UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-07142
NAME OF REGISTRANT: Highland Funds II
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 200 Crescent Court
Suite 700
Dallas, TX 75201
NAME AND ADDRESS OF AGENT FOR SERVICE: Highland Capital Management
Fund Advisors, L.P.
200 Crescent Court
Suite 700
Dallas, TX 75201
REGISTRANT'S TELEPHONE NUMBER: 877-665-1287
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
Highland Dividend Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 933934641
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
W.J. FARRELL Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION
4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr Against For
INGREDIENTS
5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr Against For
6. SHAREHOLDER PROPOSAL - INCENTIVE Shr Abstain Against
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 933955950
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHERRY S. BARRAT Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM L. BAX Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: ELBERT O. HAND Mgmt For For
1F. ELECTION OF DIRECTOR: DAVID S. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: KAY W. MCCURDY Mgmt For For
1H. ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
3. APPROVAL OF ARTHUR J. GALLAGHER & CO. 2014 Mgmt For For
LONG-TERM INCENTIVE PLAN
4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 933930807
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1B. ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
1F. ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For
MCCALLISTER
1H. ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For
1J. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For
1L. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For
1M. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVE SEVERANCE POLICY. Mgmt For For
5. POLITICAL REPORT. Shr Against For
6. LOBBYING REPORT. Shr Against For
7. WRITTEN CONSENT. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 933978011
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For
1D. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: J.M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For
1G. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For
1H. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1I. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For
1J. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1K. ELECTION OF DIRECTOR: C. WARE Mgmt For For
1L. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. CHARITABLE CONTRIBUTIONS DISCLOSURE Shr Against For
5. LOBBYING DISCLOSURE Shr Against For
6. SHALE ENERGY OPERATIONS Shr Against For
7. INDEPENDENT CHAIRMAN Shr For Against
8. SPECIAL MEETINGS Shr Against For
9. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For
EXPERTISE
10. COUNTRY SELECTION GUIDELINES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 933869084
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 19-Sep-2013
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. REPORT AND ACCOUNTS 2013. Mgmt For
2. DIRECTORS' REMUNERATION REPORT 2013. Mgmt Against
3. DECLARATION OF FINAL DIVIDEND. Mgmt For
4. RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
5. RE-ELECTION OF LM DANON AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
6. RE-ELECTION OF LORD DAVIES AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION, REMUNERATION(CHAIRMAN
OF THE COMMITTEE))
7. RE-ELECTION OF HO KWONPING AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
8. RE-ELECTION OF BD HOLDEN AS A DIRECTOR. Mgmt For
(AUDIT, NOMINATION & REMUNERATION
COMMITTEE)
9. RE-ELECTION OF DR FB HUMER AS A DIRECTOR. Mgmt For
(NOMINATION COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
10. RE-ELECTION OF D MAHLAN AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE)
11. RE-ELECTION OF IM MENEZES AS A DIRECTOR. Mgmt For
(EXECUTIVE COMMITTEE(CHAIRMAN OF THE
COMMITTEE))
12. RE-ELECTION OF PG SCOTT AS A DIRECTOR. Mgmt For
(AUDIT(CHAIRMAN OF THE COMMITTEE),
NOMINATION, REMUNERATION COMMITTEE)
13. APPOINTMENT OF AUDITOR. Mgmt For
14. REMUNERATION OF AUDITOR. Mgmt For
15. AUTHORITY TO ALLOT SHARES. Mgmt For
16. DISAPPLICATION OF PRE-EMPTION RIGHTS. Mgmt For
17. AUTHORITY TO PURCHASE OWN ORDINARY SHARES. Mgmt For
18. AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU.
19. REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt Against
THAN AN ANNUAL GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
ENNIS, INC. Agenda Number: 933847987
--------------------------------------------------------------------------------------------------------------------------
Security: 293389102
Meeting Type: Annual
Meeting Date: 25-Jul-2013
Ticker: EBF
ISIN: US2933891028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH G. PRITCHETT Mgmt For For
JAMES C. TAYLOR Mgmt For For
MICHAEL J. SCHAEFER Mgmt For For
2. RATIFICATION OF GRANT THORNTON LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
4. IN THEIR DISCRETION, THE PROXIES ARE Mgmt Against Against
AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS
AS MAY PROPERLY COME BEFORE THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 933932534
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A13 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITOR FOR 2014
C1 CUMULATIVE VOTING Shr Against For
C2 SENIOR EXECUTIVES HOLD OPTION SHARES FOR Shr Against For
LIFE
C3 MULTIPLE CANDIDATE ELECTIONS Shr Against For
C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
C5 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For
C6 SELL THE COMPANY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 933944084
--------------------------------------------------------------------------------------------------------------------------
Security: 443510201
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: HUBB
ISIN: US4435102011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CARLOS M. CARDOSO Mgmt For For
LYNN J. GOOD Mgmt For For
ANTHONY J. GUZZI Mgmt For For
NEAL J. KEATING Mgmt For For
JOHN F. MALLOY Mgmt For For
ANDREW MCNALLY IV Mgmt For For
DAVID G. NORD Mgmt For For
G. JACKSON RATCLIFFE Mgmt For For
CARLOS A. RODRIGUEZ Mgmt For For
JOHN G. RUSSELL Mgmt For For
STEVEN R. SHAWLEY Mgmt For For
RICHARD J. SWIFT Mgmt For For
2 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR
2014.
3 APPROVAL, ON AN ADVISORY, NON-BINDING Mgmt For For
BASIS, OF THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS AS PRESENTED IN THE
COMPANY'S PROXY STATEMENT FOR THE ANNUAL
MEETING OF SHAREHOLDERS TO BE HELD ON MAY
6, 2014.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 933933548
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For
1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 933970089
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. LOBBYING REPORT - REQUIRE ANNUAL REPORT ON Shr Against For
LOBBYING
5. SPECIAL SHAREOWNER MEETINGS - REDUCE Shr Against For
THRESHOLD TO 15% RATHER THAN 20% AND REMOVE
PROCEDURAL PROVISIONS
6. CUMULATIVE VOTING - REQUIRE CUMULATIVE Shr Against For
VOTING FOR DIRECTORS RATHER THAN ONE-SHARE
ONE-VOTE
--------------------------------------------------------------------------------------------------------------------------
KELLOGG COMPANY Agenda Number: 933934805
--------------------------------------------------------------------------------------------------------------------------
Security: 487836108
Meeting Type: Annual
Meeting Date: 25-Apr-2014
Ticker: K
ISIN: US4878361082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN BRYANT Mgmt For For
STEPHANIE A. BURNS Mgmt For For
LA J. MONTGOMERY TABRON Mgmt For For
ROGELIO REBOLLEDO Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD Mgmt For For
OF DIRECTORS.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2014.
5. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REQUESTING A HUMAN RIGHTS
REPORT.
6. SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, TO ADOPT SIMPLE MAJORITY
VOTE.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 933967854
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1C. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1D. ELECTION OF DIRECTOR: CARY D. MCMILLAN Mgmt For For
1E. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For
1H. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF PERFORMANCE GOALS FOR AWARDS Mgmt For For
UNDER THE MCDONALD'S CORPORATION 2009 CASH
INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2014.
5. ADVISORY VOTE REQUESTING THE ABILITY FOR Shr For Against
SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF
PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 933922280
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 25-Feb-2014
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
FINANCIAL STATEMENTS OF NOVARTIS AG AND THE
GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE BUSINESS YEAR 2013
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AND DECLARATION OF DIVIDEND
4.A ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
ANNUAL GENERAL MEETING 2014 TO THE ANNUAL
GENERAL MEETING 2015
4.B ADVISORY VOTE ON TOTAL COMPENSATION FOR Mgmt For For
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
PERFORMANCE CYCLE ENDED IN 2013
5.A RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt For For
ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
5.B RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO Mgmt For For
THE BOARD OF DIRECTOR
5.C RE-ELECTION OF VERENA A. BRINER, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.D RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.E RE-ELECTION OF ANN FUDGE TO THE BOARD OF Mgmt For For
DIRECTOR
5.F RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.G RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.H RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.I RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO Mgmt For For
THE BOARD OF DIRECTOR
5.J RE-ELECTION OF ENRICO VANNI, PH.D. TO THE Mgmt For For
BOARD OF DIRECTOR
5.K RE-ELECTION OF WILLIAM T. WINTERS TO THE Mgmt For For
BOARD OF DIRECTOR
6.A ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.B ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
6.C ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
6.D ELECTION OF ENRICO VANNI, PH.D., AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7 RE-ELECTION OF THE AUDITOR Mgmt For For
8 ELECTION OF THE INDEPENDENT PROXY Mgmt For For
9 GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Abstain
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE NOTICE OF ANNUAL GENERAL MEETING,
AND/OR OF MOTIONS RELATING TO ADDITIONAL
AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER
THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS
ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE
SWISS CODE OF OBLIGATIONS ARE PROPOSED AT
THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 933961371
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL K. BEEBE Mgmt For For
1B. ELECTION OF DIRECTOR: HASAN JAMEEL Mgmt For For
1C. ELECTION OF DIRECTOR: MARK W. KOWLZAN Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT C. LYONS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS P. MAURER Mgmt For For
1F. ELECTION OF DIRECTOR: SAMUEL M. MENCOFF Mgmt For For
1G. ELECTION OF DIRECTOR: ROGER B. PORTER Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS S. SOULELES Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL T. STECKO Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES D. WOODRUM Mgmt For For
2. PROPOSAL TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
3. PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 933945860
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For
1C. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For
1F. ELECTION OF DIRECTOR: RAY L. HUNT Mgmt For For
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: SHARON PERCY Mgmt For For
ROCKEFELLER
1J. ELECTION OF DIRECTOR: JAMES J. SCHIRO Mgmt For For
1K. ELECTION OF DIRECTOR: LLOYD G. TROTTER Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS OF THE PEPSICO, INC.
EXECUTIVE INCENTIVE COMPENSATION PLAN.
5. POLICY REGARDING APPROVAL OF POLITICAL Shr Against For
CONTRIBUTIONS.
6. POLICY REGARDING EXECUTIVE RETENTION OF Shr Against For
STOCK.
--------------------------------------------------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY Agenda Number: 933937231
--------------------------------------------------------------------------------------------------------------------------
Security: 835495102
Meeting Type: Annual
Meeting Date: 16-Apr-2014
Ticker: SON
ISIN: US8354951027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
H.A. COCKRELL Mgmt For For
B.J. MCGARVIE Mgmt For For
J.M. MICALI Mgmt For For
L.W. NEWTON Mgmt For For
M.D. OKEN Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE THE 2014 LONG-TERM INCENTIVE Mgmt For For
PLAN.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 933970382
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1J. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt Against Against
1K. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr For Against
SHAREHOLDER MEETINGS
5. SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT Shr Against For
DIVERSITY REPORT
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 933934576
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 22-Apr-2014
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD O. BERNDT Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: PAUL W. CHELLGREN Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ANTHONY A. MASSARO Mgmt For For
1I. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1K. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1L. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS J. USHER Mgmt For For
1N. ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Mgmt For For
1O. ELECTION OF DIRECTOR: HELGE H. WEHMEIER Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt Against Against
OFFICER COMPENSATION.
4. A SHAREHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GREENHOUSE GAS EMISSIONS OF BORROWERS
AND EXPOSURE TO CLIMATE CHANGE RISK.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 933868525
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 08-Oct-2013
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1B. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1D. ELECTION OF DIRECTOR: SUSAN Mgmt For For
DESMOND-HELLMANN
1E. ELECTION OF DIRECTOR: A.G. LAFLEY Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MARY AGNES Mgmt For For
WILDEROTTER
1J. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1K. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. AMEND THE COMPANY'S CODE OF REGULATIONS TO Mgmt For For
REDUCE CERTAIN SUPERMAJORITY VOTING
REQUIREMENTS
4. APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' Mgmt For For
STOCK PLAN
5. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
(THE SAY ON PAY VOTE)
--------------------------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda Number: 933980737
--------------------------------------------------------------------------------------------------------------------------
Security: 842587107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: SO
ISIN: US8425871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: J.P. BARANCO Mgmt For For
1B. ELECTION OF DIRECTOR: J.A. BOSCIA Mgmt For For
1C. ELECTION OF DIRECTOR: H.A. CLARK III Mgmt For For
1D. ELECTION OF DIRECTOR: T.A. FANNING Mgmt For For
1E. ELECTION OF DIRECTOR: D.J. GRAIN Mgmt For For
1F. ELECTION OF DIRECTOR: V.M. HAGEN Mgmt For For
1G. ELECTION OF DIRECTOR: W.A. HOOD, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: L.P. HUDSON Mgmt For For
1I. ELECTION OF DIRECTOR: D.M. JAMES Mgmt For For
1J. ELECTION OF DIRECTOR: D.E. KLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: W.G. SMITH, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: S.R. SPECKER Mgmt For For
1M. ELECTION OF DIRECTOR: E.J. WOOD III Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICERS' COMPENSATION
4. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr For Against
BOARD CHAIR
--------------------------------------------------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION Agenda Number: 933944200
--------------------------------------------------------------------------------------------------------------------------
Security: 899896104
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: TUP
ISIN: US8998961044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For
1B ELECTION OF DIRECTOR: SUSAN M. CAMERON Mgmt For For
1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For
1D ELECTION OF DIRECTOR: E.V. GOINGS Mgmt For For
1E ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For
1F ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For
1G ELECTION OF DIRECTOR: ANTONIO MONTEIRO DE Mgmt For For
CASTRO
1H ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For
1J ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
1K ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For
2 ADVISORY VOTE TO APPROVE THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION PROGRAM
3 PROPOSAL TO RATIFY THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 933926593
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 15-Apr-2014
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: Y. MARC BELTON Mgmt For For
1C. ELECTION OF DIRECTOR: VICTORIA BUYNISKI Mgmt For For
GLUCKMAN
1D. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1E. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1F. ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ Mgmt For For
1G. ELECTION OF DIRECTOR: DOREEN WOO HO Mgmt For For
1H. ELECTION OF DIRECTOR: JOEL W. JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY Mgmt For For
1J. ELECTION OF DIRECTOR: JERRY W. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID B. O'MALEY Mgmt For For
1L. ELECTION OF DIRECTOR: O'DELL M. OWENS, Mgmt For For
M.D., M.P.H.
1M. ELECTION OF DIRECTOR: CRAIG D. SCHNUCK Mgmt For For
1N. ELECTION OF DIRECTOR: PATRICK T. STOKES Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014
FISCAL YEAR.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR EXECUTIVES DISCLOSED IN THE PROXY
STATEMENT.
4. SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY Shr For Against
REQUIRING THAT THE CHAIRMAN OF THE BOARD BE
AN INDEPENDENT DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 933996463
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. TO APPROVE THE REMUNERATION POLICY. Mgmt For For
4. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2013
FINANCIAL YEAR.
5. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2013 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
6. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2013 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK.
7. TO RE-APPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR.
8. TO RE-APPOINT MR R J-M S HUET AS AN Mgmt For For
EXECUTIVE DIRECTOR.
9. TO RE-APPOINT MRS L M CHA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
10. TO RE-APPOINT PROFESSOR L O FRESCO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
11. TO RE-APPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
12. TO RE-APPOINT DR B E GROTE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
13. TO RE-APPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
14. TO RE-APPOINT MS H NYASULU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
15. TO RE-APPOINT THE RT HON SIR MALCOLM Mgmt For For
RIFKIND MP AS A NON-EXECUTIVE DIRECTOR.
16. TO RE-APPOINT MR J RISHTON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
17. TO RE-APPOINT MR K J STORM AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
18. TO RE-APPOINT MR M TRESCHOW AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
19. TO RE-APPOINT MR P S WALSH AS A Mgmt For For
NON-EXECUTIVE DIRECTOR.
20. TO APPOINT MR F SIJBESMA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR.
21. TO APPOINT THE AUDITOR CHARGED WITH THE Mgmt For For
AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2014 FINANCIAL YEAR.
22. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY.
23. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE SHARES AND DEPOSITARY RECEIPTS
THEREOF IN THE SHARE CAPITAL OF THE
COMPANY.
24. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 933940024
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For
1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For
1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For
1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For
COMPENSATION.
3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2014.
4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For
5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr For Against
POWER OF CLASS A STOCK FROM 10 VOTES PER
SHARE TO ONE VOTE PER SHARE.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933908735
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Special
Meeting Date: 28-Jan-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVE THE ISSUANCE OF UP TO APPROXIMATELY Mgmt For For
1.28 BILLION SHARES OF VERIZON COMMON STOCK
TO VODAFONE ORDINARY SHAREHOLDERS IN
CONNECTION WITH VERIZON'S ACQUISITION OF
VODAFONE'S INDIRECT 45% INTEREST IN VERIZON
WIRELESS
2. APPROVE AN AMENDMENT TO ARTICLE 4(A) OF Mgmt For For
VERIZON'S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE VERIZON'S
AUTHORIZED SHARES OF COMMON STOCK BY 2
BILLION SHARES TO AN AGGREGATE OF 6.25
BILLION AUTHORIZED SHARES OF COMMON STOCK
3. APPROVE THE ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING TO SOLICIT ADDITIONAL VOTES AND
PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO APPROVE
THE ABOVE PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 933936607
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1D. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
1F. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1G. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. PROPOSAL TO IMPLEMENT PROXY ACCESS Mgmt For For
5. NETWORK NEUTRALITY Shr Against For
6. LOBBYING ACTIVITIES Shr Against For
7. SEVERANCE APPROVAL POLICY Shr Against For
8. SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against
9. SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against
10. PROXY VOTING AUTHORITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 933937089
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 29-Apr-2014
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For
1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For
1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J) ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For
1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For
1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT Shr For Against
CHAIRMAN.
5. REVIEW AND REPORT ON INTERNAL CONTROLS OVER Shr Against For
THE COMPANY'S MORTGAGE SERVICING AND
FORECLOSURE PRACTICES.
--------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. Agenda Number: 933867787
--------------------------------------------------------------------------------------------------------------------------
Security: 981811102
Meeting Type: Annual
Meeting Date: 26-Sep-2013
Ticker: WOR
ISIN: US9818111026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN P. MCCONNELL Mgmt For For
1C. ELECTION OF DIRECTOR: MARY SCHIAVO Mgmt For For
2. APPROVAL OF THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS SET FORTH IN THE FIRST
AMENDMENT TO THE WORTHINGTON INDUSTRIES,
INC. AMENDED AND RESTATED 1997 LONG-TERM
INCENTIVE PLAN.
4. APPROVAL OF THE SECOND AMENDMENT TO THE Mgmt For For
WORTHINGTON INDUSTRIES, INC. AMENDED AND
RESTATED 1997 LONG-TERM INCENTIVE PLAN.
5. APPROVAL OF THE FIRST AMENDMENT TO, AND THE Mgmt For For
MATERIAL TERMS OF THE PERFORMANCE CRITERIA
UNDER, THE WORTHINGTON INDUSTRIES, INC.
ANNUAL INCENTIVE PLAN FOR EXECUTIVES.
6. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2014.
Highland Energy MLP Fund
--------------------------------------------------------------------------------------------------------------------------
ATLAS ENERGY L P Agenda Number: 933947903
--------------------------------------------------------------------------------------------------------------------------
Security: 04930A104
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: ATLS
ISIN: US04930A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
EDWARD E. COHEN Mgmt For For
ELLEN F. WARREN Mgmt For For
2 APPROVAL OF THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO
THE COMPENSATION DISCLOSURE RULES OF THE
SEC, INCLUDING THE COMPENSATION DISCUSSION
AND ANALYSIS, COMPENSATION TABLES AND
NARRATIVE DISCUSSION.
3 RATIFICATION OF THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS THE PARTNERSHIP'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
BUCKEYE PARTNERS, L.P. Agenda Number: 933992580
--------------------------------------------------------------------------------------------------------------------------
Security: 118230101
Meeting Type: Annual
Meeting Date: 03-Jun-2014
Ticker: BPL
ISIN: US1182301010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FORREST E. WYLIE Mgmt For For
BARBARA J. DUGANIER Mgmt For For
JOSEPH A. LASALA, JR. Mgmt For For
MARTIN A. WHITE Mgmt For For
2. THE RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS,
L.P.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2014.
3. THE APPROVAL, IN AN ADVISORY VOTE, OF THE Mgmt Against Against
COMPENSATION OF BUCKEYE'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN OUR PROXY
STATEMENT PURSUANT TO ITEM 402 OF
REGULATION S-K.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE PRODUCTS PARTNERS L.P. Agenda Number: 933872714
--------------------------------------------------------------------------------------------------------------------------
Security: 293792107
Meeting Type: Special
Meeting Date: 30-Sep-2013
Ticker: EPD
ISIN: US2937921078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 2008 ENTERPRISE PRODUCTS
LONG-TERM INCENTIVE PLAN.
2. PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EPD UNIT PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 933968793
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 19-May-2014
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD D. KINDER Mgmt For For
STEVEN J. KEAN Mgmt For For
ANTHONY W. HALL, JR. Mgmt For For
DEBORAH A. MACDONALD Mgmt For For
MICHAEL J. MILLER Mgmt For For
MICHAEL C. MORGAN Mgmt For For
FAYEZ SAROFIM Mgmt For For
C. PARK SHAPER Mgmt For For
JOEL V. STAFF Mgmt For For
JOHN M. STOKES Mgmt For For
ROBERT F. VAGT Mgmt For For
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2014.
3. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON OUR COMPANY'S RESPONSE TO CLIMATE
CHANGE.
4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For
ON METHANE EMISSIONS AND PIPELINE
MAINTENANCE.
5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr For Against
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 933928915
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 24-Apr-2014
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JAMES C. KEMPNER Mgmt For For
MICHAEL N. MEARS Mgmt For For
JAMES R. MONTAGUE Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR
--------------------------------------------------------------------------------------------------------------------------
MARKWEST ENERGY PARTNERS LP Agenda Number: 934004906
--------------------------------------------------------------------------------------------------------------------------
Security: 570759100
Meeting Type: Annual
Meeting Date: 06-Jun-2014
Ticker: MWE
ISIN: US5707591005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
FRANK M. SEMPLE Mgmt For For
DONALD D. WOLF Mgmt For For
W.A. BRUCKMANN III Mgmt For For
MICHAEL L. BEATTY Mgmt For For
CHARLES K. DEMPSTER Mgmt For For
DONALD C. HEPPERMANN Mgmt For For
RANDALL J. LARSON Mgmt For For
ANNE E. FOX MOUNSEY Mgmt For For
WILLIAM P. NICOLETTI Mgmt For For
2 TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF THE PARTNERSHIP'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PARTNERSHIP'S PROXY STATEMENT FOR THE 2014
ANNUAL MEETING OF COMMON UNITHOLDERS.
3 RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
THE PARTNERSHIP'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
PLAINS ALL AMERICAN PIPELINE, L.P. Agenda Number: 933884783
--------------------------------------------------------------------------------------------------------------------------
Security: 726503105
Meeting Type: Special
Meeting Date: 19-Nov-2013
Ticker: PAA
ISIN: US7265031051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE PLAINS ALL AMERICAN Mgmt For For
2013 LONG-TERM INCENTIVE PLAN.
2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE Mgmt For For
SPECIAL MEETING TO A LATER DATE OR DATES,
IF DEEMED NECESSARY OR APPROPRIATE BY OUR
GENERAL PARTNER, TO SOLICIT ADDITIONAL
PROXIES.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 933968488
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 29-May-2014
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CHARLES R. CRISP Mgmt For For
LAURA C. FULTON Mgmt For For
JAMES W. WHALEN Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. A SHAREHOLDER PROPOSAL REGARDING Shr Against For
PUBLICATION OF A REPORT ON METHANE
EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 933985294
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For
1B. ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For
1C. ELECTION OF DIRECTOR: KATHLEEN B. COOPER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN A. HAGG Mgmt For For
1E. ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH IZZO Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC W. MANDELBLATT Mgmt For For
1I. ELECTION OF DIRECTOR: STEVEN W. NANCE Mgmt For For
1J. ELECTION OF DIRECTOR: MURRAY D. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For
1L. ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 INCENTIVE PLAN.
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS Mgmt For For
COMPANIES, INC. 2007 EMPLOYEE STOCK
PURCHASE PLAN.
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR 2014.
5. APPROVAL, BY NONBINDING ADVISORY VOTE, OF Mgmt For For
THE COMPANY'S EXECUTIVE COMPENSATION.
Highland Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Global Allocation Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 933942725
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 09-May-2014
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP, INC. Agenda Number: 933997629
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 04-Jun-2014
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES F. ALBAUGH Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY D. BENJAMIN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CAHILL Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. EMBLER Mgmt For For
1E. ELECTION OF DIRECTOR: MATTHEW J. HART Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERTO IBARGUEN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD C. KRAEMER Mgmt For For
1H. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1I. ELECTION OF DIRECTOR: W. DOUGLAS PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt For For
1K. ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For
2. A PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
3. A PROPOSAL TO CONSIDER AND APPROVE, ON A Mgmt For For
NON-BINDING, ADVISORY BASIS, THE
COMPENSATION OF AMERICAN AIRLINES GROUP
INC.'S NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC. Agenda Number: 933996374
--------------------------------------------------------------------------------------------------------------------------
Security: 035255108
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: ANIK
ISIN: US0352551081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MR. STEVEN E. WHEELER Mgmt For For
DR. CHARLES H. SHERWOOD Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934007445
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 24-Jun-2014
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For
1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For
1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt For For
1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For
1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For
2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS, TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
DECEMBER 31, 2013.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AON'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AON'S U.K. STATUTORY AUDITOR UNDER THE
COMPANIES ACT 2006.
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE REMUNERATION OF ERNST & YOUNG
LLP.
6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt For For
8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY).
9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt For For
COMPENSATION PLAN.
10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt For For
CONTRACT AND REPURCHASE COUNTERPARTIES.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 933926606
--------------------------------------------------------------------------------------------------------------------------
Security: 138006309
Meeting Type: Annual
Meeting Date: 28-Mar-2014
Ticker: CAJ
ISIN: US1380063099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIVIDEND FROM SURPLUS Mgmt For For
2 PARTIAL AMENDMENT TO THE ARTICLES OF Mgmt For For
INCORPORATION
3 DIRECTOR
FUJIO MITARAI Mgmt For For
TOSHIZO TANAKA Mgmt For For
TOSHIAKI IKOMA Mgmt For For
YOROKU ADACHI Mgmt For For
YASUO MITSUHASHI Mgmt For For
SHIGEYUKI MATSUMOTO Mgmt For For
TOSHIO HOMMA Mgmt For For
HIDEKI OZAWA Mgmt For For
MASAYA MAEDA Mgmt For For
YASUHIRO TANI Mgmt For For
KENICHI NAGASAWA Mgmt For For
NAOJI OTSUKA Mgmt For For
MASANORI YAMADA Mgmt For For
AITAKE WAKIYA Mgmt For For
KAZUTO ONO Mgmt For For
AKIYOSHI KIMURA Mgmt For For
EIJI OSANAI Mgmt For For
KUNITARO SAIDA Mgmt For For
HARUHIKO KATO Mgmt For For
4.1 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: MAKOTO ARAKI
4.2 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: OSAMI YOSHIDA
4.3 ELECTION OF AUDIT & SUPERVISORY BOARD Mgmt For For
MEMBER: KUNIYOSHI KITAMURA
5 GRANT OF BONUS TO DIRECTORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda Number: 933879782
--------------------------------------------------------------------------------------------------------------------------
Security: 14149Y108
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: CAH
ISIN: US14149Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: COLLEEN F. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For
1C. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For
1D. ELECTION OF DIRECTOR: CARRIE S. COX Mgmt For For
1E. ELECTION OF DIRECTOR: CALVIN DARDEN Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE L. DOWNEY Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN F. FINN Mgmt For For
1H. ELECTION OF DIRECTOR: PATRICIA A. HEMINGWAY Mgmt For For
HALL
1I. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1J. ELECTION OF DIRECTOR: GREGORY B. KENNY Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For
1L. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Mgmt For For
& YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2014.
3. PROPOSAL TO APPROVE, ON A NON-BINDING Mgmt For For
ADVISORY BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
4. SHAREHOLDER PROPOSAL, IF PROPERLY Shr For Against
PRESENTED, REGARDING POLITICAL
CONTRIBUTIONS AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
CATAMARAN CORPORATION Agenda Number: 933958285
--------------------------------------------------------------------------------------------------------------------------
Security: 148887102
Meeting Type: Annual
Meeting Date: 13-May-2014
Ticker: CTRX
ISIN: CA1488871023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK THIERER Mgmt For For
1B. ELECTION OF DIRECTOR: PETER BENSEN Mgmt For For
1C. ELECTION OF DIRECTOR: STEVEN COSLER Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN EPSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: BETSY HOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: KAREN KATEN Mgmt For For
1H. ELECTION OF DIRECTOR: HARRY KRAEMER Mgmt For For
1I. ELECTION OF DIRECTOR: ANTHONY MASSO Mgmt For For
2. TO CONSIDER AND APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE CATAMARAN CORPORATION
INCENTIVE PLAN.
3. TO CONSIDER AND APPROVE THE MATERIAL TERMS Mgmt For For
OF THE PERFORMANCE MEASURES UNDER THE
CATAMARAN CORPORATION THIRD AMENDED AND
RESTATED LONG-TERM INCENTIVE PLAN.
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION, AS DISCLOSED IN THE
COMPANY'S PROXY CIRCULAR AND PROXY
STATEMENT.
5. TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
AND TERMS OF ENGAGEMENT.
--------------------------------------------------------------------------------------------------------------------------
COMPUWARE CORPORATION Agenda Number: 933924525
--------------------------------------------------------------------------------------------------------------------------
Security: 205638109
Meeting Type: Annual
Meeting Date: 28-Mar-2014
Ticker: CPWR
ISIN: US2056381096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GURMINDER S. BEDI Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY J. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN G. FREELAND Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID G. FUBINI Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM O. GRABE Mgmt For For
1F. ELECTION OF DIRECTOR: FREDERICK A. Mgmt For For
HENDERSON
1G. ELECTION OF DIRECTOR: FAYE ALEXANDER NELSON Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT C. PAUL Mgmt For For
1I. ELECTION OF DIRECTOR: JENNIFER J. RAAB Mgmt For For
1J. ELECTION OF DIRECTOR: LEE D. ROBERTS Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN F. Mgmt For For
SCHUCKENBROCK
2. A NON-BINDING PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP, OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM, TO AUDIT OUR CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING MARCH
31, 2014
3. A NON-BINDING PROPOSAL TO APPROVE THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
CVR ENERGY, INC. Agenda Number: 934008827
--------------------------------------------------------------------------------------------------------------------------
Security: 12662P108
Meeting Type: Annual
Meeting Date: 17-Jun-2014
Ticker: CVI
ISIN: US12662P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BOB G. ALEXANDER Mgmt For For
SUNGHWAN CHO Mgmt Withheld Against
CARL C. ICAHN Mgmt Withheld Against
VINCENT J. INTRIERI Mgmt For For
JOHN J. LIPINSKI Mgmt Withheld Against
SAMUEL MERKSAMER Mgmt Withheld Against
STEPHEN MONGILLO Mgmt For For
ANDREW ROBERTO Mgmt Withheld Against
JAMES M. STROCK Mgmt For For
2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2014.
3. TO APPROVE, BY A NON-BINDING, ADVISORY Mgmt For For
VOTE, OUR NAMED EXECUTIVE OFFICER
COMPENSATION ("SAY-ON-PAY").
4. TO APPROVE THE COMPANY'S 2007 LONG-TERM Mgmt For For
INCENTIVE PLAN AND AWARDS GRANTED
THEREUNDER TO THE COMPANY'S PRESIDENT AND
CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH
SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
--------------------------------------------------------------------------------------------------------------------------
DEVRY INC. Agenda Number: 933883490
--------------------------------------------------------------------------------------------------------------------------
Security: 251893103
Meeting Type: Annual
Meeting Date: 06-Nov-2013
Ticker: DV
ISIN: US2518931033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CONNIE R. CURRAN Mgmt For For
DANIEL HAMBURGER Mgmt For For
RONALD L. TAYLOR Mgmt For For
2. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
3. APPROVAL OF AN AMENDMENT TO OUR RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE OUR
NAME TO "DEVRY EDUCATION GROUP INC."
4. APPROVAL OF THE DEVRY INC. INCENTIVE PLAN Mgmt For For
OF 2013.
5. AN ADVISORY VOTE ON THE APPROVAL OF Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 933990221
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 11-Jun-2014
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
JACQUALYN A. FOUSE Mgmt For For
LAWRENCE J. SCHORR Mgmt For For
EDWARD W. STACK Mgmt For For
2 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3 NON-BINDING ADVISORY VOTE TO APPROVE Mgmt Against Against
COMPENSATION OF NAMED EXECUTIVE OFFICERS
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 933953792
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1D. ELECTION OF DIRECTOR: MARK G. PAPA Mgmt For For
1E. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD Mgmt For For
1F. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2014.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. STOCKHOLDER PROPOSAL CONCERNING Shr Against For
QUANTITATIVE RISK MANAGEMENT REPORTING FOR
HYDRAULIC FRACTURING OPERATIONS, IF
PROPERLY PRESENTED.
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE Shr Against For
EMISSIONS REPORT, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 933958324
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D. DESMOND-HELLMANN Mgmt For For
DONALD E. GRAHAM Mgmt For For
REED HASTINGS Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr For Against
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr For Against
EXPENDITURES.
5. A STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS.
6. A STOCKHOLDER PROPOSAL REGARDING CHILDHOOD Shr Against For
OBESITY AND FOOD MARKETING TO YOUTH.
7. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL Shr Against For
SUSTAINABILITY REPORT.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 934024376
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 18-Jun-2014
Ticker: FNF
ISIN: US31620R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO AMEND AND RESTATE FIDELITY NATIONAL Mgmt For For
FINANCIAL, INC.'S (FNF) CERTIFICATE OF
INCORPORATION TO (I) RECLASSIFY EXISTING
FNF CLASS A COMMON STOCK (OLD FNF COMMON
STOCK) INTO TWO NEW TRACKING STOCKS, AN FNF
GROUP COMMON STOCK AND AN FNFV GROUP COMMON
STOCK, AND (II) PROVIDE FOR THE ATTRIBUTION
OF THE BUSINESSES, ASSETS AND LIABILITIES
OF FNF BETWEEN ITS CORE TITLE INSURANCE,
REAL ESTATE, TECHNOLOGY AND MORTGAGE
RELATED BUSINESSES (THE FNF GROUP) AND ITS
PORTFOLIO COMPANY INVESTMENTS (THE FNFV
GROUP)
2. TO APPROVE THE RECLASSIFICATION PROPOSAL, A Mgmt For For
PROPOSAL TO CHANGE EACH OUTSTANDING SHARE
OF OLD FNF COMMON STOCK INTO ONE SHARE OF
FNF COMMON STOCK AND 0.3333 OF A SHARE OF
FNFV COMMON STOCK
3. TO APPROVE THE OPTIONAL CONVERSION Mgmt For For
PROPOSAL, A PROPOSAL TO AMEND AND RESTATE
FNF'S CERTIFICATE OF INCORPORATION, IN
CONNECTION WITH THE RECAPITALIZATION OF THE
OLD FNF COMMON STOCK INTO TWO NEW TRACKING
STOCKS, TO PROVIDE THE FNF BOARD OF
DIRECTORS WITH DISCRETION TO CONVERT SHARES
OF THE COMMON STOCK INTENDED TO TRACK THE
PERFORMANCE OF EITHER OF THE FNF GROUP OR
THE FNFV GROUP INTO COMMON STOCK INTENDED
TO TRACK THE PERFORMANCE OF FNF AS A WHOLE
4. TO AMEND AND RESTATE FNF'S CERTIFICATE OF Mgmt For For
INCORPORATION, IN CONNECTION WITH THE
RECAPITALIZATION OF OLD FNF COMMON STOCK
INTO TWO NEW TRACKING STOCKS, TO PROVIDE
THE FNF BOARD WITH DISCRETION TO PERMIT THE
SALE OF ALL OR SUBSTANTIALLY ALL OF THE
ASSETS ATTRIBUTED TO THE FNF GROUP AND/OR
THE FNFV GROUP WITHOUT THE VOTE OF THE
STOCKHOLDERS OF THAT GROUP, IF THE NET
PROCEEDS OF SUCH SALE ARE DISTRIBUTED TO
HOLDERS OF THAT STOCK BY MEANS OF A
DIVIDEND OR REDEMPTION, THAT STOCK IS
CONVERTED INTO STOCK OF THE OTHER GROUP OR
A COMBINATION OF THE FOREGOING IS EFFECTED
5. TO APPROVE THE ADJOURNMENT PROPOSAL, A Mgmt For For
PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF
THE ANNUAL MEETING BY FNF TO PERMIT FURTHER
SOLICITATION OF PROXIES, IF NECESSARY OR
APPROPRIATE, IF SUFFICIENT VOTES ARE NOT
REPRESENTED AT THE ANNUAL MEETING TO
APPROVE THE RECAPITALIZATION PROPOSALS
6. DIRECTOR
WILLIAM P. FOLEY, II Mgmt For For
DOUGLAS K. AMMERMAN Mgmt For For
THOMAS M. HAGERTY Mgmt For For
PETER O. SHEA, JR. Mgmt For For
7. TO APPROVE THE SAY ON PAY PROPOSAL, A Mgmt For For
PROPOSAL TO APPROVE A NON-BINDING ADVISORY
RESOLUTION ON THE COMPENSATION PAID TO
FNF'S NAMED EXECUTIVE OFFICERS
8. TO APPROVE THE FNF EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN PROPOSAL, A PROPOSAL TO AMEND AND
RESTATE THE FIDELITY NATIONAL FINANCIAL,
INC. 2013 EMPLOYEE STOCK PURCHASE PLAN TO
ADD A CASH MATCHING FEATURE AND TO LIMIT
THE TOTAL NUMBER OF SHARES OF OLD FNF
COMMON STOCK THAT MAY BE PURCHASED ON THE
OPEN MARKET WITH CASH CONTRIBUTED INTO THE
PLAN
9. TO APPROVE THE AUDITORS RATIFICATION Mgmt For For
PROPOSAL, A PROPOSAL TO RATIFY THE
APPOINTMENT OF KPMG LLP AS FNF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2014 FISCAL YEAR
--------------------------------------------------------------------------------------------------------------------------
FORTINET INC. Agenda Number: 934002988
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 20-Jun-2014
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MICHAEL XIE Mgmt For For
1.2 ELECTION OF DIRECTOR: WILLIAM H. NEUKOM Mgmt For For
02. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS FORTINET'S INDEPENDENT
REGISTERED ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2014.
03. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 933993203
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208
Meeting Type: Annual
Meeting Date: 05-Jun-2014
Ticker: GMED
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID M. DEMSKI Mgmt For For
1B. ELECTION OF DIRECTOR: KURT C. WHEELER Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt Against Against
COMPENSATION (THE SAY-ON-PAY VOTE).
--------------------------------------------------------------------------------------------------------------------------
GNC HOLDINGS INC. Agenda Number: 933961876
--------------------------------------------------------------------------------------------------------------------------
Security: 36191G107
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: GNC
ISIN: US36191G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY P. BERGER Mgmt For For
ALAN D. FELDMAN Mgmt For For
JOSEPH M. FORTUNATO Mgmt For For
MICHAEL F. HINES Mgmt For For
AMY B. LANE Mgmt For For
PHILIP E. MALLOTT Mgmt For For
ROBERT F. MORAN Mgmt For For
C. SCOTT O'HARA Mgmt For For
RICHARD J. WALLACE Mgmt For For
2 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR
3 THE APPROVAL, BY NON-BINDING VOTE, OF THE Mgmt For For
COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS IN 2013, AS DISCLOSED IN
THE PROXY MATERIALS
--------------------------------------------------------------------------------------------------------------------------
GOOGLE INC. Agenda Number: 933948359
--------------------------------------------------------------------------------------------------------------------------
Security: 38259P508
Meeting Type: Annual
Meeting Date: 14-May-2014
Ticker: GOOG
ISIN: US38259P5089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt Withheld Against
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2014.
3. THE APPROVAL OF 2013 COMPENSATION AWARDED Mgmt Against Against
TO NAMED EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
5. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr For Against
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
6. A STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING TAX POLICY Shr Against For
PRINCIPLES, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING AN Shr For Against
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 933935984
--------------------------------------------------------------------------------------------------------------------------
Security: 18383Q739
Meeting Type: Special
Meeting Date: 03-Apr-2014
Ticker: TAN
ISIN: US18383Q7390
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF TRUSTEE: DONALD C. CACCIAPAGLIA Mgmt For For
1B. ELECTION OF TRUSTEE: DONALD A. CHUBB, JR. Mgmt For For
1C. ELECTION OF TRUSTEE: MAYNARD F. OLIVERIUS Mgmt For For
1D. ELECTION OF TRUSTEE: DR. JERRY B. FARLEY Mgmt For For
2. TO APPROVE THE AMENDMENT OF THE TRUST'S Mgmt For For
AGREEMENT AND DECLARATION OF TRUST.
--------------------------------------------------------------------------------------------------------------------------
HCA HOLDINGS, INC Agenda Number: 933935201
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 23-Apr-2014
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD M. BRACKEN Mgmt For For
R. MILTON JOHNSON Mgmt For For
ROBERT J. DENNIS Mgmt For For
NANCY-ANN DEPARLE Mgmt For For
THOMAS F. FRIST III Mgmt For For
WILLIAM R. FRIST Mgmt For For
ANN H. LAMONT Mgmt For For
JAY O. LIGHT Mgmt For For
GEOFFREY G. MEYERS Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
STEPHEN G. PAGLIUCA Mgmt For For
WAYNE J. RILEY, M.D. Mgmt For For
JOHN W. ROWE, M.D. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2014
3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 933952788
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: T.J. CHECKI Mgmt For For
1.2 ELECTION OF DIRECTOR: E.E. HOLIDAY Mgmt For For
1.3 ELECTION OF DIRECTOR: J.H. MULLIN Mgmt For For
1.4 ELECTION OF DIRECTOR: J.H. QUIGLEY Mgmt For For
1.5 ELECTION OF DIRECTOR: R.N. WILSON Mgmt For For
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2014.
4A. ELIMINATION OF 80% SUPERMAJORITY VOTING Mgmt For For
REQUIREMENT IN THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION AND BY-LAWS.
4B. ELIMINATION OF TWO-THIRDS SUPERMAJORITY Mgmt For For
VOTING REQUIREMENT IN THE COMPANY'S
RESTATED CERTIFICATE OF INCORPORATION.
5. ELIMINATION OF PROVISIONS IN THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
CONCERNING $3.50 CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
6. STOCKHOLDER PROPOSAL RECOMMENDING A REPORT Shr Against For
REGARDING CARBON ASSET RISK.
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 933851140
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 22-Jul-2013
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: MR. THOMAS LYNCH Mgmt For For
1.2 ELECTION OF DIRECTOR: MR. DECLAN MCKEON Mgmt For For
1.3 ELECTION OF DIRECTOR: PROF. WILLIAM HALL Mgmt For For
2. TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
3. TO AUTHORIZE THE FIXING OF THE AUDITORS' Mgmt For For
REMUNERATION
4. TO AUTHORIZE THE COMPANY TO ALLOT SHARES Mgmt For For
5. TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS
6. TO AUTHORIZE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF SHARES
--------------------------------------------------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION Agenda Number: 933972350
--------------------------------------------------------------------------------------------------------------------------
Security: 477143101
Meeting Type: Annual
Meeting Date: 22-May-2014
Ticker: JBLU
ISIN: US4771431016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID BARGER Mgmt For For
1B. ELECTION OF DIRECTOR: JENS BISCHOF Mgmt For For
1C. ELECTION OF DIRECTOR: PETER BONEPARTH Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID CHECKETTS Mgmt For For
1E. ELECTION OF DIRECTOR: VIRGINIA GAMBALE Mgmt For For
1F. ELECTION OF DIRECTOR: STEPHAN GEMKOW Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN JEWETT Mgmt For For
1H. ELECTION OF DIRECTOR: STANLEY MCCHRYSTAL Mgmt For For
1I. ELECTION OF DIRECTOR: JOEL PETERSON Mgmt For For
1J. ELECTION OF DIRECTOR: ANN RHOADES Mgmt For For
1K. ELECTION OF DIRECTOR: FRANK SICA Mgmt For For
1L. ELECTION OF DIRECTOR: THOMAS WINKELMANN Mgmt For For
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2014.
3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTIONS REPORTING.
5. STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For
STOCK RETENTION.
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 933952194
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100
Meeting Type: Annual
Meeting Date: 06-May-2014
Ticker: LPLA
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: RICHARD W. BOYCE Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
1.3 ELECTION OF DIRECTOR: MARK S. CASADY Mgmt For For
1.4 ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1.5 ELECTION OF DIRECTOR: JAMES S. PUTNAM Mgmt For For
1.6 ELECTION OF DIRECTOR: JAMES S. RIEPE Mgmt For For
1.7 ELECTION OF DIRECTOR: RICHARD P. SCHIFTER Mgmt For For
2. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION THAT WOULD DECLASSIFY THE
BOARD, SUCH THAT IT WOULD BE COMPRISED OF A
SINGLE CLASS OF DIRECTORS ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
3. APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION THAT WOULD PROVIDE THAT
DIRECTORS MAY BE REMOVED WITH OR WITHOUT
CAUSE RATHER THAN REMOVED ONLY FOR CAUSE,
IF THE PROPOSAL REGARDING BOARD
DECLASSIFICATION PURSUANT TO PROPOSAL 2 IS
APPROVED.
4. RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2014.
5. APPROVE, IN AN ADVISORY VOTE, THE Mgmt For For
COMPENSATION PAID TO COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 933927850
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Special
Meeting Date: 26-Mar-2014
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT (A) THE DECLARATION AND PAYMENT OF A Mgmt For
SPECIAL DIVIDEND OF US$0.1147 PER ORDINARY
SHARE OF THE COMPANY OUT OF THE SHARE
PREMIUM ACCOUNT OF THE COMPANY PURSUANT TO
ARTICLE 147 OF THE ARTICLES OF ASSOCIATION
OF THE COMPANY AND IN ACCORDANCE WITH THE
CAYMAN COMPANIES LAW (AS AMENDED) OF THE
CAYMAN ISLANDS (THE ... (DUE TO SPACE
LIMITS, SEE PROXY MATERIAL FOR FULL
PROPOSAL)
--------------------------------------------------------------------------------------------------------------------------
MELCO CROWN ENTERTAINMENT LTD. Agenda Number: 933984139
--------------------------------------------------------------------------------------------------------------------------
Security: 585464100
Meeting Type: Annual
Meeting Date: 21-May-2014
Ticker: MPEL
ISIN: US5854641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) TO RATIFY THE ANNUAL REPORT ON FORM 20-F Mgmt For
FILED WITH THE U.S. SECURITIES AND EXCHANGE
COMMISSION, AND TO RECEIVE AND ADOPT THE
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
AND THE DIRECTORS' AND AUDITORS' REPORTS,
FOR THE YEAR ENDED DECEMBER 31, 2013.
2A) TO RE-ELECT MR. CLARENCE YUK MAN CHUNG AS A Mgmt Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
2B) TO RE-ELECT MR. WILLIAM TODD NISBET AS A Mgmt Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY.
2C) TO RE-ELECT MR. JAMES ANDREW CHARLES Mgmt For
MACKENZIE AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY.
2D) TO RE-ELECT MR. THOMAS JEFFERSON WU AS AN Mgmt For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY.
3) TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY.
4) TO RATIFY THE APPOINTMENT OF AND RE-APPOINT Mgmt For
THE INDEPENDENT AUDITORS OF THE COMPANY,
DELOITTE TOUCHE TOHMATSU, AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION.
5) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against
MANDATE TO THE BOARD OF DIRECTORS TO ISSUE
NEW SHARES OF THE COMPANY
6) TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For
MANDATE TO THE BOARD OF DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY
7) TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against
THE BOARD OF DIRECTORS TO ISSUE NEW SHARES
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 933975180
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 27-May-2014
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM B. HARRISON Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For
1G. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1L. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
4. SHAREHOLDER PROPOSAL CONCERNING Shr For Against
SHAREHOLDERS' RIGHT TO ACT BY WRITTEN
CONSENT.
5. SHAREHOLDER PROPOSAL CONCERNING SPECIAL Shr Against For
SHAREOWNER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
MICHAEL KORS HOLDINGS LIMITED Agenda Number: 933849830
--------------------------------------------------------------------------------------------------------------------------
Security: G60754101
Meeting Type: Annual
Meeting Date: 01-Aug-2013
Ticker: KORS
ISIN: VGG607541015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL KORS Mgmt For For
1B. ELECTION OF DIRECTOR: JUDY GIBBONS Mgmt For For
1C. ELECTION OF DIRECTOR: LAWRENCE STROLL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING MARCH 29, 2014.
3. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, EXECUTIVE COMPENSATION.
4. TO HOLD A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NRG ENERGY, INC. Agenda Number: 933950241
--------------------------------------------------------------------------------------------------------------------------
Security: 629377508
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: NRG
ISIN: US6293775085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL Mgmt For For
1.2 ELECTION OF DIRECTOR: LAWRENCE S. COBEN Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID CRANE Mgmt For For
1.4 ELECTION OF DIRECTOR: TERRY G. DALLAS Mgmt For For
1.5 ELECTION OF DIRECTOR: PAUL W. HOBBY Mgmt For For
1.6 ELECTION OF DIRECTOR: EDWARD R. MULLER Mgmt For For
1.7 ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN Mgmt For For
1.8 ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For
1.9 ELECTION OF DIRECTOR: WALTER R. YOUNG Mgmt For For
2. TO APPROVE NRG'S EXECUTIVE COMPENSATION Mgmt For For
(SAY ON PAY PROPOSAL).
3. TO ADOPT THE NRG ENERGY, INC. AMENDED & Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
4. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2014.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 933943892
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Special
Meeting Date: 28-Mar-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPOINT MR. E. MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM APRIL 1, 2014
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTOR NV Agenda Number: 934014945
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 20-May-2014
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2C. ADOPTION OF THE 2013 FINANCIAL STATEMENTS Mgmt For For
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR Mgmt For For
THEIR MANAGEMENT DURING THE PAST FINANCIAL
YEAR
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. Mgmt For For
CLEMMER AS EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. Mgmt For For
GOLDMAN AS NON-EXECUTIVE DIRECTOR OF THE
COMPANY WITH EFFECT FROM MAY 20, 2014
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM MAY 20, 2014
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN Mgmt For For
AS NON-EXECUTIVE DIRECTOR OF THE COMPANY
WITH EFFECT FROM MAY 20, 2014
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH
EFFECT FROM JULY 1, 2014
4. AUTHORISATION TO REPURCHASE SHARES IN THE Mgmt For For
COMPANY'S CAPITAL
5. AUTHORISATION TO CANCEL REPURCHASED SHARES Mgmt For For
IN THE COMPANY'S CAPITAL
--------------------------------------------------------------------------------------------------------------------------
PGT, INC. Agenda Number: 933967715
--------------------------------------------------------------------------------------------------------------------------
Security: 69336V101
Meeting Type: Annual
Meeting Date: 07-May-2014
Ticker: PGTI
ISIN: US69336V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRETT N. MILGRIM Mgmt For For
RICHARD D. FEINTUCH Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
3. APPROVAL OF THE PGT, INC. 2014 OMNIBUS Mgmt For For
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 933975990
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 28-May-2014
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1.2 ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: CHARLES E. RAMSEY, Mgmt For For
JR.
1.4 ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
1.5 ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For
1.6 ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For
1.7 ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1.8 ELECTION OF DIRECTOR: JIM A. WATSON Mgmt For For
2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3 ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4 REAPPROVAL OF THE SECTION 162(M) MATERIAL Mgmt For For
TERMS UNDER THE 2006 LONG-TERM INCENTIVE
PLAN
--------------------------------------------------------------------------------------------------------------------------
RETAILMENOT, INC. Agenda Number: 933932902
--------------------------------------------------------------------------------------------------------------------------
Security: 76132B106
Meeting Type: Annual
Meeting Date: 30-Apr-2014
Ticker: SALE
ISIN: US76132B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: C. THOMAS BALL Mgmt For For
1.2 ELECTION OF DIRECTOR: JEFFREY M. CROWE Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2014.
--------------------------------------------------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION Agenda Number: 933950378
--------------------------------------------------------------------------------------------------------------------------
Security: 78388J106
Meeting Type: Annual
Meeting Date: 08-May-2014
Ticker: SBAC
ISIN: US78388J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
STEVEN E. BERNSTEIN
1.2 ELECTION OF DIRECTOR FOR A THREE-YEAR TERM: Mgmt For For
DUNCAN H. COCROFT
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS SBA'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL
YEAR.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF SBA'S NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 934037804
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 19-Jun-2014
Ticker: SNE
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KAZUO HIRAI Mgmt For For
KENICHIRO YOSHIDA Mgmt For For
KANEMITSU ANRAKU Mgmt For For
OSAMU NAGAYAMA Mgmt For For
TAKAAKI NIMURA Mgmt For For
EIKOH HARADA Mgmt For For
JOICHI ITO Mgmt For For
TIM SCHAAFF Mgmt For For
KAZUO MATSUNAGA Mgmt For For
KOICHI MIYATA Mgmt For For
JOHN V. ROOS Mgmt For For
ERIKO SAKURAI Mgmt For For
2. TO ISSUE STOCK ACQUISITION RIGHTS FOR THE Mgmt For For
PURPOSE OF GRANTING STOCK OPTIONS.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC. Agenda Number: 933914093
--------------------------------------------------------------------------------------------------------------------------
Security: 84763R101
Meeting Type: Annual
Meeting Date: 28-Jan-2014
Ticker: SPB
ISIN: US84763R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH C. AMBRECHT Mgmt For For
EUGENE I. DAVIS Mgmt For For
DAVID R. LUMLEY Mgmt For For
OMAR M. ASALI Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE BOARD OF Mgmt For For
DIRECTORS OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2014.
3. TO APPROVE A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS.
4. TO APPROVE AN AMENDMENT OF THE SPECTRUM Mgmt For For
BRANDS HOLDINGS, INC. 2011 OMNIBUS EQUITY
AWARD PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE
THEREUNDER FROM 4,625,676 TO 5,625,676.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL INC Agenda Number: 933968591
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: SRC
ISIN: US84860W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KEVIN M. CHARLTON Mgmt For For
TODD A. DUNN Mgmt For For
DAVID J. GILBERT Mgmt For For
RICHARD I. GILCHRIST Mgmt For For
DIANE M. MOREFIELD Mgmt For For
THOMAS H. NOLAN, JR. Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
THOMAS D. SENKBEIL Mgmt For For
NICHOLAS P. SHEPHERD Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2014.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT FOR THE
2014 ANNUAL MEETING OF STOCKHOLDERS.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC. Agenda Number: 933934487
--------------------------------------------------------------------------------------------------------------------------
Security: 790849103
Meeting Type: Annual
Meeting Date: 01-May-2014
Ticker: STJ
ISIN: US7908491035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD R. DEVENUTI Mgmt For For
1B. ELECTION OF DIRECTOR: STEFAN K. WIDENSOHLER Mgmt For For
1C. ELECTION OF DIRECTOR: WENDY L. YARNO Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE THE ST. JUDE MEDICAL, INC. Mgmt For For
MANAGEMENT INCENTIVE COMPENSATION PLAN.
4. TO APPROVE AMENDMENTS TO OUR ARTICLES OF Mgmt For For
INCORPORATION AND BYLAWS TO DECLASSIFY OUR
BOARD OF DIRECTORS.
5. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2014.
--------------------------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda Number: 933993669
--------------------------------------------------------------------------------------------------------------------------
Security: 855030102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: SPLS
ISIN: US8550301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: DREW G. FAUST Mgmt For For
1C. ELECTION OF DIRECTOR: JUSTIN KING Mgmt For For
1D. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1E. ELECTION OF DIRECTOR: ROWLAND T. MORIARTY Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT C. NAKASONE Mgmt For For
1G. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT E. SULENTIC Mgmt For For
1I. ELECTION OF DIRECTOR: RAUL VAZQUEZ Mgmt For For
1J. ELECTION OF DIRECTOR: VIJAY VISHWANATH Mgmt For For
1K. ELECTION OF DIRECTOR: PAUL F. WALSH Mgmt For For
2. APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. Mgmt For For
3. APPROVAL, ON AN ADVISORY BASIS, OF NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF ERNST & YOUNG LLP AS STAPLES'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE CURRENT FISCAL YEAR.
5. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr For Against
COMPANY TO HAVE AN INDEPENDENT BOARD
CHAIRMAN.
6. NON-BINDING STOCKHOLDER PROPOSAL REQUIRING Shr Against For
COMPANY TO PRODUCE A HUMAN RIGHTS REPORT.
--------------------------------------------------------------------------------------------------------------------------
STEALTHGAS INC. Agenda Number: 933868119
--------------------------------------------------------------------------------------------------------------------------
Security: Y81669106
Meeting Type: Annual
Meeting Date: 23-Sep-2013
Ticker: GASS
ISIN: MHY816691064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL G. JOLLIFFE Mgmt For For
JOHN KOSTOYANNIS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE Mgmt For For
HADJIPAVLOU, SOFIANOS & CAMBANIS S.A. AS
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2013.
--------------------------------------------------------------------------------------------------------------------------
SYMANTEC CORPORATION Agenda Number: 933875025
--------------------------------------------------------------------------------------------------------------------------
Security: 871503108
Meeting Type: Annual
Meeting Date: 22-Oct-2013
Ticker: SYMC
ISIN: US8715031089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: STEPHEN M. BENNETT Mgmt For For
1B ELECTION OF DIRECTOR: MICHAEL A. BROWN Mgmt For For
1C ELECTION OF DIRECTOR: FRANK E. DANGEARD Mgmt For For
1D ELECTION OF DIRECTOR: GERALDINE B. Mgmt For For
LAYBOURNE
1E ELECTION OF DIRECTOR: DAVID L. MAHONEY Mgmt For For
1F ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For
1G ELECTION OF DIRECTOR: ANITA M. SANDS Mgmt For For
1H ELECTION OF DIRECTOR: DANIEL H. SCHULMAN Mgmt For For
1I ELECTION OF DIRECTOR: V. PAUL UNRUH Mgmt For For
1J ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR
3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4 APPROVAL OF OUR 2013 EQUITY INCENTIVE PLAN Mgmt Against Against
5 APPROVAL OF AN AMENDMENT TO OUR 2008 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
6 APPROVAL OF OUR AMENDED AND RESTATED SENIOR Mgmt For For
EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 933993455
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 02-Jun-2014
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1H. ELECTION OF DIRECTOR: DOUGLAS W. Mgmt For For
LEATHERDALE
1I. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1J. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1K. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2014.
4. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING CUMULATIVE
VOTING, IF PROPERLY PRESENTED AT THE 2014
ANNUAL MEETING OF SHAREHOLDERS.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2014 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
WHITEWAVE FOODS COMPANY Agenda Number: 933871510
--------------------------------------------------------------------------------------------------------------------------
Security: 966244204
Meeting Type: Special
Meeting Date: 24-Sep-2013
Ticker: WWAVB
ISIN: US9662442048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE CONVERSION, ON A Mgmt For For
ONE-FOR-ONE BASIS, OF ALL ISSUED AND
OUTSTANDING SHARES OF WHITEWAVE CLASS B
COMMON STOCK INTO SHARES OF WHITEWAVE CLASS
A COMMON STOCK.
2. PROPOSAL TO ADJOURN THE SPECIAL MEETING IF Mgmt For For
NECESSARY OR APPROPRIATE TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE FUND Agenda Number: 933920173
--------------------------------------------------------------------------------------------------------------------------
Security: 97717W851
Meeting Type: Special
Meeting Date: 11-Mar-2014
Ticker: DXJ
ISIN: US97717W8516
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DAVID G. CHRENCIK Mgmt For For
JOEL H. GOLDBERG Mgmt For For
M.A. RASO KIRSTEIN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda Number: 934015365
--------------------------------------------------------------------------------------------------------------------------
Security: 984332106
Meeting Type: Annual
Meeting Date: 25-Jun-2014
Ticker: YHOO
ISIN: US9843321061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID FILO Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN M. JAMES Mgmt For For
1C. ELECTION OF DIRECTOR: MAX R. LEVCHIN Mgmt For For
1D. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES R. SCHWAB Mgmt For For
1G. ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Mgmt For For
1H. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S 1995 STOCK PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES AVAILABLE
FOR GRANT UNDER THE PLAN.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For
BYLAWS TO PROVIDE SHAREHOLDERS WITH THE
RIGHT TO CALL SPECIAL MEETINGS.
6. SHAREHOLDER PROPOSAL REGARDING A BOARD Shr Against For
COMMITTEE ON HUMAN RIGHTS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
7. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For
DISCLOSURE, IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
8. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For
CONTRIBUTION DISCLOSURE, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
Highland Global Select Equity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland International Equity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Premier Growth Equity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Small-Cap Equity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Tax Exempt Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Highland Total Return Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Highland Funds II
By (Signature) /s/ Ethan Powell
Name Ethan Powell
Title President
Date 08/27/2014