN MARSHALL Mgmt For For
GARY M. RODKIN Mgmt For For
ANDREW J. SCHINDLER Mgmt For For
KENNETH E. STINSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING BYLAW CHANGE Shr Against For
IN REGARD TO VOTE-COUNTING
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 933946305
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF 2014 OMNIBUS STOCK AND Mgmt For For
PERFORMANCE INCENTIVE PLAN OF
CONOCOPHILLIPS.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda Number: 933958526
--------------------------------------------------------------------------------------------------------------------------
Security: 20854P109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CNX
ISIN: US20854P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. BRETT HARVEY Mgmt For For
NICHOLAS J. DEIULIIS Mgmt For For
PHILIP W. BAXTER Mgmt Withheld Against
JAMES E. ALTMEYER, SR. Mgmt For For
ALVIN R. CARPENTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
DAVID C. HARDESTY, JR. Mgmt For For
MAUREEN E. LALLY-GREEN Mgmt For For
JOHN T. MILLS Mgmt Withheld Against
WILLIAM P. POWELL Mgmt For For
JOSEPH T. WILLIAMS Mgmt Withheld Against
2 RATIFICATION OF ANTICIPATED SELECTION OF Mgmt For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
3 APPROVAL OF COMPENSATION PAID IN 2013 TO Mgmt Against Against
CONSOL ENERGY INC.'S NAMED EXECUTIVES.
4 A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
5 A SHAREHOLDER PROPOSAL REGARDING A CLIMATE Shr Against For
CHANGE REPORT.
6 A SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 933963969
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT A. CALARCO Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. DEL Mgmt For For
GIUDICE
1E. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. HENNESSY III Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. KILLIAN Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN MCAVOY Mgmt For For
1I. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1J. ELECTION OF DIRECTOR: SALLY H. PINERO Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL W. RANGER Mgmt For For
1L. ELECTION OF DIRECTOR: L. FREDERICK Mgmt For For
SUTHERLAND
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
ACCOUNTANTS
3. APPROVAL OF THE COMPANY'S STOCK PURCHASE Mgmt For For
PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 933848458
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JERRY FOWDEN Mgmt For For
BARRY A. FROMBERG Mgmt Withheld Against
ROBERT L. HANSON Mgmt For For
JEANANNE K. HAUSWALD Mgmt For For
JAMES A. LOCKE III Mgmt For For
RICHARD SANDS Mgmt For For
ROBERT SANDS Mgmt For For
JUDY A. SCHMELING Mgmt For For
PAUL L. SMITH Mgmt Withheld Against
KEITH E. WANDELL Mgmt For For
MARK ZUPAN Mgmt Withheld Against
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2014
3. PROPOSAL TO APPROVE, BY AN ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT
4. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 1989 EMPLOYEE
STOCK PURCHASE PLAN
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 933931215
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHANIE A. BURNS Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: JAMES B. FLAWS Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH A. HENRETTA Mgmt For For
1G. ELECTION OF DIRECTOR: KURT M. LANDGRAF Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN J. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH D. RIEMAN Mgmt For For
1J. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: MARK S. WRIGHTON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE ADOPTION OF THE 2014 Mgmt For For
VARIABLE COMPENSATION PLAN.
4. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CORNING'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 933909383
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 30-Jan-2014
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt Withheld Against
RICHARD M. LIBENSON Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. CONSIDERATION OF SHAREHOLDER PROPOSAL TO Shr For Against
CHANGE CERTAIN VOTING REQUIREMENTS.
5. TO AMEND THE ARTICLES OF INCORPORATION TO Shr Against
CHANGE THE METHOD OF ELECTING DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COVIDIEN PLC Agenda Number: 933918128
--------------------------------------------------------------------------------------------------------------------------
Security: G2554F113
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: COV
ISIN: IE00B68SQD29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOSE E. ALMEIDA Mgmt For For
1B) ELECTION OF DIRECTOR: JOY A. AMUNDSON Mgmt For For
1C) ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1D) ELECTION OF DIRECTOR: ROBERT H. BRUST Mgmt For For
1E) ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1F) ELECTION OF DIRECTOR: RANDALL J. HOGAN, III Mgmt For For
1G) ELECTION OF DIRECTOR: MARTIN D. MADAUS Mgmt For For
1H) ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I) ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For
1J) ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO Mgmt For For
2) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE APPOINTMENT OF THE INDEPENDENT AUDITORS
AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
3) APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
4) AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
TO MAKE MARKET PURCHASES OF COMPANY SHARES.
S5) DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN REISSUE SHARES IT HOLDS AS
TREASURY SHARES.
6) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES.
S7) RENEW THE DIRECTORS' AUTHORITY TO ISSUE Mgmt For For
SHARES FOR CASH WITHOUT FIRST OFFERING THEM
TO EXISTING SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 933981513
--------------------------------------------------------------------------------------------------------------------------
Security: 228227104
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: CCI
ISIN: US2282271046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For
1B. ELECTION OF DIRECTOR: DALE N. HATFIELD Mgmt For For
1C. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2014.
3. THE NON-BINDING, ADVISORY VOTE REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 933951914
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: D.M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: J.B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: P.L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: S.T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E.J. KELLY, III Mgmt For For
1F. ELECTION OF DIRECTOR: G.H. LAMPHERE Mgmt For For
1G. ELECTION OF DIRECTOR: J.D. MCPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: T.T. O'TOOLE Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. RATCLIFFE Mgmt For For
1J. ELECTION OF DIRECTOR: D.J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: M.J. WARD Mgmt For For
1L. ELECTION OF DIRECTOR: J.C. WATTS, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: J.S. WHISLER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE COMPENSATION Mgmt For For
FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REQUESTING ACTION BY Shr Against For
THE BOARD OF DIRECTORS TO ALLOW
SHAREHOLDERS TO ACT BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 933949349
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2) ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
3) ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
4) ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
5) ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
6) ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
7) ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
8) ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
9) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
10) PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR
2014.
11) SHAREHOLDER PROPOSAL REGARDING CONFIDENTIAL Shr Against For
VOTING.
--------------------------------------------------------------------------------------------------------------------------
CVS CAREMARK CORPORATION Agenda Number: 933947953
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For
1.2 ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For
1.5 ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For
1.6 ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
1.8 ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1.9 ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2 PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2014.
3 SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 933910564
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONALD R. HORTON Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA K. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: BRADLEY S. ANDERSON Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL W. HEWATT Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD J. TOMNITZ Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 933967513
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD J. EHRLICH Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA HEFNER FILLER Mgmt For For
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL Mgmt For For
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN M. RALES Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN G. SPOON Mgmt For For
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, Mgmt For For
M.D.
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS DANAHER'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. TO ACT UPON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT DANAHER ISSUE A REPORT
DISCLOSING ITS POLITICAL EXPENDITURE
POLICIES AND DIRECT AND INDIRECT POLITICAL
EXPENDITURES.
5. TO ACT UPON SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THAT DANAHER ADOPT A POLICY REQUIRING THE
CHAIR OF BOARD OF DIRECTORS BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933863551
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2013
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL W. BARNES Mgmt For For
LEONARD L. BERRY Mgmt For For
CHRISTOPHER J. FRALEIGH Mgmt For For
VICTORIA D. HARKER Mgmt For For
DAVID H. HUGHES Mgmt For For
CHARLES A LEDSINGER, JR Mgmt For For
WILLIAM M. LEWIS, JR. Mgmt For For
SENATOR CONNIE MACK III Mgmt For For
ANDREW H. MADSEN Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MICHAEL D. ROSE Mgmt For For
MARIA A. SASTRE Mgmt For For
WILLIAM S. SIMON Mgmt For For
2. TO APPROVE THE 2002 STOCK INCENTIVE PLAN, Mgmt For For
AS AMENDED.
3. TO APPROVE A RESOLUTION PROVIDING ADVISORY Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MAY 25, 2014.
5. TO CONSIDER A SHAREHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTE TO ELECT DIRECTORS.
6. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING PROXY ACCESS.
7. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS.
8. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING LOBBYING DISCLOSURE.
9. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING DISCLOSURE OF EEO-1 REPORT DATA.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 933951027
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Consent
Meeting Date: 30-Apr-2014
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CONSENT TO THE DEMAND OF THE CALL OF A Mgmt For *
SPECIAL MEETING OF SHAREHOLDERS OF THE
COMPANY PURSUANT TO SECTION 607.0702 OF THE
FLORIDA BUSINESS CORPORATIONS ACT AND
ARTICLE XI OF THE COMPANY'S ARTICLES OF
INCORPORATION, AS AMENDED. THE EXERCISE OF
ANY AND ALL RIGHTS OF EACH OF THE
UNDERSIGNED INCIDENTAL TO CALLING THE
SPECIAL MEETING AND CAUSING THE PURPOSES OF
THE AUTHORITY EXPRESSLY GRANTED HEREIN TO
THE DESIGNATED AGENTS TO BE CARRIED INTO
EFFECT.
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr Against For
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 933914586
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2014
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For
1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS DEERE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933868373
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Special
Meeting Date: 12-Sep-2013
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 5, 2013, AS
AMENDED ON AUGUST 2, 2013, BY AND AMONG
DENALI HOLDING INC., DENALI INTERMEDIATE
INC., DENALI ACQUIROR INC. AND DELL INC.,
AS IT MAY BE FURTHER AMENDED FROM TIME TO
TIME.
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
MAY BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF DELL INC. IN CONNECTION WITH
THE MERGER, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT.
3. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
DELL INC. Agenda Number: 933881004
--------------------------------------------------------------------------------------------------------------------------
Security: 24702R101
Meeting Type: Annual
Meeting Date: 17-Oct-2013
Ticker: DELL
ISIN: US24702R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DONALD J. CARTY Mgmt Against Against
1B ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1C ELECTION OF DIRECTOR: LAURA CONIGLIARO Mgmt For For
1D ELECTION OF DIRECTOR: MICHAEL S. DELL Mgmt For For
1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1F ELECTION OF DIRECTOR: GERARD J. KLEISTERLEE Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS S. LUFT Mgmt For For
1H ELECTION OF DIRECTOR: ALEX J. MANDL Mgmt For For
1I ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1J ELECTION OF DIRECTOR: H. ROSS PEROT, JR. Mgmt For For
2 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DELL INC.'S
INDEPENDENT AUDITOR FOR FISCAL 2014
3 APPROVAL, ON AN ADVISORY BASIS, OF DELL Mgmt For For
INC.'S COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
4 REQUESTING THAT THE BOARD OF DIRECTORS Shr Against For
UNDERTAKE SUCH STEPS AS MAY BE NECESSARY TO
PERMIT DELL INC.'S STOCKHOLDERS TO ACT BY
WRITTEN CONSENT INSTEAD OF AT A MEETING OF
STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 933924498
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 03-Apr-2014
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
2. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
3. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
4. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
5. ELECTION OF DIRECTOR: JOHN A. KROL Mgmt For For
6. ELECTION OF DIRECTOR: J. RANDALL MACDONALD Mgmt For For
7. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
8. ELECTION OF DIRECTOR: RODNEY O'NEAL Mgmt For For
9. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
10. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
11. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
12. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
13. SAY ON PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934020809
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 27-Jun-2014
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1C. ELECTION OF DIRECTOR: ROY J. BOSTOCK Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN S. BRINZO Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1H. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1I. ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID R. GOODE Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1L. ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS Mgmt For For
1M. ELECTION OF DIRECTOR: KENNETH C. ROGERS Mgmt For For
1N. ELECTION OF DIRECTOR: KENNETH B. WOODROW Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2014.
4. TO APPROVE AN INCREASE IN THE MAXIMUM Mgmt For For
NUMBER OF DIRECTORS.
5. A STOCKHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS ADOPT A STOCK RETENTION POLICY
FOR SENIOR EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda Number: 933970370
--------------------------------------------------------------------------------------------------------------------------
Security: 247916208
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DNR
ISIN: US2479162081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WIELAND F. WETTSTEIN Mgmt For For
MICHAEL L. BEATTY Mgmt For For
MICHAEL B. DECKER Mgmt For For
JOHN P. DIELWART Mgmt For For
RONALD G. GREENE Mgmt For For
GREGORY L. MCMICHAEL Mgmt For For
KEVIN O. MEYERS Mgmt Withheld Against
PHIL RYKHOEK Mgmt For For
RANDY STEIN Mgmt For For
LAURA A. SUGG Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S 2013 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
DENTSPLY INTERNATIONAL INC. Agenda Number: 933958641
--------------------------------------------------------------------------------------------------------------------------
Security: 249030107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: XRAY
ISIN: US2490301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL C. ALFANO Mgmt For For
1B. ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM F. HECHT Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCIS J. LUNGER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 933987375
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt Withheld Against
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 933974063
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DO
ISIN: US25271C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARC EDWARDS Mgmt Against Against
1C. ELECTION OF DIRECTOR: JOHN R. BOLTON Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES L. FABRIKANT Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL G. GAFFNEY II Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD GREBOW Mgmt For For
1G. ELECTION OF DIRECTOR: HERBERT C. HOFMANN Mgmt Against Against
1H. ELECTION OF DIRECTOR: KENNETH I. SIEGEL Mgmt Against Against
1I. ELECTION OF DIRECTOR: CLIFFORD M. SOBEL Mgmt For For
1J. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1K. ELECTION OF DIRECTOR: RAYMOND S. TROUBH Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR FISCAL YEAR 2014.
3 TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
4 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED INCENTIVE COMPENSATION PLAN FOR
EXECUTIVE OFFICERS.
5 TO APPROVE THE COMPANY'S EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN.
6 SHAREHOLDER PROPOSAL: BOARD DIVERSITY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DIRECTV Agenda Number: 933933550
--------------------------------------------------------------------------------------------------------------------------
Security: 25490A309
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: DTV
ISIN: US25490A3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For
1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For
1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVES.
4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For
THERE WOULD BE NO ACCELERATED VESTING OF
PERFORMANCE-BASED EQUITY AWARDS UPON A
CHANGE IN CONTROL.
5. SHAREHOLDER PROPOSAL TO REQUIRE SENIOR Shr Against For
EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX
SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL
REACHING NORMAL RETIREMENT AGE.
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 933944250
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CANDACE H. DUNCAN Mgmt For For
1E. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1K. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR OMNIBUS INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC. Agenda Number: 933960418
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT R. BENNETT Mgmt Withheld Against
JOHN C. MALONE Mgmt Withheld Against
DAVID M. ZASLAV Mgmt Withheld Against
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS DISCOVERY
COMMUNICATIONS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION Mgmt Against Against
DESCRIBED IN THESE PROXY MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 933972261
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARREN F. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL M. CALBERT Mgmt For For
1C. ELECTION OF DIRECTOR: SANDRA B. COCHRAN Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD W. DREILING Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICIA D. Mgmt For For
FILI-KRUSHEL
1F. ELECTION OF DIRECTOR: WILLIAM C. RHODES, Mgmt For For
III
1G. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
2. TO APPROVE, ON AN ADVISORY (NONBINDING) Mgmt For For
BASIS, THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
3. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934024059
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: DLTR
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ARNOLD S. BARRON Mgmt For For
MACON F. BROCK, JR. Mgmt For For
MARY ANNE CITRINO Mgmt For For
H. RAY COMPTON Mgmt For For
CONRAD M. HALL Mgmt For For
LEMUEL E. LEWIS Mgmt For For
J. DOUGLAS PERRY Mgmt For For
BOB SASSER Mgmt For For
THOMAS A. SAUNDERS III Mgmt For For
THOMAS E. WHIDDON Mgmt For For
CARL P. ZEITHAML Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. TO RATIFY THE SELECTION OF KPMG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
4. SHAREHOLDER PROPOSAL TO IMPLEMENT A Shr For Against
MAJORITY VOTE STANDARD IN UNCONTESTED
DIRECTOR ELECTIONS
--------------------------------------------------------------------------------------------------------------------------
DOMINION RESOURCES, INC. Agenda Number: 933952055
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. BROWN, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: HELEN E. DRAGAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. HARRIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK J. KINGTON Mgmt For For
1H. ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT H. SPILMAN, Mgmt For For
JR.
1J. ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID A. WOLLARD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE ON APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
4. APPROVAL OF THE 2014 INCENTIVE COMPENSATION Mgmt For For
PLAN
5. EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For
6. REPORT ON FINANCIAL RISKS TO DOMINION POSED Shr Against For
BY CLIMATE CHANGE
7. REPORT ON METHANE EMISSIONS Shr Against For
8. REPORT ON LOBBYING Shr Against For
9. REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE Shr Against For
IMPACTS OF BIOMASS
10. ADOPT QUANTITATIVE GOALS FOR REDUCING Shr Against For
GREENHOUSE GAS EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
DOVER CORPORATION Agenda Number: 933940721
--------------------------------------------------------------------------------------------------------------------------
Security: 260003108
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DOV
ISIN: US2600031080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. CREMIN Mgmt For For
1B. ELECTION OF DIRECTOR: J-P.M. ERGAS Mgmt For For
1C. ELECTION OF DIRECTOR: P.T. FRANCIS Mgmt For For
1D. ELECTION OF DIRECTOR: K.C. GRAHAM Mgmt For For
1E. ELECTION OF DIRECTOR: M.F. JOHNSTON Mgmt For For
1F. ELECTION OF DIRECTOR: R.A. LIVINGSTON Mgmt For For
1G. ELECTION OF DIRECTOR: R.K. LOCHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: B.G. RETHORE Mgmt For For
1I. ELECTION OF DIRECTOR: M.B. STUBBS Mgmt For For
1J. ELECTION OF DIRECTOR: S.M. TODD Mgmt For For
1K. ELECTION OF DIRECTOR: S.K. WAGNER Mgmt For For
1L. ELECTION OF DIRECTOR: M.A. WINSTON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. TO REAPPROVE THE PERFORMANCE CRITERIA UNDER Mgmt For For
OUR EXECUTIVE OFFICER ANNUAL INCENTIVE
PLAN.
4. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
5. TO APPROVE AMENDMENTS TO ARTICLE 14 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
6. TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
7. TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
8. TO APPROVE AN AMENDMENT TO OUR BY-LAWS TO Mgmt For For
PERMIT SHAREHOLDERS TO CALL A SPECIAL
MEETING.
--------------------------------------------------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC. Agenda Number: 933947547
--------------------------------------------------------------------------------------------------------------------------
Security: 26138E109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DPS
ISIN: US26138E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN L. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. ROGERS Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE R. SANDERS Mgmt For For
1E. ELECTION OF DIRECTOR: JACK L. STAHL Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY D. YOUNG Mgmt For For
2. TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. RESOLVED, THAT THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS WITH
RESPECT TO 2013, AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES AND
REGULATIONS OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS,
COMPENSATION TABLES AND THE NARRATIVE
DISCUSSION, IS HEREBY APPROVED.
4. TO VOTE ON STOCKHOLDER PROPOSAL REGARDING Shr Against For
COMPREHENSIVE RECYCLING STRATEGY FOR
BEVERAGE CONTAINERS.
5. TO APPROVE AMENDMENT TO PERFORMANCE-BASED Mgmt For For
CRITERIA UNDER 2009 STOCK PLAN AND APPROVE
SUCH CRITERIA UNDER SECTION 162(M) OF
INTERNAL REVENUE CODE FOR FUTURE AWARDS.
--------------------------------------------------------------------------------------------------------------------------
DTE ENERGY COMPANY Agenda Number: 933940846
--------------------------------------------------------------------------------------------------------------------------
Security: 233331107
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DTE
ISIN: US2333311072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GERARD M. ANDERSON Mgmt For For
LILLIAN BAUDER Mgmt For For
DAVID A. BRANDON Mgmt For For
W. FRANK FOUNTAIN, JR. Mgmt For For
CHARLES G. MCCLURE, JR. Mgmt For For
GAIL J. MCGOVERN Mgmt For For
MARK A. MURRAY Mgmt For For
JAMES B. NICHOLSON Mgmt For For
CHARLES W. PRYOR, JR. Mgmt For For
JOSUE ROBLES, JR. Mgmt For For
RUTH G. SHAW Mgmt For For
DAVID A. THOMAS Mgmt For For
JAMES H. VANDENBERGHE Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS LLP
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MANAGEMENT PROPOSAL TO AMEND AND RESTATE Mgmt For For
THE LONG TERM INCENTIVE PLAN
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 933932926
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. ALEX BERNHARDT, SR. Mgmt For For
MICHAEL G. BROWNING Mgmt For For
HARRIS E. DELOACH, JR. Mgmt For For
DANIEL R. DIMICCO Mgmt For For
JOHN H. FORSGREN Mgmt For For
LYNN J. GOOD Mgmt For For
ANN M. GRAY Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
JOHN T. HERRON Mgmt For For
JAMES B. HYLER, JR. Mgmt For For
WILLIAM E. KENNARD Mgmt For For
E. MARIE MCKEE Mgmt For For
E. JAMES REINSCH Mgmt For For
JAMES T. RHODES Mgmt For For
CARLOS A. SALADRIGAS Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
DUKE ENERGY CORPORATION'S INDEPENDENT
PUBLIC ACCOUNTANT FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. APPROVAL OF THE AMENDMENT TO DUKE ENERGY Mgmt For For
CORPORATION'S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY LESS THAN UNANIMOUS
WRITTEN CONSENT
5. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
RIGHT TO CALL A SPECIAL SHAREHOLDER MEETING
6. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 933946850
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD J. CARBONE Mgmt For For
1B. ELECTION OF DIRECTOR: MOHSEN Z. FAHMI Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. FLINK Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL T. IDZIK Mgmt For For
1E. ELECTION OF DIRECTOR: FREDERICK W. KANNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES LAM Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: REBECCA SAEGER Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH L. SCLAFANI Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
1K. ELECTION OF DIRECTOR: DONNA L. WEAVER Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT FOR THE 2014 ANNUAL MEETING
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933935338
--------------------------------------------------------------------------------------------------------------------------
Security: 263534109
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: DD
ISIN: US2635341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For
1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For
1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For
1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For
1L. ELECTION OF DIRECTOR: PATRICK J. WARD Mgmt For For
2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4. ON POLITICAL SPENDING Shr Against For
5. ON HERBICIDE USE Shr Against For
6. ON PLANT CLOSURE Shr Against For
7. ON ACCELERATION OF EQUITY AWARDS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 933950140
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO Mgmt For For
1B. ELECTION OF DIRECTOR: GARY E. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: BRETT D. BEGEMANN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL P. CONNORS Mgmt For For
1E. ELECTION OF DIRECTOR: MARK J. COSTA Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHEN R. DEMERITT Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: JULIE F. HOLDER Mgmt For For
1I. ELECTION OF DIRECTOR: RENEE J. HORNBAKER Mgmt For For
1J. ELECTION OF DIRECTOR: LEWIS M. KLING Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID W. RAISBECK Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES P. ROGERS Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
AS DISCLOSED IN PROXY STATEMENT
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 933937243
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For
1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. AUTHORIZING THE COMPANY OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 933949919
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
FRED D. ANDERSON Mgmt For For
EDWARD W. BARNHOLT Mgmt For For
SCOTT D. COOK Mgmt For For
JOHN J. DONAHOE Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2008 EQUITY INCENTIVE AWARD PLAN.
4 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
5 TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
SUBMITTED BY JOHN CHEVEDDEN REGARDING
STOCKHOLDER ACTION BY WRITTEN CONSENT
WITHOUT A MEETING, IF PROPERLY PRESENTED
BEFORE THE MEETING.
6 PROPOSAL WITHDRAWN Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 933946088
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: BARBARA J. BECK Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE S. BILLER Mgmt For For
1D. ELECTION OF DIRECTOR: CARL M. CASALE Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1F. ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt Against Against
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. LUMPKINS Mgmt For For
1L. ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1M. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR ENDING DECEMBER 31, 2014.
3. RE-APPROVE THE ECOLAB INC. MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN, AS AMENDED.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
5. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933932370
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: EIX
ISIN: US2810201077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAGJEET S. BINDRA Mgmt For For
1B. ELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCE A. CORDOVA Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: THEODORE F. CRAVER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: BRADFORD M. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LUIS G. NOGALES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD T. Mgmt For For
SCHLOSBERG, III
1H. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS C. SUTTON Mgmt For For
1J. ELECTION OF DIRECTOR: ELLEN O. TAUSCHER Mgmt For For
1K. ELECTION OF DIRECTOR: PETER J. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: BRETT WHITE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 933951623
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN T. CARDIS Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID E.I. PYOTT Mgmt For For
2. AMENDMENT AND RESTATEMENT OF THE LONG-TERM Mgmt For For
STOCK INCENTIVE COMPENSATION PROGRAM
3. AMENDMENT AND RESTATEMENT OF THE 2001 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN FOR
INTERNATIONAL EMPLOYEES
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt Against Against
5. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
6. STOCKHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 933848941
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LEONARD S. COLEMAN Mgmt For For
1B ELECTION OF DIRECTOR: JAY C. HOAG Mgmt For For
1C ELECTION OF DIRECTOR: JEFFREY T. HUBER Mgmt For For
1D ELECTION OF DIRECTOR: VIVEK PAUL Mgmt For For
1E ELECTION OF DIRECTOR: LAWRENCE F. PROBST Mgmt For For
III
1F ELECTION OF DIRECTOR: RICHARD A. SIMONSON Mgmt For For
1G ELECTION OF DIRECTOR: LUIS A. UBINAS Mgmt For For
1H ELECTION OF DIRECTOR: DENISE F. WARREN Mgmt For For
2 APPROVAL OF AMENDMENTS TO THE 2000 EQUITY Mgmt For For
INCENTIVE PLAN.
3 APPROVAL OF AN AMENDMENT TO THE 2000 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS.
5 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING MARCH 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 933931227
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: K. N. HORN Mgmt For For
1C. ELECTION OF DIRECTOR: W. G. KAELIN Mgmt For For
1D. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT BY THE Mgmt For For
AUDIT COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS PRINCIPAL
INDEPENDENT AUDITOR FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda Number: 933944159
--------------------------------------------------------------------------------------------------------------------------
Security: 268648102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EMC
ISIN: US2686481027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt Against Against
1F. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1G. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
EMC'S INDEPENDENT AUDITORS.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN EMC'S PROXY
STATEMENT.
4. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO AN INDEPENDENT BOARD CHAIRMAN, AS
DESCRIBED IN EMC'S PROXY STATEMENT.
5. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For
TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN
EMC'S PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 933908292
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D.N. FARR* Mgmt For For
H. GREEN* Mgmt For For
C.A. PETERS* Mgmt For For
J.W. PRUEHER* Mgmt For For
A.A. BUSCH III# Mgmt For For
J.S. TURLEY# Mgmt For For
2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EMERSON ELECTRIC CO. EXECUTIVE
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A SUSTAINABILITY
REPORT AS DESCRIBED IN THE PROXY STATEMENT.
5. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
6. APPROVAL OF THE STOCKHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A LOBBYING REPORT AS
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ENSCO PLC Agenda Number: 933971017
--------------------------------------------------------------------------------------------------------------------------
Security: G3157S106
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: ESV
ISIN: GB00B4VLR192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-ELECTION OF DIRECTOR: J. RODERICK CLARK Mgmt For For
1B. RE-ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1C. RE-ELECTION OF DIRECTOR: MARY E. FRANCIS Mgmt For For
CBE
1D. RE-ELECTION OF DIRECTOR: C. CHRISTOPHER Mgmt For For
GAUT
1E. RE-ELECTION OF DIRECTOR: GERALD W. HADDOCK Mgmt For For
1F. RE-ELECTION OF DIRECTOR: FRANCIS S. KALMAN Mgmt For For
1G. RE-ELECTION OF DIRECTOR: DANIEL W. RABUN Mgmt For For
1H. RE-ELECTION OF DIRECTOR: KEITH O. RATTIE Mgmt For For
1I. RE-ELECTION OF DIRECTOR: PAUL E. ROWSEY, Mgmt For For
III
2. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
ALLOT SHARES.
3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDED 31 DECEMBER 2014.
4. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For
STATUTORY AUDITORS UNDER THE U.K. COMPANIES
ACT 2006 (TO HOLD OFFICE FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT WHICH ACCOUNTS ARE LAID BEFORE THE
COMPANY).
5. TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE OUR U.K. STATUTORY AUDITORS'
REMUNERATION.
6. TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY.
7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2013.
8. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
REPORTS OF THE AUDITORS AND THE DIRECTORS
AND THE U.K. STATUTORY ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2013 (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.K.
COMPANIES).
10. TO APPROVE A CAPITAL REORGANISATION. Mgmt For For
11. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS.
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 933938358
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: L.P. DENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: K.H. DONALD Mgmt For For
1D. ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1E. ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For
1F. ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1G. ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For
1H. ELECTION OF DIRECTOR: B.L. LINCOLN Mgmt For For
1I. ELECTION OF DIRECTOR: S.C. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1K. ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING Shr Against For
DECOMMISSIONING OF INDIAN POINT NUCLEAR
REACTORS.
5. SHAREHOLDER PROPOSAL REGARDING REPORTING ON Shr Against For
NUCLEAR SAFETY.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933953792
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For
QUANTITATIVE RISK MANAGEMENT REPORTING FOR
HYDRAULIC FRACTURING OPERATIONS, IF
PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
EQT CORPORATION Agenda Number: 933936417
--------------------------------------------------------------------------------------------------------------------------
Security: 26884L109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: EQT
ISIN: US26884L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARGARET K. DORMAN Mgmt For For
1B ELECTION OF DIRECTOR: DAVID L. PORGES Mgmt For For
1C ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
1D ELECTION OF DIRECTOR: DAVID S. SHAPIRA Mgmt For For
2 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3 APPROVAL OF THE COMPANY'S 2014 LONG-TERM Mgmt For For
INCENTIVE PLAN
4 APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF INTERNAL
REVENUE CODE SECTION 162(M)
5 RATIFICATION OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 933939499
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ROBERT D. DALEO Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MARK L. FEIDLER Mgmt For For
1E. ELECTION OF DIRECTOR: L. PHILLIP HUMANN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1G. ELECTION OF DIRECTOR: SIRI S. MARSHALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. MCKINLEY Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD F. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: MARK B. TEMPLETON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS EQUIFAX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EQUITY RESIDENTIAL Agenda Number: 933989658
--------------------------------------------------------------------------------------------------------------------------
Security: 29476L107
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: EQR
ISIN: US29476L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN W. ALEXANDER Mgmt For For
CHARLES L. ATWOOD Mgmt For For
LINDA WALKER BYNOE Mgmt For For
MARY KAY HABEN Mgmt For For
BRADLEY A. KEYWELL Mgmt For For
JOHN E. NEAL Mgmt For For
DAVID J. NEITHERCUT Mgmt For For
MARK S. SHAPIRO Mgmt For For
GERALD A. SPECTOR Mgmt For For
B. JOSEPH WHITE Mgmt For For
SAMUEL ZELL Mgmt Withheld Against
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITOR FOR 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 933956344
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For
1E. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For
1F. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For
1H. ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1N. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1O. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
2. THE RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RENEW THE SENIOR EXECUTIVE ANNUAL INCENTIVE Mgmt For For
PLAN.
5. A SHAREHOLDER PROPOSAL TO LIMIT INDIVIDUAL Shr Against For
TOTAL COMPENSATION FOR EACH OF THE NAMED
EXECUTIVE OFFICERS TO 100 TIMES THE ANNUAL
MEDIAN COMPENSATION PAID TO ALL EMPLOYEES.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA, INC. Agenda Number: 934007128
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE "SKIP" BATTLE* Mgmt Withheld Against
PAMELA L. COE Mgmt Withheld Against
BARRY DILLER Mgmt Withheld Against
JONATHAN L. DOLGEN Mgmt For For
CRAIG A. JACOBSON* Mgmt For For
VICTOR A. KAUFMAN Mgmt Withheld Against
PETER M. KERN* Mgmt For For
DARA KHOSROWSHAHI Mgmt For For
JOHN C. MALONE Mgmt Withheld Against
JOSE A. TAZON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION.
4. STOCKHOLDERS PROPOSAL REGARDING A REPORT Shr Against For
CONCERNING POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
EXPEDITORS INT'L OF WASHINGTON, INC. Agenda Number: 933939590
--------------------------------------------------------------------------------------------------------------------------
Security: 302130109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: EXPD
ISIN: US3021301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER J. ROSE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT R. WRIGHT Mgmt For For
1C. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1D. ELECTION OF DIRECTOR: R. JORDAN GATES Mgmt For For
1E. ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. MALONE Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN W. MEISENBACH Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY S. MUSSER Mgmt For For
1I. ELECTION OF DIRECTOR: LIANE J. PELLETIER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES L.K. WANG Mgmt For For
1K. ELECTION OF DIRECTOR: TAY YOSHITANI Mgmt For For
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE ADOPTION OF THE 2014 STOCK Mgmt For For
OPTION PLAN.
4. TO APPROVE THE AMENDMENT TO THE 2002 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
5. TO APPROVE THE ADOPTION OF THE 2014 Mgmt For For
DIRECTORS' RESTRICTED STOCK PLAN.
6. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 933975154
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.J. BOSKIN Mgmt For For
P. BRABECK-LETMATHE Mgmt For For
U.M. BURNS Mgmt For For
L.R. FAULKNER Mgmt For For
J.S. FISHMAN Mgmt For For
H.H. FORE Mgmt For For
K.C. FRAZIER Mgmt For For
W.W. GEORGE Mgmt For For
S.J. PALMISANO Mgmt For For
S.S REINEMUND Mgmt For For
R.W. TILLERSON Mgmt For For
W.C. WELDON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. MAJORITY VOTE FOR DIRECTORS Shr For Against
5. LIMIT DIRECTORSHIPS Shr Against For
6. AMENDMENT OF EEO POLICY Shr Against For
7. REPORT ON LOBBYING Shr Against For
8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda Number: 933917304
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A. GARY AMES Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN SMITH Mgmt For For
2. APPROVE THE F5 NETWORKS, INC. 2014 Mgmt For For
INCENTIVE PLAN.
3. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC. Agenda Number: 933906248
--------------------------------------------------------------------------------------------------------------------------
Security: 307000109
Meeting Type: Annual
Meeting Date: 16-Jan-2014
Ticker: FDO
ISIN: US3070001090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK R. BERNSTEIN Mgmt For For
PAMELA L. DAVIES Mgmt For For
SHARON ALLRED DECKER Mgmt For For
EDWARD C. DOLBY Mgmt For For
GLENN A. EISENBERG Mgmt For For
EDWARD P. GARDEN Mgmt For For
HOWARD R. LEVINE Mgmt For For
GEORGE R. MAHONEY, JR. Mgmt For For
JAMES G. MARTIN Mgmt For For
HARVEY MORGAN Mgmt For For
DALE C. POND Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 933932279
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLARD D. OBERTON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL M. GOSTOMSKI Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: REYNE K. WISECUP Mgmt For For
1E. ELECTION OF DIRECTOR: HUGH L. MILLER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL J. ANCIUS Mgmt For For
1G. ELECTION OF DIRECTOR: SCOTT A. SATTERLEE Mgmt For For
1H. ELECTION OF DIRECTOR: RITA J. HEISE Mgmt For For
1I. ELECTION OF DIRECTOR: DARREN R. JACKSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 933866608
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: FDX
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER OF
AUTHORIZED SHARES.
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
5. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
6. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS.
7. STOCKHOLDER PROPOSAL REGARDING LIMITING Shr For Against
ACCELERATED VESTING OF EQUITY AWARDS UPON A
CHANGE IN CONTROL ("LIMIT ACCELERATED
EXECUTIVE PAY").
8. STOCKHOLDER PROPOSAL REGARDING HEDGING AND Shr For Against
PLEDGING POLICY.
9. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORT.
10. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY Shr Against For
BETWEEN CORPORATE VALUES AND POLITICAL
CONTRIBUTIONS.
11. STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
COUNTING TO EXCLUDE ABSTENTIONS.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 933967791
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID K. HUNT Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD N. MASSEY Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE M. MUMA Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES B. STALLINGS, Mgmt For For
JR.
2. ADVISORY VOTE ON FIDELITY NATIONAL Mgmt For For
INFORMATION SERVICES, INC. EXECUTIVE
COMPENSATION.
3. TO APPROVE THE ELIMINATION OF THE Mgmt For For
SUPERMAJORITY VOTING REQUIREMENT IN ARTICLE
IV OF THE CORPORATION'S ARTICLES OF
INCORPORATION.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 933930706
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS K. AKINS Mgmt For For
1B. ELECTION OF DIRECTOR: B. EVAN BAYH III Mgmt For For
1C. ELECTION OF DIRECTOR: ULYSSES L. BRIDGEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EMERSON L. BRUMBACK Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: GARY R. HEMINGER Mgmt For For
1G. ELECTION OF DIRECTOR: JEWELL D. HOOVER Mgmt For For
1H. ELECTION OF DIRECTOR: KEVIN T. KABAT Mgmt For For
1I. ELECTION OF DIRECTOR: MITCHEL D. Mgmt For For
LIVINGSTON, PH.D.
1J. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1K. ELECTION OF DIRECTOR: HENDRIK G. MEIJER Mgmt For For
1L. ELECTION OF DIRECTOR: MARSHA C. WILLIAMS Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE FIRM OF Mgmt For For
DELOITTE & TOUCHE LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR 2014.
3. PROPOSAL DESCRIBED IN THE PROXY STATEMENT Mgmt For For
TO APPROVE THE FIFTH THIRD BANCORP 2014
INCENTIVE COMPENSATION PLAN, INCLUDING THE
ISSUANCE OF UP TO AN ADDITIONAL 36,000,000
SHARES OF COMMON STOCK THEREUNDER.
4. AN ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 933971118
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. AHEARN Mgmt For For
SHARON L. ALLEN Mgmt For For
RICHARD D. CHAPMAN Mgmt For For
GEORGE A. HAMBRO Mgmt For For
JAMES A. HUGHES Mgmt For For
CRAIG KENNEDY Mgmt For For
JAMES F. NOLAN Mgmt For For
WILLIAM J. POST Mgmt For For
J. THOMAS PRESBY Mgmt For For
PAUL H. STEBBINS Mgmt For For
MICHAEL SWEENEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr Against For
VESTING OF EQUITY AWARDS UPON CHANGE IN
CONTROL.
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING STANDARD IN UNCONTESTED DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 933954376
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PAUL T. ADDISON Mgmt For For
ANTHONY J. ALEXANDER Mgmt For For
MICHAEL J. ANDERSON Mgmt For For
WILLIAM T. COTTLE Mgmt For For
ROBERT B. HEISLER, JR. Mgmt For For
JULIA L. JOHNSON Mgmt For For
TED J. KLEISNER Mgmt For For
DONALD T. MISHEFF Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
CHRISTOPHER D. PAPPAS Mgmt For For
CATHERINE A. REIN Mgmt For For
LUIS A. REYES Mgmt For For
GEORGE M. SMART Mgmt For For
WES M. TAYLOR Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. SHAREHOLDER PROPOSAL: ADOPTION OF A Shr For Against
SPECIFIC PERFORMANCE POLICY
5. SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS Shr For Against
6. SHAREHOLDER PROPOSAL: VESTING OF EQUITY Shr Against For
AWARD POLICY
7. SHAREHOLDER PROPOSAL: DIRECTOR ELECTION Shr For Against
MAJORITY VOTE STANDARD
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 933989797
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER M. FLINK Mgmt For For
DENNIS F. LYNCH Mgmt For For
DENIS J. O'LEARY Mgmt For For
GLENN M. RENWICK Mgmt For For
KIM M. ROBAK Mgmt For For
DOYLE R. SIMONS Mgmt For For
THOMAS C. WERTHEIMER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF FISERV, INC.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR
2014.
4. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CONFIDENTIAL VOTING.
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 933934590
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: WILLIAM W. CROUCH Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. HALLIGAN Mgmt For For
1.3 ELECTION OF DIRECTOR: ANGUS L. MACDONALD Mgmt For For
1.4 ELECTION OF DIRECTOR: CATHY STAUFFER Mgmt For For
1.5 ELECTION OF DIRECTOR: ANDREW C. TEICH Mgmt For For
2 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS OF KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED UNDER THE 2011
PLAN BY 5,000,000 SHARES.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FLOWSERVE CORPORATION Agenda Number: 933972716
--------------------------------------------------------------------------------------------------------------------------
Security: 34354P105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FLS
ISIN: US34354P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GAYLA J. DELLY Mgmt For For
RICK J. MILLS Mgmt For For
CHARLES M. RAMPACEK Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
JOHN R. FRIEDERY Mgmt For For
JOE E. HARLAN Mgmt For For
LEIF E. DARNER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. A SHAREHOLDER PROPOSAL REQUESTING THE BOARD Shr Against For
OF DIRECTORS TAKE ACTION TO IMPLEMENT
CONFIDENTIAL VOTING IN UNCONTESTED PROXY
SOLICITATIONS.
--------------------------------------------------------------------------------------------------------------------------
FLUOR CORPORATION Agenda Number: 933936556
--------------------------------------------------------------------------------------------------------------------------
Security: 343412102
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: FLR
ISIN: US3434121022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1B. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1C. ELECTION OF DIRECTOR: ROSEMARY T. BERKERY Mgmt For For
1D. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES T. HACKETT Mgmt For For
1F. ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN R. O'HARE Mgmt For For
1H. ELECTION OF DIRECTOR: ARMANDO J. OLIVERA Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. PRUEHER Mgmt For For
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
1L. ELECTION OF DIRECTOR: NADER H. SULTAN Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN C. SWANN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. THE APPROVAL OF THE FLUOR CORPORATION 2014 Mgmt For For
RESTRICTED STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS.
4. THE RATIFICATION OF THE APPOINTMENT BY OUR Mgmt For For
AUDIT COMMITTEE OF ERNST & YOUNG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
5. A STOCKHOLDER PROPOSAL FOR AN INDEPENDENT Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 933951469
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: K'LYNNE JOHNSON Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM H. POWELL Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC. Agenda Number: 933963147
--------------------------------------------------------------------------------------------------------------------------
Security: 30249U101
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: FTI
ISIN: US30249U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: ELEAZAR DE CARVALHO Mgmt For For
FILHO
1C. ELECTION OF DIRECTOR: C. MAURY DEVINE Mgmt For For
1D. ELECTION OF DIRECTOR: CLAIRE S. FARLEY Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN T. GREMP Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS M. HAMILTON Mgmt For For
1G. ELECTION OF DIRECTOR: PETER MELLBYE Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF 2013 EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 933946026
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt Against Against
1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For
1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For
1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For
1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For
1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
5. RELATING TO CONSIDERATION OF A Shr For Against
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr Against For
OUTSTANDING COMMON STOCK TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 933856633
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Annual
Meeting Date: 15-Aug-2013
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: HOWARD SOLOMON Mgmt For For
1B ELECTION OF DIRECTOR: NESLI BASGOZ, MD Mgmt For For
1C ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D ELECTION OF DIRECTOR: KENNETH E. GOODMAN Mgmt For For
1E ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt Against Against
1F ELECTION OF DIRECTOR: PIERRE LEGAULT Mgmt For For
1G ELECTION OF DIRECTOR: GERALD M. LIEBERMAN Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE S. OLANOFF, Mgmt For For
MD
1I ELECTION OF DIRECTOR: LESTER B. SALANS, MD Mgmt For For
1J ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K ELECTION OF DIRECTOR: PETER J. ZIMETBAUM, Mgmt For For
MD
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For
2007 EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF BDO USA, Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 934021471
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 17, 2014, BY AND AMONG
ACTAVIS PLC, TANGO US HOLDINGS INC., TANGO
MERGER SUB 1 LLC, TANGO MERGER SUB 2 LLC
AND FOREST LABORATORIES, INC. APPROVAL OF
THIS PROPOSAL IS REQUIRED TO COMPLETE THE
MERGER.
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt Against Against
COMPENSATION TO BE PAID TO FOREST
LABORATORIES, INC.'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FOSSIL GROUP, INC. Agenda Number: 933960521
--------------------------------------------------------------------------------------------------------------------------
Security: 34988V106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: FOSL
ISIN: US34988V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ELAINE B. AGATHER Mgmt For For
1B ELECTION OF DIRECTOR: JEFFREY N. BOYER Mgmt For For
1C ELECTION OF DIRECTOR: WILLIAM B. CHIASSON Mgmt For For
1D ELECTION OF DIRECTOR: KOSTA N. KARTSOTIS Mgmt For For
1E ELECTION OF DIRECTOR: DIANE L. NEAL Mgmt For For
1F ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1G ELECTION OF DIRECTOR: MARK D. QUICK Mgmt For For
1H ELECTION OF DIRECTOR: ELYSIA HOLT RAGUSA Mgmt For For
1I ELECTION OF DIRECTOR: JAL S. SHROFF Mgmt For For
1J ELECTION OF DIRECTOR: JAMES E. SKINNER Mgmt For For
1K ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
2 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE AND TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 3,
2015.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 933918659
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 12-Mar-2014
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL H. ARMACOST Mgmt For For
1B. ELECTION OF DIRECTOR: PETER K. BARKER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. JOHNSON Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY E. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: RUPERT H. JOHNSON, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: MARK C. PIGOTT Mgmt For For
1G. ELECTION OF DIRECTOR: CHUTTA RATNATHICAM Mgmt For For
1H. ELECTION OF DIRECTOR: LAURA STEIN Mgmt For For
1I. ELECTION OF DIRECTOR: ANNE M. TATLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2014.
3. TO APPROVE THE ADOPTION OF THE FRANKLIN Mgmt For For
RESOURCES, INC. 2014 KEY EXECUTIVE
INCENTIVE COMPENSATION PLAN.
4. TO APPROVE BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. A STOCKHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933842230
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 16-Jul-2013
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
B.M. RANKIN, JR. Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD
OF DIRECTORS BE AN INDEPENDENT MEMBER OF
THE BOARD OF DIRECTORS.
6 STOCKHOLDER PROPOSAL REGARDING THE ADOPTION Shr For Against
BY THE BOARD OF DIRECTORS OF A POLICY ON
BOARD DIVERSITY.
7 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
AMENDMENT OF OUR BYLAWS TO PERMIT
STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING
COMMON STOCK TO CALL A SPECIAL MEETING OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN COPPER & GOLD INC. Agenda Number: 933999180
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RICHARD C. ADKERSON Mgmt For For
ROBERT J. ALLISON, JR. Mgmt For For
ALAN R. BUCKWALTER, III Mgmt For For
ROBERT A. DAY Mgmt For For
JAMES C. FLORES Mgmt For For
GERALD J. FORD Mgmt For For
THOMAS A. FRY, III Mgmt For For
H. DEVON GRAHAM, JR. Mgmt For For
LYDIA H. KENNARD Mgmt For For
CHARLES C. KRULAK Mgmt For For
BOBBY LEE LACKEY Mgmt For For
JON C. MADONNA Mgmt For For
DUSTAN E. MCCOY Mgmt For For
JAMES R. MOFFETT Mgmt For For
STEPHEN H. SIEGELE Mgmt For For
FRANCES FRAGOS TOWNSEND Mgmt For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4 APPROVAL OF THE FREEPORT-MCMORAN COPPER & Mgmt For For
GOLD INC. ANNUAL INCENTIVE PLAN.
5 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SELECTION OF A CANDIDATE WITH ENVIRONMENTAL
EXPERTISE TO BE RECOMMENDED FOR ELECTION TO
THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 933947511
--------------------------------------------------------------------------------------------------------------------------
Security: 35906A108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: FTR
ISIN: US35906A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LEROY T. BARNES, JR. Mgmt For For
PETER C.B. BYNOE Mgmt For For
EDWARD FRAIOLI Mgmt For For
DANIEL J. MCCARTHY Mgmt For For
PAMELA D.A. REEVE Mgmt For For
VIRGINIA P. RUESTERHOLZ Mgmt For For
HOWARD L. SCHROTT Mgmt For For
LARRAINE D. SEGIL Mgmt For For
MARK SHAPIRO Mgmt For For
MYRON A. WICK, III Mgmt For For
MARY AGNES WILDEROTTER Mgmt For For
2. TO CONSIDER AND VOTE UPON AN ADVISORY Mgmt For For
PROPOSAL ON EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
GAMESTOP CORP. Agenda Number: 934015175
--------------------------------------------------------------------------------------------------------------------------
Security: 36467W109
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: GME
ISIN: US36467W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RE-ELECTION OF DIRECTOR: THOMAS N. KELLY Mgmt For For
JR.
1.2 RE-ELECTION OF DIRECTOR: GERALD R. Mgmt For For
SZCZEPANSKI
1.3 RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT, REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014
--------------------------------------------------------------------------------------------------------------------------
GANNETT CO., INC. Agenda Number: 933933500
--------------------------------------------------------------------------------------------------------------------------
Security: 364730101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: GCI
ISIN: US3647301015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN E. CODY Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD D. ELIAS Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN JEFFRY LOUIS Mgmt For For
1D. ELECTION OF DIRECTOR: MARJORIE MAGNER Mgmt For For
1E. ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1F. ELECTION OF DIRECTOR: SCOTT K. MCCUNE Mgmt For For
1G. ELECTION OF DIRECTOR: SUSAN NESS Mgmt For For
1H. ELECTION OF DIRECTOR: TONY A. PROPHET Mgmt For For
1I. ELECTION OF DIRECTOR: NEAL SHAPIRO Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL REGARDING VESTING OF Shr For Against
EQUITY AWARDS OF SENIOR EXECUTIVES UPON A
CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 933970279
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT J. FISHER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM S. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: ISABELLA D. GOREN Mgmt For For
1E. ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1G. ELECTION OF DIRECTOR: GLENN K. MURPHY Mgmt For For
1H. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE TSANG Mgmt For For
1J. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
ON JANUARY 31, 2015.
3. HOLD AN ADVISORY VOTE TO APPROVE THE Mgmt For For
OVERALL COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GARMIN LTD Agenda Number: 933987426
--------------------------------------------------------------------------------------------------------------------------
Security: H2906T109
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: GRMN
ISIN: CH0114405324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF ANDREW ETKIND AS AD HOC Mgmt For For
CHAIRMAN OF THE MEETING.
2. APPROVAL OF GARMIN LTD.'S 2013 ANNUAL Mgmt For For
REPORT, INCLUDING THE CONSOLIDATED
FINANCIAL STATEMENTS OF GARMIN LTD. FOR THE
FISCAL YEAR ENDED DECEMBER 28, 2013 AND THE
STATUTORY FINANCIAL STATEMENTS OF GARMIN
LTD. FOR THE FISCAL YEAR ENDED DECEMBER 28,
2013.
3. APPROVAL OF THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS.
4. APPROVAL OF THE PAYMENT OF A CASH DIVIDEND Mgmt For For
IN THE AGGREGATE AMOUNT OF US $1.92 PER
OUTSTANDING SHARE OUT OF THE COMPANY'S
GENERAL RESERVE FROM CAPITAL CONTRIBUTION
IN FOUR EQUAL INSTALLMENTS.
5. DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MEMBERS OF EXECUTIVE
MANAGEMENT FROM LIABILITY FOR THE FISCAL
YEAR ENDED DECEMBER 28, 2013.
6A. ELECTION OF DIRECTOR: DONALD H. ELLER Mgmt For For
6B. ELECTION OF DIRECTOR: JOSEPH J. HARTNETT Mgmt For For
6C. ELECTION OF DIRECTOR: MIN H. KAO Mgmt For For
6D. ELECTION OF DIRECTOR: CHARLES W. PEFFER Mgmt For For
6E. ELECTION OF DIRECTOR: CLIFTON A. PEMBLE Mgmt For For
6F. ELECTION OF DIRECTOR: THOMAS P. POBEREZNY Mgmt For For
7. ELECTION OF MIN H. KAO AS EXECUTIVE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS FOR A
TERM EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING.
8A. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For
DONALD H. ELLER
8B. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For
JOSEPH J. HARTNETT
8C. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For
CHARLES W. PEFFER
8D. ELECTION OF COMPENSATION COMMITTEE MEMBER: Mgmt For For
THOMAS P. POBEREZNY
9. ELECTION OF THE LAW FIRM OF REISS+PREUSS Mgmt For For
LLP AS INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING.
10. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS GARMIN LTD.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR AND RE-ELECTION OF ERNST &
YOUNG LTD. AS GARMIN LTD.'S STATUTORY
AUDITOR FOR ANOTHER ONE-YEAR TERM.
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
12. APPROVAL OF AMENDMENTS TO GARMIN LTD.'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO
IMPLEMENT REQUIREMENTS UNDER RECENT SWISS
LEGISLATION REGARDING ELECTIONS AND CERTAIN
OTHER MATTERS.
13. APPROVAL OF AMENDMENTS TO GARMIN LTD.'S Mgmt For For
ARTICLES OF ASSOCIATION IN ORDER TO
IMPLEMENT REQUIREMENTS UNDER RECENT SWISS
LEGISLATION REGARDING THE COMPENSATION OF
THE BOARD OF DIRECTORS AND EXECUTIVE
MANAGEMENT AND RELATED MATTERS.
14. APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION IN ORDER TO ALLOW GENERAL
MEETINGS TO BE HELD ONLINE TO THE EXTENT
PERMITTED UNDER APPLICABLE LAW.
15. ANY NEW AGENDA ITEMS (OTHER THAN THOSE IN Mgmt Abstain Against
THE INVITATION TO THE MEETING AND THE PROXY
STATEMENT) OR NEW PROPOSALS OR MOTIONS WITH
RESPECT TO THOSE AGENDA ITEMS SET FORTH IN
THE INVITATION TO THE MEETING AND THE PROXY
STATEMENT THAT MAY BE PROPERLY PUT FORTH
BEFORE THE ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 933937623
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GD
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For
1E ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For
1F ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1G ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1H ELECTION OF DIRECTOR: JAMES N. MATTIS Mgmt For For
1I ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1K ELECTION OF DIRECTOR: LAURA J. SCHUMACHER Mgmt For For
1L ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For
2. SELECTION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL WITH REGARD TO AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
5. SHAREHOLDER PROPOSAL WITH REGARD TO Shr Against For
LOBBYING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt Against Against
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt Against Against
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC Agenda Number: 933955873
--------------------------------------------------------------------------------------------------------------------------
Security: 370023103
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GGP
ISIN: US3700231034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD B. CLARK Mgmt Against Against
1B. ELECTION OF DIRECTOR: MARY LOU FIALA Mgmt For For
1C. ELECTION OF DIRECTOR: J. BRUCE FLATT Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN K. HALEY Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL B. HURWITZ Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN W. KINGSTON Mgmt For For
1G. ELECTION OF DIRECTOR: SANDEEP MATHRANI Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID J. NEITHERCUT Mgmt For For
1I. ELECTION OF DIRECTOR: MARK R. PATTERSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION PAID TO THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MILLS, INC. Agenda Number: 933866103
--------------------------------------------------------------------------------------------------------------------------
Security: 370334104
Meeting Type: Annual
Meeting Date: 24-Sep-2013
Ticker: GIS
ISIN: US3703341046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B) ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1C) ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For
1D) ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For
1E) ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For
1F) ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For
1G) ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For
1H) ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1I) ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For
1J) ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1K) ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For
1L) ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For
1M) ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For
2) CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
3) RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
GENERAL MILLS' INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4) STOCKHOLDER PROPOSAL FOR REPORT ON Shr Against For
RESPONSIBILITY FOR POST-CONSUMER PACKAGING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENUINE PARTS COMPANY Agenda Number: 933928725
--------------------------------------------------------------------------------------------------------------------------
Security: 372460105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: GPC
ISIN: US3724601055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. MARY B. BULLOCK Mgmt For For
PAUL D. DONAHUE Mgmt For For
JEAN DOUVILLE Mgmt For For
GARY P. FAYARD Mgmt For For
THOMAS C. GALLAGHER Mgmt For For
GEORGE C. "JACK" GUYNN Mgmt For For
JOHN R. HOLDER Mgmt For For
JOHN D. JOHNS Mgmt For For
MICHAEL M.E. JOHNS, M.D Mgmt For For
R.C. LOUDERMILK, JR. Mgmt For For
WENDY B. NEEDHAM Mgmt For For
JERRY W. NIX Mgmt For For
GARY W. ROLLINS Mgmt Withheld Against
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. Agenda Number: 933970849
--------------------------------------------------------------------------------------------------------------------------
Security: 37247D106
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: GNW
ISIN: US37247D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. BOLINDER Mgmt For For
1B. ELECTION OF DIRECTOR: G. KENT CONRAD Mgmt For For
1C. ELECTION OF DIRECTOR: MELINA E. HIGGINS Mgmt For For
1D. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt Against Against
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTINE B. MEAD Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS E. MOLONEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES A. PARKE Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt Withheld Against
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt For For
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY Agenda Number: 933956154
--------------------------------------------------------------------------------------------------------------------------
Security: 384637104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: GHC
ISIN: US3846371041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER C. DAVIS Mgmt For For
THOMAS S. GAYNER Mgmt For For
ANNE M. MULCAHY Mgmt For For
LARRY D. THOMPSON Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 933862080
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 12-Sep-2013
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: PAUL J. BROWN Mgmt For For
1B ELECTION OF DIRECTOR: WILLIAM C. COBB Mgmt For For
1C ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D ELECTION OF DIRECTOR: ROBERT A. GERARD Mgmt For For
1E ELECTION OF DIRECTOR: DAVID BAKER LEWIS Mgmt For For
1F ELECTION OF DIRECTOR: VICTORIA J. REICH Mgmt For For
1G ELECTION OF DIRECTOR: BRUCE C. ROHDE Mgmt For For
1H ELECTION OF DIRECTOR: TOM D. SEIP Mgmt For For
1I ELECTION OF DIRECTOR: CHRISTIANNA WOOD Mgmt For For
1J ELECTION OF DIRECTOR: JAMES F. WRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3 ADVISORY APPROVAL OF THE COMPANY'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4 APPROVAL OF AN AMENDMENT TO AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION TO
PROVIDE FOR EXCULPATION OF DIRECTORS.
5 APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO ELIMINATE DIRECTOR TERM
LIMITS.
6 SHAREHOLDER PROPOSAL CONCERNING PRO-RATA Shr For Against
VESTING OF EQUITY AWARDS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 933970786
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For
1C ELECTION OF DIRECTOR: M. CARROLL Mgmt For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For
1E ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For
1F ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For
1G ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For
1H ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For
1I ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For
1J ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For
1K ELECTION OF DIRECTOR: D.L. REED Mgmt For For
2 PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For
OF AUDITORS.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda Number: 933934540
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 26-Apr-2014
Ticker: HOG
ISIN: US4128221086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARRY K. ALLEN Mgmt For For
R. JOHN ANDERSON Mgmt For For
RICHARD I. BEATTIE Mgmt For For
MICHAEL J. CAVE Mgmt For For
GEORGE H. CONRADES Mgmt For For
DONALD A. JAMES Mgmt For For
SARA L. LEVINSON Mgmt For For
N. THOMAS LINEBARGER Mgmt For For
GEORGE L. MILES, JR. Mgmt Withheld Against
JAMES A. NORLING Mgmt For For
KEITH E. WANDELL Mgmt For For
JOCHEN ZEITZ Mgmt For For
2. APPROVAL OF THE HARLEY-DAVIDSON, INC. 2014 Mgmt For For
INCENTIVE STOCK PLAN.
3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO BE THE AUDITORS.
5. SHAREHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTING.
--------------------------------------------------------------------------------------------------------------------------
HARMAN INTERNATIONAL INDUSTRIES, INC. Agenda Number: 933888894
--------------------------------------------------------------------------------------------------------------------------
Security: 413086109
Meeting Type: Annual
Meeting Date: 04-Dec-2013
Ticker: HAR
ISIN: US4130861093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ADRIANE M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. DIERCKSEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt Against Against
1D. ELECTION OF DIRECTOR: DR. JIREN LIU Mgmt Against Against
1E. ELECTION OF DIRECTOR: EDWARD H. MEYER Mgmt For For
1F. ELECTION OF DIRECTOR: DINESH C. PALIWAL Mgmt For For
1G. ELECTION OF DIRECTOR: KENNETH M. REISS Mgmt For For
1H. ELECTION OF DIRECTOR: HELLENE S. RUNTAGH Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK S. SKLARSKY Mgmt For For
1J. ELECTION OF DIRECTOR: GARY G. STEEL Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP FOR Mgmt For For
FISCAL 2014.
3. TO APPROVE AN AMENDMENT TO THE 2012 STOCK Mgmt For For
OPTION AND INCENTIVE PLAN.
4. TO APPROVE THE 2014 KEY EXECUTIVE OFFICERS Mgmt For For
BONUS PLAN.
5. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HARRIS CORPORATION Agenda Number: 933877005
--------------------------------------------------------------------------------------------------------------------------
Security: 413875105
Meeting Type: Annual
Meeting Date: 25-Oct-2013
Ticker: HRS
ISIN: US4138751056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM M. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: PETER W. CHIARELLI Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS A. DATTILO Mgmt For For
1D. ELECTION OF DIRECTOR: TERRY D. GROWCOCK Mgmt For For
1E. ELECTION OF DIRECTOR: LEWIS HAY III Mgmt For For
1F. ELECTION OF DIRECTOR: VYOMESH I. JOSHI Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN KATEN Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHEN P. KAUFMAN Mgmt For For
1I. ELECTION OF DIRECTOR: LESLIE F. KENNE Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. RICKARD Mgmt For For
1K. ELECTION OF DIRECTOR: DR. JAMES C. STOFFEL Mgmt For For
1L. ELECTION OF DIRECTOR: GREGORY T. SWIENTON Mgmt For For
1M. ELECTION OF DIRECTOR: HANSEL E. TOOKES II Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
PROXY STATEMENT
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 933963781
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BASIL L. ANDERSON Mgmt For For
ALAN R. BATKIN Mgmt For For
FRANK J. BIONDI, JR. Mgmt Withheld Against
KENNETH A. BRONFIN Mgmt For For
JOHN M. CONNORS, JR. Mgmt For For
MICHAEL W.O. GARRETT Mgmt For For
LISA GERSH Mgmt For For
BRIAN D. GOLDNER Mgmt For For
JACK M. GREENBERG Mgmt Withheld Against
ALAN G. HASSENFELD Mgmt For For
TRACY A. LEINBACH Mgmt For For
EDWARD M. PHILIP Mgmt For For
RICHARD S. STODDART Mgmt For For
ALFRED J. VERRECCHIA Mgmt For For
2. THE ADOPTION, ON AN ADVISORY BASIS, OF A Mgmt Against Against
RESOLUTION APPROVING THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS OF HASBRO,
INC., AS DESCRIBED IN THE "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION" SECTIONS OF THE 2014 PROXY
STATEMENT.
3. APPROVAL OF THE 2014 SENIOR MANAGEMENT Mgmt For For
ANNUAL PERFORMANCE PLAN.
4. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS HASBRO, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
HCP, INC. Agenda Number: 933939603
--------------------------------------------------------------------------------------------------------------------------
Security: 40414L109
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: HCP
ISIN: US40414L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRIAN G. CARTWRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: LAURALEE E. MARTIN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL D. MCKEE Mgmt For For
1F. ELECTION OF DIRECTOR: PETER L. RHEIN Mgmt For For
1G. ELECTION OF DIRECTOR: JOSEPH P. SULLIVAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS HCP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt Against Against
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE HCP, INC. 2014 PERFORMANCE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
HEALTH CARE REIT, INC. Agenda Number: 933943070
--------------------------------------------------------------------------------------------------------------------------
Security: 42217K106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: HCN
ISIN: US42217K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GEORGE L. CHAPMAN Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS J. DEROSA Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY H. DONAHUE Mgmt For For
1E. ELECTION OF DIRECTOR: PETER J. GRUA Mgmt For For
1F. ELECTION OF DIRECTOR: FRED S. KLIPSCH Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON Mgmt For For
1H. ELECTION OF DIRECTOR: SHARON M. OSTER Mgmt For For
1I. ELECTION OF DIRECTOR: JUDITH C. PELHAM Mgmt For For
1J. ELECTION OF DIRECTOR: R. SCOTT TRUMBULL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
2014.
3. APPROVAL OF THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE
COMPENSATION DISCLOSURE RULES OF THE SEC.
4. THE APPROVAL OF AN AMENDMENT TO THE SECOND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 400,000,000 TO
700,000,000 FOR GENERAL CORPORATE PURPOSES.
--------------------------------------------------------------------------------------------------------------------------
HELMERICH & PAYNE, INC. Agenda Number: 933917328
--------------------------------------------------------------------------------------------------------------------------
Security: 423452101
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: HP
ISIN: US4234521015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HANS HELMERICH Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. LINDSAY Mgmt For For
1C. ELECTION OF DIRECTOR: PAULA MARSHALL Mgmt For For
1D. ELECTION OF DIRECTOR: RANDY A. FOUTCH Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN D. ZEGLIS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM L. ARMSTRONG Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS A. PETRIE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt Against Against
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda Number: 933921098
--------------------------------------------------------------------------------------------------------------------------
Security: 428236103
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: HPQ
ISIN: US4282361033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M.L. ANDREESSEN Mgmt For For
1B. ELECTION OF DIRECTOR: S. BANERJI Mgmt For For
1C. ELECTION OF DIRECTOR: R.R. BENNETT Mgmt Against Against
1D. ELECTION OF DIRECTOR: R.L. GUPTA Mgmt For For
1E. ELECTION OF DIRECTOR: R.J. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: A.M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. OZZIE Mgmt For For
1H. ELECTION OF DIRECTOR: G.M. REINER Mgmt For For
1I. ELECTION OF DIRECTOR: P.F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: J.A. SKINNER Mgmt For For
1K. ELECTION OF DIRECTOR: M.C. WHITMAN Mgmt For For
1L. ELECTION OF DIRECTOR: R.V. WHITWORTH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. STOCKHOLDER PROPOSAL RELATED TO THE Shr Against For
FORMATION OF A HUMAN RIGHTS COMMITTEE.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 933934526
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1E. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1G. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1H. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1I. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1J. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1K. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1L. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. INDEPENDENT BOARD CHAIRMAN. Shr Against For
5. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
6. ELIMINATE ACCELERATED VESTING IN A CHANGE Shr Against For
IN CONTROL.
7. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HORMEL FOODS CORPORATION Agenda Number: 933908583
--------------------------------------------------------------------------------------------------------------------------
Security: 440452100
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: HRL
ISIN: US4404521001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRELL K. CREWS Mgmt For For
JEFFREY M. ETTINGER Mgmt For For
JODY H. FERAGEN Mgmt For For
GLENN S. FORBES, M.D. Mgmt For For
STEPHEN M. LACY Mgmt For For
JOHN L. MORRISON Mgmt For For
ELSA A. MURANO, PH.D. Mgmt For For
ROBERT C. NAKASONE Mgmt For For
SUSAN K. NESTEGARD Mgmt For For
DAKOTA A. PIPPINS Mgmt For For
C.J. POLICINSKI Mgmt For For
2. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING OCTOBER 26, 2014.
3. REAPPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE HORMEL FOODS
CORPORATION 2009 LONG-TERM INCENTIVE PLAN
TO ENABLE CERTAIN COMPENSATION PAID UNDER
THE PLAN TO CONTINUE TO QUALIFY AS
DEDUCTIBLE PERFORMANCE-BASED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
HOSPIRA, INC. Agenda Number: 933945911
--------------------------------------------------------------------------------------------------------------------------
Security: 441060100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HSP
ISIN: US4410601003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: IRVING W. BAILEY, II Mgmt For For
1B. ELECTION OF DIRECTOR: F. MICHAEL BALL Mgmt For For
1C. ELECTION OF DIRECTOR: CONNIE R. CURRAN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. DEMPSEY Mgmt For For
1E. ELECTION OF DIRECTOR: DENNIS M. FENTON Mgmt For For
1F. ELECTION OF DIRECTOR: HEINO VON PRONDZYNSKI Mgmt For For
1G. ELECTION OF DIRECTOR: JACQUE J. SOKOLOV Mgmt For For
1H. ELECTION OF DIRECTOR: MARK F. WHEELER Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS AUDITORS FOR HOSPIRA FOR
2014.
4. TO APPROVE THE AMENDMENTS TO THE 2004 Mgmt For For
LONG-TERM STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL - WRITTEN CONSENT. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 933970320
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARY L. BAGLIVO Mgmt For For
1.2 ELECTION OF DIRECTOR: SHEILA C. BAIR Mgmt For For
1.3 ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt For For
1.4 ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt Against Against
1.5 ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1.7 ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1.8 ELECTION OF DIRECTOR: GORDON H. SMITH Mgmt For For
1.9 ELECTION OF DIRECTOR: W. EDWARD WALTER Mgmt For For
2. RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HUDSON CITY BANCORP, INC. Agenda Number: 933894506
--------------------------------------------------------------------------------------------------------------------------
Security: 443683107
Meeting Type: Annual
Meeting Date: 18-Dec-2013
Ticker: HCBK
ISIN: US4436831071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CORNELIUS E. GOLDING Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD O. QUEST, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH G. SPONHOLZ Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP AS HUDSON CITY BANCORP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2013.
3. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
PROPOSAL ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 933930528
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KURT J. HILZINGER Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE D. BROUSSARD Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK A. D'AMELIO Mgmt For For
1D. ELECTION OF DIRECTOR: W. ROY DUNBAR Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID A. JONES, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM J. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. MITCHELL Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID B. NASH, M.D. Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES J. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: MARISSA T. PETERSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. THE APPROVAL OF THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN
THE 2014 PROXY STATEMENT.
4. STOCKHOLDER PROPOSAL ON POLITICAL Shr Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 933928751
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DON M. CASTO III Mgmt For For
ANN B. CRANE Mgmt For For
STEVEN G. ELLIOTT Mgmt For For
MICHAEL J. ENDRES Mgmt For For
JOHN B. GERLACH, JR. Mgmt For For
PETER J. KIGHT Mgmt For For
JONATHAN A. LEVY Mgmt For For
RICHARD W. NEU Mgmt For For
DAVID L. PORTEOUS Mgmt For For
KATHLEEN H. RANSIER Mgmt For For
STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. AN ADVISORY RESOLUTION TO APPROVE, ON A Mgmt For For
NON-BINDING BASIS, THE COMPENSATION OF
EXECUTIVES AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 933936316
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: DON H. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES W. GRIFFITH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT C. MCCORMACK Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1G. ELECTION OF DIRECTOR: E. SCOTT SANTI Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID B. SMITH, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA B. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN M. WARREN Mgmt For For
1L. ELECTION OF DIRECTOR: ANRE D. WILLIAMS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ITW'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE SUPERMAJORITY VOTING
REQUIREMENTS.
5. APPROVAL OF THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
ELIMINATE PROVISIONS REGARDING BOARD SIZE.
--------------------------------------------------------------------------------------------------------------------------
INGERSOLL-RAND PLC Agenda Number: 933997516
--------------------------------------------------------------------------------------------------------------------------
Security: G47791101
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: IR
ISIN: IE00B6330302
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN BRUTON Mgmt For For
1C. ELECTION OF DIRECTOR: JARED L. COHON Mgmt For For
1D. ELECTION OF DIRECTOR: GARY D. FORSEE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD E. HAGENLOCKER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: THEODORE E. MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN P. SURMA Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
1K. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORIZATION
OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITORS'
REMUNERATION.
4. APPROVAL OF THE RENEWAL OF THE DIRECTORS' Mgmt For For
EXISTING AUTHORITY TO ISSUE SHARES.
5. APPROVAL OF THE RENEWAL OF THE DIRECTORS' Mgmt For For
EXISTING AUTHORITY TO ISSUE SHARES FOR THE
CASH WITHOUT FIRST OFFERING SHARES TO
EXISTING SHAREHOLDERS. (SPECIAL RESOLUTION)
6. DETERMINATION OF THE PRICE RANGE AT WHICH Mgmt For For
THE COMPANY CAN REISSUE SHARES THAT IT
HOLDS AS TREASURY SHARES. (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
INTEGRYS ENERGY GROUP, INC. Agenda Number: 933937421
--------------------------------------------------------------------------------------------------------------------------
Security: 45822P105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: TEG
ISIN: US45822P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. BRODSKY Mgmt For For
ALBERT J. BUDNEY, JR. Mgmt For For
ELLEN CARNAHAN Mgmt For For
MICHELLE L. COLLINS Mgmt For For
K.M. HASSELBLAD-PASCALE Mgmt For For
JOHN W. HIGGINS Mgmt For For
PAUL W. JONES Mgmt For For
HOLLY KELLER KOEPPEL Mgmt For For
MICHAEL E. LAVIN Mgmt For For
WILLIAM F. PROTZ, JR. Mgmt For For
CHARLES A. SCHROCK Mgmt For For
2. THE APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE APPROVAL OF THE INTEGRYS ENERGY GROUP Mgmt For For
2014 OMNIBUS INCENTIVE COMPENSATION PLAN.
4. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES
FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 933962854
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC. Agenda Number: 933961357
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1C. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1D. ELECTION OF DIRECTOR: SYLVAIN HEFES Mgmt For For
1E. ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS Mgmt For For
1F. ELECTION OF DIRECTOR: TERRENCE F. MARTELL Mgmt For For
1G. ELECTION OF DIRECTOR: SIR CALLUM MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MCNULTY Mgmt For For
1I. ELECTION OF DIRECTOR: SIR ROBERT REID Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT G. SCOTT Mgmt For For
1L. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1M. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt Against Against
1N. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. TO APPROVE THE AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
CHANGE OUR NAME FROM
"INTERCONTINENTALEXCHANGE GROUP, INC." TO
"INTERCONTINENTAL EXCHANGE, INC."
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933935237
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For
1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For
1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For
1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For
1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt Against Against
1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For
1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For
1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For
1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For
1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For
1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(PAGE 72)
4. APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE Mgmt For For
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE CODE
(PAGE 73)
5. ADOPTION OF THE IBM 2014 EMPLOYEES STOCK Mgmt For For
PURCHASE PLAN (PAGE 76)
6. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES (PAGE 78)
7. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT (PAGE 79)
8. STOCKHOLDER PROPOSAL TO LIMIT ACCELERATED Shr For Against
EXECUTIVE PAY (PAGE 80)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. Agenda Number: 933956572
--------------------------------------------------------------------------------------------------------------------------
Security: 459506101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: IFF
ISIN: US4595061015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARCELLO V. BOTTOLI Mgmt For For
1B. ELECTION OF DIRECTOR: DR. LINDA BUCK Mgmt For For
1C. ELECTION OF DIRECTOR: J. MICHAEL COOK Mgmt For For
1D. ELECTION OF DIRECTOR: ROGER W. FERGUSON, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ANDREAS FIBIG Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTINA GOLD Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXANDRA A. HERZAN Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY W. HOWELL, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: KATHERINE M. HUDSON Mgmt For For
1J. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1K. ELECTION OF DIRECTOR: DALE F. MORRISON Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS D. TOUGH Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN 2013.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda Number: 933917669
--------------------------------------------------------------------------------------------------------------------------
Security: 459902102
Meeting Type: Annual
Meeting Date: 10-Mar-2014
Ticker: IGT
ISIN: US4599021023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAGET L. ALVES Mgmt For For
1B. ELECTION OF DIRECTOR: ERIC F. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: JANICE D. CHAFFIN Mgmt For For
1D. ELECTION OF DIRECTOR: GREG CREED Mgmt For For
1E. ELECTION OF DIRECTOR: PATTI S. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MILLER Mgmt For For
1G. ELECTION OF DIRECTOR: VINCENT L. SADUSKY Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: TRACEY D. WEBER Mgmt For For
2. AN ADVISORY VOTE TO APPROVE INTERNATIONAL Mgmt For For
GAME TECHNOLOGY'S EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INTERNATIONAL
GAME TECHNOLOGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2014.
4. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda Number: 933972362
--------------------------------------------------------------------------------------------------------------------------
Security: 460146103
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: IP
ISIN: US4601461035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID J. BRONCZEK Mgmt For For
1B. ELECTION OF DIRECTOR: AHMET C. DORDUNCU Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: STACEY J. MOBLEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOAN E. SPERO Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. TURNER Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM G. WALTER Mgmt For For
1K. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
2 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3 RE-APPROVAL OF MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS FOR QUALIFIED
PERFORMANCE-BASED AWARDS UNDER THE
INTERNATIONAL PAPER COMPANY AMENDED AND
RESTATED 2009 INCENTIVE COMPENSATION PLAN
4 A NON-BINDING RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DISCUSSED UNDER THE
HEADING "COMPENSATION DISCUSSION &
ANALYSIS"
5 SHAREOWNER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 933906111
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt Against Against
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For
2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JULY 31, 2014.
3. APPROVAL OF AMENDED AND RESTATED 2005 Mgmt For For
EQUITY INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 933934994
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
AMAL M. JOHNSON Mgmt For For
ERIC H. HALVORSON Mgmt For For
ALAN J. LEVY, PH.D. Mgmt For For
CRAIG H. BARRATT, PH.D. Mgmt For For
FLOYD D. LOOP, M.D. Mgmt For For
GEORGE STALK JR. Mgmt For For
2. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. THE RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
INVESCO LTD Agenda Number: 933956584
--------------------------------------------------------------------------------------------------------------------------
Security: G491BT108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: IVZ
ISIN: BMG491BT1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AMENDMENT OF AMENDED AND RESTATED BYE-LAWS Mgmt For For
TO DECLASSIFY OUR BOARD OF DIRECTORS
2.1 ELECTION OF DIRECTOR: DENNIS KESSLER Mgmt For For
2.2 ELECTION OF DIRECTOR: G. RICHARD WAGONER, Mgmt For For
JR.
3. ADVISORY VOTE TO APPROVE 2013 EXECUTIVE Mgmt For For
COMPENSATION
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 933975534
--------------------------------------------------------------------------------------------------------------------------
Security: 462846106
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: IRM
ISIN: US4628461067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TED R. ANTENUCCI Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1C. ELECTION OF DIRECTOR: CLARKE H. BAILEY Mgmt For For
1D. ELECTION OF DIRECTOR: KENT P. DAUTEN Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL F. DENINGER Mgmt For For
1F. ELECTION OF DIRECTOR: PER-KRISTIAN Mgmt For For
HALVORSEN
1G. ELECTION OF DIRECTOR: MICHAEL W. LAMACH Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. MEANEY Mgmt For For
1I. ELECTION OF DIRECTOR: WALTER C. RAKOWICH Mgmt For For
1J. ELECTION OF DIRECTOR: VINCENT J. RYAN Mgmt For For
1K. ELECTION OF DIRECTOR: ALFRED J. VERRECCHIA Mgmt For For
2. THE APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
3. THE RATIFICATION OF THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS
IRON MOUNTAIN INCORPORATED'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
JABIL CIRCUIT, INC. Agenda Number: 933909826
--------------------------------------------------------------------------------------------------------------------------
Security: 466313103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JBL
ISIN: US4663131039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA F. BROOKS Mgmt For For
MEL S. LAVITT Mgmt For For
TIMOTHY L. MAIN Mgmt For For
MARK T. MONDELLO Mgmt For For
LAWRENCE J. MURPHY Mgmt For For
FRANK A. NEWMAN Mgmt For For
STEVEN A. RAYMUND Mgmt For For
THOMAS A. SANSONE Mgmt For For
DAVID M. STOUT Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS JABIL'S INDEPENDENT REGISTERED
CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING AUGUST 31, 2014.
3. TO APPROVE (ON AN ADVISORY BASIS) JABIL'S Mgmt For For
EXECUTIVE COMPENSATION.
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL MEETING,
INCLUDING ANY ADJOURNMENT THEREOF.
--------------------------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda Number: 933909080
--------------------------------------------------------------------------------------------------------------------------
Security: 469814107
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: JEC
ISIN: US4698141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JUAN JOSE SUAREZ Mgmt For For
COPPEL
1B ELECTION OF DIRECTOR: JOHN F. COYNE Mgmt For For
1C ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt Against Against
1D ELECTION OF DIRECTOR: CRAIG L. MARTIN Mgmt For For
1E ELECTION OF DIRECTOR: CHRISTOPHER M.T. Mgmt For For
THOMPSON
2 TO APPROVE THE AMENDMENT TO AND RESTATEMENT Mgmt For For
OF THE 1999 STOCK INCENTIVE PLAN.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
4 TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
5 TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION Agenda Number: 933882993
--------------------------------------------------------------------------------------------------------------------------
Security: 46612J507
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: JDSU
ISIN: US46612J5074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KEITH BARNES Mgmt For For
1.2 ELECTION OF DIRECTOR: MARTIN A. KAPLAN Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR JDS
UNIPHASE CORPORATION FOR THE FISCAL YEAR
ENDING JUNE 28, 2014.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 933907000
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: JCI
ISIN: US4783661071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NATALIE A. BLACK Mgmt For For
RAYMOND L. CONNER Mgmt For For
WILLIAM H. LACY Mgmt For For
ALEX A. MOLINAROLI Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR 2014.
3. APPROVE ON AN ADVISORY BASIS NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda Number: 933918697
--------------------------------------------------------------------------------------------------------------------------
Security: 481165108
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: JOY
ISIN: US4811651086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD L. DOHENY II Mgmt For For
STEVEN L. GERARD Mgmt For For
JOHN T. GREMP Mgmt For For
JOHN NILS HANSON Mgmt For For
GALE E. KLAPPA Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
JAMES H. TATE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 933970697
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PRADEEP SINDHU Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT M. CALDERONI Mgmt For For
1.3 ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1.4 ELECTION OF DIRECTOR: J. MICHAEL LAWRIE Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHLOTTERBECK Mgmt For For
1.6 ELECTION OF DIRECTOR: SHAYGAN KHERADPIR Mgmt For For
1.7 ELECTION OF DIRECTOR: KEVIN DENUCCIO Mgmt For For
1.8 ELECTION OF DIRECTOR: GARY DAICHENDT Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP, AN Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, AS AUDITORS.
3. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
KANSAS CITY SOUTHERN Agenda Number: 933954085
--------------------------------------------------------------------------------------------------------------------------
Security: 485170302
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KSU
ISIN: US4851703029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HENRY R. DAVIS Mgmt For For
ROBERT J. DRUTEN Mgmt For For
RODNEY E. SLATER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY (NON-BINDING) VOTE APPROVING THE Mgmt For For
2013 COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
5. APPROVAL OF AN AMENDMENT TO THE KANSAS CITY Mgmt For For
SOUTHERN AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO GIVE STOCKHOLDERS THE
RIGHT TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 933934805
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN BRYANT Mgmt For For
STEPHANIE A. BURNS Mgmt For For
LA J. MONTGOMERY TABRON Mgmt For For
ROGELIO REBOLLEDO Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD Mgmt For For
OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
5. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REQUESTING A HUMAN RIGHTS
REPORT.
6. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO ADOPT SIMPLE MAJORITY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933965569
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
DEMOS PARNEROS Mgmt For For
BARBARA R. SNYDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING TO SEPARATE Shr Against For
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
ROLES.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 933931253
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN R. ALM Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1C. ELECTION OF DIRECTOR: ABELARDO E. BRU Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. DECHERD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1F. ELECTION OF DIRECTOR: FABIAN T. GARCIA Mgmt For For
1G. ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt Against Against
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1L. ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
2. RATIFICATION OF AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO Shr Against For
ACT BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 933963159
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: KIM
ISIN: US49446R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. COOPER Mgmt For For
P. COVIELLO Mgmt For For
R. DOOLEY Mgmt For For
J. GRILLS Mgmt For For
D. HENRY Mgmt For For
F.P. HUGHES Mgmt For For
F. LOURENSO Mgmt For For
C. NICHOLAS Mgmt For For
R. SALTZMAN Mgmt For For
2 THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY'S CHARTER TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS.
3 THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 933968793
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL J. MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
C. PARK SHAPER Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN M. STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS AND PIPELINE
MAINTENANCE.
5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR CORPORATION Agenda Number: 933880329
--------------------------------------------------------------------------------------------------------------------------
Security: 482480100
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: KLAC
ISIN: US4824801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
EDWARD W. BARNHOLT Mgmt For For
EMIKO HIGASHI Mgmt For For
STEPHEN P. KAUFMAN Mgmt For For
RICHARD P. WALLACE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JUNE 30,
2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 2004 EQUITY INCENTIVE PLAN
TO, AMONG OTHER THINGS, EXTEND THE PLAN'S
EXPIRATION DATE, INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE UNDER THE PLAN
BY 2,900,000 SHARES AND REAPPROVE THE
MATERIAL TERMS OF THE PLAN FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL REVENUE CODE
OF 1986 (SECTION 162(M)).
5 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
COMPANY'S PERFORMANCE BONUS PLAN FOR
PURPOSES OF SECTION 162(M).
--------------------------------------------------------------------------------------------------------------------------
KOHL'S CORPORATION Agenda Number: 933948195
--------------------------------------------------------------------------------------------------------------------------
Security: 500255104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: KSS
ISIN: US5002551043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN A. BURD Mgmt For For
1C. ELECTION OF DIRECTOR: DALE E. JONES Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN MANSELL Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK V. SICA Mgmt For For
1G. ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER Mgmt For For
1H. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1I. ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN E. WATSON Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE ON APPROVAL OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL: EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK.
5. SHAREHOLDER PROPOSAL: ANNUAL REPORT ON THE Shr Against For
COSTS, BENEFITS AND SCIENTIFIC SUPPORT FOR
SUSTAINABILITY INITIATIVES.
--------------------------------------------------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC. Agenda Number: 933938170
--------------------------------------------------------------------------------------------------------------------------
Security: 50076Q106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: KRFT
ISIN: US50076Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. KEVIN COX Mgmt For For
1B. ELECTION OF DIRECTOR: MYRA M. HART Mgmt For For
1C. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1D. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2014.
4. SHAREHOLDER PROPOSAL: CESSATION OF USE OF Shr Against For
CORPORATE FUNDS FOR POLITICAL PURPOSES.
5. SHAREHOLDER PROPOSAL: APPLICATION OF Shr Against For
CORPORATE VALUES IN POLITICAL
CONTRIBUTIONS.
6. SHAREHOLDER PROPOSAL: NON-RECYCLABLE BRAND Shr Against For
PACKAGING REPORT.
7. SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY Shr Against For
REPORT.
8. SHAREHOLDER PROPOSAL: PROPOSAL REGARDING Shr Against For
CATTLE DEHORNING.
9. SHAREHOLDER PROPOSAL: LAUDATORY RESOLUTION Mgmt For For
SUPPORTING KRAFT'S ANIMAL WELFARE ACTIONS.
--------------------------------------------------------------------------------------------------------------------------
L BRANDS, INC. Agenda Number: 933959679
--------------------------------------------------------------------------------------------------------------------------
Security: 501797104
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LB
ISIN: US5017971046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1.2 ELECTION OF DIRECTOR: JEFFREY H. MIRO Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1.4 ELECTION OF DIRECTOR: RAYMOND ZIMMERMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933945896
--------------------------------------------------------------------------------------------------------------------------
Security: 502424104
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LLL
ISIN: US5024241045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN E. DUNWOODY Mgmt For For
1B. ELECTION OF DIRECTOR: VINCENT PAGANO, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: H. HUGH SHELTON Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL T. STRIANESE Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVE, IN A NON-BINDING, ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO OUR NAMED
EXECUTIVE OFFICERS.
4. APPROVE A SHAREHOLDER PROPOSAL REGARDING Shr Against For
EQUITY RETENTION BY SENIOR EXECUTIVES, IF
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 933960494
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Mgmt For For
1C. ELECTION OF DIRECTOR: D. GARY GILLILAND, Mgmt For For
M.D., PH.D.
1D. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1E. ELECTION OF DIRECTOR: GARHENG KONG, M.D., Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: ROBERT E. Mgmt For For
MITTELSTAEDT, JR.
1G. ELECTION OF DIRECTOR: PETER M. NEUPERT Mgmt For For
1H. ELECTION OF DIRECTOR: ADAM H. SCHECHTER Mgmt For For
1I. ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, Mgmt For For
M.D.
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS LABORATORY
CORPORATION OF AMERICA HOLDINGS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 933880280
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 07-Nov-2013
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTIN B. ANSTICE Mgmt For For
ERIC K. BRANDT Mgmt For For
MICHAEL R. CANNON Mgmt For For
YOUSSEF A. EL-MANSY Mgmt For For
CHRISTINE A. HECKART Mgmt For For
GRANT M. INMAN Mgmt For For
CATHERINE P. LEGO Mgmt For For
STEPHEN G. NEWBERRY Mgmt For For
KRISHNA C. SARASWAT Mgmt For For
WILLIAM R. SPIVEY Mgmt For For
ABHIJIT Y. TALWALKAR Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVE OFFICERS OF LAM RESEARCH
("SAY ON PAY").
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda Number: 933847329
--------------------------------------------------------------------------------------------------------------------------
Security: 524901105
Meeting Type: Annual
Meeting Date: 23-Jul-2013
Ticker: LM
ISIN: US5249011058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DENNIS M. KASS Mgmt For For
JOHN V. MURPHY Mgmt For For
JOHN H. MYERS Mgmt For For
NELSON PELTZ Mgmt For For
W. ALLEN REED Mgmt For For
JOSEPH A. SULLIVAN Mgmt For For
2. AMENDMENT TO THE LEGG MASON, INC. Mgmt Against Against
NON-EMPLOYEE DIRECTOR EQUITY PLAN
3. AN ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING MARCH 31,
2014
--------------------------------------------------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED Agenda Number: 933947701
--------------------------------------------------------------------------------------------------------------------------
Security: 524660107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: LEG
ISIN: US5246601075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT E. BRUNNER Mgmt For For
1B. ELECTION OF DIRECTOR: RALPH W. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT G. CULP, III Mgmt For For
1D. ELECTION OF DIRECTOR: R. TED ENLOE, III Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD T. FISHER Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW C. FLANIGAN Mgmt For For
1G. ELECTION OF DIRECTOR: KARL G. GLASSMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. HAFFNER Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH W. MCCLANATHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JUDY C. ODOM Mgmt For For
1K. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
2. RATIFICATION OF THE AUDIT SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION AS DESCRIBED IN THE
COMPANY'S PROXY STATEMENT.
4. APPROVAL OF THE 2014 KEY OFFICERS INCENTIVE Mgmt For For
PLAN.
5. A SHAREHOLDER PROPOSAL REQUESTING ADDITION Shr For Against
OF SEXUAL ORIENTATION AND GENDER IDENTITY
TO THE WRITTEN NON-DISCRIMINATION POLICY.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 933925856
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
IRVING BOLOTIN Mgmt For For
STEVEN L. GERARD Mgmt For For
THERON I. "TIG" GILLIAM Mgmt For For
SHERRILL W. HUDSON Mgmt For For
R. KIRK LANDON Mgmt For For
SIDNEY LAPIDUS Mgmt For For
STUART A. MILLER Mgmt For For
TERI P. MCCLURE Mgmt For For
JEFFREY SONNENFELD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LENNAR'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF LENNAR'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION Agenda Number: 933852320
--------------------------------------------------------------------------------------------------------------------------
Security: 527288104
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: LUK
ISIN: US5272881047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT D. BEYER Mgmt For For
W. PATRICK CAMPBELL Mgmt For For
BRIAN P. FRIEDMAN Mgmt For For
RICHARD B. HANDLER Mgmt For For
ROBERT E. JOYAL Mgmt For For
JEFFREY C. KEIL Mgmt For For
MICHAEL T. O'KANE Mgmt For For
STUART H. REESE Mgmt For For
JOSEPH S. STEINBERG Mgmt For For
2. A NON-BINDING, ADVISORY VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR 2013.
4. APPROVAL OF THE 2003 INCENTIVE COMPENSATION Mgmt Against Against
PLAN AS AMENDED AND RESTATED.
5. APPROVAL OF THE 1999 DIRECTORS' STOCK Mgmt For For
COMPENSATION PLAN AS AMENDED AND RESTATED.
6. IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY BE PRESENTED TO THE MEETING
OR ANY ADJOURNMENT OF THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
LEUCADIA NATIONAL CORPORATION Agenda Number: 933955962
--------------------------------------------------------------------------------------------------------------------------
Security: 527288104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: LUK
ISIN: US5272881047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA L. ADAMANY Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO L. BORGES Mgmt For For
1D. ELECTION OF DIRECTOR: W. PATRICK CAMPBELL Mgmt For For
1E. ELECTION OF DIRECTOR: BRIAN P. FRIEDMAN Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD B. HANDLER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT E. JOYAL Mgmt Against Against
1H. ELECTION OF DIRECTOR: JEFFREY C. KEIL Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL T. O'KANE Mgmt Against Against
1J. ELECTION OF DIRECTOR: STUART H. REESE Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH S. STEINBERG Mgmt For For
2. APPROVE NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION ON AN ADVISORY BASIS.
3. RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2014.
--------------------------------------------------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION Agenda Number: 933860973
--------------------------------------------------------------------------------------------------------------------------
Security: 53217V109
Meeting Type: Special
Meeting Date: 21-Aug-2013
Ticker: LIFE
ISIN: US53217V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT Mgmt For For
THE AGREEMENT AND PLAN OF MERGER, DATED AS
OF APRIL 14, 2013 (THE "MERGER AGREEMENT"),
BY AND AMONG LIFE TECHNOLOGIES CORPORATION
(THE "COMPANY"), THERMO FISHER SCIENTIFIC
INC., AND POLPIS MERGER SUB CO.
02 TO CONSIDER AND VOTE ON A NON-BINDING, Mgmt Against Against
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH, OR FOLLOWING,
THE CONSUMMATION OF THE MERGER.
03 TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 933967727
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: LNC
ISIN: US5341871094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DENNIS R. GLASS Mgmt For For
1.2 ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL F. MEE Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. THE APPROVAL OF AN ADVISORY RESOLUTION ON Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS
4. THE APPROVAL OF THE LINCOLN NATIONAL Mgmt For For
CORPORATION 2014 INCENTIVE COMPENSATION
PLAN
--------------------------------------------------------------------------------------------------------------------------
LINEAR TECHNOLOGY CORPORATION Agenda Number: 933879744
--------------------------------------------------------------------------------------------------------------------------
Security: 535678106
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: LLTC
ISIN: US5356781063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT H. SWANSON, JR. Mgmt For For
LOTHAR MAIER Mgmt For For
ARTHUR C. AGNOS Mgmt For For
JOHN J. GORDON Mgmt For For
DAVID S. LEE Mgmt For For
RICHARD M. MOLEY Mgmt For For
THOMAS S. VOLPE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING JUNE 29, 2014.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 933939778
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For
1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For
1G. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For
1H. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For
MCCORKINDALE
1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For
1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR 2014
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
("SAY-ON-PAY")
4. MANAGEMENT PROPOSAL TO AMEND THE 2011 Mgmt For For
INCENTIVE PERFORMANCE AWARD PLAN TO
AUTHORIZE AND RESERVE 4,000,000 ADDITIONAL
SHARES
5. STOCKHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT
6. STOCKHOLDER PROPOSAL - ADOPT A POLICY Shr Against For
REQUIRING SENIOR EXECUTIVES TO RETAIN A
SIGNIFICANT PERCENTAGE OF EQUITY
COMPENSATION UNTIL RETIREMENT
7. STOCKHOLDER PROPOSAL - AMEND THE Shr Against For
CORPORATION'S CLAWBACK POLICY FOR EXECUTIVE
INCENTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LOEWS CORPORATION Agenda Number: 933951433
--------------------------------------------------------------------------------------------------------------------------
Security: 540424108
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: L
ISIN: US5404241086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LAWRENCE S. BACOW Mgmt For For
1B. ELECTION OF DIRECTOR: ANN E. BERMAN Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH L. BOWER Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES M. DIKER Mgmt For For
1E. ELECTION OF DIRECTOR: JACOB A. FRENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL J. FRIBOURG Mgmt For For
1G. ELECTION OF DIRECTOR: WALTER L. HARRIS Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP A. LASKAWY Mgmt For For
1I. ELECTION OF DIRECTOR: KEN MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ANDREW H. TISCH Mgmt Against Against
1K. ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN M. TISCH Mgmt For For
1M. ELECTION OF DIRECTOR: ANTHONY WELTERS Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LORILLARD, INC. Agenda Number: 933972641
--------------------------------------------------------------------------------------------------------------------------
Security: 544147101
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: LO
ISIN: US5441471019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: DIANNE NEAL BLIXT Mgmt For For
1.2 ELECTION OF DIRECTOR: ANDREW H. CARD, JR. Mgmt For For
1.3 ELECTION OF DIRECTOR: VIRGIS W. COLBERT Mgmt For For
1.4 ELECTION OF DIRECTOR: DAVID E.R. DANGOOR Mgmt For For
1.5 ELECTION OF DIRECTOR: MURRAY S. KESSLER Mgmt For For
1.6 ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD W. ROEDEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE 2008 INCENTIVE COMPENSATION Mgmt For For
PLAN AS AMENDED AND RESTATED.
4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES.
6. SHAREHOLDER PROPOSAL ON ADDITIONAL Shr Against For
DISCLOSURE OF THE HEALTH RISKS OF SMOKING.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 933978059
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
DAVID W. BERNAUER Mgmt For For
LEONARD L. BERRY Mgmt For For
ANGELA F. BRALY Mgmt For For
RICHARD W. DREILING Mgmt For For
DAWN E. HUDSON Mgmt For For
ROBERT L. JOHNSON Mgmt Withheld Against
MARSHALL O. LARSEN Mgmt For For
RICHARD K. LOCHRIDGE Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For
RESTATED 2006 LONG TERM INCENTIVE PLAN.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2014.
5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For
IMPACT OF SUSTAINABILITY POLICY.
--------------------------------------------------------------------------------------------------------------------------
LSI CORPORATION Agenda Number: 933939158
--------------------------------------------------------------------------------------------------------------------------
Security: 502161102
Meeting Type: Special
Meeting Date: 09-Apr-2014
Ticker: LSI
ISIN: US5021611026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF DECEMBER 15, 2013, AS IT MAY BE
AMENDED FROM TIME TO TIME, BY AND AMONG LSI
CORPORATION, AVAGO TECHNOLOGIES LIMITED,
AVAGO TECHNOLOGIES WIRELESS (U.S.A.)
MANUFACTURING INC. AND LEOPOLD MERGER SUB,
INC.
2. TO APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT THE AGREEMENT AND PLAN OF MERGER.
3. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, SPECIFIED COMPENSATION THAT MAY
BECOME PAYABLE TO THE NAMED EXECUTIVE
OFFICERS OF LSI CORPORATION IN CONNECTION
WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933954287
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT JAGJEET S. BINDRA, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1B. TO ELECT MILTON CARROLL, CLASS I DIRECTOR, Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2017
1C. TO ELECT CLAIRE S. FARLEY, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1D. TO ELECT RUDY VAN DER MEER, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1E. TO ELECT ISABELLA D. GOREN, CLASS II Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2015
1F. TO ELECT NANCE K. DICCIANI, CLASS III Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2016
2A. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: KARYN F. OVELMEN
2B. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: CRAIG B. GLIDDEN
2C. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: BHAVESH V. PATEL
2D. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: PATRICK D. QUARLES
2E. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: TIMOTHY D. ROBERTS
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2013 Mgmt For For
4. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2013 FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL HELD IN TREASURY
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 933931479
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT D. BAIRD Mgmt For For
C. ANGELA BONTEMPO Mgmt For For
ROBERT T. BRADY Mgmt For For
T.J. CUNNINGHAM III Mgmt For For
MARK J. CZARNECKI Mgmt For For
GARY N. GEISEL Mgmt For For
JOHN D. HAWKE, JR. Mgmt For For
PATRICK W.E. HODGSON Mgmt For For
RICHARD G. KING Mgmt For For
JORGE G. PEREIRA Mgmt For For
MELINDA R. RICH Mgmt For For
ROBERT E. SADLER, JR. Mgmt For For
HERBERT L. WASHINGTON Mgmt For For
ROBERT G. WILMERS Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
MACY'S INC. Agenda Number: 933983125
--------------------------------------------------------------------------------------------------------------------------
Security: 55616P104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: M
ISIN: US55616P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt For For
1B. ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY Mgmt For For
1C. ELECTION OF DIRECTOR: MEYER FELDBERG Mgmt For For
1D. ELECTION OF DIRECTOR: SARA LEVINSON Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL C. VARGA Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
1J. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. THE PROPOSED RATIFICATION OF THE Mgmt For For
APPOINTMENT OF KPMG LLP AS MACY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING JANUARY 31,
2015.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF MACY'S AMENDED AND RESTATED Mgmt For For
2009 OMNIBUS INCENTIVE COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 933933764
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: CHADWICK C. DEATON Mgmt For For
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: LEE M. TILLMAN Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For
VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER
COMPENSATION.
4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S LOBBYING
ACTIVITIES, POLICIES AND PROCEDURES.
5. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr Against For
REGARDING THE COMPANY'S METHANE EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr Against For
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda Number: 933968084
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: MAR
ISIN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Mgmt For For
1C. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERICK A. Mgmt For For
HENDERSON
1E. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1F. ELECTION OF DIRECTOR: DEBRA L. LEE Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY J. PEARCE Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1J. ELECTION OF DIRECTOR: W. MITT ROMNEY Mgmt For For
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF AS AMENDED TO THE COMPANY'S Mgmt For For
STOCK AND CASH INCENTIVE PLAN, AS AMENDED.
5. SHAREHOLDER RESOLUTION RECOMMENDING SIMPLE Shr For Against
MAJORITY VOTING STANDARD.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 933954629
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: OSCAR FANJUL Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL S. GLASER Mgmt For For
1C. ELECTION OF DIRECTOR: H. EDWARD HANWAY Mgmt For For
1D. ELECTION OF DIRECTOR: LORD LANG OF MONKTON Mgmt For For
1E. ELECTION OF DIRECTOR: ELAINE LA ROCHE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN A. MILLS Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE P. NOLOP Mgmt For For
1H. ELECTION OF DIRECTOR: MARC D. OKEN Mgmt For For
1I. ELECTION OF DIRECTOR: MORTON O. SCHAPIRO Mgmt For For
1J. ELECTION OF DIRECTOR: ADELE SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD M. YATES Mgmt For For
1L. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. ADVISORY (NONBINDING) VOTE TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 933958158
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEITH J. ALLMAN Mgmt For For
1B. ELECTION OF DIRECTOR: VERNE G. ISTOCK Mgmt For For
1C. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1D. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
O'HERLIHY
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SEC, INCLUDING THE
COMPENSATION DISCUSSION AND ANALYSIS, THE
COMPENSATION TABLES AND THE RELATED
MATERIALS DISCLOSED IN THE PROXY STATEMENT.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY FOR 2014.
4. TO APPROVE THE COMPANY'S 2014 LONG TERM Mgmt For For
STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 933987351
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt Against Against
1I. ELECTION OF DIRECTOR: MARC OLIVIE Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON P. TAI Mgmt Against Against
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 933955897
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. DOLAN Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR A. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: DR. FRANCES D. Mgmt For For
FERGUSSON
1D. ELECTION OF DIRECTOR: DOMINIC NG Mgmt For For
1E. ELECTION OF DIRECTOR: VASANT M. PRABHU Mgmt For For
1F. ELECTION OF DIRECTOR: DR. ANDREA L. RICH Mgmt For For
1G. ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
SINCLAIR
1I. ELECTION OF DIRECTOR: BRYAN G. STOCKTON Mgmt For For
1J. ELECTION OF DIRECTOR: DIRK VAN DE PUT Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY WHITE LOYD Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DESCRIBED IN THE
MATTEL, INC. PROXY STATEMENT.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MATTEL,
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933967854
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For
UNDER THE MCDONALD'S CORPORATION 2009 CASH
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014.
5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr Against For
SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MCGRAW HILL FINANCIAL, INC. Agenda Number: 933950239
--------------------------------------------------------------------------------------------------------------------------
Security: 580645109
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MHFI
ISIN: US5806451093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For
1F. ELECTION OF DIRECTOR: HILDA Mgmt For For
OCHOA-BRILLEMBOURG
1G. ELECTION OF DIRECTOR: DOUGLAS L. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For
1K. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For
2. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
EXECUTIVE COMPENSATION PROGRAM FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS
3. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
MCKESSON CORPORATION Agenda Number: 933853738
--------------------------------------------------------------------------------------------------------------------------
Security: 58155Q103
Meeting Type: Annual
Meeting Date: 31-Jul-2013
Ticker: MCK
ISIN: US58155Q1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For
1D. ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt Against Against
1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For
1F. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. LAWRENCE, Mgmt For For
M.D.
1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For
1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
4. APPROVAL OF 2013 STOCK PLAN. Mgmt For For
5. APPROVAL OF AMENDMENT TO 2000 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
6. APPROVAL OF AMENDMENTS TO BY-LAWS TO Mgmt For For
PROVIDE FOR A STOCKHOLDER RIGHT TO CALL
SPECIAL MEETINGS.
7. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr Against For
CONSENT OF STOCKHOLDERS.
8. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
POLITICAL CONTRIBUTIONS AND EXPENDITURES.
9. STOCKHOLDER PROPOSAL ON SIGNIFICANT Shr Against For
EXECUTIVE STOCK RETENTION UNTIL REACHING
NORMAL RETIREMENT AGE OR TERMINATING
EMPLOYMENT.
10. STOCKHOLDER PROPOSAL ON COMPENSATION Shr For Against
CLAWBACK POLICY.
--------------------------------------------------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY Agenda Number: 933953766
--------------------------------------------------------------------------------------------------------------------------
Security: 582839106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: MJN
ISIN: US5828391061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, Mgmt For For
M.D.
1B. ELECTION OF DIRECTOR: HOWARD B. BERNICK Mgmt For For
1C. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1D. ELECTION OF DIRECTOR: ANNA C. CATALANO Mgmt For For
1E. ELECTION OF DIRECTOR: CELESTE A. CLARK, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: JAMES M. CORNELIUS Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN W. GOLSBY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL GROBSTEIN Mgmt For For
1I. ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN Mgmt For For
1J. ELECTION OF DIRECTOR: PETER G. RATCLIFFE Mgmt For For
1K. ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., Mgmt For For
PH.D.
1L. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MEADWESTVACO CORPORATION Agenda Number: 933949553
--------------------------------------------------------------------------------------------------------------------------
Security: 583334107
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: MWV
ISIN: US5833341077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL E. CAMPBELL Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES G. KAISER Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1.4 ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: GRACIA C. MARTORE Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY H. POWERS Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE L. WARNER Mgmt For For
1.9 ELECTION OF DIRECTOR: ALAN D. WILSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda Number: 933856291
--------------------------------------------------------------------------------------------------------------------------
Security: 585055106
Meeting Type: Annual
Meeting Date: 22-Aug-2013
Ticker: MDT
ISIN: US5850551061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. ANDERSON Mgmt For For
SCOTT C. DONNELLY Mgmt For For
VICTOR J. DZAU, M.D. Mgmt For For
OMAR ISHRAK Mgmt For For
SHIRLEY ANN JACKSON PHD Mgmt Withheld Against
MICHAEL O. LEAVITT Mgmt For For
JAMES T. LENEHAN Mgmt For For
DENISE M. O'LEARY Mgmt For For
KENDALL J. POWELL Mgmt For For
ROBERT C. POZEN Mgmt For For
PREETHA REDDY Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE THE MEDTRONIC, INC. 2013 STOCK Mgmt For For
AWARD AND INCENTIVE PLAN.
5. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE THAT DIRECTORS
WILL BE ELECTED BY A MAJORITY VOTE IN
UNCONTESTED ELECTIONS.
6. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW CHANGES TO THE
SIZE OF THE BOARD OF DIRECTORS UPON THE
AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF
SHARES.
7. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW REMOVAL OF A
DIRECTOR UPON THE AFFIRMATIVE VOTE OF A
SIMPLE MAJORITY OF SHARES.
8. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ALLOW AMENDMENTS TO
SECTION 5.3 OF ARTICLE 5 UPON THE
AFFIRMATIVE VOTE OF A SIMPLE MAJORITY OF
SHARES.
9. TO AMEND AND RESTATE THE COMPANY'S ARTICLES Mgmt For For
OF INCORPORATION TO ELIMINATE THE "FAIR
PRICE PROVISION.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr Against For
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr For Against
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933951471
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 933856936
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 16-Aug-2013
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVE SANGHI Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
L.B. DAY Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
WADE F. MEYERCORD Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE
FISCAL YEAR ENDING MARCH 31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION OF
OUR NAMED EXECUTIVES.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 933907252
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt For For
1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN EAST Mgmt For For
1.6 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN AND INCREASE THE
SHARES RESERVED FOR ISSUANCE BY 45,000,000.
03 TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt For For
EQUITY INCENTIVE PLAN TO PROVIDE THAT
FUTURE STOCK OPTIONS AND STOCK APPRECIATION
RIGHTS GRANTED UNDER THE PLAN MAY HAVE A
MAXIMUM TERM OF 8 YEARS (INSTEAD OF 6
YEARS).
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING AUGUST 28, 2014.
05 TO APPROVE A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 933883185
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 19-Nov-2013
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For
2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For
5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For
7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt For For
CRITERIA UNDER THE EXECUTIVE OFFICER
INCENTIVE PLAN
11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2014
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 933954718
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. ILL Mgmt For For
MR. LORBERBAUM Mgmt For For
DR. SMITH BOGART Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT FOR THE 2014 ANNUAL MEETING
OF STOCKHOLDERS
--------------------------------------------------------------------------------------------------------------------------
MOLEX INCORPORATED Agenda Number: 933890445
--------------------------------------------------------------------------------------------------------------------------
Security: 608554101
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: MOLX
ISIN: US6085541018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF SEPTEMBER 9, 2013, AS
IT MAY BE AMENDED FROM TIME TO TIME (THE
"MERGER AGREEMENT"), BY AND AMONG MOLEX
INCORPORATED, KOCH INDUSTRIES, INC. AND
KOCH CONNECTORS, INC
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
NON-BINDING BASIS, THE COMPENSATION THAT
MAY BE PAID OR BECOME PAYABLE TO THE NAMED
EXECUTIVE OFFICERS OF MOLEX IN CONNECTION
WITH THE MERGER CONTEMPLATED BY THE MERGER
AGREEMENT (THE "MERGER")
3. APPROVE ADJOURNMENT OF ANNUAL MEETING, IF Mgmt For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF
THERE ARE INSUFFICIENT VOTES AT TIME OF
ANNUAL MEETING TO APPROVE THE PROPOSAL TO
ADOPT MERGER AGREEMENT
4. DIRECTOR
MICHAEL J. BIRCK Mgmt For For
ANIRUDH DHEBAR Mgmt For For
FREDERICK A. KREHBIEL Mgmt For For
MARTIN P. SLARK Mgmt For For
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITOR FOR
FISCAL 2014
6. PROPOSAL TO APPROVE THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE MOLEX
INCORPORATED ANNUAL INCENTIVE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BREWING CO. Agenda Number: 933993354
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROGER G. EATON Mgmt For For
CHARLES M. HERINGTON Mgmt For For
H. SANFORD RILEY Mgmt Withheld Against
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 933952360
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1B. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1G. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1H. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1K. ELECTION OF DIRECTOR: RATAN N. TATA Mgmt For For
1L. ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. Mgmt For For
VAN BOXMEER
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVE MONDELEZ INTERNATIONAL, INC. Mgmt For For
AMENDED AND RESTATED 2005 PERFORMANCE
INCENTIVE PLAN
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2014
5. SHAREHOLDER PROPOSAL: REPORT ON PACKAGING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 933994089
--------------------------------------------------------------------------------------------------------------------------
Security: 611740101
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: MNST
ISIN: US6117401017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
RODNEY C. SACKS Mgmt For For
HILTON H. SCHLOSBERG Mgmt For For
MARK J. HALL Mgmt For For
NORMAN C. EPSTEIN Mgmt For For
BENJAMIN M. POLK Mgmt For For
SYDNEY SELATI Mgmt For For
HAROLD C. TABER, JR. Mgmt For For
MARK S. VIDERGAUZ Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 PROPOSAL TO APPROVE, ON A NON-BINDING, Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
4 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
AMENDMENT OF OUR ORGANIZATIONAL DOCUMENTS
TO REQUIRE MAJORITY VOTING FOR THE ELECTION
OF DIRECTORS.
5 STOCKHOLDER PROPOSAL REGARDING BOARD Shr Against For
NOMINEE REQUIREMENTS.
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 933929448
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JORGE A. BERMUDEZ Mgmt For For
1B. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
1C. ELECTION OF DIRECTOR: LESLIE F. SEIDMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR 2014.
3. ADVISORY RESOLUTION APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 933952497
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For
1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For
1O. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY RESOLUTION)
4. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For
LOBBYING
--------------------------------------------------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC. Agenda Number: 933937647
--------------------------------------------------------------------------------------------------------------------------
Security: 620076307
Meeting Type: Annual
Meeting Date: 05-May-2014
Ticker: MSI
ISIN: US6200763075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY Q. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH C. DAHLBERG Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL V. HAYDEN Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE R. PRAMAGGIORE Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL C. SCOTT, III Mgmt For For
1H. ELECTION OF DIRECTOR: BRADLEY E. SINGER Mgmt For For
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. STOCKHOLDER PROPOSAL RE: HUMAN RIGHTS Shr Against For
POLICY.
5. STOCKHOLDER PROPOSAL RE: POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda Number: 933944767
--------------------------------------------------------------------------------------------------------------------------
Security: 626717102
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: MUR
ISIN: US6267171022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F.W. BLUE Mgmt For For
1B. ELECTION OF DIRECTOR: T.J. COLLINS Mgmt For For
1C. ELECTION OF DIRECTOR: S.A. COSSE Mgmt For For
1D. ELECTION OF DIRECTOR: C.P. DEMING Mgmt For For
1E. ELECTION OF DIRECTOR: R.W. JENKINS Mgmt For For
1F. ELECTION OF DIRECTOR: J.V. KELLEY Mgmt For For
1G. ELECTION OF DIRECTOR: W. MIROSH Mgmt For For
1H. ELECTION OF DIRECTOR: R.M. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: J.W. NOLAN Mgmt For For
1J. ELECTION OF DIRECTOR: N.E. SCHMALE Mgmt For For
1K. ELECTION OF DIRECTOR: C.G. THEUS Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
MYLAN INC. Agenda Number: 933937457
--------------------------------------------------------------------------------------------------------------------------
Security: 628530107
Meeting Type: Annual
Meeting Date: 11-Apr-2014
Ticker: MYL
ISIN: US6285301072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HEATHER BRESCH Mgmt For For
1B. ELECTION OF DIRECTOR: WENDY CAMERON Mgmt For For
1C. ELECTION OF DIRECTOR: HON. ROBERT J. Mgmt For For
CINDRICH
1D. ELECTION OF DIRECTOR: ROBERT J. COURY Mgmt For For
1E. ELECTION OF DIRECTOR: JOELLEN LYONS DILLON Mgmt For For
1F. ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. Mgmt Against Against
1G. ELECTION OF DIRECTOR: MELINA HIGGINS Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS J. LEECH, Mgmt For For
C.P.A.
1I. ELECTION OF DIRECTOR: RAJIV MALIK Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH C. MAROON, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: MARK W. PARRISH Mgmt For For
1L. ELECTION OF DIRECTOR: RODNEY L. PIATT, Mgmt For For
C.P.A.
1M. ELECTION OF DIRECTOR: RANDALL L. (PETE) Mgmt For For
VANDERVEEN, PH.D., R.PH
2. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF THE COMPANY
4. CONSIDER A SHAREHOLDER PROPOSAL TO ADOPT A Shr For Against
POLICY THAT THE CHAIRMAN OF THE BOARD OF
DIRECTORS BE AN INDEPENDENT DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
NABORS INDUSTRIES LTD. Agenda Number: 934011800
--------------------------------------------------------------------------------------------------------------------------
Security: G6359F103
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: NBR
ISIN: BMG6359F1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. CRANE Mgmt Withheld Against
JOHN P. KOTTS Mgmt For For
MICHAEL C. LINN Mgmt Withheld Against
JOHN V. LOMBARDI Mgmt Withheld Against
ANTHONY G. PETRELLO Mgmt Withheld Against
HOWARD WOLF Mgmt Withheld Against
JOHN YEARWOOD Mgmt Withheld Against
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR AND AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
3. NONBINDING PROPOSAL TO APPROVE THE Mgmt Against Against
EXTENSION OF OUR SHAREHOLDER RIGHTS PLAN.
4. NONBINDING PROPOSAL TO APPROVE THE Mgmt Against Against
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. NONBINDING SHAREHOLDER PROPOSAL TO REQUIRE Shr For Against
SHAREHOLDER APPROVAL OF SPECIFIC
PERFORMANCE METRICS IN EQUITY COMPENSATION
PLANS.
6. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
SHARE RETENTION REQUIREMENT FOR SENIOR
EXECUTIVES.
7. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
SUSTAINABILITY REPORTING.
8. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE VOTE STANDARD FOR DIRECTOR ELECTIONS.
9. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
PROXY ACCESS.
10. NONBINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE VOTE STANDARD ON ALL MATTERS EXCEPT
DIRECTOR ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC. Agenda Number: 933975318
--------------------------------------------------------------------------------------------------------------------------
Security: 637071101
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NOV
ISIN: US6370711011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MERRILL A. MILLER, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: CLAY C. WILLIAMS Mgmt For For
1C. ELECTION OF DIRECTOR: GREG L. ARMSTRONG Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Mgmt For For
1E. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1F. ELECTION OF DIRECTOR: BEN A. GUILL Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID D. HARRISON Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER L. JARVIS Mgmt For For
1I. ELECTION OF DIRECTOR: ERIC L. MATTSON Mgmt For For
1J. ELECTION OF DIRECTOR: JEFFERY A. SMISEK Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 933863450
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 13-Sep-2013
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. WARMENHOVEN Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS GEORGENS Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFRY R. ALLEN Mgmt For For
1E. ELECTION OF DIRECTOR: ALAN L. EARHART Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD HELD Mgmt For For
1G. ELECTION OF DIRECTOR: T. MICHAEL NEVENS Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE T. SHAHEEN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT T. WALL Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD P. WALLACE Mgmt For For
1K. ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt For For
1L. ELECTION OF DIRECTOR: KATHRYN M. HILL Mgmt For For
2. AMENDMENT & RESTATEMENT OF 1999 STOCK Mgmt For For
OPTION PLAN TO (I) INCREASE SHARE RESERVE
BY AN ADDITIONAL 10,000,000 SHARES OF
COMMON STOCK; (II) REMOVE CERTAIN
LIMITATIONS REGARDING NUMBER OF SHARES THAT
MAY BE GRANTED IN RESPECT OF CERTAIN EQUITY
AWARDS & INSTEAD IMPLEMENT A FUNGIBLE SHARE
PROVISION; (III) INCREASE NUMBER OF SHARES
& PERFORMANCE UNITS THAT MAY BE GRANTED
PURSUANT TO AWARDS UNDER CERTAIN EQUITY
COMPENSATION PROGRAMS; (IV) AMEND
PERFORMANCE CRITERIA THAT MAY BE USED AS A
BASIS FOR ESTABLISHING PERFORMANCE-BASED
COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE SHARE
RESERVE BY AN ADDITIONAL 5,000,000 SHARES
OF COMMON STOCK.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
5A. TO APPROVE AMENDMENTS TO ARTICLE VI OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
5B. TO APPROVE AMENDMENTS TO ARTICLE X OF THE Mgmt For For
COMPANY'S CERTIFICATE OF INCORPORATION TO
REMOVE SUPERMAJORITY VOTING STANDARDS.
6. TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING CERTAIN LIMITS ON ACCELERATION OF
EXECUTIVE PAY, IF PROPERLY PRESENTED AT THE
STOCKHOLDER MEETING.
7. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING APRIL
25, 2014.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 933995889
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
REED HASTINGS Mgmt For For
JAY C. HOAG Mgmt Withheld Against
A. GEORGE (SKIP) BATTLE Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE COMPANY'S PERFORMANCE BONUS Mgmt For For
PLAN.
5. CONSIDERATION OF A STOCKHOLDER PROPOSAL TO Shr For Against
REPEAL THE COMPANY'S CLASSIFIED BOARD, IF
PROPERLY PRESENTED AT THE MEETING.
6. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTE STANDARD IN
DIRECTOR ELECTIONS, IF PROPERLY PRESENTED
AT THE MEETING.
7. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr For Against
REGARDING RIGHT TO VOTE REGARDING POISON
PILLS, IF PROPERLY PRESENTED AT THE
MEETING.
8. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr Against For
REGARDING CONFIDENTIAL VOTING, IF PROPERLY
PRESENTED AT THE MEETING.
9. CONSIDERATION OF A STOCKHOLDER PROPOSAL Shr Against For
REGARDING AN INDEPENDENT BOARD CHAIR, IF
PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
NEWELL RUBBERMAID INC. Agenda Number: 933953817
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1B. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1D. ELECTION OF DIRECTOR: CYNTHIA A. MONTGOMERY Mgmt For For
1E. ELECTION OF DIRECTOR: JOSE IGNACIO Mgmt For For
PEREZ-LIZAUR
1F. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY Agenda Number: 933951926
--------------------------------------------------------------------------------------------------------------------------
Security: 651290108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: NFX
ISIN: US6512901082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEE K. BOOTHBY Mgmt For For
1B. ELECTION OF DIRECTOR: PAMELA J. GARDNER Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP Mgmt For For
III
1D. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1E. ELECTION OF DIRECTOR: HOWARD H. NEWMAN Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS G. RICKS Mgmt For For
1G. ELECTION OF DIRECTOR: JUANITA M. ROMANS Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN W. SCHANCK Mgmt For For
1I. ELECTION OF DIRECTOR: C.E. (CHUCK) SHULTZ Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD K. Mgmt For For
STONEBURNER
1K. ELECTION OF DIRECTOR: J. TERRY STRANGE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR FOR FISCAL 2014.
3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT MINING CORPORATION Agenda Number: 933935225
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B.R. BROOK Mgmt For For
1B. ELECTION OF DIRECTOR: J.K. BUCKNOR Mgmt For For
1C. ELECTION OF DIRECTOR: V.A. CALARCO Mgmt For For
1D. ELECTION OF DIRECTOR: J.A. CARRABBA Mgmt For For
1E. ELECTION OF DIRECTOR: N. DOYLE Mgmt For For
1F. ELECTION OF DIRECTOR: G.J. GOLDBERG Mgmt For For
1G. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1H. ELECTION OF DIRECTOR: J. NELSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.C. ROTH Mgmt For For
2. RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
FOR 2014.
3. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
SPENDING DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 933956611
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES L. CAMAREN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH B. DUNN Mgmt For For
1E. ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1F. ELECTION OF DIRECTOR: TONI JENNINGS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES L. ROBO Mgmt For For
1H. ELECTION OF DIRECTOR: RUDY E. SCHUPP Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN L. SKOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
1K. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
NEXTERA ENERGY'S COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
4. SHAREHOLDER PROPOSAL - ELIMINATE Shr For Against
SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES
OF INCORPORATION AND BYLAWS.
--------------------------------------------------------------------------------------------------------------------------
NIELSEN HOLDINGS N.V. Agenda Number: 933982692
--------------------------------------------------------------------------------------------------------------------------
Security: N63218106
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: NLSN
ISIN: NL0009538479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL Mgmt For For
ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2013 AND (B) AUTHORIZE THE PREPARATION OF
OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE
ANNUAL REPORT OF THE BOARD OF DIRECTORS
REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR
ENDING DECEMBER 31, 2014, IN THE ENGLISH
LANGUAGE.
2. TO DISCHARGE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FROM LIABILITY PURSUANT TO DUTCH
LAW IN RESPECT OF THE EXERCISE OF THEIR
DUTIES DURING THE YEAR ENDED DECEMBER 31,
2013.
3A. ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. Mgmt For For
3B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
3C. ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For
3D. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
3E. ELECTION OF DIRECTOR: ALEXANDER NAVAB Mgmt Against Against
3F. ELECTION OF DIRECTOR: ROBERT POZEN Mgmt For For
3G. ELECTION OF DIRECTOR: VIVEK RANADIVE Mgmt For For
3H. ELECTION OF DIRECTOR: GANESH RAO Mgmt Against Against
3I. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
5. TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
OUR AUDITOR WHO WILL AUDIT OUR DUTCH
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
ENDING DECEMBER 31, 2014.
6. TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE Mgmt Against Against
ANNUAL INCENTIVE PLAN.
7. TO APPROVE THE EXTENSION OF THE AUTHORITY Mgmt For For
OF THE BOARD OF DIRECTORS TO REPURCHASE UP
TO 10% OF OUR ISSUED SHARE CAPITAL
(INCLUDING DEPOSITARY RECEIPTS ISSUED FOR
OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE
OPEN MARKET, THROUGH PRIVATELY NEGOTIATED
TRANSACTIONS OR IN ONE OR MORE SELF TENDER
OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY
RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF
A SHARE AND NOT HIGHER THAN 110% OF THE
MOST RECENTLY AVAILABLE (AS OF THE TIME OF
REPURCHASE) PRICE OF A ... (DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL)
8. TO AMEND OUR ARTICLES OF ASSOCIATION TO Mgmt For For
CHANGE THE COMPANY NAME TO NIELSEN N.V.
9. TO APPROVE, IN A NON-BINDING, ADVISORY Mgmt Against Against
VOTE, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT PURSUANT TO THE RULES OF
THE SECURITIES AND EXCHANGE COMMISSION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 933862078
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO HOLD AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
NISOURCE INC. Agenda Number: 933961458
--------------------------------------------------------------------------------------------------------------------------
Security: 65473P105
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: NI
ISIN: US65473P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. ABDOO Mgmt For For
1B. ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS Mgmt For For
1C. ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS Mgmt Against Against
1D. ELECTION OF DIRECTOR: MICHAEL E. JESANIS Mgmt For For
1E. ELECTION OF DIRECTOR: MARTY R. KITTRELL Mgmt For For
1F. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: DEBORAH S. PARKER Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: TERESA A. TAYLOR Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD L. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS.
4. TO CONSIDER A STOCKHOLDER PROPOSAL Shr Against For
REGARDING REPORTS ON POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 933881864
--------------------------------------------------------------------------------------------------------------------------
Security: H5833N103
Meeting Type: Special
Meeting Date: 11-Oct-2013
Ticker: NE
ISIN: CH0033347318
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE MERGER AGREEMENT, A COPY OF Mgmt For For
WHICH IS ATTACHED TO THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS AS ANNEX A.
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION Agenda Number: 934022978
--------------------------------------------------------------------------------------------------------------------------
Security: G65431101
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: NE
ISIN: GB00BFG3KF26
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SCOTT D. JOSEY BE ELECTED AS A DIRECTOR OF Mgmt For For
THE COMPANY FOR A THREE-YEAR TERM THAT WILL
EXPIRE AT THE ANNUAL GENERAL MEETING IN
2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
2. JON A. MARSHALL BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY FOR A THREE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY
THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT
WILL EXPIRE AT THE ANNUAL GENERAL MEETING
IN 2015)
3. MARY P. RICCIARDELLO BE RE-ELECTED AS A Mgmt Against Against
DIRECTOR OF THE COMPANY FOR A THREE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2017 (OR IF RESOLUTION 11 IS
APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR
TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL
MEETING IN 2015)
4. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014
5. RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S UK STATUTORY AUDITOR
6. AUTHORIZATION OF AUDIT COMMITTEE TO Mgmt For For
DETERMINE UK STATUTORY AUDITORS'
COMPENSATION
7. AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION
8. AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
DIRECTORS' COMPENSATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2013
9. APPROVAL OF THE COMPANY'S DIRECTORS' Mgmt For For
COMPENSATION POLICY
10. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO PERMIT DIVIDENDS IN SPECIE
OF SHARES OF PARAGON OFFSHORE LIMITED
11. AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION TO DECLASSIFY THE BOARD OF
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NOBLE ENERGY, INC. Agenda Number: 933957803
--------------------------------------------------------------------------------------------------------------------------
Security: 655044105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: NBL
ISIN: US6550441058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY L. BERENSON Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD F. COX Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. EDELMAN Mgmt For For
1F. ELECTION OF DIRECTOR: ERIC P. GRUBMAN Mgmt For For
1G. ELECTION OF DIRECTOR: KIRBY L. HEDRICK Mgmt For For
1H. ELECTION OF DIRECTOR: SCOTT D. URBAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Mgmt For For
1J. ELECTION OF DIRECTOR: MOLLY K. WILLIAMSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITOR.
3. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
NORDSTROM, INC. Agenda Number: 933944185
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: JWN
ISIN: US6556641008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHYLLIS J. CAMPBELL Mgmt For For
1B. ELECTION OF DIRECTOR: MICHELLE M. EBANKS Mgmt For For
1C. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: ROBERT G. MILLER Mgmt For For
1E. ELECTION OF DIRECTOR: BLAKE W. NORDSTROM Mgmt For For
1F. ELECTION OF DIRECTOR: ERIK B. NORDSTROM Mgmt For For
1G. ELECTION OF DIRECTOR: PETER E. NORDSTROM Mgmt For For
1H. ELECTION OF DIRECTOR: PHILIP G. SATRE Mgmt For For
1I. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For
1J. ELECTION OF DIRECTOR: B. KEVIN TURNER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1L. ELECTION OF DIRECTOR: ALISON A. WINTER Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 933946127
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NSC
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: KAREN N. HORN Mgmt For For
1G. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1I. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES W. MOORMAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S
INDEPENDENT AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. APPROVAL OF EXECUTIVE COMPENSATION AS Mgmt For For
DISCLOSED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. STOCKHOLDER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
NORTHEAST UTILITIES Agenda Number: 933936695
--------------------------------------------------------------------------------------------------------------------------
Security: 664397106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: NU
ISIN: US6643971061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD H. BOOTH Mgmt For For
JOHN S. CLARKESON Mgmt For For
COTTON M. CLEVELAND Mgmt For For
SANFORD CLOUD, JR. Mgmt For For
JAMES S. DISTASIO Mgmt For For
FRANCIS A. DOYLE Mgmt For For
CHARLES K. GIFFORD Mgmt For For
PAUL A. LA CAMERA Mgmt For For
KENNETH R. LEIBLER Mgmt For For
THOMAS J. MAY Mgmt For For
WILLIAM C. VAN FAASEN Mgmt For For
FREDERICA M. WILLIAMS Mgmt For For
DENNIS R. WRAASE Mgmt For For
2. TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED,
THAT THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED
PURSUANT TO THE COMPENSATION DISCLOSURE
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION, INCLUDING THE COMPENSATION
DISCUSSION AND ANALYSIS, THE COMPENSATION
TABLES AND ANY RELATED MATERIAL DISCLOSED
IN THIS PROXY STATEMENT, IS HEREBY
APPROVED."
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda Number: 933929587
--------------------------------------------------------------------------------------------------------------------------
Security: 665859104
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: NTRS
ISIN: US6658591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LINDA WALKER BYNOE Mgmt For For
NICHOLAS D. CHABRAJA Mgmt For For
SUSAN CROWN Mgmt For For
DIPAK C. JAIN Mgmt For For
ROBERT W. LANE Mgmt For For
JOSE LUIS PRADO Mgmt For For
JOHN W. ROWE Mgmt For For
MARTIN P. SLARK Mgmt For For
DAVID H. B. SMITH, JR. Mgmt For For
CHARLES A. TRIBBETT III Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. APPROVAL, BY AN ADVISORY VOTE, OF THE 2013 Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL REGARDING ADDITIONAL Shr Against For
DISCLOSURE OF POLITICAL AND LOBBYING
CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 933948436
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1C. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1D. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt For For
1F. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1G. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1I. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: KEVIN W. SHARER Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2014.
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933950241
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE S. COBEN Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1.4 ELECTION OF DIRECTOR: TERRY G. DALLAS Mgmt For For
1.5 ELECTION OF DIRECTOR: PAUL W. HOBBY Mgmt For For
1.6 ELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
1.7 ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
1.8 ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
1.9 ELECTION OF DIRECTOR: WALTER R. YOUNG Mgmt For For
2. TO APPROVE NRG'S EXECUTIVE COMPENSATION Mgmt For For
(SAY ON PAY PROPOSAL).
3. TO ADOPT THE NRG ENERGY, INC. AMENDED & Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 933952815
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PETER C. BROWNING Mgmt For For
JOHN J. FERRIOLA Mgmt For For
HARVEY B. GANTT Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES, PHD Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
RAYMOND J. MILCHOVICH Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS NUCOR'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE NUCOR CORPORATION 2014 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN
5. STOCKHOLDER PROPOSAL REGARDING MAJORITY Shr For Against
VOTE
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933970217
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1D. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1E. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1I. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2012 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 933940834
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ORLY
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID O'REILLY Mgmt For For
1B. ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIE O'REILLY Mgmt For For
WOOTEN
1D. ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
2. TO AMEND THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION OF THE COMPANY'S SUBSIDIARY
O'REILLY AUTOMOTIVE STORES, INC.
3. ADVISORY VOTE ON APPROVAL OF COMPENSATION Mgmt For For
OF EXECUTIVES.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP, AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
5. SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For
1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For
1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For
1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For
1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For
FOR EDWARD P.DJEREJIAN, AN INDEPENDENT
DIRECTOR.
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION.
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For
CONSENT.
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For
THE BOARD AND THE CHIEF EXECUTIVE OFFICER.
6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For
LEVELS.
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For
HYDRAULIC FRACTURING OPERATIONS.
10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For
REPORT.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 933968046
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. WREN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE CRAWFORD Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN R. BATKIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARY C. CHOKSI Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT CHARLES CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: LEONARD S. COLEMAN, Mgmt Abstain Against
JR.
1G. ELECTION OF DIRECTOR: ERROL M. COOK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN S. DENISON Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. HENNING Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. PURCELL Mgmt For For
1L. ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1M. ELECTION OF DIRECTOR: GARY L. ROUBOS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE 2014 FISCAL YEAR.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 933966078
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1B. ELECTION OF DIRECTOR: JULIE H. EDWARDS Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM L. FORD Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN W. GIBSON Mgmt For For
1E. ELECTION OF DIRECTOR: BERT H. MACKIE Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN J. MALCOLM Mgmt For For
1G. ELECTION OF DIRECTOR: JIM W. MOGG Mgmt For For
1H. ELECTION OF DIRECTOR: PATTYE L. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: GARY D. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: TERRY K. SPENCER Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF ONEOK, INC.
3. AN ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING Shr Against For
PUBLICATION OF A REPORT ON METHANE
EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 933878300
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 31-Oct-2013
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JEFFREY S. BERG Mgmt For For
H. RAYMOND BINGHAM Mgmt Withheld Against
MICHAEL J. BOSKIN Mgmt For For
SAFRA A. CATZ Mgmt For For
BRUCE R. CHIZEN Mgmt Withheld Against
GEORGE H. CONRADES Mgmt Withheld Against
LAWRENCE J. ELLISON Mgmt For For
HECTOR GARCIA-MOLINA Mgmt For For
JEFFREY O. HENLEY Mgmt For For
MARK V. HURD Mgmt For For
NAOMI O. SELIGMAN Mgmt Withheld Against
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION. `
3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt For For
EQUITY INCENTIVE PLAN.
4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr Against For
A BOARD COMMITTEE ON HUMAN RIGHTS.
6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIRMAN.
7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr Against For
TABULATION.
8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr For Against
PERFORMANCE METRICS.
9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr For Against
PERFORMANCE METRICS.
--------------------------------------------------------------------------------------------------------------------------
OWENS-ILLINOIS, INC. Agenda Number: 933951659
--------------------------------------------------------------------------------------------------------------------------
Security: 690768403
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: OI
ISIN: US6907684038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAY L. GELDMACHER Mgmt For For
PETER S. HELLMAN Mgmt For For
ANASTASIA D. KELLY Mgmt For For
JOHN J. MCMACKIN, JR. Mgmt For For
HARI N. NAIR Mgmt For For
HUGH H. ROBERTS Mgmt For For
ALBERT P.L. STROUCKEN Mgmt For For
CAROL A. WILLIAMS Mgmt For For
DENNIS K. WILLIAMS Mgmt For For
THOMAS L. YOUNG Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, BY ADVISORY VOTE, THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE SECOND AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY'S 2005 INCENTIVE
AWARD PLAN, THAT, AMONG OTHER THINGS,
INCREASES THE NUMBER OF SHARES AVAILABLE
UNDER THE PLAN BY 6,000,000, EXTENDS THE
TERM OF THE PLAN UNTIL MARCH 2024 AND
CONTINUES TO ALLOW GRANTS UNDER THE PLAN TO
QUALIFY AS PERFORMANCE BASED FOR PURPOSES
OF SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 933936328
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN M. FLUKE, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: KIRK S. HACHIGIAN Mgmt For For
1.3 ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1.4 ELECTION OF DIRECTOR: MARK A. SCHULZ Mgmt For For
2. RESTRICTED STOCK AND DEFERRED COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
SUPERMAJORITY VOTE PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
PALL CORPORATION Agenda Number: 933890712
--------------------------------------------------------------------------------------------------------------------------
Security: 696429307
Meeting Type: Annual
Meeting Date: 11-Dec-2013
Ticker: PLL
ISIN: US6964293079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: AMY E. ALVING Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT B. COUTTS Mgmt For For
1C ELECTION OF DIRECTOR: MARK E. GOLDSTEIN Mgmt For For
1D ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1E ELECTION OF DIRECTOR: RONALD L. HOFFMAN Mgmt For For
1F ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY Mgmt For For
1G ELECTION OF DIRECTOR: DENNIS N. LONGSTREET Mgmt For For
1H ELECTION OF DIRECTOR: B. CRAIG OWENS Mgmt For For
1I ELECTION OF DIRECTOR: KATHARINE L. PLOURDE Mgmt For For
1J ELECTION OF DIRECTOR: EDWARD TRAVAGLIANTI Mgmt For For
1K ELECTION OF DIRECTOR: BRET W. WISE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
03 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION Agenda Number: 933881028
--------------------------------------------------------------------------------------------------------------------------
Security: 701094104
Meeting Type: Annual
Meeting Date: 23-Oct-2013
Ticker: PH
ISIN: US7010941042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT G. BOHN Mgmt For For
LINDA S. HARTY Mgmt For For
WILLIAM E. KASSLING Mgmt For For
ROBERT J. KOHLHEPP Mgmt For For
KEVIN A. LOBO Mgmt For For
KLAUS-PETER MULLER Mgmt Withheld Against
CANDY M. OBOURN Mgmt For For
JOSEPH M. SCAMINACE Mgmt For For
WOLFGANG R. SCHMITT Mgmt For For
AKE SVENSSON Mgmt For For
JAMES L. WAINSCOTT Mgmt For For
DONALD E. WASHKEWICZ Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. APPROVAL OF, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 933864452
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 09-Sep-2013
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. BUCK Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
APRIL 26, 2014.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 933875671
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 16-Oct-2013
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: B. THOMAS GOLISANO Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH G. DOODY Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP HORSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: GRANT M. INMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PAMELA A. JOSEPH Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN MUCCI Mgmt For For
1H. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 933949363
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BTU
ISIN: US7045491047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY H. BOYCE Mgmt For For
WILLIAM A. COLEY Mgmt For For
WILLIAM E. JAMES Mgmt For For
ROBERT B. KARN III Mgmt For For
HENRY E. LENTZ Mgmt For For
ROBERT A. MALONE Mgmt For For
WILLIAM C. RUSNACK Mgmt For For
MICHAEL W. SUTHERLIN Mgmt For For
JOHN F. TURNER Mgmt For For
SANDRA A. VAN TREASE Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
HEATHER A. WILSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971853
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q108
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PNR
ISIN: CH0193880173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYNIS A. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: JERRY W. BURRIS Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: T. MICHAEL GLENN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID H.Y. HO Mgmt For For
1F. ELECTION OF DIRECTOR: RANDALL J. HOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID A. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD L. MERRIMAN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM T. MONAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON Mgmt For For
2. TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS
3A. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: DAVID A. JONES
3B. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: GLYNIS A. BRYAN
3C. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: T. MICHAEL GLENN
3D. TO ELECT THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: WILLIAM T. MONAHAN
4. TO ELECT PROXY VOTING SERVICES GMBH AS THE Mgmt For For
INDEPENDENT PROXY
5. TO APPROVE THE 2013 ANNUAL REPORT OF Mgmt For For
PENTAIR LTD., THE STATUTORY FINANCIAL
STATEMENTS OF PENTAIR LTD. FOR THE YEAR
ENDED DECEMBER 31, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF
PENTAIR LTD. FOR THE YEAR ENDED DECEMBER
31, 2013
6. TO DISCHARGE THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS OF PENTAIR LTD. FROM
LIABILITY FOR THE YEAR ENDED DECEMBER 31,
2013
7A. TO RE-ELECT DELOITTE AG AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING
7B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
7C. TO ELECT PRICEWATERHOUSECOOPERS AG AS Mgmt For For
SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
8A. TO APPROVE THE APPROPRIATION OF RESULTS FOR Mgmt For For
THE YEAR ENDED DECEMBER 31, 2013 AS
PROPOSED BY THE BOARD OF DIRECTORS
8B. TO APPROVE THE CONVERSION AND APPROPRIATION Mgmt For For
OF RESERVES FROM CAPITAL CONTRIBUTIONS TO
DISTRIBUTE AN ORDINARY CASH DIVIDEND AS
PROPOSED BY THE BOARD OF DIRECTORS
9. TO APPROVE BY ADVISORY VOTE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT
10. TO APPROVE THE RENEWAL OF THE AUTHORIZED Mgmt For For
CAPITAL OF PENTAIR LTD.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR LTD. Agenda Number: 933971865
--------------------------------------------------------------------------------------------------------------------------
Security: H6169Q111
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE MERGER AGREEMENT BY AND Mgmt For For
BETWEEN PENTAIR LTD. AND PENTAIR PLC.
2. TO APPROVE THE VOTING CAP ELIMINATION Mgmt For For
PROPOSAL AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO APPROVE THE RESERVES PROPOSAL AS Mgmt For For
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC. Agenda Number: 933928105
--------------------------------------------------------------------------------------------------------------------------
Security: 712704105
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: PBCT
ISIN: US7127041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN P. BARNES Mgmt For For
COLLIN P. BARON Mgmt For For
KEVIN T. BOTTOMLEY Mgmt For For
JOHN K. DWIGHT Mgmt For For
JANET M. HANSEN Mgmt For For
RICHARD M. HOYT Mgmt For For
NANCY MCALLISTER Mgmt For For
MARK W. RICHARDS Mgmt For For
2. APPROVE THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION RELATING TO THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
3. APPROVE THE PEOPLE'S UNITED FINANCIAL, INC. Mgmt For For
2014 LONG-TERM INCENTIVE PLAN.
4. APPROVE AMENDMENTS TO THE PEOPLE'S UNITED Mgmt For For
FINANCIAL, INC. DIRECTORS' EQUITY
COMPENSATION PLAN.
5. RATIFY KPMG LLP AS OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. Agenda Number: 933947636
--------------------------------------------------------------------------------------------------------------------------
Security: 713291102
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: POM
ISIN: US7132911022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BARBAS Mgmt For For
1B. ELECTION OF DIRECTOR: JACK B. DUNN, IV Mgmt For For
1C. ELECTION OF DIRECTOR: H. RUSSELL FRISBY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt For For
1E. ELECTION OF DIRECTOR: PATRICK T. HARKER Mgmt For For
1F. ELECTION OF DIRECTOR: BARBARA J. KRUMSIEK Mgmt For For
1G. ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. OELRICH Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH M. RIGBY Mgmt For For
1J. ELECTION OF DIRECTOR: LESTER P. SILVERMAN Mgmt For For
2. A PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, PEPCO HOLDINGS, INC.'S EXECUTIVE
COMPENSATION.
3. A PROPOSAL TO RATIFY THE APPOINTMENT, BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS, OF PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF PEPCO HOLDINGS, INC. FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 933927709
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BARRETT Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT F. FRIEL Mgmt For For
1C. ELECTION OF DIRECTOR: NICHOLAS A. LOPARDO Mgmt For For
1D. ELECTION OF DIRECTOR: ALEXIS P. MICHAS Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES C. MULLEN Mgmt For For
1F. ELECTION OF DIRECTOR: VICKI L. SATO, PH.D. Mgmt For For
1G. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICK J. SULLIVAN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS PERKINELMER'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
OUR EXECUTIVE COMPENSATION
4. TO RE-APPROVE THE PERKINELMER, INC. 2009 Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
PERRIGO COMPANY Agenda Number: 933888729
--------------------------------------------------------------------------------------------------------------------------
Security: 714290103
Meeting Type: Special
Meeting Date: 18-Nov-2013
Ticker: PRGO
ISIN: US7142901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTING THE TRANSACTION AGREEMENT, DATED Mgmt For For
JULY 28, 2013, BETWEEN AND AMONG ELAN
CORPORATION, PLC ("ELAN"), PERRIGO COMPANY
("PERRIGO"), LEOPARD COMPANY, HABSONT
LIMITED AND PERRIGO COMPANY LIMITED (F/K/A
BLISFONT LIMITED) ("NEW PERRIGO") (THE
''TRANSACTION AGREEMENT") AND APPROVING THE
MERGER.
2. APPROVING THE CREATION OF DISTRIBUTABLE Mgmt For For
RESERVES, BY REDUCING SOME OR ALL OF THE
SHARE PREMIUM OF NEW PERRIGO RESULTING FROM
THE ISSUANCE OF NEW PERRIGO ORDINARY SHARES
PURSUANT TO THE SCHEME OF ARRANGEMENT BY
WHICH NEW PERRIGO WILL ACQUIRE ELAN.
3. CONSIDERING AND, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, VOTING UPON SPECIFIED COMPENSATORY
ARRANGEMENTS BETWEEN PERRIGO AND ITS NAMED
EXECUTIVE OFFICERS RELATING TO THE
TRANSACTION AGREEMENT.
4. RE-APPROVING THE PERFORMANCE GOALS INCLUDED Mgmt For For
IN THE PERRIGO COMPANY ANNUAL INCENTIVE
PLAN.
5. APPROVING THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE PERRIGO COMPANY 2008 LONG TERM
INCENTIVE PLAN.
6. APPROVING ANY MOTION TO ADJOURN THE PERRIGO Mgmt For For
SPECIAL MEETING, OR ANY ADJOURNMENTS
THEREOF, TO ANOTHER TIME OR PLACE IF
NECESSARY OR APPROPRIATE, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
PETSMART, INC. Agenda Number: 934010769
--------------------------------------------------------------------------------------------------------------------------
Security: 716768106
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: PETM
ISIN: US7167681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGEL CABRERA Mgmt For For
1B. ELECTION OF DIRECTOR: RITA V. FOLEY Mgmt For For
1C. ELECTION OF DIRECTOR: RAKESH GANGWAL Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID K. LENHARDT Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: BARBARA MUNDER Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH A. NICKELS Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS G. STEMBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR 2014 FISCAL
YEAR ENDING FEBRUARY 1, 2015.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 933933738
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1E. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE A. LORCH Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF PFIZER INC. 2014 STOCK PLAN Mgmt For For
5. SHAREHOLDER PROPOSAL REGARDING APPROVAL OF Shr Against For
POLITICAL CONTRIBUTIONS POLICY
6. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
7. SHAREHOLDER PROPOSAL REGARDING ACTION BY Shr Against For
WRITTEN CONSENT
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 933953805
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS CHEW Mgmt For For
1B. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: FRED J. FOWLER Mgmt For For
1D. ELECTION OF DIRECTOR: MARYELLEN C. Mgmt For For
HERRINGER
1E. ELECTION OF DIRECTOR: RICHARD C. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER H. KIMMEL Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD A. MESERVE Mgmt For For
1H. ELECTION OF DIRECTOR: FORREST E. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: ROSENDO G. PARRA Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA L. RAMBO Mgmt For For
1K. ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION
4. APPROVAL OF THE PG&E CORPORATION 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 933946444
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1E. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1F. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1G. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1I. ELECTION OF DIRECTOR: CARLOS SLIM HELU Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL 1 - LOBBYING Shr Against For
5. SHAREHOLDER PROPOSAL 2 - ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 933944010
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GLENN F. TILTON Mgmt For For
1C. ELECTION OF DIRECTOR: MARNA C. WHITTINGTON Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR
2014.
3. SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE Mgmt For For
ON THE APPROVAL OF EXECUTIVE COMPENSATION.
4. GREENHOUSE GAS REDUCTION GOALS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION Agenda Number: 933944060
--------------------------------------------------------------------------------------------------------------------------
Security: 723484101
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: PNW
ISIN: US7234841010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DONALD E. BRANDT Mgmt For For
SUSAN CLARK-JOHNSON Mgmt For For
DENIS A. CORTESE, M.D. Mgmt For For
RICHARD P. FOX Mgmt For For
MICHAEL L. GALLAGHER Mgmt For For
R.A. HERBERGER, JR, PHD Mgmt For For
DALE E. KLEIN, PH.D. Mgmt For For
HUMBERTO S. LOPEZ Mgmt For For
KATHRYN L. MUNRO Mgmt For For
BRUCE J. NORDSTROM Mgmt For For
DAVID P. WAGENER Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
2014 PROXY STATEMENT.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 933975990
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES E. RAMSEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
1.5 ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For
1.6 ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For
1.7 ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JIM A. WATSON Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4 REAPPROVAL OF THE SECTION 162(M) MATERIAL Mgmt For For
TERMS UNDER THE 2006 LONG-TERM INCENTIVE
PLAN
--------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INC. Agenda Number: 933944034
--------------------------------------------------------------------------------------------------------------------------
Security: 724479100
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: PBI
ISIN: US7244791007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: ANNE M. BUSQUET Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER FRADIN Mgmt For For
1D. ELECTION OF DIRECTOR: ANNE SUTHERLAND FUCHS Mgmt For For
1E. ELECTION OF DIRECTOR: S. DOUGLAS HUTCHESON Mgmt For For
1F. ELECTION OF DIRECTOR: MARC B. LAUTENBACH Mgmt For For
1G. ELECTION OF DIRECTOR: EDUARDO R. MENASCE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID L. SHEDLARZ Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. SNOW, JR. Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS
FOR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE PITNEY BOWES DIRECTORS' Mgmt For For
STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC. Agenda Number: 933952548
--------------------------------------------------------------------------------------------------------------------------
Security: 729251108
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: PCL
ISIN: US7292511083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: RICK R. HOLLEY Mgmt For For
1B ELECTION OF DIRECTOR: ROBIN JOSEPHS Mgmt For For
1C ELECTION OF DIRECTOR: SARA GROOTWASSINK Mgmt For For
LEWIS
1D ELECTION OF DIRECTOR: JOHN G. MCDONALD Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT B. MCLEOD Mgmt For For
1F ELECTION OF DIRECTOR: JOHN F. MORGAN SR. Mgmt For For
1G ELECTION OF DIRECTOR: MARC F. RACICOT Mgmt For For
1H ELECTION OF DIRECTOR: LAWRENCE A. SELZER Mgmt For For
1I ELECTION OF DIRECTOR: STEPHEN C. TOBIAS Mgmt For For
1J ELECTION OF DIRECTOR: MARTIN A. WHITE Mgmt For For
2 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
3 TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
PPG INDUSTRIES, INC. Agenda Number: 933927191
--------------------------------------------------------------------------------------------------------------------------
Security: 693506107
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: PPG
ISIN: US6935061076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEPHEN F. ANGEL Mgmt For For
HUGH GRANT Mgmt For For
MICHELE J. HOOPER Mgmt For For
2. PROPOSAL TO APPROVE THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS ON AN
ADVISORY BASIS.
3. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S ARTICLES OF INCORPORATION TO
REPLACE THE SUPERMAJORITY VOTING
REQUIREMENTS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
5. SHAREHOLDER PROPOSAL FOR AN INDEPENDENT Shr Against For
BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 933969682
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FREDERICK M. BERNTHAL Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN W. CONWAY Mgmt For For
1C. ELECTION OF DIRECTOR: PHILIP G. COX Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN G. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: LOUISE K. GOESER Mgmt For For
1F. ELECTION OF DIRECTOR: STUART E. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: STUART HEYDT Mgmt For For
1H. ELECTION OF DIRECTOR: RAJA RAJAMANNAR Mgmt For For
1I. ELECTION OF DIRECTOR: CRAIG A. ROGERSON Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SPENCE Mgmt For For
1K. ELECTION OF DIRECTOR: NATICA VON ALTHANN Mgmt For For
1L. ELECTION OF DIRECTOR: KEITH H. WILLIAMSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
4. SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL Shr Against For
SPENDING REPORT
5. SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER Shr For Against
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
PRAXAIR, INC. Agenda Number: 933933803
--------------------------------------------------------------------------------------------------------------------------
Security: 74005P104
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PX
ISIN: US74005P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For
1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt Against Against
1C. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For
1E. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For
1F. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For
1G. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For
1H. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For
1I. ELECTION OF DIRECTOR: DENISE L. RAMOS Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For
2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For
BASIS, THE COMPENSATION OF PRAXAIR'S NAMED
EXECUTIVE OFFICERS.
3. TO APPROVE THE AMENDED AND RESTATED 2009 Mgmt For For
PRAXAIR, INC. LONG TERM INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT AUDITOR.
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933850922
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
DANIEL J. MURPHY Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF 2001 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE NUMBER OF
AUTHORIZED SHARES.
5. APPROVAL OF AMENDMENT TO RESTATED ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN UNCONTESTED ELECTIONS OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 933972235
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1.2 ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1.3 ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: DENNIS H. FERRO Mgmt For For
2. APPROVAL OF 2014 DIRECTORS STOCK PLAN Mgmt For For
3. APPROVAL OF 2014 STOCK INCENTIVE PLAN Mgmt For For
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
5. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 933939653
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAMID R. MOGHADAM Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE L. FOTIADES Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTINE N. GARVEY Mgmt For For
1D. ELECTION OF DIRECTOR: LYDIA H. KENNARD Mgmt For For
1E. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt Against Against
1F. ELECTION OF DIRECTOR: IRVING F. LYONS III Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY L. SKELTON Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: CARL B. WEBB Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION FOR 2013
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 933961383
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1C. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1F. ELECTION OF DIRECTOR: CONSTANCE J. HORNER Mgmt For For
1G. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK OWNERSHIP.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 933933740
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1B. ELECTION OF DIRECTOR: WILLIAM V. HICKEY Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1C. ELECTION OF DIRECTOR: RALPH IZZO NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1D. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt Against Against
NOMINEE FOR TERM EXPIRING IN 2015
1E. ELECTION OF DIRECTOR: DAVID LILLEY NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1G. ELECTION OF DIRECTOR: HAK CHEOL SHIN Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
1H. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt Against Against
NOMINEE FOR TERM EXPIRING IN 2015
1I. ELECTION OF DIRECTOR: SUSAN TOMASKY NOMINEE Mgmt For For
FOR TERM EXPIRING IN 2015
1J. ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
NOMINEE FOR TERM EXPIRING IN 2015
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION
3A. APPROVAL OF AMENDMENTS TO CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENTS FOR CERTAIN BUSINESS
COMBINATIONS
3B. APPROVAL OF AMENDMENTS TO CERTIFICATE OF Mgmt For For
INCORPORATION & BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTING REQUIREMENTS TO REMOVE
A DIRECTOR WITHOUT CAUSE
3C. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION TO ELIMINATE SUPERMAJORITY
VOTING REQUIREMENT TO MAKE CERTAIN
AMENDMENTS TO BY-LAWS
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE
YEAR 2014
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 933941432
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF TRUSTEE: RONALD L. HAVNER, JR. Mgmt For For
1.2 ELECTION OF TRUSTEE: TAMARA HUGHES Mgmt For For
GUSTAVSON
1.3 ELECTION OF TRUSTEE: URI P. HARKHAM Mgmt For For
1.4 ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR. Mgmt For For
1.5 ELECTION OF TRUSTEE: AVEDICK B. POLADIAN Mgmt For For
1.6 ELECTION OF TRUSTEE: GARY E. PRUITT Mgmt For For
1.7 ELECTION OF TRUSTEE: RONALD P. SPOGLI Mgmt For For
1.8 ELECTION OF TRUSTEE: DANIEL C. STATON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. APPROVAL OF AMENDMENTS TO THE 2007 EQUITY Mgmt For For
AND PERFORMANCE-BASED INCENTIVE
COMPENSATION PLAN.
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 933950049
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
BRYCE BLAIR Mgmt For For
RICHARD J. DUGAS, JR. Mgmt For For
THOMAS J. FOLLIARD Mgmt For For
CHERYL W. GRISE Mgmt For For
ANDRE J. HAWAUX Mgmt For For
DEBRA J. KELLY-ENNIS Mgmt For For
PATRICK J. O'LEARY Mgmt For For
JAMES J. POSTL Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. A SHAREHOLDER PROPOSAL REQUESTING THE Shr For Against
ELECTION OF DIRECTORS BY A MAJORITY, RATHER
THAN PLURALITY, VOTE, IF PROPERLY PRESENTED
AT THE MEETING.
5. A SHAREHOLDER PROPOSAL REGARDING THE USE OF Shr Against For
PERFORMANCE-BASED OPTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 934026825
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JUAN R. FIGUEREO Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1F. ELECTION OF DIRECTOR: FRED GEHRING Mgmt For For
1G. ELECTION OF DIRECTOR: BRUCE MAGGIN Mgmt For For
1H. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1J. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1K. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF AUDITORS. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
QEP RESOURCES, INC. Agenda Number: 933954922
--------------------------------------------------------------------------------------------------------------------------
Security: 74733V100
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: QEP
ISIN: US74733V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT F. HEINEMANN Mgmt For For
ROBERT E. MCKEE Mgmt For For
DAVID A. TRICE Mgmt For For
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION
PROGRAM.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR
2014.
4. TO APPROVE A NON-BINDING SHAREHOLDER Mgmt For For
PROPOSAL REGARDING DECLASSIFICATION OF THE
BOARD.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 933916150
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For
1C. ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1G. ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For
1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1L. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For
RUBINSTEIN
1M. ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For
1N. ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 28, 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 933962791
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES R. BALL Mgmt For For
1B. ELECTION OF DIRECTOR: J. MICHAL CONAWAY Mgmt For For
1C. ELECTION OF DIRECTOR: VINCENT D. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD FRIED Mgmt For For
1E. ELECTION OF DIRECTOR: LOUIS C. GOLM Mgmt For For
1F. ELECTION OF DIRECTOR: WORTHING F. JACKMAN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES F. O'NEIL III Mgmt For For
1H. ELECTION OF DIRECTOR: BRUCE RANCK Mgmt For For
1I. ELECTION OF DIRECTOR: MARGARET B. SHANNON Mgmt For For
1J. ELECTION OF DIRECTOR: PAT WOOD, III Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
QUANTA'S EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933961167
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. MAIN Mgmt For For
1.2 ELECTION OF DIRECTOR: TIMOTHY M. RING Mgmt For For
1.3 ELECTION OF DIRECTOR: DANIEL C. STANZIONE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014
3. AMENDING CERTIFICATE OF INCORPORATION TO Mgmt For For
REMOVE SUPER MAJORITY VOTING REQUIREMENTS
4. AMENDING CERTIFICATE OF INCORPORATION TO Mgmt For For
PERMIT STOCKHOLDERS TO CAUSE THE COMPANY TO
CALL SPECIAL MEETINGS OF STOCKHOLDERS
5. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
RALPH LAUREN CORP Agenda Number: 933855756
--------------------------------------------------------------------------------------------------------------------------
Security: 751212101
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: RL
ISIN: US7512121010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK A. BENNACK, JR. Mgmt For For
JOEL L. FLEISHMAN Mgmt For For
HUBERT JOLY Mgmt For For
STEVEN P. MURPHY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 29, 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AND OUR COMPENSATION PHILOSOPHY,
POLICIES AND PRACTICES AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
4. APPROVAL OF OUR AMENDED AND RESTATED 2010 Mgmt For For
LONG-TERM STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION Agenda Number: 933965456
--------------------------------------------------------------------------------------------------------------------------
Security: 75281A109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: RRC
ISIN: US75281A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY V. DUB Mgmt For For
1B. ELECTION OF DIRECTOR: V. RICHARD EALES Mgmt For For
1C. ELECTION OF DIRECTOR: ALLEN FINKELSON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES M. FUNK Mgmt For For
1E. ELECTION OF DIRECTOR: JONATHAN S. LINKER Mgmt For For
1F. ELECTION OF DIRECTOR: MARY RALPH LOWE Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN S. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN H. PINKERTON Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY L. VENTURA Mgmt For For
2. A PROPOSAL TO APPROVE THE COMPENSATION Mgmt For For
PHILOSOPHY, POLICIES AND PROCEDURES
DESCRIBED IN THE COMPENSATION DISCUSSION
AND ANALYSIS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM AS OF AND FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
4. STOCKHOLDER PROPOSAL - A PROPOSAL Shr Against For
REQUESTING A REPORT REGARDING FUGITIVE
METHANE EMISSIONS.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON COMPANY Agenda Number: 934000984
--------------------------------------------------------------------------------------------------------------------------
Security: 755111507
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: RTN
ISIN: US7551115071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES E. CARTWRIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: VERNON E. CLARK Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN J. HADLEY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS A. KENNEDY Mgmt For For
1E. ELECTION OF DIRECTOR: GEORGE R. OLIVER Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL C. RUETTGERS Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. SKATES Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM R. SPIVEY Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA G. STUNTZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
2 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
4 APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
SHAREHOLDER ACTION BY WRITTEN CONSENT
5 SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
EXPENDITURES
6 SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
RED HAT, INC. Agenda Number: 933853790
--------------------------------------------------------------------------------------------------------------------------
Security: 756577102
Meeting Type: Annual
Meeting Date: 08-Aug-2013
Ticker: RHT
ISIN: US7565771026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. STEVE ALBRECHT Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY J. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: H. HUGH SHELTON Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY
28, 2014
3. TO APPROVE, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION
4. TO APPROVE AN AMENDMENT TO RED HAT'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PHASE OUT
RED HAT'S CLASSIFIED BOARD OF DIRECTORS
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
RED HAT'S BY-LAWS TO PHASE OUT RED HAT'S
CLASSIFIED BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 933998986
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALFRED G. GILMAN Mgmt For For
JOSEPH L. GOLDSTEIN Mgmt For For
ROBERT A. INGRAM Mgmt For For
CHRISTINE A. POON Mgmt For For
P. ROY VAGELOS Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE THE REGENERON Mgmt For For
PHARMACEUTICALS, INC. 2014 LONG-TERM
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 933934893
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE W. BRYAN Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLYN H. BYRD Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID J. COOPER, SR. Mgmt For For
1D. ELECTION OF DIRECTOR: DON DEFOSSET Mgmt For For
1E. ELECTION OF DIRECTOR: ERIC C. FAST Mgmt For For
1F. ELECTION OF DIRECTOR: O.B. GRAYSON HALL, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: JOHN D. JOHNS Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES D. MCCRARY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES R. MALONE Mgmt For For
1J. ELECTION OF DIRECTOR: RUTH ANN MARSHALL Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN W. MATLOCK Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN E. MAUPIN, JR. Mgmt For For
1M. ELECTION OF DIRECTOR: LEE J. STYSLINGER III Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. NONBINDING STOCKHOLDER APPROVAL OF Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 933944832
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES W. CROWNOVER Mgmt For For
1B. ELECTION OF DIRECTOR: TOMAGO COLLINS Mgmt For For
1C. ELECTION OF DIRECTOR: ANN E. DUNWOODY Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM J. FLYNN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL LARSON Mgmt Against Against
1F. ELECTION OF DIRECTOR: W. LEE NUTTER Mgmt For For
1G. ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ Mgmt For For
1H. ELECTION OF DIRECTOR: DONALD W. SLAGER Mgmt For For
1I. ELECTION OF DIRECTOR: ALLAN C. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN M. TRANI Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EXECUTIVE INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REGARDING PAYMENTS Shr For Against
UPON THE DEATH OF A SENIOR EXECUTIVE.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
REYNOLDS AMERICAN INC. Agenda Number: 933941759
--------------------------------------------------------------------------------------------------------------------------
Security: 761713106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: RAI
ISIN: US7617131062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: SUSAN M. Mgmt For For
CAMERON
1B. ELECTION OF CLASS I DIRECTOR: LUC JOBIN Mgmt For For
1C. ELECTION OF CLASS I DIRECTOR: NANA MENSAH Mgmt For For
1D. ELECTION OF CLASS I DIRECTOR: RONALD S. Mgmt For For
ROLFE
1E. ELECTION OF CLASS I DIRECTOR: JOHN J. Mgmt For For
ZILLMER
1F. ELECTION OF CLASS II DIRECTOR: SIR NICHOLAS Mgmt For For
SCHEELE
2. APPROVAL OF THE REYNOLDS AMERICAN INC. Mgmt For For
AMENDED AND RESTATED 2009 OMNIBUS INCENTIVE
COMPENSATION PLAN
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS
5. SHAREHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING POLICIES AND PRACTICES
6. SHAREHOLDER PROPOSAL ON ANIMAL TESTING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC. Agenda Number: 933992097
--------------------------------------------------------------------------------------------------------------------------
Security: 770323103
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: RHI
ISIN: US7703231032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW S. BERWICK, JR. Mgmt For For
HAROLD M. MESSMER, JR. Mgmt For For
BARBARA J. NOVOGRADAC Mgmt For For
ROBERT J. PACE Mgmt For For
FREDERICK A. RICHMAN Mgmt For For
M. KEITH WADDELL Mgmt For For
2. RATIFICATION OF APPOINTMENT OF AUDITOR. Mgmt For For
3. PROPOSAL REGARDING STOCK INCENTIVE PLAN. Mgmt For For
4. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 933910653
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 04-Feb-2014
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
STEVEN R. KALMANSON Mgmt Withheld Against
JAMES P. KEANE Mgmt Withheld Against
DONALD R. PARFET Mgmt Withheld Against
B. TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
C. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
D. SHAREHOLDER PROPOSAL REQUESTING MAJORITY Shr For
VOTING IN ELECTIONS OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL COLLINS, INC. Agenda Number: 933908850
--------------------------------------------------------------------------------------------------------------------------
Security: 774341101
Meeting Type: Annual
Meeting Date: 06-Feb-2014
Ticker: COL
ISIN: US7743411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C.A. DAVIS Mgmt For For
R.E. EBERHART Mgmt For For
D. LILLEY Mgmt For For
2. TO CONSIDER AND VOTE ON A NON-BINDING Mgmt For For
RESOLUTION TO APPROVE THE COMPENSATION OF
EXECUTIVE OFFICERS AND RELATED DISCLOSURES.
3. FOR THE SELECTION OF DELOITTE & TOUCHE LLP Mgmt For For
AS OUR AUDITORS FOR FISCAL YEAR 2014.
4. TO CONSIDER AND VOTE TO APPROVE AMENDMENTS Mgmt For For
TO OUR RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. Agenda Number: 933995459
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD F. WALLMAN Mgmt Withheld Against
CHRISTOPHER WRIGHT Mgmt For For
2. TO CONSIDER, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED ACCOUNTING FIRM OF
THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
ROSS STORES, INC. Agenda Number: 933971891
--------------------------------------------------------------------------------------------------------------------------
Security: 778296103
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: ROST
ISIN: US7782961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MICHAEL BALMUTH Mgmt For For
1B) ELECTION OF DIRECTOR: K. GUNNAR BJORKLUND Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: NORMAN A. FERBER Mgmt For For
1E) ELECTION OF DIRECTOR: SHARON D. GARRETT Mgmt For For
1F) ELECTION OF DIRECTOR: GEORGE P. ORBAN Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE S. PEIROS Mgmt For For
1H) ELECTION OF DIRECTOR: GREGORY L. QUESNEL Mgmt For For
2. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
ROWAN COMPANIES PLC Agenda Number: 933935314
--------------------------------------------------------------------------------------------------------------------------
Security: G7665A101
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: RDC
ISIN: GB00B6SLMV12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AN ORDINARY RESOLUTION TO ELECT THOMAS P. Mgmt For For
BURKE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
2. AN ORDINARY RESOLUTION TO ELECT WILLIAM T. Mgmt For For
FOX III AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
3. AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM Mgmt For For
HEARNE AS A CLASS I DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
4. AN ORDINARY RESOLUTION TO ELECT LORD Mgmt For For
MOYNIHAN AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
5. AN ORDINARY RESOLUTION TO ELECT JOHN J. Mgmt For For
QUICKE AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
6. AN ORDINARY RESOLUTION TO ELECT W. MATT Mgmt For For
RALLS AS A CLASS II DIRECTOR FOR A TERM TO
EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
7. AN ORDINARY RESOLUTION TO ELECT TORE I. Mgmt For For
SANDVOLD AS A CLASS II DIRECTOR FOR A TERM
TO EXPIRE AT THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS TO BE HELD IN 2015.
8. AN ORDINARY RESOLUTION TO RATIFY THE AUDIT Mgmt For For
COMMITTEE'S APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR U.S. INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
9. AN ORDINARY RESOLUTION TO RE-APPOINT Mgmt For For
DELOITTE LLP AS OUR U.K. STATUTORY AUDITOR
UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY).
10. AN ORDINARY RESOLUTION TO AUTHORIZE THE Mgmt For For
AUDIT COMMITTEE TO DETERMINE OUR U.K.
STATUTORY AUDITORS' REMUNERATION.
11. AN ORDINARY RESOLUTION OF A BINDING VOTE TO Mgmt For For
APPROVE ROWAN COMPANIES PLC'S DIRECTORS'
REMUNERATION POLICY (IN ACCORDANCE WITH
REQUIREMENTS APPLICABLE TO U.K. COMPANIES).
12. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S U.K. STATUTORY IMPLEMENTATION REPORT
FOR THE YEAR ENDED DECEMBER 31, 2013 (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
U.K. COMPANIES).
13. AN ORDINARY RESOLUTION OF A NON-BINDING Mgmt For For
ADVISORY VOTE TO APPROVE ROWAN COMPANIES
PLC'S NAMED EXECUTIVE OFFICER COMPENSATION
AS REPORTED IN THIS PROXY STATEMENT (IN
ACCORDANCE WITH REQUIREMENTS APPLICABLE TO
COMPANIES SUBJECT TO SEC REPORTING
REQUIREMENTS UNDER THE SECURITIES AND
EXCHANGE ACT OF 1934, AS AMENDED).
--------------------------------------------------------------------------------------------------------------------------
RYDER SYSTEM, INC. Agenda Number: 933940187
--------------------------------------------------------------------------------------------------------------------------
Security: 783549108
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: R
ISIN: US7835491082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L. PATRICK HASSEY Mgmt For For
1B. ELECTION OF DIRECTOR: MICHAEL F. HILTON Mgmt For For
1C. ELECTION OF DIRECTOR: HANSEL E. TOOKES, II Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AMENDMENTS TO THE ARTICLES OF Mgmt For For
INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTE PROVISIONS REGARDING
REMOVAL OF DIRECTORS.
5. APPROVAL OF AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION AND BY-LAWS TO ELIMINATE
SUPERMAJORITY VOTE PROVISIONS REGARDING
AMENDMENT OF THE BY-LAWS.
6. APPROVAL OF AMENDMENT TO ARTICLES TO Mgmt For For
ELIMINATE SUPERMAJORITY APPROVAL FOR
CERTAIN PROVISIONS OF ARTICLES.
7. APPROVAL OF AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO ELIMINATE THE PROVISIONS
REGARDING BUSINESS COMBINATIONS WITH
INTERESTED SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934018145
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1.2 ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1.4 ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1.5 ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2015.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SANDISK CORPORATION Agenda Number: 934011848
--------------------------------------------------------------------------------------------------------------------------
Security: 80004C101
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: SNDK
ISIN: US80004C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1B. ELECTION OF DIRECTOR: IRWIN FEDERMAN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN J. GOMO Mgmt For For
1D. ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DR. CHENMING HU Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE P. LEGO Mgmt For For
1G. ELECTION OF DIRECTOR: SANJAY MEHROTRA Mgmt For For
1H. ELECTION OF DIRECTOR: D. SCOTT MERCER Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE SANDISK Mgmt For For
CORPORATION 2005 EMPLOYEE STOCK PURCHASE
PLANS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 28, 2014.
4. TO PASS AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SCANA CORPORATION Agenda Number: 933951419
--------------------------------------------------------------------------------------------------------------------------
Security: 80589M102
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SCG
ISIN: US80589M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F.A.V. CECIL Mgmt For For
D. MAYBANK HAGOOD Mgmt For For
ALFREDO TRUJILLO Mgmt For For
2. APPROVAL OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. APPROVAL OF BOARD-PROPOSED AMENDMENTS TO Mgmt For For
ARTICLE 8 OF OUR ARTICLES OF INCORPORATION
TO DECLASSIFY THE BOARD OF DIRECTORS AND
PROVIDE FOR THE ANNUAL ELECTION OF ALL
DIRECTORS
4. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 933927040
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 09-Apr-2014
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: TONY ISAAC Mgmt For For
1C. ELECTION OF DIRECTOR: K. VAMAN KAMATH Mgmt For For
1D. ELECTION OF DIRECTOR: MAUREEN KEMPSTON Mgmt Against Against
DARKES
1E. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1F. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1I. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1J. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1K. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL Mgmt For For
STATEMENTS AND DECLARATIONS OF DIVIDENDS.
4. TO APPROVE THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC. Agenda Number: 933951572
--------------------------------------------------------------------------------------------------------------------------
Security: 811065101
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: SNI
ISIN: US8110651010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JARL MOHN Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt For For
JEFFREY SAGANSKY Mgmt For For
RONALD W. TYSOE Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 933877803
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 30-Oct-2013
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK J. BIONDI, JR. Mgmt Against Against
1C. ELECTION OF DIRECTOR: MICHAEL R. CANNON Mgmt For For
1D. ELECTION OF DIRECTOR: MEI-WEI CHENG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM T. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: JAY L. GELDMACHER Mgmt For For
1G. ELECTION OF DIRECTOR: DR. SEH-WOONG JEONG Mgmt For For
1H. ELECTION OF DIRECTOR: LYDIA M. MARSHALL Mgmt For For
1I. ELECTION OF DIRECTOR: KRISTEN M. ONKEN Mgmt For For
1J. ELECTION OF DIRECTOR: DR. CHONG SUP PARK Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORIO REYES Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD J. ZANDER Mgmt For For
2. TO APPROVE THE SEAGATE TECHNOLOGY PLC Mgmt For For
AMENDED AND RESTATED EXECUTIVE OFFICER
PERFORMANCE BONUS PLAN.
3. TO DETERMINE THE PRICE RANGE AT WHICH THE Mgmt For For
COMPANY CAN RE-ISSUE TREASURY SHARES
OFF-MARKET.
4. TO AUTHORIZE HOLDING THE 2014 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
5. TO APPROVE, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
6A. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: REMOVE
RESTRICTIONS ON HOLDING GENERAL MEETINGS
OUTSIDE OF THE U.S.
6B. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: CLARIFY THE RIGHT
OF MEMBERS TO APPOINT ONE OR MORE PROXIES.
6C. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: PROVIDE FOR
ESCHEATMENT IN ACCORDANCE WITH U.S. LAW.
6D. TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION: CLARIFY THE
MECHANISM USED BY THE COMPANY TO EFFECT
SHARE REPURCHASES.
7. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG AS THE
INDEPENDENT AUDITORS OF THE COMPANY FOR THE
2014 FISCAL YEAR AND TO AUTHORIZE, IN A
BINDING VOTE, THE AUDIT COMMITTEE OF THE
BOARD TO SET THE AUDITORS' REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 933965886
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF HANK BROWN AS A DIRECTOR. Mgmt For For
2 ELECTION OF MICHAEL CHU AS A DIRECTOR. Mgmt For For
3 ELECTION OF LAWRENCE R. CODEY AS A Mgmt For For
DIRECTOR.
4 ELECTION OF PATRICK DUFF AS A DIRECTOR. Mgmt For For
5 ELECTION OF JACQUELINE B. KOSECOFF AS A Mgmt For For
DIRECTOR.
6 ELECTION OF KENNETH P. MANNING AS A Mgmt For For
DIRECTOR.
7 ELECTION OF WILLIAM J. MARINO AS A Mgmt For For
DIRECTOR.
8 ELECTION OF JEROME A. PERIBERE AS A Mgmt For For
DIRECTOR.
9 ELECTION OF RICHARD L. WAMBOLD AS A Mgmt For For
DIRECTOR.
10 ELECTION OF JERRY R. WHITAKER AS A Mgmt For For
DIRECTOR.
11 APPROVAL OF THE 2014 OMNIBUS INCENTIVE Mgmt For For
PLAN.
12 ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
13 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 933945923
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: SRE
ISIN: US8168511090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: KATHLEEN L. BROWN Mgmt For For
1D. ELECTION OF DIRECTOR: PABLO A. FERRERO Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt For For
1G. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt For For
1J. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1K. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION Agenda Number: 933937128
--------------------------------------------------------------------------------------------------------------------------
Security: 826552101
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: SIAL
ISIN: US8265521018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REBECCA M. BERGMAN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE M. CHURCH Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL L. MARBERRY Mgmt For For
1D. ELECTION OF DIRECTOR: W. LEE MCCOLLUM Mgmt For For
1E. ELECTION OF DIRECTOR: AVI M. NASH Mgmt For For
1F. ELECTION OF DIRECTOR: STEVEN M. PAUL Mgmt For For
1G. ELECTION OF DIRECTOR: J. PEDRO REINHARD Mgmt For For
1H. ELECTION OF DIRECTOR: RAKESH SACHDEV Mgmt For For
1I. ELECTION OF DIRECTOR: D. DEAN SPATZ Mgmt For For
1J. ELECTION OF DIRECTOR: BARRETT A. TOAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE TOTAL
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK, PAR VALUE $1.00 PER SHARE, TO
450,000,000
4. APPROVAL OF AN AMENDMENT TO THE CERTIFICATE Mgmt For For
OF INCORPORATION TO PROVIDE AUTHORITY TO
ISSUE PREFERRED STOCK
5. APPROVAL OF THE SIGMA-ALDRICH CORPORATION Mgmt For For
2014 LONG-TERM INCENTIVE PLAN
6. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 933983199
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt For For
1.4 ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt For For
1.5 ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt For For
1.6 ELECTION OF DIRECTOR: DANIEL C. SMITH, Mgmt For For
PH.D.
1.7 ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt For For
2. ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION AND APPROVAL OF THE AMENDED Mgmt For For
AND RESTATED 1998 STOCK INCENTIVE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 934011797
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: SLM
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL G. CHILD Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH A. DEPAULO Mgmt For For
1C. ELECTION OF DIRECTOR: CARTER WARREN FRANKE Mgmt For For
1D. ELECTION OF DIRECTOR: EARL A. GOODE Mgmt For For
1E. ELECTION OF DIRECTOR: RONALD F. HUNT Mgmt For For
1F. ELECTION OF DIRECTOR: MARIANNE KELER Mgmt For For
1G. ELECTION OF DIRECTOR: JED H. PITCHER Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK C. PULEO Mgmt For For
1I. ELECTION OF DIRECTOR: RAYMOND J. QUINLAN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM N. SHIEBLER Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT S. STRONG Mgmt For For
2. ADVISORY APPROVAL OF SLM CORPORATION'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS SLM CORPORATION'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
4. APPROVAL OF AN AMENDMENT TO THE LIMITED Mgmt For For
LIABILITY COMPANY AGREEMENT OF NAVIENT, LLC
TO ELIMINATE THE PROVISION REQUIRING SLM
CORPORATION STOCKHOLDERS TO APPROVE CERTAIN
ACTIONS.
5. APPROVAL OF AN AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION OF SLM
CORPORATION, AS AMENDED, TO ELIMINATE
CUMULATIVE VOTING.
6. STOCKHOLDER PROPOSAL REGARDING PROXY Shr Against
ACCESS.
7. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For
OF LOBBYING EXPENDITURES AND CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 933937508
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROXANNE J. DECYK Mgmt For For
1.2 ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK Mgmt For For
1.3 ELECTION OF DIRECTOR: GREGG M. SHERRILL Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN "COMPENSATION
DISCUSSION AND ANALYSIS" AND "EXECUTIVE
COMPENSATION INFORMATION" IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 933967967
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt Against Against
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON Mgmt For For
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 933966395
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.2 ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1.3 ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1.4 ELECTION OF DIRECTOR: VELLO A. KUUSKRAA Mgmt For For
1.5 ELECTION OF DIRECTOR: KENNETH R. MOURTON Mgmt For For
1.6 ELECTION OF DIRECTOR: STEVEN L. MUELLER Mgmt For For
1.7 ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1.8 ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
2. PROPOSAL TO RATIFY INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL Shr For Against
MEETINGS.
5. PROPOSAL FROM STOCKHOLDER REGARDING METHANE Shr Against For
EMISSIONS REPORT.
--------------------------------------------------------------------------------------------------------------------------
SPECTRA ENERGY CORP Agenda Number: 933927634
--------------------------------------------------------------------------------------------------------------------------
Security: 847560109
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SE
ISIN: US8475601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY L. EBEL Mgmt For For
1B. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH ALVARADO Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1E. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: F. ANTHONY COMPER Mgmt For For
1G. ELECTION OF DIRECTOR: PETER B. HAMILTON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL MCSHANE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt Against Against
1J. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS SPECTRA ENERGY CORP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL CONCERNING METHANE Shr Against For
EMISSIONS TARGET.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933934487
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Mgmt For For
1B. ELECTION OF DIRECTOR: STEFAN K. WIDENSOHLER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY L. YARNO Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN.
4. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY OUR
BOARD OF DIRECTORS.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC Agenda Number: 933939033
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE W. BUCKLEY Mgmt For For
PATRICK D. CAMPBELL Mgmt For For
CARLOS M. CARDOSO Mgmt For For
ROBERT B. COUTTS Mgmt For For
DEBRA A. CREW Mgmt For For
B.H. GRISWOLD, IV Mgmt For For
JOHN F. LUNDGREN Mgmt For For
ANTHONY LUISO Mgmt For For
MARIANNE M. PARRS Mgmt For For
ROBERT L. RYAN Mgmt For For
2. APPROVE THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE COMPANY'S 2014 FISCAL YEAR.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933993669
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1C. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1D. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1E. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1I. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For
1J. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. Mgmt For For
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against
COMPANY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN.
6. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr Against For
COMPANY TO PRODUCE A HUMAN RIGHTS REPORT.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 933917619
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1D. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1E. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: OLDEN LEE Mgmt For For
1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1J. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1K. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2014.
4. PROHIBIT POLITICAL SPENDING. Shr Against For
5. INDEPENDENT BOARD CHAIRMAN. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE,INC. Agenda Number: 933941622
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: HOT
ISIN: US85590A4013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRITS VAN PAASSCHEN Mgmt For For
1B. ELECTION OF DIRECTOR: BRUCE W. DUNCAN Mgmt For For
1C. ELECTION OF DIRECTOR: ADAM M. ARON Mgmt For For
1D. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS E. CLARKE Mgmt For For
1F. ELECTION OF DIRECTOR: CLAYTON C. DALEY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: LIZANNE GALBREATH Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC HIPPEAU Mgmt For For
1I. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN R. QUAZZO Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
STATE STREET CORPORATION Agenda Number: 933965468
--------------------------------------------------------------------------------------------------------------------------
Security: 857477103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: STT
ISIN: US8574771031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J. ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: K. BURNES Mgmt For For
1C. ELECTION OF DIRECTOR: P. COYM Mgmt For For
1D. ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For
1E. ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For
1F. ELECTION OF DIRECTOR: L. HILL Mgmt For For
1G. ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For
1I. ELECTION OF DIRECTOR: R. SERGEL Mgmt For For
1J. ELECTION OF DIRECTOR: R. SKATES Mgmt For For
1K. ELECTION OF DIRECTOR: G. SUMME Mgmt For For
1L. ELECTION OF DIRECTOR: T. WILSON Mgmt For For
2. TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For
EXECUTIVE COMPENSATION
3. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS STATE STREET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2014
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 933969719
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt For For
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1F. ELECTION OF DIRECTOR: ROD F. DAMMEYER Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM K. HALL Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt For For
1I. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVAL OF THE COMPANY'S 2014 INCENTIVE Mgmt For For
STOCK PLAN
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. ADVISORY RESOLUTION APPROVING THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S
EXECUTIVE OFFICERS
5. ADVISORY RESOLUTION ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION
(CHOOSE ONE FREQUENCY)
6. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO GIVE
STOCKHOLDERS THE RIGHT TO CALL A SPECIAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933932546
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt Against Against
PH.D.
1C. ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D. ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E. ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F. ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL Mgmt For For
1I. ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933927052
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1C. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1D. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1F. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1K. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE SUNTRUST Mgmt For For
BANKS, INC. 2009 STOCK PLAN.
4. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. 2009 STOCK PLAN.
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. ANNUAL INCENTIVE PLAN.
6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt Against Against
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 933883046
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 15-Nov-2013
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN M. CASSADAY Mgmt For For
1B. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH A. HAFNER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Mgmt For For
1E. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt For For
1F. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
2. TO APPROVE THE ADOPTION OF THE SYSCO Mgmt For For
CORPORATION 2013 LONG-TERM INCENTIVE PLAN
AS A SUCCESSOR TO SYSCO'S 2007 STOCK
INCENTIVE PLAN
3. TO APPROVE, BY ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO SYSCO'S NAMED
EXECUTIVE OFFICERS, AS DISCLOSED IN SYSCO'S
2013 PROXY STATEMENT
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS SYSCO'S INDEPENDENT ACCOUNTANTS FOR
FISCAL 2014
--------------------------------------------------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC. Agenda Number: 933936330
--------------------------------------------------------------------------------------------------------------------------
Security: 74144T108
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: TROW
ISIN: US74144T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: MARK S. BARTLETT Mgmt For For
1B) ELECTION OF DIRECTOR: EDWARD C. BERNARD Mgmt For For
1C) ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1D) ELECTION OF DIRECTOR: DONALD B. HEBB, JR. Mgmt For For
1E) ELECTION OF DIRECTOR: DR. FREEMAN A. Mgmt For For
HRABOWSKI, III
1F) ELECTION OF DIRECTOR: JAMES A.C. KENNEDY Mgmt For For
1G) ELECTION OF DIRECTOR: ROBERT F. MACLELLAN Mgmt For For
1H) ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1I) ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt For For
1J) ELECTION OF DIRECTOR: DR. ALFRED SOMMER Mgmt For For
1K) ELECTION OF DIRECTOR: DWIGHT S. TAYLOR Mgmt For For
1L) ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE Mgmt For For
2) TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
3) TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 934026433
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt Against Against
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt Against Against
1F. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ELIMINATE Shr Against For
PERQUISITES.
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
PROHIBITING DISCRIMINATION "AGAINST" OR
"FOR" PERSONS.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 933924804
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 04-Mar-2014
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PIERRE R. BRONDEAU Mgmt For For
1B. ELECTION OF DIRECTOR: JUERGEN W. GROMER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM A. JEFFREY Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1E. ELECTION OF DIRECTOR: YONG NAM Mgmt For For
1F. ELECTION OF DIRECTOR: DANIEL J. PHELAN Mgmt For For
1G. ELECTION OF DIRECTOR: FREDERIC M. POSES Mgmt For For
1H. ELECTION OF DIRECTOR: LAWRENCE S. SMITH Mgmt For For
1I. ELECTION OF DIRECTOR: PAULA A. SNEED Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN C. VAN SCOTER Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA H. WRIGHT Mgmt For For
2. TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
3A. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DANIEL J. PHELAN
3B. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: PAULA A. SNEED
3C. TO ELECT THE INDIVIDUAL MEMBER OF THE Mgmt For For
MANAGEMENT DEVELOPMENT & COMPENSATION
COMMITTEE: DAVID P. STEINER
4. TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG Mgmt For For
LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE
OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS
UNABLE TO SERVE AT THE MEETING, AS THE
INDEPENDENT PROXY
5.1 TO APPROVE THE 2013 ANNUAL REPORT OF TE Mgmt For For
CONNECTIVITY LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013 AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013)
5.2 TO APPROVE THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
5.3 TO APPROVE THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF TE CONNECTIVITY LTD. FOR THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
6. TO RELEASE THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE OFFICERS OF TE
CONNECTIVITY FOR ACTIVITIES DURING THE
FISCAL YEAR ENDED SEPTEMBER 27, 2013
7.1 TO ELECT DELOITTE & TOUCHE LLP AS TE Mgmt For For
CONNECTIVITY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014
7.2 TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, Mgmt For For
AS TE CONNECTIVITY'S SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
7.3 TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, Mgmt For For
SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL
MEETING OF TE CONNECTIVITY
8. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
9. TO APPROVE THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS FOR FISCAL YEAR 2013
10. TO APPROVE A DIVIDEND PAYMENT TO Mgmt For For
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL
TO US 1.16 PER ISSUED SHARE TO BE PAID IN
FOUR EQUAL QUARTERLY INSTALLMENTS OF US
0.29 STARTING WITH THE THIRD FISCAL QUARTER
OF 2014 AND ENDING IN THE SECOND FISCAL
QUARTER OF 2015 PURSUANT TO THE TERMS OF
THE DIVIDEND RESOLUTION
11. TO APPROVE AN AUTHORIZATION RELATING TO TE Mgmt Against Against
CONNECTIVITY'S SHARE REPURCHASE PROGRAM
12. TO APPROVE A REDUCTION OF SHARE CAPITAL FOR Mgmt For For
SHARES ACQUIRED UNDER TE CONNECTIVITY'S
SHARE REPURCHASE PROGRAM AND RELATED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
13. TO APPROVE ANY ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
TECO ENERGY, INC. Agenda Number: 933927331
--------------------------------------------------------------------------------------------------------------------------
Security: 872375100
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: TE
ISIN: US8723751009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: EVELYN V. FOLLIT Mgmt For For
1.3 ELECTION OF DIRECTOR: JOHN B. RAMIL Mgmt For For
1.4 ELECTION OF DIRECTOR: TOM L. RANKIN Mgmt For For
1.5 ELECTION OF DIRECTOR: WILLIAM D. ROCKFORD Mgmt For For
1.6 ELECTION OF DIRECTOR: PAUL L. WHITING Mgmt For For
2 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR 2014.
3 ADVISORY APPROVAL OF THE COMPANY'S Mgmt Against Against
EXECUTIVE COMPENSATION.
4 APPROVAL OF THE MATERIAL TERMS FOR PAYMENT Mgmt For For
OF PERFORMANCE-BASED ANNUAL INCENTIVE
COMPENSATION UNDER THE COMPANY'S ANNUAL
INCENTIVE PLAN.
5 APPROVAL OF PERFORMANCE CRITERIA UNDER THE Mgmt For For
COMPANY'S 2010 EQUITY INCENTIVE PLAN, AS
AMENDED.
6 APPROVAL OF THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING ISSUANCE OF A POLITICAL
CONTRIBUTIONS REPORT AS DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION Agenda Number: 933953019
--------------------------------------------------------------------------------------------------------------------------
Security: 88033G407
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: THC
ISIN: US88033G4073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN ELLIS "JEB" BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: BRENDA J. GAINES Mgmt For For
1D. ELECTION OF DIRECTOR: KAREN M. GARRISON Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt Against Against
1F. ELECTION OF DIRECTOR: J. ROBERT KERREY Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD R. PETTINGILL Mgmt For For
1H. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES A. UNRUH Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE THE FIFTH AMENDED AND Mgmt For For
RESTATED TENET HEALTHCARE 2008 STOCK
INCENTIVE PLAN.
4. PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
TERADATA CORPORATION Agenda Number: 933938308
--------------------------------------------------------------------------------------------------------------------------
Security: 88076W103
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: TDC
ISIN: US88076W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NANCY E. COOPER Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID E. KEPLER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM S. Mgmt For For
STAVROPOULOS
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF AN AMENDMENT OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PROVIDE FOR
THE DECLASSIFICATION OF OUR BOARD OF
DIRECTORS.
4. APPROVAL OF THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TESORO CORPORATION Agenda Number: 933941052
--------------------------------------------------------------------------------------------------------------------------
Security: 881609101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: TSO
ISIN: US8816091016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY F. CHASE Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY J. GOFF Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT W. GOLDMAN Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN H. GRAPSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID LILLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MARY PAT MCCARTHY Mgmt For For
1G. ELECTION OF DIRECTOR: J.W. NOKES Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN TOMASKY Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL E. WILEY Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICK Y. YANG Mgmt For For
2. TO CONDUCT AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 933927103
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R.W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M.A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: D.A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: C.S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1F. ELECTION OF DIRECTOR: P.H. PATSLEY Mgmt For For
1G. ELECTION OF DIRECTOR: R.E. SANCHEZ Mgmt For For
1H. ELECTION OF DIRECTOR: W.R. SANDERS Mgmt For For
1I. ELECTION OF DIRECTOR: R.J. SIMMONS Mgmt For For
1J. ELECTION OF DIRECTOR: R.K. TEMPLETON Mgmt For For
1K. ELECTION OF DIRECTOR: C.T. WHITMAN Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
4. BOARD PROPOSAL TO APPROVE THE TI EMPLOYEES Mgmt For For
2014 STOCK PURCHASE PLAN.
5. BOARD PROPOSAL TO REAPPROVE THE MATERIAL Mgmt For For
TERMS OF THE PERFORMANCE GOALS UNDER THE
TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 933935097
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1B. ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For
1C. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES T. CONWAY Mgmt For For
1E. ELECTION OF DIRECTOR: IVOR J. EVANS Mgmt Against Against
1F. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL E. GAGNE Mgmt For For
1H. ELECTION OF DIRECTOR: DAIN M. HANCOCK Mgmt For For
1I. ELECTION OF DIRECTOR: LORD POWELL OF Mgmt For For
BAYSWATER KCMG
1J. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES L. ZIEMER Mgmt For For
2. APPROVAL OF THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr Against For
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
THE ADT CORPORATION Agenda Number: 933918142
--------------------------------------------------------------------------------------------------------------------------
Security: 00101J106
Meeting Type: Annual
Meeting Date: 13-Mar-2014
Ticker: ADT
ISIN: US00101J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS COLLIGAN Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD DALY Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY DONAHUE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT DUTKOWSKY Mgmt For For
1E. ELECTION OF DIRECTOR: BRUCE GORDON Mgmt For For
1F. ELECTION OF DIRECTOR: NAREN GURSAHANEY Mgmt For For
1G. ELECTION OF DIRECTOR: BRIDGETTE HELLER Mgmt For For
1H. ELECTION OF DIRECTOR: KATHLEEN HYLE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF ADT'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 933928890
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 17-Apr-2014
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDRES GLUSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ZHANG GUO BAO Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES L. HARRINGTON Mgmt For For
1D. ELECTION OF DIRECTOR: KRISTINA M. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: TARUN KHANNA Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES H. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: MOISES NAIM Mgmt For For
1K. ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI Mgmt For For
1L. ELECTION OF DIRECTOR: SVEN SANDSTROM Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR YEAR
2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE ALLSTATE CORPORATION Agenda Number: 933962878
--------------------------------------------------------------------------------------------------------------------------
Security: 020002101
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: ALL
ISIN: US0200021014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: KERMIT R. CRAWFORD Mgmt For For
1D. ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt Against Against
1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For
1F. ELECTION OF DIRECTOR: SIDDHARTH N. MEHTA Mgmt For For
1G. ELECTION OF DIRECTOR: ANDREA REDMOND Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For
1I. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt Against Against
1J. ELECTION OF DIRECTOR: MARY ALICE TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS J. WILSON Mgmt For For
2. ADVISORY VOTE TO APPROVE THE EXECUTIVE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN Mgmt For For
MATERIAL TERMS.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS ALLSTATE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTANT FOR 2014.
5. STOCKHOLDER PROPOSAL ON EQUITY RETENTION BY Shr Against For
SENIOR EXECUTIVES.
6. STOCKHOLDER PROPOSAL ON REPORTING LOBBYING Shr Against For
EXPENDITURES.
7. STOCKHOLDER PROPOSAL ON REPORTING POLITICAL Shr Against For
EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933937180
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For
1D. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1M. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2014.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW
YORK MELLON CORPORATION.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 933932368
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1H. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE BOEING COMPANY 2003 INCENTIVE STOCK
PLAN.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2014.
5. REPORT TO DISCLOSE LOBBYING. Shr Against For
6. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For
7. INDEPENDENT BOARD CHAIRMAN. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 933958209
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANK C. HERRINGER Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN T. MCLIN Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER O. WALTHER Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT N. WILSON Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY APPROVAL OF NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
5. STOCKHOLDER PROPOSAL REGARDING ANNUAL Shr Against For
DISCLOSURE OF EEO-1 DATA
6. STOCKHOLDER PROPOSAL REGARDING ACCELERATED Shr For Against
VESTING UPON CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
THE CHUBB CORPORATION Agenda Number: 933937356
--------------------------------------------------------------------------------------------------------------------------
Security: 171232101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: CB
ISIN: US1712321017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER Mgmt For For
1B) ELECTION OF DIRECTOR: SHEILA P. BURKE Mgmt For For
1C) ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1D) ELECTION OF DIRECTOR: JOHN D. FINNEGAN Mgmt For For
1E) ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1F) ELECTION OF DIRECTOR: KAREN M. HOGUET Mgmt For For
1G) ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1H) ELECTION OF DIRECTOR: MARTIN G. MCGUINN Mgmt For For
1I) ELECTION OF DIRECTOR: LAWRENCE M. SMALL Mgmt For For
1J) ELECTION OF DIRECTOR: JESS SODERBERG Mgmt For For
1K) ELECTION OF DIRECTOR: DANIEL E. SOMERS Mgmt For For
1L) ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
1M) ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN Mgmt For For
1N) ELECTION OF DIRECTOR: ALFRED W. ZOLLAR Mgmt For For
2. TO APPROVE THE ADOPTION OF THE CHUBB Mgmt For For
CORPORATION LONG-TERM INCENTIVE PLAN
(2014).
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR.
4. ADVISORY VOTE ON THE COMPENSATION PAID TO Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr Against For
OF AN ANNUAL SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 933884062
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 20-Nov-2013
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. CARMONA Mgmt For For
1C. ELECTION OF DIRECTOR: TULLY M. FRIEDMAN Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE J. HARAD Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD R. KNAUSS Mgmt For For
1F. ELECTION OF DIRECTOR: ESTHER LEE Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1H. ELECTION OF DIRECTOR: JEFFREY NODDLE Mgmt For For
1I. ELECTION OF DIRECTOR: ROGELIO REBOLLEDO Mgmt For For
1J. ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM Mgmt For For
1K. ELECTION OF DIRECTOR: CAROLYN M. TICKNOR Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 933928256
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1D. ELECTION OF DIRECTOR: HOWARD G. BUFFETT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: EVAN G. GREENBERG Mgmt For For
1I. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1J. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1L. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1M. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. ROBINSON III Mgmt For For
1O. ELECTION OF DIRECTOR: PETER V. UEBERROTH Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. APPROVAL OF THE COCA-COLA COMPANY 2014 Mgmt For For
EQUITY PLAN
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT BOARD CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 933951786
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Mgmt For For
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt Against Against
1J. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED 2012 Mgmt For For
STOCK INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION Shr Against For
BY WRITTEN CONSENT.
6. STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK Shr Against For
RETENTION.
--------------------------------------------------------------------------------------------------------------------------
THE DUN & BRADSTREET CORPORATION Agenda Number: 933949844
--------------------------------------------------------------------------------------------------------------------------
Security: 26483E100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: DNB
ISIN: US26483E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AUSTIN A. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT P. CARRIGAN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
COUGHLIN
1D. ELECTION OF DIRECTOR: JAMES N. FERNANDEZ Mgmt For For
1E. ELECTION OF DIRECTOR: PAUL R. GARCIA Mgmt For For
1F. ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS J. MANNING Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1I. ELECTION OF DIRECTOR: JUDITH A. REINSDORF Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION (SAY ON PAY).
4. VOTE ON A SHAREHOLDER PROPOSAL REQUESTING Shr For Against
THE BOARD TO ADOPT A POLICY REQUIRING AN
INDEPENDENT CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 933882462
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 12-Nov-2013
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AERIN LAUDER Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. LAUDER Mgmt Abstain Against
1C. ELECTION OF DIRECTOR: RICHARD D. PARSONS Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: LYNN FORESTER DE Mgmt For For
ROTHSCHILD
1E. ELECTION OF DIRECTOR: RICHARD F. ZANNINO Mgmt For For
2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE 2014 FISCAL
YEAR.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE ESTEE LAUDER COMPANIES INC. Mgmt Against Against
EXECUTIVE ANNUAL INCENTIVE PLAN PURSUANT TO
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
5. VOTE ON STOCKHOLDER PROPOSAL CONCERNING Shr Against For
SUSTAINABLE PALM OIL.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 933961078
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1D. ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: DEBORA L. SPAR Mgmt For For
1L. ELECTION OF DIRECTOR: MARK E. TUCKER Mgmt For For
1M. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (SAY ON PAY)
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS Shr Against For
FOR SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 933938346
--------------------------------------------------------------------------------------------------------------------------
Security: 382550101
Meeting Type: Annual
Meeting Date: 14-Apr-2014
Ticker: GT
ISIN: US3825501014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM J. CONATY Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. FIRESTONE Mgmt For For
1C. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1D. ELECTION OF DIRECTOR: PETER S. HELLMAN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD J. KRAMER Mgmt For For
1F. ELECTION OF DIRECTOR: W. ALAN MCCOLLOUGH Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN E. MCGLADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL J. MORELL Mgmt For For
1I. ELECTION OF DIRECTOR: RODERICK A. PALMORE Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHANIE A. STREETER Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL R. WESSEL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL RE: INDEPENDENT BOARD Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 933968200
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: LIAM E. MCGEE Mgmt For For
1D. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1G. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For
1H. ELECTION OF DIRECTOR: VIRGINIA P. Mgmt For For
RUESTERHOLZ
1I. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT.
4. MANAGEMENT PROPOSAL TO APPROVE THE Mgmt For For
COMPANY'S 2014 INCENTIVE STOCK PLAN.
5. MANAGEMENT PROPOSAL TO APPROVE THE MATERIAL Mgmt For For
TERMS OF THE ANNUAL EXECUTIVE BONUS
PROGRAM.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 933934831
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. ARWAY Mgmt For For
J.P. BILBREY Mgmt For For
R.F. CAVANAUGH Mgmt For For
C.A. DAVIS Mgmt For For
M.K. HABEN Mgmt For For
R.M. MALCOLM Mgmt For For
J.M. MEAD Mgmt For For
J.E. NEVELS Mgmt For For
A.J. PALMER Mgmt For For
T.J. RIDGE Mgmt For For
D.L. SHEDLARZ Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
3. APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr For Against
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 933978465
--------------------------------------------------------------------------------------------------------------------------
Security: 460690100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: IPG
ISIN: US4606901001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For
1.2 ELECTION OF DIRECTOR: JILL M. CONSIDINE Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For
1.4 ELECTION OF DIRECTOR: H. JOHN GREENIAUS Mgmt For For
1.5 ELECTION OF DIRECTOR: MARY J. STEELE Mgmt For For
GUILFOILE
1.6 ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1.7 ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1.8 ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For
1.9 ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL OF AN ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. APPROVAL OF THE INTERPUBLIC GROUP 2014 Mgmt For For
PERFORMANCE INCENTIVE PLAN.
5. APPROVAL OF THE INTERPUBLIC GROUP EXECUTIVE Mgmt For For
PERFORMANCE (162(M)) PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 933854273
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: SJM
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT B. HEISLER, Mgmt For For
JR.
1C. ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2014 FISCAL YEAR.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. ADOPTION OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF COMMON SHARES
AUTHORIZED TO BE ISSUED.
5. ADOPTION OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED REGULATIONS TO REQUIRE ANNUAL
ELECTION OF ALL DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 934019642
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 26-Jun-2014
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN J. KROPF Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID B. LEWIS Mgmt For For
1F. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN Mgmt For For
1G. ELECTION OF DIRECTOR: JORGE P. MONTOYA Mgmt For For
1H. ELECTION OF DIRECTOR: CLYDE R. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES A. RUNDE Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Mgmt For For
2. APPROVAL OF 2014 LONG-TERM INCENTIVE AND Mgmt For For
CASH BONUS PLAN.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF PRICEWATERHOUSECOOPERS LLP, AS Mgmt For For
AUDITORS.
5. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO PUBLISH A REPORT ON HUMAN
RIGHTS RISKS OF OPERATIONS AND SUPPLY
CHAIN.
6. A SHAREHOLDER PROPOSAL, IF PROPERLY Shr Against For
PRESENTED, TO ISSUE A REPORT REGARDING
RESPONSIBILITY FOR POST-CONSUMER PACKAGE
RECYCLING OF PRIVATE LABEL BRANDS.
--------------------------------------------------------------------------------------------------------------------------
THE MACERICH COMPANY Agenda Number: 933987541
--------------------------------------------------------------------------------------------------------------------------
Security: 554382101
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: MAC
ISIN: US5543821012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS D. ABBEY Mgmt For For
1B. ELECTION OF DIRECTOR: DANA K. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: ARTHUR M. COPPOLA Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD C. COPPOLA Mgmt For For
1E. ELECTION OF DIRECTOR: FRED S. HUBBELL Mgmt For For
1F. ELECTION OF DIRECTOR: DIANA M. LAING Mgmt For For
1G. ELECTION OF DIRECTOR: STANLEY A. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: MASON G. ROSS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. WILLIAM P. SEXTON Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN L. SOBOROFF Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREA M. STEPHEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE OUR NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION
4. AMENDMENT & RE-APPROVAL OF PROVISIONS OF Mgmt For For
OUR AMENDED & RESTATED 2003 EQUITY
INCENTIVE PLAN RELATING TO SECTION 162(M)
OF THE IRC
5. APPROVAL OF AMENDMENTS TO OUR CHARTER TO Mgmt For For
ELIMINATE THE ... (DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933867749
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 03-Oct-2013
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: TIMOTHY S. GITZEL Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. GRABER Mgmt For For
1C. ELECTION OF DIRECTOR: EMERY N. KOENIG Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. SEATON Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT ITS FINANCIAL
STATEMENTS AS OF AND FOR THE SEVEN-MONTH
PERIOD ENDING DECEMBER 31, 2013 AND THE
EFFECTIVENESS OF INTERNAL CONTROL OVER
FINANCIAL REPORTING AS OF DECEMBER 31,
2013.
3. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 933958019
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF AN AMENDMENT TO MOSAIC'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
2A. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: DENISE C. JOHNSON
2B. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: NANCY E. COOPER (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2C. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES L. POPOWICH (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
2D. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: JAMES T. PROKOPANKO (TERM EXPIRES
IN 2017 IF PROPOSAL 1 IS REJECTED)
2E. ELECTION OF A DIRECTOR FOR A TERM EXPIRING Mgmt For For
IN 2015: STEVEN M. SEIBERT (TERM EXPIRES IN
2017 IF PROPOSAL 1 IS REJECTED)
3. APPROVAL OF THE MOSAIC COMPANY 2014 STOCK Mgmt For For
AND INCENTIVE PLAN, AS RECOMMENDED BY THE
BOARD OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT OUR FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR ENDING
DECEMBER 31, 2014 AND THE EFFECTIVENESS OF
INTERNAL CONTROL OVER FINANCIAL REPORTING
AS OF DECEMBER 31, 2014.
5. A NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
THE NASDAQ OMX GROUP, INC. Agenda Number: 933951445
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE T. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN D. BLACK Mgmt For For
1C. ELECTION OF DIRECTOR: BORJE E. EKHOLM Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT GREIFELD Mgmt For For
1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For
1F. ELECTION OF DIRECTOR: ESSA KAZIM Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN D. MARKESE Mgmt For For
1H. ELECTION OF DIRECTOR: ELLYN A. MCCOLGAN Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS F. O'NEILL Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL R. SPLINTER Mgmt For For
1K. ELECTION OF DIRECTOR: LARS R. WEDENBORN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS NASDAQ OMX'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION ON AN ADVISORY BASIS.
4. TO APPROVE THE NASDAQ OMX EQUITY INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED.
5. TO APPROVE AN AMENDMENT OF NASDAQ OMX'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO CONFORM A PROVISION TO AN
ANALOGOUS PROVISION IN NASDAQ OMX'S
BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 933997097
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
JAMES M. GUYETTE Mgmt For For
DARREN R. HUSTON Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt For For
COMPENSATION PAID BY THE COMPANY TO ITS
NAMED EXECUTIVE OFFICERS.
4. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 933954340
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART B. BURGDOERFER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES A. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1E. ELECTION OF DIRECTOR: HEIDI G. MILLER, Mgmt For For
PH.D.
1F. ELECTION OF DIRECTOR: PATRICK H. NETTLES, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
2. CAST AN ADVISORY VOTE TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION PROGRAM.
3. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 933935174
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: A.F. ANTON Mgmt For For
1.2 ELECTION OF DIRECTOR: C.M. CONNOR Mgmt For For
1.3 ELECTION OF DIRECTOR: D.F. HODNIK Mgmt For For
1.4 ELECTION OF DIRECTOR: T.G. KADIEN Mgmt For For
1.5 ELECTION OF DIRECTOR: R.J. KRAMER Mgmt For For
1.6 ELECTION OF DIRECTOR: S.J. KROPF Mgmt For For
1.7 ELECTION OF DIRECTOR: C.A. POON Mgmt For For
1.8 ELECTION OF DIRECTOR: R.K. SMUCKER Mgmt For For
1.9 ELECTION OF DIRECTOR: J.M. STROPKI Mgmt For For
2. ADVISORY APPROVAL OF COMPENSATION OF THE Mgmt For For
NAMED EXECUTIVES.
3. RATIFICATION OF ERNST & YOUNG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933980737
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1G. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: L.P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt For For
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
4. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIR
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934003194
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: BERNARD CAMMARATA Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1J. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2015.
3. SAY ON PAY: ADVISORY APPROVAL OF TJX'S Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299
--------------------------------------------------------------------------------------------------------------------------
Security: 89417E109
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: TRV
ISIN: US89417E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For
1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For
1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For
KILLINGSWORTH JR.
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For
STOCK INCENTIVE PLAN.
5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For
CONTRIBUTIONS AND EXPENDITURES, IF
PRESENTED AT THE ANNUAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 933918736
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 18-Mar-2014
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO PROXY ACCESS.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO ACCELERATION OF EQUITY AWARDS.
--------------------------------------------------------------------------------------------------------------------------
THE WESTERN UNION COMPANY Agenda Number: 933960393
--------------------------------------------------------------------------------------------------------------------------
Security: 959802109
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WU
ISIN: US9598021098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1B ELECTION OF DIRECTOR: HIKMET ERSEK Mgmt For For
1C ELECTION OF DIRECTOR: JACK M. GREENBERG Mgmt Against Against
1D ELECTION OF DIRECTOR: BETSY D. HOLDEN Mgmt For For
1E ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON Mgmt Against Against
1F ELECTION OF DIRECTOR: FRANCES FRAGOS Mgmt For For
TOWNSEND
1G ELECTION OF DIRECTOR: SOLOMON D. TRUJILLO Mgmt For For
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
4 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER Shr Against For
ACTION BY WRITTEN CONSENT
5 STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS
6 STOCKHOLDER PROPOSAL REGARDING NEW BOARD Shr Against For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 933968654
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt Against Against
1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2014.
--------------------------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda Number: 933967587
--------------------------------------------------------------------------------------------------------------------------
Security: 886547108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: TIF
ISIN: US8865471085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1B. ELECTION OF DIRECTOR: ROSE MARIE BRAVO Mgmt For For
1C. ELECTION OF DIRECTOR: GARY E. COSTLEY Mgmt For For
1D. ELECTION OF DIRECTOR: FREDERIC P. CUMENAL Mgmt For For
1E. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1F. ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES K. MARQUIS Mgmt For For
1H. ELECTION OF DIRECTOR: PETER W. MAY Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. SINGER Mgmt For For
2. APPROVAL OF THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JANUARY 31, 2015.
3. APPROVAL OF THE COMPENSATION PAID TO THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS IN
FISCAL 2013.
4. APPROVAL OF THE 2014 TIFFANY & CO. EMPLOYEE Mgmt For For
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER CABLE INC Agenda Number: 934011610
--------------------------------------------------------------------------------------------------------------------------
Security: 88732J207
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: TWC
ISIN: US88732J2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For
1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For
1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For
1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT D. MARCUS Mgmt For For
1J. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr Against For
LOBBYING ACTIVITIES.
5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For
OF EQUITY AWARDS IN A CHANGE IN CONTROL.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 933995891
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt Against Against
1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr Against For
CHAIRMAN OF THE BOARD.
--------------------------------------------------------------------------------------------------------------------------
TORCHMARK CORPORATION Agenda Number: 933942787
--------------------------------------------------------------------------------------------------------------------------
Security: 891027104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: TMK
ISIN: US8910271043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. ADAIR Mgmt For For
1B. ELECTION OF DIRECTOR: MARILYN A. ALEXANDER Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. BOREN Mgmt For For
1D. ELECTION OF DIRECTOR: JANE M. BUCHAN Mgmt For For
1E. ELECTION OF DIRECTOR: GARY L. COLEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY M. HUTCHISON Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. INGRAM Mgmt For For
1H. ELECTION OF DIRECTOR: LLOYD W. NEWTON Mgmt For For
1I. ELECTION OF DIRECTOR: DARREN M. REBELEZ Mgmt For For
1J. ELECTION OF DIRECTOR: LAMAR C. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL J. ZUCCONI Mgmt For For
2. RATIFICATION OF AUDITORS. Mgmt For For
3. APPROVAL OF AMENDMENT TO 2011 INCENTIVE Mgmt For For
PLAN.
4. ADVISORY APPROVAL OF 2013 EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SYSTEM SERVICES, INC. Agenda Number: 933932421
--------------------------------------------------------------------------------------------------------------------------
Security: 891906109
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TSS
ISIN: US8919061098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
1B. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: GARDINER W. GARRARD, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: SIDNEY E. HARRIS Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM M. ISAAC Mgmt For For
1G. ELECTION OF DIRECTOR: MASON H. LAMPTON Mgmt For For
1H. ELECTION OF DIRECTOR: CONNIE D. MCDANIEL Mgmt For For
1I. ELECTION OF DIRECTOR: H. LYNN PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: PHILIP W. TOMLINSON Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN T. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD W. USSERY Mgmt For For
1M. ELECTION OF DIRECTOR: M. TROY WOODS Mgmt For For
1N. ELECTION OF DIRECTOR: JAMES D. YANCEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS TSYS' INDEPENDENT AUDITOR FOR THE YEAR
2014.
3. APPROVAL OF THE ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 933935275
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CYNTHIA T. JAMISON Mgmt For For
JOHNSTON C. ADAMS Mgmt For For
PETER D. BEWLEY Mgmt For For
JACK C. BINGLEMAN Mgmt For For
RICHARD W. FROST Mgmt For For
GEORGE MACKENZIE Mgmt For For
EDNA K. MORRIS Mgmt For For
GREGORY A. SANDFORT Mgmt For For
MARK J. WEIKEL Mgmt For For
2. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM TWO HUNDRED MILLION
(200,000,000) TO FOUR HUNDRED MILLION
(400,000,000)
3. TO RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER OUR 2009 STOCK
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE
4. TO RATIFY THE REAPPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 27, 2014
5. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 934010567
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD
2 DISCHARGE OF BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2013
3 APPROPRIATION OF AVAILABLE EARNINGS Mgmt For For
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES OF US$3.00 PER
OUTSTANDING SHARE
5 AUTHORIZED SHARE CAPITAL Mgmt For For
6 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt For For
OF BOARD OF DIRECTORS TO 11 FROM 14
7A AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS
REGARDING ELECTIONS AND RELATED MATTERS
7B AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: BINDING
SHAREHOLDER RATIFICATION OF THE
COMPENSATION OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE MANAGEMENT TEAM
7C AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE:
SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING
AN EXECUTIVE MANAGEMENT TEAM POSITION
DURING A COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS ALREADY BEEN
GRANTED
7D AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: GENERAL
PRINCIPLES AND TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7E AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: MAXIMUM
TERM AND TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM AND
NON-COMPETITION AGREEMENTS WITH MEMBERS OF
THE EXECUTIVE MANAGEMENT TEAM
7F AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE
MANDATES OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7G AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt For For
IMPLEMENT THE MINDER ORDINANCE: LOANS AND
POST-RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS
8 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING THE APPLICABLE VOTE STANDARD FOR
ELECTIONS OF DIRECTORS, THE CHAIRMAN AND
THE MEMBERS OF THE COMPENSATION COMMITTEE
9 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt For For
REGARDING SHAREHOLDER AGENDA ITEM REQUESTS
PURSUANT TO SWISS LAW
10A REELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt For For
10B REELECTION OF DIRECTOR: GLYN A. BARKER Mgmt For For
10C REELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt For For
10D REELECTION OF DIRECTOR: FREDERICO F. CURADO Mgmt For For
10E REELECTION OF DIRECTOR: CHAD DEATON Mgmt For For
10F REELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt For For
10G REELECTION OF DIRECTOR: SAMUEL MERKSAMER Mgmt Against Against
10H REELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
10I REELECTION OF DIRECTOR: STEVEN L. NEWMAN Mgmt For For
10J REELECTION OF DIRECTOR: TAN EK KIA Mgmt Against Against
10K ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt Against Against
11 ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
12A ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: FREDERICO F. CURADO
12B ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MARTIN B. MCNAMARA
12C ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE: TAN EK KIA
12D ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE: VINCENT J. INTRIERI
13 ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT Mgmt For For
AS THE INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
14 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND
REELECTION OF ERNST & YOUNG LTD, ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
16 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE LONG-TERM
INCENTIVE PLAN OF TRANSOCEAN LTD.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 933991526
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, INCLUDING CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS AND STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD
2 DISCHARGE OF BOARD OF DIRECTORS AND Mgmt No vote
EXECUTIVE MANAGEMENT FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2013
3 APPROPRIATION OF AVAILABLE EARNINGS Mgmt No vote
4 DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL Mgmt No vote
CONTRIBUTION RESERVES OF US$3.00 PER
OUTSTANDING SHARE
5 AUTHORIZED SHARE CAPITAL Mgmt No vote
6 REDUCTION OF THE MAXIMUM NUMBER OF MEMBERS Mgmt No vote
OF BOARD OF DIRECTORS TO 11 FROM 14
7A AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: AMENDMENTS
REGARDING ELECTIONS AND RELATED MATTERS
7B AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: BINDING
SHAREHOLDER RATIFICATION OF THE
COMPENSATION OF THE BOARD OF DIRECTORS AND
THE EXECUTIVE MANAGEMENT TEAM
7C AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE:
SUPPLEMENTARY AMOUNT FOR PERSONS ASSUMING
AN EXECUTIVE MANAGEMENT TEAM POSITION
DURING A COMPENSATION PERIOD FOR WHICH
SHAREHOLDER RATIFICATION HAS ALREADY BEEN
GRANTED
7D AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: GENERAL
PRINCIPLES AND TERMS APPLICABLE TO THE
COMPENSATION OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7E AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: MAXIMUM
TERM AND TERMINATION NOTICE PERIOD OF
MEMBERS OF THE BOARD OF DIRECTORS AND THE
EXECUTIVE MANAGEMENT TEAM AND
NON-COMPETITION AGREEMENTS WITH MEMBERS OF
THE EXECUTIVE MANAGEMENT TEAM
7F AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: PERMISSIBLE
MANDATES OF MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE MANAGEMENT TEAM
7G AMENDMENTS TO ARTICLES OF ASSOCIATION TO Mgmt No vote
IMPLEMENT THE MINDER ORDINANCE: LOANS AND
POST-RETIREMENT BENEFITS BEYOND
OCCUPATIONAL PENSIONS
8 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt No vote
REGARDING THE APPLICABLE VOTE STANDARD FOR
ELECTIONS OF DIRECTORS, THE CHAIRMAN AND
THE MEMBERS OF THE COMPENSATION COMMITTEE
9 AMENDMENT OF ARTICLES OF ASSOCIATION Mgmt No vote
REGARDING SHAREHOLDER AGENDA ITEM REQUESTS
PURSUANT TO SWISS LAW
10A REELECTION OF DIRECTOR: IAN C. STRACHAN Mgmt No vote
10B REELECTION OF DIRECTOR: GLYN A. BARKER Mgmt No vote
10C REELECTION OF DIRECTOR: VANESSA C.L. CHANG Mgmt No vote
10D REELECTION OF DIRECTOR: FREDERICO F. CURADO Mgmt No vote
10E REELECTION OF DIRECTOR: CHAD DEATON Mgmt No vote
10F REELECTION OF DIRECTOR: MARTIN B. MCNAMARA Mgmt No vote
10G REELECTION OF DIRECTOR: SAMUEL MERKSAMER Mgmt No vote
10H REELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt No vote
10I REELECTION OF DIRECTOR: STEVEN L. NEWMAN Mgmt No vote
10J REELECTION OF DIRECTOR: TAN EK KIA Mgmt No vote
10K ELECTION OF DIRECTOR: VINCENT J. INTRIERI Mgmt No vote
11 ELECTION OF IAN C. STRACHAN AS THE CHAIRMAN Mgmt No vote
OF THE BOARD OF DIRECTORS FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
12A ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: FREDERICO F. CURADO
12B ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: MARTIN B. MCNAMARA
12C ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: TAN EK KIA
12D ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: VINCENT J. INTRIERI
13 ELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT Mgmt No vote
AS THE INDEPENDENT PROXY FOR A TERM
EXTENDING UNTIL COMPLETION OF THE NEXT
ANNUAL GENERAL MEETING
14 APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt No vote
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014 AND
REELECTION OF ERNST & YOUNG LTD, ZURICH, AS
THE COMPANY'S AUDITOR FOR A FURTHER
ONE-YEAR TERM
15 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
16 REAPPROVAL OF THE MATERIAL TERMS OF THE Mgmt No vote
PERFORMANCE GOALS UNDER THE LONG-TERM
INCENTIVE PLAN OF TRANSOCEAN LTD.
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 934007041
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GREGORY B. MAFFEI Mgmt Withheld Against
STEPHEN KAUFER Mgmt For For
JONATHAN F. MILLER Mgmt For For
DIPCHAND (DEEP) NISHAR Mgmt For For
JEREMY PHILIPS Mgmt For For
SPENCER M. RASCOFF Mgmt For For
CHRISTOPHER W. SHEAN Mgmt For For
SUKHINDER SINGH CASSIDY Mgmt For For
ROBERT S. WIESENTHAL Mgmt For For
2 TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
TRIPADVISOR, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3 TO CONSIDER A STOCKHOLDER PROPOSAL Shr For Against
REGARDING MAJORITY VOTING IN DIRECTOR
ELECTIONS.
--------------------------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda Number: 933916491
--------------------------------------------------------------------------------------------------------------------------
Security: H89128104
Meeting Type: Annual
Meeting Date: 05-Mar-2014
Ticker: TYC
ISIN: CH0100383485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ANNUAL REPORT, THE PARENT Mgmt For For
COMPANY FINANCIAL STATEMENTS OF TYCO
INTERNATIONAL LTD AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDED SEPTEMBER 27, 2013
2. TO DISCHARGE THE BOARD OF DIRECTORS FROM Mgmt For For
LIABILITY FOR THE FINANCIAL YEAR ENDED
SEPTEMBER 27, 2013
3A. ELECTION OF DIRECTOR: EDWARD D. BREEN Mgmt For For
3B. ELECTION OF DIRECTOR: HERMAN E. BULLS Mgmt For For
3C. ELECTION OF DIRECTOR: MICHAEL E. DANIELS Mgmt For For
3D. ELECTION OF DIRECTOR: FRANK M. DRENDEL Mgmt For For
3E. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
3F. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
3G. ELECTION OF DIRECTOR: GEORGE OLIVER Mgmt For For
3H. ELECTION OF DIRECTOR: BRENDAN R. O'NEILL Mgmt For For
3I. ELECTION OF DIRECTOR: JURGEN TINGGREN Mgmt For For
3J. ELECTION OF DIRECTOR: SANDRA S. WIJNBERG Mgmt For For
3K. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
4. TO ELECT EDWARD D. BREEN AS CHAIR OF THE Mgmt For For
BOARD OF DIRECTORS
5A. TO ELECT RAJIV L. GUPTA AS MEMBER OF THE Mgmt For For
COMPENSATION AND HUMAN RESOURCES COMMITTEE
5B. TO ELECT SANDRA S. WIJNBERG AS MEMBER OF Mgmt For For
THE COMPENSATION AND HUMAN RESOURCES
COMMITTEE
5C. TO ELECT R. DAVID YOST AS MEMBER OF THE Mgmt For For
COMPENSATION AND HUMAN RESOURCES COMMITTEE
6A. TO ELECT DELOITTE AG (ZURICH) AS STATUTORY Mgmt For For
AUDITORS UNTIL THE NEXT ANNUAL GENERAL
MEETING
6B. TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR PURPOSES OF UNITED
STATES SECURITIES LAW REPORTING FOR THE
YEAR ENDING SEPTEMBER 26, 2014
6C. TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) Mgmt For For
AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL
GENERAL MEETING
7. TO ELECT BRATSCHI, WIEDERKEHR & BUOB AS THE Mgmt For For
INDEPENDENT PROXY
8. TO APPROVE THE ALLOCATION OF FISCAL YEAR Mgmt For For
2013 RESULTS
9. TO APPROVE THE PAYMENT OF AN ORDINARY CASH Mgmt For For
DIVIDEND IN AN AMOUNT OF UP TO $0.72 PER
SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION
RESERVE IN ITS STATUTORY ACCOUNTS
10. TO CAST A NON-BINDING ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
TYSON FOODS, INC. Agenda Number: 933909117
--------------------------------------------------------------------------------------------------------------------------
Security: 902494103
Meeting Type: Annual
Meeting Date: 31-Jan-2014
Ticker: TSN
ISIN: US9024941034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN TYSON Mgmt For For
1B) ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For
1C) ELECTION OF DIRECTOR: GAURDIE E. BANISTER Mgmt For For
JR.
1D) ELECTION OF DIRECTOR: JIM KEVER Mgmt For For
1E) ELECTION OF DIRECTOR: KEVIN M. MCNAMARA Mgmt For For
1F) ELECTION OF DIRECTOR: BRAD T. SAUER Mgmt For For
1G) ELECTION OF DIRECTOR: ROBERT THURBER Mgmt For For
1H) ELECTION OF DIRECTOR: BARBARA A. TYSON Mgmt For For
1I) ELECTION OF DIRECTOR: ALBERT C. ZAPANTA Mgmt For For
2) TO CONSIDER AND APPROVE AN ADVISORY Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS
3) TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE ... (DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL)
4) TO CONSIDER AND ACT UPON THE SHAREHOLDER Shr Against For
PROPOSAL DESCRIBED IN THE PROXY STATEMENT,
IF PROPERLY PRESENTED AT THE ANNUAL MEETING
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr Against For
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 933969012
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For
1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For
1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For
1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
("SAY ON PAY").
4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK.
5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For
TO RETAIN SIGNIFICANT STOCK IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933940024
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt Against Against
1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 933930732
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt Against Against
1B. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For
1C. ELECTION OF DIRECTOR: GLENDA G. MCNEAL Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICIA A. TRACEY Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
3. APPROVAL, IN A NON-BINDING ADVISORY VOTE, Mgmt For For
OF THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2005 STOCK INCENTIVE PLAN
5. APPROVAL OF THE AMENDMENT TO THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS AND PROVIDE FOR
ANNUAL ELECTION OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 933936378
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 28-Apr-2014
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For
1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt Against Against
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITOR FOR 2014
3. APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
2005 LONG-TERM INCENTIVE PLAN, INCLUDING
APPROVAL OF ADDITIONAL SHARES FOR FUTURE
AWARDS
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNUM GROUP Agenda Number: 933973516
--------------------------------------------------------------------------------------------------------------------------
Security: 91529Y106
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: UNM
ISIN: US91529Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY F. KEANEY Mgmt For For
1.2 ELECTION OF DIRECTOR: GLORIA C. LARSON Mgmt For For
1.3 ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda Number: 933956192
--------------------------------------------------------------------------------------------------------------------------
Security: 917047102
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: URBN
ISIN: US9170471026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: EDWARD N. ANTOIAN Mgmt For For
1.2 ELECTION OF DIRECTOR: SCOTT A. BELAIR Mgmt For For
1.3 ELECTION OF DIRECTOR: MARGARET A. HAYNE Mgmt For For
1.4 ELECTION OF DIRECTOR: JOEL S. LAWSON III Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT H. STROUSE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2015.
03 TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION.
04 SHAREHOLDER PROPOSAL REGARDING BOARD Shr Against For
NOMINEE REQUIREMENTS.
05 SHAREHOLDER PROPOSAL REGARDING HUMAN RIGHTS Shr Against For
REPORT.
06 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against
BOARD CHAIR.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933938524
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"ACCELERATED VESTING OF PERFORMANCE
SHARES."
5. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CLIMATE CHANGE MANAGEMENT PLAN."
6. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CORPORATE LOBBYING."
--------------------------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 933912900
--------------------------------------------------------------------------------------------------------------------------
Security: 92220P105
Meeting Type: Annual
Meeting Date: 20-Feb-2014
Ticker: VAR
ISIN: US92220P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. BOSTROM Mgmt For For
REGINA E. DUGAN Mgmt For For
VENKATRAMAN THYAGARAJA Mgmt For For
DOW R. WILSON Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. Mgmt For For
MANAGEMENT INCENTIVE PLAN.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VARIAN
MEDICAL SYSTEMS, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
5. TO APPROVE AN AMENDMENT TO THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS, IF THE ELIMINATION OF CUMULATIVE
VOTING PURSUANT TO PROPOSAL 6 IS APPROVED.
6. TO APPROVE AN AMENDMENT TO THE VARIAN Mgmt For For
MEDICAL SYSTEMS, INC. CERTIFICATE OF
INCORPORATION TO ELIMINATE CUMULATIVE
VOTING FOR DIRECTORS, IF THE ELIMINATION OF
THE CLASSIFIED BOARD PURSUANT TO PROPOSAL 5
IS APPROVED.
--------------------------------------------------------------------------------------------------------------------------
VENTAS, INC. Agenda Number: 933951938
--------------------------------------------------------------------------------------------------------------------------
Security: 92276F100
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: VTR
ISIN: US92276F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS CROCKER II Mgmt For For
1C. ELECTION OF DIRECTOR: RONALD G. GEARY Mgmt For For
1D. ELECTION OF DIRECTOR: JAY M. GELLERT Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG Mgmt For For
1G. ELECTION OF DIRECTOR: DOUGLAS M. PASQUALE Mgmt Against Against
1H. ELECTION OF DIRECTOR: ROBERT D. REED Mgmt For For
1I. ELECTION OF DIRECTOR: GLENN J. RUFRANO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. SHELTON Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 933971219
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: D. JAMES BIDZOS Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM L. CHENEVICH Mgmt For For
1.3 ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN D. ROACH Mgmt For For
1.6 ELECTION OF DIRECTOR: LOUIS A. SIMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: TIMOTHY TOMLINSON Mgmt For For
2. TO APPROVE AN AMENDMENT TO VERISIGN, INC.'S Mgmt For For
FOURTH AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION AND SIXTH AMENDED AND
RESTATED BYLAWS TO PERMIT STOCKHOLDERS TO
CALL SPECIAL MEETINGS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, VERISIGN, INC.'S EXECUTIVE
COMPENSATION.
4. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
VERISIGN, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr Against For
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 933970469
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARGARET G. MCGLYNN Mgmt For For
WAYNE J. RILEY Mgmt For For
WILLIAM D. YOUNG Mgmt Withheld Against
2. AMENDMENT TO OUR 2013 STOCK AND OPTION PLAN Mgmt For For
THAT INCREASES THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY
9.5 MILLION SHARES.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. ADVISORY VOTE ON OUR NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 933950291
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD T. CARUCCI Mgmt For For
JULIANA L. CHUGG Mgmt For For
JUAN ERNESTO DE BEDOUT Mgmt For For
URSULA O. FAIRBAIRN Mgmt For For
GEORGE FELLOWS Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
MATTHEW J. SHATTOCK Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 933909066
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 29-Jan-2014
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt Against Against
1B. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt Against Against
FERNANDEZ-CARBAJAL
1C. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1E. ELECTION OF DIRECTOR: CATHY E. MINEHAN Mgmt For For
1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID J. PANG Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1K. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2014.
--------------------------------------------------------------------------------------------------------------------------
VORNADO REALTY TRUST Agenda Number: 933975786
--------------------------------------------------------------------------------------------------------------------------
Security: 929042109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VNO
ISIN: US9290421091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL LYNNE Mgmt Withheld Against
DAVID MANDELBAUM Mgmt Withheld Against
DANIEL R. TISCH Mgmt Withheld Against
2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT FISCAL YEAR.
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
MAJORITY VOTING.
5 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr For Against
THE APPOINTMENT OF AN INDEPENDENT CHAIRMAN.
6 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
ESTABLISHING ONE CLASS OF TRUSTEES TO BE
ELECTED ANNUALLY.
7 NON-BINDING SHAREHOLDER PROPOSAL REGARDING Shr Against For
RESTRICTING THE ACCELERATION OF EQUITY
AWARDS FOLLOWING A CHANGE OF CONTROL.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 933944161
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: O.B. GRAYSON HALL, JR Mgmt For For
1.2 ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1.3 ELECTION OF DIRECTOR: JAMES T. PROKOPANKO Mgmt For For
1.4 ELECTION OF DIRECTOR: KATHLEEN W. THOMPSON Mgmt For For
2. PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
3. PROPOSAL TO APPROVE THE EXECUTIVE INCENTIVE Mgmt For For
PLAN.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
W.W. GRAINGER, INC. Agenda Number: 933936265
--------------------------------------------------------------------------------------------------------------------------
Security: 384802104
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: GWW
ISIN: US3848021040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRIAN P. ANDERSON Mgmt For For
V. ANN HAILEY Mgmt For For
WILLIAM K. HALL Mgmt For For
STUART L. LEVENICK Mgmt For For
NEIL S. NOVICH Mgmt For For
MICHAEL J. ROBERTS Mgmt For For
GARY L. ROGERS Mgmt For For
JAMES T. RYAN Mgmt For For
E. SCOTT SANTI Mgmt For For
JAMES D. SLAVIK Mgmt For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
YEAR ENDING DECEMBER 31, 2014.
3 SAY ON PAY: ADVISORY PROPOSAL TO APPROVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 933993479
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AIDA M. ALVAREZ Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER C. CORBETT Mgmt For For
1D. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1E. ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL T. DUKE Mgmt Against Against
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1I. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1L. ELECTION OF DIRECTOR: JIM C. WALTON Mgmt For For
1M. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt Against Against
1N. ELECTION OF DIRECTOR: LINDA S. WOLF Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION
4. REQUEST FOR INDEPENDENT CHAIRMAN POLICY Shr For Against
5. REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF Shr For Against
EXECUTIVE PAY
6. REQUEST FOR ANNUAL REPORT ON LOBBYING Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda Number: 933901894
--------------------------------------------------------------------------------------------------------------------------
Security: 931422109
Meeting Type: Annual
Meeting Date: 08-Jan-2014
Ticker: WAG
ISIN: US9314221097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN A. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1E. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
1F. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN G. MCNALLY Mgmt For For
1H. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1J. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1K. ELECTION OF DIRECTOR: ALEJANDRO SILVA Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS WALGREEN CO.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE Shr Against For
EQUITY RETENTION POLICY.
5. SHAREHOLDER PROPOSAL REGARDING PROXY Shr For Against
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 933944476
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: WM
ISIN: US94106L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt Against Against
1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For
1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For
4. APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. Mgmt For For
5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For
OF POLITICAL CONTRIBUTIONS, IF PROPERLY
PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
WATERS CORPORATION Agenda Number: 933955948
--------------------------------------------------------------------------------------------------------------------------
Security: 941848103
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WAT
ISIN: US9418481035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JOSHUA BEKENSTEIN Mgmt For For
MICHAEL J. BERENDT, PHD Mgmt For For
DOUGLAS A. BERTHIAUME Mgmt For For
EDWARD CONARD Mgmt For For
LAURIE H. GLIMCHER, M.D Mgmt For For
CHRISTOPHER A. KUEBLER Mgmt For For
WILLIAM J. MILLER Mgmt For For
JOANN A. REED Mgmt For For
THOMAS P. SALICE Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014
3 TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
4 TO APPROVE THE COMPANY'S MANAGEMENT Mgmt For For
INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
WELLPOINT, INC. Agenda Number: 933954439
--------------------------------------------------------------------------------------------------------------------------
Security: 94973V107
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: WLP
ISIN: US94973V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT L. DIXON, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: LEWIS HAY, III Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM J. RYAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
4. IF PROPERLY PRESENTED AT THE MEETING, TO Shr Against For
VOTE ON A SHAREHOLDER PROPOSAL TO REQUEST
THE BOARD OF DIRECTORS TO AMEND THE BY-LAWS
OF WELLPOINT, INC. TO PROHIBIT POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr Against For
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 933881117
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 14-Nov-2013
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1B. ELECTION OF DIRECTOR: HENRY T. DENERO Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM L. KIMSEY Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. LAMBERT Mgmt For For
1E. ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROGER H. MOORE Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS E. PARDUN Mgmt Against Against
1J. ELECTION OF DIRECTOR: ARIF SHAKEEL Mgmt For For
1K. ELECTION OF DIRECTOR: AKIO YAMAMOTO Mgmt For For
1L. ELECTION OF DIRECTOR: MASAHIRO YAMAMURA Mgmt For For
2. TO APPROVE ON AN ADVISORY BASIS THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION IN THIS
PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 933931203
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DEBRA A. CAFARO Mgmt For For
1B. ELECTION OF DIRECTOR: MARK A. EMMERT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN I. KIECKHEFER Mgmt For For
1D. ELECTION OF DIRECTOR: WAYNE W. MURDY Mgmt For For
1E. ELECTION OF DIRECTOR: NICOLE W. PIASECKI Mgmt For For
1F. ELECTION OF DIRECTOR: DOYLE R. SIMONS Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD H. SINKFIELD Mgmt For For
1H. ELECTION OF DIRECTOR: D. MICHAEL STEUERT Mgmt For For
1I. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION
3. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 933927672
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1C. ELECTION OF DIRECTOR: DIANE M. DIETZ Mgmt For For
1D. ELECTION OF DIRECTOR: GERALDINE T. ELLIOTT Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1I. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WHIRLPOOL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
4. APPROVAL OF THE WHIRLPOOL CORPORATION 2014 Mgmt For For
EXECUTIVE PERFORMANCE EXCELLENCE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC. Agenda Number: 933915300
--------------------------------------------------------------------------------------------------------------------------
Security: 966837106
Meeting Type: Annual
Meeting Date: 24-Feb-2014
Ticker: WFM
ISIN: US9668371068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DR. JOHN ELSTROTT Mgmt For For
GABRIELLE GREENE Mgmt For For
SHAHID (HASS) HASSAN Mgmt For For
STEPHANIE KUGELMAN Mgmt For For
JOHN MACKEY Mgmt For For
WALTER ROBB Mgmt For For
JONATHAN SEIFFER Mgmt For For
MORRIS (MO) SIEGEL Mgmt For For
JONATHAN SOKOLOFF Mgmt For For
DR. RALPH SORENSON Mgmt For For
W. (KIP) TINDELL, III Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 28, 2014.
4. SHAREHOLDER PROPOSAL REGARDING A POLICY Shr Against For
RELATED TO THE RECOVERY OF UNEARNED
MANAGEMENT BONUSES.
5. SHAREHOLDER PROPOSAL RELATED TO Shr Against For
CONFIDENTIAL VOTING.
--------------------------------------------------------------------------------------------------------------------------
WINDSTREAM HOLDINGS INC. Agenda Number: 933942941
--------------------------------------------------------------------------------------------------------------------------
Security: 97382A101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: WIN
ISIN: US97382A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL B. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: SAMUEL E. BEALL, III Mgmt For For
1C. ELECTION OF DIRECTOR: DENNIS E. FOSTER Mgmt For For
1D. ELECTION OF DIRECTOR: FRANCIS X. FRANTZ Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFERY R. GARDNER Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY T. HINSON Mgmt For For
1G. ELECTION OF DIRECTOR: JUDY K. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM A. MONTGOMERY Mgmt For For
1I. ELECTION OF DIRECTOR: ALAN L. WELLS Mgmt For For
2. TO VOTE ON AN ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE WINDSTREAM Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE THE
AUTHORIZED SHARES BY 15,000,000 AND TO
RE-APPROVE THE PLAN'S PERFORMANCE GOALS.
4. TO APPROVE AN AMENDMENT TO THE CERTIFICATE Mgmt Against Against
OF INCORPORATION OF WINDSTREAM CORPORATION
TO ELIMINATE CERTAIN VOTING PROVISIONS.
5. TO APPROVE AMENDMENTS TO THE CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS OF WINDSTREAM
HOLDINGS, INC., TO ENABLE STOCKHOLDERS TO
CALL SPECIAL MEETINGS UNDER CERTAIN
CIRCUMSTANCES.
6. TO APPROVE AMENDMENTS TO THE CERTIFICATE OF Mgmt For For
INCORPORATION AND BYLAWS OF WINDSTREAM
HOLDINGS, INC., TO ELIMINATE SUPER-MAJORITY
PROVISIONS.
7. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS WINDSTREAM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANT
FOR 2014.
8. STOCKHOLDER PROPOSAL - PROHIBITION ON Shr Against For
ACCELERATED VESTING OF EQUITY AWARDS.
9. STOCKHOLDER PROPOSAL - RIGHT TO ACT BY Shr Against For
WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
WISCONSIN ENERGY CORPORATION Agenda Number: 933938435
--------------------------------------------------------------------------------------------------------------------------
Security: 976657106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: WEC
ISIN: US9766571064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JOHN F. BERGSTROM Mgmt For For
1.2 ELECTION OF DIRECTOR: BARBARA L. BOWLES Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICIA W. CHADWICK Mgmt For For
1.4 ELECTION OF DIRECTOR: CURT S. CULVER Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS J. FISCHER Mgmt For For
1.6 ELECTION OF DIRECTOR: GALE E. KLAPPA Mgmt For For
1.7 ELECTION OF DIRECTOR: HENRY W. KNUEPPEL Mgmt For For
1.8 ELECTION OF DIRECTOR: ULICE PAYNE, JR. Mgmt For For
1.9 ELECTION OF DIRECTOR: MARY ELLEN STANEK Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION Agenda Number: 933958425
--------------------------------------------------------------------------------------------------------------------------
Security: 98310W108
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: WYN
ISIN: US98310W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES E. BUCKMAN Mgmt For For
GEORGE HERRERA Mgmt For For
BRIAN MULRONEY Mgmt For For
MICHAEL H. WARGOTZ Mgmt For For
2. ADVISORY VOTE TO APPROVE THE WYNDHAM Mgmt For For
WORLDWIDE CORPORATION EXECUTIVE
COMPENSATION PROGRAM.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2014.
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE WYNDHAM
WORLDWIDE CORPORATION 2006 EQUITY AND
INCENTIVE PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 933958970
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 16-May-2014
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. MILLER Mgmt For For
D. BOONE WAYSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE WYNN RESORTS, LIMITED 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN.
5. TO RATIFY, ON AN ADVISORY BASIS, THE Mgmt For For
DIRECTOR QUALIFICATION BYLAW AMENDMENT.
6. TO VOTE ON A STOCKHOLDER PROPOSAL REGARDING Shr Against For
A POLITICAL CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 933960305
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GAIL KOZIARA Mgmt For For
BOUDREAUX
1B. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: BEN FOWKE Mgmt For For
1D. ELECTION OF DIRECTOR: ALBERT F. MORENO Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD T. O'BRIEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER J. Mgmt For For
POLICINSKI
1G. ELECTION OF DIRECTOR: A. PATRICIA SAMPSON Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. SHEPPARD Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID A. WESTERLUND Mgmt For For
1J. ELECTION OF DIRECTOR: KIM WILLIAMS Mgmt For For
1K. ELECTION OF DIRECTOR: TIMOTHY V. WOLF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS XCEL ENERGY
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
BASIS, OUR EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL ON THE SEPARATION OF Shr Against For
THE ROLE OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda Number: 933953932
--------------------------------------------------------------------------------------------------------------------------
Security: 984121103
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: XRX
ISIN: US9841211033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1B. ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM CURT HUNTER Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT J. KEEGAN Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT A. MCDONALD Mgmt For For
1G. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1H. ELECTION OF DIRECTOR: ANN N. REESE Mgmt For For
1I. ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER Mgmt For For
1J. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 933851645
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 14-Aug-2013
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PHILIP T. GIANOS Mgmt For For
1B. ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN L. DOYLE Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM G. HOWARD, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: J. MICHAEL PATTERSON Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT A. PIMENTEL Mgmt For For
1G. ELECTION OF DIRECTOR: MARSHALL C. TURNER Mgmt For For
1H. ELECTION OF DIRECTOR: ELIZABETH W. Mgmt For For
VANDERSLICE
2. APPROVE AN AMENDMENT TO 1990 EMPLOYEE Mgmt For For
QUALIFIED STOCK PURCHASE PLAN, ALL AS MORE
FULLY DESCRIBED IN THE PROXY STATEMENT.
3. APPROVE AN AMENDMENT TO THE COMPANY'S 2007 Mgmt For For
EQUITY INCENTIVE PLAN TO EXTEND THE TERM BY
TEN YEARS TO DECEMBER 31, 2023.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY'S 2007 EQUITY INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000 SHARES.
5. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
6. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY'S EXTERNAL
AUDITORS FOR FISCAL 2014.
--------------------------------------------------------------------------------------------------------------------------
XL GROUP PLC Agenda Number: 933933889
--------------------------------------------------------------------------------------------------------------------------
Security: G98290102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: XL
ISIN: IE00B5LRLL25
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION TO PROVIDE FOR THE
DECLASSIFICATION OF THE BOARD OF DIRECTORS.
2A. TO ELECT MICHAEL MCGAVICK AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
2B. TO ELECT ANNE STEVENS AS CLASS I DIRECTOR Mgmt For For
TO HOLD OFFICE UNTIL 2015 OR, IF PROPOSAL 1
IS NOT APPROVED, TO HOLD OFFICE UNTIL 2017.
2C. TO ELECT JOHN M. VEREKER AS CLASS I Mgmt For For
DIRECTOR TO HOLD OFFICE UNTIL 2015 OR, IF
PROPOSAL 1 IS NOT APPROVED, TO HOLD OFFICE
UNTIL 2017.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO ACT AS THE
INDEPENDENT AUDITOR OF XL GROUP PLC FOR THE
YEAR ENDING DECEMBER 31, 2014, AND TO
AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS TO DETERMINE
PRICEWATERHOUSECOOPERS LLP'S REMUNERATION.
4. TO PROVIDE A NON-BINDING, ADVISORY VOTE Mgmt For For
APPROVING XL GROUP PLC'S EXECUTIVE
COMPENSATION.
5. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES, WARRANTS AND OPTIONS UNDER
IRISH LAW.
6. TO RENEW THE BOARD OF DIRECTORS' AUTHORITY Mgmt For For
TO ISSUE SHARES FOR CASH WITHOUT FIRST
OFFERING SHARES TO EXISTING SHAREHOLDERS
UNDER IRISH LAW.
7. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
ASSOCIATION (I) IF PROPOSAL 5 IS APPROVED,
TO REFLECT THE RENEWAL OF AUTHORITY TO
ISSUE SHARES, WARRANTS, CONVERTIBLE
INSTRUMENTS AND OPTIONS UNDER IRISH LAW AND
(II) TO GRANT THE BOARD OF DIRECTORS
AUTHORITY TO CAPITALIZE COMPANY RESERVES
WITHOUT REQUIRING SHAREHOLDER APPROVAL.
8. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE DIRECTORS STOCK & OPTION PLAN TO EXTEND
ITS EXPIRATION DATE TO JUNE 14, 2024.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 933943981
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEN E. JAKOBSSON Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For
1C. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1D. ELECTION OF DIRECTOR: JEROME A. PERIBERE Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. THE APPROVAL OF THE PERFORMANCE-BASED Mgmt For For
PROVISIONS OF THE 2011 OMNIBUS INCENTIVE
PLAN.
5. THE APPROVAL OF THE PERFORMANCE-BASED Mgmt For For
PROVISIONS OF THE XYLEM ANNUAL INCENTIVE
PLAN FOR EXECUTIVE OFFICERS.
6. PROPOSED AMENDMENT TO OUR ARTICLES OF Mgmt For For
INCORPORATION TO ALLOW SHAREOWNERS TO CALL
A SPECIAL MEETING.
7. TO VOTE ON A SHAREOWNER PROPOSAL TITLED Shr Against For
"EXECUTIVES TO RETAIN SIGNIFICANT STOCK".
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 934015365
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID FILO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1G. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER THE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS TO PROVIDE SHAREHOLDERS WITH THE
RIGHT TO CALL SPECIAL MEETINGS.
6. SHAREHOLDER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
7. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
DISCLOSURE, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
8. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 933939829
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CAVANAGH Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For
1C. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1D. ELECTION OF DIRECTOR: MIRIAN M. Mgmt For For
GRADDICK-WEIR
1E. ELECTION OF DIRECTOR: BONNIE G. HILL Mgmt For For
1F. ELECTION OF DIRECTOR: JONATHAN S. LINEN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS C. NELSON Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID C. NOVAK Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JING-SHYH S. SU Mgmt For For
1K. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. RE-APPROVAL OF PERFORMANCE MEASURES OF YUM! Mgmt For For
BRANDS, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC. Agenda Number: 933947600
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ZMH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1I. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 933969973
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JERRY C. ATKIN Mgmt For For
1B ELECTION OF DIRECTOR: PATRICIA FROBES Mgmt For For
1C ELECTION OF DIRECTOR: J. DAVID HEANEY Mgmt For For
1D ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1E ELECTION OF DIRECTOR: STEPHEN D. QUINN Mgmt For For
1F ELECTION OF DIRECTOR: HARRIS H. SIMMONS Mgmt For For
1G ELECTION OF DIRECTOR: L.E. SIMMONS Mgmt For For
1H ELECTION OF DIRECTOR: SHELLEY THOMAS Mgmt For For
WILLIAMS
1I ELECTION OF DIRECTOR: STEVEN C. WHEELWRIGHT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM TO AUDIT THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
CURRENT FISCAL YEAR.
3 APPROVAL, ON A NONBINDING ADVISORY BASIS, Mgmt For For
OF THE COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4 THAT THE SHAREHOLDERS REQUEST THE BOARD OF Shr Against For
DIRECTORS TO ESTABLISH A POLICY REQUIRING
THAT THE BOARD'S CHAIRMAN BE AN
"INDEPENDENT" DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 933959504
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: GREGORY NORDEN Mgmt For For
1.2 ELECTION OF DIRECTOR: LOUISE M. PARENT Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT W. SCULLY Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
3. FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE Mgmt 1 Year For
ON THE APPROVAL OF THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
4. APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND Mgmt For For
INCENTIVE PLAN.
5. PROPOSAL TO RATIFY KPMG LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR
2014.
JPMorgan Government Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
JPMorgan High Yield Fund
--------------------------------------------------------------------------------------------------------------------------
CAPMARK FINANCIAL GROUP INC. Agenda Number: 933930213
--------------------------------------------------------------------------------------------------------------------------
Security: 140661109
Meeting Type: Consent
Meeting Date: 28-Mar-2014
Ticker: CPMK
ISIN: US1406611095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TRANSFER AMENDMENT: RESOLVED, THAT ARTICLE Mgmt Against Against
EIGHT OF THE AMENDED AND RESTATED ARTICLES
OF INCORPORATION OF THE COMPANY BE AMENDED
TO ADD A NEW SECTION 3 TO PROVIDE FOR
TRANSFER RESTRICTIONS TO PROTECT CERTAIN
TAX ATTRIBUTES OF THE COMPANY, AS DESCRIBED
AND SET FORTH IN THE COMPANY'S CONSENT
STATEMENT, DATED FEBRUARY 25,2014.
2. RIGHTS PLAN AMENDMENT: RESOLVED, THAT Mgmt Against Against
SECTION 2 OF ARTICLE ELEVEN OF THE AMENDED
AND RESTATED ARTICLES OF INCORPORATION OF
THE COMPANY BE AMENDED TO PERMIT THE
COMPANY TO ADOPT A STOCKHOLDER RIGHTS PLAN
OR SIMILAR AGREEMENT TO PROTECT CERTAIN TAX
BENEFITS OF THE COMPANY, AS DESCRIBED AND
SET FORTH IN THE COMPANY'S CONSENT
STATEMENT, DATED FEBRUARY 25, 2014.
--------------------------------------------------------------------------------------------------------------------------
DYNEGY INC. Agenda Number: 933965812
--------------------------------------------------------------------------------------------------------------------------
Security: 26817R108
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: DYN
ISIN: US26817R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HILARY E. ACKERMANN Mgmt For For
PAUL M. BARBAS Mgmt For For
ROBERT C. FLEXON Mgmt For For
RICHARD L. KUERSTEINER Mgmt For For
JEFFREY S. STEIN Mgmt For For
JOHN R. SULT Mgmt For For
PAT WOOD III Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DYNEGY'S NAMED EXECUTIVE
OFFICERS.
3. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
DYNEGY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 933913964
--------------------------------------------------------------------------------------------------------------------------
Security: 281023AX9
Meeting Type: Consent
Meeting Date: 29-Jan-2014
Ticker:
ISIN: US281023AX91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO ACCEPT THE PLAN Mgmt For
2) OPT OUT RELEASE Mgmt Abstain
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 934003409
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 10-Jun-2014
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON Mgmt For For
1B. ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For
1C. ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY Mgmt For For
1E. ELECTION OF DIRECTOR: E. NEVILLE ISDELL Mgmt For For
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt Against Against
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO Mgmt For For
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS GM'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF A Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION
5. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
SHORT-TERM INCENTIVE PLAN
6. APPROVAL OF THE GENERAL MOTORS COMPANY 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
7. CUMULATIVE VOTING Shr Against For
8. INDEPENDENT BOARD CHAIRMAN Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 933954287
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. TO ELECT JAGJEET S. BINDRA, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1B. TO ELECT MILTON CARROLL, CLASS I DIRECTOR, Mgmt For For
TO SERVE UNTIL THE ANNUAL GENERAL MEETING
IN 2017
1C. TO ELECT CLAIRE S. FARLEY, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1D. TO ELECT RUDY VAN DER MEER, CLASS I Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2017
1E. TO ELECT ISABELLA D. GOREN, CLASS II Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2015
1F. TO ELECT NANCE K. DICCIANI, CLASS III Mgmt For For
DIRECTOR, TO SERVE UNTIL THE ANNUAL GENERAL
MEETING IN 2016
2A. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: KARYN F. OVELMEN
2B. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: CRAIG B. GLIDDEN
2C. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: BHAVESH V. PATEL
2D. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: PATRICK D. QUARLES
2E. TO ELECT MANAGING DIRECTOR TO SERVE A Mgmt For For
FOUR-YEAR TERM: TIMOTHY D. ROBERTS
3. ADOPTION OF ANNUAL ACCOUNTS FOR 2013 Mgmt For For
4. DISCHARGE FROM LIABILITY OF SOLE MEMBER OF Mgmt For For
THE MANAGEMENT BOARD
5. DISCHARGE FROM LIABILITY OF MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
7. APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE
DUTCH ANNUAL ACCOUNTS
8. RATIFICATION AND APPROVAL OF DIVIDENDS IN Mgmt For For
RESPECT OF THE 2013 FISCAL YEAR
9. ADVISORY (NON-BINDING) VOTE APPROVING Mgmt For For
EXECUTIVE COMPENSATION
10. APPROVAL TO REPURCHASE UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL
11. APPROVAL TO CANCEL UP TO 10% OF ISSUED Mgmt For For
SHARE CAPITAL HELD IN TREASURY
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN HEALTH SERVICES, INC. Agenda Number: 933978302
--------------------------------------------------------------------------------------------------------------------------
Security: 559079207
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MGLN
ISIN: US5590792074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM J. MCBRIDE Mgmt For For
ROBERT M. LE BLANC Mgmt For For
PERRY G. FINE, M.D. Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
3. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF STOCKHOLDER VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE THE MAGELLAN HEALTH SERVICES, Mgmt For For
INC. 2014 EMPLOYEE STOCK PURCHASE PLAN.
5. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
PITNEY BOWES INTERNATIONAL HOLDINGS, INC Agenda Number: 933901945
--------------------------------------------------------------------------------------------------------------------------
Security: 724481866
Meeting Type: Annual
Meeting Date: 09-Dec-2013
Ticker: PBOWO
ISIN: US7244818669
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK J. GENTILE Mgmt For For
JEFFREY SIMPSON Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
U.S. CONCRETE, INC. Agenda Number: 933952954
--------------------------------------------------------------------------------------------------------------------------
Security: 90333L201
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: USCR
ISIN: US90333L2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EUGENE I. DAVIS Mgmt Withheld Against
WILLIAM J. SANDBROOK Mgmt For For
KURT M. CELLAR Mgmt For For
MICHAEL D. LUNDIN Mgmt For For
ROBERT M. RAYNER Mgmt For For
COLIN M. SUTHERLAND Mgmt For For
THEODORE P. ROSSI Mgmt For For
2. RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
JPMorgan International Equity Index Fund
--------------------------------------------------------------------------------------------------------------------------
3I GROUP PLC, LONDON Agenda Number: 704594820
--------------------------------------------------------------------------------------------------------------------------
Security: G88473148
Meeting Type: AGM
Meeting Date: 18-Jul-2013
Ticker:
ISIN: GB00B1YW4409
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the Company's Mgmt For For
Accounts for the year to 31 March 2013 and
the Directors' and Auditors reports
2 To approve the Directors' remuneration Mgmt Abstain Against
report for the year to 31 March 2013
3 To declare dividend Mgmt For For
4 To reappoint Mr J P Asquith as a Director Mgmt For For
of the Company
5 To reappoint Mr S A Borrows as a Director Mgmt For For
of the Company
6 To reappoint Mr A R Cox as a Director of Mgmt For For
the Company
7 To reappoint Mr R H Meddings as a Director Mgmt For For
of the Company
8 To reappoint Mr W Mesdag as a Director of Mgmt For For
the Company
9 To reappoint Sir Adrian Montague as a Mgmt For For
Director of the Company
10 To reappoint Ms M G Verluyten as a Director Mgmt For For
of the Company
11 To reappoint Mrs J S Wilson as a Director Mgmt For For
of the Company
12 To reappoint Ernst & Young LLP as Auditors Mgmt For For
of the Company
13 To authorise the Board to fix the Auditors' Mgmt For For
remuneration
14 To renew the authority to incur political Mgmt For For
expenditure
15 To renew the authority to allot shares Mgmt For For
16 To renew the section 561 authority Mgmt For For
17 To renew the authority to purchase own Mgmt For For
ordinary shares
18 To renew the authority to purchase own B Mgmt For For
shares
19 To resolve that General Meetings (other Mgmt For For
than AGMs) may be called on not less than
14 clear days' notice
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S, COPENHAGEN Agenda Number: 705000026
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G135
Meeting Type: AGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: DK0010244425
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "e.1 TO e.10, f.a AND
f.b". THANK YOU.
a Report on the activities of the Company Non-Voting
during the past financial year
b Submission of the audited annual report for Mgmt For For
adoption
c Resolution to grant discharge to directors Mgmt For For
d Resolution on appropriation of profit, Mgmt For For
including the amount of dividends, or
covering of loss in accordance with the
adopted annual report. The Board proposes
payment of a dividend of DKK 1,400 per
share of DKK 1,000
e.1 Re-election of member for the Board of Mgmt For For
Director: Ane Maersk Mc-Kinney Uggla
e.2 Re-election of member for the Board of Mgmt For For
Director: Jan Leschly
e.3 Re-election of member for the Board of Mgmt For For
Director: Robert Routs
e.4 Re-election of member for the Board of Mgmt For For
Director: Arne Karlsson
e.5 Re-election of member for the Board of Mgmt For For
Director: Sir John Bond
e.6 Election of member for the Board of Mgmt For For
Director: Robert Maersk Uggla
e.7 Election of member for the Board of Mgmt For For
Director: Niels Bjorn Christiansen
e.8 Election of member for the Board of Mgmt For For
Director: Dorothee Blessing
e.9 Election of member for the Board of Mgmt For For
Director: Renata Frolova
e.10 Election of member for the Board of Mgmt For For
Director: Palle Vestergaard Rasmussen
f.a Election of auditors The Board proposes: Mgmt For For
Election of KPMG 2014 P/S
f.b Election of auditors The Board proposes: Mgmt For For
Re-election of PricewaterhouseCoopers
Statsautoriseret Revisionspartnerselskab
g.1 Deliberation of any proposal submitted by Mgmt For For
the Board of Directors or by shareholders:
The Board proposes an increase of the
Company's share capital by issuance of
bonus shares
g.2 Deliberation of any proposal submitted by Mgmt For For
the Board of Directors or by shareholders:
The Board proposes adoption of an amendment
to the Company's general guidelines
concerning incentive pay
g.3 Deliberation of any proposal submitted by Mgmt For For
the Board of Directors or by shareholders:
The Board proposes adoption of a
remuneration policy for the Board of
Directors and the Management Board of A.P.
Moller - Maersk A/S
g.4 Deliberation of any proposal submitted by Mgmt For For
the Board of Directors or by shareholders:
The Board proposes a change of article 5 of
the Articles of Association regarding the
Company's signature rule
g.5 Deliberation of any proposal submitted by Mgmt For For
the Board of Directors or by shareholders:
The Board proposes a change of article 7 of
the Articles of Association regarding
appointment of auditor
g.6 Deliberation of any proposal submitted by Mgmt For For
the Board of Directors or by shareholders:
The Board proposes a change of article 9 of
the Articles of Association regarding
convention of general meetings
g.7 Deliberation of any proposal submitted by Mgmt For For
the Board of Directors or by shareholders:
The Board proposes that future annual
reports shall be presented in English
g.8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Deliberation of any
proposal submitted by the Board of
Directors or by shareholders: A shareholder
has submitted a proposal regarding meals at
Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S, COPENHAGEN Agenda Number: 705029280
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G101
Meeting Type: AGM
Meeting Date: 31-Mar-2014
Ticker:
ISIN: DK0010244508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 265943 DUE TO CHANGE IN VOTING
STATUS. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED. THANK YOU.
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
CMMT 14 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENTS. THANK
YOU
CMMT 14 MAR 2014: DELETION OF COMMENT Non-Voting
CMMT 14 MAR 2014: DELETION OF COMMENT Non-Voting
a Report on the activities of the Company Non-Voting
during the past financial year
b Submission of the audited annual report for Non-Voting
adoption
c Resolution to grant discharge to directors Non-Voting
d Resolution on appropriation of profit, Non-Voting
including the amount of dividends, or
covering of loss in accordance with the
adopted annual report. The Board proposes
payment of a dividend of DKK 1,400 per
share of DKK 1,000
e.1 Re-election of member for the Board of Non-Voting
Director: Ane Maersk Mc-Kinney Uggla
e.2 Re-election of member for the Board of Non-Voting
Director: Jan Leschly
e.3 Re-election of member for the Board of Non-Voting
Director: Robert Routs
e.4 Re-election of member for the Board of Non-Voting
Director: Arne Karlsson
e.5 Re-election of member for the Board of Non-Voting
Director: Sir John Bond
e.6 Election of member for the Board of Non-Voting
Director: Robert Maersk Uggla
e.7 Election of member for the Board of Non-Voting
Director: Niels Bjorn Christiansen
e.8 Election of member for the Board of Non-Voting
Director: Dorothee Blessing
e.9 Election of member for the Board of Non-Voting
Director: Renata Frolova
e.10 Election of member for the Board of Non-Voting
Director: Palle Vestergaard Rasmussen
f.a Election of auditors The Board proposes: Non-Voting
Election of KPMG 2014 P/S
f.b Election of auditors The Board proposes: Non-Voting
Re-election of PricewaterhouseCoopers
Statsautoriseret Revisionspartnerselskab
g.1 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes an increase of the
Company's share capital by issuance of
bonus shares
g.2 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes adoption of an amendment
to the Company's general guidelines
concerning incentive pay
g.3 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes adoption of a
remuneration policy for the Board of
Directors and the Management Board of A.P.
Moller - Maersk A/S
g.4 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 5 of
the Articles of Association regarding the
Company's signature rule
g.5 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 7 of
the Articles of Association regarding
appointment of auditor
g.6 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes a change of article 9 of
the Articles of Association regarding
convention of general meetings
g.7 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
The Board proposes that future annual
reports shall be presented in English
g.8 Deliberation of any proposal submitted by Non-Voting
the Board of Directors or by shareholders:
A shareholder has submitted a proposal
regarding meals at Annual General Meetings
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 705121022
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 299440 DUE TO ADDITION OF
RESOLUTION 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 REPORTING FOR FISCAL YEAR 2013 Non-Voting
2.1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2013
2.2 CONSULTATIVE VOTE ON THE 2013 REMUNERATION Mgmt Against Against
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION OF CAPITAL CONTRIBUTION
RESERVE
5 CREATION OF ADDITIONAL CONTINGENT SHARE Mgmt Against Against
CAPITAL IN CONNECTION WITH EMPLOYEE
PARTICIPATION
6 REVISION OF THE ARTICLES OF INCORPORATION Mgmt For For
7.1 ELECTION TO THE BOARD OF DIRECTORS: ROGER Mgmt Against Against
AGNELLI AS MEMBER
7.2 ELECTION TO THE BOARD OF DIRECTORS: MATTI Mgmt For For
ALAHUHTA AS MEMBER
7.3 ELECTION TO THE BOARD OF DIRECTORS: LOUIS Mgmt For For
R. HUGHES AS MEMBER
7.4 ELECTION TO THE BOARD OF DIRECTORS: MICHEL Mgmt For For
DE ROSEN AS MEMBER
7.5 ELECTION TO THE BOARD OF DIRECTORS: MICHAEL Mgmt For For
TRESCHOW AS MEMBER
7.6 ELECTIONS TO THE BOARD OF DIRECTORS: JACOB Mgmt Against Against
WALLENBERG AS MEMBER
7.7 ELECTIONS TO THE BOARD OF DIRECTORS: YING Mgmt For For
YEH AS MEMBER
7.8 ELECTIONS TO THE BOARD OF DIRECTORS: Mgmt For For
HUBERTUS VON GRUENBERG AS MEMBER AND
CHAIRMAN OF THE BOARD
8.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHEL DE ROSEN
8.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
MICHAEL TRESCHOW
8.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
YING YEH
9 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER, ATTORNEY-AT-LAW AND NOTARY,
BAHNHOFPLATZ1, CH-5401 BADEN
10 RE-ELECTION OF THE AUDITORS: ERNST AND Mgmt For For
YOUNG AG
11 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ABC-MART,INC. Agenda Number: 705288416
--------------------------------------------------------------------------------------------------------------------------
Security: J00056101
Meeting Type: AGM
Meeting Date: 28-May-2014
Ticker:
ISIN: JP3152740001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN ASSET MANAGEMENT PLC, ABERDEEN Agenda Number: 704895929
--------------------------------------------------------------------------------------------------------------------------
Security: G00434111
Meeting Type: AGM
Meeting Date: 16-Jan-2014
Ticker:
ISIN: GB0000031285
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the directors report and Mgmt For For
accounts for the year to 30 September 2013
together with the auditor's report thereon
2 To declare a final dividend of 10p per Mgmt For For
share
3 To reappoint KPMG Audit Plc as auditor and Mgmt For For
to authorise the directors to agree their
remuneration
4 To re-elect as a director Ms J Chakraverty Mgmt For For
5 To re-elect as a director Mr R C Cornick Mgmt For For
6 To re-elect as a director Ms A M Frew Mgmt For For
7 To re-elect as a director Mr M J Gilbert Mgmt For For
8 To re-elect as a director Mr A A Laing Mgmt For For
9 To re-elect as a director Mr R M MacRae Mgmt For For
10 To re-elect as a director Mr R S Mully Mgmt For For
11 To re-elect as a director Mr J N Pettigrew Mgmt For For
12 To re-elect as a director Mr W J Rattray Mgmt For For
13 To re-elect as a director Ms A H Richards Mgmt For For
14 To re-elect as a director Mr S R V Mgmt For For
Troughton
15 To re-elect as a director Mr H Young Mgmt For For
16 To elect as a director Mrs J G af Rosenborg Mgmt For For
who was appointed during the year
17 To elect as a director Mr A Suzuki who was Mgmt For For
appointed during the year
18 To approve the remuneration report Mgmt For For
19 To approve the directors remuneration Mgmt For For
policy
20 To authorise the directors to allot Mgmt For For
relevant securities
21 To disapply the statutory pre-emption Mgmt For For
rights over equity securities
22 To permit general meetings to be called on Mgmt For For
14 days clear notice
23 To authorise the directors to make market Mgmt For For
purchases
24 To authorise the Company to make political Mgmt For For
donations and incur political expenditure
--------------------------------------------------------------------------------------------------------------------------
ABERTIS INFRAESTRUCTURAS SA, BARCELONA Agenda Number: 705052289
--------------------------------------------------------------------------------------------------------------------------
Security: E0003D111
Meeting Type: OGM
Meeting Date: 01-Apr-2014
Ticker:
ISIN: ES0111845014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 287099 DUE TO CHANGE IN DIRECTOR
NAME FOR RESOLUTION 6. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 02 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT SHAREHOLDERS HOLDING LESS THAN 1.000 SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING
1 Approve consolidated and Standalone Mgmt For For
financial statements
2 Approve allocation of income and dividends Mgmt For For
3 Approve discharge of board Mgmt For For
4 Authorize capitalization of reserves for Mgmt For For
bonus Issue
5 Authorize increase in capital up to 50 Mgmt Against Against
percent via issuance of equity or
equity-linked securities with preemptive
rights
6 Ratify co-option of and elect Susana Mgmt Against Against
Gallardo Torrededia as director
7 Approve share matching plan Mgmt For For
8 Authorize share repurchase and capital Mgmt For For
reduction via amortization of repurchased
shares
9 Advisory vote on remuneration policy report Mgmt For For
10 Authorize board to ratify and execute Mgmt For For
approved resolutions
--------------------------------------------------------------------------------------------------------------------------
ACCIONA SA, MADRID Agenda Number: 705305349
--------------------------------------------------------------------------------------------------------------------------
Security: E0008Z109
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: ES0125220311
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 24 JUNE 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 ANNUAL ACCOUNTS APPROVAL Mgmt For For
2 CONSOLIDATED ANNUAL ACCOUNTS APPROVAL Mgmt For For
3 APPLICATION OF RESULTS 2013 Mgmt For For
4 REELECTION OF AUDITORS Mgmt For For
5.1 APPOINTMENT OF DIRECTOR: JERONIMO MARCOS Mgmt For For
GERARD RIVERO
5.2 APPOINTMENT OF DIRECTOR: CARMEN BECERRIL Mgmt Against Against
MARTINEZ
6.1 DELIVERY PLAN SHARES: PURCHASE OPTION FOR Mgmt Against Against
DIRECTORS
6.2 DELIVERY PLAN SHARES UNTIL 2020 Mgmt Against Against
7 DELEGATION TO DIRECTORS TO INCREASE CAPITAL Mgmt Against Against
8 DELEGATION TO DIRECTORS TO ISSUE FIXED RATE Mgmt Against Against
SECURITIES
9 SUSTAINABILITY REPORTS Mgmt For For
10 CONSULTATIVE VOTE ON REMUNERATION FOR Mgmt Against Against
DIRECTORS
11 RELEASE CONCERNING CONVERTIBLE BONDS INTO Mgmt For For
SHARES
12 DELEGATION OF FACULTIES TO EXECUTE ADOPTED Mgmt For For
AGREEMENTS
--------------------------------------------------------------------------------------------------------------------------
ACCOR SA, COURCOURONNES Agenda Number: 705057823
--------------------------------------------------------------------------------------------------------------------------
Security: F00189120
Meeting Type: MIX
Meeting Date: 29-Apr-2014
Ticker:
ISIN: FR0000120404
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0324/201403241400762.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401005.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
3 Allocation of income and dividend Mgmt For For
distribution EUR 0.80 per Share
4 Option for payment of the dividend in Mgmt For For
shares
5 Approval of regulated commitments Mgmt Against Against
benefiting Mr. Sebastien Bazin
6 Approval of regulated agreements and Mgmt Against Against
commitments benefiting Mr. Sven Boinet
7 Approval of a regulated commitment Mgmt Against Against
benefiting Mr. Denis Hennequin
8 Approval of a regulated agreement Mgmt Against Against
benefiting Mr. Yann Caillere
9 Approval of a regulated agreement Mgmt For For
benefiting Institut Paul Bocuse
10 Renewal of term of Mr. Sebastien Bazin as Mgmt For For
Board member
11 Renewal of term of Mrs. Iris Knobloch as Mgmt For For
Board member
12 Renewal of term of Mrs. Virginie Morgon as Mgmt For For
Board member
13 Appointment of Mr. Jonathan Grunzweig as Mgmt For For
Board member
14 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
15 Authorization to the Board of Directors to Mgmt For For
reduce share capital by cancellation of
shares
16 Amendment to Article 12 of the bylaws to Mgmt For For
determine the terms of appointment of Board
members representing employees and to
increase the minimum number of shares to be
held by the Board members
17 Notice on the compensation owed or paid to Mgmt For For
Mr. Denis Hennequin for the financial year
ended on December 31, 2013
18 Notice on the compensation owed or paid to Mgmt For For
Mr. Yann Caillere for the financial year
ended on December 31, 2013
19 Notice on the compensation owed or paid to Mgmt For For
Mr. Sebastien Bazin for the financial year
ended on December 31, 2013
20 Notice on the compensation owed or paid to Mgmt For For
Mr. Sven Boinet for the financial year
ended on December 31, 2013
21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ACOM CO.,LTD. Agenda Number: 705343298
--------------------------------------------------------------------------------------------------------------------------
Security: J00105106
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3108600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA, M Agenda Number: 705089363
--------------------------------------------------------------------------------------------------------------------------
Security: E7813W163
Meeting Type: OGM
Meeting Date: 29-May-2014
Ticker:
ISIN: ES0167050915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 29 APR 2014: DELETION OF COMMENT Non-Voting
1 Annual accounts approval Mgmt For For
2 Corporate responsibility report Mgmt Abstain Against
3 Annual report on remuneration for directors Mgmt For For
4 Directors management approval Mgmt For For
5 Ratify appointment of and elect Mgmt Against Against
Iberostarhoteles Y Apartamentos SL as
director
6 Renew appointment of Deloitte as auditor Mgmt For For
7 Capital increase Mgmt For For
8 Authorisation to directors to increase Mgmt Against Against
capital
9 Delegation of faculties to issue fixed rate Mgmt Against Against
securities
10 Own SHS acquisition authorisation Mgmt For For
11 Delegation of faculties to execute adopted Mgmt For For
agreements
CMMT 29 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING DATE TO
29 MAY 2014 AND MEETING TYPE TO OGM AND
CHANGE IN TEXT OF RESOLUTIONS 5 AND 6. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ACTELION LTD., ALLSCHWIL Agenda Number: 705160531
--------------------------------------------------------------------------------------------------------------------------
Security: H0032X135
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: CH0010532478
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
STATUTORY ACCOUNTS AND THE CONSOLIDATED
ACCOUNTS AS OF 31 DECEMBER 2013
2 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION AGAINST RESERVE FROM CAPITAL
CONTRIBUTION
3 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT
4 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE SENIOR MANAGEMENT
5 REDUCTION OF SHARE CAPITAL BY CANCELLATION Mgmt For For
OF REPURCHASED SHARES
6.1.A RE-ELECTION OF THE BOARD OF DIRECTORS: Mgmt For For
JEAN-PIERRE GARNIER
6.1.B RE-ELECTION OF THE BOARD OF DIRECTORS: Mgmt For For
JEAN-PAUL CLOZEL
6.1.C RE-ELECTION OF THE BOARD OF DIRECTORS: Mgmt For For
JUHANI ANTTILA
6.1.D RE-ELECTION OF THE BOARD OF DIRECTORS: Mgmt For For
ROBERT BERTOLINI
6.1.E RE-ELECTION OF THE BOARD OF DIRECTORS: CARL Mgmt For For
FELDBAUM
6.1.F RE-ELECTION OF THE BOARD OF DIRECTORS: JOHN Mgmt For For
J. GREISCH
6.1.G RE-ELECTION OF THE BOARD OF DIRECTORS: Mgmt For For
PETER GRUSS
6.1.H RE-ELECTION OF THE BOARD OF DIRECTORS: Mgmt For For
WERNER HENRICH
6.1.I RE-ELECTION OF THE BOARD OF DIRECTORS: Mgmt For For
MICHAEL JACOBI
6.1.J RE-ELECTION OF THE BOARD OF DIRECTORS: JEAN Mgmt For For
MALO
6.2 ELECTION OF THE CHAIRPERSON OF THE BOARD OF Mgmt For For
DIRECTORS: JEAN-PIERRE GARNIER
6.3.A ELECTION OF THE COMPENSATION COMMITTEE: Mgmt For For
WERNER HENRICH
6.3.B ELECTION OF THE COMPENSATION COMMITTEE: Mgmt For For
JEAN-PIERRE GARNIER
6.3.C ELECTION OF THE COMPENSATION COMMITTEE: Mgmt For For
JOHN GREISCH
7 ELECTION OF THE INDEPENDENT PROXY: BDO AG, Mgmt For For
AARAU
8 ELECTION OF THE AUDITORS: ERNST & YOUNG AG, Mgmt For For
BASEL
9.1 REVISION OF THE ARTICLES OF ASSOCIATION: Mgmt For For
MODIFICATIONS IMPLEMENTING THE ORDINANCE
9.2 REVISION OF THE ARTICLES OF ASSOCIATION: Mgmt For For
FURTHER MODIFICATIONS
10 REDUCTION OF CONDITIONAL CAPITAL AND Mgmt For For
CREATION OF AUTHORIZED CAPITAL
11 IN CASE ADDITIONAL PROPOSALS OR AMENDED Mgmt Against Against
PROPOSALS UNDER THE PUBLISHED AGENDA ITEMS
OR UNDER AGENDA ITEMS ACCORDING TO ART. 700
PARA 3 CODE OF OBLIGATIONS ARE BEING
SUBMITTED AT THE ANNUAL GENERAL MEETING,
I/WE AUTHORIZE THE INDEPENDENT PROXY TO
VOTE ACCORDING TO THE FOLLOWING
INSTRUCTION: YES = VOTE IN ACCORDANCE WITH
THE PROPOSAL OF THE BOARD OF DIRECTORS; NO
= VOTE AGAINST THE PROPOSAL OF THE BOARD OF
DIRECTORS; ABSTAIN = ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
ADIDAS AG, HERZOGENAURACH Agenda Number: 705054182
--------------------------------------------------------------------------------------------------------------------------
Security: D0066B185
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000A1EWWW0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements of adidas AG and of
the approved consolidated financial
statements as of December 31, 2013, of the
combined management report of adidas AG and
of the adidas Group, the Explanatory Report
of the Executive Board on the disclosures
pursuant to sections 289 sections 4 and 5,
315 section 4 German Commercial Code
(Handelsgesetzbuch - HGB) as well as of the
Supervisory Board Report for the 2013
financial year
2. Resolution on the appropriation of retained Mgmt No vote
earnings : The distributable profit of EUR
424,075,538.71 shall be appropriated as
follows: payment of a dividend of EUR 1.50
per no-par share EUR 110,251,259.71 shall
be carried forward ex-dividend and payable
date: May 9, 2014
3. Resolution on the ratification of the Mgmt No vote
actions of the Executive Board for the 2013
financial year
4. Resolution on the ratification of the Mgmt No vote
actions of the Supervisory Board for the
2013 financial year
5.1 Election of the Supervisory Board: Dr. Mgmt No vote
Stefan Jentzsch
5.2 Election of the Supervisory Board: Mr. Mgmt No vote
Herbert Kauffmann
5.3 Election of the Supervisory Board: Mr. Igor Mgmt No vote
Landau
5.4 Election of the Supervisory Board: Mr. Mgmt No vote
Willi Schwerdtle
5.5 Election of the Supervisory Board: Mrs. Mgmt No vote
Katja Kraus
5.6 Election of the Supervisory Board: Mrs. Mgmt No vote
Kathrin Menges
6. Resolution on the amendment of section 18 Mgmt No vote
(Compensation of the Supervisory Board) of
the Articles of Association
7. Resolution on the revocation of the Mgmt No vote
authorisation to issue bonds with warrants
and/or convertible bonds of May 6, 2010.
Resolution on the authorisation to issue
bonds with warrants and/or convertible
bonds, the exclusion of shareholders'
subscription rights and the simultaneous
creation of a contingent capital as well as
the amendment to the Articles of
Association
8. Resolution on granting the authorisation to Mgmt No vote
repurchase and to use treasury shares
pursuant to section 71 section 1 number 8
AktG including the authorisation to exclude
tender and subscription rights as well as
to cancel repurchased shares and to reduce
the capital; revocation of the existing
authorisation
9. Resolution on granting the authorisation to Mgmt No vote
use equity derivatives in connection with
the acquisition of treasury shares pursuant
to section 71 section 1 number 8 AktG while
excluding shareholders' tender and
subscription rights; revocation of the
existing authorisation
10.1 Appointment of the auditor and the Group Mgmt No vote
auditor for the 2014 financial year as well
as, if applicable, of the auditor for the
review of the first half year financial
report: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin, is
appointed as auditor of the annual
financial statements and the consolidated
financial statements for the 2014 financial
year
10.2 Appointment of the auditor and the Group Mgmt No vote
auditor for the 2014 financial year as well
as, if applicable, of the auditor for the
review of the first half year financial
report: KPMG AG
Wirtschaftsprufungsgesellschaft, Berlin, is
appointed for the audit review of the
financial statements and interim management
report for the first six months of the 2014
financial year, if applicable
--------------------------------------------------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC CO LTD Agenda Number: 704989889
--------------------------------------------------------------------------------------------------------------------------
Security: Y0014U183
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: TH0268010Z11
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 3 MAR 2014: PLEASE NOTE THAT THIS IS AN Non-Voting
AMENDMENT TO MEETING ID 281726 DUE TO
ADDITION OF RESOLUTIONS AND CHANGE IN
VOTING STATUS OF RESOLUTIONS 1 AND 3. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 Matter to be informed Non-Voting
2 To consider and adopt the minutes of the Mgmt For For
annual general meeting of shareholders for
2013, held on 27 March 2013
3 To acknowledge the board of directors Non-Voting
report on the company's operating results
for 2013
4 To consider and approve the audited Mgmt For For
financial statements for the year 2013
ended 31 December 2013
5 To consider and appropriate the net profit Mgmt For For
for 2013 as the annual dividend
6 To consider and approve the appointment of Mgmt For For
the company's external auditors and fix
their remuneration for 2014
7.A To consider and approve the appointment of Mgmt For For
director to replace those who retired by
rotation in 2014: Mr. Somprasong Boonyachai
7.B To consider and approve the appointment of Mgmt For For
director to replace those who retired by
rotation in 2014: Mr. Ng Ching-Wah
7.C To consider and approve the appointment of Mgmt Against Against
director to replace those who retired by
rotation in 2014: Mrs. Tasanee Manorot
8 To consider and appoint the new director: Mgmt For For
Mr. Krairit Euchukanonchai
9 To consider and approve the remuneration of Mgmt For For
the board of directors for 2014
10 To consider and approve a letter to confirm Mgmt Abstain Against
the prohibitive characters in connection
with foreign dominance
11 To consider and approve the issuance and Mgmt For For
sale of warrants to directors and employees
of the company and subsidiaries of not
exceeding 680,000 units
12 To consider and approve the allotment of Mgmt For For
not more than 680,000 ordinary shares at a
par value of 1 BAHT per share for the
conversion of warrants to be issued to
directors and employees of the company and
subsidiaries
13.A To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants
granted(approve the allocation of warrants
to each person): Mr. Wichian Mektrakarn
(not exceeding 42,700 units)
13.B To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Mrs. Suwimol Kaewkoon (not
exceeding 37,700 units)
13.C To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Mr. Pong-amorn Nimpoonsawat (not
exceeding 37,700 units)
13.D To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Ms. Somchai Lertsutiwong (not
exceeding 37,700 units)
13.E To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Mrs. Vilasinee Puddhikarant (not
exceeding 37,700 units)
13.F To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Mr. Kriengsak Wanichnatee (not
exceeding 37,700 units)
13.G To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Mr. Walan Norasetpakdi (not
exceeding 37,700 units)
13.H To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Mr. Weerawat Kiattipongthaworn
(not exceeding 37,700 units)
13.I To consider and approve the allotment of Mgmt For For
warrants to directors and employees of the
company and subsidiaries, each of whom is
entitled to warrants in exceeding five (5)
percent of the total warrants granted
(approve the allocation of warrants to each
person): Ms. Issara Dejakaisaya (not
exceeding 37,700 units)
14 Other business (if any) Mgmt For Against
CMMT 3 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES FOR MID: 287490 PLEASE DO NOT REVOTE
ON THIS MEETING UNLESS YOU DECIDE TO AMEND
YOUR INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
AEGON NV, DEN HAAG Agenda Number: 705139485
--------------------------------------------------------------------------------------------------------------------------
Security: N00927298
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: NL0000303709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 PRESENTATION ON THE COURSE OF BUSINESS IN Non-Voting
2013
3.1 ANNUAL REPORT 2013 Non-Voting
3.2 REMUNERATION REPORT 2013 Non-Voting
3.3 ANNUAL ACCOUNTS 2013: PROPOSAL TO ADOPT THE Mgmt For For
ANNUAL ACCOUNTS 2013
4 PROPOSAL TO APPROVE THE FINAL DIVIDEND Mgmt For For
2013: EUR 0.22 PER SHARE
5 PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
EXECUTIVE BOARD FROM LIABILITY FOR THEIR
DUTIES
6 PROPOSAL TO RELEASE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
DUTIES
7 PROPOSAL TO APPOINT MR. ROBERT W. DINEEN TO Mgmt For For
THE SUPERVISORY BOARD
8 PROPOSAL TO APPOINT MRS. CORIEN M. Mgmt For For
WORTMANN-KOOL TO THE SUPERVISORY BOARD
9 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES
10 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS
UPON ISSUING COMMON SHARES
11 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ISSUE COMMON SHARES UNDER INCENTIVE PLAN
12 PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD Mgmt For For
TO ACQUIRE SHARES IN THE COMPANY
13 ANY OTHER BUSINESS Non-Voting
14 CLOSE OF THE MEETING Non-Voting
CMMT 25 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 4 AND RECEIPT OF DIVIDEND
AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AEON FINANCIAL SERVICE CO.,LTD. Agenda Number: 705359570
--------------------------------------------------------------------------------------------------------------------------
Security: J0021H107
Meeting Type: AGM
Meeting Date: 19-Jun-2014
Ticker:
ISIN: JP3131400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AEON MALL CO.,LTD. Agenda Number: 705246759
--------------------------------------------------------------------------------------------------------------------------
Security: J10005106
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: JP3131430005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AGL ENERGY LTD Agenda Number: 704738080
--------------------------------------------------------------------------------------------------------------------------
Security: Q01630104
Meeting Type: AGM
Meeting Date: 23-Oct-2013
Ticker:
ISIN: AU000000AGK9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL WILL BE DISREGARDED
BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON
THE RELEVANT PROPOSAL ITEMS. BY DOING SO,
YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE
PASSING OF THE RELEVANT PROPOSAL. BY VOTING
(FOR OR AGAINST) ON PROPOSAL (2), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL AND
YOU COMPLY WITH THE VOTING EXCLUSION
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
ALL RESOLUTIONS. THANK YOU.
2 To adopt the Remuneration Report Mgmt For For
3a Re-election of Mr Bruce Phillips Mgmt For For
3b Re-election of Ms Belinda Hutchinson Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIA GROUP LTD, HONG KONG Agenda Number: 705060793
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324697.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0324/LTN20140324655.pdf
1 To receive the audited consolidated Mgmt For For
financial statements of the Company, the
Report of the Directors and the Independent
Auditor's Report for the year ended 30
November 2013
2 To declare a final dividend of 28.62 Hong Mgmt For For
Kong cents per share for the year ended 30
November 2013
3 To re-elect Mr. Mohamed Azman Yahya as Mgmt For For
Independent Non-executive Director of the
Company
4 To re-elect Mr. Edmund Sze-Wing Tse as Mgmt For For
Non-executive Director of the Company
5 To re-elect Mr. Jack Chak-Kwong So as Mgmt For For
Independent Non-executive Director of the
Company
6 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company for the term from
passing of this resolution until the
conclusion of the next annual general
meeting and to authorise the board of
directors of the Company to fix its
remuneration
7.A To grant a general mandate to the Directors Mgmt For For
to allot, issue, grant and deal with
additional shares of the Company, to grant
rights to subscribe for, or convert any
security into, shares in the Company
(including the issue of any securities
convertible into shares, or options,
warrants or similar rights to subscribe for
any shares) and to make or grant offers,
agreements and options which might require
the exercise of such powers, not exceeding
10 per cent of the aggregate number of
shares in the Company in issue at the date
of this Resolution, and the discount for
any shares to be issued shall not exceed 10
per cent to the Benchmarked Price
7.B To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company, not
exceeding 10 per cent of the aggregate
number of shares in the Company in issue at
the date of this Resolution
7.C To grant a general mandate to the Directors Mgmt For For
to allot, issue and deal with additional
shares of the Company under the restricted
share unit scheme adopted by the Company on
28 September 2010 (as amended)
8 To approve the adoption of the new articles Mgmt For For
of association of the Company in
substitution for, and to the exclusion of,
the existing articles of association of the
Company
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA, PARIS Agenda Number: 704974826
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 19 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400386.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0319/201403191400720.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013; setting the
dividend
O.4 Authorization granted to the Board of Mgmt For For
Directors for an 18-month period to allow
the Company trade in its own shares
O.5 Renewal of term of Mr. Benoit Potier as Mgmt Against Against
Director
O.6 Renewal of term of Mr. Paul Skinner as Mgmt For For
Director
O.7 Renewal of term of Mr. Jean-Paul Agon as Mgmt For For
Director
O.8 Appointment of Mrs. Sin Leng Low as Mgmt For For
Director
O.9 Appointment of Mrs. Annette Winkler as Mgmt For For
Director
O.10 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Benoit
Potier
O.11 Approval of the Agreements pursuant to Mgmt Against Against
Articles L.225-38 et seq. of the Commercial
Code and the special report of the
Statutory Auditors regarding Mr. Pierre
Dufour
O.12 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Benoit Potier for the
financial year ended on December 31, 2013
O.13 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Pierre Dufour for the
financial year ended on December 31, 2013
O.14 Setting the amount of attendance allowances Mgmt For For
E.15 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to reduce
capital by cancellation of treasury shares
E.16 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase share capital by incorporation of
reserves, profits, premiums or otherwise
for the purpose of allocating bonus shares
to shareholders and/or raising the nominal
value of existing shares for a maximum
amount of Euros 250 million
E.17 Amendment to the bylaws regarding employee Mgmt For For
Director
E.18 Amendment to the bylaws regarding Senior Mgmt For For
Director
E.19 Amendment to Article 21 of the bylaws of Mgmt For For
the Company
O.20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AIR WATER INC. Agenda Number: 705378265
--------------------------------------------------------------------------------------------------------------------------
Security: J00662114
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3160670000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt Against Against
1.2 Appoint a Director Mgmt Against Against
1.3 Appoint a Director Mgmt Against Against
1.4 Appoint a Director Mgmt Against Against
1.5 Appoint a Director Mgmt Against Against
1.6 Appoint a Director Mgmt Against Against
1.7 Appoint a Director Mgmt Against Against
1.8 Appoint a Director Mgmt Against Against
1.9 Appoint a Director Mgmt Against Against
1.10 Appoint a Director Mgmt Against Against
1.11 Appoint a Director Mgmt Against Against
1.12 Appoint a Director Mgmt Against Against
1.13 Appoint a Director Mgmt Against Against
1.14 Appoint a Director Mgmt Against Against
1.15 Appoint a Director Mgmt Against Against
1.16 Appoint a Director Mgmt Against Against
1.17 Appoint a Director Mgmt Against Against
1.18 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AISIN SEIKI CO.,LTD. Agenda Number: 705335823
--------------------------------------------------------------------------------------------------------------------------
Security: J00714105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3102000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AJINOMOTO CO.,INC. Agenda Number: 705347082
--------------------------------------------------------------------------------------------------------------------------
Security: J00882126
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3119600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AKBANK T.A.S., ISTANBUL Agenda Number: 704995248
--------------------------------------------------------------------------------------------------------------------------
Security: M0300L106
Meeting Type: OGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: TRAAKBNK91N6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Appointment of the presidential board Mgmt For For
2 Communication and discussion of the report Mgmt For For
of the board of directors
3 Communication and discussion of the Mgmt For For
independent auditors report
4 Communication, discussion and ratification Mgmt For For
of the financial statements of 2013
5 Discharge of liability of the members of Mgmt For For
the board of directors
6 Decision on the appropriation of 2013 net Mgmt For For
profit
7 Approval of the member elected to the board Mgmt Abstain Against
of directors for the remaining period
8 Appointment of the members of the board of Mgmt Against Against
directors whose terms have expired
9 Determination of the compensation of the Mgmt For For
members of the board of directors
10 Appointment of the independent auditors Mgmt For For
11 Amendment of the 24th, 82nd and removal of Mgmt For For
the 84th articles from the articles of
association of the bank
12 Empowerment of the board of directors in Mgmt For For
connection with matters falling within the
scope of articles 395 and 396 of the
Turkish commercial code
13 Determining the limits of donation for 2014 Mgmt For For
14 Approval of the dividend policy of the bank Mgmt For For
15 Information to shareholders regarding the Mgmt Abstain Against
donations in 2013 and the remuneration
policy including for the members of the
board of directors and senior executives
--------------------------------------------------------------------------------------------------------------------------
AKER SOLUTIONS ASA, LYSAKER Agenda Number: 705061101
--------------------------------------------------------------------------------------------------------------------------
Security: R0180X100
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: NO0010215684
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT BLOCKING SHOULD ALWAYS BE APPLIED, RECORD Non-Voting
DATE OR NOT.
1 Opening of the annual general meeting, by Non-Voting
the chairman
2 Approval of summons and agenda of the Mgmt No vote
annual general meeting
3 Appointment of a person to co-sign the Mgmt No vote
minutes of meeting along with the chairman
4 Information about the business Non-Voting
5 Approval of the 2013 annual accounts of Mgmt No vote
Aker Solutions ASA and group's consolidated
accounts and the annual report, including
distribution of dividend. The board of
directors proposes that a dividend of NOK
4,10 per share is paid for the financial
year 2013
6 Consideration of the board of directors' Non-Voting
report on corporate governance for 2013
7 Consideration of the board of directors' Mgmt No vote
declaration regarding stipulation of salary
and other remuneration to executive
management of the company
8 Approval of remuneration to the members of Mgmt No vote
the board of directors, the board risk
committee and the audit committee for 2013
9 Approval of remuneration to the members of Mgmt No vote
the nomination committee for 2013
10 Election of members to the board of Mgmt No vote
directors
11 Election of members to the nomination Mgmt No vote
committee
12 Approval of remuneration to the auditor for Mgmt No vote
2013
13 Authorization to the board of directors to Mgmt No vote
purchase treasury shares in connection with
acquisitions, mergers, de-mergers or other
transfers of business
14 Authorization to the board of directors to Mgmt No vote
purchase treasury shares in connection with
the share programme for the employees
15 Authorization to the board of directors to Mgmt No vote
purchase treasury shares for the purpose of
subsequent deletion of shares
--------------------------------------------------------------------------------------------------------------------------
AKZO NOBEL NV, AMSTERDAM Agenda Number: 705044345
--------------------------------------------------------------------------------------------------------------------------
Security: N01803100
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: NL0000009132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Report of the Board of Management for the Non-Voting
financial year 2013
3.a Financial Statements, result and dividend: Non-Voting
Discussion on the implementation of the
remuneration policy
3.b Financial Statements, result and dividend: Mgmt For For
Adoption of the 2013 Financial Statements
of the Company
3.c Financial Statements, result and dividend: Non-Voting
Discussion on the dividend policy
3.d Financial Statements, result and dividend: Mgmt For For
Profit allocation and adoption of the
dividend proposal - EUR 1,45 gross per
share
4.a Discharge: Discharge from liability of Mgmt For For
members of the Board of Management in
office in 2013 for the performance of their
duties in 2013
4.b Discharge: Discharge from liability of Mgmt For For
members of the Supervisory Board in office
in 2013 for the performance of their duties
in 2013
5.a Supervisory Board: Appointment of Mr. B.E. Mgmt For For
Grote
5.b Supervisory Board: Re-appointment of Mr. A. Mgmt For For
Burgmans
5.c Supervisory Board: Re-appointment of Mr. Mgmt For For
L.R. Hughes
5.d Supervisory Board: Remuneration Supervisory Mgmt For For
Board
6 Appointment External Auditor: Mgmt For For
PricewaterhouseCoopers
7.a Authorization for the Board of Management: Mgmt For For
to issue shares
7.b Authorization for the Board of Management: Mgmt For For
to restrict or exclude the pre-emptive
rights of shareholders
8 Authorization for the Board of Management Mgmt For For
to acquire common shares in the share
capital of the Company on behalf of the
Company
9 Any other business and closing Non-Voting
CMMT 20 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE RECEIPT OF DIVIDEND AMOUNT IN
RESOLUTION 3.d. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ALFA SAB DE CV Agenda Number: 704853414
--------------------------------------------------------------------------------------------------------------------------
Security: P0156P117
Meeting Type: OGM
Meeting Date: 02-Dec-2013
Ticker:
ISIN: MXP000511016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE BE ADVISED THAT SHARES WITH SERIES A Non-Voting
ARE COMMONLY USED FOR THOSE SHARES THAT
CONFER FULL VOTING RIGHTS AND CAN ONLY BE
ACQUIRED BY MEXICAN NATIONALS. IN SOME
CASES, ISSUERS HAVE ESTABLISHED NEUTRAL
TRUSTS TO ALLOW FOREIGN INVESTORS TO
PURCHASE OTHERWISE RESTRICTED SHARES. IN
THESE INSTANCES, THE NEUTRAL TRUST RETAINS
VOTING RIGHTS OF THE SECURITY. ONLY SEND
VOTING INSTRUCTIONS IF THE FINAL BENEFICIAL
OWNER IS A NATIONAL AND THIS CUSTOMER IS
REGISTERED AS SUCH IN BANAMEX MEXICO OR IF
THE ISSUER'S PROSPECTUS ALLOW FOREIGN
INVESTORS TO HOLD SHARES WITH VOTING
RIGHTS.
I Declaration of a dividend Mgmt For For
II Designation of delegates Mgmt For For
III Reading and, if deemed appropriate, Mgmt For For
approval of the general meeting minutes
--------------------------------------------------------------------------------------------------------------------------
ALFA SAB DE CV Agenda Number: 704963710
--------------------------------------------------------------------------------------------------------------------------
Security: P0156P117
Meeting Type: AGM
Meeting Date: 27-Feb-2014
Ticker:
ISIN: MXP000511016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT ONLY MEXICAN NATIONALS Non-Voting
HAVE VOTING RIGHTS AT THIS MEETING. IF YOU
ARE A MEXICAN NATIONAL AND WOULD LIKE TO
SUBMIT YOUR VOTE ON THIS MEETING PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
I Presentation and, if deemed appropriate, Non-Voting
approval of the report referred to in
article 28, part iv, of the securities
market law, in relation to the 2013 fiscal
year
II Proposal regarding the allocation of the Non-Voting
results account from the 2013 fiscal year,
in which are included the determination of
the maximum amount of funds that can be
allocated to the purchase of the shares of
the company
III Election of the members of the board of Non-Voting
directors and of the chairperson of the
audit and corporate practices committee,
determination of their compensation and
related resolutions
IV Designation of delegates Non-Voting
V Reading and, if deemed appropriate, Non-Voting
approval of the general meeting minutes
--------------------------------------------------------------------------------------------------------------------------
ALFRESA HOLDINGS CORPORATION Agenda Number: 705357312
--------------------------------------------------------------------------------------------------------------------------
Security: J0109X107
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3126340003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
1.12 Appoint a Director Mgmt For For
2.1 Appoint a Corporate Auditor Mgmt For For
2.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE, MUENCHEN Agenda Number: 705077623
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
22.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Annual Non-Voting
Financial Statements and the approved
Consolidated Financial Statements as of
December 31, 2013, and of the Management
Reports for Allianz SE and for the Group,
the Explanatory Reports on the information
pursuant to section 289 (4), 315 (4) and
section 289 (5) of the German Commercial
Code (HGB), as well as the Report of the
Supervisory Board for fiscal year 2013
2. Appropriation of net earnings Mgmt No vote
3. Approval of the actions of the members of Mgmt No vote
the Management Board
4. Approval of the actions of the members of Mgmt No vote
the Supervisory Board
5. By- Election to the Supervisory Board: Jim Mgmt No vote
Hagemann Snabe
6. Creation of an Authorized Capital 2014/I, Mgmt No vote
cancellation of the Authorized Capital
2010/I and corresponding amendment to the
Statutes
7. Creation of an Authorized Capital 2014/II Mgmt No vote
for the issuance of shares to employees,
cancellation of the Authorized Capital
2010/II and corresponding amendment to the
Statutes
8. Approval of a new authorization to issue Mgmt No vote
bonds carrying conversion and/or option
rights as well as convertible participation
rights, cancellation of the current
authorization to issue bonds carrying
conversion and/or option rights, unless
fully utilized, amendment of the existing
Conditional Capital 2010 and corresponding
amendment of the Statutes
9. Authorization to acquire treasury shares Mgmt No vote
for trading purposes
10. Authorization to acquire and utilize Mgmt No vote
treasury shares for other purposes
11. Authorization to use derivatives in Mgmt No vote
connection with the acquisition of treasury
shares pursuant to Section 71 (1) no. 8
AktG
12. Approval to amend existing company Mgmt No vote
agreements
--------------------------------------------------------------------------------------------------------------------------
ALS LTD Agenda Number: 704629849
--------------------------------------------------------------------------------------------------------------------------
Security: Q0266A116
Meeting Type: AGM
Meeting Date: 30-Jul-2013
Ticker:
ISIN: AU000000ALQ6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2(i) Re-election of Director - Nerolie Withnall Mgmt For For
2(ii) Re-election of Director - Mel Bridges Mgmt For For
3 Renewal of Proportional Takeover Approval Mgmt For For
Provisions
4 Remuneration Report Mgmt For For
5 Grant of Performance Rights to Managing Mgmt For For
Director
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA, PARIS Agenda Number: 704503778
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 02-Jul-2013
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0513/201305131302162.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URLS:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0520/201305201302559.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2
013/0612/201306121303256.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements and transactions for the
financial year ended March 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the
financial year ended March 31, 2013
O.3 Allocation of income Mgmt For For
O.4 Special report of the Statutory Auditors on Mgmt For For
the regulated agreements and commitments
O.5 Appointment of Mrs. Amparo Moraleda as Mgmt For For
Director
O.6 Setting attendance allowances amount Mgmt For For
O.7 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.8 Authorization to be granted to the Board of Mgmt For For
Directors to reduce capital by cancellation
of shares
E.9 Authorization to be granted to the Board of Mgmt Against Against
Directors to carry out free allocations of
shares existing or to be issued within the
limit of 1% of capital by deducting the
total number of shares from the one set
under the tenth resolution, including a
maximum of 0.02% of capital to employees
and eligible corporate officers of the
Company and affiliated companies
E.10 Authorization to be granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options within the limit of 2.5%
of capital minus any amount allocated under
the ninth resolution, including a maximum
of 0.10% of share capital to employees and
corporate officers of the Company and
affiliated companies
E.11 Powers to implement all decisions and carry Mgmt For For
out all legal formalities
--------------------------------------------------------------------------------------------------------------------------
ALUMINA LTD, SOUTHBANK VIC Agenda Number: 705123139
--------------------------------------------------------------------------------------------------------------------------
Security: Q0269M109
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: AU000000AWC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3.a TO RE-ELECT MR G JOHN PIZZEY AS A DIRECTOR Mgmt For For
3.b TO ELECT MR W PETER DAY AS A DIRECTOR Mgmt For For
3.c TO ELECT MR MICHAEL P FERRARO AS A DIRECTOR Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO CHIEF Mgmt For For
EXECUTIVE OFFICER (LONG TERM INCENTIVE)
5 ALTERATIONS TO THE CONSTITUTION Mgmt For For
6 THAT, SUBJECT TO AND CONDITIONAL ON AT Shr Against For
LEAST 25% OF THE VOTES CAST ON THE
RESOLUTION PROPOSED ON ITEM 2 (ADOPTION OF
REMUNERATION REPORT) IN THE NOTICE
CONVENING THIS MEETING BEING AGAINST THE
ADOPTION OF THE REMUNERATION REPORT, AS
REQUIRED BY THE CORPORATIONS ACT 2001
(CTH): (A) AN EXTRAORDINARY GENERAL MEETING
OF THE COMPANY (SPILL MEETING) BE HELD
WITHIN 90 DAYS AFTER THE PASSING OF THIS
RESOLUTION; (B) ALL OF THE DIRECTORS OF THE
COMPANY IN OFFICE AT THE TIME WHEN THE
RESOLUTION TO MAKE THE DIRECTORS REPORT
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2013 WAS PASSED, OTHER THAN THE MANAGING
DIRECTOR AND CHIEF EXECUTIVE OFFICER, CEASE
TO HOLD OFFICE IMMEDIATELY BEFORE THE END
OF THE SPILL MEETING; AND (C) RESOLUTIONS
TO APPOINT PERSONS TO OFFICES THAT WILL BE
VACATED IMMEDIATELY BEFORE THE END OF THE
SPILL MEETING BE PUT TO THE VOTE AT THE
SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
AMADA CO.,LTD. Agenda Number: 705357401
--------------------------------------------------------------------------------------------------------------------------
Security: J01218106
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3122800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Use of Electronic Mgmt For For
Systems for Public Notifications, Allow
Disclosure of Shareholders Meeting
Materials on the Internet, Adopt Reduction
of Liability System for Outside Directors
and Outside Corporate Auditors
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
4 Appoint a Corporate Auditor Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMADEUS IT HOLDING SA Agenda Number: 705319689
--------------------------------------------------------------------------------------------------------------------------
Security: E04908112
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: ES0109067019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 JUN 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORT
2 ALLOCATION OF RESULTS Mgmt For For
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
4 RE-ELECTION OF AUDITORS Mgmt For For
5 AMENDMENT OF ARTICLE 35 OF THE BYLAWS Mgmt For For
6.1 RE-ELECTION OF MR JOSE ANTONIO TAZON GARCIA Mgmt Against Against
AS DIRECTOR
6.2 RE-ELECTION OF MR DAVID GORDON COMYN Mgmt For For
WEBSTER AS DIRECTOR
6.3 RE-ELECTION OF MR FRANCESCO LOREDAN AS Mgmt For For
DIRECTOR
6.4 RE-ELECTION OF MR STUART ANDERSON MCALPINE Mgmt For For
AS DIRECTOR
6.5 RE-ELECTION OF MR ENRIQUE DUPUY DE LOME Mgmt Against Against
CHAVARRI AS DIRECTOR
6.6 RE-ELECTION OF MR PIERRE-HENRI GOURGEON AS Mgmt Against Against
DIRECTOR
6.7 APPOINTMENT OF MR MARC VERSPYCK AS DIRECTOR Mgmt Against Against
6.8 RATIFICATION AND APPOINTMENT OF MR ROLAND Mgmt Against Against
BUSCH AS DIRECTORS
6.9 APPOINTMENT OF MR LUIS MAROTO CAMINO AS Mgmt For For
DIRECTOR
7 CONSULTIVE VOTE REGARDING THE ANNUAL Mgmt For For
REMUNERATION REPORT
8.1 REMUNERATION OF THE DIRECTORS Mgmt For For
8.2 REMUNERATION OF EXECUTIVE DIRECTORS Mgmt For For
9 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO IMPLEMENT AGREEMENT ADOPTED BY
SHAREHOLDERS AT THE GENERAL MEETING
CMMT SHAREHOLDERS HOLDING LESS THAN "300" SHARES Non-Voting
(MINIMUM AMOUNT TO ATTEND THE MEETING) MAY
GRANT A PROXY TO ANOTHER SHAREHOLDER
ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM
TO REACH AT LEAST THAT NUMBER, GIVING
REPRESENTATION TO A SHAREHOLDER OF THE
GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 16 JUN 2014: PLEASE NOTE THAT MANAGEMENT Non-Voting
BOARD MAKES NO RECOMMENDATION ON
RESOLUTIONS 6.7 AND 6.8. THANK YOU.
CMMT 16 JUN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT AND CHANGE IN THE STANDING
INSTRUCTIONS FROM Y TO N. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 704881778
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: EGM
Meeting Date: 02-Jan-2014
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To examine, discuss and approve all the Mgmt For For
terms and conditions of the protocol and
justification of merger of Companhia De
Bebidas Das Americas Ambev with and into
Ambev S.A., entered into by and among the
companies' managers protocol and
justification and merger, respectively
II To ratify the retention of the specialized Mgmt For For
firm apsis Consultoria Empresarial Ltda.
apsis to prepare a the valuation report of
Companhia De Bebidas Das Americas Ambev
Companhia De Bebidas, based on its book
value, for purposes of sections 227 and 8
of law no. 6,404.76 valuation report I. and
B the valuation report of the net equities
of the company and Companhia De Bebidas, at
market value, evaluated under the same
criteria and on the same date, for purposes
of section 264 of law no. 6,404.76 net
equity valuation report I
III To approve the valuation report I Mgmt For For
IV To approve the merger I Mgmt For For
V To examine, discuss and approve all terms Mgmt For For
and conditions of the protocol and
justification of merger of Ambev Brasil
Bebidas S.A. with and into the company,
entered into by and among the companies
managers protocol and justification ii and
merger II, respectively
VI To ratify the hiring of the specialized Mgmt For For
firm apsis to prepare a the valuation
report of the net equity of Ambev Brasil
Bebidas S.A. Ambev Brasil, based on its
book value, for purposes of sections 227
and 8 of law no. 6,404.76 valuation report
Ii. and B the valuation report of the net
equities of the company and Ambev Brasil,
at market value, evaluated under the same
criteria and on the same date, for purposes
of section 264 of law no. 6.404/76 net
equity valuation report II
VII To approve the valuation report II Mgmt For For
VIII To approve the merger ii and the company's Mgmt For For
capital increase, upon the issuance of
common shares to be subscribed and paid in
by the managers of Ambev Brasil, for the
benefit of its shareholders, with the
consequent amendment of the first part of
article 5 of the company's by laws in order
to reflect the referred capital increase
IX To amend, again, the first part of article Mgmt For For
5 of the company's by laws in order to
reflect possible capital increases approved
within the limit of the authorized capital
and confirmed by the members of the
company's board of directors until the date
of EGM
X To amend article 3 of the company's by laws Mgmt For For
in order to i include the activity of
printing, services of preprinting and
graphic finishing and reproduction of
recorded materials in any base. and ii
adjust the activity of trade of byproducts,
as per item g thereof, to mention,
including, but not limited to, byproducts
for animal feeding
XI To authorize the company's executive Mgmt For For
committee to perform all acts necessary for
the consummation of the merger
XII To appoint a new composition to the Mgmt For For
company's board of directors, including two
independent members, pursuant to paragraph
4 of article 15 of the company's by laws,
with term of office until the 2017 annual
meeting
XIII To amend and restate the company's bylaws, Mgmt For For
in accordance with company's management
proposal
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 705087321
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: AGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I Analysis of the management accounts, with Mgmt For For
examination, discussion and voting on the
financial statements related to the fiscal
year ended December 31, 2013
II Allocation of the net profits for the Mgmt For For
fiscal year ended December 31, 2013 and
ratification of the payment of interest on
own capital and distribution of dividends,
related to the fiscal year ended on
December 31, 2013, approved by the board of
directors at meetings held on August 30,
2013, January 6, 2014, and March 25, 2014
III Election of the members of the company's Mgmt For For
fiscal council and their respective
alternates for a term in office until the
ordinary general meeting to be held in 2015
: 3A Candidates nominated by the
controller: James Terence Coulter Wright,
Titular, Ary Waddington, Substitute, Celso
Clemente Giacometti, Titular, Emanuel
Sotelino Schifferle, Substitute. Candidates
nominated by the minority ordinary
shareholder Caixa de Previdencia dos
Funcionarios do Banco do Brasil Previ: 3b
Merio Fernando Engelke, titular, Jose Elias
Neto, substitute.
IV Ratification of the amounts paid out as Mgmt For For
compensation to the management and to the
members of the fiscal council of the
company during the fiscal year ended
December 31, 2013 and establishing the
overall compensation of the management and
of the members of the fiscal council for
the fiscal year to be ended December 31,
2014
CMMT 04 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NAMES IN
RESOLUTION 3 AND CHANGE IN MEETING TYPE
FROM EGM TO AGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMBEV SA Agenda Number: 705092017
--------------------------------------------------------------------------------------------------------------------------
Security: P0273U106
Meeting Type: EGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: BRABEVACNOR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
I With the purpose of carrying out the Mgmt For For
partial capitalization of the tax benefit
earned by the company with the partial
amortization of the special premium reserve
in 319.99 for the 2013 fiscal year,
pursuant to the article 7 of CVM ruling N.
319.99, a capital increase in the minimum
amount of BRL 218.277.229,62, upon issuance
of 13.566.018 shares and the maximum amount
of BRL 352.684.594,10, upon issuance of up
to 21.919.490 shares, at the issuance price
of BRL 16.09 per share, which correspond to
the closing price at the Sao Paulo Stock
Exchange BMF Bovespa S.A. Bolsa de Valores,
Mercadorias e Futuros on January 31, 2014,
when the abovementioned tax benefit was
earned. Of the shares to be issued. A.
13.566.018 shares shall be fully subscribed
and paid in by Interbrew international B.V.
And Ambrew SA, both subsidiaries CONTD
CONT CONTD of Anheuser Busch Inbev N.V.S.A. Non-Voting
controlling shareholder of the company upon
the capitalization of 70 percent of the
abovementioned tax benefit in the amount of
BRL 218.277.229,62 b. Up to 8.353.472
shares upon the exercise of their
preemptive rights by the remaining
shareholders in this capital increase in a
proportion of 0.139940902 percent of their
respective stakes in the company held on
the date of the extraordinary general
meeting at the same price mentioned above
for payment in cash on subscription thereto
pursuant to the management proposal
II New capital increase in the amount of BRL Mgmt For For
93.547.390,11 corresponding to the
capitalization of 30 percent of the tax
benefit earned with the partial
amortization of the special premium reserve
in the fiscal year of 2013, pursuant to
article 7 of the CVM ruling N. 319.99,
without the issuance of new shares
III By virtue of the resolution mentioned in Mgmt For For
II. Above, as well as the capital increases
approved by the company's board of
directors within the limit of the
authorized capital, and ratified until the
date of the ordinary and extraordinary
general meetings, to amend caput of article
5 of the company's by laws and to restate
such by laws
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704739462
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3, 4 AND 5), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2a Re-election of Director - Mr Chris Roberts Mgmt For For
2b Re-election of Director - Dr Armin Meyer Mgmt For For
2c Re-election of Director - Mrs Karen Guerra Mgmt For For
3 Grant of Share Rights to Managing Director Mgmt For For
(Management Incentive Plan-Equity)
4 Grant of Options and Performance Rights to Mgmt For For
Managing Director (Long Term Incentive
Plan)
5 Adoption of Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704843677
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: OGM
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to and in accordance with Mgmt For For
section 256C(1) of the Corporations Act,
subject to and conditional on the Scheme
becoming Effective, the share capital of
Amcor be reduced by an amount of AUD908
million with the reduction being effected
and satisfied by applying such amount
equally against each Amcor Share on issue
at the Scheme Record Date and in accordance
with the Scheme
--------------------------------------------------------------------------------------------------------------------------
AMCOR LTD Agenda Number: 704844516
--------------------------------------------------------------------------------------------------------------------------
Security: Q03080100
Meeting Type: SCH
Meeting Date: 09-Dec-2013
Ticker:
ISIN: AU000000AMC4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That, pursuant to, and in accordance with, Mgmt For For
section 411 of the Corporations Act, the
scheme of arrangement proposed to be made
between Amcor and the holders of its fully
paid ordinary shares, as more particularly
described in the Scheme of Arrangement
which is contained in the Booklet (of which
the notice convening this meeting forms
part), is approved (with or without such
modifications or conditions as may be
approved by the Federal Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV, MEXICO Agenda Number: 705103454
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: SGM
Meeting Date: 28-Apr-2014
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I ELECTION AND OR RATIFICATION, IF DEEMED Mgmt Against Against
APPROPRIATE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY WHOM THE SERIES L
SHAREHOLDERS HAVE THE RIGHT TO DESIGNATE.
RESOLUTIONS IN THIS REGARD
II DESIGNATION OF DELEGATES WHO WILL CARRY OUT Mgmt Against Against
THE RESOLUTIONS THAT ARE PASSED BY THIS
GENERAL MEETING AND, IF DEEMED APPROPRIATE,
FORMALIZE THEM AS IS CORRECT RESOLUTIONS IN
THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
AMP LIMITED Agenda Number: 705070136
--------------------------------------------------------------------------------------------------------------------------
Security: Q0344G101
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: AU000000AMP6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
2.a To re-elect Patricia Akopiantz as a Mgmt For For
director
2.b To re-elect Catherine Brenner as a director Mgmt For For
2.c To re-elect Brian Clark as a director Mgmt For For
2.d To re-elect Peter Shergold as a director Mgmt For For
2.e To elect Trevor Matthews as a director Mgmt For For
3 Adoption of remuneration report Mgmt For For
4 Approval of chief executive officer's Mgmt For For
long-term incentive for 2014
CMMT 31 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANA HOLDINGS INC. Agenda Number: 705343262
--------------------------------------------------------------------------------------------------------------------------
Security: J51914109
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3429800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYI AS, ISTANBUL Agenda Number: 705077483
--------------------------------------------------------------------------------------------------------------------------
Security: M10225106
Meeting Type: OGM
Meeting Date: 18-Apr-2014
Ticker:
ISIN: TRAAEFES91A9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
1 Opening of the meeting and establishment of Mgmt For For
the Board of the Assembly
2 Reading out, discussion and approval of the Mgmt For For
annual report of the Board of Directors for
the year 2013
3 Reading out of the report of the Mgmt For For
Independent External Audit Company for the
fiscal year 2013
4 Reading out, discussion and approval of the Mgmt For For
Financial Statements for the fiscal year
2013 prepared in accordance with the
regulations of CMB
5 Decision to release the members of the Mgmt For For
Board of Directors separately
6 Decision on the proposal of the Board of Mgmt For For
Directors on distribution of profits
7 Approval of the amendments made on the Mgmt For For
Dividend Distribution Policy
8 Approval of the Board members who were Mgmt For For
elected for the places vacated during the
year 2013
9 Election of the new members of the Board of Mgmt For For
Directors in place of those whose terms of
office have expired and determine the terms
of office and remuneration
10 Approval of the selection of the external Mgmt For For
audit company by the Board of Directors in
accordance with the regulations laid down
by the Capital Markets Board and Turkish
Commercial Code
11 Information to be given to the shareholders Mgmt Abstain Against
on the donations made by the Company in
2013 in accordance with the regulations
laid down by the Capital Markets Board
12 According to the regulations laid down by Mgmt Abstain Against
the Capital Markets Board, information to
be given to the shareholders on any
suretyship and guarantees granted or
pledges including mortgages instituted by
the Company in favor of third persons
13 According to the regulations laid down by Mgmt Abstain Against
the Capital Markets Board, information to
be given to the shareholders regarding the
payments made to the Board members and
senior management within the scope of the
"Compensation Policy"
14 Information to be given to General Mgmt Abstain Against
Assembly, if a transaction took place
within the framework of the Article 1.3.6
of CMB's Communique on Corporate Governance
numbered II-17.1
15 Authorization of the members of the Board Mgmt For For
of Directors about the transactions and
operations in the context of the Articles
395 and 396 of the Turkish Commercial Code
16 Closing Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
ANDRITZ AG, GRAZ Agenda Number: 704996543
--------------------------------------------------------------------------------------------------------------------------
Security: A11123105
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: AT0000730007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Presentation annual reports Non-Voting
2 Allocation of net profits Mgmt For For
3 Discharge of executive board Mgmt For For
4 Discharge of supervisory board Mgmt For For
5 Remuneration for supervisory board Mgmt For For
6 Election of external auditor Mgmt For For
7.a Election to supervisory board: Mrs. Mag. Mgmt For For
Dr. H.C. Monika Kircher
7.b Election to supervisory board: Mr. Ralf W. Mgmt For For
Dieter
8 Resolution on stock option program Mgmt For For
9 Resolution on the amendment to the articles Mgmt For For
of association in art. 18 para. 2 and 3
CMMT 10-MAR-2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ARTICLE NUMBER
IN RESOLUTION 9. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM LIMITED, JOHANNESBURG Agenda Number: 704999640
--------------------------------------------------------------------------------------------------------------------------
Security: S9122P108
Meeting Type: AGM
Meeting Date: 02-Apr-2014
Ticker:
ISIN: ZAE000013181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 To re-elect Mr RMW Dunne as a director of Mgmt Abstain Against
the Company
O.1.2 To re-elect Ms KT Kweyama as a director of Mgmt Abstain Against
the Company
O.1.3 To re-elect Mr R Medori as a director of Mgmt Abstain Against
the Company
O.1.4 To re-elect Mr B Nqwababa as a director of Mgmt Abstain Against
the Company
O.2.1 Election of Mr M Cutifani as a director of Mgmt Abstain Against
the Company
O.2.2 Election of Mr NP Mageza as a director of Mgmt Abstain Against
the Company
O.2.3 Election of Ms NT Moholi as a director of Mgmt Abstain Against
the Company
O.2.4 Election of Ms D Naidoo as a director of Mgmt Abstain Against
the Company
O.2.5 Election of Mr AM O'Neill as a director of Mgmt Abstain Against
the Company
O.3.1 Election of Mr RMW Dunne as a member and Mgmt Abstain Against
chairman of the Audit and Risk Committee
O.3.2 Election of Mr NP Mageza as a member of the Mgmt Abstain Against
Audit and Risk Committee
O.3.3 Election of Ms D Naidoo as a member of the Mgmt Abstain Against
Audit and Risk Committee
O.3.4 Election of Mr JM Vice as a member of the Mgmt Abstain Against
Audit and Risk Committee
O.4 Re-appointment of external auditor: Mgmt For For
Deloitte & Touche. In addition, Mr J Welch
is re-appointed as the individual
registered auditor for the ensuring year as
contemplated in section 90(3) of the Act
O.5 General authority granted to directors to Mgmt For For
allot and issue authorised but unissued
ordinary shares
O.6 Directors' authority to implement ordinary Mgmt For For
and special resolutions
NB1 Endorsement of the remuneration policy Mgmt Against Against
S.1 Non-executive directors' remuneration Mgmt For For
S.2 Financial assistance to related or Mgmt For For
interrelated parties
S.3 Reduction of authorised securities and Mgmt For For
amendment to the memorandum of
incorporation - Clause 7.1.2
S.4 General authority to repurchase shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC, LONDON Agenda Number: 705056516
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the report and accounts Mgmt For For
2 To declare a final dividend Mgmt For For
3 To elect Judy Dlamini as a director the Mgmt For For
Company
4 To elect Mphu Ramatlapeng as a director of Mgmt For For
the Company
5 To elect Jim Rutherford as a director of Mgmt For For
the Company
6 To re-elect Mark Cutifani as a director of Mgmt For For
the Company
7 To re-elect Byron Grote as a director of Mgmt For For
the Company
8 To re-elect Sir Philip Hampton as a Mgmt For For
director of the Company
9 To re-elect Rene Medori as a director of Mgmt For For
the Company
10 To re-elect Phuthuma Nhleko as a director Mgmt For For
of the Company
11 To re-elect Ray ORourke as a director of Mgmt For For
the Company
12 To re-elect Sir John Parker as a director Mgmt For For
of the Company
13 To re-elect Anne Stevens as a director of Mgmt For For
the Company
14 To re-elect Jack Thompson as a director of Mgmt For For
the Company
15 To re-appoint Deloitte LLP as auditors of Mgmt For For
the Company for the year
16 To authorise the directors to determine the Mgmt For For
remuneration of the auditors
17 To approve the remuneration policy Mgmt For For
18 To approve the implementation report Mgmt For For
contained in the Director's remuneration
report
19 To approve the rules of the Share Plan 2014 Mgmt For For
20 To authorise the directors to allot shares Mgmt For For
21 To disapply pre-emption rights Mgmt For For
22 To authorise the purchase of own shares Mgmt For For
23 To authorise the directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD, JOHANNESBURG Agenda Number: 705118479
--------------------------------------------------------------------------------------------------------------------------
Security: S04255196
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: ZAE000043485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 RE-APPOINTMENT OF ERNST & YOUNG INC AS Mgmt For For
AUDITORS OF THE COMPANY
2.O.2 ELECTION OF MR RN DUFFY AS A DIRECTOR Mgmt For For
3.O.3 RE-ELECTION OF MR R GASANT AS A DIRECTOR Mgmt For For
4.O.4 RE-ELECTION OF MR SM PITYANA AS A DIRECTOR Mgmt For For
5.O.5 APPOINTMENT OF PROF LW NKUHLU AS A MEMBER Mgmt For For
OF THE AUDIT AND RISK COMMITTEE OF THE
COMPANY
6.O.6 APPOINTMENT OF MR MJ KIRKWOOD AS A MEMBER Mgmt For For
OF THE AUDIT AND RISK COMMITTEE OF THE
COMPANY
7.O.7 APPOINTMENT OF MR R GASANT AS A MEMBER OF Mgmt For For
THE AUDIT AND RISK COMMITTEE OF THE COMPANY
8.O.8 APPOINTMENT OF MR RJ RUSTON AS A MEMBER OF Mgmt For For
THE AUDIT AND RISK COMMITTEE OF THE COMPANY
9.O.9 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt For For
ISSUE ORDINARY SHARES
10 ADVISORY ENDORSEMENT OF THE ANGLOGOLD Mgmt For For
ASHANTI REMUNERATION POLICY
11.S1 GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR Mgmt For For
CASH. THOSE ORDINARY SHARES WHICH THE
DIRECTORS ARE AUTHORISED TO ALLOT AND ISSUE
IN TERMS OF ORDINARY RESOLUTION NUMBER 9
12.S2 APPROVAL OF NON-EXECUTIVE DIRECTORS Mgmt For For
REMUNERATION FOR THEIR SERVICE AS DIRECTORS
13.S3 APPROVAL OF NON-EXECUTIVE DIRECTORS Mgmt For For
REMUNERATION FOR BOARD COMMITTEE MEETINGS
14.S4 AMENDMENT OF THE COMPANY'S MEMORANDUM OF Mgmt For For
INCORPORATION
15.S5 AMENDMENT OF THE RULES OF THE COMPANY'S Mgmt For For
LONG-TERM INCENTIVE PLAN
16.S6 AMENDMENT OF THE RULES OF THE COMPANY'S Mgmt For For
BONUS SHARE PLAN
17.S7 GENERAL AUTHORITY TO ACQUIRE THE COMPANY'S Mgmt For For
OWN SHARES
18.S8 APPROVAL FOR THE COMPANY TO GRANT FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTIONS 44AND 45
OF THE COMPANIES ACT
19O10 ELECTION OF MR DL HODGSON AS A DIRECTOR Mgmt For For
CMMT 21 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS 4.O.4, 18.S8. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA, BRUXELLES Agenda Number: 705080947
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: MIX
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
A.1 Deciding that all outstanding subscription Mgmt For For
rights granted to Directors (including
former Directors) of the Company and
certain executives (including former
executives) will be automatically converted
into stock options, so that, upon exercise,
existing shares instead of new shares will
be delivered, with effect on 1 May 2014;
accordingly, acknowledging that all
subscription rights outstanding on 1 May
2014 will become without object, with
effect on the same date; confirming that
the terms and conditions of such
replacement stock options will be identical
to those of such subscription rights,
including regarding the exercise price and
the exercise conditions and periods, except
to the extent strictly needed to take into
account that existing shares instead of new
shares will be delivered; deciding that
such replacement CONTD
CONT CONTD stock options will continue to grant Non-Voting
their holders a right of early exercise in
the event contemplated by Article 501,
second indent, of the Companies Code (i.e.,
in relation to certain capital increases),
in the same manner as the subscription
rights did
A.2.a Special report by the Board of Directors on Non-Voting
the authorised capital, drawn up in
accordance with Article 604 of the
Companies Code
A.2.b Cancelling the unused portion of the Mgmt For For
existing authorised capital, granting a
renewed authorisation to the Board of
Directors to increase the capital in
accordance with Article 6 of the articles
of association, in one or more
transactions, by the issuance of a number
of shares, or financial instruments giving
right to a number of shares, which will
represent not more than 3% of the shares
issued as at 30 April 2014, and modifying
Article 6 of the articles of association
accordingly. Such authorisation is granted
for a period of five years as from the date
of publication of this modification to the
articles of association in the Belgian
State Gazette (Moniteur Belge /Belgisch
Staatsblad)
B.1.a Renewing, for a period of five years as Mgmt Against Against
from 30 April 2014, the authorisation to
the Board of Directors to purchase the
Company's own shares up to maximum 20 per
cent of the issued shares for a unitary
price which will not be lower than one euro
(EUR 1,-) and not higher than 20 % above
the highest closing price in the last
twenty trading days of the shares on
Euronext Brussels preceding the
acquisition. The previous authorization
expired on 28 April 2014
B.1.b Replacing Article 10 of the articles of Mgmt Against Against
association by the following text: "Article
10.-ACQUISITION AND DISPOSAL OF OWN SHARES
The company may, without any prior
authorisation of the Shareholders' Meeting,
in accordance with article 620 of the
Companies Code and under the conditions
provided for by law, acquire, on or outside
the stock exchange, its own shares up to a
maximum of 20% of the issued shares of the
company for a unitary price which will not
be lower than one euro (EUR 1,-) and not
higher than 20 % above the highest closing
price on Euronext Brussels in the last
twenty trading days preceding the
acquisition. The company may, without any
prior authorisation of the Shareholders'
Meeting, in accordance with article 622,
section 2, 1 of the Companies Code,
dispose, on or outside the stock exchange,
of the shares CONTD
CONT CONTD of the company which were acquired by Non-Voting
the company under the conditions determined
by the Board of Directors. The
authorisations set forth in the preceding
paragraphs also extend to acquisitions and
disposals of shares of the company by
direct subsidiaries of the company made in
accordance with article 627 of the
Companies Code. The authorisations set
forth in this article were granted for a
period of five (5) years as from the
extraordinary shareholders' meeting of
thirty April two thousand and fourteen
C.1 Management report by the Board of Directors Non-Voting
on the accounting year ended on 31 December
2013
C.2 Report by the statutory auditor on the Non-Voting
accounting year ended on 31 December 2013
C.3 Communication of the consolidated annual Non-Voting
accounts relating to the accounting year
ended on 31 December 2013, as well as the
management report by the Board of Directors
and the report by the statutory auditor on
the consolidated annual accounts
C.4 Approving the statutory annual accounts Mgmt For For
relating to the accounting year ended on 31
December 2013, including the following
allocation of the result: (as specified) On
a per share basis, this represents a gross
dividend for 2013 of EUR 2.05 giving right
to a dividend net of Belgian withholding
tax of EUR 1.5375 per share (in case of 25%
Belgian withholding tax) and of EUR 2.05
per share (in case of exemption from
Belgian withholding tax). Taking into
account the gross interim dividend of EUR
0.60 per share paid in November 2013, a
balance gross amount of EUR 1.45 will be
payable as from 8 May 2014, i.e. a balance
dividend net of Belgian withholding tax of
EUR 1.0875 per share (in case of 25%
Belgian withholding tax) and of EUR 1.45
per share (in case of exemption from
Belgian withholding tax). The actual gross
CONTD
CONT CONTD dividend amount (and, subsequently, Non-Voting
the balance amount) may fluctuate depending
on possible changes in the number of own
shares held by the Company on the dividend
payment date
C.5 Granting discharge to the Directors for the Mgmt For For
performance of their duties during the
accounting year ended on 31 December 2013
C.6 Granting discharge to the statutory auditor Mgmt For For
for the performance of his duties during
the accounting year ended on 31 December
2013
C.7.a Renewing the appointment as independent Mgmt Against Against
director of Mr. Kees Storm, for a period of
one year ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2014. The Company's
Corporate Governance Charter provides that
the term of office of directors shall end
immediately after the annual shareholders'
meeting following their 70th birthday,
except as provided by the Board of
Directors in special cases. The Board
considers that an exception to such age
limit is justified for Mr. Storm
considering the key role that he has played
and continues to play as independent
director. Mr. Storm complies with the
functional, family and financial criteria
of independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement CONTD
CONT CONTD not to have been a non-executive Non-Voting
director of the company for more than three
successive terms (Article 526ter, par. 1,
2). Except when legally required to apply
the definition of Article 526ter, par. 1,
2, the Board proposes to consider that Mr.
Storm continues to qualify as independent
director. The Board is of the opinion that
the quality and independence of the
contribution of Mr. Storm to the
functioning of the Board has not been
influenced by the length of his tenure. Mr.
Storm has acquired a superior understanding
of the Company's business, its underlying
strategy and specific culture, in
particular in his capacity of chairman of
the Board, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term CONTD
CONT CONTD of one year. Moreover, Mr. Storm Non-Voting
expressly stated and the Board is of the
opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.b Renewing the appointment as independent Mgmt For For
director of Mr. Mark Winkelman, for a
period of 1 year ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2014.
Mr. Winkelman complies with the functional,
family and financial criteria of
independence as provided for in Article
526ter of the Companies Code and in the
Company's Corporate Governance Charter,
except for the requirement not to have been
a non-executive director of the company for
more than three successive terms (Article
526ter, par. 1, 2). Except when legally
required to apply the definition of Article
526ter, par. 1, 2, the Board proposes to
consider that Mr. Winkelman continues to
qualify as independent director. The Board
is of the opinion that the quality and
independence of the contribution of Mr.
Winkelman to the CONTD
CONT CONTD functioning of the Board has not been Non-Voting
influenced by the length of his tenure. Mr.
Winkelman has acquired a superior
understanding of the Company's business,
its underlying strategy and specific
culture, and in light of his particular
experience, reputation and background it is
in the Company's best interests to renew
him as an independent director for an
additional term of one year. Moreover, Mr.
Winkelman expressly stated and the Board is
of the opinion that he does not have any
relationship with any company which could
compromise his independence
C.7.c Renewing the appointment as director of Mr. Mgmt Against Against
Alexandre Van Damme, for a period of four
years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.d Renewing the appointment as director of Mr. Mgmt Against Against
Gregoire de Spoelberch, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.e Renewing the appointment as director of Mr. Mgmt Against Against
Carlos Alberto da Veiga Sicupira, for a
period of four years ending after the
shareholders' meeting which will be asked
to approve the accounts for the year 2017
C.7.f Renewing the appointment as director of Mr. Mgmt Against Against
Marcel Herrmann Telles, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017
C.7.g Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Jorge Paulo Lemann and
appointing as director Mr. Paulo Lemann as
his successor, for a period of four years
ending after the shareholders meeting which
will be asked to approve the accounts for
the year 2017. Mr. Paulo Lemann, a
Brazilian citizen, graduated from Faculdade
Candido Mendes in Rio de Janeiro, Brazil
with a B.A. in Economics. Mr. Lemann
interned at PriceWaterhouse in 1989 and was
employed as an Analyst at Andersen
Consulting from 1990 to 1991. From 1992 to
1995, he performed equity analysis while at
Banco Marka (Rio de Janeiro). Mr. Lemann
performed equity analysis for Dynamo Asset
Management (Rio de Janeiro) from 1995 to
1996. From 1997 to 2004, he started the
hedge fund investment effort at Tinicum
Inc., a New York based investment office
that advised the CONTD
CONT CONTD Synergy Fund of Funds where he served Non-Voting
as Portfolio Manager. In May 2005, Mr.
Lemann founded Pollux Capital and is
currently the Portfolio Manager. Mr. Lemann
is a board member of Lojas Americanas, the
Lemann Foundation and Ambev
C.7.h Acknowledging the end of mandate as Mgmt Against Against
director of Mr. Roberto Moses Thompson
Motta and appointing as director Mr.
Alexandre Behring as his successor, for a
period of four years ending after the
shareholders meeting which will be asked to
approve the accounts for the year 2017. Mr.
Behring, a Brazilian citizen, received a BS
in Electric Engineering from Pontificia
Universidade Catolica in Rio de Janeiro and
an MBA from Harvard Graduate School of
Business, having graduated as a Baker
Scholar and a Loeb Scholar. He is a
co-founder and the Managing Partner of 3G
Capital, a global investment firm with
offices in New York and Rio de Janeiro,
since 2004. Mr. Behring serves on Burger
King's Board as Chairman since October
2010, following Burger King's acquisition
by 3G Capital, and has become Chairman of
H.J. Heinz, following the CONTD
CONT CONTD closing of such company's acquisition Non-Voting
by Berkshire Hathaway and 3G Capital in
June 2013. Additionally, Mr. Behring served
as a Director, and member of the
Compensation and Operations Committees of
the Board of CSX Corporation, a leading
U.S. rail-based transportation company,
from 2008 to 2011. Previously, Mr. Behring
spent approximately 10 years at GP
Investments, one of Latin America's premier
private-equity firms, including eight years
as a partner and member of the firm's
Investment Committee. He served for seven
years, from 1998 through 2004, as a
Director and CEO of Latin America's largest
railroad, ALL (America Latina Logistica).
Mr. Behring was a co-founder and partner in
Modus OSI Technologies, a technology firm
with offices in Florida and Sao Paulo, from
1989 to 1993
C.7.i Appointing as independent director Mr. Elio Mgmt For For
Leoni Sceti, for a period of four years
ending after the shareholders' meeting
which will be asked to approve the accounts
for the year 2017. Mr Leoni Sceti is an
Italian citizen, living in the UK. He
graduated Magma Cum Laude in Economics from
LUISS in Rome, where he passed the Dottore
Commercialista post graduate bar exam. Mr.
Sceti is currently CEO of Iglo Group, a
European food business whose brands are
Birds Eye, Findus (in Italy) and Iglo. He
has over 20 years' experience in the FMCG
and media sectors. He served as CEO of EMI
Music from 2008 to 2010. Prior to EMI, Mr.
Sceti had an international career in
marketing and held senior leadership roles
at Procter & Gamble and Reckitt Benckiser.
Mr. Sceti is also a private investor in
technology start-ups, and is currently
CONTD
CONT CONTD Chairman of Zeebox Ltd, Chairman of Non-Voting
LSG holdings, and a Counsellor at One Young
World. Mr. Elio Leoni Sceti complies with
the functional, family and financial
criteria of independence as provided for in
Article 526ter of the Companies Code and in
the Company's Corporate Governance Charter.
Moreover, Mr. Elio Leoni Sceti expressly
stated and the Board is of the opinion that
he does not have any relationship with any
company which could compromise his
independence
C.7.j Appointing as director Mrs. Maria Asuncion Mgmt Against Against
Aramburuzabala Larregui, for a period of
four years ending after the shareholders'
meeting which will be asked to approve the
accounts for the year 2017. Mrs.
Aramburuzabala was proposed for appointment
as director in accordance with the terms of
the combination of ABI with Grupo Modelo.
Mrs. Aramburuzabala is a citizen of Mexico
and holds a degree in Accounting from ITAM
(Instituto Tecnologico Autonomo de Mexico).
She has served as CEO of Tresalia Capital
since 1996. She is also on the Boards of
KIO Networks, Abilia, Red Universalia,
Grupo Modelo, Grupo Financiero Banamex,
Banco Nacional de Mexico, non-executive
Director of Fresnillo plc, Medica Sur,
Latin America Conservation Council, Calidad
de Vida, Progreso y Desarrollo para la
Ciudad de Mexico and an Advisory Board
member CONTD
CONT CONTD of the Instituto Tecnologico Autonomo Non-Voting
de Mexico, School of Business
C.7.k Appointing as director Mr. Valentin Diez Mgmt Against Against
Morodo, for a period of four years ending
after the shareholders' meeting which will
be asked to approve the accounts for the
year 2017. Mr. Diez was proposed for
appointment as director in accordance with
the terms of the combination of ABI with
Grupo Modelo. Born in 1940, Mr. Valentin
Diez has exceeded the age limit of 70 years
for directors as set forth in the Company's
Corporate Governance Charter. The Board
considers however that an exception to this
age limit is justified for Mr. Diez
considering the key role that he has played
and continues to play within Grupo Modelo
as well as his exceptional business
experience and reputation, amongst others
in the beer sector and industry at large.
Mr. Diez is a citizen of Mexico and holds a
degree in Business Administration from the
CONTD
CONT CONTD Universidad Iberoamericana and Non-Voting
participated in postgraduate courses at the
University of Michigan. He is currently
President of Grupo Nevadi International,
Chairman of the Consejo Empresarial
Mexicano de Comercio Exterior, Inversion y
Tecnologia, AC (COMCE) and Chairman of that
organization's Mexico-Spain Bilateral
Committee. He is a member of the Board of
Directors of Grupo Modelo, Vice President
of Kimberly Clark de Mexico and Grupo
Aeromexico. He is member of the Board of
Grupo Financiero Banamex, Acciones y
Valores Banamex, Grupo Dine, Mexichem, OHL
Mexico, Zara Mexico, Telefonica Moviles
Mexico, Banco Nacional de Comercio
Exterior, S.N.C. (Bancomext), ProMexico and
the Instituto de Empresa, Madrid. He is
member of the Consejo Mexicano de Hombres
de Negocios and Chairman of the Instituto
Mexicano para la CONTD
CONT CONTD Competitividad, IMCO. He is Chairman Non-Voting
of the Assembly of Associates of the
Universidad Iberoamericana, and Founder and
Chairman of the Diez Morodo Foundation,
which encourages social, sporting,
educational and philanthropic causes. Mr.
Diez is also a member of the Board of the
Museo Nacional de las Artes, MUNAL in
Mexico and member of the International
Trustees of the Museo del Prado in Madrid,
Spain
C.8.a Approving the remuneration report for the Mgmt Against Against
financial year 2013 as set out in the 2013
annual report, including the executive
remuneration policy. The 2013 annual report
and remuneration report containing the
executive remuneration policy can be
reviewed as indicated at the end of this
notice
C.8.b Deciding to grant and, pursuant to Article Mgmt Against Against
554, indent 7, of the Companies Code, to
expressly approve the grant of 15,000 stock
options to each of the current Directors of
the Company, being all non-executive
Directors, for the performance of their
mandate during the financial year 2013.
However, the number of stock options
amounts to 20,000 for the Chairman of the
Audit Committee and to 30,000 for the
Chairman of the Board of Directors. The
main features of these stock options can be
summarised as follows: each stock option
confers the right to purchase one existing
ordinary share of the Company, with the
same rights (including dividend rights) as
the other existing shares. Each stock
option is granted for no consideration. Its
exercise price equals the closing price of
the Company share on Euronext Brussels on
29 April CONTD
CONT CONTD 2014. All stock options have a term Non-Voting
of ten years as from their granting and
become exercisable five years after their
granting. At the end of the ten year term,
the stock options that have not been
exercised will automatically become null
and void
D.1 Granting powers to Mr. Benoit Loore, VP Mgmt For For
Corporate Governance, with power to
substitute and without prejudice to other
delegations of powers to the extent
applicable, for (i) the implementation of
resolution A.1 regarding the change in
relation to outstanding subscription
rights, (ii) the restatements of the
articles of association as a result of all
changes referred to above, the signing of
the restated articles of association and
their filings with the clerk's office of
the Commercial Court of Brussels, and (iii)
any other filings and publication
formalities in relation to the above
resolutions
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC, LONDON Agenda Number: 705156328
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' AND Mgmt For For
AUDITORS' REPORTS AND THE FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY REPORT, THE FULL TEXT OF WHICH IS
SET OUT IN THE DIRECTORS' REMUNERATION
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Abstain Against
REPORT FOR THE YEAR ENDED 31 DECEMBER 2013
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY REPORT)
4 TO DECLARE A FINAL DIVIDEND Mgmt For For
5 TO RE-ELECT MR. J-P LUKSIC AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT MR. W M HAYES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR. G S MENENDEZ AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MR. R F JARA AS A DIRECTOR Mgmt For For
9 TO RE-ELECT MR. J G CLARO AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MR. H DRYLAND AS A DIRECTOR Mgmt For For
11 TO RE-ELECT MR. T C BAKER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MR. M L S DE SOUSA-OLIVEIRA AS Mgmt For For
A DIRECTOR
13 TO RE-ELECT MR. N A PIZARRO AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MR. A LUKSIC AS A DIRECTOR Mgmt For For
15 TO RE-ELECT Ms. V BLANLOT AS A DIRECTOR Mgmt For For
16 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
17 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S REMUNERATION
18 TO GRANT AUTHORITY TO THE DIRECTORS TO Mgmt For For
ALLOT SECURITIES
19 TO GRANT POWER TO THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES FOR CASH OTHER THAN ON A PRO
RATA BASIS TO SHAREHOLDERS
20 TO RENEW THE COMPANY'S AUTHORITY TO MAKE Mgmt For For
MARKET PURCHASES OF ORDINARY SHARES
21 TO PERMIT THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
AOZORA BANK,LTD. Agenda Number: 705388191
--------------------------------------------------------------------------------------------------------------------------
Security: J0172K107
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3711200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
2 Appoint a Corporate Auditor Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors (Non Full-time
Director and Outside Directors)
5 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Full-time Directors
6 Approve Payment of Accrued Benefits Mgmt For For
associated with Abolition of Retirement
Benefit System for Outside Directors and
Corporate Auditors
7 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Full-time Directors
--------------------------------------------------------------------------------------------------------------------------
APA GROUP Agenda Number: 704740554
--------------------------------------------------------------------------------------------------------------------------
Security: Q0437B100
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: AU000000APA1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Nomination of Steven Crane for re-election Mgmt For For
as a director
2 Nomination of John Fletcher for re-election Mgmt For For
as a director
3 Proposed amendments to the Constitution of Mgmt For For
Australian Pipeline Trust
4 Proposed amendments to the Constitution of Mgmt For For
APT Investment Trust
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL SA, LUXEMBOURG Agenda Number: 705149436
--------------------------------------------------------------------------------------------------------------------------
Security: L0302D129
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: LU0323134006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE BOARD'S AND AUDITOR'S REPORTS Non-Voting
I APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
II APPROVE FINANCIAL STATEMENTS Mgmt For For
III APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
IV APPROVE REMUNERATION OF DIRECTORS Mgmt For For
V APPROVE DISCHARGE OF DIRECTORS Mgmt For For
VI RE-ELECT LAKSHMI N. MITTAL AS DIRECTOR Mgmt Against Against
VII RE-ELECT LEWIS B. KADEN AS DIRECTOR Mgmt For For
VIII RE-ELECT ANTOINE SPILLMAN AS DIRECTOR Mgmt For For
IX RE-ELECT BRUNO LAFONT AS DIRECTOR Mgmt For For
X ELECT MICHEL WURTH AS DIRECTOR Mgmt For For
XI APPOINT DELOITTE AS AUDITOR Mgmt For For
XII APPROVE 2014 PERFORMANCE SHARE UNIT PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ARKEMA, COLOMBES Agenda Number: 705169349
--------------------------------------------------------------------------------------------------------------------------
Security: F0392W125
Meeting Type: MIX
Meeting Date: 15-May-2014
Ticker:
ISIN: FR0010313833
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 296858 DUE TO ADDITION OF
RESOLUTION A. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT 17 APR 2014: THE FOLLOWING APPLIES TO Non-Voting
SHAREHOLDERS THAT DO NOT HOLD SHARES
DIRECTLY WITH A FRENCH CUSTODIAN: PROXY
CARDS: VOTING INSTRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT 17 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400519.pdf and
http://www.journal-officiel.gouv.fr//pdf/20
14/0414/201404141401072.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
TO TEXT OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES FOR MID: 317431 PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED ON DECEMBER 31, 2013 AND SETTING THE
DIVIDEND OF EUR 1.85 PER SHARE
O.4 AGREEMENTS PURSUANT TO ARTICLES L.225-38 ET Mgmt For For
SEQ. OF THE COMMERCIAL CODE
O.5 RENEWAL OF TERM OF MRS. CLAIRE PEDINI AS Mgmt For For
BOARD MEMBER
O.6 APPOINTMENT OF FONDS STRATEGIQUE DE Mgmt For For
PARTICIPATIONS AS BOARD MEMBER
CMMT RESOLUTIONS O.7 AND O.8: IN ACCORDANCE WITH Non-Voting
ARTICLE 10.2 OF THE BYLAWS OF THE COMPANY,
ONE BOARD MEMBER REPRESENTING EMPLOYEE
SHAREHOLDERS SEAT BEING VACANT, ONLY THE
APPLICANT WITH THE LARGEST NUMBER OF VOTES
AND AT LEAST THE MAJORITY WILL BE
DESIGNATED
O.7 RENEWAL OF TERM OF MR. PATRICE BREANT AS Mgmt For For
BOARD MEMBER REPRESENTING EMPLOYEES
O.8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
HELENE VAUDROZ AS BOARD MEMBER REPRESENTING
EMPLOYEES
O.9 SETTING THE TOTAL AMOUNT OF ATTENDANCE Mgmt For For
ALLOWANCES TO BE ALLOCATED TO BOARD MEMBERS
O.10 REVIEWING THE ELEMENTS ON COMPENSATION OWED Mgmt For For
OR PAID TO MR. THIERRY LE HENAFF, CEO, FOR
THE FINANCIAL YEAR ENDED ON DECEMBER 31,
2013
O.11 RENEWAL OF TERM OF KPMG AUDIT AS PRINCIPAL Mgmt For For
STATUTORY AUDITOR
O.12 APPOINTMENT OF KPMG AUDIT IS AS DEPUTY Mgmt For For
STATUTORY AUDITOR
O.13 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR AN 18-MONTH PERIOD TO TRADE
IN COMPANY'S SHARES
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO
ISSUE SHARES OF THE COMPANY AND/OR
SECURITIES ENTITLING TO SHARES OF THE
COMPANY WHILE MAINTAINING SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO
ISSUE SECURITIES GIVING ACCESS TO CAPITAL
OF THE COMPANY VIA PUBLIC OFFERING WITH THE
CANCELLATION OF SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS AND WITH A 5-DAY
PRIORITY PERIOD
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH PERIOD TO
INCREASE CAPITAL WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS BY ISSUING
SHARES AND/OR SECURITIES GIVING ACCESS TO
CAPITAL THROUGH AN OFFER PURSUANT TO
ARTICLE L.411-2, II OF THE MONETARY AND
FINANCIAL CODE
E.17 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE AMOUNT OF
ISSUANCES IN CASE OF OVERSUBSCRIPTION
E.18 OVERALL LIMITATION ON IMMEDIATE AND/OR Mgmt For For
FUTURE CAPITAL INCREASE AUTHORIZATIONS
E.19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO CARRY OUT CAPITAL
INCREASES RESERVED FOR MEMBERS OF A COMPANY
SAVINGS PLAN WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS
E.20 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: NOT APPROVED BY THE
BOARD OF DIRECTORS. OPTION FOR PAYING THE
DIVIDEND IN SHARES
--------------------------------------------------------------------------------------------------------------------------
ARM HOLDINGS PLC, CAMBRIDGE Agenda Number: 705053394
--------------------------------------------------------------------------------------------------------------------------
Security: G0483X122
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: GB0000595859
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Company's Annual Report and Mgmt For For
Accounts for the financial year ended 31
December 2013
2 To declare a final dividend Mgmt For For
3 To approve the Remuneration report Mgmt For For
4 To approve the Remuneration Policy Mgmt For For
5 To elect Stuart Chambers as a Director Mgmt For For
6 To re-elect Simon Segars as a Director Mgmt For For
7 To re-elect Andy Green as a Director Mgmt For For
8 To re-elect Larry Hirst as a Director Mgmt For For
9 To re-elect Mike Muller as a Director Mgmt For For
10 To re-elect Kathleen O'Donovan as a Mgmt For For
Director
11 To re-elect Janice Roberts as a Director Mgmt For For
12 To re-elect Tim Score as a Director Mgmt For For
13 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditors of the Company
14 To authorise the Directors to fix the Mgmt For For
remuneration of the auditors
15 To increase the limit on ordinary Mgmt For For
remuneration of Directors
16 To grant the directors authority to allot Mgmt For For
shares
17 To disapply pre-emption rights Mgmt For For
18 To authorise the Company to make market Mgmt For For
purchases of its own shares
19 To authorise the Company to hold general Mgmt For For
meetings on 14 days notice
--------------------------------------------------------------------------------------------------------------------------
ARYZTA AG, ZUERICH Agenda Number: 704825465
--------------------------------------------------------------------------------------------------------------------------
Security: H0336B110
Meeting Type: AGM
Meeting Date: 10-Dec-2013
Ticker:
ISIN: CH0043238366
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 1 OF THIS MEETING IS FOR REGISTRATION Non-Voting
ONLY. IF YOU WISH TO SUBMIT A VOTE OR A
MEETING ATTENDANCE ON PART 2 OF THE
MEETING, THIS CAN ONLY BE PROCESSED BY THE
SUB-CUSTODIAN IF YOU FIRST VOTE IN FAVOUR
OF THE REGISTRATION IN PART 1 BELOW. BY
VOTING IN FAVOUR OF THE BELOW RESOLUTION,
YOU ARE AUTHORISING BROADRIDGE TO ASK YOUR
SUB-CUSTODIAN TO REGISTER THE SHARES. IT IS
A MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE
CENTRAL SECURITIES DEPOSITORY . DEPENDING
ON SUB-CUSTODIAN PRACTICES, SHARES MAY
REMAIN REGISTERED UNTIL MEETING DATE+1.
DE-REGISTRATION PROCEDURES MAY VARY AND
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DE-REGISTERED IF REQUIRED FOR
SETTLEMENT. DE-REGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
IF YOU HAVE ANY CONCERNS.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 Approval of the annual report 2013 Mgmt For For
1.2 Advisory vote on the compensation report Mgmt For For
2013
2.1 Appropriation of available earnings 2013 Mgmt For For
2.2 Release of legal reserves from capital Mgmt For For
contribution and distribution as a dividend
3 Discharge of the members of the board of Mgmt For For
directors
4.1 Re-election of Mr. Charles (Chuck) Adair as Mgmt For For
member of the board of directors
4.2 Re-election of Mr. Owen Killian as member Mgmt For For
of the board of directors
5.1 Election of Mr. Andrew Morgan as member of Mgmt For For
the board of directors
5.2 Election of Mr. John Yamin as member of the Mgmt For For
board of directors
6 Amendment of article 5 of articles of Mgmt For For
association (relating to authorized share
capital)
7 Re-election of the Auditors / Mgmt For For
PricewaterhouseCoopers AG, Zurich
8 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
--------------------------------------------------------------------------------------------------------------------------
ASAHI GLASS COMPANY,LIMITED Agenda Number: 705000076
--------------------------------------------------------------------------------------------------------------------------
Security: J02394120
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3112000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as Stock
Options for Employees of the Company and
Directors and Employees of the Company's
Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 704992583
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ASAHI KASEI CORPORATION Agenda Number: 705347121
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Company Location Mgmt For For
to Tokyo, Allow President to Convene and
Chair a Shareholders Meeting, Allow
Chairperson to Convene and Chair a Board
Meeting
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Approve Retirement Allowance for Retiring Mgmt For For
Directors, and Payment of Accrued Benefits
associated with Abolition of Retirement
Benefit System for Current Corporate
Officers
5 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
ASCIANO LTD, MELBOURNE VIC Agenda Number: 704750543
--------------------------------------------------------------------------------------------------------------------------
Security: Q0557G103
Meeting Type: AGM
Meeting Date: 12-Nov-2013
Ticker:
ISIN: AU000000AIO7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 Re-election of Mr Peter George as a Mgmt For For
Director of the Company
4 Grant of rights to Chief Executive Mgmt For For
Officer-2014 Financial Year
--------------------------------------------------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD Agenda Number: 705054043
--------------------------------------------------------------------------------------------------------------------------
Security: G0535Q133
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: KYG0535Q1331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321533.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0321/LTN20140321523.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 To receive, consider and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
and of the independent auditor for the year
ended 31 December 2013
2 To declare a final dividend of HKD 0.50 per Mgmt For For
share for the year ended 31 December 2013
3 To re-elect Mr. Arthur H. del Prado as Mgmt For For
director
4 To re-elect Mr. Lee Wai Kwong as director Mgmt For For
5 To re-elect Mr. Chow Chuen, James as Mgmt Against Against
director
6 To re-elect Mr. Robin Gerard Ng Cher Tat as Mgmt Against Against
director
7 To authorise the board of directors to fix Mgmt For For
the directors' remuneration
8 To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
the auditors and to authorise the board of
directors to fix their remuneration
9 To give a general mandate to the directors Mgmt Against Against
to issue, allot and deal with additional
shares of the Company
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 705000014
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2 Discuss the company's business, financial Non-Voting
situation and sustainability
3 Discuss the remuneration policy 2010 for Non-Voting
management board members
4 Adopt financial statements and statutory Mgmt For For
reports
5 Approve discharge of management board Mgmt For For
6 Approve discharge of supervisory board Mgmt For For
7 Receive explanation on company's reserves Non-Voting
and dividend policy
8 Approve dividends of EUR 0.61 per ordinary Mgmt For For
share
9 Amend remuneration policy for management Mgmt For For
board members
10 Approve performance share arrangement Mgmt For For
according to remuneration policy
11 Approve numbers of stock options, Mgmt For For
respectively shares, for employees
12 Announce intention to reappoint P.T.F.M. Non-Voting
Wennink, M.A. van den Brink F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management board
13a Reelect F.W. Frohlich to supervisory board Mgmt For For
13b Elect J.M.C. Stork to supervisory board Mgmt For For
14 Announcement of retirement of supervisory Non-Voting
board members H.C.J. van den Burg and F.W.
Frohlich by rotation in 2015
15 Approve remuneration of supervisory board Mgmt For For
16 Ratify Deloitte as auditors Mgmt For For
17a Grant board authority to issue shares up to Mgmt For For
5 percent of issued capital
17b Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17a
17c Grant board authority to issue shares up to Mgmt For For
5 percent in case of takeover/merger and
restricting/excluding preemptive rights
17d Authorize board to exclude preemptive Mgmt For For
rights from issuance under item 17c
18a Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
18b Authorize additional repurchase of up to 10 Mgmt For For
percent of issued share capital
19 Authorize cancellation of repurchased Mgmt For For
shares
20 Other business Non-Voting
21 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA, TRIESTE Agenda Number: 705122480
--------------------------------------------------------------------------------------------------------------------------
Security: T05040109
Meeting Type: MIX
Meeting Date: 28-Apr-2014
Ticker:
ISIN: IT0000062072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 295136 DUE TO RECEIPT OF SLATES
FOR AUDITOR NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINKS:
https://www.generali.com/319078/Assemblea-2
014-Lista-Mediobanca.pdf AND
https://www.generali.com/319080/Assemblea-2
014-Lista-Assogestioni.pdf
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 APR 2014 FOR EGM (AND A THIRD
CALL ON 30 APR 2014 FOR EGM AND SECOND CALL
FOR OGM). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU
O.1 FINANCIAL STATEMENTS AS AT 31 DECEMBER Mgmt For For
2013, ALLOCATION OF PROFITS OF THE YEAR AND
DISTRIBUTION OF DIVIDENDS: RELEVANT
RESOLUTIONS; DELEGATION OF POWERS
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS AUDITORS, THERE IS
ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1
SLATE OF THE 2 SLATES. THANK YOU.
O.2.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: APPOINTMENT OF BOARD OF STATUTORY
AUDITORS AND ITS CHAIRMAN FOR THE FINANCIAL
YEARS ENDING ON 31 DECEMBER 2014, 2015 AND
2016. LIST PRESENTED BY MEDIOBANCA:
EFFECTIVE AUDITORS: 1. LORENZO POZZA, 2.
ANTONIA DI BELLA, 3. MAURIZIO DATTILO.
SUPPLEMENTARY AUDITORS: 1.FRANCESCO DI
CARLO, 2. STEFANIA BARSALINI
O.2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr For Against
PROPOSAL: APPOINTMENT OF BOARD OF STATUTORY
AUDITORS AND ITS CHAIRMAN FOR THE FINANCIAL
YEARS ENDING ON 31 DECEMBER 2014, 2015 AND
2016. LIST PRESENTED BY ASSOGESTIONI:
EFFECTIVE AUDITORS: 1. DITTMEIER CAROLYN.
SUPPLEMENTARY AUDITORS: 1. OLIVOTTO SILVIA
O.3 DETERMINATION OF ANNUAL FEES FOR STATUTORY Mgmt For For
AUDITORS: RELEVANT RESOLUTIONS
O.4 APPOINTMENT OF A DIRECTOR: RELEVANT Mgmt For For
RESOLUTIONS : JEAN-RENE FOURTOU
O.5 REMUNERATION REPORT PURSUANT TO S. 123-TER Mgmt For For
OF LEGISLATIVE DECREE NO. 58/1998 (CFBA)
AND S. 24 OF ISVAP REGULATION NO.
39/2011:RELEVANT RESOLUTIONS
O.6 ADOPTION OF A NEW LONG-TERM INCENTIVE PLAN Mgmt For For
PURSUANT TO S. 114-BIS OF THE CFBA:RELEVANT
RESOLUTIONS;DELEGATION OF POWERS
O.7 AUTHORISATION TO PURCHASE AND DISPOSE OF Mgmt For For
THE COMPANY'S OWN SHARES FOR THE PURPOSES
OF THE LONG-TERM INCENTIVE PLAN: RELEVANT
RESOLUTIONS; DELEGATION OF POWERS
E.8 PROPOSED DELEGATION TO THE BOARD OF Mgmt For For
DIRECTORS PURSUANT TO S. 2443 OF THE CIVIL
CODE, FOR THE PERIOD OF 5 YEARS FROM THE
DATE OF THE RESOLUTION, OF POWER TO
INCREASE THE SHARE CAPITAL BY MEANS OF A
FREE ISSUE IN INSTALMENTS, PURSUANT TO S.
2439 OF THE CIVIL CODE, FOR THE PURPOSES OF
THE NEW LONG-TERM INCENTIVE PLAN: RELEVANT
RESOLUTIONS; DELEGATION OF POWERS
--------------------------------------------------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC, LONDON Agenda Number: 704840467
--------------------------------------------------------------------------------------------------------------------------
Security: G05600138
Meeting Type: AGM
Meeting Date: 06-Dec-2013
Ticker:
ISIN: GB0006731235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts 2013 Mgmt For For
2 Directors' Remuneration report 2013 Mgmt For For
3 Declaration of final dividend Mgmt For For
4 Re-election of Emma Adamo as a director Mgmt For For
5 Re-election of John Bason as a director Mgmt For For
6 Re-election of Timothy Clarke as a director Mgmt For For
7 Re-election of Lord Jay of Ewelme as a Mgmt For For
director
8 Re-election of Javier Ferran as a director Mgmt For For
9 Re-election of Charles Sinclair as a Mgmt For For
director
10 Re-election of Peter Smith as a director Mgmt For For
11 Re-election of George Weston as a director Mgmt For For
12 Appointment of auditors Mgmt For For
13 Remuneration of auditors Mgmt For For
14 Authority to allot shares Mgmt For For
15 Disapplication of pre-emption rights Mgmt For For
16 Reduced notice of a general meeting other Mgmt For For
than an annual general meeting
17 Approval of new Long Term Incentive Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTELLAS PHARMA INC. Agenda Number: 705323981
--------------------------------------------------------------------------------------------------------------------------
Security: J03393105
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: JP3942400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC, LONDON Agenda Number: 705053407
--------------------------------------------------------------------------------------------------------------------------
Security: G0593M107
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0009895292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Companys Accounts and the Mgmt For For
Reports of the Directors and Auditor for
the year ended 31 December 2013
2 To confirm dividends Mgmt For For
3 To appoint KPMG LLP London as Auditor Mgmt For For
4 To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5A To elect or re-elect Leif Johansson as a Mgmt For For
Director
5B To elect or re-elect Pascal Soriot as a Mgmt For For
Director
5C To elect or re-elect Marc Dunoyer as a Mgmt For For
Director
5D To elect or re-elect Genevieve Berger as a Mgmt For For
Director
5E To elect or re-elect Bruce Burlington as a Mgmt For For
Director
5F To elect or re-elect Ann Cairns as a Mgmt For For
Director
5G To elect or re-elect Graham Chipchase as a Mgmt For For
Director
5H To elect or re-elect Jean-Philippe Courtois Mgmt Against Against
as a Director
5I To elect or re-elect Rudy Markham as a Mgmt For For
Director
5J To elect or re-elect Nancy Rothwell as a Mgmt For For
Director
5K To elect or re-elect Shriti Vadera as a Mgmt For For
Director
5L To elect or re-elect John Varley as a Mgmt Against Against
Director
5M To elect or re-elect Marcus Wallenberg as a Mgmt For For
Director
6 To approve the Annual Report on Mgmt Against Against
Remuneration for the year ended 31 December
2013
7 To approve the Directors Remuneration Mgmt Against Against
Policy
8 To authorise limited EU political donations Mgmt For For
9 To authorise the Directors to allot shares Mgmt For For
10 To authorise the Directors to disapply Mgmt For For
pre-emption rights
11 To authorise the Company to purchase its Mgmt For For
own shares
12 To reduce the notice period for general Mgmt For For
meetings
13 To approve the AstraZeneca 2014 Performance Mgmt For For
Share Plan
--------------------------------------------------------------------------------------------------------------------------
ASUSTEK COMPUTER INC Agenda Number: 705347640
--------------------------------------------------------------------------------------------------------------------------
Security: Y04327105
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: TW0002357001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
4.1 BUSINESS REPORT OF 2013 Non-Voting
4.2 SUPERVISORS' REVIEW REPORT OF 2013 Non-Voting
4.3 TO REPORT THE EXECUTION OF TREASURY STOCKS Non-Voting
BUYBACK PROGRAM EXECUTION
5.1 TO ADOPT 2013 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS
5.2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2013 PROFITS. THE DISTRIBUTABLE EARNINGS OF
THE YEAR IS NTD 90,066,124,050, INCLUDING
THE COMPANY'S 2013 NET INCOME OF NTD
21,449,894,566, THE 2013 DISTRIBUTABLE
EARNINGS OF NTD 19,070,337,546 AFTER ADDING
OTHER COMPREHENSIVE NET INCOME AND TREASURY
STOCK CANCELLATION, AND THE UNAPPROPRIATED
RETAINED EARNINGS OF PRIOR YEARS FOR NTD
70,995,786,504. THE DISTRIBUTABLE EARNINGS
AFTER APPROPRIATING NTD 2,144,989,457 AS
LEGAL RESERVE WILL BE DISTRIBUTED IN
ACCORDANCE WITH THE "ARTICLES OF
INCORPORATION" AS FOLLOWS: (1) SHAREHOLDER
DIVIDEND: NTD 742,760,280 IN CASH TOTALLY.
(2) SHAREHOLDER BONUS: NTD 13,741,065,180
IN CASH TOTALLY. 2. SHAREHOLDER CASH
DIVIDEND THAT IS FOR LESS THAN NTD 1 SHOULD
BE ROUNDED UP TO DOLLAR; ALSO, FRACTIONAL
SHARES WILL BE PURCHASED BY PERSONS
ARRANGED BY THE CHAIRMAN AS AUTHORIZED BY
THE BOARD. 3. IF THE DIVIDEND RATIO OF THE
EARNINGS DISTRIBUTION IS CHANGED AND MUST
BE ADJUSTED AS A RESULT OF A CHANGE IN THE
NUMBER OF OUTSTANDING SHARES, IT IS
PROPOSED TO HAVE THE BOARD OF DIRECTORS
AUTHORIZED IN THE MEETING OF SHAREHOLDERS
TO ARRANGE NECESSARY ADJUSTMENTS. 4. UPON
THE APPROVAL OF THE ANNUAL MEETING OF
SHAREHOLDERS, IT IS PROPOSED THAT THE BOARD
OF DIRECTORS BE AUTHORIZED TO RESOLVE THE
DIVIDEND RECORD DATE AND OTHER RELEVANT
ISSUES
6.1 TO DISCUSS AMENDMENT TO THE PROCEDURES FOR Mgmt For For
ACQUISITION OR DISPOSAL OF ASSETS: THE
COMPANY HAS ARTICLE 3, ARTICLE 7, ARTICLE
8, ARTICLE 10, AND ARTICLE 12 OF THE
COMPANY'S "OPERATIONAL PROCEDURES FOR
ACQUISITION AND DISPOSAL OF ASSETS" AMENDED
IN ACCORDANCE WITH JIN-GUAN-CHEN-FAR ZI NO.
1020053073 LETTER "REGULATIONS GOVERNING
THE ACQUISITION AND DISPOSAL OF ASSETS BY
PUBLIC COMPANIES" AMENDED AND ANNOUNCED BY
THE FINANCIAL SUPERVISORY COMMISSION ON
DECEMBER 30, 2013 FOR THE NEED OF THE
COMPANY'S BUSINESS OPERATION.
6.2.1 TO RE-ELECT DIRECTOR: TSUNG-TANG, (JONNEY) Mgmt For For
SHIH; SHAREHOLDER' NO: 71; ID NO:
N100872786
6.2.2 TO RE-ELECT DIRECTOR: Mgmt For For
CHIANG-SHENG,(JONATHAN)TSENG; SHAREHOLDER'
NO: 25370; ID NO: N100115455
6.2.3 TO RE-ELECT DIRECTOR: CHENG-LAI,(JERRY) Mgmt For For
SHEN; SHAREHOLDER' NO: 80; ID NO:
R120635522
6.2.4 TO RE-ELECT DIRECTOR: YEN-CHENG,(ERIC) Mgmt For For
CHEN; SHAREHOLDER' NO: 135; ID NO:
F121355097
6.2.5 TO RE-ELECT DIRECTOR: HSIEN-YUEN HSU; Mgmt For For
SHAREHOLDER' NO: 116; ID NO: A120399965
6.2.6 TO RE-ELECT DIRECTOR: MIN-CHIEH, (JOE) Mgmt For For
HSIEH; SHAREHOLDER' NO: 388; ID NO:
A123222201
6.2.7 TO RE-ELECT DIRECTOR: SU-PIN, (SAMSON) HU; Mgmt For For
SHAREHOLDER' NO: 255368; ID NO: R120873219
6.2.8 TO RE-ELECT SUPERVISOR: TZE-KAING YANG; Mgmt For For
SHAREHOLDER' NO: None; ID NO: A102241840
6.2.9 TO RE-ELECT SUPERVISOR: CHUNG-JEN CHENG; Mgmt For For
SHAREHOLDER' NO: 264008; ID NO: J100515149
6.210 TO RE-ELECT SUPERVISOR: LONG-HUI YANG; Mgmt For For
SHAREHOLDER' NO: 66; ID NO: N103321517
6.3 TO RELEASE THE NON-COMPETE RESTRICTION OF A Mgmt For For
BOARD OF DIRECTOR ELECTED AS AN INDIVIDUAL
OR AS A LEGAL REPRESENTATIVE
7 EXTEMPORAL MOTIONS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
ASX LIMITED Agenda Number: 704704902
--------------------------------------------------------------------------------------------------------------------------
Security: Q0604U105
Meeting Type: AGM
Meeting Date: 25-Sep-2013
Ticker:
ISIN: AU000000ASX7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSALS WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (4 AND 5), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSALS AND YOU COMPLY WITH
THE VOTING EXCLUSION.
3.a Re-election of director, Shane Finemore Mgmt For For
3.b Election of director, Dr Ken Henry AC Mgmt For For
4 Approve grant of 2013 performance rights to Mgmt For For
MD and CEO, Mr Elmer Funke Kupper, under
LTI plan
5 Remuneration report Mgmt For For
CMMT PLEASE NOTE THAT THE RESOLUTION 3.A Non-Voting
REGARDING RE-ELECTION OF DIRECTOR IS
WITHDRAWN FROM THIS MEETING. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA S.P.A., ROMA Agenda Number: 705034762
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: OGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 16 APR 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Financial statements for the year ended 31 Mgmt For For
December 2013. Reports of the Board of
Directors, the Board of Statutory Auditors
and the Independent Auditors. Appropriation
of profit for the year. Presentation of
consolidated financial statements for the
year ended 31 December 2013.Related and
resulting resolutions
2 Authority, pursuant and for the purposes of Mgmt Against Against
articles 2357 et seq. of the Italian Civil
Code, article 132 of Legislative Decree 58
of 24 February 1998 and article 144-bis of
the CONSOB Regulation adopted with
Resolution 11971/1999, as amended, to
purchase and sell treasury shares, subject
to prior revocation of all or part of the
unused portion of the authority granted by
the General Meeting of 30 April 2013.
Related and resulting resolutions
3 Resolution on the first section of the Mgmt For For
Remuneration Report pursuant to art.
123-ter of Legislative Decree 58 of 24
February 1998
4 Changes to the 2011 Share Option Plan and Mgmt Against Against
the MBO Share Grant Plan approved on 20
April 2011, as amended on 30 April
2013.Related and resulting resolutions
5 Approval of a long-term share-based Mgmt Against Against
incentive plan for employees and executive
directors of the Company and its direct and
indirect subsidiaries. Related and
resulting resolutions
CMMT 18 MAR 2014: PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON
THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_196814.PDF
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF URL COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIA SPA, ROMA Agenda Number: 704631731
--------------------------------------------------------------------------------------------------------------------------
Security: T05404107
Meeting Type: EGM
Meeting Date: 08-Aug-2013
Ticker:
ISIN: IT0003506190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 09 AUG 2013. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Merger through incorporation of Gemina SPA Mgmt Against Against
into Atlantia SPA. Capital increase issuing
new ordinary shares. Any adjournment
thereof. Assignment of powers
2 If not approved previous point 1., Mgmt For For
cancellation of resolution of extraordinary
general meeting held on 30/04/13 as to the
approval of merger through incorporation of
Gemina SPA into Atlantia SPA
--------------------------------------------------------------------------------------------------------------------------
ATLAS COPCO AB, NACKA Agenda Number: 705057215
--------------------------------------------------------------------------------------------------------------------------
Security: W10020134
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: SE0000122467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the Meeting and election of Non-Voting
Chair: Sune Carlsson
2 Preparation and approval of voting list Non-Voting
3 Approval of agenda Non-Voting
4 Election of one or two persons to approve Non-Voting
the minutes
5 Determination whether the Meeting has been Non-Voting
properly convened
6 Presentation of the Annual Report and the Non-Voting
Auditor's Report as well as the
Consolidated Annual Report and the
Consolidated Auditor's Report
7 The President and CEO's speech and Non-Voting
questions from shareholders to the Board of
Directors and the Management
8.a Regarding approval of the Profit and Loss Mgmt For For
Account and the Balance Sheet and the
consolidated Profit and Loss Account and
the Consolidated Balance Sheet
8.b Regarding discharge from liability of the Mgmt For For
Board members and the President and CEO
8.c Regarding the allocation of the Company's Mgmt For For
profit according to the approved Balance
Sheet: the dividend for 2013 is decided to
be SEK 5.50 per share
8.d Regarding record date for receiving Mgmt For For
dividend
9 Determination of the number of Board Mgmt For For
members and deputy members and auditors and
deputy auditors or registered auditing
company: That nine Board members be
elected. That one registered auditing
company be elected
10 Election of Board members and of Chair of Mgmt Against Against
the Board and auditors and deputy auditors
or registered auditing company: That the
following Board members are re-elected:
Staffan Bohman, Johan Forssell, Ronnie
Leten, Ulla Litzen, Gunilla Nordstrom, Hans
Straberg, Anders Ullberg, Peter Wallenberg
Jr and Margareth Ovrum. That Hans Straberg
is elected Chair of the Board. That
Deloitte AB is re-elected as the auditing
company with Jan Berntsson as responsible
auditor
11 Determining the remuneration, in cash or Mgmt For For
partially in the form of synthetic shares,
to the Board of Directors and the
remuneration to its committees and
remuneration to the auditors or registered
auditing company
12.a The Board's proposal regarding: guiding Mgmt For For
principles for the remuneration of senior
executives
12.b The Board's proposal regarding :a Mgmt For For
performance related personnel option plan
for 2014
13.a The Board's proposal regarding mandates to: Mgmt For For
Acquire series A shares related to
personnel option plan for 2014
13.b The Board's proposal regarding mandates to: Mgmt For For
acquire series A shares related to
remuneration in the form of synthetic
shares
13.c The Board's proposal regarding mandates to: Mgmt For For
transfer series A shares related to
personnel option plan for 2014
13.d The Board's proposal regarding mandates to: Mgmt For For
sell series A shares to cover costs related
to synthetic shares to the Board
13.e The Board's proposal regarding mandates to: Mgmt For For
sell series A and B shares to cover costs
in relation to the performance related
personnel option plans for 2009, 2010 and
2011
14 Closing of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AUCKLAND INTERNATIONAL AIRPORT LTD Agenda Number: 704750555
--------------------------------------------------------------------------------------------------------------------------
Security: Q06213104
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: NZAIAE0001S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR DO EXPECT TO OBTAIN FUTURE
BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") FOR THE RELEVANT PROPOSAL ITEMS.
1 That Brett Godfrey, who retires by rotation Mgmt For For
and who is eligible for re-election, be
re-elected as a director of the Company
2 That Sir Henry van der Heyden, who retires Mgmt For For
by rotation and who is eligible for
re-election, be re-elected as a director of
the Company
3 That Michelle Guthrie, who has been Mgmt For For
nominated by the Board to stand as a
director, be elected as a director of the
Company
4 That the total quantum of annual directors' Mgmt For For
fees be increased by NZD42,436 from
NZD1,326,120 to NZD1,368,556, such amount
to be divided amongst the directors as they
deem appropriate
5 That the directors be authorised to fix the Mgmt For For
fees and expenses of the auditor
--------------------------------------------------------------------------------------------------------------------------
AUCKLAND INTERNATIONAL AIRPORT LTD Agenda Number: 704941384
--------------------------------------------------------------------------------------------------------------------------
Security: Q06213104
Meeting Type: SGM
Meeting Date: 12-Feb-2014
Ticker:
ISIN: NZAIAE0001S8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the arrangement relating to the Mgmt For For
return of capital to shareholders
CMMT 28 JAN 2014: PLEASE NOTE THAT THE POSTAL Non-Voting
VOTE OPTION IS NOT AVAILABLE FOR THIS
MEETING
CMMT 28 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AURIZON HOLDINGS LTD, BRISBANE QLD Agenda Number: 704731555
--------------------------------------------------------------------------------------------------------------------------
Security: Q0695Q104
Meeting Type: AGM
Meeting Date: 13-Nov-2013
Ticker:
ISIN: AU000000AZJ1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION
2a Re-election of Mr Russell Caplan Mgmt For For
2b Re-election of Ms Andrea Staines Mgmt For For
2c Re-election of Mr Gene Tilbrook Mgmt For For
3 Grant of Performance Rights to Managing Mgmt Abstain Against
Director & CEO
4 Remuneration Report Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD, MELBOUR Agenda Number: 704846231
--------------------------------------------------------------------------------------------------------------------------
Security: Q09504137
Meeting Type: AGM
Meeting Date: 18-Dec-2013
Ticker:
ISIN: AU000000ANZ3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 5.A, 5.B AND 6 AND VOTES
CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Adoption of the Remuneration Report Mgmt For For
3 Grant of Performance Rights to Mr Michael Mgmt For For
Smith
4 Approval of Euro Preference Shares Buy-Back Mgmt For For
Scheme
5.a Approval of CPS1 First Buy-Back Scheme Mgmt For For
5.b Approval of CPS1 Second Buy-Back Scheme Mgmt For For
6 Approval of Securities Issued (ANZ Capital Mgmt For For
Notes)
7.a To elect Mr G. R. Liebelt as a Mgmt For For
Board-Endorsed Candidate
7.b To re-elect Mr I. J. Macfarlane as a Mgmt For For
Board-Endorsed Candidate
8 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: Election of
Non-Board-Endorsed Candidate - Mr D.C.
Barrow
--------------------------------------------------------------------------------------------------------------------------
AXA SA, PARIS Agenda Number: 704974701
--------------------------------------------------------------------------------------------------------------------------
Security: F06106102
Meeting Type: MIX
Meeting Date: 23-Apr-2014
Ticker:
ISIN: FR0000120628
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 24 Mar 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0221/201402211400330.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0324/201403241400743.pdf AND CHANGE IN
RECORD DATE FROM 16 APRIL 14 TO 15 APRIL
14. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
December 31, 2013
O.3 Allocation of income for the financial year Mgmt For For
ended December 31, 2013 and setting the
dividend of Euro 0.81 per share
O.4 Advisory vote on the compensation of the Mgmt For For
CEO
O.5 Advisory vote on the compensation of the Mgmt For For
Deputy Chief Executive Office
O.6 Approval of the special report of the Mgmt For For
Statutory Auditors on the regulated
agreements
O.7 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Henri de Castries
O.8 Approval of regulated commitments pursuant Mgmt For For
to Article L.225-42-1 of the Commercial
Code benefiting Mr. Denis Duverne
O.9 Renewal of term of Mr. Henri de Castries as Mgmt For For
Board member
O.10 Renewal of term of Mr. Norbert Mgmt For For
Dentressangle as Board member
O.11 Renewal of term of Mr. Denis Duverne as Mgmt For For
Board member
O.12 Renewal of term of Mrs. Isabelle Kocher as Mgmt For For
Board member
O.13 Renewal of term of Mrs. Suet Fern Lee as Mgmt For For
Board member
O.14 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.15 Authorization granted to the Board of Mgmt For For
Directors to purchase common shares of the
Company
E.16 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares or securities
entitling to common shares of the Company
reserved for members of a company savings
plan without shareholders' preferential
subscription rights
E.17 Delegation of powers granted to the Board Mgmt For For
of Directors to increase share capital by
issuing common shares without shareholders'
preferential subscription rights in favor
of a category of designated beneficiaries
E.18 Authorization granted to the Board of Mgmt For For
Directors to grant share subscription or
purchase options to employees and eligible
corporate officers of AXA Group with waiver
by shareholders of their preferential
subscription rights to shares to be issued
due to the exercise of stock options
E.19 Authorization granted to the Board of Mgmt Against Against
Directors to allocate free existing shares
or shares to be issued subject to
performance conditions to employees and
eligible corporate officers of AXA Group
with waiver by shareholders of their
preferential subscription rights to shares
to be issued, in case of allocation of
shares to be issued
E.20 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of common shares
E.21 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AXEL SPRINGER SE, BERLIN Agenda Number: 705040551
--------------------------------------------------------------------------------------------------------------------------
Security: D76169115
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: DE0005501357
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2012, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub custodians have advised that voted Non-Voting
shares are not blocked for trading purposes
i.e. they are only unavailable for
settlement. Registered shares will be
deregistered at the deregistration date by
the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent to your CSR or Custodian.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 01 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the established annual Non-Voting
financial statements of Axel Springer SE
and the approved consolidated financial
statements as of 31 December 2013 together
with the consolidated management report of
Axel Springer SE and the Group for the
fiscal year 2013 (including the explanatory
report of the Management Board pursuant to
section 176 paragraph 1 sentence 1 of the
Stock Corporation Act (Aktiengesetz)1 on
the disclosure of takeover provisions in
accordance with section 289 paragraph 4 and
section 315 paragraph 4 of the Commercial
Code (Handelsgesetzbuch) and the
explanatory report of the Management Board
on the key features of the internal control
and risk management system with regard to
the accounting process pursuant to section
289 paragraph 5 and section 315 paragraph 2
number 5 of the Commercial Code), as well
as the report by the Supervisory Board
2. Appropriation of profits Mgmt No vote
3. Discharge of the members of the Management Mgmt No vote
Board of Axel Springer Aktiengesellschaft
and Axel Springer SE for the fiscal year
2013
4.1 Discharge of the member of the Supervisory Mgmt No vote
Board of Axel Springer Aktiengesellschaft
for the fiscal year 2013
4.2 Discharge of the member of the Supervisory Mgmt No vote
Board of Axel Springer SE for the fiscal
year 2013
5.1 New election to the Supervisory Board: Mr. Mgmt No vote
Oliver Heine
5.2 New election to the Supervisory Board: Mr. Mgmt No vote
Rudolf Knepper
5.3 New election to the Supervisory Board: Mr. Mgmt No vote
Lothar Lanz
5.4 New election to the Supervisory Board: Dr. Mgmt No vote
Nicola Leibinger-Kammuller
5.5 New election to the Supervisory Board: Mgmt No vote
Prof. Dr. Wolf Lepenies
5.6 New election to the Supervisory Board: Mgmt No vote
Prof. Dr. Wolfgang Reitzle
5.7 New election to the Supervisory Board: Dr. Mgmt No vote
h.c. Friede Springer
5.8 New election to the Supervisory Board: Mr. Mgmt No vote
Martin Varsavsky
5.9 New election to the Supervisory Board: Dr. Mgmt No vote
Giuseppe Vita
6.1 Consent to the Spin-off and Assumption Mgmt No vote
Agreements: The spin-off and assumption
agreement between Axel Springer SE and
Achtundsechzigste "Media"
Vermogensverwaltungsgesellschaft mbH and
Neunundsechzigste "Media"
Vermogensverwaltungsgesellschaft mbH dated
4 March 2014 (document number R 174/2014 of
the notary Hans-Hermann Rosch, Berlin) is
approved. The Management Board is
instructed to file the spin-off for
registration in the commercial register no
sooner than the closing of the purchase
agreement for the transfer of the regional
newspaper and women's magazine activities
sold by Axel Springer SE to FUNKE Media
Group has been completed
6.2 Consent to the Spin-off and Assumption Mgmt No vote
Agreements: The spin-off and assumption
agreement between Axel Springer SE and
Siebzigste "Media"
Vermogensverwaltungsgesellschaft mbH dated
4 March 2014 (document number R 174/2014 of
the notary Hans-Hermann Rosch, Berlin) is
approved. The Management Board is
instructed to file the spin-off for
registration in the commercial register no
sooner than the closing of the purchase
agreement for the transfer of the TV
program guide activities TV Neu, Bildwoche
and Funk UHR sold by Axel Springer SE to
Funke Media Group has been completed
6.3 Consent to the Spin-off and Assumption Mgmt No vote
Agreements: The spin-off and assumption
agreement between Axel Springer SE and
Einundsiebzigste "Media"
Vermogensverwaltungsgesellschaft mbH dated
4 March 2014 (document number R 174/2014 of
the notary Hans-Hermann Rosch, Berlin) is
approved. The Management Board is
instructed to file the spin-off for
registration in the commercial register no
sooner than the closing of the purchase
agreement on the transfer of the TV program
guide activities Horzu (including Horzu
Digital), Horzu Wissen and TV Digital sold
by Axel Springer SE to Funke Media Group
has been completed
7.1 Appointment of the auditor for the annual Mgmt No vote
financial statements and the consolidated
financial statements, respectively, as well
as for the auditory review of the
half-yearly financial report and
appointment of the auditor for the closing
balance sheets of the spin-offs proposed
for resolution under agenda item 6: Ernst &
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart, Berlin branch, is appointed as
auditor for the annual financial statements
and the consolidated financial statements
for the fiscal year 2014
7.2 Appointment of the auditor for the annual Mgmt No vote
financial statements and the consolidated
financial statements, respectively, as well
as for the auditory review of the
half-yearly financial report and
appointment of the auditor for the closing
balance sheets of the spin-offs proposed
for resolution under agenda item 6: Ernst &
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart, Berlin branch, is also appointed
as auditor for the auditory review of the
half-yearly financial report for the fiscal
year 2014
7.3 Appointment of the auditor for the annual Mgmt No vote
financial statements and the consolidated
financial statements, respectively, as well
as for the auditory review of the
half-yearly financial report and
appointment of the auditor for the closing
balance sheets of the spin-offs proposed
for resolution under agenda item 6: Ernst &
Young GmbH Wirtschaftsprufungsgesellschaft,
Stuttgart, Berlin branch, is appointed as
the auditor for the closing balance sheets
of Axel Springer SE required under the
Transformation Act (section 125 and section
17 paragraph 2 Transformation Act) for the
spin-offs proposed for resolution under
agenda item 6
8. Authorization to acquire and dispose of Mgmt No vote
treasury shares pursuant to article 5
SE-Regulation in conjunction with section
71 paragraph 1 number 8 of the Stock
Corporation Act, as well as on the
exclusion of the shareholder subscription
rights
9.1 The information required under article 61 Mgmt No vote
of the SE-Regulation in conjunction with
section 285 number 9 litera a) sentences 5
to 8 of the Commercial Code and section
315a paragraph 1 and section 314 paragraph
1 number 6 litera a) sentences 5 to 8 of
the Commercial Code (in their respective
applicable version) shall not be disclosed
in the annual financial statements and the
consolidated financial statements of Axel
Springer SE for the fiscal years 2014 up to
and including 2018. The resolution of the
ordinary shareholders' meeting of the
Company dated 23 April 2010 under agenda
item 8 of such meeting shall expire at the
time when this resolution becomes effective
9.2 To the extent legally permissible, no Mgmt No vote
individualized or function-specific
information on Management Board
remuneration shall be disclosed for the
time period up to the end of the ordinary
shareholders' meeting for the fiscal year
2018, irrespective whether in a manner set
forth in agenda item 9.a) or in a different
manner; this applies in particular to the
description or determination of the
Management Board remuneration, and/or the
system thereof, in connection with a
resolution of the shareholders' meeting on
the Management Board remuneration
10. Resolution on the change of the location of Mgmt No vote
the shareholders' meeting and on the
amendment of the Articles of Association:
Section 18 paragraph 1 of the Articles of
Association is restated as specified: The
ordinary shareholders' meeting takes place
within the first six months after the end
of the fiscal year. The location of the
ordinary shareholders' meeting is at the
registered office of the Company or in
another city in the Federal Republic of
Germany having 100,000 or more residents,
the capital city of a member state of the
European Union, or in the cities of Zurich
or Basel in Switzerland
--------------------------------------------------------------------------------------------------------------------------
AYALA CORP Agenda Number: 705055499
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486V115
Meeting Type: AGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: PHY0486V1154
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 265489 DUE TO RECEIPT OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Determination of quorum Mgmt Abstain Against
2 Approval of minutes of previous meeting Mgmt For For
3 Annual report Mgmt For For
4 Ratification of all acts and resolutions of Mgmt For For
the board of directors and management
adopted during the preceding year
5 Amendment of the third article of the Mgmt For For
articles of incorporation to state the
specific principal office address of the
company in compliance with SEC Memorandum
Circular No. 6, Series of 2014
6 Election of director: Jaime Augusto Zobel Mgmt For For
de Ayala
7 Election of director: Yoshio Amano Mgmt For For
8 Election of director: Ramon R. del Rosario, Mgmt For For
Jr. (independent director)
9 Election of director: Delfin L. Lazaro Mgmt For For
10 Election of director: Fernando Zobel de Mgmt For For
Ayala
11 Election of director: Xavier P. Loinaz Mgmt For For
(independent director)
12 Election of director: Antonio Jose U. Mgmt For For
Periquet (independent director)
13 Election of auditors and fixing of their Mgmt For For
remuneration
14 Consideration of such other business as may Mgmt Against Against
properly come before the meeting
15 Adjournment Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
AYALA LAND INC, MAKATI CITY Agenda Number: 705038190
--------------------------------------------------------------------------------------------------------------------------
Security: Y0488F100
Meeting Type: AGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: PHY0488F1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 293689 DUE TO RECEIPT OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Proof of notice and determination of quorum Mgmt Abstain Against
2 Approval of minutes of previous meeting Mgmt For For
3 Annual report Mgmt For For
4 Ratification of all acts and resolutions of Mgmt For For
the board of directors and of the executive
committee adopted during the preceding year
5A Amendments of the articles of Mgmt For For
incorporation: in article seventh,
exempting from pre-emptive rights (1) the
issuance of 1 billion common shares for
acquisitions or debt payments, and (2) the
issuance of common shares covered by stock
options granted to members of management
committees of subsidiaries or affiliates
5B Amendments of the articles of Mgmt For For
incorporation: in article third, stating
the specific principal office address of
the company in compliance with sec
memorandum circular no. 6, series of 2014
6 Amendment of the stock option plan to Mgmt For For
include members of management committees of
subsidiaries and affiliates as eligible
grantees of stock options
7 Election of director: Fernando Zobel De Mgmt For For
Ayala
8 Election of director: Jaime Augusto Zobel Mgmt For For
De Ayala
9 Election of director: Antonio T. Aquino Mgmt For For
10 Election of director: Francis G. Estrada Mgmt For For
11 Election of director: Delfin L. Lazaro Mgmt For For
12 Election of director: Jaime C. Laya Mgmt For For
13 Election of independent director: Bernard Mgmt For For
Vincent O. Dy
14 Election of independent director: Vincent Mgmt For For
Y. Tan
15 Election of independent director: Rizalina Mgmt For For
G. Mantaring
16 Election of external auditor and fixing of Mgmt For For
their remuneration
17 Consideration of such other business as may Mgmt Abstain For
properly come before the meeting
18 Adjournment Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda Number: 704620411
--------------------------------------------------------------------------------------------------------------------------
Security: T1188A116
Meeting Type: MIX
Meeting Date: 18-Jul-2013
Ticker:
ISIN: IT0001334587
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 19 JUL 2013 .CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_173180.PDF
O.1 Resolutions in conformity with art. 6 of Mgmt For For
the treasury minister rule dated 18/03/1998
n.161
O.2 Appointment of an alternate auditor Mgmt Against Against
E.1 Amendment of arts. 9, 13, 15, 16, 17, 18, Mgmt For For
21, 22, 26 and 27 of the statute
--------------------------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda Number: 704868972
--------------------------------------------------------------------------------------------------------------------------
Security: T1188A116
Meeting Type: MIX
Meeting Date: 27-Dec-2013
Ticker:
ISIN: IT0001334587
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 DEC 13: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 28 DEC 2013 (AND A
THIRD CALL ON 30 DEC 2013 FOR THE EGM
ONLY). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_186947.PDF
E.1 Paid up capital increase up to EUR Mgmt For For
3,000,000,000.00 to be realized within
31.03.2015 by issuance of new ordinary
shares relevant amendments to the company
bylaws
E.2 Reversal split of Banca Monte Dei Paschi DI Mgmt For For
Siena ordinary shares with a ratio of 1 new
share every 100 ordinary shares held
relevant amendments to the company bylaws
O.1 Appointment of directors to integrate the Mgmt Against Against
board of directors
O.2 Authorization to execute all the actions on Mgmt For For
own shares pursuant Art. 2357-Ter C.C
CMMT 03 DEC 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN AMOUNT IN
RESOLUTION E.1 AND MODIFICATION IN THE
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda Number: 705119281
--------------------------------------------------------------------------------------------------------------------------
Security: T1188A116
Meeting Type: MIX
Meeting Date: 28-Apr-2014
Ticker:
ISIN: IT0001334587
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 APR 2014 AT 9:30 O'CLOCK (AND A
THIRD CALL ON 30 APR 2014 AT 9: 30
O'CLOCK). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_198961.PDF
O.1 INDIVIDUAL AND CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AS OF 31.12.2013
O.2 REMUNERATION REPORT Mgmt For For
E.1 AMENDMENTS OF ARTICLE 15 AND 26 OF THE Mgmt For For
COMPANY BYLAWS
CMMT 08 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCA MONTE DEI PASCHI DI SIENA SPA, SIENA Agenda Number: 705261585
--------------------------------------------------------------------------------------------------------------------------
Security: T1R00V745
Meeting Type: EGM
Meeting Date: 20-May-2014
Ticker:
ISIN: IT0004984842
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 21 MAY 2014 (AND A THIRD CALL ON 22
MAY 2014). CONSEQUENTLY, YOUR VOTING
INSTRUCTIONS WILL REMAIN VALID FOR ALL
CALLS UNLESS THE AGENDA IS AMENDED. THANK
YOU.
1 PROPOSAL TO INCREASE COMPANY STOCK CAPITAL, Mgmt For For
FOR A MAXIMUM AMOUNT OF EUR
5,000,000,000.00, INCLUDING THE EVENTUAL
PREMIUM SHARES, TO BE CARRIED OUT IN MORE
INSTALLMENTS BY 31 MARCH 2015, BY ISSUING
NEW ORDINARY SHARES, PARI PASSU, TO BE
OFFERED TO SHAREHOLDERS AS PER ART. 2441 OF
THE ITALIAN CIVIL CODE, UPON REVOCATION OF
INCREASING STOCK CAPITAL RESOLUTION UP TO A
TOTAL AMOUNT OF EUR 3 BILLIONS RESOLVED BY
EXTRAORDINARY SHAREHOLDERS MEETING OF 28
DECEMBER 2013, RELATED AMENDMENTS TO THE
BYLAWS AND RESOLUTIONS RELATED THERE TO
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA, BILBAO Agenda Number: 704966641
--------------------------------------------------------------------------------------------------------------------------
Security: E11805103
Meeting Type: AGM
Meeting Date: 13-Mar-2014
Ticker:
ISIN: ES0113211835
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 14 MARCH 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Examination and approval of the Annual Mgmt For For
Financial Statements (balance sheet, income
statement, statement of changes in net
equity, cash flow statement and annual
report) and the Management Reports for
Banco Bilbao Vizcaya Argentaria, S.A. and
its consolidated Group. Allocation of
profits or losses. Approval of corporate
management. All these refer to the year
ending 31st December 2013
2.1 Re-election of Mr. Tomas Alfaro Drake, Mgmt For For
Pursuant to paragraph 2 of article 34 of
the Company Bylaws, determination of the
number of directors at the number resulting
from the resolutions adopted under this
agenda item, which will be reported to the
General Meeting for all due effects
2.2 Re-election of Mr. Carlos Loring Martinez Mgmt For For
de Irujo, Pursuant to paragraph 2 of
article 34 of the Company Bylaws,
determination of the number of directors at
the number resulting from the resolutions
adopted under this agenda item, which will
be reported to the General Meeting for all
due effects
2.3 Re-election of Mr. Jose Luis Palao Mgmt For For
Garcia-Suelto, Pursuant to paragraph 2 of
article 34 of the Company Bylaws,
determination of the number of directors at
the number resulting from the resolutions
adopted under this agenda item, which will
be reported to the General Meeting for all
due effects
2.4 Re-election of Ms. Susana Rodriguez Mgmt For For
Vidarte, Pursuant to paragraph 2 of article
34 of the Company Bylaws, determination of
the number of directors at the number
resulting from the resolutions adopted
under this agenda item, which will be
reported to the General Meeting for all due
effects
2.5 Ratification and appointment of Mr. Jose Mgmt For For
Manuel Gonzalez-Paramo Martinez-Murillo,
Pursuant to paragraph 2 of article 34 of
the Company Bylaws, determination of the
number of directors at the number resulting
from the resolutions adopted under this
agenda item, which will be reported to the
General Meeting for all due effects
2.6 Appointment of Ms. Lourdes Maiz Carro, Mgmt For For
Pursuant to paragraph 2 of article 34 of
the Company Bylaws, determination of the
number of directors at the number resulting
from the resolutions adopted under this
agenda item, which will be reported to the
General Meeting for all due effects
3 Authorisation for the Company to acquire Mgmt For For
treasury stock directly or through Group
companies, establishing the limits or
requirements for such acquisition, and
conferring the powers to the Board of
Directors necessary for its execution,
repealing, insofar as not executed, the
authorisation granted by the General
Meeting held 12th March 2010
4.1 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
4.2 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
4.3 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
4.4 Increase the share capital by issuance of Mgmt For For
new ordinary shares each with a nominal
value of EUR 0.49, without an issue premium
and of the same class and series as the
shares currently outstanding, to be charged
to voluntary reserves. Possibility of under
subscription. Commitment to purchase
shareholders free allocation rights at a
guaranteed price. Request for listing.
Conferral of powers
5 Approve the conditions of the system of Mgmt For For
variable remuneration in shares of Banco
Bilbao Vizcaya Argentaria, S.A. for 2014,
targeted at its management team, including
the executive directors and members of the
senior management
6 Approve the maximum variable component of Mgmt For For
the remuneration of the executive
directors, senior managers and certain
employees whose professional activities
have a significant impact on the Company's
risk profile or who perform control
functions
7 Re-election of the firm to audit the Mgmt For For
accounts of Banco Bilbao Vizcaya
Argentaria, S.A. and its consolidated Group
in 2014: Deloitte
8 Conferral of authority on the Board of Mgmt For For
Directors, which may in turn delegate such
authority, to formalise, correct, interpret
and implement the resolutions adopted by
the General Meeting
9 Consultative vote on the Annual Report on Mgmt For For
Directors' Remuneration of Banco Bilbao
Vizcaya Argentaria, S.A
CMMT 19 FEB 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
NEED TO HOLD MINIMUM OF 500 SHARES TO VOTE.
THANK YOU.
CMMT 19 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO SA, OSASCO Agenda Number: 704955814
--------------------------------------------------------------------------------------------------------------------------
Security: P1808G117
Meeting Type: AGM
Meeting Date: 10-Mar-2014
Ticker:
ISIN: BRBBDCACNPR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 3 AND 4 ONLY. THANK YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 Acknowledge the management report, the Non-Voting
fiscal councils opinion, the independent
auditors report, and the summary of the
audit committees report, as well as
examine, discuss and vote on the financial
statements related to the fiscal year ended
on December 31, 2013
2 Resolve on the board of directors proposal Non-Voting
for the allocation of the net income of the
fiscal year 2013 and ratification of the
early distribution of interest on
shareholders equity and dividends paid and
to be paid
3 Elect the board of directors members. it is Mgmt Abstain Against
necessary, pursuant to CVM rules 165 of
December 11, 1991, and 282 of June 26, 1998
at least 5 five percent of the voting
capital so that shareholders can require
the adoption of the multiple vote process
4 Elect the fiscal council members, pursuant Mgmt Abstain Against
to article 161 of law 6,404 of December 15,
1976 and establish their respective
compensation
5 Resolve on the board of directors proposals Non-Voting
for the managements compensation and the
amount to support the managements pension
plans
CMMT 27 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF NAMES IN
RESOLUTIONS 3 AND 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO DE SABADELL SA, BARCELONA Agenda Number: 704974321
--------------------------------------------------------------------------------------------------------------------------
Security: E15819191
Meeting Type: OGM
Meeting Date: 26-Mar-2014
Ticker:
ISIN: ES0113860A34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 MAR 2014 AT 18:00 O'CLOCK.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
1 Annual accounts approval Mgmt For For
2 Additional stock dividend as remuneration Mgmt For For
to shareholders
3.1 Appointment and reelection of directors: Mgmt Against Against
David Martinez Guzman
3.2 Appointment and reelection of directors: Mgmt Against Against
Sol Daurella Comadran
4.1 By laws art amendment: Art 81 Mgmt For For
4.2 By laws art amendment: Art 51 Mgmt For For
5.1 Remuneration policy approval: annual report Mgmt Against Against
of directors
5.2 Remuneration policy approval: maximum Mgmt For For
remuneration for board members
5.3 Remuneration policy approval: maximum Mgmt For For
floating remuneration for directors
5.4 Remuneration policy approval: floating Mgmt For For
remuneration for directors through stock
options
6 Additional incentive for board members Mgmt For For
through increase of value of shares
7 Delegation of faculties to increase capital Mgmt Against Against
8 Delegation of faculties to issue fixed rate Mgmt For For
securities no convertible into shares
9 Delegation of faculties to issue securities Mgmt Against Against
convertible into shares
10 Own shares acquisition authorisation Mgmt For For
11 Re-election of auditor: Mgmt For For
PricewaterhouseCoopers
12 Delegation of faculties to formalise Mgmt For For
adopted agreements
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME,
ADDITIONAL COMMENT, CHANGE IN RECORD DATE
FROM 21 MAR 2014 TO 19 MAR 2014 AND CHANGE
IN MEETING TYPE FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 04 MAR 2014: THE SHAREHOLDERS HOLDING LESS Non-Voting
THAN 800 SHARES (MINIMUM AMOUNT TO ATTEND
THE MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
BANCO ESPIRITO SANTO SA, LISBOA Agenda Number: 705146581
--------------------------------------------------------------------------------------------------------------------------
Security: X0346X153
Meeting Type: AGM
Meeting Date: 05-May-2014
Ticker:
ISIN: PTBES0AM0007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED SUMMARILY BY
THE COMPANY HOLDING THIS BALLOT. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
1 ACCEPT INDIVIDUAL FINANCIAL STATEMENTS AND Mgmt For For
STATUTORY REPORTS
2 ACCEPT CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
4 APPROVE DISCHARGE OF MANAGEMENT AND Mgmt For For
SUPERVISORY BOARDS
5 APPROVE REMUNERATION POLICY Mgmt For For
6 APPROVE MAINTENANCE OF RELATIONSHIP BETWEEN Mgmt For For
THE COMPANY AND ITS WHOLLY OWNED
SUBSIDIARIES
7 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt For For
SHARES AND DEBT INSTRUMENTS
8 APPROVE SUBMISSION OF SPANISH BRANCH TO Mgmt For For
GROUP'S SPECIAL TAX REGIME
CMMT 21 APR 2014: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
MAY ONLY ATTEND IN THE SHAREHOLDERS MEETING
IF THEY HOLD VOTING RIGHTS OF A MINIMUM OF
100 SHARES WHICH CORRESPOND TO ONE VOTING
RIGHT. THANK YOU.
CMMT 21 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO POPOLARE SOCIETA' COOPERATIVA, VERONA Agenda Number: 704943869
--------------------------------------------------------------------------------------------------------------------------
Security: T1872V103
Meeting Type: EGM
Meeting Date: 28-Feb-2014
Ticker:
ISIN: IT0004231566
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 01 MAR 2014 AT 08:30 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
CMMT PLEASE NOTE THAT THE ITALIAN LANGUAGE Non-Voting
AGENDA IS AVAILABLE BY CLICKING ON THE URL
LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_191296.PDF
CMMT ONLY SHAREHOLDERS THAT HAVE BEEN REGISTERED Non-Voting
IN THE COMPANYS BOOKS 90 DAYS PRIOR TO THE
MTG DATE ARE ELIGIBLE TO ATTEND AND
PARTICIPATE IN THE MEETING
1 Proposal to grant the Board of Directors Mgmt No vote
the power, under art. 2443 of the civil
code, to carry out a capital increase for
cash in one or more tranches, within 24
months of the date of the shareholders'
resolution, up to a maximum total amount of
Euro 1.5 billion, including any share
premium, by issuing common shares to be
offered as a rights issue to the Company's
shareholders, together with extensive
powers to define, from time to time, in
compliance with the above specified limits,
the procedures, terms and conditions of the
transaction, including the issue price, any
share premium, and the attached rights.
Amendments to art. 7 of the Articles of
Association; relevant and consequent
resolutions
2 Reverse split of Banco Popolare ordinary Mgmt No vote
shares with a ratio of 1 new ordinary share
every N. 10 shares held amendments to artt.
7 and 10 of the company bylaws
CMMT 17 FEB 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION NO. 2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO POPOLARE SOCIETA' COOPERATIVA, VERONA Agenda Number: 705030435
--------------------------------------------------------------------------------------------------------------------------
Security: T1872V285
Meeting Type: MIX
Meeting Date: 28-Mar-2014
Ticker:
ISIN: IT0005002883
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 MAR 2014 AT 08:30 PM.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. PLEASE BE ALSO ADVISED
THAT YOUR SHARES WILL BE BLOCKED UNTIL THE
QUORUM IS MET OR THE MEETING IS CANCELLED.
THANK YOU.
CMMT ONLY SHAREHOLDERS THAT HAVE BEEN REGISTERED Non-Voting
IN THE COMPANYS BOOKS 90 DAYS PRIOR TO THE
MTG DATE ARE ELIGIBLE TO ATTEND AND
PARTICIPATE IN THE MTG
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2
SLATES. THANK YOU.
O.1.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: To appoint the members of the
Board of Directors for the financial years
2014-2015-2016, including the Chairman and
the Vice Presidents. List presented by Ms.
Morini, with Board of Directors and on
behalf of 4768 shareholders, representing
2,85 per cent of the stock capital: 1.
Carlo Fratta Pasini 2. Guido Castellotti 3.
Maurizio Comoli 4. Patrizia Codecasa 5.
Giovanni Francesco Curioni 6. Gianni
Filippa 7. Andrea Guidi 8. Maurizio Marino
9. Guido Pedrollo 10. Enrico Perotti 11.
Claudio Rangoni Machiavelli 12. Fabio
Ravanelli 13. Cecilia Rossignoli 14. Sandro
Veronesi 15. Franco Zanetta 16. Cristina
Zucchetti 17. Pier Francesco Saviotti 18.
Maurizio Faroni 19. Domenico De Angelis 20.
Enrico Fusi 21. Cristina Galeotti 22.
Valter Lazzari 23. Daniela Montemerlo 24.
Roberto Romanier Jacur
O.1.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: To appoint the members of the
Board of Directors for the financial years
2014-2015-2016, including the Chairman and
the Vice Presidents. List presented by Mr
Zanini and Mr Romito, and on behalf of 638
shareholders, representing 0,2 per cent of
the stock capital: 1. Tommaso Zanini 2.
Simona Bezzi 3. Marcello Lazzati 4. Paola
Agnolini
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN. THANK YOU.
O.2.1 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: To appoint the Internal Auditors
and the Chairman of the Board of Statutory
Auditors for the financial years
2014-2015-2016. List presented by Ms.
Morini and on behalf of 4769 shareholders,
representing 2,85 per cent of the stock
capital: Effective auditors 1. Maurizio
Calderini 2. Gabriele Camillo Erba 3.
Claudia Rossi 4. Alfonso Sonato 5. Angelo
Zanettii Alternate auditors 1. Marco
Bronzato 2. Chiara Benciolini
O.2.2 PLEASE NOTE THAT THIS IS A SHAREHOLDERS' Shr No vote
PROPOSAL: To appoint the Internal Auditors
and the Chairman of the Board of Statutory
Auditors for the financial years
2014-2015-2016. Lista presentata da
Fondazione Cariverona, rappresentando
complessivamente il 0,70 per cento del
capitale sociale: Effective auditors 1.
Pietro Manzonetto 2. Carlo Sella Alternate
auditors 1. Paola Pesci
O.3 The report from Board of Directors, Board Mgmt No vote
of Statutory Auditors and External Auditors
about the financial year 2013, to approve
the balance sheet as of 31 December 2013,
consolidated and social balance sheet
presentation, resulting law resolutions
O.4 Authorization for the purchase and disposal Mgmt No vote
of own shares with purpose to support the
stock liquidity, resolutions related there
to
O.5 Resolutions related to remuneration Mgmt No vote
policies, to approve the report in
compliance with law regulations in force
O.6 To state the Board of Directors members' Mgmt No vote
emoluments
O.7 To state the Internal Auditors' emoluments Mgmt No vote
E.1 To approve the merger by incorporation of Mgmt No vote
Credito Bergamasco SpA into Banco Popolare
Societa' Cooperativa and related amendments
of Company By-laws. Resolutions related
there to
E.2 To reduce the revaluation reserves ex Mgmt No vote
article 7, Items 2 and 3 of Law no 218/1990
CMMT 17 MAR 2014: PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON
THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_196692.PDF
CMMT 17 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF URL COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO POPULAR ESPANOL SA, MADRID Agenda Number: 705014265
--------------------------------------------------------------------------------------------------------------------------
Security: E2R98T283
Meeting Type: OGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: ES0113790226
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 07 APR 2014 AT 10:00. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT SHAREHOLDERS MAY ONLY ATTEND IN THE Non-Voting
SHAREHOLDERS MEETING IF THEY HOLD VOTING
RIGHTS OF A MINIMUM OF 200 SHARES
1 Approval of the annual accounts (balance Mgmt For For
sheet, income statement, statement of
recognised income and expense, statement of
changes in equity, cash flow statement and
notes to the financial statements) and the
directors' report of Banco Popular Espanol,
S.A. and its consolidated group, as well as
the proposed application of results and the
directors' performance for 2013
2.1 Appointment of director: Antonio del Valle Mgmt Against Against
Ruiz
2.2 Re-election of director: Angel Ron Guimil Mgmt Against Against
2.3 Re-election of director: Roberto Higuera Mgmt Against Against
Montejo
2.4 Re-election of director: Vicente Tardio Mgmt Against Against
Barutel
3 Amendment of article 17 of the bylaws to Mgmt For For
reduce the maximum number of members of the
board of directors to fifteen
4 Re-election of the auditing firm in charge Mgmt For For
of auditing the bank's individual and
consolidated financial statements:
PricewaterhouseCoopers
5 Authorisation of the bank and its Mgmt For For
subsidiaries to acquire treasury shares,
establishing the terms and limits of these
acquisitions, delegating to the board of
directors the powers required to execute
the acquisition. Invalidation of the unused
portion of the authorisation granted by the
ordinary general shareholders' meeting on
19 April 2010
6 Delegation to the board of directors of the Mgmt For For
power to implement the resolution to
increase the share capital to be passed by
the ordinary general shareholders' meeting,
in accordance with the provisions of
article 297.1.a) of the corporate
enterprises act
7 Authorisation of the board of directors, in Mgmt For For
accordance with the provisions of articles
297.1.b), 311 and 506 of the corporate
enterprises act, to enable it to increase
the share capital within no more than three
years in one or several stages and by up to
half of the share capital, vesting it with
the power to waive the pre-emptive
subscription right, and to re-draft the
last article of the bylaws. invalidation of
the unused portion of the authorisation
granted by the ordinary general
shareholders' meeting on 10 June 2013
8.1 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
8.2 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
8.3 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
8.4 Share capital increase by an amount that Mgmt For For
can be determined under the terms agreed
through the issuance of new ordinary
shares, with no share premium, each with
the same nominal value, class and series as
those currently in circulation. This will
be charged to voluntary reserves from
retained earnings and take the form of a
bonus issue for shareholders. Offering to
shareholders, where appropriate, the
acquisition of their bonus allotment rights
at a guaranteed price. Provision for this
not being fully subscribed. Delegation of
powers to the board of directors, or by
substitution to the executive committee to:
determine whether the share capital
increase is to be executed (i) through
newly issued shares or (ii) at the
shareholder's choice, through newly issued
shares or cash; set the terms and
conditions for the increase CONTD
CONTD CONTD in all aspects not covered at the Non-Voting
general meeting, take all action necessary
to carry this out; adapt the wording of the
last article of the bylaws to accommodate
the new share capital figure and apply for
the admission to trading of the new shares
on those stock exchanges where the bank's
shares are listed
9 Delegation of powers to the Board of Mgmt For For
Directors, or by substitution the Executive
Committee, to remunerate shareholders in a
way other than that described in Item Eight
of the Agenda of this General Shareholders'
Meeting, entailing the partial distribution
of the share premium reserve through the
delivery of the shares of the Bank held as
treasury shares or cash out of retained
earnings with a charge to voluntary
reserves. Stipulate the terms of this
resolution in any matters not provided for
by this General Shareholders' Meeting and
perform any acts required for its adoption
10 Approval of a plan for variable Mgmt For For
remuneration in Banco Popular shares in
2014 for management, including executive
directors and senior management
11 Advisory vote on the Annual Report on Mgmt For For
Director Remuneration
12 Delegation of powers to the Board of Mgmt For For
Directors, with the power to sub-delegate,
authorising it to formalise, interpret,
remedy and execute fully the resolutions
carried at the General Shareholders'
Meeting
CMMT 20 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTION 2.1 AND RECEIPT OF AUDITOR NAME
IN RESOLUTION NO. 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 704857311
--------------------------------------------------------------------------------------------------------------------------
Security: P1506A107
Meeting Type: EGM
Meeting Date: 05-Dec-2013
Ticker:
ISIN: CLP1506A1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To vote regarding the offer from Banco Mgmt For For
Santander S.A. to Banco Santander, Chile,
for the purchase of the shares issued by
the subsidiary of the latter that is called
Santander Asset Management S.A.
Administradora General de Fondos and the
signing of an agreement for the provision
of the services of a fund quota placement
agent between this bank and the mentioned
administrator
2 To give an accounting of the transactions Mgmt For For
that are referred to in Title XVI of Law
18,046
3 To pass the other resolutions and grant the Mgmt For Against
authority that may be necessary to fulfill
and carry out the resolutions that are
passed at this general meeting
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER CHILE Agenda Number: 705138433
--------------------------------------------------------------------------------------------------------------------------
Security: P1506A107
Meeting Type: OGM
Meeting Date: 22-Apr-2014
Ticker:
ISIN: CLP1506A1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 298026 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 TO SUBMIT FOR YOUR CONSIDERATION AND Mgmt For For
APPROVAL THE ANNUAL REPORT, THE BALANCE
SHEET, FINANCIAL STATEMENTS AND REPORT FROM
THE OUTSIDE AUDITORS FOR THE FISCAL YEAR
THAT RAN FROM JANUARY 1 TO DECEMBER 31,
2013
2 TO VOTE REGARDING THE ALLOCATION OF THE Mgmt For For
PROFIT FROM THE 2013 FISCAL YEAR. THERE
WILL BE A PROPOSAL TO DISTRIBUTE A DIVIDEND
OF CLP 1.40706372 PER SHARE, EQUIVALENT TO
60 PERCENT OF THE PROFIT FROM THE FISCAL
YEAR, WHICH WILL BE PAID, IF IT IS
APPROVED, FROM THE DAY FOLLOWING THE
GENERAL MEETING. LIKEWISE, IT WILL BE
PROPOSED TO THE GENERAL MEETING THAT THE
REMAINING 40 PERCENT OF THE PROFIT BE
ALLOCATED TO INCREASE THE RESERVES OF THE
BANK
3 ELECTION OF THE BOARD OF DIRECTORS Mgmt For For
4 DETERMINATION OF THE COMPENSATION FOR THE Mgmt For For
BOARD OF DIRECTORS
5 DESIGNATION OF OUTSIDE AUDITORS Mgmt Abstain Against
6 DESIGNATION OF PRIVATE RISK RATING AGENCIES Mgmt For For
7 THE REPORT FROM THE COMMITTEE OF DIRECTORS Mgmt For For
AND AUDITING, DETERMINATION OF THE
COMPENSATION FOR ITS MEMBERS AND OF THE
EXPENSE BUDGET FOR ITS OPERATION
8 TO GIVE AN ACCOUNTING OF THE TRANSACTIONS Mgmt Abstain Against
THAT ARE REFERRED TO IN TITLE XVI OF LAW
18,046
9 TO TAKE COGNIZANCE OF ANY MATTER OF Mgmt Abstain For
CORPORATE INTEREST THAT IT IS APPROPRIATE
TO DEAL WITH AT AN ANNUAL GENERAL MEETING
OF SHAREHOLDERS IN ACCORDANCE WITH THE LAW
AND THE BYLAWS OF THE BANK
CMMT 15 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TIME
16:00 TO 15:00. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 312198 PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER SA, SANTANDER Agenda Number: 704996567
--------------------------------------------------------------------------------------------------------------------------
Security: E19790109
Meeting Type: OGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: ES0113900J37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A Examination and, if appropriate, approval Mgmt For For
of the annual accounts (balance sheet,
profit and loss statement, statement of
recognised income and expense, statement of
changes in total equity, cash flow
statement, and notes) of Banco Santander,
S.A. and its consolidated Group, all with
respect to the Financial Year ended 31
December 2013
1.B Examination and, if appropriate, approval Mgmt For For
of the corporate management for Financial
Year 2013
2 Application of results obtained during Mgmt For For
Financial Year 2013
3.A Ratification of appointment and re-election Mgmt For For
of Mr Jose Javier Marin Romano as a
director
3.B Ratification of appointment of Mr Juan Mgmt For For
Miguel Villar Mir as a director
3.C Ratification of appointment and re-election Mgmt For For
of Ms Sheila Bair as a director
3.D Re-election of Ms Ana Patricia Botin-Sanz Mgmt For For
de Sautuola y O'Shea as a director
3.E Re-election of Mr Rodrigo Echenique Mgmt For For
Gordillo as a director
3.F Re-election of Ms Esther Gimenez-Salinas i Mgmt For For
Colomer as a director
3.G Re-election of Mr Vittorio Corbo Lioi as a Mgmt For For
director
4 To re-elect the firm Deloitte, S.L., with a Mgmt For For
registered office in Madrid, at Plaza Pablo
Ruiz Picasso, 1, Torre Picasso, and Tax ID
Code B-79104469, as Auditor of Accounts for
verification of the annual accounts and
management report of the Bank and of the
consolidated Group for Financial Year 2014
5 Authorisation for the Bank and its Mgmt For For
subsidiary companies to acquire treasury
shares under the provisions of articles 146
and 509 of the Spanish Capital Corporations
Law (Ley de Sociedades de Capital),
depriving the authorisation granted by the
ordinary general shareholders' meeting of
11 June 2010 of effect in the portion
unused
6.A Adaptation of Bylaws to Order ECC/461/2013 Mgmt For For
and to Royal Decree-Law 14/2013: amendment
of articles 42 (qualitative composition of
the board), 58 (compensation of directors)
and 59 (transparency of the director
compensation system)
6.B Other amendments as regards corporate Mgmt For For
governance fundamentally arising out of the
requirements of Capital Requirements
Directive IV (Directive 2013/36/EU):
amendments of articles 48 (the executive
chairman), 49 (other managing directors),
50 (committees of the board of directors),
53 (audit and compliance committee), 54
(appointments and remuneration committee),
and 62 (submission of the annual accounts),
in addition to inclusion of two new
articles 49bis (coordinating director) and
54bis (risk supervision, regulation and
compliance committee)
7 Rules and Regulations for the General Mgmt For For
Shareholders' Meeting. Amendment of article
18 (information)
8 Delegation to the board of directors of the Mgmt For For
power to carry out the resolution to be
adopted by the shareholders at the meeting
to increase the share capital pursuant to
the provisions of section 297.1.a) of the
Spanish Capital Corporations Law
9 Authorisation to the board of directors Mgmt For For
such that, pursuant to the provisions of
section 297.1.b) of the Spanish Capital
Corporations Law, it may increase the share
capital on one or more occasions and at any
time, within a period of three years, by
means of cash contributions and by a
maximum nominal amount of 2,890,266,786.50
euros, all upon such terms and conditions
as it deems appropriate, depriving of
effect, to the extent of the unused amount,
the authorisation granted under resolution
Ten II) adopted at the ordinary general
shareholders' meeting of 22 March 2013.
Delegation of the power to exclude
pre-emptive rights, as provided by section
506 of the Spanish Capital Corporations Law
10.A Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution, by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights (derechos de asignacion
gratuita) at a guaranteed price and power
to use voluntary reserves from retained
earnings for such purpose. Express
provision for the possibility of less than
full allotment. Delegation of powers to the
board of directors, which may in turn
delegate such powers to the executive
committee, to establish the terms and
conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation thereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.B Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital, and to execute
such public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.C Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
10.D Increase in share capital by such amount as Mgmt For For
may be determined pursuant to the terms of
the resolution by means of the issuance of
new ordinary shares having a par value of
one-half (0.5) euro each, with no share
premium, of the same class and series as
those that are currently outstanding, with
a charge to reserves. Offer to acquire free
allotment rights at a guaranteed price.
Express provision for the possibility of
less than full allotment. Delegation of
powers to the board of directors, which may
in turn delegate such powers to the
executive committee, to establish the terms
and conditions of the increase as to all
matters not provided for by the
shareholders at this general shareholders'
meeting, to take such actions as may be
required for implementation hereof, to
amend the text of sections 1 and 2 of
article 5 of the Bylaws to reflect the new
amount of share capital and to execute such
public and private documents as may be
necessary to carry out the increase.
Application to the appropriate domestic and
foreign authorities for admission to
trading of the new shares on the Madrid,
Barcelona, Bilbao and Valencia Stock
Exchanges through Spain's Automated
Quotation System (Continuous Market) and on
the foreign Stock Exchanges on which the
shares of Banco Santander are listed
(currently Lisbon, London, Milan, Buenos
Aires, Mexico and, through ADSs, on the New
York Stock Exchange) in the manner required
by each of such Stock Exchanges
11.A Delegation to the board of directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including warrants) that
are convertible into and/or exchangeable
for shares of the Company. Establishment of
the standards for determining the basis and
methods for the conversion and/or exchange
and grant to the board of directors of the
power to increase share capital by the
required amount, as well as to exclude the
pre-emptive rights of shareholders. To
deprive of effect, to the extent not used,
the delegation of powers approved by
resolution Twelve A II) of the shareholders
acting at the ordinary general
shareholders' meeting of 22 March 2013
11.B Delegation to the board of directors of the Mgmt For For
power to issue fixed-income securities,
preferred interests or debt instruments of
a similar nature (including certificates,
promissory notes and warrants) that are not
convertible into shares
12 Remuneration system: approval of maximum Mgmt For For
ratio between fixed and variable components
of total remuneration of executive
directors and other employees belonging to
categories which professional activities
impact significantly on the risk profile
13.A Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Fourth cycle of the Deferred and
Conditional Variable Remuneration Plan
(Plan de Retribucion Variable Diferida y
Condicionada)
13.B Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
First cycle of the Performance Shares plan
13.C Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Plan for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom by means of options on shares of
the Bank linked to the contribution of
periodic monetary amounts and to certain
continuity requirements
13.D Approval, under items Thirteen A and Mgmt For For
Thirteen B, of the application of new plans
or cycles for the delivery of Santander
shares for implementation by the Bank and
by companies of the Santander Group and
linked to certain continuity requirements
and the progress of the Group; under item
Thirteen C, of the application of a plan
for employees of Santander UK plc. and
other companies of the Group in the United
Kingdom; and, under item Thirteen D, of the
application of a plan for employees of
Santander Insurance Services Limited and
other companies of the Group in Ireland:
Plan for employees of Santander Insurance
Services Limited and other companies of the
Group in Ireland linked to the investment
in shares of the Bank
14 Authorisation to the board of directors to Mgmt For For
interpret, remedy, supplement, carry out
and further develop the resolutions adopted
by the shareholders at the meeting, as well
as to delegate the powers received from the
shareholders at the meeting, and grant of
powers to convert such resolutions into
notarial instruments
15 Annual report on directors' remuneration Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANGKOK BANK PUBLIC CO LTD, BANGKOK Agenda Number: 705044701
--------------------------------------------------------------------------------------------------------------------------
Security: Y0606R119
Meeting Type: AGM
Meeting Date: 11-Apr-2014
Ticker:
ISIN: TH0001010014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 286994 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTIONS 2, 3 AND 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To approve the minutes of the 20th annual Mgmt For For
ordinary meeting of shareholders held on
April 12, 2013
2 To acknowledge the report on the results of Non-Voting
operations for the year 2013 as presented
in the annual report
3 To acknowledge the report of the audit Non-Voting
committee for the year 2013
4 To approve the financial statements for the Mgmt For For
year ended December 31, 2013
5 To approve the appropriation of profit and Mgmt For For
the payment of dividend of THB 6.50 per
share for the year 2013
6.a To elect director in place of those Mgmt For For
retiring by rotation: Admiral Prachet
Siridej
6.b To elect director in place of those Mgmt For For
retiring by rotation: Mr. Singh Tangtatswas
6.c To elect director in place of those Mgmt For For
retiring by rotation: Mr. Amorn
Chandarasomboon
6.d To elect director in place of those Mgmt For For
retiring by rotation: Mr. Charn
Sophonpanich
6.e To elect director in place of those Mgmt For For
retiring by rotation: Mr. Kanung Luchai
6.f To elect director in place of those Mgmt For For
retiring by rotation: Mr. Thaweelap
Rittapirom
7 To acknowledge the directors remuneration Non-Voting
8 To appoint the auditors and determine the Mgmt For For
remuneration : Deloitte Touche Tohmatsu
Jaiyos Audit Co., Ltd.
9 Other business Mgmt Against Against
CMMT 29 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES FOR
MID: 296848, PLEASE DO NOT REVOTE ON THIS
MEETING UNLESS YOU DECIDE TO AMEND YOUR
INSTRUCTIONS.
--------------------------------------------------------------------------------------------------------------------------
BANK HAPOALIM B.M., TEL AVIV-JAFFA Agenda Number: 704694579
--------------------------------------------------------------------------------------------------------------------------
Security: M1586M115
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: IL0006625771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
3.1 Approval of the Compensation Policy of the Mgmt Abstain Against
Bank
3.2 Election of Ms. Mali Baron to the office of Mgmt For For
director of the Bank for an additional term
of three years, she being considered to be
an "external director" within the meaning
of this expression in the Proper Conduct of
Banking Business Directive No. 301
published by the Supervisor of Banks
("Directive 301")
3.3 Election of Mr. Yacov Peer to the office of Mgmt For For
director of the Bank for an additional term
of three years, he being considered to be
an "external director" pursuant to
Directive 301
--------------------------------------------------------------------------------------------------------------------------
BANK HAPOALIM B.M., TEL AVIV-JAFFA Agenda Number: 704919541
--------------------------------------------------------------------------------------------------------------------------
Security: M1586M115
Meeting Type: EGM
Meeting Date: 11-Feb-2014
Ticker:
ISIN: IL0006625771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A FOREIGN CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A
FOREIGN SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE A FOREIGN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND BY VOTING THROUGH THE PROXY EDGE
PLATFORM YOU ARE CONFIRMING THE ANSWER FOR
A,B AND C TO BE NO AND THE ANSWER FOR D TO
BE YES. SHOULD THIS NOT BE THE CASE PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY
1 Approval of the remuneration policy of the Mgmt For For
company for senior executives
--------------------------------------------------------------------------------------------------------------------------
BANK HAPOALIM B.M., TEL AVIV-JAFFA Agenda Number: 704954999
--------------------------------------------------------------------------------------------------------------------------
Security: M1586M115
Meeting Type: EGM
Meeting Date: 12-Mar-2014
Ticker:
ISIN: IL0006625771
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A FOREIGN CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A
FOREIGN SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE A FOREIGN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND BY VOTING THROUGH THE PROXY EDGE
PLATFORM YOU ARE CONFIRMING THE ANSWER FOR
A,B AND C TO BE NO AND THE ANSWER FOR D TO
BE YES. SHOULD THIS NOT BE THE CASE PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 Re-appointment of Mr. Yosef Yarom as an Mgmt For For
external director according to banking
regulations for an additional 3 year period
beginning on March 21, 2014 and subject to
the approval of bank Israel
--------------------------------------------------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL, TEL AVIV-JAFFA Agenda Number: 704751610
--------------------------------------------------------------------------------------------------------------------------
Security: M16043107
Meeting Type: OGM
Meeting Date: 23-Oct-2013
Ticker:
ISIN: IL0006046119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Receipt and discussion of the financial Mgmt Abstain Against
statements and directors report for the
year 2012
2 Re-appointment of accountant-auditors and Mgmt For For
authorization of the audit committee to fix
their fees
CMMT PLEASE NOTE THAT, FOR THE RESOLUTIONS 3.1 Non-Voting
TO 3.9, SHAREHOLDERS MAY VOTE FOR ALL OR
ANY OF THE BELOW CANDIDATES (NOT LIMITED TO
5 CANDIDATES). IN THE EVENT OF EQUALITY OF
VOTES DECISION WILL BE BY LOTTERY. THANK
YOU.
3.1 Election of a director in accordance with Mgmt For For
the provisions of the bank law: David
Brodet - Chairman and director retiring by
rotation
3.2 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Moshe
Dovrat - director retiring by rotation
3.3 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Yoav Nardi
- director retiring by rotation
3.4 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Aviv Alef
3.5 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Ettie
Langerman
3.6 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Nurit Segal
3.7 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Mohamed
Ahmed
3.8 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Pinchas
Buchris
3.9 Election of a director in accordance with Mgmt For For
the provisions of the bank law: Shai
Hermesh
CMMT PLEASE NOTE THAT, FOR THE RESOLUTIONS 4.1 Non-Voting
AND 4.2, SHAREHOLDERS MAY VOTE FOR EACH ONE
OF THE BELOW CANDIDATES AND THEIR VOTE IS
NOT LIMITED TO ONE CANDIDATE ONLY. THE
CANDIDATE RECEIVING THE HIGHEST NUMBER OF
VOTES WILL BE ELECTED.
4.1 Election of an external director in Mgmt For For
accordance with the provisions of the
companies law for a statutory 3-year
period: Prof. Gabriella Shalev - retiring
by rotation
4.2 Election of an external director in Mgmt For For
accordance with the provisions of the
companies law for a statutory 3-year
period: Avi Bazura
5 Approval of resolutions relating to Mgmt For For
approval of the duties of officers and the
disclosure by them of conflict of interests
6 Ratification of the appointment of Chaim Mgmt For For
Samet as an external director
CMMT 3 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION IN THE TEXT OF
THE COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL, TEL AVIV-JAFFA Agenda Number: 704920520
--------------------------------------------------------------------------------------------------------------------------
Security: M16043107
Meeting Type: EGM
Meeting Date: 11-Feb-2014
Ticker:
ISIN: IL0006046119
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A FOREIGN CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A
FOREIGN SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE A FOREIGN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND BY VOTING THROUGH THE PROXY EDGE
PLATFORM YOU ARE CONFIRMING THE ANSWER FOR
A,B AND C TO BE NO AND THE ANSWER FOR D TO
BE YES. SHOULD THIS NOT BE THE CASE PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY
1.1 Approval of senior executives remuneration Mgmt For For
policy as follows: Approval of policy of
the company for 2013
1.2 Approval of senior executives remuneration Mgmt For For
policy as follows: Approval of policy of
the company for 2014, 2015 and 2016
2.1 Approval of the bonus program for the Mgmt For For
chairman as follows: Approval of
application of the policy with regard to
the annual bonus of the chairman for 2013
2.2 Approval of the bonus program for the Mgmt For For
chairman as follows: Approval of
application of the policy with regard to
the annual bonus of the chairman for 2014,
2015 and 2016
3 Approval of the severance terms of the Mgmt For For
chief CEO according to the policy as
follows: 3.1 In the event of resignation
after 3 years-250 PCT. severance payments.
3.2 In the event of dismissal after 3
years-200 PCT. severance payments and by
extension of his non-competition
undertaking to 12 instead of 6 months
4.1 Approval of application of the policy with Mgmt For For
regard to annual bonus of chief CEO in
accordance with the policy as follows:
approval of application of the policy with
regard to the annual bonus of the chairman
for 2013
4.2 Approval of application of the policy with Mgmt For For
regard to annual bonus of chief CEO in
accordance with the policy as follows:
approval of application of the policy with
regard to the annual bonus of the chairman
for 2014, 2015 and 2016
5 Amendment of articles for the purpose of Mgmt For For
adapting the provisions to various amended
provisions of law
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 704957832
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207760.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0207/LTN20140207747.pdf
1 To consider and approve the proposal on the Mgmt For For
election of Mr. Chen Siqing as executive
director of the bank
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD, BEIJING Agenda Number: 705321836
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: AGM
Meeting Date: 12-Jun-2014
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303120 DUE TO ADDITION OF
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425742.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0425/LTN20140425816.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522283.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0522/LTN20140522267.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF DIRECTORS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 WORK REPORT OF THE BOARD
OF SUPERVISORS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 ANNUAL FINANCIAL
STATEMENTS
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2013 PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE 2014 ANNUAL BUDGET FOR FIXED
ASSETS INVESTMENT
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE APPOINTMENT OF ERNST & YOUNG
HUA MING AS THE BANK'S EXTERNAL AUDITOR FOR
2014
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CAPITAL MANAGEMENT PLAN OF
BANK OF CHINA FOR 2013-2016
8.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG XIANGDONG AS NON-EXECUTIVE
DIRECTOR OF THE BANK
8.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. ZHANG QI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
8.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. JACKSON TAI AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE BANK
8.4 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
LIU XIANGHUI AS NON-EXECUTIVE DIRECTOR OF
THE BANK
9.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MR. MEI XINGBAO AS EXTERNAL SUPERVISOR OF
THE BANK
9.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
MS. BAO GUOMING AS EXTERNAL SUPERVISOR OF
THE BANK
10 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE CHAIRMAN, EXECUTIVE DIRECTORS,
CHAIRMAN OF BOARD OF SUPERVISORS AND
SHAREHOLDER REPRESENTATIVE SUPERVISORS OF
2012
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt Against Against
REGARDING THE GENERAL MANDATE TO ISSUE NEW
SHARES IN THE TERMS AS FOLLOWS: 12.1
SUBJECT TO THE CONDITIONS IN PARAGRAPHS
(I), (II) AND (III) BELOW, THE BOARD BE AND
IS HEREBY UNCONDITIONALLY AUTHORIZED, AND
BE APPROVED TO DELEGATE THE AUTHORITY TO
THE CHAIRMAN OR THE PRESIDENT OF THE BANK,
TO EXERCISE, DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), ALL POWERS OF THE BANK TO
ALLOT, ISSUE AND/OR DEAL IN SEPARATELY OR
CONCURRENTLY ADDITIONAL A SHARES AND/OR H
SHARES (INCLUDING THOSE ADDITIONAL A SHARES
AND/OR H SHARES CONVERTED FROM PREFERENCE
SHARES WITH PROVISIONS FOR CONVERSION)
AND/OR PREFERENCE SHARES AND TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING RIGHTS TO RECOVER VOTING RIGHTS)
FOR SUCH A SHARES, H SHARES AND/OR
PREFERENCE SHARES; (I) SUCH APPROVAL SHALL
NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE
THAT THE BOARD BE AND IS HEREBY AUTHORIZED,
DURING THE RELEVANT PERIOD, TO MAKE, GRANT
OR ENTER INTO OFFERS, AGREEMENTS, OPTIONS,
CONVERSION RIGHTS OR OTHER RIGHTS
(INCLUDING, BUT NOT LIMITED TO, THE RIGHTS
TO RECOVER VOTING RIGHTS) FOR SUCH A
SHARES, H SHARES AND/OR PREFERENCE SHARES,
WHICH REQUIRE OR MAY REQUIRE THE EXERCISE
OF SUCH POWERS AFTER THE END OF THE
RELEVANT PERIOD; (II) THE NUMBER OF (A) A
SHARES AND/OR H SHARES, AND/OR (B)
PREFERENCE SHARES (BASED ON THE A SHARES
AND/OR H SHARES TO BE FULLY CONVERTED FROM
PREFERENCE SHARES AT THE INITIAL COMPULSORY
CONVERSION PRICE, OR THE EQUIVALENT NUMBER
OF A SHARES AND/OR H SHARES WHICH WOULD
RESULT FROM THE SIMULATED CONVERSION OF THE
RECOVERED VOTING RIGHTS OF PREFERENCE
SHARES AT THE INITIAL SIMULATED CONVERSION
PRICE), TO BE ALLOTTED, ISSUED AND/OR DEALT
IN OR AGREED CONDITIONALLY OR
UNCONDITIONALLY TO BE ALLOTTED, ISSUED
AND/OR DEALT IN BY THE BOARD SHALL NOT
EXCEED 20% OF THE AGGREGATE NUMBER OF EACH
OF THE EXISTING A SHARES AND/OR H SHARES AS
AT THE DATE OF THE PASSING OF THIS SPECIAL
RESOLUTION; AND (III) THE BOARD SHALL ONLY
EXERCISE ITS POWERS GIVEN TO IT BY THIS
SPECIAL RESOLUTION IN ACCORDANCE WITH THE
COMPANY LAW OF THE PRC AND THE LISTING
RULES OF THE PLACES WHERE THE BANK'S
SECURITIES ARE LISTED (AS AMENDED FROM TIME
TO TIME) AND APPLICABLE LAWS, RULES AND
REGULATIONS OF GOVERNMENTAL OR REGULATORY
BODIES AND ONLY IF ALL NECESSARY APPROVALS
FROM THE CSRC AND OTHER RELEVANT PRC
GOVERNMENTAL AUTHORITIES ARE OBTAINED 12.2
FOR THE PURPOSE OF THIS SPECIAL RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
DATE OF PASSING OF THIS SPECIAL RESOLUTION
UNTIL THE EARLIEST OF: (I) THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
BANK FOLLOWING THE PASSING OF THIS SPECIAL
RESOLUTION; (II) THE EXPIRATION OF THE
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS SPECIAL RESOLUTION; AND (III) THE DATE
ON WHICH THE AUTHORITY GRANTED TO THE BOARD
SET OUT IN THIS SPECIAL RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS IN A SHAREHOLDERS'
MEETING 12.3 BASED ON THE ACTUAL CONDITIONS
SUCH AS THE METHOD, CLASS AND NUMBER OF
SHARES ISSUED AND THE BANK'S CAPITAL
STRUCTURE AFTER SUCH ISSUANCE, THE BOARD
SHALL BE AUTHORIZED TO DELEGATE THE
AUTHORITY TO THE BOARD SECRETARY TO MAKE,
AT THE APPROPRIATE TIME, SUCH AMENDMENTS TO
THE ARTICLES OF ASSOCIATION AS APPROPRIATE
AND NECESSARY TO REFLECT THE NEW CAPITAL
STRUCTURE AND THE REGISTERED CAPITAL (IF
APPLICABLE) OF THE BANK, AND TO TAKE ANY
OTHER ACTION AND COMPLETE ANY FORMALITY
REQUIRED (INCLUDING BUT NOT LIMITED TO THE
OBTAINING OF APPROVALS FROM THE RELEVANT
REGULATORY AUTHORITIES AND THE HANDLING OF
INDUSTRIAL AND COMMERCIAL REGISTRATION AND
FILING PROCEDURES) TO GIVE EFFECT TO THE
ISSUANCE OF SHARES PURSUANT TO THIS SPECIAL
RESOLUTION
13.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
13.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
13.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM
13.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
13.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
13.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
13.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
13.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
13.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
13.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
13.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
13.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TERM OF RESTRICTIONS ON TRADE AND TRANSFER
OF PREFERENCE SHARES
13.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
13.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
TRADING ARRANGEMENT
13.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
13.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
DOMESTIC PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
14.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TYPE OF SECURITIES TO BE ISSUED AND ISSUE
SIZE
14.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: PAR
VALUE AND ISSUE PRICE
14.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERM
14.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
METHOD OF ISSUANCE AND TARGET INVESTORS
14.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MECHANISM OF PARTICIPATION BY HOLDERS OF
PREFERENCE SHARES IN DIVIDEND DISTRIBUTION
14.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
COMPULSORY CONVERSION
14.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TERMS OF CONDITIONAL REDEMPTION
14.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RESTRICTIONS ON VOTING RIGHTS OF HOLDERS OF
PREFERENCE SHARES AND RECOVERY OF VOTING
RIGHTS
14.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
ORDER OF PRIORITY AND METHOD OF LIQUIDATION
14.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
RATING ARRANGEMENT
14.11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
SECURITY FOR THE ISSUANCE OF PREFERENCE
SHARES
14.12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
LOCK-UP PERIOD
14.13 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
VALIDITY PERIOD OF THE RESOLUTION IN
RESPECT OF THE ISSUANCE OF PREFERENCE
SHARES
14.14 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
TRADING/LISTING ARRANGEMENT
14.15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK: USE
OF PROCEEDS FROM THE ISSUANCE OF PREFERENCE
SHARES
14.16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE NON-PUBLIC ISSUANCE OF
OFFSHORE PREFERENCE SHARES OF THE BANK:
MATTERS RELATING TO AUTHORIZATION OF THE
ISSUANCE OF PREFERENCE SHARES
15 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FORMULATING OF THE BANK OF
CHINA LIMITED SHAREHOLDER RETURN PLAN FOR
2014 TO 2016
16 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING DILUTION OF CURRENT RETURNS AND
REMEDIAL MEASURES UPON THE ISSUANCE OF
PREFERENCE SHARES
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE PHILIPPINE ISLANDS, MAKATI CITY Agenda Number: 704996098
--------------------------------------------------------------------------------------------------------------------------
Security: Y0967S169
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: PHY0967S1694
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Calling of meeting to order Mgmt Abstain Against
2 Certification of notice Mgmt Abstain Against
3 Determination and declaration of quorum Mgmt Abstain Against
4 Approval of the minutes of the annual Mgmt For For
meeting of the stockholders on 18 April
2013
5 Reading of annual report and approval of Mgmt For For
the bank's financial statements as of 31
December 2013 incorporated in the annual
report
6 Approval and confirmation of all acts Mgmt For For
during the past year of the board of
directors, executive committee, and all
other board and management committees and
officers of BPI
7 Election of director: Jaime Augusto Zobel Mgmt For For
De Ayala
8 Election of director: Fernando Zobel De Mgmt For For
Ayala
9 Election of director: Cezar P. Consing Mgmt For For
10 Election of director: Vivian Que Azcona Mgmt For For
(independent director)
11 Election of director: Romeo L. Bernardo Mgmt For For
(independent director)
12 Election of director: Octavio V. Espiritu Mgmt For For
(independent director)
13 Election of director: Rebecca G. Fernando Mgmt For For
14 Election of director: Xavier P. Loinaz Mgmt For For
(independent director)
15 Election of director: Aurelio R. Montinola Mgmt For For
III
16 Election of director: Mercedit A S. Nolledo Mgmt For For
17 Election of director: Artemio V. Panganiban Mgmt For For
(independent director)
18 Election of director: Antonio Jose U. Mgmt For For
Periquet (independent director)
19 Election of director: Oscar S. Reyes Mgmt For For
20 Election of director: Astrid S. Tuminez Mgmt For For
(independent director)
21 Election of director: Dolores B. Yuvienco Mgmt For For
22 Election of external auditors and fixing Mgmt For For
their remuneration
23 Amendment of the third article of BPI Mgmt For For
articles of incorporation and article I of
its by-laws (Re: specific addresses of its
principal office)
24 Other matters Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
BANPU PUBLIC CO LTD Agenda Number: 704704091
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697Z111
Meeting Type: EGM
Meeting Date: 09-Sep-2013
Ticker:
ISIN: TH0148010018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 226075 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING,WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To acknowledge the minutes of the annual Non-Voting
general meeting of shareholders for year of
2013
2 The board recommends the meeting to Mgmt For For
consider and approve the change of the par
value of the company's share from BAHT 10
each, totaling 354,050,479 shares to BAHT 1
each, totaling 3,540,504,790 shares,
whereby the paid-up share capital of the
company is 2,717,478,550 BAHT with the
paid-up ordinary share of 2,717,478,550
share
3 To approve the amendment to clause 4. of Mgmt For For
the memorandum of association of the
company to be in accordance with the
changing of the par value of the company's
shares
4 Other businesses (if any) Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
BANPU PUBLIC CO LTD Agenda Number: 704997684
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697Z186
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: TH0148A10Z14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 284434 DUE TO SPLITTING OF
RESOLUTION 5 AND CHANGE IN VOTING STATUS OF
RESOLUTIONS 1 AND 8. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
1 To acknowledge the minutes of the Extra Non-Voting
General Meeting of Shareholders no. 1/2013
2 To acknowledge the performance of the Mgmt For For
Company for the year 2013 and adopt the
directors' report for the performance of
the Company for the year ended on December
31, 2013
3 To approve the audited Statements of Mgmt For For
financial position and the Statement of
Income for the year ended on December 31,
2013
4 To approve the distribution of annual Mgmt For For
profits and annual dividend payment
5.1.1 Approval of the appointment of director in Mgmt For For
place of those retiring by rotation:
Mr.Krirk-Krai Jirapaet
5.1.2 Approval of the appointment of director in Mgmt For For
place of those retiring by rotation: Mr.
Rutt Phanijphand
5.1.3 Approval of the appointment of director in Mgmt For For
place of those retiring by rotation: Mr.
Metee Auaapinyakul
5.1.4 Approval of the appointment of director in Mgmt For For
place of those retiring by rotation: Mr.
Suthad Setboonsarng
5.2.1 Approval of the appointment of director in Mgmt For For
place of resigned director and the term of
office will retain office only remaining
term of resigned director: Mr. Buntoeng
Vongkusolkit
5.2.2 Approval of the appointment of director in Mgmt For For
place of resigned director and the term of
office will retain office only remaining
term of resigned director: Mr. Sudiarso
Prasetio
6 To consider the directors' remunerations Mgmt For For
7 To appoint the company's auditor and fix Mgmt For For
his/her remuneration
8 Other businesses (if any) Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BANQUE CANTONALE VAUDOISE, LAUSANNE Agenda Number: 705143054
--------------------------------------------------------------------------------------------------------------------------
Security: H0482P863
Meeting Type: AGM
Meeting Date: 01-May-2014
Ticker:
ISIN: CH0015251710
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 290472 DUE TO SPLITTING OF
RESOLUTION NUMBER 5. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
3 APPROVAL OF THE ANNUAL REPORT AND THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS 2013, INCLUDING
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE BCV GROUP
4 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
MANAGEMENT
5.1 DISTRIBUTION OF AN ORDINARY DIVIDEND OF CHF Mgmt For For
22.00 PER SHARE
5.2 CASH PAYMENT OF CHF 10.00 PER SHARE OUT OF Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
6 AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt Against Against
7 ELECTION OF INGRID DELTENRE TO THE BOARD OF Mgmt For For
DIRECTORS
8 ELECTION OF CHRISTOPHE WILHELM AS Mgmt For For
INDEPENDENT PROXY REPRESENTATIVE
9 RE-ELECTION OF THE AUDITORS / Mgmt For For
PRICEWATERHOUSECOOPERS AG
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS AFRICA GROUP LIMITED Agenda Number: 705103086
--------------------------------------------------------------------------------------------------------------------------
Security: S0850R101
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: ZAE000174124
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR THE YEAR ENDED 31 DECEMBER 2013
2 REAPPOINT PRICEWATERHOUSECOOPERS INC AND Mgmt For For
ERNST YOUNG INC AS AUDITORS OF THE COMPANY
WITH JOHN BENNETT AND EMILIO PERA AS THE
DESIGNATED AUDITORS RESPECTIVELY
3 RE-ELECT MOHAMED HUSAIN AS DIRECTOR Mgmt For For
4 RE-ELECT PETER MATLARE AS DIRECTOR Mgmt Against Against
5 RE-ELECT BRAND PRETORIUS AS DIRECTOR Mgmt For For
6 RE-ELECT DAVID HODNETT AS DIRECTOR Mgmt Against Against
7 ELECT MARK MERSON AS DIRECTOR Mgmt For For
8.A ELECT COLIN BEGGS AS MEMBER OF THE AUDIT Mgmt For For
AND COMPLIANCE COMMITTEE
8.B ELECT TREVOR MUNDAY AS MEMBER OF THE AUDIT Mgmt For For
AND COMPLIANCE COMMITTEE
8.C ELECT MOHAMED HUSAIN AS MEMBER OF THE AUDIT Mgmt For For
AND COMPLIANCE COMMITTEE
9 PLACE AUTHORISED BUT UNISSUED SHARES UNDER Mgmt For For
CONTROL OF DIRECTORS
10 APPROVE REMUNERATION POLICY Mgmt Against Against
11 APPROVE REMUNERATION OF NON-EXECUTIVE Mgmt For For
DIRECTORS
12 AUTHORISE REPURCHASE OF UP TO TEN PERCENT Mgmt For For
OF ISSUED SHARE CAPITAL
13 APPROVE FINANCIAL ASSISTANCE TO RELATED OR Mgmt For For
INTER-RELATED COMPANY OR CORPORATION
14 AMEND MEMORANDUM OF INCORPORATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC, LONDON Agenda Number: 705056491
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Reports of the Directors and Mgmt For For
Auditors and the audited accounts for the
year ended 31 December 2013
2 To approve the Directors Remuneration Mgmt For For
Report other than the part containing the
Directors Remuneration Policy for the year
ended 31 December 2013
3 To approve the Directors Remuneration Mgmt For For
Policy
4 To approve a fixed to variable remuneration Mgmt For For
ratio of 1:2 for Remuneration Code Staff
5 To appoint Mike Ashley as a Director of the Mgmt For For
Company
6 To appoint Wendy Lucas-Bull as a Director Mgmt For For
of the Company
7 To appoint Tushar Morzaria as a Director of Mgmt For For
the Company
8 To appoint Frits van Paasschen as a Mgmt For For
Director of the Company
9 To appoint Steve Thieke as a Director of Mgmt For For
the Company
10 To reappoint Tim Breedon as a Director of Mgmt For For
the Company
11 To reappoint Reuben Jeffery III as a Mgmt For For
Director of the Company
12 To reappoint Antony Jenkins as a Director Mgmt For For
of the Company
13 To reappoint Dambisa Moyo as a Director of Mgmt For For
the Company
14 To reappoint Sir Michael Rake as a Director Mgmt For For
of the Company
15 To reappoint Diane de Saint Victor as a Mgmt For For
Director of the Company
16 To reappoint Sir John Sunderland as a Mgmt For For
Director of the Company
17 To reappoint Sir David Walker as a Director Mgmt For For
of the Company
18 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
19 To authorise the Directors to set the Mgmt For For
remuneration of the Auditors
20 To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure
21 To authorise the Directors to allot Mgmt For For
securities
22 To authorise the Directors to allot equity Mgmt For For
securities for cash or to sell treasury
shares other than on a pro rata basis to
shareholders
23 To authorise the Directors to allot equity Mgmt For For
securities in relation to the issuance of
contingent Equity Conversion Notes
24 To authorise the Directors to allot equity Mgmt For For
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent ECNs
25 To authorise the Company to purchase its Mgmt For For
own shares
26 To authorise the Directors to call general Mgmt For For
meetings other than an AGM on not less than
14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
BARRY CALLEBAUT AG, ZUERICH Agenda Number: 704853628
--------------------------------------------------------------------------------------------------------------------------
Security: H05072105
Meeting Type: AGM
Meeting Date: 11-Dec-2013
Ticker:
ISIN: CH0009002962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
3.1 Approval of the annual report Mgmt For For
3.2 Consultative vote on the compensation Mgmt Against Against
report
3.3 Approval of the financial statements and Mgmt For For
the consolidated financial statements as at
August 31, 2013
4.1 Allocation of reserves from capital Mgmt For For
contributions to free reserves
4.2 Distribution of a dividend : CHF 14.50 per Mgmt For For
share
4.3 Appropriation of available retained Mgmt For For
earnings
5 Granting of discharge to the members of the Mgmt For For
board of directors and the executive
committee
6.1 Re-election of member of the board of Mgmt For For
directors: Dr. Andreas Jacobs
6.2 Re-election of member of the board of Mgmt For For
directors: Andreas Schmid
6.3 Re-election of member of the board of Mgmt For For
directors: Fernando Aguirre
6.4 Re-election of member of the board of Mgmt For For
directors: Dr. Jakob Baer
6.5 Re-election of member of the board of Mgmt For For
directors: James L. Donald
6.6 Re-election of member of the board of Mgmt For For
directors: Nicolas Jacobs
6.7 Re-election of member of the board of Mgmt For For
directors: Timothy E. Minges
6.8 Re-election of member of the board of Mgmt For For
directors: Ajai Puri
7 Re-election of the auditors / KPMG AG, Mgmt For For
Zurich
8 In the case of ad-hoc/Miscellaneous Mgmt Abstain Against
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
CMMT 26 NOV 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT
IN RESOLUTION 4.2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BASF SE, LUDWIGSHAFEN/RHEIN Agenda Number: 705064145
--------------------------------------------------------------------------------------------------------------------------
Security: D06216317
Meeting Type: AGM
Meeting Date: 02-May-2014
Ticker:
ISIN: DE000BASF111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
17.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the approved Financial Non-Voting
Statements of BASF SE and the approved
Consolidated Financial Statements of the
BASF Group for the financial year 2013;
presentation of the Management's Analyses
of BASF SE and the BASF Group for the
financial year 2013 including the
explanatory reports on the data according
to Section 289 (4) and Section 315 (4) of
the German Commercial Code; presentation of
the Report of the Supervisory Board
2. Adoption of a resolution on the Mgmt No vote
appropriation of profit
3. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Supervisory Board
4. Adoption of a resolution giving formal Mgmt No vote
approval to the actions of the members of
the Board of Executive Directors
5. Election of the auditor for the financial Mgmt No vote
year 2014: KPMG AG
6.1 Election of Supervisory Board members: Dame Mgmt No vote
Alison J. Carnwath
6.2 Election of Supervisory Board members: Mgmt No vote
Prof. Dr. Francois Diederich
6.3 Election of Supervisory Board members: Mgmt No vote
Michael Diekmann
6.4 Election of Supervisory Board members: Mgmt No vote
Franz Fehrenbach
6.5 Election of Supervisory Board members: Dr. Mgmt No vote
Juergen Hambrecht
6.6 Election of Supervisory Board members: Anke Mgmt No vote
Schaeferkordt
7. Resolution on the creation of new Mgmt No vote
authorized capital and amendment of the
Statutes
8.1 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Plant Science Company GmbH on December 13,
2013, will be approved
8.2 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Pigment GmbH on December 13, 2013, will be
approved
8.3 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Immobilien-Gesellschaft mbH on
December 13, 2013, will be approved
8.4 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Handels- und Exportgesellschaft
mbH on December 13, 2013, will be approved
8.5 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and LUWOGE GmbH on December 6, 2013,
will be approved
8.6 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit and loss transfer
agreement that was concluded between BASF
SE and BASF Schwarzheide GmbH on November
28, 2013/December 13, 2013, will be
approved
8.7 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Coatings GmbH on October 24, 2013/ December
13, 2013, will be approved
8.8 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF
Polyurethanes GmbH on October 29, 2013/
December 13, 2013, will be approved
8.9 Resolution on the approval of the Mgmt No vote
conclusion of nine amendment agreements on
existing control and profit transfer
agreements: The amendment agreement on the
control and profit transfer agreement that
was concluded between BASF SE and BASF New
Business GmbH on December 13, 2013, will be
approved
--------------------------------------------------------------------------------------------------------------------------
BAYER AG, LEVERKUSEN Agenda Number: 704996668
--------------------------------------------------------------------------------------------------------------------------
Security: D0712D163
Meeting Type: AGM
Meeting Date: 29-Apr-2014
Ticker:
ISIN: DE000BAY0017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WpHG) may prevent
the shareholder from voting at the general
meetings. Therefore, your custodian may
request that we register beneficial owner
data for all voted accounts with the
respective sub custodian. If you require
further information whether or not such BO
registration will be conducted for your
custodians accounts, please contact your
CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require share blocking. Registered
shares will be deregistered according to
trading activities or at the deregistration
date by the sub custodians. In order to
deliver/settle a voted position before the
deregistration date a voting instruction
cancellation and de-registration request
needs to be sent. Please contact your CSR
for further information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.04.2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Mgmt No vote
financial statements and the approved
consolidated financial statements, the
Combined Management Report, the report of
the Supervisory Board, the explanatory
report by the Board of Management on
takeover- related information,and the
proposal by the Board of Management on the
use of the distributable profit for the
fiscal year 2013, and resolution on the use
of the distributable profit
2. Ratification of the actions of the members Mgmt No vote
of the Board of Management
3. Ratification of the actions of the members Mgmt No vote
of the Supervisory Board
4.1 Supervisory Board elections: Dr. rer. nat. Mgmt No vote
Simone Bagel-Trah
4.2 Supervisory Board elections: Prof. Dr. Dr. Mgmt No vote
h. c. mult. Ernst-Ludwig Winnacker
5. Cancellation of the existing Authorized Mgmt No vote
Capital I, creation of new Authorized
Capital I with the option to disapply
subscription rights and amendment of
Article 4(2) of the Articles of
Incorporation
6. Cancellation of the existing Authorized Mgmt No vote
Capital II, creation of new Authorized
Capital II with the option to disapply
subscription rights and amendment of
Article 4(3) of the Articles of
Incorporation
7. Authorization to issue bonds with warrants Mgmt No vote
or convertible bonds, profit participation
certificates or income bonds (or a
combination of these instruments) and to
disapply subscription rights, creation of
new conditional capital while canceling the
existing conditional capital and amendment
of Article 4(4) of the Articles of
Incorporation
8.1 Authorization to acquire and use own shares Mgmt No vote
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Acquisition of own Shares
8.2 Authorization to acquire and use own shares Mgmt No vote
with the potential disapplication of
subscription and other tender rights; use
of derivatives in the course of the
acquisition: Use of Derivatives
9.1 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Business Services GmbH
9.2 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Technology Services GmbH
9.3 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer US IP GmbH
9.4 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Bitterfeld GmbH
9.5 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Innovation GmbH
9.6 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Bayer Real Estate GmbH
9.7 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Erste K-W-A Beteiligungsgesellschaft mbH
9.8 Approval of the control and profit and loss Mgmt No vote
transfer agreements between the Company and
eight group companies (limited liability
companies): Control and Profit and Loss
Transfer Agreement between Bayer AG and
Zweite K-W-A Beteiligungsgesellschaft mbH
10. Election of the auditor of the financial Mgmt No vote
statements and for the review of the
half-yearly financial report:
PricewaterhouseCoopers Aktiengesellschaft
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086090
--------------------------------------------------------------------------------------------------------------------------
Security: D12096109
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the Company Financial Non-Voting
Statements and the Group Financial
Statements for the financial year ended 31
December 2013, as approved by the
Supervisory Board, together with the
Combined Company and Group Management
Report, the Explanatory Report of the Board
of Management on the information required
pursuant to section 289 (4) and section 315
(4) and section 289 (5) and section 315 (2)
no. 5 of the German Commercial Code (HGB)
and the Report of the Supervisory Board
2. Resolution on the utilisation of Mgmt For For
unappropriated profit
3. Ratification of the acts of the Board of Mgmt For For
Management
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Election of the auditor: KPMG AG Mgmt For For
Wirtschaftsprufungsgesellschaft, Berlin
6.1 Election to the Supervisory Board: Mr. Mgmt For For
Franz Haniel
6.2 Election to the Supervisory Board: Mrs. Mgmt For For
Susanne Klatten
6.3 Election to the Supervisory Board: Mr Dr. Mgmt For For
h.c. Robert W. Lane
6.4 Election to the Supervisory Board: Mr Mgmt Against Against
Wolfgang Mayrhuber
6.5 Election to the Supervisory Board: Mr Mgmt For For
Stefan Quandt
7. Resolution on a new authorisation to Mgmt For For
acquire and use the Company's own shares as
well as to exclude subscription rights
8. Resolution on the creation of Authorised Mgmt For For
Capital 2014 (non-voting preferred stock)
excluding the statutory subscription rights
of existing shareholders and amendment to
the Articles of Incorporation
9. Resolution on the approval of the Mgmt For For
compensation system for members of the
Board of Management
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086038
--------------------------------------------------------------------------------------------------------------------------
Security: D12096125
Meeting Type: SGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. NOTIFICATION OF THE RESOLUTION OF THE Non-Voting
ANNUAL GENERAL MEETING ON 15 MAY 2014 ON
THE CREATION OF AUTHORISED CAPITAL 2014
(NON-VOTING PREFERRED STOCK) EXCLUDING THE
STATUTORY SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS AND ON AN AMENDMENT TO THE
ARTICLES OF INCORPORATION
2. SPECIAL RESOLUTION OF THE PREFERRED STOCK Mgmt For For
SHAREHOLDERS WITH REGARD TO THE APPROVAL OF
THE RESOLUTION TAKEN AT THE ANNUAL GENERAL
MEETING ON THE CREATION OF AUTHORISED
CAPITAL 2014 (NON-VOTING PREFERRED STOCK)
EXCLUDING THE STATUTORY SUBSCRIPTION RIGHTS
OF EXISTING SHAREHOLDERS AND ON A CHANGE TO
THE ARTICLES OF INCORPORATION IN ACCORDANCE
WITH THE RESOLUTION OF THE ANNUAL GENERAL
MEETING NOTIFIED IN POINT 1 OF THIS AGENDA
--------------------------------------------------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG, MUENCHEN Agenda Number: 705086329
--------------------------------------------------------------------------------------------------------------------------
Security: D12096125
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: DE0005190037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 24 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 30 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE COMPANY FINANCIAL Non-Voting
STATEMENTS AND THE GROUP FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2013, AS APPROVED BY THE
SUPERVISORY BOARD, TOGETHER WITH THE
COMBINED COMPANY AND GROUP MANAGEMENT
REPORT, THE EXPLANATORY REPORT OF THE BOARD
OF MANAGEMENT ON THE INFORMATION REQUIRED
PURSUANT TO SECTION 289 (4) AND SECTION 315
(4) AND SECTION 289 (5) AND SECTION 315 (2)
NO. 5 OF THE GERMAN COMMERCIAL CODE (HGB)
AND THE REPORT OF THE SUPERVISORY BOARD
2. RESOLUTION ON THE UTILISATION OF Non-Voting
UNAPPROPRIATED PROFIT
3. RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MANAGEMENT
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD
5. ELECTION OF THE AUDITOR: KPMG AG Non-Voting
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, BERLIN
6.1 ELECTION TO THE SUPERVISORY BOARD: FRANZ Non-Voting
HANIEL
6.2 ELECTION TO THE SUPERVISORY BOARD: SUSANNE Non-Voting
KLATTEN
6.3 ELECTION TO THE SUPERVISORY BOARD: DR. H.C. Non-Voting
ROBERT W. LANE
6.4 ELECTION TO THE SUPERVISORY BOARD: WOLFGANG Non-Voting
MAYRHUBER
6.5 ELECTION TO THE SUPERVISORY BOARD: STEFAN Non-Voting
QUANDT
7. RESOLUTION ON A NEW AUTHORISATION TO Non-Voting
ACQUIRE AND USE THE COMPANY'S OWN SHARES AS
WELL AS TO EXCLUDE SUBSCRIPTION RIGHTS
8. RESOLUTION ON THE CREATION OF AUTHORISED Non-Voting
CAPITAL 2014 (NON-VOTING PREFERRED STOCK)
EXCLUDING THE STATUTORY SUBSCRIPTION RIGHTS
OF EXISTING SHAREHOLDERS AND AMENDMENT TO
THE ARTICLES OF INCORPORATION
9. RESOLUTION ON THE APPROVAL OF THE Non-Voting
COMPENSATION SYSTEM FOR MEMBERS OF THE
BOARD OF MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
BDO UNIBANK INC, MAKATI CITY Agenda Number: 705068319
--------------------------------------------------------------------------------------------------------------------------
Security: Y07775102
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: PHY077751022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 272012 DUE TO RECEIPT OF
DIRECTORS NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 Call to order Mgmt Abstain Against
2 Proof of notice and determination of Mgmt Abstain Against
existence of quorum
3 Approval of the minutes of the annual Mgmt For For
shareholders' meeting held on April 19,2013
4 Report of the president and approval of the Mgmt For For
audited financial statements as of December
31, 2013
5 Open forum Mgmt Abstain Against
6 Approval and ratification of all acts of Mgmt For For
the board of directors, board committees
and management during their term of office
7 Election of director: Teresita T. Sy Mgmt For For
8 Election of director: Jesus A. Jacinto, Jr. Mgmt For For
9 Election of director: Nestor V. Tan Mgmt For For
10 Election of director: Josefina N. Tan Mgmt For For
11 Election of director: Christopher A. Mgmt For For
Bell-Knight
12 Election of director: Cheo Chai Hong Mgmt For For
13 Election of director: Antonio C. Pacis Mgmt For For
14 Election of independent director: Jose F. Mgmt For For
Buenaventura
15 Election of independent director: Jones M. Mgmt For For
Castro, Jr.
16 Election of independent director: Jimmy T. Mgmt For For
Tang
17 Election of independent director: Gilberto Mgmt For For
C. Teodoro, Jr.
18 Appointment of external auditor Mgmt For For
19 Other business that may properly be brought Mgmt Abstain For
before the meeting
20 Adjournment Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
BEIERSDORF AG, HAMBURG Agenda Number: 705001559
--------------------------------------------------------------------------------------------------------------------------
Security: D08792109
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: DE0005200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 27 MAR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements of Beiersdorf
Aktiengesellschaft and the approved
consolidated financial statements together
with the management reports of Beiersdorf
Aktiengesellschaft and the Group for fiscal
year 2013, the report by the Supervisory
Board, and the explanatory report by the
Executive Board on the information provided
in accordance with section 289 (4), 315 (4)
Handelsgesetzbuch (German Commercial Code,
HGB)
2. Resolution on the utilization of net Mgmt For For
retained profits :The Distributable Profit
In The Amount Of EUR 244,599,391.81 Shall
Be Appropriated As Follows: Payment Of A
Dividend Of EUR 0.70 Per No-Par Share EUR
85,826,103.01 Shall Be Carried To The
Revenue Reserves Ex-Dividend And Payable
Date: April 22, 2014
3. Resolution on the official approval of the Mgmt For For
actions of the members of the Executive
Board
4. Resolution on the official approval of the Mgmt For For
actions of the members of the Supervisory
Board
5. Election of the auditors for fiscal year Mgmt For For
2014: Ernst & Young GmbH
6.1 Election to the Supervisory Board: Michael Mgmt For For
Herz
6.2 Election to the Supervisory Board: Thomas Mgmt For For
Holzgreve
6.3 Election to the Supervisory Board: Dr. Dr. Mgmt For For
Christine Martel
6.4 Election to the Supervisory Board: Isabelle Mgmt For For
Parize
6.5 Election to the Supervisory Board: Prof. Mgmt For For
Dr. Reinhard Poellath
6.6 Election to the Supervisory Board: Poul Mgmt For For
Weihrauch
6.7 Election to the Supervisory Board: Beatrice Mgmt For For
Dreyfus
7. Resolution on the approval of amendments to Mgmt For For
existing profit and loss transfer
agreements
--------------------------------------------------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES Agenda Number: 705034306
--------------------------------------------------------------------------------------------------------------------------
Security: B10414116
Meeting Type: EGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 Renew Authorization to Increase Share Mgmt For For
Capital within the Framework of Authorized
Capital and Amend Articles Accordingly :
Article 5
2.a Authorize Board to Issue Shares in the Mgmt Against Against
Event of a Public Tender Offer or Share
Exchange Offer and Amend Articles
Accordingly : Article 5
2.b Amend Article 5 Re: References to FSMA Mgmt For For
3 Amend Article10 Re: Dematerialization of Mgmt For For
Bearer Shares
4 Amend Article 11 Re: References to FSMA Mgmt For For
5 Authorize Repurchase of Up to 20 Percent of Mgmt Against Against
Issued Share Capital
6 Authorize Board to Repurchase Shares in the Mgmt Against Against
Event of a Serious and Imminent Harm
7 Amend Article 14 Re: Dematerialization of Mgmt For For
Bearer Shares
8 Amend Article 34 Re: Dematerialization of Mgmt For For
Bearer Shares
9.a Authorize Coordination of Articles of Mgmt For For
Association
9.b Authorize Filing of Required Mgmt For For
Documents/Other Formalities
CMMT 18 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE TO
EGM AND MODIFICATION TO THE TEXT OF
RESOLUTIONS 1 AND 2A. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES Agenda Number: 705044725
--------------------------------------------------------------------------------------------------------------------------
Security: B10414116
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: BE0003810273
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 295339 DUE TO COMBINING THE
RESOLUTIONS 11.1 AND 11.2 AND CHANGE IN THE
VOTING STATUS OF RESOLUTIONS 3, 4 AND 12.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 Examination of the annual reports of the Non-Voting
Board of Directors of Belgacom SA under
public law with regard to the annual
accounts and the consolidated annual
accounts at 31 December 2013
2 Examination of the reports of the Board of Non-Voting
Auditors of Belgacom SA under public law
with regard to the annual accounts and of
the Independent Auditors with regard to the
consolidated annual accounts at 31 December
2013
3 Examination of the information provided by Non-Voting
the Joint Committee
4 Examination of the consolidated annual Non-Voting
accounts at 31 December 2013
5 Approval of the annual accounts with regard Mgmt For For
to the financial year closed on 31 December
2013, including as specified allocation of
the results: For 2013, the gross dividend
amounts to EUR 2.18 per share, entitling
shareholders to a dividend net of
withholding tax of EUR 1.635 per share, of
which an interim dividend of EUR 0.50 (EUR
0.375 per share net of withholding tax) was
already paid out on 6 December 2013; this
means that a gross dividend of EUR 1.68 per
share (EUR 1.26 per share net of
withholding tax) will be paid on 25 April
2014. The ex-dividend date is fixed on 22
April 2014, the record date is 24 April
2014
6 Approval of the remuneration report Mgmt For For
7 Granting of a discharge to the members of Mgmt For For
the Board of Directors for the exercise of
their mandate during the financial year
closed on 31 December 2013
8 Granting of a special discharge to Mr. M. Mgmt For For
Moll, Mrs. M. Lamote and Mrs. M. Sioen for
the exercise of their mandate which ended
on 27 September 2013 and to Mr. D. Bellens
for the exercise of his mandate which ended
on 15 November 2013
9 Granting of a discharge to the members of Mgmt For For
the Board of Auditors for the exercise of
their mandate during the financial year
closed on 31 December 2013
10 Granting of a discharge to the Independent Mgmt For For
Auditors Deloitte Statutory Auditors SC sfd
SCRL, represented by Mr. G. Verstraeten and
Mr. N. Houthaeve, for the exercise of their
mandate during the financial year closed on
31 December 2013
11 To appoint Mrs. Agnes Touraine and Mrs. Mgmt For For
Catherine Vandenborre on nomination by the
Board of Directors after recommendation of
the Nomination and Remuneration Committee,
as Board Members for a period which will
expire at the annual general meeting of
2018
12 Miscellaneous Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BENDIGO AND ADELAIDE BANK LTD, BENDIGO VIC Agenda Number: 704730298
--------------------------------------------------------------------------------------------------------------------------
Security: Q1458B102
Meeting Type: AGM
Meeting Date: 28-Oct-2013
Ticker:
ISIN: AU000000BEN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 6 AND 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (6 AND 7), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Election of Robert Hubbard Mgmt For For
3 Re-election of Jim Hazel Mgmt For For
4 Re-election of Robert Johanson Mgmt For For
5 Re-election of David Matthews Mgmt For For
6 Remuneration Report Mgmt For For
7 Approval of Managing Director's Mgmt For For
participation in Employee Salary Sacrifice,
Deferred Share and Performance Share Plan
--------------------------------------------------------------------------------------------------------------------------
BENESSE HOLDINGS,INC. Agenda Number: 705335924
--------------------------------------------------------------------------------------------------------------------------
Security: J0429N102
Meeting Type: AGM
Meeting Date: 21-Jun-2014
Ticker:
ISIN: JP3835620000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to:Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 704680330
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 27-Aug-2013
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Approval of the distribution between the Mgmt For For
shareholders of the company in an amount of
NIS 969 million: Ex-date 3 September,
payment 15 September. The dividend is
0.3555092 NIS per share
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNTS IN RES. NO.1.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 704675428
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 03-Sep-2013
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A CONTROLLING OR PERSONAL
INTEREST IN THIS COMPANY. SHOULD EITHER BE
THE CASE, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE SO THAT WE MAY LODGE
YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO
NOT HAVE A CONTROLLING OR PERSONAL
INTEREST, SUBMIT YOUR VOTE AS NORMAL
1 Approval of the company's policy for Mgmt For For
remuneration of senior executives
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 704902306
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 27-Jan-2014
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 22 JAN 2014: AS A CONDITION OF VOTING, Non-Voting
ISRAELI MARKET REGULATIONS REQUIRE THAT YOU
DISCLOSE WHETHER YOU HAVE A) A PERSONAL
INTEREST IN THIS COMPANY B) ARE A FOREIGN
CONTROLLING SHAREHOLDER IN THIS COMPANY C)
ARE A FOREIGN SENIOR OFFICER OF THIS
COMPANY D) THAT YOU ARE A FOREIGN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND BY VOTING THROUGH THE
PROXY EDGE PLATFORM YOU ARE CONFIRMING THE
ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 Re-appointment of the external director Mgmt For For
Yitzhak Edelman for an additional 3 year
statutory period
2 Approval of the purchase from owners of Mgmt For For
control by DBS of an additional quantity of
Yesmaxtotal Converters at a total cost of
USD 14.49 million during a period up to
30th June 2015. approval of increase in the
above price up to 2.42 pct. in the event of
increase in the price of converters in the
world market. receipt of an additional 60
days suppliers credit
3 Approval of the purchase of power units at Mgmt For For
a total cost of USD 196,500
CMMT 22 JAN 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 704954951
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 19-Mar-2014
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A FOREIGN CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A
FOREIGN SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE A FOREIGN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND BY VOTING THROUGH THE PROXY EDGE
PLATFORM YOU ARE CONFIRMING THE ANSWER FOR
A,B AND C TO BE NO AND THE ANSWER FOR D TO
BE YES. SHOULD THIS NOT BE THE CASE PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 Approval of an addition to the senior Mgmt For For
officers remuneration policy
2 Approval of targets for entitlement to Mgmt For For
annual bonus for the company CEO for the
year 2014
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MEETING DATE HAS BEEN
POSTPONED FROM 11 MAR 2014 TO 19 MAR 2014.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 705013314
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A FOREIGN CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A
FOREIGN SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE A FOREIGN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND BY VOTING THROUGH THE PROXY EDGE
PLATFORM YOU ARE CONFIRMING THE ANSWER FOR
A,B AND C TO BE NO AND THE ANSWER FOR D TO
BE YES. SHOULD THIS NOT BE THE CASE PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY
1 Approval of the distribution between the Mgmt For For
shareholders of the company in an amount of
NIS 802 million. ex-date 6 April, payment
23 April
--------------------------------------------------------------------------------------------------------------------------
BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD., TE Agenda Number: 705092942
--------------------------------------------------------------------------------------------------------------------------
Security: M2012Q100
Meeting Type: EGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: IL0002300114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 297594 DUE TO RECEIPT OF
DIRECTOR NAME AND CHANGE IN SEQUENCE OF
DIRECTOR NAMES. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A FOREIGN CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A
FOREIGN SENIOR OFFICER OF THIS COMPANY D)
THAT YOU ARE A FOREIGN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND BY VOTING THROUGH THE PROXY EDGE
PLATFORM YOU ARE CONFIRMING THE ANSWER FOR
A,B AND C TO BE NO AND THE ANSWER FOR D TO
BE YES. SHOULD THIS NOT BE THE CASE PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY
1 DISCUSSION OF THE FINANCIAL STATEMENTS AND Mgmt Abstain Against
DIRECTORS REPORT FOR THE YEAR 2013
2.1 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
SAUL ELOVITCH
2.2 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
OR ELOVITCH
2.3 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
ORNA ELOVITCH-PELED
2.4 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
AMIKAM SHORER
2.5 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
FELIX COHEN
2.6 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
ELDAD BEN MOSHE
2.7 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
JOSHUA ROSENSWEIG
2.8 RE-APPOINTMENT OF THE OFFICIATING DIRECTOR: Mgmt For For
RAMI NUMKIN (EMPLOYEE REPRESENTATIVE)
3 RE-APPOINTMENT OF ACCOUNTANT-AUDITORS UNTIL Mgmt For For
THE NEXT AGM AND AUTHORIZATION OF THE BOARD
TO FIX THEIR FEES
4 APPROVAL OF A BONUS FOR THE PREVIOUS CEO IN Mgmt For For
AN AMOUNT EQUAL TO HIS SALARY DURING 3.5
MONTHS IN 2013 TOTALING NIS 654,000
--------------------------------------------------------------------------------------------------------------------------
BG GROUP PLC Agenda Number: 705116285
--------------------------------------------------------------------------------------------------------------------------
Security: G1245Z108
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: GB0008762899
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 REMUNERATION POLICY Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 DECLARATION OF DIVIDEND : 15.68 CENTS PER Mgmt For For
SHARE IN RESPECT OF THE YEAR ENDED 31
DECEMBER 2013. THE FINAL DIVIDEND IS
PAYABLE ON 30 MAY 2014 TO HOLDERS OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
COMPANY (ORDINARY SHARES) ON THE REGISTER
OF MEMBERS AT THE CLOSE OF BUSINESS ON 25
APRIL 2014, AS RECOMMENDED BY THE DIRECTORS
5 ELECTION OF SIMON LOWTH Mgmt For For
6 ELECTION OF PAM DALEY Mgmt For For
7 ELECTION OF MARTIN FERGUSON Mgmt For For
8 RE-ELECTION OF VIVIENNE COX Mgmt For For
9 RE-ELECTION OF CHRIS FINLAYSON Mgmt Abstain Against
10 RE-ELECTION OF ANDREW GOULD Mgmt For For
11 RE-ELECTION OF BARONESS HOGG Mgmt For For
12 RE-ELECTION OF DR JOHN HOOD Mgmt For For
13 RE-ELECTION OF CAIO KOCH-WESER Mgmt For For
14 RE-ELECTION OF LIM HAW-KUANG Mgmt For For
15 RE-ELECTION OF SIR DAVID MANNING Mgmt For For
16 RE-ELECTION OF MARK SELIGMAN Mgmt For For
17 RE-ELECTION OF PATRICK THOMAS Mgmt For For
18 RE-APPOINTMENT OF AUDITORS :ERNST & YOUNG Mgmt For For
LLP
19 REMUNERATION OF AUDITORS Mgmt For For
20 POLITICAL DONATIONS Mgmt For For
21 AUTHORITY TO ALLOT SHARES Mgmt For For
22 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
23 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
SHARES
24 NOTICE PERIODS FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BGP HOLDINGS PLC Agenda Number: 704699783
--------------------------------------------------------------------------------------------------------------------------
Security: ADPC01061
Meeting Type: AGM
Meeting Date: 11-Sep-2013
Ticker:
ISIN: AU00573958S3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Annual Report and Financial Statements for Mgmt For For
the year ended 31 December 2012
2 That the appointment of Ernst & Young Malta Mgmt For For
Limited as Auditors, be hereby approved and
the Board of Directors be hereby authorised
to establish their remuneration
--------------------------------------------------------------------------------------------------------------------------
BHARAT HEAVY ELECTRICALS LTD Agenda Number: 704699531
--------------------------------------------------------------------------------------------------------------------------
Security: Y0882L133
Meeting Type: AGM
Meeting Date: 20-Sep-2013
Ticker:
ISIN: INE257A01026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive, consider and adopt the Audited Mgmt For For
Balance Sheet of the Company as at 31st
March, 2013 and the Statement of Profit &
Loss for the financial year ended on that
date together with the Directors' Report
and Auditors' Report thereon
2 To declare dividend for the year 2012-13: Mgmt For For
The Board of Directors has recommended a
final dividend of 164.5 % on the Paid-up
Equity Share Capital (Rs. 3.29 per share)
of the Company besides an interim dividend
of 106% (Rs. 2.12 per Share) already paid
during the year 2012-13
3 To appoint a Director in place of Shri P.K. Mgmt Against Against
Bajpai, who retires by rotation and being
eligible, offers himself for re-appointment
4 To appoint a Director in place of Shri Atul Mgmt Against Against
Saraya, who retires by rotation and being
eligible, offers himself for re-appointment
5 To authorize the board to fix the Mgmt For For
remuneration of the Auditors for the year
2013-14
6 Resolved that Ms. Kusumjit Sidhu, who was Mgmt Against Against
appointed as an Additional Director
pursuant to Article 67(iv) of the Articles
of Association of the Company read with
Section 260 of the Companies Act, 1956
w.e.f. 10.05.2013 to hold Office upto the
date of this Annual General Meeting and in
respect of whom, the Company has received a
notice in writing from a Member, pursuant
to the provisions of Section 257 of the
Companies Act, 1956, be and is hereby
appointed as a Director of the Company
7 Resolved that Shri W.V.K. Krishna Shankar, Mgmt Against Against
who was appointed as an Additional Director
pursuant to Article 67(iv) of the Articles
of Association of the Company read with
Section 260 of the Companies Act, 1956
w.e.f. 01.08.2013 to hold Office upto the
date of this Annual General Meeting and in
respect of whom, the Company has received a
notice in writing from a Member, pursuant
to the provisions of Section 257 of the
Companies Act, 1956, be and is hereby
appointed as a Director of the Company,
liable to retire by rotation
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF DIVIDEND AMOUNT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON LTD, MELBOURNE VIC Agenda Number: 704745756
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 21-Nov-2013
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8 AND 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (7, 8 AND 9), YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt Abstain Against
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BHP BILLITON PLC, LONDON Agenda Number: 704746657
--------------------------------------------------------------------------------------------------------------------------
Security: G10877101
Meeting Type: AGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: GB0000566504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the 2013 Financial Statements Mgmt For For
and Reports for BHP Billiton
2 To appoint KPMG LLP as the auditor of BHP Mgmt For For
Billiton Plc
3 To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Billiton Plc
4 To renew the general authority to issue Mgmt For For
shares in BHP Billiton Plc
5 To approve the authority to issue shares in Mgmt For For
BHP Billiton Plc for cash
6 To approve the repurchase of shares in BHP Mgmt For For
Billiton Plc
7 To approve the 2013 Remuneration Report Mgmt For For
8 To adopt new Long Term Incentive Plan Rules Mgmt For For
9 To approve grants to Andrew Mackenzie Mgmt For For
10 To elect Andrew Mackenzie as a Director of Mgmt For For
BHP Billiton
11 To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP Billiton
12 To re-elect Sir John Buchanan as a Director Mgmt For For
of BHP Billiton
13 To re-elect Carlos Cordeiro as a Director Mgmt For For
of BHP Billiton
14 To re-elect David Crawford as a Director of Mgmt For For
BHP Billiton
15 To re-elect Pat Davies as a Director of BHP Mgmt For For
Billiton
16 To re-elect Carolyn Hewson as a Director of Mgmt For For
BHP Billiton
17 To re-elect Lindsay Maxsted as a Director Mgmt For For
of BHP Billiton
18 To re-elect Wayne Murdy as a Director of Mgmt For For
BHP Billiton
19 To re-elect Keith Rumble as a Director of Mgmt For For
BHP Billiton
20 To re-elect John Schubert as a Director of Mgmt For For
BHP Billiton
21 To re-elect Shriti Vadera as a Director of Mgmt For For
BHP Billiton
22 To re-elect Jac Nasser as a Director of BHP Mgmt For For
Billiton
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: To elect Ian Dunlop
as a Director of BHP Billiton
--------------------------------------------------------------------------------------------------------------------------
BIC(SOCIETE), CLICHY Agenda Number: 705069373
--------------------------------------------------------------------------------------------------------------------------
Security: F10080103
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000120966
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 31 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0326/201403261400760.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
RECORD DATE TO 8 MAY 14. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2013
O.3 Allocation of income and setting of the Mgmt For For
dividend
O.4 Setting of the amount of attendance Mgmt For For
allowances
O.5 Authorization to be granted to the board of Mgmt For For
directors to operate on company shares
O.6 Renewal of term of Mr. Francois Bich as Mgmt Against Against
board member
O.7 Renewal of term of Mrs. Marie-Pauline Mgmt Against Against
Chandon-Moet as board member
O.8 Renewal of term of Mr. Frederic Rostand as Mgmt For For
board member
O.9 Decision on the compensation due or Mgmt For For
allocated to Mr. Bruno Bich, chairman of
the Board of Directors, for the financial
year ended December 31st, 2013
O.10 Decision on the compensation due or Mgmt For For
allocated to Mr. Mario Guevara, chief
executive officer, for the financial year
ended December 31st, 2013
O.11 Decision on the compensation due or Mgmt For For
allocated to Mr. Francois Bich, deputy
chief executive officer, for the financial
year ended December 31st, 2013
O.12 Decision on the compensation due or Mgmt For For
allocated to Marie-Aimee Bich-Dufour,
deputy chief executive officer, for the
financial year ended December 31st, 2013
E.13 Authorization to be granted to the board of Mgmt For For
directors to decrease the share capital via
cancellation of shares acquired within the
framework of article l. 225-209 of the
commercial code
E.14 Delegation of authority to be granted to Mgmt For For
the board of directors to increase the
share capital via issuance of new common
shares and/or securities giving access to
capital, while maintaining the
shareholders' preferential subscription
rights
E.15 Delegation of authority to be granted to Mgmt For For
the board of directors to increase the
number of issuable securities, in case of
capital increase decided by the board of
directors pursuant to the 14th resolution
E.16 Delegation of authority to be granted to Mgmt For For
the board of directors to decide on one or
several capital increases via incorporation
of reserves, profits or premiums or other
sums whose capitalization would be allowed
E.17 Delegation of authority to be granted to Mgmt For For
the board of directors to proceed with one
or several capital increases reserved to
employees
E.18 Cancellation of the preferential Mgmt For For
subscription rights within the framework of
one or several capital increases reserved
to employees, pursuant to the 17th
resolution
E.19 Modification of article 8 bis of the bylaws Mgmt Against Against
titled "crossing of thresholds"
O.E20 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIDVEST GROUP LTD Agenda Number: 704830240
--------------------------------------------------------------------------------------------------------------------------
Security: S1201R162
Meeting Type: AGM
Meeting Date: 25-Nov-2013
Ticker:
ISIN: ZAE000117321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 To accept the audited financial Statements Mgmt For For
O.2 To re-appoint the auditors and lead audit Mgmt For For
partner for the ensuing year - Deloitte &
Touche and Mr Trevor Brown
O.3.1 Re-election of director retiring by Mgmt For For
rotation and available for re-election: BL
Berson
O.3.2 Re-election of director retiring by Mgmt For For
rotation and available for re-election: AA
da Costa
O.3.3 Re-election of director retiring by Mgmt For For
rotation and available for re-election: B
Joffe
O.3.4 Re-election of director retiring by Mgmt For For
rotation and available for re-election: NG
Payne
O.3.5 Re-election of director retiring by Mgmt For For
rotation and available for re-election: Adv
FDP Tlakula
O.4.1 Election of audit committee member: PC Mgmt For For
Baloyi
O.4.2 Election of audit committee member: EK Mgmt For For
Diack
O.4.3 Election of audit committee member: NG Mgmt For For
Payne
O.5 Endorsement of Bidvest remuneration report Mgmt For For
- non-binding advisory note
O.6 General authority to directors to allot and Mgmt For For
issue authorised but unissued ordinary
shares
O.7 General authority to issue shares for cash Mgmt For For
O.8 Payment of dividend by way of pro rata Mgmt For For
reduction of share capital or share premium
O.9 Creation and Issue of convertible Mgmt For For
Debentures
S.1 General authority to acquire (repurchase) Mgmt For For
shares
S.2 Approval of non-executive directors' Mgmt For For
remuneration - 2013/2014
CMMT 6 NOV 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS, ISTANBUL Agenda Number: 705087686
--------------------------------------------------------------------------------------------------------------------------
Security: M2014F102
Meeting Type: OGM
Meeting Date: 22-Apr-2014
Ticker:
ISIN: TREBIMM00018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening, election of moderator and Mgmt For For
authorization of the moderator to sign the
ordinary general assembly meeting minutes
2 Reading and negotiating the annual report Mgmt Abstain Against
for the year 2013
3 Reading and negotiating the auditor's Mgmt Abstain Against
reports for the year 2013
4 Review, negotiation and approval of the Mgmt For For
financial statements for the year 2013
5 Negotiation and approval of the profit Mgmt For For
distribution policy that has been revised
as per the capital markets board's
communique serial II no: 19.1 on dividends
6 Discussion and resolution of recommendation Mgmt For For
of the board of directors regarding profit
distribution for the year 2013
7 Decision on acquittal of members of the Mgmt For For
board of directors due to their activities
in the year 2013
8 Election of the new board members and Mgmt For For
determination of their monthly
participation fee
9 Presentation of the report of the board of Mgmt Abstain Against
directors on related party transactions
that are common and continuous as per
article 10 of the capital markets board's
communique serial ii no:17.1 and article
1.3.6 of the corporate governance
principles, and informing the general
assembly about the transactions
10 Grant of authorization to the members of Mgmt For For
the board of directors so that they can
carry out the duties specified in articles
395 and 396 of the Turkish commercial code
11 Information about the purchases realized Mgmt Abstain Against
for delisting of the company shares under
the authorization granted with the decision
of the board of directors dated December
27, 2013
12 Presentation of the information policy that Mgmt Abstain Against
has been revised as per the capital markets
board's communique serial II no:15.1 on
special cases
13 Presentation of the donations and aids by Mgmt For For
the company in 2013 for the general
assembly's information and determination of
an upper limit for 2014's donations
14 Informing shareholders that no pledge, Mgmt Abstain Against
guarantee and hypothec were granted by the
company in favor of third parties based on
the corporate governance communique of the
capital markets board
15 Ratifying the election of independent Mgmt For For
auditor by the board of directors as per
the Turkish commercial law and regulations
of the capital markets board
16 Wishes Mgmt Abstain Against
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT TO ATTEND A MEETING, THE ATTENDEE(S) MUST Non-Voting
PRESENT A POA ISSUED BY THE BENEFICIAL
OWNER, NOTARISED BY A TURKISH NOTARY.
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 704974799
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: AGM
Meeting Date: 24-Mar-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 To examine, discuss and vote the financial Mgmt For For
statements relating to fiscal year ending
December 31, 2013
2 Destination of the year end results of 2013 Mgmt For For
3 To set the remuneration for the members of Mgmt For For
the board of directors and for the
executive committee related to 2014 fiscal
year
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705066935
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 07-Apr-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To vote regarding the proposal for the Mgmt Against Against
adoption of the BM and FBOVESPA Stock
Option Plan, in accordance with a proposal
from management
2 To vote regarding the amendment of the Mgmt For For
following articles of the corporate bylaws
of the BM and FBOVESPA, in accordance with
a proposal from management, a. To amend
article 5, in such a way as to reflect the
cancellation of 80 million shares issued by
the Company, without a reduction of its
share capital, as approved by the Board of
Directors at the meeting that was held on
February 13, 2014, b. To amend article 16,
line e, in order that that provision comes
to cover stock option plans, c. To amend
c.1. Article 6, main part, c.2. Article 7,
main part and paragraphs 2, 3 and 4, c.3.
Article 8, paragraph 2, c.4. Article 12,
main part and paragraphs 1 through 8, c.5.
Article 13, main part and paragraphs 1 and
2, c.6. Article 14, c.7. Article 15, main
part and paragraphs 1 through 3, c.8.
Article 16, main part and line a, c.9.
CONTD
CONT CONTD Article 17, main part and paragraph Non-Voting
1, c.10. Article 18, main part and
paragraphs 1 and 2, c.11. Article 21, sole
paragraph, c.12. Article 22, main part and
paragraphs 3 and 4, c.13. Article 23,
paragraphs 2, 3 and 6, c.14. Article 24,
main part and paragraphs 2, 3 and 6, c.15.
Article 26, main part, c.16. Article 27,
main part, c.17. Article 29, lines a, d, e,
f, and l, c.18. Article 31, c.19, article
35, line l, c.20. Article 38, line f, c.21.
Article 43, paragraph 2, line b, c.22.
Article 47, line j, c.23. Article 49,
paragraph 1, line b, c.24. Article 50, sole
paragraph, lines a and c, c.25. Article 52,
main part, paragraphs 1, 4 and 5, c.26.
Article 53, paragraph 1, c.27. Article 54,
sole paragraph, c.28. Article 55,
paragraphs 3 through 6, c.29. Article 58,
main part, c.30. Article 62, paragraph 2,
c.31. CONTD
CONT CONTD Article 63, main part and paragraph Non-Voting
2, c.32. Article 64, main part, c.33.
Article 65, paragraphs 2 and 3, c.34.
Article 70, paragraph 1, line c, paragraph
4, line a and paragraph 5, lines c, d and
e, c.35. Article 71, c.36. Article 73, line
b, c.37. Article 74, c.38. Article 77, and
c.39. Article 79, for the purposes of
renumbering, orthographic corrections and
other adjustments to form and wording
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705176825
--------------------------------------------------------------------------------------------------------------------------
Security: P73232103
Meeting Type: EGM
Meeting Date: 13-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 07 APR 2014.
1 TO VOTE REGARDING THE PROPOSAL FOR THE Mgmt For For
ADOPTION OF THE BM AND FBOVESPA STOCK
OPTION PLAN, IN ACCORDANCE WITH A PROPOSAL
FROM MANAGEMENT
2 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt For For
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9CONTD
CONT CONTD . ARTICLE 17, MAIN PART AND PARAGRAPH Non-Voting
1, C.10. ARTICLE 18, MAIN PART AND
PARAGRAPHS 1 AND 2, C.11. ARTICLE 21, SOLE
PARAGRAPH, C.12. ARTICLE 22, MAIN PART AND
PARAGRAPHS 3 AND 4, C.13. ARTICLE 23,
PARAGRAPHS 2, 3 AND 6, C.14. ARTICLE 24,
MAIN PART AND PARAGRAPHS 2, 3 AND 6, C.15.
ARTICLE 26, MAIN PART, C.16. ARTICLE 27,
MAIN PART, C.17. ARTICLE 29, LINES A, D, E,
F, AND L, C.18. ARTICLE 31, C.19, ARTICLE
35, LINE L, C.20. ARTICLE 38, LINE F, C.21.
ARTICLE 43, PARAGRAPH 2, LINE B, C.22.
ARTICLE 47, LINE J, C.23. ARTICLE 49,
PARAGRAPH 1, LINE B, C.24. ARTICLE 50, SOLE
PARAGRAPH, LINES A AND C, C.25. ARTICLE 52,
MAIN PART, PARAGRAPHS 1, 4 AND 5, C.26.
ARTICLE 53, PARAGRAPH 1, C.27. ARTICLE 54,
SOLE PARAGRAPH, C.28. ARTICLE 55,
PARAGRAPHS 3 THROUGH 6, C.29. ARTICLE 58,
MAIN PART, C.30. ARTICLE 62, PARAGRAPH 2,
C.31. CONTD
CONT CONTD ARTICLE 63, MAIN PART AND PARAGRAPH Non-Voting
2, C.32. ARTICLE 64, MAIN PART, C.33.
ARTICLE 65, PARAGRAPHS 2 AND 3, C.34.
ARTICLE 70, PARAGRAPH 1, LINE C, PARAGRAPH
4, LINE A AND PARAGRAPH 5, LINES C, D AND
E, C.35. ARTICLE 71, C.36. ARTICLE 73, LINE
B, C.37. ARTICLE 74, C.38. ARTICLE 77, AND
C.39. ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Agenda Number: 705299673
--------------------------------------------------------------------------------------------------------------------------
Security: P1R0U2138
Meeting Type: EGM
Meeting Date: 26-May-2014
Ticker:
ISIN: BRBVMFACNOR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 13 MAY 2014.
1 TO VOTE REGARDING THE AMENDMENT OF THE Mgmt For For
FOLLOWING ARTICLES OF THE CORPORATE BYLAWS
OF THE BM AND FBOVESPA, IN ACCORDANCE WITH
A PROPOSAL FROM MANAGEMENT, A. TO AMEND
ARTICLE 5, IN SUCH A WAY AS TO REFLECT THE
CANCELLATION OF 80 MILLION SHARES ISSUED BY
THE COMPANY, WITHOUT A REDUCTION OF ITS
SHARE CAPITAL, AS APPROVED BY THE BOARD OF
DIRECTORS AT THE MEETING THAT WAS HELD ON
FEBRUARY 13, 2014, B. TO AMEND ARTICLE 16,
LINE E, IN ORDER THAT THAT PROVISION COMES
TO COVER STOCK OPTION PLANS, C. TO AMEND
C.1. ARTICLE 6, MAIN PART, C.2. ARTICLE 7,
MAIN PART AND PARAGRAPHS 2, 3 AND 4, C.3.
ARTICLE 8, PARAGRAPH 2, C.4. ARTICLE 12,
MAIN PART AND PARAGRAPHS 1 THROUGH 8, C.5.
ARTICLE 13, MAIN PART AND PARAGRAPHS 1 AND
2, C.6. ARTICLE 14, C.7. ARTICLE 15, MAIN
PART AND PARAGRAPHS 1 THROUGH 3, C.8.
ARTICLE 16, MAIN PART AND LINE A, C.9.
ARTICLE 17, MAIN PART AND PARAGRAPH 1,
C.10. ARTICLE 18, MAIN PART AND PARAGRAPHS
1 AND 2, C.11. ARTICLE 21, SOLE PARAGRAPH,
C.12. ARTICLE 22, MAIN PART AND PARAGRAPHS
3 AND 4, C.13. ARTICLE 23, PARAGRAPHS 2, 3
AND 6, C.14. ARTICLE 24, MAIN PART AND
PARAGRAPHS 2, 3 AND 6, C.15. ARTICLE 26,
MAIN PART, C.16. ARTICLE 27, MAIN PART,
C.17. ARTICLE 29, LINES A, D, E, F, AND L,
C.18. ARTICLE 31, C.19, ARTICLE 35, LINE L,
C.20. ARTICLE 38, LINE F, C.21. ARTICLE 43,
PARAGRAPH 2, LINE B, C.22. ARTICLE 47, LINE
J, C.23. ARTICLE 49, PARAGRAPH 1, LINE B,
C.24. ARTICLE 50, SOLE PARAGRAPH, LINES A
AND C, C.25. ARTICLE 52, MAIN PART,
PARAGRAPHS 1, 4 AND 5, C.26. ARTICLE 53,
PARAGRAPH 1, C.27. ARTICLE 54, SOLE
PARAGRAPH, C.28. ARTICLE 55, PARAGRAPHS 3
THROUGH 6, C.29. ARTICLE 58, MAIN PART,
C.30. ARTICLE 62, PARAGRAPH 2, C.31.
ARTICLE 63, MAIN PART AND PARAGRAPH 2,
C.32. ARTICLE 64, MAIN PART, C.33. ARTICLE
65, PARAGRAPHS 2 AND 3, C.34. ARTICLE 70,
PARAGRAPH 1, LINE C, PARAGRAPH 4, LINE A
AND PARAGRAPH 5, LINES C, D AND E, C.35.
ARTICLE 71, C.36. ARTICLE 73, LINE B, C.37.
ARTICLE 74, C.38. ARTICLE 77, AND C.39.
ARTICLE 79, FOR THE PURPOSES OF
RENUMBERING, ORTHOGRAPHIC CORRECTIONS AND
OTHER ADJUSTMENTS TO FORM AND WORDING
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA, PARIS Agenda Number: 705027604
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 14-May-2014
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 11 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0312/201403121400612.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0411/201404111401069.pdf, CHANGE IN
RECORD DATE FROM 07 MAY TO 08 MAY 2014 AND
MODIFICATION TO THE TEXT OF RESOLUTION
O.13. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income for the financial year Mgmt For For
ended on December 31th, 2013 and dividend
distribution
O.4 Special report of the statutory auditors on Mgmt For For
the agreements and commitments pursuant to
articles l.225-38 et seq. Of the commercial
code
O.5 Authorization granted to BNP Paribas to Mgmt For For
repurchase its own shares
O.6 Renewal of term of Mr. Jean-Francois Mgmt For For
Lepetit as board member
O.7 Renewal of term of Mr. Baudouin Prot as Mgmt For For
board member
O.8 Renewal of term of Mrs. Fields Mgmt For For
Wicker-Miurin as board member
O.9 Ratification of the cooptation of Mrs. Mgmt For For
Monique Cohen as board member and renewal
of her term
O.10 Appointment of Mrs. Daniela Schwarzer as Mgmt For For
board member
O.11 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Baudouin Prot, chairman of the
board of directors for the 2013 financial
year - recommendation referred to in to
paragraph 24.3 of the code AFEP-MEDEF
O.12 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Jean-Laurent Bonnafe, CEO, for
the 2013 financial year - recommendation
referred to in to paragraph 24.3 of the
code AFEP-MEDEF
O.13 Advisory vote on the compensation owed or Mgmt For For
paid to Mr. Georges Chodron de Courcel, Mr.
Philippe Bordenave and Mr. Francois
Villeroy de Galhau, managing directors for
the 2013 financial year - recommendation
referred to in paragraph 24.3 of the code
AFEP-MEDEF
O.14 Advisory vote on the total amount of Mgmt For For
compensation of any kind paid to executive
officers and certain categories of staff
during the 2013 financial year-article
l.511-73 of the monetary and financial code
O.15 Setting the limitation on the variable part Mgmt For For
of the compensation of executive officers
and certain categories of staff-article
l.511-78 of the monetary and financial code
E.16 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities while maintaining
preferential subscription rights
E.17 Issuance of common shares and securities Mgmt For For
giving access to capital or entitling to
debt securities with the cancellation of
preferential subscription rights
E.18 Issuance of common shares and securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stocks
contributed within the framework of public
exchange offers
E.19 Issuance of common shares or securities Mgmt For For
giving access to capital with the
cancellation of preferential subscription
rights, in consideration for stock
contribution up to 10% of capital
E.20 Overall limitation on issuance Mgmt For For
authorizations with the cancellation of
preferential subscription rights
E.21 Capital increase by incorporation of Mgmt For For
reserves or profits, share or contribution
premiums
E.22 Overall limitation on issuance Mgmt For For
authorizations with or without preferential
subscription rights
E.23 Authorization to be granted to the board of Mgmt For For
directors to carry out transactions
reserved for members of the company savings
plan of BNP Paribas group which may take
the form of capital increases and/or sales
of reserved stocks
E.24 Authorization to be granted to the board of Mgmt For For
directors to reduce capital by cancellation
of shares
E.25 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705161280
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: EGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411535.PDF
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411545.PDF
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 THAT THE CONTINUING CONNECTED TRANSACTIONS Mgmt For For
AND THE NEW CAP, AS DEFINED AND DESCRIBED
IN THE CIRCULAR DATED 31 DECEMBER 2013 TO
THE SHAREHOLDERS OF THE COMPANY, BE AND ARE
HEREBY CONFIRMED, APPROVED AND RATIFIED
--------------------------------------------------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LTD, HONG KONG Agenda Number: 705321898
--------------------------------------------------------------------------------------------------------------------------
Security: Y0920U103
Meeting Type: AGM
Meeting Date: 11-Jun-2014
Ticker:
ISIN: HK2388011192
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 303061 DUE TO ADDITION OF
RESOLUTIONS [I.E. 3.D AND 3.E]. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT NOTE THAT THE COMPANY NOTICE AND PROXY FORM Non-Voting
ARE AVAILABLE BY CLICKING ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411504.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523196.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0523/LTN20140523198.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0411/LTN20140411513.PDF
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
DIRECTORS AND OF THE AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.465 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2013
3.a TO RE-ELECT MR. TIAN GUOLI AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.b TO RE-ELECT MR. HE GUANGBEI AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.c TO RE-ELECT MR. LI ZAOHANG AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.d TO RE-ELECT MR. ZHU SHUMIN AS A DIRECTOR OF Mgmt For For
THE COMPANY
3.e TO RE-ELECT MR. YUE YI AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OR A DULY AUTHORISED COMMITTEE OF
THE BOARD TO DETERMINE THE REMUNERATION OF
THE AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY, NOT
EXCEEDING 20% OR, IN THE CASE OF ISSUE OF
SHARES SOLELY FOR CASH AND UNRELATED TO ANY
ASSET ACQUISITION, NOT EXCEEDING 5% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK SHARES IN THE
COMPANY, NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING THIS RESOLUTION
7 CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 Mgmt Against Against
AND 6, TO EXTEND THE GENERAL MANDATE
GRANTED BY RESOLUTION 5 BY ADDING THERETO
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY BOUGHT BACK UNDER THE GENERAL
MANDATE GRANTED PURSUANT TO RESOLUTION 6
8 TO APPROVE THE ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BOLIDEN AB, STOCKHOLM Agenda Number: 705105105
--------------------------------------------------------------------------------------------------------------------------
Security: W17218103
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: SE0000869646
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: Non-Voting
ANDERS ULLBERG
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES TOGETHER WITH THE CHAIRMAN
6 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITORS' REPORT AS WELL AS THE
CONSOLIDATED FINANCIAL STATEMENTS AND
AUDITORS' REPORT FOR THE GROUP
8 REPORT ON THE WORK OF THE BOARD OF Non-Voting
DIRECTORS, ITS REMUNERATION COMMITTEE AND
ITS AUDIT COMMITTEE
9 THE PRESIDENT'S ADDRESS Non-Voting
10 REPORT ON THE AUDIT WORK DURING 2013 Non-Voting
11 RESOLUTIONS REGARDING ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND BALANCE SHEET AS WELL
AS THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
12 RESOLUTION REGARDING APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND DETERMINATION OF
THE RECORD DAY FOR THE RIGHT TO RECEIVE
DIVIDEND: SEK 1,75 (4,00) PER SHARE
13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT
14 REPORT ON THE WORK OF THE NOMINATION Non-Voting
COMMITTEE
15 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: EIGHT BOARD MEMBERS AND
ONE REGISTERED ACCOUNTING FIRM AS AUDITOR
16 RESOLUTION ON FEES FOR THE BOARD OF Mgmt For For
DIRECTORS
17 ELECTION OF THE MEMBERS AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: MARIE BERGLUND, STAFFAN
BOHMAN, TOM ERIXON, LENNART EVRELL, ULLA
LITZEN, MICHAEL G:SON LOW, LEIF RONNBACK
AND ANDERS ULLBERG. THE NOMINATION
COMMITTEE ALSO PROPOSES RE-ELECTION OF
ANDERS ULLBERG AS CHAIRMAN OF THE BOARD OF
DIRECTORS
18 RESOLUTION ON FEES FOR THE AUDITOR Mgmt For For
19 RESOLUTION ON THE APPOINTMENT OF AUDITOR: Mgmt For For
ERNST & YOUNG
20 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
COMPENSATION FOR THE GROUP MANAGEMENT
21 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE: THE NOMINATION COMMITTEE
PROPOSES THAT HANS EK (SEB INVESTMENT
MANAGEMENT), LARS-ERIK FORSGARDH, FRANK
LARSSON (HANDELSBANKEN FONDER), ANDERS
OSCARSSON (AMF) AND ANDERS ULLBERG
(CHAIRMAN OF THE BOARD OF DIRECTORS) ARE
APPOINTED AS NEW NOMINATION COMMITTEE
MEMBERS
22 QUESTIONS Non-Voting
23 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
BORAL LTD Agenda Number: 704740326
--------------------------------------------------------------------------------------------------------------------------
Security: Q16969109
Meeting Type: AGM
Meeting Date: 31-Oct-2013
Ticker:
ISIN: AU000000BLD2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2 AND 4), YOU ACKNOWLEDGE THAT
YOU HAVE NOT OBTAINED BENEFIT NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH
THE VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3.1 Re-election of Director - Bob Every Mgmt For For
3.2 Re-election of Director - Eileen Doyle Mgmt For For
3.3 Re-election of Director - Richard Longes Mgmt For For
4 Award of rights to Mike Kane, CEO & Mgmt For For
Managing Director
--------------------------------------------------------------------------------------------------------------------------
BOUYGUES, PARIS Agenda Number: 705003806
--------------------------------------------------------------------------------------------------------------------------
Security: F11487125
Meeting Type: MIX
Meeting Date: 24-Apr-2014
Ticker:
ISIN: FR0000120503
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 09 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0305/201403051400518.pdf.PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0409/201404091401041.pdf AND CHANGE IN
RECORD DATE FROM 17 APR 14 TO 16 APR 14. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements and transactions for the
financial year ended on December 31, 2013
O.3 Allocation of income and setting the Mgmt For For
dividend
O.4 Approval of the regulated agreements and Mgmt Against Against
commitments
O.5 Renewal of term of Mr. Herve Le Bouc as Mgmt Against Against
Board member
O.6 Renewal of term of Mr. Helman le Pas de Mgmt For For
Secheval as Board member
O.7 Renewal of term of Mr. Nonce Paolini as Mgmt Against Against
Board member
O.8 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr. Martin
Bouygues for the 2013 financial year
O.9 Review and approval of the components of Mgmt For For
the compensation owed or paid to Mr.
Olivier Bouygues for the 2013 financial
year
O.10 Authorization granted to the Board of Mgmt Against Against
Directors to allow the Company to trade in
its own shares
E.11 Authorization granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of treasury shares of the
Company
E.12 Authorization granted to the Board of Mgmt Against Against
Directors to grant share subscription or
purchase options
E.13 Delegation of authority granted to the Mgmt Against Against
Board of Directors to issue share
subscription warrants during public
offering period involving shares of the
Company
E.14 Authorization granted to the Board of Mgmt Against Against
Directors to use the delegations and
authorizations to increase share capital
during public offering period involving
shares of the Company
E.15 Amendment to Article 13 of the bylaws to Mgmt For For
authorizing the appointment of Board
members representing employees
E.16 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 705009719
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 10-Apr-2014
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the annual report and accounts Mgmt For For
for the year ended 31 December 2013
2 To receive and approve the directors' Mgmt For For
remuneration report (other than the part
containing the directors' remuneration
policy referred to in resolution 3)
contained within the annual report and
accounts for the financial year ended 31
December 2013
3 To receive and approve the directors' Mgmt For For
remuneration policy in the directors'
remuneration report contained within the
annual report and accounts for the
financial year ended 31 December 2013
4 To re-elect Mr R W Dudley as a director Mgmt For For
5 To re-elect Mr I C Conn as a director Mgmt For For
6 To re-elect Dr B Gilvary as a director Mgmt For For
7 To re-elect Mr P M Anderson as a director Mgmt For For
8 To re-elect Admiral F L Bowman as a Mgmt For For
director
9 To re-elect Mr A Burgmans as a director Mgmt For For
10 To re-elect Mrs C B Carroll as a director Mgmt For For
11 To re-elect Mr G David as a director Mgmt For For
12 To re-elect Mr I E L Davis as a director Mgmt For For
13 To re-elect Professor Dame Ann Dowling as a Mgmt For For
director
14 To re-elect Mr B R Nelson as a director Mgmt For For
15 To re-elect Mr F P Nhleko as a director Mgmt For For
16 To re-elect Mr A B Shilston as a director Mgmt For For
17 To re-elect Mr C-H Svanberg as a director Mgmt For For
18 To reappoint Ernst & Young LLP as auditors Mgmt For For
from the conclusion of the meeting until
the conclusion of the next general meeting
before which accounts are laid and to
authorize the directors to fix the
auditors' remuneration
19 To approve the renewal of the BP Executive Mgmt For For
Directors' Incentive Plan (the 'plan'), the
principal terms of which are summarised in
the appendix to this notice of meeting and
a copy of which is produced to the meeting
initialled by the chairman for the purpose
of identification, for a further ten years,
and to authorize the directors to do all
acts and things that they may consider
necessary or expedient to carry the plan
into effect
20 To determine, in accordance with Article 93 Mgmt For For
of the company's articles of association,
that the remuneration of the directors
shall be such amount as the directors shall
decide not exceeding in aggregate GBP
5,000,000 per annum
21 To renew, for the period ending on the date Mgmt For For
of the annual general meeting in 2015 or 10
July 2015, whichever is the earlier, the
authority and power conferred on the
directors by the company's articles of
association to allot relevant securities up
to an aggregate nominal amount equal to the
Section 551 amount of USD3,076 million
22 To renew, for the period ending on the date Mgmt For For
of the annual general meeting in 2015 or 10
July 2015, whichever is the earlier, the
authority and power conferred on the
directors by the company's articles of
association to allot equity securities
wholly for cash: a. In connection with a
rights issue; and b. Otherwise than in
connection with a rights issue up to an
aggregate nominal amount equal to the
Section 561 amount of USD 231 million
23 To authorize the company generally and Mgmt For For
unconditionally to make market purchases
(as defined in Section 693(4) of the
Companies Act 2006) of ordinary shares with
nominal value of USD 0.25 each in the
company, provided that: a. The company
does not purchase under this authority more
than 1.8 billion ordinary shares; b. The
company does not pay less than USD 0.25 for
each share; and c. The company does not
pay more for each share than 5% over the
average of the middle market price of the
ordinary shares for the five business days
immediately preceding the date on which the
company agrees to buy the shares
concerned, based on share prices and
currency exchange rates published in the
Daily Official List of the London Stock
Exchange. In executing this authority, the
company may purchase shares using any
currency, including pounds CONTD
CONT CONTD sterling, US dollars and euros. This Non-Voting
authority shall continue for the period
ending on the date of the annual general
meeting in 2015 or 10 July 2015, whichever
is the earlier, provided that, if the
company has agreed before this date to
purchase ordinary shares where these
purchases will or may be executed after the
authority terminates (either wholly or in
part), the company may complete such
purchases
24 To authorize the calling of general Mgmt For For
meetings of the company (not being an
annual general meeting) by notice of at
least 14 clear days
CMMT 10 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO THE TEXT OF
RESOLUTIONS 21, 22 AND 23. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704724079
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: AGM
Meeting Date: 22-Oct-2013
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL "2" AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (2), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Remuneration Report Mgmt For For
3 To re-elect Mr Anthony Grant Froggatt to Mgmt For For
the Board of Brambles
4 To re-elect Mr David Peter Gosnell to the Mgmt For For
Board of Brambles
5 To re-elect Mr Christopher Luke Mayhew to Mgmt For For
the Board of Brambles
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN RECORD DATE. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704832612
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: OGM
Meeting Date: 03-Dec-2013
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 Capital Reduction Resolution Mgmt For For
2 Executive Benefits Resolution Mgmt Against Against
CMMT 11 NOV 2013: PLEASE NOTE THAT THE CAPITAL Non-Voting
REDUCTION AND THE GIVING OF BENEFITS AS
CONTEMPLATED BY THE EXECUTIVE BENEFITS
RESOLUTION ARE SUBJECT TO AND CONDITIONAL
ON THE SCHEME BECOMING EFFECTIVE. FURTHER,
THE SCHEME IS CONDITIONAL ON THE SCHEME
RESOLUTION BEING APPROVED AT THE SCHEME
MEETING AND THE CAPITAL REDUCTION
RESOLUTION BEING APPROVED AT THE GENERAL
MEETING, COURT APPROVAL AND SATISFACTION OR
WAIVER OF THE OTHER CONDITIONS PRECEDENT TO
THE SCHEME. IF ALL THE CONDITIONS PRECEDENT
TO THE SCHEME ARE NOT SATISFIED OR WAIVED
BY 30 APRIL 2014 (OR SUCH OTHER DATE
DETERMINED BY BRAMBLES), THEN THE SCHEME
WILL LAPSE AND BE OF NO EFFECT AND THE
DEMERGER WILL NOT PROCEED.THANK YOU
CMMT 11 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT.IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRAMBLES LTD, SYDNEY NSW Agenda Number: 704837725
--------------------------------------------------------------------------------------------------------------------------
Security: Q6634U106
Meeting Type: SCH
Meeting Date: 03-Dec-2013
Ticker:
ISIN: AU000000BXB1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That pursuant to, and in accordance with, Mgmt For For
section 411 of the Corporations Act 2001
(Cth), the scheme of arrangement proposed
between Brambles and the holders of its
ordinary shares as contained in and more
precisely described in the Scheme Book of
which the notice convening this meeting
forms part, is approved (with or without
modification as approved by the Federal
Court of Australia)
--------------------------------------------------------------------------------------------------------------------------
BRENNTAG AG, MUEHLHEIM/RUHR Agenda Number: 705265393
--------------------------------------------------------------------------------------------------------------------------
Security: D12459109
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: DE000A1DAHH0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT BY JUDGEMENT OF OLG Non-Voting
COLOGNE RENDERED ON JUNE 6, 2012, ANY
SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF
3 PERCENT OR MORE OF THE OUTSTANDING SHARE
CAPITAL MUST REGISTER UNDER THEIR
BENEFICIAL OWNER DETAILS BEFORE THE
APPROPRIATE DEADLINE TO BE ABLE TO VOTE.
FAILURE TO COMPLY WITH THE DECLARATION
REQUIREMENTS AS STIPULATED IN SECTION 21 OF
THE SECURITIES TRADE ACT (WPHG) MAY PREVENT
THE SHAREHOLDER FROM VOTING AT THE GENERAL
MEETINGS. THEREFORE, YOUR CUSTODIAN MAY
REQUEST THAT WE REGISTER BENEFICIAL OWNER
DATA FOR ALL VOTED ACCOUNTS WITH THE
RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE
FURTHER INFORMATION WHETHER OR NOT SUCH BO
REGISTRATION WILL BE CONDUCTED FOR YOUR
CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR
CSR.
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED Non-Voting
SHARES ARE NOT BLOCKED FOR TRADING PURPOSES
I.E. THEY ARE ONLY UNAVAILABLE FOR
SETTLEMENT. REGISTERED SHARES WILL BE
DEREGISTERED AT THE DEREGISTRATION DATE BY
THE SUB CUSTODIANS. IN ORDER TO
DELIVER/SETTLE A VOTED POSITION BEFORE THE
DEREGISTRATION DATE A VOTING INSTRUCTION
CANCELLATION AND DE-REGISTRATION REQUEST
NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN.
PLEASE CONTACT YOUR CSR FOR FURTHER
INFORMATION.
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 Non-Voting
JUN 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt No vote
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR 133,900,000
SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT
OF A DIVIDEND OF EUR 2.60 PER NO-PAR SHARE
EX-DIVIDEND AND PAYABLE DATE: JUNE 18, 2014
3. RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt No vote
MDS
4. RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt No vote
BOARD
5. APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt No vote
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2014 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS:
PRICEWATERHOUSECOOPERS AG, DUSSELDORF
6. RESOLUTION ON THE INCREASE OF THE SHARE Mgmt No vote
CAPITAL THROUGH THE COMPANY CAPITAL AS WELL
AS THE APPROPRIATE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION THE COMPANY'S SHARE
CAPITAL OF EUR 51,500,000 SHALL BE
INCREASED TO EUR 154,500,000 THROUGH THE
CONVERSION OF CAPITAL RESERVES OF EUR
103,000,000 AND THE CORRESPONDING ISSUE OF
103,000,000 NEW BEARER NO-PAR SHARES WITH
DIVIDEND ENTITLEMENT BEGINNING WITH THE
2014 FINANCIAL YEAR. THE NEW SHARES SHALL
BE ISSUED TO THE SHAREHOLDERS AT A RATIO OF
1:2
7. RESOLUTION ON THE CREATION OF NEW Mgmt No vote
AUTHORIZED CAPITAL AND THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION THE EXISTING
AUTHORIZED CAPITAL SHALL BE REVOKED. THE
BOARD OF MDS SHALL BE AUTHORIZED, WITH THE
CONSENT OF THE SUPERVISORY BOARD, TO
INCREASE THE SHARE CAPITAL BY UP TO EUR
77,250,000 THROUGH THE ISSUE OF UP TO
77,250,000 NEW BEARER NO-PAR SHARES AGAINST
CONTRIBUTIONS IN CASH AND/OR KIND ON OR
BEFORE JUNE 16, 2019. SHAREHOLDERS'
SUBSCRIPTION RIGHTS MAY BE EXCLUDED FOR A
CAPITAL INCREASE AGAINST CASH PAYMENT OF UP
TO 10 PERCENT OF THE SHARE CAPITAL IF THE
SHARES ARE ISSUED AT A PRICE NOT MATERIALLY
BELOW THE MARKET PRICE OF IDENTICAL SHARES,
FOR THE ISSUE OF EMPLOYEE SHARES, FOR A
CAPITAL INCREASE AGAINST PAYMENT IN KIND,
THE SATISFACTION OF OPTION AND/OR
CONVERSION RIGHTS, AND FOR RESIDUAL AMOUNTS
8. RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt No vote
CONVERTIBLE AND/OR WARRANT BONDS, THE
CREATION OF CONTINGENT CAPITAL, AND THE
CORRESPONDING AMENDMENT TO THE ARTICLES OF
ASSOCIATION THE EXISTING AUTHORIZATION
ADOPTED BY THE SHAREHOLDERS' MEETING OF
MARCH 19, 2010, TO ISSUE BONDS AND TO
CREATE A CORRESPONDING CONTINGENT CAPITAL
SHALL BE REVOKED. THE BOARD OF MDS SHALL BE
AUTHORIZED, WITH THE CONSENT OF THE
SUPERVISORY BOARD, TO ISSUE BONDS OF UP TO
EUR 2,000,000,000 CONFERRING CONVERSION
AND/OR OPTION RIGHTS FOR SHARES OF THE
COMPANY ON OR BEFORE JUNE 16, 2019.
SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE
EXCLUDED. THE COMPANY'S SHARE CAPITAL SHALL
BE INCREASED ACCORDINGLY BY UP TO EUR
25,750,000 THROUGH THE ISSUE OF UP TO
25,750,000 NEW REGISTERED NO-PAR SHARES,
INSOFAR AS CONVERSION AND/OR OPTION RIGHTS
ARE EXERCISED (CONTINGENT CAPITAL 2014)
9. AUTHORIZATION TO ACQUIRE OWN SHARES THE Mgmt No vote
COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN
SHARES OF UP TO 10 PERCENT OF THE COMPANY'S
SHARE CAPITAL, AT A PRICE DIFFERING NEITHER
MORE THAN 10 PERCENT FROM THE MARKET PRICE
OF THE SHARES ON OR BEFORE JUNE 30, 2019.
THE BOARD OF MDS SHALL BE AUTHORIZED TO
DISPOSE OF THE SHARES IN A MANNER OTHER
THAN THE STOCK EXCHANGE OR AN OFFER TO ALL
SHAREHOLDERS IF THE SHARES ARE SOLD AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, TO USE THE SHARES IN CONNECTION WITH
MERGERS AND ACQUISITIONS OR FOR SATISFYING
CONVERSION OR OPTION RIGHTS, AND TO RETIRE
THE SHARES.
10. APPROVAL OF THE AMENDMENTS TO THE EXISTING Mgmt No vote
PROFIT TRANSFER AGREEMENT WITH THE
COMPANY'S SUBSIDIARY BRENNTAG HOLDING GMBH
--------------------------------------------------------------------------------------------------------------------------
BRF SA, ITAJAI, SC Agenda Number: 704993511
--------------------------------------------------------------------------------------------------------------------------
Security: P1905C100
Meeting Type: AGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: BRBRFSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
1 To examine and vote on the management Mgmt For For
report, financial statements and other
documents related to the fiscal year that
ended on December 31, 2013, and to decide
regarding the allocation of the result
2 To ratify the distribution of remuneration Mgmt For For
to the shareholders, in accordance with
that which was resolved on by the board of
directors
3 To elect the Fiscal Council members. Votes Mgmt For For
in Groups of candidates only: Titular:
Attilio Guaspari, Susana Hanna Stiphan
Jabra and Decio Magno Andrade Stochiero.
Substitute: Agenor Azevedo dos Santos,
Paola Rocha Ferreira and Tarcisio Luiz
Silva Fontenele
CMMT 11 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF NOMINEE NAMES IN
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRF SA, ITAJAI, SC Agenda Number: 704995591
--------------------------------------------------------------------------------------------------------------------------
Security: P1905C100
Meeting Type: EGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: BRBRFSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 To amend the corporate bylaws to add to Mgmt For For
item D and to insert an item L in article
3, sole paragraph, making adjustments to
the list of activities in support of the
corporate purpose that can be conducted by
the company
2 To amend the corporate bylaws to adjust the Mgmt For For
wording of article 18, item 11, of article
26, and to insert an article 27, as a
result of the creation of the bylaws audit
committee
3 To amend the corporate bylaws to adjust the Mgmt For For
wording of article 20, main part and
paragraph 3, and of article 21, items 1, 2
and 3 and of articles 23 and 24 and their
paragraphs to reflect the change of the
position of global chief executive officer
4 To amend the corporate bylaws to redefine Mgmt For For
the numbering and chapters and articles as
a result of the bylaws amendments mentioned
above, in accordance with the proposal from
management
--------------------------------------------------------------------------------------------------------------------------
BRF SA, ITAJAI, SC Agenda Number: 704995604
--------------------------------------------------------------------------------------------------------------------------
Security: P1905C100
Meeting Type: EGM
Meeting Date: 03-Apr-2014
Ticker:
ISIN: BRBRFSACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A Non-Voting
VOTE TO ELECT A MEMBER MUST INCLUDE THE
NAME OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM IS
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU.
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU.
1 To ratify the appointment of a member of Mgmt For For
the board of directors who was elected at a
meeting of the board of directors
2 To establish the annual and aggregate Mgmt For For
compensation of the managers and of the
fiscal council
3 To approve the amendment of the stock Mgmt For For
option plan
4 To approve the stock option performance Mgmt Against Against
plan
--------------------------------------------------------------------------------------------------------------------------
BRIDGESTONE CORPORATION Agenda Number: 704992622
--------------------------------------------------------------------------------------------------------------------------
Security: J04578126
Meeting Type: AGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: JP3830800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
4 Approve Details of Compensation as Stock Mgmt For For
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 705060503
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Remuneration Policy Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Final Dividend Mgmt For For
5 Re-appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Re-elect Richard Burrows as Director Mgmt For For
8 Re-elect Karen de Segundo as Director Mgmt For For
9 Re-elect Nicandro Durante as Director Mgmt For For
10 Re-elect Ann Godbehere as Director Mgmt For For
11 Re-elect Christine Morin-Postel as Director Mgmt For For
12 Re-elect Gerry Murphy as Director Mgmt For For
13 Re-elect Kieran Poynter as Director Mgmt For For
14 Re-elect Ben Stevens as Director Mgmt For For
15 Re-elect Richard Tubb as Director Mgmt For For
16 Elect Savio Kwan as Director Mgmt For For
17 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
18 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary Mgmt For For
Shares
20 Approve EU Political Donations and Mgmt For For
Expenditure
21 Authorise the Company to Call EGM with Two Mgmt For For
Weeks' Notice
--------------------------------------------------------------------------------------------------------------------------
BROTHER INDUSTRIES,LTD. Agenda Number: 705343046
--------------------------------------------------------------------------------------------------------------------------
Security: 114813108
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3830000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Mgmt For For
1.2 Appoint a Director Mgmt For For
1.3 Appoint a Director Mgmt For For
1.4 Appoint a Director Mgmt For For
1.5 Appoint a Director Mgmt For For
1.6 Appoint a Director Mgmt For For
1.7 Appoint a Director Mgmt For For
1.8 Appoint a Director Mgmt For For
1.9 Appoint a Director Mgmt For For
1.10 Appoint a Director Mgmt For For
1.11 Appoint a Director Mgmt For For
2 Approve Payment of Performance-based Mgmt For For
Compensation to Directors
--------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC, LONDON Agenda Number: 704532856
--------------------------------------------------------------------------------------------------------------------------
Security: G16612106
Meeting Type: AGM
Meeting Date: 17-Jul-2013
Ticker:
ISIN: GB0030913577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Report and accounts Mgmt For For
2 Remuneration report Mgmt For For
3 Final dividend Mgmt For For
4 Re-elect Sir Michael Rake Mgmt For For
5 Re-elect Ian Livingston Mgmt For For
6 Re-elect Tony Chanmugam Mgmt For For
7 Re-elect Gavin Patterson Mgmt For For
8 Re-elect Tony Ball Mgmt For For
9 Re-elect the Rt Hon Patricia Hewitt Mgmt For For
10 Re-elect Phil Hodkinson Mgmt For For
11 Re-elect Karen Richardson Mgmt For For
12 Re-elect Nick Rose Mgmt For For
13 Re-elect Jasmine Whitbread Mgmt For For
14 Auditors re-appointment: Mgmt For For
PricewaterhouseCoopers LLP
15 Auditors remuneration Mgmt For For
16 Authority to allot shares Mgmt For For
17 Authority to allot shares for cash Mgmt For For
18 Authority to purchase own shares Mgmt For For
19 14 days notice of meetings Mgmt For For
20 Political donations Mgmt For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
RECEIPT OF AUDITOR NAME. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
BURBERRY GROUP PLC Agenda Number: 704614278
--------------------------------------------------------------------------------------------------------------------------
Security: G1699R107
Meeting Type: AGM
Meeting Date: 12-Jul-2013
Ticker:
ISIN: GB0031743007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the audited accounts for the Mgmt For For
year ended 31 March 2013 together with the
Directors and Auditors reports
2 To approve the Directors Remuneration Mgmt For For
Report for the year ended 31 March 2013
3 To declare a final dividend of 21.0p per Mgmt For For
Ordinary Share for the year ended 31 March
2013
4 To re-elect Sir John Peace as a director of Mgmt For For
the Company
5 To re-elect Angela Ahrendts as a director Mgmt For For
of the Company
6 To re-elect Philip Bowman as a director of Mgmt For For
the Company
7 To re-elect Ian Carter as a director of the Mgmt For For
Company
8 To re-elect Stephanie George as a director Mgmt For For
of the Company
9 To re-elect John Smith as a director of the Mgmt For For
Company
10 To re-elect David Tyler as a director of Mgmt For For
the Company
11 To elect Carol Fairweather as a director of Mgmt For For
the Company
12 To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors of the Company
13 To authorise the Audit Committee of the Mgmt For For
Company to determine the Auditors
remuneration
14 To authorise political donations and Mgmt For For
expenditure by the Company and its
subsidiaries
15 To authorise the directors to allot shares Mgmt For For
16 To renew the directors authority to Mgmt For For
disapply pre-emption rights
17 To authorise the Company to purchase its Mgmt For For
own ordinary shares
18 To authorise the directors to call general Mgmt For For
meetings other than an annual general
meeting on not less than 14 clear days'
notice
--------------------------------------------------------------------------------------------------------------------------
BUWOG AG, WIEN Agenda Number: 705237041
--------------------------------------------------------------------------------------------------------------------------
Security: A1R56Z103
Meeting Type: EGM
Meeting Date: 15-May-2014
Ticker:
ISIN: AT00BUWOG001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2.1 ELECTION TO THE SUPERVISORY BOARD: INCREASE Mgmt For For
OF THE NUMBER OF SUPERVISORY BOARD MEMBERS
(FROM 4 TO 5 MEMBERS)
2.2 ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt For For
VITUS ECKERT
2.3 ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt For For
EDUARD ZEHETNER
2.4 ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt For For
VOLKER RIEBEL
2.5 ELECTION TO THE SUPERVISORY BOARD: MR. Mgmt For For
KLAUS HUBNER
2.6 ELECTION TO THE SUPERVISORY BOARD: Mgmt Against Against
CANDIDATE PROPOSED BY THE SHAREHOLDERS,
SUPPORTED BY THE SUPERVISORY BOARD
3 AUTHORISATION OF THE EXECUTIVE BOARD IN Mgmt For For
RELATION TO THE ACQUISITION AND SALE OF
TREASURY SHARES
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD, SHENZHEN Agenda Number: 705233928
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429021.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0429/LTN20140429019.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2013
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2013
4 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2013 AND THE
SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2013
6 TO APPOINT PRC AUDITOR, PRC INTERNAL Mgmt For For
CONTROL AUDIT INSTITUTION AND AUDITOR
OUTSIDE PRC FOR THE FINANCIAL YEAR OF 2014
AND TO HOLD OFFICE UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY, AND TO AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO DETERMINE THEIR
REMUNERATION
7 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEE BY THE GROUP
8 TO CONSIDER AND APPROVE THE COMPANY AND Mgmt Against Against
SUBSIDIARIES CONTROLLED BY THE COMPANY TO
PROVIDE GUARANTEE TO THE LEASING COMPANY IN
RESPECT OF SALES OF NEW ENERGY VEHICLES,
NEW ENERGY FORKLIFTS AND NEW TECHNOLOGICAL
PRODUCTS
9 TO CONSIDER AND APPROVE THE ESTIMATED CAPS Mgmt Against Against
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2014
10 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt Against Against
THE BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE H SHARES
ALLOTTED, ISSUED AND DEALT WITH OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE
ALLOTTED, ISSUED OR DEALT WITH BY THE BOARD
PURSUANT TO THE GENERAL MANDATE SHALL NOT
EXCEED 20 PER CENT OF THE TOTAL H SHARES IN
ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE IS SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, UNDER THE APPLICABLE LAW (INCLUDING
BUT WITHOUT LIMITATION TO THE COMPANY LAW
OF THE PRC AND THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED); (III) THAT THE
GENERAL MANDATE SHALL REMAIN VALID UNTIL
THE CONTD
CONT CONTD EARLIEST OF (X) THE CONCLUSION OF THE Non-Voting
NEXT ANNUAL GENERAL MEETING OF THE COMPANY;
OR (Y) THE EXPIRATION OF A 12-MONTH PERIOD
FOLLOWING THE PASSING OF THIS RESOLUTION;
OR (Z) THE DATE ON WHICH THE AUTHORITY SET
OUT IN THIS RESOLUTION IS REVOKED OR VARIED
BY A SPECIAL RESOLUTION OF THE SHAREHOLDERS
OF THE COMPANY IN A GENERAL MEETING; AND
(B) THE AUTHORISATION TO THE BOARD TO
APPROVE, EXECUTE AND DO OR PROCURE TO BE
EXECUTED AND DONE, ALL SUCH DOCUMENTS,
DEEDS AND THINGS AS IT MAY CONSIDER
NECESSARY IN CONNECTION WITH THE ALLOTMENT
AND ISSUE OF ANY NEW SHARES PURSUANT TO THE
EXERCISE OF THE GENERAL MANDATE REFERRED TO
IN PARAGRAPH (A) OF THIS RESOLUTION
11 TO CONSIDER AND APPROVE A GENERAL AND Mgmt Against Against
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED ("BYD ELECTRONIC") TO ALLOT, ISSUE
AND OTHERWISE DEAL WITH NEW SHARES OF BYD
ELECTRONIC NOT EXCEEDING 20 PER CENT. OF
THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED
SHARE CAPITAL OF BYD ELECTRONIC
--------------------------------------------------------------------------------------------------------------------------
CALBEE,INC. Agenda Number: 705359049
--------------------------------------------------------------------------------------------------------------------------
Security: J05190103
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3220580009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
4.4 Appoint a Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
6 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Corporate Auditors
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors and Senior Executive Officers
--------------------------------------------------------------------------------------------------------------------------
CALTEX AUSTRALIA LTD Agenda Number: 705118784
--------------------------------------------------------------------------------------------------------------------------
Security: Q19884107
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: AU000000CTX1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 5 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
5 REMUNERATION REPORT Mgmt For For
6.a RE-ELECTION OF MR GREIG GAILEY Mgmt For For
6.b ELECTION OF MR BRUCE MORGAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 704992482
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Outside Directors
3.1 Appoint a Director Mgmt Against Against
3.2 Appoint a Director Mgmt Against Against
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt Against Against
3.5 Appoint a Director Mgmt Against Against
3.6 Appoint a Director Mgmt Against Against
3.7 Appoint a Director Mgmt Against Against
3.8 Appoint a Director Mgmt Against Against
3.9 Appoint a Director Mgmt Against Against
3.10 Appoint a Director Mgmt Against Against
3.11 Appoint a Director Mgmt Against Against
3.12 Appoint a Director Mgmt Against Against
3.13 Appoint a Director Mgmt Against Against
3.14 Appoint a Director Mgmt Against Against
3.15 Appoint a Director Mgmt Against Against
3.16 Appoint a Director Mgmt Against Against
3.17 Appoint a Director Mgmt Against Against
3.18 Appoint a Director Mgmt Against Against
3.19 Appoint a Director Mgmt Against Against
4.1 Appoint a Corporate Auditor Mgmt For For
4.2 Appoint a Corporate Auditor Mgmt For For
4.3 Appoint a Corporate Auditor Mgmt Against Against
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAP GEMINI SA, PARIS Agenda Number: 705034522
--------------------------------------------------------------------------------------------------------------------------
Security: F13587120
Meeting Type: MIX
Meeting Date: 07-May-2014
Ticker:
ISIN: FR0000125338
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 18 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0314/201403141400625.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0418/201404181401224.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Review and approval of the corporate Mgmt For For
financial statements for the financial year
ended on December 31, 2013
O.2 Review and approval of the consolidated Mgmt For For
financial statements for the financial year
ended on December 31, 2013
O.3 Regulated agreements Mgmt For For
O.4 Allocation of income and dividend of EUR Mgmt For For
1.10 per share
O.5 Review of the compensation owed or paid to Mgmt For For
Mr. Paul Hermelin, CEO for the 2013
financial year
O.6 Renewal of term of the company Mgmt For For
PricewaterhouseCoopers Audit as principal
Statutory Auditor
O.7 Renewal of term of the company KPMG SA as Mgmt For For
principal Statutory Auditor
O.8 Appointment of Mr. Jean-Christophe Mgmt For For
Georghiou as deputy Statutory Auditor
O.9 Appointment of the company KPMG Audit I.S. Mgmt For For
SAS as deputy Statutory Auditor
O.10 Ratification of the appointment of Mrs. Mgmt For For
Anne Bouverot as Board member
O.11 Renewal of term of Mr. Serge Kampf as Board Mgmt For For
member
O.12 Renewal of term of Mr. Paul Hermelin as Mgmt For For
Board member
O.13 Renewal of term of Mr. Yann Delabriere as Mgmt For For
Board member
O.14 Renewal of term of Mrs. Laurence Dors as Mgmt For For
Board member
O.15 Renewal of term of Mr. Phil Laskawy as Mgmt For For
Board member
O.16 Appointment of Mr. Xavier Musca as Board Mgmt For For
member
O.17 Renewal of term of Mr. Bruno Roger as Board Mgmt For For
member
O.18 Appointment of Mrs. Caroline Mgmt For For
Watteeuw-Carlisle as Board member
O.19 Authorization to implement a share buyback Mgmt For For
program allowing the Company to repurchase
its own shares for an 18-month period for a
maximum amount of Euros 1,100 million and
at a maximum price of Euros 75 per share
E.20 Authorization granted to the Board of Mgmt For For
Directors for a 24-month period to cancel
shares held by the Company or shares that
the Company may come to hold as part of the
share buyback program and to reduce capital
as a consequence
E.21 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase capital by a maximum amount of
Euros 1.5 billion by incorporation of
reserves or premiums
E.22 Setting the overall limitations on the Mgmt For For
delegations of authority referred to in the
next seven resolutions
E.23 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
issue common shares and/or securities
giving access to capital of the Company or
entitling to the allotment of debt
securities while maintaining shareholders'
preferential subscription rights
E.24 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
issue common shares and/or securities
giving access to capital of the Company or
entitling to the allotment of debt
securities via public offering with
cancellation of shareholders' preferential
subscription rights
E.25 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
issue common shares and/or securities
giving access to capital of the Company or
entitling to the allotment of debt
securities via private placement with
cancellation of shareholders' preferential
subscription rights
E.26 Authorization granted to the Board of Mgmt For For
Directors for a 26-month period to set the
issue price according to the terms
established by the General Meeting up to
10% of the share capital per period of 12
months, in case of issuance of common
shares of the Company or securities
entitling to common shares of the Company
with cancellation of shareholders'
preferential subscription rights
E.27 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
increase the number of securities to be
issued in case of capital increase with or
without shareholders' preferential
subscription rights as part of the
over-allotment options in the event the
subscription requests exceed the number of
shares offered
E.28 Delegation of authority granted to the Mgmt For For
Board of Directors for a 26-month period to
issue common shares or securities giving
access to capital of the Company, in
consideration for in-kind contributions
comprised of equity securities or
securities giving access to capital up to
10% of share capital
E.29 Delegation of authority granted to the Mgmt For For
Board of Directors to issue common shares
and/or securities giving access to capital
of the Company or provided the first
security is a share, entitling to the
allotment of debt securities, in
consideration for shares tendered in any
public exchange offer initiated by the
Company
E.30 Delegation of powers granted to the Board Mgmt For For
of Directors for a 26-month period to issue
common shares and/or securities giving
access to capital with cancellation of
shareholders' preferential subscription
rights in favor of members of Capgemini
Group company savings plans for a maximum
amount of Euros 48 million at a price set
pursuant to the provisions of the Code of
Labor
E.31 Delegation of powers granted to the Board Mgmt For For
of Directors for a 18-month period to carry
out a capital increase with cancellation of
shareholders' preferential subscription
rights in favor of employees of certain
foreign subsidiaries under similar terms as
those referred to in the previous
resolution
E.32 Amendment to Article 11, Paragraph 2 of the Mgmt For For
bylaws regarding the minimum number of
shares held by each director
E.33 The General Meeting, having satisfied the Mgmt For For
quorum and majority required for Ordinary
General Meetings gives powers to the bearer
of a copy or an extract of the minutes of
this Meeting to carry out all legal
formalities
--------------------------------------------------------------------------------------------------------------------------
CAP SA Agenda Number: 705091762
--------------------------------------------------------------------------------------------------------------------------
Security: P25625107
Meeting Type: OGM
Meeting Date: 15-Apr-2014
Ticker:
ISIN: CLP256251073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO VOTE REGARDING THE ANNUAL REPORT AND THE Mgmt For For
FINANCIAL STATEMENTS FROM THE 2013 FISCAL
YEAR, TO TAKE COGNIZANCE OF THE STATUS OF
THE COMPANY AND THE REPORTS FROM THE
OUTSIDE AUDITORS
2 DIVIDEND POLICY AND DISTRIBUTION Mgmt For For
3 DESIGNATION OF OUTSIDE AUDITORS Mgmt For For
4 ELECTION OF THE BOARD OF DIRECTORS Mgmt Against Against
5 COMPENSATION FOR THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS
6 ANNUAL MANAGEMENT REPORT FROM THE COMMITTEE Mgmt For For
OF DIRECTORS, COMPENSATION OF ITS MEMBERS
AND EXPENSE BUDGET FOR THE FUNCTIONING OF
THAT COMMITTEE
7 APPOINTMENT OF RISK RATING AGENCIES Mgmt For For
8 OTHER MATTERS OF CORPORATE INTEREST THAT Mgmt Against Against
ARE WITHIN THE AUTHORITY OF THE GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD Agenda Number: 705038431
--------------------------------------------------------------------------------------------------------------------------
Security: Y1122V105
Meeting Type: AGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: SG1Z05950543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 Adoption of Directors' Report, Audited Mgmt For For
Financial Statements and Auditors' Report
for the year ended 31 December 2013
2 Declaration of Final Dividend of SGD 0.0175 Mgmt For For
per share
3 Approval of Directors' Fees of SGD Mgmt For For
1,496,778
4.a Re-election of Tan Sri Amirsham A Aziz as Mgmt Against Against
Director
4.b Re-election of Mr Lim Tse Ghow Olivier as Mgmt For For
Director
4.c Re-election of Mr Lim Beng Chee as Director Mgmt For For
5 Re-appointment of Messrs KPMG LLP as Mgmt For For
Auditors and authorise the Directors to fix
the Auditors' remuneration
6 Authority for Directors to issue shares and Mgmt For For
to make or grant instruments convertible
into shares
7 Authority for Directors to grant awards, Mgmt Against Against
and to allot and issue shares, pursuant to
the CapitaMalls Asia Performance Share Plan
and the CapitaMalls Asia Restricted Stock
Plan
8 Authority for Directors to allot and issue Mgmt For For
shares pursuant to the CapitaMalls Asia
Dividend Reinvestment Scheme
--------------------------------------------------------------------------------------------------------------------------
CAPITAMALLS ASIA LTD Agenda Number: 705038443
--------------------------------------------------------------------------------------------------------------------------
Security: Y1122V105
Meeting Type: EGM
Meeting Date: 17-Apr-2014
Ticker:
ISIN: SG1Z05950543
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 Renewal of Share Purchase Mandate Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARLSBERG AS, COPENHAGEN Agenda Number: 704982126
--------------------------------------------------------------------------------------------------------------------------
Security: K36628137
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: DK0010181759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.J AND 7. THANK
YOU.
1 Proposal from the Supervisory Board that Mgmt For For
the annual reports of the Company be
prepared in English only
2 Report on the activities of the company in Non-Voting
the past year
3 Presentation of the audited Annual Report Mgmt For For
for approval and resolution to discharge
the Supervisory Board and the Executive
Board from their obligations
4 Board recommendations regarding the Mgmt For For
distribution of profit, including
declaration of dividends
5.a Approval of the Remuneration Policy for the Mgmt For For
Supervisory Board and the Executive Board
of Carlsberg A/S, including general
guidelines for incentive programmes for the
Executive Board
5.b Approval of the Supervisory Board Mgmt For For
remuneration for 2014
5.c Proposal from the Supervisory Board Mgmt Against Against
regarding acquisition of treasury shares
5.D.i PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal to attach
supplementary financial information to the
notice convening the Annual General Meeting
5D.ii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
company announcements including annual
reports and quarterly statements at all
times be available in Danish on the
Company's website for at least five years
5Diii PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that the
annual reports and quarterly statements be
accessible on the Company's website with
maximum 2-3 links from the front page and
that the links are in Danish and easily
accessible
5D.iv PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL. Proposal from
shareholder Kjeld Beyer: Proposal that
refreshments in connection with the Annual
General Meeting match the outlook for the
coming year
6.a Re-election of Flemming Besenbacher to the Mgmt For For
Supervisory Board
6.b Re-election of Jess Soderberg to the Mgmt For For
Supervisory Board
6.c Re-election of Lars Stemmerik to the Mgmt For For
Supervisory Board
6.d Re-election of Richard Burrows to the Mgmt For For
Supervisory Board
6.e Re-election of Cornelis (Kees) Job van der Mgmt For For
Graaf to the Supervisory Board
6.f Re-election of Donna Cordner to the Mgmt For For
Supervisory Board
6.g Re-election of Elisabeth Fleuriot to the Mgmt For For
Supervisory Board
6.h Re-election of Soren-Peter Fuchs Olesen to Mgmt For For
the Supervisory Board
6.i Re-election of Nina Smith to the Mgmt For For
Supervisory Board
6.j Election of Carl Bache to the Supervisory Mgmt For For
Board
7 Election of Auditor (KPMG 2014 P/S) Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARREFOUR SA, PARIS Agenda Number: 705013047
--------------------------------------------------------------------------------------------------------------------------
Security: F13923119
Meeting Type: MIX
Meeting Date: 15-Apr-2014
Ticker:
ISIN: FR0000120172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 31 MAR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0310/201403101400569.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0331/201403311400870.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year 2013
O.3 Allocation of income and setting of the Mgmt For For
dividend
O.4 Approval of the regulated agreements Mgmt Against Against
pursuant to Articles L.225-38 and seq. of
the Commercial Code
O.5 Advisory notice on the compensation due or Mgmt Against Against
allocated for the financial year 2013 to
Mr. Georges Plassat, president and chief
executive officer
O.6 Ratification of the cooptation of Mr. Mgmt For For
Thomas J. Barrack Jr. as Board Member
O.7 Renewal of term of Mr. Amaury de Seze as Mgmt For For
Board Member
O.8 Renewal of term of Mr. Bernard Arnault as Mgmt For For
Board Member
O.9 Renewal of term of Mr. Jean-Laurent Bonnafe Mgmt For For
as Board Member
O.10 Renewal of term of Mr. Rene Brillet as Mgmt For For
Board Member
O.11 Authorization granted for 18 months to the Mgmt For For
Board of Directors to operate on the shares
of the Company
E.12 Modification of Article 16 of the bylaws Mgmt For For
E.13 Authorization granted for 24 months to the Mgmt For For
Board of Directors to decrease the share
capital via cancellation of shares
--------------------------------------------------------------------------------------------------------------------------
CASINO GUICHARD PERRACHON, SAINT ETIENNE Agenda Number: 705086393
--------------------------------------------------------------------------------------------------------------------------
Security: F14133106
Meeting Type: MIX
Meeting Date: 06-May-2014
Ticker:
ISIN: FR0000125585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 16 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400799.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0416/201404161401152.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31st, 2013
O.3 Allocation of income for the financial Mgmt For For
year-Setting the dividend
O.4 Review of the compensation owed or paid to Mgmt For For
Mr. Jean-Charles Naouri, President and CEO
during the financial year ended on December
31st, 2013
O.5 Renewal of term of Mr. Gerald de Mgmt For For
Roquemaurel as Board member
O.6 Renewal of term of Mr. David de Rothschild Mgmt Against Against
as Board member
O.7 Renewal of term of Mr. Frederic Mgmt For For
Saint-Geours as Board member
O.8 Renewal of term of the company Euris as Mgmt Against Against
Board member
O.9 Renewal of term of the company Fonciere Mgmt Against Against
Euris as Board member
O.10 Authorization to allow the Company to Mgmt For For
purchase its own shares
E.11 Merger by absorption of the company Chalin Mgmt For For
E.12 Merger by absorption of the company Codival Mgmt For For
E.13 Merger by absorption of the company Damap's Mgmt For For
E.14 Merger by absorption of the company Faclair Mgmt For For
E.15 Merger by absorption of the company Keran Mgmt For For
E.16 Merger by absorption of the company Mapic Mgmt For For
E.17 Merger by absorption of the company Matal Mgmt For For
E.18 Acknowledgement of the capital increase as Mgmt For For
a result of the aforementioned mergers and
amendment to Article 6 of the bylaws
E.19 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CASIO COMPUTER CO.,LTD. Agenda Number: 705352095
--------------------------------------------------------------------------------------------------------------------------
Security: J05250139
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3209000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow Any Director Mgmt For For
designated by the Board of Directors in
advance to Convene and Chair a Shareholders
Meeting, Approve Minor Revisions,
Eliminate the Articles Related to Directors
with Title
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt For For
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING COMPANY LTD Agenda Number: 705276384
--------------------------------------------------------------------------------------------------------------------------
Security: Y11654103
Meeting Type: AGM
Meeting Date: 06-Jun-2014
Ticker:
ISIN: TW0002882008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD1. 5 PER SHARE (AMENDED)
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND:50 FOR
1,000 SHS HELD (NEW)
B.4 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.5 THE PROPOSAL OF LONG-TERM CAPITAL INJECTION Mgmt For For
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD, HONG KONG Agenda Number: 704874177
--------------------------------------------------------------------------------------------------------------------------
Security: Y11757104
Meeting Type: EGM
Meeting Date: 31-Dec-2013
Ticker:
ISIN: HK0293001514
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1202/LTN20131202843.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1202/LTN20131202807.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 That the entering into of the Framework Mgmt For For
Agreement by the Company (a copy of which
agreement has been produced to the meeting
and signed by the chairman of the meeting
for the purpose of identification), its
term, the Transactions and the annual caps
set out below be and are hereby approved
(terms defined in the circular to
shareholders of the Company dated 3rd
December 2013 having the same meanings when
used in this resolution): Amounts payable
by the Cathay Pacific Group to the HAECO
Group (including HXITM): as specified,
Amounts payable by the HAECO Group
(including HXITM) to the Cathay Pacific
Group: as specified
--------------------------------------------------------------------------------------------------------------------------
CATHAY PACIFIC AIRWAYS LTD, HONG KONG Agenda Number: 705095152
--------------------------------------------------------------------------------------------------------------------------
Security: Y11757104
Meeting Type: AGM
Meeting Date: 14-May-2014
Ticker:
ISIN: HK0293001514
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402667.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0402/LTN20140402709.pdf
1.A TO RE-ELECT WILLIAM EDWARD JAMES BARRINGTON Mgmt Against Against
AS A DIRECTOR
1.B TO RE-ELECT CHU KWOK LEUNG IVAN AS A Mgmt For For
DIRECTOR
1.C TO RE-ELECT JAMES WYNDHAM JOHN Mgmt Against Against
HUGHES-HALLETT AS A DIRECTOR
1.D TO RE-ELECT JOHN ROBERT SLOSAR AS A Mgmt For For
DIRECTOR
1.E TO RE-ELECT MERLIN BINGHAM SWIRE AS A Mgmt Against Against
DIRECTOR
1.F TO ELECT RUPERT BRUCE GRANTHAM TROWER HOGG Mgmt Against Against
AS A DIRECTOR
1.G TO ELECT SONG ZHIYONG AS A DIRECTOR Mgmt Against Against
2 TO REAPPOINT KPMG AS AUDITORS AND TO Mgmt For For
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO GRANT A GENERAL MANDATE FOR SHARE Mgmt For For
BUY-BACK
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE AND DISPOSE OF ADDITIONAL SHARES
IN THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CEMEX SAB DE CV, GARZA GARCIA Agenda Number: 704955799
--------------------------------------------------------------------------------------------------------------------------
Security: P2253T133
Meeting Type: EGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: MXP225611567
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal to broaden the corporate purposes Mgmt Against Against
of the company, with the consequent
rewording of article two, 2, of the
corporate bylaws, and authorization to
carry out the certification of the
corporate bylaws
II Designation of the person or people charged Mgmt Against Against
with formalizing the resolutions that are
passed
--------------------------------------------------------------------------------------------------------------------------
CEMEX SAB DE CV, GARZA GARCIA Agenda Number: 704955991
--------------------------------------------------------------------------------------------------------------------------
Security: P2253T133
Meeting Type: AGM
Meeting Date: 20-Mar-2014
Ticker:
ISIN: MXP225611567
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Presentation of the report of the chief Mgmt For For
executive officer, including the financial
statements, income statement, cash flow
statement and changes in capital, and the
report of the board of directors for the
2013 fiscal year, in accordance with that
which is established by the securities
markets law, its discussion and if deemed
appropriate, its approval, after taking
knowledge of the opinion of the board of
directors on the report of the chief
executive officer, the reports of the audit
and corporate practices committees, and the
report on the accounting policies and
criterion adopted, and the report on the
review of the fiscal situation of the
company
II Resolution concerning the project for the Mgmt For For
allocation of profits
III Proposal to increase the corporate stock in Mgmt For For
its variable part through the: a.
capitalization with a charge against
retained profits b. the issuance of
treasury shares to preserve the rights of
the current shareholders as a result of the
issuance of convertible notes previously
carried out by the company
IV Appointment of members of the board of Mgmt Against Against
director's and members and president of the
audit, corporate practices and finance
committees
V Remuneration of the members of the board of Mgmt For For
directors and of the audit, corporate
practices and finance committees
VI Designation of the person or people charged Mgmt For For
with formalizing the resolutions that are
passed
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD SA Agenda Number: 705138596
--------------------------------------------------------------------------------------------------------------------------
Security: P2205J100
Meeting Type: EGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: CL0000000100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE DETERMINATION OF THE PLACEMENT PRICE OF Mgmt Against Against
THE SHARES RESERVED FOR EXECUTIVE
COMPENSATION PLANS IN THE SHARE CAPITAL
INCREASE THAT WAS RESOLVED ON AT THE 20TH
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS, WHICH WAS HELD ON APRIL 29,
2011, OR FAILING THIS, TO DELEGATE THIS
AUTHORITY TO THE BOARD OF DIRECTORS
2 THE OTHER RESOLUTIONS THAT MAY BE NECESSARY Mgmt Against Against
TO BRING ABOUT THAT WHICH IS DEFINITIVELY
RESOLVED ON BY THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD SA Agenda Number: 705134334
--------------------------------------------------------------------------------------------------------------------------
Security: P2205J100
Meeting Type: OGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: CL0000000100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 EXAMINATION OF THE STATUS OF THE COMPANY Mgmt For For
AND THE APPROVAL OF THE ANNUAL REPORT,
BALANCE SHEET AND FINANCIAL STATEMENTS FROM
THE FISCAL YEAR THAT ENDED ON DECEMBER 31,
2013, AND OF THE REPORTS FROM THE OUTSIDE
AUDITING FIRM FOR THE SAME FISCAL YEAR
2 DISTRIBUTION OF PROFIT FROM THE 2013 FISCAL Mgmt Against Against
YEAR AND PAYMENT OF DIVIDENDS, WITH THE
BOARD OF DIRECTORS PROPOSING THE PAYMENT OF
THE AMOUNT OF CLP 20.59906 PER SHARE AND
THAT THIS PAYMENT BE MADE BEGINNING ON MAY
14, 2014
3 PRESENTATION OF THE DIVIDEND POLICY Mgmt Abstain Against
4 ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FOR 2014
5 ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE COMMITTEE OF DIRECTORS AND
THE EXPENSE BUDGET FOR ITS OPERATION AND
THAT FOR ITS ADVISERS FOR 2014
6 INFORMATION REGARDING THE EXPENSES OF THE Mgmt Abstain Against
BOARD OF DIRECTORS AND OF THE COMMITTEE OF
DIRECTORS DURING THE 2013 FISCAL YEAR
7 DESIGNATION OF AN OUTSIDE AUDITING FIRM FOR Mgmt For For
2014
8 DESIGNATION OF RISK RATING AGENCIES FOR Mgmt For For
2014
9 TO PRESENT THE MATTERS EXAMINED BY THE Mgmt Abstain Against
COMMITTEE OF DIRECTORS AND THE RESOLUTIONS
PASSED BY THE BOARD OF DIRECTORS TO APPROVE
THE RELATED PARTY TRANSACTIONS THAT ARE
REFERRED TO IN ARTICLE 146, ET SEQ., OF THE
SHARE CORPORATIONS LAW, MENTIONING THE
MEMBERS OF THE BOARD OF DIRECTORS WHO
APPROVED THEM
10 INFORMATION REGARDING THE ACTIVITIES Mgmt Abstain Against
CONDUCTED AND ANNUAL MANAGEMENT OF THE
COMMITTEE OF DIRECTORS FOR 2013 AND OF THE
PROPOSALS FROM THE COMMITTEE OF DIRECTORS
THAT WERE NOT APPROVED BY THE BOARD OF
DIRECTORS
11 DESIGNATION OF THE PERIODICAL IN WHICH THE Mgmt For For
LEGAL NOTICES WILL BE PUBLISHED
12 IN GENERAL, TO DEAL WITH OTHER MATTERS OF Mgmt Against Against
CORPORATE INTEREST THAT ARE APPROPRIATE FOR
AN ANNUAL GENERAL MEETING OF SHAREHOLDERS
IN ACCORDANCE WITH THE LAW
CMMT 16 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ACTUAL RECORD
DATE. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY COMPANY Agenda Number: 705357627
--------------------------------------------------------------------------------------------------------------------------
Security: J05523105
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3566800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
3.3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTRICA PLC, WINDSOR BERKSHIRE Agenda Number: 705076342
--------------------------------------------------------------------------------------------------------------------------
Security: G2018Z143
Meeting Type: AGM
Meeting Date: 12-May-2014
Ticker:
ISIN: GB00B033F229
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Report and Accounts Mgmt For For
2 To approve the Remuneration Policy Mgmt For For
3 To approve the Directors Annual Mgmt For For
Remuneration Report
4 To declare a final dividend Mgmt For For
5 To re-appoint Rick Haythornthwaite Mgmt For For
6 To re-appoint Sam Laidlaw Mgmt For For
7 To re-appoint Margherita Della Valle Mgmt For For
8 To re-appoint Mary Francis Mgmt For For
9 To re-appoint Mark Hanafin Mgmt For For
10 To re-appoint Lesley Knox Mgmt For For
11 To re-appoint Mike Linn Mgmt For For
12 To re-appoint Nick Luff Mgmt For For
13 To re-appoint Ian Meakins Mgmt For For
14 To re-appoint Paul Rayner Mgmt For For
15 To re-appoint Chris Weston Mgmt For For
16 To re-appoint the Auditors Mgmt For For
17 To authorise the Directors to determine the Mgmt For For
Auditors remuneration
18 Authority for political donations and Mgmt For For
political expenditure in the European Union
19 Authority to allot shares Mgmt For For
20 Authority to disapply pre-emption rights Mgmt For For
21 Authority to purchase own shares Mgmt For For
22 Notice of general meetings Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CFS RETAIL PROPERTY TRUST GROUP, SYDNEY Agenda Number: 704958214
--------------------------------------------------------------------------------------------------------------------------
Security: Q21748118
Meeting Type: EGM
Meeting Date: 07-Mar-2014
Ticker:
ISIN: AU000000CFX0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 TO 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (as referred in the company
announcement) YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
CMMT PLEASE NOTE THE BELOW CONDITIONALITY OF Non-Voting
RESOLUTIONS: A. RESOLUTION 1 IS NOT
CONDITIONAL ON RESOLUTIONS 2 TO 10 BEING
PASSED BY CFX SECURITYHOLDERS; B.
RESOLUTIONS 2, 3 AND 4 ARE
INTER-CONDITIONAL; C. RESOLUTIONS 2, 3 AND
4 ARE INTER-CONDITIONAL BUT ARE NOT
CONDITIONAL ON RESOLUTIONS 7, 8, 9 AND 10
BEING PASSED BY CFX SECURITYHOLDERS; D.
RESOLUTIONS 5 AND 6 ARE INTER-CONDITIONAL
BUT ARE NOT CONDITIONAL ON ANY OF THE OTHER
RESOLUTIONS BEING PASSED; E. RESOLUTIONS 7,
8, 9 AND 10 ARE INTER-CONDITIONAL AND ARE
EACH CONDITIONAL ON RESOLUTIONS 2, 3 AND 4
BEING PASSED. THANK YOU.
CMMT PLEASE NOTE THAT RESOLUTIONS 2, 4, 5 AND 7 Non-Voting
SEEKS THE APPROVAL OF HOLDERS OF CFX1 UNITS
AND RESOLUTIONS 3, 6, 8, 9 AND 10 SEEKS THE
APPROVAL OF HOLDERS OF CFX2 UNITS. THANK
YOU.
1 Ratification of prior issue of Existing CFX Mgmt For For
Stapled Securities under the Placement
2 CFX1 member approval of Internalisation Mgmt For For
Proposal under ASX Listing Rule 10.1 and
for all other purposes
3 CFX2 member approval of Internalisation Mgmt For For
Proposal under ASX Listing Rule 10.1 and
for all other purposes
4 Modification of CFX1's constitution: Mgmt For For
Amendments to Clauses 1.1, 16.1, 19.1,
19.1A.1, 19.1A.2, 19.1A.3, 19.1B, 19.1C,
19.1D, 19.6; and New Clauses being
inserted: 19.4A, 33 C
5 CFX1 member approval of Intra-Group Mgmt For For
Transactions Deed under Chapter 2E of the
Corporations Act
6 CFX2 member approval of Intra-Group Mgmt For For
Transactions Deed under Chapter 2E of the
Corporations Act
7 De-stapling of CFX1 from CFX2 Mgmt For For
8 De-stapling of CFX2 from CFX1 Mgmt For For
9 CFX2 member approval of CFX Co's Mgmt For For
acquisition of CFX2
10 Modification of CFX2's constitution: New Mgmt For For
Clause being inserted: 19A
--------------------------------------------------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO LTD Agenda Number: 705110930
--------------------------------------------------------------------------------------------------------------------------
Security: Y1296K166
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: TH0101A10Z19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN
1 TO ADOPT THE MINUTES OF THE ANNUAL GENERAL Mgmt For For
SHAREHOLDERS' MEETING NO. 1/2013
2 TO ACKNOWLEDGE THE REPORT ON THE COMPANY'S Non-Voting
OPERATING RESULTS FOR THE YEAR 2013
3 TO APPROVE THE STATEMENTS OF FINANCIAL Mgmt For For
POSITION AND THE STATEMENTS OF INCOME FOR
THE YEAR ENDED DECEMBER 31, 2013
4 TO APPROVE THE APPROPRIATION OF PROFIT AND Mgmt For For
ANNUAL DIVIDEND PAYMENT FOR THE YEAR 2013
5.1 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: MR. ARSA SARASIN
5.2 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: PROFESSOR DR.
PONGSAK ANGKASITH
5.3 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: DR. VEERAVAT
KANCHANADUL
5.4 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: MR. SUNTHORN
ARUNANONDCHAI
5.5 TO APPOINT DIRECTORS TO REPLACE DIRECTORS Mgmt For For
WHO RETIRE BY ROTATION: MRS. ARUNEE
WATCHARANANAN
6 TO APPROVE THE REMUNERATION OF THE Mgmt For For
DIRECTORS FOR THE YEAR 2014
7 TO APPOINT THE COMPANY'S AUDITORS AND FIX Mgmt For For
THE REMUNERATION FOR THE YEAR 2014
8 TO RESPOND TO THE QUERIES Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL WORKS OF GEDEON RICHTER PLC, BUDAPEST Agenda Number: 705108884
--------------------------------------------------------------------------------------------------------------------------
Security: X3124S107
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: HU0000123096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 298863 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 06 MAY 2014. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 APPROVAL OF THE USE OF A COMPUTERISED Mgmt For For
VOTING MACHINE FOR THE OFFICIAL COUNTING OF
THE VOTES
2 THE AGM APPROVES THAT A SOUND RECORDING Mgmt For For
SHALL BE MADE OF THE PROCEEDINGS OF THE AGM
3 APPOINTMENT OF DR. ANDRAS SZECSKAY TO CHAIR Mgmt For For
THE AGM, MRS. JOZSEFNE FIGULY TO BE THE
KEEPER OF THE MINUTES, MR. ANDRAS RADO TO
CONFIRM THAT MINUTES OF THE AGM AND ROBERT
ROHALY TO BE THE CHAIRMAN OF AND MRS.
IMRENE FERENCZI AND Ms. NIKOLETT PECZOLI TO
BE THE MEMBERS OF THE VOTE COUNTING
COMMITTEE
4 APPROVAL OF THE CONSOLIDATED REPORT OF THE Mgmt For For
BOARD OF DIRECTORS
5 APPROVAL OF THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY
6 APPROVAL OF DIVIDEND PAYMENT OF HUF 57.00 Mgmt For For
PER SHARE FROM THE 2013 AFTER TAX PROFIT
7 APPROVAL OF THE AMOUNT OF HUF Mgmt For For
36,072,128,814.00 TO DEPOSIT INTO THE
ACCUMULATED PROFIT RESERVES OF THE COMPANY
8 APPROVAL OF THE 2013 ANNUAL REPORT OF THE Mgmt For For
COMPANY, INCLUDING THE AUDITED 2013 BALANCE
SHEET
9 APPROVAL OF THE CORPORATE GOVERNANCE REPORT Mgmt For For
OF THE COMPANY
10 THE AGM APPROVES THAT THE CO SHALL CONTINUE Mgmt For For
ITS OPERATION IN ACCORDANCE WITH THE
PROVISIONS OF ACT V OF 2013 ON THE (NEW)
CIVIL CODE
11 APPROVAL OF THE AMENDMENT OF THE STATUTES Mgmt For For
12 AUTHORIZATION OF THE BOARD OF DIRECTORS OF Mgmt For For
THE COMPANY TO PURCHASE OWN SHARES
13 APPROVAL THE RE-ELECTION OF WILLIAM DE Mgmt For For
GELSEY AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
14 APPROVAL OF THE RE-ELECTION OF ERIK BOGSCH Mgmt For For
AS MEMBER OF THE BOARD OF DIRECTORS FOR A
PERIOD OF 3 YEARS
15 APPROVAL OF THE RE-ELECTION OF DR. LASZLO Mgmt For For
KOVACS AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
16 APPROVAL OF THE RE-ELECTION OF DR. GABOR Mgmt For For
PERJES AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
17 APPROVAL OF THE RE-ELECTION OF PROF. Mgmt For For
DR.E.SZILVESZTER VIZI AS MEMBER OF THE
BOARD OF DIRECTORS FOR A PERIOD OF 3 YEARS
18 APPROVAL OF THE ELECTION OF JANOS CSAK AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS FOR A
PERIOD OF 3 YEARS
19 APPROVAL OF THE ELECTION OF DR. KRISZTA Mgmt For For
ZOLNAY AS MEMBER OF THE BOARD OF DIRECTORS
FOR A PERIOD OF 3 YEARS
20 APPROVAL OF THE UNCHANGED HONORARIA FOR THE Mgmt For For
MEMBERS OF THE CO BOARD OF DIRECTORS FOR
2014 EFFECTIVE AS OF JANUARY 1, 2014
ACCORDING TO THE FOLLOWING: PRESIDENT: HUF
625,000/MONTH MEMBERS: HUF
520,000/MONTH/MEMBER
21 APPROVAL OF THE UNCHANGED HONORARIA FOR THE Mgmt For For
MEMBERS OF THE CO SUPERVISORY BOARD:
CHAIRMAN: HUF 460,000 / MONTH MEMBERS: HUF
375,000/MONTH/MEMBER
22 APPROVAL OF THE ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS AUDITING LTD AS THE
COMPANY'S STATUTORY AUDITOR FOR A PERIOD OF
ONE YEAR
23 APPROVAL OF THE HONORARIA FOR Mgmt For For
PRICEWATERHOUSECOOPERS AUDITING LTD FOR ITS
PERFORMANCE AS AUDITOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG (HOLDINGS) LTD, CENTRAL DISTRICT Agenda Number: 705118950
--------------------------------------------------------------------------------------------------------------------------
Security: Y13213106
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0001000014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407593.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0407/LTN20140407460.pdf
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. LI KA-SHING AS DIRECTOR Mgmt For For
3.2 TO ELECT MR. CHUNG SUN KEUNG, DAVY AS Mgmt Against Against
DIRECTOR
3.3 TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR Mgmt Against Against
3.4 TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR Mgmt Against Against
3.5 TO ELECT MR. GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
3.6 TO ELECT MR. SIMON MURRAY AS DIRECTOR Mgmt Against Against
3.7 TO ELECT MR. CHEONG YING CHEW, HENRY AS Mgmt Against Against
DIRECTOR
4 TO APPOINT MESSRS. PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
5.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES OF THE COMPANY
6 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD Agenda Number: 705110649
--------------------------------------------------------------------------------------------------------------------------
Security: G2098R102
Meeting Type: AGM
Meeting Date: 15-May-2014
Ticker:
ISIN: BMG2098R1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN201404041047.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0404/LTN20140404919.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. CHAN LOI SHUN AS DIRECTOR Mgmt Against Against
3.2 TO ELECT MRS. KWOK EVA LEE AS DIRECTOR Mgmt Against Against
3.3 TO ELECT MRS. SNG SOW-MEI ALIAS POON SOW Mgmt Against Against
MEI AS DIRECTOR
3.4 TO ELECT MR. COLIN STEVENS RUSSEL AS Mgmt Against Against
DIRECTOR
3.5 TO ELECT MR. LAN HONG TSUNG, DAVID AS Mgmt Against Against
DIRECTOR
3.6 TO ELECT MRS. LEE PUI LING, ANGELINA AS Mgmt For For
DIRECTOR
3.7 TO ELECT MR. GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt Against Against
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE Mgmt Against Against
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
5.2 ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
5.3 ORDINARY RESOLUTION NO. 5(3) OF THE NOTICE Mgmt Against Against
OF ANNUAL GENERAL MEETING (TO EXTEND THE
GENERAL MANDATE GRANTED TO THE DIRECTORS
PURSUANT TO ORDINARY RESOLUTION NO. 5(1) TO
ISSUE ADDITIONAL SHARES OF THE COMPANY)
6 SPECIAL RESOLUTION OF THE NOTICE OF ANNUAL Mgmt For For
GENERAL MEETING (TO APPROVE THE AMENDMENTS
TO THE COMPANY'S BYE-LAWS)
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 704724245
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 24-Oct-2013
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908065.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/0908/LTN20130908017.pdf
1 The remuneration distribution and Mgmt For For
settlement plan for Directors and
Supervisors in 2012
2 Election of Mr. Zhang Long as an Mgmt For For
independent non-executive Director of the
Bank
3 Election of Ms. Zhang Yanling as a Mgmt For For
non-executive Director of the Bank
4 Election of Mr. Guo Yanpeng as a Mgmt For For
non-executive Director of the Bank
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION, BEIJING Agenda Number: 705227026
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427043.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0427/LTN20140427031.pdf
1 THE 2013 REPORT OF BOARD OF DIRECTORS Mgmt For For
2 THE 2013 REPORT OF BOARD OF SUPERVISORS Mgmt For For
3 THE 2013 FINAL FINANCIAL ACCOUNTS Mgmt For For
4 THE 2013 PROFIT DISTRIBUTION PLAN Mgmt For For
5 BUDGET OF 2014 FIXED ASSETS INVESTMENT Mgmt For For
6 THE APPOINTMENT OF ACCOUNTING FIRM FOR 2014 Mgmt For For
7 THE RE-ELECTION OF MR. DONG SHI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE BANK
8 THE ELECTION OF MR. GUO YOU AS A Mgmt For For
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE BANK
9 THE PLAN ON AUTHORISATION TO THE BOARD OF Mgmt For For
DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO LTD, BEIJING Agenda Number: 705283303
--------------------------------------------------------------------------------------------------------------------------
Security: Y1477R204
Meeting Type: AGM
Meeting Date: 29-May-2014
Ticker:
ISIN: CNE1000002L3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
THE MID 301620 DUE TO ADDITION OF
RESOLUTIONS 13, 14 AND 15. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409480.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0512/LTN20140512307.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409489.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0512/LTN20140512311.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2013
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2013
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORT OF THE COMPANY FOR THE YEAR 2013
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2013: THE BOARD OF DIRECTORS HAS
RECOMMENDED A FINAL DIVIDEND OF RMB0.30 PER
SHARE (INCLUSIVE OF TAX), AMOUNTING TO A
TOTAL OF RMB8,479 MILLION
5 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE DIRECTORS AND SUPERVISORS OF THE
COMPANY
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
THE AUDITORS OF THE COMPANY FOR THE YEAR
2014
7 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
SU HENGXUAN AS THE EXECUTIVE DIRECTOR OF
THE FOURTH SESSION OF THE BOARD OF
DIRECTORS OF THE COMPANY
8 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For
MIAO PING AS THE EXECUTIVE DIRECTOR OF THE
FOURTH SESSION OF THE BOARD OF DIRECTORS OF
THE COMPANY
9 TO CONSIDER AND APPROVE THE CAP AMOUNTS IN Mgmt For For
RESPECT OF THE FRAMEWORK AGREEMENT FOR
DAILY CONNECTED TRANSACTIONS BETWEEN THE
COMPANY AND CHINA GUANGFA BANK CO., LTD
10 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For
INJECTION BY THE COMPANY TO CHINA LIFE
PROPERTY AND CASUALTY INSURANCE COMPANY
LIMITED
11 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS OF THE COMPANY TO ALLOT, ISSUE
AND DEAL WITH NEW H SHARES OF THE COMPANY
OF AN AMOUNT OF NOT MORE THAN 20% OF THE H
SHARES IN ISSUE AS AT THE DATE OF PASSING
OF THIS SPECIAL RESOLUTION
12 TO CONSIDER AND APPROVE THE EXTENSION OF Mgmt For For
THE VALIDITY PERIOD OF THE RESOLUTION ON
THE ISSUE OF SUBORDINATED DEBT FINANCING
INSTRUMENTS OUTSIDE THE PRC
13 TO CONSIDER AND APPROVE THE COMPANY Mgmt For For
FRAMEWORK AGREEMENT AND THE PENSION COMPANY
FRAMEWORK AGREEMENT, THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND THE ANNUAL CAPS
FOR THE THREE YEARS ENDING 31 DECEMBER 2016
RELATING THERETO
14 TO CONSIDER AND APPROVE THE CLIC FRAMEWORK Mgmt For For
AGREEMENT AND THE P&C COMPANY FRAMEWORK
AGREEMENT, THE TRANSACTIONS CONTEMPLATED
THEREUNDER AND THE ANNUAL CAPS FOR THE
THREE YEARS ENDING 31 DECEMBER 2016
RELATING THERETO
15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY - ARTICLES 123, 11
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED, HONG KONG Agenda Number: 705134106
--------------------------------------------------------------------------------------------------------------------------
Security: Y14965100
Meeting Type: AGM
Meeting Date: 22-May-2014
Ticker:
ISIN: HK0941009539
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408341.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0408/LTN20140408313.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2013
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
3.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. XI
GUOHUA
3.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. SHA
YUEJIA
3.III TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY: MR. LIU
AILI
4.I TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: DR. LO KA SHUI
4.II TO RE-ELECT THE FOLLOWING PERSON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY: MR. PAUL CHOW MAN YIU
5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AND Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS
THE AUDITORS OF THE GROUP FOR HONG KONG
FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY, AND TO
AUTHORIZE THE DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES IN THE
COMPANY NOT EXCEEDING 10% OF THE EXISTING
ISSUED SHARE CAPITAL IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN
THE AGM NOTICE
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE EXISTING ISSUED SHARE
CAPITAL IN ACCORDANCE WITH ORDINARY
RESOLUTION NUMBER 7 AS SET OUT IN THE AGM
NOTICE
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH SHARES BY THE NUMBER OF
SHARES REPURCHASED IN ACCORDANCE WITH
ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN
THE AGM NOTICE
9 TO AMEND THE EXISTING ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY IN THE MANNER
SET OUT IN THE SECTION HEADED "PROPOSED
ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN
THE CIRCULAR OF THE COMPANY DATED 8 APRIL
2014
--------------------------------------------------------------------------------------------------------------------------
CHINA STEEL CORP Agenda Number: 705317003
--------------------------------------------------------------------------------------------------------------------------
Security: Y15041109
Meeting Type: AGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: TW0002002003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE STATUS OF THE 2013 LOCAL CORPORATE Non-Voting
BONDS
A.4 THE STATUS OF THE 2014 LOCAL CORPORATE Non-Voting
BONDS
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 0.7 PER SHARE
B.3 THE ISSUANCE OF NEW SHARES FROM RETAINED Mgmt For For
EARNINGS. PROPOSED STOCK DIVIDEND: 20 FOR
1,000 SHS HELD
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, TSOU, JO-CHI
B.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, SUNG, JYH-YUH
B.8 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, LIN, HUNG-NAN
B.9 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTOR, LIU, JIH-GANG
--------------------------------------------------------------------------------------------------------------------------
CHIYODA CORPORATION Agenda Number: 705378431
--------------------------------------------------------------------------------------------------------------------------
Security: J06237101
Meeting Type: AGM
Meeting Date: 25-Jun-2014
Ticker:
ISIN: JP3528600004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt Against Against
4 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHOCOLADEFABRIKEN LINDT & SPRUENGLI AG, KILCHBERG Agenda Number: 705068206
--------------------------------------------------------------------------------------------------------------------------
Security: H49983176
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: CH0010570759
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 Approval of the annual report, the annual Mgmt For For
financial statements and the consolidated
financial statements
2 Discharge of the members of the board of Mgmt For For
directors and the executive board
3.1 Appropriation of the balance sheet profit Mgmt For For
of Chocoladefabriken Lindt and Spruengli
Aktiengesellschaft : Dividends of CHF 95
per registered share and CHF 9.50 per
participation certificate
3.2 Conversion of reserves from capital Mgmt For For
contributions and distribution of a
dividend : CHF 555 per registered share and
CHF 55.50 per participation certificate
4.1 Re-election of Ernst Tanner as chairman of Mgmt Against Against
the board of directors
4.2 Re-election of Antonio Bulgheroni to the Mgmt Against Against
board of directors
4.3 Re-election of Dr. Rudolf K. Spruengli to Mgmt Against Against
the board of directors
4.4 Re-election of Dr. Franz Peter Oesch to the Mgmt Against Against
board of directors
4.5 Re-election of DKFM. Elisabeth Guertler to Mgmt For For
the board of directors
4.6 Election of Petra Schadeberg-Herrmann as Mgmt For For
member of the board of directors
4.7 Election of DKFM. Elisabeth Guertler to the Mgmt For For
remuneration committee
4.8 Election of Antonio Bulgheroni to the Mgmt Against Against
remuneration committee
4.9 Election of Dr. Rudolf K. Spruengli to the Mgmt Against Against
remuneration committee
4.10 Election of the independent proxy Mgmt For For
representative / Dr. Christoph Reinhardt
4.11 Re-election of the auditors / Mgmt For For
PricewaterhouseCoopers AG, Zurich
5 Partial amendment of the articles of Mgmt For For
association concerning Veguev and further
amendments
6 Ad hoc Mgmt Abstain For
CMMT 31 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA, PARIS Agenda Number: 704729132
--------------------------------------------------------------------------------------------------------------------------
Security: F26334106
Meeting Type: MIX
Meeting Date: 18-Oct-2013
Ticker:
ISIN: FR0000130403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0911/201309111304870.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
013/0927/201309271305025.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the corporate financial Mgmt For For
statements for the financial year ended
April 30, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
April 30, 2013
O.3 Approval of the regulated agreements Mgmt Against Against
O.4 Allocation of income and setting the Mgmt For For
dividend
O.5 Renewal of term of Mrs. Segolene Gallienne Mgmt Against Against
as Director
O.6 Renewal of term of Mr. Renaud Donnedieu de Mgmt For For
Vabres as Director
O.7 Renewal of term of Mr. Eric Guerlain as Mgmt Against Against
Director
O.8 Renewal of term of Mr. Christian de Mgmt Against Against
Labriffe as Director
O.9 Compensation owed and paid to the CEO, Mr. Mgmt Against Against
Bernard Arnault
O.10 Compensation owed and paid to the Managing Mgmt For For
Director, Mr. Sidney Toledano
O.11 Authorization to be granted to the Board of Mgmt For For
Directors to trade in Company's shares
E.12 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of shares
--------------------------------------------------------------------------------------------------------------------------
CHRISTIAN DIOR SA, PARIS Agenda Number: 704843691
--------------------------------------------------------------------------------------------------------------------------
Security: F26334106
Meeting Type: OGM
Meeting Date: 19-Dec-2013
Ticker:
ISIN: FR0000130403
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO NON-RESIDENT Non-Voting
SHAREOWNERS ONLY: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED TO THE
GLOBAL CUSTODIANS ON THE VOTE DEADLINE
DATE. IN CAPACITY AS REGISTERED
INTERMEDIARY, THE GLOBAL CUSTODIANS WILL
SIGN THE PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST MORE
INFORMATION, PLEASE CONTACT YOUR CLIENT
REPRESENTATIVE
CMMT 29 NOV 13: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL
LINK:https://balo.journal-officiel.gouv.fr/
pdf/2013/1113/201311131305486.pdf. PLEASE
NOTE THAT THIS IS A REVISION DUE TO RECEIPT
OF ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
13/1129/201311291305684.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended
June 30, 2013
2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended
June 30, 2013
3 Approval of regulated Agreements Mgmt Against Against
4 Allocation of income Mgmt For For
5 Reviewing the elements of compensation owed Mgmt Against Against
or paid to Mr. Bernard Arnault, CEO
6 Reviewing the elements of compensation owed Mgmt For For
or paid to Mr. Sidney Toledano, Managing
Director
7 Renewal of term of the firm Ernst & Young Mgmt For For
et Autres as principal Statutory Auditor
8 Renewal of term of the company Auditex as Mgmt For For
deputy Statutory Auditor
9 Renewal of term of the firm Mazars as Mgmt For For
principal Statutory Auditor
10 Appointment of Mr. Gilles Rainaut as deputy Mgmt For For
Statutory Auditor
--------------------------------------------------------------------------------------------------------------------------
CHUBU ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 705347513
--------------------------------------------------------------------------------------------------------------------------
Security: J06510101
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3526600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to:Expand Business Lines Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD. Agenda Number: 704982619
--------------------------------------------------------------------------------------------------------------------------
Security: J06930101
Meeting Type: AGM
Meeting Date: 27-Mar-2014
Ticker:
ISIN: JP3519400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO LTD Agenda Number: 705331849
--------------------------------------------------------------------------------------------------------------------------
Security: Y1613J108
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: TW0002412004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS OPERATIONS Non-Voting
A.2 THE 2013 AUDITED REPORTS Non-Voting
A.3 THE REVISION TO THE RULES OF THE BOARD Non-Voting
MEETING
A.4 THE REVISION TO THE CODE OF BUSINESS WITH Non-Voting
INTEGRITY
B.1 THE 2013 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
B.2 THE 2013 PROFIT DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 2.3881 PER SHARE
B.3 THE PROPOSED CASH DISTRIBUTION FROM CAPITAL Mgmt For For
ACCOUNT: TWD 2.137 PER SHARE
B.4 THE REVISION TO THE ARTICLES OF Mgmt For For
INCORPORATION
B.5 THE REVISION TO THE PROCEDURES OF ASSET Mgmt For For
ACQUISITION OR DISPOSAL
B.6 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS - FAN,
ZHI-QIANG
B.7 THE PROPOSAL TO RELEASE NON-COMPETITION Mgmt For For
RESTRICTION ON THE DIRECTORS - TSAI,
LI-XING
--------------------------------------------------------------------------------------------------------------------------
CIA DE BEBIDAS DAS AMERICAS-AMBEV, SAO PAULO Agenda Number: 704631135
--------------------------------------------------------------------------------------------------------------------------
Security: P0273S127
Meeting Type: EGM
Meeting Date: 30-Jul-2013
Ticker:
ISIN: BRAMBVACNPR1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I To examine, discuss and approve the Mgmt For For
protocol and justification, having as its
purpose the merger of the shares issued by
the company into Ambev S.A., with corporate
taxpayer id number, CNPJ.MF,
07.526.557.0001.00, from here onwards
referred to as the share merger, and to
authorize the executive committee of the
company to subscribe for, on the account of
the shareholders of the company, the
consequent increase in the share capital of
Ambev S.A. and to do all the other acts
necessary for the implementation of the
share merger
II To amend the main part of article 5 of the Mgmt For For
corporate bylaws of the company to reflect
any capital increases approved within the
limit of the authorized capital and
ratified by the board of directors to the
date that the extraordinary general meeting
is held
III If the share merger is approved, to cancel Mgmt For For
all of the shares issued by the company
that are held in treasury on the date that
the extraordinary general meeting is held,
without a reduction of the share capital,
providing new wording for the main part of
article 5 of the corporate bylaws of the
company
IV As a result of the resolutions referred to Mgmt For For
in items II and III above, to carry out a
restatement of the corporate bylaws of the
company, in accordance with the proposal
from the management
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ALL ITEMS . THANK YOU.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIA ENERGETICA DE MINAS GERAIS CEMIG CMIG, BELO HO Agenda Number: 705068535
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R110
Meeting Type: AGM
Meeting Date: 30-Apr-2014
Ticker:
ISIN: BRCMIGACNPR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS Non-Voting
CAN VOTE ON ITEM 4 AND 5 ONLY. THANK YOU.
1 Examination, discussion and vote on the Non-Voting
management report and financial statements
for the fiscal year that ended on December
31, 2013, as well as the respective
complementary documents
2 Allocation of the net profit from the 2013 Non-Voting
fiscal year, in the amount of BRL 3,103,855
and of the accumulated profit balance of
BRL 109,056,000
3 Determination of the form and date of Non-Voting
payment of the dividend, in the amount of
BRL 1,655,602
4 Election of the full and alternate members Mgmt For For
of the Fiscal Council and establishment of
their remuneration. Votes in Individual
names allowed. Candidates nominated by the
preferred shareholder PREVI: 4B. Lauro
Sander, titular, Salvador Jose Cardoso de
Siqueira, substitute. Only to preferred
shareholders
5 Election of the full and alternate members Mgmt Abstain Against
of the board of directors, as a result of
the resignation
6 To set the remuneration of the company Non-Voting
administrators
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT 05 APR 2014: PLEASE NOTE THAT PREFERENCE Non-Voting
SHAREHOLDERS CAN SUBMIT A MEMBER FROM THE
CANDIDATES LIST ONCE THEY HAVE BEEN ELECTED
OR ALTERNATIVELY A CANDIDATE OUTSIDE OF THE
OFFICIAL LIST, HOWEVER WE CANNOT DO THIS
THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO
SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS
MUST CONTACT THEIR CSR TO INCLUDE THE NAME
OF THE CANDIDATE TO BE ELECTED. IF
INSTRUCTIONS TO VOTE ON THIS ITEM ARE
RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR
VOTE WILL BE PROCESSED IN FAVOR OR AGAINST
OF THE DEFAULT COMPANY'S CANDIDATE. THANK
YOU
CMMT 08-APR-2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL
COMMENT AND NAMES OF MEMBERS OF THE FISCAL
COUNCIL. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CIE FINANCIERE RICHEMONT SA, BELLEVUE Agenda Number: 704671519
--------------------------------------------------------------------------------------------------------------------------
Security: H25662158
Meeting Type: AGM
Meeting Date: 12-Sep-2013
Ticker:
ISIN: CH0045039655
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 151735 DUE TO ADDITION OF
RESOLUTION. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1.1 The Board of Directors proposes that the Mgmt Split 80% For Split
General Meeting, having taken note of the
reports of the auditor, approve the
consolidated financial statements of the
Group, the financial statements of the
Company and the directors' report for the
business year ended 31 March 2013
1.2 The Board of Directors proposes that the Mgmt Split 80% For Split
2013 compensation report as per pages 53 to
60 of the Annual Report and Accounts 2013
be ratified
2 Appropriation of profits: At 31 March 2013, Mgmt Split 80% Against Split
the retained earnings available for
distribution amounted to CHF 2 366 505 209.
The Board of Directors proposes that a
dividend of CHF 1.00 be paid per Richemont
share. This is equivalent to CHF 1.00 per
'A' bearer share in the Company and CHF
0.10 per 'B' registered share in the
Company. This represents a total dividend
payable of CHF 574 200 000, subject to a
waiver by Richemont Employee Benefits
Limited, a wholly owned subsidiary, of its
entitlement to receive dividends on an
estimated 21 million Richemont 'A' shares
held in treasury. The Board of Directors
proposes that the remaining available
retained earnings of the Company at 31
March 2013 after payment of the dividend be
carried forward to the following business
year. The dividend will be paid on or about
19 September 2013
3 Discharge of the Board of Directors Mgmt Split 80% For Split
4.1 Re-election of Johann Rupert to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.2 Re-election of Dr Franco Cologni to the Mgmt Split 80% Against Split
Board of Directors to serve for a further
term of one year
4.3 Re-election of Lord Douro to the Board of Mgmt Split 80% Against Split
Directors to serve for a further term of
one year
4.4 Re-election of Yves-Andre Istel to the Mgmt Split 80% Against Split
Board of Directors to serve for a further
term of one year
4.5 Re-election of Richard Lepeu to the Board Mgmt Split 80% For Split
of Directors to serve for a further term of
one year
4.6 Re-election of Ruggero Magnoni to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.7 Re-election of Josua Malherbe to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.8 Re-election of Dr Frederick Mostert to the Mgmt Split 80% For Split
Board of Directors to serve for a further
term of one year
4.9 Re-election of Simon Murray to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.10 Re-election of Alain Dominique Perrin to Mgmt Split 80% Against Split
the Board of Directors to serve for a
further term of one year
4.11 Re-election of Guillaume Pictet to the Mgmt Split 80% For Split
Board of Directors to serve for a further
term of one year
4.12 Re-election of Norbert Platt to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.13 Re-election of Alan Quasha to the Board of Mgmt Split 80% Against Split
Directors to serve for a further term of
one year
4.14 Re-election of Maria Ramos to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.15 Re-election of Lord Renwick of Clifton to Mgmt Split 80% Against Split
the Board of Directors to serve for a
further term of one year
4.16 Re-election of Jan Rupert to the Board of Mgmt Split 80% Against Split
Directors to serve for a further term of
one year
4.17 Re-election of Gary Saage to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.18 Re-election of Jurgen Schrempp to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
4.19 Election of Bernard Fornas to the Board of Mgmt Split 80% For Split
Directors to serve for a further term of
one year
4.20 Election of Jean-Blaise Eckert to the Board Mgmt Split 80% Against Split
of Directors to serve for a further term of
one year
5 Re-appoint of the auditor Mgmt Split 80% For Split
PricewaterhouseCoopers Ltd, Geneva
6 Revisions to the Articles of Association: Mgmt Split 80% For Split
Articles 6, 8, 9, 15, 17, 18, 21, and 35
7 In the case of ad-hoc/Miscellaneous Mgmt Split 80% Abstain Split
shareholder motions proposed during the
general meeting, I authorize my proxy to
act as follows in accordance with the board
of directors.
PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN TEXT OF RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM Agenda Number: 704992963
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 16-May-2014
Ticker:
ISIN: FR0000121261
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 10 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0303/201403031400477.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
TO THE TEXT OF RESOLUTION O.6 AND RECEIPT
OF ADDITIONAL URL:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0307/201403071400562.pdf AND CHANGE IN
AMOUNT IN RESOLUTION O.5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approval of the Company financial Mgmt For For
statements for the year ended December 31,
2013
O.2 Appropriation of net income for the year Mgmt For For
ended December 31, 2013 and approval of the
recommended dividend
O.3 Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2013
O.4 Related-party agreements Mgmt For For
O.5 Authorization for the Chief Executive Mgmt For For
Officer to carry out a share buyback
program, except during a public offer
period, based on a maximum purchase price
per share of EUR 140
O.6 Advisory vote on the components of the Mgmt For For
compensation due or paid for 2013 to
Jean-Dominique Senard, Chief Executive
Officer
O.7 Re-election of Laurence Parisot as a member Mgmt For For
of the Supervisory Board
O.8 Re-election of Pat Cox as a member of the Mgmt For For
Supervisory Board
O.9 Election of Cyrille Poughon as a member of Mgmt For For
the Supervisory Board
O.10 Supervisory Board compensation Mgmt For For
O.11 Authorization for the Chief Executive Mgmt For For
Officer to issue bonds
E.12 Authorization for the Chief Executive Mgmt For For
Officer to issue shares and/or securities
carrying rights to the Company s shares,
with pre-emptive subscription rights for
existing shareholders
E.13 Authorization for the Chief Executive Mgmt For For
Officer to issue shares and/or securities
carrying rights to the Company s shares,
through a public offer, without pre-emptive
subscription rights for existing
shareholders
E.14 Authorization for the Chief Executive Mgmt For For
Officer to issue shares and/or securities
carrying rights to the Company s shares
through an offer governed by paragraph II
of Article L.411-2 of the French Monetary
and Financial Code, without pre-emptive
subscription rights for existing
shareholders
E.15 Authorization for the Chief Executive Mgmt For For
Officer to increase the number of
securities to be issued in the event that
an issue carried out either with or without
pre-emptive subscription rights is
oversubscribed
E.16 Authorization for the Chief Executive Mgmt For For
Officer to increase the Company s capital
by capitalizing reserves, income or
additional paid-in capital
E.17 Authorization for the Chief Executive Mgmt For For
Officer to increase the Company s capital
by issuing ordinary shares, without
pre-emptive subscription rights for
existing shareholders, in connection with a
stock-for-stock offer or in payment for
contributed assets
E.18 Authorization for the Chief Executive Mgmt For For
Officer to issue or sell shares to members
of a Group Employee Shareholder Plan,
without pre-emptive subscription rights for
existing shareholders
E.19 Blanket ceilings on issues of shares, Mgmt For For
securities carrying rights to shares, or
debt securities
E.20 Authorization for the Chief Executive Mgmt For For
Officer to reduce the Company s capital by
canceling shares
E.21 Authorization for the Chief Executive Mgmt Against Against
Officer to grant new or existing shares to
employees of the Company and other Group
entities (excluding the Company s corporate
officers), subject to performance
conditions and without preemptive
subscription rights for existing
shareholders
E.22 Powers to carry out formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CITY DEVELOPMENTS LTD, SINGAPORE Agenda Number: 705105357
--------------------------------------------------------------------------------------------------------------------------
Security: V23130111
Meeting Type: AGM
Meeting Date: 23-Apr-2014
Ticker:
ISIN: SG1R89002252
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND AUDITED FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER ("FY") 2013 AND THE
AUDITORS' REPORT THEREON
2 TO DECLARE A FINAL ONE-TIER TAX-EXEMPT Mgmt For For
ORDINARY DIVIDEND OF 8.0 CENTS PER ORDINARY
SHARE ("FINAL ORDINARY DIVIDEND") FOR FY
2013
3 TO APPROVE DIRECTORS' FEES OF SGD Mgmt For For
367,000.00 FOR FY 2013 (FY 2012: SGD
339,846.00) AND AUDIT & RISK COMMITTEE
FEES OF SGD58,750.00 PER QUARTER FOR THE
PERIOD FROM 1 JULY 2014 TO 30 JUNE 2015
(PERIOD FROM 1 JULY 2013 TO 30 JUNE 2014:
SGD58,750.00 PER QUARTER), WITH
PAYMENT OF THE AUDIT & RISK COMMITTEE FEES
TO BE MADE IN ARREARS AT THE END OF EACH
CALENDAR QUARTER
4.a TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
KWEK LENG JOO
4.b TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN ACCORDANCE WITH THE ARTICLES OF
ASSOCIATION OF THE COMPANY AND WHO, BEING
ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR
KWEK LENG PECK
5.a TO RE-APPOINT THE FOLLOWING DIRECTORS Mgmt For For
PURSUANT TO SECTION 153(6) OF THE COMPANIES
ACT, CHAPTER 50 OF SINGAPORE (THE
"COMPANIES ACT") TO HOLD OFFICE FROM THE
DATE OF THE MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING ("AGM"): MR KWEK LENG BENG
5.b TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
PURSUANT TO SECTION 153(6) OF THE COMPANIES
ACT, CHAPTER 50 OF SINGAPORE (THE
"COMPANIES ACT") TO HOLD OFFICE FROM THE
DATE OF THE MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING ("AGM"): MR FOO SEE JUAN
5.c TO RE-APPOINT THE FOLLOWING DIRECTOR Mgmt For For
PURSUANT TO SECTION 153(6) OF THE COMPANIES
ACT, CHAPTER 50 OF SINGAPORE (THE
"COMPANIES ACT") TO HOLD OFFICE FROM THE
DATE OF THE MEETING UNTIL THE NEXT ANNUAL
GENERAL MEETING ("AGM"): MR TANG SEE CHIM
6 TO RE-APPOINT KPMG LLP AS AUDITORS AND TO Mgmt For For
AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION
7 THAT AUTHORITY BE AND IS HEREBY GIVEN TO Mgmt For For
THE DIRECTORS TO: (A) (I) ISSUE ORDINARY
SHARES IN THE CAPITAL OF THE COMPANY
WHETHER BY WAY OF RIGHTS, BONUS OR
OTHERWISE; AND/OR (II) MAKE OR GRANT
OFFERS, AGREEMENTS OR OPTIONS
(COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR
WOULD REQUIRE ORDINARY SHARES TO BE ISSUED,
INCLUDING BUT NOT LIMITED TO THE CREATION
AND ISSUE OF (AS WELL AS ADJUSTMENTS TO)
WARRANTS, DEBENTURES OR OTHER INSTRUMENTS
CONVERTIBLE INTO ORDINARY SHARES, AT ANY
TIME AND UPON SUCH TERMS AND CONDITIONS AND
FOR SUCH PURPOSES AND TO SUCH PERSONS AS
THE DIRECTORS MAY, IN THEIR ABSOLUTE
DISCRETION, DEEM FIT; AND (B)
(NOTWITHSTANDING THE AUTHORITY CONFERRED BY
THIS ORDINARY RESOLUTION MAY HAVE CEASED TO
BE IN FORCE) ISSUE ORDINARY SHARES IN
PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED
BY THE DIRECTORS WHILE THIS CONTD
CONT CONTD ORDINARY RESOLUTION WAS IN FORCE; Non-Voting
PROVIDED THAT: (1) THE AGGREGATE NUMBER OF
ORDINARY SHARES TO BE ISSUED PURSUANT TO
THIS ORDINARY RESOLUTION (INCLUDING
ORDINARY SHARES TO BE ISSUED IN PURSUANCE
OF INSTRUMENTS MADE OR GRANTED PURSUANT TO
THIS ORDINARY RESOLUTION BUT EXCLUDING
ORDINARY SHARES WHICH MAY BE ISSUED
PURSUANT TO ANY ADJUSTMENTS EFFECTED UNDER
ANY RELEVANT INSTRUMENT) DOES NOT EXCEED
50% OF THE TOTAL NUMBER OF ISSUED ORDINARY
SHARES, EXCLUDING TREASURY SHARES, IN THE
CAPITAL OF THE COMPANY (AS CALCULATED IN
ACCORDANCE WITH PARAGRAPH (2) OF THIS
ORDINARY RESOLUTION), OF WHICH THE
AGGREGATE NUMBER OF ORDINARY SHARES TO BE
ISSUED OTHER THAN ON A PRO RATA BASIS TO
SHAREHOLDERS OF THE COMPANY DOES NOT EXCEED
20% OF THE TOTAL NUMBER OF ISSUED ORDINARY
SHARES, EXCLUDING TREASURY SHARES, IN THE
CAPITAL OF THE CONTD
CONT CONTD COMPANY (AS CALCULATED IN ACCORDANCE Non-Voting
WITH PARAGRAPH (2) OF THIS ORDINARY
RESOLUTION) (2) (SUBJECT TO SUCH MANNER OF
CALCULATION AS MAY BE PRESCRIBED BY
SINGAPORE EXCHANGE SECURITIES TRADING
LIMITED ("SGX-ST")) FOR THE PURPOSE OF
DETERMINING THE AGGREGATE NUMBER OF
ORDINARY SHARES THAT MAY BE ISSUED UNDER
PARAGRAPH (1) OF THIS ORDINARY RESOLUTION,
THE TOTAL NUMBER OF ISSUED ORDINARY SHARES,
EXCLUDING TREASURY SHARES, SHALL BE BASED
ON THE TOTAL NUMBER OF ISSUED ORDINARY
SHARES, EXCLUDING TREASURY SHARES, IN THE
CAPITAL OF THE COMPANY AT THE TIME THIS
ORDINARY RESOLUTION IS PASSED, AFTER
ADJUSTING FOR: (I) NEW ORDINARY SHARES
ARISING FROM THE CONVERSION OR EXERCISE OF
ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS
OR VESTING OF SHARE AWARDS WHICH ARE
OUTSTANDING OR SUBSISTING AT THE TIME THIS
ORDINARY RESOLUTION IS CONTD
CONT CONTD PASSED; AND (II) ANY SUBSEQUENT BONUS Non-Voting
ISSUE, CONSOLIDATION OR SUBDIVISION OF
ORDINARY SHARES; (3) IN EXERCISING THE
AUTHORITY CONFERRED BY THIS ORDINARY
RESOLUTION, THE COMPANY SHALL COMPLY WITH
THE PROVISIONS OF THE LISTING MANUAL OF THE
SGX-ST FOR THE TIME BEING IN FORCE (UNLESS
SUCH COMPLIANCE HAS BEEN WAIVED BY THE
SGX-ST) AND THE ARTICLES OF ASSOCIATION FOR
THE TIME BEING OF THE COMPANY; AND (4)
(UNLESS REVOKED OR VARIED BY THE COMPANY IN
GENERAL MEETING) THE AUTHORITY CONFERRED BY
THIS ORDINARY RESOLUTION SHALL CONTINUE IN
FORCE UNTIL THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR THE DATE BY WHICH THE
NEXT AGM OF THE COMPANY IS REQUIRED BY LAW
TO BE HELD, WHICHEVER IS THE EARLIER
8 THAT: (A) FOR THE PURPOSES OF SECTIONS 76C Mgmt For For
AND 76E OF THE COMPANIES ACT, THE EXERCISE
BY THE DIRECTORS OF THE COMPANY OF ALL THE
POWERS OF THE COMPANY TO PURCHASE OR
OTHERWISE ACQUIRE ISSUED ORDINARY SHARES
("ORDINARY SHARES") AND/OR NON-REDEEMABLE
CONVERTIBLE NON-CUMULATIVE PREFERENCE
SHARES ("PREFERENCE SHARES") IN THE CAPITAL
OF THE COMPANY NOT EXCEEDING IN AGGREGATE
THE PRESCRIBED LIMIT (AS HEREINAFTER
DEFINED), AT SUCH PRICE OR PRICES AS MAY BE
DETERMINED BY THE DIRECTORS OF THE COMPANY
FROM TIME TO TIME UP TO THE MAXIMUM PRICE
(AS HEREINAFTER DEFINED), WHETHER BY WAY
OF: (I) MARKET PURCHASES (EACH A "MARKET
PURCHASE") ON THE SGX-ST; AND/OR (II)
OFF-MARKET PURCHASES (EACH AN "OFF-MARKET
PURCHASE") EFFECTED OTHERWISE THAN ON THE
SGX-ST IN ACCORDANCE WITH ANY EQUAL ACCESS
SCHEME(S) AS MAY BE DETERMINED OR
FORMULATED CONTD
CONT CONTD BY THE DIRECTORS OF THE COMPANY AS Non-Voting
THEY MAY, IN THEIR ABSOLUTE DISCRETION,
DEEM FIT, WHICH SCHEMES SHALL SATISFY ALL
THE CONDITIONS PRESCRIBED BY THE COMPANIES
ACT, AND OTHERWISE IN ACCORDANCE WITH ALL
OTHER LAWS, REGULATIONS AND RULES OF THE
SGX-ST AS MAY FOR THE TIME BEING BE
APPLICABLE, BE AND IS HEREBY AUTHORISED AND
APPROVED GENERALLY AND UNCONDITIONALLY
("SHARE PURCHASE MANDATE"); (B) THE
AUTHORITY CONFERRED ON THE DIRECTORS OF THE
COMPANY PURSUANT TO THE SHARE PURCHASE
MANDATE MAY BE EXERCISED BY THE DIRECTORS
OF THE COMPANY AT ANY TIME AND FROM TIME TO
TIME DURING THE PERIOD COMMENCING FROM THE
DATE OF THE PASSING OF THIS RESOLUTION AND
EXPIRING ON THE EARLIER OF: (I) THE DATE ON
WHICH THE NEXT AGM OF THE COMPANY IS HELD
OR REQUIRED BY LAW TO BE HELD; (II) THE
DATE ON WHICH THE AUTHORITY CONFERRED BY
THE CONTD
CONT CONTD SHARE PURCHASE MANDATE IS VARIED OR Non-Voting
REVOKED IN GENERAL MEETING; OR (III) THE
DATE ON WHICH THE PURCHASES OR ACQUISITIONS
OF ORDINARY SHARES AND/OR PREFERENCE SHARES
PURSUANT TO THE SHARE PURCHASE MANDATE ARE
CARRIED OUT TO THE FULL EXTENT MANDATED;
(C) IN THIS RESOLUTION: "PRESCRIBED LIMIT"
MEANS IN RELATION TO ANY PURCHASE OR
ACQUISITION OF ORDINARY SHARES, THE NUMBER
OF ISSUED ORDINARY SHARES REPRESENTING 10%
OF THE TOTAL NUMBER OF ISSUED ORDINARY
SHARES AS AT THE DATE OF THE PASSING OF
THIS RESOLUTION, (EXCLUDING ANY ORDINARY
SHARES HELD AS TREASURY SHARES), AND IN
RELATION TO ANY PURCHASE OR ACQUISITION OF
PREFERENCE SHARES, THE NUMBER OF ISSUED
PREFERENCE SHARES REPRESENTING 10% OF THE
TOTAL NUMBER OF ISSUED PREFERENCE SHARES AS
AT THE DATE OF THE PASSING OF THIS
RESOLUTION; AND "MAXIMUM PRICE" IN RELATION
TO CONTD
CONT CONTD AN ORDINARY SHARE OR PREFERENCE SHARE Non-Voting
TO BE PURCHASED (AS THE CASE MAY BE) MEANS
AN AMOUNT (EXCLUDING BROKERAGE, STAMP
DUTIES, APPLICABLE GOODS AND SERVICES TAX
AND OTHER RELATED EXPENSES) NOT EXCEEDING:
(I) IN THE CASE OF A MARKET PURCHASE, 105%
OF THE AVERAGE CLOSING PRICE OF THE
ORDINARY SHARES OR PREFERENCE SHARES (AS
THE CASE MAY BE); AND (II) IN THE CASE OF
AN OFF-MARKET PURCHASE, 120% OF THE HIGHEST
LAST DEALT PRICE OF THE ORDINARY SHARES OR
PREFERENCE SHARES (AS THE CASE MAY BE),
WHERE: "AVERAGE CLOSING PRICE" MEANS THE
AVERAGE OF THE CLOSING MARKET PRICES OF THE
ORDINARY SHARES OR PREFERENCE SHARES (AS
THE CASE MAY BE) OVER THE LAST FIVE (5)
MARKET DAYS ON THE SGX-ST, ON WHICH
TRANSACTIONS IN THE ORDINARY SHARES OR
PREFERENCE SHARES WERE RECORDED,
IMMEDIATELY PRECEDING THE DAY OF THE MARKET
PURCHASE BY THE CONTD
CONT CONTD COMPANY, AND DEEMED TO BE ADJUSTED Non-Voting
FOR ANY CORPORATE ACTION THAT OCCURS AFTER
SUCH 5-MARKET DAY PERIOD; "CLOSING MARKET
PRICE" MEANS THE LAST DEALT PRICE FOR AN
ORDINARY SHARE OR PREFERENCE SHARE (AS THE
CASE MAY BE) TRANSACTED THROUGH THE
SGX-ST'S CENTRAL LIMIT ORDER BOOK (CLOB)
TRADING SYSTEM AS SHOWN IN ANY PUBLICATION
OF THE SGX-ST OR OTHER SOURCES; "HIGHEST
LAST DEALT PRICE" MEANS THE HIGHEST PRICE
TRANSACTED FOR AN ORDINARY SHARE OR
PREFERENCE SHARE (AS THE CASE MAY BE) AS
RECORDED ON THE SGX-ST ON THE MARKET DAY ON
WHICH THERE WERE TRADES IN THE ORDINARY
SHARES OR PREFERENCE SHARES IMMEDIATELY
PRECEDING THE DAY OF THE MAKING OF THE
OFFER PURSUANT TO THE OFF-MARKET PURCHASE;
"DAY OF THE MAKING OF THE OFFER" MEANS THE
DAY ON WHICH THE COMPANY MAKES AN OFFER FOR
THE OFF-MARKET PURCHASE OF ORDINARY SHARES
OR CONTD
CONT CONTD PREFERENCE SHARES, AS THE CASE MAY Non-Voting
BE, FROM HOLDERS OF ORDINARY SHARES OR
HOLDERS OF PREFERENCE SHARES, STATING THE
PURCHASE PRICE (WHICH SHALL NOT BE MORE
THAN THE MAXIMUM PRICE FOR AN OFF-MARKET
PURCHASE, CALCULATED ON THE FOREGOING
BASIS) FOR EACH ORDINARY SHARE OR
PREFERENCE SHARE, AND THE RELEVANT TERMS OF
THE EQUAL ACCESS SCHEME FOR EFFECTING THE
OFF-MARKET PURCHASE; AND "MARKET DAY" MEANS
A DAY ON WHICH THE SGX-ST IS OPEN FOR
TRADING IN SECURITIES; AND (D) THE
DIRECTORS BE AND ARE HEREBY AUTHORISED TO
COMPLETE AND DO ALL SUCH ACTS AND THINGS
(INCLUDING EXECUTING SUCH DOCUMENTS AS MAY
BE REQUIRED) AS THEY MAY CONSIDER EXPEDIENT
OR NECESSARY TO GIVE EFFECT TO THE
TRANSACTIONS CONTEMPLATED BY THIS
RESOLUTION
9 (A) THAT APPROVAL BE AND IS HEREBY GIVEN Mgmt For For
FOR THE PURPOSE OF CHAPTER 9 OF THE LISTING
MANUAL OF THE SGX-ST, FOR THE COMPANY, ITS
SUBSIDIARIES AND ITS ASSOCIATED COMPANIES
THAT ARE NOT LISTED ON THE SGX-ST, OR AN
APPROVED EXCHANGE, OVER WHICH THE COMPANY,
ITS SUBSIDIARIES AND/OR ITS INTERESTED
PERSON(S), HAVE CONTROL, OR ANY OF THEM, TO
ENTER INTO ANY OF THE TRANSACTIONS FALLING
WITHIN THE CATEGORY OF INTERESTED PERSON
TRANSACTIONS, PARTICULARS OF WHICH ARE SET
OUT IN THE COMPANY'S CIRCULAR TO
SHAREHOLDERS DATED 28 APRIL 2003 (THE
"CIRCULAR") WITH ANY PARTY WHO IS OF THE
CLASS OR CLASSES OF INTERESTED PERSONS
DESCRIBED IN THE CIRCULAR, PROVIDED THAT
SUCH TRANSACTIONS ARE ENTERED INTO IN
ACCORDANCE WITH THE REVIEW PROCEDURES FOR
INTERESTED PERSON TRANSACTIONS AS SET OUT
IN THE CIRCULAR, AND THAT SUCH APPROVAL
(THE "IPT CONTD
CONT CONTD MANDATE"), SHALL UNLESS REVOKED OR Non-Voting
VARIED BY THE COMPANY IN GENERAL MEETING,
CONTINUE IN FORCE UNTIL THE NEXT AGM OF THE
COMPANY; AND (B) THAT THE DIRECTORS OF THE
COMPANY AND EACH OF THEM BE AND ARE HEREBY
AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS
AND THINGS (INCLUDING EXECUTING ALL SUCH
DOCUMENTS AS MAY BE REQUIRED) AS THEY OR HE
MAY CONSIDER EXPEDIENT OR NECESSARY OR IN
THE INTERESTS OF THE COMPANY TO GIVE EFFECT
TO THE IPT MANDATE AND/OR THIS RESOLUTION
CMMT 04 APR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION TO TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD, HONG KONG Agenda Number: 704886069
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: EGM
Meeting Date: 22-Jan-2014
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1210/LTN20131210085.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1210/LTN20131210087.pdf
1 To approve, confirm and ratify the CAPCO Mgmt Abstain Against
Acquisition Agreement and the PSDC
Acquisition Agreement and the transactions
contemplated therein (including, without
limitation, the CAPCO Acquisition and the
PSDC Acquisition) and to authorise the
Directors of the Company on behalf of the
Company to do such things or acts as they
may consider necessary, desirable or
expedient to give effect to such
transactions
2 To elect Mr. Richard Kendall Lancaster as Mgmt Abstain Against
Director
3 To elect Dr. Rajiv Behari Lall as Director Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CLP HOLDINGS LTD, HONG KONG Agenda Number: 705070441
--------------------------------------------------------------------------------------------------------------------------
Security: Y1660Q104
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: HK0002007356
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327484.pdf
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0327/LTN20140327492.pdf
1 To adopt the audited Financial Statements Mgmt For For
for the year ended 31 December 2013 and the
Reports of the Directors and Independent
Auditor thereon
2.a To re-elect Mr John Andrew Harry Leigh as Mgmt For For
Director
2.b To re-elect Sir Roderick Ian Eddington as Mgmt Against Against
Director
2.c To re-elect Mr Ronald James McAulay as Mgmt Against Against
Director
2.d To re-elect Dr Lee Yui Bor as Director Mgmt For For
3 To re-appoint PricewaterhouseCoopers as Mgmt For For
Independent Auditor of the Company and
authorise the Directors to fix Auditor's
remuneration for the year ended 31 December
2014
4 To give a general mandate to the Directors Mgmt For For
to issue and dispose of additional shares
in the Company; not exceeding five per cent
of the total number of shares in issue at
the date of this Resolution and such shares
shall not be issued at a discount of more
than ten per cent to the Benchmarked Price
of such shares
5 To give a general mandate to the Directors Mgmt For For
to exercise all the powers of the Company
to buy back or otherwise acquire shares of
the Company in issue; not exceeding ten per
cent of the total number of shares in issue
at the date of this Resolution
--------------------------------------------------------------------------------------------------------------------------
CNH INDUSTRIAL N.V., BASILDON Agenda Number: 705003729
--------------------------------------------------------------------------------------------------------------------------
Security: N20944109
Meeting Type: AGM
Meeting Date: 16-Apr-2014
Ticker:
ISIN: NL0010545661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Open meeting Non-Voting
2.a Discuss remuneration report Non-Voting
2.b Receive explanation on company's reserves Non-Voting
and dividend policy
2.c Adopt financial statements and statutory Mgmt For For
reports
2.d Approve dividends of EUR 0.20 per share Mgmt For For
2.e Approve discharge of directors Mgmt For For
3.a Reelect Sergio Marchionne as executive Mgmt Against Against
director
3.b Re-elect Richard J. Tobin as executive Mgmt For For
director
3.c Re-elect Richard John P. Elkann as Mgmt Against Against
non-executive director
3.d Re-elect Richard Mina Gerowin as Mgmt For For
non-executive director
3.e Re-elect Maria Patrizia Grieco as Mgmt For For
non-executive director
3.f Re-elect Leo W. Houle as non executive Mgmt For For
director
3.g Re-elect Peter Kalantzis as non executive Mgmt Against Against
director
3.h Re-elect John B. Lanaway as non executive Mgmt For For
director
3.i Re-elect Guido Tabellini as non executive Mgmt For For
director
3.j Re-elect Jacqueline Tammenoms Bakker as Mgmt For For
non-executive director
3.k Re-elect Jacques Theurillat as Mgmt For For
non-executive director
4.a Approve remuneration policy for executive Mgmt Against Against
and non-executive directors
4.b Approve omnibus stock plan Mgmt Against Against
5 Authorize repurchase of up to 10 percent of Mgmt For For
issued share capital
6 Close meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 704838513
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: EGM
Meeting Date: 27-Nov-2013
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107226.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2013/1107/LTN20131107190.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
1 To approve the Non-exempt Continuing Mgmt For For
Connected Transactions
2 To approve the Proposed Caps for each Mgmt For For
category of the Non-exempt Continuing
Connected Transactions
--------------------------------------------------------------------------------------------------------------------------
CNOOC LTD, HONG KONG Agenda Number: 705141606
--------------------------------------------------------------------------------------------------------------------------
Security: Y1662W117
Meeting Type: AGM
Meeting Date: 23-May-2014
Ticker:
ISIN: HK0883013259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409027.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2014/0409/LTN20140409023.pdf
A.1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS TOGETHER WITH THE
REPORT OF THE DIRECTORS AND INDEPENDENT
AUDITORS' REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2013
A.2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2013
A.3 TO RE-ELECT MR. LI FANRONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.4 TO RE-ELECT MR. WANG YILIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.5 TO RE-ELECT MR. LV BO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
A.6 TO RE-ELECT MR. ZHANG JIANWEI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.7 TO RE-ELECT MR. WANG JIAXIANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
A.8 TO RE-ELECT MR. LAWRENCE J. LAU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.9 TO RE-ELECT MR. KEVIN G. LYNCH AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
A.10 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF EACH OF THE DIRECTORS
A.11 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE INDEPENDENT AUDITORS OF THE COMPANY AND
ITS SUBSIDIARIES, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
B.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE CAPITAL OF THE
COMPANY NOT EXCEEDING 10% OF THE AGGREGATE
NUMBER OF SHARES OF THE COMPANY IN ISSUE AS
AT THE DATE OF PASSING OF THIS RESOLUTION
B.2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES IN THE CAPITAL OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY WHICH WOULD OR MIGHT REQUIRE THE
EXERCISE OF SUCH POWER, WHICH SHALL NOT
EXCEEDING 20% OF THE AGGREGATE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF PASSING OF THIS RESOLUTION
B.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY AND TO
MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS
AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
REPURCHASED, WHICH SHALL NOT EXCEED 10% OF
THE AGGREGATE NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF PASSING
OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
COBHAM PLC, WIMBORNE,DORSET Agenda Number: 705059764
--------------------------------------------------------------------------------------------------------------------------
Security: G41440143
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB00B07KD360
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive the Annual Report and Accounts Mgmt For For
2013
2 To approve the Directors Remuneration Mgmt For For
Policy
3 To approve the Directors Remuneration Mgmt For For
Report
4 To declare a final ordinary dividend Mgmt For For
5 To elect D Flint a Director Mgmt For For
6 To elect S Nicholls a Director Mgmt For For
7 To re-elect J Devaney a Director Mgmt For For
8 To re-elect M Hagee a Director Mgmt For For
9 To re-elect R Murphy a Director Mgmt For For
10 To re-elect M Ronald a Director Mgmt For For
11 To re-elect M Wareing a Director Mgmt For For
12 To re-elect A Wood a Director Mgmt For For
13 To re-appoint PwC as Auditor Mgmt For For
14 To authorise the Directors to determine the Mgmt For For
Auditors remuneration
15 To approve the Cobham Savings Related Share Mgmt For For
Option Scheme
16 To approve the Cobham Executive Share Mgmt For For
Option Plan
17 To authorise the Company to purchase its Mgmt For For
own shares
18 To authorise the Directors to allot shares Mgmt For For
and grant rights
19 To authorise the Directors to allot equity Mgmt For For
securities for cash
20 To authorise the calling of general Mgmt For For
meetings other than Annual General Meetings
on not less than 14 clear days notice
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA AMATIL LTD Agenda Number: 705150073
--------------------------------------------------------------------------------------------------------------------------
Security: Q2594P146
Meeting Type: AGM
Meeting Date: 13-May-2014
Ticker:
ISIN: AU000000CCL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE
ABSTAIN) ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
THE ABOVE MENTIONED PROPOSAL/S, YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2.A RE-ELECTION OF Mr WALLACE MACARTHUR KING, Mgmt For For
AO AS A DIRECTOR
2.B RE-ELECTION OF Mr DAVID EDWARD MEIKLEJOHN, Mgmt For For
AM AS A DIRECTOR
2.C RE-ELECTION OF Mr KRISHNAKUMAR THIRUMALAI Mgmt For For
AS A DIRECTOR
3 PARTICIPATION BY EXECUTIVE DIRECTOR IN THE Mgmt For For
2014-2016 LONG TERM INCENTIVE SHARE RIGHTS
PLAN
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA WEST COMPANY,LIMITED Agenda Number: 704992420
--------------------------------------------------------------------------------------------------------------------------
Security: J0814U109
Meeting Type: AGM
Meeting Date: 25-Mar-2014
Ticker:
ISIN: JP3293200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
COCHLEAR LIMITED Agenda Number: 704732569
--------------------------------------------------------------------------------------------------------------------------
Security: Q25953102
Meeting Type: AGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: AU000000COH5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2.1, 4.1, 5.1 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSALS (2.1, 4.1 AND 5.1), YOU
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION.
1.1 To receive the Financial Report, Director's Mgmt For For
Report and Auditor's Report in respect of
the year ended 30 June 2013
2.1 That the Remuneration Report be adopted Mgmt For For
3.1 To re-elect Mr Donal O'Dwyer as a director Mgmt For For
of the Company
3.2 To re-elect Mrs Yasmin Allen as a director Mgmt For For
of the Company
4.1 Approval of issue, allocation or transfer Mgmt For For
of securities to the CEO/President under
the Cochlear Executive Incentive Plan
5.1 That, subject to and conditional on at Shr Against For
least 25% of the votes cast on resolution
2.1 being cast against the adoption of the
Remuneration Report: (a) A meeting of the
Company's members to be held within 90 days
of the date of the 2013 Annual General
Meeting (the Spill Meeting); (b) All of the
directors who: (i) were directors of the
Company when the resolution to approve the
Directors' Report for the year ended 30
June 2013 was passed; and (ii) are not a
managing director of the Company who may,
in accordance with the ASX Listing Rules,
continue to hold office indefinitely
without being re-elected to the office,
cease to hold office immediately before the
end of the Spill Meeting; and (iii)
resolutions to appoint persons to offices
that will be vacated immediately before the
end of the Spill Meeting be put to the vote
at CONTD
CONT CONTD the Spill Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
COMFORTDELGRO CORPORATION LTD Agenda Number: 705070314
--------------------------------------------------------------------------------------------------------------------------
Security: Y1690R106
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: SG1N31909426
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and adopt the Directors' Report Mgmt For For
and Audited Financial Statements for the
Financial Year ended 31 December 2013
together with the Auditors' Report thereon
2 To declare a tax-exempt one-tier final Mgmt For For
dividend of 4 cents per ordinary share in
respect of the Financial Year ended 31
December 2013
3 To approve the payment of Directors' fees Mgmt For For
of SGD 608,338 for the Financial Year ended
31 December 2013. (FY2012: SGD 586,000)
4 To re-elect Ms Sum Wai Fun, Adeline, a Mgmt For For
Director retiring pursuant to Article 91 of
the Company's Articles of Association
5 To re-elect Mr Wong Chin Huat, David, a Mgmt For For
Director retiring pursuant to Article 91 of
the Company's Articles of Association
6 To re-appoint Mr Lim Jit Poh as a Director Mgmt For For
pursuant to Section 153(6) of the Companies
Act, Cap. 50 to hold office from the date
of this Annual General Meeting until the
next Annual General Meeting
7 To re-appoint Mr Ong Ah Heng as a Director Mgmt For For
pursuant to Section 153(6) of the Companies
Act, Cap. 50 to hold office from the date
of this Annual General Meeting until the
next Annual General Meeting
8 To re-appoint Mr Kua Hong Pak as a Director Mgmt For For
pursuant to Section 153(6) of the Companies
Act, Cap. 50 to hold office from the date
of this Annual General Meeting until the
next Annual General Meeting
9 To re-appoint Mr Oo Soon Hee as a Director Mgmt For For
pursuant to Section 153(6) of the Companies
Act, Cap. 50 to hold office from the date
of this Annual General Meeting until the
next Annual General Meeting
10 To re-appoint Messrs Deloitte & Touche LLP Mgmt For For
as Auditors and authorise the Directors to
fix their remuneration
--------------------------------------------------------------------------------------------------------------------------
COMMERZBANK AG, FRANKFURT/MAIN Agenda Number: 705086026
--------------------------------------------------------------------------------------------------------------------------
Security: D172W1279
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: DE000CBK1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 17 APR 14 , WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 Non-Voting
MAR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. Presentation of the adopted annual Non-Voting
financial statements and the management
report (including the explanatory report on
the information under section 289 paragraph
4 and paragraph 5 German Commercial Code
(Handelsgesetzbuch, "HGB") for the fiscal
year 2013, submission of the approved
consolidated financial statements and the
group management report (including the
explanatory report on the information under
section 315 paragraph 2 no. 5 and paragraph
4 HGB) for the fiscal year 2013, the report
by the Supervisory Board, the corporate
governance and remuneration report for the
fiscal year 2013
2. Resolution on the use of the profit shown Mgmt For For
on the balance Sheet
3. Resolution on the ratification of actions Mgmt For For
by the members of the Board of Managing
Directors
4. Resolution on the ratification of actions Mgmt For For
by the members of the Supervisory Board
5. Election of the auditor of the annual Mgmt For For
financial statements, the auditor of the
consolidated financial statements and the
auditor for the audit review of the interim
financial reports for the fiscal year 2014:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
6. Election of the auditor for the audit Mgmt For For
review of the interim financial report for
the first quarter of the fiscal year 2015:
PricewaterhouseCoopers Aktiengesellschaft
Wirtschaftsprufungsgesell schaft, Frankfurt
am Main
7.1.1 Election of new member in the Supervisory Mgmt For For
Board: Dr. Stefan Lippe
7.1.2 Election of new member in the Supervisory Mgmt For For
Board: Nicholas R. Teller
7.2 Election of Substitute member in the Mgmt For For
Supervisory Board: Solms U. Wittig
8 Resolution on approval of amending Mgmt For For
agreements to Domination and Profit and
Loss Transfer Agreements as well as Profit
and Loss Transfer Agreements
9. Resolution on approval of the amending Mgmt For For
agreement for the purpose of restating a
Profit and Loss Transfer Agreement with
Atlas Vermogensverwaltungsgesellschaft mbH
--------------------------------------------------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA, SYDNEY NSW Agenda Number: 704753842
--------------------------------------------------------------------------------------------------------------------------
Security: Q26915100
Meeting Type: AGM
Meeting Date: 08-Nov-2013
Ticker:
ISIN: AU000000CBA7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4, 5.a AND 5.b AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSALS
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSALS. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (3, 4, 5.a AND
5.b), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSALS AND YOU COMPLY WITH THE VOTING
EXCLUSION.
2.a Re-election of Director, Sir John Anderson Mgmt For For
2.b Re-election of Director, Mr Brian Long Mgmt For For
2.c Re-election of Director, Ms Jane Hemstritch Mgmt For For
3 Remuneration Report Mgmt For For
4 Grant of Securities to Ian Mark Narev under Mgmt For For
the Group Leadership Reward Plan
5.a Approval of Selective Buy-Back Agreements - Mgmt For For
PERLS V
5.b Approval of Selective Capital Reduction - Mgmt For For
PERLS V
CMMT 30 OCT 13: PLEASE NOTE THAT ANY HOLDERS OF Non-Voting
PERLS V AND ITS ASSOCIATE ARE EXCLUDED TO
VOTE ON RESOLUTION 5A. THANK YOU.
CMMT 30 OCT 13: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA, COURBEVOIE Agenda Number: 705087143
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 05-Jun-2014
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 28 APR 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0328/201403281400849.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0428/201404281401398.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the 2013 financial year
O.2 Approval of the consolidated financial Mgmt For For
statements for the 2013 financial year
O.3 Allocation of income and setting the Mgmt For For
dividend of EUR 1.24 per share
O.4 Option for payment of a part of 50% of the Mgmt For For
dividend in shares
O.5 Renewal of term of Mr. Pierre-Andre de Mgmt For For
Chalendar as Board member
O.6 Approval of the commitments made in favor Mgmt Against Against
of Mr. Pierre-Andre de Chalendar regarding
allowances and benefits that may be due in
certain cases of termination of his duties
as CEO
O.7 Approval of the retirement commitments made Mgmt For For
in favor of Pierre-Andre de Chalendar
O.8 Approval to keep the services provided Mgmt For For
under the Group contingency and healthcare
contracts for employees of Compagnie de
Saint-Gobain in favor of Mr. Pierre-Andre
de Chalendar as non-salaried corporate
officer
O.9 Advisory review of the compensation owed or Mgmt For For
paid to Mr. Pierre-Andre de Chalendar
during the 2013 financial year
O.10 Review of the annual amount of attendance Mgmt For For
allowances
O.11 Authorization to the Board of Directors to Mgmt For For
purchase shares of the Company
E.12 Amendment to Article 9 of the bylaws Mgmt For For
regarding the appointment of directors
representing employees within the Board of
Directors of Compagnie de Saint-Gobain
E.13 Renewing the authorization to the Board of Mgmt For For
Directors to grant performance share
subscription or purchase options up to 1%
of share capital with a sub-ceiling of 10 %
of this limit for the executive corporate
officers of Compagnie de Saint-Gobain, this
1% limit and 10% sub-limit are common to
this resolution and the fourteenth
resolution
E.14 Renewing the authorization to the Board of Mgmt For For
Directors to allocate free existing
performance shares up to 0.8% of share
capital with a sub-ceiling of 10 % of this
limit for executive corporate officers of
Compagnie de Saint-Gobain, this 0.8% limit
and the 10% sub-limit being deducted on
those set under the thirteenth resolution
which establishes a common limit for both
resolutions
E.15 Powers to implement the decisions of the Mgmt For For
General Meeting and to carry out all legal
formalities
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS - CEMIG, BELO Agenda Number: 705336798
--------------------------------------------------------------------------------------------------------------------------
Security: P2577R110
Meeting Type: EGM
Meeting Date: 03-Jun-2014
Ticker:
ISIN: BRCMIGACNPR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMPUTERSHARE LIMITED Agenda Number: 704744780
--------------------------------------------------------------------------------------------------------------------------
Security: Q2721E105
Meeting Type: AGM
Meeting Date: 13-Nov-2013
Ticker:
ISIN: AU000000CPU5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2 Re-election of Mr A L Owen as a Director Mgmt For For
3 Remuneration Report Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CONTACT ENERGY LTD Agenda Number: 704747700
--------------------------------------------------------------------------------------------------------------------------
Security: Q2818G104
Meeting Type: AGM
Meeting Date: 15-Oct-2013
Ticker:
ISIN: NZCENE0001S6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That Whaimutu Dewes, who retires by Mgmt For For
rotation and is eligible for re-election,
be re-elected as a director of the Company
2 That Karen Moses, who retires by rotation Mgmt For For
and is eligible for re-election, be
re-elected as a director of the Company
3 That the directors be authorised to fix the Mgmt For For
fees and expenses of the auditor
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL AG, HANNOVER Agenda Number: 705120169
--------------------------------------------------------------------------------------------------------------------------
Security: D16212140
Meeting Type: AGM
Meeting Date: 25-Apr-2014
Ticker:
ISIN: DE0005439004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 04 APR 2014, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE-1 BUSINESS DAY. THIS IS DONE TO
ENSURE THAT ALL POSITIONS REPORTED ARE IN
CONCURRENCE WITH THE GERMAN LAW. THANK YOU.
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 Non-Voting
APR 2014. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1. PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2013 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS, THE
GROUP ANNUAL REPORT, AND THE REPORT
PURSUANT TO SECTIONS 289(4) AND 315(4) OF
THE GERMAN COMMERCIAL CODE
2. RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT OF EUR 913,394,311.54 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 2.50 PER NO-PAR SHARE EUR
413,379,354.04 SHALL BE CARRIED FORWARD
EX-DIVIDEND AND PAYABLE DATE: APRIL 28,
2014
3.1 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: JOSE A. AVILA
3.2 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: RALF CRAMER
3.3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: ELMAR DEGENHART
3.4 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: FRANK JOURDAN
3.5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: HELMUT MATSCHI
3.6 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: WOLFGANG SCHAEFER
3.7 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: NIKOLAI SETZER
3.8 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: ELKE STRATHMANN
3.9 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: HEINZ-GERHARD WENTE
4.1 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WOLFGANG REITZLE
4.2 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: WERNER BISCHOFF
4.3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MICHAEL DEISTER
4.4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: GUNTER DUNKEL
4.5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS FISCHL
4.6 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JUERGEN GEISSINGER
4.7 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: PETER GUTZMER
4.8 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: PETER HAUSMANN
4.9 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HANS-OLAF HENKEL
4.10 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MICHAEL IGLHAUT
4.11 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JOERG KOEHLINGER
4.12 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: KLAUS MANGOLD
4.13 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: HARTMUT MEINE
4.14 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: DIRK NORDMANN
4.15 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ARTUR OTTO
4.16 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: KLAUS ROSENFELD
4.17 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: GEORG F.W. SCHAEFFLER
4.18 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: MARIA ELISABETH SCHAEFFLER
4.19 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: JOERG SCHOENFELDER
4.20 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: BERND W. VOSS
4.21 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: SIEGFRIED WOLF
4.22 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: ERWIN WOERLE
5. APPOINTMENT OF AUDITORS FOR THE 2014 Mgmt For For
FINANCIAL YEAR: KPMG AG, HANOVER, AND FOR
THE REVIEW OF THE 2014 INTERIM REPORT: KPMG
AG, HANOVER
6.1 ELECTION TO THE SUPERVISORY BOARD: GUNTER Mgmt For For
DUNKEL
6.2 ELECTION TO THE SUPERVISORY BOARD: PETER Mgmt Against Against
GUTZMER
6.3 ELECTION TO THE SUPERVISORY BOARD: KLAUS Mgmt For For
MANGOLD
6.4 ELECTION TO THE SUPERVISORY BOARD: SABINE Mgmt For For
NEUSS
6.5 ELECTION TO THE SUPERVISORY BOARD: WOLFGANG Mgmt For For
REITZLE
6.6 ELECTION TO THE SUPERVISORY BOARD: KLAUS Mgmt Against Against
ROSENFELD
6.7 ELECTION TO THE SUPERVISORY BOARD: GEORG Mgmt Against Against
F.W. SCHAEFFLER
6.8 ELECTION TO THE SUPERVISORY BOARD: Mgmt Against Against
MARIA-ELISABETH SCHAEFFLER
6.9 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For
SIEGFRIED WOLF
6.10 ELECTION TO THE SUPERVISORY BOARD: BERND W. Mgmt For For
VOSS (FOR THE PERIOD UNTIL SEPTEMBER 30,
2014)
6.11 ELECTION TO THE SUPERVISORY BOARD: ROLF Mgmt For For
NONNENMACHER (FOR THE PERIOD FROM OCTOBER
1, 2014 UNTIL THE CLOSE OF THE AGM WHICH
WILL DECIDE ON THE RATIFICATION FOR THE
2018 FINANCIAL YEAR)
7. RESOLUTION ON THE COMPENSATION SYSTEM FOR Mgmt For For
THE MEMBERS OF THE BOARD OF MDS THE
COMPENSATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS SHALL BE APPROVED
8. RESOLUTION ON THE ADJUSTMENT OF EXISTING Mgmt For For
CONTROL AND PROFIT TRANSFER AGREEMENTS. THE
AGREEMENT WITH CONTINENTAL AUTOMOTIVE GMBH
ON AN AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE
APPROVED. THE AGREEMENT WITH CONTINENTAL
CAOUTCHOUC EXPORT GMBH ON AN AMENDMENT TO
THE EXISTING CONTROL AND PROFIT TRANSFER
AGREEMENT SHALL BE APPROVED. THE AGREEMENT
WITH CONTI VERSICHERUNGSDIENT
VERSICHERUNGSVERMITTLUNGSGESELLSCHAFT MBH
ON AN AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE
APPROVED. THE AGREEMENT WITH FORMPOLSTER
GMBH ON AN AMENDMENT TO THE EXISTING
CONTROL AND PROFIT TRANSFER AGREEMENT SHALL
BE APPROVED. THE AGREEMENT WITH UMG
BETEILIGUNGSGESELLSCHAFT MBH ON AN
AMENDMENT TO THE EXISTING CONTROL AND
PROFIT TRANSFER AGREEMENT SHALL BE APPROVED
--------------------------------------------------------------------------------------------------------------------------
COSMO OIL COMPANY,LIMITED Agenda Number: 705343553
--------------------------------------------------------------------------------------------------------------------------
Security: J08316101
Meeting Type: AGM
Meeting Date: 24-Jun-2014
Ticker:
ISIN: JP3298600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3 Appoint a Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CREDIT AGRICOLE SA, MONTROUGE Agenda Number: 705059992
--------------------------------------------------------------------------------------------------------------------------
Security: F22797108
Meeting Type: MIX
Meeting Date: 21-May-2014
Ticker:
ISIN: FR0000045072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT 05 MAY 2014: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
014/0324/201403241400752.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
ADDITIONAL URL:
http://www.journal-officiel.gouv.fr//pdf/20
14/0505/201405051401545.pdf. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 Approval of the annual corporate financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.2 Approval of the consolidated financial Mgmt For For
statements for the financial year ended on
December 31, 2013
O.3 Allocation of income and payment of the Mgmt For For
dividend
O.4 Option for payment of the dividend in Mgmt For For
shares
O.5 Amendments to the consolidated value Mgmt Against Against
guarantee Framework Agreement between
Credit Agricole SA and the Regional Banks
(Caisses Regionales)
O.6 Ratification of the cooptation of Mr. Mgmt Against Against
Gerard OUVRIER-BUFFET as Board member
O.7 Ratification of the cooptation of Mr. Mgmt Against Against
Pascal CELERIER as Board member
O.8 Appointment of Mr. Daniel EPRON as Board Mgmt Against Against
member, in substitution of Mr. Jean-Claude
RIGAUD
O.9 Appointment of Mr. Jean-Pierre GAILLARD as Mgmt Against Against
Board member, in substitution of Mr.
Christian TALGORN
O.10 Renewal of term of Mrs. Caroline CATOIRE as Mgmt For For
Board member
O.11 Renewal of term of Mrs. Laurence DORS as Mgmt For For
Board member
O.12 Renewal of term of Mrs. Francoise GRI as Mgmt For For
Board member
O.13 Renewal of term of Mr. Jean-Louis DELORME Mgmt Against Against
as Board member
O.14 Renewal of term of Mr. Gerard Mgmt Against Against
OUVRIER-BUFFET as Board member
O.15 Renewal of term of Mr. Christian STREIFF as Mgmt For For
Board member
O.16 Renewal of term of Mr. Francois VEVERKA as Mgmt For For
Board member
O.17 Setting the amount of attendance allowances Mgmt For For
to be allocated to the Board of Directors
O.18 Notice on the compensation owed or paid to Mgmt For For
Mr. Jean-Marie SANDER, Chairman of the
Board of Directors for the 2013 financial
year
O.19 Notice on the compensation owed or paid to Mgmt For For
Mr. Jean-Paul CHIFFLET, CEO for the 2013
financial year
O.20 Notice on the compensation owed or paid to Mgmt For For
Mr. Jean-Yves HOCHER, Mr. Bruno de LAAGE,
Mr. Michel MATHIEU and Mr. Xavier MUSCA,
Managing Directors for the 2013 financial
year
O.21 Notice on the overall compensation amount Mgmt For For
paid during the ended financial year to
executive managers and risk-facing
employees
O.22 Approval of the executive managers and Mgmt For For
risk-facing employees variable compensation
cap
O.23 Authorization to be granted to the Board of Mgmt For For
Directors to purchase common shares of the
Company
E.24 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital by issuing common shares and/or
securities entitling to common shares while
maintaining preferential subscription
rights
E.25 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital by issuing common shares and/or
securities entitling to common shares with
cancellation of preferential subscription
rights outside of public offering
E.26 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital by issuing common shares and/or
securities entitling to common shares with
cancellation of preferential subscription
rights via public offering
E.27 Authorization to be granted to the Board of Mgmt For For
Directors to increase the amount of the
initial issuance, in case of issuance of
common shares or securities entitling to
common shares carried out with or without
preferential subscription rights pursuant
to the 24th, 25th, 26th, 28th, 29th, 33rd
and 34th resolutions
E.28 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue common
shares and/or securities entitling to
common shares with cancellation of
preferential subscription rights, in
consideration for in-kind contributions
granted to the Company and comprised of
equity securities or securities giving
access to capital, outside of a public
exchange offer
E.29 Authorization to be granted to the Board of Mgmt Against Against
Directors to set the issue price of common
shares issued under the repayment of
contingent capital instruments (called
"cocos") pursuant to the 25th and / or 26th
resolutions within the annual limit of 10%
of capital
E.30 Overall limitation on issue authorization Mgmt For For
carried out with or without preferential
subscription rights
E.31 Delegation of authority to be granted to Mgmt For For
the Board of Directors to issue securities
entitling to the allotment of debt
securities
E.32 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital by incorporation of reserves,
profits, premiums or other amounts
E.33 Delegation of authority to be granted to Mgmt For For
the Board of Directors to increase share
capital by issuing common shares or
securities giving access to capital with
cancellation of preferential subscription
rights reserved for employees of the Credit
Agricole Group who are members of a Company
Savings Plan
E.34 Authorization to be granted to the Board of Mgmt For For
Directors to increase share capital by
issuing common shares or securities giving
access to capital with cancellation of
preferential subscription rights reserved
for Societe Credit Agricole International
Employees
E.35 Authorization to be granted to the Board of Mgmt For For
Directors to reduce share capital by
cancellation of common shares
E.36 Powers to carry out all legal formalities Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CREDIT SAISON CO.,LTD. Agenda Number: 705347385
--------------------------------------------------------------------------------------------------------------------------
Security: J7007M109
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3271400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt Against Against
2.4 Appoint a Director Mgmt Against Against
2.5 Appoint a Director Mgmt Against Against
2.6 Appoint a Director Mgmt Against Against
2.7 Appoint a Director Mgmt Against Against
2.8 Appoint a Director Mgmt Against Against
2.9 Appoint a Director Mgmt Against Against
2.10 Appoint a Director Mgmt Against Against
2.11 Appoint a Director Mgmt Against Against
2.12 Appoint a Director Mgmt Against Against
2.13 Appoint a Director Mgmt Against Against
2.14 Appoint a Director Mgmt Against Against
2.15 Appoint a Director Mgmt Against Against
2.16 Appoint a Director Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 705120359
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 09-May-2014
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2013 ANNUAL REPORT, THE Non-Voting
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS, THE CORRESPONDING AUDITORS'
REPORTS, AND THE 2013 COMPENSATION REPORT
1.2 CONSULTATIVE VOTE ON THE 2013 COMPENSATION Mgmt For For
REPORT
1.3 APPROVAL OF THE 2013 ANNUAL REPORT, THE Mgmt For For
PARENT COMPANY'S 2013 FINANCIAL STATEMENTS,
AND THE GROUP'S 2013 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTIONS OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
BOARD
3.1 RESOLUTION ON THE APPROPRIATION OF RETAINED Mgmt For For
EARNINGS
3.2 RESOLUTION ON THE DISTRIBUTION AGAINST Mgmt For For
RESERVES FROM CAPITAL CONTRIBUTIONS
4 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
TO ADAPT TO CHANGES IN COMPANY LAW
5 INCREASE IN CONDITIONAL CAPITAL FOR Mgmt For For
EMPLOYEE SHARES
6.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS
6.1.2 RE-ELECTION OF JASSIM BIN HAMAD J.J. AL Mgmt For For
THANI AS MEMBER OF THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF NOREEN DOYLE AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF JEANDANIEL GERBER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF ANDREAS N. KOOPMANN AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF ANTON VAN ROSSUM AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF RICHARD E. THORNBURGH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.111 RE-ELECTION OF JOHN TINER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.112 ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.113 ELECTION OF SEBASTIAN THRUN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.2.1 ELECTION OF IRIS BOHNET AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.2 ELECTION OF ANDREAS N. KOOPMANN AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.2.3 ELECTION OF JEAN LANIER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.2.4 ELECTION OF KAI S. NARGOLWALA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT AUDITORS: KPMG Mgmt For For
AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt For For
ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: ANDREAS Mgmt For For
G. KELLER LIC. IUR.
7 IN THE EVENT OF A NEW OR MODIFIED PROPOSAL Mgmt Against Against
DURING THE ANNUAL GENERAL MEETING, I
INSTRUCT THE INDEPENDENT PROXY TO VOTE
ACCORDING TO THE FOLLOWING INSTRUCTION: YES
= VOTE IN ACCORDANCE WITH THE PROPOSAL OF
THE BOARD OF DIRECTORS; NO = VOTE AGAINST
THE PROPOSAL OF THE BOARD OF DIRECTORS;
ABSTAIN = ABSTENTION
--------------------------------------------------------------------------------------------------------------------------
CRH PLC, DUBLIN Agenda Number: 705039560
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 07-May-2014
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Accept Financial Statements and Statutory Mgmt For For
Reports
2 Approve Final Dividend Mgmt For For
3 Approve Remuneration Report Mgmt For For
4 Approve Remuneration Policy Mgmt For For
5.a Re-elect Ernst Bartschi as Director Mgmt For For
5.b Re-elect Maeve Carton as Director Mgmt For For
5.c Re-elect Bill Egan as Director Mgmt For For
5.d Re-elect Utz-Hellmuth Felcht as Director Mgmt For For
5.e Re-elect Nicky Hartery as Director Mgmt For For
5.f Re-elect John Kennedy as Director Mgmt For For
5.g Elect Don McGovern Jr. as Director Mgmt For For
5.h Re-elect Heather Ann McSharry as Director Mgmt For For
5.i Re-elect Albert Manifold as Director Mgmt For For
5.j Re-elect Dan O'Connor as Director Mgmt For For
5.k Elect Henk Rottinghuis as Director Mgmt For For
5.l Re-elect Mark Towe as Director Mgmt For For
6 Authorise Board to Fix Remuneration of Mgmt For For
Auditors
7 Reappoint Ernst Young as Auditors Mgmt For For
8 Authorise Issue of Equity with Pre-emptive Mgmt For For
Rights
9 Authorise Issue of Equity without Mgmt For For
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary Mgmt For For
Shares
11 Authorise Re-issuance of Treasury Shares Mgmt For For
12 Approve Scrip Dividend Program Mgmt For For
13 Approve Performance Share Plan Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC, GOOLE, EAST YORKSHIRE Agenda Number: 705062343
--------------------------------------------------------------------------------------------------------------------------
Security: G25536106
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: GB0002335270
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive financial statements and the Mgmt For For
reports of the directors and auditors
2 To approve the directors' remuneration Mgmt For For
policy
3 To approve the directors' remuneration Mgmt For For
report
4 To declare a final dividend Mgmt For For
5 To re-elect M S Christie as a director Mgmt For For
6 To re-elect A M Ferguson as a director Mgmt For For
7 To re-elect M C Flower as a director Mgmt For For
8 To re-elect S E Foots as a director Mgmt For For
9 To elect H L Ganczakowski as a director Mgmt For For
10 To re-elect K Layden as a director Mgmt For For
11 To re-elect P N N Turner as a director Mgmt For For
12 To re-elect S G Williams as a director Mgmt For For
13 To re-appoint the auditors Mgmt For For
14 To determine the auditors' remuneration Mgmt For For
15 Political donations Mgmt For For
16 Authority to allot shares Mgmt For For
17 Disapplication of pre-emption rights Mgmt For For
18 Authority to make market purchases of own Mgmt For For
shares
19 Notice period for shareholders' meetings Mgmt For For
20 Adoption of the new Performance Share Plan Mgmt For For
rules
--------------------------------------------------------------------------------------------------------------------------
CROWN LTD, MELBOURNE Agenda Number: 704747293
--------------------------------------------------------------------------------------------------------------------------
Security: Q3014T106
Meeting Type: AGM
Meeting Date: 30-Oct-2013
Ticker:
ISIN: AU000000CWN6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE
"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS.
BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE
OBTAINED BENEFIT OR EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON
PROPOSAL (3), YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
2a Re-elect Mr Geoff Dixon as a director Mgmt For For
2b Re-elect Mr Ashok Jacob as a director Mgmt For For
2c Re-elect Mr Harold Mitchell as a director Mgmt For For
2d Re-elect Mr James Packer as a director Mgmt For For
3 Remuneration Report Mgmt For For
4 Change of Company Name: That with effect Mgmt For For
from the day on which the Australian
Securities and Investments Commission
alters the details of the Company's
registration: (a) The name of the Company
be changed to Crown Resorts Limited; and
(b) the Constitution of the Company be
amended by deleting in clause 1 of Schedule
1, the words 'Company means Crown Limited
ACN 125 709 953' and substituting 'Company
means Crown Resorts Limited ACN 125 709
953, or such other name as may be adopted
from time to time
--------------------------------------------------------------------------------------------------------------------------
CSL LTD, PARKVILLE VIC Agenda Number: 704731567
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 16-Oct-2013
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2a, 2b, 3, 4 AND 5 AND VOTES CAST
BY ANY INDIVIDUAL OR RELATED PARTY WHO
BENEFIT FROM THE PASSING OF THE PROPOSAL/S
WILL BE DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE
(OR VOTE "ABSTAIN") ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2a, 2b, 3, 4 AND
5), YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE RELEVANT
PROPOSAL/S AND YOU COMPLY WITH THE VOTING
EXCLUSION
2a To re-elect Mr John Akehurst as a Director Mgmt For For
2b To elect Ms Marie McDonald as a Director Mgmt For For
3 Adoption of the Remuneration Report Mgmt For For
4 Grant of Performance Rights to Managing Mgmt For For
Director
5 Approval of termination benefits for Dr Mgmt For For
Brian McNamee
--------------------------------------------------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO LTD Agenda Number: 704846560
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: TW0002891009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE MEETING SCHEDULED TO BE HELD ON 20 DEC Non-Voting
2013, IS FOR MERGER AND ACQUISITION OF CTBC
FINANCIAL HOLDING CO., LTD., ISIN:
TW0002891009 AND TAIWAN LIFE INSURANCE CO
LTD., ISIN: TW0002833001. IF YOU WISH TO
DISSENT ON THE MERGER PLEASE SUBMIT THIS IN
WRITING BEFORE THE MEETING TO WAIVE YOUR
VOTING RIGHTS. PLEASE CONTACT YOUR GLOBAL
CUSTODIAN DIRECTLY IF YOU WISH TO DISSENT
ON THE MERGER.
CMMT PLEASE NOTE THAT PURSUANT TO THE CURRENT Non-Voting
PROXY RULES, FINI WHOSE HOLDINGS ARE UP
TO/MORE THAN 300,000 SHS ON RECORD DATE ARE
COMPULSIVELY REQUIRED TO PARTICIPATE IN THE
SHAREHOLDERS' MEETING
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 The subsidiary CTBC bank to Acquire Mgmt For For
98.16pct equity of The Tokyo Star Bank Ltd.
2 To merge Taiwan Life Insurance Co Ltd. Via Mgmt For For
100pct shares swap
3 The revision to the articles of Mgmt For For
Incorporation
4 Extraordinary motions Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO LTD Agenda Number: 705357805
--------------------------------------------------------------------------------------------------------------------------
Security: Y15093100
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: TW0002891009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
A.1 THE 2013 BUSINESS REPORT Non-Voting
A.2 THE 2013 AUDIT COMMITTEE'S REPORT Non-Voting
B.3 THE 2013 FINANCIAL REPORTS Mgmt For For
B.4 THE EARNINGS DISTRIBUTION PLAN OF THE YEAR Mgmt For For
2013. CASH DIVIDENDS - NTD 5,590,369,620
WILL BE DISTRIBUTED OF COMMON SHARES. IT IS
PROPOSED THAT NTD 0.38 PER SHARE. STOCK
DIVIDENDS - NTD 5,443,254,630 FROM THE
EARNINGS OF THE YEAR 2013. IT IS PROPOSED
THAT NTD 0.37 PER SHARE
C.5 THE AMENDMENTS TO "PROCEDURE FOR THE Mgmt For For
ACQUISITION OR DISPOSAL OF ASSETS":
ARTICLES 2, 2-1, 3, 4, 5, 6, 7, 8-1 AND 10
C.6 THE AMENDMENTS TO PART OF "THE ARTICLE OF Mgmt For For
INCORPORATION": ARTICLES 29 AND 32
C.7 THE INCREASE OF CAPITAL BY NTD5,443,254,630 Mgmt For For
AND ISSUANCE OF NEW SHARES OF 544,325,463
AT PAR VALUE OF NTD10 PER SHARE TO ENHANCE
THE FUNDING AND OPERATIONS CAPABILITY OF
THE COMPANY
D.8.1 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: WEN-LONG, YEN, REPRESENTATIVE OF
WEI FU INVESTMENT CO., LTD; ID/SHAREHOLDER
NO: 2322XXXX
D.8.2 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: H. STEVE HSIEH, REPRESENTATIVE OF
YI CHUAN INVESTMENT CO., LTD;
ID/SHAREHOLDER NO: 5335XXXX
D.8.3 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: THOMAS K S. CHEN, REPRESENTATIVE
OF YI CHUAN INVESTMENT CO., LTD;
ID/SHAREHOLDER NO: 5335XXXX
D.8.4 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: CHAO-CHIN, TUNG, REPRESENTATIVE
OF CHANG CHI INVESTMENT LTD; ID/SHAREHOLDER
NO: 5332XXXX
D.8.5 ELECTION OF THE 5TH TERM OF NON-INDEPENDENT Mgmt For For
DIRECTOR: SONG-CHI, CHIEN, REPRESENTATIVE
OF CHUNG YUAN INVESTMENT CO., LTD;
ID/SHAREHOLDER NO: 5417XXXX
D.8.6 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: CHUNG-YU, WANG; ID/SHAREHOLDER
NO: A10102XXXX
D.8.7 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: WEN-CHIH, LEE; ID/SHAREHOLDER NO:
E12152XXXX
D.8.8 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: JIE-HAUN, LEE; ID/SHAREHOLDER NO:
G12000XXXX
D.8.9 ELECTION OF THE 5TH TERM OF INDEPENDENT Mgmt For For
DIRECTOR: YEN-LIN, WU; ID/SHAREHOLDER NO:
195109XXXX
E QUESTIONS AND MOTIONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
D. CARNEGIE & CO AKTIEBOLAG Agenda Number: 704969825
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV23419
Meeting Type: EGM
Meeting Date: 17-Mar-2014
Ticker:
ISIN: SE0005594728
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 Opening of the meeting Non-Voting
2 Election of a chairman for the meeting Non-Voting
3 Preparation and approval of the voting Non-Voting
register
4 Approval of the agenda Non-Voting
5 Election of one or two persons to verify Non-Voting
the minutes
6 Determination whether the meeting has been Non-Voting
duly convened
7.a Resolution regarding reduction of share Mgmt For For
capital by cancellation of preference
shares
7.b Resolution regarding removal of the Mgmt For For
possibility for the company to issue
preference shares and update the related
articles of association
8.a Resolution regarding introduction of the Mgmt Against Against
possibility for the company to issue
ordinary shares and update the related
articles of association
8.b Resolution regarding offset issue of Mgmt Against Against
ordinary shares of series A and B and
update the related articles of association
8.c Resolution regarding authorization for the Mgmt Against Against
board to issue new shares
9 Resolution regarding issuance of warrants Mgmt Against Against
10 Resolution regarding the possibility for Mgmt For For
the company to keep general meetings in
Veddesta and update the related articles of
association
11 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
D. CARNEGIE & CO AKTIEBOLAG Agenda Number: 705214574
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV23419
Meeting Type: AGM
Meeting Date: 21-May-2014
Ticker:
ISIN: SE0005594728
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRE
APPROVAL FROM MAJORITY OF PARTICIPANTS TO
PASS A RESOLUTION.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 PRESENTATION BY THE CEO Non-Voting
8 PRESENTATION OF THE ANNUAL REPORT AND AUDIT Non-Voting
REPORT
9 DECISION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET
10 DECISION ON APPROPRIATION OF THE PROFIT Mgmt For For
ACCORDING TO THE ADOPTED BALANCE SHEET
11 DECISION ON DISCHARGE FROM LIABILITY OF THE Mgmt For For
BOARD MEMBERS AND THE CEO
12 DETERMINATION OF THE NUMBER OF DIRECTORS(4) Mgmt For For
AND DEPUTY DIRECTORS(0) AND THE NUMBER OF
AUDITORS (2) AND DEPUTY AUDITORS (0)
13 DETERMINATION OF REMUNERATION FOR DIRECTORS Mgmt For For
AND AUDITORS
14 ELECTION OF DIRECTORS AND CHAIRMAN AND Mgmt Against Against
AUDITORS : RE-ELECT KNUT POUSETTE
(CHAIRMAN), ULF NILSSON, RONALD BENGTSSON,
AND MATS HOGLUND AS DIRECTORS RATIFY
INGEMAR RINDSTIG AND MIKAEL IKONEN AS
AUDITORS
15 APPOINTMENT OF NOMINATION COMMITTEE Mgmt For For
16 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
D.CARNEGIE & CO AB, STOCKHOLM Agenda Number: 704637202
--------------------------------------------------------------------------------------------------------------------------
Security: W20708116
Meeting Type: EGM
Meeting Date: 30-Jul-2013
Ticker:
ISIN: SE0000798829
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 Election of a chairman for the meeting Mgmt For For
3 Preparation and approval of the voting Mgmt For For
register
4 Approval of the agenda Mgmt For For
5 Election of one or two persons to verify Mgmt For For
the minutes
6 Determination whether the meeting has been Mgmt For For
duly convened
7.a Resolution regarding amendment to the Mgmt For For
articles of association
7.b Resolution regarding authorization for the Mgmt For For
board of directors to resolve on a new
issue
8 Information about the plans for the Mgmt Abstain Against
Company's future
9 Closing of the meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
D.CARNEGIE & CO AB, STOCKHOLM Agenda Number: 704844667
--------------------------------------------------------------------------------------------------------------------------
Security: W20708116
Meeting Type: EGM
Meeting Date: 11-Dec-2013
Ticker:
ISIN: SE0000798829
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN Non-Voting
SWEDEN ACCEPT ABSTAIN AS A VALID VOTE
OPTION. THANK YOU
1 Opening of the meeting Non-Voting
2 The board of directors proposes that Non-Voting
attorney at law Mikael Borg, partner at
Gernandt & Danielsson Advokatbyra KB, is
elected chairman of the meeting
3 Preparation and approval of voting list Non-Voting
4 Approval of the agenda Non-Voting
5 Election of one or two persons to check the Non-Voting
minutes
6 Determination of whether the meeting has Non-Voting
been duly convened
7 Resolution on amendment of the company's Mgmt For For
objects and related statutes change
8 Decision on consolidation of shares Mgmt For For
(reverse split) and related statutes
changes
9.a Authorise the directors to issue new shares Mgmt Against Against
9.b The related articles of association changes Mgmt Against Against
10 Election of directors: Knut Pousette and Mgmt Against Against
Ulf Nilsson
11 Election of auditor: Accounting firm Ernst Mgmt For For
& Young AB, with Ingemar Rindstig
12 Determination of fees to Board members and Mgmt For For
auditors
13 Information about the company's future Mgmt For For
operations
14 Closing of the meeting Non-Voting
CMMT 14 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
POSTPONEMENT OF THE MEETING HELD ON 08 NOV
2013.
CMMT 14 NOV 2013: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
RECEIPT OF DIRECTOR AND AUDITOR NAMES. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
D.E. MASTER BLENDERS 1753 N.V., UTRECHT Agenda Number: 704624279
--------------------------------------------------------------------------------------------------------------------------
Security: N2563N109
Meeting Type: EGM
Meeting Date: 31-Jul-2013
Ticker:
ISIN: NL0010157558
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening of the general meeting Non-Voting
2 Explanation of the recommended public offer Non-Voting
by Oak Leaf B.V. (the offeror), a company
ultimately controlled by a Joh. A.
Benckiser Led Investor Group, for all
issued and outstanding ordinary shares in
the capital. of D.E Master Blenders 1753 N.
V. (the offer )
3 Conditional amendment of the articles of Mgmt For For
association as per the settlement date,
being the date that the transfer of the
shares pursuant to the offer takes place
against payment of the offer price for the
shares (the settlement date)
4.a It is proposed to appoint B. Becht as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer made by Oak
Leaf BV is declared final and unconditional
4.b It is proposed to appoint P. Harf as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment is under the condition that the
public offer made by Oak Leaf BV is
declared final and unconditional
4.c It is proposed to (re)appoint O. Goudet as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment is made under the condition
that the public offer made by Oak Leaf BV
is declared final and unconditional
4.d It is proposed to appoint A. Van Damme as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer made by Oak
Leaf BV will be declared final and
unconditional
4.e It is proposed to appoint B. Trott as Mgmt For For
non-executive member of the board where all
details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer by Oak Leaf
BV is declared final and unconditional
4.f It is proposed to appoint A. Santo Domingo Mgmt For For
as non-executive member of the board where
all details as laid down in article 2:158
paragraph 5, section 2: 142 paragraph 3 of
the Dutch civil code are available for the
general meeting of shareholders. The
appointment will be made under the
condition that the public offer made by Oak
Leaf BV is declared final and unconditional
4.g It is proposed to appoint M. Cup as Mgmt For For
executive member of the board under
condition that the public offer made by Oak
Leaf BV is declared final and unconditional
5.a Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mr J. Bennink in connection
with his conditional resignation of the
board of directors as per the settlement
date
5.b Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mr N.R. Sorensen-Valdez in
connection with his conditional resignation
of the board of directors as per the
settlement date
5.c Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mrs M.M.M. Corrales in
connection with her conditional resignation
of the board of directors as per the
settlement date
5.d Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mrs G.J.M. Picaud in
connection with her conditional resignation
of the board of directors as per the
settlement date
5.e Conditional acceptance of resignation and Mgmt For For
granting of full and final discharge from
liability for Mrs S.E. Taylor in connection
with her conditional resignation of the
board of directors as per the settlement
date
6.a Conditional granting of full and final Mgmt For For
discharge from liability for Mr A. Illy, in
connection with his functioning as
non-executive director until the date of
this extraordinary general meeting of
shareholders, effective as from the
settlement date
6.b Conditional granting of full and final Mgmt For For
discharge from liability for Mr R.
Zwartendijk, in connection with his
functioning as non-executive director until
the date of this extraordinary general
meeting of shareholders, effective as from
the settlement date
7.a Granting of full and final discharge from Mgmt For For
liability for Mr C.J.A. Van Lede in
connection with his functioning as
non-executive director until the date of
his resignation, being February 27, 2013
7.b Granting of full and final discharge from Mgmt For For
liability for Mr M.J. Herkemij in
connection with his functioning as
executive director until the date of his
resignation, being December 31, 2012
8 Conditional triangular legal merger with Mgmt For For
Oak Sub B.V. (as acquiring company) and new
Oak B.V. (as group company of the acquiring
company) in accordance with the merger
proposals as drawn up by the boards of
directors of the merging companies, subject
to the conditions that (i) the offer is
declared unconditional, (ii) the acceptance
level immediately after the post-closing
acceptance period is at least 80 percent
but less than 95 percent of all shares in
the share capital of the company on a fully
diluted basis and (iii) the offeror
resolves to pursue the post-closing merger
and liquidation
9 Any other business Non-Voting
10 Closing of the general meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
D.E. MASTER BLENDERS 1753 N.V., UTRECHT Agenda Number: 704824641
--------------------------------------------------------------------------------------------------------------------------
Security: N2563N109
Meeting Type: EGM
Meeting Date: 14-Nov-2013
Ticker:
ISIN: NL0010157558
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Opening Non-Voting
2 Appointment of Mr P. Laubies as Executive Mgmt For For
Director
3 Amendment of the Articles of Association, Mgmt For For
including the conversion of registered
shares into bearer shares
4 Amendment of the Articles of Association, Mgmt For For
including the conversion of the Company
from a public company with limited
liability into a private company with
limited liability
5 Confirmation of Mr J. Bennink's Mgmt For For
compensation
6 Any other business Non-Voting
7 Closing Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DAELIM INDUSTRIAL CO LTD, SEOUL Agenda Number: 704990060
--------------------------------------------------------------------------------------------------------------------------
Security: Y1860N109
Meeting Type: AGM
Meeting Date: 21-Mar-2014
Ticker:
ISIN: KR7000210005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2.1 Election of inside director: I Hae Uk Mgmt For For
2.2 Election of inside director: Gim Dong Su Mgmt For For
2.3 Election of inside director: I Cheol Gyun Mgmt For For
2.4 Election of inside director: Gim Jae Yul Mgmt For For
2.5 Election of outside director: O Su Geun Mgmt For For
2.6 Election of outside director: Sin Michael Mgmt For For
Yeong Jun
2.7 Election of outside director: Im Seong Gyun Mgmt For For
2.8 Election of outside director: Jang Dal Jung Mgmt For For
2.9 Election of outside director: Gim Tae Hui Mgmt For For
3.1 Election of audit committee member: O Su Mgmt For For
Geun
3.2 Election of audit committee member: Im Mgmt For For
Seong Gyun
3.3 Election of audit committee member: Sin Mgmt For For
Michael Yeong Jun
4 Approval of remuneration for director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO LTD, S Agenda Number: 704978343
--------------------------------------------------------------------------------------------------------------------------
Security: Y1916Y117
Meeting Type: AGM
Meeting Date: 28-Mar-2014
Ticker:
ISIN: KR7042660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of financial statements Mgmt For For
2 Amendment of articles of incorporation Mgmt For For
3 Election of director: candidate of inside Mgmt For For
director: Yi Young Je; candidate of outside
director: Han Gyeong Taek
4 Election of audit committee member Mgmt Against Against
candidates: Han Gyeong Taek, Yi Young Je
5 Approval of remuneration for director Mgmt For For
6 Amendment of articles on retirement Mgmt For For
allowance for director
CMMT 07 MAR 2014: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ADDITIONAL NAMES
IN RESOLUTION 3 AND 4. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DAI NIPPON PRINTING CO.,LTD. Agenda Number: 705357552
--------------------------------------------------------------------------------------------------------------------------
Security: J10584100
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3493800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt Against Against
2.18 Appoint a Director Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAICEL CORPORATION Agenda Number: 705336421
--------------------------------------------------------------------------------------------------------------------------
Security: J08484149
Meeting Type: AGM
Meeting Date: 20-Jun-2014
Ticker:
ISIN: JP3485800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt Against Against
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt Against Against
3.2 Appoint a Corporate Auditor Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
5 Amend the Compensation to be received by Mgmt For For
Corporate Auditors
6 Approve Continuance of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
DAIDO STEEL CO.,LTD. Agenda Number: 705372112
--------------------------------------------------------------------------------------------------------------------------
Security: J08778110
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3491000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
2.11 Appoint a Director Mgmt For For
2.12 Appoint a Director Mgmt For For
2.13 Appoint a Director Mgmt For For
2.14 Appoint a Director Mgmt For For
2.15 Appoint a Director Mgmt For For
2.16 Appoint a Director Mgmt For For
2.17 Appoint a Director Mgmt For For
2.18 Appoint a Director Mgmt For For
2.19 Appoint a Director Mgmt For For
2.20 Appoint a Director Mgmt For For
2.21 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIHATSU MOTOR CO.,LTD. Agenda Number: 705378455
--------------------------------------------------------------------------------------------------------------------------
Security: J09072117
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3496600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt Against Against
2.2 Appoint a Director Mgmt Against Against
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
4 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 705335582
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 23-Jun-2014
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mgmt For For
2.2 Appoint a Director Mgmt For For
2.3 Appoint a Director Mgmt For For
2.4 Appoint a Director Mgmt For For
2.5 Appoint a Director Mgmt For For
2.6 Appoint a Director Mgmt For For
2.7 Appoint a Director Mgmt For For
2.8 Appoint a Director Mgmt For For
2.9 Appoint a Director Mgmt For For
2.10 Appoint a Director Mgmt For For
3.1 Appoint a Corporate Auditor Mgmt For For
3.2 Appoint a Corporate Auditor Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 705343034
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt Against Against
2 Approve Purchase of Own Shares Mgmt For For
3.1 Appoint a Director Mgmt For For
3.2 Appoint a Director Mgmt For For
3.3 Appoint a Director Mgmt Against Against
3.4 Appoint a Director Mgmt For For
3.5 Appoint a Director Mgmt For For
3.6 Appoint a Director Mgmt For For
3.7 Appoint a Director Mgmt For For
3.8 Appoint a Director Mgmt For For
3.9 Appoint a Director Mgmt For For
3.10 Appoint a Director Mgmt For For
3.11 Appoint a Director Mgmt For For
3.12 Appoint a Director Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Amend the Compensation to be received by Mgmt For For
Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 704986035
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 09-Apr-2014
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please note that by judgement of OLG Non-Voting
Cologne rendered on June 6, 2013, any
shareholder who holds an aggregate total of
3 percent or more of the outstanding share
capital must register under their
beneficial owner details before the
appropriate deadline to be able to vote.
Failure to comply with the declaration
requirements as stipulated in section 21 of
the Securities Trade Act (WPHG) may prevent
the shareholder from voting at the general
meeting. Therefore, your custodian may
request that Broadridge registers
beneficial owner data for all voted
accounts with the respective sub-custodian.
If you require further information whether
or not such BO registration will be
conducted for your custodians’
accounts, please contact your CSR.
The sub-custodian banks optimized their Non-Voting
processes and established solutions, which
do not require any flagging or blocking.
These optimized processes avoid any
settlement conflicts. The sub custodians
have advised that voted shares are not
blocked for trading purposes i.e. they are
only unavailable for settlement.
Registered shares will be deregistered at
the deregistration date by the sub
custodians. In order to deliver/settle a
voted position before the deregistration
date a voting instruction cancellation and
de-registration request needs to be sent.
Please contact your CSR for further
information.
The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub-custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
According to German law, in case of Non-Voting
specific conflicts of interest in
connection with specific items of the
agenda for the general meeting you are not
entitled to exercise your voting rights.
Further, your voting right might be
excluded when your share in voting rights
has reached certain thresholds and you have
not complied with any of your mandatory
voting rights notifications pursuant to the
German Securities Trading Act (WHPG). For
questions in this regard please contact
your Client Service Representative for
clarification. If you do not have any
indication regarding such conflict of
interest, or another exclusion from voting,
please submit your vote as usual.
Counter proposals may be submitted until Non-Voting
25.03.2014. Further information on counter
proposals can be found directly on the
issuer’s website (please refer to the
material URL section of the application. If
you wish to act on these items, you will
need to request a Meeting Attend and vote
your shares directly at the company’