UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09395
NAME OF REGISTRANT: Third Avenue Variable Series
Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 622 Third Avenue
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: W. James Hall III
622 Third Avenue
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-888-5222
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Third Ave Value Portfolio
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ALLEGHANY CORPORATION Agenda Number: 933941280
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Security: 017175100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: Y
ISIN: US0171751003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: REX D. ADAMS Mgmt For For
1B. ELECTION OF DIRECTOR: IAN H. CHIPPENDALE Mgmt For For
1C. ELECTION OF DIRECTOR: WESTON M. HICKS Mgmt For For
1D. ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ALLEGHANY CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR 2014.
3. SAY-ON-PAY: ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF ALLEGHANY CORPORATION.
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APACHE CORPORATION Agenda Number: 933967486
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Security: 037411105
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: APA
ISIN: US0374111054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF DIRECTOR: G. STEVEN FARRIS Mgmt For For
2. ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Mgmt For For
3. ELECTION OF DIRECTOR: AMY H. NELSON Mgmt For For
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
APACHE'S INDEPENDENT AUDITORS
5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF APACHE'S NAMED EXECUTIVE OFFICERS
6. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
APACHE'S CLASSIFIED BOARD OF DIRECTORS
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BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 933966559
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Security: 112585104
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: BAM
ISIN: CA1125851040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARCEL R. COUTU Mgmt For For
MAUREEN KEMPSTON DARKES Mgmt For For
LANCE LIEBMAN Mgmt For For
FRANK J. MCKENNA Mgmt For For
YOUSSEF A. NASR Mgmt For For
JAMES A. PATTISON Mgmt For For
SEEK NGEE HUAT Mgmt For For
DIANA L. TAYLOR Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS THE EXTERNAL Mgmt For For
AUDITOR AND AUTHORIZING THE DIRECTORS TO
SET ITS REMUNERATION.
03 SAY ON PAY RESOLUTION SET OUT IN THE Mgmt For For
CORPORATION'S MANAGEMENT INFORMATION
CIRCULAR DATED MARCH 25, 2014.
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CAVCO INDUSTRIES INC. Agenda Number: 933853310
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Security: 149568107
Meeting Type: Annual
Meeting Date: 11-Jul-2013
Ticker: CVCO
ISIN: US1495681074
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DAVID A. GREENBLATT Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR FOR FISCAL 2014.
03 PROPOSAL TO APPROVE THE ADVISORY Mgmt For For
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
04 TO APPROVE THE ISSUANCE OF UP TO Mgmt For For
APPROXIMATELY 2,031,193 SHARES OF OUR
COMMON STOCK IN CONSIDERATION FOR 50% OF
THE OUTSTANDING SHARES OF FLEETWOOD HOMES,
INC. HELD BY THIRD AVENUE VALUE FUND AND
WHITMAN HIGH CONVICTION FUND PURSUANT TO
THE STOCK PURCHASE AGREEMENT, DATED JUNE
14, 2013, BY AND AMONG THE COMPANY, THIRD
AVENUE VALUE FUND AND WHITMAN HIGH
CONVICTION FUND.
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CHEUNG KONG HOLDINGS LTD Agenda Number: 705118950
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Security: Y13213106
Meeting Type: AGM
Meeting Date: 16-May-2014
Ticker:
ISIN: HK0001000014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31ST DECEMBER, 2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. LI KA-SHING AS DIRECTOR Mgmt For For
3.2 TO ELECT MR. CHUNG SUN KEUNG, DAVY AS Mgmt For For
DIRECTOR
3.3 TO ELECT Ms. PAU YEE WAN, EZRA AS DIRECTOR Mgmt For For
3.4 TO ELECT MR. FRANK JOHN SIXT AS DIRECTOR Mgmt For For
3.5 TO ELECT MR. GEORGE COLIN MAGNUS AS Mgmt For For
DIRECTOR
3.6 TO ELECT MR. SIMON MURRAY AS DIRECTOR Mgmt For For
3.7 TO ELECT MR. CHEONG YING CHEW, HENRY AS Mgmt For For
DIRECTOR
4 TO APPOINT PRICEWATERHOUSECOOPERS Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
5.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
5.3 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NO. 5(1) TO ISSUE ADDITIONAL
SHARES OF THE COMPANY
6 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
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CHONG HING BANK LTD Agenda Number: 704880168
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Security: Y1582S105
Meeting Type: EGM
Meeting Date: 20-Dec-2013
Ticker:
ISIN: HK1111036765
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 That the entry into by the Company of the Mgmt For For
Property Agreement dated 25 October 2013 (a
copy of which has been produced to the
meeting and initialled by the chairman of
the meeting for the purpose of
identification) and the transactions
contemplated thereunder be and are hereby
approved (terms defined in the circular of
the Company dated 4 December 2013 having
the same meanings when used in this
resolution)
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CHONG HING BANK LTD Agenda Number: 705119091
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Security: Y1582S105
Meeting Type: AGM
Meeting Date: 08-May-2014
Ticker:
ISIN: HK1111036765
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE THE FINAL CASH DIVIDEND FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2013 OF HKD 0.33 PER
SHARE
3.a1 TO RE-ELECT THE FOLLOWING DIRECTOR: MR Mgmt For For
ZHANG ZHAOXING
3.a2 TO RE-ELECT THE FOLLOWING DIRECTOR: MRS Mgmt For For
LEUNG KO MAY YEE MARGARET
3.a3 TO RE-ELECT THE FOLLOWING DIRECTOR: MR ZHU Mgmt For For
CHUNXIU
3.a4 TO RE-ELECT THE FOLLOWING DIRECTOR: MR WANG Mgmt For For
SHUHUI
3.a5 TO RE-ELECT THE FOLLOWING DIRECTOR: MR LI Mgmt For For
FENG
3.a6 TO RE-ELECT THE FOLLOWING DIRECTOR: MR LEE Mgmt For For
KA LUN
3.a7 TO RE-ELECT THE FOLLOWING DIRECTOR: MR LAU Mgmt For For
WAI MAN
3.a8 TO RE-ELECT THE FOLLOWING DIRECTOR: MR Mgmt For For
CHENG YUK WO
3.B TO FIX THE DIRECTORS' FEE FOR THE YEAR Mgmt For For
ENDING 31 DECEMBER 2014 AT HKD 350,000 FOR
THE CHAIRMAN, HKD 300,000 FOR EACH OF THE
INDEPENDENT NON-EXECUTIVE DIRECTORS, HKD
300,000 FOR EACH OF THE NON-EXECUTIVE
DIRECTORS WITH COMMITTEE RESPONSIBILITIES,
HKD 220,000 FOR EACH OF THE NON-EXECUTIVE
DIRECTORS WITHOUT COMMITTEE
RESPONSIBILITIES, AND HKD 180,000 FOR EACH
OF THE OTHER DIRECTORS
4 TO APPOINT MESSRS PRICEWATERHOUSECOOPERS AS Mgmt For For
THE BANK'S AUDITOR AND TO AUTHORISE THE
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE BANK NOT
EXCEEDING 10 PERCENT OF ITS ISSUED SHARE
CAPITAL
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT AND ISSUE ADDITIONAL SHARES IN THE
BANK NOT EXCEEDING 20 PERCENT OF ITS ISSUED
SHARE CAPITAL
7 TO EXTEND THE GENERAL MANDATE GRANTED UNDER Mgmt For For
RESOLUTION 6 BY ADDING THE NUMBER OF SHARES
REPURCHASED UNDER RESOLUTION 5 TO THE
NUMBER OF ADDITIONAL SHARES PERMITTED TO BE
ALLOTTED AND ISSUED
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CIE GENERALE DES ETABLISSEMENTS MICHELIN SA Agenda Number: 704992963
--------------------------------------------------------------------------------------------------------------------------
Security: F61824144
Meeting Type: MIX
Meeting Date: 16-May-2014
Ticker:
ISIN: FR0000121261
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 Approval of the Company financial Mgmt For For
statements for the year ended December 31,
2013
O.2 Appropriation of net income for the year Mgmt For For
ended December 31, 2013 and approval of the
recommended dividend
O.3 Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2013
O.4 Related-party agreements Mgmt For For
O.5 Authorization for the Chief Executive Mgmt For For
Officer to carry out a share buyback
program, except during a public offer
period, based on a maximum purchase price
per share of EUR 140
O.6 Advisory vote on the components of the Mgmt For For
compensation due or paid for 2013 to
Jean-Dominique Senard, Chief Executive
Officer
O.7 Re-election of Laurence Parisot as a member Mgmt For For
of the Supervisory Board
O.8 Re-election of Pat Cox as a member of the Mgmt For For
Supervisory Board
O.9 Election of Cyrille Poughon as a member of Mgmt For For
the Supervisory Board
O.10 Supervisory Board compensation Mgmt For For
O.11 Authorization for the Chief Executive Mgmt For For
Officer to issue bonds
E.12 Authorization for the Chief Executive Mgmt For For
Officer to issue shares and/or securities
carrying rights to the Company s shares,
with pre-emptive subscription rights for
existing shareholders
E.13 Authorization for the Chief Executive Mgmt For For
Officer to issue shares and/or securities
carrying rights to the Company s shares,
through a public offer, without pre-emptive
subscription rights for existing
shareholders
E.14 Authorization for the Chief Executive Mgmt For For
Officer to issue shares and/or securities
carrying rights to the Company s shares
through an offer governed by paragraph II
of Article L.411-2 of the French Monetary
and Financial Code, without pre-emptive
subscription rights for existing
shareholders
E.15 Authorization for the Chief Executive Mgmt For For
Officer to increase the number of
securities to be issued in the event that
an issue carried out either with or without
pre-emptive subscription rights is
oversubscribed
E.16 Authorization for the Chief Executive Mgmt For For
Officer to increase the Company s capital
by capitalizing reserves, income or
additional paid-in capital
E.17 Authorization for the Chief Executive Mgmt For For
Officer to increase the Company s capital
by issuing ordinary shares, without
pre-emptive subscription rights for
existing shareholders, in connection with a
stock-for-stock offer or in payment for
contributed assets
E.18 Authorization for the Chief Executive Mgmt For For
Officer to issue or sell shares to members
of a Group Employee Shareholder Plan,
without pre-emptive subscription rights for
existing shareholders
E.19 Blanket ceilings on issues of shares, Mgmt For For
securities carrying rights to shares, or
debt securities
E.20 Authorization for the Chief Executive Mgmt For For
Officer to reduce the Company s capital by
canceling shares
E.21 Authorization for the Chief Executive Mgmt For For
Officer to grant new or existing shares to
employees of the Company and other Group
entities (excluding the Company s corporate
officers), subject to performance
conditions and without preemptive
subscription rights for existing
shareholders
E.22 Powers to carry out formalities Mgmt For For
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COMERICA INC. Agenda Number: 933931417
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Security: 200340107
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: CMA
ISIN: US2003401070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RALPH W. BABB, JR. Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER A. CREGG Mgmt For For
1.3 ELECTION OF DIRECTOR: T. KEVIN DENICOLA Mgmt For For
1.4 ELECTION OF DIRECTOR: JACQUELINE P. KANE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD G. LINDNER Mgmt For For
1.6 ELECTION OF DIRECTOR: ALFRED A. PIERGALLINI Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT S. TAUBMAN Mgmt For For
1.8 ELECTION OF DIRECTOR: REGINALD M. TURNER, Mgmt For For
JR.
1.9 ELECTION OF DIRECTOR: NINA G. VACA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. APPROVAL OF A NON-BINDING, ADVISORY Mgmt For For
PROPOSAL APPROVING EXECUTIVE COMPENSATION
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COVANTA HOLDING CORPORATION Agenda Number: 933937368
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Security: 22282E102
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: CVA
ISIN: US22282E1029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID M. BARSE Mgmt For For
RONALD J. BROGLIO Mgmt For For
PETER C.B. BYNOE Mgmt For For
LINDA J. FISHER Mgmt For For
JOSEPH M. HOLSTEN Mgmt For For
ANTHONY J. ORLANDO Mgmt For For
WILLIAM C. PATE Mgmt For For
ROBERT S. SILBERMAN Mgmt For For
JEAN SMITH Mgmt For For
SAMUEL ZELL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS COVANTA HOLDING CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE 2014 FISCAL YEAR.
3. TO APPROVE THE COVANTA HOLDING CORPORATION Mgmt For For
2014 EQUITY AWARD PLAN.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF COVANTA HOLDING CORPORATION'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
PROXY STATEMENT.
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DAIWA SECURITIES GROUP INC. Agenda Number: 705335859
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Security: J11718111
Meeting Type: AGM
Meeting Date: 26-Jun-2014
Ticker:
ISIN: JP3502200003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Approve Revisions Mgmt For For
Related to the New Capital Adequacy
Requirements - Basel III
2.1 Appoint a Director: Shigeharu Suzuki Mgmt For For
2.2 Appoint a Director: Takashi Hibino Mgmt For For
2.3 Appoint a Director: Nobuyuki Iwamoto Mgmt For For
2.4 Appoint a Director: Akio Takahashi Mgmt For For
2.5 Appoint a Director: Yoriyuki Kusaki Mgmt For For
2.6 Appoint a Director: Masaru Shirataki Mgmt For For
2.7 Appoint a Director: Ryuji Yasuda Mgmt For For
2.8 Appoint a Director: Nobuko Matsubara Mgmt For For
2.9 Appoint a Director: Keiichi Tadaki Mgmt For For
2.10 Appoint a Director: Hiroki Tsuda Mgmt For For
2.11 Appoint a Director: Hiroshi Nakamura Mgmt For For
2.12 Appoint a Director: Keiko Tashiro Mgmt For For
2.13 Appoint a Director: Tadashi Onodera Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Corporate
Officers and Employees of the Company and
Affiliated Companies
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DEVON ENERGY CORPORATION Agenda Number: 933987375
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Security: 25179M103
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: DVN
ISIN: US25179M1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
ROBERT H. HENRY Mgmt For For
JOHN A. HILL Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
J. LARRY NICHOLS Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2014.
4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For
5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For
ACTIVITY.
6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
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ENCANA CORPORATION Agenda Number: 933986551
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Security: 292505104
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: ECA
ISIN: CA2925051047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER A. DEA Mgmt For For
CLAIRE S. FARLEY Mgmt For For
FRED J. FOWLER Mgmt For For
SUZANNE P. NIMOCKS Mgmt For For
JANE L. PEVERETT Mgmt For For
BRIAN G. SHAW Mgmt For For
DOUGLAS J. SUTTLES Mgmt For For
BRUCE G. WATERMAN Mgmt For For
CLAYTON H. WOITAS Mgmt For For
02 APPOINTMENT OF AUDITOR - Mgmt For For
PRICEWATERHOUSECOOPERS LLP AT A
REMUNERATION TO BE FIXED BY THE BOARD OF
DIRECTORS
03 ADVISORY VOTE APPROVING THE CORPORATION'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
04 CONFIRMATION OF AMENDMENTS TO CORPORATION'S Mgmt For For
BY-LAW NO. 1
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HANG LUNG GROUP LTD Agenda Number: 705053748
--------------------------------------------------------------------------------------------------------------------------
Security: Y30148111
Meeting Type: AGM
Meeting Date: 24-Apr-2014
Ticker:
ISIN: HK0010000088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To receive and consider the audited Mgmt For For
financial statements and reports of the
directors and of the auditor for the year
ended 31 December 2013
2 To declare a final dividend Mgmt For For
3.a To re-elect Mr. Gerald Lokchung Chan as a Mgmt For For
director
3.b To re-elect Ms. Laura Lok Yee Chen as a Mgmt For For
director
3.c To re-elect Mr. Ronnie Chichung Chan as a Mgmt For For
director
3.d To authorize the board of directors to fix Mgmt For For
directors' fees
4 To re-appoint KPMG as auditor of the Mgmt For For
Company and authorize the directors to fix
auditor's remuneration
5 To give general mandate to directors to buy Mgmt For For
back shares of the Company
6 To give general mandate to directors to Mgmt For For
issue additional shares of the Company
7 To approve the addition of shares of the Mgmt For For
Company bought back to be included under
the general mandate in resolution 6
8 To adopt the new articles of association of Mgmt For For
the Company in substitution of the existing
memorandum and articles of association of
the Company and to abandon the object
clause contained in the existing memorandum
of association of the Company
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HENDERSON LAND DEVELOPMENT CO LTD Agenda Number: 705213445
--------------------------------------------------------------------------------------------------------------------------
Security: Y31476107
Meeting Type: AGM
Meeting Date: 09-Jun-2014
Ticker:
ISIN: HK0012000102
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
ACCOUNTS AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER
2013
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3A TO RE-ELECT MR LEE KA KIT AS DIRECTOR Mgmt For For
3B TO RE-ELECT MR LEE KA SHING AS DIRECTOR Mgmt For For
3C TO RE-ELECT MR SUEN KWOK LAM AS DIRECTOR Mgmt For For
3D TO RE-ELECT MADAM FUNG LEE WOON KING AS Mgmt For For
DIRECTOR
3E TO RE-ELECT MR LAU YUM CHUEN, EDDIE AS Mgmt For For
DIRECTOR
3F TO RE-ELECT MRS LEE PUI LING, ANGELINA AS Mgmt For For
DIRECTOR
3G TO RE-ELECT MR WU KING CHEONG AS DIRECTOR Mgmt For For
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX AUDITOR'S REMUNERATION
5A TO APPROVE THE ISSUE OF BONUS SHARES Mgmt For For
5B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
5C TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT NEW SHARES
5D TO AUTHORISE THE DIRECTORS TO ALLOT NEW Mgmt For For
SHARES EQUAL TO THE TOTAL NUMBER OF SHARES
PURCHASED BY THE COMPANY
6 TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
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INTEL CORPORATION Agenda Number: 933962854
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: INTC
ISIN: US4581401001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For
1E. ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For
1F. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For
1H. ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For
1I. ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT YEAR
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
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INVESTOR AB Agenda Number: 705070035
--------------------------------------------------------------------------------------------------------------------------
Security: W48102128
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: SE0000107419
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Election of the Chairman of the Meeting: Non-Voting
Axel Calissendorff, member of the Swedish
Bar Association, as Chairman of the Meeting
2 Drawing up and approval of the voting list Non-Voting
3 Approval of the agenda Non-Voting
4 Election of one or two persons to attest to Non-Voting
the accuracy of the minutes
5 Determination of whether the Meeting has Non-Voting
been duly convened
6 Presentation of the parent company's annual Non-Voting
report and the auditors' report, as well as
of the consolidated financial statements
and the auditors' report for the Investor
Group
7 The President's address Non-Voting
8 Report on the work of the Board of Non-Voting
Directors, the Remuneration Committee, the
Audit Committee and the Finance and Risk
Committee
9 Resolutions regarding adoption of the Mgmt For For
income statement and the balance sheet for
the parent company, as well as of the
consolidated income statement and the
consolidated balance sheet for the Investor
Group
10 Resolution regarding discharge from Mgmt For For
liability of the Members of the Board of
Directors and the President
11 Resolution regarding disposition of Mgmt For For
Investor's earnings in accordance with the
approved balance sheet and determination of
a record date for dividends: The Board of
Directors and the President propose a
dividend to the shareholders of SEK 8.00
per share and that Friday, May 9, 2014,
shall be the record date for receipt of the
dividend. Should the Meeting decide in
favor of the proposal, payment of the
dividend is expected to be made by
Euroclear Sweden AB on Wednesday, May 14,
2014
12.A Decision on: The number of Members and Mgmt For For
Deputy Members of the Board of Directors
who shall be appointed by the Meeting:
Thirteen Members of the Board of Directors
and no Deputy Members of the Board of
Directors
12.B Decision on: The number of Auditors and Mgmt For For
Deputy Auditors who shall be appointed by
the Meeting: One registered auditing
company
13.A Decision on: The compensation that shall be Mgmt For For
paid to the Board of Directors
13.B Decision on: The compensation that shall be Mgmt For For
paid to the Auditors
14 Election of Chairman of the Board of Mgmt For For
Directors, other Members and Deputy Members
of the Board of Directors: The following
persons are proposed for re-election as
Members of the Board of Directors: Dr.
Josef Ackermann, Gunnar Brock, Sune
Carlsson, Borje Ekholm, Tom Johnstone,
Grace Reksten Skaugen, O. Griffith Sexton,
Hans Straberg, Lena Treschow Torell, Jacob
Wallenberg, Marcus Wallenberg and Peter
Wallenberg Jr. Magdalena Gerger is proposed
to be elected as new Member of the Board of
Directors. Jacob Wallenberg is proposed to
be re-elected as Chairman of the Board of
Directors
15 Election of Auditors and Deputy Auditors. Mgmt For For
The registered auditing company Deloitte AB
is proposed to be re-elected as Auditor for
the period until the end of the Annual
General Meeting 2015. Deloitte AB has
informed that, subject to the approval of
the proposal from the Nomination Committee
regarding Auditor, the Authorized Public
Accountant Thomas Stromberg will continue
as the auditor in charge for the audit
16.A Proposal for resolution on: Guidelines for Mgmt For For
salary and on other remuneration for the
President and other Members of the
Management Group
16.B Proposal for resolution on: A long-term Mgmt For For
variable remuneration program for the
Members of the Management Group and other
employees
17.A Proposal for resolution on: Purchase and Mgmt For For
transfer of own shares in order to give the
Board of Directors wider freedom of action
in the work with the Company's capital
structure, in order to enable transfer of
own shares according to 17B below, and in
order to secure the costs connected to the
long-term variable remuneration program and
the allocation of synthetic shares as part
of the remuneration to the Board of
Directors
17.B Proposal for resolution on: Transfer of own Mgmt For For
shares in order to enable the Company to
transfer own shares to employees who
participate in the long-term variable
remuneration program 2014
18 Proposal for resolution from the shareholder Shr Against For
Aktiebolagstjanst Leif Malmborg AB: The
shareholder Aktiebolagstjanst Leif Malmborg
AB proposes that the Annual General Meeting
shall consider whether Investor shall go
into liquidation. The shares held by
Investor shall not be sold and cash
distributed. Instead, all shares held by
Investor shall be distributed to the
shareholders. The resolution on liquidation
shall enter into force from the date when
the Swedish Companies Registration Office
appoints a liquidator. Leif Malmborg is
proposed as liquidator
19 Conclusion of the Meeting Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 933965569
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOSEPH A. CARRABBA Mgmt For For
CHARLES P. COOLEY Mgmt For For
ALEXANDER M. CUTLER Mgmt For For
H. JAMES DALLAS Mgmt For For
ELIZABETH R. GILE Mgmt For For
RUTH ANN M. GILLIS Mgmt For For
WILLIAM G. GISEL, JR. Mgmt For For
RICHARD J. HIPPLE Mgmt For For
KRISTEN L. MANOS Mgmt For For
BETH E. MOONEY Mgmt For For
DEMOS PARNEROS Mgmt For For
BARBARA R. SNYDER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING TO SEPARATE Shr Against For
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER
ROLES.
--------------------------------------------------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD Agenda Number: 705357449
--------------------------------------------------------------------------------------------------------------------------
Security: J37221116
Meeting Type: AGM
Meeting Date: 27-Jun-2014
Ticker:
ISIN: JP3270000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director: Toshiyuki Nakai Mgmt For For
2.2 Appoint a Director: Kaoru Kajii Mgmt For For
2.3 Appoint a Director: Kouichi Iioka Mgmt For For
2.4 Appoint a Director: Kiyoshi Itou Mgmt For For
2.5 Appoint a Director: Takahito Namura Mgmt For For
2.6 Appoint a Director: Youichi Kurokawa Mgmt For For
2.7 Appoint a Director: Toshitaka Kodama Mgmt For For
2.8 Appoint a Director: Yoshio Yamada Mgmt For For
2.9 Appoint a Director: Michiya Kadota Mgmt For For
2.10 Appoint a Director: Seiji Nakamura Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAI SUN GARMENT INTERNATIONAL LTD Agenda Number: 704813422
--------------------------------------------------------------------------------------------------------------------------
Security: Y51449174
Meeting Type: AGM
Meeting Date: 22-Nov-2013
Ticker:
ISIN: HK0191032033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and adopt the audited financial Mgmt For For
statements of the Company for the year
ended 31 July 2013 and the reports of the
directors and the independent auditors
thereon
2.A.i To re-elect the following Director who Mgmt For For
retires and have offered himself for
re-election: Dr. Lam Kin Ngok, Peter as an
executive Director
2A.ii To re-elect the following Director who Mgmt For For
retires and have offered herself for
re-election: Madam U Po Chu as an executive
Director
2Aiii To re-elect the following Director who Mgmt For For
retires and have offered himself for
re-election: Mr. Chow Bing Chiu as an
independent non-executive Director
2.B To authorise the Board to fix the Mgmt For For
Directors' remuneration
3 To re-appoint Ernst and Young, Certified Mgmt For For
Public Accountants, as the independent
auditors of the Company for the ensuing
year and to authorise the Board to fix
their remuneration
4.A To grant a general mandate to the Directors Mgmt For For
to repurchase the Company's Shares not
exceeding 10% of the aggregate nominal
amount of the issued share capital of the
Company
4.B To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
Shares not exceeding 20% of the aggregate
nominal amount of the issued share capital
of the Company
4.C To extend the general mandate granted to Mgmt For For
the Directors to issue Shares of the
Company by adding the number of Shares
repurchased
4.D To approve the refreshment of the 10% limit Mgmt For For
of the existing share option scheme of Lai
Sun Development Company Limited, a
subsidiary of the Company
4.E To authorise the Directors and Company Mgmt For For
Secretary of the Company to do all such
acts, deeds and things in order to effect
the foregoing
--------------------------------------------------------------------------------------------------------------------------
LAI SUN GARMENT INTERNATIONAL LTD Agenda Number: 705326317
--------------------------------------------------------------------------------------------------------------------------
Security: Y51449174
Meeting Type: EGM
Meeting Date: 18-Jun-2014
Ticker:
ISIN: HK0191032033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PROPOSED CAPITAL REDUCTION Mgmt For For
AS SET OUT IN THE NOTICE OF THE EGM DATED
26 MAY 2014
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 933970217
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 23-May-2014
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT K. BURGESS Mgmt For For
1B. ELECTION OF DIRECTOR: TENCH COXE Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. GAITHER Mgmt For For
1D. ELECTION OF DIRECTOR: JEN-HSUN HUANG Mgmt For For
1E. ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For
1F. ELECTION OF DIRECTOR: HARVEY C. JONES Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM J. MILLER Mgmt For For
1H. ELECTION OF DIRECTOR: MARK L. PERRY Mgmt For For
1I. ELECTION OF DIRECTOR: A. BROOKE SEAWELL Mgmt For For
1J. ELECTION OF DIRECTOR: MARK A. STEVENS Mgmt For For
2. TO APPROVE OUR EXECUTIVE COMPENSATION. Mgmt For For
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt Against Against
OUR AMENDED AND RESTATED 2007 EQUITY
INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2012 EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PARGESA HOLDING SA Agenda Number: 705164490
--------------------------------------------------------------------------------------------------------------------------
Security: H60477207
Meeting Type: AGM
Meeting Date: 06-May-2014
Ticker:
ISIN: CH0021783391
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2013 ANNUAL REPORT, CONSOLIDATED ACCOUNTS Mgmt No vote
AND PARENT COMPANY ACCOUNTS, AND THE
AUDITOR'S REPORT
2 APPROPRIATION OF EARNINGS: THE BOARD OF Mgmt No vote
DIRECTORS RECOMMENDS THAT A DIVIDEND OF CHF
223.5 MILLION (CHF 2.64 PER BEARER SHARE
AND CHF 0.264 PER REGISTERED SHARE) BE PAID
OUT OF AVAILABLE EARNINGS OF CHF 374.6
MILLION, MADE UP OF CHF 243.7 MILLION FROM
2013 NET PROFIT AND RETAINED EARNINGS OF
CHF 130.9 MILLION. AFTER CHF 12.2MILLION IS
ALLOCATED TO THE FREE RESERVE, THE
REMAINING CHF 138.9 MILLION OF 2013 NET
PROFIT WILL BE RETAINED
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE BOARD OF DIRECTORS AND MANAGEMENT
4.1.1 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
MARC-HENRI CHAUDET
4.1.2 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
BERNARD DANIEL
4.1.3 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
AMAURY DE SEZE
4.1.4 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
VICTOR DELLOYE
4.1.5 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
ANDRE DESMARAIS
4.1.6 RE-ELECTION TO THE BOARD OF DIRECTORS: PAUL Mgmt No vote
DESMARAIS JR
4.1.7 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
ALBERT FRERE
4.1.8 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
CEDRIC FRERE
4.1.9 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
GERALD FRERE
4.1.10 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
SEGOLENE GALLIENNE
4.1.11 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
MICHEL PEBEREAU
4.1.12 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
MICHEL PLESSIS-BELAIR
4.1.13 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
GILLES SAMYN
4.1.14 RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt No vote
ARNAUD VIAL
4.1.15 ELECTION TO THE BOARD OF DIRECTORS: BARBARA Mgmt No vote
KUX
4.1.16 ELECTION TO THE BOARD OF DIRECTORS: PAUL Mgmt No vote
DESMARAIS III
4.2 ELECTION OF THE CHAIRMAN OF THE BOARD: PAUL Mgmt No vote
DESMARAIS JR
4.3.1 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: BERNARD DANIEL
4.3.2 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: BARBARA KUX
4.3.3 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: AMAURY DE SEZE
4.3.4 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: MICHEL PLESSIS-BELAIR
4.3.5 ELECTION OF THE MEMBER OF THE COMPENSATION Mgmt No vote
COMMITTEE: GILLES SAMYN
4.4 THE BOARD OF DIRECTORS RECOMMENDS THAT ME Mgmt No vote
VALERIE MARTI, NOTARY PUBLIC, BE ELECTED AS
THE INDEPENDENT PROXY FOR A TERM THAT WILL
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING
4.5 THE BOARD OF DIRECTORS RECOMMENDS THAT Mgmt No vote
DELOITTE SA BE RE-APPOINTED AS AUDITOR FOR
A ONE-YEAR PERIOD
5 RENEWAL OF AUTHORISED CAPITAL: AMENDMENT TO Mgmt No vote
ARTICLE 5 BIS OF THE ARTICLES OF
ASSOCIATION
6 OTHER BUSINESS Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 933926656
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 14-Mar-2014
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE 46TH FY FINANCIAL Mgmt For For
STATEMENTS
2A1 ELECTION OF OUTSIDE DIRECTOR: KIM, IL-SUP Mgmt For For
2A2 ELECTION OF OUTSIDE DIRECTOR: SUNWOO, YOUNG Mgmt For For
2A3 ELECTION OF OUTSIDE DIRECTOR: AHN, Mgmt For For
DONG-HYUN
2B1 ELECTION OF AUDIT COMMITTEE MEMBER: KIM, Mgmt For For
IL-SUP
2B2 ELECTION OF AUDIT COMMITTEE MEMBER: SUNWOO, Mgmt For For
YOUNG
2C1 ELECTION OF INSIDE DIRECTOR: KWON, OH-JOON Mgmt For For
(CEO CANDIDATE)
2C2 ELECTION OF INSIDE DIRECTOR: KIM, JIN-IL Mgmt For For
2C3 ELECTION OF INSIDE DIRECTOR: LEE, Mgmt For For
YOUNG-HOON
2C4 ELECTION OF INSIDE DIRECTOR: YOON, DONG-JUN Mgmt For For
3 APPROVAL OF LIMIT OF TOTAL REMUNERATION FOR Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
RHJ INTERNATIONAL SA Agenda Number: 705300705
--------------------------------------------------------------------------------------------------------------------------
Security: B70883101
Meeting Type: AGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: BE0003815322
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION OF THE CONSOLIDATED AND Non-Voting
NON-CONSOLIDATED REPORTS BY THE BOARD OF
DIRECTORS ON THE FISCAL YEAR ENDED DECEMBER
31, 2013
2 PRESENTATION OF THE CONSOLIDATED AND Non-Voting
NON-CONSOLIDATED REPORTS BY THE STATUTORY
AUDITOR ON THE FISCAL YEAR ENDED DECEMBER
31, 2013
3 PRESENTATION OF THE CONSOLIDATED FINANCIAL Non-Voting
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2013
4 TO APPROVE THE NON-CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2013, INCLUDING THE FOLLOWING
ALLOCATION OF RESULTS (IN EURO) AS
SPECIFIED
5 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For
FISCAL YEAR ENDED DECEMBER 31, 2013 (AS SET
OUT IN THE ANNUAL REPORT RELATING TO THE
SAME YEAR)
6 TO GRANT A DISCHARGE AND RELEASE TO MESSRS. Mgmt For For
D. RONALD DANIEL, TIMOTHY C. COLLINS,
LEONHARD FISCHER, MATHIAS DOPFNER, GERD
HAUSLER, JUN MAKIHARA, PETER FOY, LUCIO A.
NOTO AND KONSTANTIN VON SCHWEINITZ FOR THE
PERFORMANCE OF THEIR DUTIES AS DIRECTORS
DURING THE FISCAL YEAR ENDED DECEMBER 31,
2013
7 TO GRANT A DISCHARGE AND RELEASE TO KPMG Mgmt For For
REVISEURS D'ENTREPRISES (REPRESENTED BY MR.
OLIVIER MACQ, PARTNER) FOR THE PERFORMANCE
OF ITS DUTIES DURING THE FISCAL YEAR ENDED
DECEMBER 31, 2013
8.1 TO REAPPOINT MR. MATHIAS DOPFNER AS A Mgmt For For
DIRECTOR WITH EFFECT AS OF JUNE 17, 2014
AND UNTIL IMMEDIATELY AFTER THE ANNUAL
SHAREHOLDERS' MEETING WHICH SHALL BE
INVITED TO APPROVE THE NON-CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016
8.2 TO REAPPOINT MR. LEONHARD FISCHER AS A Mgmt For For
DIRECTOR WITH EFFECT AS OF JUNE 17, 2014
AND UNTIL IMMEDIATELY AFTER THE ANNUAL
SHAREHOLDERS' MEETING WHICH SHALL BE
INVITED TO APPROVE THE NON-CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016
8.3 TO REAPPOINT MR. PETER FOY AS A DIRECTOR Mgmt For For
WITH EFFECT AS OF JUNE 17, 2014 AND UNTIL
IMMEDIATELY AFTER THE ANNUAL SHAREHOLDERS'
MEETING WHICH SHALL BE INVITED TO APPROVE
THE NON-CONSOLIDATED FINANCIAL STATEMENTS
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2016
8.4 TO REAPPOINT MR. LUCIO A. NOTO AS A Mgmt For For
DIRECTOR WITH EFFECT AS OF JUNE 17, 2014
AND UNTIL IMMEDIATELY AFTER THE ANNUAL
SHAREHOLDERS' MEETING WHICH SHALL BE
INVITED TO APPROVE THE NON-CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016
8.5 TO REAPPOINT MR. KONSTANTIN VON SCHWEINITZ Mgmt For For
AS A DIRECTOR WITH EFFECT AS OF JUNE 17,
2014 AND UNTIL IMMEDIATELY AFTER THE ANNUAL
SHAREHOLDERS' MEETING WHICH SHALL BE
INVITED TO APPROVE THE NON-CONSOLIDATED
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2016
9 TO RESOLVE THAT THE NON-EXECUTIVE DIRECTORS Mgmt For For
WILL BE REMUNERATED FOR THEIR SERVICES AS
DIRECTORS DURING EACH RELEVANT FISCAL YEAR
AS FOLLOWS. ALL NON-EXECUTIVE DIRECTORS
OTHER THAN THE CHAIRMAN OF THE BOARD WILL
BE PAID EUR 75,000 FOR EACH YEAR OF
SERVICE. THE CHAIRMAN OF THE BOARD WILL BE
PAID AN ANNUAL RETAINER OF EUR 150,000. IN
ADDITION, THE CHAIRMAN OF THE AUDIT AND
COMPLIANCE COMMITTEE WILL BE PAID AN ANNUAL
RETAINER OF EUR 45,000, AND MEMBERS OF SUCH
COMMITTEE WILL BE PAID AN ANNUAL RETAINER
OF EUR 30,000. THE CHAIRMAN OF THE
NOMINATION AND REMUNERATION COMMITTEE WILL
BE PAID AN ANNUAL RETAINER OF EUR 30,000,
AND MEMBERS OF SUCH COMMITTEE WILL BE PAID
AN ANNUAL RETAINER OF EUR 20,000. A
DIRECTOR WHO IS A MEMBER OF EXECUTIVE
MANAGEMENT DOES NOT RECEIVE ADDITIONAL
COMPENSATION FOR HIS SERVICES AS A DIRECTOR
10 TO ACKNOWLEDGE THAT MESSRS. MATHIAS Mgmt For For
DOPFNER, PETER FOY, LUCIO A. NOTO AND
KONSTANTIN VON SCHWEINITZ COMPLY WITH THE
CRITERIA OF INDEPENDENCE AS PROVIDED FOR IN
ARTICLE 526TER OF THE COMPANIES CODE
--------------------------------------------------------------------------------------------------------------------------
RHJ INTERNATIONAL SA Agenda Number: 705300969
--------------------------------------------------------------------------------------------------------------------------
Security: B70883101
Meeting Type: SGM
Meeting Date: 17-Jun-2014
Ticker:
ISIN: BE0003815322
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 RENEW AUTHORIZATION TO INCREASE SHARE Mgmt For For
CAPITAL WITHIN THE FRAMEWORK OF AUTHORIZED
CAPITAL
1.2 AMEND ARTICLES TO REFLECT CHANGES IN Mgmt For For
CAPITAL RE: ITEM 1.1: ARTICLE 8.1
2.1 AUTHORIZE REPURCHASE OF UP TO 20 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
2.2 AMEND ARTICLES TO REFLECT CHANGES IN Mgmt For For
CAPITAL RE: ITEM 2.1: ARTICLE 12.2
3.1 AMEND ARTICLES RE: DELETE REFERENCES TO Mgmt For For
BEARER SHARES
3.2 AUTHORIZE REISSUANCE OF REPURCHASED SHARES: Mgmt For For
ARTICLE 12.4
3.3 AMEND ARTICLES RE: ELIMINATE REFERENCES TO Mgmt For For
THE REPURCHASE AUTHORITY THAT ALLOWS FOR
REPURCHASES TO AVOID SERIOUS AND IMMINENT
PREJUDICE TO THE COMPANY: ARTICLE 12.5
4 AUTHORIZE IMPLEMENTATION OF APPROVED Mgmt For For
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt For For
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
TEJON RANCH CO. Agenda Number: 933967664
--------------------------------------------------------------------------------------------------------------------------
Security: 879080109
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: TRC
ISIN: US8790801091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREGORY S. BIELLI Mgmt For For
JOHN L. GOOLSBY Mgmt For For
NORMAN METCALFE Mgmt For For
KENT G. SNYDER Mgmt For For
2. RATIFICATION OF ERNST & YOUNG AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 933937180
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 08-Apr-2014
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RUTH E. BRUCH Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For
1D. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: RICHARD J. KOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE A. REIN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For
1L. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
1M. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2014.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
LONG-TERM INCENTIVE PLAN OF THE BANK OF NEW
YORK MELLON CORPORATION.
5. STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA Agenda Number: 705121197
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 16-May-2014
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2013
O.3 ALLOCATION OF INCOME AND SETTING THE Mgmt For For
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
O.5 RENEWAL OF TERM OF MRS. PATRICIA BARBIZET Mgmt For For
AS BOARD MEMBER
O.6 RENEWAL OF TERM OF MRS. MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS BOARD MEMBER
O.7 RENEWAL OF TERM OF MR. PAUL DESMARAIS, JR. Mgmt For For
AS BOARD MEMBER
O.8 RENEWAL OF TERM OF MRS. BARBARA KUX AS Mgmt For For
BOARD MEMBER
O.9 REVIEWING THE ELEMENTS OF COMPENSATION OWED Mgmt For For
OR PAID TO MR. CHRISTOPHE DE MARGERIE, CEO,
FOR THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2013
E.10 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
WHILE MAINTAINING THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS EITHER BY
ISSUING COMMON SHARES AND/OR ANY SECURITIES
GIVING ACCESS TO CAPITAL OF THE COMPANY, OR
BY INCORPORATING RESERVES, PROFITS,
PREMIUMS OR OTHERWISE
E.11 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
EITHER BY ISSUING COMMON SHARES OR ANY
SECURITIES GIVING ACCESS TO CAPITAL WITH
THE CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS
E.12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES TO BE ISSUED, IN CASE OF
CAPITAL INCREASE WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
E.13 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL EITHER BY
ISSUING COMMON SHARES OR ANY SECURITIES
GIVING ACCESS TO CAPITAL, IN CONSIDERATION
FOR IN-KIND CONTRIBUTIONS GRANTED TO THE
COMPANY, WITH THE WAIVER BY SHAREHOLDERS OF
THEIR PREFERENTIAL SUBSCRIPTION RIGHT TO
SHARES ISSUED AS CONSIDERATION FOR
CONTRIBUTIONS IN KIND
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
PURSUANT TO ARTICLES L.3332-18 ET SEQ. OF
THE CODE OF LABOR, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED DUE TO
THE SUBSCRIPTION FOR SHARES BY EMPLOYEES OF
THE GROUP
E.15 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO CARRY OUT CAPITAL INCREASES
RESERVED FOR CATEGORIES OF BENEFICIARIES AS
PART OF A TRANSACTION RESERVED FOR
EMPLOYEES WITH THE CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS
E.16 AUTHORIZATION TO ALLOCATE BONUS SHARES OF Mgmt For For
THE COMPANY TO EMPLOYEES OF THE GROUP AND
CORPORATE OFFICERS OF THE COMPANY OR
COMPANIES OF THE GROUP, WITH THE WAIVER BY
SHAREHOLDERS OF THEIR PREFERENTIAL
SUBSCRIPTION RIGHT TO SHARES ISSUED IN
FAVOR OF BENEFICIARIES OF SHARE ALLOCATIONS
E.17 AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR Mgmt For For
THE PURPOSE OF ESTABLISHING THE TERMS OF
APPOINTMENT OF THE BOARD
MEMBER(S)REPRESENTING EMPLOYEES UNDER THE
ACT OF JUNE 14TH, 2013 ON SECURING
EMPLOYMENT, AND INTEGRATING TECHNICAL
AMENDMENTS ON SOME PROVISIONS RELATING TO
BOARD MEMBERS REPRESENTING EMPLOYEE
SHAREHOLDERS
E.18 AMENDMENT TO ARTICLE 12 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE CHAIRMAN OF THE
BOARD OF DIRECTORS TO 70
E.19 AMENDMENT TO ARTICLE 15 OF THE BYLAWS TO Mgmt For For
BRING THE AGE LIMIT OF THE GENERAL MANAGER
TO 67
E.20 AMENDMENT TO ARTICLE 17 OF THE BYLAWS TO Mgmt For For
COMPLY WITH THE ORDINANCE OF DECEMBER 9TH,
2010 TRANSPOSING THE EUROPEAN DIRECTIVE ON
SHAREHOLDERS' RIGHTS TO BE REPRESENTED BY
ANY PERSON OF THEIR CHOICE AT GENERAL
MEETINGS
A DISTRIBUTION OF A QUARTERLY NEWSLETTER BY Shr Against For
EMPLOYEES DIRECTORS AND DIRECTOR
EMPLOYEE SHAREHOLDERS
B COMPONENTS OF REMUNERATION OF CORPORATE Shr Against For
OFFICERS AND EMPLOYEES RELATED TO
INDUSTRIAL SAFETY INDICATORS
C ESTABLISHING INDIVIDUAL SHAREHOLDING Shr Against For
D INCLUDING THE EMPLOYEE DIRECTOR OR Shr Against For
EMPLOYEES DIRECTORS IN THE ORGANIZATION
OF THE BOARD OF DIRECTORS
E DISTRIBUTION OF ATTENDANCE ALLOWANCES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORPORATION Agenda Number: 705327939
--------------------------------------------------------------------------------------------------------------------------
Security: J92628106
Meeting Type: AGM
Meeting Date: 13-Jun-2014
Ticker:
ISIN: JP3634600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director: Tetsuro Toyoda Mgmt For For
2.2 Appoint a Director: Akira Onishi Mgmt For For
2.3 Appoint a Director: Chiaki Yamaguchi Mgmt For For
2.4 Appoint a Director: Kazue Sasaki Mgmt For For
2.5 Appoint a Director: Hirotaka Morishita Mgmt For For
2.6 Appoint a Director: Shinya Furukawa Mgmt For For
2.7 Appoint a Director: Masaharu Suzuki Mgmt For For
2.8 Appoint a Director: Norio Sasaki Mgmt For For
2.9 Appoint a Director: Toshifumi Ogawa Mgmt For For
2.10 Appoint a Director: Toshifumi Onishi Mgmt For For
2.11 Appoint a Director: Takaki Ogawa Mgmt For For
2.12 Appoint a Director: Kan Otsuka Mgmt For For
2.13 Appoint a Director: Fujio Cho Mgmt For For
2.14 Appoint a Director: Taku Yamamoto Mgmt For For
2.15 Appoint a Director: Keiichi Fukunaga Mgmt For For
2.16 Appoint a Director: Shuzo Sumi Mgmt For For
3.1 Appoint a Corporate Auditor: Toshio Mita Mgmt For For
3.2 Appoint a Corporate Auditor: Hans-Juergen Marx Mgmt For For
3.3 Appoint a Corporate Auditor: Kohei Nozaki Mgmt For For
3.4 Appoint a Corporate Auditor: Satoshi Ozawa Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 704896565
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: CRT
Meeting Date: 28-Jan-2014
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the proposed Scheme referred to Mgmt For For
in the Circular dated on or about 10
December 2013
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 704896541
--------------------------------------------------------------------------------------------------------------------------
Security: G93882135
Meeting Type: OGM
Meeting Date: 28-Jan-2014
Ticker:
ISIN: GB00B16GWD56
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Verizon Wireless Transaction Mgmt For For
and the Vodafone Italy Transaction
2 To approve the New Articles of Association, Mgmt For For
the Capital Reductions, the Return of Value
and the Share Consolidation and certain
related matters pursuant to the Scheme
3 To authorise the Company to purchase Its Mgmt For For
own shares
4 To authorise the Directors to take all Mgmt For For
necessary and appropriate actions in
relation to Resolutions 1-3
--------------------------------------------------------------------------------------------------------------------------
WHEELOCK AND COMPANY LTD Agenda Number: 705232849
--------------------------------------------------------------------------------------------------------------------------
Security: Y9553V106
Meeting Type: AGM
Meeting Date: 10-Jun-2014
Ticker:
ISIN: HK0020000177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2013
2.A TO RE-ELECT MR. DOUGLAS C. K. WOO, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.B TO RE-ELECT MR. WINSTON K. W. LEONG, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.C TO RE-ELECT MR. KENNETH W. S. TING, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.D TO RE-ELECT MS. NANCY S. L. TSE, A RETIRING Mgmt For For
DIRECTOR, AS A DIRECTOR
2.E TO RE-ELECT MR. RICKY K. Y. WONG, A Mgmt For For
RETIRING DIRECTOR, AS A DIRECTOR
2.F TO RE-ELECT MR. GLENN S. YEE, A RETIRING Mgmt For For
DIRECTOR, AS A DIRECTOR
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION IN SUBSTITUTION FOR THE
EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR SHARE REPURCHASES BY THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
FOR ISSUE OF SHARES
7 TO APPROVE THE ADDITION OF REPURCHASED Mgmt For For
SECURITIES TO THE SHARE ISSUE GENERAL
MANDATE STATED UNDER RESOLUTION NO. 6
--------------------------------------------------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD Agenda Number: 934006859
--------------------------------------------------------------------------------------------------------------------------
Security: G9618E107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WTM
ISIN: BMG9618E1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS II DIRECTOR TO A TERM Mgmt For For
ENDING IN 2017: RAYMOND BARRETTE
1B ELECTION OF CLASS II DIRECTOR TO A TERM Mgmt For For
ENDING IN 2017: YVES BROUILLETTE
1C ELECTION OF CLASS II DIRECTOR TO A TERM Mgmt For For
ENDING IN 2017: JOHN D. GILLESPIE
2A ELECTION OF DIRECTOR OF SIRIUS Mgmt For For
INTERNATIONAL INSURANCE CORPORATION: MONICA
CRAMER-MANHEM
2B ELECTION OF DIRECTOR OF SIRIUS Mgmt For For
INTERNATIONAL INSURANCE CORPORATION:
JEFFREY DAVIS
2C ELECTION OF DIRECTOR OF SIRIUS Mgmt For For
INTERNATIONAL INSURANCE CORPORATION: LARS
EK
2D ELECTION OF DIRECTOR OF SIRIUS Mgmt For For
INTERNATIONAL INSURANCE CORPORATION: BRIAN
E. KENSIL
2E ELECTION OF DIRECTOR OF SIRIUS Mgmt For For
INTERNATIONAL INSURANCE CORPORATION: JAN
ONSELIUS
2F ELECTION OF DIRECTOR OF SIRIUS Mgmt For For
INTERNATIONAL INSURANCE CORPORATION: GORAN
A. THORSTENSSON
2G ELECTION OF DIRECTOR OF SIRIUS Mgmt For For
INTERNATIONAL INSURANCE CORPORATION: ALLAN
L. WATERS
3A ELECTION OF DIRECTOR OF HG RE LTD: SHEILA Mgmt For For
E. NICOLL
3B ELECTION OF DIRECTOR OF HG RE LTD: KEVIN Mgmt For For
PEARSON
3C ELECTION OF DIRECTOR OF HG RE LTD: WARREN Mgmt For For
J. TRACE
3D ELECTION OF DIRECTOR OF HG RE LTD: ALLAN L. Mgmt For For
WATERS
4A ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For
LIFE REINSURANCE (BERMUDA) LTD: JENNIFER L.
PITTS
4B ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For
LIFE REINSURANCE (BERMUDA) LTD: CHRISTINE
H. REPASY
4C ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For
LIFE REINSURANCE (BERMUDA) LTD: WARREN J.
TRACE
4D ELECTION OF DIRECTOR OF WHITE MOUNTAINS Mgmt For For
LIFE REINSURANCE (BERMUDA) LTD: ALLAN L.
WATERS
5A ELECTION OF DIRECTOR OF WHITE SHOALS RE Mgmt For For
LTD: CHRISTINE H. REPASY
5B ELECTION OF DIRECTOR OF WHITE SHOALS RE Mgmt For For
LTD: WARREN J. TRACE
5C ELECTION OF DIRECTOR OF WHITE SHOALS RE Mgmt For For
LTD: ALLAN L. WATERS
6A ELECTION OF DIRECTOR OF STAR RE LTD: Mgmt For For
CHRISTINE H. REPASY
6B ELECTION OF DIRECTOR OF STAR RE LTD: GORAN Mgmt For For
A. THORSTENSSON
6C ELECTION OF DIRECTOR OF STAR RE LTD: WARREN Mgmt For For
J. TRACE
6D ELECTION OF DIRECTOR OF STAR RE LTD: ALLAN Mgmt For For
L. WATERS
7A ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE Mgmt For For
(SAC) LTD: RAYMOND BARRETTE
7B ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE Mgmt For For
(SAC) LTD: DAVID FOY
7C ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE Mgmt For For
(SAC) LTD: SHEILA E. NICOLL
7D ELECTION OF DIRECTOR OF ALSTEAD REINSURANCE Mgmt For For
(SAC) LTD: JENNIFER L. PITTS
8A ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE Mgmt For For
SIRIUS CAPITAL LTD: MICHAEL DASHFIELD
8B ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE Mgmt For For
SIRIUS CAPITAL LTD: LARS EK
8C ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE Mgmt For For
SIRIUS CAPITAL LTD: GORAN A. THORSTENSSON
8D ELECTION OF DIRECTOR OF WHITE MOUNTAINS RE Mgmt For For
SIRIUS CAPITAL LTD: ALLAN L. WATERS
9A ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: CHRISTOPHER GARROD
9B ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: SARAH A. KOLAR
9C ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: SHEILA E. NICOLL
9D ELECTION OF DIRECTOR OF SPLIT ROCK Mgmt For For
INSURANCE, LTD: JOHN C. TREACY
10A ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY: RAYMOND
BARRETTE
10B ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY: DAVID T. FOY
10C ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY: JENNIFER L.
PITTS
10D ELECTION OF DIRECTOR FOR ANY NEW NON-UNITED Mgmt For For
STATES OPERATING SUBSIDIARY: WARREN J.
TRACE
11 APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
12 APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP ("PWC") AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Third Avenue Variable Series Trust
By (Signature) /s/ David M. Barse
Name David M. Barse
Title President
Date 08/26/2014