UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21866
NAME OF REGISTRANT: Highland Funds I
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court
Suite 700
Dallas , TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: Highland Capital Management
Fund Advisors, L.P.
200 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 877-665-1287
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Highland Floating Rate Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP, INC. Agenda Number: 933997629
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1I. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF AMERICAN AIRLINES GROUP
INC.'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 933897920
--------------------------------------------------------------------------------------------------------------------------
Security: 430101774
Meeting Type: Special
Meeting Date: 06-Dec-2013
Ticker: SNLN
ISIN: US4301017749
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE O. JONES Mgmt For For
JOHN HONIS Mgmt For For
ETHAN POWELL Mgmt For For
DR. BOB FROEHLICH Mgmt For For
TIMOTHY K. HUI Mgmt For For
BRYAN A. WARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL INC Agenda Number: 933968591
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: SRC
ISIN: US84860W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN M. CHARLTON Mgmt For For
TODD A. DUNN Mgmt For For
DAVID J. GILBERT Mgmt For For
RICHARD I. GILCHRIST Mgmt For For
DIANE M. MOREFIELD Mgmt For For
THOMAS H. NOLAN, JR. Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
THOMAS D. SENKBEIL Mgmt For For
NICHOLAS P. SHEPHERD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
Highland Long/Short Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 933973061
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WADE D. MIQUELON Mgmt For For
WILLIAM M. PETRIE, M.D. Mgmt For For
BRUCE A. SHEAR Mgmt For For
2 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC. Agenda Number: 933949565
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
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AERCAP HOLDINGS N.V. Agenda Number: 933912253
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Special
Meeting Date: 13-Feb-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 APPROVAL PURSUANT TO ARTICLE 2:107A DUTCH Mgmt For For
CIVIL CODE AND ARTICLE 16.7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION IN
RELATION TO THE ANTICIPATED ACQUISITION OF
INTERNATIONAL LEASE FINANCE CORPORATION.
3A CONDITIONAL APPOINTMENT OF MR. ROBERT H. Mgmt For For
BENMOSCHE AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
3B CONDITIONAL APPOINTMENT OF MR. DAVID L. Mgmt For For
HERZOG AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
4A RE-APPOINTMENT OF MR. ROBERT G. WARDEN AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4B RE-APPOINTMENT OF MR. RICHARD M. GRADON AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4C RE-APPOINTMENT OF MR. PAUL T. DACIER AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4D RE-APPOINTMENT OF THE COMPANY'S CHIEF Mgmt For For
EXECUTIVE OFFICER, MR. AENGUS KELLY, AS
EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
5 CONDITIONAL APPROVAL NEW EQUITY INCENTIVE Mgmt For For
PLAN BOARD OF DIRECTORS (THE "NEW EQUITY
PLAN").
6A AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION (ARTICLE 24).
6B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933918318
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Special
Meeting Date: 13-Feb-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 APPROVAL PURSUANT TO ARTICLE 2:107A DUTCH Mgmt For For
CIVIL CODE AND ARTICLE 16.7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION IN
RELATION TO THE ANTICIPATED ACQUISITION OF
INTERNATIONAL LEASE FINANCE CORPORATION.
3A CONDITIONAL APPOINTMENT OF MR. ROBERT H. Mgmt For For
BENMOSCHE AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
3B CONDITIONAL APPOINTMENT OF MR. DAVID L. Mgmt For For
HERZOG AS NON-EXECUTIVE DIRECTOR FOR A
PERIOD OF FOUR YEARS.
4A RE-APPOINTMENT OF MR. ROBERT G. WARDEN AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4B RE-APPOINTMENT OF MR. RICHARD M. GRADON AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4C RE-APPOINTMENT OF MR. PAUL T. DACIER AS Mgmt For For
NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
4D RE-APPOINTMENT OF THE COMPANY'S CHIEF Mgmt For For
EXECUTIVE OFFICER, MR. AENGUS KELLY, AS
EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR
YEARS.
5 CONDITIONAL APPROVAL NEW EQUITY INCENTIVE Mgmt For For
PLAN BOARD OF DIRECTORS (THE "NEW EQUITY
PLAN").
6A AMENDMENT TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION (ARTICLE 24).
6B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE COMPANY'S
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AERCAP HOLDINGS N.V. Agenda Number: 933971435
--------------------------------------------------------------------------------------------------------------------------
Security: N00985106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: AER
ISIN: NL0000687663
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4 ADOPTION OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For
2013 FINANCIAL YEAR.
6 RELEASE OF LIABILITY OF THE DIRECTORS WITH Mgmt For For
RESPECT TO THEIR MANAGEMENT DURING THE 2013
FINANCIAL YEAR.
7 DESIGNATION OF MR. KEITH A. HELMING AS THE Mgmt For For
DESIGNATED PERSON IN ARTICLE 16, PARAGRAPH
8 OF THE ARTICLES OF ASSOCIATION.
8 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
ACCOUNTANTS N.V. AS THE REGISTERED
ACCOUNTANTS.
9A AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
REPURCHASE ORDINARY SHARES.
9B CONDITIONAL AUTHORIZATION OF THE BOARD OF Mgmt For For
DIRECTORS TO REPURCHASE ADDITIONAL ORDINARY
SHARES.
10 REDUCTION OF CAPITAL THROUGH CANCELLATION Mgmt For For
OF THE COMPANY'S ORDINARY SHARES WHICH MAY
BE ACQUIRED PURSUANT TO THE AUTHORIZATIONS
TO REPURCHASE SHARES.
11A AMENDMENT TO THE ARTICLES OF ASSOCIATION Mgmt For For
(ARTICLE 3).
11B DESIGNATION OF EACH OF THE COMPANY'S Mgmt For For
DIRECTORS AND EACH (CANDIDATE) CIVIL LAW
NOTARY AND LAWYER AT NAUTADUTILH N.V. TO
IMPLEMENT THE AMENDMENT TO THE ARTICLES OF
ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC. Agenda Number: 934005477
--------------------------------------------------------------------------------------------------------------------------
Security: 008252108
Meeting Type: Annual
Meeting Date: 16-Jun-2014
Ticker: AMG
ISIN: US0082521081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL T. BYRNE Mgmt For For
1B. ELECTION OF DIRECTOR: DWIGHT D. CHURCHILL Mgmt For For
1C. ELECTION OF DIRECTOR: NIALL FERGUSON Mgmt For For
1D. ELECTION OF DIRECTOR: SEAN M. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: HAROLD J. MEYERMAN Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM J. NUTT Mgmt For For
1G. ELECTION OF DIRECTOR: TRACY P. PALANDJIAN Mgmt For For
1H. ELECTION OF DIRECTOR: RITA M. RODRIGUEZ Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK T. RYAN Mgmt For For
1J. ELECTION OF DIRECTOR: JIDE J. ZEITLIN Mgmt For For
2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, Mgmt Against Against
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933988000
--------------------------------------------------------------------------------------------------------------------------
Security: 018581108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ADS
ISIN: US0185811082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: BRUCE K. ANDERSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ROGER H. BALLOU Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For
BENVENISTE
1.4 ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For
1.5 ELECTION OF DIRECTOR: E. LINN DRAPER, JR. Mgmt For For
1.6 ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For
2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA
SYSTEMS CORPORATION FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP, INC. Agenda Number: 933997629
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1I. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF AMERICAN AIRLINES GROUP
INC.'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 12-May-2014
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For
1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S RESTATED CERTIFICATE OF INCORPORATION
TO CONTINUE TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 933915564
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 28-Feb-2014
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WILLIAM CAMPBELL Mgmt For For
TIMOTHY COOK Mgmt For For
MILLARD DREXLER Mgmt For For
AL GORE Mgmt For For
ROBERT IGER Mgmt For For
ANDREA JUNG Mgmt For For
ARTHUR LEVINSON Mgmt For For
RONALD SUGAR Mgmt For For
2. THE AMENDMENT OF THE COMPANY'S RESTATED Mgmt For For
ARTICLES OF INCORPORATION (THE "ARTICLES")
TO FACILITATE THE IMPLEMENTATION OF
MAJORITY VOTING FOR THE ELECTION OF
DIRECTORS IN AN UNCONTESTED ELECTION BY
ELIMINATING ARTICLE VII, WHICH RELATES TO
THE TERM OF DIRECTORS AND THE TRANSITION
FROM A CLASSIFIED BOARD OF DIRECTORS TO A
DECLASSIFIED STRUCTURE
3. THE AMENDMENT OF THE ARTICLES TO ELIMINATE Mgmt For For
THE "BLANK CHECK" AUTHORITY OF THE BOARD TO
ISSUE PREFERRED STOCK
4. THE AMENDMENT OF THE ARTICLES TO ESTABLISH Mgmt For For
A PAR VALUE FOR THE COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE
5. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
6. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION
7. THE APPROVAL OF THE APPLE INC. 2014 Mgmt For For
EMPLOYEE STOCK PLAN
8. A SHAREHOLDER PROPOSAL BY JOHN HARRINGTON Shr Against For
AND NORTHSTAR ASSET MANAGEMENT INC.
ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS"
TO AMEND THE COMPANY'S BYLAWS
9. A SHAREHOLDER PROPOSAL BY THE NATIONAL Shr Against For
CENTER FOR PUBLIC POLICY RESEARCH OF A
NON-BINDING ADVISORY RESOLUTION ENTITLED
"REPORT ON COMPANY MEMBERSHIP AND
INVOLVEMENT WITH CERTAIN TRADE ASSOCIATIONS
AND BUSINESS ORGANIZATIONS"
10. A SHAREHOLDER PROPOSAL BY CARL ICAHN OF A Shr Abstain Against
NON-BINDING ADVISORY RESOLUTION THAT THE
COMPANY COMMIT TO COMPLETING NOT LESS THAN
$50 BILLION OF SHARE REPURCHASES DURING ITS
2014 FISCAL YEAR (AND INCREASE THE
AUTHORIZATION UNDER ITS CAPITAL RETURN
PROGRAM ACCORDINGLY)
11. A SHAREHOLDER PROPOSAL BY JAMES MCRITCHIE Shr Against For
OF A NON-BINDING ADVISORY RESOLUTION
ENTITLED "PROXY ACCESS FOR SHAREHOLDERS"
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933955950
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. APPROVAL OF ARTHUR J. GALLAGHER & CO. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
ATHLON ENERGY INC. Agenda Number: 934010810
--------------------------------------------------------------------------------------------------------------------------
Security: 047477104
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: ATHL
ISIN: US0474771047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAKESH WILSON Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
4. TO VOTE FOR THE FREQUENCY OF FUTURE Mgmt 1 Year Against
ADVISORY VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
BANKUNITED,INC. Agenda Number: 933987678
--------------------------------------------------------------------------------------------------------------------------
Security: 06652K103
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: BKU
ISIN: US06652K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERE BLANCA Mgmt For For
AMBASSADOR SUE M. COBB Mgmt For For
EUGENE F. DEMARK Mgmt For For
MICHAEL J. DOWLING Mgmt For For
JOHN A. KANAS Mgmt For For
DOUGLAS J. PAULS Mgmt For For
RAJINDER P. SINGH Mgmt For For
SANJIV SOBTI, PH.D. Mgmt For For
A. ROBERT TOWBIN Mgmt For For
2 TO RATIFY THE AUDIT AND RISK COMMITTEE'S Mgmt For For
APPOINTMENT OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3 TO APPROVE THE BANKUNITED, INC. 2014 Mgmt For For
OMNIBUS EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
BE AEROSPACE, INC. Agenda Number: 933846050
--------------------------------------------------------------------------------------------------------------------------
Security: 073302101
Meeting Type: Annual
Meeting Date: 24-Jul-2013
Ticker: BEAV
ISIN: US0733021010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL F. SENFT Mgmt For For
JOHN T. WHATES Mgmt For For
2. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt Against Against
APPROVAL OF EXECUTIVE COMPENSATION.
3. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2013 FISCAL YEAR.
4. PROPOSAL TO AMEND THE AMENDED AND RESTATED Mgmt For For
B/E AEROSPACE, INC. 1994 EMPLOYEE STOCK
PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION Agenda Number: 933938699
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: COG
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAN O. DINGES Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES R. GIBBS Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT L. KEISER Mgmt For For
1D. ELECTION OF DIRECTOR: W. MATT RALLS Mgmt For For
2 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR ITS 2014 FISCAL
YEAR.
3 TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4 TO APPROVE AN AMENDMENT TO OUR CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK OF THE
COMPANY.
5 TO APPROVE THE CABOT OIL & GAS CORPORATION Mgmt For For
2014 INCENTIVE PLAN.
6 TO CONSIDER A SHAREHOLDER PROPOSAL TO Shr For Against
PROVIDE A REPORT ON THE COMPANY'S POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933879782
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For
HALL
1I. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, REGARDING POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 933926668
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 10-Apr-2014
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II DIRECTOR: HARVEY B. Mgmt For For
CASH
1B. ELECTION OF CLASS II DIRECTOR: JUDITH M. Mgmt For For
O'BRIEN
1C. ELECTION OF CLASS II DIRECTOR: GARY B. Mgmt For For
SMITH
1D. ELECTION OF CLASS III DIRECTOR: T. MICHAEL Mgmt For For
NEVENS
2. TO APPROVE THE AMENDMENT OF THE 2008 Mgmt For For
OMNIBUS INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE
THEREUNDER BY 6.6 MILLION SHARES.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31,
2014.
4. TO HOLD AN ADVISORY VOTE ON OUR EXECUTIVE Mgmt For For
COMPENSATION, AS DESCRIBED IN THESE PROXY
MATERIALS.
--------------------------------------------------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda Number: 933989696
--------------------------------------------------------------------------------------------------------------------------
Security: 192446102
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: CTSH
ISIN: US1924461023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX Mgmt For For
1B. ELECTION OF DIRECTOR: ROBERT E. WEISSMAN Mgmt For For
2. APPROVAL OF THE FIRST AMENDMENT TO THE Mgmt For For
COMPANY'S 2009 INCENTIVE COMPENSATION PLAN.
3. APPROVAL, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, OF THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
COLFAX CORP Agenda Number: 933961624
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MITCHELL P. RALES Mgmt For For
1B. ELECTION OF DIRECTOR: STEVEN E. SIMMS Mgmt For For
1C. ELECTION OF DIRECTOR: CLAY H. KIEFABER Mgmt For For
1D. ELECTION OF DIRECTOR: PATRICK W. ALLENDER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS S. GAYNER Mgmt For For
1F. ELECTION OF DIRECTOR: RHONDA L. JORDAN Mgmt For For
1G. ELECTION OF DIRECTOR: SAN W. ORR, III Mgmt For For
1H. ELECTION OF DIRECTOR: CLAYTON PERFALL Mgmt For For
1I. ELECTION OF DIRECTOR: RAJIV VINNAKOTA Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS COLFAX CORPORATION'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
COMPUWARE CORPORATION Agenda Number: 933924525
--------------------------------------------------------------------------------------------------------------------------
Security: 205638109
Meeting Type: Annual
Meeting Date: 28-Mar-2014
Ticker: CPWR
ISIN: US2056381096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GURMINDER S. BEDI Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY J. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN G. FREELAND Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID G. FUBINI Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For
1F. ELECTION OF DIRECTOR: FREDERICK A. Mgmt For For
HENDERSON
1G. ELECTION OF DIRECTOR: FAYE ALEXANDER NELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT C. PAUL Mgmt For For
1I. ELECTION OF DIRECTOR: JENNIFER J. RAAB Mgmt For For
1J. ELECTION OF DIRECTOR: LEE D. ROBERTS Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For
SCHUCKENBROCK
2. A NON-BINDING PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP, OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT OUR CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING MARCH
31, 2014
3. A NON-BINDING PROPOSAL TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CONN'S, INC. Agenda Number: 933988668
--------------------------------------------------------------------------------------------------------------------------
Security: 208242107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CONN
ISIN: US2082421072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: JON E.M. JACOBY Mgmt For For
1.2 ELECTION OF DIRECTOR: KELLY M. MALSON Mgmt For For
1.3 ELECTION OF DIRECTOR: BOB L. MARTIN Mgmt For For
1.4 ELECTION OF DIRECTOR: DOUGLAS H. MARTIN Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID SCHOFMAN Mgmt For For
1.6 ELECTION OF DIRECTOR: SCOTT L. THOMPSON Mgmt For For
1.7 ELECTION OF DIRECTOR: THEODORE M. WRIGHT Mgmt For For
2 TO APPROVE THE AMENDMENT TO OUR CERTIFICATE Mgmt Against Against
OF INCORPORATION TO INCREASE THE NUMBER OF
SHARES OF CAPITAL STOCK WHICH THE COMPANY
SHALL HAVE AUTHORITY TO ISSUE TO BE
101,000,000 SHARES OF STOCK, OF WHICH
100,000,000 SHARES ARE COMMON STOCK, PAR
VALUE OF $0.01 PER SHARE, AND 1,000,000 ARE
PREFERRED STOCK.
3 TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JANUARY 31, 2015.
4 TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICERS COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY INC. Agenda Number: 934013866
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN E. WEST Mgmt For For
MICHAEL P. CROSS Mgmt For For
TRAVIS D. STICE Mgmt For For
DAVID L. HOUSTON Mgmt For For
MARK L. PLAUMANN Mgmt For For
2. PROPOSAL TO APPROVE OUR 2014 EXECUTIVE Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
3. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
4. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt 1 Year For
THE FREQUENCY OF ADVISORY STOCKHOLDER VOTE
ON THE COMPANY'S EXECUTIVE COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS, GRANT THORNTON LLP,
FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION Agenda Number: 933946850
--------------------------------------------------------------------------------------------------------------------------
Security: 269246401
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: ETFC
ISIN: US2692464017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD J. CARBONE Mgmt For For
1B. ELECTION OF DIRECTOR: MOHSEN Z. FAHMI Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. FLINK Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL T. IDZIK Mgmt For For
1E. ELECTION OF DIRECTOR: FREDERICK W. KANNER Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES LAM Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: REBECCA SAEGER Mgmt For For
1I. ELECTION OF DIRECTOR: JOSEPH L. SCLAFANI Mgmt For For
1J. ELECTION OF DIRECTOR: JOSEPH M. VELLI Mgmt For For
1K. ELECTION OF DIRECTOR: DONNA L. WEAVER Mgmt For For
2. TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS, AS DISCLOSED IN THE
PROXY STATEMENT FOR THE 2014 ANNUAL MEETING
3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 934024376
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: FNF
ISIN: US31620R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND AND RESTATE FIDELITY NATIONAL Mgmt For For
FINANCIAL, INC.'S (FNF) CERTIFICATE OF
INCORPORATION TO (I) RECLASSIFY EXISTING
FNF CLASS A COMMON STOCK (OLD FNF COMMON
STOCK) INTO TWO NEW TRACKING STOCKS, AN FNF
GROUP COMMON STOCK AND AN FNFV GROUP COMMON
STOCK, AND (II) PROVIDE FOR THE ATTRIBUTION
OF THE BUSINESSES, ASSETS AND LIABILITIES
OF FNF BETWEEN ITS CORE TITLE INSURANCE,
REAL ESTATE, TECHNOLOGY AND MORTGAGE
RELATED BUSINESSES (THE FNF GROUP) AND ITS
PORTFOLIO COMPANY INVESTMENTS (THE FNFV
GROUP)
2. TO APPROVE THE RECLASSIFICATION PROPOSAL, A Mgmt For For
PROPOSAL TO CHANGE EACH OUTSTANDING SHARE
OF OLD FNF COMMON STOCK INTO ONE SHARE OF
FNF COMMON STOCK AND 0.3333 OF A SHARE OF
FNFV COMMON STOCK
3. TO APPROVE THE OPTIONAL CONVERSION Mgmt For For
PROPOSAL, A PROPOSAL TO AMEND AND RESTATE
FNF'S CERTIFICATE OF INCORPORATION, IN
CONNECTION WITH THE RECAPITALIZATION OF THE
OLD FNF COMMON STOCK INTO TWO NEW TRACKING
STOCKS, TO PROVIDE THE FNF BOARD OF
DIRECTORS WITH DISCRETION TO CONVERT SHARES
OF THE COMMON STOCK INTENDED TO TRACK THE
PERFORMANCE OF EITHER OF THE FNF GROUP OR
THE FNFV GROUP INTO COMMON STOCK INTENDED
TO TRACK THE PERFORMANCE OF FNF AS A WHOLE
4. TO AMEND AND RESTATE FNF'S CERTIFICATE OF Mgmt For For
INCORPORATION, IN CONNECTION WITH THE
RECAPITALIZATION OF OLD FNF COMMON STOCK
INTO TWO NEW TRACKING STOCKS, TO PROVIDE
THE FNF BOARD WITH DISCRETION TO PERMIT THE
SALE OF ALL OR SUBSTANTIALLY ALL OF THE
ASSETS ATTRIBUTED TO THE FNF GROUP AND/OR
THE FNFV GROUP WITHOUT THE VOTE OF THE
STOCKHOLDERS OF THAT GROUP, IF THE NET
PROCEEDS OF SUCH SALE ARE DISTRIBUTED TO
HOLDERS OF THAT STOCK BY MEANS OF A
DIVIDEND OR REDEMPTION, THAT STOCK IS
CONVERTED INTO STOCK OF THE OTHER GROUP OR
A COMBINATION OF THE FOREGOING IS EFFECTED
5. TO APPROVE THE ADJOURNMENT PROPOSAL, A Mgmt For For
PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF
THE ANNUAL MEETING BY FNF TO PERMIT FURTHER
SOLICITATION OF PROXIES, IF NECESSARY OR
APPROPRIATE, IF SUFFICIENT VOTES ARE NOT
REPRESENTED AT THE ANNUAL MEETING TO
APPROVE THE RECAPITALIZATION PROPOSALS
6. DIRECTOR
WILLIAM P. FOLEY, II Mgmt For For
DOUGLAS K. AMMERMAN Mgmt For For
THOMAS M. HAGERTY Mgmt For For
PETER O. SHEA, JR. Mgmt For For
7. TO APPROVE THE SAY ON PAY PROPOSAL, A Mgmt For For
PROPOSAL TO APPROVE A NON-BINDING ADVISORY
RESOLUTION ON THE COMPENSATION PAID TO
FNF'S NAMED EXECUTIVE OFFICERS
8. TO APPROVE THE FNF EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN PROPOSAL, A PROPOSAL TO AMEND AND
RESTATE THE FIDELITY NATIONAL FINANCIAL,
INC. 2013 EMPLOYEE STOCK PURCHASE PLAN TO
ADD A CASH MATCHING FEATURE AND TO LIMIT
THE TOTAL NUMBER OF SHARES OF OLD FNF
COMMON STOCK THAT MAY BE PURCHASED ON THE
OPEN MARKET WITH CASH CONTRIBUTED INTO THE
PLAN
9. TO APPROVE THE AUDITORS RATIFICATION Mgmt For For
PROPOSAL, A PROPOSAL TO RATIFY THE
APPOINTMENT OF KPMG LLP AS FNF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
FIVE BELOW, INC. Agenda Number: 934018549
--------------------------------------------------------------------------------------------------------------------------
Security: 33829M101
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: FIVE
ISIN: US33829M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN J. COLLINS Mgmt Withheld Against
THOMAS M. RYAN Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR
ENDING JANUARY 31, 2015.
--------------------------------------------------------------------------------------------------------------------------
FOREST LABORATORIES, INC. Agenda Number: 934021471
--------------------------------------------------------------------------------------------------------------------------
Security: 345838106
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: FRX
ISIN: US3458381064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF FEBRUARY 17, 2014, BY AND AMONG
ACTAVIS PLC, TANGO US HOLDINGS INC., TANGO
MERGER SUB 1 LLC, TANGO MERGER SUB 2 LLC
AND FOREST LABORATORIES, INC. APPROVAL OF
THIS PROPOSAL IS REQUIRED TO COMPLETE THE
MERGER.
2. TO APPROVE, ON A NON-BINDING BASIS, THE Mgmt For For
COMPENSATION TO BE PAID TO FOREST
LABORATORIES, INC.'S NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR OTHERWISE
RELATES TO THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933961876
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
ALAN D. FELDMAN Mgmt For For
JOSEPH M. FORTUNATO Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
PHILIP E. MALLOTT Mgmt For For
ROBERT F. MORAN Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR
3 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN
THE PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt Against Against
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GRUPO TELEVISA, S.A.B. Agenda Number: 934002041
--------------------------------------------------------------------------------------------------------------------------
Security: 40049J206
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: TV
ISIN: US40049J2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
L1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
L2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
D1 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS OF THE BOARD OF
DIRECTORS TO BE APPOINTED AT THIS MEETING
PURSUANT TO ARTICLES TWENTY SIXTH, TWENTY
SEVENTH AND OTHER APPLICABLE ARTICLES OF
THE CORPORATE BY-LAWS.
D2 APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For
FORMALIZE THE RESOLUTIONS ADOPTED AT THIS
MEETING.
AB1 PRESENTATION AND, IN ITS CASE, APPROVAL OF Mgmt Abstain
THE REPORTS REFERRED TO IN ARTICLE 28,
PARAGRAPH IV OF THE SECURITIES MARKET LAW,
INCLUDING THE FINANCIAL STATEMENTS FOR THE
YEAR ENDED ON DECEMBER 31, 2013 AND
RESOLUTIONS REGARDING THE ACTIONS TAKEN BY
THE BOARD OF DIRECTORS, THE COMMITTEES AND
THE CHIEF EXECUTIVE OFFICER OF THE COMPANY.
AB2 PRESENTATION OF THE REPORT REGARDING Mgmt Abstain
CERTAIN FISCAL OBLIGATIONS OF THE COMPANY,
PURSUANT TO THE APPLICABLE LEGISLATION.
AB3 RESOLUTION REGARDING THE ALLOCATION OF Mgmt Abstain
FINAL RESULTS FOR THE YEAR ENDED ON
DECEMBER 31, 2013.
AB4 RESOLUTION REGARDING (I) THE AMOUNT THAT Mgmt Abstain
MAY BE ALLOCATED TO THE REPURCHASE OF
SHARES OF THE COMPANY PURSUANT TO ARTICLE
56, PARAGRAPH IV OF THE SECURITIES MARKET
LAW; (II) THE REPORT ON THE POLICIES AND
RESOLUTIONS ADOPTED BY THE BOARD OF
DIRECTORS OF THE COMPANY, REGARDING THE
ACQUISITION AND SALE OF SUCH SHARES; AND
(III) THE REPORT ON THE LONG TERM RETENTION
PLAN OF THE COMPANY.
AB5 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE BOARD OF DIRECTORS, THE
SECRETARY AND OFFICERS OF THE COMPANY.
AB6 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE MEMBERS THAT SHALL
CONFORM THE EXECUTIVE COMMITTEE.
AB7 APPOINTMENT AND/OR RATIFICATION, AS THE Mgmt Abstain
CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE.
AB8 COMPENSATION TO THE MEMBERS OF THE BOARD OF Mgmt Abstain
DIRECTORS, OF THE EXECUTIVE COMMITTEE, OF
THE AUDIT AND CORPORATE PRACTICES
COMMITTEE, AS WELL AS TO THE SECRETARY.
AB9 APPOINTMENT OF DELEGATES WHO WILL CARRY OUT Mgmt For
AND FORMALIZE THE RESOLUTIONS ADOPTED AT
THIS MEETING.
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 933897920
--------------------------------------------------------------------------------------------------------------------------
Security: 430101774
Meeting Type: Special
Meeting Date: 06-Dec-2013
Ticker: SNLN
ISIN: US4301017749
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE O. JONES Mgmt For For
JOHN HONIS Mgmt For For
ETHAN POWELL Mgmt For For
DR. BOB FROEHLICH Mgmt For For
TIMOTHY K. HUI Mgmt For For
BRYAN A. WARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 933949995
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD J. ALARIO Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID W. GRZEBINSKI Mgmt For For
1.3 ELECTION OF DIRECTOR: RICHARD R. STEWART Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS KIRBY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF KIRBY'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION Agenda Number: 933943208
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: MPC
ISIN: US56585A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN A. DAVIS Mgmt For For
GARY R. HEMINGER Mgmt For For
JOHN W. SNOW Mgmt For For
JOHN P. SURMA Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S 2014 Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION Shr Against For
OF QUANTITATIVE GREENHOUSE GAS EMISSION
REDUCTION GOALS AND ASSOCIATED REPORTS.
5. SHAREHOLDER PROPOSAL SEEKING A REPORT ON Shr For Against
CORPORATE LOBBYING EXPENDITURES, POLICIES
AND PROCEDURES.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 933966268
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ERNST N. CSISZAR Mgmt For For
JULIA L. JOHNSON Mgmt For For
JORGE MAS Mgmt For For
DANIEL RESTREPO Mgmt For For
2. TO RATIFY THE APPOINTMENT OF BDO USA, LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION REGARDING THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 933927850
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Special
Meeting Date: 26-Mar-2014
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT (A) THE DECLARATION AND PAYMENT OF A Mgmt For
SPECIAL DIVIDEND OF US$0.1147 PER ORDINARY
SHARE OF THE COMPANY OUT OF THE SHARE
PREMIUM ACCOUNT OF THE COMPANY PURSUANT TO
ARTICLE 147 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY AND IN ACCORDANCE WITH THE
CAYMAN COMPANIES LAW (AS AMENDED) OF THE
CAYMAN ISLANDS (THE ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 933984139
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO RATIFY THE ANNUAL REPORT ON FORM 20-F Mgmt For
FILED WITH THE U.S. SECURITIES AND EXCHANGE
COMMISSION, AND TO RECEIVE AND ADOPT THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
AND THE DIRECTORS' AND AUDITORS' REPORTS,
FOR THE YEAR ENDED DECEMBER 31, 2013.
2A) TO RE-ELECT MR. CLARENCE YUK MAN CHUNG AS A Mgmt Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
2B) TO RE-ELECT MR. WILLIAM TODD NISBET AS A Mgmt Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
2C) TO RE-ELECT MR. JAMES ANDREW CHARLES Mgmt For
MACKENZIE AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY.
2D) TO RE-ELECT MR. THOMAS JEFFERSON WU AS AN Mgmt For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
3) TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY.
4) TO RATIFY THE APPOINTMENT OF AND RE-APPOINT Mgmt For
THE INDEPENDENT AUDITORS OF THE COMPANY,
DELOITTE TOUCHE TOHMATSU, AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
5) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against
MANDATE TO THE BOARD OF DIRECTORS TO ISSUE
NEW SHARES OF THE COMPANY
6) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For
MANDATE TO THE BOARD OF DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY
7) TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against
THE BOARD OF DIRECTORS TO ISSUE NEW SHARES
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 933951471
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
1K. ELECTION OF DIRECTOR: KENTON J. SICCHITANO Mgmt For For
1L. ELECTION OF DIRECTOR: LULU C. WANG Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITOR FOR
2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK Mgmt For For
AND INCENTIVE COMPENSATION PLAN.
5. APPROVAL OF THE METLIFE, INC. 2015 Mgmt For For
NON-MANAGEMENT DIRECTOR STOCK COMPENSATION
PLAN.
--------------------------------------------------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LIMITED Agenda Number: 933849830
--------------------------------------------------------------------------------------------------------------------------
Security: G60754101
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: KORS
ISIN: VGG607541015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL KORS Mgmt For For
1B. ELECTION OF DIRECTOR: JUDY GIBBONS Mgmt For For
1C. ELECTION OF DIRECTOR: LAWRENCE STROLL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 29, 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, EXECUTIVE COMPENSATION.
4. TO HOLD A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 933907252
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 23-Jan-2014
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt For For
1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For
1.5 ELECTION OF DIRECTOR: WARREN EAST Mgmt For For
1.6 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN AND INCREASE THE
SHARES RESERVED FOR ISSUANCE BY 45,000,000.
03 TO APPROVE THE AMENDED AND RESTATED 2004 Mgmt For For
EQUITY INCENTIVE PLAN TO PROVIDE THAT
FUTURE STOCK OPTIONS AND STOCK APPRECIATION
RIGHTS GRANTED UNDER THE PLAN MAY HAVE A
MAXIMUM TERM OF 8 YEARS (INSTEAD OF 6
YEARS).
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR
ENDING AUGUST 28, 2014.
05 TO APPROVE A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 934004881
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
VICTOR K. LEE Mgmt For For
JAMES C. MOYER Mgmt For For
2. VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. PROPOSAL TO APPROVE THE ADVISORY Mgmt Against Against
(NON-BINDING) RESOLUTION RELATING TO
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda Number: 933907959
--------------------------------------------------------------------------------------------------------------------------
Security: 61166W101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: MON
ISIN: US61166W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For
1B. ELECTION OF DIRECTOR: LAURA K. IPSEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1D. ELECTION OF DIRECTOR: GEORGE H. POSTE, Mgmt For For
PH.D., D.V.M.
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2014.
3. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SHAREOWNER PROPOSAL REQUESTING A REPORT Shr Against For
RELATED TO LABELING OF FOOD PRODUCED WITH
GENETIC ENGINEERING.
5. SHAREOWNER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN MATTERS RELATED TO GMO PRODUCTS.
--------------------------------------------------------------------------------------------------------------------------
NMI HOLDINGS INC. Agenda Number: 933948258
--------------------------------------------------------------------------------------------------------------------------
Security: 629209305
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NMIH
ISIN: US6292093050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADLEY M. SHUSTER Mgmt For For
MICHAEL EMBLER Mgmt For For
JAMES G. JONES Mgmt For For
MICHAEL MONTGOMERY Mgmt For For
JOHN BRANDON OSMON Mgmt For For
JAMES H. OZANNE Mgmt For For
STEVEN L. SCHEID Mgmt For For
2. APPROVE THE NMI HOLDINGS, INC.'S 2014 Mgmt For For
OMNIBUS INCENTIVE PLAN.
3. RATIFY THE APPOINTMENT OF BDO USA, LLP AS Mgmt For For
NMI HOLDINGS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933884911
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 10-Oct-2013
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. PROPOSAL TO APPOINT MRS. DR. M. HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM 10 OCTOBER, 2013.
1B. PROPOSAL TO APPOINT MRS. J. SOUTHERN AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM 10 OCTOBER, 2013.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933943892
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. E. MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM APRIL 1, 2014
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt For For
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt For For
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt For For
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
PENDRELL CORP Agenda Number: 934022360
--------------------------------------------------------------------------------------------------------------------------
Security: 70686R104
Meeting Type: Annual
Meeting Date: 13-Jun-2014
Ticker: PCO
ISIN: US70686R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD P. EMERSON Mgmt For For
NICOLAS KAUSER Mgmt For For
CRAIG O. MCCAW Mgmt For For
LEE E. MIKLES Mgmt For For
R. GERARD SALEMME Mgmt For For
STUART M. SLOAN Mgmt For For
H. BRIAN THOMPSON Mgmt For For
BENJAMIN G. WOLFF Mgmt For For
2. APPROVAL OF AN ADVISORY (NON-BINDING) Mgmt Against Against
RESOLUTION ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 933975990
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES E. RAMSEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
1.5 ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For
1.6 ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For
1.7 ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JIM A. WATSON Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4 REAPPROVAL OF THE SECTION 162(M) MATERIAL Mgmt For For
TERMS UNDER THE 2006 LONG-TERM INCENTIVE
PLAN
--------------------------------------------------------------------------------------------------------------------------
PRECISION CASTPARTS CORP. Agenda Number: 933850922
--------------------------------------------------------------------------------------------------------------------------
Security: 740189105
Meeting Type: Annual
Meeting Date: 13-Aug-2013
Ticker: PCP
ISIN: US7401891053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARK DONEGAN Mgmt For For
DANIEL J. MURPHY Mgmt For For
VERNON E. OECHSLE Mgmt For For
ULRICH SCHMIDT Mgmt For For
RICHARD L. WAMBOLD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. ADVISORY VOTE REGARDING COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
4. RE-APPROVAL AND AMENDMENT OF 2001 STOCK Mgmt For For
INCENTIVE PLAN TO INCREASE NUMBER OF
AUTHORIZED SHARES.
5. APPROVAL OF AMENDMENT TO RESTATED ARTICLES Mgmt For For
OF INCORPORATION TO PROVIDE FOR MAJORITY
VOTING IN UNCONTESTED ELECTIONS OF
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
QLIK TECHNOLOGIES INC. Agenda Number: 933960898
--------------------------------------------------------------------------------------------------------------------------
Security: 74733T105
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: QLIK
ISIN: US74733T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE GOLDEN Mgmt For For
LARS BJORK Mgmt For For
2. TO APPROVE THE MATERIAL TERMS OF THE QLIK Mgmt For For
TECHNOLOGIES INC. 2014 EXECUTIVE
PERFORMANCE AWARD PLAN.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RACKSPACE HOSTING, INC. Agenda Number: 933970229
--------------------------------------------------------------------------------------------------------------------------
Security: 750086100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: RAX
ISIN: US7500861007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS J. MOORMAN Mgmt For For
1B. ELECTION OF DIRECTOR: GRAHAM WESTON Mgmt For For
1C. ELECTION OF DIRECTOR: OSSA FISHER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. APPROVAL, BY NON-BINDING VOTE, OF OUR Mgmt For For
EXECUTIVE COMPENSATION FOR OUR NAMED
EXECUTIVE OFFICERS
4. APPROVAL OF THE AMENDMENT TO THE 2007 Mgmt Against Against
LONG-TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934018145
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1.2 ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1.3 ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1.4 ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1.5 ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1.7 ELECTION OF DIRECTOR: LAWRENCE TOMLINSON Mgmt For For
1.8 ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING ON JANUARY 31, 2015.
3. ADVISORY VOTE TO APPROVE THE RESOLUTION ON Mgmt Against Against
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933950378
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
STEVEN E. BERNSTEIN
1.2 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
DUNCAN H. COCROFT
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SKECHERS U.S.A., INC. Agenda Number: 934001556
--------------------------------------------------------------------------------------------------------------------------
Security: 830566105
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: SKX
ISIN: US8305661055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEYER KOSINSKI Mgmt For For
RICHARD RAPPAPORT Mgmt For For
RICHARD SISKIND Mgmt For For
2 ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS.
3 STOCKHOLDER PROPOSAL TO ELIMINATE Shr For Against
CLASSIFICATION OF BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 933932546
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C. ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D. ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E. ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
1F. ELECTION OF DIRECTOR: KEVIN A. LOBO Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM U. PARFET Mgmt For For
1H. ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL Mgmt For For
1I. ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUNEDISON, INC. Agenda Number: 933983024
--------------------------------------------------------------------------------------------------------------------------
Security: 86732Y109
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: SUNE
ISIN: US86732Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER BLACKMORE Mgmt For For
1B. ELECTION OF DIRECTOR: AHMAD R. CHATILA Mgmt For For
1C. ELECTION OF DIRECTOR: MARSHALL TURNER Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
4. TO APPROVE A STOCK OPTION EXCHANGE FOR Mgmt For For
EMPLOYEES OF SUNEDISON WHO HAVE BECOME
EMPLOYEES OF SUNEDISON SEMICONDUCTOR
LIMITED IN CONNECTION WITH THE SEPARATION
OF OUR SEMICONDUCTOR BUSINESS.
5. TO APPROVE AN AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF SHARES OF
COMMON STOCK.
6. TO APPROVE THE ISSUANCE OF OUR COMMON STOCK Mgmt For For
UPON THE CONVERSION OF OUR 2018 CONVERTIBLE
NOTES AND OUR 2021 CONVERTIBLE NOTES AND
UPON THE EXERCISE OF RELATED WARRANTS.
7. TO APPROVE THE RIGHT OF STOCKHOLDERS TO Mgmt For For
CALL SPECIAL MEETINGS OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 933927052
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT M. BEALL, II Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID H. HUGHES Mgmt For For
1C. ELECTION OF DIRECTOR: M. DOUGLAS IVESTER Mgmt For For
1D. ELECTION OF DIRECTOR: KYLE PRECHTL LEGG Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM A. Mgmt For For
LINNENBRINGER
1F. ELECTION OF DIRECTOR: DONNA S. MOREA Mgmt For For
1G. ELECTION OF DIRECTOR: DAVID M. RATCLIFFE Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM H. ROGERS, Mgmt For For
JR.
1I. ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS R. WATJEN Mgmt For For
1K. ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO APPROVE AN AMENDMENT TO THE SUNTRUST Mgmt For For
BANKS, INC. 2009 STOCK PLAN.
4. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. 2009 STOCK PLAN.
5. TO APPROVE THE MATERIAL TERMS OF THE Mgmt For For
SUNTRUST BANKS, INC. ANNUAL INCENTIVE PLAN.
6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt Against Against
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 934026433
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1D. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1F. ELECTION OF DIRECTOR: MARY E. MINNICK Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: DERICA W. RICE Mgmt For For
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt Against Against
BASIS, OUR EXECUTIVE COMPENSATION
("SAY-ON-PAY").
4. SHAREHOLDER PROPOSAL TO ELIMINATE Shr Against For
PERQUISITES.
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR Shr For Against
AN INDEPENDENT CHAIRMAN.
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
PROHIBITING DISCRIMINATION "AGAINST" OR
"FOR" PERSONS.
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 933935097
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1B. ELECTION OF DIRECTOR: KATHLEEN M. BADER Mgmt For For
1C. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES T. CONWAY Mgmt For For
1E. ELECTION OF DIRECTOR: IVOR J. EVANS Mgmt For For
1F. ELECTION OF DIRECTOR: LAWRENCE K. FISH Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL E. GAGNE Mgmt For For
1H. ELECTION OF DIRECTOR: DAIN M. HANCOCK Mgmt For For
1I. ELECTION OF DIRECTOR: LORD POWELL OF Mgmt For For
BAYSWATER KCMG
1J. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES L. ZIEMER Mgmt For For
2. APPROVAL OF THE ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION.
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
4. SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER Shr For Against
ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTERNATIONAL Agenda Number: 934000617
--------------------------------------------------------------------------------------------------------------------------
Security: 91911K102
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: VRX
ISIN: CA91911K1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD H. FARMER Mgmt For For
COLLEEN A. GOGGINS Mgmt For For
ROBERT A. INGRAM Mgmt For For
ANDERS LONNER Mgmt For For
THEO MELAS-KYRIAZI Mgmt For For
J. MICHAEL PEARSON Mgmt For For
ROBERT N. POWER Mgmt For For
NORMA A. PROVENCIO Mgmt For For
HOWARD B. SCHILLER Mgmt For For
KATHARINE B. STEVENSON Mgmt For For
02 THE APPROVAL, IN AN ADVISORY RESOLUTION, OF Mgmt For For
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE COMPENSATION
DISCUSSION AND ANALYSIS SECTION, EXECUTIVE
COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCUSSIONS CONTAINED IN THE
MANAGEMENT PROXY CIRCULAR AND PROXY
STATEMENT.
03 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE AUDITORS FOR THE COMPANY TO HOLD OFFICE
UNTIL THE CLOSE OF THE 2015 ANNUAL MEETING
OF SHAREHOLDERS AND TO AUTHORIZE THE
COMPANY'S BOARD OF DIRECTORS TO FIX THE
AUDITORS' REMUNERATION.
04 TO APPROVE THE 2014 OMNIBUS INCENTIVE PLAN Mgmt For For
AND RATIFY AND APPROVE THE GRANTS OF
320,033 SHARE UNITS AND 180,000 OPTIONS
WHICH WERE MADE SUBJECT TO THE SHAREHOLDER
APPROVAL OF THE 2014 PLAN.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 933938524
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JERRY D. CHOATE Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For
1D. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD L. NICKLES Mgmt For For
1F. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK Mgmt For For
1H. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL Mgmt For For
1I. ELECTION OF DIRECTOR: STEPHEN M. WATERS Mgmt For For
1J. ELECTION OF DIRECTOR: RANDALL J. Mgmt For For
WEISENBURGER
1K. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
VALERO ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. APPROVE, BY NON-BINDING VOTE, THE 2013 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"ACCELERATED VESTING OF PERFORMANCE
SHARES."
5. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr Against For
"CLIMATE CHANGE MANAGEMENT PLAN."
6. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, Shr For Against
"CORPORATE LOBBYING."
--------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. Agenda Number: 933992542
--------------------------------------------------------------------------------------------------------------------------
Security: 942622200
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: WSO
ISIN: US9426222009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
STEVEN R. FEDRIZZI Mgmt For For
2. TO APPROVE THE WATSCO, INC. 2014 INCENTIVE Mgmt For For
COMPENSATION PLAN.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION REGARDING THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 934015365
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID FILO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1G. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER THE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS TO PROVIDE SHAREHOLDERS WITH THE
RIGHT TO CALL SPECIAL MEETINGS.
6. SHAREHOLDER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
7. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
DISCLOSURE, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
8. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Highland Long/Short Healthcare Fund
--------------------------------------------------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC. Agenda Number: 933973061
--------------------------------------------------------------------------------------------------------------------------
Security: 00404A109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: ACHC
ISIN: US00404A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WADE D. MIQUELON Mgmt For For
WILLIAM M. PETRIE, M.D. Mgmt For For
BRUCE A. SHEAR Mgmt For For
2 ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS AS
PRESENTED IN THE PROXY STATEMENT.
3 RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC. Agenda Number: 933994130
--------------------------------------------------------------------------------------------------------------------------
Security: 004225108
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: ACAD
ISIN: US0042251084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL BORER Mgmt For For
MARY ANN GRAY Mgmt For For
LESTER KAPLAN Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC Agenda Number: 934017446
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Special
Meeting Date: 17-Jun-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVING THE ISSUANCE OF ORDINARY SHARES Mgmt For For
PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED FEBRUARY 17, 2014, AMONG
ACTAVIS PLC (ACTAVIS), FOREST LABORATORIES,
INC. (FOREST), TANGO US HOLDINGS INC.,
TANGO MERGER SUB 1 LLC AND TANGO MERGER SUB
2 LLC (THE ACTAVIS SHARE ISSUANCE
PROPOSAL).
2 APPROVING ANY MOTION TO ADJOURN THE ACTAVIS Mgmt For For
EXTRAORDINARY GENERAL MEETING (THE ACTAVIS
EGM), OR ANY ADJOURNMENTS THEREOF, TO
ANOTHER TIME OR PLACE IF NECESSARY OR
APPROPRIATE TO, AMONG OTHER THINGS, SOLICIT
ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
ACTAVIS EGM TO APPROVE THE ACTAVIS SHARE
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS PLC. Agenda Number: 933949565
--------------------------------------------------------------------------------------------------------------------------
Security: G0083B108
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ACT
ISIN: IE00BD1NQJ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAUL M. BISARO Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES H. BLOEM Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE Mgmt For For
1D. ELECTION OF DIRECTOR: TAMAR D. HOWSON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. KING Mgmt For For
1F. ELECTION OF DIRECTOR: CATHERINE M. KLEMA Mgmt For For
1G. ELECTION OF DIRECTOR: JIRI MICHAL Mgmt For For
1H. ELECTION OF DIRECTOR: SIGURDUR OLI OLAFSSON Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD R. TAYLOR Mgmt For For
1K. ELECTION OF DIRECTOR: ANDREW L. TURNER Mgmt For For
1L. ELECTION OF DIRECTOR: FRED G. WEISS Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
4. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE COMPANY TO ISSUE A
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
ACTAVIS, INC. Agenda Number: 933865668
--------------------------------------------------------------------------------------------------------------------------
Security: 00507K103
Meeting Type: Special
Meeting Date: 10-Sep-2013
Ticker: ACT
ISIN: US00507K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE TRANSACTION AGREEMENT, DATED Mgmt For For
MAY 19, 2013, AMONG ACTAVIS, INC.
("ACTAVIS"), WARNER CHILCOTT PUBLIC LIMITED
COMPANY ("WARNER CHILCOTT"), ACTAVIS
LIMITED ("NEW ACTAVIS"), ACTAVIS IRELAND
HOLDING LIMITED, ACTAVIS W.C. HOLDING LLC,
AND ACTAVIS W.C. HOLDING 2 LLC AND THE
MERGER.
2. TO APPROVE THE CREATION OF DISTRIBUTABLE Mgmt For For
RESERVES, BY REDUCING ALL OF THE SHARE
PREMIUM OF NEW ACTAVIS RESULTING FROM THE
ISSUANCE OF NEW ACTAVIS ORDINARY SHARES
PURSUANT TO THE SCHEME OF ARRANGEMENT BY
WHICH NEW ACTAVIS WILL ACQUIRE WARNER
CHILCOTT.
3. TO CONSIDER AND VOTE UPON, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, SPECIFIED COMPENSATORY
ARRANGEMENTS BETWEEN ACTAVIS AND ITS NAMED
EXECUTIVE OFFICERS RELATING TO THE
TRANSACTION AGREEMENT.
4. TO APPROVE ANY MOTION TO ADJOURN ACTAVIS Mgmt For For
MEETING, OR ANY ADJOURNMENTS THEREOF, (I)
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF ACTAVIS
MEETING TO APPROVE TRANSACTION AGREEMENT &
MERGER, (II) TO PROVIDE TO ACTAVIS HOLDERS
ANY SUPPLEMENT OR AMENDMENT TO JOINT PROXY
STATEMENT (III) TO DISSEMINATE ANY OTHER
INFORMATION WHICH IS MATERIAL.
--------------------------------------------------------------------------------------------------------------------------
ADCARE HEALTH SYSTEMS, INC. Agenda Number: 933892829
--------------------------------------------------------------------------------------------------------------------------
Security: 00650W300
Meeting Type: Annual
Meeting Date: 13-Dec-2013
Ticker: ADK
ISIN: US00650W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REINCORPORATION OF THE COMPANY FROM THE Mgmt Against Against
STATE OF OHIO TO THE STATE OF GEORGIA.
2A. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: CHRISTOPHER F. BROGDON
(CLASS III-3 YEAR TERM) NOMINEE UNDER
GEORGIA LAW AND GEORGIA GOVERNING
DOCUMENTS.
2B. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: MICHAEL J. FOX (CLASS
I-1 YEAR TERM) NOMINEE UNDER GEORGIA LAW
AND GEORGIA GOVERNING DOCUMENTS.
2C. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: BOYD P. GENTRY (CLASS
I-1 YEAR TERM) NOMINEE UNDER GEORGIA LAW
AND GEORGIA GOVERNING DOCUMENTS.
2D. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: PETER J. HACKETT (CLASS
III-3 YEAR TERM) NOMINEE UNDER GEORGIA LAW
AND GEORGIA GOVERNING DOCUMENTS.
2E. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: JEFFREY L. LEVINE
(CLASS II-2 YEAR TERM) NOMINEE UNDER
GEORGIA LAW AND GEORGIA GOVERNING
DOCUMENTS.
2F. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: JOSHUA J. MCCLELLAN
(CLASS I-1 YEAR TERM) NOMINEE UNDER GEORGIA
LAW AND GEORGIA GOVERNING DOCUMENTS.
2G. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: PHILIP S. RADCLIFFE
(CLASS II-2 YEAR TERM) NOMINEE UNDER
GEORGIA LAW AND GEORGIA GOVERNING
DOCUMENTS.
2H. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: LAURENCE E. STURTZ
(CLASS III-3 YEAR TERM) NOMINEE UNDER
GEORGIA LAW AND GEORGIA GOVERNING
DOCUMENTS.
2I. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: DAVID A. TENWICK (CLASS
II-2 YEAR TERM) NOMINEE UNDER GEORGIA LAW
AND GEORGIA GOVERNING DOCUMENTS.
2J. ELECTION OF DIRECTOR IF SHAREHOLDERS Mgmt For For
APPROVE PROPOSAL 1: GARY L. WADE (CLASS I-1
YEAR TERM) NOMINEE UNDER GEORGIA LAW AND
GEORGIA GOVERNING DOCUMENTS.
3A. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: CHRISTOPHER F. BROGDON
(THREE-YEAR CLASS) NOMINEE UNDER OHIO LAW
AND OHIO GOVERNING DOCUMENTS.
3B. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: MICHAEL J. FOX
(ONE-YEAR CLASS) NOMINEE UNDER OHIO LAW AND
OHIO GOVERNING DOCUMENTS.
3C. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: BOYD P. GENTRY
(ONE-YEAR CLASS) NOMINEE UNDER OHIO LAW AND
OHIO GOVERNING DOCUMENTS.
3D. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: PETER J. HACKETT
(THREE-YEAR CLASS) NOMINEE UNDER OHIO LAW
AND OHIO GOVERNING DOCUMENTS.
3E. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: JEFFREY L. LEVINE
(TWO-YEAR CLASS) NOMINEE UNDER OHIO LAW AND
OHIO GOVERNING DOCUMENTS.
3F. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: JOSHUA J. MCCLELLAN
(ONE-YEAR CLASS) NOMINEE UNDER OHIO LAW AND
OHIO GOVERNING DOCUMENTS.
3G. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: PHILIP S. RADCLIFFE
(TWO-YEAR CLASS) NOMINEE UNDER OHIO LAW AND
OHIO GOVERNING DOCUMENTS.
3H. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: LAURENCE E. STURTZ
(THREE-YEAR CLASS) NOMINEE UNDER OHIO LAW
AND OHIO GOVERNING DOCUMENTS.
3I. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: DAVID A. TENWICK
(TWO-YEAR CLASS) NOMINEE UNDER OHIO LAW AND
OHIO GOVERNING DOCUMENTS.
3J. ELECTION OF DIRECTOR IF SHAREHOLDERS DO NOT Mgmt For For
APPROVE PROPOSAL 1: GARY L. WADE (ONE-YEAR
CLASS) NOMINEE UNDER OHIO LAW AND OHIO
GOVERNING DOCUMENTS.
4. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF Mgmt For For
EXECUTIVE COMPENSATION ("SAY-ON-PAY").
5. RECOMMENDATION, BY NON-BINDING ADVISORY Mgmt 1 Year Against
VOTE, ON THE FREQUENCY OF SAY-ON-PAY.
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
7. APPROVAL OF AN ADJOURNMENT OF THE ANNUAL Mgmt Against Against
MEETING IN ORDER TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF PROPOSAL 1, IF
NECESSARY.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 19-Mar-2014
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For
2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS AGILENT'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For
AGILENT'S 2009 STOCK PLAN.
4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ALIMERA SCIENCES, INC. Agenda Number: 933993049
--------------------------------------------------------------------------------------------------------------------------
Security: 016259103
Meeting Type: Annual
Meeting Date: 09-Jun-2014
Ticker: ALIM
ISIN: US0162591038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES R. LARGENT Mgmt For For
C. DANIEL MYERS Mgmt For For
CALVIN W. ROBERTS, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE MATERIAL TERMS OF THE Mgmt Against Against
ALIMERA SCIENCES, INC. 2010 EQUITY
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
ALKERMES PLC Agenda Number: 933978136
--------------------------------------------------------------------------------------------------------------------------
Security: G01767105
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: ALKS
ISIN: IE00B56GVS15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PAUL J. MITCHELL Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD F. POPS Mgmt For For
2. TO HOLD A NON-BINDING ADVISORY VOTE TO Mgmt Against Against
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
3. TO AUTHORIZE HOLDING THE 2015 ANNUAL Mgmt For For
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY AT A LOCATION OUTSIDE OF IRELAND.
4. TO APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE AUDIT AND RISK COMMITTEE OF
THE BOARD OF DIRECTORS TO SET THE AUDITOR'S
REMUNERATION.
5. TO APPROVE THE ALKERMES PLC 2011 STOCK Mgmt Against Against
OPTION AND INCENTIVE PLAN, AS AMENDED.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt For For
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 933960759
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: BIO
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: LOUIS DRAPEAU Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT M. MALCHIONE Mgmt For For
2 PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP TO SERVE AS THE COMPANY'S INDEPENDENT
AUDITORS.
3 PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
BIO-RAD LABORATORIES, INC. 2007 INCENTIVE
AWARD PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR SALE THEREUNDER BY 600,000
AND AMEND THE PERFORMANCE CRITERIA INCLUDED
THEREUNDER.
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BIOGEN IDEC INC. Agenda Number: 933996247
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 12-Jun-2014
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1B. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: GEORGE A. SCANGOS Mgmt For For
1D. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1E. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1I. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1J. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN IDEC
INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOSCRIP, INC. Agenda Number: 933969707
--------------------------------------------------------------------------------------------------------------------------
Security: 09069N108
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: BIOS
ISIN: US09069N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. SMITH Mgmt For For
CHARLOTTE W. COLLINS Mgmt For For
SAMUEL P. FRIEDER Mgmt For For
MYRON Z. HOLUBIAK Mgmt For For
DAVID R. HUBERS Mgmt For For
YON Y. JORDEN Mgmt For For
TRICIA H. NGUYEN Mgmt For For
RICHARD L. ROBBINS Mgmt For For
STUART A. SAMUELS Mgmt For For
GORDON H. WOODWARD Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. APPROVAL OF AMENDMENTS TO THE BIOSCRIP, Mgmt For For
INC. 2008 EQUITY INCENTIVE PLAN AND
RE-APPROVAL OF THE MATERIAL TERMS OF THE
PERFORMANCE GOALS SPECIFIED THEREIN.
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933879782
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For
HALL
1I. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, REGARDING POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CARDIOVASCULAR SYSTEMS, INC. Agenda Number: 933881737
--------------------------------------------------------------------------------------------------------------------------
Security: 141619106
Meeting Type: Annual
Meeting Date: 13-Nov-2013
Ticker: CSII
ISIN: US1416191062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRENT G. BLACKEY Mgmt For For
SCOTT WARD Mgmt For For
LESLIE L. TRIGG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR ITS FISCAL YEAR
ENDING JUNE 30, 2014.
3. PROPOSAL TO CAST A NON-BINDING ADVISORY Mgmt For For
VOTE ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CARE.COM INC. Agenda Number: 933999724
--------------------------------------------------------------------------------------------------------------------------
Security: 141633107
Meeting Type: Annual
Meeting Date: 30-May-2014
Ticker: CRCM
ISIN: US1416331072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHEILA LIRIO MARCELO Mgmt For For
STEVEN CAKEBREAD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 27, 2014
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933958285
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK THIERER Mgmt For For
1B. ELECTION OF DIRECTOR: PETER BENSEN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN COSLER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN EPSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: BETSY HOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN KATEN Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY KRAEMER Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY MASSO Mgmt For For
2. TO CONSIDER AND APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CATAMARAN CORPORATION
INCENTIVE PLAN.
3. TO CONSIDER AND APPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE MEASURES UNDER THE
CATAMARAN CORPORATION THIRD AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
5. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHIMERIX INC. Agenda Number: 934014147
--------------------------------------------------------------------------------------------------------------------------
Security: 16934W106
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: CMRX
ISIN: US16934W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M.M. BERREY, MD, M.P.H. Mgmt For For
RODMAN L. DRAKE Mgmt For For
LISA RICCIARDI Mgmt For For
2. TO APPROVE OUR 2013 EQUITY INCENTIVE PLAN, Mgmt Against Against
AS AMENDED.
3. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
--------------------------------------------------------------------------------------------------------------------------
CNS RESPONSE, INC Agenda Number: 933985371
--------------------------------------------------------------------------------------------------------------------------
Security: 12619C200
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CNSO
ISIN: US12619C2008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS TIERNEY Mgmt For For
WALTER SCHINDLER Mgmt For For
ZACHARY MCADOO Mgmt For For
RICHARD TURNER Mgmt For For
JOHN PAPPAJOHN Mgmt For For
ANDREW SASSINE Mgmt For For
ROBERT FOLLMAN Mgmt For For
2. PROPOSAL TO AMEND THE COMPANY'S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED (THE "CHARTER") IN ORDER TO
INCREASE THE NUMBER OF SHARES OF COMMON
STOCK, PAR VALUE $0.001 PER SHARE,
AUTHORIZED FOR ISSUANCE UNDER THE CHARTER
FROM 150,000,000 TO 180,000,000.
3. PROPOSAL TO RATIFY THE SELECTION BY THE Mgmt For For
AUDIT COMMITTEE OF ANTON & CHIA LLP AS OUR
INDEPENDENT REGISTERED ACCOUNTING FIRM FOR
THE FISCAL YEAR ENDING SEPTEMBER 30, 2014.
--------------------------------------------------------------------------------------------------------------------------
COVANCE INC. Agenda Number: 933940858
--------------------------------------------------------------------------------------------------------------------------
Security: 222816100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: CVD
ISIN: US2228161004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
GARY E. COSTLEY, PH.D. Mgmt For For
SANDRA L. HELTON Mgmt For For
2 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3 APPROVAL OF THE 2014 EMPLOYEE EQUITY Mgmt For For
PARTICIPATION PLAN.
4 RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS, INC. Agenda Number: 934006671
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PAMELA M. ARWAY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES G. BERG Mgmt For For
1C. ELECTION OF DIRECTOR: CAROL ANTHONY Mgmt For For
DAVIDSON
1D. ELECTION OF DIRECTOR: PAUL J. DIAZ Mgmt For For
1E. ELECTION OF DIRECTOR: PETER T. GRAUER Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT J. MARGOLIS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. NEHRA Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM L. ROPER Mgmt For For
1I. ELECTION OF DIRECTOR: KENT J. THIRY Mgmt For For
1J. ELECTION OF DIRECTOR: ROGER J. VALINE Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
3. TO HOLD AN ADVISORY VOTE ON EXECUTIVE Mgmt For For
COMPENSATION.
4. TO ADOPT AND APPROVE AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF OUR 2011 INCENTIVE AWARD
PLAN.
5. TO CONSIDER AND VOTE UPON A STOCKHOLDER Shr For Against
PROPOSAL, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING REGARDING THE BOARD
CHAIRMANSHIP.
--------------------------------------------------------------------------------------------------------------------------
DERMA SCIENCES, INC. Agenda Number: 933971562
--------------------------------------------------------------------------------------------------------------------------
Security: 249827502
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: DSCI
ISIN: US2498275021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD J. QUILTY Mgmt For For
SRINI CONJEEVARAM Mgmt For For
S.T. WILLS, CPA, MST Mgmt For For
C RICHARD STAFFORD, ESQ Mgmt For For
ROBERT G. MOUSSA Mgmt For For
BRUCE F. WESSON Mgmt For For
BRETT D. HEWLETT Mgmt For For
AMY PAUL Mgmt For For
2. AMENDMENT TO THE COMPANY'S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE AUTHORIZED
SHARES OF COMMON STOCK FROM 35,000,000 TO
50,000,000
3. AMENDMENT TO THE AMENDED AND RESTATED DERMA Mgmt Against Against
SCIENCES, INC. 2012 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES AVAILABLE
FOR ISSUANCE THEREUNDER BY 1,500,000, FROM
4,500,000 TO 6,000,000 SHARES
4. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt Against Against
OUR NAMED EXECUTIVE OFFICERS
5. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
6. DISCRETIONARY AUTHORITY: IN HIS DISCRETION, Mgmt Against Against
THE PROXY, EDWARD J. QUILTY, IS AUTHORIZED
TO VOTE UPON SUCH OTHER MATTERS AS MAY COME
BEFORE THE MEETING AND ANY ADJOURNMENTS
THEREOF
--------------------------------------------------------------------------------------------------------------------------
ENDOCYTE INC Agenda Number: 933956659
--------------------------------------------------------------------------------------------------------------------------
Security: 29269A102
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: ECYT
ISIN: US29269A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN C. APLIN, PH.D. Mgmt For For
1B. ELECTION OF DIRECTOR: COLIN GODDARD, PH.D. Mgmt For For
1C. ELECTION OF DIRECTOR: PHILIP S. LOW, PH.D. Mgmt For For
1D. ELECTION OF DIRECTOR: LESLEY RUSSELL, Mgmt For For
M.B.CH.B.
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. VOTE ON AN ADVISORY PROPOSAL APPROVING THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS ("SAY-ON-PAY").
--------------------------------------------------------------------------------------------------------------------------
EXAMWORKS GROUP, INC (EXAM) Agenda Number: 933993087
--------------------------------------------------------------------------------------------------------------------------
Security: 30066A105
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: EXAM
ISIN: US30066A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. THOMAS PRESBY Mgmt For For
DAVID B. ZENOFF Mgmt For For
2. TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2014.
3. TO ADOPT A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933941139
--------------------------------------------------------------------------------------------------------------------------
Security: 30219G108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: ESRX
ISIN: US30219G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt For For
1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For
1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt For For
1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For
1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For
JR., MD
1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For
MPH
1K. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR 2014.
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GENMARK DIAGNOSTICS, INC. Agenda Number: 933980321
--------------------------------------------------------------------------------------------------------------------------
Security: 372309104
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: GNMK
ISIN: US3723091043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DARYL J. FAULKNER Mgmt For For
JAMES FOX, PH.D. Mgmt For For
2 TO APPROVE AN AMENDMENT TO THE GENMARK Mgmt For For
DIAGNOSTICS, INC. 2010 EQUITY INCENTIVE
PLAN SOLELY FOR THE PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE.
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
4 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 933943006
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN F. COGAN Mgmt For For
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HILLS Mgmt For For
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN Mgmt For For
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY Mgmt For For
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP BY THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S Mgmt Against Against
RESTATED CERTIFICATE OF INCORPORATION TO
DESIGNATE DELAWARE CHANCERY COURT AS THE
EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS.
4. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS
BE AN INDEPENDENT DIRECTOR.
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr For Against
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD TAKE STEPS TO
PERMIT STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF Shr Against For
PROPERLY PRESENTED AT THE MEETING,
REQUESTING THAT THE BOARD ADOPT A POLICY
THAT INCENTIVE COMPENSATION FOR THE CHIEF
EXECUTIVE OFFICER INCLUDE NON-FINANCIAL
MEASURES BASED ON PATIENT ACCESS TO
GILEAD'S MEDICINES.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 933948335
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RECEIVE THE 2013 ANNUAL REPORT Mgmt For For
2. TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
3. TO APPROVE THE REMUNERATION POLICY Mgmt For For
4. TO RE-ELECT SIR CHRISTOPHER GENT AS A Mgmt For For
DIRECTOR
5. TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR Mgmt For For
6. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A Mgmt For For
DIRECTOR
7. TO RE-ELECT DR STEPHANIE BURNS AS A Mgmt For For
DIRECTOR
8. TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR Mgmt For For
9. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR Mgmt For For
10. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
11. TO RE-ELECT JUDY LEWENT AS A DIRECTOR Mgmt For For
12. TO RE-ELECT SIR DERYCK MAUGHAN AS A Mgmt For For
DIRECTOR
13. TO RE-ELECT DR DANIEL PODOLSKY AS A Mgmt For For
DIRECTOR
14. TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR Mgmt For For
15. TO RE-ELECT TOM DE SWAAN AS A DIRECTOR Mgmt For For
16. TO RE-ELECT JING ULRICH AS A DIRECTOR Mgmt For For
17. TO RE-ELECT HANS WIJERS AS A DIRECTOR Mgmt For For
18. TO RE-APPOINT AUDITORS Mgmt For For
19. TO DETERMINE REMUNERATION OF AUDITORS Mgmt For For
20. TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
21. TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
22. TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL Mgmt For For
RESOLUTION)
23. TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES (SPECIAL RESOLUTION)
24. TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt For For
NAME OF SENIOR STATUTORY AUDITOR
25. TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM (SPECIAL
RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 933993203
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. DEMSKI Mgmt For For
1B. ELECTION OF DIRECTOR: KURT C. WHEELER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION (THE SAY-ON-PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933935201
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 933851140
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 22-Jul-2013
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MR. THOMAS LYNCH Mgmt For For
1.2 ELECTION OF DIRECTOR: MR. DECLAN MCKEON Mgmt For For
1.3 ELECTION OF DIRECTOR: PROF. WILLIAM HALL Mgmt For For
2. TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
3. TO AUTHORIZE THE FIXING OF THE AUDITORS' Mgmt For For
REMUNERATION
4. TO AUTHORIZE THE COMPANY TO ALLOT SHARES Mgmt For For
5. TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS
6. TO AUTHORIZE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF SHARES
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
NANOSPHERE, INC. Agenda Number: 933996108
--------------------------------------------------------------------------------------------------------------------------
Security: 63009F105
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: NSPH
ISIN: US63009F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SHELI Z. ROSENBERG Mgmt For For
MICHAEL K. MCGARRITY Mgmt For For
GENE CARTWRIGHT, PH.D. Mgmt For For
ANDRE DE BRUIN Mgmt For For
ERIK HOLMLIN, PH.D. Mgmt For For
LORIN J. RANDALL Mgmt For For
MICHAEL J. WARD Mgmt For For
2. TO CONSIDER AND VOTE, ON AN ADVISORY BASIS, Mgmt For For
FOR THE ADOPTION OF A RESOLUTION APPROVING
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS, AS SUCH COMPENSATION IS DESCRIBED
UNDER THE "COMPENSATION DISCUSSION AND
ANALYSIS" AND "EXECUTIVE COMPENSATION"
SECTIONS OF THIS PROXY STATEMENT.
3. TO RATIFY THE AUDIT COMMITTEE'S SELECTION Mgmt For For
OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
4. TO CONSIDER AND VOTE UPON THE ADOPTION OF Mgmt For For
OUR 2014 LONG-TERM INCENTIVE PLAN.
5. TO CONSIDER AND VOTE UPON A PROPOSAL TO Mgmt For For
CHANGE THE CAPITAL STRUCTURE OF THE COMPANY
BY INCREASING THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 100,000,000 TO
150,000,000.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 933985030
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN C. GORMAN Mgmt For For
GARY A. LYONS Mgmt For For
WILLIAM H. RASTETTER Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
3. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
2011 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK RESERVED
FOR ISSUANCE THEREUNDER FROM 7,000,000 TO
8,500,000.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 933954453
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GREGORY T. LUCIER Mgmt For For
1B. ELECTION OF DIRECTOR: LESLIE V. NORWALK Mgmt For For
2. APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION REGARDING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR
THE FISCAL YEAR ENDED DECEMBER 31, 2013.
3. APPROVAL FOR THE COMPANY TO ADOPT THE Mgmt Against Against
NUVASIVE, INC. 2014 EQUITY INCENTIVE PLAN.
4. APPROVAL FOR THE COMPANY TO ADOPT THE Mgmt Against Against
NUVASIVE, INC. 2014 EXECUTIVE INCENTIVE
COMPENSATION PLAN.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION Agenda Number: 933889024
--------------------------------------------------------------------------------------------------------------------------
Security: 699462107
Meeting Type: Annual
Meeting Date: 05-Dec-2013
Ticker: PRXL
ISIN: US6994621075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. DANA CALLOW, JR. Mgmt For For
CHRISTOPHER J. LINDOP Mgmt For For
JOSEF H. VON RICKENBACH Mgmt For For
2. APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS PRESENTED IN THE PROXY
STATEMENT.
3. APPROVE THE PAREXEL INTERNATIONAL Mgmt For For
CORPORATION 2013 ANNUAL INCENTIVE AWARD
PLAN.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 933969935
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 15-May-2014
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GLENN L. COOPER Mgmt For For
JOHN G. COX Mgmt For For
KAREN A. DAWES Mgmt For For
ALFRED L. GOLDBERG Mgmt For For
MICHAEL A. GRIFFITH Mgmt For For
WALTER C. HERLIHY Mgmt For For
THOMAS F. RYAN, JR. Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID REPLIGEN CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AMENDMENT TO CERTIFICATE OF Mgmt Against Against
INCORPORATION TO INCREASE AUTHORIZED SHARES
OF COMMON STOCK.
5. APPROVAL OF THE REPLIGEN CORPORATION Mgmt For For
AMENDED AND RESTATED 2012 STOCK OPTION AND
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 934010202
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHRISTOPHER GARABEDIAN Mgmt For For
WILLIAM GOOLSBEE Mgmt For For
GIL PRICE, M.D. Mgmt For For
HANS WIGZELL, M.D., PHD Mgmt For For
2. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt Against Against
COMPENSATION.
3. RATIFICATION OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 933958968
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS L. RYAN Mgmt For For
MALCOLM GILLIS Mgmt For For
CLIFTON H. MORRIS, JR. Mgmt For For
W. BLAIR WALTRIP Mgmt For For
2 TO APPROVE THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
3 TO APPROVE, BY ADVISORY VOTE, NAMED Mgmt Against Against
EXECUTIVE OFFICER COMPENSATION.
4 TO APPROVE THE SHAREHOLDER PROPOSAL TO Shr For Against
ELECT EACH DIRECTOR ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933934487
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Mgmt For For
1B. ELECTION OF DIRECTOR: STEFAN K. WIDENSOHLER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY L. YARNO Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN.
4. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY OUR
BOARD OF DIRECTORS.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC. Agenda Number: 933963197
--------------------------------------------------------------------------------------------------------------------------
Security: 87817A107
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: TMH
ISIN: US87817A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GREG ROTH Mgmt For For
JAMES L. BIERMAN Mgmt For For
MARY R. GREALY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL, IN A NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda Number: 933955544
--------------------------------------------------------------------------------------------------------------------------
Security: 879369106
Meeting Type: Annual
Meeting Date: 02-May-2014
Ticker: TFX
ISIN: US8793691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GEORGE BABICH, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM R. COOK Mgmt For For
1C. ELECTION OF DIRECTOR: STEPHEN K. KLASKO Mgmt For For
1D. ELECTION OF DIRECTOR: BENSON F. SMITH Mgmt For For
2. APPROVAL OF THE TELEFLEX INCORPORATED 2014 Mgmt For For
STOCK INCENTIVE PLAN.
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
THORATEC CORPORATION Agenda Number: 933970899
--------------------------------------------------------------------------------------------------------------------------
Security: 885175307
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: THOR
ISIN: US8851753074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NEIL F. DIMICK Mgmt For For
GERHARD F. BURBACH Mgmt For For
J. DANIEL COLE Mgmt For For
STEVEN H. COLLIS Mgmt For For
D. KEITH GROSSMAN Mgmt For For
WILLIAM A. HAWKINS, III Mgmt For For
PAUL A. LAVIOLETTE Mgmt For For
MARTHA H. MARSH Mgmt For For
TODD C. SCHERMERHORN Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE COMPANY'S Mgmt For For
RESTATED ARTICLES OF INCORPORATION
CONCERNING LIMITATION OF DIRECTOR LIABILITY
AND INDEMNIFICATION OF AGENTS.
3. APPROVAL OF THE INDEMNIFICATION AGREEMENTS. Mgmt For For
4. APPROVAL OF THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE THORATEC CORPORATION AMENDED AND
RESTATED 2006 INCENTIVE STOCK PLAN.
5. APPROVAL OF COMPENSATION OF THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
6. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR ITS FISCAL YEAR ENDING JANUARY
3, 2015.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 933972665
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LAWRENCE S. GIBBS Mgmt For For
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP, AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC. Agenda Number: 933971271
--------------------------------------------------------------------------------------------------------------------------
Security: 921659108
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: VNDA
ISIN: US9216591084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD W. DUGAN Mgmt For For
VINCENT J. MILANO Mgmt For For
2 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
3 TO APPROVE ON AN ADVISORY BASIS THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VERACYTE, INC. Agenda Number: 933978009
--------------------------------------------------------------------------------------------------------------------------
Security: 92337F107
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: VCYT
ISIN: US92337F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BONNIE H. ANDERSON Mgmt For For
EVAN JONES Mgmt For For
2 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
Highland iBoxx Senior Loan Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Highland Funds I
By (Signature) /s/ Ethan Powell
Name Ethan Powell
Title President
Date 08/27/2014